TranscendenTalising The sTaTe
Roy Wagner
Abstract How can one radically resist the state, when material and ideological
circumstances foreclose a non-statist horizon? To tackle this question, the
paper will rely on points of view of communities that know no stateless world,
but still reject contemporary state governmentality as such, rather than just
this or that government. The paper opens by fleshing out the claim that
there is no ‘world’ outside the state. Then it looks into Zapatista resistance,
among others, to see how resistance to the state works where there is no
independent world from which the state is to be resisted. Next the work of
Pierre Clastres and liberation theology is used to set up a model that I call
‘transcendentalisation of the state’ - a form of governmentality that retains
the state as constitutive framework, but undermines its power to enforce its
authority. The last two sections flesh out this model with case studies from
Israel/Palestine and the Euromed civil forum.
Keywords Clastres, Zapatistas, governmentality, anarchism, statism, EuroMediterranean forum (Euromed), Israel/Palestine
INTrODuCTION
I believe that as we were saying in the assemblies of the Polytechnic, if the
revolution doesn’t come now, if we don’t push this insurrection to a real
revolution, it will not be because we don’t have the power but because we
don’t have our world.1
The problem discussed in this paper is that of radically resisting the state,
when material and ideological circumstances foreclose a non-statist horizon,
or, as anarchist activists Pavlos and Irina put it, where one has no world outside
the state. To articulate a radical challenge to state authority from within a
statist framework, this paper will rely on points of view of communities that
know no stateless world, but still reject contemporary state governmentality
as such (rather than just this or that government).
The first section will flesh out the claim that there is no ‘world’ outside
the state. Then I look into Zapatista resistance (among others) to see how
resistance to the state works where there is no independent world from
which the state is to be resisted. In the following two sections I will use the
work of Pierre Clastres and liberation theology to set up a model that I call
‘transcendentalisation of the state’ - a form of governmentality that retains
the state as constitutive framework, but undermines its power to enforce its
dOi: 10.3898.neWF.88.01.2016
TranscendenTalising The sTaTe
1. Pavlos and
Irina (anarchist
participants in the
Athens December
2008 protests),
‘This is the spirit
of the revolt’, in
A.G. Schwarz, Tasos
Sagris and Void
Network (eds), We
Are an Image from
the Future: The Greek
Revolt of December
2008, AK Press,
Oakland 2010,
p129. (Hereafter
Spirit of the Revolt).
authority. The last two sections will flesh out this model with case studies.
ArTICuLATION Of THE PrObLEM: NO WOrLD OuTSIDE THE STATE
2. Gilles Deleuze,
‘Societies of
Control’, October, 59
1992, p6.
3. James Scott, The
Art of Not Being
Governed, Yale
university Press,
New Haven 2010.
(Hereafter Not Being
Governed.) Late
twentieth century
technological
changes allowed
states to reach
previously
ungovernable areas
in ways that render
some of the analysis
less relevant; see Not
Being Governed, pxii.
Pavlos and Irina (of the motto above) realise that they have no ‘world’ outside
the state, that is, no array of power and discourse that can be considered as
the state’s outside. The claim is not simply that there is hardly any piece of
land outside state sovereignty, but that the state’s biopolitics and control force
themselves on what could be considered, until recently, as spaces outside
state government. ‘The family, the school, the army, the factory are no
longer the distinct analogical spaces that converge towards an owner - state
or private power - but coded figures - deformable and transformable - of a
single corporation that now has only stockholders’.2 The state is no longer an
element of sovereignty with borders, frontiers, enemies and an outside; it has
become a pervasive form of governmentality, an inescapable ‘state of affairs’.
In this section I would like to explain why some of the sites that might be
considered as sites of resistance outside the state are, in fact, intertwined with
the state. The first sites to explore as potentially outside-state are zones where
state jurisdiction does not apply. James Scott’s The Art of not Being Governed
studies such zones in the mountains of South East Asia before the mid-twentieth
century.3 Scott distinguishes state zones from non-state zones, where ‘the state
has particular difficulty in establishing and maintaining its authority’(p13).
In the relevant historic conditions, non-state zones are areas where natural or
other circumstances prevent the binding of large populations to rice cultivation
plots and systems of registration and taxation that enable state control (p179).
Scott’s most relevant claim for us here is that non-state zones do not
precede the state, but are co-constructed with it:
The state and its resulting shatter zone are mutually constituted in the full
sense of that much-abused term … The valley state’s elites define their
status as a civilisation by reference to those outside their grasp, while at
the same time depending on them for trade and to replenish (by capture
or inducements) their subject population. The hill peoples, in turn, are
dependent on the valley state for vital trade goods and may position
themselves cheek by jowl with valley kingdoms to take full advantage
of the opportunities for profit and plunder, while generally remaining
outside direct political control (pp326-7).
In fact, the borders between Scott’s states and non-state zones are so fluid, that
the former are called ‘concertina states’ (p164-5). Only a society that exists in
relation to a state can be considered as a non-state zone (as opposed to prestate zones that no longer survive). Scott’s non-state zones are not the opposite
of states, but a way of living with states: living off them, by interacting with
them. They are not grounds for resistance to states as such. Contemporary
neW FOrmaTiOns
attempts to create autonomist communities face a similar problem.
If we can’t reach outside the state, we might want to resist it from ‘that
which is at the same time its other, its outside, its target, and its object, namely:
civil society’.4 but this statement is ironic. foucault’s purpose is precisely to
show that both the state and society are contingent and co-constituted.
foucault identifies several stages in the evolution of modern European
politics:
• The pre-modern pastoral or opportunist sovereign, who leads individuals
(rather than society, which is not yet there as an object of political
discourse) to salvation, or exploits them for his own benefit.5
• Early modern ‘raison d’état’, where ‘The state exists only for itself and in
relation to itself ’ (Birth of Biopolitics, p6), so that ‘the individual exists insofar
as what he does is able to introduce even a minimal change in the strength of
the state’.6 Here society is a second nature analysed in terms of physiocratic
or liberal political economy, restricting the state’s ability to intervene.
• Twentieth-century ordo- or neo-liberalism, where the state must shape
society to optimise economy, which takes society’s place as second nature.
‘The problem of liberal policy was precisely to develop in fact the concrete
and real space in which the formal structure of competition could function’
(Birth of Biopolitics, p160).
I bring the gist of this narrative to insist that society and states are dynamic
discursive co-determined objects. ‘Civil society is not an historical-natural
given … [a] foundation and source of opposition to the state or political
institutions … it is something which forms part of modern governmental
technology’(p297). The society we live in today is the society of the state; it
is imbued with state induced logics, structures and practices; and the same
can be said of the state with respect to society.
Moreover, the very attempt to articulate civil society as an antagonist
to the state participates in this co-constitutive logic. In a world where the
state demands (as in the case of the various Occupy movements) that society
articulate claims and make sense:
All the movements which only bet on liberation, emancipation, the
resurrection of the subject of history, of the group, of speech as a raising
of consciousness … do not see that they are acting in accordance with the
system, whose imperative today is the overproduction and regeneration
of meaning and speech.7
One cannot presume to be independent of the order of state politics from
within a state discourse that demands political subjects and enunciations,
which, by their very annexation into that discourse, remain subject to state
enforced political logics.
TranscendenTalising The sTaTe
4. Michel foucault,
The Birth of
Biopolitics. Lectures at
the Collège de France
1978-79, Palgrave
Macmillan, New
York 2008, p187.
(Hereafter Birth of
Biopolitics).
5. Michel foucault,
Security, Territory,
Population. Lectures at
the Collège de France
1977-78, Palgrave
Macmillan, New
York 2007, pp232-3,
243. (Hereafter
Security, Territory,
Population).
6. Michel foucault,
‘The Political
Technology of
Individuals’, in
Luther H. Martin,
Huck Gutman, and
Patrick H. Huttan
(eds), Technologies of
the Self, university of
Massachusetts Press,
Amherst 1998, p152.
7. Jean baudrillard,
In the Shadow of the
Silent Majorities, or
the End of the Social
and Other Essays,
Semiotext(e), New
York 1983, p109.
8. Ernesto Laclau,
On Populist Reason,
Verso, New York
2005.
9. Such as: Augusto
Illuminati and Tania
rispoli, Tumulti:
Scene dal Nuovo
Disordine Planetario,
Derive Approdi,
rome 2011; Paolo
Virno, A Grammar
of the Multitude:
For an Analysis of
Contemporary Forms of
Life, , Semiotext(e),
New York 2004
(Hereafter Grammar
of Multitude); Paolo
Virno, Multitude:
Between Innovation
and Negation,
Semiotext(e), New
York 2008; Michael
Hardt and Antonio
Negri, Multitude:
War and Democracy
in the Age of Empire,
Penguin, New York
2004.
10. Paolo Virno,
‘Virtuosity and
revolution: The
Political Theory of
Exodus’, in Paolo
Virno and Michael
Hardt (eds), Radical
Thought in Italy:
A Potential Politics,
university of
Minnesota Press,
Minneapolis 1996,
p199.
This last claim is clear when society is analysed as a construction of ‘the
people’ of a hegemonic project relating to state power as in the work of
Laclau.8 but it becomes more objectionable when considered from the point
of view of some autonomist/operaist projects relating to notions of ‘tumult’
and ‘multitude’.9 Yet, even when engaged in such projects, the task of the
multitude ‘alternates between negotiation and total rejection [of the state],
between an intransigence that excludes all mediation and the compromises
necessary for carrying out free zones and neutral environments’ (Grammar
of Multitude, p206). Therefore, statist subjectivity and demands are not
abandoned even while engaging in such non-statist projects. So these projects
do not open a horizon of resistance to states or empire from an outside
(beyond baudrillard’s silence of the masses who continually shrug political
representation and demands), unless they call for an exodus not of society,
but from society understood as a position co-constructed with the state:
Something similar happened in the late 1970s in Italy, when a youthful
workforce … decided that it preferred temporary and part-time jobs to
regular jobs in big factories. Albeit only for a brief period, occupational
mobility functioned as a political resource, bringing about the eclipse of
industrial discipline and permitting a certain degree of self-determination
… [P]reestablished roles were deserted and a ‘territory’ unknown to the
official maps was colonised.10
but the very volume that includes this quote actually discusses the failure of
this exodus, leaving the conditions of possibility of such an exodus an open
problem. Since an exodus from society is vague and out of reach, since we
have no ‘world’ from which to oppose the state, I will try to trace a concept
of statehood by drawing on those who resist the very notion of state authority
from within state articulated logics.
SOME CASE STuDIES Of AN AMbIGuOuS rELATION TO THE STATE
I’d like to start with a concrete example: the Zapatista uprising in Mexico.
following a long local history of more and less formal expressions of popular
resistance, on 1 January, 1994, a group called the EZLN (Zpatistas) declared
an armed uprising against Mexican authorities. The trigger was the NAfTA
accords, neoliberal policies, and an ongoing deterioration of indigenous
welfare. After eleven days of fighting a ceasefire was declared. The Zapatistas
have since suffered intermittent repression by military and paramilitary
groups. In parallel, they negotiated with the government, implemented a
de facto autonomous rule, and organised outside the political party system.
The Zapatista struggle has gained much renown among autonomist leftists
throughout the world, and is considered a successful model of engaging
international solidarity. Zapatista symbols are flaunted by many anarchists
neW FOrmaTiOns
worldwide. but despite their anarchist following, the Zapatistas frame their
demands within a statist discourse. They demand government reform,
amendments to the constitution and representative democracy. They mention
the Catalan and belgian autonomies as possible models for indigenous
self government in Mexico. Their statements are anchored in the Mexican
constitution, the Geneva Convention, the ILO Convention and international
law - so much so that, arguably, ‘if these are ‘rebels’ they are addicted to the
law’.11
In all six Lacandon Jungle Declarations published by the Zapatistas, the frame
of reference is Mexico (some declarations include calls for international action
against neoliberalism, but these are not their core concern).12 This cannot
be taken for granted, as Mexico is an ethnically diverse state with arbitrary
borders, and the Zapatistas stem from indigenous groups divided artificially
between Mexico and Guatemala. And yet, the first Zapatista Declaration from
1993 is based on article 39 of the Mexican constitution, declaring that the
people is the source of national sovereignty. In the second declaration the
Zapatistas emphasised their integration within the Mexican people:
We denounce all the manipulations and the attempts to dissociate our
just demands from those of the people of Mexico. We are Mexicans and
we will not lay aside our demands nor our arms until Democracy, Liberty
and Justice are achieved by everyone (1994).
In the third statement (1995), they insist that ‘Autonomy is not separation,
it is integration’ and that ‘Our STruGGLE IS NATIONAL’. In the fourth
declaration (1996), they flirt with national chauvinism when they state that
‘Our fight is for the homeland, and the bad government dreams with the
flag and language of foreigners’.
but relations between Zapatistas and the state are complex. The Zapatistas
did negotiate with government representatives (leading to the San Andrés
accords, which were never actually implemented), and demanded support and
resources.13 Nevertheless, where the state neglects to provide services (health,
education, justice), the Zapatistas maintain their own autonomous system,
practice civil disobedience (refusal to pay taxes and utility bills) and restrict
access of state officials to public buildings.14 However, instead of taking over
local government through elections (even in those areas where Zapatistas
could win), they prefer to maintain their de facto autonomy in parallel to
the de jure local government.15
As the Zapatistas struggle went on, ambivalent attitudes toward the state
became more explicit. The third Lacandon Jungle Declaration (1995) stated
that:
In the National Democratic Convention the EZLN sought a civic and
peaceful force. One which, without opposing the electoral process, would
TranscendenTalising The sTaTe
11. Andrés Aubry,
‘Autonomy in the
San Andrés Accords:
Expression and
fulfillment of a New
federal Pact’, in Jan
rus, rosalva Aída
Hernándes Castillo
and Shannan L.
Matiace (eds), Mayan
Lives, Mayan Utopias:
The Indigenous
Peoples of Chiapas
and the Zapatista
Rebellion, rowman
and Littlefield,
Lanham 2003, p232.
(Hereafter Mayan
Lives).
12. EZLN, First-Sixth
Declarations of the
Lacandon Jungle,
1993-2005, available
online at: http://
en.wikisource.
org/wiki/first_
Declaration_of_the_
Lacandon_Jungle.
(All subsequent
quotations from this
source).
13. Stephen,
Lynn, Zapata Lives!
Histories and cultural
politics in southern
Mexico, university
of California
Press, berkeley
2002, pp155, 213.
(Hereafter Zapata
Lives).
14. Araceli burgette
Cal y Mayor, ‘The De
facto Autonomous
Process: New
Jurisdictions
and Parallel
Governments
in rebellion’, in
Mayan Lives, pp201,
211. (Hereafter
Autonomous Process).
15. Zapata Lives,
pp119, 327;
Autonomous Process,
p205.
also not be consumed by it, and that would seek new forms of struggle
which would include more democratic sectors in Mexico as well as linking
itself with democratic movements in other parts of the world.
16. Gustavo Esteva,
‘The Meaning
and Scope of
the Struggle for
Autonomy’, in
Mayan Lives, p263.
17. raúl Zibechi,
Dispersing Powers:
Social Movements
as Anti-State Forces,
AK Press, Oakland
2010, pp108, 116.
(Hereafter Dispersing
Power).
18. Dispersing
Power, p132. for
similar tensions
in indigenous
struggles in Ecuador
see Dispersing
Power, pp122-5.
for the context
of Argentinian
workers see Anna C.
Dinnerstein, ‘Power
or Counter-Power:
The Dilemma of the
Piquetero Movement
in Argentina PostCrisis’, Capital and
Class, 81 (2003),
pp1-7.
19. Spirit of the
Revolt, p118.
The fourth Declaration (1996), defined the Zapatistas as a national political
force that ‘does not aspire to take power. A force which is not a political party’.
The sixth Declaration (2005), initiated the ‘Other Campaign’, which sought
to advance a leftist civil debate inclusive of all groups of the Mexican people
without supporting any political party in the upcoming election.
The Zapatista strategy, then, consists of a double motion: on the one hand,
acknowledge the democratic state as a constitutive unity; on the other hand,
distance Zapatistas from state mechanisms. The Zapatista techniques for
keeping state authority at bay fit well those described by James Scott: moving
to less accessible areas (mountains for Scott, jungle for Zapatistas); diverse,
low-maintenance agriculture (as well as outside donations in the Zapatista
case); shifting ethnic and national identification (for the Zapatistas the shift
between identities is expressed, for example, by projecting a local myth onto
the national hero Emiliano Zapata to form Votan Zapata); localised horizontal
decision making (Zapatistas coined the principle of ‘leading by obeying’,
subjecting leaders to popular assemblies);16 and a political facade that hides
the actual leadership (the Zapatista’s most visible leader, Subcomandante
Marcos, served under indigenous leaders).
The opposite motion characteristic of the Zapatista strategy - holding
on to a statist frame of reference - is similarly not unique. In one bolivian
indigenous struggle, which bore many similarities to that of the Zapatistas,
the meaning of the term ‘state’ ranged from the Western ideal to a semantic
loan describing local communal political structures.17 Indeed:
Although the ayllu [local social unit] affirms its autonomy in its daily
life, self-organisation and self-government, clientele relationships, and
submission to the state or its leaders characterise the same everyday
life, in order to cover the needs or expectations that the ayllu is unable
or unwilling to lose sight of. for that reason, Indian reality cannot be
understood as pure opposition to the state, but rather as a creation of
autonomous spaces or powers within the state, including incumbent desires
to become the state.18
In the west, too, one can find the tension between distancing state authority
while recognising it as constitutive. The same Greek Anarchists who described
the Athenian neighbourhood of Eexarchea during the uprising as a ‘stateless
zone’ - and reported that ‘for one week there was no state there’19 - are those
who confessed (in the quotation which opens this essay) that the uprising could
not become a revolution due to the lack of a revolutionary ‘world’. The Italian
struggle of the mid-1970s is described as finding itself in a ‘dilemma between
neW FOrmaTiOns
confinement to a social ghetto and direct confrontation with the state’.20
Similarly, in the context of alter-globalisation struggles in North America:
While most of those engaged with the politics of direct action think of
themselves as, in some sense, revolutionaries, few, at this point are operating
within the classical revolutionary framework where revolutionary organising
is designed to build towards a violent, apocalyptic confrontation with the
state. Even fewer see revolution as a matter of seizing state power and
transforming it through its mechanisms. On the other hand, neither are
they simply interested in a strategy of ‘engaged withdrawal’ (as in Virno’s
‘revolutionary exodus’), and the founding of new, autonomous communities
… In a way one might say that the politics of direct action, by trying to create
alternative forms of organisation in the very teeth of state power, means to
explore a middle ground precisely between these two alternatives.21
CLASTrES’S MODEL Of CHIEfTAINSHIP AND THE
TrANSCENDENTALISATION Of THE STATE
The above ambivalence could be described as the confused dealings of those
who try to resist without a sound political analysis. but it could also be read as
a political structure of resistance to state governmentality from within a statist
framework. Such a reading can find a frame of reference in Pierre Clastres’s
‘Exchange and power: philosophy of Indian chieftainship’.22
Clastres analyses the status of the chief in South American indigenous
societies. He finds that the chief usually lacks the authority to coerce the group
to follow his orders, except perhaps during violent conflict. The chief ’s role is to
conduct ceremony and maintain peace, but even when he rules in local disputes,
his rulings are not binding. The chief has power, but it is not an authoritarian
power to enforce. This is the paradox that Clastres tries to explain.
The chief has certain unique prerogatives and duties. firstly, he is usually
the only person allowed many wives. In the framework of the group’s exchange
economy, he violates the balance between taking and giving wives. Secondly,
he must bestow gifts. He and his wives are required to produce and procure
more for the group than anyone else. This may render the chief ’s household
one of the poorest and hardest working in the group, violating the balance of
giving and receiving gifts. Thirdly, the chief is the official spokesman of the
group, having a monopoly over ceremonial and representative speech. but
the chief ’s speech is not answered. The group needn’t even bother to listen
to the chief ’s speech. They may go on with their daily business while the chief
is making his ceremonial speeches, violating the balance in the exchange of
words. All and all, the chieftainship violates the three essential components
of the group’s exchange cycles: women, gifts and speech.
According to Clastres, breaking these exchange cycles places the chief
outside the social order of exchange, thereby preventing him from acquiring
authoritarian power:
TranscendenTalising The sTaTe
20. Lucio Castellano,
Arrigo Cavallina,
Giustino cortiana,
Mario Dalmaviva,
Luciano ferrari
bravo, Chicco
funaro, Antonio
Negri, Paolo Pozzi,
franco Tommei,
Emilio Vesce and
Polo Virno, ‘Do
you remember
revolution?’, in
Paolo Virno and
Michael Hardt (eds),
Radical Thought
in Italy: A Potential
Politics, university
of Minnesota Press,
Minneapolis 1996,
p232-234.
21. David Graeber,
Possibilities: Essays on
Hierarchy, Rebellion
and Desire, AK Press,
Oakland 2007,
p408. (Hereafter
Possibilities).
22. Pierre Clastres,
Society Against the
State, basil blackwell,
Oxford 1977.
(Hereafter Society
Against the State).
… these three types of ‘signs’ [words, gifts and women] … no longer
appear as exchange values, reciprocity ceases to regulate their circulation,
and each of them falls, therefore, outside the province of communication
… [The chief] enjoys a privileged relationship toward those elements
whose reciprocal movement founds the very structure of society. but this
relationship, by denying these elements an exchange value at the group
level, institutes the political sphere not only as external to the structure
of the group, but further still, as negating that structure: [chieftainship] is
contrary to the group, and the rejection of reciprocity … is the rejection
of society itself (p32).
Since the chief is outside the cycles of exchange, he marks an absolute value
with respect to which speech, property and women are measured. In Deleuzian
terms, the chief is the mobile singular point with respect to which value is
measured; in Clastres’s terms, the chief is an image of the embodied myth or
transcendental horizon with respect to which society imagines itself.
Indian cultures are cultures that are anxious to reject the power that
fascinates them … it is clearly for the purpose of expressing both the
culture’s concern for itself and the dream it has of transcending itself,
that power, paradoxical by its nature, is venerated in its impotence (p37).
If we prefer more pragmatic terminology, we could say that the symbolic
capital given to the chief (such as official speech) allows him to act as an
arbitrator, but not to enforce his rulings. The human capital (women) allows
him to produce gifts for members, but gifting prevents him from accumulating
surplus value that would render him sovereign. The chief ’s position with
respect to society frames society symbolically, without exercising authoritarian
power over it.
Clastres’s structural analysis suffers from several flaws. first, it may have
nothing to do with the discussion of resistance in contemporary societies.
Indeed, society for Clastres is a structure of exchange rather than a historical
development of discourse and power. Clastres’s notion of ‘state’ derives
from the states on the pre-Colombian Andes rather than modern Europe.
Chieftainship acted to contrast the former kind of state, not the latter, which
was yet to appear on the American horizon. As in Scott’s notion of non-state
zone, Clastres’s Indians do not form a pre-state culture, but one that exists in
relation to a given (and now outdated) historical form of statehood. Secondly,
the articulation of the model depends on a highly restricted point of view.
The model reduces women to objects. I am not referring only to their status
in exchange, but also to articulations that claim that the chief, rather than his
wives, provides gifts. To use Clastres’s framework we must impose a certain
point of view on such notions as ‘words’, ‘gifts’ and ‘women’ that suppresses
the experience of many people who live in these systems.
neW FOrmaTiOns
To make Clastres’s model relevant to contemporary contexts and render it
expressible from more diverse positions, we will therefore have to make some
substantial adjustments. Here is how I intend to re-appropriate Clastres’s terms.
• ‘Gifts’ are to be replaced by material exchange of goods.
• ‘Words’ are to be replaced by institutional and legal code.
• ‘Women’ are to be replaced by human and symbolic capital, which, like
the chief ’s wives, enables the production of ‘gifts’, and distinguishes the
chief as the official ‘speaker’.
• Exchange cycles are to be viewed as ‘closed’ or ‘open’. In a ‘closed’
exchange the exchanged elements (material goods, statements, symbolic
and human capital) are meant to balance out in giving and receiving. In
an ‘open’ exchange one side gives without reciprocation (gifts given but
not received, words uttered but not responded to nor necessarily obeyed,
symbolic and human capital offered to someone who monopolises them).
This re-appropriation of terms is still not enough to turn Clastres’s model
into a resource for an adequate descriptive account of modern societies and
states. I will therefore not use this model descriptively, but as a tool for
rethinking some forms of resistance in terms of opening exchange cycles
between citizens and state. This structural tool does not constitute the forms
of resistance to be described below (how could it? It clearly postdates them);
nor does it grasp their common denominator (it is not in them, but is rather a
post-hoc projection on them). Moreover, it does not presume to be universal,
as the notion of state itself is not an a-historic, a-local universal one. This
structural model is a tool for quilting those patches that it manages to sew
together, as well as those that may be sewn onto them as the quilt is extended.
What I offer here is, therefore, a way of thinking about resistance to state
power that may be made relevant to the specific political situations discussed
below, and, more generally, to attempts to resist the state where there is no
world outside it. As with any structural model, its value cannot be guaranteed
in advance. It might, despite all its good intentions, lead to hell.
As a first step, let’s try to sew together this re-appropriation of Clastres’s
model and Zapatista resistance. using the above terms, we can say that
the Zapatistas do not presume to do away with the state, but distance state
authority by opening cycles of exchange with the government.
• At the level of ‘gifts’ (material goods), the Zapatistas expect resources and
services, but refuse to reciprocate with taxes. They provide themselves
with those ‘gifts’ (education, health, etc) that the state fails to provide.
• At the level of ‘words’ (institutional and legal code) the Zapatistas accept
the national legal framework, but their obedience is voluntary. They also
make clear that the cycle of words is open by refusing to participate in
elections, and by invoking the state’s refusal to accept the accords reached
TranscendenTalising The sTaTe
when a pretended ‘closed’ exchange (the San Andrés negotiations) took
place between the state and Zapatistas.
• At the level of ‘women’ (human capital), Zapatistas dedicate activists to
the public service of mobilising an extra-parliamentary national leftist
movement (the Other Campaign).
There is some compatibility between the Zapatista case study and the model
derived from Clastres. but this attempt at projecting the model on Zapatista
political reality also highlights the tension between the structural model and
Zapatista resistance. In Clastres’s model, exchange cycles are part of a static
political order. The Zapatistas, on the other hand, act in a dynamic tension
between two state orders: the really existing state, which they distance by
opening the cycles of ‘gifts’ and ‘words’ (refusal to pay taxes, refusal to obey
and participate in elections), and an alternative state, to which they aspire,
and which they actualise by a new open exchange in the form of their Other
Campaign. Instead of devoting human capital (soldiers and civil servants)
to the actual Mexican state, they invest their human and symbolic capital in
the Mexican state to come, initiated by the dedication of people to this extra
parliamentary national political campaign.
Still, as in the model, the Zapatistas do institute three open cycles of
exchange. Their system maintains the state’s constitutive symbolic role, but
makes it difficult for the state to act as a sovereign power over the Zapatistas.
Zapatista action aspires to retain from the state only a system of absolute
values by opening the constitutive social cycles of exchange. I propose that
this strategy of attempting to retain the constitutive role of the state while
curtailing its power to enforce be named ‘transcendentalisation of the state’.
Definition: ‘Transcendentalisation of the state’ is a political manoeuvre
in which, instead of doing away with the exchange cycles constitutive of
society and the state, these cycles are opened as indicated above. The state
is thus elevated from an immanent authoritarian existence to the status of
a transcendental principle. This principle, like Clastres’s chief, is at once
set apart from closed social cycles of exchange, and still has a formative
transcendental role.
I appropriate my terminology from the Kantian jargon, but use it
idiosyncratically.
• ‘Immanence’ refers to the social-economic world of closed systems of
exchange.
• ‘Transcendent’ refers to the unreachable object of political imagination:
state unity.
• ‘Transcendental’ refers to the very act of political imagination, the
constellation of signs and conditions of possibility that point to the
transcendent object of political imagination.
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Transcendentalisation (and not transcendentisation) of the state seeks to
render the state transcendental by opening cycles of exchange between
government and those who are to be governed. unlike the transcendent,
the transcendental is thoroughly anchored in the material institutions of the
state (the chief is not an abstract idea, nor are the Mexican government or
the Other Campaign). Transcendentalisation does not seek to render them
abstract or ideal, but to break open the cycles of exchange with respect to
these institutions. This opening is meant to prevent state institutions from
applying authoritarian power, while maintaining their chief-like position as
conditions of possibility and constitutive signs of an imagined polity.23
Another case study for transcendentalisation comes from David Graeber’s
description of the relationship between the state of Madagascar and its
rural communities during the 1990s (Possibilities, chapter 5). According to
Graeber, following a forced neoliberal turn, the state failed to provide most
essential services. In fact, the main public service provided by the state was
the education required to maintain its production of new civil servants. Still,
despite widespread lack of enforcement, people were strict about registering
births, deaths and property transfer with the authorities and about asking
state permission for agricultural and ceremonial activities such as uprooting
trees or exhuming dead bodies. Why did citizens bother to cooperate, if
the state could not enforce its laws? According to Graeber, holding on to
state-registration was a continuation of the local sacrifice system, based on
‘fobbing off the Divine Powers with a portion of what is rightfully theirs, so as
to win the rest for living people’ (p168). These were ‘little ritualised actions
of propriation by which one wins the autonomy to continue with one’s life’.
behind this logic stood the fact that
… in Madagascar, the most common way to achieve autonomy is by creating
a false image of domination. The logic seems to be: a community of equals
can only be created by common subordination to some overarching force.
Typically, it is conceived as arbitrary and potentially violent in much the
same way as the traditional Malagasy God … one manages to create a
space for free action, in which to live one’s life out of the grip of power,
only by creating the image of absolute domination - but one which is
ultimately only that, an image, a phantasm … (p169).
In terms of the model suggested here, the state owns ‘words’ (law, permits),
bestows ‘gifts’ (education) and receives symbolic capital (registration) and
human capital (national service) - but none of these exchange cycles is closed.
The law is not backed by enforcement, so the law needn’t be obeyed. The
informal economy renders tax collection, which is supposed to balance the
gift of state services, ineffective. The state registration and permit system
does not actually control development. All this clears up a space for local
communal justice and decision-making.
TranscendenTalising The sTaTe
23. My use of
‘transcendental’
may fit better
Cassirer’s system,
where it refers to
an autonomous and
contingent symbolic
system (such as
myth, religion,
language, science)
that constitutes a
possible form of
immanent existence.
Graeber’s analysis can be read as fitting the model of transcendentalising
the state. Exchange cycles are opened and the state lacks actual authoritative
power; but in the political imagination of civilians, the state has a constitutive
role that enables solidarity and communitarian autonomy. In a state enslaved
by debt, such fragile autonomy might be a nonegligible feat (Possibilities,
pp172-3).
LIbErATION THEOLOGY AND THE TrANSCENDENTALISATION
Of THE STATE
24. Documento
de Medellín, II
conferencia general
del episcopado
Latinoamericano
(CELAM II),
Medellín, Colombia,
1968, available
online at www.
diocese-braga.
pt/catequese/
sim/biblioteca/
publicacoes_
online/91/medellin.
pdf. (Hereafter
CELAM II); Gustavo
Gutiérrez, A Theology
of Liberation: History,
Politics and Salvation,
Maryknoll, Orbis
books, 1973.
(Hereafter Theology
of Liberation).
25. Žiga Vodovnik,
‘Introduction: The
Struggle Continues’,
in Subcomandante
Insurgente Marcso,
Ya basta! The years of
the Zapatista uprising,
AK Press, Oakland
2004, pp35-37.
In order to thicken the symbolic model I am trying to construct, I will discuss
another relevant movement: liberation theology, whose formative statements
were drafted in the second Episcopalian Conference of South America in
Medellín, Colombia, and in the book A Theology of Liberation by the Peruvian
priest Gustavo Gutiérrez. 24
Liberation theology is a catholic movement that is organised around
the interaction of church institutions with autonomous ‘Christian base
Communities’ that read and interpret the scriptures in the light of social
justice. It is committed to an essential link between mutual aid and solidarity
on the one hand and religious salvation and communion with God on the
other. (The link between this movement and the Zapatista struggle goes
through the late bishop Samuel ruíz, a liberation theologian and active
mediator between the Zapatistas and the Mexican government.25)
To link liberation theology and resistance to state authority, note that
Gutiérrez distinguishes three levels of liberation: the first is the concrete
level of liberating a given community from material oppression; the second
is the historical-existential level where people take conscious responsibility
for their fate; the third level is liberation from sin, namely that which
hinders communion among people or with God, leading to wrongdoing
and oppression (Theology of Liberation, pp37-8, 243-4, 59fn). This threefold
view prevents the reduction of salvation to either an ideal-spiritual level
or to a historical-economical level; the three levels are not parallel or
convergent, but intertwined, without the first two levels subsuming the
third (p177).
How does the church fit into this compound, where the immanent
is entangled with the transcendent? Gutiérrez answers this question by
radicalising the message of the Second Vatican Council of 1965 - a message
that promotes (albeit reservedly and incompletely) a transition from ecclesiocentrism to a wider communitarian view. The Council’s documents refer to
the church as ‘sacrament’. for Gutiérrez this means an ‘efficacious sign of
grace’ created by the interaction of man and God, a sign that ‘transmits a
reality from beyond itself ’ (p260). The church is a sign of the third level of
liberation that exceeds the social-economic and historical-existential levels,
a sign that every such liberation is part of salvation, but an ‘incomplete and
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provisional’ part (p272). To be a clear and distinct sacrament or sign, the
church must itself be a site of liberation (p261). This can only be accomplished
if the church gives up its association with the ruling classes: ‘the Church should
divest itself of every vestige of political power’ (p261).
If we compare this conception to Clastres’s chieftainship, we see that, like
the chief, the church is the bearer of ‘words’ (the divine sign), the bestower
of ‘gifts’ (mediating divine revelation and grace), and is uniquely entitled
to ‘polygeny’ (the nuns, Christ’s brides, but also the priests, who are bound
to celibacy and are thereby set apart from mundane exchange). Moreover,
in liberation theology, none of these elements should form a closed cycle
of exchange. Where the church not only gives but also receives gifts, and
becomes an authoritarian institution, Gutiérrez requires that the cycle be
opened: the church is called on to break with its sources of material affluence
(ruling classes), and stand with the oppressed, depending on the voluntary
cooperation of Christian base Communities. This would allow the church
to represent to the community the transcendental horizon of communion
among humans through communion with God.
If communion with God has a transcendent, extra-historical dimension,
then the ecclesiastic sign mediating between the transcendent and the socialhistorical levels holds a transcendental position: it is the material condition
of forming an immanent life in the image of divine salvation.26 Gutiérrez’s
manoeuvre, then, which is usually read as rendering the church immanent
to concrete social struggles, can also be read as rendering it transcendental
- a material sign or a condition of possibility for a salvific world. Liberation
theology renders the church transcendental in order to promote an analogous
political manoeuvre, where state authority is stripped of its power to enforce
and becomes a sign enabling true communion among humans.
Patching liberation theology to Clastres’s model as reconstructed above,
‘transcendentalising the state’ turns into a political-theological strategy
whereby, like the church in liberation theology and like Clastres’s chief, the
state is to become a constitutive transcendental principle - a material entity
involved in open cycles of exchange so as to express a transcendent horizon.
The relation between salvific movements and the transcendentalisation
of the state is not restricted to twentieth-century Latin America. In a closing
chapter of Society Against the State, Clastres presents a salvific movement
among the Tupi-Guarani just prior to European colonisation. It repudiated
the ‘one’, identified with evil, and led masses on a pilgrimage to the land of
divine bliss. for Clastres, this was an attempt against the sedimentation of
indigenous sovereign state-like powers.
Scott too describes the use of salvific practices to break away from the state:
In settings that range from buddhist to Christian to Muslim to animist,
messianic holy-man rebellions seem prevalent … such movements are
the characteristic form of resistance among small, divided, acephalous
societies that have no central institutions that might help coordinate joint
TranscendenTalising The sTaTe
26. We should not,
however, stretch
the God:church
:: transcendent:
transcendental
analogy too far.
While Kantian
transcendental
principles
(conditions of
possibility for
thought) are inferred
from empirical
observation and
analytic principles,
the theological
transcendental
(condition of
possibility for
communion with
God) derives from
revelation.
action … the only cosmological grid, the only ideational architecture, as
it were, for such ad hoc cooperation came from the idea of a universal
monarchy appropriated, generally, from lowland salvation religion (Not
Being Governed, pp318-9).
27. foucault too
considers practical
links between
theological counter
movements and
revolutionaries in
Security, Territory,
Population, p316fn.
28. Security, Territory,
Population, p286;
cf. the parallel
theological
description on p235.
Scott goes as far as terming this kind of cosmology ‘as if state’.27
This politico-theological tradition should be contrasted with European
political theology. rationalist theological modernity (e.g. Leibniz) has turned
divine sovereignty from an immanent force to a system of rules and a-priori
conditions of possibility, constituting the world without intervening in it. This
did not ‘kill’ God, but distilled God into a system of knowable principles.
God remained an inseparable part of life, but was confined to a constitutive,
transcendental position.
This theological move seems to be reflected in the emergence of raison
d’état, the logic according to which the state ‘would be … a principle of
intelligibility and strategic schema … for a whole set of already established
institutions …’.28 but in fact, European raison d’état never restricted the state
to that transcendental level. The state remained a mechanism of enforcing
authoritative power, and never sought to break open the cycles of exchange.
Indeed, at the level of ‘words’, European states engage in a dialogue with
their subjects (parliament, elections) and impose obedience; at the level of ‘gifts’,
services are to be balanced against taxation; and at the level of ‘women’, human
capital (soldiers and civil servants) is balanced by the services, enforcement and
security that this human capital is bound to provide to citizens. The symbolic
and human capital that the European state is given allows it not only to be a
chief (giving a law without enforcing it, providing unreciprocated gifts), but
also to accumulate surplus value that enables authoritative power.
Transcendentalisation of the state, on the other hand, positions the
state as a transcendental condition of possibility of society by breaking open
exchange cycles: a transcendentalised state will be the sole bearer of ‘words’
(law); it will monopolise symbolic and human capital (signs of authority and
the labour of devotees); and it will distribute unreciprocated gifts (the fruit of
its human and symbolic capital). State institutions will retain their materiality,
but due to the openness of cycles of exchange, will not be able to accumulate
the power required to enforce authority.
TrANSCENDENTALISING A ‘STATE TO COME’: THE EurOMEDITErrANEAN fOruM
The discussion above might suggest that transcendentalising the state is
irrelevant for dealing with modern Western states. So the next example
concerns the relationship between Europe and the southern and eastern
Mediterranean under the Euro-Mediterranean partnership (Euromed).
The Euromed was a multilateral framework established in 1995 (aka the
neW FOrmaTiOns
barcelona process). It was meant to serve as a sphere of regional cooperation
between the European union and its neighbours, parallel to bilateral
association agreements. In line with state reason, its inter-governmental and
inter-parliamentary fora required a society to govern.
Indeed, the Euromed was: ‘the first multilateral framework between
states in which civil society is recognised as an “essential contribution” to the
development of relations and “as an essential factor for greater understanding
and closeness between peoples”’.29 In fact, the Euromed is a proto- or parastatist creature, whose (failed) construction allows a rare glimpse into a process
of political takeover not based on robber-barons or classical colonisation.
The Euromed’s need for a civil society has several motivations. first,
European attempts to directly support a large number of small projects in
the southern Mediterranean failed due to structural factors that were seen
to conflict with European management standards (Civil Society Co-operation,
p8). Second, the failed attempt to promote European economic and security
interests in southern and eastern Mediterranean states led to an attempt to
anchor civil society interests (especially migration) to security and economic
cooperation. The interdependency of civil and security interests became more
explicit after 9/11.30
The Euromed proto- or para-state, then, needed a society. but, as
emerges from foucault’s analysis above, state and society do not exist as
given universals. The European model of ‘civil society’ (independent private
or semi-public economic associations, labour unions, research institutes
and NGOs) did not fit the institutional structure of the global south (Civil
Society Co-operation, p6). According to researchers writing from the point of
view of state reason, the partnership sought ‘to enmesh the countries of the
region in a cobweb of economic interdependencies’.31 but this goal faced
an obstacle:
Drawing on the European experience, the initiators understood that any
rapprochement between countries (be it political, economic, or both) could
not function on the basis of elite preferences and without the support of the
southern Mediterranean societies … [The partnership] has not yet utilised
the necessary mechanisms to operationalise and, in time, regularise civil
society cooperation (Parliaments and Civil Society, p79).
This obstacle cannot be removed as long as there’s no civil society in the
southern states. but here emerges a vicious circle: ‘The absence of democracy
… has in turn stifled the emergence of a strong civil society, which is one
of the prerequisites for the construction of a democratic order’ (Parliaments
and Civil Society, p78). The solution suggested is European encouragement
of legal and structural reforms in southern states to enable the formation of
a suitable society (p82).
but Mediterranean society failed to form according to the European mold.
TranscendenTalising The sTaTe
29. ulrike Julia
reinhardt, ‘Civil
Society Co-operation
in the EMP: from
Declarations to
Practice’, EuroMeSCo
paper 15, Lisbon,
EuroMeSCo
Secretariat at
the IEEI, 2002,
p15 (quoting the
inaugural barcelona
Declaration),
available at http://
www.euromesco.net/
media/eur_paper15.
pdf. (Hereafter Civil
Society Co-operation.)
30. richard
Gillespie, ‘reshaping
the Agenda? The
Internal Politics
of the barcelona
Process in the
Aftermath of
September 11’,
Mediterranean Politics
8, 2 (2003), pp21-25.
31. roderick Pace,
Stelios Stavridis and
Dimitris K. Xenakis,
‘Parliaments
and Civil Society
Cooperation in the
Euro-Mediterranean
Partnership’,
Mediterranean
Quarterly, 15, 1 2004,
p77. (Hereafter
Parliaments and Civil
Society.)
32. Civil Society
Co-operation, p12;
Vera van Hüllen,
‘Transnationalising
Euromediterranean
relations: The
Euro-Mediterranean
Human rights
Network as an
Intermediary Actor’,
Berlin Working
Papers on European
Integration 9, berlin,
freie universitaet,
2008, p12, available
at: www.polsoz.
fu-berlin.de/
polwiss/forschung/
international/
europa/
arbeitspapiere/
2008-9_vanHuellen.
pdf. (Hereafter
Euromediterranean
Relations).
33. Sari Hanafi,
‘Civil society in
North-South
relations. The
Case of the EuroMediterranean
Partnership. A View
from the South’,
Orient, 46, 3 2005,
p427. (Hereafter
Civil Society in NorthSouth Relations).
34. Civil Society Cooperation, pp11-13;
Euromediterranean
Relations, p17;
Annette Jünemann,
‘The forum Civil
Euromed: Critical
Watchdog and
Intercultural
Mediator’, in
Panebianco,
Stefania (ed), A new
Euro-Mediterranean
Partnership Cultural
Identity, franc Cass,
London, 2003,
pp93-95.
35. Civil Society in
North-South Relations,
pp421-426.
36. http://www.
ufmsecretariat.org/
en/
The inaugural Euromed conference included both a civil forum supported
by the partnership and an alternative oppositional forum.32 The former body
was gradually institutionalised (although in 2000 a critical forum gathered
once more), but the relationship between the institutional civil forum and
the Euromed states remained problematic.33 The forum was criticised for
depending on the host state for funding. It included state organisations
masquerading as NGOs. There was no mechanism for guaranteeing a decent
representation of civil society. Moreover, the forum consistently chose to be
very critical of European states and their priorities. As such, it got a cold
shoulder from partner states.34
Sari Hanafi’s analysis helps link this case study to the transcendentalisation
of state. first, at the level of ‘words’, there was no balanced exchange
between the Euromed states and the civil forum.35 The state partnership
created the legal framework, which the civil forum never questioned.
but the civil forum refused to respond as expected. Instead of being a
means to implement programmes in areas of culture, migration, economy
and security, the forum was appropriated by southern NGOs to issue
statements against the Israeli occupation (the Israeli organisations invited
were critical of the occupation). The state forum mostly ignored the civil
forum’s recommendations, and sometimes even expressed its reservations
from the civil forum.
At the level of ‘gifts’, the civil forum was strictly a recipient of resources
(for funding conferences and projects), but it did not owe any kind of ‘taxes’.
It even managed, to an extent, to avoid the expected clientelist relationship
with the European hosts. but the symbols of authority were not contested:
the civil forum was the civil forum of the Euromed and acted within the space
designated by the barcelona declaration.
Instead of mediator, the Euromed civil forum became a buffer. It acknowledged
the statist framework, but kept open the exchange cycles that would enmesh
it into the economic and security ‘cobweb’ cast by European states. Thus,
instead of channelling sovereign power downwards, the forum blocked
the European post-colonial manoeuvre without questioning its formative
authority. This is why I consider the Euromed civil forum as relevant for the
notion of transcendentalising this state-to-be. The Euromed was a framework
that failed to close its cycles of exchange with civil society, but maintained
its sovereign status.
In 2007-08, french president Sarkozy tried to promote a Mediterranean
union imitating the Eu model. He failed, and a more modest framework
emerged, ‘The union for the Mediterranean’. This failure depended much
more on state interests than on civil society resistance, but the Euromed’s
failure to form a civil society that would close its exchange cycles. The new
union gave up its presumption to govern civil society, and its civil activities
focus on limited projects in the areas of ecology, transportation, safety,
education and micro-economics.36
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HOW NOT TO TrANSCENDENTALISE THE STATE
To prevent the term ‘transcendentalisation of the state’ from running too wild,
this section will draw lines to distinguish it from other political manoeuvres
that might be confused with this form of resistance. The context will be that
of Israel/Palestine.
Illegal settler outposts
The first example is Israeli settler outposts in the West bank which are illegal
even under Israeli law (as opposed to West bank settlements which are illegal
under international law, but legal under Israeli law). Such outposts indeed
have something to do with transcendentalising the state. The state that many
radical settlers aspire for combines the actual state of Israel (whose authority
they resist) and a religious-messianic salvation under the heir of King David.
The authority of this hybrid state (which is transcendental in the sense of
being a condition of possibility for the political existence of many settler
outposts) is nowhere in doubt. The immanent manifestations of this state
combine existing rabbinical and political institutions.
Let us review the cycles of exchange that define transcendentalisation in
this context. The first cycle, that of ‘words’, is open. The state sets the law, but
obedience is voluntary. The many conflicting rabbinical authorities lead settlers
to effectively choose which rulings to obey. The second cycle, of ‘gifts’, is also
open. The state provides security and services (illegality means that outposts
might be removed, but until then they are protected and supported by state
infrastructure), and religious institutions provide material support, but, due to
the settlers’ frontier status, they are highly subsidized and their informal economy
is not taxed. The third cycle, of human and symbolic capital, is open as well. The
transcendentalised state monopolises symbols of sovereignty (such as flags), and
religious schools devote their men to the political-rabbinical state project.
And yet, this form of transcendentalisation, even if it is experienced by
settlers as resistance to the current ‘Jewish-democratic’ state, which sometimes
restricts their freedom to settle the West bank, actually strengthens this very
state. Outposts are spearheads that allow the state to expand its control over
Palestinian territories. Instead of being evicted, outposts that begin as illegal
centres of resistance often eventually become legalised settlements appropriated
by the state. With this appropriation the relationship with the state is regularised,
and settlers are enmeshed in standard closed exchange cycles with the immanent
state. This trajectory shows that transcendentalising the state, even if it begins
as resistance, can eventually expand and strengthen the immanent state.
West Bank Palestinians living under Israeli civil rule
This section concerns Palestinians in area C of the West bank, living under
TranscendenTalising The sTaTe
37. Ariella Azoulay
and Adi Ophir ‘The
Monster’s Tail’, in
Michael Zorkin (ed),
Against the Wall, The
New Press, London
and New York, 2005.
38. www.badil.org/
en/documents/
category/9-right-ofreturn-movement?
download=855%3
Agups-campaignfor-direct-electionsto-the-pnc27jan2011.
39. Supreme Justice
Levy’s discussion
of the declaration
of the Israeli
independence and
the principles above
the law, for instance,
demonstrate the
legal approach to
this juridical tension.
See Edmund Levy,
Miority opinion in
Israeli High Court
of Justice ruling
1661/05, regional
Council Coast of
Gaza v. Knesset of
Israel, 2005, §10;
Edmund Levy,
Miority opinion in
Israeli High Court
of Justice ruling
2605/05, Academic
Center of Law and
business, Human
rights Division
and others v. The
Minister of finance
and others, 2009,
pp18-19.
Israeli civil rule (unlike areas A and b, where the Palestinian authority is
in charge of civil administration). These Palestinians are often considered
as suffering from state abandonment, but I want to emphasise that this
abandonment is not a transcendentalisation of the state.37
Indeed, the cycle of ‘words’ (law) in area C is open, but not as in our model.
The state not only sets, but also effectively enforces laws; the law, however,
is circumvented by state agents (army, settlers), who force on Palestinians
restrictions that exceed the draconian state law. The cycle of ‘gifts’ is also
open, but, again, not as in our model: Palestinians do not receive services,
but must give up resources (land and water). The third cycle, of symbolic and
human capital, is entirely dysfunctional. Palestinians are exploited as cheap
labour, not drafted as devotees.
The lesson to be drawn from this example is that we mustn’t confuse
abandonment of citizens by the state and transcendentalisation of the state
by its citizens. Transcendentalisation means keeping state enforcement at
bay by opening exchange cycles as in our model, whereas abandonment is a
state strategy that forces extreme violence on subjects so as to enable their
exploitation, and stifling their autonomy and development.
To find transcendentalisation of the state in the Palestinian society, we may
consider the initiative to renew the Palestinian National Council, which is to
represent all Palestinians in and outside Palestine, and overrule the elected
Palestinian authority.38 This initiative envisions a national institution without
a geographical space where it can enforce its decisions, and without means
to effectively implement the elections that are supposed to constitute it, as
its constituency includes a huge diaspora of refugees.
Neoliberal transcendentalisation of the state?
One final movement to be read in the context of state transcendentalisation
is neoliberalism. Neoliberal ideology supposedly seeks to reduce the public
sector to a minimal regulatory authority so as to enable a ‘free’ market.
Education, health and even law enforcement are privatised and submitted
to profit considerations. This withdrawal of government might be read as
transcendentalisation, but the differences between the two are significant.
Let’s start with the cycle of ‘words’. In a democratic society, election and
polls allow citizens to communicate with the government and form the law. This
kind of closed exchange appears to be inconsistent with transcendentalisation.
but the actual state of affairs is less clear cut. Constitutional principles (‘Jewish
democracy’ in the Israeli case) allow Israel’s Supreme Court to shape a ‘law
beyond the law’.39 This law has no enforcement mechanism, and, indeed,
Israeli governments do not always bother to obey Supreme Court rulings. It
is possible that as the state privatises its enforcement mechanisms and reduces
regulation, this kind of purely declarative law of a transcendentalised state
will increasingly become the norm.
neW FOrmaTiOns
In the cycle of human and symbolic capital, contemporary neoliberalism
is inclined to give up dedicated human capital (army or national service) as
it privatises security. but the state continues to claim its privileged symbolic
status, even where enforcement is privatised. Neoliberalism does not do away
with governments and parliaments, but grants them a monopoly over symbols
of sovereignty. Moreover, where, as in Israel, neoliberalism is combined with a
perpetual state of emergency that demands mandatory, poorly paid military
or national service, the one-sidedness of the cycle is closer to that which
characterises a transcendentalised state.
but the main difference lies, of course, in the cycle of ‘gifts’. Neoliberalism
does demand payment for state services, and as taxes shrink so do ‘gifted’
services. unlike in Clastres’s model, there is no unreciprocated bestowal
of gifts. And as the cycle of material exchange between state and citizens
dwindles, another closed system of exchange takes its place: the market.
The neoliberal horizon is not one where the law-giving state, monopolising
symbolic and human capital, bestows unreciprocated gifts. In the neoliberal
horizon, the state withdraws from material exchange with its citizens. The
transcendentalised political dimension of neoliberal states sets laws and uses
human and symbolic capital to bind its citizens to the violent closed exchange
of ‘the free market’. Instead of preventing the state’s accumulation of surplus
value by breaking open cycles of exchange, neoliberal policies facilitate
capitalist accumulation of surplus value and authoritarian power.
The lesson is that the material existence of state institutions that
distribute gifts produced by devoted human capital is crucial for our model
of ‘transcendentalising the state’. A state that charges taxes for ‘gifts’ and
demands devoted human capital is a state that can accumulate surplus
value and authoritative power. A state that does not provide ‘gifts’, on the
other hand, has not enough immanent presence to serve as an efficacious
sign of the transcendent idea of state, leaving capital to assume power. A
transcendentalised state must provide gifts produced by the human capital
devoted to it, but cannot collect surplus value by exacting payment for its
gifts.
In Clastres’s model, among Zapatistas and in rural Madagascar neither
the state nor market agents can accumulate enough surplus value to rule. In
liberation theology the church must give up its partnership with the ruling
classes and struggle for social justice. The Euromed civil forum resisted the
entanglement of civil society ‘in a cobweb of economic interdependencies’,
which is nothing but a euphemism for transferring surplus value from the
south to the north. In all these examples transcendentalising the state does
not remove state institutions, but operates an open exchange that turns them
into efficacious signs of an order that sets laws and provides gifts by means of
its dedicated symbolic and human capital, so as to keep citizens from being
forced into a closed exchange with authoritative powers.
Transcendentalisation of the state as defined here is a strategy meant to
TranscendenTalising The sTaTe
prevent the direct enforcement of authoritative power by both the state and
capital. but the partial transcendentalisation implemented by neoliberalism is
a mechanism that splits the state into a constitutive transcendental principle
and an immanent, powerful plutocracy ruling over those whose existence as
‘society’ is put in question.
Note that the neoliberal situation can be analysed not only from the point
of view of society vs. the state, but also from the point of view of powerful
international corporations vs. the state (I will allow myself to push the
analysis to the threshold of a caricature here, in order to explore how far the
transcendentalisation model can be pushed). Here, the ‘words’ are the law
of the state, but the most powerful corporations are strong enough to avoid
enforcement, leaving the exchange cycle open. Next, instead of a closed taxservices ‘gifts’ cycle, we have state investment in (or bail out of) tax-evading
corporations that may suck the economy dry (civil servants and elected officials
often receive benefits for their support of corporations, but not the state
as such). However, diverging from the transcendentalisation model, there
is no cycle of human and symbolic capital. Corporations see themselves as
belonging to no state in particular, and need not provide human or symbolic
capital to the states where they do business. If we wish to find corporations
that do invest in state symbolic and human capital, we might look into strictly
national corporations or local organized crime, which are often patriotic.
So from the point of view of this kind of corporations, we might approach a
transcendentalisation of the state. but here, the transcendentalising agent
is the corporation, not society. In this form of transcendentalisation, society
is the natural resource against which corporation-state relations take place.
Since it is not the agent of transcendentalisation, society is left behind to be
ransacked.
CONCLuSION
The last few examples show that transcendentalising the state is not a utopian
recipe. It is a strategy that might distance authoritarian power from subjects
within a statist framework, but could also serve as a bridgehead for expanding
and strengthening the immanent state (as in the example of settler outposts)
or for the subjection of the governed to other immanent forms of power
(military, capital) that have nothing to do with the constitutive status and
imagined unity of the transcendentalised state.
All my examples for transcendentalising states would probably be
considered failures by mainstream political theory. They do not sustain a
stable political entity that can impose its laws. Like the demonstrators against
international summits in the early 2000s, like the rioters in Athens and Paris
toward the end of the previous decade, like the various Occupy movements
that followed the Arab spring, they do not form sustainable political subjects.
but, like those movements, they may promote state transcendentalisation
neW FOrmaTiOns
by getting in the way of closing exchange cycles that bind citizens to the
enforcement of authoritative power.
In a transcendentalised state, the dedication of exclusive human and
symbolic capital allows the state to set laws (that are not violently enforced)
and provide services (that are not reciprocated) so as to allow subjects to
manage themselves without authoritative coercion. The ‘vertical’ motion of
expanding the gap between rulers and ruled is not necessarily antagonistic
to the ‘horizontal’ enclosure of the state in terms of an inside and an outside
constitutive of unity. This vertical motion of transcendentalisation is a
complementary motion that tries to turn the state from a mechanism of
authoritative rule into a common ground.
The motion of transcendentalisation is not the project of coherent political
subjects, but of those who undermine the means of their own subjectification
by challenging political discourses that identify the state with an effective
implementation of authoritative power. The transcendentalisation of
the state does not necessarily undo the boundary-setting practices of the
state, and does not break state unity into a multiplicity. rather, it is an act
that opens a gap within this unity; a gap that may synthesize the state as
transcendental; a gap that, if sufficiently expanded without fragmenting
the state into a multiplicity, may one day open for the state the horizon of
being less than one.
Roy Wagner is a research fellow at the Minerva Humanities Center in Tel
Aviv university. His research interests include the history of mathematics and
philosophy/resistance studies. His work has been represented in Theory, Culture
and Society (2012), Borderlands (2013) and the Journal of Film and Video (2014).
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