Perspectiva Filosófica, Vol. 2, nº 40, 2013
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Political vocations
Fabrício Pontin1
Abstract
My intention with this article is to suggest that that Derrida's notion of différance provides an interesting
tool to bridge a gap in political liberalism. Focusing on the contemporary reading of liberalism, I expose
the Kantian transformation of political philosophy, identifying the establishment of a reflexive-normative
view-from-nowhere where in in multiple conceptions of good are pacified by Reason. A
phenomenological reading of political liberalism, in this context, allows me to recast the problem of
political signification and identity under a different light, suggesting that the Husserlian exposition of an
ethical-political core in language complements the formal gap in liberalism.
Keywords: Differànce, Liberalism, Identity, Language, Discourse
Resumo
Minha intenção com esse artigo é sugerir que a noção de différance encontrada em Derrida pode ser uma
ferramenta interessante para suprir uma lacuna no liberalismo político. Ao focar na leitura contemporänea
do liberalismo, procuro expor a transformação Kantiana da filosofia política, identificando nesse o
estabelecimento de uma visão reflexiva-normativa partindo de um ponto de vista de lugar nenhum, onde
múltiplas concepções do bem são pacificadas pela razão. Uma leitura fenomenológica do liberalismo
político, nesse contexto, permite-me retomar o problema da significação política e da identidade desde uma
perspectiva distinta, sugerindo que uma exposição Husserliana de um centro indivisível ético-político na
linguagem pode complementar uma lacuna formal no liberalismo.
Palavras-chave: Differànce, Liberalismo, Identidade, Linguagem, Discurso
1
(Southern Illinois University Carbondale/IL) Centro Brasileiro de Pesquisas em Democracia – PUCRS
(PNPD-CAPES).
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Politics means a slow, powerful drilling through hard boards, with a
mixture of passion and a sense of proportion. It is absolutely
true, and our entire historical experience confirms it, that what is
possible could never have been achieved unless people had tried
again and again to achieve the impossible in this world. But the
man who can do this must be a leader, and not only that, he must
also be a hero – in a very literal sense. And even those who are
neither a leader or a hero must arm themselves with that
staunchness of heart that refuses to be daunted by the collapses
of all their hopes, for otherwise they will not even be capable of
achieving what is possible today. The only man who has a
“vocation”for politics is the one who is certain that his spirit will
not be broken in the world, when looked at from his point of
view, proves too stupid or base to accept what he wishes to offer
it, and who, when faced with all that obduracy can still say
“Nevertheless!” despite everything2.
Introduction
My purpose with this article is to identify in Derrida's Voice and Phenomenon a recasting
of the problem of signification as a moral and political problem, one that points to a blindspot in
contemporary political philosophy and that might offer an interesting complementary notion to
liberal and critical views of the political space and political identity.
Initially, I'll need to focus on the emergence of the problem of signification in
Aristotle. The first part of this article will then provide an explanation of the status of language
as a reproducible and representational quality of a determined Being which is only possible
politically in Aristotle This means that the second order predicative function of the word and the
trace already happens in a polis, and is ever inserted in one. Outside this field of signification any
possibility of asserting difference and identity is only potential – it may be uttered as a voice
which is not yet reduced to its comprehensible form. If we take Aristotle seriously we need to
read his two definitions of a man in association with one another, that is, zoon echon logon (the
animal which reproduces reason in language3, or the animal that has speech) must be read as
always associated with the zoon politikon (the political animal). In this, we'll find a connection
between the life form (zoon), its natural ability (echon logon) and its natural placement (politikon).
Such association in Aristotle is absolutely necessary: the potentiality of the being which is the
2 WEBER, Politics as vocation. p. 1249
3 This is Heidegger’s translation in his course on Hölderlin.
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human being is only realizable in the polis. The voice has a decisive importance here, as well as the
trace of that voice (a letter, or the process of writing), because it is through these media that
political identity and political communities are built.
In the course of this paper, I'll attempt to show how this connection between
language, nature and identity is deliberately transformed in contractualism in order to provide an
answer to conflict and multiple conceptions of good while at the same time allowing a distinction
between private and public life and action. This movement privileges the placement of forms of
law and management of population.
In order to understand this movement, we must first understand the main tension in
modern liberalism – one that has remained the most relevant question in political philosophy for
three hundred years – the tension between political egotism (Hobbes), naturalism (Rousseau) and
constructivism (Kant) and the manner in which Kant's revolution on metaphysics and political
philosophy reshaped the discourse about discourse.
I'll try to show that the first main shift from Aristotelian doctrine is provided by
Hobbes when he dislocates the emergence of language from nature and defines it as an invention
that makes way to the emergence of the interested individual as dislocated from socialization or
recognition. I'll deal with that in the second part of this article.
The political paradigmatic shift started with Hobbes in the sense that some of the
main features for the construction of modern liberalism had been given. Still, I need to articulate
Rousseau's recasting of Hobbes notion of the Civitas and its formation in order to get to Kant
and to show how Kant's privileged point of view over the contractualist debate would turn the
project of political realism into a project of moral constructivism and critique.
Again, in
Rousseau (the third part of my investigation) I'll try to locate the same issues that I'd previously
identified in Hobbes and Aristotle – and that guide my research in this article as a whole, that is:
How does language emerge? What is the role of the voice in this language? Is there a political
relevance to discourse and does it relate to the issue of the voice? What is the notion of human
language that holds all those issues together?
In the scope of this article, the articulation that is most decisive is the one that will
identify language and reason, and will lead to uses of language being representative of different
uses of reason. Kant will identify in all contractualists a preoccupation with the fact of freedom
in nature. The general concern with moral and epistemic realism is also put in perspective by
Kant who proceeds with a transformation of metaphysics and moral epistemology. The
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consequences of such transformation are still felt when we read Derrida and his reproblematization of the problem of subjectivity and language.
So Kant manages the tension between private and public conceptions of good by
identifying voice with reason. In doing so Kant deliberately reduces the scope of political action
to the level of reasonability by associating a determined form of assertion that could be
universalized to all possible reasonable contents. I'll try to manage the political subtleties of this
movement in Kant by focusing on the contemporary reception of Kantian practical philosophy
in Rawls and Habermas, and how the notions of Original Position, Overlapping Consensus and
Communicative Reason are all attempts to establish the role of reason as a tool for assimilation
and discursive equalization.
That's the point where Derrida's assessment of the Husserlian transcendental
revolution and its consequences for the role of the language in its expressional and indicative
relevance becomes paramount. For Derrida, difference is left aside when we focus only on the
gramatological (formal) aspect of language. Since Kant reduced the scope of language in politics
to a certain form of assertion, we reduced the realm of language to the realm of the letter.
Derrida attempts to relocate in Husserl the exposition of an ethical and political core to language.
By articulating this exposition, I attempt to situate a political blindspot in critical and liberal
notions of politics and suggest that Derrida's notion of différance could provide an interesting tool
to bridge this gap in political theory.
I
In Aristotle's Peri Hermeneias we are immediately informed of a relation between voice
(phoné) and letters (gramma)4, this relation is stated by Aristotle as one of nous 5, wherein the voice
is a symbol of an affection in the soul (an expression) and letters are symbols of voices 6. Voice is
an expression of a mental state when it says something about something which is later
symbolized grammatically7. This symbol is a letter, a gramma. The multiplicity of letters testify to
the multiplicity of voices, and the correspondence between a certain expression and a certain
symbol of an expression indicates a substantial relevance to both voice and letter.
4 ARISTÓTELES, Peri Hermeneias, 16a1
5 Transliterating νοῦς in ARISTÓTELES, Peri Hermeneias, 16a5
6 Ibid.
7 As a first order predicate, however, the voice does not say something as something until it is modified in
the second order predicate of a letter (gramma).
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The letter appears as a sign of a voice, as a trace that demonstrates what was there in
a voice: all sentences are significants but not all of them are indicative (in the sense that they are
'statement-making'), they are forms of expressions that may or may not say about the status of
something as something, they may or may not express something in terms of falsity or validity –
they are not necessarily logical expressions of truthfulness of falsity. And yet, they are substantial.
This is because they hold psychological significance before the possibility of an affirmation or a
negation is given. So expression, as pure phoné, is given before the logos and it is necessary for
the emergence of forms of signification that are truly indicative of meaning.
The gramma, however, presupposes a modification of the voice into a sign-of-thevoice8. If we follow Aristotle's definition of a man as that being who reproduces reason
throughout language9, then we see that the realm of the logos is that of the echon logon, of
reproducing language in a form which is truthful – which is correspondent to reality. Such
correspondence expresses the relation between the being of beings and the non-being of nonbeings, and every time such correspondence is found it is the expression of something in the
mind which is universal. Nature is reproduced in a linguistic form as it really is (in the case of an
affirmation) or as it is not (in the case of a negation)10.
But what is, after all, this universal content which is expressed in association? How
does it emerge in Aristotelian doctrine? It does in the form of a predication, of an assertion that
abandons its phonetic expression and is predicated as written: a demonstration that both exposes
and limits a sign, showing that which was in the voice, and at the same time is no longer a voice.
In this, acts of speaking are temporalized in the act of writing, and before this act of writing no
difference is stated11. This means that the phonema is purely identical to itself, it expresses but it
does not make itself understood until we are able to reduce it to gramma. If the phonetic
expression is a first order predicate, it is still not understood as predicative until the process of
writing appears as trace of that voice – as a signification and differentiation. So even though the
voice is a first affection of the psukhē, it is the modification of that simple affection that makes
the processes of understanding and conating sensible, which, for Aristotle, is the same as saying
it is reducible to logical forms.
It must be said that sensible is not the same as sensed. All animals have sense insofar
they are living. Animals are able to experience sensations and some other varieties of
8 AGAMBEN, Potentialities, p. 36
9 ATISTÓTELES, Politiká, 1253a
10ARISTÓTELES, Peri Hermeneias, 18a1
11AGAMBEN, Potentialities. p. 37
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psychological states, and even plants, to a certain extent, have a psukhē in the capacity they have
to strive to become12 - though they are not animals13. However, the faculty of perception of sense
which characterizes something as sensible presupposes the ability to knowledge14, a potentiality to
become aware of oneself as a self, as a being which is capable of expressing its identity as One
and identifying itself as not-the-Other.
Only man is capable of expressing this difference, and through difference to
predicate the identical. This hermeneutics is language15, which, it turns out, is an articulation of the
voice, a necessary modification and limitation of the purely phonetical – it is by this articulation
that logos and epistemen are made possible, but it must not be forgotten that the articulation
presupposes this voice, this first order predication. If we wish, the phonema is not yet discursive,
but it carries the potentiality to become discourse within it. Hence the importance of a secondorder predication that would realize the potency of the phonema.
But the second order predication, this index of voices, is given by convention. It is
given in a social space. It is an interesting subtlety of Aristotelic doctrine that the realizement of
the potentiality of man as a rational being is only possible in the social space: men can only
comprehend something as something once they are able to index the multiplicity of voices and
establish a limit for language. In this, a world is constructed wherein the space for signification is
limited to the space of the logos. It is only in this space that Being can be described in terms that
can justify itself while Being. The insertion of a form that is either empty of content (kenon) or
incommensurable (uc-topic) is only understood as a receptive function – any interval, any diastema,
is only possible to be identifiable when there is something that fills it, that situates it and shapes it
limits. It is in this sense that Aristotle will speak of potentiality as dynamis and adynamia, all beings
are immediately in movement and in contact with something else and this tension also constitutes
a place. The political order follows the order of nature- , but this is not to say that we are dealing
with the same kind of beings: there is a remarkable difference in complexity and hierarchy
between these orders, and the place of the anthropos is not merely a topos, but rather a pole.
12Perì Psūchês , 415a. It is interesting to note that υ also translates as breath. This could be read as a willto-life, a potentiality to strive for one's own existence. Any being that has this capability to strive for
existence will have, in Aristotle, a nous in the sense that they are alive.
13Perì Psūchês, 413b1
14Perì Psūchês, 414a1:25
15AGAMBEN, Potentialities, p.65
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Aristotle distinguishes in his metaphysics between forms of bare life (zoon) and
complex life (bios). The ability of speaking (legō16) is connected to complex life, as well as the
dimension of chronology. It's already been mentioned that Aristotle characterizes Men as zoon
echon logon, but Aristotle's second definition of man as zoon politikòn (the political animal, or the
animal inserted in the city - as opposed to the field, where the bare forms survive), allow us to
realize that Aristotle uses the word zoon to characterize men, at this point17. However, the
placement of this man is in the polis, in a pole where he can organize and constitute a community.
So the polis constitutes the ontological position of Men, and it is from this position, and in relation to
each other, that men can finally assert meaning, describe their identities and posit their
differences.
But Aristotle's notion of political positioning was very static. There was no social
mobility or struggle to improve one's placement in the Polis, government was precisely the art of
realizing the placement of individuals in the political space, avoiding the emergence of an
anarchic situation. Any emergence of conflict or disruption within the political space was an
indication that the association between the natural organization of the kosmos and the political
organization of the zoon politikon had not been thought fittingly. Given the proper management
and the proper placement – the proper distribution, that is –, social organization would follow in
an orderly manner. The construction of the best system of government is, of course, a work in
progress, but Aristotle trusts the natural prevalence of Aristocracy and predestination to
function. He also hardly shapes a difference between private and public action for the individual.
This is because the dynamics of language are already political in Aristotle, there is not a private
notion of knowledge or a diversity of opinion. There are right and wrong forms of asserting
something about the world. So even though Aristotle recognizes the multiplicity of voices, he is
also quick to point at the urge to identify which forms of assertion are held in a coherent and
transitive form – those forms are the universal forms of assertion, and they've been universal all
16λ
denotes the process of speaking or telling a story, as opposed to λό ος (logos) that denotes the
unity of language and discourse that we translate as reason. For Aristotle there is no difference between
discourse and reason, he uses the same word (λό ος ) to describe both, in these sense we could say λ
is both reasoning and speaking and λό ος is both reason and speech.
17AGAMBEN, Homo Sacer., p.10; also FOUCAULT, Society must be defended, p.127 “The animal
whose politics brackets its life as a living being” Giorgio Agamben has advanced here the argument that
by stressing the animality of human live, Aristotle only wishes to stress that while we acquire a
characteristic that is a disrupture with the bare forms of live, we remain biologically tied to a certain
animality – so there is some kind of relevance to the ζῷον in the sphere of ος; conversely, animals
have no access to what is called λό ος. The first point is what Heidegger calls “Boredom” (Langeweile,
also translated as 'Tedium') , the second “Captivity”(Benommenheit).
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along. The same could be said about placement and governance. Though politics and governance
are a work in progress, they have a natural form that is necessary. The less adequate forms of
government only indicate a failure to adequate the mind to the order of nature – a failure in
reasoning.
This notion of politics was sufficient to justify forms of government even as we
move from the classical economical and political model and into feudalism. Though a number of
Stoics and Franciscan philosophers problematized the issues of Aristotelian and Platonic notions
of politics, they did not change the main structures of placement, governance and predestination
in any decisive form. It is not until the emergence of the great navigations and the surge of the
bourgeois class that the insufficiency and static social construction of the Aristotelian political
theory is exposed.
II
In Hobbes we'll see the transition between classical forms of political theory into
something resembling liberalism. This is because Hobbes will contest the Aristotelian doctrine of
language as a natural potency that was realized by men in reason and define it as an invention.
This is not to say language – or speech, for that matter – is not important for Hobbes. The
importance of Speech, for Hobbes, is described in quite hyperbolic language:
[t]he most noble and profitable invention of all other, was that of SPEECH,
consisting of names or appellations, and their connexion; whereby men register
their thoughts; recall them when they are past; and also declare them one to
another for mutual utility and conversation; without which, there had been
amongst men, neither commonwealth, nor society, nor contract, nor peace, no
more than amongst lions, bears and wolves18.
From start, we are able to identify a sharp difference between Hobbes and Aristotle,
and this difference is one that is going to shape Modernity and its opposition to the political
model of Ancient and Medieval philosophy. If in Aristotle language and speech are natural
properties of men that are discovered and realized in political praxis, in Hobbes speech is
invented as a tool for communication – a tool for transference of private sense-perception. The
experience of sense, in Hobbes, is first private 19: it is a relation of forces where the external body
in relation to the external world starts a chain of causes that is finally identified as the sensing of
18HOBBES, Leviathan: I, 4 [559]
19Idem, Leviathan: I, 1 [553]
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something in the external world20. This experience does not require others, it does not require
difference or even language capable of describing such experience of sense. Such experience of
sense gets more complex as we imagine and represent sensible characteristics of the external
world. Again, this process of imagination is prior to the appearance of language 21 – but the train
of thoughts or consequences of imagination requires something Hobbes calls mental discourse22.
This kind of discourse is still purely internal, but it is already linguistic in the sense that there is a
reproducible function of a determined sense, a remembering of one’s action. However, the
communication of a sense requires an externalization of internal discourse, and this
externalization is speech.
In opposition to Aristotle, wherein the sensing of the world required the social
construction and placement of men, in Hobbes the sensing of the world does not yet require the
insertion in a place wherein one can speak. Prior to the constitution of the political space (the
commonwealth) to Men, we already have internal representation of sense – in Aristotle, prior to
this constitution all we have is had in a silent form, it is had in a state of no-conation, of sense
without representation. But why is that relevant?
It is relevant because we are dealing, in Hobbes, with two colliding notions of
discourse and language. On one hand we have private experiences of sense that are represented
internally, on the other we have the public assertion of these representations where we index and
communicate our thoughts to others. Hobbes is shaping a distinction between private and public
reason, expressed as a tension between marking and signifying, wherein marking is a private action
of indexation and labeling and signifying is a demonstration of what is meant by a determined
mark. It is a demonstration of a sign23.
The issue of the sign is therefore problematized politically, in the relation between
two individuals that assert different marks to each other. When discourse becomes speech, politics
are born. Because in speech we have the emergence of beliefs, of opinions, of diversity. Since
men have equal faculties and potentialities 24, they strive to impose their respective private
assertions as the dominant ones. This competition to awe the others and to obliterate the
different conceptions of “marks” and attempts to signify the external world shapes the Civitas.
20Idem, Leviathan: I, 1 [553-554]
21Because this imagining is still internal and mechanic, both men and dogs are capable of imagining and
understanding in this mimetic level (HOBBES, Leviathan: I, 2 [556]). It is in this sense that imagination is
only a decay of sense (HOBBES, Leviathan: I, 2[554-555]), not yet a discursive reproduction of sense.
22HOBBES, Leviathan: I, 3 [557]
23Idem, Leviathan: I, 4 [559]
24Idem, Leviathan: I, 13 [591]
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If we follow Hobbes, the problem is already a moral one. In expressing sense one is
communicating a form of value. If one says “the field is green” or “killing is wrong” the
adjective value that is expressed is one the speaker will be willing to fight for, especially if the
other speaker is saying “the field is blue” or “killing is sometimes acceptable”. For Hobbes, as
long as the individuals are in a position of equality and that no dimension of sense is made
public, war will prevail. This is because men need a determined form of indexation to be the form
of signification which is common to all men25.
Now, if in Aristotle the indexation and the formation of a grammar is established by
convention, in Hobbes this convention is absolutely impossible without a dominant power that
imposes a way of speaking and a standard of indexation. This sovereign imposition is one of
content, not of form. This means that what the forthcoming social contract regulates is not simply
the form of an expression, it is the content of an indexation which is limited by the contract.
Singular opinions may still be relevant privately, but the dominant form has a determined content
and scope – and that's the scope any publicly held expression must follow.
It is true that Hobbes requires some sort of representation in the contract. So
singular opinions must find some support on the contract, otherwise individuals will not be
prone to transfer their singularity to the state26.
In Hobbes the State seeks to reduce difference in opinion and action through the
contract, and in the Leviathan the rights of personality are connected to the renounce of
individual wills to the will-of-the-State. The discursive practices are then limited politically in
other to tame the inclination to conflict of individuals in the Anarchic position – and power is
limited to the scope of the contract. So the sphere of thought, of private life and internal
practices are not regulated – and could not be regulated – by contract. It is interesting to note
that the emergence of rights of privacy and to the private life are only possible when the
individual is situated under the rule of the sovereign. Before the emergence of the written Law
and the contract, the individuals do not have any rights of personality. They are neither people
nor subjects but merely living bodies that are not situated in proper political relation, but in
anarchic conflict.
Egotistic individuals will only recognize each other, in Hobbes, as this other is
inserted in a space of similitude. Into a political space and as a political body – as persons. This
movement is both discursive and exclusionary. And it also grounds a new form of understanding
25HOBBES, Leviathan: I, 13 [591-592]
26Idem, Leviathan: II, 17 [608]
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politics: as an artificial construction of a space for discourse and action. This separation of the
individual in the state as a relevant and protect being and the individual outside the state as an
abandoned and anarchic singularity that neither respect nor needs protection would shape
modernity – and define liberalism.
III
The commanding nature of Hobbes' text shapes the following works on
contractualism – and, to a certain extent, the discussion regarding the place of language as part
of men's nature and the mechanisms of recognition that follow from certain comprehensions of
language – and discourse always as a peculiar form of language.
If in Hobbes there is a private language that, when made public, brings upon a need
for sovereign control and imposition of significations for determined forms of speech, Rousseau
will propose, once again, that speech arises from human relation. Primitive men only have
language in a basic and non-reflexive level, it is an invention necessary for the survival of young
children that must communicate their needs to their mothers 27. However, this does not build a
dynamic of recognition or one of difference, it is just a form of expressing an immediate need
that does not develop into a complex language capable of positing difference and demanding
recognition28. Still, it is this language that will provide men with the potentiality to develop the
ability to think and “to discover the art of speaking”29. It is only with the discovery of the art of
speaking that men enter the dynamics of differentiation: while language is just basic utteration of
instinctive signs, the possibility of recognizing individuals as individuals is problematic. That is
because in wilderness the savage is solitary, as soon as he can leave his mother he does, and
socialization is practically inexistent beyond coincidental encounters that do not cause for mutual
recognition. Rousseau will describe this position as one of radical equality, since the savages are
all equal in their potentialities, and do not individualize themselves according to possession,
identity or power. However, in this position of radical equality man is not able to posit himself as
“a man” and even less to put his needs in relation and perspective to the needs of others. There
is a recognition of one's own existence and one's own strive to persevere in existence, but this is
27ROUSSEAU, Discourse, I. [792]
28Rousseau describes this language as a “cry of nature” (ROUSSEAU, Discourse, I. [793])
29Idem, Discourse, I. [793]
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not yet a Subject – it does not have any identity. In solitary, wild life, everything appeared radically
equal and common to all30.
Rousseau will be the first to then identify in historical moment that leads to social life
the placement of an order of things that identifies a direct relation between language, power and
knowledge31. This articulation will posit, first, the emergence of a private space to singular bodies.
This means that individuals were displaced of the common space of the field are now situated in
a private property wherein they can exercise their singularity and express themselves in relation to
others, this relationship with others and the need to maintain one’s own private space makes it
necessary an external government of this bodies that are all constituted under the rubric of
political bodies32. This resembles Aristotle's description of the Pole to a certain extent, but where in
Aristotle language was a natural fact in Rousseau it is, in its complex forms, a way to take distance
from nature. The political bodies are set in opposition to the natural and equal bodies found in
the state of nature, they are artificial inventions that allow for the appearance of material
inequalities and conflicts that were not possible previously.
But if conflict was not possible, knowledge and complexity were also impossible.
Conflict arises from the complexification of relations – one could say it emerges with relations.
In order to mediate these relations the social contract is created. Though the particularities of the
Social Contract are outside the scope of this article, there is something to be said about the
importance of language and especially of grammar to this contract.
Rousseau, unlike Hobbes, thought that there was the possibility of cooperation
(instead of bargain) in the formation of the contract33. Individuals are capable of communicating
their needs and reducing their needs to the form of a contract that would express the needs and
beliefs of the many fittingly. If in Hobbes there is a subjection to the word of the Sovereign, in
Rousseau the social compact is built from the unity of singular bodies that create a body politic34.
This reciprocal commitment between the public and the private dimensions of life re-shapes
Hobbesian liberalism. If in Hobbes liberalism is a matter of imposition of forms of being in
order to control egotistical forces, in Rousseau the social compact permits the space for
individual expressions.
30ROUSSEAU, Discourse, I. [798-799]
31Idem, Discourse, II. [805]
32Idem, Discourse, II. [807]
33RAWLS, A Theory of Justice: §3
34ROUSSEAU, On the social contract: I, 6 [836-837]; I, 7 [838]
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Locke, before Rousseau, had developed Hobbes reflection into the first incarnation
of Liberal Politics, but it was in Rousseau that the issue of language is cast differently and as a
tool that man will use to be cast outside nature and later that will be make it possible for the
emancipation of man from Bondage and Slavery in the body politic. If in Hobbes and Locke Civitas
shaped individual expression, in Rousseau individual expression shapes the political sphere in the
social compact35.
IV
Rousseau's naturalism and his idealistic conception of freedom brought in a series of
problems, especially when one considers the developments of the French Revolution and the rise
of industrialization in England. Voltaire's Candide was directed at Rousseau's noble savage as much
as it was direct at Leibniz “best of all possible worlds”; if the developments of the Age of
Enlightenment proved anyone right, it seemed, it was Hobbes.
In the Groundworks to the Metaphysics of Morals, Kant will develop the proof for
the Categorical Imperative as the leading clue for all processes of moral justification. But why
must morals be justified?
In Hobbes, morality was first just an expression of singular will that one had to strive
and fight to enforce as a prevalent notion – publicly. Later, in the Civitas, this same morality had
to be dropped in favor of a public conception of value that was imposed. Force was the reason
for obedience to law – and the only possible way to expect peace between singularities was by
obliterating dissent in the commonwealth. Rousseau, on the other hand, did not conceive human
nature36 as naturally inclined to conflict. Conflict arose because men would let go of their natural
mimetic needs, and in the political sphere the social compact was possible once men learned how
to express their wills accordingly to the common good. Neither Rousseau nor Hobbes needed a
process of moral justification, because they had a notion of human nature that supplied them
with sufficient elements to explain moral expression as a fact.
35OLIVEIRA, Tractatus Ethico-Politicus: p. 68-69
36Maybe human nature is not the best word here. Rousseau will not identify the savage life form as human,
because such nomenclature already establishes an order of identities, impossible in such state of nature.
Rousseau speaks of the good savage in this particular context, already attaching the nature “good” to the
state “savage. But, since the savage already has a potentiality to become “human”, his nature as good is
kept as the identity “human” becomes prevalent. In this way, I believe it is acceptable to say that, for
Rousseau, human beings inserted in the social space remain inclined to cooperate.
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Kant could not provide a sufficient doctrine for human nature. He couldn't provide
such doctrine once the Critique of Pure Reason placed the knowledge of men as outside the
limits of reason. There was a gap between subject, consciousness and world37. In order to
provide a bridge to link these notions, Kant provides us with an anthroponomy 38.
From the fact of reason it does not follow the factuality of the content of moral
expression: the moral expression is not based on empirical conditions, but on the freedom of the
will – which is clearly a Kantian abstractalization, a practical use of reason that regards freedom
only insofar the actions of reasonable beings are concerned39
In this sense, discourse is always subject to practical reason in the sense that forms
of positing predicative assertions are determined by a pure form of law – which conditions all
maxims. This is the fundamental law of pure-practical reason that binds all reasonable
discourse40. Linguistic expression is then subject to the binding force of Reason, and the political
and moral practices that emerge from within discourse are moral or immoral insofar they reflect
the necessity of pure reason for whatever is said or written by individuals.
This necessity of being moral in every act of freedom that could be considered
reasonable caused the post-Kantian political and moral philosophy, and divided the debate
between those who still trusted the project of a necessary mode for political expression and
those who adopted Hegel's accusation that Kant's philosophy was fatally wounded with
formalism.
In contemporary political philosophy this tension between Kant's moral intuitionism
and political reason against Hegel's notion of a historical construction of the State and the Moral
Subjectivity is recast as the coronation of the project of liberalism. On one hand, Kant stands for
the need of a view from nowhere that would justify all forms of moral predication and expression.
On the other, Hegel will give the necessary elements to narrate the dynamics of mutual
recognition and mutual disrespect that are built historically.
But for all their concerns with forms of expression and the historical movement that
would eventually build an ideal state, Kant and Hegel built a moral and political philosophy that
37STEIN, Antropologia Filosófica, p. 98
38MdS, p. 538: “Alle Hochpreisungen, die das Ideal der Menschheit in ihrer moralischen Vollkommenheit
betreffen, können durch die Beispiele des Widerspiels dessen, was die Menschen jetzt sind, gewesen
sind, oder vermutlich künftig sein werden, an ihrer praktischen Realität nichts verlieren, und
die Anthropologie, welche aus bloßen Erfahrungserkenntnissen hervorgeht, kann der Anthroponomie, welche
von der unbedingt gesetzgebenden Vernunft aufgestellt wird, keinen”
39GMS III Schlussanmerkung
40KpV 55
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no longer made any distinction between language, voice and reason. The problem of language
and of moral assertion was always connected to the accomplishment of the fact of reason (Kant)
or with the necessary progress towards an ideal and spiritual form of assertion that would
recognize and sublate every possible form of discourses within it (Hegel).
The project of liberalism and its radical expression in cosmopolitanism also aimed at
the assimilation of different forms of assertion, in making different voices sound more alike and
more recognizable to each other. The most important political philosophers of the twentieth
century – Habermas and Rawls – point at this necessary assimilation of different political
vocations under the scope of Political Liberalism, Habermas through the construction of a
Communicative Reason and Rawls in the notion of the Original Position (in the Theory of
Justice) and the Overlapping Consensus (in his Political Liberalism).
It is not my intention to suggest that Habermas and Rawls are falling in some kind
of linguistic and political imperialism that would obliterate difference and destroy multiple forms
of assertion (though that is certainly the case with Hobbes), but they are not able to account for
different forms of assertion, and they are not able to posit how different voices might emerge
with different forms of positing equally fair comprehensive doctrines – this is precisely the
blindspot in liberalism that Derrida will be able to identify.
V
But how is it, then, that Derrida will be able to point to this blindspot? It seems to
me that understanding the gap in liberal conceptions of politics, for Derrida, presupposes the
comprehension of the role of language, intersubjectivity and wordliness. This was an issue for
Kant, already, and it was one of the reasons for the resort to a normative solution to the problem
of politics. Now, if Kant trusted a moral intuitionism that would inform every normative
justification and also a transcendental semantic perspective that allowed for an universalization of
signification and assimilation of several contents of grammatical expression under the rubric of
an universal form, the phenomenological turn embraced by Derrida presupposes understanding
these questions differently: it presupposes situating the matters of language, intersubectivity and
wordliness in the context of phenomenology and, specifically, in the tension between identity and
difference – between self and other. For Derrida,
[I]f we are attentive to Husserl's renewal of the notion of the “transcendental”,
then we must do the opposite of transcendental psychologism and guard
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against endowing this distance with some sort of reality. We must not
substantialize this inconsistency or turn it into, perhaps by simple analogy, some
thing or some factor of the world. (...)This war of language against itself is the
price we have to pay in order to think sense and the question of the origin of
sense. We see that this war is not one war among many. As a polemic for the
possibility of sense and of the world, this war takes place in this difference,
which, as we have seen, cannot inhabit the world, but only language, in its
transcendental restlessness. In truth, far from merely inhabiting language, this
difference is also its origin and its abode. Language keeps watch over the
difference that keeps watch over language41.
There's quite a lot at stake in being attentive to Husserl's renewal of the notion of
the transcendental. So far, I've tried to demonstrate how different conceptions of language and
selfhood in contractualism have had direct consequences in the further developments on political
philosophy. The substantialization pointed by Derrida is what Husserl identified in Locke as the
failure “to distinguish between an idea in the sense of an intuitive presentation (…), and an idea
in the sense of a significant reference”42 This monadic understanding of the processes of
representation, in Locke, is already a reflex of what we identified in Hobbes. Husserl transforms
this notion of monadic and substantial reference by trusting an associative (at least during the
Logical Investigations) phenomenology that makes way to intuition. Where in Hobbesian
language we had a mental representation that was reproduced in the world as it were in the mind,
in Husserl we have a transformation where the externalization of an expression puts it in tension
not with other forms of expression (as it was the case in Hobbes) but with itself, an
understanding which is first purely expressional is now indicative of something – it urges to
communicate.
Now, Husserl will draw this distinction in order to provide a relation where we
abandon the naive conceptions and integrate expression and indication in their complexity. This
is a transcendental movement. It takes concepts out of the pre-indicative tranquility held in
solitary life and manifests the intention behind every act of communication. Before indication,
meaning is still not in relation to objects, but the indication that apprehends objects is abstracted
in association with these mental facts43. This abstractive movement is paramount for the
understanding of the transcendental revolution performed by Husserl. Where monism had found
a direct immanence of nature which would be reflected by understanding, and Kant inserted a
normative stand point to bridge between world and consciousness, Husserl finds an ideal unity
41DERRIDA, Voice and Phenomenon., p. 14
42LI, I: p. 252
43LI, I: p.182
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between expression and indication which paves the way for the construction of a social
framework. It is true that in the logical investigations the question of the construction of a social
framework is not the main concern for Husserl and the subject of intersubjectivity is hardly
brought into play from a social perspective. However, if we follow the passage from Expression
in the solitary life into acts that are constitutive of indication and communication, we can see how
expression is first situated in the “I” as a potentiality to communicate which is realized in an indication 44.
But if indication requires an internal understanding of a word, the expression itself may be
uncommunicated – it may be understood as an expression “whether we address it to anyone or
not”45.
It seems to me that the “war of language” that Derrida mentions is precisely the
tension between the internal expression and the communicative indication of a sign. For Derrida,
difference habits language, but what does that mean? How is it that difference arises? If we follow
Derrida, we must identify in the moment of assertion of an expression, in the moment of
communication, the emergence of such tension. As we pass over from the purely linguistic sign
of an expression into the voulouir-dire of an indication we perceive a gap between the purely
linguistic and the discursive sign, this emergence is the emergence of a voice.
[W]e shall not be surprised to discover that language is really the medium of
this play of presence and absence. Is it not in language, is not language first of
all the very thing in which life and ideality could seem to be united? Now, we
must consider on the one hand that element of signification – or the substance of
expression – which seems best to preserve at once ideality and living presence
in all of its forms, its, is living speech, the spirituality of the breath as phoné. On
the other hand, we must consider that phenomenology, the metaphysics of
presence in the form of ideality, is also a philosophy of life46.
It’s interesting to see the relation Derrida makes between the presence and the
absence of signs and the emergence of a voice in the association of ideal expression and living
indication. Now, I realize those terms are not used by neither Husserl nor Derrida, but I believe
that this is an interesting way into the problem of communication, that is: how the form of a
solitary expression is lived in an indication, and the association between this ideal language and a
lived presence of a language constitutes a difference. This difference turns us away from the
matters of presentification and reproduction of sameness into the field of intuition and
constitution. When Derrida says that discourse outside its expressive kernel is impossible, but it is
44LI, I: pp. 192-193
45LI, I: p. 190
46DERRIDA, Voice and Phenomenon., p.9
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nevertheless taken almost in its totality in an indicative web47, what we have is the issue of an
association that goes beyond pure expressivity and substantive reproduction of signs48.
It's become common place to say that Derrida holds an impossibility of the “outside
of discourse”, but as we follow the embodiment of speech in Voice and Phenomenon, we see
that such hyperbolic statement is quite problematic. It is true that there is no discourse outside
expression, but is expression always discursive? Pure expression, as such, seems to hold for Derrida
a pregnancy of discourse, but expression in its ideality is not yet discursive as such, it presents a
kind of boundary between discourse and no-discourse, a limine where the body of speech starts
to be constituted. What happens to expression, then, as it starts to be signified? As we manifest
ourselves, we finally integrate the absence of the sign in pure-expressivity with the empirical
incarnation of language. In this, alterity emerges as the mediation that allows for meaning to be
constituted. Derrida is going ahead of the logical investigations and into the development of the
problem of sign and meaning in Husserl’s' philosophy, and I believe we reach the main point of
voice and phenomenon when Derrida writes that “one must therefore acknowledge that the third
person of the indicative present of the verb to be is the irreducible and pure kernel of
expression”49. In this, we see that Derrida will place in the limit of the discourse, shaping all
possibility for the emergence of meaning, the figure of alterity. Such alterity emerges as the
movement of différance produces the transcendental subject in expression as both a trace and an
expectancy of an other-to-come. An absolute limit to speech and reduction, something that is not
possible to be meant in its integrality 50. So we abandon the apparent self-referentiality of the
naive conceptions of similitude and enter the realm of a signification that has its boundaries
marked by difference.
So the trace of the other is part of every act of signification in Derrida, and it is
interesting to note that it is precisely this trace that is obliterated in the “extinction of the signifier
in the voice grounding the Western conception of truth” 51. If we turn back to Aristotle, we'll see
this movement of obliteration of the signifier expressed in the form of the paradox of
potentiality – where the potentiality not to is only understood in terms of its being: we can only
identify the possibility of a tabula rasa when there is something already written, the possibility of
silence is only given whereof one can speak and the adynamia of the written is only possible on
47Ibid, p.36
48Ibid., p. 37
49 Ibid., p. 88
50Ibid., p.103
51AGAMBEN, Potentialities., p.212
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the basis of the dynamia of speaking. We cannot think the pure potential to think without this
writing. But, Agamben sums its beautifully, the understanding of the trace that marks this
paradox opens the way into ethics:
Derrida's trace, “neither perceptible nor imperceptible,” the “re-marked place
of a mark,” pure taking-place, is therefore truly something like the experience
of an intelligible matter. The experimentum linguae that is at issue in
grammatological terminology does not (as a common misunderstanding insists)
authorize an interpretative practice directed toward the infinite deconstruction
of a text, nor does it inaugurate a new formalism. Rather, it marks the decisive
event of matter, and in doing so it opens onto an ethics. Whoever experiences
this ethics and, in the end, finds his matter can then dwell – without being
imprisoned – in the paradoxes of self-reference, being capable of not notwriting52.
If we follow Derrida, then, we must identify in the transcendental turn performed by
Husserl the exposition of the ethical core of language and the irreducible character of alterity in
this play – now, it is easy to turn this into an immanent discourse on the sacrality of the Other, or
into an incursion into the impossibility of politics. Certainly, those are defensible interpretations
of the Derridian take on Husserl, but I want to hold that the comprehension of intersubjectivity
that arises from within this turn is defensible politically and within the context of modern
contemporary thought.
VI
[N]ous n'avons pas le temps d'analyser ici ce texte et ce n'est pas le lieu de le
faire. Il nous faut seulement, entre Kant et Lévinas, aiguiser ici une différence
qui compte aujourd'hui plus que jamais quant à ce droit du refuge et à toutes les
urgences qui sont les nôtres, partout où, en Israël, au Ruanda, en Europe, em
Amérique, en Asie et dans toutes les églises St Bernard du monde, des millions
de « sanspapiers» et de « sans domicile fixe » exigent à la fois un autre droit
international, une autre politique des frontières, une autre politique de
l'humanitaire, voire un engagement humanitaire qui se tienne effectivement
audelà de l'intérêt des États-nations53.
What could be the reason to refer authors that at first may seem so distant from each
other? As Derrida, later in his philosophy, faces the issue of Cosmopolitanism as an issue of
differences, he seems to suggest that Kant was not able, with the transcendental analytic, to deal
with the problem of the multiplicity of voices and conceptions of good. Indeed, the problem of
52Ibid., p.218-219
53DERRIDA, Adieu., p. 175
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personality is dealt with, in Kant from a normative-reflexive point of view. With this
transcendental schema Kant sacrifices difference in order to provide a study of morals inside the
critical perspective.
But I don't want to be unfair with Kant in these matters: the tension between public
and private conceptions of good is not easy to be dealt with, and Kant indeed provides some
important hints into the problem. Levinas shares with Kant (hence Derrida's quote) a grounding
concern with the moral act. However, as this act is placed from a metaphysical and normative
point of view in Kant, Levinas places the ethical as the ground for all action and relation to and
with the other. We cannot put our feet into the world without this being-captured by such ethos.
Thus, when Derrida reminds us of this mediation among Kant and Levinas, what is at stake is
the need to inform Kantian morals with an existential meaning, bringing the problem of
ontology into normativity. When Derrida writes about a humanitarian engaged politics (un
engagement humanitaire) what is suggested is that the subject should take a position about politics, in
opposition to a political system that takes the subject as a data in his bare life. Subjects must
affirm oneselves and recognize each other beyond the State and beyond a certain conception of
rights and norms.
But how are we to deal with conflict? Granted that we concede to Derrida the ethical
emergence of the self in relation to Others – and even circumscribed by this limine. However, can
we really leave the political matters aside and focus on the ethical? Can we separate these issues?
Levinas will link the issue of the discourse with that of Justice, and Derrida brings the question
of doing Justice to others in discursive practices that are situated within a politics that he calls a
politics of hospitality. The third – not by coincidence, it is the same third person of the singular
that constitutes the limit, the kernel of expression – expects and constitutes an ethical response.
I am especially interested here in the movement that Derrida is proposing, because if
the Other is always placed in an anarchic position for Levinas, I am not so sure if this is the case
for the Derridian proposal of a politics of hospitality. Steinbock54 has suggested that what is at
stake here is becoming critical of one's own voice in other to do Justice to the encounter with the
Other – this process of affecting and being-affected by a difference might be constitutive of a
social relation, where we see different perspectives colliding with each other and constituting each
other. Now, if it is true that one responds to the alien “from the perspective of the home”, how
is it that one becomes more responsive? What happens if we situate this conflict outside an
54STEINBOCK, Home and Beyond, p. 185 ; p. 256
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anarchic position? That is, what if the conflict and the emergence of the other is always
constitute from within a political realm? Again, we must go back to some of the main problems
of liberalism: provided that the emergence of the self is political, how do we access sociability
without obliterating difference?
In short: What if, after all, the Other is Political? Isn't then, such a form of
responsibility too hyperbolic for a political scenario where the emergence of an other is not
metaphysical? Honneth points that
[W]hat Derrida, following Levinas, referred to as a caring justice that takes the
infinite particularity of the individual human being into account has, unlike
both treatment and solidarity, the character of a completely unilateral,
nonreciprocal sort of concern. The obligation accompanying it will always tend
to be so extensive that even one's own autonomy in action has to be restricted
to a large extent. Thus not every human being can be expected to assume such
a form of responsibility in the same way that all human beings are expected to
show respect for the dignity of each individual55.
Honneth seems to be pointing at a confusion between the realm of moral obligation
versus political recognition in Derrida and Levinas. Though it is understandable that such
reaction could emerge out of some of the statements in the late period of Derrida's philosophy,
it seems that Honneth was rather unfair with Derrida when he mentions the issue of justice and
recognition as only in the realm of being-affected. Though it is true that there is a receptive
function in the dynamics of recognition, it's clear when one reads Derrida – or Husserl and
Levinas, for that matter – that such dynamics are mutual, in the sense that the Other who is
encountered also encounters. The dynamics are not of singular and detached affection, but
mutual estrangement – moreover, the form of a recognition in Derrida is one of becoming a
stranger to oneself, as one discovers his position and tries to detach from it. In this sense,
Honneth has the most demanding take on the matter, since the sublation of the other in the
struggle for recognition pacifies the process of estrangement dialectically, while in Derrida the
conflict is left exposed in its ethical core, in a permanent lived-experience of response.
The question of the pacification of the struggle for recognition, as a matter of fact,
has been at the heart of both liberal and Marxist conceptions of politics. If we follow the
construction of modern politics, the tension between private conceptions, material inequalities
and the necessity to socialization has marked a move towards formal equality, public good and
assimilation. It is at this point that, I believe, a phenomenological deficit is exposed in modern
politics.
55HONNETH, Disrespect., p. 124
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Nythamar de Oliveira has pointed at this deficit, writing that “the phenomenological
deficit of critical theory ultimately unveils communicative networks and lifeworldly practices that
resist systemic domination”. This phenomenological deficit holds both for Honneth in the
dynamics of recognition and Habermas, in the resort to communicative action. Now, from within
phenomenology what are our options regarding these dynamics of mutual estrangement that
emerge politically?
I don't want to undermine the importance of a politics that aims at egalitarianism, or
at least at reducing material inequalities, but in order to reduce such inequalities, is it necessary to
dislocate the dynamics of estrangement and replace them with a normative point of constitutive
practices of speech based on structures of social control?
In a sense, the answer is positive. Governance is a necessary aspect of life in society,
and the anarchic position of the individual is not defensible in the long run. There is a need for
social structures of organization and disposition of singular bodies in a political body. This is
because Aristotle was not wrong when he said that individuals emerge politically, that is, always
already in relation and conflict with each other.
But still, the question of governance is always at tension. Foucault pointed so well at
the tension between the government of the self and the technologies of power, but there is
something to be said about the permanent failures of both the attempts of isolated selfgovernment and totalitarian power over the life and death of individuals.
If we are able to recognize the importance of a reflective equilibrium between ideal
principles of justice that are decided in a representative form, and a moral pedagogy that informs
the decisions about conceptions of good, we must also understand that these processes are not
static, nor are they always given in the same way or in the same environment. Reflecting this
multiplicity of conceptions and the conflict of this conceptions is precisely what is at stake for
the written form of a legislation that aims to enforce sociability among different individuals – and
different sociabilities that come incarnate with these.
Both critical and liberal notions of politics tend to move to a cosmopolitan position
that trusts the possibility of a semantic core of predication which would allow for an universal
form of asserting value when they are faced with the multiple contents of value-like
propositions. In this sense, there is an attempt to neutralize the multiplicity of environments that
constitute value for an individual (or for a group of individuals). For Derrida, a blindspot is left
exposed here since historicity is left behind in order to make way to political organization and
management of people.
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It is true that accusing critical and liberal notions of lacking a concern for historicity
might sound unfair, especially after Hegel. But the critique is not at ignoring historicity, it is at
trusting the possibility of incorporating the conception of the Other within the framework of a
determined form of assertion, instead of recognizing that permanent state of estrangement
which is not peculiarly reducible to gramma. The issue of memory arises here as the main actor
at the political management of social relations, and we must ask of both Rawls and Habermas
what's the possibility of taking an original position or establishing communicative consensus of
this aspect of constitution. It is interesting to note that in one of the few times Habermas
mentions the question of memory, in the text “Interpreting the fall of a monument” he writes
that “non-occidental cultures must take on the universal content of human rights based on their
own resources and an interpretation that produces a convincing link between local experiences
and interests”56. This was written after Habermas had his seminal debate with Derrida, and that
both agreed on the unfairness of the doctrine of “democratic imperialism” forwarded by NATO.
It also shows an important recognition, that is: whatever is understood as the content of a human
right, it will be understood based on whatever is at hand for those who construct that
understanding.
This late development in Habermas doctrine of communicative action is a hint at the
possibilities of informing liberal and critical notions of politics with a phenomenological point
of view, something that Derrida might have had in mind all along: a notion of politics that would
re-incorporate the place of the phonema in a discussion that had been focusing too much in the
gramma, without turning the debate into a poor discussion between illiterate relativism and deaf
cosmopolitanism.
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