ICSCS2012
International Congress on Social & Cultural
Studies
September 4-8, 2012
Port Harcourt, Nigeria
BOOK OF PROCEEDINGS
Volume 1
Jacinta A. Opara,PhD
Antonello Biagini,PhD
M.O.N. Obagah,PhD
Giovanna Motta,PhD
Austin N. Nosike,PhD
Richardo R. S. Hidalgo,PhD
Kinikanwo A. Anele,PhD
Nayereh Shahmohammadi,PhD
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Forward
I have the pleasure to furnish you herewith the Proceedings which herein contains a
collection of the papers presented at International Congress on Social and Cultural
Studies (ICSCS2012) organized by African Society for Scientific Research and African
Association for Teaching and Learning in cooperation with several partners and
collaborating journals in the international community. The congress was held September
4-8, 2012 at Ignatius Ajuru University of Education, Port Harcourt, Nigeria.
The ICSCS series is an academic activity for interested scholars, scientists, technologists,
policy makers, corporate bodies and graduate students. The aim of the conference is to
diffuse research findings and create a conductive environment for scholars to debate and
exchange ideas that lead to development in social, political, cultural and economic
spheres of the global community.
Following the call for papers by the International Scientific Commission, papers we
received more than 700 proposals from 45 different countries from all continents. As a
commitment to the vision and mission of academic excellence and integrity, each paper
was anonymously reviewed by two members of the editorial sub-committee of the
Commission. This book of proceedings contains a selection of the papers presented at
the conference.
We wish to express our sincere thanks to the Governing Council, Management and
Senate of the Ignatius Ajuru University of Education for providing the venue and
facilities for the conference and for being committed to towards ensuring the success of
the conference by setting up a high powered Adhoc Local Orgainising Committee led by
Professor M.O.N. Obagah. We thank the staff and students of the institution for their
cooperation and support for the project. We express our profound gratitude to all and
sundry especially our Special Guests, delegates, reviewers, the media, the Nigerian
foreign missions and all the cooperating partners for their contributions in promoting this
noble academic event.
Please read on!!!
Jacinta A. Opara,PhD
Convenor, International Congress on Social and Cultural Studies(ICSCS2012)
Visiting Associate Professor, Universidad Azteca,Chalco-Mexico
Organising Partners
2012 International Congress on Social and Cultural Studies(ICSCS2012) is organized by
International Society for Scientific Research (ISSR) and International Association for
Teaching and Learning(IATEL) with the Support and Cooperation of: International
Association for the Scientific Knowledge, Portugal;Mediterranean Center for Social and
Educational Research, Italy; Federal College of Education(Technical), OmokuNigeria;European Scientific Institute, Macedonia;Universidad Azteca, Mexico;Ignatius
Ajuru University of Education, Port Harcourt-Nigeria;Universidad Central de
Nicaragua, Nicaragua; Raphael Nosike Foundation and Beverly Resources.
International Scientific Commission
ICSCS2012
Conference Chair
Professor Oby C. N. Okonkwor
Nnamdi Azikiwe University, Awka-Nigeria
Conference Chairs
Dr Jacinta A. Opara
African Association for Teaching and Learning
Professor Richardo R. Saavedra Hidalgo
Universidad Azteca,Chalco-Mexico
Professor M.O.N. Obagah
Ignatius Ajuru University of Education,Port Harcourt, Nigeria
Sir(Dr)Nkasiobi S. Oguzor,JP,MNIM,CT,KSC,PHF
Federal College of Education (Technical), Omoku, Nigeria
Dr Jovan Shopovski
European Scientific Institute, Macedonia
Professor Kinikanwo A. Anele
University of Port Harcourt, Nigeria
General Coordinator
Dr Austin N. Nosike
The Granada Management Institute, Spain
Coordinator
Dr Asoluka C. Njoku
Alvan Ikoku Federal College of Education,Owerri-Nigeria
Professor Peter U. Akanwa
Imo State University, Nigeria
Scientific Committee Members
Hector F. Rucinque
University of Cordoba, Columbia
Toader Nicoara
Babes-Bolyai University, Cluj-Napoca, Romania
Radoslav Raspopovic,
University of Monte Negro, Monte Negro
Ugochukwu P.N. Amadi
Federal College of Education(Technical),Umunze-Nigeria
Ljubomir D. Frckoski,
Ss. Cyril and Methodius University in Skopje, Macedonia
Sibylle Heilbrunn
Ruppin Academic Center, Emek-Efer, Israel
Sule Kut
Istanbul Bilgi University, Turkey
Justina Adalikwu-Obisike
Canadian University College,Alberta-Canada
Arda Arikan
Akdeniz University, Antalya, Turkey
Andrea Carteny
Sapienza University of Rome, Italy
Maryam Chkhartishvili
Tbilisi State University, Georgia
Jozsef Pal
University of Szeged, Hungary
Godfrey Baldacchino
University of Malta, Malta
Dimitri A. Sotiropoulos
University of Athens, Greece
Werner J. Patzelt,
Univerisity of Dresden, Germany
Vincent Hoffmann-Martinot
University of Bordeaux, France
Mohamed Ben Aissa
University of Tunis, Tunisia
Marco Cilento
Sapienza University of Rome, Italy
Werner J. Patzelt
University of Dresden, Germany
Emanuele Santi
African Development Bank, Tunis, Tunisia
Kamaruzaman Jusoff
Universiti Putra Malaysia
Nkasiobi S. Oguzor
Federal College of Education (Technical), Omoku, Nigeria
Jacinta A. Opara,
African Association for Teaching and Learning
Sokol Pacukaj
Aleksander Moisiu University, Albania
Muhammad Zeeshan
International Digital Organization for Scientific Information, UAE
Liverpool Onyije
Federal College of Education(Technical),Omoku-Nigeria
Natarajan Gajendran
Indian Society for Education and Environment
Prof Yau Yuen Yeung
Hong Kong Institute of Education, Hong Kong
A. R. Sayfoo
Vocational Training Institute, Mauritius
Mohammad Nisar
University of Malakand,Pakistan
A.C. Nwokocha
Michael Okpara University of Agriculture, Umudike-Nigeria
Mahwish Washeed
International Islamic University, Pakistan
Raphael C. Njoku
University of Louisville, USA
S.S. Lloyd
West Coast University, Panama
Sodienye Austin Abere
Rivers State University of Science and Technology, Nigeria
Timothy A. Falade
New York Institute of Technology, Jordan
Pedro Cravo
International Association for the Scientific Knowledge, Portugal
Fernando Alberto Ferreira
Polytechnic Institute of Santarem, Portugal
John A. Idumange
Niger Delta University, Nigeria
Orifjan Namozov
Prague Development Centre(PRADEC), Czech Republic
Ivan Genov
Science and Education Foundation, Bulgaria
Bassey Ubong
Federal College of Education (Technical), Omoku-Nigeria
Hassan Danial Aslam
Human Resource Management Research Society(HRMARS), Pakistan
Abraham I. Oba
Niger Delta Development Commission, Nigeria
Lisa Licata
Sapienza University of Rome-Italy
Alberto Becherelli
Sapienza University of Rome-Italy
Alessandro Vagnini
Sapienza University of Rome-Italy
Giuseppe Motta
Sapienza University of Rome-Italy
Alessandro Pistecchia
Sapienza University of Rome-Italy
Jovan Sopovski
Ss. Cyril and Methodius University in Skopje, Macedonia
Antonello Battaglia
Sapienza University of Rome-Italy
Programme of Event(Draft)
th
Tuesday 4 September
08:00 – 09:30
09:30 – 11:45
11:45 – 14:30
14:30 – 14:45
14:45 – 16:45
16:45 – 17:15
17:15 – 18:00
20:30---10:30
Registration
Welcome Ceremony
Special Sessions
Lunch Break
Special Sessions
Coffee Break
Plenary Sessions
Welcome Cocktail
Wednesday 5th September
08:30 – 10:00
10:00 – 10:30
10:30 – 13:30
13:30 – 14:45
14:45 – 16:45
16:45 – 17:15
17:15 – 18:45
Special Sessions
Coffee Break
Plenary Sessions
Lunch Break
Plenary Sessions
Coffee Break
Plenary Sessions
Thursday 6th September
08:30 – 10:00
10:00 – 10:30
10:30 – 13:30
13:30 – 14:45
14:45 – 16:45
16:45 – 17:15
17:15 – 18:45
Special Sessions
Coffee Break
Plenary Sessions
Lunch Break
Plenary Sessions
Coffee Break
Plenary Sessions
Friday 7th September
08:30 – 10:00
10:00 – 10:30
10:30 – 13:30
13:30 – 14:45
14:45 – 16:45
16:45 – 17:00
17:00 – 18:00
18:00 – 19:00
Special Sessions
Coffee Break
Plenary Sessions
Lunch Break
Plenary Sessions
Coffee Break
Special Sessions/Communiqué
Closing Sessions
Saturday 8th September
Departure
CONTENTS
Rethinking On Drug Abuse and Crime Relationship:An Alternative Explanation For
Intellectuals Criminologists ……………………………………………………………...….1
Usman Ahmad Karofi
A Study on Women Empowerment in South-Asian Countries: A Contemporary
Analysis ………………………………………………………………………………..……20
Shobana Nelasco
Is “Partnership” A Fulfilled Principle by the Local Authorities in Their Fight Against
Social Exclusion: A Case Study From Brussels ………………………………………..…33
Ihsan Ikizer
Vocational and Technical Education: Seeing Through the Eye -View of Globalization
………………………………………………………………………………………………..43
Daso, Peter Ojimba
Gender Differentials and Determinants of Child Health in India …………………...53
Koyel Sarkar
Traditions Under Siege: Dissecting Socio-Political and Economic Pressures in Ola
Rotimi’s ………………………………………………………………………………..……64
Kurunmi and Ovonramwen Nogbaisi Samuel Okoronkwo Chukwu-Okoronkwo
Chuppi Todo (Break the Silence) – Campaign against child sexual abuse through
educational film on safe and unsafe touch …………..……………………………………71
Sanjay K Singh
Comprehensive Child Survuval Programme: A Study on Impact of Asha on Familial
Prcatices of Newborn Care in India ……………………………………………………….80
Nida Siddiqui
Branding In Serbian Rural Tourism ………………..…………………………………..…90
Milena Vukić, Milena Popović, Marija Kuzmanović
The Americans led developed countries have been behaving communism …………….98
Xu Han-You
Democratic Change in the Gulf Monarchies in the 21st Century ……………………....105
M. Azam
The Paradox of Economic Globalization: The Case of The Niger Delta Region …….114
Justina Adalikwu-Obisike and Ebere E. Obisike
Women Rights: With Special Reference to Hidden Domestic Violence ………………121
Vijaya Lakshmi Sharma and Noor Mohammad
Where Are The People?Cultural Heritage Discourses Genealogy, Its Trends and Its
Contemporary Challenges …………………….…………………………………….……132
Juliana Forero and Liangping Hong
Trends in Infant and Child Mortality in Nigeria: A Wake-Up Call Assessment for
Intervention Towards Achieving The 2015 MDGs ……………………………………..142
Ojewumi Titus Kolawole
Challenges of Globalization and Information Era: Rejuvenation of Highr Education In
Pakistan …………………………..…………………………………………………….….155
Muhammad Safdar;N. B. Jumani;Muhammad Abdul Malik and Shakil Ahmad Ghazi
Street Children and It’s Influence on Educational Attainment in South Western States in
Nigeria . ………………………………………………………………………………..….160
Ola T. Monisola, O. Oluwagbemiga, Adeyemi Olalekan and Bamisaye Folashade
The Reality of Political Culture in Jordan After Twenty Years of Political Openness
………………………………………………………………………………………………173
Amin A. al-Azzam
Bertrand Russell on Chinese Education ………………………………………………....186
Zheng Weiping
The Evacuation of Unaccompanied Children during the Occupation of Sarajevo, Bosnia
and Herzegovina (1992-1995): Lessons To Be Learned ………………………………..190
Tamara Miskovic and Anne Tellett
Strategies for Teaching and Sustaining Mathematics as an Indispensable Tool for
Technological Development in Nigeria ………………………………………………….196
Peter Ojimba Daso
Human Dignity: Its Ideas and Status in China ………………………………………….202
Jiaming Chen
The Culture of Widowhood Practices in Africa: De-institutionalizing the Plights of
Women through Theatre ………………………………………………………………....208
Samuel Okoronkwo Chukwu-Okoronkwo
Motive for Using Specific Health Care Practices in Kathmandu Metropolitan City
………………………………..……………………………………………………….……215
Srijana Pandey
Depression in Late Life: A Comparative Study Among Elderly Inhabiting in Different
Environmental Settings ………………………………………………………………...…225
Moumita Maity and Barun Mukhhopadhyay
Education Practice: Issues and Experiences in Bangladesh …………………………....237
Shahreen Raihana
Dialects: Basic Connectivity of Masses (With The Reference Of Ahirani Dialect)
M. S. …………………………………………………………………………………..……243
Pagare, Govind Gayki, and Dhanraj Dhangar
The Foreign Policy of The USA Towards Yugoslavia ……………………………..…..248
Dejan Marolov
Does Religious Fanaticism Lead to Terrorism? …………………………………………263
Nehal Karim
Aggression in Iran 5 to 11 Grade Children in Relation to Parental Involvement and
Attachment-Security ………………………………………………………………………271
Nayereh Shahmohammadi
Motive For Using Specific Health Care Practices In Kathmandu Metropolitan City
………………………………………………………………………………………………284
Srijana Pandey
Litigation In Pakistani Lower Courts with Respect to Contract Law ……………..….294
Akeel Ahmed
The Effect of Family in Decreasing Sines of Children ………………………………….297
Virtual Education and Its Location for Faculty Members ……………………………...300
Mousa Mojtabaei
Revisiting Health in Colonial Bengal: A Literary Overview (1880 -1930) …………….308
Tinni Goswami Bhattacharya
The foreign policy –theoretical overview ………………………………………………..314
Dejan Marolov
Legal Framework Concerning Gender Equality in Republic of Macedonia ……….…324
Jovan Shopovski
Sociological Study of contemporary family …………………………………………..…331
Baqir Sarukhani
Effect of media family on the precocious puberty of teenage girl: the emphasis on
Iranian society ……………………………………………………………………….…….337
Nosrati, Vida and Faranak Seyyedi
Decision Making and Fertility Behavior Among Women In West Bengal, India ……345
Koyel Sarkar
Adoption of Destitute on The Margins of Society: A Case Study From Urban India
………………………………………………………………………………………….…..356
Kalpana Prasanna
How Rural-Urban Migration Contributes to the Development of a Megacity: A Case from
Bangladesh ………………………………………………………………………………….366
Asif Ishtiaque
Video Broadcast Courses at The Islamic Azad University Karaj Branch (Case Study)
…………………………………………………………………………………………..….377
Nayereh Shahmohammadi
Islamic anthropology in Contemporary Epoch …………………………………….…...387
Mohsen Tousi
Business Education and The Entreprenuership Education Agenda: A Synergy For
Unemployment Reduction in Nigeria ……………………………………………………392
Obi Emmanuel Chinasa
Media imperialism and body image perception in Kuwait ……………………………..399
Charles Mitchell, Juliet Dinkha, Tasneem Rashwan and Monica Matta
Extinction of Species and Its Management for Ecological Balance .……………...……417
N. Cherly Anto Frezina and N. Junofy Anto Rozarina
Entrenching Democracy and Good Governance: The Role of ICT ……………….…..423
S.A.Adesola
Leadership and Followership in Nigeria ………………………………………………...431
Blessing E.N. Thom-Otuya
Community Development as the Bastion of Sustainable Development in Nigeria …...442
Green Iheanacho
A Survey of National Development Plans in Nigeria: The Challenges and Way Forward
for Sustainable Development ………………………………………………………….…447
Okorie, Cornelius Ofobuisi and Eje, Benjamine Odaa
Time Resource Management for Effective School Administration ……………………453
Kalu, Joyce Nnuola
Women Rights and Empowerment in the Arabian Gulf Countries …………………..461
Muhammad Azam
Synopsis of Religion and Child Abuse: Nigeria Experience …………………………...471
Alexander Olufemi Afolabi Okebukola
Gender Differentials and Determinants of Child Health in India ………………….476
Koyel Sarkar
Crime: Concept, Causes and Militating Factors ………………………………….…….487
Florence N. Anumba
Challenges Of Climate Change: The Role of Christian Religious Leaders …………....496
Nche George Christian
Relative Effectiveness of Classroom Interaction Techniques on Students’ Participation in
Rivers State, Nigeria ………………………………………………………………………503
Oranu Philomena Chika and Onwioduokit F. A
Linking Geography with Ecology: A Case Study From India …………………………512
S. K. Sharma
RETHINKING ON DRUG ABUSE AND CRIME RELATIONSHIP: AN
ALTERNATIVE EXPLANATION FOR INTELLECTUALS CRIMINOLOGISTS
Usman Ahmad Karofi (Ph.D.)
Department of Sociology
Faculty of Arts and Social Sciences
Federal University
DUTSIN-MA,Nigeria
Abstract
According to the literature on the drug-crime link, there is relationship between abusing drugs and involvement
criminal activities. A growing number of literature and empirical research have documented that relationships
exists between drug abuse and criminal offences. Through studying a selected sample of three hundred
institutionalised drug addicts [inmates] with and without criminal history from two government drug rehabilitation
centres in Penang, Malaysia, findings from an empirical research affirmed that indeed relationships exist between
drug abuse and involvement in criminal offences. The result of the study reveals that is not in all situation abusers
of drugs get involved in criminal activities, even in situation where they do so, abusing the drug alone is
inappropriate in justifying their attitudes. In addition to abusing drugs other micro and macro factors should be
put in place for proper understanding of their criminal offences.
1:1 Introduction
In speaking about the drug-crime nexus, Inciardi et al. (as cited in Baron, 1999) argue that the
drug and crime relationship is interactive. Crime, they point out, finances the use of drugs.
Continuous usage of drugs encourages more use of drugs and more use of drugs encourages
more crime. According to the literature on the drug-crime link, there is an association between
the use of drugs and getting involved in criminal activities. Some social conditions seem
applicable to cause both drug use and crime, and many young offenders commit a wide variety
of crimes, which include drug use. Even if it is assumed that drug use is not a direct cause of
crime, it is unquestionable that a large proportion of youth who get involved with criminal justice
agencies (the police, the courts and custodian institutions) are usually regular drug users.
Empirical data indicate a correlation between drug abuse and crime. However, drug abuse by
itself does not sufficiently explain criminal behaviour (Ramsay and Percy, 1996; Parker, 1996;
Ekpenyong 1989).
For instance, Clinard and Meier (1995) state that substance abuse involves violations of norms
surrounding the use of alcohol and other drugs, whereas crime involves violation of legal norms
of legislature and other government agencies.
According to a United Nation Report (1989), the use of illegal drugs and crime go hand in hand.
In so many cases, drug users will literally do anything to obtain enough money to satisfy their
drug use habits. The most frequently committed unwanted behaviours by drug abusers are
criminal in nature. Drug abusers tend to gain most income by theft, prostitution and drug
peddling. There are some apparent relationships between drug abuse and criminal behaviour. A
number of these are: crimes committed under the influence of drugs; crimes committed in order
to get money or goods to buy drugs and trafficking and a host of other crimes associated with
drug distribution (Ibid p. 42). However, initially and as indicated by the literature regarding the
occasional user phase, drug use and crime are spuriously related. During the continuous usage,
drug use is facilitated, but not caused by, criminal income. Lastly, during the street addict phase,
1
drug use appears to cause crime (See, for instance, Mernard 2001, Sommer and Bakin 1999 and
Goldstein, 1985). Thus, although the causal relationship is not unidirectional, substance use in
general appears to be a cause or at least a risk factor for criminal and other problem behaviours.
According to Bennett (1998 and 2000), there is clear evidence that as a person‘s drug use
increases his involvement in criminal activity tends to increase as well. However, it is not in all
situations that drug abusers get involved in criminal activities. Even in those situations where
they are engaged in criminal activities, it is not sufficient to justify drug abuse as the only
attributing factor to their criminal behaviour. Some micro1 and macro2 factors predisposing drug
abusers to criminal behaviours must be considered for an adequate understanding of crime as a
dependent variable. Present research is meant to further explore the micro and macro factors
that lead drug abusers into criminal activities.
1:2 Statement of the Problem
Bennett (2000) has identified five main explanations connecting drug abuse and criminal
activities. The first one is the view that drug abuse causes crime. Goldstein et al. (1992), Inciardi
et al. (cited in Baron, 1999), Mackesy-Amitir and Fendrick, (l999), offered some examples of this
explanation. The second one is that crime causes drug use (Bennett, 1998 and 2000; Makkai,
1999). The third one is that both drug abuse and crime are caused by other factors (Becker, 1963;
Stephens, 1992; Farrington, et al. 1986). The fourth one is that, the relationship between drug
abuse and crime is reciprocal (Inciardi, et al. 1993). Finally, drugs and crime are not causally
connected, but simply coexist within a complex setting of events that include both (Bennett,
2000: 54).
Similarly, Mernard, (2001) presents five explanations linking substance abuse and criminal
activity. The explanations are: (a) substance use causes crime; (b) crime causes substance use; (c)
substance use and crime directly influence one another in a pattern of mutual causation; and (d)
the relationship between substance abuse and crime is spurious. What follows with this
explanation is that there are causal variables that influence both substance use and illegal
behaviours, and in controlling those variables there is no direct relationship between substance
abuse and other criminal behaviours; (e) the final explanation is a blend of the third and fourth
explanations stating that substance use and crime may be influenced by the same or similar set of
causes, but may also exert some direct influence on each other.
There are a number of arguments that examine the causal relationship between drug abuse and
crime. Some argue that most addicts commit economic-associated crimes3 to sustain their
addictive behaviour. Others are of the opinion that drug users are more frequently involved in
personal crimes like assault, family quarrels, violent crimes, and prostitution. For example,
Goldstein (1985) argue that there is a causal relationship between drug use and violent
1
In this perspective, micro factors are those that are learned in the process of interaction. Social deviation and
criminality are learned through peer pressure, family members, on the street, at school, contact with criminal
justice agents, mass media, individual frustration etc.
2
In this context, macro factors signify factors that predispose people to social deviation and criminality which
are structural, such as social disorganization, weak social control, a host of social problems caused by social
structure, population heterogeneity, environmental factors, inequality, unemployment, poverty, broken homes
etc.
3
These are crimes/offences motivated by the need for money or goods to buy drugs. In other words crime
committed by drug abuser in order to obtain money or property to buy drugs. Examples of such crimes could
include theft of different kinds, stanching, robbery, kidnapping handling stolen goods, etc.
2
behaviours in what they coin as the `Tripartite Conceptual Framework`. According to him, there
are three situations that explain this term: (1) homicide is considered pharmacological when it is
the consequence of a short-term injection of a substance that brings about aggression; (2)
homicide is considered economically compulsive when a drug abuser feels compelled to engage
in economic crimes in order to support his addiction; and (3) a systematic type of homicide
(violence) is an outcome of traditionally aggressive patterns resulting from interaction with the
system of drug use and distribution.
While the systemic linkage between substance use and crime actually involves illicit drug sales
rather than substance use, illicit drug use is a necessary prerequisite to illicit drug sales. It
therefore follows logically that the drug market is one mechanism by which substance abuse
causes crime. Mernard‘s (2001) findings fully support the Goldstein (1985) Tripartite Conceptual
Framework for this connection with data he obtained from a national sample of teenagers in the
United States. He adopts a developmental perspective from adolescence to adulthood. The
results of the research in question show that psychopharmacological inducement to offending
were evidently attributed to alcohol use and other illicit drug usage. Among street addicts, for
instance, economic compulsive motivation played a great role in their participation in property
offences. Finally, involvement in illicit drug sales leads to violence.
Again in accord with the Tripartite Conceptual Framework, Spunt and Goldstein (1994) in a
sample of 268 homicide offenders incarcerated in New York, revealed four major findings: (1)
250 (96%) of the offenders had used alcohol at some time of their lives; (2) 89 respondents
(33%) had experienced some type of effects related to their alcohol use at the time the homicide
occurred. A total of 89 respondents (92%) self-reported that they were actually drunk, while a
total of 52 (58%) said yes when asked whether their homicide was related to their drinking; 45
(86%) of the total homicides were classified as psychopharmacological and 3 of the 52 alcoholrelated cases (6%) were classified as multidimensional.
In another study, Sommers and Baskin (1999) conducted interviews with 156 women from two
New York City neighbourhoods with high concentrations of drug selling to find out if there is
any relationship between situational or generalized violence with drug networks. They found that
the respondents were engaged in a wide range of criminal activities, and almost all of them
admitted to being experienced drug users: 70 per cent of them were regular crack users, 47 per
cent used cocaine regularly, 41 per cent were addicted to heroin, 38 per cent reported
involvement in robbery, 17 per cent were reported involved in burglary, 44 per cent were at
some time involved in prostitution, 52 per cent had sold heroin, and 45 per cent had sold
cocaine. Moreover, crack, cocaine and heroin addicts were reported to have engaged in criminal
activities. Other substance abusers were reported to be involved in assaults. Thus, the researchers
concluded that the drug distribution market is viewed as just another domain of community life
that is troubled with violence. However, it is not just the drug business that makes sellers and
buyers violent, but rather drug selling itself that provides the sub-context that sustains the use of
violence within a large social setting, where violence is a general culture.
On the other hand, Bennet (1998), while doing research on a sample of 225 arrestees, found that
75 per cent of the subjects tested positive for at least one drug, including alcohol. The criminal
offences that correlated with the use of drugs were income generating offences, such as multiple
types of theft, many shopliftings and handling stolen goods, and supplying drugs. In another
empirical study between drug use and delinquency, Otero-lopez, et al. (1994) established the
relationship between delinquents who abuse drugs and their delinquent activities with the
following hypotheses: (1) drug abuse causes delinquency; (2) delinquency causes drug abuse; and
(3) delinquency and drug use are the outcomes of common causes. Their investigation on 2,022
3
subjects confirmed a correlation between these variables. However, they suggested that future
studies in the area should focus on identifying etiological, psychological and social variables
affecting both drug abuse and delinquent activities. Institutional actions against drug abuse and
delinquency should not only be directed to individuals, but also to supra individual factors.
Furthermore, Hser, et al. (1992) acknowledged that the high level of criminal activity among
addicts has raised considerable concern about the direction of causality between narcotics use
and crime. Stressing this relationship, they identified three areas: (1) narcotics use leads to, or
causes crime; (2) criminal orientation is a necessary antecedent of heroin use, which is an
expression or consequence of the orientation; and (3) both crime and narcotics use are the
results of a third factor or set of factors, ranging from inter-personal/psychological to
environmental/sociological. In their research, Javis and Parker (1989) acknowledge that among
their sample of 46 incarcerated hard heroin users, 83 per cent admitted that they resorted to
illegal activities to finance their opiate use, 63 per cent had up to 10 offences, against their
criminal records.
Another position that explains the relationship between drug abuse and other criminal activities
is the learning/sub-culture point of view. The main argument presented by the Sub-culture
Theories is that deviant behaviours in general are not only learned through interaction, but are
also enhanced through career. In the first stage peer groups train the deviant how to deviate. The
second stage is that he/she is rejected by his/her society. After the rejection he/she joins a
deviant group in a form of a sub-culture. A beginner of marijuana use must first learn how to use
it. Becker (1963), a prominent sub-culture theorist, in his study of how marijuana is used, found
that beginners must learn three things: (1) how to smoke the drug in a way that will produce real
effects; (2) how to recognize the effects and connect them with drug use (learning in other
words, to get high); and finally (3) learning to enjoy the sensations he perceives and to interpret
the sensations as pleasurable (Ibid: p. 58).
However, in relation to peer pressure as a correlate of drug abuse, Vicknasingam (1997) studying
400 AIDS and Intravenous Drug Users (IVDUs), found that the peer group influence seemed to
be a significant factor in persuading a drug-user to practice risky behaviours. This influence is
significant because a certain skill is required for the injection of drugs, and peers initially play an
important role in helping a new recruit learn the technical skills. Goode (1989) views that there is
a strong correlation between the use of marijuana by one‘s friends and the frequency with which
one uses the drug. The conclusion at which he arrives is that selective peer group interaction and
socialization comprised the probability that the most powerful factors related to drug usage
among adolescents are imitation and the social influence. They play a significant role in initiating
and maintaining drug use among teenagers.
It is often hypothesized that in the process of their development from adolescent to adulthood,
children learn patterns of behaviour, whether prosocial (social behaviour that is condoned) and
or antisocial (behaviours which are accepted to be anti-social), from the socializing agents of
family, school, religious and other community institutions, and their peers. Socialization then
follows the same processes of learning whether it produces prosocial or antisocial behaviour.
Children are socialized through processes involving four constructs: (a) perceived opportunities
for involvement in activities and interactions with others, (b) the degree of involvement and
interaction, (c) the skills to participate in these involvements and interactions, and (d) the
reinforcement they perceive as forthcoming from performance in activities and interactions.
When socializing processes are consistent, a social bond develops between the individual and the
socializing agent. This social bond, once strongly established, has the power to affect behaviour
independently by creating an informal control on future behaviour. This control inhibits deviant
4
behaviours through the establishment of an individual's "stake" in conforming to the norms and
values of the socializing unit (Mernard 2001: 6).
Catalano and Kosterman (1996) also observed that the social developmental models provided a
great deal of knowledge regarding the effects of empirical predictors, or "risk factors," in the
development of antisocial behaviour. They further empirically revealed that multiple biological,
psychological, and social factors at different levels in different social domains (i.e., within the
individual and in the family, school, peer group, and community) all contribute in some degree to
the development of such problems as delinquency and drug use. Other empirical studies that
further support peer pressure, learning and sub-culture as important yardsticks of associating
drug use and criminal behaviour among others are: Farrington et al. (1986); Navaratnam and
Foong (1988); Baron (1999); Acarid et al. (2000) and Miethe and Meier (1994).
Other researchers, however, consider socio-economic factors as the causal factors to both drug
abuse and criminal offences. These factors include environment, poverty, broken homes,
urbanization, and improper family socialization, among others. Ramsay and Percy, (1996),
Johnson et al. (1995), Leslie (1989), Miller, et al. (1989), McCarthy & Hagan, (1991) and
Farrington et al. (1986) are all in agreement that socio-economic factors are pertinent in any
meaningful search for the reasons why individuals engage in drug abuse and other criminal
offences.
Ramsay and Percy (1996), for instance, conducted a study to establish an association between
drug use (which is treated as a dependent variable) and socio-economic factors such as
unemployment, poverty and running away from home (seen as independent variables). Using a
national representative sample of 14,500 household subjects in the United Kingdom, they found
that: (1) cannabis is the most popular drug, one-third of the sample aged between 16 and 19
trying it; (2) 20 per cent of the same group reported as drug users in the last month; (3) drug use
consumption is lower with the increase in age; (4) 22 per cent of males and females aged 30 - 59
had taken drugs some time or another; and (5) drug use was reported more by males than by
females. However, like any other national household survey, that study had the following
limitations: (1) it could not reach those on the fringe of society who did not live in households
reachable by survey teams; (2) the age range it covered more than 16 and less than 60 for self drug exercise was not broad, and could therefore not be used for generalisation purposes.
According to Johnson, et al. (1995), sales of crack were strongly associated with increased
violence, property crimes, assault, and prostitution. This increased with the frequency of crack
cocaine use, as the study on 1,003 drug abusers and sellers proved. The dependent variable was
crack use, and drug-associated crimes as independent variables. However, the researchers noted,
while discussing their results, that: (1) drug use, abuse and addiction were complex issues with
multiple causes and effects, (2) a variety of factors, including personal psychological, family, peer
group pressure, and environmental factors could be attributed to drug problems. A significant
limitation of their study, however, as it is for the present one, was the exclusion of recreational
users of drugs from the working, middle, and upper socio-economic classes.
In a study of strain, personality, and delinquency Robert, et al. (2002) found among the variables
of their study that, most of the strains examined have a significant relationship with delinquency.
In particular, they discovered that: (1) delinquency is higher among those who experience family,
school, and neighbourhood strain; (2) it is higher among certain categories of juveniles
experiencing peer abuse; and (3) the effect of the strain variables is particularly noteworthy, and
Lastly four of the six strain variables have significant positive effects on delinquency: family
strain; parents lost of control; school hatred, and neighbourhood strain.
5
The above mentioned empirical review prompted the conduct of this study, to make similar
research in the drug crime nexus in Malaysia. This research is devoted to studying the
relationship between drug abuse and criminal activities in Penang. Much has been researched and
written about the epidemiology of drugs in Malaysia, but there was no single local study devoted
to the understanding and explanation of the reasons as well as the causes for abusing drugs and
getting involved in criminal activities among drug using populations. While the use of certain
categories of drugs cannot be attributed to some kinds of criminal offences, literature suggests
that those who abuse expensive drugs like marijuana, ganja, heroin, cocaine and other illicit
drugs, often command funds to sustain their addictive behaviours, which, in turn lead them to a
wide range of criminal behaviours in order to sustain their drug addictions. Other crimes
associated with drug addiction of course include those crimes that result in the distribution and
marketing of drugs and or crimes like corruption, fraud, embezzlement, money laundering that
are linked to drug trade in general.
1:3 Method and Participant
The study is about three hundred drug addicts who were drawn from two Government Drug
Rehabilitation Centres in Penang, by stratified and systematic sampling procedures. The
population was one thousand drug inmates with and without criminal history. To begin with, an
ideal sample size was made N=300. This figure was arrived at based on Blaikie‘s (2000) sample
determinant for varying populations. According to Blaikie, while large populations may need
large samples than smaller populations, the ratio of population size to an appropriate sample size
is not constant, for example: for population around 1,000, the ratio might be about 1:3 a sample
of about 300 (P. 208). To obtain the sample elements, an inmate roster was used. The inmate
roster was obtained from the authorities of the two Drug Rehabilitation Centres. The population
distribution according to ethnicity was as follows; 483 were Malays, 305 were Chinese, 210 were
Indians and only 2 respondents belonged to other ethnic groups.
The sampling process began with stratification of the population into four strata according to
ethnicity. This was followed by a preparation of four specific lists. In order to obtain the sample
elements, the selection techniques were that for every fourth person on the list, one was selected.
The rationale for using the stratified sampling procedure in the selection of the study
elements/respondents across the four ethnic groups was to ensure that the sample was as
homogenous as the population from which it was drawn and was based on the guidelines drawn
by Blaikie (2000) and Kish (1965). This was done to control for under and over representation of
respondents from the four ethnic groups. In this way, it guaranteed the two respondents
belonging to other ethnic group an equal opportunity of representation.
1.4 Research Questions
The study provided answers the following questions:
1. What is the relationship between drug abuse and criminal activities?
2. To what extent are drug abusers involved in criminal activities?
3. Why are drug abusers engaged in specific types of criminal offences?
4. Why are drug abusers involved in criminal activities?
6
1.5 Results
1.5.1 Research question # 1
A series of questions were asked to solicit information from the respondents based on selfreport and on the relationship between their use of drugs and involvement in criminal activities.
For example, ―Did you commit crime to support your drug use habit?‖ Table 1 below describes
the responses provided by the respondents.
Table 1 Commit Crimes to Support Drug Use
_______________________________________________________________
―Did you commit criminal acts to support your drug use habit?‖
_______________________________________________________________
Frequency
Percentage
Yes
113
39.1
No
158
54.7
Missing
18
6.2
_______________________________________________________________
Total
289
100.0
_______________________________________________________________
According to Table 1 above 113 respondents (39.1%) attributed their involvement in criminal
activities to support their use of drugs, whereas 158 respondents (54.7%) do not commit criminal
offences at all, or their involvement in criminal activities had nothing to do with their drug use
habit. But beyond this, the big differences between the yes and no responses of the subjects‘
indicate that abusing drugs might not in all situations predispose the drug abusers to commit
crime. Concerning those who said yes, abusing drugs might thus be among a series of factors
that lead addicts to be involved in criminal activities
Additionally, there were two other items that were added in the questionnaire (with five response
categories ranging from Strongly Agree to Strongly Disagree) (1) ―There is a relationship
between your casual drug(s) use and your criminal activities‖ and (2) ―There is causal relationship
between your criminal activities and casual drug use‖. The responses to the above two items are
presented in Table 4.8 and 4.9 respectively.
Table 2 Relationship between Your Drug Use and Criminal Activities
―There is a causal relationship between your casual drug use and your criminal activities‖
_____________________________________________________________________
Frequency
Percentage
Strongly agree
40
13.8
Agree
58
20.1
Undecided
63
21.8
Disagree
87
30.1
Strongly disagree
26
9.0
Missing
15
5.2
_____________________________________________________________________
Total
289
100.0
_____________________________________________________________________
Table 3 Relationship between Your Criminal Activities and Drug Use
___________________________________________________________________________
_
7
―There is a causal relationship between your criminal activities and your casual drug use‖
______________________________________________________________________
Frequency
Percentage
Strongly agree
34
11.8
Agree
55
19.0
Undecided
71
24.6
Disagree
88
30.4
Strongly disagree
26
9.0
Missing
15
5.2
_____________________________________________________________________
Total
289
100.0
_____________________________________________________________________
In Tables 2 and 3 above 98 respondents (33.9%) and 89 respondents (30.8%) reported that
indeed a relationship exists between their drug use and their engagement in criminal activities.
However, in both cases 63 respondents (21.8%) and 71 respondents (24.6%) were undecided
about the relationship. Putting together ―Disagree‖ and ―Strongly Disagree‖ 113 respondents
(39.1%) and 114 respondents (39.4%) respectively might either not have had any criminal
involvement or found no relationship between their drug use and criminal activities and vice
versa.
From Tables 2 and 3 the results indicate that the respondents understood the two items4,
because the percentages obtained in both the tables are quite similar. This interpretation shows
acceptance of the view that there might be other factors5 rather than drugs could be responsible
for causing drug users to commit crimes. Drug abuse might not be a major contributing factor
but might be one among many factors.
1.5.2 Research question # 2
Furthermore, to ascertain the type of crime the respondents were involved in, with the primary
aim of supporting their drug use habits, those who answered yes (n = 113) were further asked to
state which offence type they had committed. Based on Table 4 below, 5 respondents (1.7%)
reported personal crimes, 3 respondents reported petty crime, (1.0), with 5 (1.7%) who reported
drug related offences, and finally a substantial number, 105 respondents (89.0%) reported being
involved in property offences. This is an indication that drug addicts might resort to criminal
activities which are income generating, i.e. economic-associated crimes in order to sustain their
use of drugs.
4
The question was a proving question, i.e. question that was twisted in order to find out whether those filling the
questionnaire had really understood the wording as well as what the question/item seek to measure. In the above
case, it is impaired that the item was clearly understood by the respondents. The primary reason is because the
percentages obtained are similar see Table 4.8 and 4.9. For strongly agree 40 and 43 respondents; for agree 58
and 55; for undecided 63 and 71; for disagree 87 and 88 and for strongly disagree 26 and 26.
5
In fact, this was the initial position adopted in this study. That even in situations where abusers of drug get
themselves involved in criminal activities, abusing the drug alone is insufficient to fully example the reason, as
well as the causes, of their criminal activities. The results obtained in this research and the results of other
empirical researches had actually arrived at the foregoing conclusion, see for example (Ramsay and Percy 1996;
Parker 1996; Otero-lopez, et al. 1994; Farrigton et al. 1986 and McCarthy and Hagan 1991 among several
others).
8
Table 4 Type of Offence N=118
_________________________________________________________________
―If yes, which type of offence?‖
___________________________________________________________________
Frequency
Percentage
Personal crimes
5
4.2
Property crimes
105
89.0
Petty crimes
3
2.5
Drug related crimes
5
4.2
_____________________________________________________________________
Total
1186
100.0
_____________________________________________________________________
Moreover, the data above (Table 4) shows that the relationship does exist between drug use and
involvement in criminal behaviours. Thus, it is further assumed that what is illustrated in the
table above, is in accord with the theoretical arguments that involvements in criminal activities
by the drug using population might be economic-compulsive. This is true especially among the
street drug user population from which the majority of the drug inmates in Government Drug
Rehabilitation Centres were drawn.
Another opinion item requested the respondents to inscribe which type of drug(s) is related to
which kinds of criminal activities. About half of the research respondents who answered the
question according to Table 5 below 132 (45.7%) said that heroin is related or may lead the user
to commit property offences, 8 respondents (2.8%) documented personal offences, 4 subjects
(1.4%) wrote petty offences, and only one respondent (.3%) wrote drug related offences. As far
as whether cannabis is related to crime, 27 respondents (9.3%), said it is related to property kinds
of offences, 14 respondents (4.8%) reported personal type of offences, 3 respondents (1.0%)
wrote that it had to do with drug related offences and only one respondent (0.3%) wrote the use
of cannabis is associated with petty offences. Thus, the table (4.14) offers evidence in favour of
the conceptual position, which argues that drug use among a user population could be
economic-compulsive. This means that drug abusers may be compelled to become involved in
income - generating offences in order to support their drug use habits. The table explains that
the independent analysis on heroin and ganja is associated with property kinds of offences.
Table 5 Type of Drugs associated with Type of Crimes
____________________________________________________________________
Type of Drug
Type of crime
Frequency
Percentage
Heroin
Property offences
132
45.7
Personal offences
8
2.8
Petty offences
4
1.4
Drug related offences
1
.3
Missing values
144
49.8
Cannabis (Ganja)
Property offences
27
9.3
6
The table shows the number of offences, not the number of respondents. It should, therefore, be noted that the
number of offences agreed too N=118 exceed by 5 N=113 respondent who answered yes. The explanation is
that three respondents reported to have committed one offence more others, and a respondent reported to have
committed two offences more than the others
9
Personal offences
14
4.8
Petty offences
1
.3
Drug related offences
3
1.0
Missing values
244
84.4
_____________________________________________________________________
As presented above, it can be concluded that the evidence provided by the self-reported data
combined with the opinions expressed by the respondents suggested the existence of a
relationship between drug abuse and criminal activities.
1.5.3 Research question # 3 and 4
In order to answers the why questions # 3 and # 4 a regression analysis was conducted. The
selected regression analysis was the binary logistic model. The remaining section presents the
logit analysis results.
Logit analysis was selected in this study. Logit analysis was selected because it allows us to use a
dichotomous dependent variable. The dependent variable of this study is dichotomous and
measures whether or not the inmate was involved in criminal behaviour to support his drug use
habit (It takes a value of 1 if the answer is yes and 0, if otherwise). To understand the effects of
the independent variables more fully, Logit analysis allows us to estimate the probability of an
event occurring, given a set of independent variables. Hair et al. (1995) argued that one of the
advantage of the Logit analysis is that we need only to know whether an event (in the case of this
research crime) occurred or not, this allows the use of dichotomous value as the dependent
variable. From this dichotomous value, the procedure predicts its estimate of the probability that
the event will occur or will not occur, if the predicted probability is greater than .50, then the
prediction is yes, otherwise no (Ibid, p.131).
The logit model can be written as follows:
P
Log
= ßo + ßi Xi + ß2 X2+…+ ßnXn + ε
1-P
Where,
P = the probability of committing crime to support drug use habit;
Xs = explanatory variables hypothesized to influence the above probability. These variables are
Peer Group, Urbanization, Poverty, Environment, Marital Status, Ethnicity, No education/only
Primary education, Broken Home and Age
ßs= estimated coefficients of the explanatory variables;
є = stochastic disturbance term.
The formula is sourced from Hair, et al. (1995:131).
The criteria for including an independent variable into the logistic regression equation were the
predictions drawn from theories. The logit model built in this study therefore includes the
above-mentioned independent variables that were found to be theoretically important in
explaining the inmates‘ involvement in criminal activities to support their drug use habit. The
programme used was SPSS for Widows Version 11.5.
10
Table 6 Estimated Logit Model or Factors Determining the Decision to be involved in Criminal
Activities to support Drug use habits
______________________________________________________________
Independent Variables Estimated
Std Error
Pro.
Coefficient
Value
______________________________________________________________
Presence of Peer
Group Pressure
4.1196 1.2218 .0007
*
From Poverty Household
-.7275
.5686
.2007
Having Urban Residence
1.9301 .9316
.0383
**
Environmental Influence
1.6113 .7323
.0278
**
Single
.3809
.8139
.6398
Malay
1.2284 .8734
.1596
No/Primary Education
1.9822 .8148
.0150
**
From Broken Home
.0692
.6815
.9191
Age (21-30)
-.0222
.7989
.9778
Constant
-3.2523 1.6414 .0475
.
______________________________________________________________
Note:
**
Significant at the 5 percent level or better
*
Significant at the 1 percent or better
Results from the table can be interpreted as thus:
The results in the above Table 6 (column two) suggest that the log of odds of an inmate, (i.e.
drug abuser) committing crime to sustain his addiction to drugs is significantly and positively
affected by peer pressure, and if he had resided in an urban area and has attained only primary
school or no education. In addition, his environment also influences him. The factors that
significantly encourage involvement in criminal activities to support drug use habit are peer
group pressure, urban residence, environmental influence and having primary or no education.
Other factors like age, being Malay and poor, and coming from a broken household were not
significant. This invariably suggests that when all other factors are controlled for, these factors
had no independent or significant impact on criminal activities which addicts of drugs are
involved in. Nevertheless, the negative sign associated with age suggests that the older inmates
are more prone and likely to be involved in criminal attitudes than those in the young category.
More interesting is the fact that the coefficient of poverty, thought not significant, carries a
negative sign. Those who attributed poverty as one of the causes of their criminal behaviour
were found to be less involved in criminal activities. This again, suggests that poverty per se
many not be an important predictor of criminal behaviour as far as the sample of this study is
concerned.
11
Table 7 Marginal Effect on the Odds to be involved in Criminal Activities to support Drug use
habits
______________________________________________________________
Independent Variables Estimated Coefficient Change in Odds
ß
Exp ß
________________________________________________________
Constant
-3.2523
Peer Group Pressure
4.1196*
61.5331
From Poverty Household
-.7275
.4831
Urban Residence
1.9301**
6.8903
Environmental Influence
1.6113**
5.0094
Single
.3809
1.4636
Malay
1.2284
3.4159
No/Primary Education
1.9822**
7.2588
From Broken Home
.0692
1.0717
Age: 21-30
-.0222
.9780
Note:
**
Significant at the 5 percent level or better
*
Significant at the 1 percent or better
The results in the above Table 7 above shows that out of the nine (9) explanatory variables, all
with the exception of five (5) significantly affects the decision by the drug abuser to commit
crime to support drug use habit. However, as predicted the result vividly confirms the early
position adopted in this research, that not in all situations do drug abusers involve themselves in
criminal activities. And even in those situations where they do so, drug abuse is insufficient to
fully explain their decision. Other micro and macro factors should be considered. The results as
obtained in the previous table attest to the foregoing.
By taking the antilog of the log of odds, in Table 7 we derive the impact of each variable, on the
odds of an individual (here, inmate or the research respondent), resorting to crime to support his
drug use habit (Column 3, Table 7). The strongest influence, on the odds of resorting to crime is
peer group pressure. The odds of resorting to crime increase by 61.5 times, among those
subjected to peer group pressure, relative to those who were not, other factors remaining
constant.
Similarly, urban residence increases the odds of committing crime to support drug use habit by
6.9 times relative to those living in non-urban areas, holding other factors constant. Controlling
other factors, the results also suggest that the likelihood of resorting to crime to support the drug
habit is 7.3 times higher among poorly educated or non-educated inmates. And environmental
influence raises the likelihood of crime by about 5 times.
In summary, the results of the above analysis suggest the following conclusion. Peer group
pressure is the strongest predictor of inmates‘ involvement in criminal behaviour, to support
their drug use habits. The lack of education or just primary education comes close second
important predictor. Urban residence and environmental influence are the next in importance.
However, poverty, ethnicity, marital status and being from a broken home and age do not seem
to be good predictors in the sample of this study. This position is justified in the literature review
section in the dissertation, from which this paper was written.
12
1.6 Discussions
The findings of this study have revealed that there is a considerable relationship between drug
abuse and involvement in criminal activities. This result is in accord with both national and
international empirical studies. As documented by the research results, heroin and cannabis were
the most popular drugs being abused by the respondents. At the national level, Navaratnam et al.
(1990) also ascertain that heroin was the primary drug used by their respondent. In another study
by Hj. Mustapha (1996), he discovered that the two main drugs abused in Malaysia were heroin
and cannabis, with 88 per cent abusing heroin and 11 per cent abusing cannabis. Government
data in Malaysia also documented that heroin and cannabis are the commonly abused drugs (see,
for example, Dadah, 1992; National Drug Information System April 2000; January – December
1999; and January – December 2000).
At the international level, the National Drug Research Centre of University Science Malaysia
(1996), in presenting the Patterns and Trends of Drug Abuse in Selected South Asian Cities,
acknowledged that heroin was the main drug abused in Colombo, Dhaka and New Delhi. The
findings of this research are also consistent with those found in the United States by Jones
(1999). She reported that amongst 11,000 drug addicts who entered drug treatment programs
between March and July 1995 the majority were heroin users, and were responsible in part for
700 crimes in the three months before treatment.
Bernholz (2002) presenting the drug abuse scenario in Africa found that cannabis was used
extensively in all 10 countries, and reported by far as the most prevalent drug; cocaine, and
heroin (used in all 10, but widely so in South Africa and infrequently in Ethiopia), synthetic drugs
including LSD, and an "other" class that included solvent abuse. The linkage between local
preferences and local drug production and distribution encompasses traditional uses and
historical aspects, including the legal and centuries-old production of khat (Celastrus edulis) in
Ethiopia and Kenya.
Makkai and Doak (2000) also indicated in their sample of police detainees in Australia who are
criminally active that: (1) 62.9 per cent had one charge against them, (property offences, 40.9 per
cent, as the most common violent offences, 31.1 per cent, and offences against justice
procedures 11.7 per cent), (2) trafficking charges, excluding drunk driving 9.4 per cent; (3)
among the 28 violent offences, the largest proportion tested positive to cannabis, (46.4 per cent)
to opiate 32.1 per cent, and to benzodiazepines, 17.9 per cent; (4) of the respondents charged
with offences against justice procedures, 64.0 per cent tested positive to cannabis and 32.0 per
cent tested positive to opiates. DUMA (Drug Use Monitoring in Australia) shows illicit drug use
to be wide spread among detainees. Among the detainees who provided urine sample the results
confirmed that 75.1 per cent tested positive to at least one type of drug. Participants were most
frequently detained for property offences (40.9 per cent) almost similar to the findings of this
research. The range of offences indicates that drug use is a factor predisposing persons to a
variety of crimes. Makkai and Doak (2000) thus conclude that large numbers of police detainees,
regardless of their offence type, are drug users. Policy wise, they suggest that the promotion of
treatment diversion potions should be a priority of the government in order to break the drug crime nexus.
The data of this research indicates that socio-economic factors (environment, urbanization) have
influence on getting involved in criminal activities in order to support drug use habit by drug
abusers. However, it is worth noting that, as was anticipated, these factors are crucial predictors
of criminal behaviour in general. Controlling of other variables, poverty according to multivariate
(logistic regression) results has emerged to have no link with criminal activities among and within
13
the study sample. The result of the present study is not in agreement with Schinke et al. (Cited
by Cabrera 1999), who found that poverty, had stronger influence on drug abuse and crime.
Baron (1999) also found that those who were more active in robbery on streets were heavy
marijuana users. He posits that homelessness and poverty are predictors of hard drug use.
Consequently, constant need of funds to ensure availability of drugs and alcohol among youth
necessitates the undertaking of criminal activities.
The results of Pfeffer and Cole (1998) are also not in accord with this present research. Their
discovery attests that poverty is an important predictor of drug abuse and committing criminal
offences. Making a comparison of youth crimes among British and Nigerian children, they
discovered that the Nigerian students more frequently gave environmental explanations such as
poverty, (33 per cent) and lack of home training (19 per cent) whereas, the British students, (37
per cent) used drugs for fun.
Over the course of the past century, criminological research in the ecological tradition has
continually discovered that the concentration of interpersonal violence in certain
neighbourhoods, especially those characterized by poverty, the racial segregation of minority
groups, and single-parent families. A number of studies have used survey data from 5,302 Seattle
residents nested within 100 census tracts (Miethe and Meier, 1994) to investigate the connection
between social processes and crime. It should be noted that the data presented here indicated
that ecological factors, like environment and living in urban centres had a great contribution
towards drug abusers involvement in crime to support their drug use habits.
Environment has been correlated with criminal behaviour at 0.05, urbanization at 0.01 and peer
group at 0.01 significant levels in the bivariate analysis and all the three had also emerged to be
strong predicting factors in the logistic model as the most important reasons why drug abusers
get involved in crime to support their drug use habit. Environments and neighbourhoods with
strong collective efficacy may be more resilient and therefore not experience higher crime rates.
However, in dwellings where there is persistent poverty as while as informal control is absent,
these areas are bound to be crime-producing environments (Shaw and McKay 1942; Miethe and
Meier, 1994). Robert et al. (2002) are of the opinion that gangs typically commit their crimes
close to where they live and hang out, so these gangs also disproportionately affect their own
ethnic communities, even if some tend not to victimize people in their own neighbourhoods.
Consistent with the findings in this study, in their classic work, Shaw and McKay (1942) argued
that low economic status, ethnic heterogeneity, and residential instability led to community
disorganization, which in turn accounted for delinquent subcultures and ultimately high rates of
delinquency. Stephen, et al. (1999), observed that family structure of a child is an important factor
in the development of early onset and serious offending. Moffitt (1993) claims that a weak family
structure is one of the primary features of a disadvantaged environment.
As in the case of the findings in this research, most studies of community violence focus solely
on relatively poor neighbourhoods, it seems apparent from the few comparative studies that
economic disadvantage gives rise to increased exposure. Esbensen and Huizinga (1999), in a
study of 11–15-year-olds in Denver, found that neighbourhood type specifically,
neighbourhoods characterized by poverty and unemployment and such variables as ethnic
diversity, high density, and mobility was related to rate of personal victimization. In another large
study of 2248 Grades 6, 8, and 10 students in New Haven public schools, Schwab-Stone et al.
(1995), reported that the poorest children (those enrolled in the free-lunch program) were more
often witnesses of severe community violence. It seems more likely that community economic
resources protect against exposure to violence in a variety of ways: such as providing attractive
14
alternatives to hanging out on the street, after-school and summer programs; better policing and
neighbourhood surveillance and law enforcement.
Two situational parameters, location and time, have been found associated with increased risk
for exposure to community violence for youth. As in the case of the results of this study, Bell
and Jenkins (1993) consider inner city and core metropolitan neighbourhoods as high-risk areas
for violence, including both homicide and potentially lethal violence such as assault. Goldstein, et
al. (1992), comparing 339 inner-city adolescents with 435 adolescents in a resort community,
found that the former were more often victimized and witnesses to assaults, rapes, knifings, lifethreatening events, and murders.
Furthermore, there are a number of studies, akin to this study, which have attributed the increase
in crime to be environmental and neighbourhood factors (See for example Baron 1999;
Ekpenyong, 1989; Ramsey and Percy, 1986; Van, 1996; Farrington, 1986; McCarthy and Hagan
1999). Bowen and Bowen (1999), for example, found in a national probability sample of 2099
middle and high school students that students' perceptions of school danger and of problem
behaviour by youth in their neighbourhoods as well as self-reports of exposure in the preceding
30 days predicted school-related problems (e.g., suspensions and school complaints to parents).
In addition, like the discovery in this study, Sampson et al. (1997) have devoted extensive
attention to measurement of neighbourhood-level social and physical variables and their
relationship to crime in general and adolescent delinquency in particular. Sampson's construct of
collective neighbourhood efficacy—"social cohesion among neighbours combined with their
willingness to intervene on behalf of the common good" (Sampson et al., 1997) results in what he
terms informal social control found to significantly inhibit delinquency even when prior
neighbourhood crime was taken into account.
Appiahene-Gyamfi, (2003) also addressed environmental issue as predictors of criminal offence
in a highly urban community in Accra Ghana, his findings are consistent with the present one, he
discovered that: (1) the majority of victims of violent crimes were males, but 73 percent of the
victims of swindling, extortion, and fraud were females; (2) (34) percent of the fraud, swindling,
and extortion victims had come to Accra from the countryside, in some cases for the first time,
to transact business or in search of job opportunities; and (3) crimes occur in response to
complex interactions among social, economic, political, physical, and psychological conditions
and environments, but ultimately, crimes are committed within specific geographic spaces and
involve the convergence and interaction of motivated offenders, suitable targets, and the absence
of capable guardians.
This research supported environment as a predisposing factor to criminal activities, especially,
crime committed by addicts of drugs to support their drug use habits, Moffitt (1993:682) also
stated: "It is now widely acknowledged that personality and behaviour are shaped in large
measure by the interactions between the person and the environment.‖ In addition, Moffitt
(1993:680-685) claims that important measures of this type of disadvantaged environment
include socio-economic status and family structure. In fact, studies predicting early onset or
persistent, serious, and violent offending, or both, have used both socio-economic status and
poor familial environment (Sampson et al.1994) as indicators for disadvantaged environments.
The findings in this study is also similar the findings of Stephen, et al. (1999), who attributed the
relative proximity of blacks in racially segregated urban areas combines with weak social
organization and limited access to labour markets to contribute to black interracial homicide
offending, while isolating and protecting whites--spatially and economically--from black
interracial homicide offending.
15
Findings from previous studies by Brantingham and Barantingham (1991) are consistent with the
present one. It was reported in their findings "Crime does not occur in a vacuum, but is
influenced by site design, location; by the social setting and situation; by the routine movement
of victims and offenders" (P.240). Burgess, (1925) also argued that crime was concentrated at the
centre and gradually decreased in concentration when moving further away from the city. Social
disorganization theory proposes urban areas that have more poverty also tend to have high
residential mobility and racial and ethnic diversity, and therefore, experience more crime. The
higher crime rates likely result from residents' inability to maintain informal social control over
each other Stephen, et al. (1999).
1.7 Conclusion
This paper is based on a research conducted to specifically study the relationship between drug
abuse and criminal behaviour using drug addicts in government rehabilitation centre in Penang,
Malaysia,. An attempt has been made to answer the following questions: What is the relationship
between drug abuse and criminal behaviour? To what extent are drug abusers engaged in
criminal behaviour? Why are drug abusers engaged in specific types of criminal behaviour? And
why are they engaged in criminal behaviour?
The following objectives have been pursued: to understand the relationship between drug abuse
and criminal activities; to identify, describe and explain the types of crimes committed by drug
abusers; to understand the reasons why drug abusers are involved in specific types of criminal
activities; and finally to explain the causes why drug abusers are engaged in criminal activities.
To answer the questions as well as to achieve the objectives, a quantitative methodology has
been adopted. Drawing a sample from two Government Drug Rehabilitation Centres, in Penang
Malaysia, the study has found support for the initial assumption that a relationship exists
between drug abuse and criminal activities. The objectives of the research have also been
achieved. The study respondents attributed their involvement in criminal activities to both micro
factors and the macro factor. The findings suggest that major causes and reasons of criminal
activities among the sample are peer group pressure, poor education or no education, living in an
urban settlement and environmental influence. For a proper and ample understanding of crime
as the dependent variable, some micro and macro factors must be put in place. As revealed in the
research, drug abuse added to peer group pressure; urban living, environment and lower level of
education were the reasons why abusers of drug get involved in criminal activities. This holds
true of the sample of drug addict in Kampung Selamat and Bukit Mertajam in Penang. The
results found are consistent with previous empirical studies (see for instance Becker, 1963;
Baron, 1999; Otero-lopez, et al. 1994, Goldstein, et al. 1992 among others). Indeed, the findings
of this study show that variables drawn from micro factors (learning theories) and macro factors
(Strain/Anomie Theories) blended together to give better explanations with regards for the
search for the reasons behind why drug abusers become involved in criminal activities.
The results have been discussed in the context of the Sociological Perspective, adopting the
Integrative Theoretical Framework that merged micro and macro explanations attributes as
causal model for problem behaviour, including abusing illicit drugs and getting involved in
criminal activities. However, the findings have broader implications of Traditional Theories and
the contemporary blending of them, as in the Integrative Perspectives in criminology. While,
demanding to use the Social Control Theories, the results are encouraging to the adherents of
Socialization Theories, such as, the Differential Association (Sutherland and Cressey, 1974 and
the Social Learning Theory Akers, 1985).
16
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19
A STUDY ON WOMEN EMPOWERMENT IN SOUTH-ASIAN
COUNTRIES: A CONTEMPORARY ANALYSIS
Shobana Nelasco
Department of Economics, Bharathidasan University, Kajamalai, Trichy- 620 023, TN, India
[email protected]
ABSTRACT
Women are marginalized in the human society from the day of its origin in all parts of the world. Like any other
region of the world, south Asia is not a region, with this major problem. This paper is an attempt to make a
comparative analysis on Women empowerment in seven South Asian countries. Since international comparison
provides us a better comparison of status, ranking is compared mainly. This comparison can be done effectively by
comparing few indices like Gender Related Development index, Gender empowerment measure, Gender inequality
in Education, Gender Inequality in Economic activity, Political Empowerment Measure etc. This paper is a
small piece of a major research done over this area. This paper has compared only the comparative women
empowerment indicators like Gender Related Development index and Gender empowerment measure for a point of
time and found that women are not in equal status throught this South Asian Region. Again Gender
Development index ranking and Human Development Ranking alone are compared over a period of time ie. from
1994 to 2011. The overall analysis has brought a conclusion that South Asia is a region that need special
attention from the world and international agencies for its gender empowerment and human development as they
are ranked beyond 134th Rank in Human Development Index and are placed beyond 98 th rank in case of
Gender Development Index except in case of Sri lanka and Maldives where there are continuous crisis.
Key words: Marginalization-Empowerment - Gender Related Development index - Gender
empowerment measure –ranking of countries
The women's advancement is a process, by which women achieve increased control over their
own and public decision making. Empowerment means moving from a position of
Powerlessness to the one of power. Women Empowerment is a broader concept including
economic empowerment assessed by earning capacity, economic status, type of employment,
etc., Social empowerment is calculated by health, education etc. Political empowerment is
assessed by the percentage of women in parliament, percentage of women in legislature etc. The
crimes against women are also an indicator to assess the level of women empowerment. It needs
no research to say that women are marginalized in the human society.
20
Marginalization of women:
It needs no research to say that women are marginalized in the human society from the day of its
origin. Women bear almost all responsibility for meeting basic needs of the family, yet are
systematically denied the resources, information and freedom of action they need to fulfill this
responsibility. The vast majority of the world's poor are women. Two-thirds of the world's
illiterates are female. Of the millions of school age children not in school, the majority are girls.
And today, HIV/AIDS is rapidly becoming a woman's disease. In several southern African
countries, more than three-quarters of all young people living with HIV are women.
Whenever the world food price prices rise, it has significant and severe impact on women and
their consumption. While, millions of people eat two or three times a day, a significant
percentage of women eat only once. To ensure that their children are fed, they deny themselves
even that one meal in many cases. These women are already suffering the effects of even more
severe malnutrition, which inevitably will be their children's fate as well. Like any other region of
the world, south Asia is not a region, with this major problem.
Whenever the women are supported and empowered, the remaining society is benefitted. They
give birth to healthy children, they support their family productively in all possible better ways
and they help the forthcoming generation to make the world a better place for everyone to live.
Area of study-Asia:
Asia is the largest continent in the world. Based on the regions, Asian Developing
countries1 are divided into South-East Asian countries, the South Asian countries, Central Asian
Economies and Pacific DMCs.
Southern Asia, is the southern region of the Asian continent, which comprises the subHimalayan countries. South Asia is surrounded (clockwise, from west to east) by Western Asia,
Central Asia, Eastern Asia, Southeastern Asia and the Indian ocean. South Asia consists of
Bangladesh, Bhutan, India, Maldives, Nepal, Pakistan and Sri Lanka.
Some definitions may include Afghanistan, Burma, Tibet, and the British Indian Ocean
Territories. Some definitions may exclude Pakistan. South Asia is home to over one fifth of the
world's population, making it both the most populous and most densely populated geographical
region in the world.
1
Asian Development Outlook, 2001, Asian Development Bank, Oxford University Press.
21
Methodology and problem of study:
Comparative analysis on Women empowerment in seven South Asian countries is carried out in
this paper. International comparison provides us a better comparison. It helps us to gain better
knowledge about the Women empowerment among nations. This comparison can be done
effectively by comparing few indices like Gender Related Development index, Gender
empowerment measure, Gender inequality in Education, Gender Inequality in Economic
activity, Political Empowerment Measure etc. This paper is a small piece of a major research
done over this area. This paper is concentrating only on the comparative women empowerment
ndicators like Gender Related Development index and Gender empowerment measure for a
point of time only. Gender Development index ranking and Human Development Ranking
Gender Related Development Index - 2007 a comparison
COUNTRI
ES
GDI
HD
I
Life
expectancy
rate at birth
Rank Value Rank Female
Adult literacy
rate % 15 &
above
Male Female
Combined
gross
enrolment
ratio%
Male Female Male
Estimated earned
income%
Female Male
Bangladesh
123
.536
146
66.7
64.7
48.0
58.7 52.5
51.8
830
1633
Bhutan
113
.605
132
67.6
64.0
38.7
65.0 53.7
54.6
2636
6817
India
114
.594
134
64.9
62.0
54.5
76.9 57.4
64.3
1304
4102
Maldives
94
.600
111
61.5
64.2
92.9
93.1 70.0
70.0
35.4
64.6
Nepal
119
.545
144
66.9
65.6
43.6
70.3 58.1
63.4
794
1309
Pakistan
124
.532
141
66.5
65.9
39.6
67.7 34.4
43.9
760
4135
Sri lanka
83
.756
102
77.9
70.3
89.1
92.7 69.9
67.5
3064
5450
Source: UNDP Human Development Report
A comparison of Gender Related Development Index in South Asia
The following table attempts to compare the Gender Related Development Index and its
components like Life expectancy rate at birth for female to male, Adult literacy rate of age 15 &
above the % of female to male, Combined gross enrolment ratio% of female to male and
Estimated earned income% of female to male.
The data above shows the gender related development index of 7 south-east Asian
countries in 2007.
22
The parameters of gender related development index, like GDI rank and its value, HDI
rank, Life expectancy rate at birth for female and male, Adult literacy rate in percentage, aged 15
& above, Combined gross enrolment ratio in education percentage for male and female,
Estimated earned income for male and female at ppp US $ and difference between GDI and
HDI.
Gender Related Development Index-GDI:
GDI value is calculated using Life expectancy rate at birth for female and male, Adult literacy
rate in percentage, aged 15 & above, Combined gross enrollment ratio in education percentage
for male and female and Estimated earned income for male and female at ppp US$ I
In 2007, Sri Lanka was in the top of GDI among south-east Asian countries with 83rd rank.
Maldives was second with 94th rank. Bhutan holds 113th and India holds 114th rank. Nepal got
119th rank. Bangladesh got 123rd rank and Pakistan was in the last with 124th rank. When
comparing with the world countries, over all south east countries rank is poor. Highest rank hold
by it is 83rd only.
Human Development Index - HDI:
In HDI rank also, Sri Lanka was in the top among south-east Asian countries with 102nd rank.
Maldives was second with 111th rank. Bhutan holds 132th and India holds 134th rank. Pakistan got
141st rank, Nepal got 144 and Bangladesh was in the least with 146th rank.
Life expectancy rate at birth:
Life expectancy rate at birth is one of the indicators in GDI. Sri Lanka has higher rte with 77.9
for female and 70.3 for male. Bhutan has 67 for female and 64 for male. Three countries,
Bangladesh, Nepal and Pakistan has almost same rate with 66.7, 66.9, 66.5 for females and 64.7,
65.6, 65.9 for males respectively. India has 64.9 and 62.6 for female and male respectively which
is comparatively low.
Adult literacy rate:
Adult literacy rate is the best way to understand the women empowerment. Adult literacy
rate was higher in Maldives with 92.9 for female and 93.1 for male. Sri Lanka has 89.1 for female
and 92.7 for male. In India it was 54.5 for female and 76.9 for male. Other countries have literacy
rate less than 50 in female literacy. In Bangladesh, literacy rate was 48.0 for female and 58.7 for
23
male. In Nepal it was 43.6 for female and 70.1 for male respectively. Pakistan has 39.6 and 67.7
respectively. Bhutan has least literacy rate with 38.7 and 65.0 for female and male respectively.
Combined Gross Enrolment Ratio in Education:
This was used to show how many children were engaged in education (elementary,
primary, and higher education). It was higher in Maldives with 70 for both. Sri Lanka has 69.9
and 67.5 female and male respectively. Nepal has 58.1 for female and 63.4 male. In India, it was
57.7 and 63.4 for female and male respectively. It was 53.7 for female and 54.6 for male in
Bhutan and 52.5 for female and 51.8 for male in Bangladesh. Pakistan has the least rate with 34.4
for female and 43.9 for male.
Estimated Earned Income:
Estimated earned income is highest for female in Sri Lanka with 3,064 and least as 760 in
Pakistan. Considering the male estimated earned income it was highest in Sri Lanka with 5450
and least as1309 in Nepal.
Difference in GDI and HDI rank value:
Difference between GDI and HDI rank value was 2 in Sri Lanka, Maldives and Nepal. In
Bangladesh and India it was 0. In Bhutan it was -1 and in Pakistan it was -5.
Comparative study on the gender empowerment measure 2007
The gender empowerment measure in South Asian countries is the major indicator for
comparing the political empowerment of different countries. This is decided by the Gender
empowerment measure rank, Percentage of seats held by women in parliament, Percentage of
female legislators, senior officials and managers, Percentage of female professional and technical
workers and the estimated ratio of female to male earned income.
24
Comparative study on the gender empowerment measure 2007
Countries
Gender
%
Empowerm held
Seats % Female %Femal
by Legislators
Ratio
e Prof & Female To Male
ent
women In Senior
Measure
Parliamen
Officials & Workers
Rank
t
Managers
6
10
22
.51
BANGLADE 108
Estimated
Tech
Earned Income
SH
BHUTAN
-
14
-
-
.39
INDIA
-
9
-
-
.32
1997
95
2.3
20.5
.38
MALDIVES
90
12
14
49
.54
NEPAL
83
33
14
20
.61
PAKISTAN
99
14
21
3
.25
SRI LANKA
98
6
24
46
.56
Comparative Gender empowerment measure Ranking:
In gender empowerment measure rank Nepal stands at the top rank with 83. Second was
occupied by Maldives with 90th rank. Sri Lanka got 98 and Pakistan got 99th ranks respectively.
Last is with Bangladesh and its rank was 108. Thus gender empowerment measure is very low in
Bangladesh. Looking at Indian position with 1997 data, India is ranked Third among the seven
countries.
Percentage of seats held by women in parliament:
Nepal has the highest percentage with 33 held by women in parliament. In Pakistan and Bhutan
women held 14%. In Maldives women held 12% seats. In India it was 9. Both in Bangladesh
and Sri Lanka it was 6. India Ranks fifth among the Seven South Asian Countries. It is presented
in the following bar diagram, where Nepal tops the list.
25
Percentage of seats held by women in parliament in South
Asian Countries 2009
Percentage of seats held by
women in parliament
35
30
25
20
15
10
5
BA
KA
AN
IL
SR
PA
KI
ST
AN
AL
EP
LD
N
IV
ES
IA
D
IN
TA
N
U
BH
M
A
N
G
LA
D
ES
H
0
Countries
Percentage of Female Legislators, Senior Officials and Managers:
The Percentage of Female Legislators, Senior Officials and Managers was highest in Sri Lanka
with 24%. Pakistan stands second with 21%. Maldives and Nepal has 14 and Bangladesh has 10
percent. Considering the status of India based on the 1997 data, it stands last. And hence Indian
government needs to consider this area for women empowerment.
Percentage of Female Professional and Technical Workers:
The Percentage of Female Professional and Technical Workers was highest in Maldives with
49% and next comes Sri Lanka with 46%. In Bangladesh it was 22% and in Nepal it was 20%.
And last rank goes to Pakistan with 3%. For India and Bhutan data are not available.
Estimated Ratio of female to male earned income:
Estimated Ratio of female to male earned income was highest in Nepal with 0.61. In Sri Lanka it
was 0.56 and in Maldives it was 0.54. Bangladesh has the ratio of 0.51. In Bhutan it was 0.39 and
in India it was 0.32. Since data for 1997 is also given it is seen the ratio has come down from
0.38 to 0.32. Least was in Pakistan with 0.25. These figures are presented in bar diagram.
26
0.7
0.6
0.5
0.4
0.3
0.2
0.1
KA
AN
IL
SR
PA
KI
ST
AN
AL
EP
LD
M
A
N
IV
ES
IA
D
IN
U
BH
G
LA
N
BA
TA
N
ES
H
0
D
Ratio of Estimated Female to
Male Earned Income
Comparative Ratio Estimated Female to Male Earned Income
in South Asian Countries in 2007
Countries
Trend of HDI, GDI /GII in South Asia
Human Development Index (HDI) and Gender Related Development Index (GDI) is
compared in this analysis. In 2011 Report, instead of the Gender Development Index, Gender
Inequality Index is used. Gender Inequality Index is a composite measure reflecting inequality in
achievements between women and men in three dimensions: reproductive health, empowerment
and the labour market.
27
Gender Development Index and Human Development Index of South Asian Countries
Banglades
Bhutan
India
HD
GD
HD
GD
I
I
I
I
155
118
Maldives
Nepal
Pakistan
Sri Lanka
GD
HD
GD
HD
GD
HD
GD
HD
I
I
I
I
I
I
I
I
138
94
111
131
154
120
139
70
91
h
YE
GDI
AR
HDI
1994
128
144
1995
140
147
147
147
128
139
77
95
148
152
131
138
70
90
1997
123
150
119
145
112
132
77
93
121
144
116
138
76
90
1998
121
121
-
142
108
128
72
89
119
144
115
135
68
84
1999
121
121
-
-
105
115
69
77
120
129
117
127
70
81
2000
121
145
-
140
105
124
68
84
119
142
120
138
70
89
2001
112
139
-
136
103
127
-
86
119
144
120
144
80
99
2002
110
138
-
134
103
127
-
84
116
142
120
142
73
96
2003
105
139
-
134
98
127
-
96
106
136
107
135
66
93
2004
102
137
-
135
96
126
-
98
106
138
105
134
-
93
2005
121
140
-
133
113
128
85
100
128
142
125
136
89
99
2007
123
146
113
132
114
134
77
95
119
144
124
141
83
102
2008
116
129
-
-
122
119
59
107
110
716
112
125
72
91
2011
112
146
98
141
129
134
52
109
113
157
115
145
74
97
Rvalu 0.213
0.292
0.499
- 0.189
- 0.235
0.357
0.450
e
Source: UNDP Human Development Reports
28
In case of both Human Development Index and Gender Development Index, Maldives
and Sri lanka are placed in a better position. There is a great gap over these two countries and the
remaining countries, though they are in the same region. While analysing the reason few major
reasons are assigned. There has been clan clash in Sri lanka over many years, due to the
suppression of minority clan. And the women alone stay at home and they are forced to earn for
their survival and this crisis has helped them to elevate the position of their women and in turn
the human development in this country. Again Maldives, though associated with Asian region, is
excluded more from this region. And this island state faces continuous risk for life. And as
everyone is aware of the fact that this group of small islands face the crisis of its existence itself,
due to the raising of global warming and the subsequent rise in sea water level. This fear is
accentuated by the establishment of nuclear plants by nearby countries and the resultant sea
water warming. The fight for the survival and living has helped these countries to raise their
29
standard and are ranked in a better position. The other four countries have invariably in same
lower position with high ranks.
Again Karl Pearson‘s correlation co-efficient is worked out between GDI and HDI for all
countries. The result shows that except in case of Nepal and Maldives, in all other countries, high
human development is directly related to high Gender development index and hence efforts to
raise the HDI will directly increase the raise in GDI.
Changes in GDI and HDI over 2007 and 2011
GDI 2007
HDI 2007
GII 2011
HDI 2011
Rank Position Rank Position Rank Position Rank Position
Bangladesh
123.0
6
146.0
7
112
4
146
6
Bhutan
113.0
3
132.0
3
98
3
141
4
India
114.0
4
134.0
4
129
7
134
3
77.0
1
95.0
1
52
1
109
2
Nepal
119.0
5
144.0
6
113
5
157
7
Pakistan
124.0
7
141.0
5
115
6
145
5
Sri lanka
83.0
2
102.0
2
74
2
97
1
Maldives
While glancing at the Human Development Index, Bangladesh ranks the last 146 and
Nepal the next with 144th rank, Pakistan stands in the 141st position, then comes India with 134th
rank. Bhutan stands in the third position in South Asia. Maldives and Sri Lanka stands in the first
and second position as in the case of GDI. In both the cases Maldives and Sri Lanka are in a
better of position. Bangladesh and Nepal are in worst position. This analysis has brought to the
light that countries with high Human Development Index will have Gender Development Index.
There are lot of changes in 2011 over these two indices. There are shifts in positions
among themselves. Maldives lost the first position in HDI and Sri Lanka got the first position,
while their GDI rank remains the same. In case of HDI calculations, India has got third position
in HDI in South Asian Region, while Bhutan leaves the third and goes to fourth position of
India. While looking at the Gender Development Index, India goes to the last position in the
region.
Nepal, Bangladesh and Pakistan are under the Low Human Development Index, whereas
the other four countries come under the medium human development index in both 2007 and
2011.
30
Conclusions and Findings:
First an analysis is done to compare the Gender Related Development Index and its components
like Life expectancy rate at birth for female to male, Adult literacy rate of age 15 & above the %
of female to male, Combined gross enrolment ratio% of female to male and Estimated earned
income% of female to male for all South Asian Countries and found that women are not in equal
status.
Then Gender empowerment measure is compared. The GEM rank, Percentage of seats held by
women in parliament, Percentage of female legislators, senior officials and managers, Percentage
of female professional and technical workers and the estimated ratio of female to male earned
income etc are compared and found that in all the South Asian countries women are in a far
worst position when compared to men.
In the next analysis, the Human Development Index (HDI) and Gender Related
Development Index (GDI) were compared. Karl Pearson‘s correlation co-efficient is worked out
between GDI and HDI for all countries. The result shows that except in case of Nepal and
Maldives, in all other countries, high human development is directly related to high Gender
development index and hence efforts to raise the HDI will directly increase the raise in GDI.
The overall analysis has brought a conclusion that South Asia is a region that need special
attention from the world and international agencies for its gender empowerment and human
development as they are ranked beyond 134th Rank in Human Development Index and are
placed beyond 98th rank in case of Gender Development Index except in case of Sri lanka and
Maldives where there are continuous crisis.
BIBLIOGRAPHY
Key Indicators for Asia and Pacific, ADB Publication
UNDP Human Development Report
Aiyar, S. A, Narayan, D, and Raju, K. (2007). Empowerment through self-help groups. In D.
Narayan and E. Glinskaya (Eds.). Ending Poverty in South Asia: Ideas that work (pp. 104135). Washington DC: The World Bank.
Archana Kumari Sahu (2000), ‗Women Empowerment: challenges & prospects‘ Competition
Refresher May, 2000
Bridging the Gender Gap: Opportunities and Challenges, Report No. 32244-PAK A Plan to Get
Girls in School in Pakistan
31
Hadi, A. (2005). Women's productive role and marital violence in Bangladesh. Journal of Family
Violence, 20(3), 181-189.
Narayan, D. (2002). Empowerment and poverty reduction: A sourcebook (Ed.). Washington,
DC: The World Bank.
Narayan, D. (2005a). Conceptual framework and methodological challenges. In D. Narayan
(Ed.), Measuring empowerment: Cross-disciplinary perspectives (pp.3-38). Washington,
DC: World Bank.
Shamila Daluwatte - Attorney-at-Law – Sri Lanka, Paper published in Brandies Gender and
Development forum news letter.
32
IS “PARTNERSHIP” A FULFILLED PRINCIPLE BY THE LOCAL AUTHORITIES
IN THEIR FIGHT AGAINST SOCIAL EXCLUSION: A CASE STUDY FROM
BRUSSELS
Ihsan Ikizer
Center for Sociological Research.
KU Leuven University,
Belgium
1. Introduction
The concept of social exclusion has attracted the attention of policy makers and scholars since
the time it started to be used in the late 1970s. Many researches were conducted on this concept
especially within the context of the EU, which is the international organization that has put
emphasis most on it in Europe since 1980s. Yet, the local aspect of social inclusion, positive
action taken against social exclusion, has not aroused adequate interest. The EU social inclusion
principles, that were introduced in 1989 to be taken into consideration in social inclusion efforts,
namely multidimensionality, partnership and participation, have not been handled sufficiently in
the context of local authorities although they play a very eminent role in combating social
exclusion. The roles of the socio-cultural and political setting and factors that facilitate the
implementation of the social inclusion principles by local authorities have not been questioned as
well. In this paper, as a case study, we will present the problem of social exclusion in Istanbul
and analyse the methods of the local authority in response to this problem through the prism of
the principle partnership, which is also a sum of the other two principles, namely partnership and
participation.
2. The Concept of Social Exclusion
It is generally observed that those who remain outside the circle of labour also remain outside
social, economic and cultural networks. In other words, they are excluded from the society
mainly for the reason that they lack the necessary income to be included in social and economic
circles and they are unable to reach general services such as education, health and public
transportation. Although those who are socially excluded are mainly people who have limited or
irregular income for a decent life, the disabled, people who have a different ethnic and cultural
background from the mainstream society, and marginal groups such as LGBT (Lesbian, Gay,
Bisexual, Transgender) might also suffer from social exclusion.
Social exclusion clearly differs from the traditional concept of poverty which is viewed as a static
concept, an outcome rather than a dynamic process, mainly concerned with income distribution
and defining what constitutes an adequate level of income (Townsend, 1979). In other words,
the concept of poverty is restricted to denote a lack of disposable income while the concept of
social exclusion refers to a breakdown or malfunctioning of the major societal systems that
should guarantee full citizenship. To put forward more simply, poverty is a part of a specific
form of social exclusion, which is a broader concept and does not necessarily always encompass
an element of poverty.2
Berghman, J., 1995. Social Exclusion in Europe: Policy Context and Analytical Framework. In Room, G. (ed.),
Beyond the Threshold. Bristol: The Policy Press
2
33
On the other hand, social exclusion is primarily concerned with relational issues and the dynamic
processes which lead to the breaking of social ties in term of the failure of one or more of the
following four systems:
The democratic and legal system, which promotes civic integration
The labour market, which promotes economic integration
The welfare state system, promoting what may be called social integration
The family and community system, which promotes interpersonal integration3
However, it seems that another reason why the concept of social exclusion has been employed
to a large extent by the member states and the EU, was probably the emotive connotation of the
concept of poverty. The member states, who have a guaranteed minimum income deemed
sufficient to cover basic needs, expressed reservations about the word poverty and preferred the
concept of social exclusion as it is a less accusing expression.4
The concept ―social exclusion‖ has become the lynchpin of social policy and has been developed
to explain the situation of a variety of groups that have loose bonds with the rest of the society.
Like all other concepts, social exclusion has been defined by numerous scholars through the
perspectives they stand on. Even it has been found difficult to define as it is a vague term related
to numerous economic, social, political, and cultural connotations and dimensions. 5 The catch-all
definition adopted by the EU, which has placed considerable eminence on the concept, is as
follows:
―Social exclusion is a process whereby certain individuals are pushed to the edge of society and
prevented from participating fully by virtue of their poverty, or lack of basic competencies and
lifelong learning opportunities, or as a result of discrimination. This distances them from job,
income and education and training opportunities as well as social and community networks and
activities. They have little access to power and decision-making bodies and thus often feel
powerless and unable to take control over the decisions that affect their day to day lives‖.6
The concept has two main defining characteristics. First, it is a multi-dimensional concept.
People may be excluded from many areas in economic, social and political spheres as they were
listed above and people are often deprived of different things at the same time. Second, social
exclusion implies a focus on the relations and processes that cause deprivation. In other words, it
is not an outcome; rather it is a dynamic process. People can be excluded by many different sorts
of groups, often at the same time, such as from the labour market, from expressing their
identities, from participation in policy-making etc. The concept, beyond mere descriptions of
deprivation, focuses attention on social relations and the processes and institutions that underlie
deprivation and exclusion.7
As it can be understood from this definition, social exclusion is a result of multiple factors, in
other words there is no single factor that leads to social exclusion. In most cases, it is seen that
Ibid
Bruto da Costa et all., 1994. Contribution of the ‗Poverty 3‘ programme to the understanding of poverty, exclusion
and integration. Lille: Animation et Recherche (EEIG)
5 Silver, H., 1994. Social Exclusion and Social Solidarity: Three Paradigms. International Labour Review, 133, (5-6), 531578.
6 European Commission (2004), Joint report on social inclusion, 2004
7 De Haan, A., Social Exclusion : Enriching the Understanding of Deprivation
www.sussex.ac.uk/cspt/documents/issue2-2.pdf
3
4
34
exclusion occurs as a result of the combination of more than one factor. To give an example, a
well-educated professional might suffer from poverty for a period of time, which may not cause
him to fall in the vicious trap of social exclusion, as he might still have a chance to return to the
labour market and social networks thanks to his educational background. On the other hand, an
unemployed single mother with poor vocational skills might highly probably face social
exclusion.
When we analyse the concept of social exclusion, we come across with five aspects. First, it is
multidimensional and implies deprivation in a wide range of indicators of living standards.
Usually, this deprivation has a neighbourhood dimension, since it can be caused not only by lack
of personal resources but also by insufficient or unsatisfactory community resources. Second, it
is dynamic and implies that people are excluded not just because of their current situation, but
also because they have little prospect for the future. Within this framework, analysing social
exclusion means understanding a process and identifying the factors that can trigger entry into or
exit from it. Third, it is a purely relative concept. It implies exclusion from a particular society at
a particular point in time (i.e. unlike poverty, we cannot talk about ‗absolute‘ and ‗relative‘ social
exclusion). Fourth, it has an agency dimension, in the sense that social exclusion lies beyond the
narrow responsibility of the individual concerned. Fifth, its nature is relational, in the sense that
it implies a major discontinuity in the relationship of the individual with the rest of society,
inadequate social participation, lack of social integration and lack of power.8
3. Local Authorities and Necessity of Partnership
Especially after 1980s, with globalization and a more liberal economy, the relations between state
and society have also changed. Globalisation and neo-liberal shift in politics have been
accompanied by urban fragmentation and widening economic and social inequalities.9 The civil
society emerged as a body that affects or even participates in the policy making process, beyond
the traditional role of voting in elections once in five years. Public sectors and governmental
bodies have started to been seen as rigid and bureaucratic, expensive and inefficient. The
hierarchical state is now believed to be ‗too big to solve the small problems in life and too small
to solve the big problems‘.10 In fact, this expression is valid not only for the state, but also for the
local authorities, especially the large scaled ones.
Today, the urban governments or in other words local authorities running the cities, especially in
Europe, are under pressure to transform their policy agendas, policy networks and their relations
with their citizens.11 The problems of societies are now more complicated and multidimensional,
which requires a joined-up thinking and multidimensional approach. States and local authorities
are becoming increasingly dependent on other societal actors as they lack either the necessary
resources to deliver some services, or legitimacy.12 The traditional forms of governments that are
closed to collaboration and participation are fading away. The local authorities are expected to
take into account the basic principles of governance such as partnership, participation, openness,
Tsakloglou, P. and Papadopoulos, F., 2002. Aggregate level and determining factors of social exclusion in twelve
European countries. European Journal of European Social Poliy, 12 (3), 211-225.
8
Elander, I. And Blanc, M., 2000. Partnerships and democracy: a happy couple in urban governance?. In Andersen,
H.T. and van Kempen R. (eds.), Governing European Cities. Aldershot: Ashgate
10 Bell, D., 1987. ‗The World and the United States in 2013‘, Daedalus. Journal of the American Academy of Arts and
Sciences16 (3).
11 Cars, G. and et al., 2002. Transforming Governance, Institutionalist Analysis and Institutional Capacity. In Cars
G. and et al. (eds.), Urban Governance, Institutional Capacity and Social Milieux. Hampshire: Ashgate
12 Pierre, J. and Peters, B. G., 2000. Governance, politics and the state. Macmillan: Hong Kong
9
35
accountability, effectiveness and coherence, as they are thought to be key factors to the effective
problem solutions.13
Social exclusion is among the most pressing problems facing citizens and one of the ―wicked‖
cross-cutting issues of governance confronting politicians and policy-makers, while partnership
between public, private, voluntary and community organisations are widely identified as an
essential element in any solution.14 Today, it is generally accepted that widening social
polarisation in most European societies cannot be resolved merely by traditional social welfare
policies. Combating social exclusion presupposes changes in existing governance structures, such
as by rethinking mechanisms for delivery of services and providing institutional space to allow
residents to act as subjects in decision making and change in their neighbourhoods. 15 It
necessitates a holistic approach and partnership that brings together different stakeholders
around a table. This new more pluralistic form of relationships between policy actors at different
levels and in different sectors is clearly different from the formal corporatist relationships with
the traditional ‗social partners‘, namely the peak organisations representing employers and trade
unions. This new partnership reflects a growing recognition that traditional forms of
governmental intervention are not capable of addressing the complex, cross-cutting problems
facing citizens and communities such as unemployment, poverty and social exclusion. It also
reflects a new search for more flexible and participative form of governmental intervention
through the involvement in the policy process of other actors.16
Many researches were conducted on this concept especially within the context of the EU, which
is the international organization that has put emphasis most on it in Europe since 1980s. Yet, the
local aspect of social inclusion, positive action taken against social exclusion, has not aroused
adequate interest. The EU social inclusion principles, that were introduced in 1989 to be taken
into consideration in social inclusion efforts, namely multidimensionality, partnership and
participation, have not been handled sufficiently in the context of local authorities although they
play a very eminent role in combating social exclusion. The roles of the socio-cultural and
political setting and factors that facilitate the implementation of the social inclusion principles by
local authorities have not been questioned as well.
Among these principles, the one which is most emphasized by the EU is probably partnership.
The comment by the ‗European Community‘s Observatory on National Policies to Combat
Social Exclusion‘ points out the EU‘s view on partnership clearly: ‗the debates about social
exclusion are, as much as anything, debates about the new partnerships which must be forged
within our European societies‘. Partnership, especially at the local level, is an increasingly
important referent in major recent social and economic policy statements emanating from the
Commission. A local partnership approach has become a basic feature of many EU programmes
and initiatives, including the LEDA programme to promote local economic development, the
URBAN initiative aimed at deprived neighbourhoods in cities, the LEADER I and II
European Governance (White Paper, 2001), the EU Commission,
http://eur-lex.europa.eu/LexUriServ/site/en/com/2001/com2001_0428en01.pdf
14 Benington, J. and Geddes, M., 2001. Social Exclusion, partnership and local governance – new problems, new
policy discourses in the European Union. In Benington, J. and Geddes (eds.), Local Partnerships and Social Exclusion in
the European Union. New York: Routledge
15 Allen, J. Cars G. and Madanipour, A., 2000. Social exclusion in European neighbourhoods: Processes, experiences and
responses. Research Report for the European Commission.
13
Benington, J. and Geddes, M., 2001. Social Exclusion, partnership and local governance – new problems, new
policy discourses in the European Union. In Benington, J. and Geddes (eds.), Local Partnerships and Social Exclusion in
the European Union. New York: Routledge
16
36
programmes for rural development, the Poverty 3 programme, aimed at the integration of the
most excluded social groups, and the so-called Territorial Employment Pacts. The new
arrangements for the Structural Funds post-2000 also place increased emphasis on partnership.17
The concept of partnership is presented as ‗through collaborative, inclusionary, consensusbuilding practices . . . the stakeholders . . . can discuss their common concerns, get to know each
other across their divisions and conflicts, and develop strategies that most can own and abide
by.18 Across Europe, there are a wide range of schemes which have attempted to tackle urban
social exclusion by involving local people in area-based regeneration schemes through the
medium of partnerships.19 There are some studies indicating that when local partnerships work
effectively, they can have a significant positive positive effect on social exclusion. 20 However,
there are some critical approaches to the efficiency of local partnerships established against social
exclusion in European cities. To convey some criticisms against local partnerships, it is claimed
that some of these partnerships are not constructed as ‗inclusion coalitions‘ in a way which
allows a truly comprehensive and ‗multidimensional‘ response to social exclusion, and
partnerships frequently fail to involve ‗key actors‘ at both ends of the spectrum, especially those
who are the most excluded.21 Some local partnerships for excluded social groups raise the
questions as to the effectiveness of participatory mechanisms of partnership, and whether
‗partnership governance‘ reinforces rather than reduces processes of exclusion. There is
frequently an absence or inadequacy of mechanisms enabling the individuals ‗representing‘ social
interests in local partnerships to consult with, and act on behalf of their ‗constituencies‘. 22
Although we are aware of the existence of a critical approach towards local partnership against
social exclusion, this research avoids from discussion on ‗efficiency‘ of partnership, and focuses
on the implementation of this principle, which is advised and required by the European Union.
Brussels (Belgium)
Kingdom of Belgium, a relatively small country with a population of 10.8 million, is a federal
state and it is composed of three Regions (the Flemish, the Walloon and the Brussels Region)
and three Communities (the Flemish, the French and the German-speaking Communities).
Belgium is a constitutional monarchy and a parliamentary democracy governed by a federal
government.23 It has an economy based on mainly services, with a percentage of around 75, and
it has a GDP per capita as high as 35.000 US Dollars. 24 However, this strong economy does not
prevent people from falling into poverty and social exclusion. As of 2009, in Belgium, the at-riskof-poverty is around 15 %, equaling to around 1.600.000 people, which is less than the EU
average of 17 %.25 The poverty rate is least in the region of Flanders (around 10 %) followed by
Geddes, M., 2000. Tackling Social Exclusion in the European Union? The Limits to the New Orthodoxy of Local
Partnership. International Journal of Urban and Regional Research, 24 (4).
18 Healey, P., 1996. Consensus building across difficult divisions: new approaches to collaborative strategy making.
Planning Practice and Research, 11, (2), 207–16.
19 Atkinson, R. and Davoudi, S., 2000. The Concept of Social Exclusion in the European Union: Context,
Development and Possibilities. Journal of Common Market Studies, 38 (3), 427-48.
20 One of these studies is the one conducted by European Foundation, which examined partnerships in ten
European countries, between 1994 and 1997. EF/98/16/EN
21 Geddes, M., 2000. Tackling Social Exclusion in the European Union? The Limits to the New Orthodoxy of Local
Partnership. International Journal of Urban and Regional Research, 24 (4).
22 Bassett, K., 1996. Partnerships, business elites and urban politics: new forms of governance in an English city.
Urban Studies, 33 (3), 539–55.
23 OECD Data, http://www.oecd.org/dataoecd/54/10/2537007.pdf
24 OECD Country Statistical Profile, Belgium 2010, http://www.oecd-ilibrary.org/economics/country-statisticalprofile-belgium_20752288-table-bel
25 Eurostat, http://epp.eurostat.ec.europa.eu/cache/ITY_PUBLIC/3-18012010-AP/EN/3-18012010-AP-EN.PDF
17
37
the Walloon (around 18 %) and it is the highest in the Bruxelles Capitale Region ( around 26
%).26 The in-work poverty in Belgium is 4 %, equaling to 170.000 people, which is much less
than the the EU average of 8 %. Among the risk groups, what draws our attention is that 46 %
of people who come from a non-EU member country, suffers from poverty.27
In Belgium, especially with the effect of deindustrialization and the rise of tertiary sector, the
number of the unemployed was multiplied by five times between 1970 and 1991, when there
were around 352.000 unemployed people, more than half of which were out-of-work for more
than two years.28 As of December 2010, Belgium had an unemployment rate of 8.1, equaling to
550.000 people, around one fifth of which is below the age of 25. This rate is less than the EU
average, which is 9.6.29 To fight unemployment, especially amoung young people, Belgium
introduced employment induction mechanisms, such as ‗employment-training contracts‘, ‗the
promotion of on-the-job training‘ and vocational training workshops.30
Belgium is a country that mixes Bismarckian and Bevereidgan aspects of welfare state and it
might be labelled as a state that has relatively advanced social security and social assistance
system. Social assistance benefits such as family benefits, income for the elderly and the disabled,
and integration income are distributed via ‗Social Welfare Centers‘ (OCMW – CPAS) in
municipalities and the funding is ensured by the federal government. To give some figures
pertinent to social assistance in Belgium, as of April 2009:
- More than 680.000 people received unemployment benefits.
- More than 96.000 people received integration income (for those who are unemployed and who
never worked).
- More than 86.000 old people received income guarantee for the elderly.
- Around 2 million children were qualified for family benefits.31
The ‗General Report of Poverty‘, published by the federal government in 1994, had included
views of various stakeholders including the poor themselves. Upon that report, in 1998, a
partnership agreement titled ―Co-operation Agreement on the Continuation of the Policy on
Poverty‖ was signed among the Federal State, the Communities, and the Regions. This
agreement institutionalised the social and political dialogue between the associations which allow
the poor to take the floor, and the local authorities and the public administrations. 32 With the
same agreement, ‗the Service for the Fight against Poverty, Insecurity, and Social Exclusion‘ was
The annual national at-risk-of poverty threshold is set at 60% of the national median income per equivalent adult. In
order to allow comparisons between countries the threshold is expressed in this table in Purchasing Power
Standards (PPS), which is an artificial reference currency unit that eliminates price level differences between
countries. For Belgium, the threhold for poverty risk is monthly 860 Euros for a person living alone and 1.805
Euros for a couple who has two children. (NAP Inclusion Report for Belgium, 2008 -2010)
26 Brussels Capital Health and Social Observatory, available at:
http://www.observatbru.be/documents/graphics/rapport-pauvrete/rapport-pauvrete2010/1_barometre_social_2010.pdf
―Brussels Observatory on Social and Health Matters‖ is an institution that conducts measurements and analyses in
the domain of social inclusion since 1992.
27 NAP Inclusion Report for Belgium, 2008 -2010
28 Castillo, I.Y.D, 1994. ―A Comparative Approach to Social Exclusion, Lessons from France and Belgium‖ in
International Labour Review, 133 (5-6).
29 National Bank of Belgium, Economic Indicators for Belgium, weekly publication, 04/02/2011
http://www.nbb.be/doc/dq/e/dq3/IEE.pdf
30 OECD Data, From: http://www.oecd.org/dataoecd/54/10/2537007.pdf
31 Federal Public Service Social Security, Report on Social Security titled ―Everything You Have Always Wanted To
Know About Social Security, July 2010. Available at:
http://www.socialezekerheid.fgov.be/docs/en/alwa2010_en.pdf
32 Citizens as Partners: Information, Consultation and Public Participation in Policy-Making, OECD 2001. OECD
Publications: France
38
founded, replacing the former anti-poverty unit. This centre is in charge of publishing detailed
report on poverty in Belgium once in every two years.33
Third Sector has a long history in Belgium dating back to the beginning of the 20th century,
when the mutual help associations became active. In Belgium, the concepts of the third sector or
voluntary sector are not preferred, but rather the concepts of ‗social economy‘ and ‗associative
sector‘ are used to define the institutions and the associations that are run not-for- profit.34
According to the figures of 2004, there are around 17.000 NGOs in Belgium and the sector
employs, excluding teachers in schools run by the NGOs, around 272.000 people, which is
nearly equal to one tenth of all employees in the country. The total income of the sector is
around 23 billion US Dollars, which is around 6 % of the Belgian GDP. These figures might
seem very high when compared to other European countries; however, many hospitals and
schools run by the NGOs are also included. Only 25 % of these NGOs do have services related
with social inclusion, while the remaining NGOs are active in various fields from hobbies to
human rights. 35
In general, beneath a strong voluntary sector, there is usually state and society support.
According to a report of the University of Liege, the number of volunteering activities in
Belgium fluctuate between 1 million and 1.4 million. This figure corresponds to around 14 % of
the Belgian population, which is nearly same with the EU average of 14 %. 36 Participation in
associations is high especially in Flanders, the biggest region in Belgium. According to a research,
nearly half of people living in Flanders are active members.37 On the other hand, we see that the
regional governments and the federal government also attache importance on this sector, as they
all have a minister in charge of social economy.38
Social Exclusion in Brussels
The Brussels-Capital Region has a population of around 1.088.000 and it is made up of 19
municipalities. There is a regional parliament in Brussels, with 89 members, and the city is
governed by a regional government. Belgium is a country, which has received a significant influx
of immigration and Brussels has become one of the most preferred cities for migrants. As of
2009, it is predicted that there are around 970.000 people of different origins living in Belgium
and around 300.000 foreigners reside in Brussels, nearly 10 % of which work for the
international institutions, such as the EU and NATO.39 This high percentage of foreigners (26
Official website of Service for the fight against poverty, insecurity, and social exclusion,
http://www.armoedebestrijding.be/welcome.htm
34 European Research Network, EMES, Report on ―Images and Concepts of the Third Sector in Europe‖, by
Jacques Defourny and Victor Pestoff (eds.), available at:
http://www.emes.net/fileadmin/emes/PDF_files/Working_Papers/WP_08_02_TS_FINAL_WEB.pdf
35 ―Associations in Belgium, A Qualitative and Quantitative Analysis of the Sector‖, 2008, Foundation of King
Baudoin, Available at: http://www.kbs-frb.be/uploadedFiles/KBSFRB/05)_Pictures,_documents_and_external_sites/09)_Publications/PUB_1796_LesAssociationsEnBelgique_2008
.pdf
36 La mesure du volontariat en Belgique : analyse critique des sources statistiques sur l'importance du volontariat
dans le secteur associatif belge, Centre d'Economie Sociale de l'Université de Liège et par le Hoger Instituut voor
de Arbeid, November 2007. Taken from a report published by the EU titled ―Volunteering in Belgium‖. Available
33
at: http://europa.eu/volunteering/en/press-media/resources-library/2
Citizens as Partners: Information, Consultation and Public Participation in Policy-Making, OECD 2001. OECD
Publications: France
38 ―Associations in Belgium, A Qualitative and Quantitative Analysis of the Sector‖, 2008, Foundation of King
Baudoin, Available at: http://www.kbs-frb.be/uploadedFiles/KBSFRB/05)_Pictures,_documents_and_external_sites/09)_Publications/PUB_1796_LesAssociationsEnBelgique_2008
.pdf
39 Ministry of Brussels Capital Region, Brussels Institute for Statistics and Analysis, Figures on Brussels, 2011.
37
39
%) also seems to be a reason for the high risk of poverty rate in Brussels Capital Region, which is
10 % higher than that in the region of Flanders.40 Unemployment rate in Brussels is around 8 %,
which is also nearly twice than the Belgian average. It is also interesting that around 235.000
people from the Flemish region and around 124.000 people from the Walloon region commute
to Brussels to work, while totally 60.000 people commute from Brussels to these two regions.41
As it is the case in many capitals, there is a high inequality of income among inhabitants living in
different districts. For example, districts like lower Saint-Gilles, the Marolles, lower Molenbeek,
Laeken, lower Schaerbeek and Saint-Josse-ten-Noode are locations where high concentration of
poverty is seen. In these districts, there is an unemployment level of over 25 %, rising to more
than 40 % among young people. The number of people receiving benefits in these districts is
five times higher than in the rest of the city. The common denominator of these areas is that
they are home to many migrants, nearly half of whom live below poverty threshold. For the
migrants, as well as low-skilled people, access to employment is much more difficult.42
The number of households in Brussels, which are welfare dependants, is on rise, and as of end of
December 2009, it has become around 32.000, which is three times higher than that in the rest of
Belgium. In Brussels, around 102.000 inhabitants were receiving unemployment benefits as of
2010. Children constitute the group that is most affected from poverty. In Brussels, more than a
third of children live in households that have no earned income.
Social Exclusion in the District of Schaerbeek
As it was stated above, there are 19 municipalities in Brussels and each municipality is
responsible for social inclusion of the inhabitants, and more specifically, distribution of benefits
provided by the government. In order to shed light on the social inclusion system, we have
selected one district, Schaerbeek, for two reasons: it is a relatively big city in terms of population
(around 116.000, the second district after Brussels-City) and it is one of the districts that suffers
from social exclusion most. In ıother words, the features of a vast population and ‗red‘ indicators
of social exclusion have led us to select this district.
Schaerbeek has a multi-cultural society. Nearly 30 % of the inhabitants have nationalities other
than Belgian and more than half of these non-Belgians come from countries that are not within
the EU borders. It is a common characteristics of districts with a high rate of migrants in Europe
that in such kind of neighbourhoods, there is high percentage of unemployment and as a
consequence of that, high risk of poverty, and Schaerbeek is no exception. Nearly 27 % of the
population lives in poverty, which is 12 % more than the Belgian average. The situation is more
severe for children aged below 18 and around 37 % of children in Schaerbeek live in households
that have no earned income. The significant factor of children living in lone-parent households is
Available at:
http://www.bruxelles.irisnet.be/cmsmedia/en/mini_bru_2010.pdf?uri=ff8081812dbf66f1012dc19959b6003d
40 Brussels Capital Health and Social Observatory, available at:
http://www.observatbru.be/documents/graphics/rapport-pauvrete/rapport-pauvrete2010/1_barometre_social_2010.pdf
41 Ministry of Brussels Capital Region, Brussels Institute for Statistics and Analysis, Figures on Brussels, 2011.
Available at:
http://www.bruxelles.irisnet.be/cmsmedia/en/mini_bru_2010.pdf?uri=ff8081812dbf66f1012dc19959b6003d
42 ―The report on the state of poverty in Brussels 2010‖, Brussels-Capital Health and Social Observatory, Joint
Community Commission
Available at: http://www.observatbru.be/documents/graphics/rapport-pauvrete/rapport-pauvrete2010/1_barometre_social_2010.pdf
40
also seen in Schaerbeek. The rate of lone-parent households in all households with children is as
high as 32 %, and as it is the case elsewhere, these households are mostly headed by mothers.
The unemployment rate is also far higher than the average in the country. It is a great problem in
the district, which might be accepted as the main cause of widespread poverty. The
unemployment rate, which lasts less than one year, is around 36 %, while the persistent
unemployment lasting between one year and two years is around 16 %. What is striking that, the
unemployment rate for those who have been out of the labour market between two years and
five years is 24 % and the same rate for more than five years is 22 %. This persistent and
‗chronic‘ unemployment rate seems to explain the reason for the high poverty rate in the
district.43
As it is the case in many other European capitals, Brussels is the city that is home to the NGOs
in Belgium most, which has totally around 17.000 NGOs. Around 40.000 paid employee work
for around 5.500 NGOs in Brussels, and nearly 2.000 of which have no paid staff. Around
12.000 of these employees work for NGOs that have services pertinent to social inclusion.44
It is possible to talk about a partnership culture in Schaerbeek taking into consideration the
functioning bodies created with the objective of ensuring participation of inhabitants and their
representatives, which are NGOs. To give an example, the ―Consultative Commission on the
Handicapped People‖, founded in 2007, directs all policies regarding the disabled living in
Schaerbeek. This commission has 16 members, who are all either inhabitants or representatives
of NGOs working pertinent to the disabled people, and 6 invited people, either councilors or
experts. The representatives are appointed by the Municipal Assembly for a period of three
years. What draws our attention is that nearly three fourth of this commission is either
representatives of NGOs, indicating partnership with NGOs, or inhabitants, indicating a direct
participation. In many cities, similar bodies allocate less chairs for the voluntary sector and
inhabitants.45
There are also 6 community centers in Schaerbeek, which have been functioning since 1996.
These centers, which are headed by inhabitants delegated by the Municipality, ensure
participation of the inhabitants. Views of inhabitants concerning policies that have repercussions
on their practical lives are conveyed to the Municipal Assembly. Apart from these, there are
other consultative committees such as ‗Participatory Councils‘ in the Municipality,
‗neighbourhood associations‘ that are supported by the Municipality and ― Commission on
Environmental Consultation‖. As a final example of citizen participation, official consultations
have to be opened with regard to certain acts to be executed by the municipality in the
neighbourhoods.46
There are partnerships between NGOs and the Municipality of Schaerbeek in different fields of
social inclusion as well as other areas, without a requirement by the central government. There is
―The report on Schaerbeek, 2010‖, Brussels-Capital Health and Social Observatory, French Community
Commission
Available at: http://www.observatbru.be/documents/graphics/fiches-communales/2010/15_schaerbeek_fr.pdf
44 ―Contours et statistiques du non-marchand en Belgique‖, Les Éditions de l‘Université de Liège, 2002, Michel
MARÉE and Sybille MERTENS, Centre d‘Economie Sociale de l‘Université de Liège.
43
45Official
Website of Municipality of Schaerbeek, ―Commission Consultative pour la Politique des Personnes
Handicapées », available at :
http://www.schaerbeek.be/site6/plone/vie-democratique/democratie-locale-1/democratie-locale#commissionconsultative-pour-la
46 Ibid
41
one directorate in the municipality reserved for affairs concerning subsidies and partnership with
NGOs. For example, in the field of training and employment, a sine qua non aspect of social
inclusion, ‗Local Economy Section‘ of the Municipality receives applications for employment
and training and diverts these demands to the partner associations that have services for the
unemployed.47
There are over 600 NGOs in Schaerbeek, around three fourth of which have activities pertinent
to social inclusion. The Municipality supports these NGOs through some subsidies, provision of
infrastructure for some of their services and coordination. The Municipality, apart from
providing subsidies for projects in various fields, supports activities on certain themes. For
example, under the program of social cohesion, the Municipality decided to provide grants for 40
associations, that have activities on the immigrants who are illiterate or who do not speak native
languages of Belgium. This might be a presented as a social inclusion partnership, as language is a
main component of social inclusion, especially for the migrants.48
What we see in Schaerbeek as different from other cities that we have examined is the municipal
body that coordinates the services of the Municipality and NGOs. This body, ‗Schaerbeek
Coordination of Social Action‘, is a type of partnership between the Center of Social Aid, which
is responsible for social inclusion works of the Municipality, and ―Coordination Sociale‖, an
umbrella organisation of associations serving in the area of social services. The main aim of this
partnership is prevention of repetitive services of different association and of the Municipality in
the area of social inclusion and organising services of different institutions in a way that
complement each other without overlapping. The center has a steering committee composed of
mainly representatives of NGOs and there are working groups focusing on certain themes. Some
training programs are also organised by the center as well as social campaigns aiming at
increasing sensibility about social exclusion.49 Thanks to this center and other committees that
include representatives of NGOs, it can be said that the social inclusion agenda of the city is
prepared in partnership with the voluntary sector.
The total budget of Schaerbeek was around 203 million Euros in 2009, and the amount spent for
social inclusion (mainly social assistance and health) was around 50 million Euros, which is equal
to around 25 % of the budget. Nearly 30 million Euros of this amount is allocated for CPAS
(Center of Social Public Aid), which provides social aid for those who have no income or limited
income. Taking into consideration that this budget is for a total population of around 116.000, it
might be labeled as relatively sufficient.50
CONCLUSION
It might be stated that Schaerbeek, a district in Brusels, has examples of ‗functioning
partnerships‘ with the NGOs. Especially the ‗Coordination Center‘, which plans the activities of
NGOs and the municipality in the area of social inclusion seems to be a ‗good practice‘, which
ensures more efficiency in provision of social services. Having numerous active NGOs in the
field of social inclusion and a relatively sufficient amount of budget allocated for social inclusion
seem to have contributed a lot to the present partnership level in the district. Apart from that,
joint preparation of social inclusion agenda with the voluntary sector and experience in
partnerships might have facilitated the process. The citizen participation in some of social
inclusion services, which is usually ensured through NGOs, has also been realized, though to a
limited extent, in direct way without intermediaries.
Annual Report of the Municipality of Schaerbeek, 2009-2010,. Available at:
http://www.schaerbeek.be/site6/plone/vie-democratique/documents-strategiques
Some of these NGOs are as follows: ― Jeunes Schaerbeekois au Travail‖, ― Schaerbeek Action Emploi ‖, ―Agence
Locale pour l‘Emploi de Schaerbeek‖ et ―la Mission Locale de Schaerbeek‖.
48 Ibid
49 Official web site of Schaerbeek Coordination of Social Action. Available at: http://www.cass-cssa.be/
50 Analysis of the Budget of Schaerbeek, 2009, Official website of the Municipality of Schaerbeek, Available at:
http://www.schaerbeek.be/site6/plone/accueil?set_language=fr
47
42
VOCATIONAL AND TECHNICAL EDUCATION: SEEING THROUGH THE EYEVIEW OF GLOBALIZATION
DASO, PETER OJIMBA
Department of Technical Education, Ignatius Ajuru University of Education, Port
Harcourt, Rivers State, Nigeria
E-mail:
[email protected]
Abstract
This paper seeks to define the concepts of vocational and technical education through the eyeview of globalization. Globalization as a concept has different shades of meaning as varied as the
authors or writers posit. On one continuum globalization is portrayed as the process of
increasing inter connectivity between societies such that events in one part of the world more
and more have effects on peoples and societies far away. On the other continuum, globalization
is equated with internationalization whereby cross-border relations between countries are
described. Other shades of meaning used to describe globalization include: liberalization,
universalization, westernization or modernization and deterritorialization. However, a general
concept of globalization can be stated as the intensification of worldwide relations linking one
part of the globe with other parts in ways that what happens in one place is relayed by events
occurring in other distant places. Having ex-rayed the concept of globalization, the paper seeks
to examine vocational and technical education globally as it relates to other countries of the
world. The concepts of vocational and technical education modus operadi in various countries of
the world and their comparative standards were delved into. Concluding remarks stated that
vocational and technical education whether in Hong Kong, Sweden or United States of America
principally deals with the acquisition of skills. The paper recommends that the concept of
globalization should be used to view each country‘s understanding of vocational and technical
education, hence, eliminating conceptual barriers.
Keywords: Vocational, technical, globalization
Introduction
This paper seeks to define the concepts of vocational and technical education through the ambit
of globalization. One of the phenomena identified as the major dynamics of change in the 21 st
century is globalization. Baylis and Smith (1997) identified globalization as the process of
increasing inter connectivity between societies such that events in one part of the world more
and more have effects on peoples and societies far away. Thus a globalized world is one in which
political, economic, social, educational and cultural events become more and more
interconnected and also one in which the impacts of these events in one society affect
extensively the lives of people in other societies. Hence, the objective of this paper is to
precisely state the concepts of vocational and technical education as they relate to various
countries of the world.
Furthermore, Scholte (2000) as cited by Popoola and Oni (2005) established five distinct
definitions of globalization that are in common usage. Though the definitions overlap and are
43
related, the elements they highlight are significantly different. In the first instance, globalization is
equated with internationalization. In this context, globalization is viewed simply as an adjective
to describe cross-border relations between countries. It describes the growth in international
exchange and interdependence. Therefore, with growing flows of trade and capital investment,
there is the possibility of moving beyond an international economy (where the principle entities
are national economies) to a stronger version – the globalized economy in which district national
economies are subsumed and re-articulated into the system by international process and
transactions.
In the second set of definitions identified by Scholte (2000) and cited by Popoola and
Oni (2005), globalization is observed as liberalization. In this direction, globalization refers to ―a
process of moving government – imposed restrictions on movements between countries in
order to create an ―open‖, ―border less‖ world economy. Those who have argued with some
success for the abolition of regulatory trade barriers and capital controls have sometimes clothed
this in the mantle of ―globalization‖.
The third set of definitions considers globalization as universaliztion. In this link, the
word ―global‖ is used in the sense of being ―worldwide‖ and globalization is seen as the process
of spreading various objects and experiences to people at all corners of the earth. A classic
example of this would be the spread of computing, television and so on.
The fourth concept of globalization depicts the term with westernization or modernization. In
this regard, globalization is understood as a dynamic, whereby the social structures of modernity
(Capitalism, rationalism, industrialism, bureaucratism etc) are spread the world over, normally
destroying pre-existent cultures and local self determination in the process.
Scholte‘s fifth concept of globalization as discussed in Popoola et al equates the term as
deterritorialization. In this direction, globalization entails a reconfiguration of geography so that
social space is no longer wholly mapped in terms of territorial places, territorial distances and
territorial borders.
Of the five definitions of globalization, Scholte argued that it is only the conception of
globalization as deterritorialization that offers the possibility of a clear and specific concept of
the term. The notion of supra territoriality (or trans-world or trans-border relations), the author
proclaimed, provides a way of appreciating what is global about globalization.
From the foregoing, a general concept of globalization can be stated as the intensification of
worldwide relations linking one part of the globe with other parts in ways that what happens in
one place is relayed by events occurring in other distant places (Okrah, 2004). In this sense,
globalization is seen as the complex interconnectedness of peoples‘ present and future – a
phenomenon which is becoming the dominant character of the world‘s political, cultural,
economic and natural environments (Khan, 2003). Having explained the concept of
globalization, we can now proceed to define vocational and technical education.
The Concept of Vocational Education
Vocational education deals with the training or retraining designed to prepare individuals to enter
into a paid employment in any reorganized occupation (Okoro, 1993). The Nigerian National
Policy on education defines vocational education as a comprehensive term referring to those
aspects of the educational process involving, in addition to general education, the study of
technologies and related sciences and the acquisition of practical skills, attitudes, understanding
and knowledge relating to occupations in various sectors of economic and social life.
44
Vocational education or vocational education and training (VET) is an education that prepares
trainees for jobs at various levels from a craft or trade to a professional position in engineering,
accounting, nursing, medicine and other health practitioners, architecture, pharmacy, law etc.
Craft vocations are usually based on manual or practical activities, traditionally non-academic and
totally related to a specific trade, occupation or vocation.
Vocational education may be classified as teaching procedural knowledge. This can be contrasted
with declarative knowledge as used in education in a usually broader scientific field, which might
concentrate on theory and abstract conceptual knowledge, characteristic of tertiary education.
Vocational education can be at the secondary, post secondary level, further education level and
can interact with the apprenticeship system. Increasingly, vocational education can be recognized
in terms of recognition of prior learning and partial academic credit towards tertiary education
(e.g. at a university) as credit; however, it is rarely considered in its own form to fall under the
traditional definition of higher education (http://www.oecd.org/dataoecd).
Vocational education is related to the age-old apprenticeship system of learning. Apprenticeships
are designed for many levels of work from manual trades to high knowledge work. Interestingly,
as the labour market becomes more specialized and economies demand higher levels of skills,
governments and businesses are increasingly investing in the future of vocational education
through publicly funded training organizations and subsidized apprenticeship or traineeship
initiatives for businesses. At the post-secondary level vocational education is typically provided
by an institute of technology or by a local community college. However, vocational education
has diversified over the 20th century and now exists in industries such as retail tourism,
information technology, funeral services and cosmetics as well as in the traditional crafts and
cottage industries (http://en.wikipedia.org/wiki/vocateduc).
The Concept of Technical Education
Technical education is that aspect of education that gives its recipients an opportunity to acquire
practical skills as well as some basic scientific knowledge (Nigerian National Policy on education,
1981). Puding (1994) defined technical education as that type of education which fits the
individual for gainful employment in recognized occupations as semi-skilled workers or
technicians or sub-professionals.
In his own views, Uwaifo (2009) posited that technical education is the training of technical –
oriented personnel who are to be the initiators, facilitators and implementers of technological
development of a nation. He opined that this training of its citizenry on the need to be
technologically literate, would lead to self-reliance and sustainability. He stressed that technical
education more than any other profession has direct impact on national welfare.
Furthermore, technical education contributions are widespread and visible ranging from metal
work technology, mechanical/automobile technology, electrical and electronic technology,
building and woodwork technology etc. Consequently, technical education can serve as change
agents not only for technical systems but also for many other societal changes. The practical
nature of technical education makes it unique in content and approach thereby requiring special
care and attention. The inputs of technical education are so visible to the extent that even an
illiterate could see when failures occur.
Having critically examined the concepts of vocational and technical education, we proceed to see
them through the eye-view of globalization. In this ambit, vocational and technical education are
45
discussed under the umbrella of vocational education and training (VET). They are discussed
under the following categories:
Vocational education and training in Australia
Vocational education and training in Common Wealth of Independent States
Vocational education and training in Finland
Vocational education and training in German Language Areas
Vocational education and training in Hong Kong, Hungary and India
Vocational education and training in Japan and Korea
Vocational education and training in Mexico and New Zealand
Vocational education and training in Norway, Paraguay and Sweden
Vocational education and training in Switzerland
Vocational education and training in the United Kingdom
Vocational Education and Training in the United States of America
They are vividly described below:
Vocational Education and Training (VET) in Australia
In Australia vocational education and training is mostly post-secondary and provided through
the vocational education and training (VET) system by registered training organizations. This
system encompasses both public, TAFE and private providers in a national training framework
consisting of the Australian Quality Training framework (http://www.training.com.cus 2007).
Australian
Qualifications
Framework
and
Industry
Training
Packages
(http://www.dest.gov.au/sectors/trainingskills/poilcy), which define the assessment standards
for the different vocational qualifications.
Australia‘s apprenticeship system includes both traditional apprenticeships in traditional trades
and ―traineeship‖ in other more service – oriented occupations. Both involve a legal contract
between the employer and the apprentice and provide a combination of school – based and
workplace training. Apprenticeships typically last three to four years, traineeships only one or
two years. Apprentices and trainees receive a wage which increases as they progress
(http://www.oecd.org/dataoecd/ 27/11/4/63/38). In Australia, the National Centre for
Vocational Education Research NCVER (http://www.never.edu.au) is a not-for-profit company
owned by the federal, state and territory ministers responsible for training. It is responsible for
collecting, managing, analyzing, evaluating and communicating research and statistics about
vocational education and training (VET). In Australia, the boundaries between vocational
education and tertiary education are becoming more blurred. A number of vocational training
providers such as NMIT, BHT and WAI are now offering specialized Bachelor degrees in
specific areas not being adequately provided by universities. Such applied courses include
Winemaking and viticulture, aquaculture, information technology, music etc.
Vocational Education and Training in Commonwealth of Independent States
The largest and the most unified system of vocational education was created in the soviet union
with the professional no-technich-eskoye Uchilische and Technikum. But it became less effective
with the transition of the economies of post-soviet countries to a market economy.
46
Vocational Education and Training in Finland
In Finland vocational education belongs to secondary education. After the nine-year
comprehensive school almost all students choose to go to either a Lukio (high school) which is
an institution preparing students for tertiary education or to a vocational school. Both forms of
secondary education last three years and give a formal qualification to enter university. In certain
fields (e.g. the police school, air traffic control personnel training), the entrance requirements of
vocational schools include completion of the Lukio thus causing the students to complete their
secondary education twice.
Furthermore, in Finland, the education in vocational school is free and the students from
low-income families are eligible for a state student grant. The curriculum is primarily vocational
and the academic part of the curriculum adapted to the needs of a given course. The vocational
schools are mostly maintained by municipalities. After completing secondary education, one can
enter higher vocational schools or universities. It is also possible for a student to choose both
lukio and vocational schooling. The education in such cases last usually from 3 to 4 years.
Vocational Education and Training in German Language Areas
Vocational education is an important part of the education systems in Austria, Germany,
Liechtenstein and Switzerland (including the French and the Italian speaking parts of the
country) and one element of the German model.
For example, in Germany a law was passed in 1969 which regulated and unified the vocational
training system and codified the shared responsibility of the state, the unions, associations and
chambers of trade and industry. The system is very popular in modern Germany in 2001, two
thirds of young people aged under 22 began an apprenticeship and 78% of them completed it,
meaning that approximately 51% of all young people under 22 have completed an
apprenticeship. One in three companies offered apprenticeships in 2003; in 2004 the government
signed a pledge with industrial unions that all companies except very small ones must take on
apprentices. The vocational education systems in the other German speaking countries are very
similar to the German system and a vocational qualification from one country is generally also
recognized in the other states within this area.
Vocational Education and Training in Hong Kong, Hungary and India
In Hong Kong, vocational education is usually for post-secondary 3,5 and 7 students. The Hong
Kong Institute of Vocational Education (IVE) provides training in nine different vocational
fields, namely; Applied Science, Business Administration; Child Education and Community
Services; Construction; Design: Printing, Textiles and clothing; Hotel, Service and Tourism
studies; Information Technology; electrical and electronic engineering, and mechanical,
manufacturing and industrial engineering.
In Hungary, at the end of elementary school (at age 14) students are directed to one of
three types of upper secondary education: one academic track (gymnasium) and two vocational
tracks. Vocational secondary schools provide four years of general education and also prepare
students for the maturate. These schools combine general education with some specific subjects
referred to as pre-vocational education and career orientation. At that point many students enroll
in a post-secondary VET programme often at the same institution, to obtain a vocational
qualification although they may also seek entry to tertiary education. Demand for vocational
47
training schools both from the labour market and among students has declined while it has
increase for upper secondary schools delivering the maturata (http://www.oecd.
org/dataoecd/24/27/41738329).
However, vocational training in India is provided on a full time as well as part time basis.
Full time programs are generally offered through I.T.Is industrial training institutes. The nodal
agency for granting the recognition to the I.T.Is is NCVT which is under the ministry of labour,
Government of India. Part time programs are offered through state technical education boards
or universities who also offer full time courses. Vocational training has been successful in India
only in industrial training institutes and that too in engineering trades. There are many private
institutes in India with courses in vocational training and finishing, but most of then have not
been recognized by the Government. India is a pioneer in vocational training in Film and
television and information technology.
Vocational education and training in Japan and Korea
Japanese vocational schools are known as Senmon gakko. They are part of Japan higher
education system. They are two year schools that many students study at after finishing high
school (although it is not always required that students graduate from high school). Some have a
wide range of majors, others only a few majors. Some examples are computer technology,
fashion and English.
However, in Korea, vocational high schools offer programmes in five fields; agriculture,
technology/ engineering, commerce/ business maritime/ fishery and home economics. In
principle, all students in the first year of high school (with grade) follow a common national
curriculum. In the second and third years (11th and 12th grades) students are offered courses
relevant to their specialization. In some programmes, students may participate in workplace
training through cooperation between schools and local employers. The government is now
piloting vocational master schools in which workplace training is an important part of the
programme. Around half of all vocational high schools are private. Private and public schools
operate according to similar rules, for example, they charge the same fees for high school
education, with an exemption for poorer families (http://www.oecd.org.edu/learning for jobs).
Vocational education and training in Mexico and New Zealand
In Mexico, both federal and state governments are responsible for the administration of
vocational education. Federal schools are funded by the federal budget in addition to their own
funding sources. State centres for scientific and technological studies (CECYTE) and institutes
of training for work (ICAT). These institutions are funded 50% from the federal budget and
50% from the state budget. The state governments also manage and fund ―decentralized
institutions of the federation), such as CONALEP schools. Compulsory education (including
primary and lower secondary education) finishes at the age of 15 and about half of those aged 15
to 19 are enrolled full time or part time in education. All programmes at upper secondary level
require the payment of a tuition fee.
The upper secondary vocational education system in Mexico includes over a dozen
subsystems (administrative units within the upper secondary education). Vocational education
and training provided under the upper secondary education include: training for work; technical
48
professional – baccalaureate and the programme awarding the technological baccalaureate
(htt://www.oecd.org/edu/learning for jobs).
However, New Zealand is served by 39 industry training organizations (ITO). The
unique element is that ITOs purchase training as well as set standards and aggregate industry
opinion about skills in the labour market. Industry training as organized by ITOs has expanded
from apprenticeships to a more true life long learning situation with, for example, over 10% of
trainees aged 50 or over. Moreover, much of the training is generic. This challenges the
prevailing idea of vocational education and the standard layperson view that it focuses on
apprenticeships. One source for information in New Zealand is the industry training federation
(http://www.itf.org.nz). Another is the ministry of education (http://www.educationcounts.
govt.nz). Polytechnics, private training establishments, Wanaga and others also deliver vocational
training among other areas.
Vocational education and training in Norway, Paraguay and Sweden
Nearly all those leaving lower secondary schools enter upper secondary education and around
half follow one of 9 vocational programmes. These programmes typically involve two years in
school followed by two years of apprenticeship in a company. The first year provides general
education alongside introductory knowledge of the vocational area. During the second year
courses become more trade specific.
In Norway, apprentices receive a wage negotiated in collective agreements ranging
between 30% and 80% of the wage of a qualified worker, the percentage increasing over the
apprenticeship to vocational technical colleges, while those who wish to enter university need to
take a supplementary year of education. The National Council for vocational education and
training advices the minister on the development of the national vocational education and
training system. The advisory councils for vocational education and training are linked to the
nine vocational education programmes provided in upper secondary education and advise on the
content of VET programmes and on trends and future skill needs.
(http://ww.oecd.or/dataoecd/45/34/41506628).
In Paraguay, vocational education is known as bachillerato Tecnico and is part of the
secondary education system. These schools combine general education with some specific
subjects, referred to as pre-vocational education and career orientation. After nine years of
primary school, the student can choose to go to either a vocational school or a high school. Both
forms of secondary education last three years and are usually located in the same campus. After
completing secondary education, one can enter into the universities. It is also possible for a
student to choose both Tecnico and Cientifico schooling.
In Sweden, nearly all of those leaving compulsory schooling immediately enter upper
secondary schools and most complete their upper secondary education in three years. Upper
secondary education is divided into 13 vocationally – oriented and 4 academic national
programmes. Slightly more than half all students follow vocational programmes. All programmes
offer broad general education and basic eligibility to continue studies at the post-secondary level.
In addition there are local programmes specially designed to meet local needs and individual
programmes.
In Sweden, a 1992 school reform extended vocational upper secondary programmes by
one year aligning them with three years of general upper secondary education increasing their
49
general education content, and making core subjects compulsory in all programmes. The core
subjects (which occupy around one-third of total teaching time in both vocational and academic
programmes) include English, artistic activities, physical education and health, mathematics,
natural science, social studies. In addition to the core subjects, students‘ pursue optional courses,
subjects which are specific to each programme and a special project. Vocational programmes
include 15 weeks of workplace training over the three-year period. Schools are responsible for
arranging workplace training and verifying its quality (http://www.oecd.org/edu/ learning for
jobs).
Vocational education and training in Switzerland
Nearly two thirds of those entering upper secondary education enter the vocational education
and training system. At this level, vocational education and training is mainly provided through
the ―dual system‖. Students spend some of their time in a vocational school; some of their time
doing an apprenticeship at a host company and for most programmes, students attend industry
courses at an industry training centre to develop complementary practical skills relating to the
occupation at hand. Switzerland draws a distinction between vocational education and training
(VET) programmes at upper secondary level and professional education and training (PET)
programmes, which take place at tertiary B level. In 2007, more than half of the population aged
25-64 had a VET or PET qualification as their highest level of education. In addition,
universities of applied sciences offer vocational education at tertiary A level. Pathways enable
people to shift from one part of the education system to another (http://www.org/dataoecd/
12/5/4278682).
Vocational and education raining in the United Kingdom
The first trades‘ school in the UK was Stanley Technical Trades school (now Harris Academy
South Norwood) which was designed built and set up by William Stanley. The initial idea was
thought of in 1901, and the school opened in 1907 (Owen, 1912).
The system of vocational education in the UK initially developed independently of the
state, with bodies such as the RSA and City and Guilds setting examinations for technical
subjects. However, the Education Act 1944 made provision for a Tripartite system of grammar
schools, secondary technical schools and secondary modern schools, but by 1975 only 0.5% of
British senior pupils were in technical schools, compared to two-thirds of the equivalent German
age group (Wolf, 2002).
Successive recent British Government have made attempts to promote and expand
vocational education. In the 1970s, the Business and Technology Educaiton Council was
founded to confer further and higher education awards, particularly to further education colleges
in the United Kingdom. In the 1980s and 1990s, the conservative government promoted the
Youth Training scheme, National vocational Qualifications and General National Vocational
Qualifications. However, youth training was marginalized as the proportion of young people
staying on in full-time education increased (Wolf, 2002).
In 1994, publicly funded modern Apprenticeships were introduced to provide ―quality training
on a work based (educational) route (http://www. keele.ac.uk/depts./so/youths
chron/educat/9197 educ.htm). Numbers of apprentices have grown in recent years and the
50
department for children, schools and families has stated its intention to male apprenticeships a
‗mainstream‘ part of England‘s education system (DIUS/DCSF, 2008).
Vocational Education and Training in the United States of America
Vocational education and job training program has been an integral part of national development
strategies in many societies because of the impact on human resources development,
productivity and economic growth. The provision of vocational technical schools in America has
a long history. Before the industrial revolution (between 1750 and 1830). The home and the
―apprenticeship system‖ were the principal sources of vocational education. Societies were
forced by the decline of handwork and specialization of occupational functions to develop
institutions of vocational education.
However, vocational education became popular in the elementary schools in the United
States of America after 1880 and developed into courses in industrial training, book keeping,
stenography and allied commercial work in both public and private institutions. Some of the
early private trade schools in the US include Cooper Union (1859) and Pratf Institute (1888), the
Hampton Institute (1868) and Tuskegee Institute (1881). The agricultural high school (1888) of
the university of Minnesota was the first regularly established public vocational secondary school
that introduced extensive public instruction in agriculture.
The number of public and private vocational schools has greatly increased since 1900.
There was an impetus on vocational education during world war II (1939-1945) when the armed
services had great need for technicians that the civilian world could not supply. Further upsurge
on vocational training was from the service men‘s Readjustment Act of 1944 (the G.I. Bill of
Rights) which allowed world war II veterans to receive tuition and subsistence during extended
vocational training. In addition, there was the Manpower Development Training Act (1962), the
Vocational Education Act (1963), the Vocational Education Amendment (1968). All these
helped to improve the US workforce and ensure that vocational training is available for
economically (and physically) challenged youths. Generally, the US appreciate skills acquired
through vocational training.
Conclusion
Various concepts of globalization have been adduced in this paper by various authors and
writers. The birds‘ eye-view of globalization has been utilized to ex-ray the concepts and state of
the art concerning vocational education and technical education in various countries of the
world. In this paper, vocational education and training has dimensional views as it relates to
various countries of the world. It is however pertinent to adduce the fact that vocational
education whether in Hong Kong, Sweden or America principally deals with the acquisition of
skills. Hence, seeing vocational and technical education with the eye-view of globalization, the
paper concludes that each country of the world has her own hierarchy of development and
modus operandi.
51
REFERENCES
Baylis, J.S. and Smith, S. (1997). The globalization of world politics. New York: Oxford
University Press
http://www.educationcounts.govt.nz – 11/3/2012
http://www.itf.org.nz – 9/3/2012
http://www.keele.ac.uk/depts/80/youthschron/edu.9197.htm
http://www.oecd.org.edu/learning for jobs - 10/3/2012
http://www.oecd.org.edu/learning for jobs - 10/3/2012
http://www.oecd.org/data.oecd/43/34/41506628
http://www.oecd.org/data.oecd-6/3/2012
http://www.oecd.org/edu/learning for jobs
http://www.oecd.org/edu/lerning for jobs - 13/3/2012
http://www.org/data.oecd/12/5/42578681
Khan, M. (2003). Teaching globalization. The globalist . available online at
http://ww.theglobalist.com
Okoro, O.M. (1993). Principles and methods of vocational and technical education. Nsukka:
University Trust publisher
Okrah, K.A. (2004). African education reform in the era of globalization: Conflicts and
Harmony:
African
Symposium.
4(4).
Available
online
at
http://www2.nese.edu/nesu/okrahdec04.htm
Oni, C.S. (2005). Programmes for educating vocational teachers. Ife Journal of Educational Studies,
4(1).
Popoola, B.I. and Oni, C.S. (2005). Concepts and issues of globalization in Nigerian education:
Implications for teaching and learning. Paper presented at the 5th ICET World Assembly,
University of Pretoria, South Africa.
Pudding, L.C. (1994). Youth and vocational technical education in Nigeria. studies in technical
teacher education (STTED). Journal of Federal College of Education, Omoku. 1, 56-60
Scholte, J.A. (2000). Globalization: A critical introduction. London: Pal grave
Uwaifo, I.K. (2009). Vocational and technical education in Nigeria. issues, problems and
prospects. Journal of Vocational Education. 3(4), 60-67
Wolf, A. (2002). Does education matter? Myths about education and economic growth. London:
Penguin.
52
Gender Differentials and Determinants of Child Health in India
Koyel Sarkar
Center for the Study of Regional Development,
Jawaharlal Nehru University, New Delhi, India.
[email protected]
Abstract
Any country‘s level of development is determined by the quality of its human capital. In this regard children‘s
health hold prime importance as they are the future generation of the country and their health status will determine
the level of development. However, India is a land of diversity and thus the area of health is equally influenced by a
whole lot of socio-cultural features that differs from place to place and person to person. On one side there is
shortage of services and their proper regional distribution while on the other side there is differential utilization of
the existing services. It is this differential utilization of child health care that is important and therefore in this
paper an attempt to study the various factors affecting child health has been made.Higher mortality among girls
can be attributed to socio economic and cultural factors which give more importance to boys. A spatial analysis
using the Arc Gis, reveals that a general neglect of girl child in evident in the country especially in the northern
states of Uttar Pradesh, Madhya Pradesh, Rajasthan, etc. However, the longitudinal analysis (Binary Logistic
Regression) shows that in Uttar Pradesh, the scenario is way different from the rest of states. The study shows that
education of the mother and the standard of living has a strong positive influence over child health. Also, more
educated mothers are more likely to have less number of births and their age at first birth is usually high. This
automatically leads to better child health. However, the employment status of the mother has varying influence in
child health. Working mothers usually have less time for their children and so daily monitoring of their child‘s food
habits is usually not possible, but since they are in constant social interaction they are aware of the importance of
vaccinations on child‘s health and so get their children vaccinated. Thus these mothers usually tend to have
vaccinated but underweighted children. However, social factors like religion, caste and also the place of residence do
not seem to affect child health much.
Keywords: Gender Differentials, Child Health, Socio-Cultural Features, Mother‘s Education
INTRODUCTION
Any country‘s level of development is determined by the quality of its human capital. In this
regard children‘s health hold prime importance as they are the future generation of the country
and their health status will determine the level of development. The World Health Organization
defines health as ―the state of complete physical, mental and social well – being and not merely the absence of
disease and infirmity‖. Since children‘s health determines the health of the country in future, the
government has put in a lot of efforts to improve the standard of living of the people, health and
family welfare. Keeping in mind that women are the primary caretakers of the household and
their health will determine the family‘s health, the country has made maternal and child health
services an integral part of the various 5 year plans and promotion of maternal and child health
has been one of the most important objective of the family welfare programmes in India. More
recently, efforts to improve maternal and child health have been enhanced by the activities of the
53
family welfare programme and by the introduction of the Child Survival and Safe Motherhood
Programme (CSSM). The Ministry of Health and Family Welfare has also sponsored special
projects under the Maternal and Child Health (MCH) care programme including the Oral
Rehydration Therapy programme, the establishment of regional institute of maternal and child
health in states where infant mortality is high. Particularly for child‘s health, the vaccination of
children, against the six diseases (tuberculosis, diphtheria, pertussis, tetanus, poliomyelitis and
measles) has remained a major focus. The National Immunization Programme is being
implemented under the national health policy whereas the Universal Immunization Programme,
introduced in 1980‘s with the objective to cover at least 85% of all infants against the six
vaccines preventive diseases have been successful to a large extent covering major parts of the
country. Among the others are the National Rural Health Mission (NRHM), Millenium
Development Goals, etc. whose major focus remain child health.
However, India is a land of diversity and thus the area of health is equally influenced by a whole
lot of socio-cultural features that differs from place to place and person to person. These sociocultural features tend to affect both the demand side factors as well as the supply side factors in
terms of health. On one side there is shortage of services and their proper regional distribution
while on the other side there is differential utilization of the existing services. It is this differential
utilization of child health care that is important and therefore in this paper an attempt to study
the various factors affecting child health has been made.
OBJECTIVE
The prime objective of the paper is to assess child health status in the country. Specifically, the
paper aims to:
a.
Spatially study the variation in condition of child health and the incidence of ―gender
bias‖, if at all exists, in child health care in the country, and
b.
To study the independent socio-economic determinants, more importantly how the
mother‘s background characteristics tend to influence child‘s health in Uttar Pradesh.
DATABASE
Data for this study is primarily taken from:
a.
Data on IMR and CMR (all India, district level) has been taken from Population
Foundation of India, census based estimates for 2001.
54
b.
The children‘s file of Uttar Pradesh, from National Family and Health Survey 3 has been
used which was conducted in 2005-06 by the International Institute of Population Sciences,
Mumbai.
METHODOLOGY
For this study, five variables have been chosen which would determine the child health
conditions in country. The first three variables, infant mortality rate (IMR), child mortality rate
(CMR) and mortality differentials between girl and boy child help to analyze the child health
status and also gender bias (if at all exists) in the country. The next two variables, children ever
had vaccination and weight by age (from NFHS 3) help to reach the second objective which is to
analyze the factors that affect child health in Uttar Pradesh. The present study uses the following
techniques to reach the objectives:
a.
A spatial variation of infant and child mortality along with mortality differentials between
girl and boy child have been mapped with the help of Arc Gis on all India district level.
b.
Bivariate Analysis to find the association between the independent and dependent variable
and their level of significance.
c.
Binary Logistic Regression in SPSS has been carried out to examine the relationship between
each of the independent variable and the dependent variable, while controlling the influence of
the other variables.
STATEMENT OF PROBLEM
In spite of all the developmental efforts done by the government through various policies and
programmes like, National Population Policy (NPP), Family Planning or Welfare Programme
(FPP / FWP), Reproductive and Child Health (RCH), Child Survival and Safe Motherhood
(CSSM), MDG, NRHM, etc. child mortality, underweighted children, prevalence of chronic and
preventable diseases like tuberculosis, diphtheria, pertussis, tetanus, poliomyelitis, measles, etc. in
India remains to be significantly high specially in the north Indian States of UP, Bihar, MP,
Jharkhand, Rajasthan, etc.
RESEARCH HYPOTHESIS
The present study assumes that gender bias does exist in child health care in household level and
mother‘s education, employment status and other determinants like urban areas, high standard of
living will lead to better child health. Also in terms of social stratifications it is assumed that
Hindus and general castes will have better child health conditions than the others.
55
ANALYSIS
Infant Mortality, Child Mortality and Mortality Differentials: a spatial distribution
(country level)
According to the objective of the paper, the analysis has been done on two specific areas, i.e.,
gender differences on the spatial variation of child deaths and the socio-economic determinants
affecting child‘s health. To understand the second objective we must first look into the spatial
variation on child health in terms of mortality situation in the country. Infant and child mortality
is an important indicator of child health as less mortality will mean better health conditions. It
also shows the level of social development, spread of medical facilities, etc. in any region. On the
other hand, a gender difference in mortality rates along with mortality differentials between them
has a greater importance as this can also show the presence of ―gender bias‖ in a region. More
so, the gender bias becomesclearer if done in terms of ages.
Infant mortality (less than 1year of age) as well as Child mortality (1 to 4 years of age) is highest
in Uttar Pradesh (73 and 96) and lowest in Kerala and Goa (15 and 16) respectively. Apart from
Uttar Pradesh, high levels of infant and child mortality are found in Chhattisgarh and Madhya
Pradesh in the central region, Assam and Arunachal Pradesh in the northeastern region,
Jharkhand, Orissa, and Bihar in the eastern region, and Rajasthan in the northern region. These
are regions with low levels of literacy, standard of living, development, etc and therefore suffer
from adverse health conditions. In contrast, all states in the southern and western regions have
lower levels of infant and child mortality.
However, variations within the states are also evident and to get a clearer picture, a district level
analysis of IMR, CMR and mortality differentials among male and female children have been
done:
a.
Female Infant Mortality Rates and Female Child Mortality Rates:
At the age of less than 1 year maximum female death over most of the country is seen in the
districts of the Indo-Gangetic plain, Rajasthan, Maharashtra, North eastern states and few
districts of southern states. The southern peninsular part of India has fewer deaths. Exception of
few border districts of Karnataka, Andhra Pradesh and Maharashtra high death group can be
attributed to the high sex ratio in spite of having less number of absolute deaths. The pattern is
similar when we look at the female death differences by the age one to five years. The districts
with low deaths are all located in the southern states of Kerala, Tamil Nadu, Karnataka and
Maharashtra. The zone with maximum female deaths is concentrated in central region i.e., entire
UP, Madhya Pradesh, Rajasthan and also few districts in the North East.
56
b.
Superimposition of IMR and CMR with Mortality Differentials:
However, a high female death does not imply a gender bias by itself. The difference between the
sex-wise mortality rates gives a better picture. For this purpose the mortality differentials
between male and female have been plotted on maps at district level. The overlapping exercise
helps identify broad regions of gender discrimination as manifested in differential mortality rates.
Maps were drawn overlapping IMR and CMR with the difference between the male and female
mortality rates to look at the regional pattern of gender difference in mortality. A triangle of high
mortality differentials can be identified in northern India running from eastern Rajasthan to
Bihar to Haryana. Within the entire region the gap between male and female deaths is high. This
Triangle Zone has been called ―a zone of survival disadvantage for girls‖ by some scholars. In south
India, high differences are observed in districts lying on the border of Karnataka and
Maharashtra as well as Kerala.
The entire country can be divided into four groups:
Regions having low IMR, CMR and low MD: These can be said to be the better off regions
where the general living conditions for infants is good and there is no gender issue as well. It
includes most of southern peninsular districts in India.
Regions having low IMR, CMR and high MD: These are the regions of real concern. The
female deaths are low. This indicates that basic requirements for survival of kids are available.
However, the mortality differentials are high. This indicates there is deliberate neglect of the girl
child, so that she is unable to live as well as her male counterpart. This zone includes few
districts of Kerala, northern Andhra Pradesh, Gujarat, western Rajasthan, Haryana, and Bihar.
Regions having high IMR, CMR and high MD: These are regions where the high FD
indicates that the general conditions for survival of infants are not suitable. However, high
mortality differential shows a preference for male child and a neglect of female child. This region
includes northern UP, central Madhya Pradesh and southern Rajasthan.
Regions having high IMR, CMR and low MD: These are areas where kids die of other
reasons. Gender is not an issue. This is a very narrow tribal belt in central India as can be seen
from the maps.
57
Child Health: (Uttar Pradesh)
From the above analysis we have seen the worse of states in terms of child health and gender
bias in child health is UP, Madhya Pradesh and Rajasthan. Since studying all these states together
would make the work more complicated and simple mapping will not give us a clearer picture of
how the socio-economic determinants affect child‘s health, I have taken Uttar Pradesh on which
a longitudinal analysis has been worked out focusing primarily on what effect does the socioeconomic characteristics have on children.
Conceptual Framework
We all know how education acts as a black box in improving health conditions through boosting
knowledge, social interaction, skills, autonomy, self confidence, etc. In this study, we will analyze
of how certain independent variables of mother‘s like education, place of living, age at first birth,
etc are intimately connected and attempt to explain child‘s health. Already known, that higher
education of the mother will lead to better human, social and economic capital. The advantages
of knowledge, communication, skill, autonomy, etc. thus gained automatically reduce her age at
first birth, birth order, etc. If the mother is working, on one hand her social interaction will
increase, she will be more aware of conditions of better health even if she is less educated and
thus will lead to better health of her child. While on the other hand, it may also happen that due
to working outside and being occupied with other work, she may not have enough time for her
child and this may result into adverse health conditions. Few characteristics are inborn in certain
social stratifications like caste, religion, etc. which are expected to be linked with child health.
Therefore these have also been studied.
58
Bivariate Analysis
Keeping the above conceptual framework in mind, we can now show the actual relationship
between each of the independent variables and the dependent variable (children ever had
vaccination and weight by age of the children) with the help of bivariate analysis.
Independent Variables
Ever had
vaccination
Weight by age
Frequency
%
No
236
3.3
Yes
5068
71.9
Normal
Underweight
4298
2124
61
30.1
Missing
values
Missing %
1747
24.8
629
8.9
Children ever had vaccination: The dependent variable shows a clear trend with education of the
mother, age at first birth, birth order of the child, occupational status of the mother, place of
residence, social groups, and standard of living. Higher educated mothers are more likely to get
their children vaccinated than less educated mothers. Mothers, who had their first child at a
lower age of less than 18years, are likely to have higher birth orders and so less likely to get their
children vaccinated. Most mothers with high age at first birth have their children vaccinated.
Working mothers generally tend to be more socially aware and so are more likely to have their
children vaccinated than mothers who work at home. Among the social groups the OBC‘s and
the Hindus receive the highest percentage of vaccinations; the SC‘s and Muslims being the least.
As in case of place of residence due to more facilities in urban areas, children get more
vaccinated.
Children‘s weight by age: Clearly, women with less education, low age at first birth and high birth
order are the ones with underweighted children. Women who are employed and work away from
home have less time for their children and so end up in underweighted children. In the social
groups, the SC‘s, and the Hindus have more of underweighted children. Due to poverty people
with low standard of living and lack of good nutritious food in rural areas result in more
underweighted children.
Therefore the expected results are: high education, higher age at first birth and low birth order
among mother‘s leads to healthy children. Being more aware, mothers who are employed and are
working outside get their children vaccinated but unfortunately end up in underweighted
children. This is because working women have less time for tracking their children‘s food habits
which is not a single day affair and requires a daily check. Overall, SC‘s result in unhealthy
59
children, Hindus though get their children vaccinated, have underweighted children. On the
other hand, Muslims in spite of having less vaccinated children end up in normal weighted
children; this may be because of the high protein intake in the dietary habits (meat, etc.). Mothers
living in rural areas and with a low standard of living end up in having unhealthy children.
Binary Logistic Regression
Though bivariate analysis throws light on the relationship between the dependent and
independent variables, it does not control the influence of the other variables and therefore
logistic regression is carried out to find out the net effect of each independent variable on the
dependent variable while controlling the influence of other variables.
Net Effect of Background Variables on Vaccination of the Child:
The binary logistic regression analysis show that keeping all other variables constant, education
of the mother has the strongest effect on children‘s vaccination. Higher the education, more
likely is the children to get vaccinated. Age at first birth and birth order show moderate
significance in affecting vaccination of children. Mothers with high age at first birth, above
24years, are likelier to get their children vaccinated than mothers with low age at first birth and
lower the birth order of mothers, higher gets the chance of vaccination of children. Occupational
status of mothers does affect vaccination of children but moderate to less. Mothers who are
working are more likely to get their children vaccinated than mothers who do not work. Again,
mothers who are working away from home are even more likely to get their children vaccinated
than mothers who are working at home. This is because simply working does not influence the
knowledge, skill, awareness among women; it is actually influenced by working outside where
more social interaction, communication, exposure is met. Social stratifications like caste, religion
or place of residence does not influence the vaccination of children. However, standard of living
has moderate positive influence over children‘s vaccination i.e., higher the standard of living
higher is the chance of children getting vaccinated.
Net Effect of Background Variables on prevalence of Underweighted Children:
The binary logistic regression analysis show that keeping all other variables constant, the
prevalence of underweighted children is the least among the secondary educated mothers and
surprisingly even higher educated mothers tend to have more underweighted children. The
reason for this unexpected result maybe that mothers with higher education tend to be employed
which may leave them with very less time for proper child care. Age at first birth of the mother
60
as well as the place of living has very little influence on the child weight by age. However, higher
birth orders of the mother have more chance of children being underweighted. Mothers working
away from home usually have less time for their child care and so end up in having more
underweighted children. Standard of living shows the maximum influence, as mothers enjoying
high standard of living usually have the least underweighted children. The reason may be that
even if these mothers are working outsides, they may have babysitting facilities at home who can
take proper care of the child.
CONCLUSION
Higher mortality among girls can be attributed to socio economic and cultural factors which give
more importance to boys. A general neglect of girl child in evident in the country specially in the
northern states of UP, MP, Rajasthan, etc. such neglect can be attributed in the practices such as
abandonment of the girl child, shorter duration of breastfeeding, restricted nurturing, lack of
access to proper nutrition, less medical care at times of illness, etc. However, the longitudinal
analysis shows that in UP, the scenario is way different from the rest of states. According to data
availability and to study how background variables affect child‘s health, the study has been done.
It shows that education of the mother and the standard of living has a strong positive influence
over child health. Also, more educated mothers are more likely to have less number of births and
their age at first birth is usually high. This automatically leads to better child health. However, the
employment status of the mother has varying influence in child health. Working mothers usually
have less time for their children and so daily monitoring of their child‘s food habits is usually not
possible, but since they are in constant social interaction they are aware of the importance of
vaccinations on child‘s health and so get their children vaccinated. Thus these mothers usually
tend to have vaccinated but underweighted children. Social factors like religion, caste and also
the place of residence do not seem to affect child health much.
There are however certain limitations to the study. Health has multiple dimensions. Studying it
on the basis of only children ever had vaccination and weight by age does not give the actual
picture of child health in any region. Moreover, the study is based on the demand side factors
like, whether the children are being vaccinated or not, whether the children eat proper nutritious
food, etc. but the supply side factors like the availability of health care services, etc have not been
incorporated in the study. Including these factors could have possibly resulted in a different
conclusion as to what are the actual reasons for the ill health of children. Minor errors can also
be possible due to small sample size.
61
However, in spite of these limitations, the study can be considered successful in achieving the
target objectives. Mother‘s education, employment status, standard of living has a strong affect
on children‘s health in Uttar Pradesh. Therefore the government should focus more on
education of mother, increasing their age at marriage to result in high age at first birth,
promotion of small family norms, etc. to achieve better child health and overall development.
REFERENCES
Arnold Fred, Kim Choe Minja And Kim Choe T. K. Roy: ―Son preference, the family-building
process and child mortality in India‖; Population Studies; Vol. 52, No. 3, November, 1998,
pp. 301-315.
Arokiasamy Perianayagam: ― Regional Patterns of Sex Bias and Excess Female Child Mortality in
India‖; Population (English Edition, 2002-), Vol. 59, No. 6, Nov. - Dec., 2004, pp. 833863.
Chaudhury Rafiqul Huda: ―The Effect of Mother's Work on Child Care, Dietary Intake, and
Dietary Adequacy of Pre-School Children‖; The Bangladesh Development Studies; Vol.
10, No. 4, December 1982, pp. 33-61.
Croghan Thomas W., Beatty Amanda, Ron Aviva; ―Routes to Better Health for Children in Four
Developing Countries‖; The Milbank Quarterly, Vol. 84, No. 2, 2006, pp. 333-358.
Joshi ArunR.: ―Maternal schooling and child health: preliminary analysis of the intervening
mechanisms in rural Nepal‖; Health Transition Review; Vol. 4, No. 1, April 1994, pp. 1-28.
Kravdal Oystein, ―Child Mortality in India: The Community-Level Effect of Education‖;
Population Studies, Vol. 58, No. 2 (Jul., 2004), pp. 177-192.
Measham Anthony R., Rao Krishna D., Jamison Dean T., Wang Jia, Singh Alaka; ―Reducing
Infant Mortality and Fertility, 1975-1990: Performance at All-India and State Levels‖;
Economic and Political Weekly; Vol. 34, No. 22, May 29 - Jun. 4, 1999, pp. 1359-1367.
Pande Rohini P., Astone Nan Marie; ―Child Mortality in India: The Community-Level Effect of
Education‖; Population Research and Policy Review; Vol. 26, No. 1, February, 2007, pp.
1-29.
Sivakami M.: ―Female work participation and child health: an investigation in rural Tamil Nadu,
India‖; Health Transition Review; Vol. 7, No. 1 April 1997, pp. 21-32.
Streatfield Kim, Singarimbun Masri, Diamond Ian: ―Maternal Education and Child
Immunization‖; Demography; Vol. 27, No. 3, August, 1990, pp. 447-455.
62
Tinkew Jacinta Bronte, Dejong Gordon F.; ―Do Household Structure and Household Economic
Resources Predict Childhood Immunization? Evidence from Jamaica and Trinidad and
Tobago‖; Population Research and Policy Review; Vol. 24, No. 1, February, 2005, pp. 2757.
Winikoff Beverly; ―The Effects of Birth Spacing on Child and Maternal Health‖; Studies in
Family Planning; Vol. 14, No. 10, October, 1983,
63
TRADITIONS UNDER SIEGE: DISSECTING SOCIO-POLITICAL AND
ECONOMIC PRESSURES IN OLA ROTIMI‟S KURUNMI AND OVONRAMWEN
NOGBAISI
Samuel Okoronkwo Chukwu-Okoronkwo
Department of Theatre Arts,
Nnamdi Azikiwe University, Awka, Nigeria.
E-mail:
[email protected]
ABSTRACT
Ola Rotimi‘s Kurunmi and Ovonramwen Nogbaisi are replete with palpable formidable pressures of incursive
influences. The incursive elements represented in both Oyo and Benin Empires, as chronicled in these works have
their overbearing socio-political, as well as economic influences on the people, thus exposing them to chaotic internal
and external assaults and dislodging them from their customary modus vivendi or established way of life – socially,
politically and economically. This paper examines these works on the background of these rather unprecedented
incursions and critically analyzes their implications on the people‘s established way of life.
Keywords: agelong structures, dissect, influencing pressures, dislocation, disintegration,
INTRODUCTION
Tradition is defined by A Dictionary of Social Sciences as an institution whose perpetuation is
institutionalized. It emphasises the socio-political structures, ethics, religion, art and more which
one generation hands over to another (Kalu, 1975); such whose continuity is firmly established.
This paper highlights distinctive dominant traditions – time-hallowed beliefs and practices in the
socio-political and economical life of the people as represented in both Oyo and Benin Empires,
as chronicled in Rotimi‘s Kurunmi and Ovonramwen Nogbaisi respectively, which suddenly came
under strong siege of both internal and external incursions, to dislocate and disintegrate agelong
existing structures. Kurunmi and Ovonramwen Nogbaisi are, therefore, two of Ola Rotimi‘s plays in
which the people‘s traditions – their established socio-political and economic ways of life – are
unprecedentedly plunged into the vortex of a strong wave of disintegration both by internal and
external influences, the pressures of which this paper tries to explore. In these works, Rotimi had
consciously employed such techniques of dramaturgy that remained adequate for the expression
of the rich and complex cultural base from which his creative impulse developed, and which also
had popularized them (Nasiru, 1979); a popularity which Obafemi and Yerima (2004) in
corroboration overtly attributed to the reachability of his employed techniques.
KURUNMI AND OVONRAMWEN NOGBAISI, TRADITIONS UNDER SIEGE:
SOCIO-POLITICAL AND ECONOMIC PRESSURES IN PERSPECTIVE
Rotimi‘s Kurunmi and Ovonramwen Nogbaisi are quite replete with palpable pressures of incursive
influences – internally and externally. The incursive elements represented in both Oyo and Benin
Empires, as chronicled in these works no doubt have their overbearing socio-political, as well as
economic influences that greatly threaten the people from their customary established mode of
life – socially, politically and economically. This section examines these works on the background
of these rather unprecedented incursions and critically analyzes their implications on the life of
the people.
64
KURUNMI
In Kurunmi, the tradition of the Oyo Empire, as practiced from time immemorial, is
unprecedentedly ploughed into chaos by the ensued controversy over Alafin‘s rather selfish
decision to change the succession policy to the office of Alafin. Sensing the imminence of his
death, Alafin Atiba has called the supreme council of the empire to get them acknowledge his
son, Adelu, as his successor, contrary to the dictates of tradition which required him to commit
ritual suicide on Atiba‘s death, having enjoyed great power while he (Atiba) lived.
Alafin Atiba‘s decision is based, perhaps on his claim to dynamism in leadership: a stance which
is claimed to find essence in the mutability of tradition for the development of the society. Under
the cloak of this claim of dynamism by Atiba, however, lies a contrived intrigue to carve out an
empire for his children. Thus in order to achieve this intention, he had to ensure the support of
Ibadan Chiefs as well as other leading Chiefs in the empire, in what appeared to Are Kurunmi as
a conspiracy against their tradition as they have known it from generations immemorial. This he
vehemently opposed and revolted against, insisting that tradition must prevail over individual
and self wish: He agues:
Kurunmi: There has been no exception to the rule, and wealthy Atiba can‘t now corrupt us to
grant him special favour. (pp. 19 – 20) Time may pass but the laws of our fathers, tested and
hallowed by the ways of men, live on (Untampered). That is tradition. (p. 20)
He maintains that,
Whenever an Alafin dies, his first son, that Alafin‘s first son, must also die with him. (p. 19)
He stresses also that tradition is static; as such, neither time nor tide can affect it.
Kurunmi: Time may pass but the laws of our fathers, tested and hallowed by the ways of men,
live on (Untampered). That is tradition. (p. 20)
Therefore, for Kurunmi, any attempt to tamper with tradition is a big threat to the cosmic order
of the people. This is because of his conviction, as Crow (2000) notes, that tradition is the basic
―defining characteristic of humankind and the source of a people's identity‖ (p.40). He further
emphasizes to his people the values and sacredness of tradition.
Kurunmi: My people… tradition… is what makes us men. This is what makes us … people,
distinct from mud… The pride of man my people, is in his tradition – something to learn from
for the peace of his present: something to learn from for the advance of his tomorrow. The day
the tall iroko tree loses its roots is the day the baby ant shits on its head. The day a people lose
their tradition is the day their death begins… they become… Doomed. (pp. 15 – 16)
Therefore, it is this conflict over the succession policy to the office of Alafin that had ignited the
resultant war in which Ijaiye forces were pitched against Ibadan forces. Though what incidentally
becomes evident about the prevailing circumstance is that it transcends the conflict over the
succession policy. Obadiegwu (1992: 46) opines that ―at deeper levels, it is clear from the play
that there is a rivalry between Ibadan and Ijaiye‖. Obature (1982) has corroborated the above
statement by observing that ―since their inception, both towns (Ijaiye and Ibadan) had been
jealous rivals‖ (37). Besides, Obadiegwu also sees Kurunmi in the main, as an intra-class or sociopolitical struggle among the ruling elites of Oyo Empire; and concludes that,
65
The conflict over tradition and change as presented by Rotimi in the play is merely a
smokescreen to mask the real aim of the ruling class of Oyo dynasty. (p. 52)
However, Kurunmi does not only contend with internal threat in his defence for the tradition of
his people, he contends too with external threat represented by Reverend Mann. This alien
missionary force which he represents does not only pose a threat to the indigenous and
primordial socio-political existence of the people, but also to their manner of worship – religion.
This is captured in the play in Reverend Mann‘s dialogue with Are Kurunmi when he, Mann,
tries to get him to persuade his people to embrace Christianity:
Kurunmi: Imagine me for a moment. I go to your country, and I tell your father: ‗Mr. So-and-So,
from this day on, I want you to give up the ways of your fathers; cast away your manner of
worship; neglect your rituals; Mr So-and-So, snub the shrines of your fathers; betray your gods.‘
Now Reverend Mann, how do you think your father would feel?
Rev. Mann: The people of Oyo have accepted the Faith, and in Ibadan, the Reverend Hinderer is
doing very well, not to mention Reverend Townsend in Abeokuta, and others –
Kurunmi: My friend, you do not answer my question. Instead, you talk of Ibadan and Oyo and –
the people of Ibadan are no people. They are horses full of muscles, small in sense. And as for
Oyo, I am not surprised… (p. 35)
Kurunmi, therefore, queries Reverend Mann in puzzled curiousity: ―But you ... must you too join
them to uproot the sacred tradition of our race?‖ (p. 35) Perhaps, he has been so overwhelmed
by the prevailing circumstances to sum up his pessimism on the development by proclaiming in
seeming desperation that, ―it is the tragedy of our race‖ (p. 36). For with the eventual
enthronement of Adelu as Alafin, there ensues a war in which Kurunmi solicits the assistance of
the Egbas in fighting against Ibadan and her allies. Thus, he leads his people to war as Banham &
Wake (1976) note, ―in response to the neglect of tradition in the inheritance of the crown of
Oyo‖ (p. 45). Kurunmi chooses war, therefore, in order to protect the sacred tradition of his
people under a great threat of dissolution. However, Ijaiye is eventually defeated in the battle
field with the Egbas taking to their heels; as the tragedy which Kurunmi earlier foresaw finally
swoops on him. So, on hearing the news of this defeat, with the death of all his five sons,
Kurunmi commits suicide by taking poison. His death, therefore, marks the climax of the
devastation by the overbearing pressures that assailed them as a people, and whose seeming
aspirations he had been so fashioned to carry.
OVONRAMWEN NOGBAISI
In Ovonramwen Nogbaisi on the other hand, we see Benin Empire facing internal dissension as well
as insurrections by vassal states, besides British imperialistic intrusion. Rotimi has, therefore,
woven the conflict of the play around Ovonramwen‘s futile struggle against these forces which
threatened to destabilize his kingdom, and which eventually got him defeated, climaxing to the
consequent fall of Benin. Internally, the dissension experienced in Benin Empire is sequel to the
succession conflict to the throne between Ovonramwen and his half brother, Orokhorho.
Assassinations and counter-assassinations, therefore, followed Ovonramwen‘s eventual
enthronement. This is manifest as the play opens with the trial of Oba‘s arch rivals:
Obaruduagbon and Esasoyen.
66
Ovonramwen: Obaruduagbon! Esasoyen! – I ask you, why did you kill Uwangue Egiebo?
Obaruduagbon: We ask the Oba: why did he kill our brother of the House of Iwebo?
Ovonramwen: Brothers, ha! Rebels – all: Obazelu, Obarage, Eribo, Osia – the whole rout:
revels! (To the chiefs) Or who here was so blind to the obstacles which those scoundrels hurled
upon my rise to the throne of Adolo, my father? (To prisoners) Your brothers threw ashes in the
face of a rising wind; in reply, the wind smothered them with the same ashes from their hands.
And you – you killed Uwangue Egiebo. Why?
Esasoyen: Uwangue Egiebo was your Chief Adviser.
Ovonramwen: And what offence, that?
Obaruduagbon: If a provoked houseboy cannot match his wicked master strength with strength,
he maims the master‘s favourite goat! ...
Ovonramween: Because the moon is dim, the eyes of little stars cast a carefree glitter.
Obaduagbon, Esasoyen, and the rest of you ... your stars have this day consumed themselves in
the heat of their own unwisdom. This night, you all die... (pp. 4 – 6)
The eventual execution of Obaruduagbon and Esasoyen meets with disdain from most of the
Benin chiefs whose loyalties to the Oba begin to wane. This perhaps explains their seeming
disobedience on Oba‘s advice to be cautious with the whitemen and allow them enter Benin
during the Ague festival in order to avoid trouble. At the fall of Benin, these are the very ones
who persuade him to forget his status and self and submit to the British force by paying homage
to Captain Roupel. These are also the very ones who in order to save themselves, betray him
when he tries to hide from the whitemen, the second time, at the fall of Benin.
Also, incessant insurrections from the vassal states against Benin domination continue to
threaten the stability of the empire. In Akure, the Udezi has fashioned for himself state swords –
an action which is symbolic of rebellion. Udezi‘s action arouses Oba‘s furious and puzzled
curiousity. He questions:
Ovonramwen: So is has come to this? Little tiny stars criss-crossing, under-cutting, outshining
each other to rival the moon itself! Even he – Udezi! He has fashioned for himself two royal
swords, I hear. Two swords of state to buttress his vanity.
Okpele: That is what they say, Your Highness.
Ovonramwen: Go you then and tell him: it was not to watch rascals sport with the Benin
Empire, that Ovonramwen Nogbaisi became King over this sacred domain. [With quiet emphasis] I
want those cursed swords … seized! (p. 9)
Udezi is therefore forced to surrender those swords. The people of Agbo too are not left out in
the rebellion against Benin domination and oppressive tribute. The Oba informs us that: ―the
people Agbo have, of late, been getting too hot‖ (p. 21). So it becomes necessary that
Ologbosere prepares a full squad of Benin soldiers to go and quell the Agbo revolt and dampen
67
their hotness. Even the people of Ekpoma too are directing their own protest against the
oppressive administration of Oba‘s imperial representative in their area. Ovonramwen does not
hesitate to express his frown at their action too:
Ovonramwen: The snail pulls forward, the shell also pulls forward. Big towns rebel, baby towns
also thrust forward. Or what is the cause of the present unease in little Epkoma? (p. 11)
Despite all the internal forces that militate against Ovonramwen‘s reign in Benin Empire, what
becomes the immediate cause of the spate of events that culminate to the eventual fall of the
empire is the external British incursion. The British trade mission, led by Consul Philips, makes
an arrogant and stubborn attempt in blatant disregard of all warnings, to enter Benin on the
occasion of the Ague festival. The abomination and calamity of this action is expressed in Benin
Priest‘s sad reaction to the news of the coming of the whitemen.
Ohonsa: (Bitterly) Your Majesty! It is the custom that for seven days while this ceremony of Ague
goes on, there must be no drumming in the land, and no visits to Benin by strangers. For two
hundred years my fathers before me led this ceremony of Ague without trouble! Why I ask Your
Majesty, is it in my lifetime that the madness of drumming and strange visits should break up this
solemn worship and so bring eternal curse upon my head? (pp. 27 – 28)
Therefore, more representational of the siege on traditions in Ovonramwen Nogbaisi is the British
imperialistic incursion. This determined interference which further complicated Oba
Ovonramwen‘s task of controlling the increasing rebellion in his kingdom, and of reasserting the
authority of Benin over the vassal states, constitutes the greatest force of siege attendant to
traditions in Benin Empire. This is a force which hinges on their trade mission to the continent.
British trade mission, therefore, spearheaded the attendant social and political implications that
culminated into the destabilization experienced in Benin Empire.
Consul General Philips was blunt and unequivocal about British imperialistic mission to Benin
Empire. Listen to his rhetorics:
What then are we in Africa for? What object brings us here? Commerce… commerce brought us
to Africa; commerce determines our action in Africa… (p. 32)
Therefore,
The conduct of trade in the colonies demands direct contact with the interior that produces the
product! (p. 31)
It therefore does not matter, the rapacity and ruthless determination with which this expedient
mission is pursued; for they must not only consolidate on the grounds they seem to be gaining in
this territory, but must also do that with determined urgency if they hope not to be ousted from
this prominent commercial zone that has continued to prove rather intractable. This explains
Consul Philips‘ stubborn and adamant decision to enter Benin against Akavbiogbe‘s warning and
advice during the Ague festival hence his reaction to Mr. Campbell‘s reservation on the
insistence to hastily enter Benin in spite of Oba‘s objection.
68
Philips: Commerce, Mr. Campbell! That is your answer! The conduct of trade in the colonies
demands direct contact with the interior that produces the goods! Meanwhile Overami has
placed juju on all produce from that interior. I get the complaints gentlemen. (Besides) As her
majesty‘s prime representative in this protectorate, I also get the blame from London for every
blasted minute that passes without an effective enforcement of the 1892 trade treaty with Benin.
Of course, there would be objections from Overami: of course, Overami is bound to resort to
devious means, excuses, strategems, threats, even lies to delay free trade by the Whiteman with
the people of this territory. But for how long … must British trade policy remain crippled by the
whims and ritual taboos of a fetish priest-King? Forever? (pp. 31 – 32)
Eventually, that arrogant defiance and stubborn insistence exhibited by Consul Philips, the leader
of the British team, in entering Benin during the Ague festival, despite all warnings, cost them
seven lives. Benin chiefs could not take their incursion lightly. They could not comprehend why
they must force themselves into Benin with such blatant disregard; an action which as Shaka
(2008, 2002) indicates underlines Rotimi‘s unequivocal indictment of British imperialism as
infringing on otherwise existing institutions and structures.
However, true to Esasoyen‘s words regarding the Whiteman‘s supremacy at Ovonramwen‘s
pronouncement of death sentence on him and Obaruduagbon, Benin really could not stand the
wrath of the British who were, indeed, stronger, as the gruesome incident triggered off a spate of
more incidents that culminated into the eventual fall of the kingdom. Herein lies the fact, that
the British trade mission in Benin remained an insidious devastation to the established economic
and socio-political existence and stability of the kingdom. The height of British economic greed
is made more glaring by Rotimi at the fall of the empire with the plundering of the palace shrine
by Consul Moore and his fellow British officials. They ransacked and removed elephant tusks,
carvings and bronze-work materials from the shrine, all of which were believed to have later
found their way in several British museums. Rotimi‘s Ovonramwen Nogbaisi dramatizes not just the
economic fall of a kingdom, but also its socio-political destabilization. We see in the play, a sheer
disruption of the primordial and harmonious socio-economic life of a people and the final
imposition of British colonial rule on them.
Conclusion
In Rotimi‘s Kurunmi and Ovonramwen Nogbaisi, what is most evident is the established economic,
social and political life of a people plagued by strong wave of intractable and disintegrating
elements, both internally and externally. That these traditions/structures eventually fell under the
weight and pressures of their siege explains the overbearing effects of their influences.
References
Banham, M. & Clice, W. (eds.) (1976). African Theatre Today. London: Pitman Publishers ltd.
Crow, B. (2000). ―Tradition as Theme and Form in Three Nigerian Dramatists‖. ARIEL: A
Review of International English Literature, 31: 3, July: pp. 29 – 51.
Kalu, O. U. (1975). ―Traditions in Revolutionary Change‖. Ikenga. [Journal of the Institute of
African Studies, UNN], Vol. 3, 1. Pp 53 – 58.
Nasiru, A. (1979). ―Ola Rotimi‘s Search for a Technique‖. In Ogungbesan, K. (ed.) New West
African Literature. London: Heinemann Educational Books Inc.
Obadiegwu, C. C. (1992). ―Drama, War and Society‖. (Unpublished) M. A. Thesis, Ahmadu
Bello University, Zaria.
69
Obafemi, O. & Yerima, A. (2004). Ideology and Stage-Craft in the Nigerian Theatre. Lagos: Booksplus
Nigeria Limited.
Obateru, R. (1982). ―Ijaiye – Past, Present and Future‖. Nigerian Magazine, 142: 36 – 44.
Reading, H. F. (1978). A Dictionary of Social Sciences. London: Routledge and Kegan Paul Ltd.
Rotimi, O. (1971). Kurunmi: An Historical Tragedy. Ibadan: Oxford University Press.
Rotimi, O. (1974). Ovonramwen Nogbaisi: An Historical Tragedy in English. Benin City: Ethiope
Publishing Corporation.
Shaka, F. (13th and 14th April, 1998) ―Celebration Melodies for the Dramatist‖. The Guardian.
Shaka, F. (2002). ―The Leadership Question in Ola Rotimi‘s Plays: A Critical Appraisal‖. Theatre
Experience (A Journal of Contemporary Theatre Practice) Vol. 1, No. 1, June: 12 – 29.
70
CHUPPI TODO (BREAK THE SILENCE) – CAMPAIGN AGAINST CHILD
SEXUAL ABUSE THROUGH EDUCATIONAL FILM ON SAFE AND UNSAFE
TOUCH
Sanjay K Singh
Founder
Chuppi Todo Campaign
India
[email protected]
Abstract
Child sexual abuse (CSA) is common in India with 53% children sexually abused (Ministry of Women and
Child Development, Government of India 2007). Moreover, 50% of sexual offenders are known to the victim and
boys are equally at risk as girls.With such overwhelming statistics a need for an intervention that prepared children
to understand the fundamentals of touch and ways to deal with it was envisaged in the form of an educational film
− ―Chuppi Todo‖ or Break the Silence. The hypothesis of the film is that if children understood unsafe touch they
would say no to it and report it, thus, breaking the whole wheel of silence and guilt that perpetuates this malaise.
Additionally, 30 seconds TV spots have been made that increase public awareness about CSA and encourage
children to talk about it with the slogan ―Don‘t keep mum, speak to your mom‖. The format of the campaign
includes interaction with children about child rights, screening of the film ―Chuppi Todo‖ on a large screen in
schools and communities, followed by a discussion with child rights professionals/psychologists. The impact of the
film in terms of awareness creation about CSA and how to seek help is measured through a pre and post-film
questionnaire that is statistically analysed.In the current campaign, the Plan India supported Chuppi Todo film is
being screened by more than 15 NGOs of Delhi. The campaign is also being supported by Delhi Commission for
Protection of Child Rights (DCPCR).Infosys-supported pilot study was conducted in 2010 with chuppi todo film
in seven cities of India by alumni of TISS and the results showed more than 92% increase in awareness levels
about safe and unsafe touch.
Result of Campaigning at the Community Level: Quantitative Data Analysis
The effect of the use of quality films on child sexual abuse as an intervention tool for increase in
awareness was measured by way of pre and post- screening questionnaires that were filled by 20
randomly selected candidates. The results of the comparison of the same question before and
after the film are illustrated below in the form of graphs and the significance of the results is
also discussed.
Sharing of information after an unsafe touch
This information was measured through the question ―If someone tries to touch your private
parts, whom will you share this information with?‖ This question tries to find out who the most
competent authority is for the child who they trust enough to share their feelings in the case of
an unsafe touch. While the pre-screen answers showed various answers ranging from parents to
friends, post screening showed that 90% would share with all their confidants i.e. parents,
teacher, and friend.
71
Graph 1. Pre and post-screening comparison of responses of children about person they would
share information with in the event of an unsafe touch.
Types of touches
This question is very important in the context of child sexual abuse. It was asked to assess the
level of awareness about the classification of touches. While the pre-screening responses were
unclear and based on calculated guess with some children even ticking more than one answer,
the post-screening response was correct in a resounding 92% cases.
Graph 2. Pre and post-screening comparison responses of children regarding knowledge of the
number of touches.
Knowledge of Childline number
This question assessed the children‘s know of the Childline number in case of any help required.
The Chuppi Todo films have been produced in a way to include the child line number so that
children are empowered to report and seek help even when the awareness generation
programme has move on. While the pre-test responses showed a lot of guess work as the
frequency shows almost uniform distribution, the post screening response was almost 100% in
favour of the correct answer.
72
Graph 3. Pre and post-screening comparison responses of children regarding Childline number.
Offenders of child abuse are persons already known to children
Since according to the report by the Ministry of Women and Child Development, more than
50% of abusers are known to children this fact had been built into one of the messages conveyed
by the film. We posed this question to children to reiterate this fact and to assess whether it had
been assimilated. 94% children gave the correct answer in the post screening survey as opposed
to 49% in the pre-screen survey; thus, justifying that the message had been well received through
the film.
Graph 4: Pre and post-screening comparison responses of children regarding knowledge of
offenders of child sexual abuse already known to children
Quality of the film
This question was posed to take the feedback about the overall presentation of the film Chuppi
Todo. All 100% of the respondents liked the film with more than 85 % finding it good.
73
Graph 5. Response showing quality of film
Qualitative Analysis of Effect of Chuppi Todo Film Screenings in the Community
The research concern:
The Study of Impact of Chuppi Todo films on children for awareness related to safe and
unsafe touch in the context of child sexual abuse in resettlement colonies (Alamb, Bal
Vikas Dhara, Navsrishti, Baliga Trust, CASP/ Plan) of Delhi from 7 May 2011 to 3o
June 2011.
The reasons for choosing this concern:
53% children in India are sexually abused. This black trauma is locked in the dark secret mazes
of children‘s minds and the keys are thrown in a deep ocean bed which lays buried in the
subconscious mind. Once in a while the black trauma is manifested in different abnormal
behavior patterns in real life situations.
How to avoid unsafe touch? What is an unsafe touch and what to do? What went through
your mind, why couldn‘t you say no? Prevention is better than cure…the irreversible impact of
CSA can be nipped in the bud if we really take this menace seriously…because the abuser is on
the prowl and is taking advantage of our culture and tradition. The only way is to prepare our
children to handle the worst case scenario…the fundamentals of touches
Stake holders:
Children groups
Parents
NGO
Child line
Police
Teachers
Objectives:
a) To study the awareness level of children about child sexual abuse
b) To study impact of Film Chuppi Todo as an intervention or instrument for awareness about
safe and unsafe touch in context of child sexual abuse.
c) To explore stakeholders‘ information level about the safe and unsafe touch
Data collection:
74
Area: The field area is resettlement colonies (field areas of Plan partners Alamb, Bal Vikas
Dhara, Navsrishti, Baliga Trust, CASP/ Plan) in Delhi.
Pre and Post-screening questionnaires were used to check the awareness level.
FGD using Non-participant observation method:
For data collection, Focus Group Discussions (FGD) with non-participant observation method
was used. The help of NGOs (Alamb, Bal Vikas Dhara, Navsrishti, Baliga Trust, CASP/
Plan – the Partner unit of Plan India) working in various resettlement colonies of Delhi was
taken to organize FGDs.
In-depth unstructured interviews with the groups selected from the children who came
to see Chuppi Todo film:
In-depth unstructured interviews of members of various children groups were conducted. The
interviews were on a one-to-one basis keeping in mind the sensitive nature of the topic. The data
was collected till saturation point of divergence was reached.
Parents in-depth unstructured interviews: In-depth interviews of parents were also taken to
assess the level of openness and awareness about child sexual abuse. The purpose was to
understand the level of awareness related to safe and unsafe touch in the context of child sexual
abuse. The data was collected till saturation point of divergence reached.
In-depth unstructured interviews of Heads of NGO working in Mangolepuri:
The data was collected till saturation point of divergence was reached.
FGD guide funneling…broad to narrow
75
CONCEPTUAL MAPPING
Chuppi Todo Film for
awareness about Safe
and unsafe touch
Wide prevalence of CSA
It can happen with any
child
Don’t keep quiet
Who is the abuser?
Problem situation
CSA
Widespread
prevalence
Silently tackled
Most children quietly
suffer, and don’t talk
about CSA
Parents sometimes
miss out the
behavioral changes
Stakeholders
Children and
Adolescent
group
Parents
NGO
RULE NO. 1 There are parts of the human
body that are supposed to be private and they
are usually covered by undergarments.
Child line
Police
It is not okay to touch someone else’s
private parts.
Teachers
It is not okay for someone to touch his or
her own private parts in front of you.
Types of sexual
abuse
It is not okay for someone to ask you to
touch his or her private body parts.
Touching or
fondling only
It is not okay for someone to take photos
Sexual
manipulation
It is not okay for someone to show you
Intercourse/
Rape
or video of you with your clothes off.
photos or videos of people without clothes
on.
RULE NO. 2 If someone tries to break this
rule, say "NO", shout and RUN AWAY.
Types of touches
Safe touch
RULE NO. 3 TELL someone you trust
Unsafe touch
Duration of abuse
One time
Ongoing
RULES of touches:
Consequences of child
sexual abuse:
Psychological
Confusing touch
Physical consequence
Information
about Abuser
Known or
unknown
Bad performance at school
Low self esteem
Shame, guilt and anger
Relative (nature
of relationship)
Age of abuser
Effect off chuppi Todo Film
screening
Increased awareness level in
community
Social withdrawal
Inappropriate sexualized
behavior
Fear, shock and confusion
Children seeking help of
Child line
Children seeking help of
Juvenile Welfare Police
Officer
Abuse level coming down
Better level of communication
between parents and children
76
Context:
The study was carried out for the period 7 May 2011 to 30 June 2010 in resettlement colonies of
Delhi.
(a)
Geographical: Resettlement colonies of Delhi (field areas of Plan partners viz. Alamb,
Bal Vikas Dhara, Navsrishti, Baliga Trust, CASP/ Plan)
(b)
Time: 7 May 2011 to 30 June 2010
(c)
Socio-economic: The area covered under this project was around resettlement colony.
Most of the people came to Delhi in search of livelihood from various states of India and settled
here with their families. They are from different states, namely, Uttar Pradesh, Bihar, and
Maharashtra as well as from different social, economic, and religious backgrounds. The majority
of the people live in very small houses of only 8-15 yards. The average family size is over five
members.
Women mainly work as domestic helpers. Some older children collect polythene bags and other
reusable objects from the garbage, or work as tea stall helpers, home-based artificial jewellery
makers, and so on. The area is densely populated. Most of the houses are made up of brick, but
in some areas the lanes are very narrow and lack ventilation. Many of them visit their native
places during the summer holidays or festivals. Major economic activities of the people are daily
wage labour and petty vending.
Stake holders to extend the campaign
Children
Children groups
Parents
Teachers
Adolescence groups
NGO
Child Line
Effect of Campaign
Awareness level increases
Awareness about Juvenile Police unit
Youth groups becoming stronger against CSA
Adolescent group more aware about CSA
Parents know how to handle children and recognize symptoms of abuse
Children are aware about good and bad touches
Children are able to share feelings related to CSA
The abuser is scared leading to less occurrence of CSA
Children feel confident to interact with police
Awareness about Child line number
77
Knowledge about CWC
Information on abuser
Either known or not known
Nature of relationship
Age of abuser
Types of sexual abuse
Talking about sexual advances
Touching the private parts
Sexual manipulation
Intercourse
Duration of abuse
One time
One going
Rules of touchesThe manner in which abuser entices
Enticing giving incentives
Black mail
ThreateningProblem situation CSA
Widespread prevalence
Silently tackled
Methods for campaigning
Film screenings in community for various stake holders
Tie up with local cable network across Delhi for TV spots and film screenings
Advertisements with Delhi-based channels (Delhi Aajtak) and FM radio 95 FM
Partnership with Live Media – network of TV screens at strategic locations like malls,
offices etc.
Capacity building with NGO representatives and tie up with them
One-to-one interactions
Journalists sensitization to disseminate information further
Hypotheses:
1.
The level of awareness now related to safe and unsafe touches in context of child sexual
abuse is very high in resettlement colonies of Delhi (field areas of NGOs Alamb, Bal Vikas
Dhara, Navsrishti, Baliga Trust, CASP/ Plan).
2.
Chuppi Todo film as a means of communication has worked beautifully in the field areas
and this can be replicated in other areas.
3.
Children now know the difference between safe and unsafe touch.
4.
The children now know how to handle abuser and they know how to use child line.
78
The Way Ahead
The campaign has firmly established that screening of communication material, followed by a
one-to-one discussion is a very successful methodology in communicating about CSA.
Moreover, the overall response all stake holders including children of this campaign were
overwhelming.
1.
The current campaign was a Delhi-based one as the media campaigning and the visits to
the community were undertaken only in Delhi. However, the products made for the campaign
i.e. the film for children and the television spots hold universal appeal. The campaign was very
well received ant there is potential for this campaign to be converted into a national level one
after taking into account the language considerations.
2.
The previous Chuppi Todo campaign, conducted in 2010, was with schools while this
one was with the community. Hence, it is time to combine the community and schools together
to make a major national level campaign in the best interests of child.
3.
The films have gained international recognition as they were also screened at The Golda
Meir Mount Carmel International Training Center (MCTC), at Haifa, Israel. MCTC is one of
first training centers established by Israel‘s Agency for International Development Cooperation
(MASHAV) attended by Sanjay K. Singh. This training was attended by delegates from 22
countries. Nepal, Belgrade, Georgia, Israel too, have shown an interest in replicating a campaign
of this nature in their respective countries. However, the communication material has to be made
fresh and able to capture the audiences in their respective countries the way the films did in
India. Chuppi Todo was also screened at APCAAN-IPSCAN international seminar.
79
COMPREHENSIVE CHILD SURVUVAL PROGRAMME: A STUDY ON IMPACT
OF ASHA ON FAMILIAL PRCATICES OF NEWBORN CARE IN INDIA
Nida Siddiqui
Department of Sociology and social work,
A.M.U, Aligarh, U.P
India
[email protected]
ABSTRACT:
Comprehensive child survival programme was started under N.R.H.M (national rural health
mission) & its primary target are neonates (children up to the age of 1 month) & infants
(children up to the age of 1 yr.), to save them from untimely and preventable deaths. A UNICEF
report revealed that over 700 neonates die among 1097 infants in U.P every day. This
accumulates to some 3 lakh neonatal deaths annually. Incidentally expert‘s view that over 80% of
these children can be saved. Familial practices of new born refer to the usual care practices
carried out by mother as well as their members without knowing whether this practice is helpful
or injurious to child.Familial practices are the act of caring out and supervising minor children.
There is no doubt that for all children the first few months and it may be extended to five years
are of great importance to child for their health. This age group has vast percentage of new born
death. Childcare is one of the most important tenets of healthcare in India. It involves the
optimal use of household resources for child feeding, protection from infection, and care for the
sick child. The issue of 'caring capacity' refers to all household members - male and female, who
are potential caretakers of children. In the present study the researcher has tried to explore the
relation between the impact on ASHA and familial practices practiced by the community
members by collecting data through 200 respondents.
Keywords: Child survival, Familial practices, ASHA, Newborn care, N.R.H.M
INTRODUCTION:
Childhood mortality is a major public health problem worldwide. More children die in India than
in any other country in the world. India contributes three times more child deaths than Nigeria,
the country with the next highest number of deaths. Of every 1000 children born alive, barely
900 make it past their 5th birthday. In Sri Lanka 980 children survive, and in East Asia and the
Pacific region 960 children survive to their fifth birthday. And of these total child deaths, more
than 70% are infant deaths in India. About 70% of infant deaths are neonatal deaths.51Under-five
child mortality has declined by one-third from 109 per 1000 live births in 1991-92 to74 in 20050652. Despite this progress, current child mortality rates in India are high compared to other
countries of similar socio-economic conditions. The first five years are very crucial for the
51
The need for a focus on child health and nutrition, http//.202.71.128.172 /nihfw/nchrc/sites/ default / files/
CARE_Booklet_A, accessed on 17th November 2011
52
National Family Health Survey (NFHS 3), 2005 – 06, India: Volume I, International Institute for Population
Sciences, Mumbai, September 2007.
80
survival of a child. In fact the most vulnerable period of a newborn‘s life is the period during
birth and first week of life.
According to an ICMR study nearly three quarter of all neonatal deaths occur during the first
week of life, the remaining 25% of deaths occur between week two to four.53 These precious
lives can be saved easily through timely intervention by inculcating proper care taking practices
by the family members or care taker of the baby. This ―home based new born care‖ called as
familial practice is well articulated in government policy which aimed at improving newborn
survival. The key policy document that articulates this is the eleventh plan document (20072012). Familial practices of new born refer to the usual care practices carried out by mother as
well as their members without knowing whether this practices is helpful or injurious to child
health for instance giving pre-lacteal, giving first bath to baby before completing six day,
applying anything umbilicus and keeping knife and match box near new born babies. Further it is
extended to describe looking over other newborn care practices like feeding practices. Familial
practices are the act of caring out and supervising minor children. It involves the optimal use of
household resources for child feeding, protection from infection, and care for the sick child. The
issue of 'caring capacity' refers to all household members - male and female, who are potential
caretakers of children. However, in practice, the main responsibility for childcare lies with the
mother. According to 11th five year plan ASHA‘S will be trained on identified aspects of
newborn care during their training.54The present study help in understanding the value of these
home based care practices which are strengthened by the role played by these ASHA‘ s
BACKGROUND
The ‗Integrated Management of Neonatal and Childhood Illnesses‘ program was launched as a
pilot project in Lalitpur District in the year 2005.However, the Government of Uttar Pradesh
perceived a felt need to adapt IMNCI to the context of the state since it was observed that
IMNCI did not address maternal health, and AWWs and ASHAs needed to be trained on
cultural issues like communicating the message taking note of the cultural sensitivities of the
beneficiaries. Thus, a comprehensive child survival programme (CCSP) was designed to
contextualise IMNCI to the Uttar Pradesh milieu. To address the issues of maternal health and
proper communication by the community and health workers, the CCSP training included a two
day additional training on maternal health and communications. CCSP was launched Uttar
Pradesh in2007‐08. It was scaled up in three phases. Implementation was planned through
Accredited Social Health Activists (ASHAs), for the following reasons:
- To avoid an overlap between the work of AWWs and ASHAs;
- The implementation of ICDS is weak in Uttar Pradesh; and
- Ease in conducting training of ASHAs as they are a part of the Health Department.
Comprehensive Child Survival Programme was initially launched during the year 2007-08, as a
pilot project, which gradually was implemented in 12 blocks of Aligarh District with NRHM(
launched on April 2005) as assistance providing agency and UNICEF as a funding agency.
1)
OBJECTIVES
To find out the feeding practices carried out by the respondents.
53
Home based new born care operational guidelines, Ministry of health & family welfare government of India
2011,http//202.71.128.172/nihfw / nchrc / sites / default / files / Government % 20Guideline %20- %20Home
%20Based %20Newborn %20Care %20(HBNC) %20Operational %20Guidelines accessed on 17th November
2011
54
Home based new born care operational guidelines, Ministry of health & family welfare government of India
2011,http//202.71.128.172/nihfw / nchrc / sites / default / files / Government % 20Guideline %20- %20Home
%20Based %20Newborn %20Care %20(HBNC) %20Operational %20Guidelines accessed on 17th November
2011
81
2)
3)
To find out the care taking practices undertaken by the respondents.
To study the impact of ASHA‘S on the familial practices carried out by the respondents.
With a view to strengthen proper feeding and care taking practices for improving the health of
infants.
METHODOLOGY
Aligarh is one of the 78 Districts of Uttar Pradesh State. Total 12 blocks, 859 Villages are in this
District. Total Population of Aligarh is 2,992,286. 1,607,402 Males, 1,384,884 Females55. The
literacy rate is 58%.The study was conducted in six blocks of Aligarh district namely (Dhanipur,
Charrah, Jawan, Atrauli, Lodha, Khair. The data was collected from a sample size of 200
respondents who were selected through purposive random sampling, with the help of interview
schedule comprising both of open ended as well as close ended questions. Out of 200
informants, 186 were mothers constituting 93% and 14 were caretakers who include
Grandmother, mother-in-law, mother, sister & other family members constituting only 7%.
RESULTS AND DISCUSSIONS
Number of Babies
The study has highlighted the importance of maternal health, proper infant care and feeding
practices and the impact of ASHA‘s on the respondent‘s practices. The need of the hour is to
adopt healthy feeding practices which can save untimely and invaluable deaths among the
infants. The findings are as discussed below:
Sex of the Baby
Out of the total sample size i.e. 200
informants, 106 were the mother /caretaker
110
of male & 94 were those of females (Figure1).
106
It is found in different research that the
105
attitude of the parents differs according to the
100
sex of the baby. Female children are
Male
disadvantaged relative to male children
94
Female
95
.Discrimination may operate in many areas
90
including
health
care,
educational
opportunities, feeding practices, household
85
chores and the distribution of family
Sex
resources (Fred, Arnold 1991)56Cultural
pattern in India discriminate against female
Figure 1
children and this has translated into poorer
health for this group. Indian culture confers greater value on male infants seeing them both as
producers and heirs. Traditionally, the male infant death rate was always greater than the female
infants. But in India, the female infant death rate was only lower during the first week of month
of life, after which it surpasses male infant death. This represents the complete representation of
both the sexes in the total sample population.57
55
www.censusindia.gov.in/Census_Data_2001/Village_Directory/View_data/Village_Profile.aspx accessed on
th
28 October 2011
56
Fred Arnold .,1991,,” Sex preference for children and its demographic and health implications” Demographic
and health surveys, World conference proceedings Washington DC,Vol.1:24961
57
Ghosh S.,1991,” Discriminatory all way” ; Health for millions 172: 19-23
82
Out of 200 babies, it was found that 99 were Low
Birth Weight (LBW), normal babies (2.5kgs or
more) were 41 and 57 babies weight were not
measured. This shows that level of awareness
among the respondents regarding weight checkup
is good as 50% (Figure 2) of them had undertaken
this important measure.On the other hand low
birth weight also indicates a grim picture prevailing
which accounts for 50% of the baby.
Weight of the Baby at Birth
57
29%
99
50%
<2.5 kgs
2.5 kg-3.0kg
Not Known
41
21%
Figure 2
Place of Delivery
140
120
100
80
60
40
20
0
Home
Figure 3 show that there were 70 home delivery
and 130 institutionalized delivery. In the present
study it was found that 20 % of the respondents (
Figure 6) who had institutionalized delivery had
opted for breastfeeding which shows that there is a
direct relationship between the type of delivery and
breastfeeding practices. Similarly a study conducted
on ―Infant feeding practices in Tamilnadu‖ on 912
children born during 1990-1994 revealed that place
of delivery has played a significant role in infant
feeding practices.58
Institution
Figure 3
Total Number of ASHA
Number of ASHAs Visit after Delivery
on asking Informants
120
96
100
Not visited
80
60
60
40
20
Once
Figure 4 show that 168 families were visited by ASHA‘s
and 32 were left out of 200.On asking informants about
ASHA visits, they responded that 7 ASHAs visited only
once, 15 ASHAs visited twice, 96 ASHAs visited thrice,
& 60 ASHAs visited more than 3 times.
Twice
Thrice
26
7
15
More than Thrice
Initiation of Breast Milk after Birth
0
Frequency
< 1hr
67, 36%
Figure 4
76, 40%
1day
1-2days
21, 11%
24, 13%
> 2 days
Figure 5
58
Gunasekaran, S. ,Sankarapandian and Vansatha,L.,1995“Infant Feeding Practices in Tamilnadu’’ Health and
Population perspectives and issues 23 17-24
83
INFORMATION REGARDING NEW BORN FEEDING PRACTICES OF THE
FAMILY:The developmental potential of the society depends upon the level of physical and mental state
of its children, for which early childhood lays the foundation. The infant mortality rate in India is
very high and deaths during the weaning period are 10 to 15 times higher than industrialized
countries59. Better feeding practices can make an important contribution
to the reduction of mortality rates and in protection against the infantile malnutrition during the
formative years of human life. In the present study out of total sample size, 188 babies were
breastfed and 12 were not given breast milk.76 babies were breast fed (figure 5) within 1 hour of
birth, 24 were breastfed within 1 day of birth, 21 were breastfed within 1-2 days and 67 babies
were breast fed after 2 days. In spite of the recommendation given by WHO and UNICEF
initiate breastfeeding within the first hour of the birth of the child,60only 40 % of the child
received colostrum, the yellowish, sticky breast milk produced at the end of pregnancy, is
recommended by WHO as the perfect food for the newborn.61Besides this, a study on the
association between the use and knowledge of colostrums on neonatal and post natal deaths
conducted in Varanasi found that the neonatal and post neo natal deaths were very low for
females familiar with the importance of colostrums and feeding it.62
Initiation of Breast Feeding on whose
Advise
37
Total Number
40
Self
30
ASHA
20
10
ANM
14
9
8
Figure 6 show that out of the total breastfeeding
cases i.e. 76, the breast feeding was initiated on one‘s
own initiative in 9 cases, 37 by ASHAs advice, 14 by
doctors advise, 8 by family advice, 7 by others advice
and 1 by ANMs advice. This shows that the ASHA‘S
are playing an important role in improving the health
status of the infant.
Medical Doctor
List of Persons who advised for Exclusive Breast
Feeding
Family Members
1
0
40
Category
35
Figure 6
No. of Babies
Self
30
20
ASHA
ANM
18
Medical Doctor
10
4
0
Family
2
3
Others
0
Category
Figure 7
59
Gunasekaran .S, Determinants of infant and child mortality in rural India, kalpaz publications,newdelhi,2008
pp-65
60
Breastfeeding,http://www.who.int/child_adolescent_health/topics/prevention_care/child/nutrition/breastfeedin
g/en/index.html accessed on 10 December 2011
61
Breastfeeding, http://www.who.int/topics/breastfeeding/en/ accessed on 10 December 2011
62
Singh K and Srivastava P., 1992, “The effect of colostrums on infant mortality: urban rural differentials”.
Health and Population perspectives and issues. 1992 Jul-Dec;153-4:94-100
84
However there is the problem of lack of exclusive breastfeeding received by the respondent‘s
children/ relatives. Out of 200, 59 babies only were exclusively breast fed which constitute only
30 % of total sample.
Exclusive breast feeding is defined as no other food or drink (even water) except for breast
milk.63 The breast feeding was sustained by own conscience in 18 cases (Figure 8), on advice of
ASHA‘s in 35 cases, by doctors advice in 4 cases, by family advice in 2 cases and by other
reasons in 3 cases. The extra feed (other than breast milk) was given to 141 babies which
includes water to 102 babies, honey to 8 babies, gripe water to 7 babies, janam ghutti to 96
babies, cow‘s milk to 28 babies, buffalo‘s milk to 34 babies, goat‘milk to 12 babies and 14 babies
were given other feeds.
Figure 8 shows that the frequency of breast feeding was less than 8 times in 85 cases and
more than 8 times in 115 cases.
Frequency of Breast Feeding
43%
57%
Less than 8 times
8 times or more
than 8 times
Figure 8
Figure 9 shows that out of 200 babies, 94 were given
pre-lacteal feed which include powder milk in 8 cases,
ghee with sugar in 2 cases, sugar with water in 11
120
cases, cow‘s milk in 22 cases, honey in 7 cases, water
102
Water
96
100
in 13 cases, janam ghutti in 10 cases, tea in 7 cases and
Honey
80
pehua in 14 cases. Recent scientific research ( Troung
Gripe Water
60
Janam Gutti
Si anh et al 1995) makes it clear that young infants do
34
Cow Milk
40
28
not require anything other than breast milk not even
14
Buffalo Milk
20
8 7
water. Breast milk has enough water in to it to meet
2
Goat Milk
0
hydration requirements even under extremely hot and
Other
Type of Feed
dry conditions of the country. Feeding other than
breast milk, including water is not only unnecessary
Figure 9
but also increase the risk of diarrhoea, risk of
premature termination of breast milk intake.64In Scotland, long term benefits for children 7 years
of age, who were exclusively breast fed for at least 15 weeks from birth, included a significantly
reduced probability of ever having a respiratory infection or wheeze, and a lower systolic blood
Number of Baby
Type of Extra Feed given along with
Breast Milk
63
Gibney Michael j, Margetts M Barrie, Kearney M John and Arab Lenore,(2004)Public Health Nutrition,
published by Blackwell Publishing Company,Oxford pp-253
64
Pandaya Rameshwari,2008 Women welfare & empowerment in India, vision for 21st century, New century
publications, New Delhi pp65
85
pressure. Swedish preschool infants who were breast fed for less than 13 weeks were found to
have a significantly increased risk of Haemophilus influenza meningitis, the risk decreasing with
every additional weak of exclusive breast feeding. In Latin America, it has been estimated that
13.9% of all the infant deaths could be prevented by exclusive breastfeeding, translating into
52000 preventable deaths for that area65.Although exclusive breastfeeding is advised till about 6
months of age, the NFHS-1 data revealed that about 51% of the lactating mother in the country
practice exclusive breastfeeding at 3 months of age.66The prevalence has not shown a significant
improvement even in the second round of NFHS which shows that only 19.4% of the infants
are exclusively breastfed at 6 months of age and 54.2% at 3 months of age. 67Further percentage
has dropped from 54.2 to 51% at 2 – 3 months of age in the 3rd round of NFHS.68
INFORMATION REGARDING NEWBORN CARE PRACTICES OF THE FAMILY:List of External Things been Applied on Umbilicus
60
No. of Babies
Out of 200, in 88 cases external
lubricants were applied on
Umbilicus while in 112 cases
(Figure 10) it was as per the
norm. It was not applied on the
advice of ASHA in 8 cases, ANM
in 6 cases, Medical/Doctors in 8
cases, family members in 22
cases,
57
50
Oil
40
Ghee
Powder
30
Antiseptic Cream
20
10
15
8
Kajal
4
4
Others
0
0
Items
(Figure 10)
relatives in 16 cases, others in 1 case and in 27 cases the mother didn‘t applied on her own.A lot
of external things were applied on umbilicus which includes oil in 57 cases, ghee in 8 cases,
powder in 15 cases, antiseptic cream in 4 cases, and kajal in 4 cases.
65
Gibney Michael j, Margetts M Barrie, Kearney M John and Arab Lenore,2004 Public Health Nutrition,
published by Blackwell Publishing Company, Oxford pp-265
66
Indian Institute for Population Science.1995.NFHS (MCH & Family Planning), India 1992-93, Bombay, IIPS
67
Indian Institute for Population Science.2000.( NFHS -2) 1998-99, Bombay, IIPS
68
Indian Institute for Population Studies & Macro International.2007 NFHS.(NFHS-3 )2005-06 India, Vol-1,
Mumbai: IIPS
86
S.No.
Percentage
1
First bath given to Total Number
infant
Immediately after birth
63
2
With in 1 hour
2
1%
3
Within 1 day
9
4.5%
4
Within 1-3 days
44
22%
5
6
(Table 1)
After 3 days
Total
84
200
42%
100%
31.5%
Table 1 shows that the number of babies who are given first bath immediately after birth was 63
in which bath was given within 1 hr in 2 cases; bath was given within 1 day in 9 cases, and within
1-3 days in 44 cases. Rest of the babies were given bath after three days due to the advice of
ASHA in 33 cases, Mother in 26 cases, family in 11 cases, doctor in 6 cases, relatives in 22 cases
and client own self in 30 cases.
INFORMATION RELATED TO KNOWLEDGE OF MOTHER/CARETAKER
REGARDING CARE PRACTICES:The method used to keep the baby warm included wrapping the baby in warm clothes in 142
cases, applying hot oil in 3 cases, applying medicines in 13 cases, 06 cases by using KMC and
27people were unaware how to keep baby warm.Out of 200 mothers & caretakers only 29 were
aware about Kangaroo Mother Care and out of them only 10 were performed it.
On asking the informants, 40 will contact ASHA, 94 will contact to Doctors, 14 will contact to
Family Members, 16 will contact their husband, 12 will contact their mother and neighbours and
8 think that they don‘t need to contact anybody. On asking that when will you will take the baby
to the hospital – 93 responded that in case of fever, 21 responded in case of cold & Cough, 4
responded in case of too much weeping, 37 responded in case of diarrhea, 11 responded in case
of Pneumonia and pain, 5 in case of vomiting, and 31 don‘t know about the danger signs.
On asking the informants about seeking help, 52 responded the name of husband, 59 from
Family Members, 66 from ASHA, 03 for Doctors, 07 from Grand-Mother, 5 from Mother, 02
from neighbours and 11 clients themselves and 04 will ask nobody
On asking informants in case of illness, 153 will visit Doctors, 02 to family members, 03 to
husband, 01 to religious leader (Pandit), 14 to RMPs, 09 to Private Practitioners and 05 to their
concerned ASHAs.
CONCLUSION
Thus on the basis of above data collected it is quite clear that the advantages of breastfeeding are
many ranging from inexpensive, readily available form to convenient and hygienic quality, it has
been found by several researches that even the children who are living in unhygienic conditions
and are breast fed are protected against certain diseases and have high immunity power which
suits best to our Indian society where the common mass is still deprived of basic facilities. The
impact on the mother are also welcoming as it is a natural way to delay the menstrual cycle and
87
thus creates a natural spacing between children, moreover mothers who breastfed their children
are more protected against diseases like ovarian cancer and feels less sick. Breast feeding is
actually a god‘s gift to all the women and their babies, especially if one talks of condition where
the resources are few, as it is a natural method and the women need not be dependent on any
external factor. But most of the time it is seen that this opportunity is not used properly, even in
the present study it was found that in cases where breast feeding was done there were certain
drawbacks like in-exclusive breastfeeding, discarding of colostrum. It was also found in84% of
the cases respondents were reported to have been visited by ASHA‘s, while 18.55 % reported to
have initiated breastfeeding on the advice of ASHA, 33% were reported to seek help from
ASHA in case of any problem, while 17.5% were reported to have been advised to do exclusive
breastfeeding by ASHA‘s and 16.5% were reported to gave bath to their babies after 3 days on
the advice of ASHA. This shows that ASHA‘s are quite successful in making their impact among
the respondents and they are the one who were found to be trusted by the respondents, so, the
need of the hour should be to promote such ground level initiatives as the problem persists
among the common and the deprived masses who are still too far from satisfactory and for
their upliftment and betterment leaders like ASHA‘s are required who besides performing role
of a mobilizer, caregiver, counselor, advisor, mediator is the one who is one from them and for
them only.
REFERENCES
1)Breastfeeding,http://www.who.int/child_adolescent_health/topics/prevention_care/child/nu
trition/breastfeeding/en/index.html accessed on 10 December 2011
2)Breastfeeding, http://www.who.int/topics/breastfeeding/en/ accessed on 10 December 2011
3)Fred Arnold .,1991,,‖ Sex preference for children and its demographic and health implications‖
Demographic and health surveys, World conference proceedings Washington DC,Vol.1:24961
4)Ghosh S.,1991,‖ Discriminatory all way‖ ; Health for millions 172: 19-23
5) Gibney Michael j, Margetts M Barrie, Kearney M John and Arab Lenore,(2004)Public Health
Nutrition, published by Blackwell Publishing Company,Oxford pp-253
6)Gunasekaran,S.,Sankarapandian and Vansatha,L.,1995―Infant Feeding Practices in
Health and Population perspectives and issues 23 17-24
Tamilnadu‘‘
7)Home based new born care operational guidelines, Ministry of health & family welfare
government of India 2011,http//202.71.128.172/nihfw / nchrc / sites / default / files /
Government % 20Guideline %20- %20Home %20Based %20Newborn %20Care %20(HBNC)
%20Operational %20Guidelines accessed on 17th November 2011
8)Indian Institute for Population Science.1995.NFHS (MCH & Family Planning), India 1992-93,
Bombay, IIPS
88
9)Indian Institute for Population Science.2000.( NFHS -2) 1998-99, Bombay, IIPS
10)Indian Institute for Population Studies & Macro International.2007 NFHS.(NFHS-3 )2005-06
India, Vol-1, Mumbai: IIPS
11)Pandaya Rameshwari,2008 Women welfare & empowerment in India, vision for 21st century, New
century publications, New Delhi pp65
12)Singh K and Srivastava P., 1992, ―The effect of colostrums on infant mortality: urban rural
differentials‖. Health and Population perspectives and issues. 1992 Jul-Dec;153-4:94-100
13)The need for a focus on child health and nutrition, http//.202.71.128.172
/nihfw/nchrc/sites/ default / files/ CARE_Booklet_A, accessed on 17th November 2011
14)www.censusindia.gov.in/Census_Data_2001/Village_Directory/View_data/Village_Profile.aspx
accessed on 28th October 2011
89
BRANDING IN SERBIAN RURAL TOURISM
Milena Vukić, Milena Popović, Marija Kuzmanović
[email protected],
[email protected],
[email protected]
University of Belgrade, Faculty of Organizational Sciences, Jove Ilica 154, Belgrade, Serbia
Abstract
To become competitive in the global world market, as a relatively new destination for rural
tourism, we need to know how to use existing resources and to prove capable of coping with
new challenges. The road to this great accomplishment goes through branding, because only
with the help of branding it is possible to achieve recognition of Serbian rural product. That, first
of all, implies a reformatory process of searching for our renewed, that is redesigned identity,
networking of various industries, as well as their integration. In such a context, rural tourism of
Serbia should not be isolated within a particular segment of the whole, rather it should master
those universal principles upon which the world is organized today, which is a unique and
dynamic tourist product, and should be gradually turned into a brend thanks to its added value.
Keywords: rural tourism branding, image of rural areas, tourist product, semiotic analysis,
branding attraction.
INTRODUCTION
Today, when most products have the same quality, and the market becomes saturated, branding
is becoming a very powerful force. Thanks to branding, it is possible to achieve recognition for
each product, and therefore the tourism product (offer) as well, and to make differentiation from
competition. Some countries opt for an integrated product branding of the country as a tourist
destination, while others see their opportunity in branding partial tourism products. Starting
from the rich cultural and historical heritage, natural and built attractions, it is possible to create a
destination product, and make it recognizable as a tourist destination.
For a tourist destination, brand is very important because it represents more than products and
services, as it includes trust and emotions. Destination becomes a brand only if it is permeated
with high values. In the international market, there is still not enough awareness of Serbia as a
tourist destination, mainly due to the fact that there is no recognizable tourist product to convey
the image of desired positioning of tourism. Villages of Serbia, with its expanses of intact forests,
mountains, vineyards and hunting-fishing zones, could become a trademark of Serbia as tourist
destination in total, as they already have a strong identity.
THE IMAGE OF RURAL AREAS AS A BASIS FOR THEIR BRANDING
Branding a tourist destination can be very complex. In the case of rural tourism, rural
destination could be branded, or it could be products, services and employees, given they create
key benefits in interaction with customers, so that rural product of Serbia represent a mix of
brands.
Branding is the process by which tourist organizations try to create desired perception of a
tourist destination as a specific product, as well to encourage consumers to associate the country
with a tourist destination. It is a process by which a country stands out and individualize its offer
compared to the offer of competing countries.
The brand consists of a name, phrase, symbol, logo, design, and a combination of all these
elements which helps to recognize the product, and as means of differentiation from the
competition (Kotler, Bowen and Makens, 2005). Branding is actually giving power of the brand
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to specific products and services. Branding is based on making a difference. To brand a product,
it is necessary to instruct and educate consumers. "What" is the product, ―what‖ is achieved by
using different elements of the brand, and "why" consumers should pay attention. Branding
involves creating mental structures and it helps consumers to organize their knowledge about
products and services in a way that will clarify the decision.
Branding a tourist destination means communicating the values, vision and mission to the staff
in various tourist organizations, to the country's population and its tourists. A brand is more than
a product or service and must not be a promise that can not be achieved. People who promote
the development of certain forms of tourism have to be responsible for promoting and ensuring
a favorable brand image. It is achieved by developing awareness of the destination, then
knowledge, as someone who is aware of the existence of rural tourism in Serbia need not to
know anything about its tourist offer.
Introducing a consumer with the tourist product aims at creating good feelings and preferences,
as one country could be liked by tourists but not the preferred one compared to competing
countries. In order to build consumer preference, consumers must be introduced to advantages
of the country, that will lead to decision to visit it.
Marketing advantages that each destination can achieve from branding include the following
(Kotler et al., 2005):
• Tourism product is easy to identify and differentiate thanks to brand;
• Global brand increases the range of tourism product acceptance, by agencies and tourists;
• The reaction of consumers to the price increase is more inelastic;
• The reaction of consumers to the price reduction is more elastic;
• Simplifies the selection of products, reducing the risk when buying and provides emotional
benefits;
• More effective marketing communications;
• Less sensitivity to competitive marketing actions;
• Increased loyalty.
For a destination to become a brand, it is necessary for all tourist organization to participate in
the process of branding, national, regional and local, as well as to establish cooperation with all
stakeholders. Attention must be paid to the following activities: infrastructure development,
tourism product development, protection of natural environment, changes in organizational
culture and promotion. In order to identify the needs and wishes of consumers, it is necessary to
continuously work on market research. Other phases are: development of brand identity, brand
launching (introduction), brand implementation and monitoring, evaluation and revision of the
brand (Morgan, Priitchard and Pride, 2006).
Brand as a reflection of quality needs a developed quality system. It is necessary to invest in
accommodation facilities, security, traffic control, sanitary services, public services. The villagers
and homeowners must be educated when it comes to tourism. For a Serbian village to create a
positive image, it is necessary to establish contacts with visitors, with employees and population
of tourist destination, because an image must be created from within. Employees must be
ambassadors of positive impressions and they must believe that the performance of their tourist
product is authentic. Only then can visitors enjoy a unique and unforgettable experience which
can not be experienced elsewhere. It is necessary at the same time to create a product and build
an image.
Branding should provide a new dimension to brand identity, connecting with people on a
personal, holistic level, where in addition to closeness, pillars of branding are sensory experience,
imagination and vision also. While creating a brand image of the village, one should know that
the brand represents a set of strategic ideas arising from personal fascination and personal
fantasies, such as social interaction, aesthetic experiences and events. To build the image of rural
destinations, it is necessary for them to possess the appeal that will keep travelers at least several
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days. Passengers should be allowed to continually explore things, which would consist of linking
rural tourism with other forms of tourism such as wine, mountain and spa tourism.
Numerous studies show that the country's image significantly affects the re-visit of a certain
destination. Many have rated this factor as one of the most important when making decisions on
re-visit destination. Other factors include: natural beauty, climate factors, traffic connectivity,
security, etc.
The rich cultural heritage, hospitality of people, healthy food, wine tours, fresh air and much
more, are just some of the attractions that have not been used in sufficient scale in designing the
image of rural products. Image of Serbia as a tourist destination hasn‘t been built adequately,
which may have a negative effect on creating the image of Serbian rural tourism.
PRODUCT PORTFOLIO IN RURAL TOURISM
The term "tourism product" can be used just conditionally, since it includes a series of partial
"products" (different products) used by tourists to meet the needs, in their discretion. The main
part of the "tourism product" includes services. Most of the total tourist expenditure is attributed
to various services and only a small part to the material and tangible products. Other spendings
include pure services such as transportation, guides, excursions, treatments, cultural events and
so on.
Tourist destination product is a set of tangible and intangible elements, which, as a combination
of attractive, receptive and communicative factors, could meet the customers needs and desires
of tourists, chosing the right combination of these elements in their own discretion.
Rural tourism is usually the second or third holiday, and lasts longer than 10 days. The product is
very seasonal, with demand peaks in spring (March - May) and autumn (September - October). It
is highly price elastic.
Many authors believe that every rural tourism destinations should have their product portfolio
consisting of attractions that could be "seen", attractions that could be "bought", and attractions
in which you can ―participate‖.
• attractions that could be "seen" are primarily passive; they mainly include tours of local sights,
monasteries, traditional houses, historic places.
• attractions that could be "bought" are part of rural products which are tangible, and visitors
could take home: souvenirs, food and drink. These last two categories are particularly important
in realizing the economic benefits, in expression of local identity, and in creating the vital
network-market of farmers, shops selling local products, village fairs and tours of food and
beverage suppliers.
• attractions in which you can "participate" can be hiking, horseback riding, bird watching.
Market niche here may be represented by creative workshops and schools of painting, sculpture,
yoga (Hall, Kirkpatrick and Mitchell, 2005).
Product portfolio in rural tourism could be composed of specialized products being specialized,
which is the most common case, or of "tailor made" products, where visitors can create their
own offer (product mix). For the organizers of these trips, specalized product is much more
relied on existing market segments, allowing to focus on the image of the destination itself.
Increasing the line width and depth of rural products can include many segments of consumers.
Since the rural tourism relies mainly on domestic tourists, following steps are necessery to
ensure long lasting development of this product:
• Development of a central reservation system in rural tourism at the destination (country,
region) level, and subsequently connecting to the rural tourism booking systems of Europe;
• Creating a system of standard offers of rural facilities (quality housing, food, staff, putting bids
on the Internet);
• Create a calendar and schedule of local events, festivals and events, aimed at promoting
domestic sales;
• Initiation of inter-regional (and / or cross-border) cooperation;
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SEMIOTIC ANALYSIS
In marketing, communicating with consumers relies on so-called.semiotic analysis. The
application of semiotics in branding is of great benefit due to the fact that all signs and symbols
in the environment are consciously or unconsciously interpreted by consumers, where the
meaning of things is created depending on their socio-cultural experiences and traditions.
Brands are positioned and brand image is built using characters, image, and consumers develop
positive or negative attitudes that affect the purchase (Hall et al.,2005).
With all attempts to convey intangible qualities of material culture, analysis of the meaning of
advertising is not an exact science. Opportunities for rational and convincing interpretation of
messages are numerous, which makes no version everlasting. In a case of rural tourism, the
subject of semiotic analysis are controlled messages and symbols, designed to project the image
of rural areas to potential consumers and stimulate connection and desire for visit. The interest,
in addition to signs that promote a specific place, should be based on identifying and interpreting
values and myths of rural, but also the wider political, economic and cultural context, in which
these meanings are created and consumed.
Semiotic analysis is used primarily to identify the type of product or service to be offered in
market. Then the entrepreneur or tourist organizations choose to select the logo that marks a
specific product or destination (as a visual element of the Serbian village, some of the motives of
the handworks that would become universal for the total of Serbia could be chosen). Also, it is
important to asocciate the sign of the product and the way it is perceived by consumers.
In Serbia, certain chaos in the promotion of villages could be observed. Non-existing printed
material in many cases is just the beginning of the problems we are dealing with, when it comes
to promotion. What is the bigger problem is that we have shortcomings with the placement of
our services when the online promotion, as a far cheaper form of promotion.
Each rural tourism promotional material should include written text, images, but also slogans
(short phrases pronounced by attractive font size, position or design) and maps. Most
promotional materials of rural areas of Serbia applies only to rural households (mainly
accommodation and breakfast, specialized shops selling souvenirs and local products) rather than
pointing to the possibility of using offers from a wider environment.
Slogans and logos are the two most common techniques used to establish the image and identity
of a product (in this case the destination) in the minds of consumers.
Like any system of signs, these systems often have a second or even more meanings, besides the
literal meaning of which particular care should be taken when positioning in foreign markets.
Slogans should be short, simple and easy to remember, but first of all they should captivate
consumer‘s attention and arouse strong positive impressions with branded destination.
Analyzing the propaganda of rural areas in the United States, one could come to the conclusion
that there are at least four dominant themes ie. code in the promotional slogans (Butler, Hall and
Jenkins, 1998):
"Environment" - nearly half of slogans (45%) have been using this theme that can be divided
into three specialized code: the experience of place, nature and landscape. Rural areas offer an
experience of "fun", "discovery", "satisfaction", "magic" and "much more to explore". Natural
connotation is conveyed by labels that include "land, water, air and fire," "sand, sun, snow",
while the landscapes are full of "wild", "resources", "Wonderland".
"Ideal Community" - 26% of the slogans have been ideal community as a promotional theme.
Tourists are invited to "come to the village", "to relax and enjoy" in "friendly community" where
"you come as a guest and leave as a friend."
"Location advantages" - going to the village has its advantages, according to 15% of the slogans.
Some of them let you know that you are "in the economic center", "the cradle of country music"
or "where the fun begins".
93
"Legacy" - the historical identity have been stressed in only 14% of rural communities, using
phrases like "turn the clock back in time", "return to childhood", "discover the best of your
past".
They have also been using 4 groups of symbols in branding their rural areas: symbols that
represent 64% of the natural environment - there are wild animals, trees, water, flowers and
vegetation, insects. Symbols which represent the legacy 20%, of historical buildings, ancient
objects, tools, ancient clothes. Symbols related to agriculture 16% - grains, livestock, farm tools,
rural buildings and recreation 12% - sports equipment, cars, camp fire.
THE ROLE OF ATTRACTIONS IN BRENDING OF RURAL TOURISM
Attractions as a set of elements inside destination environments, which serve alone or in
combination as the main motive for visiting tourists, represent just one of several components of
tourist system. Other components include: an informational component that includes a greater
emphasis on promotional mix and other information affecting the demand to be directed to
offer; features of the tourists, their cultural level, seasonality of tourist traffic; traffic
infrastructure and housing, food, fun, entertainment and so on.
Rural manifestations events are not just a product, but also experience and enjoyment that affect
the tourists to feel like part of the story. The main characteristics of the events are following:
limited in duration, occur rarely or only once, offering social experience, they are unusual,
raising awareness of the region, creating a positive image and attract tourists and thus affect the
development of tourism in general (Bodwin, Allen, O‘Toole, Harris and McDonnell, 2007).
Rural manifestations and their organization have a very important role in the economy, culture
and the promotion of rural areas. Organizers of such events can use many tactics to cover their
costs, such as sponsorships, rental of advertising space as well as space for displaying, selling
food, drinks, souvenirs, etc.. But if you compare all these events, small number of them have a
primary role to return money to the organizers but most of them helps to attract tourists who
otherwise would not have opted for this form of tourism. Various activities throughout the year
help in overcoming the problem of seasonality.
The events which can be organized regardless the season are: schools in the countryside,
exploring old tools, sports competitions, animal feeding, farm sightseeing and walk through
nearby forest. Most people engaged in organizing events instinctively knows or quickly learns
that all local events should be based on existing cultural and natural resources because they are a
strong foundation for creating a strategy of one place branding.
Since ancient times there were wine roads going through our country as well. In recent years,
small wineries are popular, that addition to production of wine possess cellars for tasting and
drinking wine, a few small apartments, homemade food accompanied by the flavor and aroma
of wine. This is an interesting model for which the state is interested as well, as higher education
institutions, for placing on the domestic and foreign markets. In mid-September in Vrsac, Days
of vintage" are organized, acompanied with competition in the trampling of the grapes, selling
exhibition of grapes and wine, as well as competition for the best vineyard.
Although most of the events is used to support the existing image of the village, creating a new
event would be an effective way to create a new image of this region in the minds of urban
consumers. This would greatly impact the positioning of rural products in urban markets. In the
promotion of such events and destinations, we could use the help of foreign countries practice
that know how to make the interesting from the simplest facts, especially when it comes to the
hometowns of celebrities. Such festivals are GlennMiller of Iowa, or Judy Garland Festival in
Minnesota.
In addition to celebrities, we can use many other subjects, the Festival of White daisies could
easily be started, so the Avala tower gatherings, as the Miroč mountaing gatherings became
popular, or religious gathering, Lady of Medjugorje, in Croatia.
94
ATTRACTIONS THAT COULD BE BOUGHT
Our country has a significant rural eco resources upon which healthy organic food could be
successfully produced. Representatives of Ministries and the National Association for the
development of organic production, "Serbia Organica", agreed that the Serbian demand for
organic products is growing, but the future of the industry lays in exports to European markets.
Natural food without chemical additives are not found in all parts of Serbia, because only a small
number of stores in Belgrade and Novi Sad in its range has products of organic origin.
Food from organic farming is presently produced on 2400 acres. There are about 80 registered
organic producers in Serbia. The largest portion, almost 90% of organic products from Serbia is
directed to export markets of the European Union, United States and Japan.
We live in difficult and turbulent times and have less and less time to think about ourselves, the
environment and food we use in our diet. Only when the damage to our health is recognised we
begin to understand what we lost and how it is difficult to recover. Village and rural areas offers
tremendous opportunities, not only to improve our health from time to time, but to
permamently bond ourselves to the rural eco pantry. In the developed world, there are concepts
of healthy foods relied mostly on food production in rural and attested areas.
Such food could be bought in supermarkets and is often called organic, eco or healthy, natural
food, green treasury etc. Some hotels invest in advance for certain biocultures at certain hosts,
and thus promote a healthy natural organic food that is served in their hotels.
The state should use credit policy, low interest rate loans and grants to encourage and help rural
people in the controlled production of healthy food with the application of HACCP. Mediation
of state institutions between the hotels and producers of organic food on the other side would
be very important, which could be best seen in the example of Greece (Skuras, Dimara and
Petrou, 2006)
In branding of these products, retail environment as well as their packaging is of great
importance. Generally, the service environment includes external and internal appearance of
buildings, with additional furniture, equipment, etc, but also the spirit of people indoors, and a
host of other factors. Service ambience plays an important role in facilitating service delivery
activities. The service environment should provide information to tourists on services offered. It
also plays an important role in the socialization process of employees and visitors,
communicating the expected behavior, roles and relationships between employees and guests.
The service environment represents at the same time a kind of service package, and should be
designed to affect the image of the product, but also to cause sensory and emotional reactions.
The service environment serves to differentiate the company from the competition or similar
centers. It should also affect the socialization of consumers, enabling them certain roles,
behavior and relationships. There are numerous elements that affect the spirit. environment, the
most important are: music (eg faster tempo and louder music raises the level of vibrancy and
activities of people), smells (a strong influence on mood, emotion and evaluation, and purchase
intentions and behavior in the store), color (warm and cool colors have different effects on
consumers), temperature, lighting, noise.
Retail space with farm products should be inspired with rural motifs and consistently reflecting
the brand image. Purchase of rural products can easily become a family entertainment and an
unforgettable and exciting experience, if consumers are enjoying what they see, smell, hear and
feel. It is very simple to organize branded entertainment playgrounds, such as small farm with
cows, pigs, chickens and other animals near the parking lot, which would be the attraction for
kids and parents. It is possible to play original cartoons where they the addresses of rural
households from which products come could be read.
The whole environment should provide great credibility in terms of freshness of products, so
consumers could enjoy a variety of flavors, and be served with coffee, juice, or buy some
traditional Serbian food at the kitchen that exists inside the store during their tour. Thes eshops
95
should be focused on providing what is usually related to Serbian village products: quality,
freshness, abundance, and a friendly atmosphere.
Good packaging of rural products is necessary for several reasons. In addition to marking and
shortening the time for seeking such products, it should establish sensual relationship with the
product also. Its design should be such to emphasise itself on the shelves, and thus increase our
expectations and even force us to think about buying this product category.
Budgets for advertising these products are very small so packaging is the element that will attract
customers' attention.
To be functional, it should enable the product:
• Easy visibility and recognition
• informations
• To create emotional needs and
• Provide product protection, shipping, handling and storage until use.
The current packaging design of rural products generally looks the same. Besides the basic
functions to protect the goods from the farms to shop, and provide the relevant product
information (weight, composition and product bar code) it must also tell a story which will
create an emotional dimension to the brand.
New living trends such as the environment, humane treatment of animals, caring for the
environment, healthier lifestyles and increasing need to explore new products support the
branding of healthy foods and transmission of sensory and emotional message through
interesting packaging.
CONCLUSIONS
The positioning of Serbian rural areas in the world market implies the existence of a quality
tourism product, design of a communication strategy that would make the tourism product
become recognized aso the tourists prefer it over other competing destinations. Therefore it is
necessary to keep in mind that destination image is one of the important factors in creating a
destination brand. Branding this form of tourism means communicating values, mission and
vision to tourists.
For Serbian village to became a brand, it must cause a feeling of credibility of its own quality.
The modest additional offer of households could be overcame by linking with other forms of
tourism, but what should be done mostly is to raise awareness of rural tourism entrepreneurs,
and convince them that tourism is a great opportunity. Considering the life of tourists is
becoming more complex and faster, and they have less time to spend, the ability of brands to
simplify the decision where to spend your vacation is priceless. Branding of Serbian village is a
long-term process and the results could not be achieved in the short term.
The brand must fulfill and surpass all expectations of guests - related to products / services, and
experiences that awaits them, as guests should always be surprised with little things. Branded
destinatios or products are synonymous with certain quality. Satisfied tourists could easily re-opt
for a rural household, where loyalty allows predictability and certainty in demand. It is necessary
to ensure good and continuous communication that will give tourists a good reason and clear
explanation of reasons why they should chose Serbia, as a rural tourism destination.
The brand should be always represented through visual identities such as logo, slogan,
promotional material, internet presentations, etc. The positioning of Serbia as a relatively new
rural tourism destination should always emphasise the belonging to the rural tourism products,
tourist product of Serbia, and then point to the diversity of its elements compared to
competitors in the region.
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Management, Butterworth and Heinemann, Oxford.
2. Butler, R., Hall, C.M. and Jenkins, J. (1998). Tourism and recreation in rural areas. John
Wiley&Sonsltd, England.
3. Hall, D., Kirkpatrick, I. and Mitchell, M. (2005). Rural Tourism and Sustainable Business.
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5. Morgan, NJ., Priitchard, A. and Pride, R. (2006). Destination Branding- creating the unique
destination proposition. Butterworthand Heinemann, Oxford.
6. Skuras, D., Dimara, E. and Petrou, A. (2006). Rural Tourism and Visitors‘ Expenditures for
Local Food Products. Regional Studies, Vol. 40.7, pp. 769–779.
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The Americans led developed countries have been behaving communism
Xu Han-You.
Professor of China Academy of Management Science
Doctor in charge of western internal medicine.
Department of internal and emergency medicine, clinical institute, Workers hospital of Nanyang
textile corporation, Henan province, China.
Address: Department of internal and emergency medicine,Workers hospital of Nanyang textile
corporation, Nanyang city Changjiang RD No.200, Henan province, China.
Post Codes: 473125.
Telephone: 0086-15518962531.
Email:
[email protected] or
[email protected].
Word Count: 2897.
ABSTRACT
There is a new breakthrough politics theory that was first concluded by the author. The new
theory is being supported by lots of facts. The new theory may prevent worldwide war and
bleeding and promote peace and development.
It is known to all that the politic system of China is so called mainly communism. Lots of facts
indicate that the Americans lead developed countries have been behaving communisms. From
the civil war of the America to the No. 1 country in the world, from the foreign and inner policy
of the United States, the United States of the America has been doing the communism in
principle. So as the other developed countries, like United Kingdom, Sweden, etc..
The United States has a long history of extending a helping hand to those people overseas
struggling to make a better life, recover from a disaster or striving to live in a free and democratic
country. It is this caring that stands as a hallmark of the United States around the world -- and
shows the world their true character as a nation in expanding democracy and making a better life
for all.
The Americans lead developed countries used to spend lots of on the international issues, like
peace, development and security, even waging war to achieve their fair viewpoint. Though there
are some disagrees with their behaving.
Though the Americans lead developed countries do not consider communism as their
philosophy. But the principle spirit is the same as that of the countries of communism. In
fact, they are the new types of communism countries. The new breakthrough politics theory can
pave the way for peace and development around the world and prevent worldwide from war and
bleeding. If we adopted to the new politics theory. The world would be better and better.
Keywords: Communism; China; Americans; Developed countries; Peace and development;
Politics theory.
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1. Introduction
When the world-wide people are striving for peace, equality, fairness and development. The
world is not peace or fair. The bleeding and unfair events are outbreaking from time to time. The
development has not reached up to now. The politic difference among the countries has been
preventing the mankind from peace, equality, fairness, development and happy life. The
countries of communism politics system and the countries of capitalism politics system are
separated by man-made philosophy barrier. The barrier had been causing some wars and
make worse effect on peace and development. The man-made philosophy barrier should not
be the obstacles to world-wide peace, equality, fairness and development. Because the
communism politics system and other politics systems, mainly the capitalism politics system of
the American led developed countries, are not different in principles. The author has found that
the Americans lead developed countries have been behaving communisms. There are lots of
facts to indicate that conclusion. The man-made philosophy barrier in the world will be ended
when we understand that the Americans lead developed countries have been behaving
communism.
2. Present Comparison:
When we compare the present communist system to the capitalism system. We shall compare
the Chinese politics system to the politic system of the United States of American. Because the
Chinese politics system is the principal representative of communist system. While the politic
system of the United States of American is the representative of capitalism system among the
developed countries and other countries.
The capitalism system was named not by the United States of American led developed countries.
But was named by the countries of communist system, especially the Chinese politicians and
scholars. But what the communist system is at present countries of communist system?
It is known to all that the Chinese politics system is so called mainly communism system. But in
China, it is said that the Chinese politics system is a country of multiple politics systems at
present. The well known definition of the Chinese politics system is called ―one country, two
systems‖ by the politicians of China. That is to say there are at least two politics systems in
China. One is communist system. One is capitalism system. The two systems are living in the
same environment at P, R, China.
Theoretically to say, the communist system is super to the capitalism system. China should not
do back from the totally pure communist system to the present ―one country, two systems‖.
While practically to say, the Chinese communist system is the same as Chinese capitalism system.
Because the ―one country, two systems‖ in China is just to do well for the Chinese people and
even for the world people.
But at present, It is reported by The New York Times that the Americans led developed
countries troops have helped make Afghanistan safe for Chinese own investment. 1
The multiple united developed countries troops have been fighting for peace, fair and freedom in
Afghan. They have spent lots of money and life to pursue their goal. There are something of
peace and safe at present in Afghan. The environment for peace and development are coming at
Afghan. The investment in Afghan is good for all countries. But China first grabbed the chance.
Which seems it is not fair at the special situation. Which the investment environment is difficulty
to get and guard. But there is no sense that any government objects to that reality. As the
politicians, diplomats and soldiers alike stress, the war in Afghanistan was never motivated by
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commercial prospects. Had an American company won the investment in Aynak of Afghan,
some Afghans noted wryly, critics inevitably would have accused the United States of waging war
to seize the country‘s mineral wealth for his own purpose. Moreover, if China succeeds in
developing Aynak and generating revenue for the Kabul government, that helps achieve an
American goal. Two years ago, the China Metallurgical Group Corporation, a Chinese stateowned conglomerate, bid $3.4 billion — $1 billion more than any of its competitors from
Canada, Europe, Russia, the United States and Kazakhstan — for the rights to mine deposits
near the village of Aynak. Over the next 25 years, it plans to extract about 11 million tons of
copper — an amount equal to one-third of all the known copper reserves in China.
The New York Times also reported that Afghanistan is not the only place where the United
States and China find themselves so oddly juxtaposed in the post-9/11 world. 1 China is investing
more in extracting Iraqi oil than American companies are. It has reached long-term arrangements
to buy gas from Iran, even as the government there comes under the threat of Western sanctions
for its nuclear program. China has also become a dominant investor in Pakistan and volatile parts
of Africa.
Comparing the China, the communist system country, to the Americans led developed countries,
the countries of so called capitalism systems, the China should be more intention for
international peace, democracy and development. Not just for China himself. While the
Americans led developed countries, the countries of so called capitalism systems, just have
helped make Afghanistan, Iraqi, and other countries or areas safe for more Chinese investments.
Therefore, at least at these points, the Americans led developed countries, the countries of so
called capitalism systems, are more communism than China.
Simply to say, the communism behavior is striving to build peace, happy life and development
for all mankind people around world.
The Americans led developed countries have been paving the way for other countries to
development, including the big per cent the China got, at the hard gained peace environment. So
the Americans led developed countries are communism.
3. Past history summarized:
The Past history of the United States is a basic knowledge. Which may be known to all.
3.1. The national development
The national evolution of the United States of America was companying their motives for peace,
development, equality, fairness and freedom word-wide.
The United States had been the colonizations of Spanish、Dutch、French、British. The
Thirteen Colonies of the United States of America began a rebellion against British rule in 1775
and proclaimed their independence in 1776. They subsequently constituted the first thirteen
states of the United States of America, which became a nation state in 1781 with the ratification
of the Articles of Confederation and Perpetual Union. The 1783 Treaty of Paris represented the
Kingdom of Great Britain's formal acknowledgment of the United States as an independent
nation.
The legacy of the American Civil War includes ending slavery in the United States, restoring the
Union, and strengthening the role of the federal government. The social, political, economic and
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racial issues of the war decisively shaped the reconstruction era, which lasted through 1877, and
brought about changes that would eventually help make the country a united superpower.
President Woodrow Wilson declared U.S. entry into World War I in April 1917 following a
yearlong neutrality policy; the U.S. had previously shown interest in world peace by participating
in the Hague Conferences. American participation in the war proved essential to the Allied
victory. Wilson also implemented a set of propositions titled the Fourteen Points to ensure
peace, but they were denied at the 1919 Paris Peace Conference.
As with World War I, the United States did not enter World War II until after the rest of the
active Allied countries had done so. The United States first contribution to the war was
simultaneously to cut off the oil and raw material supplies needed by Japan to maintain its
offensive in China, and to increase military and financial aid to China. Contribution came to the
Allies in September 1940 in the form of the Lend-Lease program with Britain.
On December 7, 1941 Japan launched a surprise attack on the American naval base in Pearl
Harbor, citing America's recent trade embargo as justification. The following day, Franklin D.
Roosevelt successfully urged a joint session of Congress to declare war on Japan, calling
December 7, 1941 "a date which will live in infamy". Four days after the attack on Pearl Harbor,
on December 11, Nazi Germany declared war on the United States, drawing the country into a
two-theater war.
United States battled against Japan and Germany. The United States had contributed lots of to
the Japanese‘s surrendered unconditionally, ending World War II.
Following World War II, the United States emerged as one of the two dominant superpowers.
The U.S. Senate, on December 4, 1945, approved U.S. participation in the United Nations (UN),
which marked a turn away from the traditional isolationism of the U.S. and toward more
international involvement.
3.2. The Civil Rights Movement in the United States
The Civil Rights Movement in the United States was the model for peace, development, equality,
democracy, fairness and freedom world-wide.
The Civil Rights Movement in the United States has been a long, primarily nonviolent struggle to
bring full civil rights and equality under the law to all Americans. The movement has had a
lasting impact on United States society, in its tactics, the increased social and legal acceptance of
civil rights, and in its exposure of the prevalence and cost of racism. The American Civil Rights
movement has been made up of many movements. The Civil Rights Movement in the United
States usually refers to the political struggles and reform movements between 1945 and 1970 to
end discrimination against African Americans and other disadvantaged groups and to end legal
racial segregation, especially in the U.S. South.
Meanwhile, the American people completed a great migration from farms into the cities and
experienced a period of sustained economic expansion. At the same time, institutionalized racism
across the United States, but especially in the American South, was increasingly challenged by the
growing Civil Rights movement. The activism of African American leaders Rosa Parks and
Martin Luther King, Jr. led to the Montgomery Bus Boycott, which launched the movement. For
years African Americans would struggle with violence against them, but would achieve great
steps towards equality with Supreme Court decisions, including Brown v. Board of Education
and Loving v. Virginia, the Civil Rights Act of 1964, the Voting Rights Act of 1965, and the Fair
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Housing Act of 1968, which ended the Jim Crow laws that legalized racial segregation between
Whites and Blacks.
Martin Luther King, Jr., who had won the Nobel Peace Prize for his efforts to achieve equality
of the races, was assassinated in 1968. Following his death other leaders led the movement, most
notably King's widow, Coretta Scott King, who was also active, like her husband, in the
Opposition to the Vietnam War, and in the Women's Liberation Movement. Over the first nine
months of 1967, 128 American cities suffered 164 riots. The late 1960s and early 1970s saw the
strengthening of Black Power, however the decade would ultimately bring about positive strides
toward integration.
3.3. The Women's Movement in the United States
The Women's Movement in the United States further addressed the freedom for equality,
fairness and democracy for all kind of people.
A new consciousness of the inequality of American women began sweeping the nation, starting
with the 1963 publication of Betty Friedan's best-seller, The Feminine Mystique, which explained
how many housewives felt trapped and unfulfilled, assaulted American culture for its creation of
the notion that women could only find fulfillment through their roles as wives, mothers, and
keepers of the home, and argued that women were just as able as men to do every type of job. In
1966 Friedan and others established the National Organization for Women, or NOW, to act as
an NAACP(National Association for the Advancement of Colored People) for women.
Protests began, and the new "Women's Liberation Movement" grew in size and power, gained
much media attention, and, by 1968, had replaced the Civil Rights Movement as the U.S.'s main
social revolution. Marches, parades, rallies, boycotts, and pickets brought out thousands,
sometimes millions; Friedan's Women's Strike for Equality (1970) was a nation-wide success.
The Movement was factioned early on, however (NOW on the left, the Women's Equity Action
League (WEAL) on the right, the National Women's Political Caucus (NWPC) in the center, and
more radical groups formed by younger women on the far left). Along with Friedan, Gloria
Steinem was an important feminist leader, co-founding the NWPC, the Women's Action
Alliance, and editing the Movement's magazine, Ms. The proposed Equal Rights Amendment to
the Constitution, passed by Congress in 1972 and favored by about seventy percent of the
American public, failed to be ratified in 1982, with only three more states needed to make it law.
However, many federal laws (i.e. those equalizing pay, employment, education, employment
opportunites, credit, ending pregnancy discrimination, and requiring NASA(National
Aeronautics and Space Administration), the Military Academies, and other organizations to
admit women), state laws (i.e. those ending spousal abuse and marital rape), Supreme Court
rulings (i.e. ruling the equal protection clause of the Fourteenth Amendment applied to women),
and state (Equal Rights Amendment)ERAs established women's equal status under the law, and
social custom and consciousness began to change, accepting women's equality.
The Americans lead developed countries used to spend lots of on the international issues, like
peace and security. Even waging war to achieve their fair viewpoints. Though there are some
groups disagree with their behaviors. The facts are that they have reasons to reach their aims.
The history of the United States expresses that from the colonization of the America, the
American Civil War, the U.S. entry into World War I to the American participation in World
War II; from the Civil Rights Movement in the United States, the Women's Movement in the
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United States, to the "World Superpower‖, the United States of America had been striving for
peace, development, fairness, the communism principle!
There are lots of facts to say that the Americans lead developed countries have been behaving
communism. From the colonization of the America to the United States of the No. one country
in the world, from the foreign and inner policy of the United States, the United States of the
America do the communism in principle. Which can not write in the limited pages. So as the
other developed countries, like United Kingdom, Sweden, etc..
4. The Americans lead developed countries have been building lots of foundations to
help the word-wide people
The United States of Americans has a long history of extending a helping hand to those people
overseas world-wide struggling to make a better life, recover from a disaster or striving to live in
a free and democratic country. It is this caring that stands as a hallmark of the United States
around the world and shows the world its true character as a nation.
U.S. foreign assistance has always had the twofold purpose of furthering America's foreign policy
interests in expanding democracy and free markets while improving the lives of the citizens of
the developing world and extending assistance to countries recovering from disaster, trying to
escape poverty.
There are lots of foundations or organizations alike in the United States to help world-wide
needed people recover from disaster, cure the fatal diseases, overcome the poverty, enhance the
freedom and democracy, et al..
The foundations or organizations alike are consisted of government official foundations and
private ones. To see a few examples as followings: The William J. Clinton Foundation; Bill &
Melinda Gates Foundation; United States Agency for International Development (USAID);
Drug Free America Foundation, Inc.; The Carter Center: Creating a world in which every man,
woman, and child has the opportunity to enjoy good health and live in peace, et al.
The other developed countries also have developed lots of foundations or organizations like the
United States‘. But the foundation in China is scarce.
5. Great hope for peace and development
The author just takes examples the three aspects of facts. The Americans lead developed
countries have been building lots of foundations to help the word-wide people. The Past history
of the United States as a basic knowledge indicated the American people had striving for peace,
development, equality, democracy, fairness and freedom world-wide. The present Comparison to
China indicates that the Americans lead developed countries have been doing more
achievements to striving for peace, development, equality, democracy, fairness and freedom
world-wide.
The facts only in my above mentioned three aspects can concluded that the Americans lead
developed countries have been behaving communism.
All which the above mentioned facts may prove the Americans lead developed countries do
behave communism. Though they do not consider communism as their philosophy. But the
principal spirit is the same as the communist party countries‘.
Why the Americans lead developed countries do not come together with the communist party
countries to do the communism achievement? Even the communist party countries‘ are not
perfect communism.
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When the world wide politicians understand that the Americans lead developed countries have
been behaving communism. Their philosophy difference between the Americans lead
developed countries, or no- communism countries and communism countries is near to zero.
The confrontations, contradictions, or even wars among them are to be ended. The worldwide
peace and development are more easy to reach.
The Americans lead developed countries have been behaving communism. Which is a
breakthrough politic theory. The new theory may prevent worldwide war and bleeding and
promote peace, equality, fairness, freedom, democracy and development. The new theory may
pave the way for developing great peaceful United Nations of communism.
ACKNOWLEDGMENTS:
Conflict of Interest statement:
The financial Supported by author himself.
There is no conflict of interest.
The Ethical Approval is not applicable.
References
1, MICHAEL WINES. 2009. ―UNEASY ENGAGEMENT: China Willing to Spend Big on
Afghan Commerce.‖ The New York Times, December 29, 2009,
http://www.nytimes.com/2009/12/30/world/asia/30mine.html?_r=1&scp=189&sq=&st=nyt(
accessed January 2, 2010).
104
DEMOCRATIC CHANGE IN THE GULF MONARCHIES IN THE 21ST CENTURY
Dr. M. Azam
Assistant Professor, Department of Political Science, Hazara University, Mansehra, Pakistan,
[email protected]
Abstract
The paper deals with the socio-political change that the Gulf countries, namely Bahrain, Kuwait, Oman, Qatar,
Saudi Arabia, and the United Arab Emirates, have undergone in the last decade particularly in the post-9/11
period. Various aspects of the Gulf societies have been examined to see the nature and volume of change taking
place in the Gulf region. The study seeks to analyze the reforms introduced by the governments during this period.
It is argued that the region has experienced some radical changes in the body politic during the last decade. It is
also argued that the changed international political environment has played an important role in the changes
occurring in these six countries.
Keywords: democracy, democratization, Gulf States, civil society, human rights
Introduction
After the inset of the twenty-first century, the pace of political change in the Arab world gained a
momentum. Particularly in the post-9/11 period political environment in the Arab countries
acquired a visible pattern of change characterized by democratic awareness and aspirations,
resulting into recent revolutions in Tunisia, Egypt, and Libya and upheavals in others. Gulf
monarchical societies were no exception to this political change as demonstrated by political
demands and protests in Bahrain and other states.
This study is an attempt to explore the nature as well as level of change and reforms in the Gulf
countries during the last decade. Developments in the constitutional, political, economic,
educational sectors have been taken into account. Reforms in the areas of human rights and
media have also been discussed. The questions addressed in this study include (i) Did the
democratization process moved further after 2000? and (ii) Were there any practical measures
taken by the regimes in the direction of democratic rule? A thorough look at the practical
measures taken and reforms introduced by the ruling regimes and changes taking place in the
region have been outlined.
Constitutional Developments
Unprecedented constitutional developments took place in the Gulf monarchies during the last
decade. It is observed that the historical increase in the area of electoral politics in the Gulf
countries became possible because of the constitutional development in the region.i Taking the
lead, Bahraini government introduced a new constitution in 2002, followed by the Qatari
government, which implemented its new constitution one year later. The difference between the
two constitutions is the public consent for the new constitution. The Qatari constitution was
implemented after a popular referendum in which 96 percent of the Qatari voters, men and
women, voted for it in April 2003. In fact, it was reinstatement of the 1973 Constitution, which
effectively meant the promulgation of the new constitution.ii
105
Both of the new constitutions of Bahrain and Qatar were, in fact, consequential strides towards
transformation of the political systems of the two countries into constitutional monarchies. In
the new Bahraini Constitution, psychological as well as physical torture and ill-treatment of
prisoners have been legally prohibited. The provision helps the citizenry enjoy a better sense of
self-respect and dignity. Both of the constitutions instituted the concept of ‗separation of power.‘
Legislation authority, in Bahrain, is now put in the hands of a bicameral legislative body. The
body consists of the Nuwab Council (lower house) and the Shura Council (upper house). The
former comprises elected representatives whereas the latter is an appointed consultative
chamber. Both of the chambers consist of 40 members. Members of the lower house are
elected through universal adult suffrage.
In Qatari constitution, powers have been distributed among the three organs of the government.
The Emir and his cabinet exercise the executive authority. Legislative authority is entrusted to
the Shura Council and judicial authority to the courts. The process of separation of powers also
moved forward in Kuwait where the portfolios of prime minister and crown prince were
separated for the first time in the history of the country. The prime minister is now answerable
to the parliament and can face legal inquiries. These reforms are in fact very significant with
reference to transparency, good governance and institution building. For example, there had
been no legislative elections in Bahrain for almost last three decades.
Though the referendum was held in 2003 in Qatar, the Emir approved and promulgated the
constitution in June 2004. Qataris aged 18 and above were given the right to take part in
elections in May 2008 when the Shura Council ratified the election law. The law institutionalized
secret and direct balloting.iii The Council previously possessed no legislative powers when it was
made up of 35 appointed members. Now, it has attained powers to review and amend the draft
budget. Number of its members has been increased to 45 (30 elected and 15 appointed). If a
bill is endorsed by two-third majority in the Council, it becomes a law after the Emir‘s approval.iv
The Council passes the budget and oversees government activities. It also holds powers to grill
ministers and send them home by passing a vote of no confidence.v
The new constitution of Qatar also ensures rights and freedoms of the Qatari people. Freedoms
of expression and religious activities and right of assembly and right to form associations have
been provided for. No amendment is allowed limiting the freedoms and rights of the people
they enjoy constitutionally. To an analyst, ‗The new constitution…is one of the most modern in
the Arab world.‘vi By establishing the Supreme Constitutional Court, the Amir of Qatar also
took a new measure towards the constitutional development.
After the reforms were introduced by King Abdullah in February 2009 in Saudi Arabia, The
Economist remarked that ‗in all likelihood,…the council…will choose Abdullah‘s successor, in
what might prove to be, even if restricted to…princes…, the first quasi-democratic transition of
power in Saudi history.‘vii Conservative judges in Saudi courts were replaced with reform-minded
judges by King Abdullah.viii A conservative head of the judiciary was also replaced.ix The King
removed the head of the Supreme Judicial Council, Sheikh Saleh Luhaydan, and a number of
other senior judges. Luhaydan ‗was notorious for rulings such as one that said it would be legal
to kill the owners of TV channels broadcasting ‗immorality‘.x
Political Developments
Unprecedented reforms in the political sector were witnessed in the post-9/11 period in the Gulf
countries. A wave of political pluralism caused a visible change in the region. Electoral as well
as parliamentary politics have experienced visible gains. Political systems have become
somewhat participatory. First ever elections in all the six states, except Kuwait, were held after
the beginning of the 21st century. ‗An unprecedented wave of popular voting‘ penetrated the
Gulf. It was noted that Bahrain, Kuwait, Oman, and Qatar have ‗recently generated some
excitement among democrats optimistic about the possibility of political liberalization, as
elections have begun to play some role in these countries.‘xi
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Table: Year of First Elections in the Gulf Countries
Country
Qatar
UAE
Saudi Arabia
Oman
Bahrain
Kuwait
Year of Elections
2007xii
2006
2005
2003
2002xiii
1962
A trend of increased interest among the voters for electoral politics, with varying degrees, is also
visible in the Gulf countries. In Qatar, for example, voter turnout in 2003 polls for the
municipal councils was between 25 and 35 percent in different municipalities. But, the turnout
arose to 51 percent in April 2007 polls for the municipal councils. Liberals, in some instances at
least, also made their presence felt and gained a place in electoral politics and power structures in
the Gulf monarchies. In Kuwait, for example seven liberal candidates won seats out of 50 in
May 2008 election for the National Assembly.
Parliament in Bahrain had become a part of its history after its dissolution in 1975. In 2002, it
was launched anew and the government held first parliamentary elections in the same year. First
ever municipal elections were also held in Bahrain in 2002. Three hundred and twenty (320)
candidates contested for 50 municipal seats. The elections were judged as free and
fair municipal and parliamentary both. Open campaigns were launched by the opposition.
Large rallies were also held even by the boycotting political associations. One hundred and
seventy-seven (177) candidates contested 40 seats in the Bahraini parliament.xiv Correspondingly,
Oman also held its first ever parliamentary elections in 2003xv on the basis of universal
franchise.xvi The first ever elections in the United Arab Emirates were held in 2006. Twenty
members of the Federal National Council were elected. Remaining twenty members were
appointed by the government.
In Saudi Arabia, municipal councils were created by the king in 2003. Fifty percent of the
municipal members were to be elected by the people.xvii The government held first elections in
2005 for 178 municipal councils. The elections were extremely contested. For only seven seats
in Riyadh, there were 646 contestants. Voter turnout remained between 25 and 35 percent.
Indeed, successful electoral experiences in the neighboring countries of Qatar and Bahrain
encouraged Saudi government for holding Municipal elections in 2005.
Although political parties are not allowed in any of the six GCC countries, political groups and
societies are tolerated in some of these states, like Bahrain and Kuwait.xviii In Bahrain, more than
15 societies, in fact, function like political parties. They form their blocs in the parliament and
field their candidates in elections. These political societies represent leftists, fundamentalists,
Marxists, and liberals, etc. The Bahraini government allows them for organizing open forums
and distributing weekly magazines.xix Political society leaders in Bahrain took an extraordinary
step when they opposed a proposed law on political societies in 2004. National Democratic
Institute helped them in preparing a substitute for the proposed legislation. The draft of the
proposed legislation was submitted to the Nuwab Council where it was approved in July 2005.xx
The Consultative Council in Saudi Arabia was a purely advisory body, but in November 2003, its
status was revamped as a partly legislative body through a royal decree. Thus, its members got
the power to table new bills.xxi Further powers were granted to the Council in 2005. Previously,
the Consultative Council used to submit its decisions and recommendations to the cabinet. The
amendment in Article 17 permitted it to submit its recommendations directly to the king. xxii It
was also in 2005 that the members of the Saudi Consultative Council were accredited to debate
the national budget, quiz the cabinet members and obtain state revenue data. In April 2005,
seats in the Consultative Council were increased from 120 to 150. The government‘s inclination
107
towards reform in the country reflected in the fresh nominations to the Council. Well known
economists and education experts made two-third of these nominations.xxiii Since the Council‘s
jurisdiction has expanded and its membership has diversified, its role has become more
important in the Saudi political structure.
Parliaments and legislative bodies in the Gulf countries, though with varying degrees, have
gained vigor and become bolder compared to the past. These legislative institutions have started
asserting their power and authority more energetically. In 2006, for example, the emir of Kuwait
was impeached by the parliament. The Kuwaiti parliament, in fact, reshapes the bills put forward
by the government.xxiv Similarly, in Bahrain, a government sponsored bill was refused by a
parliamentary committee. The bill was intended to control public meetings and street protests.
The committee declared it unconstitutional, saying, it would hinder rights and liberties of the
people.xxv
The Council of Deputies in Bahrain also laid the foundations of another parliamentary practice
when three ministers the Minister of State, the Minister of Finance, and the Minister of
Labor were grilled in January 2004.xxvi It was perhaps because of such courageous steps that
Bahrain was welcomed by the International Parliamentary Union in 2003. Saudi Consultative
Council also moved a step forward when its members debated the women‘s right to drive cars in
2005. In some of the GCC countries state media was also employed in order to popularize the
debate on various issues. It was for the first time in the history of Saudi Arabia that the weekly
Consultative Council sessions were decided to be televised. Oman, even earlier than Saudi
Arabia, decided to broadcast question and answer sessions of the Majlis al-Shura in 2003. Some
of the hearings at the Majlis al-Shura were also relayed for television watchers.xxvii
Civil Society and Media
In the past, civil society could not flourish in the Gulf countries mainly because of legal hurdles.
In Kuwait, for example, Public Gatherings Law of 1979 required prior permission from the
government for holding public gatherings. Similarly, in Bahrain, Public Gatherings Law of 1973
did not permit holding rallies near security-sensitive areas and places like shopping malls,
airports, and hospitals. In Qatar, law did not allow establishing professional associations.
In a changed regional and international environment, the Gulf monarchies loosened the grip
over civil society. In Kuwait, 15 clauses of the Public Gatherings Law of 1979 were repealed by
the Constitutional court in 2006. In the same year, Public Gatherings Law of 1973 of Bahrain
was amended by the Parliament and ban was lifted from holding rallies near security-sensitive
areas, hospitals, and airports, etc. Workers were allowed to establish unions without government
permission. Qatar, even two years earlier, in May 2004, took measures with reference to
strengthening of its civil society when the right to set up professional associations was granted to
the people.xxviii In the same year, 2004, the government of Qatar allowed workers to set up
autonomous unions. The unions were allowed to discuss with the employers and work out
solutions to the problems related to time schedules, working conditions, and wages. If the issues
are not resolved through negotiations, the workers are permitted to go on strike.
In Saudi Arabia, none of the independent trade unions or voluntary associations existed before
2003 when civil society actors were brought under the legal structure. Saudi Journalists‘
Association was the first ever officially approved civil association in the country that was granted
license in January 2003. Later, many civil society organizations were licensed, like Saudi
Pharmacist Society. Establishment of a Saudi association of lawyers was approved by the
Ministry of Justice in 2003.xxix
In order to minimize the regime‘s sway over NGOs in Saudi Arabia, a first-ever draft law was
modified by the Shura Council in December 2006.xxx The draft law was passed by the Council
one year later, in December 2007. Under this law, National Authority for Civil Society
Organizations was set up. Its purpose was to oversee the NGOs. The law also explained the
procedural requirements for establishing and functioning of civil society organizations.xxxi
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Student unions caught very little attention in the reform agenda. First ever student union
elections were held in May 2006 in Saudi Arabia.
In 2002, Bahraini government allowed human rights organizations to undertake political
activities. In Bahrain, 65 new associations were set up in just one year, 2002. Among them were
11 political and 13 professional. More than 300 civil society organizations had come into
existence in Bahrain before the beginning of year 2004. In 2006, Kuwait had 55 societies
pursuing different agendas like religious, gender reform, political and economic liberalization.
Forty thousand (40,000) people were members of these societies. Bahraini NGOs also pursue
diverse agendas including religious, civic, and cultural. Besides trade unions, NGOs of all of
these types have growing in number in Bahrain. Likewise, civil society has become visible in the
United Arab Emirates after 2000. Kuwait approved its first human rights association in 2004.xxxii
Through a declaration in March 2003, six of the political associations in Bahrain called for
further reforms to expand political rights and individual liberties. The need for women
empowerment and elimination of corruption was also emphasized in the declaration.
Media and freedom of expression also witnessed positive changes and reforms during the period
under study. Oman set up Gulf Press Freedom Organization. Objectives of its creation were
strengthening freedom of expression, improving human rights conditions, and providing
professional assistance to media persons in the Gulf countries and Yemen. Saudi Journalists‘
Association was licensed in 2003 and was established in 2004. The association comprises a ninemember board and a chairman. All of the members are elected by Saudi journalists. Three
hundred journalists cast their votes in the first election held in 2004.
In addition to the professional media organizations, private television channels were also
permitted by the ruling regimes in the Gulf. In 2003, for the first time, Kuwait committed itself
to permit non-state-run local satellite television channels when a private TV channel was
launched. The channel was located in Dubai Media City. Before the beginning of 2005, two of
the satellite channels, based in Kuwait, had become functional, including Al-Ikhbariya which was
established in 2004. In 2003, Emirati authorities licensed a private satellite TV channel AlArabiyya. In Qatar, in 2004, al-Jazeera established al-Jazeera Media Training and Development
Centre. Al-Jazeera‘s English news channel was established in November 2006. When a female
from Saudi Arabia presented inaugural news bulletin on Al-Ikhbariya, it was itself a piece of news
as it was unusual in Kuwait.
A number of legal measures were taken in Bahrain for strengthening media and freedom of
expression in the country. In 2002, the government passed new press laws. Under the new laws,
none of the publications can be shut down unjustifiably. Upper house of the Bahraini
parliament, the Shura Council, passed a law in May 2007 that ‗would remove criminal penalties
for journalistic offences.‘ The next year, in May 2008, the Council put an end to imprisonment
of journalists and stated clearly that editors may not be sued for articles they did not write. A
series of National Dialogues in Saudi Arabia, inaugurated by King Abdullah was also a
demonstration of the acceptance of people‘s right to express freely.
Human Rights
To improve human rights, Kuwait, Qatar, Saudi Arabia, and the United Arab Emirates
established human rights organizations. Legal structures were also reviewed in some of the GCC
countries in order to advance the human rights conditions. The masses were allowed to demand
their rights, lodge protests, and hold rallies. The government of Qatar established its National
Committee for Human Rights in 2003. Next year, Kuwait Society for Human Rights (KSHR)
was licensed. Further one year later, Saudi Arabia established its Saudi Human Rights Agency.
In 2006, the United Arab Emirates formed its first human rights association.
Qatar‘s National Committee for Human Rights comprises 13 members. Eight of its members
represent various ministries while five are taken from well-known public figures. The Kuwait
109
Society for Human Rights had been working informally for last eleven years when it was licensed
in 2004.xxxiii For local workers in Saudi Arabia, a temporary accommodation was founded in
2007 and in the same year, a law was worked out to check human trafficking. Bahraini courts
have discountenanced the police ‗to hold detainees for more than 60 hours‘ after 2001, when the
State Security Act was abolished. The first law on labor unions was formulated in 2002 in
Bahrain.xxxiv Political prisoners were granted general amnesty when state security courts were
done away with in 2002. In the same year, right to strike for safeguarding their economic
interests was conferred on workers. Next year, Oman also allowed strikes in 2003. The
government of Qatar accorded workers the right to set up autonomous unions in 2004.
Workers‘ community in the Gulf region has started exercising its right to protest and strike. In
the United Arab Emirates, for example, many protests were reported in a single year of 2007.
Just in the month of February 2007, Abu Dhabi and Dubai, both experienced strikes and
protests lodged by construction workers. Three thousand (3,000) workers in Abu Dhabi went
on strike for five days. The management accepted their demands by raising daily wages,
including pay for Fridays, and providing basic health insurance to workers. In Dubai, a busy
highway was occluded by three to four hundred protesting workers.
A rather new phenomenon was witnessed in Saudi Arabia when the government-owned National
Society for Human Rights, in its first report in 2007, objected on the conduct of mutawwa‘in.
First Christian church (St. Mary‘s Roman Catholic Church) in Qatar‘s history was established in
March 2008 in Doha. At the same time, five more churches were under construction in the
country.xxxv Sunni regimes in the Gulf have long withheld religious rights of the Shia, despite the
fact that the latter constitute majority in Bahrain. Not only Shia, Saudi authorities have been
discriminating against followers of schools of thought other than the Hanbali one. However,
they have commenced to make small adjustments during the last decade. Bahraini government,
for example, not only allocated a separate television channel for the Shia, but also broadcast Shia
events on the state television.
The concept of religious pluralism has made a start on gaining acceptance in Saudi society. For
the first time, Wahhabi scholars showed their willingness to interact with Shiite and Sufi sheikhs,
after the initiation of the national Dialogue by King Abdullah. Shia and sufis were invited to
participate in the National Dialogue in 2004. Shias in the Eastern Province of Saudi Arabia were
permitted to observe their religious rites publicly. King Abudllah has also extended the number
of Shia representatives in the Shura Council.xxxvi
In May 2006, powers of the mutawa‘in (Public Decency Police) in Saudi Arabia were curbed
through a decree commanded by the Interior Ministry. The decree pronounced that ‗their (of
the mutawa‘in) role ends as soon as the culprits are arrested and handed over to the regular
police.‘ Reshuffle by King Abdullah in February 2009 made a headline ‗Bold Reform‘ in AlHayat newspaper when two influential but conservative religious figures were laid off. xxxvii For
the first time, all four schools of Sunni Islam are represented in 21-member board of senior
clerics.xxxviii The Bahraini government also effectuated a couple of measures for ameliorating
human rights. As a signal towards alleviating discrimination against the minorities and other
excluded groups, the king, for example, appointed two Jews as members of the Consultative
Council in 2002 along with liberals, secularists, and women. Women and foreigners legally
residing in the country and owning some property, were permitted participation in elections.
Concluding Discussion
It can be safely said that a considerable progress has been made during the last decade in the
areas of political reform and human rights in the GCC region. Apart from the visible
developments, masses in the Gulf monarchies have acquired a sense of consciousness over the
past years. Now people lay claim to their rights. They have got down expressing their demands
for democratic reforms, more strongly. Now people have got more courage to lodge protests,
go on strikes, and put petitions forward boldly for reform, even in a country like Saudi Arabia. A
110
considerable change in the attitude of the reformers and masses of these countries and in the
behavior of the governments has taken place in the post-9/11 period.
Unlike past decades, people now do not go along with certain human rights violations and do
not acquiesce to the undesirable governmental activities. People of Bahrain, for example did not
accept the detention of Abdul Hadi al-Khawaja, who is a human rights activist. Opposition held
street demonstrations against his arrest in 2004. Women in the GCC region have acquired a new
confidence first time in the history. In April 2009, some of the Saudi women started a campaign
‗Let Her Get Fat‘ as a protest against the government‘s decision of closing down all-female
health centers not monitored by a public hospital or clinic.xxxix In August 2009, hundreds of
female Saudi students blocked roads and a university and staged a sit-in against the alleged
malpractices of the university administration vis-à-vis admissions.xl In an editorial it was
commented that
the recent protest by approximately 1,000 Saudi women is rare evidence of what is increasingly
being viewed as a suffragette-style movement in the making…. This incident is a clear sign that
women are gaining the confidence to assert their rights and are joining forces to lobby for
changes in archaic customs and laws that do little to uplift their status.xli
Likewise, in the United Arab Emirates, women have been empowered to the extent that the
nation ‗no longer talks of whether it is permissible for women to perform a political role.
Rather, the debate is about the nature of this role.‘xlii
People, particularly the democracy activists have mustered up enough courage that they
frequently forward petitions for radical political reforms. Most request petitions for democratic
reforms were reported from Saudi Arabia. More than one hundred Saudi lawyers, academics,
professionals, political activists, business-persons, and religious scholars signed the petition ‗A
Vision for the Present and the Future of the Nation‘ and proffered to the king in January 2003.
The petition drew an immediate response. Within the same month, the Crown Prince invited 40
of the petitions‘ signatories for parleys. Another petition ‗In Defence of the nation‘ was drawn
up in September 2003 and put forward to the King, the Crown Prince, and the Defense Minister.
Among more than 300 Saudis who signed the petition were Shiites, Sunnis and 50 women from
different regions of the country. In December 2003, a third petition ‗An Appeal to the
Leadership and the People: Constitution Reform First‘ was prepared and submitted. xliii A
petition signed by 77 Saudi activists was submitted to 20 officials besides the King.xliv
A diverse range of reforms were asked for through these petitions like constitutional monarchy
and elimination of ‗secret tribunals‘ etc. Apart from these petitions focusing on political reform,
some other petitions were also made to the government authorities. In September 2007, for
example, a petition was made by the Society for Protecting and Defending Women‘s Rights to
King Abdullah to allow women for driving cars. The petition was signed by more than 1,100
male and female Saudi activists.xlv As one of the responses on part of the Saudi government to
these petitions a series of National Dialogue was initiated in June 2003. The second and third
rounds of the National Dialogue were held in December 2003 and June 2004.
The second round was titled ‗Extremism and Moderation: A Comprehensive Methodological
View‘ and the third ‗Women: Their Rights, Duties and Relations of Education to Them‘.
Participants of these dialogues included intellectuals, academia, opinion-makers, religious
scholars, university professors and activists, males and females. Until 2008, five rounds of
National Dialogue conferences had been completed. It is observed that in Saudi Arabia, ‗a
growing opposition by enlightened religious elements and liberal dissidents are challenging the
regime.‘ A petition by well-known activists, academics, and journalists was made in Kuwait in
2003. The petition urged the government for changing the national constitution and making it
more democratic. Some of the political societies asked the government of Bahrain to discuss
political reform with them.xlvi
The new constitution was a step forward on the journey towards greater public participation.
The people of Bahrain, however, desired for more political reforms. To explore the ways and
111
means for a true constitutional monarchy, a ‗Constitution Conference‘ was convened by four of
the societies the National Democratic Action, the Islamic Action, the Wefaq, and the
Nationalist Bloc in 2004. They issued a public petition gathering more than 75,000
signatures.xlvii In May 2009, Ninth Democracy, Development and Free Trade Summit was
inaugurated by the Emir of Qatar in Doha.xlviii Sheikha Mozah bint Nasser Al-Misned of Qatar
established the Arab Democracy Foundation (ADF) in May 2007.xlix
In fact, a ‗paradigm shift‘ has taken place in the region. This shift has given birth to a new
sociopolitical culture in the Gulf States. Due to this shift, mindset of the rulers vis-à-vis the
ruled has been reoriented.
Notes and References
1
Gianluca Paolo Parolin, ‗Generations of Gulf Constitutions: Paths and Perspectives,‘ in
Abdulhadi Khalaf and Giacomo Luciani, Constitutional Reform and Political Participation in the Gulf,
Dubai: Gulf Research Center, 2006, p. 80.
1
Andrzej Kapiszewski, ‗Elections and Parliamentary Activity in the GCC States,‘ in Abdulhadi
Khalaf and Giacomo Luciani, p. 110.
1
Gulf Yearbook 2008-2009, Dubai: Gulf Research Center, 2009, p. 42.
1
Civil Society and Democratization in the Arab World: Annual Report 2004, Ibn Khaldun Center for
Development Studies.
1
Andrzej Kapiszewski, ‗Elections and Parliamentary Activity in the GCC States,‘ pp. 117–8.
1
http://indylaw.indiana.edu/news/browsearchive.cfm, accessed on Apr. 22, 2009.
1
‗Tiptoeing towards Reform,‘ The Economist, Feb. 19, 2009.
1
Abeer Allam, ‗Saudi Arabia delays elections for two years,‘ Financial Times, May 20, 2009.
1
_______, ‗Senior Saudi calls for political reforms,‘ Financial Times, Apr. 28, 2009.
1
‗Tiptoeing towards Reform,‘ The Economist, Feb. 19, 2009.
1
Alfred Stepan with Graeme B. Robertson, ‗An ―Arab‖ more than ―Muslim‖ Electoral Gap,‘
Journal of Democracy, Vol. 14, No. 3, (Jul. 2003), p. 37.
1
In Qatar, first parliamentary polls were held in 2007 whereas first municipal elections were held
in 1999. Municipal elections were held again in 2003.
1
In Bahrain, first municipal elections were held in 2002 whereas, parliamentary elections were
held first time after 1975.
1
Civil Society and Democratization in the Arab World: Annual Report 2004.
1
Marc Valeri, ‗Liberalization from Above,‘ in Khalaf and Luciani, p. 197.
1
Joseph A. Kechichian, Political Participation and Stability in the Sultanate of Oman, Dubai: Gulf
Research Center, 2005, p. 53.
1
Gianluca Paolo Parolin, ‗Generations of Gulf Constitutions,‘ p. 82.
1
http:www.cipe.org/blog/?p=56, accessed on Mar. 31, 2009.
1
www.cipe.org/blog/?p=56, accessed on Mar. 31, 2009.
1
www.ndi.org/bahrain, accessed on Dec. 23, 2009.
1
Andrzej Kapiszewski, ‗Elections and parliamentary Activity in the GCC States,‘ pp. 96–7.
1
Amr Hamzawy, Testimony before the House Committee on Foreign Affairs Subcommittee on
International Organizations, Human Rights and Oversight, Jun. 14, 2007.
1
Jordon Times, Apr. 14, 2005 cited in Nicole Stracke, Institutional Change in Saudi Arabia, Dubai: Gulf
Research Center, 2006, p. 26.
1
Civil Society and Democratization in the Arab World: Annual Report 2004.
1
Andrzej Kapiszewski, ‗Elections and parliamentary Activity in the GCC States,‘ pp. 114–5.
1
Abdulhadi Khalaf, ‗Bahrain‘s parliament,‘ Carnegie Endowment for International Peace, May
16, 2004, cited in Andrzej Kapiszewski, p. 113.
1
Naomi Sakr, ‗Media Policy as a Litmus Test of Political Change in the GCC,‘ in Khalaf and
Luciani, p. 137.
112
1
Gianluca Paolo Parolin, ‗Generations of Gulf Constitutions,‘ p. 76.
Amr Hamzawy, Testimony, Jun. 14, 2007.; Arab News, Jun. 4, 2003, cited in Steffen Hertog, ‗The
New Corporatism in Saudi Arabia,‘ in Khalaf and Luciani, p. 248.
1
Civil Society and Democratization in the Arab World: Annual Report 2008, p. 162.
1
Saudi Press Agency, Jan. 1, 2008 cited in Gulf Yearbook 2008-2009, p. 43.
1
Gulf News, Jun. 29, 2003, cited in Andrzej Kapiszewski, p. 111; Fatima Al-Sayegh, p. 120.
1
Naomi Sakr, ‗Media Policy as a Litmus Test of Political Change in the GCC,‘ p. 153.
1
U.S.
State
Department
Democracy
Reports,
http://www.state.gov/g/drl/rls/afdr/2008/nea/129903.htm, May 2008; Hasanain Tawfiq
Ibrahim, Political Reform in the Gulf Cooperation Council States, Dubai: Gulf Research Center, 2006, p.
49.
1
www.freedomhouse.org/template.cfm?page=384&key=173&parent=16&rep ort= 76, accessed
on May 20, 2010.
1
Abdulaziz H. al-Fahad, ‗Ornamental Constitutionalism: the Saudi Basic Law of Governance,‘
cited in Gianluca Paolo Parolin, p. 77; F. Gregory Gause III, ‗Can Democracy Stop Terrorism?‘
Foreign Affairs, Vol. 84, No. 5; ‗Tiptoeing towards Reform,‘ The Economist, Feb. 19, 2009.
1
‗Saudis
welcome
government
shakeup
as
‗bold
reform‘,‘
www.dailystar.com/lb/article.asp?edition_id=10&categ_id=2&article_id=99391, Feb. 16, 2009,
accessed on Jun. 27, 2009.
1
‗Tiptoeing towards Reform,‘ The Economist, Feb. 19, 2009.
1
http://u.tv/News/Female-SAudi-Arabian-ministers-TV-stance-confounds-rightsadvocates/4798b6ba-94a8-41e5-a1a5-658b93403759, Jun. 8, 2009, accessed on Jun. 13, 2009.
1
Dawn (Islamabad), Aug. 3, 2009.
1
‗Winds of Change,‘ editorial, Dawn (Islamabad), Aug. 5, 2009.
1
Gulf Yearbook 2008-2009, p. 66.
1
Andrzej Kapiszewski, ‗Elections and parliamentary Activity in the GCC States,‘ p. 93.
1
Abeer Allam, ‗Saudi Arabia delays elections for two years,‘ Financial Times, May 20, 2009.
1
http://www.ndi.org/content/saudi_arabia, accessed on Dec. 23, 2009.
1
Farah al-Nakib, ‗The Constitutionality of Discrimination: A Search for Women‘s political
Equality in Kuwait,‘ in Khalaf and Luciani, p. 187.
1
Andrzej Kapiszewski, ‗Elections and parliamentary Activity in the GCC States,‘ p. 114;
http:www.cipe.org/blog/?p=56, accessed on Mar. 31, 2009.
1
Dunia Al-Mohammedi, ‗Qatar hosts summit on democracy, development and free trade,‘ May
11, 2009. www.al-shorfa.com/en/article/090511_democracy_summit_nws/, accessed on Jun. 3,
2009.
1
http://www.adf.org.qa/, accessed on May 10, 2010.
1
113
THE PARADOX OF ECONOMIC GLOBALIZATION: THE CASE OF THE NIGER
DELTA REGION
Justina Adalikwu-Obiske, PhD
Ebere E. Obisike, FRSPH, DHSc Canadian
Canadian University College, Lacombe
Canadian University College, Lacombe
[email protected]@cauc.ca
ABSTRACT
Globalization presents contradictions, leading to its manifestation as good and bad – a double
edged sword. For the proponents of globalization, it is a unifying force, an economic process
that offers people a variety of choices, leading to an improved quality of life. One can also argue
that globalization is good given the example of China and Indian where most people have
moved from abject poverty. However, the negative aspect of globalization has resulted in a
tremendous income inequality in most developing nations. There is a high rate of unemployment
in these countries as both skilled and unskilled youths have become increasingly marginalized
and disfranchised from the promise of ―development.‖ The position of this paper is that, the
processes of globalization in the last few decades have continuously restricted people‘s lives,
widened the gap between the rich and poor, north and south, resulting in a fragmented globality.
And for the particular case of the Niger Delta region, economic globalization has resulted in the
disenfranchisement of the youths. The discussions of this socio-economic phenomenon in this
paper will be based on the field work that commenced in 2004 to 2010 in Obagi, Obelle,
Omoku, Ogbogu, and Obite communities.
Key Words: Globalization, Economy, Oil Exploration, Marginalization, Disenfranchisement
INTRODUCTION
Economists describe globalization as the abolition of tariff and non-tariff barriers (Weisbrot et
al., 2002) or the practice in which national and international policymakers encourage domestic
deregulation and external liberalization (Cornia, 2001). While we are not taking anything away
from the above assertions, we posit that globalization goes beyond changes in rules and
regulations guiding domestic and international economic development. In general terms, we
argue that the processes of globalization affect people‘s daily lives in various areas such as the
environment, health, economic, politics, culture, prosperity of communities and the physical
wellbeing of individuals.
In addition, given the uneven interactions of all the participants of economic globalization, we
assert that economic globalization presents contradictions, leading to its manifestation as good
and bad – a double edged sword. For the proponents of economic globalization, it is a unifying
force, an economic process that offers people a variety of choices, leading to an improved quality
of life. One can also argue that economic globalization is good if one takes into account, the
example of China and Indian where most people have moved away from abject poverty.
However, the negative aspect of economic globalization has resulted in a tremendous income
inequality in most developing nations. This socio-economic phenomenon has in turn led to more
social unrest in most developing countries because income inequality has become very precarious
as the overall social exclusion has become more magnified.
There are various ways in which local citizens have been prevented from obtaining the basic
necessities of life. For instance, there is a high rate of unemployment in these countries as both
skilled and unskilled youths have become increasingly marginalized and disenfranchised from the
promise of ―development‖ as presented by the proponents of globalization. The position of this
114
paper is that, the processes of economic globalization in the last few decades have rapidly and
continuously restricted people‘s lives, widened the gap between the rich and poor, developed and
undeveloped, north and south, resulting in an uneven globality. And for the particular case of the
Niger Delta region, economic globalization has resulted in the social exclusion and
disenfranchisement of the youths. The discussions of this socio-economic phenomenon in this
paper will be based on the field work that commenced in 2004 to 2010 in Obagi, Obelle,
Omoku, Ogbogu, and Obite communities. For clarity and to encourage intellectual discussions
on the pertinent issues in this paper, we will discuss the means by which economic globalization
affects the inhabitants of the Niger Delta region as a thorough understanding of these
mechanisms will inform the decision making process and assist local, national and international
stakeholders to devise and implement socio-economic policies that will alleviate the negative
outcomes of economic globalization while promoting its intended positive effects. To enable us
do this, we have adopted both macro and micro-sociological perspectives as we plan to aid
understanding of the complexity of economic globalization and the global determinates of
community development and well-being.
LITERATURE REVIEW
Nigeria is located on the Gulf of Guinea in West Africa (Fried and Gaydos, 2007). According to
Adalikwu (2005), Nigeria is a multi-ethnic country whose economic base has shifted from
agriculture to oil exploration. However, Fried and Gaydos (2007) assert that notwithstanding the
fact that much of Nigerian‘s income is derived from the export of petroleum, the agricultural
sector still provides employment to several legal residents of Nigeria. Although the country has
abundant human and natural resources, it ranks among the 13 poorest countries in the world
(World Bank, 2001). According to the World Bank (2000), about 70 percent of the Nigerian
Population lives in poverty. In 1997 it was estimated that 70 percent of the population lived on
one dollar daily while about 90 percent survived on two dollars a day (World Bank, 2000).
Fried and Gaydos (2007) believe that Nigeria‘s complex political history, widespread corruption,
and heavy reliance on oil revenues are largely responsible for the very low standard of living in
Nigeria. Similarly, Adalikwu (2005) posits that the processes of political and economic forces at
the international and national levels have contributed to the exacerbation of inequalities and
ethnic divisions in Nigeria. For instance, the Niger Delta region of Nigeria, has been
systematically deprived of any meaningful development since Nigeria‘s independence in 1960,
and has also become the center of a tense triangular conflict between many ethnic communities,
the Nigerian government, and the oil producing multinational corporations (Adalikwu, 2005).
Shah (2005) supported this assertion by arguing that developing countries‘ poverty and social
inequalities are complicated issues. For example, Shah (2005) stated that it is not sufficient to say
that the poor are poor because of their own governance and management but because the rich
have the power to enforce unequal trade agreements that favour their interests more than the
poor. This explains why Sala-i-Martin (2002) and Ellis (2003) posited that economic globalization
encourages inequality because trade increases the disparity in returns to education and skills,
globalization marginalizes certain groups of people or geographic regions, and opening up lags
behind development of adequate institutions and governance.
Adalikwu (2007) expanded on this theory by asserting that the exploration of oil in Nigeria and
the Niger Delta region in particular, without sufficient plans for the protection of the people and
environment, has led to the continued damage and degradation of the natural environment,
people‘s health, and their means of livelihood. There has been continuous and uncontrolled
activity in the exploration and extraction of crude oil, which involves uncontrolled gas flaring,
use of old oil pipes, pipe blow outs, oil well/pipe leaks, and numerous oil spillages, resulting in
the death of many people, including women and children. In addition, until June 2003, as in
much of today, all the interest groups and stakeholders in Nigeria and the Niger Delta region
115
have no clear economic direction and these weak institutions and legal environment hindered the
benefits that would have accrued from oil earnings (Adedipe, 2004).
Although the proponents of globalization can argue that economic globalization has contributed
to the economic growth in some industrialized nations, it is very clear that it has negatively
affected the economic growth of most developing countries that have been denied the
institutional tools that will enable them compete with developed countries. According to Whelan
(2004), globalization is not only spreading and enlarging market structures; it also has the ability
to control trading policies and initiate economic reforms that are not always favourable to either
domestic or international economic growth.
There is no doubt that both domestic deregulation and external liberalization of trade have
facilitated the distribution of economic goods and services across different countries, the fact
remains that the laws that govern these process tend to favour one economic and political region
over the other. It is this uneven application of local and international economic rules and
regulations that is perpetually hindering the development and well-being of the less developed
countries and their citizens. The activities of transnational corporations in less developed
countries, particularly in the oil sector have been purely to exploit both human and natural
resources which have contributed to the perpetual environmental degradation (Sweetman,
2000:3) and increased burden of disease and social inequalities. However, the major issue with
economic globalization in less developed countries is that most of its economic policymakers
represent the interests of the big multinational corporations that control the global economy and
exploit indigenous resources and peoples by controlling the socio-economic and political affairs
worldwide ( Whelan, 2004).
METHODS AND PROCEDURES
The purpose of this paper was to establish that the processes of globalization affect people‘s
daily lives in ways that have resulted in social exclusion in view of the effects on the
environment, prosperity of communities, and the physical wellbeing of individuals.
Given the uneven interactions of all the participants of economic globalization, we present it as a
double edged sword by which some have access to necessities of life while others are prevented
from obtaining the basic necessities of life. In order to achieve the objectives of this paper, data
collected from Obagi, Obelle, Obite, Ogbogu, and Omoku communities will be presented and
analyzed. The reason for the population and sample of these five communities is that, they
constitute areas of on-going oil exploration and extraction by oil Multinational Corporations
(MNCs) in parts of the Niger Delta region of Nigeria and the local indigenes have observed the
effects of the exploration of crude oil over five decades. Hence, they constitute information-rich
cases through which much could be learned about issues of central importance to the objective
of this paper.
In-depth interviews were conducted with subjects who were purposively selected in these
communities based on the criterion that the technique gives one an opportunity to select
respondents that have and would give information that is relevant to the phenomenon under
investigation.
The instrument which involved in-depth interview protocol was based on sixty-two items. The
in-depth interviews consisted of open-ended questions and required the hiring of translators who
translated the questions from English into the local languages and conducted the interviews
based on these questions for those who did not speak the English language. Most importantly,
these interviews concerned the quality of their lives (access to basic human needs), the effect of
crude oil exploration on their economic activities, particularly their household economy.
The participants in the in-depth interviews included two community leaders (a chief and
a youth leader) in each of the five target communities because of their in-depth knowledge of the
political and economic relationships between their communities, the oil MNCs and the
government.
116
Using a thematic analysis, the data from the in-depth interviews is presented using critical
ethnography of the subjects‘ lived experiences prior to the commencement of oil exploration
based on their personal recollections. The subjects‘ present economic situation is also presented
in relation to the historical structural change in their communities. Based on these analyses, we
explained how economic globalization, through the activities of the oil MNCs, affected the lived
realities of local citizens.
ANALYSIS OF RESULTS
To explore the complex phenomena hidden in data collected from the five communities in our
study, we made use of Atlas.ti 6.2 computer programme for qualitative analysis of large bodies of
textual data, such as interview transcripts. This programme was also used to measure and analyze
the relationships between categories and variables that we pre-determined. Accordingly, in
transforming our qualitative data into useful knowledge, Atlas.ti 6.2 became functional in the
visualizing of emerging relationships from the study and was also useful in the graphic
presentation of these relationships as shown in this section of our paper.
Our study confirmed that, the vast wealth produce from the oil found in the Niger Delta region
has not trickled down to local masses. While the people in this region have experienced the
adverse effects of oil extraction for over five decades, they have not had any tangible benefit
from the oil wealth. Instead, their quality of life and environment have been degraded as a result
of oil exploitation. For instance, people in the five communities of our study area as in the entire
Niger Delta region are primarily peasants famers, fishers, food processors, craftspeople and
artisans who sustain themselves from their own land and labour. In this regard, any destruction
or destabilization of the ecosystem would have detrimental consequences on the people given
that their only means of sustenance and household economy depends on land and the natural
environment (Adalikwu, 2007). Data collected from these communities revealed the adverse
impacts of oil exploitation and exploration in Obelle, Obagi, Obite, Ogbogu and Omuku. These
adverse impacts include alienation from land, environmental pollution, low agricultural
production, poverty and poor quality of life.
The following is the analysis of the relationships between these five variables that represent the
paradox of economic globalization. Our data revealed that there is a relationship between the
activities of the oil Multinational Corporations (MNCs) in these communities and alienation
from land. The activities of the oil MNCs are the cause of people‘s alienations from their land,
which ultimately impact on their means of sustenance where the traditional means livelihood is
farming. This alienation from land is supported by the Nigerian Land Use Act of 1978, which
has dispossessed the people of any right to ownership of land in the region. The diagram below
also shows that the non-viability of farming as an occupation is a consequence of the activities of
the oil MNCs which renders the local indigenes incapable of providing the basic economic needs
for their families.
117
Alienation from land
Is part of
Poverty
Is associated with
Is associated with
Is cause of
Is associated with
Is associated with
Is part of
Is cause of
Low Agricultural Production
Quality of life: Poor Health
Activities of oil MNCs
Is associated with
Is part of
Is
part of
Environmental Pollution
Atlas.ti 6.2 network
oil multinational activities
view of the negative consequences of
Poverty is associated with alienation from land because; when people do not have accesses
to viable farmland their means of livelihood is negatively affected as agricultural production
decreases. This situation in our opinion is a good recipe for poverty as people are rendered
unable to provide the basic needs of their families and instead become economically dependent
which is indicative of the paradox of economic globalization. Thus, we argue that when people
whose mainstay comes from farming do not have access to adequate and fertile farmland, they
are rendered poor as they are unable produce enough food for their families and for commercial
purposes.
The activities of MNCs have also been associated with environmental pollution through gas
flares, oil spills, use of old oil pipe lines, laying of surface oil pipe lines, use of open oil wells with
rusted oil well heads, and pipe blow-outs some of which are shown in the pictures below:
Gas Flare in Omoku City
Gas Flare in the Centre of Omoku City
118
Gas Flare in Obagi
Open Oil Wells with Rusted Oil Well-Heads in
Obite
Surface Laid Rusted Oil Pipe Lines in Obagi
These pictures support the assertion that the presence of oil MNCs in these communities is the
cause of chronic environmental pollution which is negatively impacting the environment and
health of the indigenes. Based on the data used for this paper, we posit that the state of oil
exploration and extraction in the Niger Delta region has led to environmental pollution and
health issues for the indigenes.
The paradox of economic globalization is further illustrated in the quest of the Nigerian
government to create a favourable environment for foreign investment and trade. This
phenomenon has essentially dislocated and disenfranchised the masses. Thus, we assert that the
forces of economic globalization have privileged the private over the public sphere through
economic policies like trade policies and structural adjustment programmes (SAPs), which
further marginalizes the masses. International trade policies do not adequately establish trade
laws that protect local citizens, instead the focus is on the maximization of profit and efficiency
of human and material resources in host communities to the detriment of the indigenes. On the
other hand, SAPs have primarily resulted in the poor people of the world becoming poorer and
marginalized from their means of livelihood, a situation by which the indigenes in our area of
study have not been immune from.
It is also interesting to note that, 90 percent of Nigeria‘s foreign exchange earnings and 80
percent of the federal revenue is from the Niger Delta region‘s oil wealth (Adalikwu, 2007), yet
the region lacks simple necessities of life with no adequate health facilities and infrastructure for
basic education. Based on the data collected from the five communities of this study, we can
infer that both the Nigerian government and the various oil MNCs in the Niger Delta region are
more interested in oil exploration and extraction than in helping the people in these communities
by providing proper infrastructure that promotes a good quality of life.
119
CONCLUSION
There are overwhelming data to support the assertion that the processes of economic
globalization in the last few decades have rapidly and continuously restricted people‘s lives,
widened the gap between the rich and poor, developed and undeveloped, north and south,
resulting in a fragmented globality. Based on the findings of our study, the experiences of the
people of Obagi, Obelle, Omoku, Ogbogu, and Obite show the paradox of economic
globalization. While one of the most important mechanisms of globalization is increased trade in
goods and services across national and international borders, our study has shown that the
dynamics of economic globalization have severely impacted the lives of people in the Niger
Delta region due to the uneven interactions between the masses, Nigerian leaders and the oil
MNCs. For instance, while the increased oil exploration and extraction in Obagi, Obelle,
Omoku, Ogbogu and Obite have alienated the people of these communities from their
farmlands, polluted their environment and robbed them of their traditional means of livelihood,
both the national and the international policymakers are either too slow or too incompetent in
making policies that will ensure the even distribution of the oil wealth thereby, stripping these
communities of the resources that would have enabled them to re-educate themselves in a way
that will empower them to effectively compete with people from other regions and against their
foreign counterparts.
REFERENCES
Adalikwu, J. (2005).Globalization and its Impact on Women‘s Lives in the Niger Delta Region of
Nigeria.‖ In Francis Njoku et al. (eds.), A CIP International Journal of Philosophy and African Studies.
Enugu, Nigeria: SNAAP Press Ltd, pp: 157-173.
Adalikwu, J. (2007). Globalization and the uneven application of international regulatory
standard: the case of oil exploration in Nigeria. (URN etd-04262007-172805). Retrieved February
20, 2012, from University of Saskatchewan Library Electronic Theses & Dissertations database
Adedipe, B. (2004). The impact of oil on Nigeria‘s economic policy formulation. Retrieved:
January
6th, 2012, from: http://www.odi.org.uk/events/docs/117.pdf.
Cornia, G. (2001). Globalization and health: Results and options. Bulletin of the World Health
Organization, 79(9), 834-841.
Ellis, F. (2003). Livelihoods and rural poverty reduction in Uganda. Word Development.
Vol. 21(6), 997-1013.
Fried, J. & Gaydos, M. (2007). World Health Systems: Challenges and Perspectives. Chicago,
Illinois:
Health Administration Press.
Sala-i-Martin, X. (2002). The disturbing rise of global income inequality. Discussion
Paper, Department of Economics, Columbia University.
Shah, A. (2005). Causes of poverty http://www.globalization.org/TradeRelated/
Poverty/asp
Weisbrot, M. et al. 2002. The scorecard on globalization 1980-2000: Its consequences for
economic
Social well-being. International Journal of Health Services, 32 (2), 229-253.
Whelan, S. (2004). One third of the world‘s urban population lives in a slum.
Retrieved: January 6th, 2012, from: http://www.wsws.org/articles/2004/feb2004/slumf17.shtml.
World Bank. (2000).World development indicators. Washington, DC: The World Bank.
World Bank. (2001). Health systems development project-11: Government of Nigeria.
Washington, DC: The World Bank.
120
WOMEN RIGHTS: WITH SPECIAL REFERENCE TO HIDDEN DOMESTIC
VIOLENCE
Vijaya Lakshmi Sharma and Noor Mohammad
Department of Sociology and Social work
Aligarh Muslim University,
Aligarh (India)
E-Mail
[email protected]
ABSTRACT
Violence is most pervasive yet least recognised human rights abuse in world .It is also a
profound health problem , sapping women‘s energy ,compromising physical health and
eroding self esteem .Despite its high costs ,almost every society in the world has social
institutions that legitimises ,obscure and deny abuse.Violence against wives is one of the leading
causes of female injury in India. In India four lakh women commit suicide due to it. It is the
second largest cause of death among women in India .The latest NCRB-71 reports that the
incidents of domestic violence are growing at a record of 13.3%.69. Though domestic violence
exists at a high level and is increasing but the reporting rates of this crime is very low ,which is
known as hidden domestic violence .A silence is maintained to protect the honor of family and
community or may be to protect herself from fear of re-victimisation.The family of the victim
also do not come for support. According to estimates only one in four and that too extreme
violent cases of domestic violence is actually reported.This study is diagnostic cum descriptive
and is based on case study of 25 violence victims of Agra district (India). The present study will
investigate relation between spouse abuse and social sanction of domestic violence .The study
will discuss 1) The role parents play in compounding their daughters problem..2) The pressures
of family and relatives towards the victim of wife abuse 3) how society indirectly provides social
sanctions despite legal provisions against domestic violence
Keywords: HIDDEN DOMESTIC VIOLENCE, HUMAN RIGHTS, LOW REPORTING,
SOCIAL SECURITY
Violence constitutes a major form and process of oppression of women .Violence has
always been used as a means to subjugate women and keep them in position of subordination. A
narrow definition of violence may define it as an act of criminal use of physical force. Gender
based violence may take many different forms and there may be distinctive patterns, or
manifestation of gender violence associated with particular communities , cultures or regions
and historical epochs , however gender violence is present in all society , it is a structural
phenomenon ―embedded in the context of culture ; social , economic and political power
relations …….(which)reduce women to economic and emotional dependency ,the property of
some male protector . Societies organised around gender, hierarchical power relation give
legitimacy to violence against women 70. There is a great host of historical evidence to show that
women have always suffered from domestic violence 71. However, this problem has only become
publicly evident when there has been a strong feminist movement, enabling the collective
69
National crime records bureau2007
(Schuler credit programs , patriarchy and men‘s violence against women in rural Bangladesh , social science and
medicine).
71
(Martin, 1976; Tomes, 1978; Dobash and Dobash, 1979; Freeman, 1979; Smith, 1989; Clarke, 1992).
70
121
organisation against its occurrence72 .Domestic violence has been recognised as an area that
needs more detailed and in-depth research, particularly on the general population (Smith, 1989).
The true extent of violence is generally agreed to be difficult to ascertain. It is supposed to be
one of the most hidden figures of any crime.73Figures derived from agencies like the police are
necessarily selective and cover only a small proportion of victims. These represent the ―tip of the
iceberg‖ and in some cases, for instance those derived from women‘s refuges, point more to the
limited availability of such resources rather than the overall extent of the problem.
The definition of domestic violence against Women
― Any act , omission or conduct by means of which physical ,sexual or mental suffering
inflicted ,directly or indirectly ,through deceit , seduction ,threat , coercion or any other means
, on any women with the purpose or effect of intimidating punishing or humiliating the or of
maintaining her in sex stereotyped roles or of denying her human dignity , sexual selfdetermination ,physical mental and moral integrity or of determining the security of her person ,
her self-respect or her personality or of diminishing her personality or of diminishing her
physical or mental capacities1 .Under such a definition any structural feature that perpetuate
gender based discrimination could arguably quality as violence 74 .
The Indian report of the UNESCO project on women and violence states that
―Violence in general, is a coercive mechanism to assert ones will over another in order to prove
or feel a sense of power. It can be perpetuated by those in power against powerless in retaliation
against coercion by others, to deny their powerlessness Any hierarchical system of social
organisation, where there are categories of dominant group subordinate groups, is inevitability
accompanied by the victimisation of the latter through various means –subtle pressure, through
the power of ideology, through mechanism of socialisation that reward compliance and punish
non compliance and also through open force‖75
The most comprehensive and wide ranging definition of violence against women was
given
in the first article on the UN Draft Declaration on the Elimination of violence against
women
in sept1992 ―Any act of gender based violence that results in , or arbitrary
deprivation of liberty ,whether occurring in public or in private life .There is increasing
consensus ,as reflected in this definition that abuse of women and girls regardless of where and
how it occurs , is best understood within a gender and how it occurs ,is best understood within a
gender framework because it stems in part from women s and girls subordinate status in
society.76
The UN Declaration on the Elimination of Violence against Women (1993) tates that
―Violence against women is a manifestation of historically unequal power relations between men
and women, which has led to domination over and discrimination against women by men to the
prevention of the full advancement of women, and that violence against women is one of the
crucial social mechanisms by which women are forced into a subordinate position compared
with men77
India has taken decisive steps to prevent domestic abuse against women in recent times through
section 489A, and the new act i.e. Domestic Violence Act 2005 but even after the coming of this
act the victimized women are conditioned by society to accept violence silently because theses
women are helpless have no other option but to bare the pain, an Indian girl is taught to believe
72
(Freeman, 1979; Brokowski et al., 1983; Pence and Paymar, 1993).
Dobash and Dobash, 1979; Hanmer and Stanko, 1985; Worrall and Pease, 1986
74
The definition in the draft Pan American Treaty against violence
73
75
The Indian report of the UNESCO project on women and violence
first article on the UN Draft Declaration on the Elimination of violence against women in sept1992
77
The UN Declaration on the Elimination of Violence against Women (1993)
76
122
that her rights will be violated because they are dependent on men and they the makers of their
rights and that‘s why a victimized women rarely question back her husband.
SOME FACTS ABOUT WIFE ABUSE IN INDIA
World report on violence and heath, 2002 ,shows that
-10-69% of women reported being physically assaulted by intimate male partners at some point
in their lives78
-Up to 70%of female murder victims are killed by their male partners
-Every six hours in India a young married women is burnt alive beaten to death or driven to
commit suicide
-It is estimated that more than 15000 women suffer from dowry related violence every year. 79
-Amartya Sen calculated that between 60 million and 107 million women are missing worldwide.
80
-Intimate partner abuse resulted in 2,340 deaths in 2007. Of these deaths, 70% were females and
30% were males. (Bureau of Justice Statistics 2007. 81
-79.2 Indians believe that the law domestic violence act 2005 will divide the families.82
-Domestic violence is one of the leading cause of female injuries in almost every country. In
India 10% of broken hands can be attributed to it
-Nearly four laks of women are killed due to wife battering
-Latest NCRB-07 reports that the crime against women are increasing at the rate of 6% Per year
83
-In this the category of torture which records incidents of domestic violence is growing at a rate
of 13.2%.
Statistics reveal that 45%of Indian women are slapped kicked or beaten by husband84
About 74.8 of women who reported violence have attempted to commit suicide based on a
sample of 10000 women.85
However, even these shocking statistics do not begin to give voice to the fear and betrayal
experienced by victims of domestic violence. Furthermore, experiencing violence of this kind
can greatly hinder victims from enjoying a full range of their human rights, particularly the right
to bodily integrity
Domestic violence is recognized as a violation of the basic rights of women, and freedom from
such violence is an important aspect of women‘s welfare. Domestic violence has severe health
and social consequences for women86.
Any campaign for women‘s rights and an end to violence against women must confront the
prevalence of violence within intimate relationships. The special circumstances of this violence
have implications on four levels which must be addressed First, on the local level, the intimate
nature of domestic partnerships will change the way victims respond to being assaulted; thus,
campaigners must not overlook the victim‘s unique perspective when establishing initiatives to
provide direct aid to victims. Second, the society the victim is part of has incredible influence on
whether domestic violence is tolerated; so campaigners need to work towards changing attitudes
78
World report on violence and heath, 2002
World report on violence and heath, 2002
80
Amartya Sen _Identity and violence
81
(Bureau of Justice Statistics 2007
79
82
) Domestic Violence In India Images: Hindustan Times Poll On Domestic Violence Act
Of India
83
National crime records bureau2007
national crime records bureau 2007
85
UNESCO
86
(WHO, 2002)86.
84
123
that foster and condone such violence. Third, although the State is often the level at which
campaigners against gender-based violence work, many States retain separate laws to govern
home life which, instead of protecting the family as intended, can actually serve to make it more
difficult for individuals within the family to escape violence; thus, campaigners should lobby to
improve these policies. Fourth, human rights discourse at the international level has traditionally
neglected to confront domestic violence, and campaigners need to be catalysts towards ensuring
that international human rights systems .
Most stories of domestic violence in India usually contain only one of these two themes: (1) a
husband beats his wife and she is a helpless victim at his mercy, and (2) a husband beats his
wife, but she triumphs over him and is liberated from the shackles of patriarchal control. The
reality of domestic violence in India, however, lies in the MIDDLE
THIS STUDY
This study is based on 25 victims of domestic violence (initially it was of 50 cases but due to non
cooperation of respondents it was confined to 25cases) in Agra district. For this study only those
women were randomly selected who have filed cases under domestic violence act of
2005.victims from the age group of 15-45 were randomly selected .They belonged to different
economic status ,caste, region (rural and urban)and religion. Informed consent for the survey
was obtained from the respondent at the start of the individual interview
HIDDEN DOMESTIC VIOLENCE
Though wife abuse exists but documentation rate of this crime is comparatively very low which
is known as' hidden domestic violence'. According to estimates only one in four and that too
extreme violent cases of domestic violence is actually reported .Data from different surveys
indicate a high prevalence of domestic violence against women in all societies. However,
prevalence data show only one side of the problem: the seriousness of the problem in terms of
how widespread it is in our societies. Another side of the problem, one that has received less
attention, is that most of the cases of domestic violence are unreported. That is, reported cases
of domestic violence against women represent only a very small part of the problem when
compared with prevalence data. This part of the problem is also known as the ‗hidden‖ part of
domestic violence. An image where reported cases of domestic violence against women (usually
the most severe end of violence) and homicide of women by their intimate partners represents
only the tip of the iceberg. According to this metaphor, most of the cases are submerged,
allegedly invisible to society this suggests that we are not dealing very well with this problem. Of
course, it is important to further understand why female victims of domestic violence don‘t
report or seek help.
This study is interested in hidden period of domestic violence that is the time period during
which act of violence is perpetrated and finally the case is being filed by the victim. In this study
the aim to understand the violence from woman victim‘s perspective. It is because the victim is
the one who experiences the violent behavior.
124
Age group of respondents (figure 1)
Age
Wife
Husbands
At the time At
Present
Present
of
Age
Age
time
wife age
Percentage
15-19
1
4%
-
6
24%
20-24
7
28%
1
4%
14
56%
7
28%
25-29
7
28%
9
36%
2
8%
14
56%
30-34
8
32%
10
40%
3
12%
4
16%
35-40
1
4%
3
12%
40-45
1
4%
2
8%
25
100
25
100
25
100
Above
25
100
of
marriage marriage husband age
Percentage
Total
the
This figure shows that 80 percent of females are married between the age group of 15-24.and
84 percent of males are married between the age of 20-29.60 percent of cases are filed between
the age of 25-34.
Family structure and Residential area(figure2)
Joint
Nuclear
Total
18
07
25
Residential
Urban
Rural
Area
20
5
Family type
25
Majorty72percent of the respondents belonged to joint family 28percent belonged to nuclear
family.80percent belonged to urban residential area and 20percent belonged to rural area
125
Education (figure3)
Education
Wife
Percentage
Husband
Percentage
Uneducated
3
12%
5th
1
4%
4
16%
8th
4
16%
Xth
1
4%
2
8%
XIIth
5
20%
8
32%
Graduate
5
20%
5
20%
Post-graduate
6
24%
2
8%
4
16%
Other(engeeiner
)
Total
25
100
25
100
Figere3 shows that 24percentof respondents were postgraduate, 20percent graduate and higher
secondary consecutively.12prcent of victims were uneducated ,16percent were educated up to 8 th
class ,on the other hand 16percent of males were engineer.20percent had a graduation
degree,8percent were educated up to postgraduation.16percent only up to 5th class and no one
was uneducated.
Commencement of conflict and violence committed against respondents (figure4)
Just after marriage
15
60%
1-4 years
7
28%
2
8%
Above20 years
1
4%
Total
25
100
5-9years
10-14years
15-19years
126
This figure shows that in 60percent of cases violence has started just after marriage, the reasons
may vary according to respondents, and then it declines gradually with the increasing years of
marriage.
Causes of violence (figure 5)
Dowry
14
56%
Illicit relation
8
32%
Girl child
3
12%
Over workload
3
12%
No job of husband
3
12%
Drinking
2
8%
Divorcee wife
1
4%
Property of wife
2
8%
This figure shows that reasons of violence varied with the respondents. Dowry is still on the top
after 50 years of legislations. It is still considered the right of the groom to get hefty amount of
money to get married. in 32percent of cases illicit relation of partner was main cause. Today also
giving birth to a girl child is considered as a sin of females. Like in 12 percent of cases giving
birth to girl was main cause of violence. Wife is also a target of husband‘s frustration and
violence when he himself is not in a job. Divorce is still considered a taboo in Indian society, a
prospective groom demands extra amount of dowry for getting married to a divorcee women,
and if he does not get it he has right to hit his female partner. A newly married girl duty is to
oblige everybody from in law‘s to brothers sisters children‘s and other relatives available in the
house. She has to cook, clean ,wash dust and do everything alone, the overwork load is also a
reason for starting psychological and verbal violence, as she does not get proper rest and works
continuously for long hours .
Consequences of violence on the respondents (figure6)
Leaving husband home
Forcefully removed form the
house by husband
Parents interference and
taking her with them
He left home
None
Total
01
14
4%
56%
06
24%
2
2
25
8%
8%
100
127
figure 6 shows social security of violence. In 84 percent of cases the wife is either dragged out
or is father has taken her back. In 56percent of cases the victims were dragged out of there
house and no one has cared to call her back., in 24percent of cases father/family members of the
victims took her back because the victims were beaten and locked in the room without proper
food and water. The victims came out with the help of police, relatives, and neighbors. In more
than half of the cases the daughter in law had been either thrown out of his husbands house or
has returned to her natal home with the exception of one who filed case. She returned to her in
laws home after working out for compromise. Domestic violence accelerated upon her return to
her husband home and reached a climax In one case the victim was found tied with a rope in
jungle by a stranger . In 8% of cases the husband left home (the person with drinking habit left
family at the age of 55, the other person left her for another girl).
Abused women most often seek help from their own families. Initially when the violence were
discussed by the victims the family members and other relatives did not take any action and
when the daughter were abandoned or was in fatal condition she was called back .There were no
reporting during this period .After some months of communication between the parents or
relatives ,the victims were resend to the same environment and the abuse cycle continued. It
was found that family discord violence and harassment are more commonly associated with
female suicides in India .It has been noted that female suicide due to harassment dowry problem
and problem related to family roles is high in India. like in three cases the kerosene was poured
on the wife for killing them.
Many perceive a ―discussion‖ on domestic violence in the Indian society as disrespect to the
Indian culture, divorce as detrimental to the upbringing of the children if there are any, and
continue to live in denial about the severity.
Respondents view about returning back in husband‟s home (figure 7)
Yes
18
72%
No
7
28%
Total
25
100
figure7 shows that although there is hidden violence against female and no social security is
given but still 72percent of victims want to return to there husbands house and only28percent
did not compromise on her stand. It also shows that there are hidden pressures from family,
society and other institutions to maintain outer harmony in the family.
Hidden period of violence and violence reporting period (figure8)
Time period
Left/sent back
Percentage
Case filed after Percentage
leaving
0-1years
1-2years
3-4years
5-6years
7-8years
9-10years
11-14years
15-19years
20above
7
6
5
1
1
1
2
1
1
28%
24%
20%
4%
4%
4%
8%
4%
4%
7
11
5
2
28%
44%
20%
8%
128
This figure shows social security of victims. In 28 percent of cases the victim bears all sort of
violence for one year. Forms of violence varied according to respondent.(given in fig
9).24percent of victims bears violence for two years and also maintained silence about it while
20percent of victims for four years .It is persistent to note here that in majority of cases neither
the women nor her family reported the violence to the police or took any action against violence
, although it is a punishable offence. During this period also ,violence is of severe type, like in
five cases victims were tried to murder by burning or shooting by pistol but they had maintained
silence about the incident. Victims, It is found that family discord violence and harassment are
more commonly associated with female suicides in India .It has been noted that female suicide
due to harassment dowry problem and problem related to family roles is high in India.
Women bears this kind of torture because it is her house and her husband, and it is her duty to
maintain harmony in the family. .When the victims reaches her natal house her parents generally
re -send her to the same environment after some sort of compromise .At this time there is no
security of violence .The victim have low esteem and is depressed at this time
The case against abusive husband is only filed when she has been dragged out of the house and
sent back to her father. In 84percent cases were filed because victims had no house to live and
husband does not accept her.
It is also important to note that the cases are not immediately filed, when she returns her natal
home .Her parents try to communicate with the husband and try to resolve the issue and make
compromises .During this time period victim‘s life is at bay. So the role parents play in
compounding there daughter problem must be accepted as part of the pressure acting on the
young women .It was observed in many cases she had been persuaded by her own parents to
bear every thing quietly, not discuss her misery with others and encouraged to go back to a
violent home finally the case is filed when the victims and guardian have no way left. The period
between leaving home and filing a case may take a very long time like in 28percent it took a
whole year for victim to wait and watch in 44percent of cases the time was between two years. In
20percent of cases the victim waited for 3 to 4 years for her husband to call her back, and avoid
filing of case. In 8percent of cases the victim waited for more than 5-6 year. It is a really long
time to wait without any mistake of hers.
Forms of violence perpetrated (figure9)
Physical violence
Any form of physical violence
Pushed her, shook her, or threw something at her
Slapped her
Twisted her arm or pulled her hair
Punched her with his fist or with something
that could hurt her
23
6
19
8
4
Kicked her, dragged her, or beat her up
9
Tried to choke her or burn her on purpose
Threatened her or attacked her with a knife, gun,
or any other weapon
did not provide food etc
locked her in room
Sexual violence
Had illicit relationships with other females
8
7
9
7
7
129
Forced her to perform any sexual acts she did not want
To
Emotional violence
2
25
Any form of emotional violence
Said or did something to humiliate her in front of 15
others
threatened to hurt or harm her or someone close to her 6
25
This figure shows different forms of violence which were perpetrated against wives.
THE INDIAN SOCIETY
Family is the basic building unit of social institutions. It weaves the very fabric of culture
.Arranged marriage have been the integral part of the Indian society since ages . Basically a
marriage is termed arranged when it is arranged by people other than those getting married .
The other people involved in the arrangement of marriage can be parents, matchmaking agents,
matrimonial sites or trusted third party. Marriage alliances have immediate effect on women.
Newlywed was also most vulnerable in family not only from husband but also in laws and other
relatives .She has to work for long hours cook clean and manage home take care of everybody
from a small kid to the eldest from the first day of marriage .And if she is unable to do she is
victimised within the four walls of their own home and not by strangers but by the same person
whom they call their own and also is expected to keep silence about it Domestic violence is a
silent crisis that happens daily and with impunity behind closed doors and within close
relationships in many Indian homes. Community gender norms tacitly sanction domestic
violence. The strongly held belief that marriage as a social institution should be preserved at all
costs and that family honor is important forces women to remain silent on the issue and live
with abuse. Unfortunately this is a shared philosophy with the criminal justice system, further
victimizing the woman. ‗Survivalist corruption‘ (Prasanna, 1995) adds fuel to the fire.
independent legal and social status
The cultural and social isolation of being in a unknown family: Owing to the fact that Indian
women step into a husband home after their marriage, and given the fact that a large number of
marriages in India are still ―arranged‖ to a degree where the couple interact with each other only
after the wedding. Food, clothing, mannerisms and other cultural aspects appear alien to the her
lifestyle and value system. Very often, women in India are not fluent in speaking to others ,may
have a very hard time either communicating with people from another culture or understanding
them or making friends. In such a state, she may find it very difficult to find someone that she
can confide in about her marital problems. Often this cultural isolation leads to acute
depressions.
Social taboo – While lack of information discourages the women to speak up,. Divorce is still a
huge taboo in the Indian communities. Many perceive a ―discussion‖ on domestic violence in the
Indian society as disrespect to the Indian culture, divorce as detrimental to the upbringing of the
children if there are any, and continue to live in denial about the severity
other reasons
*
Victim fears they will be beaten more severely if they try to leave, abusers often
threaten to find and kill or harm the victim and their families.
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* Victim depends on the batterer for food, shelter, economic security Victims believe they
will have no one to talk to, understand or believes in them.
Victims believe their children need two parents, and do not want to raise them alone.
The victim wants to keep the family together and live up to a religious commitment to
remain with their partner.
The victim does not believe they can take care of themselves or their children alone.
Victims want to be loyal to the relationship and stand by their partner.
Victims believe that no one else will want them.
The victim rationalizes that things could be worse with someone else.
The victim is ashamed of the situation and believes that others will think negatively of
them.
Victims believe others will think they are low-class or stupid for being involved in an
abusive relationship.
REFERENCES
1) Amartya Sen.: Identity and violence
2) Bureau of Justice Statistics 2007
3)Dobash and Dobash, 1979; Hanmer and Stanko, 1985; Worrall and Pease, 1986
4).Domestic Violence In India Images: Hindustan Times Poll On Domestic Violence Act
Of India
5). first article on the UN Draft Declaration on the Elimination of violence against women
in
sept1992
6) Freeman, 1979; Brokowski et al., 1983; Pence and Paymar, 1993
7).Indian report of the UNESCO project on women and violence
8)Martin, 1976; Tomes, 1978; Dobash and Dobash, 1979; Freeman, 1979; Smith, 1989; Clarke,
1992).
9) National Crime records bureau 07
10) Schuler credit programs , patriarchy and men‘s violence against women in rural Bangladesh ,
social science and medicine).
11) The definition in the draft Pan American Treaty against violence
12)The UN Declaration on the Elimination of Violence against Women (1993)
13) World report on violence and heath, 2002
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WHERE ARE THE PEOPLE? CULTURAL HERITAGE DISCOURSES
GENEALOGY, ITS TRENDS AND ITS CONTEMPORARY CHALLENGES
Juliana Forero and Liangping Hong
School of Architecture and Urban Planning
Huazhong University of Science and Technology,China
[email protected] ,
[email protected]
ABSTRACT
This document aims to analyze the genealogy of the concept of cultural heritage from the Middle
Ages to the twenty-first century, to establish the reason why it is still necessary to understand the
cultural heritage in a much more comprehensive way where the material and immaterial aspects
mutually interact according to its socio-cultural functions. The impact of the market economy
over the cultural heritage definition and management after the second part of the twentieth
century makes evident why cultural heritage protection has to be redirected and redefined. It has
to involve the communities‘ perspective and interests, even if they do not correspond to the
market of culture and the cultural heritage economical values interests.
Keywords: Cultural Heritage, Heritage Protection, Market of Culture, Socio-cultural
Dimensions, Heritage Management.
INTRODUCTION
It is clear that the concept of cultural heritage refers to the set of assets inherited from the past
and directly related with the identity and memory of a specific culture in a specific territory
(Querol, 2010). However, when it comes to cultural heritage is difficult to explain and
understand why and how the interaction between the identity, memory and territory becomes
one of the most important issues of the everyday life of the people.
The historical context where the concept of cultural heritage was born, its transformation during
the history, and the way it has been allocated in different cultures, have created a permanent
confusion about the central object of the cultural heritage protection: what gives the significance
to the cultural heritage: is it the artifact or the subject? What does it has to be protected: the
object or the social significance of the heritage?
The general anthropological definition for culture refers to the spiritual, material, intellectual and
emotional features that characterize the human groups; it includes knowledge, beliefs, customs
or any other capabilities acquired by humans to interact with the environment. During the
history of the cultural heritage, its cultural connotation has been substantially ignored, even after
the twentieth century when the social function of the cultural heritage was recognized. Although
many organizations and experts have elaborated more precise theories and definitions
considering its historical, social, material and immaterial aspects, in the practice the cultural
heritage protection have been focused on its material, economical and political values, almost
ignoring the community component.
On the other hand, the rules or procedures for the management of the cultural heritage
determined by the UNESCO and national governments, among other international
organizations, seem to be enough guides to work on cultural heritage protection aspects.
Although it is true that those organizations have done a lot of efforts to normalize, standardize
and organize when, how and why should be protected the cultural heritage, since cultural
heritage corresponds to a particular expression of a particular culture, those regulations cannot
be applied as universal parameters.
It is necessary to review where and when those policies and regulations were created, what for
and under which cultural perspective. The concept of cultural heritage was born in Europe, into
a historical moment that corresponded to that continent‘s history. Then it became a concept to
understand the cultural expressions of other cultures but it has always been understood under
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the ―western‖ cultural perspective, which differs from Easter, south American and African
ones(Choay, 2007; Ballart, 2005).
In addition, the cultural heritage protection has become more and more influenced by its
economical value. The market economy and the cultural industry seem to rule the cultural
heritage protection goals. It has created a big gap between the cultural communities‘ interests and
the economical interests over the protection of the heritage. This is totally contradictory not only
with the concept but also with the social function that it is supposed to have and to be
protecting: the cultural identity.
These are the reasons why many communities do not really understand what does the cultural
heritage means, how to identify it, why does it have to be protected and how to do it. Even
before the discourse of cultural heritage, the communities already knew and understood which
the bases of their cultural identity are, but they do not understand the need to make cultural
heritage inventories and why are they useful. Specially, since the communities do find their
cultural expressions interaction between the material and immaterial fields, they do not really
understand why the cultural heritage distinguishes material and immaterial aspects (E. Sanchez,
2011l).
This document aims to analyze the genealogy of the concept of cultural heritage to finally
establish why it is necessary to understand the cultural heritage in a much more comprehensive
way where the material and immaterial aspects mutually interact. Their protection should really
involve the communities perspective and interests, even if they do not corresponds to the
cultural heritage economical values and interests. This protection processes should be more
consistent while protecting the identity of a culture and a territory, not only for the immaterial
cultural heritage, but also for the material one.
TRANSFORMATIONS OF THE CULTURAL HERITAGE CONCEPT
The birth of the concept cultural heritage, as we understand it today, is a twentieth century social
construction, but it was incubated since the fifteenth century. Even before the cultural heritage
was in fact called cultural heritage, the monuments and works of art out of the daily life of the
ordinary people, became the bases for what later would be cultural heritage. Only, until the
second part of the twentieth century, the notion of the context was introduced and so, the
second stage of the cultural heritage concept history started. Nevertheless, in the contemporary
way of treatment, protection and conservation of cultural heritage, is still present the perspective
of the centuries before.
From the Middle Ages to the twenty-first century, passing through the Renaissance, Baroque
Period, the Enlightenment, the French Revolution, the Industrial Revolution, there have been
many different perspectives of what have been understood as cultural heritage. Each of these
western historical periods contributes to what is nowadays define as cultural and historical
heritage (Querol, 2010; Macarrón, 2008). It is important to notice that the predominant history
of the cultural heritage has never included the Eastern social and cultural processes related with
the evolution of that concept during the history.
From the Middle Ages to the Enlightenment Period
During the Middle Ages the scholars considered the ancient world was impenetrable because of
the big damages, destructions and modifications to its monuments, constructions and works of
art. The ancient Visigoth Churches were first transformed into Mosques and then turned to
Christian Churches and cathedrals (Macarrón, 2008). The religious icons, monuments and
objects were substituted or repainted. Independently of the knowledge and value they had, those
were immediately assimilated by the religious practices of the church in charge, without the
establishments of any symbolic differences that this could have bring into a historical
perspective. Preservation activities were just for a practical reutilization of the buildings or its
parts (Choay, 2007).
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Later, in the Renaissance Period the new vision of the universe, deity and the anthropocentric
culture, along with the development of the sciences promote new ways to understand and treat
the antique creations, buildings and works of art. The incipient taste of the Greco-Roman
antiquities was a very important base for the cultural heritage concept construction (Ballart &
Tresserras, 2005). However, the value of those antiques was not based on its historical relations;
it was based on the exposition of a superior civilization that the Greek constructed (Choay,
2007).
The cultural heritage started to be link not only to the pleasure of the art itself, but also with the
notion of prestige. Still, as in period the history as an argument was not included into the
preservation project (Choay, 2007; Rivera, 2003). However, under the name of ―antiques‖ the
―historical monument‖ notion was born; Three centuries later the antiques were named historical
monuments (Choay, 2007).
This term was also characterized by the origin of the Archeology and the collecting boom,
caused by the Greco-Roman inheritance. Also, the discovery of the New World brought the
firsts ethnological recompilations, folk objects and the ―peculiar‖ indigenous productions
(Macarrón, 2008). It contributed to the first conceptualization of the History as a discipline, and
the art as an autonomous activity. Later the notion of historical monument linked the history and
the art together (Choay 2007; Macarrón, 2008).
Into this context the antique buildings obtained a new value: they became the testimony of an
ended past. The sculptors and architects started to be consider the ones that discover the
classical art and the testimony of the ―evidence of the great man‖ of the history.
The Renaissance conservation was full of contradictions. The destructions and reutilizations of
the materials found in antique monuments and paintings were used to construct or decorate
other places without any criteria. In this environment of grandeur and luxury aesthetic, but also
plundering, measures and regulations became necessary for the preservation of the ancient
buildings (Macarrón, 2008).
The Popes started to be in charge of the conservation of the antiques. Nevertheless, although the
conservation processes were supposed to be modern and objective, those were full of plundering
and crippling. The Popes who were showing interest in the conservation of the antique buildings
were also involved into the Roma‘s devastation and its antiques. The historical monuments never
stopped of being used as supply portfolios of the new constructions of the Popes (Choay, 2007).
During this period of the history the notion of museum also started to be shaped. Some authors
argue that at that time the concept museum was used for the first time, others consider that this
happened few centuries later. Even though, it is true that the collecting practices distinguish by
its private and secular character, resulted in a variety of types of spaces and concepts for the
treatment of the antique‘s collections, that prefigured some of the future museums (Ballart &
Tresserras, 2005; Choay, 2007).
Within Renaissance in Rome there were three principal perspectives around the cultural heritage:
historical, artistic and one related with the conservation. Those contributed to the emergence of
a new idea of what later was called historical monument. At this period it was still limited to a
reduced audience compose by a minority of scholars, artists and princes (Choay, 2007).
Years later, during the Baroque Period the European scholars did not stop enriching the notion
of antiques. They explored new places with vestige in Greece, Egypt and Asia Minor making an
inventory of the ruins in Rome and Greece. They created the category ―National Antiques‖ and
the conservation of painting, sculptures and antique objects was institutionalized, preparing the
subsequent architectural monuments concept. All of these actions constituted an enormous
effort for the conceptualization and inventory of the antiques. The experts dedicated to these
processes of meticulous and patient investigations were called ―Antique Dealer‖.
For the antique dealers the bases of the testimony of the history were the collections of material
productions of the civilization. The historical buildings became a very important tool for them.
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The monuments of the architecture became particularly rich sources of information (Choay,
2007).
Another important concept was ―National Antiques‖, which opened a new field to inventory.
The professional specialization for the antiques‘ conservation and restoration became activities
with its own character, accompanied by research, experimentation and theoretical and practical
discussions. The museums and the academies were created (Macarrón, 2008). The
Enlightenment antique dealers started to distinguish between the real monuments and figurative
monuments. For them what matter were the object itself and not its destiny.
The Enlightenment scholars brought up the natural sciences approach for the analysis of the
antiques: they propose the same controllable type of description and so reliable, which gave the
antique dealers its prominence during this period. It also brought another important
characteristic of this time related with the treatment and conception of the later called cultural
heritage: the dependence over the illustrators, not the painters; the first ones were supposed to
be more precise, the second ones had other techniques that could not guarantee the precision of
the antique‘s descriptions (Choay, 2007).
The democratization of the knowledge that characterized the Enlightenment was also related
with the antiques treatment and understanding (Choay, 2007). The ideal of the democratization
of knowledge and making it accessible to everyone was done by the replacement of the
documents to the real objects. It was done through the model of museums and literature of arts.
Nonetheless, for the historical monuments it was the starting of a predatory fragmentation,
which were use to enrich the private and public collections, not the democratization process.
This gave an incentive to a form of leisure that still did not have the name of tourism, but that
had an effect on the conservation of historical buildings.
French Revolution
The French Revolution contribution to the historical buildings and monuments protection was
the step from the theory to the action. The abstract iconographic conservation of the antique
dealers became real and practical, with the bases for the legal and technical devices for its
protection.
These contributions were possible because of two main factors: 1.Was the first time the
historical buildings, monuments and antiques of the clergy, the Crown and the emigrants were
transfer to the Nation. 2. The new ideology of government: now it was not only about the
conservation of an object, it was also about the wealth and the diversity that the Nation has, it
was about the national responsibility of its conservation (Choay, 2007; Macarrón, 2008).
The treasure given to the Nation had economical value and to designate which should be the
value, the metaphor of heritage was immediately adopted. The key terms were: inheritance,
heritage, succession, patrimony and conservation. Terms that transformed national antique‘s
status. The antiques turned to exchange values, in material possessions that had to be preserve
and kept to prevent a financial crisis.
Nevertheless, the knowledge about the heritage was still exclusively in hands of the minority, the
role of the antique dealers and its conservative perspective still ruled. Besides, the knowledge and
the perspective around the national art, the criteria for the selection and the technique to treat
the historical constructed architecture and works of art still were not done. The immovable
goods (churches, castles, residences, etc.) presented also other kind of problems that the
revolutionists were not prepared to solve: 1. the commissions did not have technical and
economical infrastructure for the maintenance of the buildings; 2. it was necessary to bring new
uses for the buildings that have lost their original destiny. The demolition of some historical
buildings during that time was the way to express the rejection of clergy, monarchy and
feudalism powers, values and emblems already obsolete (Choay, 2007).
During that period, the historical monuments were liberated from any ideological or stylistic
restriction. From that time its theoretical or virtual corpus covers not only the Greco-roman
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antiques that were already recognized as historical monuments, but also the national antiques
(Celtics, intermediary or Gothic) and the classic and neoclassic architectural constructions. Also
some specific values were given to the historical monuments: national, cognitive, economical and
artistic (Choay 2007; Macarrón, 2008).
After 1989 all the elements required for an authentic conservation of historical heritage policy
seem to be collected. The creation of term ―historical monument‖ became the corpus for the
inventory and the legal devices. The concept of heritage was affected for a strong economical
connotation that contributed to its ambivalence. At the same time, the notion of historical
monument was still imprecise for a great majority of people during some decades. Further, the
history of the architecture was still almost nonexistent, and either, there were no analysis criteria
that will allowed the systematic treatment required for the buildings that had to be conserved
(Choay, 2007).
Industrial Revolution
The industrial revolution divided the society history and its context in two parts: before and
after. It happened also with the concept of cultural heritage and its components.
During the nineteenth century was introduce the new status for the antiques, referred to the
hierarchy of the historical monuments‘ values, its space-time surroundings, its legal status and its
technical treatment. The industrial era contributed to reverse the values attributed to the
historical monuments giving the prevailing aesthetic values, while virtually it was given the
universal meaning to the historical monuments concept. The decade of 1820 breaks with the
antiques and the French revolution perspective (Choay, 2007; Macarrón, 2008).
The antique dealers were replaced by the art historians, who consider the antique architecture the
object of a systematic investigation, paying attention to its chronology, technique, morphology,
genesis, sources; as well as its decorations, frescos, sculptures, glassworks and iconography. The
historical monuments and buildings became counterpoint of the natural, rural or urban
panorama, and its value were based on contrast with the landscape (Choay, 2007; Macarrón,
2008).
The historical monuments were assigned to the past. They became a past that no longer stays in
the present as it has no future. This crack time inscribed the historical monuments into the
infinitive past. The industry replaced the art. The architecture history was divided into two
categories: traditional architecture and modern architecture. Since then the architecture became
the link between the past and the identity of a society, the domestic architecture and the urban
complexes started to be recognized as historical architecture. The architecture started to be an
active integrant of a new monument: the antique urban complex (Choay, 2007).
The historical monuments became an obstacle for the modernization and its demolition became
a need for the new urbanization processes. The maintenance of the antique buildings was almost
forgotten. In the nineteenth century the protection and conservation of the heritage to be
efficient needed the creation and recognition of the protection law and conservation as a
discipline (Choay, 2007).
Since the conservation and restoration of the historical buildings required specific knowledge,
the nineteenth century invented the ―architects of the historical monuments‖. They were
educated for the understanding of art history, construction history and the scientific and
technical terms related to the materials (Choay, 2007; Macarrón, 2008).
Twentieth Century
The most important contribution of the twentieth century to the cultural heritage concept was
the inclusion of the social function of the cultural heritage as one of the categories of analysis.
The historical monument started to be treated as a social and philosophical object. The
monument was linked not only the history but also to the interpretation of the history its socioidentity processes.
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The historical monument and the monument concepts started to be distinguished. The historical
monument was defined according to its historical values, which made possible its inventory and
nomenclature, recognizing two new values: remembrance and contemporaneousness.
During the articulation of the nineteenth and the twentieth centuries, the historical monuments
conservation reached the status of discipline. Later, in 1931 was celebrated the First Historical
Monuments International Conference, opening the debate about the historical monuments and
the city relationship. After this meeting the Athens Charter was elaborated, bringing up very new
conceptions about the historical monuments. Nevertheless, these conceptions received a limited
diffusion as the participants of this forum were only European countries (Choay, 2007). Still,
nowadays one of the most important problems for the cultural heritage protection is that the
international laws are based on the European legal system, without including other traditions
(IAPH,2003).
However, until the decade of the 1960‘s the conservation of the historical monuments was still
focused only in the big religious and civil buildings. After that decade, the historical monuments
constitute just one part more of the historical heritage that a society has constructed (Choay,
2007). During the 1960‘s the cultural heritage concept was reformulated to be based on the
concept of culture, it means the history as the only category to understand the heritage was
replaced by other one much more complex and that changed the nature and the sense of the
cultural heritage (IAPH, 2003).
Since the culture category identifies the way the individuals and groups live, what a human been
is, what it was, what have been forgotten and what would it be, during the decades of the 1960‘s
and 1970‘s, the heritage stopped being only related to individual buildings and started to include
groups of buildings and urban fabric: blocks and neighborhoods, villages, complete cities and
even sets of cities (Choay, 2007; IAPH, 2003; Unesco, 2011). The industrial archaeology and the
Modern Movement architecture also became part of the memory related to the cultural heritage,
as well as the notion of cultural landscape, recognizing the interaction of a community with its
environment (Rivera, 2003).
During the second part of the twentieth century the conservation of the cultural heritage some
other changes occurred. The notion of cultural and artistic heritage was included as well as the
notion of natural heritage. Also, were consolidated the international organization for the
protection of the heritage and along with it, the regulations for the cultural heritage protection in
national and international levels were increasedli.
The last decades of the twentieth century were characterized by the cultural sustainability
emerging needs. With it, the cultural heritage became an important tool for the development
processes and policies all around the world. It was taken as a tool for the social, cultural and
economical development, and at the same time, as a social cohesion instrument. Whit it the
cultural heritage also became an important resource for the identity territorialisation into a
globalization process (IAPH, 2003).
However, the theoretical and practical research about the relation between sustainable
development and cultural heritage is still short (Van Der Hammen, Lulle & Palacio, 2009). Most
of the emphasis about are focus on technical issues related with the degradation or damage that
the urban cultural heritage can suffer from the climate change or other phenomenon related, or
related to sustainable tourism. Other investigation, in spite of recognizing the cultural heritage as
a social well-being, reduce the cultural heritage to the built heritage, and the method use to
identify and preserve it reduce the cultural heritage to a list of monuments, buildings and
conservation areas (Tweed & Sutherland, 2007).
As a result, the Spirit of the Place perspective for the comprehension of the cultural heritage
started to emerge, trying to understand the heritage from an integral perspective without dividing
or classifying the heritage and involving the community into the cultural heritage protection
practices. Although the Spirit of the Place has not been theorized in depth, it started to be
developed and applied through some international conventions, charters and declaration inspired
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on the Australia ICOMOS Charter for the Conservation of Places of Cultural Significance
(1979)lii. This has been the only cultural heritage category approximation to the different cultures
realities, besides the western ones.
The Invention of the Urban Heritage
Why did the urban heritage have to wait so long to be equally considered as a conservation objet
nondeductible from the historical monuments? There are two principal reasons: 1.The city
definition and the framework for its study were not so clear until the twentieth century. 2. The
absence of cartographic documents before the nineteenth century and the difficulty to find
archives related to the production and transformations of the urban space in the time. In the
same context, the history of architecture forgot about the city and its historical expressions
(Choay, 2007; Macarrón, 2008).
The conversion of the city as an object of historical knowledge was caused by the transformation
of the urban space during the French Revolution. The notion Urban Heritage came up into the
adverse context of the urbanization. The historical city was conceived as a strange object, fragile
and valuable for the art and the history, and as the same objects for exhibitions in the museums,
so the experts considered it had to be taken out of the life circuit. As a consequence it brought a
big contradiction: while the historical city is transformed in historical, the city loses its historicity
(Choay, 2007).
How to conserve and take out of the life circuit those historical urban fragments without
depriving them of its activities and habitants? This problem was set out after the II world war.
Gustavo Giovannoni was the first one who talked about urban heritage. He was the first who
gave the antique urban complexes value of use and value of museum, integrating them into a
general conception of territorial planning. This implied a new model of conservation of the
historical urban complexes for the history, for the art and for the present (Choay, 2007).
Under this approach the historical city itself became a monument, but at the same time a living
fabric. Giovanonni funded the doctrine of the restoration and conservation of the urban
heritage, resumed in three principles: the urban heritage has to be integrated to the urban, local,
regional plan. 2. The historical monument concept is not only related to a single and isolated
building. It corresponded to urban dialectic and cannot be disconnected from that; also, for the
first time it was recognized the spirit (historical) of the places, materialized in the special
configurations. 3. The urban heritage requires procedures for its preservation and restoration as
the monuments does.
THE CULTURAL HERITAGE TODAY: CULTURAL INDUSTRY AND THE
CULTURAL HERITAGE
The second part of the twentieth century was characterized by the emergence of the cultural
industry. Edgar Morin defined the modern times culture according to the Mass Culture
phenomenon, where the peoples behaviors homogenization is the principal social process, based
on the consumerism and pragmatism. In this context, the cultural heritage is an object for use
and consumption (Ballart, 2005).
The market of the culture made the cultural heritage one more of its objects for use and
consume. The heritage became part of the regular consumer demand of the contemporary
societies, as well as part of education, leisure and tourism. The recognition of the cultural
heritage as a resource brought much more extended conscious of its richness but also of its
vulnerability.
In this context, the occidental values became the contributors to the ecumenical cultural heritage
practices. This expansion was symbolized by the ―Convention Concerning the Protection of the
World Cultural and Natural Heritage‖ adopted by UNESCO in 1972 (Choay, 2007), which
define the cultural heritage according to the western classification of the antiques and
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architecture recognized centuries before only in Europe: monuments, groups of buildings and
sites. In this convention the heritage can be recognize when it is ―of outstanding universal value from
the point of view of history, art or science‖: isn‘t it true that those three notions have always been
determined by the Eurocentirc perspective?
Whit it the universal system of thought and western values on cultural heritage issues were
proclaimed. Since that convention, the relation between the cultural industry and the cultural
heritage started to be also characterized by the universalization of the western – European values
system. The monument, the historical city and the urban and architectural heritage express the
way the western societies have assumed its own temporal and identity relationship (Choay, 2007).
On the same line, the cultural industry and cultural consume took up again the big knowledge
democratization project inherit from the Enlightenment Period, based on the eradication of the
differences and its most representative phenomenon the historical monuments audience. The
privileges of enjoyment and leisure time, and its correlative, cultural tourism became the most
significant mass culture consumer‘s call (Choay, 2007; Ballar, 2005).
The monuments and the historical heritage acquire a double status: first as knowledge and
pleasure works dispensing available to everyone; and also as cultural manufactured product,
packed and spread due to its consume. Thanks to the cultural industry, the cultural heritage value
becomes also an economical value (Choay, 2007). Now purpose for the cultural and historical
heritage protection is directly related to the private and public sector incomes growth.
With it, the new trends on cultural heritage are composed by its valorization and its integration
to the contemporary life. The valorization trend is not referring any more to the values of the
heritage itself. Refer to the values of the heritage capital gain. Off course the importance of the
monument is still take into account, but mainly the economical connotation leads its valorization.
This new trend is now under the profitability signal, which has been developed with the aim to
valorize the cultural heritage: conservation and restoration, staging, animation and modernization
of the heritage into a valuable exchange and its presentation (Choay, 2007; Ballar, 2005).
The integration in the contemporary trends refers to the reutilization of the places. This is one of
the most audacious and difficult ways for cultural heritage valorization. It is about the
reintroduction of the monument into the live circuit uses of the city. The industrial and
preindustrial architecture, the cities and historic areas are part of this process. The social value of
the historic cities and areas developed into real state and touristic interests, which with difficulty
can correspond to any social aspect.
Since then, the re-appropriation and revalorization of the historic cities and historic city areas
have become the flag of many nations. But this covers a lot of interventions over the cultural
heritage to make it a cultural consumable product. In other words, though the cultural heritage
discourse the city is reused for economical benefits. The industry of cultural consume have
prepared the procedures of packing of the historic centers and historical complexes ready for the
cultural consume. The city is put on stage: illuminate, clean and makeup for its media image. The
historical cities and historic areas of the city are full of graphics signage and guidance, but also of
colorful stereotypes like alleys, squares, paved and tiled walkways in an antique style, etc. Besides,
there are outdoor leisure stereotype places like coffee shops, art crafts shops and restaurants,
among others. All of these things to improve the economical benefits of the cultural heritage
through the cultural tourism (Choay, 2007; Ballar, 2005).
The government‘s laws and conventions for the protection of the cultural heritage are justified
by the economical inputs of the cultural activities related to the heritage. This situation became a
subject for discussion not only in national level, but also in an international level. Since the
second part of the twentieth century international organizations like OEA, UNESCO, European
Council, ICOMOS, OMT, among others, through conventions, charters and laws, s recognized
the economical value of the cultural heritageliii. These documents highlight the evolution of the
cultural heritage concept during the last sixty years which have been expanded but also link more
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and more to the economical interest of the market, still based under the western- European logic
(IAPH, 2003).
New trends and challenges
In the history of the cultural heritage, the cultural notion may have been included into the
cultural heritage discourses but not into its practicesliv. Nowadays there are more and more
conventions, charters and declarations where the socio-cultural aspects of the heritage are
recognized, but at the same time those regulations also give priority not only to the material but
also to the economical value of the heritage, which place the communities‘ interests apart.
At the same time, since the cultural industry, directly or indirectly, represents an important part
of the countries income, the valorization of the cultural heritage became an important
corporation. Nonetheless, there are clear sides and negative effects over the cultural heritage: the
exclusion of the socio-cultural dimensions of the cultural heritage, like for example the exclusion
of the residents and along with it their traditional and daily activities.
According to the cultural industry, how does the urban heritage should be understood? Where
are the places for the residential activity and the community services (small commerce, schools,
medical centers, etc)? When the social demand is a priority?
In the last decades, some new appreciations of the cultural heritage have emerged. One of these
is the perspective of the spirit of the place, which farther than recognizing the heritage as an
important element for the social cohesion and cultural identity consolidation of the communities,
it establishes the need of not threaten them. This perspective is a sustainable proposal where the
communities‘ interests are fundamental for the understanding of the management and
performance of the cultural heritage. Under the perspective of the spirit of the place the
relationship between cultural heritage and economic development is articulated by the inclusion
of the socio-cultural elements, it means the protection of the cultural heritage become
sustainable.
These new appreciations and the role that the cultural heritage could develop during the
evolution to a real integration of the community, the heritage and the development processes,
bring new challenges: the capacity for the design of new cultural heritage management models
that could include a comprehensive and inclusive understanding of the cultural heritage, which in
the practice really involves the social and cultural functions. Although over the last decades new
appreciations of the cultural heritage have emerged, the traditional model established since the
Enlightenment Period is still ruling.
The new models for cultural heritage management have to represent the contemporary society,
not only the economical dimensions, but mostly the social and cultural ones. These models have
to preserve and interpret the cultural significance of the place where the cultural heritage is
present, its aesthetic, historical, social and spiritual values, as well as the community of the place
and their continuous daily life. And the most important, is time to recognize the particularities of
the culture and the identity without having the western economic and cultural system values as
the only lenses for understanding the cultural heritage.
140
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Aguirre, Amanor. (2008). ―Nuevas ideas de arte y cultura para nuevas perspectivas en la difusión
del patrimonio‖. En: Aguirre, Amanol, Olaila Fontal, Bernard Darras & René Rickenmann. El
acceso al patrimonio cultural. Retos y debates (pag. 67-118). Navarra: Universidad Pública Narrava.
Ballart Hernández, Josep & Jordi Juan i Tresserras. (2005). Gestión del Patrimonio Cultural.
Madrid: Ariel.
Choay, Francoise. (2007). Alegoría del patrimonio. Barcelona: Gustavo Gill.
Fontal, Olaia. (2008). ―Hacia una educación artística patrimonial‖. En: Aguirre, Imanol, Olaia
Fontal,
Bernanrd Darras & René Rickenma. El acceso al patrimonio cultural. Retos y debates (pag. 31- 66).
Navarra: Universidad Pública de Navarra.
IAPH - Instituto Andaluz del Patrimonio Histórico. (2003). Repertorio de textos internacionales del
patrimonio histórico. Sevilla: Junta de Anda Lucía – Consejería de Cultura- Editorial Comares.
Macarrón, Ana. Conservación del patrimonio cultural: criterios y normativas. Editorial Síntesis. Madrid,
2008.
Querol, María Ángeles. (2010). Manual de gestión del patrimonio. Madrid: Akal.
Rivera Blanco, Javier. (2003). Nuevas tendencias en la identificación y conservación del patrimonio.
Valladolid: Universidad de Valladolid.
Tweed, Christopher and Margaret Sutherland. (2007). Built Cultural Heritage and Sustainable Urban
Development. United Kingdom: School of Planning, Architecture and Civil Engineering, Queen's
University Belfast.
UNESCO
(1972) ―Convention Concerning the Protection of the World Cultural and Natural
Heritage‖ Adopted by the General Conference at its seventeenth session Paris, 16 November
1972. Obtained on Internet in October 16th, 2011 from the UNESCO official Web Page:
http://whc.unesco.org/en/conventiontext.
(2011). List of World Heritage Sites. Obtained on Internet in October 16th, 2011 from
the UNESCO official Web Page: http://whc.unesco.org/en/list
Van Der Hammen, Maria Clara , Thierry Lulle y Dolly Cristina Palacio. (2009) ―La construcción
del patrimonio como lugar: un estudio de caso en Bogotá‖. En. Revista Antípoda. No. 8, 61-85.
141
TRENDS IN INFANT AND CHILD MORTALITY IN NIGERIA: A WAKE-UP CALL
ASSESSMENT FOR INTERVENTION TOWARDS ACHIEVING THE 2015 MDGS.
By: Ojewumi Titus Kolawole,
Department of Demography and Social Statistics,
Faculty Of Social Sciences,
Obafemi Awolowo University, Ile-Ife, Osun State.
[email protected]
07039441471
Abstract
A child‘s right to survival is fundamental. It is the building block towards the realisation of a
child‘s potential and on it hinges other basic rights of the child. Yet, many children do not enjoy
this right. This paper examined trends in infant and child mortality in Nigeria as a wake–up call
for intervention towards achieving the 2015 MDGs target. Between 1990 and 2008, under-five
mortality in Nigeria only falls from 199 to 157 against the 62 MDGs target by 2015. Currently,
about 5.9 million babies are born in Nigeria every year, and nearly one million children
die before the age of five years. One quarter of all under-five deaths are newborns –
241,000 babies each year. Many deaths occur at home and are therefore unseen and uncounted in
official statistics.
However, Vaccine Preventable Diseases (VPD) are the major causes of childhood mortality
in Nigeria due to low vaccination uptake, poor health care system, inadequate personnel etc. The
study therefore, call for an urgent action and greater national priority on child survival through
interventions that will be integrated at community and family levels, targeting pregnant
women, under-five children and accessing the hard-to-reach in order to meet the 2015
MDGs.
Source of Information
―This paper compiles information and data on the Trends in Infant and Child Mortality in
Nigeria. Facts have been drawn from a wide range of sources including the Nigeria
Demographic and Health Survey (NDHS), Federal Office of Statistics, National Planning
Commission, UNICEF reports, Survey reports, Academic articles, Policy and Programme
documents etc.‖
INTRODUCTION
Over the years, studies have revealed that the progress countries have made toward reaching
their goals of reducing by two- third childhood mortality based on the 1990 progress has been
mixed, with a few countries on-track toward achieving the target, others having little or no
success, and some countries actually losing ground (Bryce J, Terreri N, Victora CG, Mason E,
Daelmans B, Bhutta ZA, et al, 2006). For about two decades, the annual number of under-five
deaths only fall from around 12.4 million to about 8.1 million in 2009 – nearly 22,000 per day or
15 every minute (You D, Jones G, Wardlaw T, United Nations Inter-agency Group for Child
Mortality Estimation, 2010). Though, when considering the trend from different reports since
1990, it is clear that under-five mortality had fallen. This is evidence that progress on child
mortality is being made across all regions of the world, with many regions having reduced the
under-five mortality rate by 50% or more (UNICEF, 2010).
However, evidence from UNICEF, WHO, the World Bank, and the UN Population Division
report(s) shows that the highest rates of mortality in children under age 5 years continue to occur
142
in sub-Saharan Africa where, in 2009, one in every eight children (129 per 1000 live births) died
before their fifth birthday—a level nearly double the average in developing regions (66 per 1000)
and around 20 times the average for developed regions (6 per 1000) (UNPD, 2010). Under-five
mortality is increasingly concentrated in the developing countries: 70% of the world‘s under-5
deaths in 2009 occurred in only 15 countries while half of the deaths occurred in only five
countries: India, Nigeria, Democratic Republic of the Congo, Pakistan, and China, whereas India
and Nigeria together account for nearly one-third of the total number of under-5 deaths
worldwide (21% and 10%, respectively) (You D, Jones G. et al, 2010).
In Nigeria, underneath the statistics lies the pain of human tragedy, for thousands of families
who have lost their children. Even more devastating is the knowledge, according to recent
research, that essential interventions reaching women and babies on time would have averted
most of these deaths since preventable or treatable infectious diseases such as malaria,
pneumonia, diarrhoea, measles and HIV/AIDS account for more than 70 per cent of the
estimated one million under-five deaths in Nigeria (UNICEF, 2010). Currently, about 5.9 million
babies are born in Nigeria every year, and nearly one million children die before the age of five
years. One quarter of all under-five deaths are newborns – 241,000 babies each year. Many
deaths occur at home and are therefore unseen and uncounted in official statistics (FMOH,
2011). Though, when considering the mortality trends in Nigeria since 1960, it is very clear that
child deaths are falling, but not quickly enough as the current rate of progress is well short of the
MDG target of a two-thirds reduction by 2015. Report from 2008 NDHS also revealed that
currently, 75 children per 1,000 live births die before their first birthday (40 per 1,000 before the
age of one month and 35 per 1,000 between one and twelve months). Overall, 157 children per
1,000 live births, or about 1 child out of 6, die before reaching age five (NDHS 2008).
NIGERIA UNDER-FIVE MORTALITY LEVEL AND TRENDS, (1960 – 2009)
Levels and Trends in Child Mortality, 1960–2009
Year
1960
1965
1970
1975
1980
1985
1990
1995
2000
U5MR
279
255
234
214
196
179
165
153
143
Year
2001
2003
2004
2005
2008
2009
U5MR
183
201
197
194
157
138
SOURCE: COMPILED; WORLD BANK 2006, NDHS 2008, UNICEF 2010.
1999
140
Nigeria Under-Five Mortality Graph (1960 – 2009)
Source: WORLD BANK 2006, NDHS 2008, UNICEF 2010.
143
Between 1960 and 2000, the death rate for children under five has only reduced by 14 per cent,
from 279 to 143 deaths per 1,000 live births. That means that, 14,000 fewer under-fives die each
day. However considering the trends in under-five mortality in Nigeria since 1960, there is no
doubt that the trends has been on decrease, although the decrease is small over the years up to
1990. However, despite the fact that under-five mortality has decreased by 18 percent between
1990 and 2000, the country still witness a reversal in the achievement made so far as the underfive mortality increase from 140 to 201 per 1,000 live births between 1999 and 2003 (NDHS
2003; UNICEF 2010). Though, recent progress has been made towards reducing under - five
mortality from 201 to 157 between 2003 and 2008 according to NDHS 2008 reports and
UNICEF 2010 reports. But Nigeria is currently off track in meeting the Millennium
Development Goal (MDG) 4 – a two-thirds reduction in child mortality (on 1990 levels) by
2015.
NIGERIA UNDER- FIVE MORTALITY GRAPH FOR (1990 – 2009)
Source: UNICEF, 2010
According to the UN inter-agency group for child mortality estimation, Nigeria has achieved
only an average of 1.2% reduction in under-five mortality per year since 1990; it needs to achieve
an annual reduction rate of 10% per year from now until 2015 to meet MDG 4 (IGME 2010).
While some progress has been made to reduce deaths after the first month of life (the neonatal
period), there has been no measurable progress in reducing neonatal deaths over the past decade.
Data from the 2003 and 2008 NDHS and the 2007 Multiple Indicator Cluster Survey (MICS),
reports shows that under-five mortality only fell by 22% from 201 deaths per 1000 live births in
2003 to 157 deaths per thousand live births in 2008. Whereas, neonatal deaths improved
marginally from 48 per 1000 live births to 40 per 1000 live births during this period (MICS 2007,
NDHS 2008, UNICEF 2010).
144
CHILDHOOD MORTALITY BY REGION IN NIGERIA (2003)
Childhood Mortality
National
Region
Number of deaths per 1,000 births
Total Urban Rural
North
North
North
South
South
South
Central
East
West East South
West
Infant mortality
(between birth and first birthday)
100
81
121
103
125
114
66
Under-five mortality
(between birth and fifth birthday)
201
153
243
165
260
269
103
120
176
69
113
Sources: N B S, 2007, NDHS, 2003
CHILDHOOD MORTALITY BY REGION IN NIGERIA (2008)
Childhood Mortality
Number of deaths per 1,000 births
South
South
South
National
Total Urban
Rural
North
Region
North
Central
West
East
North
West
South
East
Infant mortality
between birth and first birthday)
75
67
95
77
109
91
95
Under-five mortality
(between birth and fifth birthday)
157
121
191
135
222
217
153
84
138
59
89
Source: NDHS, 2008
An examination of mortality levels and trend across the successive five-year periods based on
data from the 2003 and 2008 NDHS shows that under-five mortality decreased from 201 to 157
deaths per 1,000 live births. Though ‗this translates to about one in every six children born in
Nigeria dying before their fifth birthday‘, but there was a substantial decrease in child mortality
rate. Meanwhile, infant mortality rate also fall from 100 to 75 deaths per 1,000 live births. Also,
analysis from this figure shows that childhood mortality rates differ substantially between urban
and rural areas, and has also reduced when comparing between 2003 and 2008 for all categories.
For instance, the under-five mortality rate fall from 153 to 121 deaths per 1,000 births in the
urban areas, compared with the fall from 243 to 191 deaths per 1,000 births in rural areas.
Among the zones however, under-five mortality slightly reduced from113 to 89 deaths per 1,000
births in South West, and from 260 to 222 deaths per 1,000 births in North East between 2003
and 2008. Meanwhile, the South West zone has the lowest rates for all childhood mortality
estimates compared with the other zones. Infant mortality is lowest in South West (59 deaths per
1,000 births) and highest in North East (109 deaths per 1,000 births).
NIGERIA ON THE BURDEN OF DISEASES
The 1993 World Development Report revealed the sub-Saharan Africa model on the burden of
diseases, by stating that Nigeria lost 41 years of healthy life per 1,000 populations due to Vaccine
Preventable Diseases (VPD). The state of the world‘s children indicated that, VPD has been
implicated in the deaths of more than 20 percent of children under - five (UNICEF/Nigeria,
2001). The study further indicates that the main causes of neonatal deaths are birth asphyxia,
severe infection including tetanus and premature birth. While, common causes of child mortality
145
and morbidity include diarrhea, acute respiratory infections, measles, and malaria. Mosley and
Chen (1981) also viewed morbidity and mortality of the child as being influenced by underlying
factors of both biological and socio-economic, operating through proximate determinants.
Studies have also shown maternal education to be a significant factor influencing child survival
(Caldwell, 1979; Adewuyi and Feyisetan, 1988).
Polio: The World Health Organization reports shows that Polio is a highly infectious viral
disease that invades the central nervous system and can cause paralysis, especially in the legs.
One in 200 infections leads to irreversible paralysis and 5–10 percent of those paralysed die
when their breathing muscles are paralysed. In 2003, the country had the highest prevalence of
circulating wild polio virus in the world (WHO, 2003). Widely endemic in five continents since
1998, polio is now concentrated in parts of the Indian sub-continent and sub-Saharan Africa,
including Nigeria (World Health Organization, 2005). The year 2002 seems to be an exception in
that there appears to be an increase in cases due to probable resurgence of infections or
heightened AFP surveillance. Between January and August 2002, a total of 77 wild polio cases
were confirmed (CDC 2002). Although these cases are mainly restricted to particular regions of
the country (in particular the northwest and central regions), polio eradication in Nigeria still
remains a challenge as routine immunisation levels nationally and throughout these regions are
low (NDHS 2008).
Measles: Measles continues to be a serious problem in Nigeria. Measles is still endemic in
Nigeria and is a major cause of childhood illness and death. A study in 2006 revealed that
Between January and August 2004, at least 35,856 children were affected by measles in Nigeria
and also shows that the trend of measles cases in Nigeria follows a seasonal pattern with periods
of high transmission (January – June with peaks in March) and low transmission from July to
December (FMOH, 2006). While, the analysis of the disease burden by age group revealed that
in 2004, 58% of the measles cases were reported among under 5 years of age, with 30% in the 5
to less than 15 years of age and 12% in 15 years or above (MICS, 2007). Considerable progress
was made in routine immunization against measles worldwide, particularly in Africa, protecting
millions of children against this often fatal disease. In 2008, coverage reached 81 per cent in the
developing regions, up from 70 per cent in 2000. However, projections show that without
sustained funding for immunization activities in priority countries, mortality from measles could
rebound quickly, resulting in approximately 1.7 million measles related deaths between 2010 and
2013 (UNICEF, 2010).
Malaria: Malaria is by far the most important cause of morbidity and mortality in infants (38%
and 28%) and young children (41% and 30%) (NHMIS, 1999). Findings from this source also
revealed that about 75 percent of malaria deaths occur in children under five with about 11
percent of maternal deaths, especially for first-time mothers. Malaria contributes largely to
neonatal and perinatal mortality as well as anaemia in young children, thus undermining their
growth and development (NHMIS 1999). It was estimated in 1999 that 50 percent of the
population has at least one episode of malaria each year, whereas children less than age five
suffer from two to four attacks a year (NHMIS, 1999). Malaria is endemic throughout Nigeria.
In 2009, the Federal Ministry of Health FMOH revealed that Malaria accounts for nearly 110
million clinically diagnosed cases per year, 60 percent of outpatient visits, and 30 percent
hospitalisations. An estimated 300,000 children die of malaria each year. It is also believed to
contribute up to 11 percent maternal mortality, 25 percent infant mortality, and 30 percent
under-five mortality (FMOH, 2009). In addition to the direct health impact of malaria, there are
also severe social and economic burdens on communities and the country as a whole, with about
132 billion Naira lost to malaria annually in the form of treatment costs, prevention, loss of work
time, etc. (FMOH, 2009).
146
Diarrhoeal Illnesses: These illnesses are the second most common cause of infant deaths and
the third main cause of under-five mortality in the World. The World Bank (2001) reveals that
Nigeria has lost 43 healthy years of life per 1,000 from diarrhoeal illnesses. Data from Multiple
Indicator Cluster Survey (MICS, 1999) and Nigeria Demographic and Health Survey (NDHS,
1999) also buttress this fact; both surveys report a high prevalence of diarrhoea among children
in the two weeks preceding the surveys. Figures were 15.3 percent among children under five
(1999 MICS) and 15.5 percent among children under three (1999 NDHS). In addition, the 2008
NDHS shows that 10 percent of the children under five had a diarrhoeal episode in the two
weeks preceding the survey and 2 percent had blood in the stool. The prevalence of diarrhoea
varies by age of children. Diarrhoea is more prevalent among children whose households do not
have an improved source of drinking water (12 percent), compared with households that have an
improved source of drinking water (8 percent). The proportion of children with diarrhoea is
higher in rural areas than urban areas (11 and 8 percent, respectively). The prevalence of
diarrhoea varies among zones: children in North East zone are more susceptible to episodes of
diarrhoea (21 percent) than children in other zones. The lowest proportion of children with
diarrhoea is in South-South (4 percent) (NDHS, 2008). Also, studies have shown that
pneumonia, diarrhoea, malaria and AIDS accounted for 43 per cent of all deaths in under-fives
mortality in Nigeria in 2008, and more than a third of all child deaths were attributable to
malnutrition (UNICEF, 2009).
Childhood Malnutrition: Progress in nutrition is assessed from indicators of malnutrition,
breastfeeding, salt iodisation, and vitamin-A supplementation for children under five.
WHO/UNICEF (1989) recommends that children be exclusively breastfed for the first four to
six months of life, and thereafter introduced to appropriate and adequate complementary foods
along with breast milk. Past studies in Nigeria revealed that more than 50 percent of all
childhood deaths have under-nutrition as an underlying factor (NPC/UNICEF, 1998). The 2008
NDHS shows that despite the slight improvement, Nigerian infants are not getting the maximum
benefits of exclusive breastfeeding, given that about 40 percent of infants ages 2–3 months were
already receiving supplements, thus putting them at risk of diarrhoeal infections, an underlying
factor in malnutrition (NDHS, 2008). For older children, the problem is lack of adequate
complementary feeding. Adequate complementary foods must contain the recommended dietary
allowances (RDA) for energy, measured by caloric intake and protein. Among children ages 12–
23 months, 13 percent were still on breast milk when they ought to have been introduced to
adequate and appropriate complementary foods.
The majority of children receive more cereal and root based carbohydrates as opposed to
protein-rich foods. From the figures reported in the 1990, 1999, and 2003 NDHS, the trend in
the nutritional status of Nigerian children has worsened with regard to stunting and wasting
(from 36% in 1990 to 46% in 1999 and 38% in 2003 for stunting and 11% in 1990 to 12% in
1999 and 9% in 2003 for wasting). However, according to 2008 NDHS, 41% of children under
five children are stunted or too short for their age. Stunting is more common in rural areas
(45%) than urban areas (31%). Stunting ranges from 22% in the South East zone to 53% in
North West zone. Wasting (too thin for height), which is a sign of acute malnutrition, and has
increased from 9% in 2003 to 14% in 2008. Presently, almost one-quarter (23%) of Nigerian
children are underweight, or too thin for their age (NDHS, 2008).
HIV/AIDS: Since it was first reported in 1986, the prevalence of HIV/AIDS in Nigeria has
steadily risen when considering its level and trends. The rate among women attending antenatal
clinics has increased from 1.8 percent in 1991 to 5.8 percent in 2001 while among teenagers and
young adults, the prevalence rate was 6 to 6.5 percent (FMOH, 2001). Furthermore, reports
from Policy/Nigeria 2002 revealed that about 3.4 million people in Nigeria were HIV-positive
147
and that this number will rise to more than 4 million in 2005 (POLICY/Nigeria, 2002).
However, the 2010 HIV sentinel sero-prevalence survey among pregnant women attending
antenatal clinics in Nigeria revealed a national HIV prevalence of 4.1%. The prevalence ranged
from 1.0% in Kebbi State to 12.7% in Benue State. A total of 16 States and FCT had prevalence
above 5%. Five of the six States in the South South Zone, three of the five in the South East
Zone, five of the seven in North Central Zone, two of the six in North East Zone, and one of
the six in South West Zone had prevalence of 5% and above (FMOH, 2010). Also, analysis of
the HIV prevalence among pregnant women attending antenatal clinics in Nigeria from 1991 to
2010 shows that HIV prevalence increased steadily from 1.8% in 1991 through 4.5% in 1995 and
peaked at 5.8% in 2001. Thereafter, it declined to 4.4% in 2005 and stabilized between 4.4%
(2005) and 4.1% in 2010 (FMOH/NACA and UNAIDS, 2010). The implication of these data on
child survival are manifold and grievous, since infants born to HIV-positive mothers are at 30percent risk of becoming HIV infected (NPC/UNICEF, 2001). Therefore, with our population,
high fertility rate, and poor coverage of PMTCT services, the number of paediatric HIV
infections is expected to increase significantly in the next few years if nothing is done to reverse
the current trend.
REASONS FOR SLOW PROGRESS TOWARDS ACHIEVING THE MDG GOAL 4
Several studies have reported that child survival in Nigeria is threatened by nutritional
deficiencies and illnesses, particularly malaria, diarrhoeal diseases, acute respiratory infections
(ARI), and vaccine preventable diseases (VPD), which account for the majority of morbidity and
mortality in childhood (UNICEF, WHO, World Bank, UNPD, 2010). In addition to all these are
childhood malnutrition, poor immunisation status, household poverty, and food insecurity, while
other factors includes maternal illiteracy, poor living conditions (housing, water, and sanitation),
and poor home practices for childcare during illnesses. Also, the alarming rise in prevalence of
HIV/AIDS among pregnant women with resultant mother-to-child transmission (MTCT) adds
to the burden of child mortality and morbidity in Nigeria.
Low Utilization of Maternal Health Care Services
According to studies, the gains for many indicators of coverage of care for women and children
were less significant. In 2008, 58% of pregnant women attended one or more antenatal visits,
slightly lower than 61% in 2007. Also, around 39% of deliveries were with a skilled birth
attendant in 2008, down from 44% in the 2007 MICS. Exclusive breastfeeding among children
less than 6 months fell from 17% in 2003 to 13% in 2008. Treatment for childhood diarrhoeal
disease, malaria and pneumonia have dropped or remained stagnant. Coverage of care remains
on average much worse in the North East and North West of the country and this possibly
explains one of the reasons for high level of maternal and child mortality in the region (MICS,
2008, NDHS, 2008).
Poor Immunization Status
With the establishment of the Global Polio Eradication Initiative in 1988, immunization has
resulted in a 99 percent reduction in the worldwide incidence of poliomyelitis (WHO; 2006). By
reducing morbidity and mortality, Immunization is expected to contribute significantly to the
achievement of the Millennium Development Goal to achieve a two-thirds reduction in mortality
rates for children under the age of 5 years between 1990 and 2015 (Brenzel L, Wolfson LJ, FoxRushby J, Miller M, Halsey NA & WHO; 2006). However, the country‘s immunization
programmes have been characterized by intermittent failures and successes since the initial
introduction in 1956. Following repeated and limited initial success, the immunization
programme was re-launched in 1984, but studies show that individual, community and systemic
factors affect the equitable uptake of childhood immunization in Nigeria, as in other countries in
sub-Saharan Africa (UNICEF; 2001). Currently, Nigeria is among the ten countries in the world
148
with vaccine coverage rates below 50 percent, having been persistently below 40 percent since
1997 ((Hersh B. 2005; WHO, 2003).
Therefore, low childhood immunization uptake, inequitable access to immunization services,
deficient vaccine supplies and equipments had been revealed as major factors contributing to
childhood mortality in Nigeria (Lambo E. 2005). In addition, a study by Babalola revealed that
current coverage rates for the various childhood vaccines in Nigeria are among the lowest in the
world (Babalola S, Aina O. 2004). For instance, a study by Bryce J. e tall revealed that Measles
was responsible for 5 percent of the child deaths in Africa (Bryce J, Boschi-Pinto C, Shibuya K,
Black RE. 2005), and of the estimated 282,000 under five deaths in 2003 (Stein CE, Birmingham
M, Kurian M, Duclos P, Strebel P, 2000; WHO, 2003); half of these death occurred in Nigeria
(Hersh B. 2005).
According to Omer S.B. e tall, vaccines are among the most effective preventive health measures
in reducing child mortality, morbidity, and disability (Omer SB, Salmon DA, Orenstein WA,
Hart P, Halsey N. 2009; Nyarko P, Pence B, Debpuur C. 2001). The introduction of appropriate
vaccines for routine use on infants has resulted in drastic reductions in vaccine-preventable
diseases (Omer SB. e tall; 2009). The Expanded Program on immunization (EPI) in middle- and
low-income countries has prevented more than 2 million child deaths from the Tuberculosis,
Diphtheria, Tetanus, Pertussis, Polio, and Measles each year since its initiation in 1974 (WHO,
UNICEF; 2005). Therefore, having missed the 2005 Nigeria‘s first Millennium Development
Goals target, the country may however not meet the other goals by 2015 unless current trends
are reversed (Alaba O. A, Alaba O. B, 2009).
High Unmet Needs of Family Planning
With an unmet need for family planning of 20 percent (15% for spacing, 5% for limiting births)
and a contraceptive prevalence rate (CPR) of 15 percent, Nigerians are still having more children
than planned and at shorter than desired birth intervals (2008 NDHS). A multivariate crosscountry analysis research on effect of birth intervals on childhood morbidity and mortality
reports that Nigerian mothers had short birth intervals and these intervals posed substantial
mortality and nutritional risks for children (Rustein, 2001). The study also reveals that intervals
of at least 36 months are associated with the lowest mortality and morbidity levels, with the IMR
dropping by about 28 percent and the U5MR declining by 23 percent. Other benefits include a
reduction in the annual number of deaths of children less than five years by 165,000 and a drop
in the TFR of longer birth intervals of 8 percent. Apart from poor budgetary allocations for
FP/RH activities, there is also a marked level of resistance to family planning use in Nigeria
because of socio-cultural and economic factors (2008, NDHS).
High Level of Maternal Morbidity/Mortality
Maternal mortality in Nigeria is high, varying between 840 and 545 deaths per 100,000 live
births with wide geographical disparity ranging from 166 per 100,000 live births in the southeast
to 1,549 per 100,000 live births in the northeast (1999, 2008 NDHS). Nigeria contributes to 10
percent of the world‘s maternal deaths with an average of seven for every 1,000 births. With
about 2.4 million live births annually, about 17,000 Nigerian women die annually. Or to put it
another way, one woman dies every 30 minutes from complications of pregnancy and childbirth
(NPC/UNICEF, 2001). These indicators have a negative impact on child survival, since children
who lose their mothers experience an increased risk of death or other complications. Studies
have shown that children who lose their mothers during childbirth, particularly female children,
are 10 times more likely to die than those whose mothers survive (Strong, 1992). For each
woman who dies, approximately 20– 30 others suffer short- and long-term disabilities from
complications of pregnancy and childbirth. Major causes of maternal morbidity and mortality are
haemorrhage, infection, unsafe abortion, hypertensive disease of pregnancy, and obstructed
labour. Apart from malaria, diarrhoeal illnesses, ARI, and VPD, a large proportion (30–40%) of
149
infant morbidity and mortality globally and within Nigeria can be attributed to preventable
factors during pregnancy and delivery (WHO, 1996; Lawoyin, 2000). Low-birth weight, which
underlies a significant percentage of early deaths in infancy, is largely due to poor maternal
weight gain during pregnancy, arising from maternal morbidity (malaria) and HIV/AIDS, among
others (Njokanma and Olarewaju, 1994).
EFFORTS TOWARDS REDUCING CHILD MORTALITY IN NIGERIA
There had been series of strategies available from documents employed by Nigerian government
towards reducing child mortality in the country since 1960. Nigeria as one of the signatory to
both the 1989 UN Convention on the Rights of the Child (CRC) and the Organisation of
African Unity (OAU) Charter on the Rights and Welfare of the Child and following the
ratification of the CRC in 1991, the government of Nigeria simplified and translated this
document into the three major Nigerian languages. Nigeria also ratified the Declaration and Plan
of Action for Children arising from the WSC, held in New York in 1990. This action was
followed up with the preparation of a National Programme of Action (NPOA) for the Survival,
Protection, and Development of Children, adopted in 1992. In 2000, there was also an End of
Decade Review (EDR) of the progress made towards achieving these set goals. Regarding child
health, the country has adopted and implemented to a certain extent a number of major global
initiatives affecting children, such as the Safe Motherhood Initiative and its follow-up Making
Pregnancy Safer, Baby-Friendly Hospital Initiative (BFHI), and Integrated Management of
Childhood Illness (IMCI). Others are RBM Initiative, Elimination of IDD, VAD Control, and
NPI, the latter with a special emphasis on the eradication of poliomyelitis. In addition in 2001,
the National AIDS Control Agency (NACA) established Prevention of Mother-to-Child
Transmission (PMTCT) projects in 11 teaching hospitals nationwide.
NIGERIA POLICIES AND PLANS TOWARDS CHILD SURVIVAL
Nigeria has in place several policies and plans that affect the survival of children and their
mothers. Some of these have been adopted and are being implemented, whereas some are drafts
or under review. These documents include the National Health Policy of 1988 (revised in 1996),
Maternal and Child Health (MCH) Policy (1994), National Immunisation Policy and Standards of
Practice (1996), which is currently being revised. Others include the National Acute Respiratory
Infections Programme: National Policy and Plan of Actions, 1991–1995; Breastfeeding Policy
(1999); Essential Drug Policy; National Nutrition Policy, compiled in 1995, adopted in 1998, and
published in 2001; National Reproductive Health Policy (2001); and National Policy on
Population and Sustainable Development (2001 draft) and revised in 2004.
In addition, the Water Supply and Sanitation Policy was adopted in 2000. As well as policy on
Fortification of Food with Vitamin A; National Programme of Action for the Survival,
Protection, and Development of the Nigerian Child (1992); and National Policy on Women
(2000), which strives to enhance the status of women, and the MCH component of the National
Primary Health Care Development Programme, aimed at improving the health status of women
and children. The Federal Ministry of Health (FMOH) also strongly supports and is
implementing all aspects of the RBM Initiative backed by the Guidelines for Malaria Control in
Nigeria (1989), National Malaria Control Policy (1997), National Anti- malarial Policy (2001), and
the Strategic Plan for Rolling Back Malaria in Nigeria, 2001–2010.
NIGERIA AND DONORS PARTNERS
The Nigerian government has enjoyed and still enjoys the goodwill of many international donors
and partners in the area of child survival and maternal health. As a result of the decline in public
funding in the late 1980s and early 1990s, the health sector became highly dependent on donor
funding and technical input from development partners. WHO, the World Bank, African
Development Bank (ADB), USAID, through its implementing partners (IPs), UNICEF, and the
150
Department for International Development (DFID) are key players. Funds from these agencies
support the formulation of policies, plans, and guidelines; advocacy and dialogue; health sector
reforms; capacity building; child and maternal health service delivery, including access to
adequate immunisation services; and vitamin-A supplementation.
Other areas that receive support from these agencies include NGO capacity and network
building, research, and awareness about child survival issues. Others partners that significantly
contribute to child survival in Nigeria include the Interagency Coordinating Committee (ICC) for
the Polio Eradication Initiative (PEI) and routine immunisation to which Rotary International
via Polio Plus, the Canadian and Japanese governments, and the European Union (EU) belong.
Other funding sources include the Bill and Melinda Gates Foundation and the Global Alliance
on Vaccine and Immunisation (GAVI), with the Global Fund for AIDS, Tuberculosis, and
Malaria.
REASONS FOR FAILURE DESPITE SERIES OF PLANS AND EFFORTS
TOWARDS CHILD HEALTH IN NIGERIA
In spite of various plans, strategies and polices, the rate of improvement in child survival indices
has been slow and one of the worst in sub-Saharan Africa, principally because of the following
major factors:
Poor planning and funding by the government.
Limited inter-sectoral approaches and lack of decentralised management capacity
Non-sustainability of donor-funded and inadequate monitoring and evaluation.
CONCLUSION
The primary aim of this paper was not to calculate U5MR for Nigeria but to see the trend in the
progress made since 1990, which will serve as a wake –up call assessment towards achieving the
2015 MDGs target and to examine those factors that contributes to lack of projected decline in
mortality rate in Nigeria. The expectation is that U5MR will continue to drop and may even
plummet to a moderate figure of 55/1000 by the year 2015. However, the steep decline over the
years from the very high rate of 29%/1000 in 1990 to 14%/1000 in 2000 gives hope, though
such decrease is not in consonance with the expectation of the world on under five mortality.
However, the subsequent increase from the 14%/1000 in 2000 to 17%/1000 in 2001 and
19%/1000 in 2004 are indications of reversal in the down-trend achievement made since 1990.
Meanwhile, the recent decrease in child mortally between 2004 till date shows that Nigeria has
the capacity to meet the MDGs 4 by 2015.
The challenges that we face regarding the health of under-five Nigerian children today cannot be
put off, since they are not insurmountable. That is, we have the tools, resources, and knowledge
to address our nation‘s most critical child survival problems and build on the considerable
achievements that have been made since the World Summit for Children in 1990. Progress in
reducing under-five mortality depends on the commitment by academics, governments,
international agencies, health care professional associations, donors and nongovernmental
organizations to work together towards achieving Millennium Development Goals 4.
RECCOMENDATION
If MDG 4 is to be achieved and needless loss of under–five child death prevented, it is essential
that national governments, international agencies and civil societies increase attention to
systematically preventing and tracking under-five deaths. Partners must work together now to
increase their efforts and resources, focusing not just on one intervention or cause but on
developing a functional continuum of basic services that save lives and improve health for
millions of newborns and children. That is what is needed now is urgent action and greater
national priority placed on children‘s issues so that significant gaps and the growing disparity in
child health and survival do not reverse the progress already made. Therefore, the essential set of
151
interventions judged to be feasible with high levels of implementation in low income countries
like ours comprise both preventive and curative options and they include, among others:
Improve national treatment of VPD – government in collaboration with ministry of
health must develop strategies to improve adequate breastfeeding, vaccinations, zinc and vitamin
A supplementation, insecticide-treated mosquito nets, oral rehydration therapy, antibiotic
treatment of infection and treatment of malaria across the nation.
Develop integrated approach to child health - Tackling under-five mortality will need
an integrated approach to child health. These essential interventions can be implemented
through a mix of delivery channels that are already in wide use, including outreach and
community and facility-based services, while also taking advantage of longer-term opportunities
such as community capacity to deliver integrated services. This will help address neonatal causes
of under-five mortality and diseases that still have high mortality rates, most notably pneumonia,
diarrhoea and malaria.
Institutionalising PHC Nationwide – Government should embark on enduring
process of institutionalising PHC in the country with the provision of necessary skills,
management techniques, and capacity building through the active involvement, participation, and
sense of ownership by communities at village and district levels.
Strengthening women empowerment programme -- Increased education of women,
improved sex equality, comprehensive family planning services so that women can space or limit
births, and strengthening of women's empowerment in decision making about seeking care are
essential elements of strategies that will improve maternal health and reduce neonatal and child
deaths.
Build stronger partnerships – No single country, donor or development agency can on
its own provide everything that children need. Partnerships can allow different agencies to tackle
different tasks, pursue complementary goals and achieve bigger and better results. At the national
level such partnerships can be based on the ‗Three areas‘ (i) agreed-upon national health action
framework, (ii) national health coordinating authority with broad-based multi-sectoral support
and (iii) country-level system for monitoring and evaluation.
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CHALLENGES OF GLOBALIZATION AND INFORMATION ERA:
REJUVENATION OF HIGHR EDUCATION IN PAKISTAN
Muhammad Safdar
PhD Scholar
Department of Education
International Islamic University
Islamabad, PAKISTAN
[email protected]
Cell # 0092 306 679 9816
Dr. N. B. Jumani
Dean/Professor
Faculty of Social sciences
International Islamic University
Islamabad, PAKISTAN
[email protected]
[email protected]
Cell # 0092 333 516 3083
Muhammad Abdul Malik
PhD Scholar
Faculty of Education
Preston University
Islamabad, PAKISTAN
[email protected]
Cell # 0092 345 687 7041
Shakil Ahmad Ghazi
PhD Scholar
Faculty of Education
Preston University
Islamabad, PAKISTAN
[email protected]
Cell # 0092 3006536718
Information technology is a driving factor of globalization and over the past decades,
globalization has now become a new world order. It has created not only the competitive
environment but also enhanced the global competition on this planet. In Pakistan, to meet the
unprecedented challenges created by globalization and information era, the Higher Education
Commission (HEC) was established in 2002.
In the recent years HEC has launched a sea change of initiatives for the promotion of
higher education. Among them some significant measures are Foreign Faculty Hiring
Programme (FFHP), PhD indigenous fellowship programme, establishment of Pakistan
Education Research Network (PERN) and PERN-2, digital library, Pakistan Research
Repository (PRR), ICT ranking of the universities, University-Industry technology Support
Programme (UITSP), faculty development, curriculum reforms, provision of video conferencing
facility to the universities, sponsorship to the presenters of national and international
conferences and tenure track system etc.
155
PURPOSE
Main purpose of the study is to assess the reforms, fundamental initiatives and
achievements of HEC in response to the unparalleled challenges created by the globalization
phenomenon and information era on this planet.
METHODOLOGY
It is a qualitative study and various data recourses are being studied intensively and
analysed to gauge the gigantic efforts and leap frog progress of HEC for the promotion and
upliftment of higher education in Pakistan.
DATA RESOURCES
Reports and publications of following data resources are being used for this study:
Government of Pakistan (GoP)
Ministry of Education (MoE)
The Higher Education Commission (HEC)of Pakistan
United Nations Educational, Scientific and Cultural Organization (UNESCO)
United Nation Development Programme (UNDP)
United Nations Conference on Trade and Development (UNCTAD)
Organization of Economic and Cultural development (OECD)
World Trade Organization (WTO)
INITIATIVES AND ACHIEVEMENTS OF HEC
Pakistan Education Research Network (PERN)
Establishment of PERN was a revolutionary step taken by HEC in 2004. Initially
universities were connected at 128 Kbps Intranet/Internet bandwidth which was increased to
155 Mbps in 2005-06. The total bandwidth was increased from 155 Mbps to 310 Mbps at 50%
cost reduction. PERN 2 was launched in 2007 to strengthen PERN and it aimed to provide
gigabyte connectivity to all higher education institutions in Pakistan. Through this mega project
more than 100 times enhanced bandwidth will be provided to all universities as compared to
present bandwidth (Rahman, 2008).
Digital Library
The digital library programme of the Higher Education Commission (HEC) is the corner
stone of its information and communication technology (ICT) strategy which was launched in
January 2004. It is playing fundamental role to address the knowledge gap or ―digital divide‖
between Pakistan and developed countries. Initially 11,000 scientific journals were provided for
access to the researchers which were increased to 23000 electronic journals, covering
approximately 75% of the world‘s peer reviewed scientific journals and 45000 e-books from 220
international publishers. (Rahman, 2008)
156
Pakistan research repository
More than 2000 PhD and 100 M.Phil full text theses are available online in high-quality
digitized format.
ICT Ranking of Universities
For best possible utilization of ICT in higher education, HEC has launched ICT ranking
process in Pakistani universities.
University –Industry Technology Support Programme (UITSP)
Most important feature, funding support has been offered by HEC to initiative projects
in which both industry and universities collaborative, through a matching grant scheme. These
grants provide for a funding ratio of 20% industry and 80%HEC support towards the
development of new research ideas. (Achievements of HEC, July 2004-June2006 and HEC
Annual Report, 2005-06)
Faculty Development
A mega programme in the Pakistan‘s history, 5000 indigenous PhD fellowships was
launched in 2004. ( HEC Annual Report, 2005-06)
Publications
Research output has been increased sharply over the past five years especially 58%
increase in 2006 to 2007, 47% increase during 2005 to 2006 (HEC Annual Report, 2005-06). The
percentage of publications has doubled from 2003 to 2004 (Amina, 2006) and likewise 33 %
increase from 2004 to 2005 and overall 360% increase in international publications in the last
four years (Rahman, 2008).
CONCLUSION
Incorporation of ICTs has created digital divide between developed and developing
countries and due to this digital gap developed and technologically oriented nations are heading
fast while developing countries are lagging behind in global race of competition. Globalization
has produced knowledge base economy and high competitive environment. In fact, the present
world scenario proves to a great extent ―survival of the fittest‖. In this situation, to keep at par
with global standards the Higher Education Commission (HEC) was established in 2002.
HEC took revolutionary initiatives to boost up higher education sector in Pakistan and
has given top priority to the provision and utilization of information and communication
technology which is sole potent driving factor behind globalization. Rejuvenation of higher
education was not possible without a focused attention on ICTs (Naqvi, 2008). Paper publication
in national and international reputed journals has been increased radically. For the first time in
Pakistan‘s history three universities succeeded to enlist in world‘s top 600 universities. HEC has
been termed as a model to be replicated by other developing countries. World Bank‘s team has
given Pakistan a complementary three stars and British Council Report has given the rising star
status to Pakistan. Doubtless to say, this is the golden era in the history of Pakistan‘s Higher
Education and as a result of these initiatives in higher education in Pakistan, the nation is trying
to grab the track of development.
157
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159
STREET CHILDREN AND IT‟S INFLUENCE ON EDUCATIONAL
ATTAINMENT IN SOUTH WESTERN STATES IN NIGERIA.
By
Dr.(Mrs) Ola Tolulope Monisola 1
Ekiti State University, Ado -Ekiti,
Faculty of Social Science,
Department of Sociology.
[email protected] .
Oyinlola Oluwagbemiga 2
Sound Health Development Initiative,
Ado-Ekiti, Ekiti State, Nigeria
[email protected].
Adeyemi Olalekan³
Sound Health Development Initiative
Ado-Ekiti, Ekiti State, Nigeria.
Email:
[email protected]
Bamisaye Folashade
Centre for Social Reconditioning and Development
Ado-Ekiti, Ekiti State
[email protected]
Abstract
Street children constitute a violent category in most societies; they have considered what society
considers appropriate relationships with major institutions of childhood such as family,
education and health. The study sets to examine background characteristics of street children,
surviving strategies of street children, abuse experienced by street children, problems
encountered on the street. A simple random sampling technique is adapted to selected 250
eligible respondents with the aid of EA maps. A well-structured questionnaire was used to elicit
information from the respondents. The instrument was divided into two sections. The result
shows the neglect is most common street children and abuse experienced by children in the
study area is highly increasing. Also, it was discovered that socio-economic status serves as a
predictor to existence of street children in country i.e the more the age, the more the level of
abuse. This study recommended therefore, a better social supports for children, the need to
establish street rehabilitation strategy to come-in to serve as a very effective way to support street
children as it occurs at locations where they live.
Keywords:
Street
Children,
educational
attainment,
Socio-Economic
Status,
Street
Rehabilitation Strategy (SRS).
160
Introduction
In a bid to embrace physical, intellectual, social, and emotional changes which occur from birth
of all children geared towards fighting against the prevailing magnitude of street children as
called for urgent attention. Although people change throughout their lives, developmental
changes are especially dramatic in childhood. During this period, a dependent, vulnerable new
born grows into a capable young person who has mastered language, is self-aware, can think and
reason with sophistication, has a distinctive personality, and socializes effortlessly with others.
Many abilities and characteristics developed in childhood last in a lifetime. Street children are
perhaps the most vulnerable section of the society who suffers from human deprivations of all
forms (Ekundayo,2001). Many children are forced to live and earn on the street due to their
vulnerable and distressed situation. Some of them are run-away or abandoned children, they have
been characterized with various disgusting health issues,(Ekundayo and Adebayo,2001). The
United Nation Data on Children(2009), there are. nearly 270 million street children in the world
today, and the number is rising daily. That means nearly one of every 60 people living on the
planet is a child living on the streets. Half of them die within first four years of their street life. In
other words, a child who ends up in the street at age 8 has a 50% chance of dying before the age
of 12 (United Nation Data,2009)
There are many unfortunate incidents which cause children as young as 3 years old to end up on
the streets. The vast majority of these children have been abused and abandoned by their own
families. In Nigeria, for instance, the Punch Newspaper (2010 pg 14) it was revealed that 64% of
street girls interviewed and were turned out to be victims of incest. Other reasons include
extreme poverty of a family, death of parents, unstable socio-economic situation in the country,
and armed conflicts that cause many people to flee their homes, therefore instigating many
families to fall apart. Once on the street, children must resort to begging, robbery, and even
prostitution in order to survive. Many join gangs where they are introduced to crime, violence,
and drugs. They become addicted to inhaling glue, paint thinner, and/or other toxic substances
destroying brain cells and organ tissues. Street educators in Nigeria, Mexico, Burkina Faso,
Russia, China and other countries regularly find numerous grossly intoxicated kids as young as 6
years old trying to escape the pain, hunger, and desolation of street life in the poisonous fumes.
It is however imperative to note that the United Nation Policy on education revealed that
education serves as the human right of all children (United Nation 1948) and that all children
must receive basic primary education. The UN government passed that every child shall be
entitled to education the provision of which shall be the responsibility of the government and
parent. (Nigerian Gazette 2001), this implies that formal education for street children is a right
161
and they should not be denied, the best strategy for effective performance is to offer a
comprehensive rehabilitation services that would enhance a high educational attainment of
children on the street regardless of their social-economic backgrounds.
The study examines the prevalence of street children and its influence on academic attainment in
some major cities in Nigeria, which are Ibadan and Ado-Ekiti all in south west geo-political zone
of the country.
Overview of Prevalence of Street Children in Nigeria
Street children phenomenon is a major human development problem that is been experiences all
over the developing world. A major cause of this phenomenon in Nigeria is the lack of access to
basic education and drop out in schools as a result of poverty and the harsh effect of the
structural adjustment programme which exist to ameliorate poverty in country. And also bridging
the existing gap in Nigerian access to infrastructural facilities through the unlimited provision of
basic educational services for the less privileged in the country, also reducing the prevalence of
children on street embracing superlative in educational programmes. The phenomenon of street
children has become prominent globally with serious implications for the survival of these
children. The presence of streets children in major cities of the world has transcended the level
where it was viewed as strictly uncommon occurrence to a worrisome global problem.
Worldwide, the problem of children roaming the street endlessly is escalating and alarming (Le
Roux, 1998). Global estimates of street children stood between 10-100 millions and the number
was increasing rapidly since 2002 (UNFPA, 2003). The phenomenon has not only attracted
public concern but has also become a matter of priority to governments as well as, national and
international organizations (Panter-Brick, 2002). Africa in particular where the problem of street
children is relatively new unlike the situation in Asia, the presence of large number of children
has now become a major issue (Kopoka, 2000, Mehta, 2000). Sub-Saharan Africa with less than
30 per cent of its population residing in cities is the least urbanized region of the developing
world. Nevertheless, the region in the recent times is experiencing the highest urban growth rates
in the world (Mehta, 2000). Decades ago, Africa witnessed rapid and wide ranging
socioeconomic and political changes. There is rapid urbanization, run away population growth,
wars, internal crises and increasing disparities in wealth. Also, the introduction of structural
adjustment programme in a country like Nigeria and globalization affected the structure of
African society. It is instructive to note here, that, the emergence of large numbers of children on
the streets of Africa today was partly a reflection of the extreme poverty and the lack of social
services that are endemic in many highly populated urban areas in Africa. Nigeria, the largest
162
black African country with more than 140 million people is not spared of this scourge. Although
there is a considerable problem of thousands of street children in Nigeria, their precise numbers
which vary from city to city and often depending on the season of the year is not known.
However, the level of technology which is presently at its lowest ebb has been given as one of
the significant factors why no-one can accurately give the number of street children in Nigeria
(Ebigbo (2003). Children on the street are those who engaged in some kind of economic activity
ranging from begging to vending and prostitution. Most go home at the end of the day and
contribute their earnings to their family. They may be attending school and retain a sense of
belonging to a family. Because of the economic fragility of the family, these children may
eventually opt for a permanent life on the streets. Children of the street actually live on the street
(or outside of a normal family environment). Family ties may exist but are tenuous and are
maintained only casually or occasionally. But homes and families are part of the larger society
and the underlying reasons for the poverty or breakdown of homes and families may be social,
economic, political or environmental or any combination of these. It is worthy to note here that
there are two main kinds of street children are found in some major cities in Nigeria: those who
live and work on the street, (children of the street) and those who work on the streets full or
part-time but who return to their homes each night (children in the street).
Street Children and Educational Attainment
Education can be referred to as an act or process of developing and cultivating, (whether
physically, mentally, or morally) ones mental activities or senses; the expansion, strengthening,
and discipline, of ones mind, faculty, etc.; the forming and regulation of principles and character
in order to prepare and fit for any calling or business by systematic instruction. The result of
these, as determined by the knowledge skill, or discipline of character, acquired; the act or
process of training by a prescribed or customary course of study or disciple (Tawio, C.O, 1986),
Similarly, Fafunwa (1979:26) defines education as ―the aggregate of all the processes by which a
child or adult develops the abilities, attitudes and other forms of behaviour which are of positive
value to the society in which he lives, that is to say, it is a process of disseminating knowledge
either to ensure social control or to guarantee rational direction of the society or both.‖. The
nature of Street Children has been growing steadily in the last two decades. An estimated 10
million children in Africa live without families, mostly in towns as ‗Street Children‘ (UNICEF,
1984:39). While the aforesaid estimates tend to be realistically low, it must also be noted that in
the last two decades or so, Africa has experienced unprecedented level of crisis ranging from
such natural disasters as famine resulting from drought to ethno-religious wars, wars of attrition
163
and the devastating impacts of HIV/AIDS. All these put together have added a quantum leap in
the number of Street Children in Africa estimated currently to be in the range of 40 million
(UNICEF 2007). Initially, the majority of primary and secondary educational institutions were
established and run by missionaries. A relatively few were Government-owned, Education is very
important for sustaining and developing the people. With education, people are able to endure,
mature. Acquire experience, wisdom and the capability to fend for themselves as well as serve
their communities and nation. Education is also both an instrument of stability and of change:
stability in the sense that good traditions are documented, taught, imbibed and practised, and
changes because it equips people to meet new challenges. In the same vein education is a tool for
inculcating moral values in the citizen. The establishment of street educators teaching is one of
the important tasks of street educators. Educating street children involves helping them acquire
knowledge, skills and attitudes in specific areas of need. In order to be effective, the teaching of
street children should be planned. One will have to understand the needs of street children and
the local situation before you embark on any teaching. It is a waste of resources and efforts to
train street children on issues that are not useful or relevant to their lives. Family relationships
form a vital development pathway for children. Social learning and cognitive theories help
explain how violent parent-child relations are shaped by the wider community and society. Social
learning theory argues the fact that virtually all learning occurs on a vicarious basis by observing
other people‘s behaviour and evaluating whether this has desirable outcomes (Bandura, 1975).
Under this theory, children are abused because parents have learned (from relationships,
community and/ or wider society) harsh child-management practices which are believed to be
effective or will prepare children for the hardships of adult life. When the issue of Nigeria
educational system today is raised, the first sets of thoughts that comes to mind are: decline in
standard, deterioration of facilities, examination malpractices, mass promotion syndrome and the
like before any other thing else. This calls for an in-depth study and analysis aimed at tutoring
each and every stakeholders in the education system on how their actions and inactions have
individually and collectively contributed to the collapsing state of education in Nigeria. In any
case, knowledge and skill acquisition which education is all about cannot be over emphasized.
According to the World Bank (1999: 25), ―successful development entails more than investing in
physical capital, or closing the gap in capital. It also entails acquiring and using knowledge as well
as closing the gaps in knowledge‖. Thus, to successfully confront the challenges of development,
a developing country must undertake three major tasks: Acquired and adapt global knowledge
and create knowledge locally. Invest in human capital to increase the ability to absorb and use
knowledge; and Invest in technologies to facilitate both acquisition and the absorption of
164
knowledge. The invaluable roles and contributions of education in the development of an
individual and the society cannot be over emphasized. Many countries including Nigeria, take
education as an instrument for the promotion of national development as well as effecting
desirable social change (NPE, 2004) this perhaps, might be responsible for the continuous
growing concern of all stakeholders in education industry on changes that are likely to affect it as
well as the implications such changes will have on the management and administration of
education. There is therefore, the urgent need to really look into the future of our nations
education Vis-à-vis the challenges ahead with a view to achieving effectiveness, quality and
relevance in the entire system of children on the street. Relevance of education does not seem to
be relevant to our aspiration and needs these days, Udoh, Akpa and Gang (1990) submit that
many educators expressed concern about the lack of relevance of the Nigeria educational system
in meeting the pressing economic, social and cultural needs of the national by providing
education for the street children aimed at promoting education at the grass root level.
Statement of Problem
Like every other social fact, Street Children tends to defy any universal issues one way the other.
The phenomenon street children arise as a result of these children being ‗abandoned‘ by or
themselves ‗abandoning‘ their families and homesteads. Street Children has been growing
steadily in the last two decades as children are been deprived of their right to education, the right
to teach them effectively. Preventing and reducing the violence that children are forced to
experience will eliminate significant factors pushing them onto the streets and negates the
improvement in their quality of life, many marginalized groups are left uncared for and end up
becoming a burden on NGOs. Among those who are not covered by most of these plans are
street children; a group that constitute a major loss of human capital as they are potential
criminals; people who, as a matter of fact live a life of dependency.
At this juncture, this study
investigate the poor parental guidance forwarded to child which its aftermath effect leads to
street activities which begging, hawking, and prostitution all this activities have been
characterised as child abuse, as such there need for relative interventive measure.
Objective of the Study
The specific objectives of the study are to
1.
To examine poor parental guidance as the causes of street children.
2.
To examine various issues related to the causes of street children.
3.
To access the perceptive of the perceptive of various stakeholders in the business of
child rearing and development (United Nations, World Health Organisations).
165
Research Question
1.
What is the prevalence nature of street children in South Western State ?
2.
Do socio-economic status of street children influence street activities ?
3.
What is the perception of parent towards child upbringing?
4.
Do children on the street have hope for educational attainment?
5.
Do street children have a surviving strategies on the street?
Scope Of The Study
This study will be limited to the prevalence of street children and its influence on academic
attainment in south western State Nigeria, this is based on the fact that street children are
prevalence in area.
METHOD AND PROCEDURES
Research Design/ Method of Data Collection
The selection of respondents for this survey was based on EA map that was collected from
National Population Commission, South western State of Nigeria from which number of
children on streets was selected. Of these children on the streets, a simple random sampling was
used to select the children of the survey.
Sample Size Determinant
The prevalent rate of street children across the world is not universal but prevalent of 0.5 for
the purpose this study and better sample size and since the target population is above 10000. At
95% confidence interval, the sample size is derived using the formula;
N = (P{1-P}(Z2)/d2
N-Sample size
P- Prevalence rate
Z- Normal distribution
df- Degree of freedom
P= 0.5
q= 0.5
Z2=1.962
N= [0.5(1-0.5) (1.962)/0.052)]
{0.5(0.5) (3.8416)/0.0025}
N=216.82
The figure was approximated to 250 for the purpose of effective coverage.
Research Instrument
The questionnaire was structurally designed and worded in a simple and straightforward manner.
To collect acute but adequate information necessary for the purpose of this study open as well as
close ended questions were asked. To simplify the procedure of administration, the questionnaire
was classified into sections. Section A of the questionnaire addressed information with respect to
age, marital status, level of education and religion. Also contained questions on the socio-
166
economic characteristics of the respondents with respect to their income of parent, occupation,
and number of children
The other Section of questionnaire dealt with information relating to daily activities of street
children, street hawking, and street begging.
RESULT
Table 1.1 percentage distribution of background characteristics of street children
Characteristics
Sex
Male
Female
Frequency
Percentage
115
46
135
54
118
47
60
27
45
24
27
18
33
13.2
90
36
114
13
46
5.2
165
66
72
13
153
93
68
104
21
57
29
Age
2-5
6-10
11-15
15-17
Education Status
None
Primary education
Secondary Education
Post-secondary Education
Religion
Christianity
Muslim
Traditional
Is parent currently working
Yes
No
Parental Occupation
Farming
Trading
5.2
61.2
39
27.2
41.6
8.4
22.8
Civil Servant
Artisans
Sources: 2011 Survey
167
From the above information it reveals that,54% of the respondents were female while 46% were
male, 47% of the respondent were within the age range of 2-5 years, while respondent within the
age range of 6-10, 11-15, 15-17 years had 24, 27, 18 percent respectively, the study reveals that
most respondents had secondary education this is represent by 46%, 66% of the respondent
were Christian while, Muslim and traditional religion were 29% and 5.2% respectively, over 61%
of the respondent had a parent currently, also in the same vein, over 41 % of the respondent
practice trading as an occupation, while 27.2% were respondent having 27.2% as faming, 8.4%
were for civil servant, while 22.8% were for artisans.
PERCENTAGE OF PROBLEM ENCOUNTERED ON THE STREET
Issues
Frequency
Percentage
Causes of street activities
Death of parent/s or no caregiver
Parents living separately
Poverty
Ill-treatment from Home
Illiteracy/Truancy
Classification of jobs
36
56
102
17
39
86
77
87
115
135
14
22
41
7
16
Jobs with no moral condemnation
Jobs with moral condemnation
Jobs with moral/ without moral
condemnation
85
102
63
34
31
35
Family contact
Frequent
46
Rare Never
54
Family Situation
34
41
25
Parent/s had/are stayed in your area
Parents never stayed in area
Don‘t know parent/s whereabouts
168
Based on the above information, it however reveals that, 41% of the respondents engage in
street activities all because of poverty, also 35% of the respondent engage in jobs with
moral/without condemnation, also 54% of the respondents rare never sees their family
members, parent never atayed in area such children can do stay in the area this supported with
41% percentage)
PERCENTAGE OF ABUSE EXPERIENCED BY STREET CHILDREN
Forms of Abuse
Frequency
Percentage
Health related issue
95
38
Problem with police
81
32
Big Boys (Alayes‘)
15
6
Accommodation
29
12
Feeding
14
6
Ritual makers
16
6
From the above table, it shows that street children experience various forms of abuse, health
related issue represents 95(38%), Problems with police 81(32%), Big boys ―Alayes‖ represents
15(6%), accommodation 29(12%) also, feeding 14(6%), it was also discovered that street children
experience abuse from ritual makers representing 16(6%). To this end, street children are prone
to health related issues.
169
PERCENTAGE OF SURVIVING STRATEGIES OF STREET CHILDREN
Surviving Strategies
Frequency
Percentage
Hawking
55
22
Haulage/Pushing
102
41
cart/Carrying loads
50
20
Bus conducting
17
7
Selling stuff at a particular
26
10
Daily proceeds usage
126
50
Feeding and general upkeep
24
9.6
100
40
Carrying it wherever one
87
35
goes
30
12
How belongings were
108
43
25
10
clothing
21
8
Items
88
35
38
15
103
41
Money Making Activities
spot
Beg for Alms
of self
Keeping money with
individuals in the
garage
kept
Inside dilapidated building
Inside vehicles
With shop owners
Putting on more than one
Sleeping places
Inside
dilapidated/abandoned
170
building
Inside vehicle
Shops
Based on the above information, it shows the surviving strategies of street children, 41% of the
respondent make money through Haulage/Pushing cart/Carrying loads, while other respondent
make through various strategies which hawking, bus conducting, being for arms, in the same
vein, 50% engage in feeding and general upkeep of self ,, also 43% keep their belongings with
shop owners, 41% of the respondent sleep inside shop while others sleep inside
dilapidated/abandoned building, and some sleep inside vehicles.
Conclusion and Recommendation
The UN Policy on education is that it is a human right (UN 1948) and that all children must
receive basic primary education, but the case of street children in south western state of Nigeria
have been characterized with various forms of violence and disgusting health issues, the study
reveals problem encountered on the street by the children, also their surviving strategies which
varies, abuse experienced by street children as also called for urgent attention by Community
Based Organisations, Policy makers, social welfare institutions in Nigeria, to take-up to the
challenge of improving on welfare of children on the street. The study however recommends
that, establishment of resources centres, strengthen hiv and aids education; Some of the children
rescued from the streets have been found to be HIV positive. There are also some children who
have been sexually active while on the street. Such children need counselling and thorough
consistent education, Assisting in the vocational Training, Improvement of the curriculum, all
these tends to improve on psychosocio level of street children even in a superlative approach
References
Bruns B,Minat A and Rakotomalala 2003. Achieving the Universal Primary Education by 2015.
A chance for Every Child . Washington, World Bank Basic Education.‖ Biannual
Conference Tanzania
Civil Society for Anglophone West Africa for the Promotion and Protecting the Rights of Street
Children, Report (2003), October 21 – 24, Accra Ghana.
Development Bank, TA No. 3043 INO. Cited in Pinheiro, P. (2007), World Report on Violence
against Children.
Ekundayo J D 2001.‖Successful Experiences in Nonformal Education and Alternatives
approaches to
171
Ebigbo, P. O. (2003) ―Street Children: The Core of Child Abuse and Neglect in Nigeria‖,
Children, Youth and Environment 13(1), spring Retrieved from http://cye.colorudo.edu.
Irwanto P. et al (1999). Situation of Street Children in 12 Cities in Indonesia, Monograph Report
for the Asian
Chapter 7, p 295. Available at http://www.violencestudy.org/a553. [Accessed 26 July 09]
^ http://www.unicef.org/evaldatabase/files/ZAM_01-009.pdf UNICEF assessment of street
children
^ Human Rights Watch- Abuse of Street Children[dead link]
^ Page 8, Section 2.2. "State of the World's Street Children-Violence" (PDF).
www.streetchildren.org.uk. Retrieved 2008-02-05.[dead link]
^ Page 2. "State of the World's Street Children-Violence" (PDF). www.streetchildren.org.uk
Retrieved 2008-02-05.[dead link]
Punch Newspaper (2010 pg 14)
Sarah Thomas de Benítez State of the World‘s Street Children: Violence
172
THE REALITY OF POLITICAL CULTURE IN JORDAN AFTER TWENTY YEARS
OF POLITICAL OPENNESS
Amin A. al-Azzam
PhD in Political Science
Al al-Bayt University- Bayt Al-Hekmah (House of Wisdom)
Mafraq, Jordan
[email protected]
Keyword: Political culture, Democratization, Cultural obstacles, Political openness,
Democratic values.
ABSTRACT
The purpose of this study is to explore the reality of the political culture in Jordan after twenty
years of political openness by identifying the most important features of contemporary Jordanian
political culture. In addition, the study aims to examine the main factors that shape this political
culture. To build the argument on a solid ground, the study raises some significant questions
about the reality of the Jordanian political culture such as: has political culture changed
significantly since 1989 (after the political openness)?, what are the main factors that contributed
in shaping the political culture in Jordan?, and what is the main type of political culture that
clearly prevails in the society?. The study is carried out by using the descriptive analytical
approach, as a method for examining the findings of the survey through distribution of 400
questionnaires to five groups of political elite in Jordan. The study concludes that there cannot
be a real democratic system in Jordan without the establishment and consolidation of democratic
values in the political culture of Jordanian citizens. Another conclusion of the study is that
traditional political culture is still prevailing in Jordanian society which is social, tribal, and family
ties prominence despite the passage of twenty years on the political liberalization.
THE REALITY OF POLITICAL CULTURE IN JORDAN (EMPIRICAL STUDY)
Democracy is a political system based on political culture of pluralism and respect for human
rights in addition to the devolution of power. Without doubt these features are totally
inconsistent with the rule of the individual which is reflected in the absence of a state of law and
institutions, a lack of respect for the opinion, and lack of democratic human rights such as
freedom of association, parties and freedom of movement. Therefore, democracy is not a set of
regulations and laws, but it is rearing needs practice and behaviour that must be with the person
since childhood in the home, school, street, party and other civil institutions.
The political culture is considered to be an indicator of the progress of political and democratic
life and a reflection of political maturity, and participation in the political process. The first step
in building democratic governance in Jordan requires changes in the nature of the prevailing
173
political culture in society, in addition to removal of the values and behavioural patterns that
interfering with building democracy.
In order to be able to achieve these changes requires determining what the prevailing cultural
stereotypes, and what is the reason for its existence. Therefore, the following sections shed light
on the prevailing culture in Jordanian society and its values and behaviour patterns that affect
political life.
1.1 CULTURE OF DOUBT TOWARDS THE JORDANIAN GOVERNMENTS
There is a culture of doubt and lack of confidence prevailing in society that the government has
no serious intention to combat corruption or to achieve democracy, since the government has
not adopted any substantive laws nor created institutions to tackle these issues. The study results
revealed that financial and administrative corruption ranked as the most important reason that
the study sample considered an obstacle to political reform in Jordan. 35.4% of respondents
stated that this reason constituted a major obstacle to political reform and participation.
In this study respondents were asked to identify the most important of the various internal issues
which constituted the biggest obstacle to creating a stable environment for democratization and
political participation. Therefore, the question provided respondents with five main reasons, in
addition to an open-ended choice to mention other reasons:
1.
2.
3.
4.
5.
6.
Administrative and financial corruption in Jordan.
The economic status of Jordanian citizens.
Lack of government seriousness to achieve democracy
Tribalism.
The current electoral system.
Other reasons (please specify).
Table 1.1 shows that the largest obstacle, according to 36% of respondents, was the spread of
administrative and financial corruption.
Table 1.1. Respondents‟ views about the most important obstacle to political reform
Main obstacles
F
%
administrative and financial corruption
64
36
Lack of government seriousness to achieve democracy
54
30.3
Economic status of Jordanian citizens
26
14.6
Tribalism
13
7.3
Current electoral system (SNTV)
11
6
Other reasons
11
6
Total
178
100
The second most important internal obstacle, according to the 30.3% of respondents, was a lack
of government seriousness to achieve democracy and to open the way for professional
associations, political parties, and the media to participate freely in the political sphere.
Jordanian society is a society based on family and tribal ties which control the various spheres of
life and are considered as a major force in both Jordanian politics and society. Sometimes
tribalism and social ties are held to be a major obstacle to democratization and the rule of law.
Nepotism, favouritism, and intermediation (wasta) are the most common forms of administrative
174
corruption in Jordan where the members of large families and tribes with influence can hold
office and gain more benefits than others.
There is a close relationship between administrative and financial corruption and favouritism,
nepotism and (intermediation) wasta. This has created a climate of distrust because of the
adoption of personal and family ties rather than standards of competence, experience, and the
proper evaluation of ability and suitability in recruitment for public office. All of this has led
citizens to doubt the effectiveness of the law, and eroded trust and confidence in the Jordanian
governments which disregards such important issues, and consequently this has led Jordanians to
have less trust in the ability of political parties and parliament to resolve national problems.
Disappointment and frustration prevail among ordinary Jordanians and cast a shadow on the
process of political participation, particularly participation in parliamentary elections. Elections
have become a matter of voting based on criteria of familial and social ties rather than
concerning the substantive issues relating to democracy and political reform.
1.2 CULTURE OF FEAR "POLITICALLY"
The culture of fear is one of the biggest obstacles to political reform and change in the Arab
world. Moreover, this culture is one of the dilemmas facing political opposition forces and makes
them unable of paying people to support them to claim their rights and interests in the face of
political power. Consequently, this culture leads to fear of power, lack of political participation,
lack a strong liberal political culture and value for individuals, and lack of a strong opposition
which contradicts all principles of democracy. Understanding the status of political participation
in Jordan requires an understanding of the political culture that prevails in the society where
political participation takes place. This involves, in particular, the elements of basic human rights
and freedoms whether if these are guaranteed and protected by the constitution, and legislations
concerning political parties, and media and expression.
The questionnaire asked the respondents a series of questions about equality and the levels of
political freedoms guaranteed by the constitution, the Political Parties‘ Law, and the Press and
Publications Law. Furthermore, these freedoms are closely related to political participation, and
the expansion of these freedoms is considered to be synonymous with democracy. Respondents
were asked to indicate how strongly they agreed or disagreed that the following freedoms are
guaranteed in Jordan: freedom of opinion; freedom to participate in political demonstrations;
freedom to join political parties; equality of citizens‘ rights regardless of their religion, ethnic
origin, and tribal affiliation; freedom to criticize and disagree with the government in public
without being subject to security consequences; and freedom to participate in peaceful
oppositional political activities without being subject to security consequences.
The results revealed that the freedom to join political parties was considered the most guaranteed
freedom by 57.4% of the respondents, compared to 30.8% who disagreed that this freedom was
guaranteed, and 11.8% were neutral, as shown in table 1.2. It is worth mentioning that 51.6% of
political party members agreed or strongly agreed that freedom of membership in political parties
is guaranteed. The second guaranteed freedom is freedom of speech with 37.6%, compared to
54% of the respondents who believed that the freedom of speech was not guaranteed in Jordan.
175
Table 1.2. Indicators of political freedoms in Jordan
Political Freedom SD
D
N
A
SA
F
%
F
%
F
%
F
%
F
%
Freedom
of 45
19
83 35 20
8.4
82 34.6
7
3
opinion
Participate
in 54
22.9 80 33. 24 10.2 75 31.8
3 1.3
political
9
demonstrations
Joining
political 30
12.7 43 18. 28 11.8 10 46.0 27 11.
parties
1
9
4
Equality of citizens 65
27.5 65 27. 24 10.2 62 26.3 20 8.5
rights
5
Criticizing
the 65
27.4 88 37. 24 10.1 53 22.4
7
3
government
1
Participation
in 45
19.1 84 35. 25 10.6 71 30.1 11 4.7
peaceful political
6
activities
SD= Strongly disagree D= Disagree N=Neutral SA= Strongly agree A= Agree
Tota
l
237
236
237
236
237
236
The percentage of journalists who believed that freedom of speech was not guaranteed is 46.3%,
compared to 43.7% who agreed or strongly agreed that the freedom of speech was guaranteed in
Jordan, whereas 10% were neutral. With regard to freedom to criticize and disagree with the
government in public without being subject to security consequences, 64.5% of the respondents
believed that this freedom was not guaranteed, where 25.4% thought it was.
Approximately 55% of the respondents believed that the freedom to participate in political
demonstrations and peaceful political activities was not guaranteed, whereas about 33% agreed
that these freedoms were guaranteed. Regarding the equality of Jordanian citizens, a total of
55% of respondents reported that they disagreed or strongly disagreed that there was equality of
rights for all Jordanian citizens regardless of religion, ethnic origin, and family or tribal
affiliations.
Accordingly, the ranking of political freedoms in Jordan being considered guaranteed according
to the data as follows:
1.
Freedom to join political parties (57.4% of respondents)
2.
Freedom of opinion (37.6%)
3.
Participation in peaceful political activities (34.8%)
4.
Equality of citizens‘ rights regardless of religion, and ethnic origin (34.8%).
5.
Freedom to participate in political demonstrations (33.1%)
6.
The freedom to criticize or disagree with the government (25.4%).
Based on the data presented in table 1.2, only approximately one-third of respondents believed
that political freedoms are guaranteed in Jordan, with the exception of the freedom to join
political parties.
1.2.1 FREEDOM OF EXPRESSION
Freedom of expression and ensuring the protection of the expression of opinions from abuse,
are the root of all other freedoms at all times, to all peoples and in all societies. Most
constitutions in the world regulate freedom to express opinions and provide some protection of
this freedom. The Jordanian constitution states that, ―The State shall guarantee freedom of
176
opinion. Every Jordanian shall be free to express his opinion by speech, in writing, or by means
of photographic representation and other forms of expression‖.87
Moreover, this freedom is guaranteed in article 19 of the Universal Declaration of Human
Rights, which states that, ―Everyone has the right to freedom of opinion and expression; this
right includes freedom to hold opinions without interference and to seek, receive and impart
information and ideas through any media and regardless of frontiers‖88, and this is also
guaranteed in article 19 of the International Covenant of Civil and Political Rights.89 In Jordan
there is a fierce debate concerning whether or not freedom of speech, especially without fear of
punishment, really exists and, if it exists, what are the limits of this freedom. 37.6% of
questionnaire respondents agreed that freedom of opinion is guaranteed. This result indicates
that freedom of speech exists and is guaranteed to a certain extent.
The government generally respects the rights of its citizens, at least in some aspects. However, in
practice the government places some restrictions on freedom of speech. Generally individuals in
Jordan are able to express their opinions and criticize the government privately without reprisals.
However, citizens are tending to criticize the government in public less. The government
imposes certain restrictions which impede political criticism, particularly on opposition political
activists, and members of political parties, and other groups (such as journalists, and members of
human rights organizations) who criticize the governments‘ policies and practices. Furthermore,
the restrictions on the level of freedom to criticize and disagree with the government in public
without being subject to security consequences are varying from group to another according to
their practice of criticizing and opposing the governments‘ policies, in addition to the effect of
this criticism on the public. Therefore, if those who criticize the government, such as the
members of political parties and journalists have wide popular support, they tend to face more
limits and restrictions than others, as figure 1.1 shows.
Figure 1.1: Percentages of respondent groups who agreed that freedom of
speech is guaranteed
60
50
50
43.8
42.8
PCMs
40
33.3
30
Academics
23.5
20
HRO
Journalists
Political parties
10
0
* Professional Council Members (PCMs) * Human Right Organization (HRO)
The results also revealed that the members of political parties who believed that the government
does not guarantee freedom of speech in Jordan had been subjected to security consequences
more than other groups, where 42.2% of them declared that they had been subjected to security
consequences as a result of criticizing the government in public. In addition 26% of journalists
87
The Jordanian Constitution, Article 15.
http://www.unhchr.ch/udhr/lang/eng.htm. September 2010
89
http://www.unhchr.ch/html/menu3/b/a_ccpr.htm. September 2010
88
177
were subjected to security consequences due to their criticism of the government‘s policies, as
had some members of human right organizations. In addition, some respondents who had not
been subject to security consequences explained that they had never exercised this freedom; in
other words they believed that they could not criticize the government in public without
anticipating punishment.
The Jordanian governments have shown intolerance of public criticism, as evidenced by the
series of amendments to Press and Publications Laws in 1993, 1997, 1998, and 1999. All of these
amendments gave the authorities sweeping powers to reduce the degree of press freedom. The
temporary 1997 law which were ratified by royal decree without parliamentary debate, give the
government broad powers to fine, suspend, or permanently close newspapers found to be in
violation of the new law‘s provision, and also impose on publications arbitrary and
discriminatory financial obligations. According to the current law, it is prohibited to publish any
information, news, cartoons, or commentaries about Jordan‘s armed forces and security services,
offends the King and the royal family, harm national unity, general ethics, religion, security
apparatus, and insults the head of Arab and friendly states. This is in addition to the last
controversial amendment that allowed the jailing of journalists who break the press law.
1.3 THE RELUCTANCE OF JORDANIAN CITIZENS TO JOIN POLITICAL
PARTIES
The findings in table 1.3 show that the majority of the respondents (63.5%) are not members of
political parties. It is worth noting that, with the exception of political party members, only
14.5% of the respondents were members of political parties, while 85.5% of the other
respondents did not belong to political parties.
Table 13 Respondents‟ answers to the question: “Do you belong to a political party?”
Choices Political
Academics PCM
Journalists HRO
Total
party
members
F
%
F
%
F
%
F
%
F
%
F
%
YES
60 93.8
7
19.4
5
23.8 10 13.5
2
5.7
84 36.5
NO
4
6.3
29 80.6 16 76.2 64 86.5 33 94.3 146 63.5
Total
64
100
36
100
21
100
74
100
35
100 230 100
Furthermore, the results revealed that the members of the professional councils (23.8%) were
more likely than other groups to belong to political parties. 19.4% of academics belonged to
political parties, and 13.5% of journalists were party members, while members of human right
associations had the lower membership in political parties (5.7%). Those who said that they were
not party members were then asked that if they intend to join any political parties in the future,
which of the current political parties would represent their political aspirations so that might join
it. If they did not intend to join political party, they were asked to mention the main reason for
this. Table1.4 below shows that 80.5% of respondents said that they do not intend to join
political parties. Only 19.5% answered they would join political parties in the future.
178
Table 1.4 Respondents answer to the question, “Do you intend to join a political party in
the future?”
Choices Academics PCM
Journalists HRO
Total
F
%
F
%
F
%
F
%
F
%
YES
5
17.5
9 52.9
9
13
5
17.1 29 19.5
NO
24 82.8
8 47.1 60
87
29 82.9 124 80.5
Total
29
100 17 100
69
100 35 100 153 100
On the other hand, the respondents who did not intend to join political parties were asked to
mention the main reasons behind their decision. The majority of respondents (70%, n=42)
declared that they had no confidence in the current political parties and their programmes as they
did not offer clear proposals to address the country‘s main problems. In the prevailing political
culture the executive authorities in Jordan have adopted clear and negative attitudes for several
decades towards political parties, and have tended to consider them as responsible for threats to
the security and stability of the country‘s political life. Even after the issuance of the political
Parties‘ Law in 1992 which decreed the legitimacy and plurality of political parties, these negative
attitudes continued. In addition, the government has shown caution, and sometimes hostility
toward social movements and non-governmental organizations led by the opposition forces that
play a political role, and which seek to mobilize their members and public opinion to take
political positions that do not agree with the policies of government.
Therefore, the persistent culture of fear is clear evidence that the Jordanian political parties are
still experiencing crisis reflected in the reluctance of Jordanian citizens to engage in partisan
activities. This is a fundamental reason for the lack of growth of political parties in terms of the
number of members.
1.4 CULTURE OF POLITICAL PARTICIPATION
Political participation means the contribution of citizens and their active role in the political
system to influence the official decision-making process. At the forefront of political
participation patterns are electoral activity, partisan action, and union work which are all linked
to the principles of political pluralism, freedom of opinion, freedom of peaceful assembly, and
the right to form associations and political parties. Democracy is the best mechanism for
effecting change for the better, through the peaceful rotation of power. This devolution of
power is usually conducted through the empowerment of the people to exercise their right to
elect their representatives in full freedom and fairness on the basis of the candidates‘
programmes.
The electoral process provides the opportunity for the owners of these programmes to exercise
their role in the executive branch and therefore apply their programme, thus providing a chance
for people to judge their success or failure. Accordingly, success in the application of these
programmes demonstrates confidence, or, to the contrary, failure is reflected in the ballot box by
withdrawing confidence. All of this guarantees the rights of individuals and groups to participate
in public affairs, with devolution of power, and the possibility of change.
The parliamentary elections in Jordan raised many problematic and challenging issues concerning
the electoral system, elections management, the results of the elections, and the degree of citizen
participation. Therefore, respondents were asked about their participation in the 2010
parliamentary elections, the main reason behind their vote, voting for women in Jordanian
parliamentary elections, the voters‘ behaviour, and their evaluations of the electoral system.
179
Respondents in this study were asked if they had voted in the last elections (2010 elections) to
explore their participation in parliamentary elections. Respondents were given two choices:
1.
Yes or
2. No.
As shown in table 1.5 a majority of the respondents (77.4%) had voted in the last parliamentary
elections compared with a ratio of 22.6% who did not participate. It can be also noted from the
table that the ratios of those who participated in the last elections among professional councils‘
members (85.7%) and political party members (84.4%) were higher than those in other groups of
the sample.
Table 1.5. Respondents‘ participation in the 2010 parliamentary elections
Choices Political
Academics PCM
Journalists
HRO
parties
F
%
YES
54
84.4
NO
10
Total
64
F
%
F
%
F
25
69.4
18
85.7
59
15.6
11
30.6
3
14.3
100
36
100
21
100
%
Total
F
%
F
%
75.6
26
72.2
182
77.4
19
24.4
10
27.8
53
22.6
78
100
36
100
235
100
In general, the participation rate of respondents was around three-quarters, ranging from a low
of 69.4% academics to a high of 85.7% of PCM. On the other hand, the ratios of those who did
not participate in the last elections ranged from 14.3% of PCMs to 30% of academics. The
questionnaire asked respondents who said they had voted to identify the main reason behind this
decision. The respondents were given five choices:
1.
National duty and constitutional right,
2.
Tribalism and social ties,
3.
To enhance democracy in Jordan,
4.
Others (please specify)
However, it is clear from table 1.6 below that tribalism and social ties represented the main
priority for many of the sample. Over half of the respondents (52.2%) declared that this was the
most important reason behind their decision to vote in the last elections.
Table 1.6. Respondents‟ reasons for participating in the 2010 parliamentary elections
Main reason
Frequency
Percentage
Tribalism and social ties
95
52.2%
National duty and constitutional right
33
18.1%
To put the right person in the right
position
To enhance democracy in Jordan
27
14.8%
22
12.1%
Other reasons
5
2.7%
182
100%
Total
180
Only 12.1% of respondents supported the issue of enhancing democracy in Jordan, and putting
the right person in the right position was third with 14.8% of responses. National duty and
constitutional rights was cited by 18.1%, and 2.7% of the respondents declared that their
participation was a partisan decision. The Jordanian citizen tends to refrain from political
participation. Therefore, the electoral process for elections to the House of Representatives 11 th,
12th, 13th, 14th and 16th has witnessed reluctance among voters to participate. Table 1.7 shows
statistical comparisons and the proportions of the participants in the electoral process for the
years 1989, 1993, 1997, 2007 and 2010.
Table1.7. Participation of Jordanian citizens in the electoral process from 1989-2010
1989
1993
1997
2007
2010
elections
elections
elections
elections
elections
Population
estimates by the
General
Statistics
Number of
registered voters
The number of
voters
3,370,86
7
4,152,000
4,580,234
5,723,677
1,104,45
1,402,78
1,838,199
2,105,882
541,426
822,294
824,664
1,052,941
6,300,000
2,500,0000
1,257,987
The ratio of the
number of
voters to the
number of the
49.8%
election cards
51.58%
68.47%
55.72%
50.00%
http://www.electionsjo.com/ESubject/DefaultSub.asp?seid=82. December 2010
1.5 GENDER CULTURE (MASCULINE CULTURE)
Although Jordan has witnessed democratic transformation over the last decade, this requires the
effective participation of women who constitute almost half of Jordanian society. Despite the
growing role of women in social and economic life, however, their role in the political sphere is
still weak. Like other Arab societies, Jordanian society from its inception and social composition
is still a patriarchal society, where women are treated in such a way that hinders their access to
the decision-making centres in the community.
Therefore, the head of the family, the tribal leader (Sheikh), and sometimes the SecretaryGeneral of the political party has the final say in deciding whether or not to participate, in
guiding public opinion, and defining the direction of the electoral votes, in addition to the
identification of the candidates and ensuring their access to the council of deputies. Women
have a limited presence in political positions due to the tribal nature of Jordanian elections.
Consider the paradox in the last municipal elections in Jordan. A woman candidate90 who ran for
a seat in the municipal council in Mafraq was appointed a council member even though she did
not obtain a single vote. She did not vote for herself and neither did her husband and five
children.
90
Fardous Mohammad Al Khaldi, a candidate who ran for a seat in the Sabha and Dafianeh municipal council
in Mafraq.
181
Although the number of people registered for voting in her district was 144 men and 207
women, and voter turnout was 95 per cent, she got no vote at all. She justified the result by
saying ―I did not vote for myself because of my commitment to my tribe and the residents of my
town to vote for another candidate, who unfortunately did not win… I would not break my
commitment to the tribe. We are a tribal community and the priority is for electing a man‖.91
1.5.1 WOMEN'S POLITICAL PARTICIPATION
Women have been deprived of political participation for many decades since the founding of the
Emirate of Trans-Jordan in 1921. However, the right to political participation in the preindependence period, which was restricted to males, has not really changed since independence,
even during the 1960s and 1970s. Although women had no political and legal right to vote and to
be elected for parliamentary elections until 1974, their struggle to be granted the right to vote
and run in municipal and parliamentary elections started in the early 1950s. This struggle was led
by the Women‘s Awakening Association, founded in 1952, which has been resolved as a result of
its activities.92
The Jordanian constitution never distinguished between women and men in term of rights and
duties, and in addition the 1974 election law granted women the right to vote. However, the
theoretical equality in the constitution and election law did not reflect the reality of women‘s
situation in the political sphere. Women remained subject to the effects of social values,
traditions, and the prevailing culture.
Over the last decade Jordan has witnessed important economic, social, and political
transformations. At the political level, a new climate of political openness and pluralism
encouraged women- as they accounted 49% of the Jordanian community according to the
department of statistics in 2004- to strengthen their political role and participate in political life.
Women in Jordanian parliaments
The number of women candidates for Jordanian parliamentary elections has increased steadily
since women won the right to run for parliamentary elections in 1980s. But it will also be noticed
that the increase in the number of women candidates has not been accompanied by an increase
in the number of women MPs. To explore the problematic relationship between the number of
women candidates and women MPs, the respondents were asked two questions to provide an
overview about the reality of women participation in parliamentary elections. Based on data
presented in figure 1.2 the results revealed that an overwhelming majority of the 234 respondents
(84.2%) had not voted for women, compared with only 15.8% who had.
91
92
The Jordan Times, New Female Council Member Wins Seat with Zero Votes, February 2010.
http://www.electionsjo.com/Esubject/DefaultSub.asp?seid=240. December 2010
182
Figure 1.2. Respondents‟ voting for women candidates in the 2010 parliamentary
elections
234
250
197
200
Total F
Total %
150
100
84.2
100
37
50
15.8
0
YES
NO
Total
Total F
37
197
234
Total %
15.8
84.2
100
More importantly, the results revealed also that the ratio of women who voted for women
candidates was very low (18.9%) compared with 43 women respondent (81.1%) who did not
vote, as figure 1.4 shows.
Figure 1.3. Respondents‟ answer to question "Have you voted for women candidates in
the last parliamentary elections?" According to Gender
200
Male
150
Female
100
50
0
F
%
F
%
Yes
No
Male
27
14.9
154
85.1
Female
10
18.9
43
81.1
As a consequence of concern at the low rates of voting for women candidates in Jordanian
parliamentary elections, as shown in the figure above, another question were asked aimed at
discovering an explanation for women‘s low representation in parliament, asking respondents for
their main reason for not voting for women candidates.
Respondents were given five main choices:
1.
Lack of women experience in political affairs.
2.
Social obstacles (culture and traditions)
3.
Religious dimension (for example urging women to be more conservative and calling for
the separation of the sexes in the workplace).
4.
Women do not have enough experience in public affairs
5.
Tribal dimension (women could not get support from their tribes)
6.
Other reasons (please specify)
183
A majority of respondents (43.8%) concluded that the absence of women candidates with
political experience was the main reason for their decision. social obstacles was the second most
common reason (17.3%), and 6.1% cited, 5.1%, the tribal dimension and 4.1% the religious
dimension. Moreover, 46 respondents (23.5%) cited five other reasons for not voting for women
candidates. 22 (11.2%) stated that there were no women candidates in their electoral districts,
and 10 (5.1%) indicated that they were committed to their tribal candidates. Some respondents
(3.5%, n=7), said that they opposed the quota system and therefore they did not vote for women
candidates, and another four respondents (2%) declared that there were no partisan women‘s
candidates in their districts. The current electoral law cited by (1.7%, n=3) of respondents as a
reason not to vote for women candidates.
It is also important to note that 42% of political party members who did not vote for women
believed that women do not have enough political experience to be elected to parliament. In
addition, 54% of academics, 50% of PCMs, and 44.6% of journalists gave the same reason for
not voting for women. More importantly, table 1.8 shows that 50% of women respondents who
did not vote for women candidates justified their decision in terms of lack of women‘s
experience in political affairs.
Table 6.8. Respondents‟ reasons for not voting for women candidates, by sex
Statement
Men
Women
lack of women experience in political F
64
21
affairs
%
41.6%
50.0%
Social obstacles (community's culture F
30
3
and traditions)
%
19.5%
7.1%
Tribal dimension (women could not F
9
3
get support from her tribe)
%
5.8%
7.1%
Religious dimension (religion urging F
6
2
women to be more conservative)
%
3.9%
4.8%
Others
F
37
11
%
24.0%
26.2%
Total
F
154
42
100.0%
100.0%
2.0 CONCLUSIONS
Despite the launching of political openness in Jordan which was crowned by the 1989
parliamentary elections, and despite the fact that the democratic process has received and still
receive considerable interest from successive governments at the level of writing and slogans, the
same level of success has not been achieved in terms of practical application. Addressing the
issue of democracy in Jordan requires a search for the real reasons that hinder the fundamental
building of a democratic society rather than simply focusing on external manifestations of this
problem.
There is a series of subjective and objective factors that have led to drawing the development of
the political culture of Jordanian society. One of the most prominent of these factors is the
political and intellectual despotism that led to the fall of the society since many centuries in the
quagmire of civilization underdevelopment. Those factors led to a revival of negative values such
as lack of interest, introversion, intolerance, refusal of dialogue, encouragement of the narrow
184
loyalties, hypocrisy, preference for self-interest rather than the public interest, and the promotion
of male dominance.
The most important conclusion to be drawn from the research findings in this study in
relation to political culture in Jordan, it seems that there can be no real democratic system in
Jordan without the establishment and consolidation of democratic values in the political culture
of Jordanian citizens. As Ayubi stated, ―Democracy is simply not a form of government; it is also
a cultural and intellectual tradition‖ Ayubi, 1995, p. 379). This culture is the key element in the
formulation of political relationships between the government and the population, because
democracy is not just laws, political institutions and electoral processes, but first of all it is a set
of values and principles which provide the cultural framework for a democratic system.
Despite the remarkable progress witnessed by Jordan at the end of the 1980s, the culture
of fear in Jordanian society still poses a fundamental challenge to democratic reform. The fear of
the security agencies and the consequences of criticizing governments in public and disagreeing
with them based on perceptions and impressions generated among citizens. In addition to the
culture of fear to make complaints about violations of their rights, or lack of the government‘s
response to cope with complain.
The present study also concludes that the subject political culture still prevails in Jordan.
Democratic values do not represent a major component in the structure of the political culture
of the majority of Jordanians, which has led to the prevalence of an apathetic political culture.
On the other hand, negative values and abstention from participation are common among the
majority, in addition to the sense of their inability to influence national events and developments.
Moreover, as Sharbi argued, Arab societies are characterized by patriarchal values ( Sharabi,
1988, p.8). Patriarchal culture still dominates the culture of Jordanian society. The social relations
of kinship and the tribe are still dominant and constitute the main motives for Jordanians to
participate in parliamentary elections. Furthermore, there is a culture of doubt and lack of
confidence prevailing in society that the government has no serious intention to combat
corruption or to achieve democracy, since the government has not adopted any substantive laws
nor created institutions to tackle these issues.
Finally, regarding women‘s participation in Jordanian parliaments, although the quota
system has brought women into Jordan‘s parliament, the presence of women there really only
represents a facade of democracy and is purely cosmetic, as the majority of citizens do not
believe in the importance of the political role of women.
References:
Ayubi, Nazih., Over-Stating the Arab State. (London; I.B. Taruis, 1995). p. 397.
Sharabi, Hisham., Neopatriarchy, A Theory of Distorted - A Change in Arab Society, (New
York: Oxford University Press, 1988 ). p. 8.
185
BERTRAND RUSSELL ON CHINESE EDUCATION
Zheng Weiping
School of Humanities, Xiamen University, P.R.China
[email protected]
Abstract: The visit of Bertrand Russell to China during 1920 to 1921 was one of the most
significant events in May Fourth Movement, and Russell pointed out that education was the
most important thing for Chinese reconstruction. The author argues that we should interpret
Russell‘s educational idea of china from a theoretic and practical point of view. The man in
Chinese education is the key to the future of china.
Key words: Bertrand Russell; Chinese education; May Fourth Movement
Invited by a scholar association of Peking University, Russell delivered a series of lectures
about the problems of china, besides his theory of logic and philosophy. Chinese intellectuals,
young students, politicians made comments on his lectures with great enthusiasm. His influence
on china was so great that former president Sun Yat Sen called him ―the only foreigner who
knows Chinese civilization‖ and in 1998, CAC (Cultural Academy of China) chose his lectures in
china as ―the most influential literatures on China in the 20th century‖.
Russell took Chinese education as a key to the Chinese problems. He wrote: ―But as for
the thought recently, I take Education as the first thing in various methods of Chinese
reconstruction.‖[1] In this paper, besides a survey of Russell‘s thoughts of Chinese education,
which intersperse among Russell‘s lectures and essays about Chinese problems, I will argue that
Russell‘s solution of Chinese problem based on education is still useful for us.
1.
ANALYSIS OF CHINESE EDUCATION
Unlike present situation, Chinese education was not unified partly because its government
was too weak and because there were many forces in education. So there were many forces in
Chinese education. Russell concluded that there were mainly three forms of Chinese education.
1.1
Old−fashioned education
Before disintegration of Qing Dynasty, there was only one kind of education in china,
which Russell described as old-fashioned education. Old-fashioned education emphasized the
learning of classical works, which mainly were the doctrine of Confucius and his followers. They
had no interests in scientific knowledge, which was taken as being unnecessary to man‘s
happiness. The aim of education is to acquire the ability of ―self-cultivation, regulating the
family, governing the country and establishing peace throughout the world‖.
A man‘s morality and political ability were the standard of his cultivated level, and a
perfect example was the Saint such as the ancient emperors Yao and Shun. Therefore under the
encouragement of government, all the best students tried their best to be a good politician.
Under the influence of this doctrine, all of education was to learn and study classical works.
Russell described in this way, ―There is first the old traditional curriculum, the learning by rote of
the classics without explanation in early youth, followed by a more intelligent study in later years.
This is exactly like the traditional study of the classics in this country, as it existed, for example,
in the eighteenth century.‖[2]
186
This schema of education was destined to fail when facing the western science. But its
tenacious life power was noticed by Russell, he wrote, ―Such schools still form the majority, and
give most of the elementary education that is given.‖[2]
1.2
American education
As for china, a series of war failure in early 20th century has resulted in a large number of
war compensation and partly losing its self-government. Since what American lost in anti-china
war was much less than what it demanded for compensation. Congress of USA decided to
establish a series of American school in china by using a part of war compensation, and the best
students could be sent to American for advanced study. Speaking frankly, American education
has fastened the spread of natural science, introduced another kind of education, and trained a
large number of students, who were an important force in Chinese education. But Russell was
aware that the motivation of American education was not as noble as they described. Russell
wrote, ―They remain always missionaries—not of Christianity, though they often think that is
what they are preaching, but of Americanism. What is Americanism? ‗Clean living, clean
thinking, and pep,‘ I think an American would reply. This means, in practice, the substitution of
tidiness for art, cleanliness for beauty, moralizing for philosophy, prostitutes for concubines (as
being easier to conceal), and a general air of being fearfully busy for the leisurely calm of the
traditional Chinese.‖[2]
Indeed, its aim was to replace Chinese traditional culture by American culture. Similarly,
American education played a role of invader. Russell holds a critical position about American
education. The best Chinese educationists are aware of this, and have established schools and
universities which are modern but under Chinese direction.
1.3
Modern education
Russell was not satisfied with the former two kinds of Chinese education, but he highly
praised Modern education. Although it has many disadvantages, such as there was no adequate
book or equipment, the teaching of English was not sufficiently thorough, and the courses were
not very rational. As for Russell, these disadvantages would disappear if there would be a
powerful government.
Contrast with old-fashioned education, the system of courses of this kind of education
was more westernized, and the students receiving modern education would learn more about
natural science, industry, economy, which were ignored in old-fashioned education. Meanwhile,
the advocators of modern education emphasized scholar freedom, and Russell wrote‖ They
respect the knowledge of Europeans, but quietly put aside their arrogance‖. By this way, modern
education was differed from American education, ―Modern Chinese schools and universities are
singularly different: they are not hotbeds of rabid nationalism as they would be in any other
country, but institutions where the student is taught to think freely, and his thoughts are judged
by their intelligence, not by their utility to exploiters.‖[1]
We can take the modern Chinese education as the Chinese version of American education.
What Russell appreciating in modern Chinese education was its emphasis on pursuing a truth.
Russell described the three forms of Chinese education as ―the old traditional education, stands
for Conservatism; America and its commerce and its educational institutions stand for
Liberalism; while the native modern education, practically though not theoretically, stands for
Socialism. Incidentally, it alone stands for intellectual freedom.‖[2]
2.
WHY EDUCATION FIRST?
This is an ignored problem in Russell studies. Some people thought it was an utopia idea,
some doubted it because Russell as an educator in Beacon Hill was failed according to the
187
statements of Katherine Russell, who is the daughter of Bertrand Russell. But the author argues
that if we paid more attention to Russell‘s educational theory and Chinese situation in 1910s, we
would understand Russell‘s opinion better.
2.1 From a theoretical point of view
In Russell‘s educational theory, education plays a key role in civilization and social
construction. According to Russell‘s statements, there is a question that ―whether education
should train good individuals or good citizens‖. Russell denied the later. The fundamental
characteristic of citizen is that he cooperates and is just a part of a society. Personal freedom
disappears, and there is only the freedom of a whole. The society constituted by calm and tame
citizens would not be democratic and possibly be regained by some ambiguous men. Russell
dislikes this kind of society, ―The whole educational machine in America, from the public
schools to the universities, is concerned to emphasize citizenship. In my mind, it could be one
important reason of Russell‘s anti-America standpoint in 1910s which has sent him into jail.‖[2]
Therefore Russell thinks education should be a tool to reconstruct the society. As
individual education, Russell said individuals mirrored the world. Russell believes that the
purpose of education should be to cultivate a free man, to establish a bright future of human. We
should be noted that Russell‘s theory of education is correspond with his philosophy, Russell
advocates a kind of atomism, rejected any kind of holism.
2.2 From a practical point of view
In all men concern with Chinese education, Russell paid more attention to the young
students, who he called ―Youth China‖. On one hand, these students were very clever and
longed for the western knowledge very much, Russell has gave an example, ―The discussions
which I used to have in my seminar (consisting of students belonging to the Peking Government
University) could not have been surpassed anywhere for keenness, candor, and fearlessness.‖ [2]
On the other hand, Youth China was a powerful force in china; a good example was the
student‘s objection on the problem of Shandong in the Versailles Treaty.
Russell also felt surprised about the influence of Chinese intellectuals, the majority of
whom were the teachers. There were two cases that could be used as example. The first thing
was the movement of co-education about male and female. At that time, there was no enough
elementary education in china for the girls, so if the girls could not go to the schools for the
boys, they would not be able to get suitable education. Therefore some provinces in china, such
as Hunan, have adopted co-education. In Russell‘s opinion, it was a greater improvement than
England, in which co-education had been only in talk.
The second thing was the movement of teaching strike. Because they were not paid for
several months, they went on a deputation to the Government, but were repulsed by soldiers and
policemen, who clubbed them so severely that many had to be taken to hospital. The incident
produced such universal fury in china that there was nearly a revolution. The high position of
teachers in Chinese society was from their spirit of self-sacrifice in the view of Russell. Chinese
teachers dedicated themselves to Chinese education and Chinese reprosperity.
In one word, Russell took the man about education, such as teachers, students, etc, as the
hope and propellants of Chinese reconstruction.
3.
SOME REMARKS ON RUSSELL‟S VIEW
In the problem of china, Russell said there were three things key to Chinese reconstruction,
―The three chief requisites, I should say, are: (1) the establishment of an orderly government; (2)
industrial development under Chinese control; (3) the spread of education.‖[2]
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In Fourth May Movement, there were two famous sir: sir democracy and sir science. I take
this as a westernize road and just a slogan. Russell‘s solution is a realistic one and there is some
analogy between Russell‘s solution and Chinese practice, a Marxism way.
In my mind, Russell took education as the condition of realization of first two requisites of
Chinese reconstruction. An orderly government should be run by educated people, and Chinese
industry should be established by educated people too. We should distinguish between education
and the spread of education, education is a more general concept than the spread of education. It
means the man related to education, the role of education, and so on. Russell‘s visit to China is
successful and his idea about Chinese education will benefit us continually.
References:
[1] Bertrand Russell, Richard A. Remple (editor), The Collected Papers of Bertrand Russell
Volume15, Routledge Publisher, 2000.
[2] Bertrand Russell, The Problem of China, The Century Company, 1922.
189
THE EVACUATION OF UNACCOMPANIED CHILDREN DURING THE
OCCUPATION OF SARAJEVO, BOSNIA AND HERZEGOVINA (1992-1995):
LESSONS TO BE LEARNED
Tamara Miskovic, MSW, PhD student
[email protected]
Anne Tellett, MSSW, Ed.D.
[email protected]
ABSTRACT
This explorative qualitative study offers in-depth descriptions how temporary evacuation of 46
children from a Children‘s Home ―Ljubica Ivezic‖ in Sarajevo, Bosnia and Herzegovina, in 1992
affected the children and their families. Crisis situation such is war occasionally requires
evacuation of children resulting in separation from the family/institutional caregivers. If
necessary steps are not taken to protect the rights of children and families who cannot move
together, temporary evacuation can result in permanent separation and/or adoption.
Newspaper reports provided information about the children and descriptive statistics were used
to assess data collected from the newspaper analysis, which largely consisted of government
documents pertaining to the study population. Information about the impact of evacuation on
the families and children were collected through person-to-person interviews with three parents
and children.
We conclude that if evacuation is essential, whole families should move together and, if this is
not possible, children should at least move with their primary caregivers and siblings. Evacuation
should be properly documented, and arrangements should be made for the appropriate reception
and care of the children, so that they maintain contact with family members during the
evacuation and for early reunification.
Key words: evacuation, unaccompanied children, adoption, war, UNHCR
INTRODUCTION
Bosnia and Herzegovina is one of the six (Croatia, Macedonia, Montenegro, Serbia, Slovenia)
former federal republics of the Socialist Federal Republic of Yugoslavia (SFRJ) placed in SouthEast Europe. SFRJ fell apart during the war between different ethnic groups in this area from
1991 to 1995. War left the country in poverty, hopelessness, and lack of possibilities for better
future of everyone, especially children.
CHILDREN IN ARMED CONFLICT
Everyone can be affected by war, especially children. Parents and children are usually considered
major targets to be eliminated as a part of ethnic cleansing93 during armed conflict (UNICEF,
2008). Parents are at loss about how to adequately protect their children. ―An estimated 2
million children have died globally in the last decade, 250,000 forced to participate in fighting,
and thousands more killed or maimed by land mines. Survival is just the beginning; children‘s
wartime experiences require long-term physical and psychological recovery‖ (Sutton-Redner,
2010, para.1).
During the conflict in Bosnia and Herzegovina, everyday activities ceased, and it became very
difficult to acquire basic services and goods for survival. Not only that people were not prepared
Ethnical cleaning is defined as policy created by one ethnic or religious group to remove from certain geographic area another ethnic or
religious group, mostly using violent actions and terrorism (UN Security Council Resolution, 1992)
93
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for this war but it was extremely difficult for families with small children who did not know how
the best to protect them. Orphanages and homes for children, such as Children‘s Home ―Ljubica
Ivezic‖, had an extremely difficult time caring for the large number of children who were placed
there prior the war. However, during the occupation of Sarajevo the orphanages and homes for
children had to choose whether to leave children in an active warzone facing danger and
starvation or evacuate them to other countries with the help of international organizations and
the Children‘s Embassy in Sarajevo. The choice the Children‘s Home ―Ljubica Ivezic‖ made was
to evacuate the children to nearby Italy that was not affected by war to ensure the safety of the
children during this time.
This study explored the effects of the temporary evacuation of 46 children from Sarajevo during
its occupation in the war (1992-1995) and the intervention that they received after being
evacuated. This study demonstrates that the temporary evacuation left permanent changes in the
lives of these children. These children consequently became permanently separated from their
birth families, and have lost their original culture, language, and religion. Their parents never
signed documents for their adoption, which occurred after the war, and they were not protected
by any international document to preserve rights on keeping their identity, connection with their
biological parents, and return to their homeland after the ethnic conflict in Sarajevo, Bosnia and
Herzegovina.
METHODS
This study examined series of historical events through semi-structured interviews with some of
the affected families and analyzed newspaper articles published during and after the war in
Bosnia (1992-1995). Interviewing was completed through the University of Minnesota (UM) safe
internet connect system to protect the privacy of participants. Ms. Jagoda Savic, a human rights
activist from Bosnia and Herzegovina, identified families to be interviewed based on the list of
evacuated children and set up the interviews. Secondary data was obtained by examination of
national newspapers. Copies of newspapers were brought from Bosnia and newspapers articles
were translated from Bosnian into English by primary investigator and checked for accuracy by
another person.
POPULATION AND SAMPLE
The study population was a group of families impacted by the evacuation of 46 children from
the ―Ljubica Ivezic‖ Children‘s Home during the occupation of Sarajevo (1992-1995). The
sample consisted of three participants: two parents of evacuated children and one child who is an
adult now (older than 18)94. The interview format consisted of 22 open ended questions.
Potential participants were found using Italian immigration records for the children who had not
returned to Bosnia. A snowball sampling method was used. Data were coded and analyzed
through identifying common topics that merged through that.
RESULTS
ORGANIZED PLAN FOR EVACUATION
Data from this study indicates that children were evacuated overnight without the Children‘s
Home (their primary caregiver) being involved in the planning and organizing of the evacuation.
As the data demonstrates, the evacuation was organized by the Children‘s Embassy and was
permitted by state institutions, without consulting with social services and social workers.
Although the initial list of children that would be evacuated was made two months prior to the
94
The generalizability of this study was affected by families and children who chose to participate in this study. Participation was
voluntary and was organized using the help of Ms. Jagoda Savic from Bosnia and Herzegovina. Access to participants was limited due to the lack
of data about families, which affected how representative this data was of the population being studied. To increase generalizability, a larger
sample needs to be included.
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evacuation, data from this study indicates that none of the parents or relatives of those children
were ever contracted and informed about the evacuation. The United Nations High
Commissioner for Refugees (1999) points out that if an evacuation is essential, then certain
criteria need to be respected. Some of those criteria are that ―minors should be accompanied by
an adult relative, and if this is not possible, by a qualified caregiver known to the children, such
as their teachers‖ (p.102).
Since families or relatives were not contacted prior the evacuation, they were not given the
opportunity to accompany their children. The children stayed alone in Italy with only members
of the country of refuge (Italy) to decide their fate.
UNHCR (1999)95 states that ―the evacuation must be coordinated with the designated lead
agency‖ (p. 120). In this case it is unclear who the lead agency was and who had the main
responsibility. UNHCR (1999) also says that, ―If the minors are moved across an international
border, written agreements with the government should be secured in advance in order to ensure
family visits and reunions are possible‖ (p.102). It appears that Bosnia and Italy never made any
agreement to regulate care arrangements, the length of time the children would stay or the
reunion process after the war.
WHO IS RESPONSIBLE
The organizations that participated in the evacuation process have not taken responsibility for
their role in what happened, which has resulted in permanent consequences for the families
involved. Different Bosnian ministries have been blamed for the evacuation and its
consequences including the Ministries for International Affairs, and the Ministries for Human
Rights and Refugees. The Children‘s Embassy, apparently evacuated the children by invitation
from the city of Milan, but according to documentation from Milan, the children were evacuated
by the request of the Children‘s Embassy (Kukan, March 10, 2007). There is a need to
acknowledge the failures, at all levels, of the evacuation process and the unfulfilled reunification
process. The Italian authorities held a greater burden for making appropriate and ethical
decisions about this case, since they were the country of the refugees. Responsibility should have
been taken at all levels, starting from the Bosnian Children‘s Embassy, Italian religious
institutions, and governmental authorities from both countries. At that time, Bosnia was in the
middle of the war and was unable to handle the situation regarding the children due to the
disruption and re-establishment of all governmental units. It makes little sense that during a war
Bosnia would be able to make rational decisions about what to do with the children that needed
to be protected. This is why international agreements have been created to assist with issues
regarding refugees. The question raised in this research is how and why the Italian authorities
took responsibility to make decisions about the welfare of the children without involving third
parties such as the International Red Cross or UNHCR. UNHCR (1999) determined that local
authorities where children are evacuated have responsibility for refuges, and their best interest (p.
16). Italian professionals and social workers should have made additional efforts to support
Bosnia during the war. Italian social workers and human rights activists, as well as the justice
system in Italy, should have invested more efforts to help the Bosnian children to return to their
homeland. Italian authorities who were responsible for deciding whether to place the children up
for adoption should have considered the many factors which created barriers for Bosnian
parents searching for their children, such as the parents‘ inability to use resources to find
children in another country, lack of knowledge of the Italian language and no financial resources
to retain a lawyer.
95
Although UNHCR Handbook for Emergencies was created after the Bosnian War in 1999 and could not be applied to the
Bosnian war, there were still international guidelines regulated by the Convention on the Rights of the Child, UNICEF (1989)
that were in force at the time of the war.
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LEGAL RIGHTS OF FAMILIES: PARENTS AND CHILDREN
As UNHCR (1999) emphasizes ―family unity must be preserved as much as possible - [you
should] take no action that may prevent family reunion‖ (p.102). The parents of children who
were evacuated to Italy were not contacted or consulted about the evacuation or any other
decisions that impacted the lives of their children and families. They had the legal right to be
informed about the lives of their children and later on, to give or deny permission for their
adoption in late 1990‘s.
By Convention on the Rights of the Child (UNICEF, 1989) Article 5 states that State parties will
respect the rights of parents, members of the extended family or community, legal guardians or
other legally responsible individuals to provide appropriate protection of children‘s rights as
recognized in this Convention (UNICEF, 1989). In Article 8, the Convention states that State
parties need to respect the right of child to preserve his identity, nationality, name and family
relations (UNICEF, 1989). In the case of Bosnia this was not respected.
Even when errors occur in the original evacuation, UNHCR (1999) suggested that ―steps can be
taken to minimize further separations, and to maximize the chances of timely and successful
reunion‖ (p.102). After the war no one contacted the parents to inform them about what had
happened or where their children were. This was difficult for parents because they did not
receive any support from the state at that time. No one knew where the children were and there
was no organized action by officials or social workers to find these children. They received no
support from anyone. The barriers to prevent the return of the children were further
compounded by placing them for adoption. This happened without consulting or obtaining
permission from their existing biological parents and/or family. Based on the information
gathered in this study the parents never signed permission for the adoption and the children
were never given a choice regarding what was to happen to them. The children waited five years
for Italian authorities to come up with a compromise with the Bosnian state about what the next
step would be for these children. During this time the Italians did not consider the parents‘ rights
or the children‘s rights, including their right to preserve the religion, ethnicity, culture and
language of their homeland.
RETURN OF CHILDREN
Before the evacuation, ministry from Bosnia and Herzegovina, who authorized evacuation of
these children, should have drafted and signed an agreement with Italy, approved by an
international court of a third country. With this agreement the rights of the children would be
protected and guaranteed, including the right to be reunited with their parents or to be cared for
by other family members.
Newspapers indicate that Italian authorities were preparing for the return of the children at the
end of the school year in 1996 with the understanding that the Bosnian authorities would create
a system to assume the children‘s safe return. According to the data, that program was made but
never translated to the Italian language. The Italians saw this as a lack of security for returning
the children to their homeland so they decided to organize protective measures which in their
opinion would be adequate for those children. Adoption of the children happened very fast with
the children changing names and religion, therefore it was hard to ever trace them again. None
of the children were ever returned to Bosnia and Herzegovina.
Without the perseverance of a couple of parents, it is questionable if anyone else would have
started looking for their children. Would the parents and other members of the family forever
wonder what became of them? Would this all have been covered up by the governments of Italy
and Bosnia and Herzegovina? However, the question remains the same: ‖Why was there nothing
in place to return the evacuated children and who is at fault?‖ Their parents never gave
193
permission for them to be adopted, and the children were never given a choice to return to their
homeland and families.
CONCLUSION
Decisions made in the ―moment of panic‖ during a war or natural catastrophe have the potential
to permanently change the course of people‘s lives. In that moment of crisis the only thing
people can think about is how to survive and save the lives of their loved ones and decisions
about safety are made very quickly. Very few people think rationally during a moment of panic,
so as social workers we need to be aware of the long-term consequences of these situations and
be responsible to prevent situations in which children can suffer harm or exploitation. Although,
the short term decisions are understandable we need to also think about how to protect families,
parents and children over the long term. Moments of panic can cause a parent to lose their child
forever, without systems in place to protect refugee‘s rights and to correct the mistakes of the
system. It is very important to ensure that legal documents are created that will protect children
under those circumstances. These documents are especially critical in order to protect children
who are moving across international borders.
This study shows what permanent damage can be done to people‘s lives if steps aren't taken to
protect the rights of children and families, when an evacuation is required. It is especially hard to
determine who is responsible for these consequences since it is not known who organized the
evacuation and who is responsible for agreeing for the children to stay in Italy. The fact is that
Bosnia and Herzegovina lost 46 members of their culture, who were totally assimilated into
Italian culture, accepting a different language, religion, and habits.
To parents, the evacuation of their children may appear to be the best solution at the time,
however this is frequently not the case. Evacuation poses a long-term risk to children, including
the trauma of separation from the family and the increased danger of trafficking, sexual
exploitation or illegal adoption. If evacuation is essential, whole families should move together,
and if this is not possible, children should at least move with their primary caregivers and
siblings. Great care should be taken to ensure that any evacuation is properly documented, and
that arrangements are made for the appropriate reception and care of the children, for
maintaining contact with family members during the evacuation and for early reunification.
Guidelines on these criteria are supported by the International Red Cross and Red Crescent
Movement, UNHCR and UNICEF.
REFERENCES
Djeca otputovala u Milano. (1992, July 19). Oslobodjenje. Copy in possession of author.
Kamenica, E. (2000, November 8). Malisana nema ni u evidenciji stranih drzavljana.
Oslobodjenje, pp. A7.
Kukan, M. (2007, March 10). Djeca iz Doma ―Ljubica Ivezic‖ u Italiji su trebala ostati samo dva
mjeseca!? Dnevni Avaz, pp. A8.
Legge adozioni internazionali of 1983, Act No.476 (1998). Retrieved on April 1, 2010 from web
site
http://www.commissioneadozioni.it/en/for-an-adoptive-family/the-path-ofadoption.aspx
Sutton-Redner, J. (2010). Children in a war of violence. Retrieved on December 22, 2011, from
web site http://childreninneed.com/magazine/violence.html
194
Tabeau, E. & Bijak, J. (2005). War related deaths in the 1992-1995 armed conflicts in Bosnia and
Herzegovina: A Critique of previous estimates and recent results. European Journal of
Population. 21, p. 187-215
United Nations Security Council Resolution. (May 27, 1994). Report of the Commission of
Experts Established Pursuant to United Nations Security Council Resolution 780 (1992).
UNICEF. (2008). Children in conflict and emergencies. New York, NY: Author. Retrieved November
21, 2008 from http://www.unicef.org/protection/index_armedconflict.html.
UNHCR. (1999). The Office of the United Nations High Commissioner for Refugees. Retrieved
on May 10, 2010 from web site http://www.unhcr.org/pages/49c3646c2.html
UNHCR. (1999). Handbook for emergencies (2nd ed.). Retrieved on May 2, 2010 from web site
http://www.unhcr.org/publ/PUBL/3bb2fa26b.pdf
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STRATEGIES FOR TEACHING AND SUSTAINING MATHEMATICS AS AN
INDISPENSABLE TOOL FOR TECHNOLOGICAL DEVELOPMENT IN
NIGERIA.
DASO, PETER OJIMBA
Department of Technical Education, Ignatius Ajuru University of Education, Rumuolumeni,
Port Harcourt, Rivers State, Nigeria
E-mail:
[email protected] 08033428599
Abstract
The world of today is predominantly shaped and controlled by the overwhelming influence of
science and technology with the study of mathematics as a pivot. This is perhaps in recognition
of the indispensable role of mathematics in realizing the nation‘s dream of rapid scientific and
technological development. This also portends the fact that the triangle of science, technology
and mathematics should be vigorously pursued by the Nigerian government. However, Nigeria‘s
effort to promote scientific and technological literacy are not yet yielding the required dividends
because basic strategies for teaching mathematics have been down-played by various government
agencies. Despite the bare fact that Nigerian children still shy away from the study of
mathematics, issues in mathematics teaching strategies such the use of qualified teachers, teacher
motivation by incentives and computer aided instructions should be adequately implemented.
This paper addressed the issues of strategies for teaching and sustaining mathematics as an
indispensable tool for technological development in Nigeria. Some innovative teaching strategies
were suggested for demystifying mathematics in the Nigerian classroom. They include the
strategy of constructivism, groupings into students‘ ability and the use of instructional aids and
games. The paper concluded that if the various strategies of stimulating the interest of students
in the teaching and learning of mathematics are put to use in any country, including Nigeria, a
great deal of change may be seen.
Key words:Strategies, teaching, mathematics, technological development.
INTRODUCTION
Since Nigeria got her independence in 1960, mathematics education has received and continued
to receive special emphasis and attention. This is perhaps, in recognition of the indispensable
role of mathematics in realizing the nation‘s dream of rapid scientific and technological
development. Hence, Kline (1964) had posited that the importance of mathematics to modern
culture of science and technology has been well recognized and accepted worldwide. This was reechoed by Ezeilo (1975) and Fakuade (1977).
According to Ukeje (1977), the increasing importance and attention given to mathematics stem
from the fact that without mathematics there is no science, without science there is no modern
technology and without modern technology there is no modern society. In other words,
mathematics is the precursor and the queen of science and technology and indispensable single
element in modern societal development. This suggests that there could be no real development
technologically without a corresponding development in mathematics both as conceived and
practiced. As it is rightly observed in Bajah (2000), no nation can make any meaningful progress
in this information technology age, particularly in economic development without whose
foundation are science and mathematics.
Like a barometer, the scientific and technological capability of a nation has easily become the
social index and determining factor for assessing the economic progress, prosperity and power of
nations. Nigeria, despite her status as the world‘s sixth largest producer of oil and possession of
other vast reserve of natural resources, is still operating far below her economic capacity; very
196
recently, a world bank report captured the paradox of our national under-development
poignantly in a statement that Nigeria is a rich country whose vast majority of her citizens live
below poverty life line when measured against the indices prescribed by the united nations. For
Nigeria to take her rightful position among the committee of nations, there is an urgent need to
have indigenous critical mass of trained scientists and engineers. Invariably, such critical mass
can only be acquired by a well organized science and mathematics programmes at all levels of
schooling.
Furthermore, the current effort of the Federal Government in this direction is noteworthy
(Federal Republic of Nigeria, 2000). However, despite government‘s effort at both state and
federal levels to promote science and mathematics, much of what passes for the teaching and
learning of these subjects in our secondary schools today is far from being satisfactory. This
phenomenon casts doubt on the country‘s aspiration of becoming a technological giant, at least
in Africa. It is against this background that this paper was conceived to appraise the state of
mathematics education in Nigeria, its input on technological development and also proffer some
intervention strategies of demystifying the subject in the Nigerian classroom.
Major problems of mathematics education in Nigeria.
The road to better mathematics education is tortuous and difficult (Salau, 2002). Despite the
importance of mathematics, many problems seem to beset mathematics education in Nigeria.
This has resulted to the consistent poor performance in senior school certificate examination
(SSCE) in the subject (NERDC, 1992; Salau, 2002). Prominent among these problems, according
to STAN (2002) are:
(i)
Acute shortage of qualified professional mathematics teachers
(ii)
Exhibition of poor knowledge of mathematics content by many mathematics teachers
(iii)
Overcrowded mathematics classrooms
(iv)
Adherence to odd teaching methods inspite of exposure to more viable alternatives
(v)
Students‘ negative attitude towards mathematics
(vi)
Undue emphasis on the coverage of mathematics syllabuses at the expense of
meaningful learning of mathematics concepts
(vii)
Inadequate facilities and mathematics laboratories in our schools, to mention but
a few. This catalogue of problems do not create conducive environment for mathematics
education to thrive in this country. In order for science and technology to take its firm root in
our society, the poor state of mathematics education must be redressed. This could be achieved
by demystifying the subject in the Nigerian classroom and incorporating the enhanced strategies
for this laudable goal.
Strategies for teaching and sustaining mathematics learning
The alarming poor state of mathematics education in our schools, as revealed by the students‘
dismal performance in public examinations such as SSCE and JAMB, calls for an urgent need to
constantly seek ways of improving the teaching and learning of the subject. Such efforts could be
geared towards evolving new strategies and total transformation of the mathematics education
programmes. For the benefit of this paper four strategies out of many conceptualized by the
author have been put forward for consideration.
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1. Groupings into students‟ ability
Grouping for instruction within the classroom, that is, dividing a class into smaller homogenous
ability groups and instructing each group separately is an instructional device designed to
facilitate learning, particularly in reading and mathematics. Such an instructional strategy is by no
means popular in the Nigerian public schools. In these schools, mathematics is taught to a large
heterogeneous students, that is, students with varying abilities. Research findings (Halliman and
Sorensen, 1985; Salau, 1996) have shown that large classes have the tendency of limiting the
performance of mediocre students in mathematics since high ability students will always
dominate in such classes.
One sure way of tackling the problem posed by large classes in mathematics in Nigerian schools
is by organizing students into smaller homogenous ability groups. The benefit of such ability
groupings is argued to come about in two ways. The first lies in the increase in the teacher‘s
ability to obtain and retain students‘ attention and interest where there are fewer of them in the
instructional group. The other advantage is an increase in the teacher‘s ability to adapt methods
of instruction and instructional materials to the aptitudes and preparation of individual student.
In other words, it allows the teacher to teach the knowledge, skills and understanding in ways
that suit the students‘ ability, it can also be argued that if indeed groupings increases learning and
if learning increases ability to learn, then grouping would also increase ability. Indeed, as has
been shown in Salau (1996), the small ability group learning tends to facilitate high achievement
across different ability groups. As noted in Salau (2000), paying special attention to students‘
interest, individual strengths and weaknesses as well as remedying their learning deficiencies may
well be the right path of projecting mathematics learning as exiting to the vast majority of
students.
(2) The strategy of constructivism
In the views of Epstein (2002), constructivism had been labeled as the philosophy of learning
that proposes learners‘ need to build their own understanding of new ideas. Fosnot (1996) had
earlier described constructivism as a theory about knowledge and learning describing what
knowing is and how one comes to know. According to Green and Gredler (2002), the basic
assumption in constructivism is that children learn when they are in control of their learning and
know that they are in control. The first major contemporaries to develop a clear idea of
constructivism as applied to classroom and childhood development where John Dewey and Jean
Piaget. However the principles of constructivism encapsulates the following - learning is an
active process, people learn to learn as they learn, physical actions and hands-on experience are
necessary for learning, learning involves language, learning is a social activity, one needs
knowledge to learn, learning is not instantaneous, the key component to learning is motivation.
A careful perusal of the principles of constructivism showed that its adaptation to mathematics
teaching and learning will go a long way to enhance mathematics education. A situation where
students who are exposed to mathematics learning become well motivated and understands the
language of mathematics, then the results of the teaching-learning process will be maximized.
The principle of constructivism imbibes the idea that for students to learn and sustain their
learning, they must be in control of their learning and know that they are in control.
Mathematical concepts must be divided into hierarchical bits in order for the learner to be in
control from one bit to another having a perfect knowledge of the preceding bit. This process
198
enables the learner to move to the next stage of the learning process at his/her own pace,
thereby enabling proper understanding of mathematical concepts.
3. Use of instructional aids and games,
The use of teaching aids and games in the teaching and learning of mathematics cannot be
overemphasized. This is because mathematics by its very nature is abstract and extra effort is
required to bring students to understanding concepts, principles and applications. More
specifically, many principles and concepts in mathematics are not easily explained with common
sense deduction, this obviously adds to the difficulty students encountered in the comprehension
of mathematics generally. Notable examples of these concepts are symmetry, place value,
addition, subtraction, number system, geometry, probability as well as longitude and latitude to
mention but a few. The abstractness of these concepts requires so much recourse to using
concrete instructional aids and games.
Furthermore, a major problem militating against improvisation in Nigeria is lack of adequate
professional training of teachers. As it was known, improvisation demands adventure, creativity,
curiosity and perseverance on the part of the teacher. Such skills and competence are only
acquired/gained through well planned training programme on improvisation. Another factor that
could hinder improvisation is lack of funds. Whatever the hindrance, it is more beneficial to
improvise where the real apparatus is not available than to present mathematics lessons without
teaching aids.
Opinions have been expressed that when the mathematics taught is dull, confusing, trivial and
makes limited and sometimes meaningless7 and narrow demands on students‘ intelligence,
capabilities and talents, learning is bound to be stunted if it occurs at all (Ali, 1987). As
experience has shown, young people nowadays pay attention only to what seems interesting.
Therefore teaching mathematics through the use of games and concrete instructional materials
should be encouraged. Such mode of teaching mathematics tend to arouse curiosity and interest
of the students and lays a foundation for creative, imaginative and investigative mind geared
towards problem-solving in the students.
4) Computer-aided instruction
Computer-managed and computer-assisted (CA1) in individualization and mastery learning have
proved to be more successful instructional strategy than the traditional ‗chalk and talk
approaches‘. One major characteristic feature of the CAT is that it is interactive. Proper
individualization of instruction is enhanced when a student can control his/her learning in terms
of choice of materials and in accordance with his/her intellectual ability. Mathematics stands to
benefit immensely from this mode of instruction. Result of studies carried out in mathematics
showed general improvement in attitudes and achievement (Krans 1981; Uduosoro and
Abinbade, 1997). With CAT, students‘ grasp of the subject- matter is enhanced especially with
low achievers (Mevarech, 1993).
Regardless of the educational merits or otherwise of computer assisted instruction, such
innovation cannot take place by itself. There must be a computer base from which to work, and
a computer system of the size needed for the CAT. The computer is not only a tool that may be
used to assist in instruction, - the computer itself is something students need to know about, and,
in secondary schools particularly, many courses can be offered on aspects of the operation of the
computer. With the publication of the national policy On information and communication
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technology and the setting up of an 18-member implementation committee by the Federal
Government in January, 2002, it is our hope that computer will soon become available in schools
sooner than we expect; thus keeping CAT within the realm of curricular possibility in Nigeria
secondary schools.
Conclusion
An attempt has been made in this paper to highlight the strategies for teaching and sustaining
materials as an indispensable tool for technological development in Nigeria. If the various
strategies of stimulating the interest of students in the teaching and learning of mathematics are
put to use in any country, including Nigeria, a great deal of change may be seen. It is equally
possible to have a negligible impact if they are not used within the framework of a strategic plan.
One major step in this plan is the availability of academically competent professionally trained,
highly motivated, versatile and enduringly committed teachers. The implication is that our
teachers of mathematics need to have the right training and orientation for teaching mathematics
using the naturalistic approach in order to remove the emphasis on abstraction attributed to
mathematics. The task falls on our teacher training institutions to retrain science and
mathematics teachers for the challenges posed in science and technology in Nigeria. It is
desirable that such institutions establish mathematics resource centre for the purpose of
exposing trainee teachers to the necessary knowledge and skills. It is also worthy of mentioning
that the morale of our teachers is generally low. There is need for government to show greater
political commitment to professionalize teaching with attractive remuneration and better
conditions of service. While teachers‘ welfare is appropriately tackled, we all have to abhor a
development in which only those incapable of teaching will have taken to mathematics teaching.
By so doing, we shall be engaging in the erstwhile WAR against poor achievement in
mathematics
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Conference on Curriculum innovation in the 21st century held in Abuja.
Epstein, M. (2002). Using Information Effectively in Education. On line Research Portfolio,
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Ezeilo, J. 0. C. (1975). Presidential address to the 11th Annual Conference of Mathematical
Association of Nigeria (MAN).
Fakuade, R. A. (1977). Mathematics as a subject. Journal of the science teachers association of Nigeria
(STAN), 16 (1) 82 — 95.
Federal Republic of Nigeria (2000). The National Space Policy and Programmes. Federal
Ministry of Science and Technology, Abuja.
Fostnot, R (1996). Constructivist Theory. What is knowing? Maureen Epstein‘s on line portfolio.
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Journal of Education, 94, 71 — 89.
200
Kline, M (1964). Mathematics in Western Culture, New York; Oxford University Press.
Krans, W. H. (1981). Using a computer game to reinforce skills in addition. Basic facts in second
grade. Journal for research in mathematics education 12 (2), 152 — 161.
Mevarech, Z. R. (1993). Who benefits from computer-assisted instruction. Journal of Educational
Computing Research. 9 (4), 451 — 464.
NERDC (1992). A survey of performance in pubic examination research report No. 3, Abuja.
Sa Ia u, M. 0. (1996). The effect of class size on the achievement of different ability groups in
mathematics. Journal of the science teachers Association of Nigeria, 31 (1 & 2), 57—63.
Salau, M. 0. (2000). Options in sustaining mathematics as the language science and technology in
the 2Vt century, proceedings of the 37th Annual Conference of the Mathematical
Association or Nigeria, 41 — 60.
Salau, M. 0. (2002). Strategies for sustaining mathematics as an indispensable tool for sustaining
technological development in the 21st century.
STAN (2002). Science, Technology and Mathematics Education for Sustainable Development in
Africa. Note address by the Honourable Minister of Education.
Uduosoro, U. J. and Abimbade, A (1997). The place of computer-assisted in Mathematics
Education. Proceedings of 40th Annual Conference of the Science Teachers Association of
Nigeria, 238 — 243.
Ukeje, B. 0. (1977). The challenges of mathematics in Nigeria‘s economic goals of vision 2010:
Implications for Secondary School Mathematics, a Lead Paper Presented at the 34 th
Annual National Conference of the Mathematical Association of Nigeria.
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HUMAN DIGNITY: ITS IDEAS AND STATUS IN CHINA
Jiaming Chen
Professor at Xiamen University,CHINA
[email protected]
Abstract
The traditional Confucian axiology is a deontological one, and its idea of ―dignity‖ is the dignity
of a ―personality‖ instead of ―human dignity‖. In the ancient hierarchical society of China, which
was mainly regulated by the deontological ethics of Confucian, the rights of ordinary people were
ignored. During China‘s May Fourth New Culture Movement, the enlightenment of human
rights was still being retarded, and the awareness of the self-dignity consciousness was retarded
too. In the progress of contemporary Chinese society, dignity has been regarding gradually as a
human right. Now what need more is to enhance the recognition of dignity to the level of
human beings, and to take defense of ―human dignity‖ as a principle of legislation.
Keywords Dignity, human rights, axiology, Confucian ethics, Chinese society
There are four parts in the paper. The first deals with Confucian concept of dignity, the second
talks about the impacts which this dignity idea has produced on Chinese society, the third is
about the progresses and problems of the concepts of "dignity " and the ―rights‖ in the process
of China's modernity, the fourth is about how to enhance the understanding of "dignity", taking
it as the source of all kinds of rights, and about the necessity of taking it as one of fundamental
principles for constitutional legislation idea.
1. Traditional Confucian view of dignity
Confucian traditional axiology is based on people‘s duty or obligation, rather than on their rights;
that is, the core of the Confucian values, such as "loyalty, filial piety, benevolence and
righteousness‖ etc., are relate to the people‘s obligations, but not their rights. Accordingly,
Confucian view of "dignity" is not a rights-based. Furthermore, although the Confucian put
emphasis on the idea of dignity, however this is mainly confined to the dignity of personality, but
not concerning with the issue of rights, and this is the defect in its theory of dignity.
The following are three classic quotations from the founders of Confucianism:
Confucius said, "An officer (Shi) can be killed, but not be insulted."lv
Confucius said, ―The commander of three armies may be taken away, but the will of even a
common man may not be taken away from him‖. lvi
Mencius said, ―To be above the power of riches and honors to make dissipated, of poverty
and mean condition to make swerve from principle, and of power and force to make bend; -these characteristics constitute the great man.‖ lvii
From the above exposition we can see that Confucian concept of "dignity" is mainly
concerned with personality, stressing the inviolability and non-insult of human personality. In
this sense, its concept of dignity is to be called the ―dignity of personality‖, but not the ―dignity
of human being‖. For traditional Confucianism, its goal is to reach the family harmony and the
peace of the world through people's moral cultivations, thus, the thoughts of personality and its
dignity constitute one of the essences of Confucian doctrine.
This ethics of the personality‘s dignity, in Chinese history, has created a large number of
outstanding people with lofty ideals, cultivating their noble personality, and left many glorious
chapters in Chinese culture. But unfortunately, Confucian view of dignity didn‘t put forward the
concept of ―the dignity of human being ", that is to say, did not expound it from the angle of the
rights (including the right to life, liberty, and other basic rights). As a result, there was a
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fundamental defect in Confucian view of dignity, namely that it was separated from people's
rights, or it was not a rights-based. This character is fit with Confucian axiology which only talks
about obligations, and the obligations which it advocated are not based on the principle of
reciprocity between rights and obligations, but are in such a status where rights are absent. In
Confucian axiology wherein loyalty,filial piety,benevolence and righteousness constitutes its
core value, loyalty is the obligation of subjects to their monarch, "filial piety" is the obligation of
sons and daughters to their parents. Benevolence also is a kind of obligation for a person to love
others. "Righteousness" is a kind of obligation too; it means a person‘s behavior must conform
to ethical norms. Deontology both brings up Confucian axiology as well as its concept of dignity.
2. The impacts of Confucian idea of dignity on Chinese society
Contrast with Western philosophy which pursues truth and wisdom, traditional Chinese
philosophy basically is a moral philosophy. For Confucius, the founder of Confucianism, the
main problem he faced was how to make a turbulent society returned into a stable order. Thus,
the hierarchy becomes his choice for solving the problem. Correspondingly, the values of
"loyalty, filial piety" etc. had been adopted and became the regulations of law. In ancient Chinese
law, most ―heinous crimes‖ connect directly with disloyalty and unfilial. For example, the crime
of "rebellion" (trying to overturn the Court), the crime of ―traitor‖, killing grandparents, parents,
or uncles, aunts, uncles, and other elders. Unfilial, cursing, and not supporting his own
grandparents and parents, etc.
The results, following from the Confucian deontology, are the absence of ethics of rights.
Although ―benevolent" was advocated by Confucianism, but unfortunately the issue of how to
protect people with human rights, to ensure them to be cared, had not been taken account. In
traditional Confucianism, there was no concept of rights to "life‖, no concept of ―freedom‖, let
alone how to protect them. In this sense, the ancient Chinese society's entire ethical foundation
is misplaced, it adapts to the feudal patriarchal system. "Propriety (Li)" as the norm of ancient
social life and moral behavior, its essence and political functions is to "identify someone‘s social
status, to distinguish people‘s deferent position, and to make their order', i.e. to maintain the
feudal hierarchy. The role which the ethics of deontology plays is to rationalize this hierarchy.
In the feudal society, unfreedom, inequality is the most indignity state of general people.
Huang Renyu, an American Chinese historian, mentioned in his book ― Great Chinese History‖
that, as early as in the years of 153 to 184, thousands ancient Chinese students had already hold
rallies and demonstrations in the way like modern style, to petition the Luoyang Government. As
a result, the Government made up blacklists, conducted massive arrest, and thousands of
political prisoners died in prison.
Ancient China's axiology of rights-missing combined the feudal autocratic regime, had
direct impacts on modern China, made Chinese people more difficult, more twists and turns, and
longer to fight for their freedom, human rights and dignity. Due to the lack of the consciousness
of human rights and the guarantee from the political system in a long history, it results in
disregard of human rights and dignity by both personal and society. In the early Qing dynasty,
people even did not have the right for choosing whether they want to be haircut, and even
reached the situation that "If want to keep head, then no hair, if want to keep hair, then no
head". In other words, someone have to pay the price of life if he wants to keep his hair. In the
horrifying atrocity of "three days slaughter in Jiading City", the whole citizens around 2 hundred
thousand people have almost been massacred by the Qing army. It is a bloody portrayal left in
the history. Until hundreds of years after, in the "cultural revolution" the hair was still a political
topic, "perm(to wave hair)" was treated as a bourgeois way of life, and subjected to prohibited.
Such taboo also extended to the clothing, the so-called "fancy clothes" was also linked with
ideology, and "jeans" were considered the western bourgeois way of life too.
In the period of May Fourth 1919,the representative's slogan put forward by the new culture
movement, as a modern China‘s Enlightenment, is "science" and "democracy". This means that
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until the early 20th century, freedom and human rights issues has not become the theme of the
enlightenment which uncovers the prelude of China‘s modern history. Although that historical
era has its urgent needs to resolve, however the enlightenment of human rights, after all, has
been delayed, and the awakening of consciousness of human rights and dignity were delayed too.
Then China entered in a long period of war, including the civil war and anti-Japanese war. After
the founding of People's Republic of China in 1949, there had been a fierce criticism of Western
thought, and strengthened the ideology of class struggle. As a result, these actions prepared the
ideological conditions for the "great cultural revolution". China entered a decade-long period of
civil strife, so it is impossible to have enlightenment for human rights and dignity, as well as to
set up the guarantee of political system.
3. The dignity and human rights in the process of China's modernity
From the measure that rural areas allows farmers to contract with their land (family contract
responsibility system), to the measure that government decentralize of power and transfer of
profits to the state-owned enterprises, to that allows individuals to contract enterprises business,
until allows to set up private enterprises, as well to auction state-owned enterprises, to transform
enterprises into joint-stock system, and gradually relax private investment areas, these measures,
seeing from the perspective of political philosophy, can be regarded as the recognition of the
individual rights, namely, authorized personal rights on investment undertaking, on making their
own management decisions, and fundamentally, are affirmation of individual‘s rights of freedom
and autonomy in economic activities areas. The consequence of rights recognized and
guaranteed is mobilizing the initiative and creativity of people's economic activities, and put
energy into economic development. Thus, the key here is the combination of the "realization of
right" with human nature. Human nature would strive to pursue and maximize its own interests.
Once rights are recognized, human nature will turn into powerful impetus for socio-economic
development.
The above explanation may be helpful for us to understand the significance of rights as basis in
modern society, and also contribute to our understanding of the relationship between the rights
and dignity. If dignity is not built on the basis of rights, it will not be a true sense of dignity.
Under no guarantee of rights, there will be no real human dignity, at best only relying on their
own struggle to maintain self-esteem personality. When individual's rights to life, liberty and
property etc. suffer from illegal violation and deprivation, people can only protest with their
personal actions, even with extreme ones, in order to preserve their rights and dignity, and it is
difficult for them to get valid protection from legitimate system. These negative examples in
recent Chinese are not uncommon. Over the past few years there have happened again and again
in various places the events of resisting of residents‘ houses being brutally removed, some house
owners even forced to take the extreme means of "self-burning". For example, in Beijing,
Guangzhou, Jiangsu, Jiangxi, Sichuan and Heilongjiang, etc, have taken place in such an event.
Let‘s take an example. In September this year, a self-burning event against violent houseremoving occurred in Yihuang County, Jiangxi province. From April 18 on, Zhong‘s house,
which has been planned to be removed by local government, has already be cut off its electricity
supply. On September 10 at 9 a.m., about 40 policeman and members of city management
bureau came to the owner's home. After a quarrel in both parties, the police broke in.
Homeowners Luo Zhi-feng, Ye Zhong Cheng and Zhong Ruqin made self-burning and was
severely burned. Although Ye was rushed to hospital, but he finally died. Afterwards on
September 16th, two daughters of the injured were going to appeal, but they have been besieged
and intercepted in Nanchang airport. Finally they had to seek refuge in the woman lavatory,
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using mobile phone to call the media for help. Similar examples "barbaric house-removing", are
the typical reflection of the situation of Chinese people‘s rights at the social bottom.
On the positive side, accompanying with the process of rights realization in economic field,
contemporary Chinese society is after all in progress, and the progress of dignity idea is one part
of them. With regard to the progress of idea, Premier Wen Jiabao‘s speech at the beginning of
this year is a remarkable indication. He submits that "we should let people have a happier, more
dignified life".
The progress among people can be showed in the universal consciousness awakening of citizens‘
right of dignity. Some people even apply of law as their weapons. There were a number of
famous cases. For instance, Shandong citizen Qi Yu-ling‘s case that citing the constitution to
―fight for the education right‖, the first case of "China hepatitis B discrimination ", Beijing
citizens Huang Zhenyun‘s case that resisting house- removal by invoking Constitution etc. Here
let‘s take Qi Yuling‘s example. In 1999, Qi Yu-ling,an original candidate for an entrance
examination from Tengzhou city, Shandong province,went to law against Chen Xiaoqi, who
falsely claimed her admission notice, and using her name to register at Jining city business
school, then got a job after graduation. The Supreme People's Court, required by the Shandong
province‘s higher people‘s court, gave an approval of judicial interpretation, claiming that Chen
Xiaoqi and others violated Qi Yuling‘s basic education right by means of infringement of the
right to one‘s name, and caused damages to Qi, therefore should bear the corresponding civil
liability. Shandong province‘s Higher Court accordingly made a judgment. Why the case has
aroused widespread attentions is that it was regarded as the first case that Chinese citizen invokes
the constitution for legal action and got support, and therefore has different general significance.
It embodies the awareness and empowerment of citizens‘ rights. They take the Constitution as
the basis, rose to defend their rights and dignity, thereby objectively promote changes in China's
judicature, albeit the change is slow and difficult.
4. To upgrade the recognition of dignity
If we say that the goal of "natural rights" theory in modern western Natural Law is to pursue the
fundamental values of freedom and equality, in contemporary Western axiology then it can be
regarded that the status of human dignity has been greatly enhanced, taken as the foundation of
freedom, justice and peace. This recognition represented in the United Nations‘ authoritative
human rights documents in succession. For instance, the Universal Declaration of human rights,
published in 1948, declared clearly in its first sentence: ―Whereas recognition of the inherent
dignity and of the equal and inalienable rights of all members of the human family is the
foundation of freedom, justice and peace in the world.‖ Since then, in 1966, the International
Covenant on economic social and cultural rights, and the International Covenant on Civil and
political rights, both cited this paragraph as the ideological premise of these covenants.
Consistent with the concept mentioned in the above United Nations‘ documents, a number of
countries also take the maintenance of "human dignity" as their legal norms. In this context, the
expressions in the German Constitution are the most representative. "Human dignity" is
positioned as "the highest constitutional principle", as "the Supreme objective of constitutional
norms", it constitutes a basic value principle for the constitutional legislation.
Regarding China, the concept of dignity is expressed in the Constitution too. In the article 38, it
provides that ―the personal dignity of citizens of People's Republic of China is inviolable. Insult,
libel and false accusation or false incrimination directed against citizens by any means is
prohibited. Here we can see that the concept used in China‘s Constitution is that of "personal
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dignity", and it involves also the relevant content, that is, not allow to violate citizens‘
personality. This article is placed with articles like inviolability of residence, the rights of criticism
and suggestion, the rights of labor etc., that is to say, the personal dignity is regarded as a specific
right. Understanding of dignity in the sense of personality seems to relate to the traditional
Chinese culture, that is, to the dignity concept of Confucianism as mentioned above.
However, in my view, to limit the dignity concept to the aspect of personality, taking it as a
specific right, is not enough, this only stay at the stage of the ancient Confucian recognition of
dignity. In modern society, it is important to enhance the recognition of dignity to the level of
human beings themselves, and based on the understanding that ―Man is the end‖, to take human
beings as enjoying dignity in the sense of they having the intrinsic and absolute value in
themselves.
Here "dignity" can be regarded as the concept of objective, i.e. taking human beings as the end
itself, human beings‘ dignity as the end itself. State and its laws as well as institutions should
serve this end. Although the "end" is a philosophical hypothesis, this subjective concept can
instead turn to be the ground of the social values and institutions. For here is a difference
between the existence of social beings and natural things, the late are the existence in themselves,
they have no value in the sense of axiology, and also have no purposiveness. On the
contrary,the former is the existence for themselves, and they have intrinsic value in themselves.
The highest performance of the human being‘s value is that it can become a kind of "purpose"
of actions. This argument is easy to be proved by means of reduction to absurdity. Because once
man has been taken as a means, they will surely become the slavery objects of the rulers (often
appearing on the face of state, government, and so on).
This analysis shows that the recognition of human being‘s value in our Constitution need to be
improved. Its departure point is not yet a "people-oriented", i.e. taking people as the foremost.
This means person's inherent rights have not yet been taken as premise. At present the "peopleoriented" has become a social consensus, so it is necessary to add this idea as the basic concepts
and principles of our Constitution. The Constitution as country's fundamental law, should take
"People-oriented" as a basic principle, and put the relationship between citizens and citizens, the
relationship between citizens and the State into a right position. In addition, the Constitution
belongs to all citizens, therefore it should not be making a difference of degree, should not claim
that a class leading other class, this will cause an inequality in political rights. Such a statement is
not only inconsistent with the reality, but also contradicted with the Constitution‘s declaration
that all citizens are equal before law, and with the idea of the equality of human rights. There is
some inappropriate wording in Constitution such as "class struggle", etc. They are the remnants
of the ―cultural revolution‖, and are inconsistent with the idea of "harmonious society".
Moreover, the statement itself is a contradiction, since it has been asserted that the exploiting
class has been eliminated, how can there have "class struggle" ? Since this statement provides
legitimacy for creating struggle among people, it should be removed.
As mentioned above, the understanding of the "dignity" in China‘s Constitution is still in the
level of ―personality‘s dignity‖, failed to rise to the level of "human being‘s dignity". The reason
why it ought to rise to the level is that the Constitution needs a certain principles, and such
principles should be based on the considerations for protection of human rights. Furthermore,
the principles of the Constitution also needs a certain ground, which either directly rely on
"human being" as the ground, or rely on the ground of taking human being as the ―end ‖, or on
the ground of human being‘s dignity. So, No matter what the proposition is based, in short, the
principles of the Constitution need to be set up on the foundation of human beings themselves.
So what becomes a problem is to take the proposition ―human being is the end itself‖ as the
ground of constitutional principle, or take the concept of "human being‘s dignity" as the ground.
In my opinion, because of the "end" does not fit as a right, therefore it is not suitable as a
concept of law. Whereas the concept of "dignity" is different, it can be used as a right, even
fundamental right, as provided in some of the Constitutions and the civil laws.
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Besides, how to ensure the implementation of the Constitution is also an important issue. If a
constitution, notwithstanding having been drawn up, can‘t be complied with, or can‘t be strictly
complied with, the Constitution will tantamount to a dead letter. One guarantee for the
compliance of constitution is to establish the Constitutional Court. For our country, to establish
Constitutional Court is a necessary work, it will contribute significantly to the improvement of
the rule of law, so as to better protect citizens‘ rights.
References
1
The Book of Rites, Chapter of Ruxing, Beijing University Publishing House, 1999, p.1582.
1
Confucius, Chapter of Zihan,Beijing University Publishing House,1999, p.121
1
Mencius, Chapter of Tengwengong, Beijing University Publishing House, p.162.
207
The Culture of Widowhood Practices in Africa: De-institutionalizing the
Plights of Women through Theatre
Samuel Okoronkwo Chukwu-Okoronkwo
Theatre Arts Department,
Faculty of Arts,
Nnamdi Azikiwe University, Awka, Nigeria.
E-mail:
[email protected]
Abstract
Culture is no doubt ascribed as the distinctive characteristics of a society. It is the society‘s
guiding principles of human behaviour and existence as transmitted by same society. Culture for
what it stands, therefore, is supposed to bear on the auspicious wellbeing and progressive
development of the society and its people. However, a critical consideration of the agelonguniversalized dehumanizing and obnoxious widowhood rites culture in Africa has consistently
predisposed it as impeding than facilitating meaningful rehabilitation of widows in our society.
This worrisome development has continued to draw wide outcry from sundry concerned
quarters, occasioned perhaps by the influence of western civilization and Christianity. However,
while this dastardly practice seems to yield to these concerted condemnations by jettisoning most
of its obnoxious features in some parts of the continent, it has defied every iota of refinement
and remained static in most predominant others, despite the dynamics of modern society. This
paper, therefore, explores the potentials of theatre in de-institutionalizing widowhood practices‘
inherent threats to the dignity and ‗womanity‘ of womanhood in our various cultures in Africa.
Introduction
In many cultures, prejudices against women are in fact deep-rooted. Widowhood practices are
among the prejudices that have consistently impinged on the dignity and rights of women in our
different cultures in Africa. The BBC English Dictionary has defined widowhood as the state of
being a widow or widower. In most cultures in Africa however, widowhood practices have
become the exclusive preserve for widows with accompanying elaborate guiding regulations, and
not for widowers for whom the culture or tradition has prescribed little or no mourning rites.
Unarguably, every enduring marriage ultimately ends with the death of either of the man or
woman, or even both. However, the death of a spouse may be the most extreme of life‘s crisis as
this severs most of the deepest emotional bonds established in a lifetime. Ironically though, the
toll of the death of a husband tends to be more overwhelming on the woman than on the man
when he loses his wife. This is because the woman is mostly traumatized and disorganized by
such development on account of the harrowing experiences that await her as couched in
widowhood rites. Widowhood rites, therefore, describe the rites performed for a woman after
the death of her husband; and is therefore defined as ―sets of expectations as to actions and
behaviour of the widow, action by others towards the widow, and rituals performed by, or on
behalf of the widow from the time of the death of her husband‖ (Korieh, 1999). This paper
explores the potentials of theatre in the de-institutionalization of these widowhood practices
which have not only dehumanized and subjugated women (widows) to untold and unimaginable
predicaments, but also tragi-institutionalized their plights in our various cultures.
Widowhood Rites and the Mythic Tinge
„Di bu ugwu nwanyi‘, which translates to ‗husband constitutes honour and dignity to womanhood‘,
is a popular traditional expression among the Igbo society of the south east of Nigeria. Thus the
very moment a woman loses her husband, the woman automatically loses her prized dignity,
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‗that intangible but definitely observable status which … society accords to wives‘ (Okagbue,
1997:80). Also in Igbo culture is the firm belief that, ‗the god that owns a woman is the husband
that married her‘, which is expressed thus: ‗Agbara nwe nwanyi bu di luru ya‘. The import of the
above expression is the obvious deification of the man, who is the husband. Thus this apparent
divinity which the culture has ascribed to him consequently necessitates the performance of
certain rites and rituals when he dies: as it also draws the implication of impurity and defilement
of the woman as a widow, and therefore the necessity for ablution, cleansing or purification and
other widowhood rites and practices as prescribed by culture. Writing from the background of
her Yoruba descent, Labeodan (2002) observe that:
Culture has silenced many Yoruba women. We have been made to believe that our bodies and
minds are to be managed by the dictates of our culture. Mystery was built around certain
practices: not fulfilling these requirement[sic] is a taboo which leads to death or ostracism. (p. 70)
The crucial question the foregoing scenario therefore begs is: What then are those practices by which
women, and indeed widows have been so much mystified, and by which they have equally been so enslaved? This is
going to be the paper‘s next focus.
Highlight on Widowhood Practices in Africa
In offering a general overview of African culture as it affects the rights of women in Africa,
Lasebikan (2001) did not mince words to observe that ―in Africa, the widow is oppressed,
suppressed, afflicted, neglected, suspected, and insulted‖ (p. 18). She further notes that among
the Yoruba, hardly can one find a man, whether a monogamist or polygamist, who dies a natural
death as the unsuspecting wife immediately turns a ready suspect. As unfortunate as the
foregoing scenario appears, it is not exclusive to the Yoruba alone. The belief according to TeiAhontu (2008), with particular reference to Ga traditional area of Accra-Ghana, is that no matter
how natural the death of a person may seem there is definitely a cause to it.
Therefore, one of the horrendous nightmares that may confront a woman at the death of her
husband in various African cultures is the oftentimes scandalous accusation from the deceased
husband‘s relations of having a hand in the man‘s death irrespective of how peaceful they might
have lived, especially when the woman had not been in good relationship with them. When this
happens, such a widow is often times made to swear on a juju, lie on the same bed with the
corpse of her late husband the night before interment, or even be subjected to drink the water
that is washed out of the husband‘s corpse as a proof of her innocence. With the present day
realities of health hazards posed by infectious and contagious deadly diseases, it is only
imaginable how physically and psychologically susceptible this dehumanizing act may condition
the widow.
The widow, who may have enjoyed every amount of freedom and goodwill while her husband
lived, suddenly turns incommunicado as the death of her ―husband heralds a period of
imprisonment and hostility‖ for her (Edet, 1992). Her movement becomes restricted throughout
the mourning period, ―and culture forbids her to eat except with … tattered and old eating
bowels made from gourds‖ (Okoye, 1995:72). She is not expected to be happy or laugh, chat or
play with people at this period as she is supposed to be unclean and abominable and to be
treated indifferently by others too; and she is mandated to continually cry and wail for her
deceased husband. She is subjected to wearing mourning cloths throughout her mourning period
thus making her readily identifiable as a widow and therefore stigmatized. She also faces the
further humiliation of her hairs shaven off from different parts of her body. All these, (and
more) opines Okoye, therefore mark her out as an outcast in the normal society of men as a
209
creature at war with the world beyond until she frees herself by fulfilling all widowhood rites. (p.
75)
The ablution ritual by which the widow is believed to be cleansed and reintegrated into the
society from which she had been virtually ostracized since her husband‘s death is a widowhood
rite that depersonalizes, dehumanizes, and utterly violates the right to dignity of the woman. In
some places in Anambra State, as in most practicing regions, the ablution ritual is associated with
sexual intercourse as the widow is introduced to a ‗ritual cleanser‘ who will have sexual
intercourse with her in order to lift, as is believed, the taboo placed over her (Okoye, 1998). This
is always at the strict enforcement/supervision of the ‗Umuada‘, who are the daughters of the
land. Little wonder why Samuel (2009) has described widowhood practice as one cultural
practice that has portrayed the Igbo of the south Eastern Nigeria in a very bad light. Among the
Edo people of Southwestern Nigeria also, widowhood practice has continued to prove a very
dreadful experience, as widows are subjected to serious health hazards besides other
dehumanizing conditions (Labeodan, 2002).
Ironically, the Umuada, as mentioned above, who spearhead the administration of these
widowhood practices are themselves women, perhaps potential widows. Amadi (2003) has
expressed her deep consternation in the fact that it is not only that these dehumanizing
widowhood rites are enshrined in the culture and tradition of the people, but also:
That women who are daughters of the lineage (Umuada) have been socialized to accept and
uphold these traditions by being administrators that administer these dehumanizing and
subjugation rites to fellow women. (p. 69)
Ezeh (1998) also shares in Amadi‘s deep consternation by the saddening observation with
regards to his own community – Arochukwu, in the present Abia State, Nigeria that the
daughters of the family who are equally wives and mothers in other families are the ones
responsible for administering or supervising the administration of such ordeals to fellow women
all in the name of tradition. This situation, Amadi further stresses, only creates room for the
Umuada, who now assume the lofty status of quasi-demigoddesses, to exercise their own
authority and power over fellow women and to humiliate fellow women who are widows. This
development may not be unconnected with the fact that such women, as supposed custodians of
culture, may have won the recognition of the males in their community, such that they want to
continue to enjoy such position of power, as Atere (2001) perhaps inferred. Much more
saddening also is the fact that in Arochukwu, as Ezeh emphasized, ―this tradition of subjecting a
widow to various nerve chilling ordeals defies any change‖ (p. 47). This is quite disheartening.
Ode (2002) has therefore described widowhood as a very unfortunate experience for women.
However, with their indoctrination in the institutionalization of these practices in our different
cultures, the African women as typified in the Umuada have become quite pitiably insensitive to
their own future insecurity. This may have prompted Adekunbi‘s (2001) statement that African
woman‘s line of thinking and her perception of life have been subtly directed against her by the
society‖ (p. 103). Even more ironic is the erroneous belief that the introductions of these rituals
are understood in the context of their protecting the widow, her family and the society as a
whole. Culture and indeed society has so subtly warped their thinking and perception against
themselves in the light of the above; thus the urgent need for reorientation.
In most cultures, the inheritance system which also discriminates against women (daughters) by
their exclusion as heirs to the property of their natal families extends to widows also as they are
precluded from inheriting their deceased husband‘s property, especially landed property. Such
210
property only devolves to her late husband‘s male relatives. However, ―with the modern world
teeming with civilized and mature minds‖, widowhood practices, like several other gender
injustices directed against women, have ―quite become anachronistic‖ (Okoronkwo, 1999); and
thus deserves increased concerted efforts for its complete extermination. Again, to consider
Opata‘s (1988) humanistic definition of culture as emphasizing evaluativeness rather than
anthropological descriptive concerns, with regards to those values and ideas that enhance human
welfare, the various widowhood rites practices as highlighted in our different cultures in Africa,
are quite incongruous with being conducive to human welfare and the progress of the society. It
is the position of this paper, therefore, that the theatre is a potential instrument in not only
debunking the prevalent belief in these obnoxious practices, but also in galvanizing the society,
especially women into action at their complete extermination.
Theatre: A Powerful Tool in De-institutionalizing Widowhood Practices in Africa.
Evidence abounds regarding the works of theatre practitioners who have through their works
demonstrated the potentials of theatre in the reorientation of the society regarding the
obnoxious widowhood practice in our different cultures. One of such works is Uche AmaAbriel‘s A Past Came Calling, which was first performed as an advocacy for women and children
fund raising initiative at the Muson Centre, Lagos, Nigeria in 2004. This development perhaps is
also in response to the solemn clarion call for women to rise to the occasion and speak out
against the several injustices and oppressions against women in the society (Ezeigbo, 1996;
Labeodan, 2002). In his foreword to the play, Femi Osofisan has identified ―the continued,
apparently custom-sanctioned brutalization of widows in Nigeria‖ (p. iv) as one of this theatrical
piece‘s multi-thematic preoccupations. It is this custom-sanctioned brutalization of widows therefore,
that is our major concern here. He noted the poignancy of the situation in ―the confrontation
between mother and daughter, both severely damaged by unhealed wounds from their pastwounds that perhaps could never heal again‖ as primarily triggered by the unbearable plight of
this custom-sanctioned experience in which TEMISAN found herself as portrayed in A Past
Came Calling. Why does this experience become that significant in resulting to such
confrontational milieu between mother and daughter, and in such scar-ridden circumstance, that
turned it so poignant? TEMISAN was unarguably pushed to the walls by tradition, the culture of
widowhood rites which she must perform to absolve herself of the accusation of causing the
death of her husband; since his family members insist that: ―Only a man whose wife is a witch,
or whose wife sleeps with another would pass away in his sleep‖ (Ama-Abriel, 2004: p. 7).
Therefore, TEMISAN laments:
From dusk to dawn, I was hounded to confess to killing my husband, so his wandering spirit
would find its way back to the world of the gods. Every inhuman treatment imaginable was
meted out to me. Every single property we acquired during our union was ―inherited‖ by his
brothers a week after his death. (Ama-Abriel, p. 7)
She further informs her daughter, ROSEMARY that ―they (her husband‘s family members)
swore to make me confess publicly to killing their brother or I‘d know no peace‖ (p. 8).
TEMISAN‘s nerve chilling ordeal of mockery, battery, torture, humiliation and dehumanization
that climaxed with her gulping down the bath water of her husband‘s corpse is further re-enacted
in this emotion filled flashback. It was such a dead night, with the buzzing of mosquitoes and
chirping of crickets as her only companions, perhaps consoling her in her grief with their
nocturnal melodies:
211
(With just a piece of black cloth on her chest and another on her head, Temisan sits crouched in a corner of a
small thatched roof hut, beside a fire place. From a fairly wide opening on the wall, light filters in. She‘s covered in
ashes. Her hands, blackened with layers of dirt. Totally alone in her solitude and misery, head on her palm, face
tear stricken, she gazes listlessly into nothingness. A rotten orange flying through the opening on the wall and
landing squarely on her head, snaps her out of her mind bending reverie. Another follows it. Trying to scramble
out of harm‘s way, she‘s stopped momentarily in her tracks by a hose protruding from the opening. Begging for
mercy, Temisan tries to dodge it, it follows her every step of the way. Running around the little hut in her bid to
escape the water, she slips and falls on the now slippery muddy floor. Someone‘s mechanical laughter applauds her
fall. She tries to get to her feet, failing woefully, she falls again. Staying right where she is, she cries her heart out.
Very forcefully, the door swings open. Two men and two women rush in. The men are armed with whips. One of
the women bears a large cup and the other holds a twine. Pouncing on her, they drag her around the room,
creaming and begging). (pp. 8 – 10)
FEMALE 1:
(Slapping her) As we bury my brother, so your peace will be buried.
OTHERS:
Amen!
FEMALE 2:
prime.
His restless spirit will haunt every male in your family and cut them short in their
OTHERS:
Amen!
MALE 2:
(Spits on her) Say amen!
FEMALE:
(Grabbing her ear and twisting it) Stubborn witch, confess or die! (The men attack her
with blows, legs, and whips...)
MALE 1:
My brother did not die a natural death.
FEMALE 1:
Your harlotry sent him to an early grave.
FEMALE 2:
Husband killer!
FEMALE 1 & 2:
FEMALE 1:
Witch! Witch! Witch!
Mourn! Mourn the man whose life you cut short...
ALL FOUR TORMENTORS:
Louder witch! Louder! Mourn, mourn your husband!
FEMALE 1: You loved him, didn‘t you? Prove it then, drink the bath water of your husband‘s
decaying body. (pp. 11 – 13)
(Ranting and raving all the while, one of the men grabs her legs and pins her to the floor. The others grab her
hand and twist them to the back... the woman with the cup beckons to the other who immediately descends on
Temisan and tries to pry her mouth open. Like one possessed of the devil, Temisan struggles to escape them and
keep her mouth shut. She fails. Gulping and coughing, she downs the bath water of her husband‘s corpse. Their
faces aglow with sheer satisfaction, they shower more blows, and insults on the helpless woman even as she wretches
her guts out in her desperate bid to rid her stomach of it‘s[sic] disgusting content). (pp. 13 – 14)
Her elasticity of endurance was soon over-stretched, as she thus fled in the dead of the night,
with her 6 months old baby, just two days before another ordeal of the ―verdict of the dead‖ – a
212
process of some inexplicable demonic means whereby a corpse is made to rise up in search of
the one thought responsible for its death. She was not ready to hang on and watch them do such
thing to her late husband. However, the burden of the innocent child strapped to her back as she
fled became even more horrible and hounding on her as it kept alive in her every memory of her
husband‘s family members‘ monstrous images. She had to make a clean break by shedding
everything that connected her to them. So was the innocent child abandoned, without the least
thought of what would befall her in the numbed state she found herself. Such was the
circumstance in which mother and daughter were caught up in a vicious circle triggered off by
cultural obligation.
When ROSEMARY, TEMISAN‘s abandoned daughter confronted her with the reality of the
situation, she could only but confess: ―but for the wickedness and retrogressive barbaric
mourning tradition of his (meaning her husband‘s) people, I‘d never have gotten to that brink of
insanity that propelled me to that woeful night‖ (p. 44). With all that ROSEMARY passed
through in the course of the play – a symbol of ruin of the result of that singular act of
abandonment; raped, abused, decadent and infected by the AIDS scourge, it is only obvious that
there are far more implications to the issue of widowhood practices that may just be imagined.
Ama-Abriel thus utterly condemns this dastardly practice, and perhaps enjoins all women as the
gender mainly affected by this cultural practice, not to relent in talking/writing about it if the
society must take them serious.
With the above highlights, the very salient message Ama-Abriel is passing across is that instead
of subjecting widows to such harrowing experiences in such periods of great loss and mourning,
all they need is nothing but ―love, support, (and) protection‖, instead of the ―potpourri of
dehumanizing, degrading and mind bending treatment(s)‖ (p. 49) which they get, all in the name
of tradition. Ama-Abriel‘s A Past Came Calling, therefore, punches holes in the continued
relevance of this cultural practice in an age of vast socio-cultural advancement, especially since
there abounds evidence of increasing resentment about it (Okoronkwo & Nwankwo, 2008). She
has succeeded in producing, in the words of Osofisan,
A one-acter that is not only gripping in its subject matter, but is also so finely crafted … This is particularly
evident in her use of swift-flowing uncluttered dialogue, of contrasting emotional collisions, and particularly, of
effective flashback when, at a crucial moment in the play, the torture that widows undergo traditionally at the
hands of their in-laws is powerfully projected to us, through the recollections of TEMISAN, as she desperately
seeks understanding for her past from her embittered daughter. (p.v)
Conclusion
The potentials of theatre as a powerful instrument in raising people‘s consciousness over the
dangers associated with widowhood practices cannot be overemphasized, neither is its
presence/immediacy nature of communicative effect. Ama-Abriel‘s A Past Came Calling is no
doubt an eloquent commentary on the functionality of theatre as a viable medium in refocusing
widowhood rites practice in African culture and raising the consciousness of the society towards
its inherent ills, for re-evaluation towards necessary change. This again underscores the strength
of the utilitarian relationship between ―art‖ and by extension, theatre and society which
Plekhanov (1974) affirms must be able to promote the development of human consciousness
and improve the social order.
213
References
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Essay) Nnamdi Azikiwe University, Awka.
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Sefer Books Ltd: 58 – 71.
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Books.
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(eds.) Women and the Culture of Violence in Traditional Africa. Ibadan: Sefer Books Ltd: 68 - 78.
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Ltd: 11 – 22.
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of Women: A Case Study Western Idoma Culture‖. Review of Gender Studies in Nigeria. Maiden
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(eds.) Widowhood in Nigeria: Issues, Problems and Prospects. Lagos: Ovac Nig. Ltd.
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of Gender Issues: A Perspective on the Playwright‘s Sympathetic Inclination to the Plights of
Women in Ahmed Yerima‘s Aetu, and Uche Ama-Abriel‘s A Past Came Calling‖. Paper presented
at the National Association of Women Academics [NAWACS]‘ 1st Inter-Disciplinary
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4th – 7th March.
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paper presented at a two-day Seminar Organized by the Ministry of Women Affairs and Social
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York: Vintage Books: 128-140
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Norwegian University of Life Science (UMB)
214
MOTIVE FOR USING SPECIFIC HEALTH CARE PRACTICES IN KATHMANDU
METROPOLITAN CITY
Dr. Srijana Pandey, PhD (Sociology), M.A (Sociology), M. Sc (Botany)
Associate Professor
Department of Community Medicine, KIST Medical College, Imadol-6, Lalitpur, Nepal
Phone No: 977-01-5-201680 (Office), 98510-86235 (Mob.), Email:
[email protected]
ABSTRACT
This cross sectional analytical study tries to identify the reasons which motivate people to use
specific health care practices and assess the relationship of factors affecting the health service
utilization pattern on use of health services in Kathmandu Metropolitan City. The data for this
study is collected from the Kathmandu Metropolitan City. A representative and random sample
of 500 household is taken, using multistage sampling, with the probability of selection of study
area proportional to their size. Data are collected with the help of semi-structured questionnaire
and analyzed with SPSS13.0. Results are obtained by the frequency distribution and cross
tabulation of the variables. Chi-square tests and logistic regression are run. Result suggests that
families seek different types of providers for contrasting reasons and at varying stages of illness.
Quality of care, severity/ nature of illness, belief in specific health care practices, income and
service price all are significant in the choice of health care provider. Distance factor seems to be
a trivial factor in the choice of health care provider. Cost of care is important but is not an
overwhelming factor in the choice of modern health care provider.
Key word: Health seeking behavior, motive, reasons, health care practices
BACKGROUND
Review of the global literature suggests that the utilization of health services is likely to depend
on variety of demand factors and are classified as socio-demographic status, physical and
financial accessibility, cultural beliefs and perceptions, social norms and traditions, women‘s
autonomy, economic conditions, disease pattern and health service issues like cost of and access
to care, and the quality and appropriateness of the services provided (Katung, 2001; Uchudi,
2001; Navaneetham & Dharmalingam, 2002; Fatimi, & Avan, 2002; Stephenson & Hennink,
2004). Strategic policy formation in all health care systems should be based on information
related to health seeking behaviour and the factors determining these behaviours. This cross
sectional analytical study tries to identify the reasons which motivate people to use specific health
care practices and assess the relationship of factors affecting the health service utilization pattern
on use of health services in Kathmandu Metropolitan City.
MATERIALS AND METHODS
Study design
Cross sectional descriptive and analytical study
Study area
The data for this study is collected from the Kathmandu Metropolitan City (KMNP).
Sampling size and sampling
A representative and random sample of 500 household is taken, using multistage sampling, with
the probability of selection of study area proportional to their size. Considering the multi-stage
sampling, in this study KMNP is divided into a number of sectors as cluster in the first-stage
215
within each such sector a number of wards are selected in the second-stage, and from each
selected wards a number of households are selected at the third-stage for enquiry. A sample of
these is selected at a random with probability proportionate to size.
Statistical tools and software used
Both quantitative and qualitative data are collected from the fieldwork with the help of semistructured questionnaire and focus group discussion. All the collected quantitative data are
entered into SPSS database and analyzed with SPSS13.0. Results are obtained by the frequency
distribution and cross tabulation of the variables. Chi-square tests are performed to determine
the significant associations between the use of different methods and these variables. Logistic
regression is run to measure the extent of likelihood of occurrences of events. Separate models
are run to test the significance of reason on use of health care practices. Reason given by the
users of traditional and modern health care practices are compared to the reason given by the
users of integrative (both) types of health care practices Results are discussed by looking at the
odds ratio which is the exponent of the coefficient of the regression estimates and takes a value
between zero and infinite.
RESULTS
It is found that, 22% people tend to prefer to go to traditional health care provider, 40.8%
people sought care from the modern health care services. Meanwhile 37.2 % of them may at the
same time sought care from the both traditional as well as modern health care provider. Both
treatments are used generally in tandem to ensure prompt cures. It is found that, even the same
respondents use different health services for different ailment. In this study, respondents, who
use to visit traditional health care provider for their health problem, are asked to give the most
important reasons for selecting them.
Out of the 110 respondents who follow traditional health care practice, 80.9 % appraise quality
of care as the most important reason for choosing a particular provider. Besides this, 69.1 %
respondents said that they have faith in traditional health care, 62.7% said that it depends upon
the severity or nature of illness. Factors apart from costs that militate against particular treatment
are the previous experience (52.7%) and they are cost-effective (41.8%). Thirty three percent
respondents are also alienated by the decision of household head. These factors create great
obstacles against the more regular use of modern medical treatment. The respondents said that
quality and severity of illness are significant in the choice of modern health care providers and
that price and distance matter but are not the most important factors. People‘s income, service
price, and distance all influence selections, but much less than had been believed. Factors causing
people to use modern types of treatment are the desire to obtain quick recovery (17.2%) and the
belief (55.9%).
216
Table 1: Reason behind the acceptance of specific method of health care
Total
Reasons
p value
No. (%)*
Preferred treatment method
Modern
Both
Traditional
204
186
110 (22.0%)
(40.8%)
(37.2%)
No. (%)*
No. (%)*
No. (%)*
Severity / nature of illness
327 (65.4)
.657
69 (62.7)
132 (64.7)
126 (67.7)
Quality of care
346 (69.2)
.007
89 (80.9)
130 (63.7)
127 (68.3)
Belief in particular health
318 (63.6)
care
.012
76 (69.1)
114 (55.9)
128 (68.8)
Past experience
206 (41.2)
.000
58 (52.7)
60 (29.4)
88 (47.3)
209 (41.8)
.001
56 (50.9)
65 (31.9)
88 (47.3)
Near home
128 (25.6)
.184
22 (20)
51 (25)
55 (29.6)
Decision of household head
165 (33)
.000
47 (42.7)
20 (9.8)
98 (52.7)
Complementary
114 (22.8)
.614
26 (23.6)
50 (24.5)
38 (20.4)
No side-effect
162 (32.4)
.000
54 (49.1)
0
108 (58.1)
Inexpensive
155 (31)
.000
46 (41.8)
0
109 (58.6)
Custom
144 (28.8)
.000
51 (46.4)
0
93 (50)
.000
70 (63.6)
0
66 (35.5)
.000
43 (39.1)
0
42 (22.6)
Advice
relatives/friends
from
Only medicine does not
136 (27.2)
work
Provide treatment at home
85 (17)
Modern
180 (36)
.000
0
95 (46.6)
85 (45.7)
Fast relief
90 (18)
.000
0
35 (17.2)
55 (29.6)
* Multiple responses
From the study area hospitals are the most approachable but 22% respondents does not sought
care at these facilities. People (40.8%) in general use modern treatment first even though they
believe it causes side-effects. People try to use more than one type of treatment to ensure that
they complement one another. Indeed, 24.5% respondents regard modern health care and 23.6%
respondents consider traditional health care as complementary to each other. Belief in particular
health care method and cost-effective is highly responded reason by the people of age group
above 66, for using the traditional health-care services. More male and Brahmin as well as
professional worker seek quality of care in choosing the health care method.
The dichotomous use of modern health care practices and various reasons for practicing is
further analyzed using logistic regression. The dependent variable is coded 1 if the respondents
have use modern health care practices and 0 if they had used both integrative traditional and
modern health care practices. In case of variables like ‗custom‘, ‗only medicine does not work‘,
‗Provide treatment at home‘, ‗Inexpensive‘, ‗no side effect‘, all of the respondents answered ―no‖
hence these variables are not included in the analysis.
217
Table 2 : Logistic regression estimates of the effect of reason for use of modern health
care practices
Reason for use of modern health care
practices
p
Odds
value ratio
95% C.I. for odds
ratio
Lower
Upper
Belief
.013
1.918
1.149
3.202
Near home
.457
1.225
.717
2.093
Past experience
.000
2.682
1.612
4.464
Advice from relatives/ friends
.111
1.499
.912
2.465
Decision of household head
.000
9.916
5.534
17.767
Quality of care
.130
1.520
.885
2.613
Severity / nature of illness
.383
1.267
.744
2.156
Complementary
.313
1.358
.750
2.459
Modern
.747
1.083
.667
1.759
Fast relief
.001
2.668
1.470
4.842
Constant
.000
.017
Omnibus Tests of Model Coefficients indicate that overall prediction is significant for this model
(χ2 = 122.791, p<0.001). Model summary shows -2 Log likelihood is 417.033 and is extremely
good model for prediction and Nagelkerke R Square shows that only 36.0% of variation in
outcome variable is explained by this model. Hosmer and Lemeshow test shows that model fits
the data well (χ2 = 5.268, p=0.729) since it produces insignificant chi square. The model is better
in predicting modern health care practices (83.3%) as compared to both (63.4%).
Results from logistic regression shows that the likelihood of using modern health care practices
by the people who give belief / faith in particular health care practices as a main cause is found
significantly 1.918 times higher as compared to the people who didn‘t give such type of reason
(p=0.013). Similarly, using modern health care practices is significantly 9.916 times higher among
the respondents who give the reason that the use of particular health care practices depends
upon the decision of household head (p<.0001). Probability of using modern medicine is
significantly 2.668 higher in the people who give fast relief as the most important reason (p=
.001). It is found that practice of modern medicine is 1.520 times higher in the people who seek
quality of care. However, it is insignificant (p= 0.130). Usage of modern medicine is found
significantly 2.682 times higher in the people who give ‗past experience‘ as the reason for using it
(p<.0001).
The use of traditional health care practices and various reasons for practicing is further analyzed
using logistic regression. The dependent variable is coded 1 if the respondents have use
traditional health care practices and 0 if they had used both integrative traditional and modern
health care practices. For those people who prefer traditional medicine, in case of ‗modern‘ and
‗fast relief‘ variables there are less than two levels of responses, hence excluded from the analysis.
218
Table 3: Logistic regression estimates of the effect of reason for use of traditional health
care practices
p
value
Odds
ratio
Belief
.694
1.126
95% C.I. for odds
ratio
Lower
Upper
.623
2.037
Near home
.078
.566
.300
1.067
Past experience
.418
1.250
.728
2.148
Advice from relatives/ friends
.440
1.234
.723
2.105
Provide treatment at home also
.001
2.817
1.571
5.049
No side effect
.026
.532
.306
.927
Inexpensive
.005
.463
.271
.791
Decision of household head
.120
.655
.384
1.116
Custom
.585
.863
.508
1.466
Quality of care
.032
1.999
1.059
3.772
Only medicine does not work
.000
3.717
2.145
6.441
Severity / nature of illness
.857
1.054
.593
1.876
Complementary
.461
1.281
.663
2.476
Constant
.024
.281
Reason for use of traditional health care
practices
Omnibus Tests of Model Coefficients indicate that overall prediction is significant for this model
(χ2 = 59.144, p<0.001). Model summary shows -2 Log likelihood is 331.465 and is extremely
good model for prediction and Nagelkerke R Square shows that only 24.7% of variation in
outcome variable is explained by this model. Hosmer and Lemeshow test shows that model fits
the data well (χ2 = 7.642, p=0.469) since it produces insignificant chi square. The model is better
in predicting both types of health care practices (83.3%) as compared to traditional (54.5%).
Results from logistic regression shows that the likelihood of using traditional health care
practices by the people who give use of traditional health care practices depends upon the
decision of household head as a main reason is found less as compared to the people who didn‘t
give such type of reason and it is insignificant (p=0.120). The probability of using traditional
health care practices by the people who give belief / faith in particular health care practices as a
main cause is found 1.126 times higher as compared to the people who didn‘t give such type of
reason. However, it is insignificant (p=0.694). Likewise, using traditional health care practices is
significantly 3.717 times higher among the respondents who give the reason that medicine alone
does not work for them (p<.001). Odds of using traditional medicine is 1.054 times higher in the
people who give severity / nature of illness as the most important reason (p= .857). It is found
that practice of traditional medicine is significantly 1.999 times higher in the people who seek
quality of care (p= .032). Usage of traditional medicine is found less likely in people who said
that traditional medicine is cost effective and there are less chances of having side effect by the
medication provided by its practitioners. However it is statistically significant (p=.005, p= .026).
219
The most significant findings, however, are related to the importance of the nature of disease
and quality of care on peoples‘ choice of provider. It is found that when, high quality care is
important to successful handling of a disease, people give belief as the primary reason for
selecting a health care provider. The majority of people surveyed sought treatment beyond the
closest and cheapest government health care services. This indicates that distance to quality
health care providers is not as important in choice of health care providers.
DISCUSSION
The reasons for use of traditional and modern health care differed with age, sex, caste, religion,
occupation, marital status, education and income. User‘s perceptions are shaped by their cultural
values, previous experiences, time expend to seek treatment, household size and income,
distance and cost of health care.
The type of symptoms experienced for the illness and the number of days of illness are major
determinants of choice of health care provider. Furthermore, the attitude of the health provider
and patient satisfaction with the treatment play a role in choice of provider. Peoples are generally
more likely to use low cost services. Some study stated that low costs and proximity of services
are the two most important factors that attracted people towards particular services (Ndhlovu,
1995). Other studies have shown that, rather than prices, it is indeed the quality of services
provided that has a large effect on the choice of health care providers (Litvack & Bodart, 1993;
Chawla & Ellis, 2000; Mariko 2003; Sahn et al., 2003). Features of the service outlet and selfbelief in the service provider also play a major role in decision making about the choice of
particular healthcare method (Newman et al., 1998; Ndyomugyenyi et al., 1998; Sadiq & Muynck,
2002).
A number of studies in Nepal have shown that person seek different types of healers based on
their perception and beliefs regarding the illness problems, which in turn are influenced and
defined by their social surrounding and network of relationships (Subedi, 1988). These factors
result in delay in treatment seeking and are more common amongst women, not only for their
own health but especially for children‘s illnesses (De Zoysa et al., 1984; Kaona et al., 1990;
McNee et al., 1995; Nakagawa et al., 2001; Thakur, 2002). Cultural beliefs and practices often
lead to self-care, home remedies and consultation with traditional healers (Nyamongo, 2002).
Some of the cultural issues are family dynamics which may mean people cannot easily attend or
take up services without the support of family members. Advice of the elder women in the house
is also very instrumental and cannot be ignored (Delgado et al., 1994). This study result also
depicts that peoples (42.7%) are also alienated by the decision of household head. However,
cultural practices and beliefs have been prevalent regardless of age, socio-economic status of the
family and level of education (Stuyft et al., 1996; Perez-Cuevas et al., 1996; Geissler et al., 2000).
They also affect awareness and recognition of severity of illness, gender, availability of service
and acceptability of service (Aday & Anderson, 1974).
Belief with aspects of care, particularly its dependence on medications, is an important part in
people‘s motivation to follow traditional health care practices. Results also suggest that the
modern health care systems lacks integration, differences in the quality of services and ignorance
of social and spiritual dimensions, is also an important motivation for turning to traditional
health care in this particular population which supports the results from the various studies
(Marriot, 1955; Carstairs, 1965; Stone, 1976; Shrestha, 1979; Aryal, 1983; Young, 1989; Millar,
1997; Astin, 1998; Lyon, 1998).
220
Considerations of service quality and disease severity as well as nature of illness also dominate
choice of traditional as well as modern method of health care. As quality of care increases
people‘s choice probability also increases. Evidence from the literature suggests that quality of
care (Larsen, 1976) and severity/ nature of illness (Young, 1989; Niraula, 1994) are the most
important factor in the choice of health care providers. This study also found that the majority of
users appraise quality of care (69.2%) and severity/nature of illness (65.4%) as the most
important reasons for choosing a particular provider. But the result contradicts the study by
Justice (1981) in that she found the choice of traditional healers is probably because of other
factors rather than the nature of illness.
Cost has undoubtedly been a major barrier in seeking appropriate health care. Inclined to
differential degree of use of different health care practices and important factors accepting behind such practice are
found faith and costs of treatment. Most respondents have said that price is important determinants of
the choice of health provider. Previous studies have also shown that price, income, and distance
are important determinants of the choice of health provider (Paneru et al., 1980; Aryal, 1983;
Akin et al., 1986; Sauerborn et al., 1989; Niraula, 1994; Bhuiya et al., 1995; Tembon, 1996;
Noorali et al., 1999; Islam, & Tahir, 2002). Similarly in this study also near about half respondents
said that they use traditional methods because they think that it is cost-effective. Alike to various
study (Aryal, 1983; Young, 1989; Sauerborn et al., 1989; Miller, 1997; UNICEF, 2001; Subba,
2004) results from this study also suggest that modern health care method is costly. To the
respondents cost means not only the consultation fee or the expenses incurred on medicines but
also the cost spent to reach the provider and that's why the total amount spent for treatment
turns out to be huge.
Availability of the transport, physical distance of the facility and time taken to reach the facility
definitely influence the health seeking behaviour and health services utilization (Moazam &
Lakahani, 1990). The effect of distance on service use becomes stronger when combined with
the scarcity of transportation and with impoverished roads, which contributes towards increase
costs of visits (Sauerborn et al., 1989; Kleinman, 1991; Bhuiya et al., 1995; Noorali et al., 1999;
Islam & Tahir, 2002). The respondents said that quality and severity of illness are significant in
the choice of health care providers and that price and distance matter but are not the most
important factors. This study results support the conclusion of Akin et. al., (1986) in that it is
said; while distance is an important determinant of health provider choice it is not as important
as has been believed. The reasons patients give for choosing a particular health provider are the
best predictor of their decisions. Thus distance factor doesn‘t play a major role in seeking the
health care. These findings don‘t support the result of the UNICEF (2001) study of Patan
Hospital where it is found that the longer the distance the lower the number of the patients at
the hospital. It also contradicts with the findings by Niraula (1994) where he identify that people
who are close to the roads, where the health post is located, are found to seek modern treatment
more than people who are far away.
More startling is the finding that 63.6% of individuals who utilize traditional health care believed
that only medicine in the form of tablet would not work in their health problem. They have
found little or no relief from modern medical interventions. These data are contrary to a
previous observation that CAM users are not, in general, dissatisfied with conventional medicine
(Astin, 1998). But for modern health care users, as Pigg (1995) also noted, use of modern health
care is connoted with the modernity, social status and social class.
CONCLUSION
The health seeking behavior is complex and has multiple factors responsible for people's choice
of health care practices. Result suggests that families seek different types of providers for
221
contrasting reasons and at varying stages of illness. Quality of care, severity/ nature of illness,
belief in specific health care practices, income and service price all are significant in the choice of
health care provider. The most significant findings, however, are related to the importance of the
nature of disease and quality of care on peoples‘ choice of provider. Yet the finding is not new
this finding holds in both traditional and modern health care. Distance factor seems to be a
trivial factor in the choice of health care provider. People who are seriously ill seek hospitals
despite great distances and cost. The majority of people surveyed sought treatment beyond the
closest and cheapest government health care services. This indicates that distance to quality
health care providers is not as important in choice of health care providers. Cost of care is
important but is not an overwhelming factor in the choice of modern health care provider.
Respondents say that price is important, but only when they are suffering from diseases they do
not believe require high levels of quality. All respondents seek the highest quality of care
available when quality is important.
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224
DEPRESSION IN LATE LIFE: A COMPARATIVE STUDY AMONG ELDERLY
INHABITING IN DIFFERENT ENVIRONMENTAL SETTINGS
1
Moumita Maity1 and Barun Mukhhopadhyay2
Formerly, Biological Anthropology Unit, Indian Statistical Institute, Kolkata.
2
Biological Anthropology Unit, Indian Statistical Institute, Kolkata.
Address for correspondence: Barun Mukhopadhyay. Ph. D., Professor, Biological
Anthropology Unit, Indian Statistical Institute, 203 B.T.Road, Kolkata – 700108, India.
E-mail:
[email protected]
ABSTRACT
Background: With greater longevity, there is a progressive increase in the elderly psychiatric
patients. Depression is possibly the most prevalent psychiatric disorder among older adults and
also recognized as a serious public health concern in both developed and developing countries.
Aim: Present study is aimed to establish the comparative profile of prevalence of depression
between the elderly of rural and urban West Bengal. It is also aimed to investigate the sociodemographic correlates of geriatric depression in these groups.
Subject and methods: The study is conducted on middle class Bengalis inhabiting the Salt
Lake City, Kolkata, and few villages in a remote rural setting under the Horkhali Gram
Panchayat of Sutahata block of Purba Medinipur district, West Bengal. In both the settings,
middle class Bengalis is the predominant social group. The study sample consists of 205 rural
and 176 urban elderly, aged between 65 years and 79 years. Information about depression is
obtained following the standard questionnaire namely, ―Geriatric Depression Scale‖ (short form)
or ―GDS 15‖. Information on socio-demographic characteristics from the study population has
been collected through a pretested questionnaire.
Results: Results of the study indicate that both rural males and females experience significantly
higher prevalence of depression in comparison to their urban counterparts. The result of logistic
regression analysis indicates that the place of residence is the primary predictor for depression.
Other predictors of depression are age groups, sex, marital status, level of education, occupation,
family size and number of children.
Conclusion: It can be inferred from the present study that rural population is in more
vulnerable condition than urban elderly in depression prevalence. Place of residence and sociodemographic factors are the important predictors for depression in these study groups.
Key words: Elderly, Depression, Socio-demographic correlates, Bengalis, Place of residence.
INTRODUCTION
Depression is the most prevalent psychiatric disorder among the older adults and also recognized
as a serious public health concern in the developed and developing countries. The Global burden
of disease study showed in the year 2020, depression could become the second leading cause
after ischemic heart disease of global disability adjusted life years (DALYs) (WHO, 2001 and
Wig, 2001). Depression is often accepted as a normal symptom of aging. It is to be noted that
depression is neither normal nor inconsequential. Depression has consistently been found to be
a significant risk factor contributing to death among older adults (Pulska et al., 1998; Rovner,
1993; Schuckit et al., 1980; Sharma et al., 1998). It has already been revealed by different
community based mental health studies that prevalence of depressive disorder varies between 13
to 25 percent in older population (Nandi et al., 1976; Ramachandran et al., 1982).
The process of population aging is growing at a faster pace in developing countries but the
process is quite slow in developed countries (United Nations, 2002). The world wide proportion
of persons over 65 years of age is expected to be more than the double from the current 6.9
225
percent to 16.4 percent between the years 2000 to 2020 (Kinsella and Phillips, 2005). About 60
percent of the 580 million older people in the world live in developing countries, and by 2020,
this value will increase to 70 percent of the total older population (WHO, 1999). India is amidst a
demographic .transition with a trend towards an ageing population (Shah and Prabhakar, 1996).
In India, the ageing population above 60 years has been estimated to almost double-up from
7.7% in 2001 to 12.30% in 2025 and the number of elderly people will be nearly 150 million
(Bose and Shankardass, 2000).
Though depression is the commonest mental health problem in old age, very few communitybased studies have been conducted in India as well as in west Bengal to understand the problem.
A cross-sectional study in South India has revealed 21.7 percent of total elderly aged 60 years and
above with depressive symptoms (36.0 percent were males and 64.0 percent were females) and
prevalence of cognitive impairment was higher among the depressed individuals (Barua and Kar,
2010). Barua et al. (2007) demonstrated in South India who was in higher standards of living,
matriarchal family and a high female literacy rate shows lower prevalence of depression. Another
largest population-based study from South India reported about 15.1 percent prevalence of
depression with higher prevalence among older population, females, lower socio-economic status
(Poongothai et al., 2007). Jhingan et al. (2001) carried out a prospective study among elderly who
attended the psychiatry services of a tertiary care by a hospital in India. They found poor
depression score among elderly than who are living with their joint family. A north India based
study was undertaken to validate the geriatric depression scale Hindi version and to find out the
distribution of depression symptomatology and its association with age, gender, literacy,
cognitive impairment and functional impairment (Ganguli et al., 1999). Depression, a late life
mental disorder was attributed to abuse, neglect, or lack of love on the part of children towards a
parent (Patel and Prince, 2001). They found that system of family care and support for older
persons was less reliable than has been claimed and also care was often conditional upon the
child‘s expectation of inheriting that parent‘s property. Poverty and physical ill health are risk
factors for depression among elderly from South India even when good social support is
protective (Rajkumar et al., 2009). Being single, widowed, divorced or separated were important
factors for depression among elderly of Surat (Vishal et al., 2010). No similar study has been
conducted in the past among the geriatric population elderly of Saltkake, Bidhannagar
municipality and Horkhali, Sutahata block from west Bengal, India.
The present study attempts to make a (a) comparative evaluation of depression level among two
residential groups (Urban and rural) of West Bengal; (b) to examine the effects of sociodemographic correlates of depression in these groups.
MATERIAL AND METHODS
Study Settings
The present study was conducted on middle class Bengalis inhabiting the Salt Lake City,
Bidhannagar municipality, North 24 Parganas, selected as urban group and few villages in a
remote rural setting under the Horkhali gram panchayat of Haldia subdivision of Purba
Medinipur district, West Bengal constituting rural groups. In both the settings, middle class
Bengalis is the predominant group. The study was conducted on about nine blocks from three
sectors of the Salt Lake City and on the other hand randomly chosen five villages from Horkhali
grampanchayat, under Sutahata block.
Study Population:
Mean age of the two study populations combined is 70.9 ± 4.9 years, while for Rural it is 70.8 ±
4.7 years and for Urban it is 71.0 ± 5.1 years. A chi-square test was carried out to determine the
difference in the proportion of male and female participants for both, rural and urban groups.
Result of the test shows that difference was not statistically significant, i.e. the study sample is
226
almost equally distributed for sex across the groups. Data were collected between 2009 and 2010,
simultaneously from both the communities. The study population consists of 176 urban (male:93
and female:83) and 205 rural (male:103 and female:102) participants. The study was approved by
the ethics committee of the Indian Statistical Institute, Kolkata. Written informed consent to
express willingness to participate in the study was obtained from all elderly individuals after the
objectives and methods of the study were explained to them.
Socio-demographic Measures
Information on socio-demographic characteristics was collected using a pretested questionnaire.
This questionnaire includes information on age, sex, marital status, education, employment
status, self income, family income, total number of family members, number of children etc.
Data are presented separately for each sex, i.e. male and female. Three educational categories, i.e.
non-literate, below graduation and graduate & above on the basis of their educational attainment
have been considered. Occupational status of the participants was grouped into four categories,
i.e. retired service holder, peasant or labor, house wife and Idler. Self income was categorized as
<RS 5000 and ≥ RS 5000 per month and family earning categorized as < RS 10,000, Rs 10,000 –
30,000 and > RS 30,000 per month. Total family size was categorized as ≤ 2 members, 3-5
members and > 5 members. Total number of children was subdivided into three groups, i.e. ≤ 2
children, 3-4 children and ≥ 5 children. Living with children and living without children were the
two categories of living arrangement.
Depression Scale
Information about depression was obtained following the standard questionnaire named
―Geriatric Depression Scale‖ (Short Form) or GDS 15 [Yesavage et al., 1983]. The Geriatric
Depression Scale (GDS) is one of the most widely used instruments for the screening of
depression in later life (Stiles and McGarrahan, 1998). The use of short forms of the GDS in
clinical practice is even more attractive, as they can substantially reduce administration time.
Each Question requires a yes/no response. Following are the questions included in the GDS 15:
are you basically satisfied with your life, have you dropped many of your activities and interests,
do you feel that your life is empty, do you often get bored, are you in good spirits most of the
time, are you afraid that something bad is going to happen to you, do you feel happy most of the
time, do you often feel helpless, do you prefer to stay at home, rather than going out and doing
new things, do you feel you have more problems with your memory than most, do you think it is
wonderful to be alive, do you feel pretty worthless the way you are now, do you feel full of
energy, do you feel that your situation is hopeless, do you think that most people are better off
than you are? All items are rated on a bimodal scale. The score of depression categorized into
two categories as normal (< 5 point) and depression (≥ 5 point).
Reliability Test
It is imperative to calculate and report Cronbach‘s alpha co-efficient for internal consistency and
reliability for any scales or subscales. A scale or test cannot be valid if it is not reliable. A good
scale will also be internally consistent in that all items make a significant contribution to the final
score or rating. The level of reliability of an instrument is traditionally measured by a Cronbach‘s
alpha co-efficient. Alpha value of > 0.40 of a psychological scale considered as a good
consistency (Tung-Xing, 1985) and value greater > 0.70 considered a threshold reliability value
for general survey studies (Sekaran, 2000). For the present study sample alpha is 0.86.
Statistical Analyses
Descriptive Statistics
Descriptive statistics was done to understand the trend in the socio-demographic profiles and
depressive symptoms by place of residence (urban and rural). Contingency chi square test was
227
done to compare the population distribution by socio-demographic variables and depression
variables between residential settings. It was also done to compare the severity of depression by
age groups between sex and residential settings and also by socio-demographic variables. t-test
was performed to compare the means of the depression scores and depression variables
between urban and rural settings.
Regression
Bivariate logistic regression model was utilized to find out the effect of socio-demographic
factors on depression occurrence. Logistic regression allowed us to examine which sociodemographic factors affected the odds of having a high score on depression. The covariates in
the equation are place of residence, marital status, level of education, occupational status, total
number of children, self earning, family earning, family size and living.
The analyses of the data were done using the statistical package for Social science version 18.0
and MINITAB.
RESULTS
Socio-demographic Characteristics
The distribution of study participants by socio-demographic variables is presented in Table I.
Majority of the urban and rural study participants are ever married, as expected. Again much
higher percentage of females irrespective of area of residence has lost their spouse compared to
the males. While the educational achievements of urban study participants are higher than the
rural participants, males have been shown to have higher educational achievement compared to
their female counterparts irrespective of residential status. As expected, an overwhelming
majority of the male study participants are retired persons in the urban area while a majority of
the female participants are home makers irrespective of area of residence. Irrespective of sex,
higher amount of self earning has been recorded in case of urban participants compared to the
rural participants. Same trend exists in case of family earning. Family size is remarkably lower in
case of urban study participants as expected, compared to their rural counterparts. While
overwhelming majority of urban participants has two or less surviving children, rural participants
do have five or more surviving children. Finally, the living arrangement of the study elderly
showed that while in case of urban study participants about fifty percent or more are living
without children, around ninety percent of the rural study participants are living with one or
more of their children.
228
Table I Demographic and socio-economic variables: rural and urban participants
χ2
Variables
Rural (n = 205)
Urban (n =
Total
176)
Age group
65-69
87 (42.4)
74 (42.0)
161 (42.3)
.01
70-74
66 (32.2)
57 (32.4)
123 (32.3)
75-79
52 (25.4)
45 (25.6)
97 (25.5)
Sex
Male
103 (50.2)
93 (52.8)
196 (51.4)
0.3
Female
102 (49.8)
83 (47.2)
185 (48.6)
Marital status
Married
128 (62.4)
138 (78.4)
266 (69.8)
17.6**
Unmarried
2 (1.0)
6 (3.4)
8 (2.1)
Widow/widower
75 (36.6)
32 (18.2)
107 (28.1)
Level of education
Non-literate
124 (60.5)
1 (0.6)
125 (32.8)
154.2**
Below graduation
81 (39.5)
18 (10.2)
99 (26.0)
Graduation and
0 (0.0)
157 (89.2)
157 (41.2)
above
Occupation
With income
55 (26.8)
124 (70.5)
179 (47.0)
50.1**
Peasant or labor
28 (13.7)
0 (0.0)
28 (7.3)
Homemaker
79 (38.5)
50 (28.4)
129 (33.9)
No income
43 (21.0)
2 (1.1)
45 (11.8)
Self earning
< RS 5000
194 (94.6)
64 (36.4)
258 (67.7)
147.1**
≥ RS 5000
11 (5.4)
112 (63.3)
123 (32.3)
Family earning
< RS 10,000
178 (86.8)
14 (8.0)
192 (50.4)
242.1**
RS 10,000-30,000
22 (10.7)
71 (40.3)
93 (24.4)
>RS 30,000
5 (2.4)
91 (51.7)
96 (25.2)
Family size
≤ 2 members
18 (8.8)
89 (50.6)
107 (28.1)
107.2**
3-5 members
68 (33.2)
62 (35.2)
130 (34.1)
>5 members
119 (58.0)
25 (14.2)
144 (37.8)
Number of children
≤ 2 children
16 (7.8)
163 (92.6)
179 (47.0)
273.4**
3 - 4 children
55 (26.8)
13 (7.4)
68 (17.8)
≥ 5 children
134 (65.4)
0 (0.0)
134 (35.2)
Living arrangement
Staying with
181 (88.3)
86 (48.9)
267 (70.1)
70.2**
children
Staying without
24 (11.7)
90 (51.1)
114 (29.9)
children
Values in parentheses are percentages *p ≤0.05, **p≤0.01
Depression Scores
Table II shows mean, standard deviation of depression score and results of t-test and ANOVA.
In all the age groups, rural study participants have been showing significantly higher mean values
compared to their urban counterparts irrespective of sex. Figure 1 shows the correlation of
depression with age. Only rural female are showing a true positive correlation of depression with
age.
229
Table II Descriptive statistics for depression, results of t-test and ANOVA
Rural (n = 205)
Urban (n= 176)
Total (n=381)
Age
Male
Female
Male
Female
group
(n= 103)
(n=102)
(n=93)
(83)
65-69
10.2 ± 4.1 9.5 ± 4.2
6.2
± 5.7 ± 3.3
Rural
Urban
9.7 ± 3.4
9.7 ± 3.5
4.6
9.8 ± 4.2
9.8 ± 3.5
12.4
±
5.7
1.7
Total
F-value
9.9 ± 3.6
0.2
10.0
± 7.7 ± 7.0
5.4
3.8
3.5
1.7
4.0*
±
6.5**
9.7 ± 3.4
5.7
±
5.2**
±
7.5**
±
10.7**
5.1
± 5.0 ± 2.6
3.7
±
5.8
3.5
3.1
75-79
Ruralurban
3.9
70-74
t-value
10.6
± 5.5
3.2
± 6.1 ± 4.5
1.9
10.0
3.5
± 5.7
3.7
4.1
1.1
0.1
Figure 1 Scatter diagram of age and depression with lines of best fit – a) Rural male, b) Rural
female, c) Urban male, and d) Urban female
a)
c)
b)
d)
Majority of the rural study participants showed depression irrespective of sex (male:88.3%,
female:86.3%) than the urban participants (male:50.5%, female:62.7%) (Table III). Sex and age
group wise difference in prevalence of depression are not well marked except in case of rural
females who are showing a decreasing trend in prevalence of depression with progression of age.
However, this trend is reversed if we consider each age group separately and make an estimate
230
on the basis of each age group. In both the sexes, a significant rural-urban difference in
prevalence of depression has been found.
Table III: Prevalence of depression by age groups, sex and place of residence
Socio-demographic Correlates of Depression
The relationship between depression and socio-demographic variables has been presented in
Table IV. Table IV demonstrates that the chances of being depressed is higher among the elderly
whose ages were between 75-79 years (80.4, χ2- 5.8*), female sex (50.4 χ2- 1.3), marital status of
unmarried/widow/widower (83.5, χ2- 9.2**), non-literate (88.8, χ2- 43.5**), unemployed or no
income recently (91.1, χ2-18.6**), self earning of <RS 5000 (81.0, χ2- 26.2**), monthly family
income of <RS 10,000 (85.4, χ2- 31.3**), family size of > 5 members (90.3, χ2- 43.9**), total
number of children of ≥ 5 children (84.0, χ2-21.2**) and staying without children (78.3, χ212.8**).
Table IV: Depression and socio-demographic variables
Variables
Normal
Depression
Age group
65-69
53 (32.9)
108 (67.1)
70-74
31 (25.2)
92 (74.8)
75-79
19 (19.6)
78 (80.4)
Sex
Male
58 (56.3)
138 (49.6)
Female
45 (43.7)
140 (50.4)
Marital status
Married
84 (31.6)
182 (68.4)
Unmarried/widow/widower
19 (16.5)
96 (83.5)
Level of education
Non-literate
14 (11.2)
111 (88.8)
Below graduation
19 (19.2)
80 (80.8)
Graduation and above
70 (44.6)
87 (55.4)
Occupation
Retired service holder
65 (36.3)
114 (63.7)
Peasant or labor
4 (14.3)
24 (85.7)
Depression
Male
Female
χ2
Normal Depressio
Normal Depressio
n
n
χ2
5.8*
1.3
9.2**
43.5**
18.6**
χ2
Malefemale
χ2
Rural
65-69
70-74
75-79
Total
7 (6.8)
4 (3.9)
1 (1.0)
12 (11.7)
27 (26.2)
30 (29.1)
34 (33.0)
91 (88.3)
5.3
13 (12.7)
1 (1.0)
0 (0.0)
14 (13.7)
40 (39.2)
31 (30.4)
17 (16.7)
88 (86.3)
11.0*
*
0.2
Urban
65-69
70-74
75-79
Total
11 (11.8)
20 (21.5)
15 (16.1)
46 (49.5)
12 (12.9)
16 (17.2)
19 (20.4)
47 (50.5)
0.9
22 (26.5)
6 (7.2)
3 (3.6)
31 (37.3)
29 (34.9)
15 (18.1)
8 (9.6)
52 (62.7)
1.9
2.6
Urbanrural
χ2
33.5**
13.9**
46.3**
231
Homemaker
Idler
Self earning
< RS 5000
≥ RS 5000
Family earning
< RS 10,000
RS 10,000-30,000
>RS 30,000
Family size
≤ 2 members
3-5 members
>5 members
Number of children
≤ 2 children
3 - 4 children
≥ 5 children
Living arrangement
Staying with children
Staying without children
30 (23.3)
4 (8.9)
99 (76.7)
41 (91.1)
49 (19.0)
54 (43.9)
209 (81.0)
69 (56.1)
26.2**
28 (14.6)
34 (36.6)
41 (42.7)
164 (85.4)
59 (63.4)
55 (57.3)
31.3**
76 (42.7)
14 (20.6)
13 (9.7)
102 (57.3)
54 (79.4)
121 (90.3)
43.9**
45 (42.1)
35 (26.9)
23 (16.0)
62 (57.9)
95 (73.1)
121 (84.0)
21.2**
45 (39.5)
58 (21.7)
69 (60.5)
209 (78.3)
12.8**
Result of bivariate logistic regression models tested for prevalence of depression with sociodemographic covariates presented in Table V. Odd ratio in favour of reporting depression
among male study participants are age groups, marital status, education, occupation, family size
and number of children; and for female participants are age groups, marital status, level of
education, family earning, number of children and living arrangement. Idler (OR = 0.90) from
rural population and homemaker (OR = 0.83) from urban population are more likely to report
depression. Staying without their children is more likely to appear depressed for both urban and
rural participants.
Table V: Univariate logistic regression model showing association of socio-demographic
variables with depression (odd ratio and 95% CI)
Variables
Male
Female
Rural
Urban
Total
OR (95%CI)
OR
OR
OR
OR
(95%CI) (95%CI) (95%CI) (95%CI)
Age group
65-69
1
1
1
1
1
70-74
0.43 (0.16-1.13)
0.19
0.05
0.60
0.35
(0.05(0.01(0.25(0.170.81)
0.47)
1.48)
0.73)
75-79
0.58 (0.24-1.39)
0.56
0.17
0.77
0.65
(0.11(0.02(0.33(0.312.78)
1.66)
1.83)
1.33)
Sex
Male
1
1
1
Female
0.88
0.56
0.57
(0.11(0.22(0.256.87)
1.43)
1.32)
Zone
Rural
1
1
1
232
Urban
1.40 (0.06-31.91)
3.03
(0.4321.27)
Marital status
Married
Unmarried/widow/widower
1
0.43 (0.14-1.36)
Level of education
Non-literate
Below graduation
1
0.89
(0.362.17)
1
0.62 (0.03-12.54)
Graduation and above
Occupation
Retired service holder
Peasant or labor
Homemaker
2.05
(0.469.25)
1
0.39
(0.111.44)
1
0.62
(0.261.45)
1
0.61
(0.321.17)
1
1.41
(0.228.82)
0.73 (0.05-10.49)
0.78
(0.20-3.0)
1
1.69
(0.624.56)
-
1
0.00
(0.003.51)
1.08
(0.313.72)
1
0.86
(0.203.79)
0.76
(0.242.40)
1
0.48 (0.11-2.15)
1
1.06
(0.392.93)
24.01
(0.006.01)
-
1
0.55
(0.103.12)
0.76
(0.134.58)
0.90
(0.0711.23)
1
0.83
(0.0418.13)
0.79
(0.0417.88)
1
0.44
(0.121.58)
0.65
(0.143.07)
0.41
(0.101.70)
-
Idler
0.46 (0.09-2.37)
Self earning
< RS 5000
≥ RS 5000
1
1.15 (0.34-3.86)
Family earning
< RS 10,000
RS 10,000-30,000
1
1.58
(0.495.07)
1
0.79
(0.087.43)
1
1.15
(0.413.22)
1
1.35
(0.612.99)
1
1.30 (0.24-6.93)
>RS 30,000
1.30 (0.53-3.21)
Family size
≤ 2 members
3-5 members
1
0.92
(0.253.35)
0.73
(0.262.01)
1
3.53
(0.3535.26)
2.19
(0.1630.93)
1
0.87
(0.243.11)
0.93
(0.461.85)
1
1.12
(0.422.98)
1.03
(0.541.97)
1
0.17 (0.03-0.92)
>5 members
0.86 (0.31-2.39)
Number of children
≤ 2 children
3 - 4 children
1
1.96
(0.3810.09)
1.01
(0.382.64)
1
0.06
(0.001.04)
0.40
(0.141.18)
1
1.03
(0.283.85)
1.89
(0.695.15)
1
0.44
(0.151.28)
0.85
(0.441.68)
1
0.18 (0.03-0.94)
1
0.86
1
0.63
1
0.42
1
0.43
233
≥ 5 children
0.61 (0.14-2.67)
Living arrangement
Staying with children
Staying without children
1
2.81 (0.69-11.5)
(0.164.69)
0.42
(0.121.43)
(0.094.58)
0.39
(0.141.06)
(0.101.79)
-
(0.141.34)
0.51
(0.211.25)
1
0.65
(0.142.96)
1
6.91
(0.4997.64)
1
1.44
(0.504.16)
1
1.63
(0.644.12)
DISCUSSION
The bulk of the world‘s aging population resides in the developing countries, yet little is known
about the distribution of, and risk factors for depression in these populations. In the present
study, a higher proportion of rural elderly is found to be depressed in comparison to their urban
counterparts. It has been noted that the similarities and differences in risk factors between
different populations may help to narrow the search for etiologic clues.
It is well established by our study that rural and urban elderly differ significantly in depression
prevalence. Our study also conforms to the existing literature that place of residence is an
important indicator of depression (Crowell et al., 1986; Chiu et al., 2005, Bruce et al., 2007).
The findings of the present study do not corroborate with certain other studies conducted across
different parts of southern and northern India in both urban and rural communities (e.g.
Ramachandran et al., 1982; Vishal et al., 2010; Tiwari and Srivastava, 1998; Tiwari, 2000; Barua
and Kar, 2010). These studies show relatively lower prevalence of depression among the study
communities, compared with the ones considered in the present study. Interestingly, in the rural
communities of West Bengal, an increasing trend of prevalence of depression is noticed, through
decades. While Nandi et al. (1976) found a prevalence of depression to be 22% among the rural
community in West Bengal, it increased to 52% during 1990s (Nandi et al., 1997). And again, the
prevalence of depression is observed to be much higher, i.e. 87% in one of the rural West Bengal
communities by the present study.
According to Taqui et al. (2007) female sex, a low level of education, loss of spouse,
unemployment were the factors related to depression which is in concordance with the present
study. The findings of the present study demonstrated a strong association between depression
and being female gender, lack of literacy, loss or absence of spouse. These categories showed
higher percentage (>80%) of depressed individuals. The relation of depression and female
gender is corroborative with other studies (Woo et al., 1994). Earlier studies (Barua et al. 2007,
Ramachaandran et al.1982, Kennedy et al.1989, Pennix et al., 1999) demonstrated higher level of
depression with low economic status, and illiteracy which is also consistent with present study.
The present study did not find any positive correlation between depression and age except in
case of rural females. This finding is corroborative with study conducted by Blazer et al. (1991).
Some other studies from Indian community showed higher prevalence of depression with
increasing age (Barua et al., 2007; Rajkumar et al., 2009).
CONCLUDING REMARKS
The present study clearly demonstrated that urban elderly population of Salt Lake City
experienced relatively lower prevalence of depression, irrespective of gender owing to better
socio-demographic profiles compared to their rural counterparts.
234
ACKNOWLEDGEMENT
We express our sincere gratitude to all the study participants for their voluntary participation and
kind co-operation to conduct this study. Uposoma Sinha and Abhijit Roy are gratefully
acknowledged for their help and cooperation during field work. Nivedita Som is also gratefully
acknowledged for her assistance in statistical analysis. The financial support by the Indian
Statistical Institute, Kolkata is gratefully acknowledged.
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236
EDUCATION PRACTICE: ISSUES AND EXPERIENCES IN BANGLADESH
Shahreen Raihana
Research Fellow
International Centre for Diarrhoeal Diseases, Bangladesh (icddr,b)
Dhaka 1212, Bangladesh
E-mail:
[email protected]
Abstract
In Bangladesh, a sense of commitment in every sphere of education needs to be enhanced to
maximize the use of resource and minimize misuse. Lessons learned from other countries can
help in guiding towards economic emancipation, with education of human resource being the
core area of concentration. Education system being dynamic is evaluated and revised at intervals
in Bangladesh leading to participation of private sector along with public one in delivering higher
education. The poor rural children are forced to engage in income generating activities which
leads to early drop out. Some ethnic groups do not have written script of their own language.
Plurality in curriculum exists in many forms in Bangladesh.
INTRODUCTION
For any country, education is the best investment for development. It contributes to better
health, higher incomes, and increased participation in community life. The contributions are
more prominent when girls are educated. Since 1990, the world is committed to achieving
universal primary education. Universal primary education and reducing the gender gap at all
levels of education are two of the eight Millennium Development Goals (MDGs) that
underscore the importance of educating girls. Despite increase in primary enrollment rates,
about 67 million children worldwide do not attend school. Adult literacy has also improved.
However, some 770 million people, two-thirds of them women, still cannot read or write. Many
children leave school without basic skills due to resource constrained education systems and
poor quality of instruction. Barriers to access to education among children are higher for girls,
ethnic minorities, children living in geographic isolation, working children, children affected by
conflicts and disasters, children living with disabilities, and the very poor (Canadian International
Development Agency, 2011).
The core of Bangladesh's development efforts is human resource development through access to
quality education, poverty reduction and economic development. Education is given the highest
priority in the public sector investments in Bangladesh which is a reflection of its Constitution.
Education sector allocations are currently about 2.3 percent of gross domestic product (GDP),
and 14 percent of Government‘s total expenditure. Continuous commitment to the education
sector is imperative to achieve Education for All (EFA) and the MDGs (Ministry of Education,
2010).
METHODS
Conceptual and relational analyses have been done to analyze the meanings and relationships of
educational system in Bangladesh. This content analyses consulted both hard and electronic
recorded communications. Also, personal observation and experience have been drawn upon.
Inference has been drawn on the meanings and relationships through etic and emic
interpretation taking into consideration cultural insights over time through analysis of texts.
237
FINDINGS
Issues
Education policy
The aims and objectives of the Education Policy in Bangladesh are (Ministry of Education,
2010):
To reflect the Constitutional guarantee at all levels of education and make learners aware
of the freedom, sovereignty and integrity of Bangladesh
To stimulate the intellectual and practical qualities of the learners so that moral, human,
cultural, scientific and social values are established at personal and national levels
To inspire the students with the spirit of our war of liberation and develop patriotism,
nationalism and qualities of good citizens (i.e., sense of justice, non-communalism, dutifulness,
awareness of human rights, cultivation of free thinking and discipline, love for honest living, the
tolerance of corporate life, friendliness and perseverance)
To foster creative and thinking faculties among the learners through a system of
education that contains indigenous spirit and elements and which will lead to a life-oriented
development of learners
To advance an education process that is oriented to creativity, practicability and
productivity in order to create a scientific mindset and leadership qualities in students
To remove socio-economic and gender discrimination irrespective of race, religion and
creed
To create unhindered and equal opportunities of education for all as per learners‘ talents
and aptitudes, irrespective of geographical, social and economical situations to establish a society
that is free from discrimination
To ensure the marginal competencies of learners at each level so that they use their own
thoughtfulness, imagination and urge for curiosity
To ensure skills of high standard at different areas and levels of education so that
learners can successfully compete at the global context
To attach substantial importance to information and communication technology (ICT)
along with mathematics, science and English in order to build up a digital Bangladesh based on
knowledge-orientation and cultivation of ICT
To develop some uniform and basic ideas amongst all learners; to establish a sense of
equal status amongst all citizens of the country to implement a uniform curriculum of certain
basic subjects at the primary level schools of diverse delivery systems
To prescribe and ascertain the learning of some uniform textbooks to attain that; to
initiate some method of teaching in some basic subjects at the secondary level to achieve similar
objectives
To help students grow up with sound moral character through lessons from their
respective religious teachings and moral sciences
To ensure proper quality of education at each level and to correlate the competencies
learnt at the earlier level with the next one to consolidate the formations of knowledge and skills
To build students as skilled human resources to fight the challenges of the world
threatened by climate change and other natural disasters, and to create in them a social awareness
about environment
To ensure quality of the higher education in all disciplines and motivate students in
research by creating environment of research within the country
To take special measures for the development of education of the backward classes of
the country including the street-children
To promote and develop the languages and cultures of the indigenous and small ethnic
groups
To ensure the education of the physically and mentally challenged learners
To create a society free from the curse of illiteracy
238
To ensure efficient and correct teaching of Bangla language
To take necessary steps to create facilities of playground, sports, games and physical
exercises in all educational institutions for the healthy growth of the physical and mental qualities
of the learners
To take various steps to foster hygienic awareness of the students
To caution the students and make them aware of the dangers of taking drugs or similar
items
Education system
Education system in Bangladesh is being managed and administered by two ministries, Ministry
of Education (MoE), and Ministry of Primary and Mass Education in association with the
attached Departments and Directorates as well as a number of autonomous bodies. Education in
Bangladesh has three major stages primary, secondary and higher educations. Primary education
is a 5-year cycle while secondary education is a 7- year one with three sub-stages: 3 years of
junior secondary, 2 years of secondary and 2 years of higher secondary. The entry age for
primary is 6 years. The junior, secondary and higher stages are designed for age groups 11-13, 1415 and 16-17 years. Higher secondary is followed by graduate level education in general,
technical, engineering, agriculture, business studies, and medical streams requiring 5-6 years to
obtain a Masters degree (Ministry of Education, 2010).
The education system is oriented towards general, madrasa (religion based) or
technical/vocational. Secondary education is a critical phase as the students must confirm an
educational choice (humanities, science or commerce…) that may dictate their future (Education
Database, 2011).
Table 1. Glimpse on stages of formal education in Bangladesh
Stage of education
Grade range Age range of students
(yrs)
Primary
1-5
6-10
Secondary
Junior Secondary 6-8
11-13
Secondary
9-10
14-15
Higher
11-12
16-17
Secondary
Graduate
13+
18+
Duration (yrs)
5
3
2
2
5-6
Quality higher education
The education sector in Bangladesh has expanded significantly during the last two decades or
more. At present, there are 80 universities (53 private and 27 public) in Bangladesh compared to
only seven in mid 1980s. The student enrolment in the public universities is about 92000,
excluding those in the affiliated National University and Open University. The total number of
students in the public and private universities is about two million.
It is generally agreed by academicians, education researchers and other stakeholders that the
quality of higher education in Bangladesh has declined steadily over the last two decades. Such
fall in quality has become a concern of the government and other major stakeholders. It is
argued that if quality does not match quantity, and the higher education sector fails to bring out
enlightened, highly skilled, trained, motivated and ethically committed individuals, the country
cannot meet any of its development objectives. Furthermore, Bangladesh being a human
resource exporting country would miss the opportunity to get an access to the competitive
regional and global employment market.
239
During late 2003, realizing the rather unsatisfactory situation prevailing in the higher education
sector, the Government of Bangladesh acknowledged the need for developing an overall strategy
for higher education. Subsequently the Ministry of Education decided to develop a Twenty-Year
Strategic Plan for the higher education sector. Under the guidance of the University Grants
Commission (UGC), expert groups prepared the Strategic Plan in 2006 (Aminuzzaman, n.d.).
Challenges in education system
Bangladesh has made tremendous progress towards increasing both primary and secondary
school enrollment. This progress has been achieved in spite of high poverty and the country‘s
vulnerability to natural calamities. In spite of the improving trend, challenges remain which if
overcome may improve the education scenario even further.
Table 2. Challenges at different stages of education in Bangladesh
Stage of education Challenge
Primary
A high dropout rate of 48 percent
Low achievement rates
An average teacher student ratio of 1:54
28 percent of all teachers are untrained
Secondary
Expanding access
Increasing learning
Tying public financing of non-government schools to
performance
Training of existing as well as new teachers
Improving information system to support policy formulation
and planning
Graduate
Better governance
De-politicization
Improved, relevant curricula
Better information system to support policy formulation and
planning
Source: World Bank, 2011
Experiences
As member of civil society
Teachers often use teaching as a stop-gap job while looking for higher paid job. Occasionally
classroom teaching is kept to minimal to promote culture of private coaching, thus there is
deterioration in quality teaching. High dropout rate is reported from rural areas. Students
complain of lack of empathetic attitude of teachers, management…. The various systems of
education (general public education, madrasa education, English medium in local and
international systems of education…) lack parallelism.
As a student
Very few teachers can be considered as role model by the students. The curriculum sometimes is
less interesting and stimulating. Some schools lack open space for outdoor activity thus limiting
the potential for psychosocial development of students and teachers.
As a teaching assistant (TA)
Teaching assistantship helps to build up the mindset and attitude to take up teaching as a
profession. A short period of TA-ship followed by formal training on education can help to
build good quality teachers, and the nation can expect good citizens of tomorrow.
240
As a teacher
Expectation of parents that their child will be best achieving 100 percent marks creates excessive
psychological pressure on the student. This often leads to below optimum performance by
student. Technology dependency of students makes them less attentive in classroom with
decreasing teacher-student customary interaction.
DISCUSSION
The policy document on education in Bangladesh has included many points and issues that are
conducive to healthy development of education. When the needs and challenges are viewed, it is
observed that implementation cannot keep pace with expectation. The main impediments
include financial, social, psychological, and political issues. In spite of education sector receiving
the greatest public financial allocation, there still remains a lot to be desired in terms of
achievement. A milieu of social factors contributes to the high dropout rate of students, and
poor performance of teachers. Internalization of the importance of education is missed in the
daily struggle of survival amongst odds. Political commitment and continuity is often missing
leading to disjointed and interrupted education system. Overall, a sense of commitment in every
sphere of education needs to be enhanced to maximize the use of resource and minimize misuse.
The main aim of education is skill development and change in behavior. Appropriate demandside skill development is the key to human resource development for any country. Some
commonalities exist within the South Asian Association of Regional Cooperation (SAARC)
countries with respect to approaches to skill development because of the shared history, and
social and cultural background. In the past, this area has been largely public sector dominated.
More recently, in Bangladesh, BRAC, Grameen Bank, ASA… have made their mark in the area
of adult education and skill development, specially in rural areas. In spite of the efforts, dearth of
skill development in rural areas is leading to rapid urbanization. This stresses the importance of
enhancing technical based education and skill development in rural areas so that livelihood
source is available or generated in rural/home settings. It is observed that South Asian states
spend a lot on defence, while East Asian countries focus more on education, science and
technology, thus have developed a fast progressing economy (SAARC, n.d.). Lessons learned
from other countries can help in guiding South Asian countries, particularly Bangladesh, towards
economic emancipation, with education of human resource being the core area of concentration
for economic development.
American educational system has long being considered as a model where education is free and
open to children of all social and economic levels, and religious and cultural backgrounds. It is
now recognized by educators and general people that some inadequacies exist for poor black,
Indian, Puerto Rican, Mexican American…which has devaluated and attempted to destroy the
cultural uniqueness of American education system. Cultural adaptation of the education system is
being seriously considered through revision of ideologies along with technology and organization
(Hogg, 1969). This shows that education system is a dynamic one that needs time to time
evaluation and revision. The same is true for Bangladesh. As a part of the rethinking and
redesigning higher education in Bangladesh, which was mainly public sector dominated till 1992,
the Government has encouraged private sector to join hands with public sector to take forward
education in the 21st century.
There are three important principles of education: family is the primary educator of children,
curriculum must reflect meaningful pluralism, and respect the religious and conscience viewpoint
(Benson, 1997). A look at the first principle if analyzed in Bangladesh context, it may be said that
this appears not to be true always in the rural families where family support for formal education
241
is yet to be fully supportive for the children. The rural poor are forced to engage their wards in
income generating activities which lead to early drop out from formal education. Some
ethnic/minority groups do not have written script of their own language, for them formal
education is in a second language from the beginning. So the family cannot support them in their
educational pursuit. Regarding the second principle, plurality in curriculum exists in many forms
in Bangladesh, for example, in general education, vocational education, education for children
and adult, special education for physically and mentally compromised…. The curriculum in
primary and secondary education in Bangladesh respects the religious plurality and provides
option for the various religious groups by incorporating a subject on basic moral values which is
uniform across most major religions in the country.
CONCLUSION
The Government of Bangladesh is giving efforts for the betterment of education system, still
there remain many challenges. Government alone cannot face the challenges, it needs concerted
efforts of all stakeholders so that objective oriented education can meet the local and global
demands of competent human resource.
REFERENCES
Aminuzzaman, S. M. (n.d.). Quality Issues of Higher Education in Bangladesh. University of Dhaka.
Retrieved on 29 November 2011 from, http://www.educationdev.net/Docs/ban_2.PDF
Benson, I. (1997). Principles of Public Education in a Pluralistic Society. Centre Points 3(2):1.
Canadian International Development Agency. (2011). Education. Retrieved on 30 November 2011
from, http www.acdi-cida.gc.ca/education-e://
Education Database. (2011). Education System in Bangladesh. Retrieved on 29 November 2011
from, http://www.foreigncredits.com/Education-Database/Countries/Bangladesh/EducationSystem
Hogg, T. C. & McComb, M. R. (1969). Cultural Pluralism: Its Implications for Education.
Educational Leadership. Association for Supervision and Curriculum Development.
Ministry of Education. Government of the People‘s Republic of Bangladesh. (2010). National
Education
Policy
2010.
Retrieved
on
29
November
2011
from,
http://www.moedu.gov.bd/index.php?
option=com_content&task=view&id=338&Itemid=416. Government of the People‘s
Republic of Bangladesh.
SAARC Human Resource Development Centre. Workshop on ―Improving the Quality of Education:
Role of Teachers in Achieving Quality in Education in South Asia‖ Retrieved on 28 November 2011
from,
http://www.shrdc.org/doc/training/2011/IQERole%20of%20Teachers%20%28Dec%2026-28,%202011%29/IQERole%20of%20Teachers.pdf
World Bank, Bangladesh. (2011). Education in Bangladesh: Key Challenges. Retrieved on 29
November 2011 from, http://www.worldbank.org.bd/WBSITE/EXTERNAL
/COUNTRIES/ SOUTHASIAEXT/BANGLADESHEXTN/0,,contentMDK:
21614617~pagePK:141137~piPK:141127~theSitePK:295760,00.html
242
DIALECTS: BASIC CONNECTIVITY OF MASSES (WITH THE REFERENCE OF
AHIRANI DIALECT)
Author: Dr. M. S. Pagare. Professor, Department of Comparative Languages & Literature,
North Maharashtra University, Jalgaon [M. S.] India 425001E-mail:
[email protected],
Mobile No. 09423159623, Fax: 02572258403
Co- Author: 1) Dr. Govind Gayki, Asst. Professor, Raje Chatrapati Shivaji College, Buldhana
[M. S.] India.
2) Dhanraj Dhangar, Research Scholar, North Maharashtra University, Jalgaon.
[M. S.] India 425001. E-mail:
[email protected],
Abstract
Dialects have their own vocabulary system. It is born made knowledge for the people. It has
been spoken mostly verbally; in the situation of progressive language dialects get scripts or
alphabets from standard languages. Many researchers are doing research on various dialects
latterly, hence they use standard scripts or alphabets for dialects, but dialects are basic source for
standard languages. In this context we must say, dialects are the beginner or the basic source of
standard languages.
Many dialects has been Spoken all over the world. We see many dialects are being vanished; due
to this also, it does not get script or alphabets. Hence there is responsibility of assiduous that;
they should be done the security compound to the dialects because it shows the origin culture of
their tradition of masses.
Ahirani is one of the dialects in Maharashtra state, in India, where the Ahirani dialect is known as
Khandesh. When we study about dialect; we must want to go through Ahirani dialect.
Keywords dialect, language, script, masses
Introduction:
There are many dialects in all over the globe. Dialect is the path which leads to standard
language. We found the relation between standard languages and dialects. Actually the standard
language is the progressive phenomenon of dialect. Dialects are regional as well as social variety.
Though it is beginner in connection with voice, it has been mentioned the sub language of
standard language. Much confusion we find in the assiduous thinking that the dialects are the sub
language of the standard language. Many people not give the valuable prestige to dialects.
Actually when we write or when we deliver the speech on the dais that time we use standard
language but apart from that situation when we speak with each other that conversation does not
mention as standard language, that should be mentioned dialect or sub language of standard
language.
There are differences between sub languages and dialects. Sub languages might be created from
standard language, but dialects are not creation of standard language. This should be pointed.
For long years ago the ancient people had not standard languages. Even they had not used the
meaningful sentence as dialects, sub language or standard language. The various kinds of voices
emerged from ancient human beings vocal and that became some words in various communities,
various territories and all over the globe. The scattered vocal words became meaningful bit by
bit, then the sequence of word became meaningful sentence and that leads to creation of dialect.
243
We see many areas captured various dialects by the group of people. Rough words and vocal
voices repetitions mentioned some meanings. Latter on some constructions made by people and
subsequently language walked on progressive path.
We find some following features to get meanings as language.
1.
2.
3.
4.
Picture Language
Expression Language
Sign of Language
Riddle Language
1. Picture Language
There are limitations to picture language. When someone draws a picture of trees or animals or
birds then it will get some meanings, but nobody can understand the full meaning of picture
language. Hence the limitations are searched. Along with this situation there is no possibility that
everybody could be drawn a good picture. On this point, an incident happened that one Indian
went to china and he wanted to eat chicken in hotel but he had not known the language of
Chinese, then he tried to show the picture of hen but that was made as frog.
2.
Expression Language
There are some gestures to express some meanings as mime conversation as languages but we
find there are also limitations. The gestures shows by lips, eyes, eye brow, fingers etc. but we
don‘t get the full meaning from these gestures.
3.
Symbolize Language
Some signature directed the meanings of languages but that meanings also not fulfilled to
understand each and everything. We find there also many limitations about feelings, thoughts
etc. as a sign we find there are three colors, yellow, green & red. Red color indicates to stop,
yellow indicates to run slowly and green color indicates to full permission for passing the way.
But we can‘t find everywhere the fulfill meaning of sign.
4.
Riddle Language
Some people use riddle language that puzzles to other peoples but one who get the meaning,
whom pass the message by riddle language. But we find there actually vary limitations.
Sometimes the riddle language puzzles everybody. Nobody can get the meaning by riddle
language.
These are the origin features that we find there lacunas. Hence there is creation of vocal voices
for full meaning. In this context if we compare the vocal voices with picture, expression,
symbolize and riddle then we investigate that the dialects are more meaningful origin. There is no
possibility that dialects are the sub languages of standard languages. Dialects are the beginner of
standard languages.
Standard Language
Standard Language is the progressive version of dialect. This standard language appearance is
more effective than dialects. It narrates all the situations of pictures, gestures, symbolize and
riddle of languages. There are many words enhanced automatically in the standard languages by
244
dialect in various regimes, area. There is one standard language signified in one area and around
that walks sub languages and dialects. Dialects are not developed as standard languages. On the
basis of languages (Standard, sub and Dialect) we find there is the stratum of society. Hence we
found the social aspects by languages that create socio linguistics.
Folk language
Folk language is normally related to dialect. There are very few differences between dialects &
folk language. Folk language is the traditional language of folk. It has not script .It travels
verbally one to another, father to son, mother to daughter; It is very easy to speak by the
traditional way.
Dialects
Prima facie dialect is known as folk language but we can search there are differences that more
area consists for dialect than folk languages. We see multitude people in dialects and folk
languages also. Folk languages consist folk but dialects consist with zone and territory.
Geographical, economic and social aspects are related with dialect. In this context Adrian
Akmajian said that,1 ― the distinct form of a language spoken in a certain geographical area…..
We can also speak of social dialect. A distinct from a language spoken by members of specific
socio economic class.‖ (Adrian akmajian, 1996) We find many reflection of the territory into the
dialects. There are symptoms, geographical, social, cultural as well as the political and natural
symbol also we find in dialects. It is the potential for standard language. Regarding to this Dr.
S.K.Varma said that, 2 ―When we talk about dialects, we refer to the dialect is verify to language.
How & When a dialectic given the label of a language depends not on linguistic but on SocioPolitical factor. This means that every dialect is a potential language.‖ (S.K., 1994) Dialect is the
progressive way of a folk language & it has a potential for the standard language. Hence there
should be study on dialect to progress the standard language.
Features of dialects
The assiduous should be found peculiarity of dialects and they should be concentrating on the
characteristic of dialects as bellow.3 (M.S., 2003.)
1.
Dialect is not a sub language. We should not mention it the sub language of the standard
language. Dialect has its own creation.
2.
Dialect to come before standard language and it has flown with folk and rural literature.
3.
There is no evidence that we can prove the dialect is the sub language of standard
language.
4.
Dialect has live sensation and it feels naturally.
5.
Dialect creates the relation of affection in each other because it flows very easily.
6.
Conversation hold very easily by dialect and everybody get that reflection and benefit by
the speaking of dialect.
7.
It has simple structure that related to human life.
8.
If dialect get political and social platform then it can walk on the way of standard
language.
In India we find many dialects there are many states as per stage there are standard languages and
as per region or area there are many dialects we could found it.
Khandesh
Khandesh is a region in the state of Maharashtra in India. There are two parts in Khandesh, i.e.
East Khandesh & West Khandesh. There are three districts: Jalgaon, Dhulia and Nandurbar.
245
This region recognized by various names. Those were Abhir, Skand, Gope, Seun, Khandav,
Khand, Kanh etc. originally the Khandesh state was found and ruled by Faruki Dynasty.
Khandesh lies on the north western corner of the Deccan plateau in the Valley of Tapti River
and it was bound by Satpura Range.
Ahirani is spoken in all over Khandesh which covered by Girna & Tapti river. Some assiduous
pointed that4 ―Ahirani is the mix language of Marathi, Hindi and Gujarathi‖ (limited, ( 2007-0519), 2010). But it could be proved on the basis of some words found in various standard
languages. That opinion cannot be concluded that Ahirani is the mix language of standard
languages.
Marathi is the standard language of Maharashtra State. Many researchers have mentioned that
Ahirani is the sub language of Marathi. But we can see that the emerged situation of both
languages then researchers has found Marathi standard language, had began from 905 AD. But
Ahirani had been found 5000year BC. And it had not been secured the platform by political.
Hence it has been stood behind than standard language. By observing the situation between
standard Marathi language and Ahirani dialect assiduous compare the development by
consonants ―There are lacunas found about consonants that some consonants do not found
which are in Marathi.‖5. (G.A., 1968) it proves that the separation of this dialect from standard
language as well as the ancient existence of Ahirani dialect.
The following diagram shows the existence of dialects and standard languages.
Dialect
Tradition of masses
Folk Elements
Folk Literature
Rural human life
Rural literature
Urban human life
Education
Standard Language
The diagram shows the steps between dialect and standard language. Along with dialects the
standard languages separately emerge from other standard languages i.e. Sanskrit, Pali, and Hindi
etc. Which was political influence or huge social platforms obtained. As per this observation we
find separation between dialect and standard language.
246
Conclusion
Dialect should not be mentioned the sub language of standard language. It is not sub language. It
has been separated from standard language or it is being beginner of standard language. Dialect
has a natural basic connectivity with masses. The masses relation emerges with affection due to
communication of dialect. We see the view of many people that dialect always use in the masses
of down trodden this thinking should be vanished. The soft conversation is significant identity
of dialect. Hence dialect should not be mentioning of lower community which are speaks dialect.
References
Adrian akmajian. (1996). Linguistic and introducing to language and communication,. Prentice Hall of
India private limited, 96.
G.A., G. (1968). Linguistic Survey of Delhi, India, Vols.VII, IX , Part III. New Delhi: India.
limited, 1. S. (( 2007-05-19), 2010). ―Khandesh Cultural Heritage- Jalgaon, Dhule, Nadurbar Lifestyle‖
Ejalgaon.com. jalgaon: Ejalgaon.com.
M.S., P. (. (2003.). Ahirani Lokgeetatil loktatwa, Ihwaad Ani Lokbhasha. Jalgaon, Maharashtra, India:
Prashant Publication.
S.K., V. (1994). Modern Linguistic. New Delhi, India: Oxford University Press,.
247
THE FOREIGN POLICY OF THE USA TOWARDS YUGOSLAVIA
Dejan Marolov
University Goce Delcev, Stip Macedonia
Abstract
The relations between United States and Yugoslavia have relatively deep roots. Although at first
it may seem quite uncommon, yet almost half a century the USA maintained excellent relations
with the communist Yugoslavia. Gradually, the policy of the USA began to change slowly after
the fall of the Berlin Wall. In order to explain the logic behind this chance i.e. the policy of the
USA shifting from a strong supporter of the Yugoslavia unity to the policy that recognizes the
independence of the republics emerging from Yugoslavia, it will be helpful to make a short
historical review of the relations between the USA and Yugoslavia.
Introduction
For nearly 50 years of existence of the AVNOJ Yugoslavia, the USA was friendly credit donor
and strong supporter of the Yugoslav economy. At the same time the USA has been strong
supporter of the Yugoslav unity and wholeness. But, the relations began to decline after the end
of the cold war and the end of the communism. This article is treating the USA - Yugoslav
relations in four time periods: (1) During the second world war, (2) during the Cold war period,
(3) during the early period after the end of the Cold War and (4) during the Bosnian war.
The policy of the USA towards Yugoslavia during the Second World War
On 17 April 1941 the royal Yugoslavia ceases to exist and its royalist government went it to an
exile in Britain. After this, the days of the occupation have followed and the Yugoslavian
territory has been divided into the occupation zones between Germany and its allies. However
the occupied territory of Yugoslavia was not a peaceful area during the years of World War II.
Namely, such a thing was hardly expected on a territory where simultaneously several organized
military formations existed. So apart from the official occupation forces, there was an
underground existence of the Yugoslav Partisans and the Drazha Mihajlovic Chetniks and other
paramilitary groups. Both movements emerged as resistance and opposition to the occupation of
Yugoslavia. Although, seemingly they both had a common goal - liberation of Yugoslavia, which
was supposed to be unification element between these two movements, this was not the case.
Their common goal actually had very little in common. Thus, they had obvious differences for
the future projection of Yugoslavia. While the Yugoslav partisans led by Tito saw the future of
Yugoslavia as a communist state, the Chetniks of Drazha Mihajlovic wanted the return of
royalist system. Another important difference between the two movements was contained in
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their support by the masses. So, while the partisan movement launched an all-Yugoslav spirit, the
Chetniks movement, in many ways, was purely pro-Serb movement. This difference contributed
for the Tito‘s movement to be more supported among the masses. Over the time, the Chetniks
movement fought less and less against the Germans and more and more against the partisans.
Eventually, it transformed into an ally of the Germans in the fight against Tito's partisans.
These were the circumstances in which USA laid the foundations of their policy toward
Yugoslavia. Based purely on pragmatic reasons, the USA supported to the only movement that
at the moment openly and directly fought with the Germans on the territory of Yugoslavia. This
consisted by the partisans and their leader Tito. The fact that Tito had communistic views for the
future of Yugoslavia was placed under the carpet in time when Nazi Germany was at the peak of
its power. Thus, the USA foreign policy oriented for support of the future leader of Yugoslavia Josip Broz Tito. This certainly was an excellent foundation for further construction and
improvement of the USA – Yugoslavia relations.
The US policy towards Yugoslavia during the Cold War period
The end of the Second World War was the beginning of the new world order. The relations in
the world and especially in Europe had to be re-composed in the circumstances where the prewar powerful German state was now practically nonexistent, and the other powerful states like
France and Britain were exhausted by the Second World War. USSR and the USA have taken the
primacy of the most powerful states after World War II. Their competition inevitably led the
world to the new world order of the Cold War and the creation of what Winston Churchill
described as ‖iron curtain" and the division of Europe into zones of influence. Thus, Eastern
European countries fell in to the Soviet zone of influence. They had to establish communism
and entrance the Warsaw Pact as their military alliance. Western European countries, to a lesser
extent, fell below the USA zone of influence and kept capitalism. The NATO Alliance emerged
as against gravity of the military power from the Soviet Union. In such a strict division of the
spheres of influence, Yugoslavia was a unique example in Europe. Thus, although initially was
expected that Yugoslavia will be part of Eastern Europe and thus under the Soviet sphere of
influence, this actually never happened. Yugoslavia led by Tito managed to keep its independent
policy and not to join either one of two military blocs. Exactly this Yugoslav policy was used for
building the USA foreign policy toward Yugoslavia. The foreign policy of Yugoslavia was seen as
an excellent opportunity for promotion of the American interests, and thus the American foreign
policy began to treat Yugoslavia as a country of strategic importance. According to the policy of
the USA, Yugoslavia was a country which could be used as a buffer zone between NATO and
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the Warsaw Pact alliance, as well as an obstacle for the access of the Soviet Union to the
Mediterranean via the Adriatic. In this way, NATO's southern wing comprising Italy and Greece
has been strengthened through the reduction of direct military threat from the USSR. At the
same time, the independent policy of Yugoslavia could have been used as a kind of model and
example for all other Eastern European communist states. The message that USA wanted to
send was that countries that would dare to oppose Stalin will be able to rely on USA support.
This is the reason why the USA supported Yugoslavia mostly financially. Because of this,
Yugoslavia was able to have a significantly better economic position and an open kind of country
than unlike any other country in the Eastern Europe. According to the previously stated views
for the importance of Yugoslavia for the USA interests, American foreign policy was fully
supporting Yugoslavia and its President Tito, despite the Yugoslavia‘s internal communist
system. Accordingly, all the issues concerning the violation of human rights, more democracy
inside the country and so on were simply ignoring as issues that could compromise if not
threaten the rule of the President Tito. Thus, according to Lukic&Lznch(1996, p.2303) ―During
the period 1949-90, the USA government rarely mentioned concerns over human rights violations in Yugoslavia
and carefully avoided any comments that might destabilize President Josip Tito‗s the rule.‖
However, it should be emphasized that this foreign policy of the USA was not built exclusively
for Yugoslavia. Such a policy was essential part of a wider strategy of the USA during the Cold
War, which was guided primarily by whether a country can be a USA ally, while it was not
necessarily needed to be a democratic country...
The policy of the USA towards Yugoslavia in the early period after the end of the Cold
War. “Maintaining Yugoslavia but not by all means” policy.
It is a very astonishing the continuity of the policy of the USA toward Yugoslavia, during the
entire period of the Cold War. However, this should not be a surprise if one‘s bares in mind the
strategic importance of Yugoslavia during the bloc division in Europe. However, Yugoslavia, out
of the Cold War system, had no longer such importance for the interests of, now, the only world
superpower - the United States of America. Therefore, the end of the Cold War brought a
possibility for a change in the policy of the USA toward Yugoslavia. So, some criticism that
during the Cold War was kept away has now been publicly expressed. Such example is the1991
USA Report96 in which (Lukic&Lznch 1996) the human rights situation in Yugoslavia, especially
expressed in the Serbian province of Kosovo is concerned.
96
by Richard Schifter, Assistant Secretary of State for human rights and humanitarian affairs
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The major change in the policy of the USA was expected to go along the line to provide a clear
and open support for the non-communist movements and governments elected in free elections
instead of the old Communist leadership. However in reality, the USA was much more
concerned about the way they would have to deal with the new security vacuum in Eastern
Europe. So instead of exclusive support for the democratic movements, in some cases, the USA
decided to cooperate with the old communist official leaderships. This was also the case with
Yugoslavia where the USA initially has opted for cooperation and gave its support to the Prime
Minister Ante Markovic, instead of the elected on free elections governments in Slovenia and
Croatia.
The reasons for this early of the policy USA can be searched in several factors that have
influenced the shaping of USA foreign policy toward Yugoslavia after the fall of the Berlin wall.
The USA constant policy toward Yugoslavia, which consisted of support for the Yugoslav unity
and economy (during the Cold War), was the first factor that influenced the formation of the
policy of the USA in the Post-Cold War period. Simply, the USA by inertia (in the absence of
newly built policy) continued to advocate these positions after the fall of the Berlin wall.
Another factor is undoubtedly the CIA report from November 1990. The report gives a very
precise and horrific warning - CIA issued a "National Intelligence Estimate" predicting that "the
Yugoslav experiment has failed, that the country will break up" and that "this is likely to be accomplished by
ethnic violence and unrest which could lead to civil war‖(Binder 1990).
According to the predictions of the CIA, the end of the ―Yugoslav experiment‖ will come very
quickly and probably through the civil War. But, this same ―Yugoslav experiment‖ has been used
and been receiving strong USA support during the entire period of the Cold War. This CIA
prediction hides a danger for breakup of Yugoslavia in a way that has significant potential to
disrupt the status quo situation in the southeast Europe and the USA simply did not want it or
were not willing to deal with the possible consequences at that particular moment.
There is also a third factor, along with the previous two, that had influenced the shaping of
policy of the USA toward Yugoslavia. Namely, USA is a traditionally incurable believer in the
federalism as the best form for organization of the state. So according to the scientific theory of
the federalism, there is a constant competition conflict between the different levels of
government. According to this, maybe a little naive certain circles in the USA saw what was
happening in Yugoslavia through the prism of pure competition between both, the central
government level with the republic‘s levels of government. So according to this view, what was
happening was just a normal occurrence in a federal country that is usually resolved between the
institutions themselves. Despite all of this, what was happening in Yugoslavia was much more
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than just an institution competition. Yet, even if the explanation of the theory of federalism is
totally accepted, eventually will have to be admitted that, the competition between the various
levels of government in Yugoslavia, was of such a scale that directly threatened to the survival of
the federation. In addition there was a military factor, so this cannot just be classified as a normal
phenomenon that occurs constantly in federal states.
So, there was no clearly built USA foreign policy, not just toward Yugoslavia, but toward Eastern
Europe in general, in the early period after the fall of the Berlin wall. In this situation, the
previous three elements had their influences in shaping the USA foreign policy toward
Yugoslavia, thus the combination of firstly, the support for the unity (by inertia), secondly, the
CIA's warning Report (the possible collapse of Yugoslavia trough the civil war) and thirdly, the
USA traditional positive view of the federalism.
As a confirmation to the aforementioned (that this was the case) can be seen from the event that
has occurred on 21 February 1990. Namely, Mr. Dobbins, USA assistant Secretary of State for
European and Canadian affairs, on this date, officially announces the tenets of the American
policy toward Yugoslavia for the first time. Dobbins states that the USA foreign policy will rely
on the support over ―democracy, dialogue, human rights, market reforms and unity.‖ (Lukic& Lynch
1996, p.310). So the policy of the USA keyword since the Cold War remains the same and that is
- Unity. The importance that the USA gave to the principle of Unity can be seen from the USA
Secretary of State Baker visit to Belgrade held on 21 June 1991. According to the USA
ambassador Zimmermann (1996), Baker especially emphasizes the unity, claiming that the USA
will oppose any action such as the Slovenia's preparation for declaration of independence,
because that would disable the negotiation and dialogue.
That is why the USA choose cooperation and favoring with the Yugoslav Prime Minister Ante
Markovic, instead of elected governments in Slovenia and Croatia. Accordingly, the USA gave its
support to the pro-federal elements instead of the pro- secessionist elements in Yugoslavia. The
Prime Minister Markovic and his views fit perfectly within the USA foreign policy. He also
supported the further existence of the federation, through the market reforms. Indeed,
Markovic, was not inventing something new, but merely copied certain elements on which the
EC was based and that is its common economic interest. Markovic was also willing for certain
talks with the Slovenian and Croatian leaderships and transformation of Yugoslavia into a softer
and looser form of federation with a large autonomy to the republics but not their independence.
As already mentioned these views on the future of Yugoslavia perfectly fitted into USA‘s foreign
policy toward Yugoslavia. Thus by maintaining the federation together, the principle of unity will
be met and by giving greater autonomy to the republic, there will be no need of a civil war and
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finally the federalism once again would have triumphed. That is why the USA supported the
Prime Minister Markovic.
So according to this kind of logic, it is suggested that the USA foreign policy towards Yugoslavia
at the beginning of the 1990s, was oriented towards the preservation of Yugoslavia as a state and
support for the principle of unity. However, there is reason to be a little skeptical of this claim
and to ask whether USA foreign policy aimed at survival of Yugoslavia indeed? Ironically, the
skepticism arises from the event that is often taken as one of the biggest arguments for the USA
commitment to the principle of unity. Namely, it refers to the abovementioned Baker‘s visit to
Belgrade on 21 June 1991. Namely as the above quote, at this particular meeting he emphasized
the importance of the principle of unity and clearly states that the USA opposes preparations for
the unilateral declaration of independence. But, in the same time, must be noted that, this visit
comes too late, in a period where the level of intolerance and nationalism had already reached
such a degree that in a great extend already have opened its road to the breakup of the country.
The former USA ambassador to Yugoslavia - Warren Zimmermann shared the opinion.
According to Zimmermann (1996) the Baker‘s visit may have been able to make a difference if it
was headed six months earlier i.e. the visit comes too late in the game. So, exactly this, stirs
doubt on the sincerity of the USA for truly support of the principle of unity and survival for the
Yugoslav federation.
Here, the logical dilemma will be - whether USA did this on purpose, or was there an existence
of objective circumstances and reasons for this? As a relatively objective reason we can consider
the USA involvement with the war at bay. Seemingly the Ambassador Zimmermann agreed
(1996, p.8) saying: "a great power should be able to handle more than one crisis at a time; in reality this is
harder than it appears."This statement opens a new dilemma, i.e. whether the USA as a world‘s
super power was really not able to cope simultaneously with two parallel crises? Although these
views may have seem little naive, the scientific papers give support to the position of
Ambassador about his doubts for the real capacity for the unique superpower. Thus, especially
interesting are the views of John J. Mearsheimer in his work ―The hegemony limits‖.
As for the above dilemmas, according to our opinion USA really preferred to see Yugoslavia as a
whole federal state but not by all means. That is, the existence of Yugoslavia was a desirable
outcome for the USA only if it not meant two things. Only if it doesn‘t breach the principle of
democracy and if it doesn‘t include American military engagement. Thus, USA supported the
principle of unity but they grade it not higher than the principle of democracy. The logic behind
was that both principles ―unity‖ and ―democracy‖ are inseparable. So, ―(…) the unity and democracy
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were inseparable. If unity was sacrificed on the altar of Slovenian or Croatian democratic self-determination, war
would result, and democracy, as well as unity, would suffer"(Zimmermann 1996, p.5).
Let us consider the second part of the claim regarding the price that USA was not ready to pay
for keeping the Yugoslavian unity. As mentioned before the Yugoslavian survival has been
preferred but not by all means, especially not at the cost of military involvement of the USA.
According to Zimmermann(1996, p.5), the USA were hoping that ―(…) that no constituent unit of
Yugoslavia will seriously consider separation, just as we hope that no consideration will be given to using force to
preserve unity." The previous reveals that the USA opted for the survival of Yugoslavia. But at the
same time USA stresses its position that the use of force for maintaining the Unity will be not
acceptable. So the USA was aware that if the moment comes when the unity can be obtained
only by the use of force than this could lead to the initiation of a larger military conflict that
would eventually require some sort of USA military involvement. This option was the price that
was too high for the USA. This was quite logical and guided by the principle of costs and
expected benefit. What it actually means is that ‖(…) before great powers take offensive actions, they
think carefully about the balance of power and about how other states will react to their moves. They weight the
costs and the risk of offence against the likely benefits. If the benefits do not outweigh the risks, they sit tight and
wait for a more propitious moment."(Mearsheimer 2006, p.55). It is exactly what USA did. They did
not include in military engagement until calculated that the expected benefits are bigger than the
risks. This happened with the NATO intervention in B&H which demonstrated that they are the
only ones who can bring peace. So although USA preferred further existence of Yugoslavia, yet it
did not stood behind it by all means, especially not in the Post-Cold War system where
Yugoslavia lost much of the importance that have had it during the Cold War period. This policy
of the USA can be called ―Maintaining Yugoslavia but not by all means‖ policy. This policy
period runs from the fall of the Berlin Wall until the USA official policy change in October 1991.
The change of the foreign policy of the USA
―Maintaining Yugoslavia but not by all means‖ policy was primarily aimed to keep Yugoslavia as
one state. This initial policy of the USA toward Yugoslavia has shown as unsuccessful with the
Slovenian and Croatian declaration of independence and the start of the military conflict in these
republics. The beginning of armed conflicts has minimized and even made the chances for any
real dialogue impossible. With this, the principle of unity was practically dead. In this context is
also Tupurkovski (according to Bennett 1995, p.156) ―Until the war broke out we could think about
various options, even about whether some Yugoslav idea would succeed. But when war came it was clear to me that
it was the end of it all.‖ These realities on the ground, forced USA to build new positions in its
foreign policy toward, now, the country where civil war rages. Some authors suggest that this
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new policy of the USA can be called ―wait and see‖ policy. Thus according to Lukic& Lynch
(1996) moving away from its emphasis on unity, the USA adopted a wait-and-see policyapproach for the period before adopting new principles of US policy. This view suggests that
there was a new policy of the USA in the relations with Yugoslavia. So this new policy of the
USA has been applied in the interim as from the moment when it becomes obvious that the
previous policy of the USA did not produce the desired results97 until the moment of the
creation of a completely new policy of the USA98. This interim policy is called ―wait and see‖
policy.
As of our point of view the existence of the above proposed policy in the USA –Yugoslavian
relations are not entirely correct. In our opinion the ―wait and see‖ policy is nothing but just a
continuation of the previous policy of the USA (instead of a new policy). It is considered that
the ―wait and see‖ policy was not really much different from the previous policy of the USA
(which we called ―Maintaining Yugoslavia but not by all means‖ policy). The claim is based on
the fact that in the ―wait and see‖ policy, there was no special effort or activity of the USA (the
same applies for the previous policy of the USA)the Americans, as well as in its previous policy,
still refused to take some more concrete actions that would have made a difference in
Yugoslavia. ―Both‖ policies were obviously absent for some visible and significant activities
from the American diplomacy. So it is not possible to differentiate these two quite passive
policies. Also, both policies, relatively speaking, own an element of neutrality regarding the
future of Yugoslavia, as a basic element.
Some might contras the given position arguing that even the new policy of the USA has been
quite passive in many ways, so therefore it could not be claimed that ―wait and see‖ policy was
actually non- existent policy just because it had the element of passivity and neutrality as its basis.
Namely, it is agreed that for a solid period of time the USA foreign policy in relation to the
Yugoslav question was quite passive. That is the period in which USA has left the management
of the problem to the Europeans. On this line of thinking are also Lukic& Lynch (1996, p.313)
―Uncertain over the future direction of events (…) the USA demonstrated that it was still content to follow rather
than lead on the issue of regional instability in south-eastern Europe. ― But this is not a subject of
argument. In order to have a new policy it is necessary to have at least new principles in the
conduction and creation of foreign policy. In the suggested ―wait and see‖ politics, these new
principles cannot be seen. Although we agree with the fact that there was some period between
97
the moments of declaring independence and beginning of a war in Slovenia and Croatia
On October 1991 the State Department‟s representative Ralph Jоhnson, officially announced the principles on
which the new USA policy toward Yugoslavia will be based.
98
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the previous policy of the USA and the completely new policy, we cannot agree that this interim
is distinguished and has its own policy called ―wait and see‖ politics.
It is believed that USA officially introduced a new policy in October 1991 when a State
Department official - Ralph Johnson stated that ―(…) the principles of self-determination, respect for
borders, support of democracy, respect for human rights and respect for international law would now form the basis
of the new USA approach towards Yugoslavia.‖(According to Lukic& Lynch 1996, p.313). If analyzing
the previous statement it can be clearly seen that the USA withdraws from the principle of unity
and replaced it by the principle of self-determination. This is definitely a new policy of the USA
toward Yugoslavia. By accepting the principle of self-determination as one of the basis for the
new policy of the USA it seems like the USA completely accepted the idea dissolution of the
Yugoslav federation. However, there are certain indications that the USA were hoping for
survival of Yugoslavia in some form of loose federation or at least a part of it. According to the
former USA Ambassador to Yugoslavia Zimmermann (Lukic& Lynch 1996, p.314) ―America‘s
wishes are: complete cessation of hostilities, change of the political system and creation of a completely new
Yugoslavia which would be without Slovenia. The new Yugoslavia would be a loose confederation of five republics.
There would be no change in republican borders and (the Albanians in Kosovo as well as Serbs in Croatia) must
get full autonomy.‖
If analyzing the previous statement, several things would be discovered. First, the positions of
the USA of the future of Yugoslavia are reduced to existence of only a ―wishes‖. This suggests
the absence of strong positions on the future of the Yugoslav federation and a kind of passive
approach to this issue. Second, the USA wants a ceasefire and then a change of political system.
Thirdly, the final vision of the USA would be creating a new Yugoslavia that would work as
―loose" federation. One of the main differences of this new Yugoslavia would be the USA will
agree for Slovenia not to be its integral part. Thus, Slovenia had a tremendous desire to leave the
federation, and this was not resisted not even by Milosevic. Fourthly, according to this USA
vision the republic's borders would have remain intact as the guarantee for peace and fifth, the
large national minorities in the republics would get great autonomy and remain in the existing
republican borders. This refers to the Kosovo Albanians and Serbs in Croatia. So, according to
USA this was the way for a peaceful resolution in Yugoslavia. Yet this vision for the future of
Yugoslavia was just an USA desire rather than some strong position. This position was reflecting
the definition of the problem as a European, which practically meant that the USA does not
have some big obligation to do something about it. Thus, exactly this kind of definition enabled
USA to distinguish itself from liability when the war in Yugoslavia was gathering. Simply put,
according to the USA view, they had no interest in entering to solve the problem that primarily
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has a European character. According to Zimmermann (1996) whenever they (the USA
presidential administration) did not know what to do, they have addressed the Bosnian war as a
European problem.
So, the USA foreign policy toward Yugoslavia generally ranged from a policy that preferred the
wholeness of Yugoslavia to a position which accepts the reality on the ground and finally
recognizes the independence of Slovenia, Croatia, B&H and Macedonia. The recognition of
B&H can be interpreted as a move by which USA wanted to prevent further expansion of the
violence. Thus, USA perhaps a little naively, believed that recognition of the independence of
B&H will deter the aggressive Serbian policy about their claims in B&H. Apparently this was not
the case. The war in B&H, not only that has not been prevented but it took a bigger swing. The
recognition for B&H was one of two moves that USA undertake in this early phase of the
Bosnian conflict.
Unlike the recognition of Bosnia, which can be seen as a reasonable move that had some
justification and logic in achieving peace and deterrence of a possible aggression, the other major
USA move was much more controversial. It was the USA encouragement that was given to the
Bosnian President Alija Izetbegovic for the rejection of the plan presented by the EC for
peaceful remodeling of B&H suggested during the Lisbon meeting. ―In this respect the United States
committed what may have been the most portentous error in Western diplomacy surrounding the fate of Bosnia and
Herzegovina in encouraging the Bosnian leadership to reject a European- supported proposal for a con-federal
Bosnian state in favor of unitary status.‖ (Lukic&Lznch 1996, p.315).The acceptance of this agreement
would have meant avoidance of the war in Bosnia in which none of its ethnicity would have the
right of separation and annexation to neighboring republics. Furthermore, what was offered at
the Lisbon summit is not so greatly different from what was offered in the USA sponsored
Dayton agreement. Therefore this USA move is indeed questionable because in a way they have
turned away Bosnian President from signing the EC proposed agreement. Exactly this move that
USA made is used as one of the main arguments in the conspiracy theories about the role of the
USA in Yugoslavia. At the same time, at first glance, this move in a way justifies the Serb‘s
qualifications for the policy of the USA as pro-Muslim. But this is only at first glance, because
after the USA successful lobbing for the Muslims not to sign the contract, for a long time did
nothing else in their favor and stayed quite passive while the militarily superior Serbs have been
winning one by one the battles in B&H. Thus, although USA vociferously spoke that the Serbs
are the biggest culprits for the beginning of the war it is actually all they did. Whenever they were
asked for more cornet involvement In B&H they simply gave answers as one of the USA
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Secretary of State Warren Christopher (research archive 2010) according to whom99‖the USA had
no moral obligation to protect Bosnian‘s Muslims because all three sides shared responsibility for the situation.‖
The statements by the USA officials were given like they have never encouraged the Muslims for
not signing the peace agreement. Thus, the State department Ralph Johnson (According to
Lukic&Lznch 1996, p.313), said that ―The USA could not stop Yugoslav from killing one another so long
as they are determined to do so."
In this respect there were some kinds of contradictions regarding the position of the USA
towards the Yugoslav conflict (the war in B&H). According to Lukic&Lznch (1996), the position
of the USA was that the ongoing situation in Bosnia is a pure case of (Serbian) aggression on one
hand but on the other hand the Bosnian war was quite often defined as an internal civil war.
Defining the war in B&H as a civil war was enabling them to continue with its passive foreign
policy in relation to the Bosnian war. That is, if the war is defined as a civil one, than it should
not be considered as such a danger to the existing international order in size as it would be if it is
an interstate war and thus is not an American problem and it is primarily an internal issue of a
particular state.
The logical question here is why the USA was so hesitant to act. The answer can be searched in
USA interests i.e. USA simply did not have sufficient interest to include more directly in to the
resolution of the Bosnian (and the Yugoslav secession war in general) at the time, and especially
not to act unilaterally because this would meant to cause the anger of its NATO partners.
Guided by the cost and benefits principle, the USA have decided not to act unilaterally if this
means open confrontation with its NATO partners. Thus, the USA was quite hesitant and
eventually gave up the idea of unilaterally lifting the arms embargo on B&H, (which would have
directly helped the Bosnian Muslims which were not as armed as the Bosnian Serbs) and the
unilateral use of force has not even been concerned in this situation.‖The Congress itself was divided.
The reigning issue was whether to unilaterally lift the arms embargo--a move strongly backed by Senator
Dole.‖(Zimmermann 1996, p.15).
In a situation where the USA unilateral actions were not an option, the North Atlantic Treaty
Organization - NATO was the only one which could act. But why NATO needed so long to act?
An answer to this is offered by Pond (2006) according to which the West collectively had a great
respect for the YNA as a successor of the partisans which fought with the German
―Wehrmacht‖. On the other hand, the West in general stood and was not willing to deploy its
own army in to Yugoslavia. So, there are two answers offered. According to the first one, the
99
on his testimony in front of the House of Representatives
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reason is the historical respect that the most member states of NATO had towards YNA. We
cannot entirely agree that this was the main reason simply because the respect and the morality
are not the driving force in international relations. However we agree with the second part of its
claim regarding the general lack of will within the west (NATO) for an intervention. The
situation was additionally complicated by the fact of the existence of a new world order in which
NATO, as a kind of Cold War relic, was still searching for its place in it. Plus, the NATO as
defense alliance has never intervened before outside the territory of its member states and such a
move seemed particularly complicated and unpredictable.
However, at some point the USA has decided to act militarily through NATO. So, what was the
reason for this change of the American policy? Did they see their own interests in such an
action? The administration of President Bush simply continued the policy of the USA for the
support of the Unity principle by inertia from the Cold War period. But Bush administration
withdrew the latter from the support of the Yugoslav unity. What is astonishing is that the Bush
administration found no interest to intervene in Slovenia, Croatia and even B&H but he did not
exclude this possibility for Kosovo. ―Having retreated from the brink in Bosnia, President Bush near the
end of his administration made a surprising move on Kosovo. He dispatched a message to Milosevic threatening
forceful retaliation if the Serbian leader tried a power play in Kosovo."(Zimmermann 1996, p.13)
But, unlike the Bush administration which failed to find some more vital interests for a more
active role of the USA in the Yugoslav war, the newly elected President Clinton has put the issue
during his presidential campaign. Thus, the USA more active involvement has been determined
as an American interest and given as a campaign promise. According to Lukic&Lyznch (1996)
during the first months of his term, the new President Clinton announced a new policy of the
USA toward the now former Yugoslavia. Still in reality there has been some time before this
actually happened.
So, there is a back aging on the questions about the interest of more active USA involvement in
resolving this bitter issue. Most of the literature refers to the fact that the USA realized that
Bosnian issue (and Yugoslav in general) has such a capacity that could jeopardize the
international order through the possible border changes in the region of Southeast Europe.
According to Lukic& Lynch (1996, p.321) ―(…)USA national interesting preventing regional instability
from becoming a larger Europe-wide problem (i.e., involving prominent NATO partners Greece and Turkey in
fighting against one another, and possibly involving Albania as well." This kind of fears for greater regional
and even European instability was quite justified. Thus, the Bosnian war was a sort of religions
war, in which for example, Turkey had sympathies for the Bosnians –the Muslim, while
Orthodox Greece was much more sympathetic to the Bosnian Orthodox Serbs. Not putting an
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end to the war in Bosnia could mean its overflow in the rest of the former Yugoslavia. This was
already the case in previous wars. The possibility for spillover of the war in Kosovo was real.
This could easily mean opening for new and more serious problem that will include Albania and
Macedonia too. The outbreak of a war in this part of the Balkans could mean the inclusion of
Greece and Bulgaria who have already fought on Macedonian territory in the Balkan wars. The
opening of a conflict of such magnitude would have been too hard to handle. This kind of
situation would have not been in the USA interest.
But, the USA interests can also be search into something else. Thus, with the possible proactive
and leading USA involvement in the Bosnian problem, America would have demonstrated a kind
of superiority and tutorship over Europe that could not have been able to solve the issue. Also,
dealing with the Bosnian problem that was both, religious and ethnic conflict, was supposed to
be a model and example that USA is capable to deal with all similar and anticipated conflicts in
the new world order after the Cold War. In this way the USA would have send the message that
any change of the borders, without its blessing, will be impossible. In the administration's first
comprehensive statement on Bosnia on 10 February 1993, Secretary of State Warren Christopher
painted USA interests in wide brushstrokes. ― He said that the United States had "strategic concerns,"
that the principle of internationally recognized borders was at issue, that the United States wanted to avoid the
spread of hostilities and a river of refugees, and that Bosnia was a test of how the world "will address the concerns
of ethnic and religious minorities in the Post-Cold War world.‖(Zimmermann 1996, p.13)
Finally the more active USA involving in to the Bosnian issue has become USA interest simply
because this was promised during the campaign of the USA newly elected President Clinton. The
Clinton administration had no doubts about the culprits. For them it was the Serbs, and
accordingly the pressure needed to be directed to them. Thus the USA under Clinton has been
openly talking about three things, first lifting the embargo on arms to B&H, the adoption of
tighter sanctions on Serbia by the UN and the use of limited air strikes. However, despite the
initial euphoria, the Clinton administration failed to realize all of this in the first years of its
mandate. There were several reasons for this. Primarily the reasons were located in the lack of
support from its European partners, mostly France and UK. After these initial failures at the end
of 1993, Clinton simply returns to the Bush policy toward the Bosnian issue i.e. the problem was
once again defined as European and therefore assumed that the Europeans should keep trying to
resolve it. So, under the Clinton‘s leadership the Yugoslav crisis was re- characterized as a moral
tragedy in which no vital USA interests is endangered and the USA itself cannot unilaterally act
to stop it. In general Clinton had strong rhetoric but little action. According to Ambassador
Zimmermann, the reasons were mostly inside the USA. Thus, ―what made Clinton retreat from the
260
muscular approach he had followed in the campaign and in the first few months of his presidency? (…). Clinton
was simply not in a strong enough position to override the Pentagon's opposition to the commitment of USA
military forces to Bosnia. (…) Clinton's advisers, a combination of hawks and doves, never reached consensus on a
consistent policy line. ―(Zimmermann 1996, p.14)
The attack on the Sarajevo market in February 1994 was a turning point. This incident has
caused many innocent victims and produced very strong public condemnation by the western
media for the passivity of Europe, the USA and NATO. Because of this even, NATO seriously
threatened the Bosnian Serbs and demanded the withdrawal of their troops around Sarajevo.
After this threat, for the first time since the start of the Bosnian war, life in its capital returns to a
normal condition. NATO wanted to present this event as a great success of the Alliance. But we
believe that the withdrawal of Serb forces around Sarajevo was equally success of Russian
diplomacy too. ―Russia contributed significantly to the credibility of the threat by warning its Serbian friends
that this time NATO was serious."(Zimmermann 1996, p.15).However, apparently this event by
itself did not mean the end of the Bosnian war and Clinton‘s administration remained indecisive.
The situation changed in mid-1995. According to Zimmermann (1996) the various elements of
the administration finally united around a common policy in 1996. The reasons behind this
change were due to at least two factors. Firstly, new presidential elections were approaching and
the Clinton‘s promise was not yet realized i.e. he did not manage to bring peace in B&H.
Secondly, at this point it became obvious that the EC leadership was unable to bring back the
peace in Bosnia and therefore Bosnia will continue to bleed. This practically meant that the USA
as the only superpower was the only one that can do something about Bosnia. Thus, the
European character of the Bosnian war, could have been used no more as a justification in a
situation in which the USA will be blamed by the media and the public that do not undertake
action.
Two events in the summer of 1995 have opened the way for a concrete application of American
power. The first was the action ordered by the Croatian President Tudjman, launched against the
rebelled Krajina. The action practically resulted the living of the majority of Serbs from Croatia
and a new balance of power in western Bosnia. The second event was the repeated shelling of
the Sarajevo market, which resulted with 38 dead people. This time Clinton was ready. With the
military equilibrium goal100approach, he got the support from his NATO allies for launching air
strikes against the Bosnian Serbs, their communications, commands and control. The campaign
took place from 30 August to 14 September. According to Zimmermann (1996) this resulted in
Serbia's consent for negotiation and an end to the war. The USA diplomat Richard Holbrooke
100
Creating a balance of power (not an action for defeating but making the militarily superior Serbs negotiate)
261
was in charge to mediate the signing of the Dayton agreement which to this day maintains the
peace in B&H.
Conclusion
There was some confusion in the perception and definition of its own interests in the initial
period in the Post-Cold War. This of course reflected in the way of dealing the Yugoslav crisis.
This applies for USA. Namely, the Yugoslav crisis occurred quite soon after the Cold War end,
with some kind of an interim and a vacuum period, during the transition from the old to the new
international system. Thus, for a long time the USA could not find its own interest in more
active involvement with the dealing of the Yugoslav wars.
All of this reflected in the official policy of the USA that there was not long-term and not
permanent foreign policy towards the Yugoslav issue. Thus the original policy of USA was built
on the view that Yugoslavia should remain a one state that should be reformed. This policy
attitude in the United States had its own evolution. Thus American foreign policy has evolved
from supporting the principle of unity in his direct replacement with the principle of selfdetermination.
Bibliography
Lukic, R. & Lznch, A. (1996) Europe from the balkans to the Urals,The disentegration of Yugoslavia and
the Soviet Union.New York,Oxford University Press
Gallagher, T. (2005) The Balkans in the New Millenium, in the Shadow of War and Peace. London,
Routledge
Gallagher, T. (2003) The Balkans after the Cold War: From Tyranny to Tragedy. London, Routledge
Gaw, J. (2004) Triumph of the Leck of Will, International Diplomacy and the Yugoslavia War. London,
Hurst&Co
Lampe,J. (2003)Yugoslavia as history: twice there was a country. Cambridge, Cambridge University
Press
Hoare, M.A. (2010) The War of Yugoslav Succession. In Ramet, S.P.(ed.) Central and Southeast
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power. New York, Pearson Longman pp 49-60
262
DOES RELIGIOUS FANATICISM LEAD TO TERRORISM ?
* Nehal Karim, Ph.D.
Professor of Sociology
University of Dhaka
Dhaka-1000, Bangladesh
E-mail:
[email protected]
Abstract: Globally, religion has got a tremendous influence on the common people. Bangladesh is the world‘s
third-most populous Muslim nation and in recent years, it has experienced a significant rise in militant Islam.
However, these days terrorism is usually related to religion and religious fanaticism is a subjective evaluation
defined by the cultural context that is performing evaluation. Bangladesh was liberated from Pakistan in 1971
and introduced ―secularism‖ as one of the basic principles but due to coup d‘état in August 1975, the country
turned almost one hundred eighty degrees from secular democracy to an Islam centric state. Return of Islam in
politics within four years of its liberation from Pakistan accelerated the growth of Islamic institutions and
organizations both at the government and non-government levels. An abnormal increase of Islamic institutions like
mosques, madrasas (teaches Islamic studies), tombs of famous Sufis, units of Tabligh Jamaat, Islamic foundations,
Masjid Missions, Islamic Centres, Quranic Societies, Islam Prachar Samitis (Preaches Centres), Ittehadul
Ummah (Muslim community), Council for Islamic Socio-Cultural Organization and World Islamic Mission
created an Islamic upsurge in the country. This situation gradually transformed Bangladesh into a fertile ground
for the growth of Islamic militancy.However, keeping in mind all these issues are dealt and analyzed in this paper
with the contemporary situation to explore the significance of religious fanaticism which is said to be the root cause
of terrorism in Bangladesh. In this context, the paper has primarily focused on bomb related terrorist activities
highlighting the major incidents occurred and recent trend of growing terrorism in Bangladesh, specially bomb
related incidents have covered to reveal few measures for combating such incidents effectively.
Keywords: Religion, Terrorism, Madrasa, Fundamentalism, Sharia.
Introduction: Religious fanaticism is related to a person's, or a group's, devotion to a religion.
However, religious fanaticism is a subjective evaluation defined by the cultural context that is
performing the evaluation. What constitutes fanaticism in another's behavior or belief is
determined by the core assumptions of the one doing the evaluation. As such, there is currently
no constant academic standard for what defines a fanatical religious position. The term terrorism
means premeditated politically motivated violence perpetrated against non-combatant targets by
sub-national groups or clandestine agents usually intended to influence an audience (Datta:2007).
From time immemorial including the mythological periods most of the wars were fought on
some religious ground or the other. If also there were no direct religious reasons, the background
often stemmed from social disparity or differences in religious beliefs. On the other hand,
Andrew Lacy stated in his article ―The Root Causes of Terrorism‖ said that most terrorist
activities today come from three main roots: imperialism, capitalism, and religious fanaticism
(Lintner:2002). Meanwhile, religious fanaticism is a crucial factor in many terrorist organizations
today. Religion is not so important in the formation of terrorists groups, but in the justification
of their violent acts and there is no geographical boundaries for terrorism. These groups distort
Islam to justify their actions. Their objective is to change the existing world order and
establishment of Islamic state in the world by terrorizing the world. Almost in all the region of
the world with different magnitude terrorist activities are taking place. Mark Juergensmeyer
states that in the post-cold war world, religion seems to be connected with violence (Roul:2009).
For example, the World Trade Center bombings (2001), the Bali (Indonesia) bombings (2002),
several bombings in India (mainly in 2003, 2006, 2008, the most recent was in 2011), Sri Lanka (
263
1991, 1993, 2009), grenade attacks in Dhaka (2004, 2005), Hobiganj (2005) in Bangladesh, just to
name a few, were all related to religion.
Background: Bangladesh, the world‘s third-most populous Muslim nation, has experienced a
significant rise in militant Islam in recent years. The traditionally secular government and
widespread practice of moderate Islam makes Bangladesh a ―front-line state in the battle for the
hearts and minds of the Islamic world‖(Riaz:2007). Various causes of terrorism in Bangladesh
are identified, here every society is developed with different socio-'economic background. The
demands and needs of these societies are not fulfilled accordingly, economic disparity creates
inaccessibility to suitable economic avenues which have given the birth of terrorism and
fundamentalism has also given the rise of terrorism (Sharif: 2004). Terrorist activities are also
prevailing in the industrial sector. Armed groups join hands with workers leader or trade union
leaders and exert undue pressure on the management to fulfill their illogical demands and illicit
drugs and narcotics trafficking have also influenced terrorism (Mohsin:2004). Bangladesh was
liberated from Pakistan in 1971 and introduced ―secularism‖ as one of the basic principles but
due to coup d‘état in August 1975, the country turned almost one hundred eighty degrees from
secular democracy to an Islam-centric state. Return of Islam in politics within four years of its
liberation from Pakistan accelerated the growth of Islamic institutions and organizations both at
the government and non-government levels. An abnormal increase of Islamic institutions like
mosques, madrasas (teaches Islamic studies), tombs of famous Sufis, units of Tabligh Jamaat,
Islamic foundations, Masjid Missions, Islamic Centres, Quranic Societies, Islam Prachar Samitis
(Preaches Centres), Ittehadul Ummah (Muslim community), Council for Islamic Socio-Cultural
Organization and World Islamic Mission created an Islamic upsurge in the country
(Mazumder:2009). This situation gradually transformed Bangladesh into a fertile ground for the
growth of Islamic militancy.
Emergence of Terrorist Activities: The security environment of Bangladesh is and was always
peaceful in comparison to many other countries of this region. In respect to terrorist activities
the country was in very low profile threat. If we consider the population density and diversity of
the population the incidents are very normal and negligible. Several factors account for the rise
of Islamic extremism in Bangladesh. Islamic radicals have exploited the weakness of state
institutions, the loose governmental hold on outlying rural regions, and perceived official waste,
corruption and inefficiency. Saudi, Gulf and especially Libyan funding for tens of thousands of
Bangladeshi mosques and madrasas have helped to create a nationwide network of indoctrination
and recruitment for Islamic extremism (Ollapally;2008). During the last decade terrorist activities
in this country got new dimension. Unlike other countries of the world the terrorist activities like
bomb incidents will have devastating effect in the country. The country is overcrowded and
densely populated, if some incidents of this type take place, number of casualty will be more and
destruction of properties will be also more as everything is constructed in a smaller area. Then
there comes the secondary hazard. All these will actually act as problem multiplier because the
country doesn‘t have sufficient equipment and trained manpower to combat this type of
situation.
Since independence the first bomb explosion took place in a public meeting in 1981. In that
incident one person was killed. That was the beginning of terrorist attack using the bomb culture
in Bangladesh. Though there was no significant upraise of the trend immediately after the
incident. However, suddenly in 1999-2000 a total of six bomb explosions took place in various
parts of the country. During the year 2001 the situation aggravated to a great extent. In
Bangladesh in most of the cases the terrorist exploited Islam to justify their misdeeds, but
actually Islam means peace. However, if we try to find out the root cause for rise of terrorism in
Bangladesh, as well as in other underdeveloped countries, then the causes and findings will be
264
summarized as : a. Poor financial backup, b. Ever-continuing economic crises, c. Extreme
poverty, d. Illiteracy, e. Unemployment, f. Uncertainty regarding future, g. Exploitation of
simple religious believe, h. Miss-guidance of madrasa educated students.
Chronology of Terrorist Attacks:
From 1981 to 2005 there were approximately 492 bombs, grenades and cocktails were thrown to
the different places of the country where 216 people died and 1117 were injured. It is very
much clear that the mentioned incidents reflect a sharp and alarming rise of bomb related
terrorist activities in Bangladesh which can no more be ignored. The following Table shows
some bomb, grenade and cocktail (hand made bomb) related recorded incidents which took in
different places in different times in the country.
Bomb Related Incidents
Date
Location
1981
-June 16, 1994 Dhaka
March 6,1999 Jessore
March 7, 1999 -October
8, Khulna
1999
2001
-January
20,
Dhaka
2001
February
6,
Brahmonbaria
2001
April 14, 2001 Dhaka
June 6, 2001 Gopalganj
June 16, 2001
Narayanganj
December,
Mymenshing
2002
January--,2004 Tangail
January--, 2004 Khulna
May 21, 2004 Sylhet
August
21,
Dhaka
2004
January
12,
Sherpur
2005
January
12,
Jamalpur
2005
January
15,
Bogra
2005
January
15,
Natore
2005
August
17, 63 districts (out of 64
2005
districts)
September--,
Bagerhat
2005
No. of Persons Injured No. of Persons Killed
-01
---10
150
08
40
08
--
32
50
06
100
07
-03
10
07
100
22
300
27
----
07
01
10
200
23
25
--
10
--
39
01
31
01
--
02
--
08
265
September--,
Sunamganj
2005
September--,
Satkhira
2005
November 14,
Jhalokathi
2005
November 29,
Chittagong
2005
November..,
Gazipur
2005
December 1,
Gazipur
2005
December 8,
Netrokona
2005
Injured
and
Total No. of
persons
killed
--
04
--
03
--
02
07
07
02
--
10
01
50
08
1117
216
Sources: Daily Star, Daily Prothom Alo, Daily Ittefaq, Daily Jugantor, Daily Sangbad.
The above mentioned Table indicates that, total number of persons injured 1117 and killed 216
and it should be noted that after December 08, 2005 no other bomb related or terrorist attacks
were occurred in the country. In this regard, it can be said that, it has happened due to the public
support and willingness of the government and the law enforcing agencies. The following
paragraph will focus on bomb related terrorist activities highlighting the major incidents
occurred during the period from 1980 to 2005 in Bangladesh perspective.
As it was mentioned earlier that, after independence the first bomb explosion took place in a
public meeting in 1981, in that incident one person was killed. That was the beginning of
terrorist attack using the bomb culture in Bangladesh. On June 16,1994, four hand made bombs
were thrown at the residence of Dr. Ahmed Sharif, professor of Dhaka University, a pioneer of
free thought movements and a controversial figure of the country (Daily Star:1994). As Dr.
Ahmed Sharif was a declared atheist, therefore, due to his view, the fundamentalist threw bombs
at his residence. Fortunately no one was hurt, probably it was a threat to his ideology and his
followers. Later on 07 Mar 1999‘s explosion 8 people were killed and 150 injured, in same month
in another powerful explosion two persons were killed on the spot and more three persons were
injured. On 08 October 1999, another powerful bomb explosion took place at Kadiani (a section
of Muslim) Mosque in Khulna, where 6 persons were killed on the spot and 40 were critically
injured (Daily Prothom Alo: 1999). On 20th January 2001 in two separate bomb incidents, total
six persons killed on the spot and several others were injured. It may be stated here that, since
1968 to till today, every year nation celebrates the Pohela Boishak (first day of Bangla calendar),
as usual, the celebration was going on at dawn of 14 April 2001 at the ―Ramna Botomul‖(banyan
tree at Ramna Park), suddenly some very strong bombs were thrown at the audience by the
Islamic fundamentalists which took nine lives and injured many (Daily Sangbad.2001). On 3 June
2001, a powerful bomb explored in Catholic Church at Baniarchar in Gopalgonj district where
seven individual died on spot and almost 30 others were injured,. On June 16, 2004 at
Narayanganj 22 persons were killed and nearly 100 injured in a massive bomb explosion at the
political party office of Awami League (AL) (Daily Jugantor: 2004). On May 21, 2004, a bomb at
the Hazrat Shahjalal Shrine where moderate Muslims go to pray killed several people and injured
Anwar Chowdhury, the British High Commissioner to Bangladesh. Three months later, on 21
August 2004, Islamic militants tried to assassinate AL opposition leader Sheikh Hasina at a
political rally, chief of the women wing of AL was killed in a grenade attack along with twenty
266
others, and hundreds of people were injured (Daily Star:2004). In January 2005, another grenade
attack killed Shah A.M.S. Kibria, a former finance minister of the country and four others at an
Awami League rally. On August 17, 2006, a series of 459 bombs exploded throughout
Bangladesh within forty minutes, killing two people and injuring more than 120 (Daily
Ittefaq:2006). The blasts hit sixty-three of the nation‘s sixty-four districts, targeting government
buildings and train stations and sending waves of alarm across south Asia.
Causes of Emergence of Fanatics:
Many factors are responsible for the rise of Islamic extremism in Bangladesh. Islamic radicals
have exploited the weakness of state institutions, the loose governmental hold on outlying rural
regions, and perceived official waste, corruption and inefficiency. Saudi, Gulf and especially
Libyan funding for tens of thousands of Bangladeshi mosques and madrasas have helped to create
a nationwide network of indoctrination and recruitment for Islamic extremism. Here question
may arise, why the members of the extremist groups are basically from the madrasa background?
The answer is that the madrasa background people are basically illiterate, ignorant and highly
motivated by their instructors and so-called religious leaders. It is said that, if any one fights or
die for the cause of Islam, the person will be given a sure seat at heaven. However, in an effort to
defeat the Awami League (AL), the major political party BNP (Bangladesh Nationalist Party)
ruled the nation from 1996-2001, the ruling party entered into an alliance with two Islamic
parties that seeked the theocratization of Bangladesh, the Jamaat-e-Islami Bangladesh (JEI) and
Islami Oikya Jote (Islamic Unity Alliance-IOJ), as well as with a dissident faction of the secular
Jatiya Party. This BNP-Islamic coalition strengthened countrywide forces supporting the
Islamization of Bangladesh and the imposition of the rule of sharia (Islamic law). Many of the
leading Islamic radicals activists in Bangladesh came through the ranks of JEI‘s youth wing,
Islami Chhatra Shibir (ICS) and reportedly continue to maintain contacts with the organization
(Hashmi:2005). At that time, the extent of government support for Islamic extremist activities
was unclear, during that time, the coalition sent a clear message to Muslim radicals that the
government would tolerate extremist rhetoric and actions. At the worst, members of the
government were actively engaged in Islamic extremist activities. Several cabinet ministers had
been identified with direct involvement in militant activities, and support for Islamic extremist
activities was known to the Bangladeshi policemen and army officers.
Ultimate Consequence:
The roots of Bangladeshi nationalism can be traced to a largely secular discourse reaching back
to the first partition of Bengal in 1905, after which it developed in opposition to the Hindus of
West Bengal. Following the partition of India in 1947 and the emergence of Pakistan, Bengalee
Muslim sentiment turned against the central authority (west wing) of Pakistan, and it was
grievances regarding ethno-linguistic identity economic development, and security which fueled
the movement for liberation war in 1971 and later on independence in the same year
(Karim:1994). Consequently, at independence, Bangladesh was declared a secular state in order to
accommodate multiple religious and cultural groups. Reflecting the Bangla term for secularism
(dharma nirapekkhota), which literally translates to ―religious neutrality‖. Bangabandhu Sheikh
Mujibur Rahman, that time Bangladesh‘s unparallel leader, explained, secularism does not mean
the absence of religion. Hindus will observe their religion; Muslims will observe their own;
Christians and Buddhists will observe their religions…religion cannot be used for political ends
(Karim: 2004). Taj Hashmi noted, ―‗secularism‘ was never the raison d‘être of the Liberation
War‖(Hossain:2007). A few years later, in 1977, to assuage the concerns of western governments
about the emergence of a leftist state in Bangladesh and to appease other Islamic states unhappy
at the breakup of Pakistan, president Ziaur Rahman introduced more center-right social and
economic polices and for a greater role religion. He inserted the preamble ―Bismillah-ir- Rahman267
ir-Rahim,‖ (―in the name of Allah, the most beneficent, the merciful‖) into the constitution and
redefined ―secular‖ to be ―with absolute trust and faith in the Almighty Allah,‖ by proclamation
(Karim:2011). This top-down process was continued by the government of General Hussain
Muhammad Ershad, who declared Islam to be the state religion in 1988 and sought to establish a
―mosque centered‖ society. This process of Islamization has also been taking place at the
grassroots level, influenced by returnees from Afghanistan and the unsupervised flow of
resources towards religious and charitable institutions. In addition, local imams have begun to
use traditional village councils, or salish, to reassert their authority through fatwas (voluntary legal
opinions). Several such cases have reportedly ended in violent punishment for the accused, who
are often women (Fink:2010). Very confidently it can be said that, none of the leaders of
Bangladesh---neither the father of the nation Bangobandhu Sheikh Mujibur Rahman nor Begum
Khaleda Zia, nor Sheikh Hasina, the present Prime Minister, nor any of the military dictators
like Gen. Zia and Gen. Ershad can escape responsibility for the growth of religious
fundamentalism and the jihadi virus in the country.
Prevention and Reduction:
In general, no government can stop or eliminate terrorism or any sort of anti-social activities,
government systems can only check, control and reduce the activities. To prevent or reduce all
sorts of anti-social activities, public and private partnership are very vital for checking and
reduction of the problem. On May 18, the Council of Advisors of the then Caretaker
Government approved a new law, the Anti-Terrorism Ordinance 2008. The new law's definition
of terrorism includes acts that pose a threat to the sovereignty, unity, integrity or security of
Bangladesh or create panic among the general masses or obstructs official activities; the use of
bombs, dynamite or other explosives, inflammable substances, firearms, or any other chemicals
in a way that may injure or kill people to create panic among the public and damage public or
private property; and other related acts.
The law provides for speedy trial of terrorists by special courts, with punishments including the
death penalty, life imprisonment, or imprisonment for three to twenty years, along with
precautionary measures. Organizations or individuals involved in aiding terrorist activity and
sheltering terrorists should be punished under the new legislation. Under the new law
appropriate government authorities would be able to ban organizations which spread extremist
ideology. The Bangladesh Bank has been empowered with special powers to detect and counter
terrorist financing. Offences relating to terrorist activities were part of Bangladesh Penal Code
and there was no separate law for dealing with terrorists or extremists before the new law was
approved. Anti-Terrorism Ordinance of 2008 (Ahmed: 2008).
Conclusion and Recommendations: Terrorism is a serious threat in the process of stability
and development in Bangladesh. Political, religious and racial discriminations have given the
birth of terrorism, it is also hampering the activities of socio-economic development, where
threat and intimidation are shown to realize the percentage of profit. Bangladesh has come into
existence through bloodshed which had also given birth of state terrorism. Every society in
Bangladesh developed with different socio-'economic background, the demands and needs of
these societies are not fulfilled accordingly. Economic disparity creates inaccessibility to suitable
economic avenues which has given the birth of terrorism and fundamentalism has also given the
rise of terrorism. Terrorist activities are also prevailing in the industrial sectors, besides this, illicit
drugs and narcotics trafficking have also influence terrorism.
Terrorism is a serious problem and there are no easy solutions, to this problem. It should be a
combined measures of political economic and administrative actions. In this regard, some
recommendations are made below:
268
(a) Unethical politics, undue desire for material gains, personal vendetta and rivalry within and
outside the party should be stopped.
(b) Armed group must not have blessing from political parties. Political leaders must have a
political identify with ethics and it should coincide with national ideology.
(c) Steps must be taken on issues of grievances of deprivation. All efforts should be directed to
ensure basic human rights.
(d) Low income, huge unemployment massive poverty must be reduced to check terrorism.
Strong administrative measures are most essential to counter terrorism. In this regard, personal
or political favor must not be shown to anybody.
(e) Government machineries must be sincere in functioning. All efforts should be made to for
the welfare of the country and also to eradicate anti social activities.
(f) Law enforcing agencies should be equipped with sophisticated weapons and members should
also have anti- terrorist training from home and abroad.
(g) Electronic media and the press should play constructive, effective and meaningful role in
combating terrorism.
(h) As the madrasa (religion based) education doesn‘t carry any productive means, rather it is
creating unemployment and anti-social activities. Interestingly, it has been observed that 95%
activists of the religious parties are with madrasa background, therefore, the madrasa education
should be abolished immediately.
All the above stated recommendations are not enough to check or prevent terrorism, some of
these may vary country to country. In fact, as per socio-economic structure of each country,
precautionary measures may take different shape. However, the primary responsibility for
strengthening the state and combating terrorism, militancy, and radicalization rests with the
government and the conscious citizens of the country.
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Ahmed, Imtiaz (2008) ―Terrorism Beyond Reason: Posibility and Limits” Centre for Strategic and
Peace Studies, Dhaka.
Ahmed, Istiaq (2011) The Politics of Religion in Southeast Asia (Rout ledge Contemporary South
Asia Series), Amazon Company, UK .
Bertil, Lintner (2002) ― In Religious Extremism on the Rise in Bangladesh‖, Janes Intelligence
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Chopra, V. D. (ed.) (2002) Global Challenge of Terrorism, Gyan Publishers, India.
DAILY STAR, June 5, 2008, available at http://www.thedailystar.net/pf_story.php?nid=37211.)
Ollapally, Deepa M (2008) The Politics of Extremism in South Asia, Academic Publishing House,
India.
269
Datta, Sreeradha (2007) ―Islamic Militancy in Bangladesh: The Threat From Whither‖, The Journal
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D.C.
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Mohsin, Amena (2004) Religion, Politics and Security: The Case of Bangladesh, in Religions
Redicalism and Security in South Asia (edited by Satu Limaye, Robert Wirsing and Mohan
Malik), APCSS, Honolulu. HI.
Majumder, M (2009) Jihadist Terrorism in Bangladesh, Liberty Books, Dhaka.
Raman, B (2004) Bangladesh and Jihadi Terrorism, South Asia Analysis Group, Chennai, India.
(Riaz, Ali (2007) Islamist Militancy in Bangladesh: A Complex Web, (Routledge Contemporary
South Asia Seris) Amazon Company, UK.
Riaz, Ali and C. Christian Fair (2008) Political Islam and Governance in Bangladesh, (Rout ledge
Contemporary South Asia Series) Amazon Company, UK.
Roul, Animesh (2009) Islam-O-Muslim and Resilience of Terrorism in Bangladesh, Terrorism Monitor,
2 No. 22, UK.
Sharif, Ahmed (2004) Fundamentalism and Communalism (in Bangla), Sandesh Publications,
Dhaka
Smith. Paul J. (ed.) (2005) Terrorism and Violence in Southeast Asia: Transitional Challenges to States and
Regional Stability, Pentagon Press, USA.
.
270
AGGRESSION IN IRAN 5 TO 11 GRADE CHILDREN IN RELATION TO
PARENTAL INVOLVEMENT AND ATTACHMENT- SECURITY
Dr.Nayereh Shahmohammadi,
Departement of Research and Educational Planning ,
Ministry of Education
Tehran, Iran
,
[email protected]
Abstract
Aggression is a response that delivers noxious stimuli to another organism, in the form of a
subtle stimulus such as an insult or verbal harangue. Aggression is often accompanied by strong
negative emotional states. The emotion that we can call anger is usually aroused by some
provocation. Aggression is the result of two variables. One is state of the person in which the
person is capable of aggression, is ready to aggress and has aggressive responses available .The
other is a situation that elicit the actual aggressive behavior. In the present investigation an effort
has been made to probe into some of the factors related to aggression in 5 to 11 grade school
children of Palestine. The variables chosen were personal parental involvement (social, academic,
and total) and attachment security (dependency, availability, and total). Accordingly, following
were the primary aims of the study. (1) To investigate the relationship of aggression with (a)
personal parental involvement (social, academic, and total) and (b) attachment security
(dependency, availability, and total). (2) To study the gender differences in aggression. (3) To find
out the significant predictors of aggression in terms of parental involvement and attachment
security. The secondary aims of the study were: (1) to investigate sex differences in (a) parental
involvement, and (b) attachment security. The some of the findings of this study are as followed
1- Parent- and family-based interventions should be designed to improve family relations.
There is growing evidence that these interventions, especially those that start early and recognize
all the factors that influence a family, can have substantial, long-term effects in reducing violent
behavior.
2Parents need to recognize the continued importance of their relationship with their
children. Although the parent-child relationship undergoes transformation during adolescence,
the adjustment of adolescents depends in good measure on the quality of their relationship with
their parents.
3- Securely attached children experience their parents as available and responsive to their
needs. This security fosters adaptive exploration and buffers children from stress. In contrast,
children who experience their parents as unavailable, unresponsive or rejecting become
insecurely attached, and avoid relying on their parents for support. These avoidant attached
children derive little protection or guidance within their relationships with their parents. Children
who experience their parents as inconsistent in their availability and responsiveness also become
insecurely attached, specifically anxious or preoccupied. These anxiously attached or preoccupied
children are never certain of attracting the support of their parents and tend to be dependent and
clingy.
4- Parents report similar practices in parenting sons and daughters. Nonetheless, girls perceive
their parents as less rejecting and warmer than boys. Boys and girls are equally at ease confiding
in their mothers, but girls confide less in their fathers than boys
Key words: Aggression, Behaviour, Parental Involvement ,Attachment Security, Interaction,
Parent-child relationship, Gender
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1. Introduction
Few people would deny that "aggression" is very common in contemporary society. For some,
such as those living in South Africa, Northern Ireland, Central America, and Middle East,
aggression and violence are experienced daily and in intensely personal ways. For others the
phenomenon is known, for the most part, in only indirect ways, such as through the mass media.
However, even those fortunate enough to have been spared the direct experience of lethal
violence may occasionally encounter something perceived to be aggression in a less intense form,
such as verbal insult, rough physical contact ,or hostile rejection. Aggression whether harmful to
life or limb or merely painful to ego, seem to be a real and important part of human condition.
Seeking a definition of aggression raise some problems. One might think that people would be in
substantial agreement of defining something so important and pervasive, but such is not the
case. The term "Aggression" is applied to wide array of behaviors that often appears from each
other. Perhaps most people ,including psychologist ,would agree in general with definition of
aggression given by Buss 1961 ,i.e., aggression is " a response that delivers noxious stimuli to
another organism". Certainly what we ordinary call aggression does involve noxious stimulation
of one person to another, in the form of a bullet in the body , a shattering bomb blast , a physical
blow or a more subtle stimulus such as insult or verbal harangue.
One construct that most people would probably consider necessary in aggression is intent to
harm another person .The notion of intentionally is explicit in the definition of aggression given
by one influential group of psychologists: "Aggression is an act whose goal response is injury to
an organism"[9]
Aggression is often accompanied by strong negative emotional states. The emotion that we call
"anger" is usually aroused by some provocation. Anger is most often thought of as an
intervening condition, which instigates, and then guides, aggressive behavior. This type of
aggression is therefore called affective or angry aggression and its main is injury or harm to
provocateur [13]. It is accompanied by distinctive patterns of activity in the central and
autonomic nervous systems, including activation of the hypothalamus ,increased blood flow to
the musculature ,heightened blood pressure and pulse, rate , papillary dilation and decreased flow
of blood to the viscera.
Behavior need not have a strong emotional basis to be aggressive, however, nor does it have to
be associated with aggressive cognition or affective states. People often attack others with intent
to harm without necessarily feeling any malice toward the victim. The primary goal of such
aggression is not injury or harm to the victim; the aggression is simply a means to some other
desired end. One such end is self- defense .Most courts of law recognize self-protection as a
valid defense for act of violence. Aggression that occurs in military contexts is also often
instrumental to some larger end such winning a war of defending territory. Another use of
aggression that is instrumental is the attempts of establish social and coercive power over
others[37]through aggressive means. Finally, Milgran (1963) showed that people were capable of
committing gross acts of violence against another human being simple in obedience to
commands from person with authority.
Aggression is the result of two variables. One is state of the person in which the person is
capable of aggression, is ready to aggress, and has aggressive responses available. The proposed
state of the person can be thought of as a background condition that makes aggression possible,
given the right situation. This state may be the result, for example, of past learning, or of a
biologically inherited aggressive temperament, or of temporary reactions to certain stimuli that
elicit readiness to aggress. Anything that creates in the person potential for aggression is to be
counted among these so-called "background' or 'setting' variables. The situations that elicit
aggression from a person who is in a state of readiness include a wide rage of aversive condition
272
or provocations that cause the person to feel stressed and aroused. When one of these situations
occurs for a person who is potentially aggressive, aggression is elicited.
Psychologists who take a social-psychological approach to behavior usually tend to treat
aggression as a set of acquired behaviors and to attach less emphasis to innate and biological
determinants. Advocates of this approach apply to aggression the principles of social learning
theory[2], in which aggressive behavior is usually dealt with in terms of (1) features of the
environment which foster the initial learning or acquisition of the behavior:(2) environmental
that facilitate the performance of aggressive acts, once learned ; and (3) conditions that maintain
aggressive behavior.
Reinforced aggression tends to generalize in accordance with the principles of response
generalization. Increasing, the likelihood of one aggressive response through reinforcement
increases also the probability of occurrence of other aggression. Loew (1967) has shown that
subjects who are given the experimenter's approval for making hostile verbal statement are more
likely than non-reinforced subjects to attack another person where subsequently more likely to
emit hostile verbalizations than were non-reinforced subjects. Given rewards to a person for
aggression may therefore have the ultimate effect of making that person more violent in general.
1.
Attachment Security
During the past two decades, researchers have clarified the role of attachment security in
promoting psychological well-being during infancy and adulthood. Most recently, attention has
turned toward understanding the role of attachment with parents in healthy adjustment during
adolescence. Adolescence introduces a period of significant transition in family and social role
expectations, coupled with increases in the range and intimacy of social relationships. During
early adolescence (ages 13-14), the emergence of autonomy is an important developmental task
[1]. Adolescence involves a transition from a dependency relationship with parents to mutually
reciprocal relationships with others (e.g. parents, peers and intimate partners). Recent models,
based on attachment theory, emphasize the importance of attachment or connection to, rather
than detachment from, parental figures for the development of autonomy and adjustment during
the adolescent years, despite decreases in shared activities and interactions[25],[26].
The consolidation of identity and clarification of values at this age assist adolescents in regulating
their behavior independently of others around them. However, this process can pose risks for
adolescents and their relationships with those to whom they are close. In their attempts to
differentiate their own beliefs and values from others, many adolescents experiment with risky
behaviors in the areas of delinquency, substance use and abuse, and sex. For some, such risky
involvement is limited; for others, however, it becomes problematic. Moreover, the stressful
process of differentiation and identity consolidation can result in significant psychological
distress. Compared to adults, adolescents show higher stress levels and fewer coping resources
[1],[16]. In addition, depressive symptoms increase substantially from middle to late adolescence,
particularly for girls[30][7].
It is important to understand that the quality of parent-child relationships within adolescence is
linked to the quality of these relationships prior to adolescence, and adjustment during
adolescence is related to childhood adjustment. Similarly, although adolescence marks a period
during which the crystallization of identity is the central developmental challenge, identity
development extends from birth across the life span[17]. Nonetheless, the period of adolescence
presents unique develop- mental challenges for adjustment and new opportunities for identity
development and growth in parent-child relationships.
273
2.
Attachment Theory
Attachment theory was proposed by John Bowlby(1980) to account for infant social and
emotional development and adjustment. He conceptualized attachment as a life-span construct,
with children maintaining attachment bonds to their parents across childhood and into
adulthood. A basic premise of the theory is that the quality of attachment relationships stems
from interactions between infants and their caregivers, reflecting the degree to which infants can
rely on their caregivers to provide proximity and companionship, a safe haven in the face of
threat or anxiety, and a secure base from which to explore. The unique pattern of caregiver
sensitivity and responsiveness to the infant's needs results in a particular attachment organization
in the child[3],[1].
Attachment patterns have been delineated in childhood, adolescent and adult attachment: secure,
avoidant (dismissing), ambivalent (preoccupied) and, most recently, disorganized (unresolved).
Secure attachment is characterized by a developmentally appropriate balance between
exploration from and proximity seeking with the caregiver in times of perceived danger or threat.
In contrast, insecure attachment is manifested in several different ways. The preoccupied child
curtails exploration of the environment and new social relationships and shows heightened
vigilance and fear of abandonment by his or her caregiver. Avoidant attachment in adolescence
and adulthood may be either dismissing or fearful. Dismissing attachment is characterized by the
tendency to be disengaged from attachment figures and to devalue the importance of attachment
and associated feelings. In contrast, fearful attachment is characterized by the tendency to avoid
attachment figures due to fear of rejection and, at the same time, the desire to pursue
relationships and express attachment behaviour[7],[10]. As reviewed below, the security of
attachment has been found to have profound implications for adjustment in both childhood and
adolescence.
3.
Attachment and Adjustment in Childhood
Extensive research suggests that attachment has important implications for adjustment in
childhood. For example, in normative samples, children who are securely attached to their
mothers engage in more prosocial behavior and are perceived as more socially competent than
insecure children[[11]. They demonstrate higher positive affect and lower negative affect in social
interactions than insecure children. Securely attached children are also rated by their teachers as
more empathic and more compliant[16].
On the other hand, several sources of research show a link between insecure attachment patterns
(avoidant, ambivalent, disorganized) in infancy and non- compliance and aggression in early
childhood. Consistent with the theory that insecure attachment is related to poor emotional
regulation; longitudinal studies have demonstrated that avoidant attachment in infancy predicts
negativity, non-compliance and hyperactivity at 3.5 years of age, and higher ratings of problem
behavior in Grades 1 to 3. Compared to secure children, avoidant children are more aggressive
and confrontational with their mothers[34], and more aggressive, hostile and distant with their
peers[11][20]. Similarly, disorganized attachment in infancy has been shown to predict later
aggressive behavior. Several researchers have shown, for example, that children with
disorganized attachment patterns in infancy develop controlling and coercive behavior as they
move into the preschool and early childhood period[15],[25]. Ambivalently attached children, on
the other hand, are more adult-oriented and emotionally dependent than securely attached
children. With peers, ambivalently attached children have been found to be lower in peer status,
more withdrawn and more apt to be victimized.
Insecure attachment patterns are not, however, consistently related to later behavior problems. A
number of researchers[10],[19] do not report that avoidant or disorganized attachment predicts
later aggressive behavior. A review of this literature shows that the association between insecurity
of attachment and amount of later problem behavior is found more consistently among children
in high-risk contexts (e.g. family poverty, low social support, parental psychopathology) than
274
among children in low-risk contexts. For example, Lyons-Ruth et al. (1991) found that infant
security was most predictive of later aggressive problems in families where mothers suffered
from psychopathology, particularly chronic depression, and where mothers engaged in hostile,
intrusive parenting practices toward the infant. These authors reported that 56% of low-income
children who were classified as disorganized in infancy and whose mothers suffered from
psychopathology at that time displayed aggressive behavior in kindergarten. In contrast, only
25% of low-income children with one risk factor and 5% of low-income children with no risk
factor (i.e. neither maternal psychopathology nor maternal use of hostile, intrusive parenting)
showed aggressive behavior in kindergarten.
In summary, there is consensus that insecure attachment is a risk factor for later problems in life,
but is neither necessary nor sufficient in it. Maladaptive parenting factors appear to increase the
risk that insecure attachment will be associated with poor adjustment. However, it must be kept
in mind that these generalizations are based on small samples.
4.
Development of Attachment in Adolescence
There are two issues to consider with respect to attachment in adolescence: 1) the nature of
changes in the child-parent relationship and 2) the adolescent's development of new close
relationships (e.g. with peers). Complex changes in the child-parent relationship occur during
adolescence. Although some studies have shown that self-reported attachment security to both
parents decreases with pubertal maturity [31], recent investigations indicate that only certain
components of the attachment relationship change while others remain stable. For example, the
degree to which children seek proximity and rely on the principal attachment figure in times of
stress decreases, but that attachment figure's perceived availability does not[10],[27]. These
findings indicate that the maintenance of physical proximity to parents and need for protection
in times of threat or stress may be less essential for older children due to increased mental and
physical capacities (e.g. more sophisticated coping mechanisms). However, the availability of the
attachment figure (i.e. the belief that the attachment figure is open to communication and
responsive if help is needed) remains important to young people[21],[22].
5.
Attachment and Adjustment in Adolescence
In the past decade, studies have begun to examine the contribution of adolescent-parent
attachment to psychological adjustment. The majority of these studies have examined this
relationship within late adolescent (junior college, first-year University) samples. Few studies
have examined adolescent-parent attachment and adjustment in early (age 12-13) and middle
adolescents (at around age 15 years).
With reference to the relation between attachment patterns in adolescence and adjustment,
reports to date mostly confirm findings based on studies of young children. That is, secure
attachment is typically related to healthier adjustment, whereas insecure attachment is linked to
various forms of maladjustment.
In normal population studies, late adolescents who are classified as securely attached are rated by
their peers as less anxious, less hostile and more able to successfully regulate their feelings (i.e.
more ego-resilient) compared to insecurely attached adolescents [3][4][9]. Adolescents who
report a positive relationship with their parents, and who feel comfortable turning to them for
support, have been found to have a greater sense of mastery of their worlds[32],[18],[19]and to
experience less loneliness[20],[21][22],[23][36]. More positive attachment to parents among 15
year-olds is also associated with fewer mental health problems such as anxiety, depression,
inattention and conduct problems [30][34].
A positive relationship with parents may also protect adolescents from risk. Adolescents who
report close, accepting relationships with their mothers report less involvement in delinquent
activities. These positive relationship qualities are those typical of secure attachment. Indeed,
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adolescents' secure attachment to their mother has been linked to less experimentation with
drugs [40] and less frequent substance use[7].
In terms of specific insecure attachment styles, a dismissing style (i.e. poor communication and
trust, combined with feelings of alienation and disengagement from the attachment relationship)
has been associated with externalizing problem behaviors (e.g. aggression and delinquency[30],
more experimentation with drugs[40] and riskier attitudes about safe sex[40]. Dismissing young
adults report less family support and more loneliness than their peers.
Like dismissing adolescents, fearful adolescents are avoidant, but they are distressed by their lack
of closeness to others, and suffer from feelings of inadequacy and anxiety[4]. Fearful attachment
with mothers has been linked to delinquency and greater experimentation with drugs[40].
Adolescents who have a preoccupied attachment style (i.e. have positive views of others, and
negative views of themselves) see themselves as socially incompetent and are rated by their peers
as more anxious than all other attachment groups. Compared to other adolescents, these teens
report more physical symptoms[14]. In a three-category system of attachment classification
(secure, dismissing, preoccupied), preoccupied adolescents have been found to be the most
vulnerable to maladjustment[7].
Research on high-risk populations confirms findings based on normative samples: high-risk
adolescents with insecure attachment patterns are more likely than securely attached adolescents
to experience a range of mental health problems[1]. These include suicidality, drug use[27],
aggressive and antisocial behaviour[16],[23],[40]. For example, in a sample of male adolescent
inpatients, Rosenstein and Horowitz (1996) found that symptoms of conduct disorder were
associated with a dismissing attachment pattern. Preoccupied adolescents, on the other hand,
have been found more likely to report anxiety, dysthymia and an interest in others combined
with a fear of criticism and/or rebuff[34],[1]. Preoccupation has also been found to be associated
with adolescent externalizing behaviours, though only in the presence of the additional
demographic risk factors of male gender and low income[1].
Although similar patterns of results are present in normative and clinical samples[1], research
with younger children [30] also shows that the relation between attachment and adjustment is
stronger among children in high-risk (e.g. poverty, low social support, parental psychopathology)
than low-risk contexts. In other words, the relationship between attachment and adjustment
appears to be moderated by exposure to adversity. This suggests that insecure attachment alone
does not differentiate well-adjusted from poorly adjusted adolescents. Extrapolating from
existing research with young children suggests that adolescents who grow up in conditions of
adversity and inadequate access to resources may not suffer from psychopathology if they share
secure attachment relationships with their parents. Conversely, adolescents who develop in a
supportive and resource-rich environment, albeit with less secure attachment, may have poor
outcomes, at least in some domains. Research examining the moderating effects of adversity on
the relationship between attachment and adjustment in adolescents is urgently required.
6.
Parenting, Attachment Security and Adjustment in Adolescence
In infancy, caregivers who are sensitive and consistently responsive to their child's needs have
been found to foster secure attachments. These children develop perceptions (i.e. internal
working models) of themselves as lovable and of others as helpful and available. Conversely,
caregivers who are insensitive and rejecting have been found to have avoidant children who view
themselves as unworthy, and others as uncaring and undependable. Research has linked avoidant
attachment to mothers' suppressed anger, lack of tenderness in touching and holding, and
rejection of child-initiated attachment behavior. Such children tend to suppress their feelings and
avoid contact in times of stress to avoid further alienating their caregivers. Caregivers who are
inconsistent (i.e. sometimes responsive and sometimes rejecting) tend to have children who are
preoccupied with discovering ways of eliciting care and are hyper vigilant to sources of distress.
Such children experience conflict between the desire to approach the caregiver for support and
276
feelings of anger and anxiety at the caregiver's unreliability[3]. They come to view themselves as
incapable and unworthy of obtaining support.
In adolescence, parental involvement, encouragement of psychological autonomy, and demands
for age-appropriate behavior combined with limit setting and monitoring (i.e. authoritative
parenting) contribute to good psychosocial, academic and behavioral adjustment among
adolescents[4],[36]. Similar to the way in which parental sensitivity and responsiveness contribute
to secure attachment in infancy, recent findings indicate that parental warmth/involvement,
psychological autonomy granting and behavioral control/monitoring are associated with security
of attachment in late childhood and early adolescence[17]. Low warmth and low control were
particularly associated with dismissing/avoidant attachment, and low psychological autonomy
granting with preoccupied attachment. Thus, in adolescence, it appears that parental behavior
that fosters autonomy in the context of parental availability, in addition to parental
warmth/responsiveness, becomes important for secure attachment.
With respect to adolescent adjustment, parental warmth/involvement and behavioral control are
associated with greater social competence, autonomy, positive attitudes toward school and work,
academic achievement and self-esteem, as well as with less depression, school misconduct,
delinquency and drug use[36],[1],[27]. With respect to protection against depressed mood,
adolescents' security with their mother seems to be particularly important. In terms of resistance
to substance abuse, the effect of parenting appears to operate through adolescents' development
of better self-regulation skills (i.e. self-control, behavioral competence, adaptive coping), and less
affiliation with deviant peers[30]. The negative associations between observations of maternal
warmth, and teacher and official reports of delinquency, are robust, persisting even after
controlling for child IQ, age, attachment to delinquent peers, ethnicity, poverty, family size,
parental deviance, supervision and discipline [35]. On the other hand, hostile punishment and
coercive interactions between parents and children combined with poor parental monitoring
contribute to conduct problems in preadolescence and antisocial behaviour in adolescence
[32],[33].
Although it is likely that the link between adolescent attachment quality and parent behaviour is
bi-directional, there is some evidence to suggest that parental rejection is a stronger predictor of
delinquency than the reverse[35], supporting the crucial importance of parenting behaviour for
adolescent outcome. Of particular importance is the recent finding that in high-risk contexts (e.g.
neighbourhood poverty, crime, unemployment), parental monitoring may be effective in
reducing adolescent deviance only for securely attached adolescents[1].
7.
Attachment, Parental Socialization and Gender
To understand the relationship between adolescent-parent attachment and adjustment, it is
important to examine two potentially significant moderating effects: gender of child and gender
of parent. First, there is some evidence that sex differences emerge in attachment patterns by
adolescence and early adulthood. The factors that contribute to these differences are important
to investigate. Second, there is evidence that attachment relationships with mothers and fathers
may differ in their importance for predicting adjustment.
Sex differences in attachment quality in infancy and early childhood are neither implied
theoretically nor typically found. However, by late adolescence and adulthood, sex differences in
patterns of insecure attachment are sometimes found, with more men being dismissing and more
women being preoccupied[26][24]. Gender-specific parental socialization practices may
contribute to these gender differences in attachment style. For example, parents monitor the
behavior of their daughters more than their sons[9].
With respect to differences in attachment relationships with mothers and fathers, it is important
to understand that most studies of child attachment and adjustment have focused on motherchild rather than father-child relationships. This focus has occurred because the primary
caregiver in infancy is typically the mother, because infant attachment is predictable primarily
277
from mothers' as opposed to fathers' attachment style, and because childhood attachment
security is predicted more from infant attachment to mother than from infant attachment to
father[23],[25]. In late adolescence, mothers remain the principal attachment figure. Although
both boys and girls see their mother's availability as remaining constant across age, adolescent
girls perceive their fathers as less available than younger girls[26]. Consistent with these findings,
several studies have demonstrated that there are significant changes in the quality of girls'
relationship with their fathers during adolescence[33]. For example, with the transition to
adolescence, girls report feeling more distant, uncomfortable and withdrawn from their fathers,
and feel that their fathers do not meet their emotional needs[25],[26].
Despite the greater importance of mothers as attachment figures, and of attachment to mothers
for adjustment, some research indicates that attachment to fathers may be significantly associated
with certain aspects of adjustment. For example, independent of and in addition to security of
attachment to mothers, security of attachment to fathers has been found to be associated with
peer competence[21],[22],[23],[35]. Moreover, fathers' warmth and involvement have been found
to play a unique role in intellectual development and academic achievement, and to be associated
with higher self-esteem in middle childhood[16]. Moreover, it is possible that stronger relations
between child-father attachment and adjustment might emerge in adolescence. In support of this
hypothesis, a longitudinal study of north German children found that coping styles at age 16
were related to several measures of quality of early childhood attachment to fathers but not to
mothers[8]. Moreover, adolescents' ratings of their father's negative affect but not their mother's
was associated with the adolescents' ratings of the quality of their relationship with their parent.
It is important for research to clarify the changing nature of girls' compared to boys' relationship
to their fathers during adolescence, the relation of these differences to differential parental
socialization, and the implications for adjustment.
8.
Need of the Study
Bearing in mind all theoretical background, it is obvious that Families not only directly shape the
development of aggression through their control tactics but also indirectly contribute in their
children's aggressive behavior. Parental monitoring or their children's where about activities and
social contacts is an important determinant of children's aggression. Some parents have high
involvement in their children and are aware of their activities, problems and success where as
other parents may not bother as much about their children's experience. Lack of parental
monitoring has been found to be associated with delinquency attack against properly and proper
relations with peers and teachers [32],[33][36].
The outcome of poor parental disciplinary practices and lack of monitoring result not only in
child who is aggressive and antisocial but also a child who is socially unskilled. However the
number of studies reporting the effects of parental involvement on aggression are rather scanty.
Another variable of interest in the present study is attachment security. The quality of
attachment in early childhood has implications for child's later personality. Early social
interactions with attachment figures do shape the child later attitudes and behavior, including
their sense of self as well as cognitive and social development. It would affect his peer
relationships in many respects. As few researchers have reported that security attached children
are less aggressive and more popular.[15]
This area has however not been much researched, besides most of the children with mothers.
Same is about parental involvement. The role of the father has rather than been ignored. Many
of later researchers, however, have indicated the importance of fathers' role in child rearing. The
role of the men in the family and society has undergone drastic change in the pas two decade. As
a result of social change, men are assuming as more active role in the family rather being solely
the bread winner. It would be equally important to study fathers' involvement as that of mother
of the child involvement; very few attempts have been made to study the role of parental
involvement and attachment security in relation to regression. This area has largely been
278
unexplored though there are many studies conducted to investigate the relation of aggressive
with other parental variable like child rearing attitudes, disciplinary practices, etc. Therefore, it
would be worthwhile endeavor to conduct a study to investigate the relationship of children's
aggression with parental involvement and attachment security.
9.
a.
b.
c.
Aims of Present Study
to investigate the relationship of aggression with :
personal parental involvement (social, academic and total)
attachment security (dependency ,availability ,and total)
to study gender differences in aggression
to find out the significant predictors of aggression in terms of differences in:
parental involvement
attachment security
10.
Hypotheses
a. Maternal personal involvement (social, academic & total) will be negatively correlated with
aggression in children.
b. Parental personal involvement (social, academic & total) will be negatively correlated with
aggression in children.
c. Attachment security of children (dependency, availability and total) for mother will be
negatively correlated with aggression in children.
d. Attachment security of children (dependency, availability and total) for father will be
negatively correlated with aggression in children.
e. Aggression would be higher in boys as compared to girls.
f. Girls will perceive higher parental involvement than boys.
11.
Sample
The sample of the present study consisted of 600 school children (5 to 11 grade) out of these
300 were boys and the rest were girls. The sample was randomly selected from various schools.
Study subjects were from two-parent families and living with parents.
12.
Tools
For this research three types of questionnaires were used which as follows:
1- Eron et al's (1961) Aggression Index[12] : this is a guess who techniques in which every
child in a class rates everybody else on a selected series of 10 aggression items. The subjects are
asked to write the names of their classmates who act in the way described by particular question.
The subject can give as many as name as he thinks acts in that manner. Parental Involvement
Scale (personal)[39] : this scale was used to measure the amount of personal involvement of
parents in their children life. It consists of 30 items pertaining to the mother, 30 to the father.
2- Kern Attachment Security Scale (KSS)[20] : children attachment security has been assessed
separated for each parent using the Kerns Security Scale (KSS). A 15 items, forced choice, self
report measure with higher scores indicating more secure attachment. This scale has two
subscales. The first 9 items include dependency and the other items include availability of
parents.
13. Analysis Methods
In order to assess relationship between aggression in children, parental personal involvement and
attachment security, also relationship between aggression and subscales of parental involvement
attachment security, Correlation analysis was used.
279
Also for assessing the differences between genders in aggression, attachment security T – test
was manipulated. Moreover regression analysis was conducted to assess prediction of aggression
by subscales of parental involvement and attachment security.
14. Findings:
1.
Older children perceived their parents as significantly less warm (e.g. listening less to
their opinions and ideas, speaking less of good things the child does) and more rejecting (e.g.
nagging more about little things, enforcing rules depending more on their mood) than younger
children. Although confiding in mother did not change with age, older children were less likely to
discuss problems with their fathers than younger children.
2.
Older children perceive their parents as less warm and more rejecting, and report less
ease in confiding in them, at least in fathers. Children perceive parents' availability for help as
remaining constant across age but that actual parental involvement decreases with age. This latter
decrease may be due to greater child autonomy and less need by the child for parents'
involvement with age. Confiding in mother and father were particularly limited, however.
Specifically, children were free to select either or both their mother or father
3.
Girls and boys were equally positive in describing the quality of their relationships with
parents and in confiding in their mothers, although girls reported less confiding in their fathers
than boys
4.
No gender difference was found in regard to parental support to their children
aggression (e.g. helping with school problems if needed, talking to teachers if needed). Girls
reported less conduct problems/aggressive behavior and fewer property offences than boys.
Girls tended to have lower self-esteem and more internalizing problems than boys. In addition,
girls behaved more pro-socially and were less victimized than boys. Nonetheless, the impact of
parenting practices on girls and boys is similar. Parenting is also associated with adjustment in
younger and older children in similar ways. That is, for both girls and boys of all ages, angry,
arbitrary parenting (i.e. low use of reasoning) is associated with a poorer parent-child relationship
(i.e. child perceptions of parents as less warm and more rejecting).
5.
Younger children perceived their relationship with their parents as more positive, and
they reported more ease in confiding in both mothers and fathers. As previously noted, positive
parent-child relationship quality in turn was associated with a wide range of positive outcomes in
child adjustment and feeling of security.
6.
Parents report similar practices in parenting sons and daughters. Nonetheless, girls
perceive their parents as less rejecting and warmer than boys. Boys and girls are equally at ease
confiding in their mothers, but girls confide less in their fathers than boys
7.
Secure attachment during adolescence is related to less aggressive behavior. Securely
attached adolescents are less likely to engage in substance abuse, antisocial and aggressive
behavior [7],[40]. Securely attached adolescents enjoy more positive relationships with family and
peers [31],[19]. They demonstrate less concern about loneliness and social rejection than do
insecurely attached adolescents and they display more adaptive coping strategies[17][14][28].
8.
Parent-child relationships undergo important transitions during adolescence, including a
decrease in time spent with parents and a shift from dependency to mutual reciprocity[24],[25].
Parents play a significant role in supporting secure attachment during these transitions[26].
Adolescents benefit from parental support that encourages autonomy development yet ensures
continued monitoring and emotional connectedness. Specific parenting skills that promote
attachment security and autonomy development include psychological availability, warmth, active
listening, behavior monitoring, limit setting, acceptance of individuality, and negotiation of rules
280
and responsibilities[1],[17],[18]. Parental support during stressful periods of transition (e.g., entry
to high school) predicts positive adolescent adjustment[31].
15.
Implications and Suggestions
1. In order to make children less aggressive parents should show higher involvement in
children, more they will interact with them, more children will learn personal behaviour. When
parents shows interest in the child activities, the chances that she will share his problem with
parents is higher. This would lead to lesser frustration and conflict, in children leading to lower
aggression.
2. It is important that parents show such behaviour towards children that they (children) are
able to develop a secure attachment with them. The children need to be assured that the parents
get pleasure in meeting with children.(dependency) needs.
3. Parents should make themselves available to children so that the latter can have the
confidence that the former will be available to them when even need to be. This feeling of
security is very essential; otherwise child may be at loss to understand various problematic
situations and may react aggressively.
4. Parents need to recognize the continued importance of their relationship with their children.
Although the parent-child relationship undergoes transformation during adolescence, the
adjustment of adolescents depends in good measure on the quality of their relationship with their
parents.
5. Children are more vulnerable to adjustment problems in adolescence than in childhood.
Parents need to anticipate that their children require increased support during periods of
transition, such as entry into high school.
6. Children need to feel that their parents are engaged and supportive of them.. Nonetheless,
they require ongoing parental support in terms of parents remaining open to communication and
responsive if help is needed Specific parenting skills include warmth, acceptance of individuality,
active listening, behaviour monitoring, limit setting and negotiation.
7. Parents need to recognize the special role of fathers in supporting the well-being of their
children. Fathers' increased psychological support of daughters may be particularly beneficial to
them. Parents need to recognize the continued importance of their relationship with their
children.
8. Children are more vulnerable to adjustment problems in adolescence than in childhood.
Parents need to anticipate that their children requires increased support specially at upper classes
and upper ages
9. Obviously, children adjustment is also determined by factors outside the family and the
parent-child relationship. Even though parents may only indirectly affect how peers and other
social influences determine the adjustment of their children, parents' support through the
stressful challenges remains important
10. Parents need to support their children in their exploration of social norms by listening to
concerns about social approval and peer pressure, discussing values and reasons for limit setting,
and negotiating rules when appropriate. Parents need to monitor involvement in potentially
dangerous situations and work with their children to ensure safety. Parents need to be careful not
to dismiss problems in the children-parent relationship as simply due to age, temperament or
other child characteristics. Both they and their children contribute to the quality of the
relationship.
11. Parents who recognize risk factors in themselves that may place their children at risk for
insecure attachment may benefit from counselling or therapy for their own difficulties, and/or to
reduce the transmission of risk within the family.
281
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283
MOTIVE FOR USING SPECIFIC HEALTH CARE PRACTICES IN KATHMANDU
METROPOLITAN CITY
Dr. Srijana Pandey, PhD (Sociology), M.A (Sociology), M. Sc (Botany)
Associate Professor
Department of Community Medicine, KIST Medical College, Imadol-6, Lalitpur, Nepal
Phone No: 977-01-5-201680 (Office), 98510-86235 (Mob.), Email:
[email protected]
ABSTRACT
This cross sectional analytical study tries to identify the reasons which motivate people to use
specific health care practices and assess the relationship of factors affecting the health service
utilization pattern on use of health services in Kathmandu Metropolitan City. The data for this
study is collected from the Kathmandu Metropolitan City. A representative and random sample
of 500 household is taken, using multistage sampling, with the probability of selection of study
area proportional to their size. Data are collected with the help of semi-structured questionnaire
and analyzed with SPSS13.0. Results are obtained by the frequency distribution and cross
tabulation of the variables. Chi-square tests and logistic regression are run. Result suggests that
families seek different types of providers for contrasting reasons and at varying stages of illness.
Quality of care, severity/ nature of illness, belief in specific health care practices, income and
service price all are significant in the choice of health care provider. Distance factor seems to be
a trivial factor in the choice of health care provider. Cost of care is important but is not an
overwhelming factor in the choice of modern health care provider.
Key word: Health seeking behavior, motive, reasons, health care practices
BACKGROUND
Review of the global literature suggests that the utilization of health services is likely to depend
on variety of demand factors and are classified as socio-demographic status, physical and
financial accessibility, cultural beliefs and perceptions, social norms and traditions, women‘s
autonomy, economic conditions, disease pattern and health service issues like cost of and access
to care, and the quality and appropriateness of the services provided (Katung, 2001; Uchudi,
2001; Navaneetham & Dharmalingam, 2002; Fatimi, & Avan, 2002; Stephenson & Hennink,
2004). Strategic policy formation in all health care systems should be based on information
related to health seeking behaviour and the factors determining these behaviours. This cross
sectional analytical study tries to identify the reasons which motivate people to use specific health
care practices and assess the relationship of factors affecting the health service utilization pattern
on use of health services in Kathmandu Metropolitan City.
MATERIALS AND METHODS
Study design
Cross sectional descriptive and analytical study
Study area
The data for this study is collected from the Kathmandu Metropolitan City (KMNP).
Sampling size and sampling
A representative and random sample of 500 household is taken, using multistage sampling, with
the probability of selection of study area proportional to their size. Considering the multi-stage
sampling, in this study KMNP is divided into a number of sectors as cluster in the first-stage
284
within each such sector a number of wards are selected in the second-stage, and from each
selected wards a number of households are selected at the third-stage for enquiry. A sample of
these is selected at a random with probability proportionate to size.
Statistical tools and software used
Both quantitative and qualitative data are collected from the fieldwork with the help of semistructured questionnaire and focus group discussion. All the collected quantitative data are
entered into SPSS database and analyzed with SPSS13.0. Results are obtained by the frequency
distribution and cross tabulation of the variables. Chi-square tests are performed to determine
the significant associations between the use of different methods and these variables. Logistic
regression is run to measure the extent of likelihood of occurrences of events. Separate models
are run to test the significance of reason on use of health care practices. Reason given by the
users of traditional and modern health care practices are compared to the reason given by the
users of integrative (both) types of health care practices Results are discussed by looking at the
odds ratio which is the exponent of the coefficient of the regression estimates and takes a value
between zero and infinite.
RESULTS
It is found that, 22% people tend to prefer to go to traditional health care provider, 40.8%
people sought care from the modern health care services. Meanwhile 37.2 % of them may at the
same time sought care from the both traditional as well as modern health care provider. Both
treatments are used generally in tandem to ensure prompt cures. It is found that, even the same
respondents use different health services for different ailment. In this study, respondents, who
use to visit traditional health care provider for their health problem, are asked to give the most
important reasons for selecting them.
Out of the 110 respondents who follow traditional health care practice, 80.9 % appraise quality
of care as the most important reason for choosing a particular provider. Besides this, 69.1 %
respondents said that they have faith in traditional health care, 62.7% said that it depends upon
the severity or nature of illness. Factors apart from costs that militate against particular treatment
are the previous experience (52.7%) and they are cost-effective (41.8%). Thirty three percent
respondents are also alienated by the decision of household head. These factors create great
obstacles against the more regular use of modern medical treatment. The respondents said that
quality and severity of illness are significant in the choice of modern health care providers and
that price and distance matter but are not the most important factors. People‘s income, service
price, and distance all influence selections, but much less than had been believed. Factors causing
people to use modern types of treatment are the desire to obtain quick recovery (17.2%) and the
belief (55.9%).
285
Table 1: Reason behind the acceptance of specific method of health care
Total
Reasons
p value
No. (%)*
Preferred treatment method
Modern
Both
Traditional
204
186
110 (22.0%)
(40.8%)
(37.2%)
No. (%)*
No. (%)*
No. (%)*
Severity / nature of illness
327 (65.4)
.657
69 (62.7)
132 (64.7)
126 (67.7)
Quality of care
346 (69.2)
.007
89 (80.9)
130 (63.7)
127 (68.3)
Belief in particular health
318 (63.6)
care
.012
76 (69.1)
114 (55.9)
128 (68.8)
Past experience
206 (41.2)
.000
58 (52.7)
60 (29.4)
88 (47.3)
209 (41.8)
.001
56 (50.9)
65 (31.9)
88 (47.3)
Near home
128 (25.6)
.184
22 (20)
51 (25)
55 (29.6)
Decision of household head
165 (33)
.000
47 (42.7)
20 (9.8)
98 (52.7)
Complementary
114 (22.8)
.614
26 (23.6)
50 (24.5)
38 (20.4)
No side-effect
162 (32.4)
.000
54 (49.1)
0
108 (58.1)
Inexpensive
155 (31)
.000
46 (41.8)
0
109 (58.6)
Custom
144 (28.8)
.000
51 (46.4)
0
93 (50)
.000
70 (63.6)
0
66 (35.5)
.000
43 (39.1)
0
42 (22.6)
Advice
relatives/friends
from
Only medicine does not
136 (27.2)
work
Provide treatment at home
85 (17)
Modern
180 (36)
.000
0
95 (46.6)
85 (45.7)
Fast relief
90 (18)
.000
0
35 (17.2)
55 (29.6)
* Multiple responses
From the study area hospitals are the most approachable but 22% respondents does not sought
care at these facilities. People (40.8%) in general use modern treatment first even though they
believe it causes side-effects. People try to use more than one type of treatment to ensure that
they complement one another. Indeed, 24.5% respondents regard modern health care and 23.6%
respondents consider traditional health care as complementary to each other. Belief in particular
health care method and cost-effective is highly responded reason by the people of age group
above 66, for using the traditional health-care services. More male and Brahmin as well as
professional worker seek quality of care in choosing the health care method.
The dichotomous use of modern health care practices and various reasons for practicing is
further analyzed using logistic regression. The dependent variable is coded 1 if the respondents
have use modern health care practices and 0 if they had used both integrative traditional and
modern health care practices. In case of variables like ‗custom‘, ‗only medicine does not work‘,
‗Provide treatment at home‘, ‗Inexpensive‘, ‗no side effect‘, all of the respondents answered ―no‖
hence these variables are not included in the analysis.
286
Table 2 : Logistic regression estimates of the effect of reason for use of modern health
care practices
Reason for use of modern health care
practices
p
Odds
value ratio
95% C.I. for odds
ratio
Belief
.013
1.918
Lower
1.149
Upper
3.202
Near home
.457
1.225
.717
2.093
Past experience
.000
2.682
1.612
4.464
Advice from relatives/ friends
.111
1.499
.912
2.465
Decision of household head
.000
9.916
5.534
17.767
Quality of care
.130
1.520
.885
2.613
Severity / nature of illness
.383
1.267
.744
2.156
Complementary
.313
1.358
.750
2.459
Modern
.747
1.083
.667
1.759
Fast relief
.001
2.668
1.470
4.842
Constant
.000
.017
Omnibus Tests of Model Coefficients indicate that overall prediction is significant for this model
(χ2 = 122.791, p<0.001). Model summary shows -2 Log likelihood is 417.033 and is extremely
good model for prediction and Nagelkerke R Square shows that only 36.0% of variation in
outcome variable is explained by this model. Hosmer and Lemeshow test shows that model fits
the data well (χ2 = 5.268, p=0.729) since it produces insignificant chi square. The model is better
in predicting modern health care practices (83.3%) as compared to both (63.4%).
Results from logistic regression shows that the likelihood of using modern health care practices
by the people who give belief / faith in particular health care practices as a main cause is found
significantly 1.918 times higher as compared to the people who didn‘t give such type of reason
(p=0.013). Similarly, using modern health care practices is significantly 9.916 times higher among
the respondents who give the reason that the use of particular health care practices depends
upon the decision of household head (p<.0001). Probability of using modern medicine is
significantly 2.668 higher in the people who give fast relief as the most important reason (p=
.001). It is found that practice of modern medicine is 1.520 times higher in the people who seek
quality of care. However, it is insignificant (p= 0.130). Usage of modern medicine is found
significantly 2.682 times higher in the people who give ‗past experience‘ as the reason for using it
(p<.0001).
The use of traditional health care practices and various reasons for practicing is further analyzed
using logistic regression. The dependent variable is coded 1 if the respondents have use
traditional health care practices and 0 if they had used both integrative traditional and modern
health care practices. For those people who prefer traditional medicine, in case of ‗modern‘ and
‗fast relief‘ variables there are less than two levels of responses, hence excluded from the analysis.
287
Table 3: Logistic regression estimates of the effect of reason for use of traditional health
care practices
p
value
Odds
ratio
Belief
.694
1.126
95% C.I. for odds
ratio
Lower
Upper
.623
2.037
Near home
.078
.566
.300
1.067
Past experience
.418
1.250
.728
2.148
Advice from relatives/ friends
.440
1.234
.723
2.105
Provide treatment at home also
.001
2.817
1.571
5.049
No side effect
.026
.532
.306
.927
Inexpensive
.005
.463
.271
.791
Decision of household head
.120
.655
.384
1.116
Custom
.585
.863
.508
1.466
Quality of care
.032
1.999
1.059
3.772
Only medicine does not work
.000
3.717
2.145
6.441
Severity / nature of illness
.857
1.054
.593
1.876
Complementary
.461
1.281
.663
2.476
Constant
.024
.281
Reason for use of traditional health care
practices
Omnibus Tests of Model Coefficients indicate that overall prediction is significant for this model
(χ2 = 59.144, p<0.001). Model summary shows -2 Log likelihood is 331.465 and is extremely
good model for prediction and Nagelkerke R Square shows that only 24.7% of variation in
outcome variable is explained by this model. Hosmer and Lemeshow test shows that model fits
the data well (χ2 = 7.642, p=0.469) since it produces insignificant chi square. The model is better
in predicting both types of health care practices (83.3%) as compared to traditional (54.5%).
Results from logistic regression shows that the likelihood of using traditional health care
practices by the people who give use of traditional health care practices depends upon the
decision of household head as a main reason is found less as compared to the people who didn‘t
give such type of reason and it is insignificant (p=0.120). The probability of using traditional
health care practices by the people who give belief / faith in particular health care practices as a
main cause is found 1.126 times higher as compared to the people who didn‘t give such type of
reason. However, it is insignificant (p=0.694). Likewise, using traditional health care practices is
significantly 3.717 times higher among the respondents who give the reason that medicine alone
does not work for them (p<.001). Odds of using traditional medicine is 1.054 times higher in the
people who give severity / nature of illness as the most important reason (p= .857). It is found
that practice of traditional medicine is significantly 1.999 times higher in the people who seek
quality of care (p= .032). Usage of traditional medicine is found less likely in people who said
288
that traditional medicine is cost effective and there are less chances of having side effect by the
medication provided by its practitioners. However it is statistically significant (p=.005, p= .026).
The most significant findings, however, are related to the importance of the nature of disease
and quality of care on peoples‘ choice of provider. It is found that when, high quality care is
important to successful handling of a disease, people give belief as the primary reason for
selecting a health care provider. The majority of people surveyed sought treatment beyond the
closest and cheapest government health care services. This indicates that distance to quality
health care providers is not as important in choice of health care providers.
DISCUSSION
The reasons for use of traditional and modern health care differed with age, sex, caste, religion,
occupation, marital status, education and income. User‘s perceptions are shaped by their cultural
values, previous experiences, time expend to seek treatment, household size and income,
distance and cost of health care.
The type of symptoms experienced for the illness and the number of days of illness are major
determinants of choice of health care provider. Furthermore, the attitude of the health provider
and patient satisfaction with the treatment play a role in choice of provider. Peoples are generally
more likely to use low cost services. Some study stated that low costs and proximity of services
are the two most important factors that attracted people towards particular services (Ndhlovu,
1995). Other studies have shown that, rather than prices, it is indeed the quality of services
provided that has a large effect on the choice of health care providers (Litvack & Bodart, 1993;
Chawla & Ellis, 2000; Mariko 2003; Sahn et al., 2003). Features of the service outlet and selfbelief in the service provider also play a major role in decision making about the choice of
particular healthcare method (Newman et al., 1998; Ndyomugyenyi et al., 1998; Sadiq & Muynck,
2002).
A number of studies in Nepal have shown that person seek different types of healers based on
their perception and beliefs regarding the illness problems, which in turn are influenced and
defined by their social surrounding and network of relationships (Subedi, 1988). These factors
result in delay in treatment seeking and are more common amongst women, not only for their
own health but especially for children‘s illnesses (De Zoysa et al., 1984; Kaona et al., 1990;
McNee et al., 1995; Nakagawa et al., 2001; Thakur, 2002). Cultural beliefs and practices often
lead to self-care, home remedies and consultation with traditional healers (Nyamongo, 2002).
Some of the cultural issues are family dynamics which may mean people cannot easily attend or
take up services without the support of family members. Advice of the elder women in the house
is also very instrumental and cannot be ignored (Delgado et al., 1994). This study result also
depicts that peoples (42.7%) are also alienated by the decision of household head. However,
cultural practices and beliefs have been prevalent regardless of age, socio-economic status of the
family and level of education (Stuyft et al., 1996; Perez-Cuevas et al., 1996; Geissler et al., 2000).
They also affect awareness and recognition of severity of illness, gender, availability of service
and acceptability of service (Aday & Anderson, 1974).
Belief with aspects of care, particularly its dependence on medications, is an important part in
people‘s motivation to follow traditional health care practices. Results also suggest that the
modern health care systems lacks integration, differences in the quality of services and ignorance
of social and spiritual dimensions, is also an important motivation for turning to traditional
health care in this particular population which supports the results from the various studies
289
(Marriot, 1955; Carstairs, 1965; Stone, 1976; Shrestha, 1979; Aryal, 1983; Young, 1989; Millar,
1997; Astin, 1998; Lyon, 1998).
Considerations of service quality and disease severity as well as nature of illness also dominate
choice of traditional as well as modern method of health care. As quality of care increases
people‘s choice probability also increases. Evidence from the literature suggests that quality of
care (Larsen, 1976) and severity/ nature of illness (Young, 1989; Niraula, 1994) are the most
important factor in the choice of health care providers. This study also found that the majority of
users appraise quality of care (69.2%) and severity/nature of illness (65.4%) as the most
important reasons for choosing a particular provider. But the result contradicts the study by
Justice (1981) in that she found the choice of traditional healers is probably because of other
factors rather than the nature of illness.
Cost has undoubtedly been a major barrier in seeking appropriate health care. Inclined to
differential degree of use of different health care practices and important factors accepting behind such practice are
found faith and costs of treatment. Most respondents have said that price is important determinants of
the choice of health provider. Previous studies have also shown that price, income, and distance
are important determinants of the choice of health provider (Paneru et al., 1980; Aryal, 1983;
Akin et al., 1986; Sauerborn et al., 1989; Niraula, 1994; Bhuiya et al., 1995; Tembon, 1996;
Noorali et al., 1999; Islam, & Tahir, 2002). Similarly in this study also near about half respondents
said that they use traditional methods because they think that it is cost-effective. Alike to various
study (Aryal, 1983; Young, 1989; Sauerborn et al., 1989; Miller, 1997; UNICEF, 2001; Subba,
2004) results from this study also suggest that modern health care method is costly. To the
respondents cost means not only the consultation fee or the expenses incurred on medicines but
also the cost spent to reach the provider and that's why the total amount spent for treatment
turns out to be huge.
Availability of the transport, physical distance of the facility and time taken to reach the facility
definitely influence the health seeking behaviour and health services utilization (Moazam &
Lakahani, 1990). The effect of distance on service use becomes stronger when combined with
the scarcity of transportation and with impoverished roads, which contributes towards increase
costs of visits (Sauerborn et al., 1989; Kleinman, 1991; Bhuiya et al., 1995; Noorali et al., 1999;
Islam & Tahir, 2002). The respondents said that quality and severity of illness are significant in
the choice of health care providers and that price and distance matter but are not the most
important factors. This study results support the conclusion of Akin et. al., (1986) in that it is
said; while distance is an important determinant of health provider choice it is not as important
as has been believed. The reasons patients give for choosing a particular health provider are the
best predictor of their decisions. Thus distance factor doesn‘t play a major role in seeking the
health care. These findings don‘t support the result of the UNICEF (2001) study of Patan
Hospital where it is found that the longer the distance the lower the number of the patients at
the hospital. It also contradicts with the findings by Niraula (1994) where he identify that people
who are close to the roads, where the health post is located, are found to seek modern treatment
more than people who are far away.
More startling is the finding that 63.6% of individuals who utilize traditional health care believed
that only medicine in the form of tablet would not work in their health problem. They have
found little or no relief from modern medical interventions. These data are contrary to a
previous observation that CAM users are not, in general, dissatisfied with conventional medicine
(Astin, 1998). But for modern health care users, as Pigg (1995) also noted, use of modern health care is connoted
with the modernity, social status and social class.
290
CONCLUSION
The health seeking behavior is complex and has multiple factors responsible for people's choice of health care
practices. Result suggests that families seek different types of providers for contrasting reasons and
at varying stages of illness. Quality of care, severity/ nature of illness, belief in specific health
care practices, income and service price all are significant in the choice of health care provider.
The most significant findings, however, are related to the importance of the nature of disease
and quality of care on peoples‘ choice of provider. Yet the finding is not new this finding holds
in both traditional and modern health care. Distance factor seems to be a trivial factor in the
choice of health care provider. People who are seriously ill seek hospitals despite great distances
and cost. The majority of people surveyed sought treatment beyond the closest and cheapest
government health care services. This indicates that distance to quality health care providers is
not as important in choice of health care providers. Cost of care is important but is not an
overwhelming factor in the choice of modern health care provider. Respondents say that price is
important, but only when they are suffering from diseases they do not believe require high levels
of quality. All respondents seek the highest quality of care available when quality is important.
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LITIGATION IN PAKISTANI LOWER COURTS WITH RESPECT TO CONTRACT
LAW
A Research Article
AUTHOR: Akeel Ahmed
E-mail Address:
[email protected]
Mailing Address: Akeel Ahmed, Law Officer, Higher Education Commission, H-9, Islamabad,
Pakistan.
Office Phone No:
Cell No:
+925190401610
+923007760832
ABSTRACT
This article will trace that how the contract law is being applied in Pakistani courts; what are the
ramifications which it entails; and what are the remedial measures which can be taken to
overcome the problems which are being encountered by the litigants. In this article the focus will
be primarily on the civil suits regarding contracts. The application of Law of Contract in Pakistan
has significantly plummeted in the current scenario. It does not mean that the cases related to
Contract Law have dwindled but the people are loath to approach courts on matters related to
measly amount. To approach the court is fraught with multi thronged problems: the civil
litigation related to Contract matters takes interminable delay on the part of the courts; the
populace has to splurge money in the form of the professional fee of lawyers; the people have to
attend the courts frequently; the plaintiffs have to produce corroborating evidence etc.
Therefore, the masses prefer to settle the matters of law of Contract in amenable manner and
sometimes in inimical manner rather than knocking at the door of the courts. Law of Contract in
Pakistan is governed by Contract Act 1872 and Specific Relief Act 1877. Law of Contract seems
to be being replaced by other laws like Writ Petitions etc.
Keywords: Contract Law, Specific Relief, corroborating evidence, plaintiff, Empiricism,
Constitution.
INTRODUCTION
We stand at the verge of a new era of empiricism. In this world of empiricism, the application
and applicability of law of contract sounds like an anachronism. In most of the countries like
India, China, the United Kingdom etc. the application of law of contract has dwindled,
specifically in Pakistan. John O. McGinnis has pontificated that the contract law has much to do
with morality; morality and law of contract are intertwined. If we separate these things then we
have to go to the courts of law to get the matters settled. But in Pakistan the people have had
morality, now no more, but since the number of cases relating to contracts have dwindled. Here
we will discuss this issue in detail.
An agreement between two or more persons which is enforceable by law is a contract. It is based
upon one Latin phrase pacta sunt servanda which can be roughly translated as ―agreements must be
kept‘. Origin of contract can also be traced from one of the verse from the Holy Quran: ya hayu
allazina aimo aafu bil aqoode (Surah Al-Maida), the English rendition of this verse is ―O‘ Believers
keep your promises‖. Contract entails further process to get completed.
First of all, there is offer from one side and acceptance from the other side; there is
consideration; and contract has to be for legal consideration. But here we are only concerned
with the application of contract law in Pakistan. The common laws which were prevalent in the
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sub-continent before bifurcation of India and Pakistan were adopted by both the states after
independence – some laws were not adopted. The constitution of Pakistan was formed in 1956
by the Constituent Assembly but other laws and acts which were applied by the courts were of
British Era.
APPLICATION OF LAW OF CONTRACT:
All Pakistani Courts – Civil Courts, District Courts, High Courts and the Supreme Court –
started to apply Contract Act 1872 to handle the matters related to agreements. It was averred by
the Pakistani junta that the British laws will be soon replaced by Pakistani and Islamic laws but
more than sixty three years are down the line but nothing has been done except replacement of
few laws. From the very inception of Pakistan, when Pakistan was at its fledgling state the
populace used to approach the courts regarding their contract matters to get the matters get
settled and to get the decree from the court and later on filed execution of the decree.
Let us dilate upon the fact that why the people preferred filing of civil suits in the courts for
disputes relating to contracts in the early years. There were conglomerate of reasons. The first
reason was that the lawyers or counsels of the petitioners did not charge hefty amount for filing
of the suit from the plaintiffs. The second reason was that the court fee was nominal and was
within the reach of common masses. The judges have empathy and commiseration for the
penury stricken people. The courts were in the position to issue decree with in the short span of
time. The courts were not prone to procrastination. The courts were not awash with corruption
and graft. The courts used to issue decree approximately within 5 years after filling of the suit.
But the trend for approaching the courts for contract matters took a sudden turn. And number
of pending civil suits for contracts started dwindling gradually. What were the circumstances
which led to sudden shift in the thinking of the people regarding filing of civil suits for
contractual matters? The populace of Pakistan being aware of the fact that to approach the
courts for measly matters is being fraught with multi thronged problems started to minimize
their proclivity to approach the courts.
The Plaintiffs have to splurge a huge amount of money to get the decree. Albeit, The Code of
Civil Procedure 1908 envisages that the costs of the cases will be recovered from the judgment
debtor, but that has not been usually done. The decree holder has to bear the brunt altogether.
The process for civil suits is significantly lethargic and time consuming for the plaintiff.
Sometimes it happens that the plaintiff kicks the bucket but the case has not been disposed off
by the court. Most of the lawyers usually charge huge amount from the plaintiff along with court
fees.
The stenographers, readers and other staff of the court also endeavor to extract money form the
plaintiffs and defendants in the form of corruption. There is no regular hearing on day to day
basis or week to week basis, the case are usually adjourned for more than one month. First of all
the court will frame the issues which will take one month to be framed afterwards the court will
ask for documentary and other evidence which will be recorded by following the Quanoon-eShahadat Order 1984, that will also take two years to be completed. The court process is so
enigmatic for the plaintiffs and the defendants that it seems to them that they have been
embattled in a mesh where there is no way out.
Being distraught from this labyrinth of the court process the people have relinquished to
approach the courts on contract matters. Only the companies and the departments approach the
courts for contractual matters. The people intend to settle the matters amicably on measly
amounts. Truculent and pugnacious persons try to settle the contractual matters in an inimical
295
fashion by entering in affray or tiffs. These affrays have also resulted in murders as well,
sometimes not always.
For these reasons Contract Act 1872 and Specific Relief Act 1877 seem to be replaced by other
specific and particular laws as that has been put by Nathan B. Oman in the Georgetown Journal:
―Since the end of the nineteenth century contract law has been shrinking as specialized bodies of
law such as labor law or employment law are created to govern particular kinds of transactions.
The trend is not an accident. Many contract theorists see the generality of contract law as a
historical accident born of a formalism whose basis was ultimately more aesthetic than
functional.‖
The Holy Quran and the Holy Prophet Muhammad (PBUH) Sayings are bristled with stress on
the fulfillment of the contracts in amenable manner by producing witnesses which will swear
upon oath for their respective rights. The Holy Prophet Muhammad (PBUH) emphasized on the
fulfillment of the contracts by saying: La Din a Leman La Ahda Lahu,that can be translated as
―The one who does not keep promises is like the one who has no religion or faith.
To get the matters resolved regarding the contracts or agreements we need to assimilate the
contracts with our morality or moral values, as it is being done in developed states like the
United States, Germany, France and Japan etc. if the matters will be resolved in amicable matters
regarding the contracts it will accelerate the economy of Pakistan which is already wobbling.
CONCLUSION:
The people being reluctant to approach the court, the application of law of
contract in Pakistan is at verge of extinction, it needs to be revived by developing the trust of the
people on the courts and the process of the courts. Instead of replacing the Contract laws the
existing laws need to be implemented with letter and spirit. A trend has to be developed among
the people that they start approaching the courts. The cases have to be decided sans any delay.
Hefty court fees need to be waived off.
BIBLIOGRAPHY
1.
A Pragmatic Defense of Contract Law by Nathan B. Oman (Georgetown Law Journal, Vol.
98, No. 1, 2009)
2.
James Gordley, Morality and Contracts: The Question of Paternalism, 48 Wm. & Mary L. REV.
(2007)
3.
John O, McGinnis, The age of the Empirical, POL‘Y REV., June & July 2006.
4.
Posner, Economic Analysis of Contract Law after Three Decades: Success or Failure?
296
Department of Humanaties,
Shoushtar Branch, Islamic Azad University, Shoushtar, Iran
[email protected]
Family is the first society which every person live in and is educated. It has a very important role in forming
his/her character. Family environment could make each person fundamentally. It plays as foundation of man
configuration such a structure or building. In fact person should be learnt behave better on the basis of Islamic and
religious commands. He/she should learn behave well, he/she must understand nice and default tasks, that is, it
should be known is distinction between nice and default. In basic law following Koran and benefit evaluation in
country, the correct ways for education children good and bad things are learnt. Unfortunately, people under
different conditions in life and society may do default and sine. So some awards and ant-awards are appointed
instead them. In this paper following an extended research and scientific observation, we consider the role of family
on behavioral configuration of people.
Each person knows good and bad tasks to some extent rather than conditions of his/her life
and environment. Even non adult and little people may know and be familiar with some things.
Adult person knows sins and default tasks how to do under his/her circumstances (13). Imam
Khomeini (peace be upon him) know pay borrow fees on time and he want for muslims to pay
back blood money (22). Sins and default tasks of babies and unadult children is as a result of bad
and loss education of families. If a child does these tasks harmful for other persons or society,
the law appoints conditions and a time for his learning and educating in some special centers and
locations for it (2). In Islam and on profits and imams commands, educating children, particulary
about behavioral manner, and other correct religions, educating and learning behaviors to
children and person from infant to adult has been ordered and it has been advised as an
important factor to improve life and correct forming the spiritual configuration (2). Therefore
family is a very important center and as the first location to good form the spiritual character of
each person, it will be useful and applied to prepare him/ her to make person better and better
for future ages in society.
The behavioral improvement centers are centers for educating persons and learning positive
and good tasks with an effective behavior to him/her for better life, better work and good
manner due to a correct character in society. These center have three separate parts (90):
- Contemporary care part
- educating and learning part
- prison
On the basis on existance laws about sins and defaults, people should be separated from each
other with regards to their sexual, boys and girls. Also persons older 15 years old should be in
another person sin each group, that is, boys and girls (adult and unadult) (91).
Based on provision of article 307 and 211 of Islamic punishment law, because the child have not
discrimination and prediction ability of criminal action results and considering discrimination as
knowledge about illegal action and / or actions which are against social regulations (1).
297
All of persons and children in such centers are educated and learnt socially and behaviorally.
Children in these centers should learn lessons and book, that is, they should be changed to
educated. Educated persons usually do lesssins and less false tasks.
Children in these centers, after educating different lessons and books are learnt technical
profisions such as:
Auto mechanics, talor, electricity and milling (92). Adult person and also children with a bad
behavioral pattern, harmful for others should be sent to prisons.
The family is the first and essential area in which women‘s rights have to be secured. Marriage
and parenthood are among the basic objectives of the Islamic legal system (maqasid al-shari‘a).
Jurists consider marriage and formation of a family closer to the essence of religion which is
―worshipping God‖ (Ibada), than to a human worldly dealing (muamala).
Nowadays, some individualists and permissive people view the family institution as a restriction
on individual freedom. The family institution binds both partners with certain mutual obligations
restricting the absolute freedom. The family saves individuals from the loss which they suffer as
a consequence of sexual or other forms of absolute freedom. One does not only need a
temporary and physical partner in bed, but also a full and permanent partner in the whole life.
An attempt to avoid children, or to deal with them as a burden, represents a severe restriction on
natural instincts and motivation. The enjoyment of a full partnership cannot be built only on
physical pleasure or on temporary and changing inclinations. The Quran considers marriage ―a
most solemn and serious pledge‖, and teaches that it should be based on justice and maintained
through ―love and tenderness.‖. This shows the importance of religious teaching and education
in this matter. These teachings go beyond what any state law can do toward securing women‘s
rights.
Children could be educated under optimum and correct circumstances away from defaults and
sins really. Of course favors and kindly behavior from fathers and mothers and different parents
rather to children complete some losses in life and for children. Also friendship relation of
children with his/her friends or classmates should be under parents consideration, that is,
parents should guide their children to set their friendship relations with safe and good persons in
their age groups. In the most projects, safe families and good friends result in safe children away
from each sins and default tasks. If culture would be improved with positive behaving pattern
and safe spiritual effects full of mankind sense, children will be growth under nice circumstances
and ready for doing jobs in future.
In educating circumstances, teachers and masters should present one work education programs
at least once three months (4). Situations of work, education and development for persons and
children in educating and learning centers are controlled by social helpers (5). If family spaces
would be safe and social healthy, children could learn educations under welfare circumstances.
As a result of it, sins, defaults and bad things happen less in a society.
Islam secures the right of women from the moment the baby girl is born. She should be received
with happiness and pleasure, in contrast with the Arab tribal and combatant society that used to
determine individuals‘ place in the society on the basic of their ability to fight.
―And whenever any of them is given the glad tiding of (the birth of) a girl, his face darkens, and
he is filled with suppressed anger. He is avoiding all people because of (the alleged) evil of the
glad tiding that he has received, (and debating with himself): Shall he keep this (child) despite the
contempt (which he feels for her), or shall be bury her in the dust? Oh, evil indeed is whatever
they decide."
God accepted Mary, mother of Jesus, for a sacred mission; differently form her people‘s thinking
that only a man should be chosen for it:
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―And God was All Hearing, All Knowing when a women of (the House of) Imran prayed: O my
Lord! Behold, unto you do I vow (the child) that is in my womb, to be devoted to your service.
Accept it, then for me: Verily, you alone are all-hearing, all-knowing. But when she had given
birth to the child, she said: O my Lord! Behold, I have given birth to a female- the while God
had been fully aware of what she would give birth to…And thereupon her Lord accepted the
girl-child with goodly acceptance, and caused her to grow up in goodly growth, and placed her in
the care of Zachariah. Whenever Zachariah visited her in the sanctuary, he found her provided
with food….‖ The female child‘s family and the society as well are responsible for securing the
physical and educational growth of the girl according to her abilities and talents. She has the right
to work and enjoy full economic rights and independent legal personality. However, the husband
is legally responsible for what the whole family (his wife and their children) needs, even through
the wife can always share freely in family expenses if she so chooses.
Motherhood
Children should realize how dedicated their mothers were in bearing and raising them in their
childhood:
“And God says: We have enjoined upon a human being goodness toward his/her
parents; one‟s mother bore him/her by bearing strain upon strain, and the child‟s utter
dependence on her lasted two years: (hence, O people), be grateful toward Me and
toward your parents, (and remember that) with me all journey ends.”
The slightest offense to the parent by any word or gesture is against the teaching of the Quran.
The Prophet put the mother before the father in relation to kindness that children should show
toward each of them. Even when the parents
are not believers, and try to persuade believing children to follow them, the children must stick
to their faith without hurting their parents‘ feelings or degrading them:
―Yet should they (the parents) endeavor to make you ascribe divinity side by side with Me to any
that your mind cannot accept (as divine, obey them not: but even then) bear them company this
world‘s life with kindness.‖
Some results concluding of this paper could be written as following:
1-If a child would educated under a correct behavior pattern, subjects to his/her sins, the
psychology program governing child will be suitable in family in forming a good character.
2- Judges in courts apply laws on the basis of allowed basic laws as a physician to sweep away
society from harmful tasks and jobs.
3- If a child do sins and default-bad things for second time, he/she should be taken to centers
for learning them professional works.
4- Most of sins and defaults starts or are originated from child hood.
5- Family is a very important and effective center of behavior educating to persons. If family was
a safe location for growing up children, many sins will be cancelled.
References
1-Answers to Questions of Right and Liability commission, (1986), Vol. 182.
2-AyatollohMoosaviBojnoordi, (1987), Two points of Right, Right monthly pub, Vol. 12, No .11.
3- Gorgi, A,(1990), Right papers, Tehran Univ. press, Vol.20.
4- Narimisa, M,(2004), Criminal liability of children in Iran Law, M Sc thesis, IAU, Ahvaz.
5- Rahimi, M., (1996) , Babies, Defaults, Right journal, Vo 107.
299
Virtual Education and Its Location for Faculty Members
Mousa Mojtabaei
Department of Governmental Management,
Islamic Azad University,
Shoushtar, Iran
[email protected]
Abstract
The managerial push to deliver more higher education virtually and online began in the 1990s, when colleges and
universities dramatically expanded the use of distance education. But now, faculty unions face intensified challenges
in negotiating virtual space. Today‘s pressures call for a more aggressive, positive posture. Faculty and staff face
economic, political, and professional pressures. The condition of state budgets and the attendant reductions in
appropriations leads policymakers and academic managers to call for academic program and staff cuts. Online
higher education appears an inevitable strategy for increasing productivity—more education with less academic
staff. The call by the Obama Administration for a 60 percent college education rate has led advocates to push for
―delivering‖ higher education with 21st century information technologies. A technological path, these advocates
insist, will increase student engagement, educational quality, and attainment. These advocates challenge the control
of the classroom and curriculum by faculty members. After discussing policy pressures on faculty and staff, we
examine contractual provisions addressing control of work, control of curriculum, instructional quality, and
intellectual property. Last, we explore what is absent from contracts and provide language that bargaining units
could put on the table when negotiating the virtual space of online education.
Keywords: Education, Virtual, University.
Introduction
Understanding Virtual Education
Before the advent of the cyberworld, ―virtual‖ meant ―in essence if not in reality,‖ or ―almost
but not quite,‖ as in, ―He was a virtual Houdini in his ability to escape tight situations.‖ In the
microprocessor-saturated world of personal computers, ―virtual‖ as often means ―simulated,
imitated, as real things are represented on a computer screen.‖ So ―virtual schooling‖ can be
taken to mean ―acts, affordances, and relationships that simulate real schooling,‖ where ―real
schooling‖ is taken to be teachers and students interacting in the same place and at the same
time for the purpose of learning things. In fact, real schooling has never been as simple as this
definition implies. Correspondence courses using postal mail have around a century-long history,
and teaching via radio or television has been an established feature of the education landscape
for decades. Nonetheless, the remarkable affordances of personal computers networked
throughout the entire world have created opportunities undreamed of 50 years ago. Two-way
communication and the instant transmission of text, sound, and static and moving images have
created amazing possibilities for rich and authentic relationships between instructors and
students. Thus the notion of a ―virtual school‖—a school almost as effective as real teachers and
students in the same place at the same time—arises at the beginning of the 21st century as an
urgent issue worth interrogating. Virtual education encompasses a variety of online courses and
programs. Researchers at the North Central Regional Education Laboratory categorized K- 12
public virtual education into five basic types: statewide supplemental programs, district-level
supplemental programs, single-district cyberschools,
multidistrict cyberschools, and cyber charter schools.1 By far the most prevalent form of virtual
education involves what has come to be known as ―credit recovery‖—the earning of credit at the
secondary school level by students who have failed a conventional course or for whom
scheduling conflicts made enrollment in the conventional course impossible or inconvenient. In
recent years, entire online programs leading to a diploma existed only in some remote rural areas
or enrolled disabled students who could not attend conventional schools. However, the
contemporary trend attracting attention and concern is the cyberschool being marketed to home
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schoolers and charter schools. Each type of virtual education raises its own policy issues, but by
far the most difficult questions surround the rapid expansion of virtual education provided by
private companies.2 Virtual schools (encompassing multi-district cyberschools and charter
cyberschools) require special attention because they
represent new administrative organizations and generally evidence new relationships between
commercial entities and government and public agencies.
Distance Education Initiatives and Faculty Work
We live in strange times. Faculty members constantly work to improve teaching, learning, and
the overall educational experience, sometimes with administrators, sometimes on their own. But
today, self-proclaimed experts advance proposals to increase productivity, improve graduation
and/or completion rates, and transform the overall academic workplace. These advocates
portray themselves as concerned with students and with results, especially the impact on the
economy. Any questioner, much less critic, they insist, must be self-interested, resistant to
change, and committed to the status quo. Federal and state governments have their initiatives,
although seldom with money to pay for them. Individual higher education systems are
developing their own proposals. Last, foundations, with large amounts of dollars to invest, are
becoming attractive to cash-starved governments. These initiatives assume increased use of
distance education technologies and online materials. They raise numerous questions about
academic quality, and seriously challenge the nature of faculty work.
Hopes for progress in higher education were high when Barack Obama took office in January
2009. The previous Congress passed several college affordability measures. Gone was the
adversarial posture exemplified by the Spellings Commission.2 The American Recovery and
Reinvestment Act, also known as the stimulus bill, passed in early 2009, increased student aid,
and protected higher education jobs by providing direct aid to states. That summer, the President
announced the American Graduation Initiative (AGI), which called for five million new
community college graduates within the decade. ―By 2020,‖ he promised ―this nation will once
again have the highest proportion of college graduates in the world.‖3 The AGIcalled for
creating a challenge fund to promote innovative community college completion strategies,
modernizing community college facilities, and opening a new online skills laboratory. But most
of the AGIand its legislative vehicle fell victim to the controversy over health care. The final bill
contained only two relatively small programs to promote completion at Historically Black
Colleges and Universities (HBCUs) and community colleges. The administration continues its
rhetorical commitment to higher education, holding HBCUand community college policy
summits. But the administration has not matched this welcome attention with the investments
necessary to carry out the AGI‘s ambitious graduation and completion goals. Its efforts will fall
short without a dramatic increase in the number of faculty. But this increase requires resources
most state governments do not have, and expenditures most lawmakers are unwilling to make.
Many institutions are curtailing enrollments or course offerings. Budget cutbacks forced students
to make difficult choices at institutions that traditionally attract first generation college attendees.
California State University capped enrollments for the first time in its history. Students change
majors based on availability of courses.4 And 30,000 students could not enroll in all the classes
they needed at Miami Dade College, ―the nation‘s largest community college,‖ because the
institution lacked funds to hire enough faculty members and advisers. California‘s community
colleges plan to reduce enrollment by 250,000 students because of cuts in state aid.‖5 By one
estimate, ―it will take about 36,000 to 42,000 additional community college faculty members—a
29 to 35 percent annual increase—to sustain the current faculty-student ratio, and to add 3.5
million new completers in a decade.‖6 But, the researchers note, their estimates could change
under certain scenarios. ―Distance learning may increase productivity and faculty-student ratios
as technology plays a bigger role in education‖ or ―proprietary schools could increase
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enrollments, thereby producing a larger share of the degree and certificates counted toward
meeting national goals.‖7
The propriety schools claimed ―their sector must play a key role if President Obama is to meet
his goal of having the world‘s highest number of college graduates by 2020.‖8 Secretary of
Education Arne Duncan later said that for profit institutions ―are critical to helping the nation
achieve President Obama‘s goal of making the United States the nation with the highest portion
of college graduates by 2020.‖9 State funding cuts also prompt traditional institutions to meet
their goals through online education. In fall 2010, Tom Joyner announced he was forming a
company to assist HBCUs in developing online programs. The company would directly compete
with for-profit institutions.10
Congress and the administration support the potential of online and distance learning. Absent
substantial investment, attaining the administration‘s expansive goals depends on the supposed
savings offered by distance education. ―On average,‖ concluded a meta-analysis sponsored by
the U.S. Department of Education, ―students in online learning conditions performed better
than those receiving face-to-face instruction.‖11 This analysis aimed to provide policymakers with
research-based guidance on implementing online learning for K–12 education and teacher
preparation.12 The Department and the AGIencourage use of open courseware in the online
setting to supplement traditional education. A new study challenges that meta-analysis. Superior
student learning, the researchers state, ―does not hold, however, for the studies included in the
meta-analysis that pertain to fully online, semester-length college courses; among these studies,
there is no trend in favor of the online course mode.‖ The study, they add, focuses on ―relatively
well-prepared university students, so their results may not generalize to traditionally underserved
populations.‖ ―Some evidence beyond the meta-analysis suggests,‖ they conclude, ―that, without
additional supports, online learning may even undercut progression among low-income and
academically underprepared students.‖13 Despite questionable research, government and
foundation advocates for online materials and distance education continue to tout the ability of
technology to improve educational outcomes. Foundations promote access, completion, and
closing achievement gaps by advancing arbitrary goals, purportedly driven by data; they brook
little criticism. Gates and Lumina are partnering with state governments to increase college
productivity.14 Decreased public funding of higher education, notes one observer, ―means the
Gates Foundation could become the most powerful force in American education in the years to
come.‖15 The Gates Foundation program aims to ―double the number of young people who earn
a postsecondary degree or certificate with value in the marketplace by the time they reach age
26.‖16 Its ambition goes further: ―We need,‖ says a strategy memorandum, ―to ‗re-engineer‘ the
delivery model for postsecondary education.‖17 ―From the moment students enroll in college,‖
the foundation states, ―they should be guided along a clear pathway to graduation and a career.‖
The foundation is investing in ―innovations in performance management and institutional
practices‖ with early emphasis on ―supporting data-driven efforts to accelerate the rate of
academic catch-up… and first year experience.‖ Its strategy also calls for investment in ―new
technology products and platforms that produce dramatic improvement in learning and
completion rates and can be developed and adopted at scale.‖18
Achievement Outcomes of Virtual Education
Volumes of research on ―distance education‖ attest to the outcomes of computer mediated
teaching and learning.15 The three most prominent recent publications include meta-analyses of
studies that investigated the achievement outcomes of K-12 online teaching and learning. The
primary question addressed in most studies is whether computer-mediated, asynchronous
teaching and learning over a network produces the same achievement on paper-and-pencil tests
as the same material taught in a traditional synchronous, face-to-face setting involving a teacher
and students. Cavanaugh, Gillan, Kromrey, Hess, and Blomeyer16 published the first
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meta-analysis of online education outcomes focused entirely on K-12 teaching and learning. The
authors identified 14 studies published in the 15-year period prior to 2004 that met strict
inclusion criteria for internal experimental validity in comparing online courses with
conventionally taught courses. Outcomes were measured by paper-and-pencil tests of
achievement of course objectives. The authors concluded that there were no statistically
significant differences in achievement between online courses and courses taught in conventional
face-toface arrangements. Smith, Clark, and Blomeyer17 undertook a meta-analysis to update the
work of Cavanaugh and her colleagues with eight experimental and quasiexperimental studies
that similarly met high standards for experimental validity.
All eight experiments focused on student achievement in K-12 instruction. The findings of this
analysis were seen as supporting the conclusions of the 2004 Cavanaugh et al. meta-analysis in
which virtual instruction produced measured achievement equivalent to that of conventional
face-to-face instruction. Tallent-Runnels and her colleagues18 reviewed achievement in online
course across a wide span of ages and subjects and concluded that ―… learning outcomes
appeared to be the same as in traditional courses‖ (p. 93). Essentially
this same conclusion had been reached in the earlier meta-analyses published in 2004 and 2005
by Blomeyer and his colleagues at Learning Point Associates. One measure of the effectiveness
of virtual schooling is whether it has won acceptance broadly among, say, parents of K-12
students whose children might be exposed to online teaching. In the annual Phi Delta
Kappa/Gallup survey19 of opinions regarding education, parents of public school children were
asked the same two questions, once in 2001 and again in 2007: Do you approve of high school
students earning credits online? And would you be willing to have your child earn most high
school credits online? The results showed an increasing acceptance of online teaching-learning in
small amounts but an increased skepticism of virtual schooling constituting the bulk of a
student‘s high school education (see Tables 1 and 2).
VIRTUALSPACE: CONTRACTPROVISIONS
Faculty unions must focus on the implications of the move to virtual space for workload, control
of the work and of the curriculum, and intellectual property. Properly addressing these issues in
contracts and policies is critical for protecting faculty work and educational quality.
Workload. Distance education involves preparing for classes, posting materials online, working
with technical support, conducting online discussions, and managing e-mail communication with
students.
Control of the Work. Who does the work, faculty or technical staff; bargaining unit member or
non-bargaining unit member? Who chooses the technology? What are the criteria for those
choices—academic or commercial?
Control of the Curriculum. Faculty members are responsible for academic policies under a
proper system of shared governance. Standardized online course materials threaten that
principle, violate shared governance, and challenge academic freedom principles.
Intellectual Property. Who owns the material generated for distance education courses? The
creators, faculty unions argue, own the intellectual property. But, questions arise, given the large
institutional contributions to their creation. Imposing standardized courses worsens the situation.
Can a faculty member alter the intellectual property in a base course so as to protect the
respective rights of the original creator and the course instructor? What is the definition of
―significant use of institutional resources?‖
The push to offer non-traditional courses is not new. In the 1980s and earlier, institutions
pushed course delivery through television or videotaped lectures, often with only one-way
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interaction. Some institutions moved to video or audio transmission with two-way interaction,
including transmitting courses to extension campuses. These courses were primarily aimed at
non-traditional, older and working students, or at students located in away from any large
postsecondary institution. Distance education was largely an extension of correspondence
courses.
Today, each academic year brings new technologies usable for distance education. Courses may
include content developed or presented by many individuals with diverse relationships to the
institution. On-campus (―onground‖) and online courses may involve many technologies—
blogs, podcasts, vodcasts (video on-demand), wikis, gaming or simulations, and chat rooms.
―Blended‖ or ―hybrid‖ courses are increasingly common, with some material presented in
person, and part through alternative methods.
Collective bargaining agreements reflect the concerns that distance education now raises for
college faculty and professionals. Contracts in NEA‘s Higher Education Contract Analysis
System (HECAS) 2010, show the diverse solutions developed by staff and management to
address these concerns. Table 1 categorizes the analyzed contracts by the significant areas of
distance education they address.
Quality of Virtual Schooling
Concerns with the quality of virtual K-12 schooling are many: accreditation status, teacher
certification, course quality, and assessment of student work are among the concerns.
Several existing private groups have conferred their accreditation on cyberschools: the
Commission on International and Trans-Regional Accreditation, the Northwest Association of
Accredited Schools, the Southern Association of Colleges and Schools Council on Accreditation
and School Improvement, and the Western Association of Schools and Colleges, to name only a
few. Theseagencies, by merit of their rapid proliferation, have yet to acquire the legitimacy of the
more established accrediting agencies such as the Middle States Association of Colleges and
Schools, the New England Association of Schools and Colleges, North Central Association of
Colleges and Schools, the Southern Association of Colleges, and the Western Association of
Schools and Colleges, which are approved by the U.S. Department of Education. These
traditional accrediting agencies have sought to bring virtual schools under their purview, but
with few exceptions most such schools have not requested their services. Higher education has
long struggled with the problem of dubious accrediting agencies. The Council for Higher
Education Accreditation, a private organization of 3,000 colleges and universities, lists more than
two dozen accrediting agencies that it identifies as fake or dubious. Some of these accredit
several online colleges and schools.25 A National Commission of Accredited Schools has proved
to be nothing but a diploma mill selling high school diplomas for two weeks‘ ―work.‖26
Given the money flowing to virtual schooling, the need for reliable accrediting bodies to ensure
school quality seems obvious, and the potential for abuse is enormous. Consider two
examples―one from Arizona and one from Colorado. The Arizona Virtual Academy, a large
charter school, enrolled more than 3,000 full-time online students in 2008. The state paid the
school approximately $7,000 per student, the typical rate for a charter school student, even
though the Academy maintained an office in downtown Phoenix and no other physical site.
Consequently, the Academy collected approximately $21 million in state funding, approximately
90% of the total state funding for virtual schools. The Director of the Arizona Virtual Academy
was formerly an employee of the Goldwater Institute in Phoenix—a conservative think-tank
championing vouchers, charter schools, and other privatization proposals—and once served as
Chairperson of the Arizona Charter School Board. This person, with no experience as a school
administrator and no such credentials, was paid a salary of approximately $100,000 in 2008,
about average for principals of large high schools in the metropolitan region. Moreover, most of
the state money going to the Arizona Virtual Academy was then passed through to K12 Inc. In
2008, the Academy was discovered to be outsourcing the grading of some papers to readers in
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India.27 One of the more unusual cases of a virtual school concerns a tiny school district on the
semi-arid plains of southern Colorado, a third of a mile north of the New Mexico border.
Branson, Colorado, had no grocery store, no gas station, and
a population of fewer than 100 persons in the 2000 Census. Hardly visible in Google Earth,
Branson is a most unlikely place to have received over $15,000,000 in state support for its 1,000
―virtual students‖ from around the state in the first four years (2001-2005) of its online school.
―‗Cyberschools are the 800-pound gorilla of the choice movement, although vouchers and
charter schools get a lot more attention,‘ said William Moloney, education commissioner in
Colorado, where state financing for online schools has increased almost 20-fold in five years – to
$20.2 million for 3,585 students today from $1.1 million for 166 full-time students in 2000.‖28 In
the fall of 2006, the State of Colorado was paying for the schooling of 8,236 online students.29
Control of the Work
Colleges can compensate for the development, initial and subsequent offering, and updating of
materials for distance learning or other technology-intensive courses directly with additional pay,
or through contributions to ordinary or overload teaching credits. Regular or adjunct faculty, or
contractors or corporations may do this work.
Can administrators assign faculty to offer distance education courses, even if they would prefer
to teach traditional courses? Older contracts often preserved the right of faculty to reject
distance education, but current contracts more often allow administrators to assign distance
education courses, at least to newer faculty whose initial contracts specify that requirement.
The contract for Oakland University (Michigan) preserves the right of faculty to select their
course delivery methods, and requires the university to provide training and support for
instructors who choose to offer distance education courses. Faculty involvement in distance
education should be voluntary.
Faculty should receive training and support services in the development and delivery of distance
education.
The contract for the Pennsylvania State Colleges and Universities allows management to assign
faculty members to distance education only if their appointment letter specified this right. faculty
teach increasing numbers of courses.30 Contracts therefore often include language on controls
over distance learning course offerings. Who decides whether the college should offer a course
through distance learning? Can a college purchase courses from other institutions or private
vendors? Will distance-learning courses reduce the availability of traditional campus-based
courses?
Contracts usually provide for faculty participation in these decisions by supporting academic
governance—faculty senates, curriculum committees, and departmental approval processes.
California‘s College of the Desert, for example, establishes controls on courses developed by
adjunct faculty covered by the collective bargaining agreement. The sponsor—a full-time faculty
member or dean—initiates a review process for course approval by the curriculum committee.
The contract for El Camino Community College, also in the California system, similarly asserts,
―The El Camino College Academic Senate has the primary responsibility for the recommendations to the Board of Trustees regarding curriculum and matriculation issues. As such,
only those courses and programs approved through the agreed upon curriculum and
matriculation decision process will be delivered by Distance Education.‖ Shawnee State University, in Ohio subjects distance education and traditional courses to the same university governance structures. The Cleveland State University contract includes strong language on faculty
control of the curriculum, including course development, selection of faculty to teach courses,
and class size. Distance education courses (or modifications thereto) shall comply with all of the
standard practices, procedures, and criteria which have been established for traditional courses
including, but not limited to, faculty involvement at the level of course development and
approval, selection of qualified faculty to teach the course, pedagogical determinations about
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appropriate class size, and oversight of all final course offerings by the appropriate faculty
committee to ensure conformity with previously established traditions of course quality and
relevance to programs. Occasional adjustments (e.g. to office hour procedures) may be necessary
in order to fulfill the intent of standard practices and procedures. In such cases, any adjustments
shall require approval by the Chair or the Dean‘s designee. Faculty contracts also support
curricular quality by specifying training requirements, technical supports, and class size limits.
The contract for Lane Community College (Oregon) requires the college to ―ensure that
resources for distance learning, such as technical and infrastructure support (including additional
phone lines, hardware and software) and academic support (including Library, Counseling and
Advising) are identified to faculty and provided at a reasonably adequate level.‖ The contract for
San Diego Community College (California) Adult Educators establishes norms for distance
learning class size, and requires the college to provide the faculty with adequate supports. Class
section capacity for distance education courses shall be established prior to the beginning of the
enrollment period for each course. The average class size of a distance education class will be
that expected of any other class in continuing education The District shall provide training,
logistical, instructional, and technical support to faculty with distance education assignments.
CONCLUSION
Promoting high-tech modalities has strong bipartisan backing as the answer to challenges
confronting the academy. Critics portray academic unions as unresponsive to the potential of
technology. Pushing back is to be cast as anti-reform, old-fashioned traditionalists and as
protecting existing jobs and routines. Resisting ―the inevitable‖ invites unflattering analogies to
workforces and industries that failed to adapt to the present with technological innovation.
Unions may protest they support appropriately utilized technology. Yet the posture in collective
bargaining agreements and in the policy arena is largely defensive and relatively ineffective.
It is time to take the offensive. Unions must expand and strengthen provisions protecting faculty
workloads, curricular control, and intellectual property. More important, faculty members must
offer an alternative, compelling framing of work, education, and quality. We must hold
institutions accountable for their patterns of resource investment. We must also offer a counternarrative to those advocating a new academic normal of 24/7/365 educational service delivery to
more students by fewer independent, full-time faculty and professionals.
REFERENCES
Blumenstyk, G. ―Tom Joyner Venture Will Help Black Colleges Start Online Programs,‖ The
Chronicle of Higher Education, September 2, 2010. Available at http://chronicle.com/article/TomJoyner-Venture-Will-Help/124294.
Center for the Study of Education Policy, Illinois State University. Grapevine: An Annual
Compilation of Data on State Fiscal Support for Higher Education, Table 5. Available at:
http://www.grapevine.ilstu.edu/tables/FY10/Revised_Feb10/GPV10_Table5_revised.pdf.
Christopher, B. and S. Clery. ―Faculty Salaries: 2008–2009,‖ in The NEA 2010 Almanac of Higher
Education, Washington, D.C.: National Education Association, 2010, 7-28. Available at
http://www.nea.org/assets/img/PubAlmanac/CleryChristopher_2010.pdf.
Fuller, A. ―Duncan Says For-Profit Colleges Are Important to Obama‘s 2020 Goal,‖ The Chronicle
of Higher Education, May 11, 2010. Available at http://chronicle.com/article/Duncan-Says-ForProfit-Coll/65477.
Gates Foundation, The. Postsecondary Success: Focusing on Completion: Executive Summary 2009.
Available at http://www.gatesfoundation.org/learning/Documents/postsecondary-educationsuccess-plan-executive-summary.pdf.
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Gonzalez, J. ―For-Profit Colleges, Growing Fast, Say They Are Key to Obama‘s Degree Goals,‖
The Chronicle of Higher Education. November, 2009. Available at http://chronicle.com/article/ForProfit-Colleges-Say-The/49068.
Gose, B. ―Gates Fund Creates Plan for College Completion,‖ The Chronicle of Higher Education,
November 21, 2008. Available at http://chronicle.com/article/Gates-Fund-Creates-Planfor/25063.
Hebel, S. ―Lumina Describes How Far States Have to Go to Meet College-Completion Goals,‖
The Chronicle of Higher Education, September 21, 2010. Available at
http://chronicle.com/article/Lumina-Describes-How-Far-St/124553.
Jaggars, S.S. and T. Bailey. Effectiveness of Fully Online Courses for College Students: Response to a Department of Education Meta-Analysis, Community College Research Center, Teachers College, Columbia
University, July 13, 2010. Available at http://ccrc.tc.columbia.edu.
Lumina Foundation for Education, The. A Stronger Nation through Higher Education. September
2010. Available at http://www.luminafoundation.org/publications/A_stronger_nation.pdf.
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REVISITING HEALTH IN COLONIAL BENGAL: A LITERARY OVERVIEW (1880
-1930)
Tinni Goswami Bhattacharya
Post –Doctoral Fellow,
The Asiatic Society, Kolkata,
West Bengal, India.
[email protected]
Abstract
The essential theme of this paper is to highlight the condition of health and hygiene in the British Bengal from the
perspective of official documents and vernacular writings, with special emphasis on the journals and periodicals.
The fatal effects of the epidemics like malaria and cholera, the insanitary condition of the rural Bengal and the
cultivated indifference of the British Raj made the lives of the poor natives miserable and ailing.The authorities had
a tendency to blame the colonized for their illiteracy and callousness which became instrumental for the outbreak of
the epidemics. On the other, in the late 19th and the beginning of the 20th, the vernacular literature played the role
of a catalyst in awakening health awareness, highlighting the issues related with ill-health, insanitation and
malnourishment. More importantly, it became an active link between the society and culture on the one hand, and
health and people on the other. The present researcher wants to highlight these opposite trajectories of mentalities
with a different connotation. The ideologies of the Raj and the native political aspirations often reflected in the
colonial writings, where the year 1880 was considered as a landmark in the field of public health policies. On the
other, the dichotomy between the masters and the colonized took a prominent shape during 1930s.Within these
fifty years; the health of the natives witnessed many upheavals grounded on the social, economic and cultural
tensions.
Keywords – Bengal, Native, Health, Raj, vernacular literature.
Introduction
The essential theme of this research paper is to trace a particular aspect of the socio-cultural
history of twentieth century Bengal, a province under the British India,with special emphasis on
the condition of health and sanitation in the late 19th & early 20th century. A major part of this
discourse falls within the colonial period. Hence it is necessary to comprehend the nature of
Indian society and culture, and the condition of public health in that particular colonial context.
In the late 19th century and in the beginning of the 20th, the vernacular literature along with the
press played a leading part in awakening health awareness, highlighting the issues related with illhealth, insanitation and malnourishment.
Methods & Procedures
During the colonial period, the condition of public health and sanitation was not very
impressive. The officials of the East India Company had a tendency to blame the indigenous
people for epidemics like Cholera, malaria, plague, Kala-zar etc. As for example, in 1881 on 24th
February, the Civil Medical Officer of Dinajpur, Baboo U.C. Mookherjee, wrote a letter to the
Magistrate of Dinajpur, stating that,
‗… anything that contributes to the unhealthiness of a place is to be found in abundance all about Roygunge and
its adjoining villages. Roygunge is almost in the centre and it is most crowded without proper roads or drains.
There is a river called Kullick which except in the rains, contains throughout the year, particularly in the portion
that passes through the most crowded part of Roygunge, dirty water holding all the organic impurities in most
concentrated solution and, is in my opinion, unfit for use; but strange to say almost all the people use it both for
drinking and cooking purposes.‘1
308
On the other hand, in the vernacular journals and periodicals, many articles were written with
the aim to criticizing the British Raj for the alleged neglect of sanitary and unhygienic conditions
in this regard.
A critical study of the following subject cannot fail to reveal the deplorable condition of public
health in Bengal, the helplessness of whose populace can be better be imagined than described.
Demands to ameliorate public health conditions was voiced continually in the press, in the hosts
of petitions and memorials from private persons in resolutions after resolutions at different
annual medical conferences and in the provincial legislative council but little was done to
improve public health.2
Though great hopes and many expectations with regard to public health were raised after the
introduction of Montagu – Chelmsford Reforms (1919), there was hardly any improvement with
regard to this. There was neither a clear understanding of the methods by which improvement
could not be affected nor a definite program of what required to be done. Health measures had
little influence on mortality and morbidity. The reports of the Director of Public Health make a
melancholy reading. Even a cursory glance through the statistics in reference to deaths and
diseases in these reports, give one the impression of the tremendous loss of lives due to
preventable diseases. Malaria did not abate; cholera, Kala-zar and other diseases could not be
stamped out. Although compulsory vaccination was introduced first in Calcutta in 1880 and
gradually extended to all municipal and district board areas, Bengal continued to be a reservoir of
smallpox. The rate of infant and maternal mortality was staggering.3
The health of the school children remained far from satisfactory. There was an acute crisis of
drinking water in rural Bengal. In the urban areas also the provision of safe drinking water was
inadequate. Another fruitful source of disease and infection was to be found in the adulteration
also reduced the vitality and power of resistance of an appreciable section of the population. The
low standards of nutrition and of bad housing were also factors contributing to the ill-health of
the people. The pest of water-hyacinth could not be eradicated; smoke nuisance prevailed in its
worst form. A Government resolution admitted that the public health services in Bengal and
India were far from developed and the problems of public health were many and varied.4
This particular problem had a social approach and the structure of the society of that time was
very much caste-based. Sometimes the lower-caste people had to face opposition from the
upper section of the society, if they wanted to reform or uplift the existing health condition.
From Sarat Chandra‘s ‗Pandit Mosai‘ (The Teacher), and ‗Palli Samaj‘ (The Village Society) we get
a picture of this. Pradip Kumar Bose in his ‗Health and Society in Bengal‘, states that,
‗…the examination of 19th century Bengali periodicals dealing with matters of health and medicine and the review
of the subjects and specificities of contemporary knowledge – practices discussed therein, reveal that a variety of
these practices and regimes of knowledge had originally emerged in the West. These were re-situated in the course
of colonial rule. The re-situation of these practices led to their reformulations as well. A different society, culture,
tradition and existing indigenous knowledge – systems provided the context in which the gradual spread of this
knowledge occurred, followed by its adaption and articulation through various reformulations.‘5
This particular mind-set formed a specific socio-cultural trend which later became the pulse of
the Bengali society on the verge of the 19th and 20th century Bengali Renaissance.
From 1900 onwards the relation between health and society became more prominent where the
native mind played the role of a catalyst. As for example, in the Swasthya Samachar Patrika (B.S.
1332, Chaitra), a lecture by Rabindranath Tagore, the famous Noble Lauriat, was published
under the title of ‗Rabindranath and Rural Reconstruction‘. Rabindranath‘s call for self – awakening
309
was definitely a reflection of the enlightened Bengali psyche which spoke for self – esteem and
self – enrichment, in other words, a state of self – awareness. It was commonly felt that to
improve the state of health and hygiene in the country in general, and Bengal in particular; self
awareness was the most primary tool. And it could result only by the spread of education.
Therefore emphasis should be put on compulsory education at primary and secondary level.6
The political aspect of these writings also had an important mark. From the twentieth century
onwards, the plea for reforms in the administrative machinery became a common issue. It was
written in the journal Probasi (Aghrawn, B.S. 1319) that, the cultivated indifference of the British
Raj and its administrative malfunction became responsible for the immense miseries of the
natives.7
With this socio-cultural back drop, it has become quite simpler to analyze the response of the Raj
forwards the health problems of the natives. It is evident from the Reports of the Sanitary
Commissioner‘s of Bengal, the funding was inadequate all the time, and several Union and
District Boards had to depend on the natives regarding any kind of development in this sector.
As a result of this, the tax burden increased almost every year which created resentment to a
great extent amongst the Bengalis and became an important issue of their writings. This
financial stringency was a common problem throughout the British period, and was a great
obstacle for reforms.
Secondly, the British Government was often hesitant to intervene in the matters of the
colonized, such as health and sanitation, or other personal, private, social problem, due to the
fear of opposition, from the society. This became more acute after the Revolt of 1857. The
Sanitary Commissioners were aware about the fact and after expressed their grievances in this
regard.
Apart from this, as the vernacular journals, and the other literature of that time give the
impression that, at times the authorities became very strict, unreasonable and harsh to implement
their health policies, particularly with regard of the prevention of the epidemics like plague,
cholera etc. For example, as a result of the quarantine policy or the compulsory inspection of
the native houses, the colonized, both men and women, had to suffer to a great deal. The Health
Inspectors generally carried the legal permission to enter into the women‘s quarters of the native
houses. This was considered as an unwarranted encroachment into the private domain of the
Indian household and therefore to the Indian culture and customs. Not only that, the notion of
racial superiority was always there which has been termed by the historians like David Arnold as
an attempt to ‗colonize the body‘8.
It was stated by the Epidemic Diseases Act (III of 1897) that –
‗… (3) Any person disobeying any regulation or order made under this Act shall be deemed to have committed an
offence punishable under section 188 of the Indian Penal Code.
(4) No suit or other legal proceeding shall lie against any person for anything done or in good faith intended to be
done under this Act.‘9
(The plague In India, 1896, 1897, vol – II, Simla, 1898, compiled by R. Nathan, Appendix IV.)
It is clear from this above mentioned paragraph that, on the one hand the British Government
had an intention to reform but on the other they tried to ‗superimpose‘ their ideas on the natives
which was none other than a specific form of ‗dictatorship‘. This dichotomy played an
important role throughout the British period behind their decision making. The power of the
British having been established fully in the 19th century, their administration was simultaneously
310
taking a definite and coherent shape. Since early 19th century such ideologies like utilitarianism
and Evangelicalism were deeply influencing the policies of the British Government. With the
beginning of the 20th, a newer ideology, namely the ‗Whiteman‘s Burden‘ materialized.
This concept developed and grew on the earlier evangelical and utilitarian ideas. It was a
statement of the cultural superiority of the West, of the racial superiority of the white man and
therefore his Christian / racially superior duties to bring about the deliverance of the colonized /
racially superior duties to bring about the deliverance of the colonized / nonwhite people in
cultural, material contexts.10
The British considered India as a ‗land of dirt, disease and sudden death‘. To them, India with
its unfamiliar topography, unbearable climate, ‗unknown plant and animal life‘ was ‗an exotic and
dangerous space‘. From this developed the British concepts of ‗tropical climate‘ and ‗tropical
diseases, and the ‗vision of India as a land of peril‘, where they had to live ‗at their peril‘. While
they devised strategies and methods to ensure a greater degree of survival in its climate, they also
developed a way to put the blame about the prevalent diseases and deplorable health conditions
of the country not just on its climate ‗but on Indian fatalism, inertia and superstition‘. Taking
cholera as a case, it was considered a typically Indian disease and closely related to Hindu
superstition. The British disgust at the native devise of imputing deliverance from the disease
upon a particular goddess is an example of Hindu fatalism. It is to be noted that both cholera
and malaria so arguably linked with the ‗tropical‘ concept actually happened in a regular manner
in temperate regions of Europe and England too with the exception of Ireland.11
During this period, at the onset of the specific colonial mentality, the native women of Bengal
also became aware about their health which was reflected in many of their writings. As for
example, in Bamabodhini Patrika, one Shree Laxmimani wrote a poem on the Burdwan fever.
Here she described the fatal effects of a special kind of ailment which once took the form of an
epidemic in the district of Burdwan of the Bengal province. She highlighted the sufferings of the
poor natives and the unavailability of the western medicine, furthermore accelerated the pace of
the crisis.12
During the colonial rule, there was always a tendency on the part of the rulers to blame the
Indians for their ignorance, but very few people had the courage to point out the faults of the
Government regarding this. In 1923, in an article, published in ‗The Calcutta Review‘, the
famous geological, Pramathanath Bose wrote –
‗It is not ignorance of hygiene, but hygienic reform on western lines, not death of academically trained midwives
and medical men, but dearth of nutritious, suitable food, or wholesome drinking water, of pure air, of free
drainage, of tranquility of mind, and indulgence in tea, alcohol, manufactured medicines, cigarette, etc., that is
sapping the vitality of our people and reducing their capacity for resisting or overcoming the attacks of malaria and
other diseases.‘13
Apart from criticizing the authorities and the western civilization, the writer also had taken an
attempt to find out the faults within the native society and perhaps wrote with a heavy heart,
wrapped with the notion of confession, - ‗Nobody is to be blamed, Shyama (The Goddess Kali), we
drown in the deep waters of the cesspool dug by ourselves.‘14This quotation aptly describes the self –
appraisal of the educated Bengalis, who were of the whole situation.
Conclusion
From the above-mentioned discussion, it is evident that, the writings of colonial Bengal, both
official and vernacular, were an example of the colonial mentality as well as the desire to attain
freedom. Here the concern for health and hygiene played the role of a metaphor. The fifty years
311
from 1880-1930 was a transitional period witnessing numerous upheavals grounded on the
social, economic, political and cultural tensions. The year 1880 became a land mark, as it saw the
first sign of decentralization in the field of public health policies with the creation of the post of
Deputy Sanitary Commissioner. On the other, the year 1930 was on the eve of the Indian
independence (1947), representing the Indian vigor and colonial apathy. It was a period, when
the natives started to intervene in the administration with their innovative ideas. These people
along with the authors of the vernacular journals and periodicals gave birth to a specific trend,
which later became a culture based on the indigenous society.
The native plea for self-rule often colored with the desire of having a better place for living. The
Bengali intelligentsia through their writings had taken an attempt to challenge the established
colonial perception of the British masculinity and Indian femininity, particularly the impotency
of the Indian male. Here the printing media became instrumental to create an open public
forum against the Raj with special emphasis on the vernacular.
Both the official and the other writings of the colonial era on health and hygiene perhaps
focused on two things. Firstly, the cultivated indifference of the Government often accelerated
the velocity of the crisis. Secondly, the indigenous society, bounded with religious superstitions
and irrational customs often posed an obstacle for reforms. This stance was very much
prominent in the writing of Pramathanath. The notion of self –criticism along with the
nationalistic aspirations became an important component of the native mentality during the
colonial period.
Lastly, the European concepts of health and hygiene often amalgamated with the traditional
ideas particularly, those on the Ayurveda (Ancient Hindu Medical Text). This fusion was very
much apparent in the vernacular health journals of that time. It created a new kind of
consciousness amongst the colonized regarding health and hygiene. Even the women of Bengal,
both Hindu and Muslim, raised their voice in favor of indigenous system. Begum Rokeya, the
pioneer in the field of Muslim women‘s emancipation, wrote to support the traditional medicine
along with the western line of treatment. This particular trend even reflected in the official
writings. Situating all these, it can be said that, it is not an easy task to re-experience the colonial
health. But there is no harm to do so with the help of the contemporary literature. From which
we can get the glimpses of the past.
Notes and References
Arnold, David – ‗Colonizing The Body‘, Oxford, 1993,passim.
Bamabodhini Patrika, Poush, B.S. 1278, A.D. 1871
Bose, Pradip Kumar (ed.) – Health and Society in Bengal, A selection from late 19m. Century
Bengali Periodicals, Sage, New Delhi, 2006, Introduction, pp. 10-46.
Bose, Pramathanath – Fifty-Eight years Fight with Malaria published in The Calcutta Review,
Vol III, July – Sept, 1923, p. 98.
Ibid.
Ibid.
Ibid.
Metcalf, T.R – Ideologies of the Raj, Cambridge University Press, 1995, Preface – IX.
Nathan, R. – The plague In India, 1896, 1897, vol-II, Simla 1898, Appendix IV.
No. 74 dated Dinagpore, the 24th February 1881, From Baboo U.C. Mookherjee M.B.C.M. Civil
Medical Officer of Dinagpore.
Probasi, Aghrawn, B.S. 1319, A.D.1912.
312
Ray, Kabita – History of Public Health, Colonial Bengal 1921-47, K.P. Bagchi and Co., Calcutta,
1998, Chapter XII. Pp. 343-348.
Ray, Kabita – Press and Public Health Bengal 1921-47, Corpus Research Institute Kolkata, 2009,
Introduction.
Swasthya Samachar Patrika, B.S.1322, A.D. 1915.
313
THE FOREIGN POLICY –THEORETICAL OVERVIEW
Dejan Marolov, PhD
University Goce Delcev, Stip, Macedonia
Abstract
The foreign policy is one of the most important policies in each serious state. In order to have good practical foreign
policy there must be some theoretical research first. This is especially true nowadays when we live in the world of
globalization. This paper deals with the theoretical concepts of the foreign policy thought usage of qualitative
methods and shows that further theoretical researches on the foreign policy concept are still needed.
Introduction
The theoretical research and overview of the foreign policy is one of the conditions in order one
state to have sustainable and beneficial foreign policy. In this context, the theoretical knowledge
about the relations between the foreign policy and other relevant factors can be sometimes
crucial for the success of the foreign policy of one particular country. This paper presents the
relations of the foreign policy towards the diplomacy, but also towards the domestic policy and
the degree of dependence in shaping a foreign policy with character of political system. However
this paper deals with the changes in the international relations and their impact on the foreign
policy too.
The term “foreign policy”
As in the international relations and on international scene, many various events and changes
used to occur almost always. These developments have been studied within disciplines such as
sociology, history, economics, and so on. However, the events that occurred in the international
arena during the twentieth century created such tectonic quakes that for their better
understanding and explanation there was a pressing need to create a new scientific discipline that
explains and examines them scientifically. A respond to this need was the appearance of the
science of international relations. In this context, the foreign policy is an essential part of
international relations. Although it must be noted that sometimes the foreign policy can be
studied through other scientific disciplines and other aspects. Also, within the science of
international relations, there are multiple perspectives of the foreign policy, its objectives and
deciding factors for the behavior of states. For example, looking through the realist‘s perspective
the foreign policy is a process of constancy in attempt to influence others, or knowing how to
force the others to conduct in a way that would be beneficial for your own interests. At the same
time the perspective of the liberals concerning foreign policy is that it is shaped according the
international system, political system and domestic politics. Further on, it could be noticed that
the main goal of foreign policy, according to the perspective of realists, are the direct military security objectives of the states. On the other hand the liberals see the long-term economic and
social welfare of society as main goals of the foreign policy. When it comes to the answer of the
question ―which factors have decisive impact on the behavior of states‖, again there is a variety
of answers. Thus, from the perspective of the realists the decisive factor are the interests in terms
of power, and about the leaders it is said that all of them (leaders) are alike in their behavior
when it comes to decide about foreign policy. The liberal‘s perspective refers to the fact that
democrats and their governments are not only limited by state facilities but also by social
requirements and needs...
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The name ―foreign‖ policy comes from the Latin word ―foris‖ - which means ―out‖. However
the term ―foreign policy‖ is not always used by all authors. Some authors use the term
―international policy‖ as a synonym. Their argument is that the international policy is basically
the same with the foreign policy. This claim is supported by the argument of the same factors
that argue that completely the same internal and external factors determine the formation and
direction of both policies. Yet even these authors acknowledge the apparent difference in the
size range. Namely, the international policy is very broad category defined as sum or group of
foreign policies of different states.
Hence logical questions arise: What is foreign policy? How could the foreign policy be
understood? How could the foreign policy be defined? The understanding of the foreign policy
is generally along the line such as: everything that the state does towards the other states or with
other states is named as foreign policy. Yet this conception of foreign policy is not entirely
correct. The previous notion has obvious misleading statement and it reduces the foreign policy
to an only policy among states. But, it neglected the fact that the foreign policy also includes the
policy of the state towards the international organizations and NGOs with international prefix.
Previous understanding of foreign policy can be very likely considered as a problem especially in
today's world of globalization. This is because there are still unexplained processes of
interdependence in full therefore the globalization cast a shadow on the previous understanding
of the foreign policy. This is because the above understanding of foreign policy assumes that the
state (government) alone can decide on its foreign policy towards other countries, or establish its
own authentic and independent position. This, in today's world of globalization and mutual
interdependence of states, can be called at least naive. Globalization as process or international
system, in good part, is still an enigma. Various authors have tried to find a definition to explain
this new international system called globalization. According to Friedman (2006) after the end of
the Cold War, it becomes obvious that the world is no longer in bi-polar international system of
Cold War, but at the same time during the first few years it was difficult to determine what was
the new frame and a new system like, in which the world entered after the fall of the Berlin
Wall.‖We knew some new system was aborning that constituted a different framework for international relations,
but we couldn‘t define what it was, so we defined by what it wasn‘t. It wasn‘t the Cold War. So, we called it the
post-Cold-War world" (Friedman 2006, p. 11). This illustrates the international relations‘ problems
facing the defining the new system. Still Friedman (2006, p.11) continues ‖The more I traveled,
though the more it became apparent to me that we were not just in some messy, incoherent, indefinable post-cold
world. Rather, we were in a new international system. This system had its own unique logical rules, pressures and
incentives and it deserved its own name ‗globalization‘. Globalization is not just some economics fad, and it is not
just passing trend. It is an international system - the dominant international system that replaced the Cold War
system after the fall of the Berlin Wall."He argues that within the globalization, unlike the previous
system of a cold war, there are three systems of balance which overlap and affect one another.
The first system is the traditional balance between states. In the new system the balance is set
between the USA on one side and all other countries on the other side. The second is the
balance between states and global markets. The third is the balance between states and
individuals. Globalization has pushed many of the obstacles for movement of wealthy people,
divided the world in networks and for the first time in history enabled tremendous power of
individuals so that they could influence states and markets. For the first time there are as
Friedman calls ―super-powerful individuals‖. One such example is Osama bin Laden, a powerful
individual with its own network, an individual who declared war to the most powerful country in
315
the world - the United States. For the first time in history we have a declaration of war by a super
powerful individual to a super powerful state. For the first time in history the power of the state
as a single powerful entity in international relations and systems is shattered. Therefore the claim
that foreign policy is what the state makes toward other states, in today's modern world and
today's international system of globalization, can be called naive for simple reason that the
decisions of the state are not and cannot be as independent as they were in past.
How can the foreign policy be defined then? There are several authors who have brought and
gave their definitions of what they consider foreign policy actually is.
One of them is Janev (2002, p.67) that defines foreign policy ―as a state policy towards the subjects of
international relations. It is a complexion of elements and processes in conducting social changes, where these
changes and processes are conducted in relation with international subject". Without making profound
analysis of the definition of Janev can be easily seen in the first portion that the main element
and the main role is given to the state on one hand and international entities on the other hand.
Tonovski (2005), in turn, defines foreign policy as ―a specific, conscious and organized activities, which
with the help of certain methods and tools (specialized bodies, groups and individuals) is implement by a state on
pre-defined goals and interests whose importance transcends national borders‖ In the definition of Tonovski
the element ―state‖ is essential again. Namely, in his definition it is the state that is implementing
a specific, conscious and organized activity with the help of certain methods and tools beyond its
borders, and because of pre-defined purposes.
A similar definition is given by Smith, Hadfield & Dunne (2008) who claim that foreign policy is
a given strategy of approach chosen by the national government to achieve its objectives in
relations with external entities. According to them, this includes the decision not to do anything.
Although this definition reduced down the foreign policy to a strategy of approach chosen by the
national government, yet again the element of ―state‖ is present (national government). Namely
the national government determines the strategy of approach in relations with external entities,
and because of obtaining certain goals.
Hill gives a rather different view and definition of foreign policy. He (2003, p.3) says, foreign
policy is the "sum of official external relations conducted by an independent actor (usually a state) in the
international relations.‖ In the last definition the phrase ―independent actor‖ is encountered;
although in brackets it is put that this actor is usually (but not always) the state. The term
―independent actor‖ enables in general to understand that it includes not only the states but also
other entities such as the EU. So in this last definition, the word ―state‖ is totally properly
avoided,
which
in
today's
world
of
globalization
is
especially
true.
It is believed that further listing of other definitions of foreign policy would be unproductive.
Despite abundant definitions, existing and trying to define the foreign policy, they do not
contradict (or not significantly, at least in the basic elements) to one another. Mostly all of them
accept that the foreign policy is a specific, conscious and organized action or a strategy of
approach, or what state (the term ―independent actor‖ would be better to use) does or does not
go beyond the state borders with the international entities trying to achieve some pre-defined
goals.
The relationship between foreign policy and diplomacy
Many people do not make a difference between the term ―foreign policy‖ and the term
―diplomacy‖. Despite their similarities, however it could not be agreed that these two terms have
the same meaning, although there is a high degree of interdependence between them. Thus, a
316
country striving to have successful foreign policy makes a perfect logic to invest in creating its
own numbered and experienced diplomacy. However, the reverse is also quite legitimate, thus if
a country has a strong diplomacy, and many experienced diplomats, then it tends to have active
foreign policy.
As from a historical perspective, we can see that internationally-wise that there was almost no
phase of international relations without any sort of diplomatic activity. Although the beginning
of the ―modern‖ diplomacy is associated with northern Italy in the 13th century, there was some
kind of diplomacy since the ancient times. In ancient Greece, for example, the city states had
their own ―diplomats‖ who were sent to other city-states to discuss and dissolve certain specific
issues, without having permanently diplomatic missions set in those city states. Something similar
to today's modern diplomats in ancient Greece were the citizens entitled as ―proxenos‖. This title
had been awarded to a man who lived in one city state but had maintained close ties with the
city-state that has awarded him the title. Perhaps the first permanent diplomats of a foreign
country to another country were the so-called ―apocrisiarii‖. They were a kind of permanent
representatives of the Roman Pope in Constantinople. Over the time, need for having its own
―eyes and ears‖ in another states that will inform from first-hand, become inevitable for each
serious state.
The development of new and modern communication devices set a new dilemma. The question
was: Do the states still need diplomatic mission in time where the information became much
more accessible and traveling became incomparably faster than before? The answer to the
previous question is – yes they will. The diplomats have more features and tasks and getting
information is just one of them. Today they are part of the unbreakable network setup as part of
the foreign policy of any serious state. The importance of diplomacy in today's world can be seen
through the huge budgets allocated for diplomatic service and for achievement of its goals in
general.
But, how can we define ‗diplomacy‘? Similar as the foreign policy definitions, ‗diplomacy‘ has
several definitions also. For many people the diplomacy refers to a skill of representatives of
states or groups to negotiate.‖The diplomacy can be defined as a appropriately organized social activity,
whose main intent is to represent the state in the international relations and to work on achieving foreign policy
objectives by use of peaceful tools"(Vukadinovic 1998, p.186)(Translation by D.M.). Tonovski (2005,
p.1) believes that ―diplomacy is always an expression of the total activities of all the participants in
international political life which, according to their abilities, need time for action, tend to realize optimal
international goals" (Translation by D.M.).
If the definitions of foreign policy with the definitions of diplomacy are compared, it can be seen
that both are appointed to realize some goals on the international level. So, what is the difference
between the foreign policies and the diplomacy and is there a difference between them at all?
Although the diplomacy has been and for some people still is synonymous for foreign policy, the
foreign policy is a term that is much broader than the notion of diplomacy. The diplomacy is
inevitable and perhaps most important foreign policy tool. The diplomacy does not exist just for
itself but it is placed in the service of achievements of the foreign policy goals. Simply, foreign
policy is what you want to achieve and according to this it determines the desired goals, while the
diplomacy is the chosen method through which you will seek to achieve the same goals.
It will be useful to observe the relations between the diplomacy towards the creation of general
foreign policy of one concerned state, i.e. the degree of influence of the diplomacy in shaping the
foreign policy. Most scholars agree that diplomacy has no monopoly over the formation of
317
foreign policy but it participates indirectly through the way of diplomatic negotiations and
representation of the basic foreign policy line of a state in front of the other members of the
international community. While, institutions such as the Head of State, the President of the
Government, the Minister for Foreign Affairs and so on directly create the foreign policy. The
diplomat mission, either as permanent representative in another country, or as a negotiator, in
behalf of his own country in diplomatic discussions, is to transfer and sometimes interpret the
decisions and moves of his state officials in order to be properly understood in a state where he
performs the mission. So the diplomat does not create foreign policy of its own country but only
explains, interprets and justifies it. However, the diplomats, even indirectly can have their
influence in shaping of the foreign policy. This can be done by sharing their own views
supported by their authority and their experience inside their home country or through the
manner of certain negotiations outside their country and so on.
The relation between the foreign policy with the domestic policy and the degree of
dependence in shaping a foreign policy with the character of the political system
The relation between the foreign policy with the domestic policy
It would be useful to take into consideration the relationship of foreign policy with domestic
policy. State boundaries are the center of this division. State boundaries are at the same time the
limits of the domestic politics and the field outside this limits area is reserved for the foreign
policy. So the goals that should be achieved on international level are carried through the
instruments of foreign policy. Some theoretical views move on the line of what the state makes
on the international level is directly related to internal needs, or related to domestic politics, even
when it is not so obvious. Some posts go a step further arguing that the foreign policy is nothing
but a simple continuation of the internal politics of a country outside its borders. It is quite
complicated to agree with this claim. This kind of statement would be way too much of a
simplification. There is an existence of a link or connection between the foreign and domestic
policy, of course. Going even a step further and saying that the overall policy of the state is
nothing else but the sum of the external and the internal policy, is agreeable as well. However as
Tonovski (2005, p.2) stated ―both aspects of the public policy have their own autonomy" (Translation by
D.M.). It is a statement to agree with entirely. Claiming that the foreign policy is purely a
continuation of the domestic policy despite being a way too much of a simplification, might also
be considered as neglecting the principle of autonomy of both policies. Thus, it is fair to
consider that domestic politics has its own (large) impact on the creation of foreign policy, but
one cannot see why the reverse could not be the case. Thus is quite legitimate to say that the
foreign policy of a State can have its impact on the domestic policy. There are numerous
examples. Let‘s take the case of Republic of Macedonia. One of the Macedonian foreign policy
top priorities is obtaining a membership in NATO and the European Union. Both organizations
have their own principles and conditions that must be fulfilled in order the country to become
their new member. The criteria for entry into the EU are called Copenhagen criteria101. NATO
alliance despite all, is an organization of military nature - military alliance. However, despite the
existence of good military capabilities the existence of democracy in countries that tend to join
101
consisting of principals as the rule of law, respect and protect the rights of minorities, the human rights, the
economic criteria and so on.
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NATO is still required. All this criteria have an influence into the domestic politics of Republic
of Macedonia in the direction of making reforms to meet the conditions for achieving foreign
policy objectives.
The degree of dependence in shaping a foreign policy with the character of the political
system
Once if it‘s accepted that there is a link of interdependence between the foreign and the
domestic policy of a country, then it would be desirable to consider the degree of dependence in
the shaping the foreign policy with the character of the domestic political system.
In order to see the degree of dependence there should be a historical overview done. In
monarchies, at the time when the countries were not so solid works and they were considered as
personal property to their rulers, the impact of man-monarch was crucial for the formation of
foreign policy. This was the case simply because formally, there was only one existing person
who could decide (although there were some trustworthy advisers of the monarch and
participated in this process).
Or let‘s consider an autocratic state. Let‘s take the example of Nazi Germany and its foreign
policy. Nazi Germany based the overall foreign policy on the postulates and the understanding
to an only one man - Adolph Hitler. Referring to the literature for the period of Nazi Germany,
the aforementioned is highly supported. The literature review indisputably shows that all the
major decisions in the foreign policy of Nazi Germany were mostly made by the ―Führer" or
with his blessing. Such is the tendency in all contemporary autocracies, but yet let‘s not forget the
fact that ―the supreme leader‖ regardless of his official title, must rely on some socio-political
forces.
Italy appears as an interesting example during the rule of Benito Mussolini. The existing literature
of this period shows that Italy's foreign policy was built based on the strong influence and the
will of one man - Mussolini. However this is not enough to classify Italy in times Mussolini of in
the group of modern autocracies. This is because the great influence of the party oligarchy that
existed at that time cannot be ignored. This can be illustrated trough the example of adopting a
decision on the capitulation of Italy. In fact, this decision was not taken by Mussolini but by the
party oligarchy. The border between the oligarchy and autocracy is difficult to stress in cases
where one person is extremely powerful. This example shows that the oligarchic systems
arrangements do not have only one formal holder of foreign political decision. Although, as
already mentioned, the example of Italy in times of Mussolini is qualified somewhere between
autocracy and oligarchy.
The abovementioned examples have shown that the general trend is in favor of having strong
link between the foreign policy (especially the manner of its creation) and the character of the
political system within a state. So in autocratic state order the foreign policy is generally created
by the will of one man, and in the states where oligarchy is primal rule, the foreign policy is being
created in the small oligarchic circle.
If we continue to analyze the relationship between the foreign policy and the political system in
the terms of who brings the decision making in the foreign policy, then we can make a general
division. The division is made between countries with democratic systems and non-democratic
systems. In spite how general this division may seem, yet some general tendencies can been seen.
Thus, in the countries with undemocratic political systems, the foreign policy is consider as a
―state business‖ and very high level politics and therefore it should not be decided, and
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sometimes not even discussed from the common people. This policy is considered as reserved
for only a small closed group. In democratic political systems on the other hand, the opposite is
true in general. Foreign policy has an increasing number of participants and stakeholders.
Certainly the creation of foreign policy is dependent on the type of the democratic system,
whether it's parliamentary system or whether a presidential system... However, whatever the
democratic system is, the holders of public functions are subject to the democratic control of its
own citizens through the regular or emergency elections, referendum, and control of
parliament...
Although what has been said is to some extent generalizations, the previous examples illustrate
that the foreign policy in a particular country is largely dependent on the political system within
the state. In addition to this statement the ―Democratic Peace Theory‖ can be mentioned.
Primary argument of this theory is that the states with democratic systems do not fight or very
rarely fight with each other. This theory directly confirms the previous statement stating that the
foreign Policy of states is dependent on the nature of the internal political system. Thus, the
theory of democratic peace suggests a direct link between the domestic political system and
foreign policy. The theory of democratic peace is based on its primary claim – the democracies
do not fight among each other (or very rarely fight), and further on the theory builds the logical
conclusion that the more democracies worldwide, the more secure world will be. This theory has
produced the term ―peace zone‖ or ―zone of peace‖. The term is used to refer to democratic
countries in the world, thus the countries where peace reigns (because under this theory the
democracies do not fight among each other). The theory of democratic peace offers three
arguments that justify the claim that democracies do not fight with each other. The first
argument consists in the claim that democratic governments are elected and subject to reelection, so therefore they must be accountable to the people, and people generally do not want
war. So the government will not go against the will of their voters102. The second argument
consists of the fact that democratic states have their own constitutions, which determines exactly
when the state can go to a war and what conditions must be met for this, then, which are the
institution responsibilities and so on. So the very existence of the Constitution greatly restricts
the arbitrariness that might arise from the heads of state. Finally, the democratic countries
respect the international law and they will always strive to solve the problems under the
international law regulations thus avoiding war as a means of achieving their goals. At the same
time, there are some studies that have shown that as much as the democracies do not go into a
war between them at the same time, they are prone to go in war against non-democratic and
totalitarian states. Some statistics (Reiter &Stam 2002) argue that even ¾ of the wars ended with
victory of the democratic countries. Furthermore, the victims caused by democratic states at war
are significantly smaller than the number of casualties caused by undemocratic states and so on.
Certainly there are some critics to this theory, i.e. some parts of this theory. The further
explanation is rated as unproductive of this theory and its critics, because the theory was
mentioned only in the context of confirmation of the importance given to the relationship
between the domestic political systems that influences the process of creating a foreign policy.
102
which is the idealist‟s view in the international relations
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Theoretical approaches
Let‘s see what the theory claims about the approaches and the concepts of studying the foreign
policy. We will present three approaches. Each of these approaches adequately contributed to a
better understanding, shaping and implementing the foreign policies of states.
One of those approaches is the geopolitical method. It is consisted of studying the correlation of
geographical position and political orientation or strategy of a particular state. The beginnings of
this method are commonly associated with Aristotle and its analysis of its geographic factors that
had affected the political form in the city-states in ancient Greece. Today this method is
inevitable. According to Mirchev (2006, p.11) ―Numerous social thinkers, since ancient times till
nowadays, considering and contemplating politics, have had and still have on their tables- geographical maps
besides their pads and pencils." When discussing about geopolitics it should be noted that within the
theory there are terms such as ―classical geopolitics‖ and ―modern geopolitics". In the first term
much more emphasis is placed on the impact of geographical and spatial factors. "Modern
geopolitics‖, however is much more interested in the human factor rather than geographical.
Thus, it is more concerned with demographics, population, ethnology, shaping political
institutions and so on. For the geopolitics as written by Parker (1997), he claims that its values
and character are becoming more and more regional, local, humane and peace loving. These
contrasts with the general view of the geopolitics as a phenomenon in larger countries – the
major powers, have in many aspects developed the ideology or doctrines thus justifying the
strategic interests, goals and ambitions of these powers. Often the geopolitics was used as
preparing of the public for aggression and so on.
The geopolitical terms are not something unknown in the Macedonian foreign policy, although it
must be admitted that many of these terms were "imported" from different external sources.
Thus the term "Western Balkans‖ is used in relations with the EU and describes the Balkan
countries that are non-EU countries, including R. Macedonia. This term observed through a
purely geographical prism is not correct. Macedonia and Serbia for example, geographically
speaking, could be considered as central Balkans, but not as the Western Balkans. However the
term ―Western Balkans" is accurate and geopolitical indicates the Balkan states that are west of
the two Balkan EU member states103. Another term of such type is the ―Adriatic group‖
imported from the vocabulary of the NATO alliance. The term indicating three states104,
including the Republic of Macedonia, that has no outlet on the Adriatic Sea. Again, if the term is
observed from a purely geographical point of view is not correct. Nevertheless if this term is
observed from a geopolitical point of view, it actually has a great sense. This term was in service
of certain geopolitical goals. It was actually meant to describe the Balkan states that should join
NATO in ―package‖.
A second approach that helped into the development of the studies of foreign policy and which
certainly deserves attention is the comparative politics approach. This approach has been
especially developed after the end of the World War II. It is considered as a sub-discipline of
political science. It mainly deals with comparison of ways of building political systems and ways
of building within the political systems including electoral models and systems, political party
systems, parliamentary models, political culture, democratic values, political opinion and so on.
The questions like who rules, how the interests are represented, who gets and who loses, and so
103
104
Bulgaria and Romania
Croatia, Albania and Macedonia
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on are also treated. After the appearance of authors such Lipset, Eckstein and Satori, this model
experienced some changes. These authors mainly dealt with comparing the performance of
democratic systems with non-democratic systems. Some of them went even further and tried to
offer mechanisms for pressure on undemocratic ―imperfect societies‖ in order to democratize
them. This certainly had a great influence on the shaping of foreign policy.
A third approach is the so-called approach of ―World Politics‖. This approach has a
global scope of coverage of issues and is in many aspects interdisciplinary. It has understanding
of the world as a system of interactive impacts of economic, organizational, political and cultural
forces. It often deals with development issues, and questions about the problems of balancing
the inequalities of different levels of development from the perspective of the mission of the
universal political organizations such as UN, respect for universal human rights, avoiding
conflicts and wars and so on. Especially interesting is the work of Rouke&Boyer (2002). They
are concentrated primarily on the evolution of patterns of world politics. This is performed by
examining factors such as nationalism and the role of national states, international organizations,
international security and safety, economy, global competition and cooperation, preservation and
awareness of human rights and human dignity and so on
The changes in the international relations and their impact on the foreign Policy
There were tectonic disruptions on the international relations in the last two decades. The cold
war that threatened to turn into a real third world war, luckily ended without occurring of the
dark predictions. The Communism had fallen apart with dramatic speed like a tower of cards.
Various thinkers have tried to give an answer to what was happening and what will the world be
after the Cold War. There were questions about the future of democracy such as: will it spread it
throughout the entire world - or not. Famous Fukuyama (1992) perceived these changes as ―the
end of history‖ because according to him the liberal democracy is the final form of organization
and governance. Thus democratization of the whole world is an expected thing. On the other
hand, Huntington (1992) saw the democratization process coming in ―waves‖ but was not so
optimistic that democracy will ever prevail in the world. The spread of democracy was not the
only issue that was raised after the end of the Cold War. Certain other dilemmas appeared that
may have existed previously but now they have gotten a new meaning. The questions about the
relationship between the democracy and the foreign policy, specifically on the question on the
effectiveness of foreign Policy in democracies now have gotten a new dimension. Suddenly there
were new topics and terms. As a new theme, the question about the possible loss of sovereignty
of states in the new globalized world was raised. There were also questions about the relationship
between the foreign policy and human rights. The arousing of the term ―humanitarian
intervention‖ was used as justification for invading Federal Republic of Yugoslavia in 1999 by
the NATO Alliance. Many have seen this as a direct interference of a military alliance in the
internal affairs of a sovereign, independent and a member of the UN. Furthermore, this was
done without approval of the Security Council of UN. Hence, logical questions followed about
how truly sovereign are the states in today's world of international relations.
Where was the foreign policy place in all this? Each of these tectonic disturbances in the
international relations has left a mark on the foreign policy. The fall of communism, the end of
the Cold War the globalization and so on left a qualitative change in international relations that
had to be taken into account by the foreign policy. The changes that took place opened a series
of questions about the future role of the foreign policy as such. Certainly, the foreign policy was
322
not the same during the Cold War and afterwards. Some authors predicted extremely pessimistic
scenarios for the necessity of the further existence of the foreign policy in the new globalized
world. Namely some even expected its disappearance, or at least minimization of the need for
conducting foreign policy. However this has not proved as true. According to Hill (2003) in
order to make the foreign Policy disappear, the independent units (the states) will have to
disappear first, but this has not happened. It is obvious that the globalization, the loss of
sovereignty, the spread of democracy and so on, had an impact on the foreign policy as such, but
none of these factors seriously got into a question about the need for further existence of the
foreign policy, and it will hardly happen in the future. Foreign policy remains as a part of the top
priorities of any serious state.
Conclusion
The foreign policy continues to be one of the most important elements of the politics of each
serious state. Living in the world of globalization has not yet made the foreign policy disappear,
but it only has transformed it in another form. Analyzing specific relations of the foreign policy
with other relevant concept is crucial for its proper understanding and implementation. That is
why continuous and further theoretical analysis of the foreign policy are needed.
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NY, San Francisco etc. Wellesley College
Janev, I. (2002) Medjunarodniodnosi i spoljnapolitika.Beograd, Institut za politicke studije
Rouke.J. &Boyer, T. (2002) World Politics, International politics on the world stage.Brief. Guilford, CT,
MacGraw-Hill/Duhkin
Berridge, G. R. (2009) Diplomacy: Theory and Practice, third Edition. London, Antony Rowe Ltd
Gaw, J. (2004) Triumph of the Leck of Will, International Diplomacy and the Yugoslavia War. London,
Hurst&Co
Hill,C. (2003) The changing politics of foreign policy. New York, Palgrave MacMillan
Maleski, D. (2003) The politician, the diplomat and the people: Macedonian foreign policy
experiences. In European Commission for Democracy through Law (ed)Democracy, rule of law and
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Тоновски, Ѓ. (2005) Меѓународни односи, Авторизирани предавања.Скопје, ФОН Универзите
Мирчев, Д.(2006) Македонската надворешна политика. Скопје, Аз-буки
323
LEGAL FRAMEWORK CONCERNING GENDER EQUALITY IN REPUBLIC OF
MACEDONIA
Jovan Shopovski
Department of Business Law
Faculty of Law ―Iustinianus Primus‖, Skopje
Republic of Macedonia
contact:
[email protected]
Abstract
As Republic Of Macedonia is already walking the road of European Union integration, it is necessary to consider
all tendencies emerging as a phenomena and reality in the area of collective bargaining and collective agreements in
the European Union. Thus, by continuously following the current situation in the gender equality area we could
ensure full compliance of our pertinent legislation and, in general, the entire national legislation with the legislation
of the European Union.The patriarchal matrix that was established centuries ago was a fertile ground for the
formation of the disparity between the two sexes in terms of their involvement in the spheres of the social life, so the
stronger sex was determined to operate in most areas, at the expense of the marginalization of women within
society.
Introduction
The constant evolution of the social relations has resulted slowly but surely in getting rid of the
stereotypes that fed the patriarchal doctrine and in increasing the participation of women in the
social spheres, which seemed so unreachable in past.
I will say that it is a gradual process in almost all societies, where at the very beginning comes to
a progress in the awareness of the community, aimed at creating the social areas where both
sexes will participate equally, and later these circumstances will be legally regulated with norms
that forbid any unequal treatment based on sex.
Fact is that with the century-long profiling of men as the only capable to carry the most social
functions, there is a disproportion with regard to the participation of men and women in social
life. That‘s why no matter that the legal order was establishing norms for recognizing the
freedom and the rights of both sexes equally, in the most countries there isn‘t until today equal
participation of both sexes in the society.
From right here derive the most modern tendencies that impose the need for legal regulation of
the equal participation of men and women, primarily in the realization of the already guaranteed
freedom and rights. We say already guaranteed because the most countries prohibit in their
constitutions making any differences based on gender in establishing and exercising of the
freedom and the rights.
The regulation process of this area for gender equality is an inevitable stage of democratization
of the social relations, on a level which will equally enable every individual, through their
individual potential to contribute to the social development and have equal benefits from that
development regardless of the gender.
It is a fairly new legislation, which even the developed countries have recently begun to edit
more thorough. However, the Republic of Macedonia as a democratic society acts actively in this
area of establishing equality between men and women in all fields of social life.
324
The Workplace Relations Law (―Official Gazette of RM‖, no. 60/2005) is in
accordance with the Directive 76/207/EEC regarding the application of the principle of The
Equal Treatment of men and women in employment, vocational training and promotion, as well
as the working conditions, the Directive 2002/3 EC, which represents an amendment to the
Directive 76/207/EEC, and which includes a new definition of the indirect discrimination, the
harassment as a form of discrimination, the Directive 97/80/EC regarding the burden of proof
in the cases of gender based discrimination, the Directive 75/117/EEC regarding the principle
of equal pay for women and men, the Directive 92/85/EEC for Protection of pregnant workers
and workers who have recently given birth or are breastfeeding, the Directive 96/34/EC, for
parental leave.
According to the Law on Higher Education, (―Official Gazette of RM‖, no.64/2000 and
49/2003), all the citizens of the Republic of Macedonia are entitled to equal conditions and
rights to obtain education at the institutions of higher education of RM.
The Law on Political Parties (―Official Gazette of RM‖, no.76/2004) obliges the political
parties in the course of their activities to ensure the realization of the principle of equality of the
genders in terms of the availability of the functions in the political parties.
The Law on Election of Members of Parliament (―Official Gazette of RM‖, no.42/2002 and
46/2004) determines that in the candidates list both genders are to be represented with at least
30 per cent.
With the Law on Local Elections, (―Official Gazette of RM‖, no.46/96, 12/2003, 35/2004,
52/2004 and 60/2004) it has been regulated that in the proposed candidate list for the Assembly
members and the City of Skopje, each gender is to be represented with at least 30 % in both the
first and the second part of the list.
With the Election Book of regulations, that came into effect in 2006, (―Official Gazette of RM‖,
no.40/06) in Article 64, act 5 it is regulated that in the submitted list of candidates for members
of parliament from act (2) of this Article for the members of assembly of the City of Skopje and
act (3) of this Article, to each third place on the list at least one place is to be occupied by the less
represented gender.
With the amendments of the Family Law effectuated in June 2004, it was established that the state
provides protection of the marriage and the family from damaged relationships and violence in
the marriage and the family. Any kind of violence in the marriage or the family is prohibited.
According to Inheritance Law, men and women have equal rights in the inheritance.
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The amendments of the Law on Health Protection (―Official Gazette of RM‖, no.5 from
16.01.2007) treat issues regarding the measures and activities for early discovery of certain
diseases with women, and a program for early discovery, diagnosing and treatment of these
diseases.
The Law on Equal Opportunities of women and men brought in year 2006 (“Official
Gazette of RM”, no.66/06)
The Law on Equal Opportunities of women and men is probably the most significant act
by which this matter is regulated. With it, in a very concise manner the legal frame concerning
this particular matter is being set, as to which are the subjects that this law refers to, as well as
their competence, the types of measures needed for achieving the goal of the law, the procedure
for discovering unequal treatment of women and men, etc.
Here we are going to particularly consider the types of measures that the organs in
charge are due to undertake, the end purpose of which would be to achieve equal participation
of women in men in all the levels of the society, as well as the procedure for discovering unequal
treatment of women and men and the representative – as a person responsible for its
implementation.
The legislator in several articles of the Law regulates the types of measures for
establishment of equal opportunities and they can be considered as basic and special measures.
The basic measures are normative measures of various areas which forbid gender based
discrimination, and which assign sanctions for disrespect and breach of the proscriptions.
These measures are also correlated with the creation and realization of the politics and
functions of the organs of legislative, executive and judiciary authority, the organs of the units of
the local self-management, the legal subjects which are legally appointed to perform activities of
public interest, the Citizens Associations and Foundations, the educational institutions, the
welfare institutions, the political parties and the media. Hence, a quite large circle of subjects is
encompassed, obliged to endorse as well as implement these basic measures.
Unlike them, the special measures, as their very name suggests, are measures aiming at
achievement of equal opportunities of women and men, but in particular areas of the social life.
Measures that are of special interest to us are the so called positive actions which give priority, in
case of unequal participation of women and men in all the levels of Government bodies,
including the judiciary, legislative and executive, the local Government, as well as all other public
institutions and services, political functions, commissions and boards, including the participation
of bodies that represent the state internationally until the equal participation is established.
326
The unequal participation is present in all the areas of the society, if the participation of one of the
genders is less that 40%.
The essence of these positive actions is clear, and that is by giving priority to the less represented
gender to establish equal participation. The question arises as to the way this priority will be
enabled; all the kinds of mechanisms, quotas, and policies that need to be undertaken for it to be
achieved, as well as determination of the dynamics of the actions implementation that will enable
favoring of the less represented gender, for its equal integration in the legally determined social
areas. Therefore, it is a fact that the determination and implementation of these actions is to be
carefully planned, and foremost, a plan needs to be made regarding the dynamics by which the
planned aims will be accomplished.
In order to point to the negative consequences that can be produced from an unplanned
application of positive actions (priority measures), we should point to the labor sphere,
concretely: the employment procedure.
At the moment, the unemployment rate in the Republic of Macedonia is high. The unemployed
work force consists of men and women which actively seek employment, some more zealously
than others. It is an unquestionable fact that there is unequal gender distribution in all spheres in
the Republic of Macedonia where the adoption and application of basic and special measures is
forecasted; in all of these spheres, women represent less than the legally set forty percent, which
means that the legal preconditions for the adoption of basic and special measures to achieve
gender equality are fulfilled.
We already mentioned that the inequality is a consequence of patriarchic social directives,
centuries back. Starting from these facts, if there is an irrational adoption and application of
positive actions in order to achieve the desired equality in all areas where there is an unequal
representation, there will be a temporary limitation of the possibilities for the other gender. This
hypothetical situation is, of course, undesirable, because even in the course of achieving
legitimate goals, one of the genders should not be absolutely marginalized in favor of the other
in the course of employment and all the other social spheres.
Let us mention once again, that the process of adoption and application of positive
actions that will bring special mechanisms, quotas, and policies for the sex that is employed less
in certain spheres, should be approached very carefully, and should forecast adoption of special
rule books from authorities, about the process and the dynamic for the adoption of these
sensitive measures.
In it‘s National Strategy for employment for the period of 2006-2010, the Government of the
Republic of Macedonia predicted an increase of the female employment rate from 30.1 percent
327
to 38 percent. On a first glance, these eight percent may seem impossible; their ―painless‖
finalization requires a better definition of the concrete positive actions which are to be
implemented, along with the dynamic implementation.
Amendment of the Law on equal opportunities for men and women (“Official Gazette of
RM”, no.117/2008)
The main aim of these changes was to adapt the definitions for discrimination in the Law with
the Directive 2002/73/ES of the European Parliament and the Council of Europe. These
corrections were completely amended because the initial definition of some of the basic terms
was totally confusing. The changes were in the direction of simplification about the things that
should be considered to be direct or indirect discrimination, stating that:
- Direct discrimination means that a person is treated or was treated worse than another person
in a specific situation because of gender.
- Indirect discrimination happens when a seemingly neutral act, criteria or a common law places
people from a given gender in an especially unfavorable position, in contrast to people from the
opposite sex, except when the act, criteria or custom law is objectively justified with a legitimate
aim, and the means to achieve this aim are appropriate and necessary.
Procedure for determination of unequal treatment of men and women
The procedure to determine unequal treatment is started and lead within the Ministry of labor
and social policy. It starts with a paper-written initiative by individuals, civic organizations,
unions or other legal entities.
A Representative for Equal Opportunities was appointed in 2010 within the Ministry of labor
and social policy. One Representative is appointed among the employees within the ministry.
The Representative is authorized to start a procedure on his or her own initiative, based on
information obtained that there is a concrete case of an action against the Law on equal
opportunities.
The leading of a procedure is not charged money and it guarantees the secrecy of personal data.
It should be mentioned that not a single initiative had been filed until the current day to lead a
procedure for the determination of an unequal treatment based on gender, which tells us that
this is still an area that, even though legally designed, does not function in practice.
328
If it is obvious from the submitted initiative that there is no basis for a case of unequal treatment
in the spirit of the Law, the Representative will not start a procedure, and will submit a written
justification to the petitioner.
The initiative to start a procedure should be submitted in the shortest time possible, but
not longer than one year after the infringement of Law was committed.
The procedure is written on paper. In order to determine the facts, the Representative can
summon involved subjects on an interview. Within the course of the procedure, the
Representative can demand from specific subjects to supply documents and to give the needed
explanations.
In order to achieve efficacy during the procedure, the legislator had determined a deadline for it‘s
finish. The Representative has to finish the procedure to determine the existence of inequality in
the course of sixty days from the day when the written initiative was submitted.
The deadline can be extended for a period of thirty days, but only if the complexity of the case
requires it.
The procedure ends with a written opinion of the Representative. This written opinion has to
have the findings of the factual situation, and the Representative‘s opinion about the
circumstances within the case, for the purpose of making a statement whether unequal treatment
based on gender exists in accord with the Law. The opinion can incorporate irregularities
committed in the concrete case, along with suggestions to correct them.
If the Representative determines the existence of irregularities in a concrete case, besides stating
the opinion of the case, he or she has the legal authority to demand correction of irregularities
from the accused subject and to give recommendations about the way to correct them within a
given deadline.
The Representative submits an annual report about his or her work to the Ministry of labor and
social policy.
With the completion of the Representative‘s opinion, the first-stage procedure that is not legally
binding by itself, is finished.
The Representative sends his or her formed written opinion to the inspecting organ, who is
authorized by law to monitor the application of laws and by-laws, collective agreements and the
general acts in the cases when actins have been taken that represent a discrimination in
accordance with the Law on equality of men and women. Besides to the inspecting organ, the
Representative can submit his or her opinion to the public prosecutor, too.
The Representative submits his written opinion to the mentioned organs only in the case when
the subject accused for unequal treatment did not act in accord with the given recommendations
329
to correct the irregularities, or the subject did not inform the Representative that corrections
were made within the given deadline.
After taking the Representative‘s written opinion, the authorized inspecting organ will determine
if the acts of the Law on equal opportunities or another Law are applied in the particular case,
and based upon his or her findings, the Representative makes a decision for the particular case.
If the Representative determines that acts were not made in accord with the Law, the inspecting
organ will demand from the subject who should act in accord with the Representative‘s
suggestions, to do so within a thirty day deadline from the day the decision was made.
A complaint can be made against the decision of the inspecting organ to the authorized
Government commission within eight days of receiving it.
If the authorized inspecting organ determines that by breaching the Law on equal opportunities
or another Law, an act of misdemeanor or crime was committed, the organ is obligated to
submit a request for starting a misdemeanor or a penalty procedure.
Any subject with an opinion that his or her right based on his or her gender was violated can ask
for the protection of the right by a court or administrative procedure in accord with the Law on
equal opportunities, based on the Representative‘s opinion, and to start a procedure for
compensation of damage, in accord with the law on obligations.
References:
Law on equal opportunities for men and women ―Official Gazette of Republic of Macedonia‖,
no.66/06, Skopje, 2006.
Amendment of the Law on equal opportunities for men and women (―Official Gazette of RM‖,
no.117/2008), Skopje, 2008.
330
Sociological study of contemporary family
Baqir Sarukhani 105
Faranak Seyyedi 106
Abstract
Family is dependent to social system, in many respects , but showing dependency, and degree of
effectiveness of family from society and social system is neccessery. This paper has investigated
family as social group that our laws have not defined it clearly and its legal personality
are not allowed. But in contemporary society, state's influence was causing changes in
privacy .In this paper, relying on literature of sociology in relation family and government
and put base on the Habermas theory , and relying on experience to analyze effect rules
on current situation
in
contemporary family. Using existing
documents and comments
sociologists in this field was study guide. With studies done in different fields function,
family were identified: independent nature family in the past. But now family as a private
sphere with fading of roles and functions, with government entering into family privacy, it
being dependent on other Institutions, especially political institution and changed its nature,
thus
family defined by rules and it is state family. Necessary maintenance and entity
families privacy and its independence, creating a public sphere in society, as the interface
areas between the family and political institution. By creating this area, and family with
political institution and laws to coordinate action, families entity was preserved.
Keywords: Family, function, privacy, public sphere, state family.
Introduction
Fusion, and interaction between state and family in contemporary society, will be more necessity
of paying attention to institutional analysis and opinion about it. The government's policy has
penetrated in private life of individuals and huge range of facilities its encompasses all aspects of
family. Gradually, the government has involved all aspects of daily life . Family will be
surrounded from every direction in plans, which are represented of same permanent
contradiction of government actions. Family is dependent to social system, in many respects
,but showing dependency, and degree of effectiveness of family from society and political
105
- Full Professor in Department of Social Science and Research Branch ,Islamic
University ,Tehran , Iran .
106
- PH.D student in Department of Social Science and Research Branch , Islamic
University ,Tehran , Iran .
Azad
Azad
331
system, is not as the family encounter with state, which leads to creation of critical hit, but this
effects, with alignment leads to, better function of family.
Rosen Baum , believes that:
If the family is according to individual preferences, that can be experienced at least freedom,
comprehensive and being content. Fulfillment of individual aspirations is depending on the
social conditions which is considered that conditions determines the form of specific of family .
(Rosen Baum, 1367, 146)
The author believes that:
Family is center of emotion, sense, thus identifying head of families, according to the law, it is
contrary to the purpose and function of family and family leads into formal organization with
hierarchy of authority and power. Also if it is to be considered for family, head .why should be
head of man?
Why should not be selected on the basis of intellectual ability, physical, experience, skills, merit,
individual competencies?
The initial question:
Consider the most private decisions of us. For example: marriage.
We are claiming the right of free choice, but with regard to enormous social impact on us
choices, really, our choice, how can freely? Indeed, how far we are free in their decision for
marriage?
Whether is family decision-making center, in society, and is provided by state institution?
If so, what changes would cause in family, and whether these changes can lead to family
breakdown?
In the past, the family was a natural group that law did not define it, but today is defined by law,
so is state family .Family occurs in a private space, but not very private, which will be discussed,
most of its functions. Most of problems and injuries that are discussed in media and state laws
and regulations and policies, to monitoring It . Family issues, has been focus and it is thumbnail.
public and private spheres
Balanced relationship between the public and private spheres, one of the important things that
should be considered. In other words, the extent of public sphere and private small and vice
versa, will create consequences for the individual and society. Therefore, should be a balance of
between these both field. In this article the author defines the public sphere according to
332
Habermas definition and the government knows the meaning of governance institution that
placed at the head of the society and includes the institutions that create a regulator of affairs.
And the family knows the private sphere that field state has made changes in it. On the other
hand, there is a new definition from family based on the perspective of the sociology of family
and is creating a new kind of family, that it should be studied and defined new norms for it. In
this article , we trying to determine whether intervention in this field will lead to weakening and
disintegration of family or only cause changes at it and we see a new kind of family?
The difference between natural law and state law
Natural law is with freedom, and without dominate of number over others, but state law is
without freedom, and with dominate of number over other people.
Definition of state Family
Sarukhani defines state family:
"State is entering into home; state of third
hazaras is a omnipresent state. Its
presence in family is more and wider from everywhere. "(Labibi, 1388, 9)
Birth of state
In the past, the discovery of agriculture became mediator for state birth, although only legitimate
function of state which became entrusted by people, was to protect of life and property.
Toffler knows beginning need to state, become subsistence economy, into agricultural economy.
He believes: complete state has every three tool of social control: wisdom, wealth, violence
potential. Stages before of these three , state is embryonic and incomplete.
Opinion author:
These three tools can be considered as follows:
Potential violence = laws
Wealth = opportunities
Wisdom = Preferences and valuation
Evidence from the ravages of family, from the viewpoint of Koenig
Koenig ravages of family knows though family functions has been transferred to other
institutions.
Today, job requirements, so that ever family are not able to provide job training to children.
Therefore, the job training have been granted to specific government institutions, with trained
personnel. On the other hand, smaller and economically
without power of family is an
333
obstacle, in providing functions and provide protection of elderly and sick members, that it is
now granted to professional organizations.
Today, leisure of youth and family members
has taken specific
form. He believes: that
family is dependent in the daily feed intake, as well to public organizations, such as those that are
preparing foods for cooking. Even within the home repairs, is granted to various organizations.
Thus, the activities within the family, has been reduced, which it mostly was focused on
production for domestic consumption. "(Azazy, 1386, 73-74)
Althusser's argument is that, all institutions of civil society is reproduce, in a sense, the state.
Althusser, so, can develop, scope, that reaches, to family. In fact, to cell of society, and shows
the family how to reproduce the state. "(ghani nejad and colleagues, 1377, 144)
Conclusion
Attention to realism, and emphasis on cultural and structural changes in family, is an issue that
has remained hidden from eyes experts of family areas and atmosphere of political stroke.
Unfortunately, it has led to intervention of state, in most institutions, and especially family
institution, which result is a crisis in family institution. Also, on the one hand, modernists family,
and On the other hand, intervention of institutions such as state in the area of family, it has
caused, many of experts declared, the decline and collapse of the family.
SarukhanI argued that, those believe which family has been weakened or destroyed, this group
generally, do not look to family, in the framework of modern society, but they make, own scale,
based on patterns of traditional society and measure, with these criteria, functions of, modern
family institution. Today, in modern societies, and Like of modern , state is dominate on the
family by law or create new patterns. The media, working every day, in heart of home and
create new values . New families is eaten
and other organizations
even lunch and breakfast outside of family, state
are responsible for many functions. The author believes that : the
government's actions must be undertaken
in coordination with needs of families, and should
be, relations between state and family in proper channels.
Considering that family has an important role in the development and strengthening of balanced
personality, but today this focus has been, administrator programs and, laws of political - social
and cultural.
334
So that, for example, changing the laws, such as, provide divorce, in the hands of men, increased
rates of divorce, And with change it and make Certification of lack of compromise, reducing
rates of divorce, but can be longer increasing trend .Or with the divorce of agreement, increases
its rate.
Also because , it is social factors being multiple, does not mean, human wholeness, in the
family, and human becomes multi-dimensional.
Prohibition are essential in any society, but more is needed, cautiously application. For example:
in cases where there are serious threats, both the government and families, have agreement on it
.Such as narcotics or rape or .... Even, These is a global agreement. However, entering of state, in
some cases, and generalization of this prohibition to other causes, it will be more sensitive and
more prominent, and in family occurs, a kind of resistance, instead of cooperation. Prohibition
are causing, creating a tension and the attraction, because actors are always suspected, that
something is prohibited, properties, and attributes is that, there is no, in what is not forbidden.
Therefore, the transfer of control to private sphere of family, is one of the, main solutions. Every
social system, should enhance their growth tools, with, to maximize of capacity tolerability, and
realization their freedom. For reaching to this, the family should be, recognized as the private
sphere and knew it. Being responsible, to mean that these families, and all those who, believe,
their identity, be able should have, too great freedom, and they are respected, with their
intelligence and rationality, which be able with his creation and growth, and prevent from
destruction of their identity. instead of prohibition, they have right to choose, creating trust, and
respect to the family, and the preservation of their privacy, and having freedom.
References
Amani, Mehdi (1380) general Demography of Iran, Tehran, published by samt.
Azazy, Shahla (1386) sociology of families, with emphasis on the role, structure and function of
family in contemporary, Tehran, publication of intellectuals, and women's studies.
Chyl, David (1388) families in today's world, translated by Mohammad Mehdi Labibi with
introduction of Baqir Sarukhany, Tehran, publication of thoughts.
Ghani nejad, Musa (1377), civil society and its relationship with religion, books of civil society,
and today Iran, Press, role & Negar, 141 -190.
Habermas, Jürgen (1380) The crisis of legitimacy: the theory of
modern capitalist state,
translated by, Jahangir Moini, Tehran, New step publication.
335
Castells, Manuel (1385) Information Age: Economy, society and Culture (the emergence of
network society) translation of Ahad, AligoLian, A. Khakbaz, H. Chavoshyan, Volume I,
Fifth Edition, Tehran, press new plan.
Sarukhany , Baqir (1379). Introduction to Sociology of Family, Third Printing, Tehran, Soroush
Publications.
336
Effect of media family on the precocious puberty of teenage girl: the emphasis on
Iranian society
Nosrati, Vida107
Faranak Seyyedi 108
Abstract
The main purpose of this paper is study of role and impact of media family on precocious puberty: physically,
intellectually, emotionally and socially. This article also seeked , how media can have a negative aspects in critical
age for teenagers. Paper, relying on the literature of sociology in relation to family and socialization and
put the base on theory of George Herbert Mead. The theoretical frame of this study is borrowed from
School of symbolic interaction and regarding to self . Delphi is methodology used in this article, among behaviors
and opinions of girls in this age group. These negative aspects disturb the natural balance of growth and
changes the behavior patterns. It also cause anxiety , violence, deviation of individual and low normative
legitimacy of paint materials and tendency for relaxation .It can be noted that ,all affected product are
results of using various media especially the false advertising.
Key words:Socialization , Precocious Puberty , Media Family , False Advertising.
Introduction:
The spread of the electronic communication has distinguished the modern society from
traditional society, todays the mass media, especially television, play different cultural, social and
educational roles and functions, the utilization of this phenomenon in the personality and
behavior of the people in the society in a way that the mass media are considered as one of the
effective social institutions on the socialization process.
The TV as a kind of mass media is in continuous cooperation with the culture of community and
society, the variety in the mass communication and their content can make some changes in the
cultural structure of the society and mutually the culture of a society plays such a role in the
determination of the number, kind and the content of mass media. The creation of the mass
society which is the term Marcuse used to refer to "the culture of modern society) is done
through media. If media can move to the eminent and human goals, the unity and collaboration
of human beings will `Based on theories of sociologists of symbolic interaction school, family
has a fundamental role in awareness of children. So awareness will be acquired from family
environment can have an important role in formation of attitude of children.
`Based on theories of sociologists of symbolic interaction school, family has a fundamental role
in awareness of children. So awareness will be acquired from family environment can have an
important role in formation of attitude of children.
Brown believes family has an important role on the socialization of individuals. Children see
their parents constantly while performing their gender roles.(Brown ,1992: 86)
The family as a social institution is one of those groups that the individual spend most of his
time in it, the child learns individual and social reactions in this group, but the emergence of
mass media, especially TV has made some changes in the sociocultural interactions in the family
-107 - Faculty Member of Islamic Azad university Arak Branch
E.mail : V-Nosrati@ iau-Arak.Ac.Ir
107
108
- Faculty Member of Islamic Azad university Arak Branch
E.mail: F- Saidye @iau-Arak. Ac.Ir
337
since the broadcasted programs are somehow in contrast with the sociocultural values and
norms of the families whose result is the creation of some expectations which is in contrast and
contradicts with those known norms in the socio-cultural environments and this leads to the
weakening of the relations in the families and the disturbance in their functions. The puberty is
one of those matters whose occurrence is due to the direct relation and contact with social
institutions. The onset of puberty is related to different social and cultural, biology and personal
differences especially the hereditary trait in the different societies, cities and families, in recent
years the communication revolution has been considered as one of the effective factors in
precocious puberty.
The psychologist analysis and growth indicate that the onset of puberty has been lowered in
twenties to early 21st century. The correct understanding of the onset of puberty is significant
sue to the fact that the society, family, school have the necessary conditions for dealing with the
critical situation of the child in this stage.
According to theories of gender socialization, on socialization process, children will be not only
existing of social but also find male or female characteristics.(Stanly and Wise , 2000:273)
The first intensive study on the psychology of growth done in 1990s in Iran indicate that the
average age of puberty onset in the southern states (Khuzestan), eastern states (Ilam and
Kurdistan) is different from other states of the country in a way that the average age of puberty
begins one year to one and half a year sooner in southern states, the psychologists' studies in Iran
have shown the effects of some factors such as media and its spread and their accessibility on the
onset of puberty and their behavior in a way that the spread of media works against the
differences and tries to remove the differences and direct it toward balance, in other words, the
13 years- old girl who lives in rich urban areas is susceptible and ready to accept puberty due to
the accessibility of different media.
One of the problems of the adolescents is precocious puberty which occurs due to the watching
of improper and immoral events and listening to the materials which have some restrictions.
Besides the matters which will be diffused in the mental network of the adolescent, the studies
which done in Italy show that the in terms of metabolic system the light and rays of TV and
computer changes the secrete of "Melanonin" hormone in the children and lead to precocious
puberty of those children who watch TV for a long period of time.
The media including TV changes the thoughts and feelings not only through auditory and visual
senses and providing some patterns for behavior but also stimulate the human especially in the
early years of life when the human brain is under the influence of experiences, through brain
massage qualitatively and quantitatively, but seldom we can anticipate the kind of media and the
quality of change (as its effect is different in every individual), regarding these information, the
present study is going to find and answer to these questions:
Apart from improving the quality of life of children and despite the positive educationalcultural aspects and providing communication services, what negative effects does the
technology have on the process of puberty in adolescents?
How does the encompassing of TV and computer have changed the social interaction of
children with environment? This interaction covers the relation of child with his/her parents,
peers, society (culture, values and norms).
How is the effect of mass media on the physical, social, emotional and intellectual puberty
of children? Here two principal aspects will be examined: the role of the visual products of mass
media on the identity of children in the process of maturation and the role of light and rays of
visual media on the secretion of some hormones which are regarded as key factors in the child
puberty.
338
Some investigations have been done in this regard which will be referred here: the researchers
have divided the students in three groups and given them the same information. The first group
gained that information through study, the second group through watching movie and the third
group through computer's screen. Then the members of three groups were examined in terms of
the rate of remembrance of information and data, in the first group about 85% of the students
of the first group were able to remember the information, this was 25%- 30% among the second
group and 3-5% among the third group. Most of the information in the third group was about
the imagination rather than the reality. This matter would become unhealthy when the content of
delivered information through media is romantic, sexual and aggressive. And the access of
children to this kind of information would have severe mental and social consequences and
effects on the maturation and puberty. Such programs lead to sexual deviations, aggression,
addiction, antisocial behavior, weakening of the family principles and the spread of crime and
offences and in many cases irrecoverable consequences.
Our county is in the rank of 87 among 178 countries in terms of the availability of internet which
is considered among those countries in the average level by the International Telecommunication
Union, 35% of the users are young students and the mean time spend on internet is about 52
minutes. Through studying the families, we come to this conclusion that internet is going to an
uncontrollable direction and families are no longer able to control the process of effective
education of children. Considering the fact that the skills of children in the use of compute is
more than that of their patents, so its use would be uncontrollable, so the child will go through
puberty in the socialization by these media, and by training some anti-cultural aspects the
precocious puberty and puberty crisis would be undeniable, on the other side, imagining the
omission of media is impossible but some controls can be exerted on the electronic knowledge
of children, but is should not be done compulsory.
Considering the decrease of the number of children in the families and the high age gap between
parents and children, it can be seen that the child would face solitariness, these control should be
done intangibly.
Today's family should transfer their experiences through communication with each other by the
help of councils with cooperative groups of women in areas. This transfer is better to happen in
civil communities as the collective psychological traits can be more effective on the behaviors.
Considering the fact that the modern technologies change the mind and thought of children
quickly and as the sources of changes are out of individual cultures, it is necessary to encourage
children to increase their abilities in thinking and then give them access to these media. The first
twelve years of the child's life should be based on the acquiring of knowledge in order the
cessation of their growth to be reduced. The recent studies show that every day the internet and
computer are taking the place of TV, so the risk of irregular and incorrect use of it threatens all
the users, so in order to be sure of the optimum use of computer in the children's life, it is better
for the parents to be more familiar with computer and speak to their children about the use of
internet and open the correct way of using these technologies to their children.
Methodology
Considering the significance of this issue which is an interdisciplinary course and needs the
experiences and knowledge of experts, Delphi method has been used as the main method, so the
views of the experts in communication, educational sciences, psychology, sociology,
anthropology and consultants were asked in order to provide the ground for studies. In the
second stage, by the use of these experiences, the voting was done among 11-14 years old girls
(Nedaye Vahdat Secondary School, Arak, 2010), and the obtained results were examined by the
views of experts and in the next stage the librarian method was used in completion of interview
and observation as the secondary tools of the research. The population was the 11 to 14 years-
339
old girls from Nedaye Vahdat secondary school who were examined through observation and
interview.
Discussion (Puberty and the effects of environment according to the expert's view)
The first studies done on the puberty dates back to the researches of "Market Mid" in Samera
Island, the results provided the ground for those experts who believed that puberty relates just to
biology directly. Mid showed that the symptoms of puberty should not be considered as the
effect of internal and physical changes, these symptoms will be varied according to the
sociocultural conditions, the researches of Mid on the Samera and Gineno are among the
traditional sociological and anthropological works which has preserved its controversial identity
and is considered as a pattern for the ethnographical researches. Examining the puberty issue, he
showed that despite the common believes "The Puberty Crisis" is not a universal phenomenon
and it can be reinforced or removed based on the specific kind of training and cultural transfer.
The Meud's emphasis in the culture and personality school is on the process of cultural transfer
and socialization of people. He believed that the manner of this transfer shapes the people's
personality, so the most important goal of anthropologists should be the examination of
educational and training patterns in order to understand the way culture effects individual, the
relation of dominant dimension on each individual with the culture. In the modern world which
is under the influence of media culture, according to Meud's findings, it can be understand that
the media can be an effective factor on the awareness and the way it is shaped, since in modern
world, different kinds of media have surrounded the life of people and individual within different
ages, so it can influence the growth path, and this is "the effect of culture on individual", media
culture and collective culture.
Other studies confirm this issue including the following: Japanese researchers concluded that
peaceful and kind family relation can prevent precocious puberty, also anxiety and stress can
predate puberty age for 18 months.
According to psychologists the association between father and daughter can plays a great role in
calmness of young girls in puberty, lack of attention and support are regarded as the causes of
precocious puberty in girls. Besides, eating unhealthy foods, low consumption of fruits and
vegetables, emotional pressure, family problems, obtaining good information from the
environment, peers and media lead to the precocious puberty in both genders.
Psychologists and educational experts believe that with the spread of scientific and information
technologies, families spend less time with their children so due to the decrease of supervision
and looking for the children on the side of parents, children and adolescents notice the matters
and issues which should learn later on time, very soon. And considering the fact that in Iran, the
sexual needs will be satisfied after marriage and within religious believes the adolescent who
reach puberty will be longer in this period than his peers in other cultures. Also as he spends
much more energy and time to get along with it, providing them the information based on the
age considerations and also creating a peaceful environment in the family and community are as
solutions for reducing pressures in puberty. Inopportune friend making, immoral behavior in
low ages and the tendency to street friends with opposite sex are among the precocious puberty
crisis which is affected by media. Family, school, community and media are most significant in
the creation of free time and the proper growth of instincts. In all communities, the puberty age
determine the future and personality of the individual, so all people and institutions who are in
contact with children and adolescents are responsible for its guidance.
Consultants' experts believe that sexual puberty is combined with cognitive and emotional
puberty, precocious puberty is regarded a negative phenomenon for Iranian girls. Uncontrolled
use of computer and TV will impose the child in the harmful effects (which is physical, social
and mental disturbances) also sight problems, skeleton disturbances, overweight, decrease of
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social skills, problems in interaction and communication, electronic addiction, virtual crimes and
murder can be considered.
Technology and its effect on the child's growth
In world today which is called the age of information explosion, the concerns of most families is
the awareness of their children's learning and supervision of their learning. The growth experts
believe that the growth of child's mind can be diagnosed from two perspectives, one is social
psychology that child acquire from outside and through family, school and educational transfer
and the other is the automatic learning of the child which is called intelligence, i.e. what the child
learn by its own. The use of mass media such as TV, computer and games is one of the most
significant ways of socialization in so far as in childhood one of the several sources of child's
socialization is these mass media and they are inevitable in today's world.
What is relevant in Iran is the different status of production and construction and the difference
in the content of these programs, as the children might be familiar with different dimensions of
society and it is probable that they cannot find healthy and good constructs. So it might be for
this reason that most of consultants and teachers are against TV and computer in children and
adolescent's room. The presence of electronic devices in the children's room will reduce the time
of families' gathering together and it might increase the early familiarization of children with
sexual matters, the social interactions and the time of peer playing would be removed. The
negative consequences of this matter can be seen in schools, usually these children pay little
attention to the instructions in their class and they are willing to be independent and
autonomous whose result would be social retreat.
The use of TV and computer could be effective in the mental growth of the child when other
conditions for education are in their best position such as life environment, in order to provide
the health and happiness in children. What the TV offers to child might be effective in the
psychological growth and abstract intelligence and personal health but it cannot be responsive to
the social intelligence and physical needs of the child. Excessive use of such tools would create
some disturbances in the child's growth curve, the child would live in a virtual space and far from
social activities like playing with peers and this is far from real life situation so the confrontation
of child with the society would be problematic in future.
The surrounding of TV and computer might lead to the weakening of social relation of children
with their parents. On the other hand high variation of resources and media programs will lead
to disappearing of homogeneity between children and surrounding environment, as the
community needs some people to make some literatures and behavioral patterns among them, so
with the presence of media the least consensus among people within the society and their
common norms and social felicity would be disturbed.
Eric Sigmon believes that excessive watching of TV in childhood will lead to severe
disturbances; the messages of this program would not be good but the main problem is the
unlimited and uncontrolled use of TV. Most families allow their children to watch TV
unlimitedly in order to avoid spending money for their creation.
Adolescents constitute the largest TV and computer audiences, in a study done in England it was
shown that the England adolescent spend one third of their life, i.e. 7.5 hours within a day,
watching TV and playing computer game. Offensive programs and romantic movies for adults
will influence them in a way that some of them become woolgatherer, fierce behavior and the
imitation of romantic and sexual behavior without any instinctual base threaten human's future,
excessive overweight, Alzheimer, diabetes and decrease of defensive power were among other
jeopardies among them. But the major risk was precocious puberty; the researchers concluded
that TV has a key role in the decrease of Melanonin hormone secretion. The task of this
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hormone is to adjust the internal timing of the body and it controls the pace of physical maturity
growth, melanonine is produced at nights and the cause of sleepiness at night is the secretion of
this hormone. But the bright and shiny screen of TV doesn't allow its secretion at nights, so the
amount of this hormone is less among those who watches TV late at nights. This hormone
adjusts the puberty age in adolescents and when its amount decreases, it will decrease the puberty
age. The rate of puberty age decrease in English adolescents equals with the rate of popularity of
TV in 1950s. This means the society with nervous adolescents who have not reached emotional
and personal maturity and seek the life in the sexual relations and its result would be the increase
in the crimes and ruin of family bases.
Italian researchers also concluded that the children's body will produce and secrete Melanonin
30% more after one week on not watching TV and computer screen. So unlike past, today's
children who are exposed to this ray more hours will reach puberty sooner than their ancestors,
even some girls experience puberty when they are 7 years- old. This experience would endanger
their growth and education when it is without any training.
Since the age of reaching puberty is variable, precocious puberty is related to natural stimulus in
which the children and adolescents receive some information through the speaking of their peers
of families and mass media which their knowing would be soon for children. Usually physical
maturation will be accompanied with cognitive and emotional maturation, the child who reaches
precocious puberty will make some problems for family and community, the necessity for
entering maturation is to have enough knowledge of this period and if due to lack of attention of
parents, school and community (media) the child reaches precocious puberty, the first problems
will be inclined toward family, community and school.
Most experts believe that computer and TV has a destructive effect on the growth and
intelligence of child, the TV literature blocks the progress and development of child's
intelligence, since the mind of child reacts to the radiated ray and stop thinking process. In this
regards, the TV industries would react to this, they introduces some products in programs for
children and promote and develop the TV industry every 10 years and make it more attractive. If
the child spends most of his/her time on the TV screen, he would be deprived of other activities
which are important for his development. Moreover it might happen that they are exposed to
sexual and aggressive content which is not suitable for their age, and their parent should examine
the site addresses which their kids have visited them by filtering software. Also they should
encourage their child to interact more with them and show more intimacy with their children.
The report of Erick Sigmund shows that TV has some relations with 15 dangerous illnesses
among which is cancer and fantasy. Children who spend much time watching TV continuously
will become very fat and so the society should provide sport facilities and innovation in physical
creation. The incident problem is the content of TV and advertisement and the change of
aesthetic and behavior of people, also the duration of watching TV has a significant role in most
illnesses, after working and resting, TV takes most of the time of citizens than any other activity.
Here the main danger is directed toward children which make some severe disturbances in them.
Conclusion
Today, information technology has been spread widely and it is combined with all aspects of life
from school to work place, bank services, trade and …. Also it plays a significant role in the
children's life and it is increasing very fast. The fact that whether this technology improves
children's life or not, how is the role of identity in this technology, and that we are facing a
precocious puberty are the main focus of the study. Precocious puberty means the appearing of
puberty symptoms physically and hormonally in girls before 8 years old, first these girls are taller
than their peers and then due to precocious puberty, their bones will be shorter in puberty. The
onset of puberty is different in different cities, communities, families due to different
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sociocultural, biological and personal differences. In recent years, the revolution in
communication and the spread of media (TV, internet, satellite …) has been considered as one
of the main factors on "precocious puberty" of girls.
The true understanding of puberty is important because the society, families and schools should
have the necessary preparation for dealing with this critical situation of adolescent. Some of the
natural characteristics of this period are the revolution that if s/he deals with it properly he
would face fewer problems in his youth. Adolescent is a kind of being which is changing always
physically and who is immature in term of emotional status, limited in terms of experience,
subjected to the environment from cultural point of view, and lives in dreams and fantasy, but he
is in fact faced with reality, s/he enjoys neither from childhood not from adulthood. In this
condition the media influence him more.
Precocious puberty which results from socio-cultural factors deals with some matters like
watching sexual scenes, hearing stimulus sexual stories and products from some channels, the
advertisements of different media, clothing, curious, the need to love, unrestrained behaviors of
others, morality, lack of normal legitimacy and so on, also some genetic factors and food is also
effective, technical scientists believe that some chemical materials in the conserves, nail polish,
shampoo and perfumes can lead to precocious puberty and in this case we will see the significant
and negative role of media in the advertisement of such products, the media advertisements
make some changes in the attitude and motivate and encourage more use of such variations and
endanger physical and ethical health of teenagers. The results of this study show that the
precocious puberty has two perspective: 1. those factors which were mentioned above, 2. Lack
of height growth of adolescents. The adolescent will be subjected to some effective factors such
a media, type of food, environmental situations and so on, and they will face stress and since
they have not enough experiences especially by the appearance of period symptoms, she will fear
and will face social and emotional problems which can be controlled by on time recognition of
precocious puberty and doing on- time treatments.
Suggestions
The relation between parents and educational teachers, friendly communication with the
child in critical and vital ages are among the main areas for confronting with premature puberty.
Respecting the factors and individual and family controllable factors and situations such as
the supervision of parents on their child's use of group media, the use related training to media,
such as proper training of children regarding puberty through special programs for experts and
psychologists for providing the conditions for confronting with this crisis.
Referring to the physicians for the examination and treatment of premature puberty for
prevention of skeleton problems, height growth and doing the necessary examinations.
Promoting the awareness of parents through media and special programs about making
relation with adolescents.
Increasing the media's programs and scientific reinforcement of them in terms of providing
some solutions for problems about puberty critics.
343
References
Brown , K.(1987)" Adolescent Development and Behavior " Englewood cliffs and New
Jersey ,Prentice Hall Inc.
Fazeli, Nemat of Allah (1385) "The physical maturity of teenagers" Journal of Reproductive
ResearchCenter, Medical University of Tehran, No. 23 and 24.
Fakuhy, Naser (1381)‖ schools and theories of anthropology‖ Tehran, straw published.
Mead, J.‖mind , self and society,Chicago .
Navabkhsh, Mehrdad (1380)‖ principles and foundations of scientific research methods‖, Arak,
publication of other message.
Sarukhani, Baqir (1370) ―sociology of mass communication‖, Tehran, publication of
information.
Tabatabai, Sadiq (1378) ―The role of video media on the decline in childhood‖, Tehran,
publication of information.
344
DECISION MAKING AND FERTILITY BEHAVIOR AMONG WOMEN IN WEST
BENGAL , INDIA
Koyel Sarkar
Center for the Study of Regional Development, Jawaharlal Nehru University, New Delhi,
India.
[email protected]
Abstract
The multiphasic inter linkage within the various socio-economic and cultural factors along with fertility situation
has remained a debatable topic since long and therefore remains the prime focus in this paper. Fertility behavior in
any region has a demographic significance and also is a very important developmental indicator in terms of health
or women‘s status. The spatial variation in the country show that it is mostly the north-eastern and the northern
states of India whose TFR as well as contraceptive usage are throughout in a bad condition, whereas, West Bengal
shows a better fertility behavior among the women with a lower TFR and high contraceptive usage and seems it
will soon reach the Replacement Level Fertility in few years time. The Cross Tabulation and Binary Logistic
Regression analysis has shown that the mass media and standard of living seems to have a strong positive effect
among women‘s fertility behavior in West Bengal. Education as an important indicator seems to affect the number
of children more than the contraceptive usage. The study also shows that it is mostly the less privileged group in the
rural areas who are the ones showing adverse fertility behavior as these are the areas that lack the demand as well
as the supply side issues. The study shows that Media Exposure has a strong impact on the fertility behavior of
women and so more effort should be put by the government to enhance the connectivity in rural areas so that even
the less educated women can have the minimum basic knowledge on family planning and other aspects of fertility
situation along with the a good and healthy life.
Keywords: Fertility behavior, contraceptive usage, decision making, demographic determinants,
media exposure.
INTRODUCTION
Fertility, mortality and migration are the major indicators of population dynamics of any region.
Among these three prime factors, fertility contributes more than any other factor in the growth
or natural increase of population. This factor is important in itself as it not only has a
demographic significance but also is a very important developmental indicator as it throws light
on the various socio-economic, cultural and developmental status of any region. The
Demographic Transition Theory itself explains how the better standard of living, medical
facilities and overall development have an inverse relationship with the birth rates. However,
the delicate inter linkage within these factors along with fertility situation has remained a
debatable topic since long. With the long list of socio-economic and cultural variables, we are
345
more interested in how the decision making and female autonomy has turned out to affect
women‘s fertility behavior, i.e., are they really linked with one another? If yes, then how.
The total number of children ever born to a woman is a very important indicator of the fertility
behavior as with increase in the number of children, the standard of living decreases, health
status of the mother as well as the child deteriorates, congested and large family size, poverty,
etc. creeps in. Women usually go for a large number of children when either they are not
educated enough and so have no opinion in the ideal family size by family planning practices or
when their state of poverty forces them to find a substitute for earning more family income by
giving birth to more children who can help in adding more hands to work (usually physical
labor).
On the other hand contraceptive usage largely indicates a good and healthy sexual life with
desired number of children in a family and avoiding unwanted pregnancies. But even
contraceptive usage is possible only when the user (women here) is aware enough to know about
the existence of such contraceptives which can help them avoid unwanted pregnancies. Media
exposure, education, standard of living, etc are the requirements that can help to initiate the
demand for contraceptive usage by women. Therefore, larger contraceptive usage ensures better
lifestyle by avoiding high birth order, ill health of the mother, unwanted pregnancies, good and
healthy sexual life, etc.
Therefore we can see from the above discussion that fertility behavior in terms of children ever
born to a woman and contraceptive usage is equally important to understand the developmental
status of any region as any other aspect. These indicators not only gives valuable insight to the
socio-cultural norms practiced but also important in understanding the lifestyle, health, economic
and demographic status of any region. From these factors we can further analyze the issues
involved with the women‘s fertility behavior and the conditions that tend to affect directly or
indirectly.
LITERATURE REVIEW:
With the fertility transition in the Demographic Transition Theory, we have seen fertility starts to
decline after the mortality declines and when the region goes through an overall development
process. Thus this automatically explains, with better standard of living, medical facilities; overall
development the fertility shows an inverse relationship. However, to explain this, at times we
assume that better educational facilities among the women will tend to affect their fertility in a
positive way. The validity of this statement is the issue. Many scholars and researchers are of the
view that it is true and education and fertility are directly related. D.Sai Sujatha and
346
G.Brahmananda Reddy109 have argued on the validity of this argument. Their survey in Andhra
Pradesh has shown that women‘s education and fertility behavior has a direct inverse
relationship after the middle school education among women. Higher the education, lower is the
TFR and birth order and higher birth interval, higher participation in family decision making.
They conclude with education as an important variable for the development in any region. This
view has been supported by various other scholars like Satish B.Agnihotri110 who found that
even under different cultural groups like scheduled castes, tribes and general population in West
Bengal, education plays a very important role in deciding the fertility status of the region. Robert
Jenson111 has similarly argued that the exposure to media has helped in uplifting the status of
women in the society. Their demand for education, freedom of movement, decrease in son
preference and acceptability to domestic violence, etc shows a great impact on the social
development of the region. Again, K.N.S.Yadava and Surender S.Yadava112 along with Vimala
Ramachandran113 have found similar trends of low TFR and high female work participation in
educated female groups on a spatial variation in the country.
In spite of their backing by strong primary and secondary level survey, the validity of the views
of these scholars has nevertheless been questioned. These set of scholars argue on the point that
the relationship between female autonomy, education with fertility is still not direct. Interestingly,
Anne Moursund and OysteinKravdal114 in their analysis of NFHS 2 data found out that it is
more of general knowledge and an average educational level in the community or locality
influences women‘s fertility behavior a lot more than just female autonomy or education. In
evidence from India, where in few regions a decline in fertility has been experienced much
before as well as without the FPP setting unlike the other regions, Jean Dreze and Mamta
Murthy115 thus questions the validity of the argument of education and autonomy influencing
fertility. They have analyzed various other factors that are mediated by female education in
decreasing the fertility like access to contraception and public health services, urbanization,
religion and cultural factors, etc. This argument has been supported by Kirit S.Parikh and
Chranjib Gupta116, who in their discussion of two states using multi-regression analysis on four
models have shown that although education acts as an important preconditioner, but actually it
affects the fertility behavior very little. Even in the North-eastern states of India, where a
109
Women‟s Education, Autonomy and Fertility Behavior; by D.Sai Sujatha and G.Brahmananda Reddy
High Female Literacy, Low Child Population, Is There a Threshold Effect?; By Satish B. Agnihotri
111
The Power of TV: Cable Television and Women‟s Status in India; by Robert Jenson
112
Women‟s Status And Fertility in Rural India; by K.N.S.Yadava and Surender S.Yadava
113
Fertility and Women‟s Autonomy; Vimala Ramachandran
114
Individual and Community Effects of Women‟s Education and Autonomy on Contraceptive Use in India; by
Anne Moursund and OysteinKravdal
115
Fertility, Education and Development: Evidence From India; by Jean Dreze and Mamta Murthy
116
How Effective is Female Literacy in Reducing Fertility; by Kirit S.Parikh and Chranjib Gupta
110
347
matriarchical society with high level of female autonomy, education, freedom of movement,
employment, etc exists, there still is a situation of high fertility. As rightly said by Udoy Sankar
Saikia, Ross Steele and Gour Dasvarma117 fertility always is not affected by education. Other
factors like religious and cultural values, insecurities of minority group, etc. are causes for high
fertility in these regions. This argument is also supported by another scholar Monoj
Alagarajan118 on a survey of Kerala. He states the differentials in fertility do not exist in high
income groups, urbanized areas, high literacy, (instead of taking only literacy) etc. even in
different religious groups.
Apart from these debates of which aspect of the socio-economic factor affects the fertility most,
few other important dimensions of fertility have also been studied. In an article by Preet
Rustagi119, the author has tried to analyze the gender differentials in fertility behavior in the
country and have rightfully emphasized on three factors that gender related development policies are
safe, gender related variables are important for planned development issues and focus should be made on individual
indicators and not aggregated composite indexes like GDI and HDI. A very interesting contribution in
this field is done by Maria E.Cosio-Zavala120, who studied the reproductive behavior of males
and females in different cultural, religion, social and regional (various countries) settings. She has
succeeded in identifying the changes in female autonomy with various socio-cultural factors both
empirically and spatially.
Christophe Z.Guilmoto and S.Irudaya Rajan121, have studied the various socio-economic and
cultural factors that cause the spatial variation in fertility in the country taking the TFR and CBR
as prime indicators.
OBJECTIVES:
The main objectives of the present paper are as follows:
To know the fertility behavior of women in terms of children ever born and
contraceptive usage in West Bengal.
To explore the effect of socio-economic and demographic determinants on the fertility
behavior of women in West Bengal.
DATABASE:
NFHS-3, 2005-06, India West Bengal State Report.
117
Culture, Religion and Reproductive Behavior in Two Indegeneous Communities of North-eastern India: a
Discussion of Some Preliminary Findings; by Udoy Sankar Saikia, Ross Steele and Gour Dasvarma
118
An Analysis of Fertility Differentials by Religion in Kerala State: A Test of Interaction Hypothesis; by
Monoj Alagarajan
119
Significance of Gender Related Development Indicators: An Analysis of Indian States; by Preet Rustagi
120
Examining Changes in the Status of Women and Gender as Predictors of Fertility Change Issues in
Intermediate Fertility Countries; by Maria E.Cosio-Zavala
121
District Level Estimates of Fertility from India‟s 2001 Census; by Christophe Z.Guilmoto and S.Irudaya
Rajan
348
METHODOLOGY:
The following are the methods which have been adopted to complete the paper:
The women‘s file from the NFHS-3 with a sample size of 6794 women (15-45yrs) has
been considered for the study.
Dependent variables: children ever born and contraceptive usage.
Independent variables: education of women, exposure to media, women‘s decision
making and occupational status of the respondent and partner.
Background variables: place of residence, religion, standard of living and caste.
Statistical techniques like simple percentages, graph‘s and cross tabulations has been
used to explain the frequencies and how they affect one another.
Using the SPSS software, Binary Logistic Regression analysis has also been done to
know the effects of background and independent variables on the dependent variables in West
Bengal.
BACKGROUND SCENARIO:
SPATIAL VARIATION IN FERTILITY BEHAVIOR AMONG WOMEN IN INDIA:
The trends in the fertility behavior of women show that there exists a huge amount of disparity
among the women in terms of fertility behavior. It is mostly the north-eastern states of
Meghalaya, Nagaland, etc and the northern states of Bihar, Uttar Pradesh, etc. whose TFR as
well as contraceptive usage are throughout in a bad condition than the national average. For the
north-eastern states uniquely, it may be stated that their fear to lose the minority status in spite of
having a high literacy situation has resulted in high TFR and low contraceptive usage122. Apart
from that, the state of West Bengal has shown a better fertility behavior among the women with
a lower TFR (2.3) than the country‘s average (2.7), as well as the percentage of women who do
not use contraceptive is far below in West Bengal (45.1%) than the country‘s average (56%).
TEMPORAL VARIATION IN FERTILITY BEHAVIOR OF WOMEN IN WEST
BENGAL:
Over the period of a little more than a decade, WB has shown rapid improvement in the TFR
condition, (2.9 in NFHS 1, 2.3 in NFHS 2 and 3) than the country‘s average (3.4 in NFHS 1, 2.9
in NFHS 2 and 2.7 in NFHS 3) and it seems it will soon reach the Replacement Level Fertility
within few years. Again, the percentage of women using contraceptives have increased steadily
122
Culture, Religion and Reproductive Behavior in Two Indegeneous Communities of North-eastern India: a
Discussion of Some Preliminary Findings; by Udoy Sankar Saikia, Ross Steele and Gour Dasvarma
349
over the years (58%, 67% and 71% in NFHS 1, 2 and 3) which is much more than the country‘s
average (41%, 48% and 56% in NFHS 1, 2 and 3).
STATEMENT OF PROBLEM:
Low TFR, high contraceptive usage as well as women‘s involvement in decision making
on at least one of the 4 topics is 92% in WB.
Even then, with a sex ratio of 963 females per 1000 males and a literacy of 57% in
women, West Bengal does not seem to improve much in its fertility behavior since NFHS-1.
Marriage continues to be at an early age, as 37% females are already married in age group
15-19yrs.
RESEARCH QUESTIONS:
1.
Do the cultural, economic and social background characteristics affect the fertility
behavior of women, if yes then how?
2.
Which are the most important variables that are directly linked or have the propensity to
affect the fertility behavior alone keeping all the other factors constant?
ANALYSIS:
In the introductory part we have already discussed on the gravity of the female fertility behavior
and its importance in understanding the societal developmental level of any region. For analyzing
the fertility behavior we have taken into account the children ever born and contraceptive
usage. The more the number of children per household, less is considered the development
(both economic and social) as this indicates either poor status of the family who go for more
children in order to have many hands to work for earning money as well as for future security of
the parents; or since they are more in number so they are poor as cannot afford to live a good
lifestyle. Similarly, only the people who are advanced enough will know the good effects of
contraceptive usage and will therefore use it to avoid excessive children followed by poverty and
scarcity. The likelihood of women having more than 2 children as well as contraceptive usage
depends on many background, social, economic and demographic characteristics like that of
education, place of residence, standard of living, media exposure, decision making, occupational
status, age, marital status, etc.
350
CROSSTABULATIONS:
1.
WOMEN HAVING MORE THAN 2 CHILDREN WITH INDEPENDENT
VARIABLES:
The percentage distribution education-wise shows that the women who are highly educated
tend to have lesser number of children than the women who are less or not educated. Education
thus is a demand side issue that has an indirect effect on fertility because with more education,
women tend to be more aware of the advantages of small family norms, apart from that woman
simply knows how to prevent excessive children by contraceptive or sterilizations, etc. Women
living in rural areas are also more inclined towards having more than 2 children than the women
living in urban areas. This is more of a supply side issue as rural areas lack the proper
infrastructure base for proper sterilizations, or medical outlets for the sale of contraceptives, etc.
also rural areas lack the proper media connectivity. The standard of living also has a negative
relationship with the number of children as this directly depends on the poverty factor, i.e., poor
people will want more children for more hands to work for a higher family income. Religion
wise, Muslims tend to have larger number of children followed by Hindus and Christians and
caste wise, scheduled tribes have larger number of children than the scheduled castes, other
backward classes and the generals, without much variation in West Bengal. Women who are
more often exposed to the media like television, radio or the newspaper are more likely to have
lesser children than the ones who are not much exposed to the media. In the occupational
status for both the respondent as well as the partner, it is seen that people who are engaged in
the service sector have less number of children than the ones who are involved in household
work or not working. That maybe because they are either more aware of small family norms or
have less time for rearing up more children so go for small family norms. However, it is seen that
women who are more involved in household decision making are more into having large
number of children. Lastly, it is seen that age-wise mostly the 35-39 age group women are the
ones who have maximum number of children and the least is among the women aged 15-24
years. This is due to the obvious reason that these lower age group women did not have enough
time in their married life to reproduce that many children.
2.
WOMEN WHO DOES NOT USE CONTRACEPTIVE WITH
INDEPENDENT VARIABLES:
Religion wise it is seen that the Muslims are among the highest numbers who do not use
contraceptives and Christians are the lowest. Women who are more often exposed to the
media seem to use more of contraceptives than women who are not regularly exposed to the
351
media. This is because more media exposure leads to more awareness of the contraceptive usage
as well as uses of having small families, etc. Women who take most household decisions are
the ones who use more contraceptive than the ones who participate less in household decision
making. In terms of standard of living, women enjoying high standard of living use more
contraceptive than the ones having low standard of living as it is directly correlated with the
purchasing power of contraceptives by the family. Caste wise not much variation is observed
except the scheduled tribes who are mostly into contraceptive usage. Even though the
contraceptive usage is high among high educated and women living in urban areas but the
variation is not much. Women involved in service sector are more likely to use contraceptive
than women in household works. Partner‘s occupation does not have much implication in
contraceptive usage as it shows high non contraceptive usage even among men who are involved
in the service sector. Lastly, the age wise distribution shows that it is the middle aged women of
25-34 years who are the non users of contraceptives as mostly these women have undergone
sterilizations after their desired number of children as marriage still takes place at an early age in
West Bengal and most females are already a mother of two by the age of 25years. Similar is the
case of higher aged women who are mostly sterilized or are not in intension of having further
intercourse. The lower aged women of 15-24 years of age are very less in number and so they
show least contraceptive usage.
BINARY LOGISTIC REGRESSION:
1.
THE NET EFFECT OF THE BACKGROUND CHARECTERISTICS ON
WOMEN HAVING MORE THAN 2 CHILDREN:
In the logistic regression we can see that the education, religion, place of residence,
standard of living, caste and exposure to the media are the independent variables that affect
the dependent variable of more than 2 children keeping all the other factors constant in West
Bengal. Education level highly explains the fertility behavior of women. With increasing level of
education, women are more likely to have lesser number of children than the ones who are less
or not educated. Muslim women are more likely to have almost double the number of children
than the Hindu women. Very importantly, the women living in the rural areas are more likely to
have higher number of children than the ones living in the urban areas. In terms of standard of
living, women with a high standard of living are to some extent likely to have lesser number of
children (almost half) than the ones with a lower standard of living. Caste wise, the scheduled
tribe and the other backward classes are quite likeable to have higher number of children than
the scheduled tribes. Media exposure highly explains the fertility behavior of women as it
352
shows that more the women are exposed to media more they are likely to have lesser number of
children than the ones who are very less or not at all exposed to the media. The age wise
distribution of women in the state also significantly affect the number of children as the women
of lower age groups are the ones who are yet to reproduce more and have thus not completed
their reproductive cycle so they have lesser number of children than the higher age groups who
have completed their reproductive cycle and hence have larger number of children.
However, , contradicting the earlier belief, women‟s decision making and occupational
status (of respondent or partner within or outside the household) does not affect the children
ever born to any extent among women in West Bengal.
2.
THE NET EFFECT OF THE BACKGROUND CHARECTERISTICS ON
WOMEN NOT USING CONTRACEPTIVES:
Independent variables like religion, standard of living, women‘s decision making, caste and
exposure to media are among the few variables that have a significant impact on the
contraceptive usage among women in West Bengal.
It is seen that the Muslim women are more likely for not using contraceptive than the Hindus
and Christians score even lesser than the Hindus (reference). This maybe because of the strong
religious beliefs among the Muslims who are pronatalists than the Christians who are mostly by
nature more of antenatalists. Women who are more involved in household decision making are
the ones who are more likely to use contraceptive than the women who hardly participate in
household decision making. Higher standard of living also explains that women tend to use
more of contraceptives than that of lower standard of living. Caste wise, the scheduled castes
are the ones who are more likely of not using contraceptives than the ST‘s or other caste
categories. Exposure to the mass media highly explains the contraceptive usage among women
in West Bengal. Women who are more exposed to watching TV, listening to the radio or reading
the newspaper are the ones who are more into contraceptive usage than the women who are
seldom exposed to the mass media. The age wise distribution of women also seems to
significantly affect the usage of contraceptives in women of the state. Higher the age more are
the women not prone in using contraceptive as by that time they have mostly attained their
desired number of children and hence undergo sterilization.
However, contradicting the earlier belief, education, place of residence and occupation
(within or outside residence) does not significantly seem to affect the contraceptive usage
in West Bengal.
353
CONCLUSION
It is important that women should use more of contraceptives and go for a smaller number of
children to avoid unwanted pregnancies, ill health of the mother and the child and also poverty
induced large families. For many years Government of India tried to promote Family Planning
by mass media, which seems to have a strong positive effect among women‘s fertility
behavior in West Bengal (both children ever born and contraceptive usage) as it is mostly the
women who are regularly exposed to the mass media like TV, radio and newspaper are the ones
who are in a good fertility situation i.e., has less than 2 children and also uses contraceptive.
Similarly, standard of living is also more likely to have a direct effect on the fertility behavior of
women. Education as an important indicator seems to affect the children ever born but not
much to the contraceptive usage. Women in the rural areas with less education and low standard
of living are more likely to have more fertility and use less contraceptive than others in any social
condition.
This study calls for a more target oriented approach by the government to capture the less
privileged group specially in the rural areas as they are the ones who are most deprived of all the
facilities provided by the government in terms of free family planning education, sterilizations,
reproductive educations, etc. These areas lack the demand as well as the supply side issues from
the want of contraceptives and small family norms to the free medical facilities and education as
provided by the government health centers or medical outlets supplying basic contraceptives like
condoms, etc.
The study has shown strong impact of the Media Exposure on the fertility behavior of women
and so more effort should be put in by the government to enhance the connectivity of the media
in rural areas so that even the less educated women can have the minimum basic knowledge on
family planning and other aspects of fertility situation along with the a good and healthy life.
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Economic and Political Weekly; vol 37; no 39; Sep 28 – Oct 4 2002; Pages 4054-4059
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Guilmoto Christophe Z., Rajan S.Irudaya; District Level Estimates of Fertility from India‘s 2001
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Jenson Robert; The Power of TV: Cable Television and Women‘s Status in India; Sept 23 2008;
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Parikh Kirit S., Gupta Chranjib; How Effective is Female Literacy in Reducing Fertility; Economic
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Rustagi Preet; Significance of Gender Related Development Indicators: An Analysis of Indian
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Saikia Udoy Sankar, Steele Ross and Dasvarma Gour; Culture, Religion and Reproductive
Behavior in Two Indegeneous Communities of North-eastern India: a Discussion of Some
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Sujatha D.Sai, Reddy G.Brahmananda; Women‘s Education, Autonomy and Fertility Behavior;
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Yadava K.N.S., Yadava Surender S.; Women‘s Status and Fertility in Rural India; The History of the
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355
ADOPTION OF DESTITUTE ON THE MARGINS OF SOCIETY: A CASE STUDY
FROM URBAN INDIA
Kalpana Prasanna (
[email protected])
Flat No. 584 Block C 8
Kendriya Vihar, Yelahanka
BANGALORE 56 064, INDIA
Tel: +91-80-28561476(Resi)
Abstract
The process of adoption has a special place as it provides an opportunity for the childless to
have a child. It also provides a social service to the nation in providing a home to the otherwise
unwanted and invisible margins of society. Traditionally, adoption was limited to the extended
family. Today, adoption has been considered ‗a specialized child welfare service‘; thanks to the
restructuring of the economic order, increasing interactivity thorough mass media and the
process of social development..The objective of this study was (1) identify family-level indicators
that promote adoption, (2) understand the institutional and legal factors enabling or hindering
adoption in the Indian context. The study is both exploratory and analytical in its approach.
The universe for the study includes all the adoptees and their respective families living in
Bangalore city (during the period 2005-2006). Stratified-random sampling technique (a sample
of 50 adoptive families from Bangalore) was used for selecting samples.This study discovered
that couples definitely prefer to wait for a biological child before adoption; they prefer to go
through a placement agency, they belong to nuclear families, and they do not have any specific
social criteria for adoption. Most of the adoptive parents are educated and belong to middle and
higher income level. Adoption of a child takes a minimum of six months and there is a deliberate
effort on the part of the adoptive parents to allot time to assimilate the adopted child in the
family. The adoptive parents are also comfortable fulfilling the legal formalities associated with
adoption without any inhibition. The organized adoption process carried out by the placement
agencies does not necessitate legal consultation by adoptive parents.
It appears that social pressure to adopt a child is not predominant. Couples apparently adopt
irrespective of support from the family and community. They believe that incentives in terms of
maternity and paternity benefits to adoptive parents will promote adoption. Adoptive parents
would like to belong and participate in support group meetings and programmes organized by
the adoption placement agencies & Voluntary Co-coordinating Agencies for support after
adoption. This was identified as a key need by adopting couples. There are social and legal
support systems to make adoption a child-centric activity which focuses on the identity of the
child. The fact remains that continuance of family dominates the rationale of adoption.
INTRODUCTION
It is both a tradition and a practice to have a child in the family. This is a desire experienced by
most couples all over the world. However, some couples may not be able to bear children. The
popular belief is that childless couples prefer to adopt a child. The presence or absence of
biological children is an important variable which was examined. The response shows that
majority of the couples wish to experience parenting through a biological child. The factors that
actually lead to the adoption of a child/ren are multi-fold, the primary one being a need for the
child in the family. The other causes include loss of biological child, loss of parent/s by a child
who is related to the couple, divine calling, need of a sibling for an existing biological child and
inability to have a second biological child.
Adoption plays a vital role in fulfilling the needs of desolate children. There are around 44
million destitute children in India; 12 million of these are orphans (citation). There are around
356
300 Non-Government Organizations (NGOs) across India that run orphanages to cater for the
needs of these children. However, these organizations can not adequately cater for the needs of
all the desolate children in India. In addition, it is believed that orphanages and other institutions
can not provide the standard of care for all children. .A definition by World Health Organization
(2001) states ―Adoption is regarded as the most complete means whereby family relationships
and family life are restored to a child in need of a family‖. When constituted of mother, father
and children, the family shows itself to be enduring normal setting for the upbringing of the
child (citation). The alarming magnitude of destitute children and the inadequacies of
institutional care gives adoption a special place in the care of India‘s desolate children.
In addition to providing a social service to cater for needs of desolate children, adoption plays
and important role in providing childless families with children.
METHODOLOGY
Sources of data
The data for the present study has been collected from primary and secondary sources. The
secondary sources include review of selected articles, books, journals, magazines and documents
selected from the Internet as well.
Review of Literature
The review of literature has provided many insights in identifying various issues relating to
adoption. Most of the studies have dealt with legal issues. There is a lack of focus on various
social variables such as age, economic background, role of biological factors and pressure from
the society. The role of family support and attitudes towards adoptions also needed exploration.
The present study attempts to explore the social variables relating to adoption in the given legal
framework.
The Universe
The Universe for the present study includes all the adoptees and their respective families living in
Bangalore city. An exhaustive data relating to all the adoptees and their respective families was
not available as it is not necessary to have either legal documentation or registration of adoption.
Thus, the universe of the present study includes all those adoptive parents who happen to live in
Bangalore and those adoptive parents who have adopted children through various placement
agencies located in Bangalore.
Sample
The sample for the study was selected by using stratified-random technique. Fifty parents who
have adopted children from four adoption placement agencies in Bangalore have been taken into
consideration for this study. The adoption agencies were selected on the basis of geographical
spread and to ensure inclusion of agencies operating at various levels. It includes three
categories of adoptive parents, which was taken to ensure a representative sample of adoptive
parents. The table below depicts the same.
Sl.No. Nature of adoptive parents
Number of respondents Total
Males
Females
1
Adoptive parent who have sought
24
20
44
assistance from placement agencies at
Bangalore
2
Non-local adoptive parents living in
2
2
4
Bangalore
3
Local adoptive parents who have
2
Nil
2
adopted children without the assistance
of placement agencies
357
Analysis of Data:
Bangalore was chosen to conduct this study due to the fact that it has the maximum number of
adoption placement agencies in Karnataka. The data collected from respondents has been
analysed to understand the various aspects of adoption.
I) Profile of Adoptive Parents
Age-and Gender Composition of Adoptive parents (Table 1.1)
MALES
FEMALES
TOTAL
Age
Num
Percent
Number of
respondents
Percent
<25
26-35 yrs
36-45 yrs
>46 yrs
1
11
14
2
3
40
50
7
2
15
4
1
9
68
18
4
Total no. of Percentage
respondents
3
26
18
3
6
52
36
6
It is apparent from the above table that younger women vis-à-vis men prefer to go in for
adoption. Eighty-eight percent of the adoptive parents are in the age group: 26-45 years.
This could be due to the social pressure to have a child within first few years of marriage. The
child-bearing age of the woman is also an important consideration. The data also indicates that
men prefer to wait until the age of 35 at least before deciding on adoption.
Educational
level
Educational background of the Adoptive Parents (Table 1.2)
Males
Females
Total
Number of
respondents
4
Percent
Number of
respondents
7
Percent
Number of
respondents
11
Percentage
Matriculate/
8
14
11
Nonmatriculate
Graduate
18
36
28
56
46
46
Post graduate
26
52
15
30
41
41
Not specified
2
4
2
2
Total
28
100
22
100
50
100
The data in the table above indicates that majority of parents who choose to adopt a child have a
higher educational background.
358
Income level of adoptive parents (1.3)
Income Level of Adoptive Parents
45
40
35
30
25
20
15
10
5
0
Number of parents
Percentage
Less than Rs.10,000 – Rs.15,000 – More than
Rs.10,000 Rs.15,000 Rs.20,000 Rs.20,000
The income level of the adoptive families is another essential aspect to be examined. It is seen
that majority of the parents adopting a child/children have a monthly income of more than
Rs.20, 000/- per month. The placement agencies specify a minimum income of Rs.6, 000/- per
month to be eligible to adopt a child. This is in the context of expenditure involved in child
rearing.
Nature of the adoptive family at the time of adoption (Table 1.4)
Sl.No Family type
Number of Percentage
families
1
Joint family
11
22
2
Nuclear family
30
60
3
Single parent family
01
02
4
Widowed/Spinster/Divorced
02
04
5
Extended family
04
08
6
Not specified
02
04
TOTAL
50
100
Adoptive Parents and biological children (Table 1.5)
Percentage
100%
80%
60%
40%
20%
Percentage
0%
Percentage
Parents with
biological
children
Parents without
biological children
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It is both a tradition and a practice to have a child in the family. This is a desire experienced by
most couples all over the world. However, some couples may not be able to bear children. The
popular belief is that childless couples prefer to adopt a child. The presence or absence of
biological children is an important variable which was examined. The response shows that
majority of the couples wish to experience parenting through a biological child. This is proven
by the fact that 88% of the parents who opted for adoption were childless couples.
II) Preferences with regard to adopted child
Preferential attitude towards the adoptee (Table 1.6)
Sl.No
1
2
3
4
5
6
Preferred social background of the
adoptee
To be a relative
From the same caste group
From the same linguistic group
From the native place
No preferences
Not specified
TOTAL
Number of
respondents
03
05
00
01
37
04
50
Percentage
6
10
0
2
74
8
100
It has been found that 74% of the respondents did not have any specific social criteria for
adoption. One of the possible reasons for this could be due to the factor that adoption
placement agencies do not encourage such preference by prospective parents.
Age preference of the adoptive child (1.7)
Sl.No Nature of respondents
Number of respondents
1
Parents who were specific
19
about the age of the adoptee
2
Parents who were neutral
25
about the age of the adoptee
3
Parents who did not indicate
06
any age specification
TOTAL
50
Percentage
38
50
12
100
The respondents (38%) have indicated a preference towards adopting an infant or young child.
They cited easy adjustment on the part of the child as a reason for the same. It is seen that 50%
of the adopters did not specify any age preference.
Gender Preference in Adoption (1.8)
Respondents Preference for Male
Child
No.
Percent
Male
3
11
Female
3
14
Total
6
12
Preference for Female
Child
No.
Percent
6
22
5
22
11
22
No Preference
No
19
14
33
Percent
67
64
66
The preference towards a male child is an established fact of our social life. Historical evidence
suggest that the custom of adopting a male child was universal in the past. This was done for
religious as well as lineage reasons. It was found through the above study that 22 % of the
respondents indicated a preference for female child. This justifies the changing trend, a finding
360
as per the study done by CARA in 2004. The predominant pattern (66 %) confirms that the
couple intending to adopt a child do not have any gender preference.
III) Family Support & assimilation
Family Support received for adoption (Table 1.9)
Sl.no
1
2
3
4
Particulars/Nature of
parents
Parents who received
family support
Parents who did not
receive family support
Not applicable
Not specified
TOTAL
Number of
parents
28
Percentage
19
38
01
02
50
02
04
100
56
This study has made an attempt to collect information on family support received y the adoptive
parents. Nearly one out of two families (56%) that went in for adoption was supported by their
families. However, couples are willing to adopt a child even if they do not receive support from
their family members.
Duration to complete the process of adoption (1.10)
Duration taken
No. of parents
Less than 6 months
40
6-12 months
9
More than 12 months
1
Percentage
80
18
2
The time taken to complete the formalities relating to adoption varies on the basis of number of
factors. The process involves documentation, confirming consent by the concerned individuals,
legal requirements etc. In most of the cases (80%), the process of adoption demands a time span
of about six months
Assimilation of the adopted child into the adoptive family (1.11)
Sl.No Duration needed
Number of parents
1
Less than 1 month
19
2
1 - 3 months
21
3
3 -6 months
06
4
More than 6 months
03
5
Did not specify the time duration
01
Percentage
38
42
12
6
2
It can be seen that majority of the respondents felt that adopted child can be assimilated into the
family within three months (80%). The study also reveals that the older the adoptee is, the
longer the time taken for assimilation. It is also true that the attitude of the adoptive family and
the adoptee will influence the duration of assimilation.
Adoptive parents taking time off to settle with the adopted child (1.12)
The parents are the primary care givers for a child. The sequence of events are pre-determined
in case of a biological child. In the case of adoption, both the child and parents need time to
adjust with one another.The number of parents who took time off from work to settle down
with the adopted child formed about 58 percent. Those who could not take time off from work
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indicated that they had sought help from parents or parent-in-law to look after the child in their
absence.
Social Pressure on childless couples to adopt a child (1.13)
Sl.No. Social Pressure from Number of parents
Percentage
who faced this
pressure
1
Family
8
16
2
Neighbours/friends
4
4
3
Co-workers
1
2
4
Self/Spouse
2
4
5
Parents who did not
34
68
face any social
pressure
6
Parents who did not
3
6
specify about social
pressure factor
TOTAL
50
100
The adoptive parents are believed to adopt children to complete their family. Sometimes, a
family may adopt a child to overcome social pressure, if any. It is found that adoptive parents
had experienced social pressure from family, neighbours, co-workers, spouse and friends.
However, majority of the adoptive parents (68 percent) did not have any social pressure. Thus,
adoption has been a natural choice of the adoptive families.
Consultation/effort to have a biological child prior to adoption by adoptive parents (1.14)
It is a natural desire on the part of a couple to have a child in the family. There are instances
when couples fail to have a biological child. Traditionally, the Hindu families believed in
consulting religious mendicants or astrologers. This was done to clarify the possibility of bearing
a child or to work out a remedial measure to have a child. It is only in the recent years, medical
science has established the fact that ―childlessness‖ could be rehabilitated through medical
assistance. The data indicated that 58 percent of the parents have explored the causes for their
inability to have a child. They have opted to consult medical professionals, religious mendicants
and at times a combination of both.
Consultation/effort to have a biological child prior to adoption by adoptive
parents
Parents who did
not specify about
consultation
18%
Neither medical
nor religious
24%
Medical
Professionals
30%
Religious
Mendicants
4%
A combination of
medical/religious
24%
362
Multiple adoptions (1.15)
5
10
2
2
1
More than 2
0
88
44
1
20
40
60
80
Number of adoptive parents
100
120
140
Percentage
Most of the parents prefer to adopt one child to satisfy their desire for having a child in the
family (88%). However there were cases of adoptive parents who adopted more than one child.
The desire to help the underprivileged, divine calling and concern for children have been cited as
reasons for the same.
IV Legal components of adoption
Adoptive parents seeking legal help (1.17)
Sl.No Response from parents
1
2
3
Needed legal help
Legal help not needed
Not specified response
TOTAL
Number of
responses
12
27
11
50
Percentage
24
54
22
100
The laws govern the adoption process carried out through placement agencies. It is also
stipulated by co-ordinating agencies and other State/Central bodies. The data indicated that
24% of adoptive parents sought legal help in order to obtain clarification on certain aspects of
declarations and documents to be produced prior to adoption. There are 54 percent of
respondents who have indicated satisfaction over the streamlined adoption procedure adhered to
by the placement agencies. They did not feel the need to seek any legal counsel during adoption
process.
FINDINGS
Couples prefer to wait for a few years after marriage to have a biological child before
opting for adoption.
Most of the couples adopting child/children through placement agencies have a
minimum educational level of graduation.
Majority of the adoptive parents constitute nuclear families
Persons having intimate personal rapport serve as the source of information about
adoption.
It is mostly childless couple who prefer adoption.
The adoptive families with biological children consulted their wards prior to adoption.
Majority of the respondents did not have any specific social criteria for adoption.
The adoptive parents indicated the need for a child in a family as a major reason for
adoption.
The absence of support from family members is not an obstacle for adopting a child.
363
The adoptive respondents are likely to give importance to the adoptee child rather than
to its age.
Most couple would prefer to adopt young children.
There is no visible preference in terms of gender of the adoptee.
The number of couples opting for multiple adoptions is limited
Adoption is not an instantaneous process. It takes a minimum of six months to
complete the process.
The process of assimilation of an adoptee into a family takes about three months in most
cases.
There has been a deliberate effort on the part of the adoptive parents to allot time to
enable the adoptee to adjust with the new family.
The choice of retaining or changing the original name of the adoptee is to provide
psychological comfort to the adoptee.
Most of the adoptive parents belong to the middle income and upper income groups.
Social pressure to adopt a child is not predominant.
Most couples would like to find reasons for childlessness and prospects of having a
biological child prior to adoption.
The organized adoption process carried out by the placement agencies does not
necessitate legal consultation by the adoptive parents.
Most of the adoptive parents are comfortable in providing information and fulfilling legal
formalities associated with adoption.
The motivated adoptive parents will be will to fulfill all the prior requirements without
any inhibition.
Incentives in terms of maternity or paternity benefits to adoptive parents will promote
adoption in our society.
Adoptive parents would like to belong and participate in support group meetings and
programmes organized by the adoption placement agencies, Voluntary Co-ordinating Agencies
and fellow adoptive parents as a means of fellowship
CONCLUSION
Adoption is not a recent phenomenon. It has been in existence from time to time. The postindependent India has witnessed many legislative measures, non-governmental efforts and
greater awareness among the childless couples. Although there are instances of adoption by the
couple with biological children, the most predominant are those who are childless. It is a fact
that these belong to middle and upper-income group than lower-income group. Most of the
adoptive couples or persons have an educational level of a graduation or post-graduation. It is
observed that most of the adoptive parents restrict themselves to one child. These persons do
not generally indicate any kind of preferential option of adopting either male or a female child.
The absence of such a preference is an indication of their concern to the child rather than their
own requirement of having a child in the family.
The legal provisions prescribe certain conditions to adoptive parents. Most of these provisions
have been progressive in nature. There is always an attempt to enforce formalities to complete
the process of adoption. Although adoption could take place at the family or kin group level in
an informal way, it is an elaborate process through placement agencies.
The streamlines procedure of adoption through placement agencies takes some specified period
involving a few months. This time span has many positive contributions. It will ensure
assimilation of the adoptee into a family along with an assured commitment on the part of the
adoptive parents. The most recent references relating to adoption indicate that it is no longer an
instantaneous process but elaborate in nature. This will ensure the adoption process to give
appropriate consideration to the psychological, social and economic conditions of the adoptive
364
parent and the adoptee. Thus, it could be concluded that the process of adoption is becoming
more integrative and proactive in nature.
Books
REFERENCES
Bhargava Vinitha Dr.2005. Adoption in India: Policies and Experiences. SAGE Publications,
New Delhi.
Davis Kingsley 1995. Human Society. Surjeet Publications, New Delhi.
Goode.J.William & Hatt.K.Paul 1952. Methods in Social Research, Mcgraw Hill Book Co.
Singapore
Kapadia K.M. 1992. Marriage and Family in India. Oxford University Press, New Delhi
Lobo Aloma Dr. & Vasudevan Janapriya 2002. The Penguin Guide to Adoption. Penguin
Books India, New Delhi
Pandarinath H. Prabhu 1991. Hindu Social Organisation, Popular Prakashan, Mumbai
Tandon M.P. 1977. Family Law of India. Allahabad Law Agency, Allahabad
Young Pauline V 1977. Scientific Social Surveys & Research, Prentice Hall of India Ltd, New
Delhi.
Reports/Journals/Studies
Arora Krishnan (ed.) 2000. The Juvenile Justice (Care & Protection of Children) Act 2000
Bajpai Asha 1995 – Case for Common Law of Adoption in the cause of justice to the child – A
dissertation submitted in partial fulfillment of the requirement for the degree of M.Phil at the
National Law School of India University, Bangalore.
Bare Act 2005. The Guardians and Wards Act 1890. Universal Law Publishing Co. Pvt. Ltd,
New Delhi
Dr. Khwaja Ali (ed.) 2002. Souvenir & Handbook on Adoption, Voluntary Coordinating
Agency, Bangalore.
Economic & Political Weekly Sep 21, 2002. Adoption Laws need to reform.
Raju Siva 1999. Social Attitudes towards Child Adoption in Mumbai, a study, Mumbai.
Website Links
www.adoptionindia.nic.in (Central Adoption Resource Agency, New Delhi)
www.csa.org.in
(Catalysts for Social Action, Adoption Portal)
365
How Rural-Urban Migration Contributes to the Development of a
Megacity: A case from Bangladesh
Asif Ishtiaque1
Department of Geography and Environment, Faculty of Earth and Environmental Sciences,
University of Dhaka, Bangladesh.
Email:
[email protected]
1
Abstract
Like other developing countries, rural-urban migration is the prime reason of developing megacity in Bangladesh.
It is the most important factor for rapid urbanization as well. Dhaka, the only megacity in Bangladesh, became a
megacity having more than 10 million of population in 2001. Dhaka is the center of attraction of this region since
7th century and the development phase of this megacity can be categorized into five- Pre-mughal period, Mughal
period, British period, Pakistan period and independent Bangladesh period. Although rural-urban migration
plays the crucial most role to turn Dhaka from a city to megacity, it was not very significant during the first three
period. With the partition of subcontinent Dhaka became the capital of independent Bangladesh and huge
numbers of migrants start to step into this city. Dhaka, the 9th largest of 21 megacities of the world, drags people
towards it with several ‗forces of attraction‘. This study, on the rural-urban migrants residing over the slums of
Dhaka city, finds that availability of jobs, easy access to informal economy, ‗Dhaka means Taka‘ conception and
‗illuminating Dhaka‘ are the prime forces of attraction of Dhaka megacity.
Keywords: Megacity, Dhaka, Rural-Urban Migration, Migration toward Megacity, Forces of
Attraction.
Introduction
Development of cities and urban centers as well is intrinsically related with human migration,
especially with rural-urban migration. The huge labor requirement of urban centers is fulfilled by
the labors from the rural areas (Harris 1970). In terms of Bangladesh, the development of urban
centers is closely related with rural-urban migration. It is the most important factor for rapid
urbanization in Bangladesh (Ishtiaque 2011).
Migration can be broadly defined as the change of residence from one civil division to another
for a period of time or on a permanent basis. Migration occurs for various reasons, but due to
PEST factors (political, economic, social and technological) people are more likely to move
(Ullah 2004). Rural-Urban migration is the most crucial component of internal migration of any
country. It is a powerful symbol for regional inequality, in terms of economy, opportunities and
living standards (Islam 2006). Rural-out migration or urban-in migration happens to diminish the
gap between needs and gains (Islam 1996b). This migration always plays an important role in
developing cities, megacities.
In the developing country like Bangladesh population mobility is a necessary condition for
sustainable development and poverty alleviation (Islam 1996a). Poverty and physical mobility are
closely interrelated (Anderson 2002). Anh (2003) opined that migration is a driver of growth and
an important route out of poverty with significant positive impact on people‘s livelihoods and
wellbeing. Migration towards urban centers becomes an important livelihood diversification
strategy for the poor groups of any country (Berner 2000). This picture is clearly depicted in
Dhaka. Dhaka megacity is the most popular destination for the poor groups of the country and
Dhaka is now considered as ‗city of urban poor‘ (Islam 2001).
Megacity Dhaka
At present World has 21 megacities, defined as having over 10 million in population (World
Urbanization Prospect 2009). Dhaka joined this ‗megacity‘ rank in 2001 with a population of
10.7 million (BBS 2003). Dhaka now holds 14.65 million populations in an area of 1530 square
366
kilometers and becomes the world‘s 9th largest megacity (World Urbanization Prospect 2009).
Between 1990 and 2005, the city doubled in size — from 6 to 12 million (Burkart 2008). By 2025
Dhaka will be home of 20.94 million people — larger than Mexico City, Beijing or New York. In
2025 Dhaka will become the 5th largest megacity (World Urbanization Prospect 2009). Dhaka has
increased 35 times in last 60 years. This increase is occurring mainly due to high level of rural-out
migration. Every year rural people pour into Dhaka city nearly at a rate of 400,000 each year
(German 2010). Migration and redefinition of urban boundaries contribute three-fifth and twothirds respectively to the urban growth of Bangladesh for the last four decades (Afsar 2000).
Dhaka is the only megacity in Bangladesh. It is the fastest growing urban center in Bangladesh.
The megacity Dhaka includes the entire area of Dhaka City Corporation, Gazipur Sadar upazila
of Gazipur district, Narayanganj Sadar and Bandar upazilas of Narayanganj district and Savar and
Keraniganj upazilas of Dhaka district, extending an area of more than 1500 square kilometers
(Rasheed 2008). Figure 1 denotes the hierarchy of urban and rural centers123 of Bangladesh and a
simplified one-way migration flow.
Dhaka: Development of a Megacity
Dhaka City is centrally located in Bangladesh, in the southern part of the district of Dhaka (Afsar
2000). It is situated between latitudes 24˚40´ N to 24˚54´ N and longitudes 90˚20´ E to 90˚30´ E
and defined by the Buriganga river in the south; the Balu and the Shitalakhya rivers in the east;
Tongi Khal in the north and the Turag river in the west. The majesty of Dhaka City has
developed over a long span of time (Hossain 2008). The city was under the suzerainty of
different kings and rulers and its growth was hindered and distributed from time to time.
Sometimes the growth gained momentum during the reign of some rulers and other times it did
not (Asaduzzaman 1997). We can categorize this development into Pre-Mughal Dhaka, Era of
Mughals, British Period, Pakistan Period and Bangladesh Period.
Pre-Mughal Dhaka (Before 1608)
Dhaka was under the Buddhist kingdom of Kamrup in the 7th and 8th centuries. From about 9th
century A.D it was governed by the Sen Kings of Vikrampur. Dhaka of that time was probably a
small town, with 52 bazaars and 53 lanes, lying between the rivers (Birt 1906 and Ruddock 1964).
After the Hindu Rulers, Dhaka was successively under the Turks and Pathans for a long time
(1299-1608) before the arrival of Mughals. The Afghan fort in Dhaka was located at the present
Central Jail. After Pathans, Dhaka went under the Sultans of Sonargaon from whom the
sovereignty was acquired by the Mughals (Islam 1984).
123
The urban and rural centers of Bangladesh are classified based on their population size during the census of
2001. Details can be found in BBS National Report of Population Census 2001.
367
Figure 1: Hierarchy of Urban and Rural Centers in Bangladesh and One-way Migration
Flow among Them
Era of Mughals (1608-1757)
The city began to flourish as a commercial and political centre, expanding in the west up to
Chandi Ghat during 1602-1604. After the Sultans the Mughals took over the city and started to
attribute more importance to it. During the early Mughal rule, the city covered an area of about
2.20 sq. km and was confined within the small continuous zone of the present old city. Dhaka
City got its pomp and splendour during the Mughal rule and attained the prestigious position of
the premier city of the empire. The city gained its reputation as a capital during the early period
of the 17th century (Asaduzzaman 1997). It was made capital of the province of Bengal in 1608
by Subader Islam Khan Chisti for its political and military importance, and being a capital, it
required more space for administrative, military purposes and accommodation. Centering the old
market, the provincial capital Dhaka began to develop rapidly as a major city of the province
(Dani 1962).
During the rule of the Mughals Dhaka City grew in a north-western direction. D‘oloy shows that
the greatest urban growth took place under Subedar Saista Khan (1662-1667 and 1679-1689)
(D‘oloy 1824). At that time, the city extended from the Buriganga river in the south to Tongi
Bridge in the north, a distance of about 25 km (in a north-south direction) and from Jafrabad
(Sarai Jafrabad) in the west to Postogola in the east, a distance of about 15 km in a east-west
direction. Of course, this huge Mughal city incorporated many villages and suburbs within its
urban area and at that time the city had a population of over a million (Travernnier 1925). The
city then started to lose its glory with the shifting of the provincial capital to Murshidabad in
1717 (due to a personal clash between the Emperor Azim-Us-Shan and Subedar Murshid Kuli
Khan) (Karim, 1964). From that time a number of influences from European traders started to
increase in Bengal. At that time the size of Dhaka City was about 4.5 sq. km and the population
368
was about 1 million (Taylor 1840). The main city was confined in a small area on the northern
bank of the river Buriganga around the Lalbagh and Chawk-Mughaltoli area where the older part
of the city is today (Asaduzzaman 1997).
British Period (1757-1947)
East India Company from Britain took control of Bengal after a brutal battle in 1757. Under the
control of the East India Company Dhaka City became a declining urban centre and between
1757-1864 it had a tremendous decrease in population and area (Hunter 1976). The population
of Dhaka City which was estimated to be nearly 200,000 in 1800 dropped to 51,000 in 1873.
Kolkata of present India was the focus of economy and commerce at that time. Kolkata
developed as an urban center by the British, and this development process started with the
coalescence of three villages- Sutanoti, Gobindopur and Kolikata. Kolkata was also the political
nucleus of the total Bengal region while Dhaka lost its attraction due to the rapid emergence of
Kolkata. Perhaps for that reason people started to leave Dhaka and the population dropped
within a short period of time. The energetic controller of Dhaka, Mr. Walters founded the Dhaka
Committee in 1830 and under his chairmanship began the development of Dhaka town. The
total urban area during that time rose to a total of 14.5 sq. km and the total population was
51,635 in 1867 (Hossain 2008).
Dhaka City began to rise from a declining and stagnant condition after the transfer of power to
the Crown in 1858 by the British East India Company. The first local administration, the Dhaka
Municipality was found in 1864 by Mr. Skinner (Taifoor 1952). After 1864, the lowland areas in
the north of Islampur, Tantibazar, Kamrangir Char, Goalnagar were gradually filed for
urbanisation and at the same time Wari, Gandaria, Old Cantonment (Purana Paltan) Narinda,
Hazaribagh, Nawabganj, Sarai Jafarbad, Race Course Green Pastures and Rayar Bazaar were also
brought under the town‘s jurisdiction (Geddes 1917). Thus the area of Dhaka City was expanded
into 17.0 sq. km. and Dhaka City started to flourish again, its population increasing to a total of
some 90 thousand in 1901 and reaching over a hundred thousand in the subsequent ten years
(Asaduzzaman 1997).
With the advent of 20th century Dhaka began to experience the pressure of population on its
resources. For the first time in British period Dhaka became the provincial capital in 1906. As
Dhaka became the administrative capital this whole region became Dhaka‘s hinterland. In
migration flow increased very much during that time. Though in 1911 administrative capital was
shifted to Kolkata, the level of urbanization started to increase slowly. But Dhaka remained as a
mere district till the partition in 1947.
Pakistan Period (1947-1971)
Partition in 1947 brought about a momentum to the growth of Dhaka. Dhaka became the
provincial capital of then East Pakistan. Partition of the sub-continent not only restricted the
spatial extent of migration of Bangladeshi people, it also caused a great deal of socio-economic
disruption by dislocating three to four million people within a very short time (Mahbub 1997). At
partition Bangladesh (then East Pakistan) gained 699,709 muhajirs (Muslim migrants) from India
(Census of Pakistan, 1951). The influx of people from India on the one hand and the onrush of
people to the newly established administrative, commercial and educational centre on the other
contributed to an unprecedented growth of the city (Siddiqui 2000). The need for office space
for administrative and commercial purposes as well as residential needs resulting from the
increase in population led to the growth of the city on several levels. During this period, the
Dhaka Improvement Trust (DIT) was created in 1956 (which was later transformed into RAJUK
in 1987) for supervision of the overall planning and development of the city. Beside different
urban development projects, DIT developed a number of residential areas to meet the housing
needs of the emerging elite class (Khan 2001). For the development of the city, wetlands were
being encroached and filled up, deforestation started. Thus the city started to expand in north369
south direction. The Banani and Gulshan areas were acquired by the government in the early
sixties under the 1959-Master Plan of Dhaka City and by 1961, the city population grew to
718,766 and the area at that time was about 125 sq. km (BBS Urban Area Report 1991).
From the very beginning of the history of Bengal, the dominant reason behind the growth of
Dhaka city was rural out migration and urban in migration. Although there was a pressure of
population at that time on the scarce resource of Dhaka, it was not very acute. ―Gola vora dhan,
pukur vora mach‖ (Abundant rice in house, plentiful fish in pond) concept was still prevailed in
the rural areas of Bangladesh. During the Pakistan period the developments of urban centers
were very slow and pressure on the land resources was not so acute, rural-urban migration was
not very significant. During this period two census reports of 1951 and 1961 represented 4.46%
level of urbanization on average and the urban growth rate was only 2.64% (Census of Pakistan
1951 and 1961).
Bangladesh Period (1971- At Present)
After liberation in 1971 Dhaka for the first time became the capital of an independent country.
The urbanization process achieved tremendous growth to meet the needs of the newly
independent country‘s capital. The city‘s population suddenly increased to 2,068,353 in 1974, it
began to expand in all directions including the low-lying areas of the east, such as Jurain, Goran,
Badda, Khilgaon, Rampura, and to the west including the areas of Kamrangirchar, Shyamoli,
Western Mohgammadpur, Kallyanpur (Chowdhury 1991). This sudden increase of population
occurred due to high level of rural out migration. Just after the liberation a famine broke out in
1974, which was known as ‗Famine of 1974‘. Though the Pakistanis were fled away by the
Liberation Fighters of Bangladesh, but before it they ruined the economy and commerce of
Bangladesh. Massive crop failure brought about a severe food crisis all over the country. This
famine played an important role in rural out migration. Many people came to Dhaka in search of
food and employment.
However, the main cause of the rapid growth of Dhaka is not that particular one. For the first
time Dhaka became the capital of an independent country. Urbanization in Dhaka started to
grow very fast. Dhaka became the nucleus of the country. It became the administrative,
economic, commercial capital. Dhaka also had the highest level education institutions in its
territory. Thus people were dragged by Dhaka.
As very rapid urban growth (along with a fast increase in population and structural development)
started to take place a new structural plan was needed. The population leapt to 3 million within a
decade of the independence of the country and the city covered an area of about 510 sq. km. by
1981 (Siddiqui 2000). During this period the swamps and wetlands within the city started to
disappear quickly and new areas of residential, administrational, business and commercial
importance began to develop. In addition, slum and squatter settlements also sprang up in
different areas of the city (Hossain 2008). Dhaka City has faced its highest rate of physical and
population growth during 1981-1991, with the population doubling during that decade and the
city expanding from 510 sq. km to 1353 sq. km (Mahbub 1997). The city now includes the
surrounding areas of Gazipur, Sadar and Bandar thana of Narayangong and the entire
Keraniganj, Savar thana (BBS Urban Area Report 1991).
Dhaka got the term ‗megacity‘, after 141 years of becoming a municipal corporation, in 2001
having a population of 10.7 million. And in January 2011, Dhaka City Corporation (DCC) has
been divided into two parts- north DCC and south DCC for proper management.
Table 02: Historical Development of Dhaka in terms of Population and Area
370
(1608-2015)
Area
Density
(sq. km)
(per sq. km)
1608
Pre-Mughal
30,000
2
15000
1700
Mughal Period
900,000
40
22500
1800
British Period
200,000
4.5
44444
1867
British Period
51,636
10
5164
1872
British Period
69,212
20
3461
1881
British Period
80,358
20
4018
1891
British Period
83,358
20
4168
1901
British Period
104,385
20
5219
1931
British Period
161,922
20
8096
1941
British Period
239,728
25
9589
1951
Pakistan Period
411,279
85
4839
1961
Pakistan Period
718,766
125
5750
1974124
Bangladesh Period
2,068,353
336
6156
1981
Bangladesh Period
3,440,147
510
6745
1991
Bangladesh Period
6,887,459
1353
5091
2001
Bangladesh Period
10,712,206
1530
7001
2015 (P)
Bangladesh Period
16,000,000
1530
10458
(Source: BBS Population Census 1974, 1981, 1991, 2001; BBS Urban Area Report 1991; D‘oloy,
1824; Taylor, 1840; Siddiqui, 2004)
Year
Periods
Population
Forces of Attraction of Megacity Dhaka
Now why do the migrants come to the urban centers, specifically to megacity Dhaka? To study
the ‗forces of attraction‘ of this megacity Korail slum, the largest slum of Bangladesh, was
selected as study area. A slum was selected because slum is the popular destination for ruralurban migrants and Ullah (2004) found about 91% of the rural-out migrants‘ final destination is
slum or squatter settlement. In Dhaka more than 37% of the total city population lives in slums
and the slum population density is 220,246 persons per km2 (CUS 2005). Random sampling
method was adopted to choose total 319 respondents. Only the household head was selected as
respondent. Both open ended and close ended questionnaire method were used to collect the
migration information of the respondents. Face to face interview as well as FGD was used to
conduct the survey. For data analysis several sophisticated statistical techniques have been
employed.
Dhaka was the regional center since before 1600 A.D and still now it drags people from all over
the country. Several factors work as ‗forces of attraction‘ here. Some of them are- availability of
jobs, access to informal economy, presence of industries/factories, higher income probability,
higher service facilities, central geographical location etc.
124
The census of 1971 could not be held due to Liberation War.
371
Figure 02: Historical Expansion of Dhaka Mega City
Potential Forces of Attraction
The rural areas of Bangladesh are at the bottom of the spatial tier (Amin 1994). From this lowest
spatial tier a huge number of people migrate towards the highest spatial tier, Dhaka Megacity.
This survey revealed a bunch of forces of attraction that drag people toward the megacity.
X1 = Central geographical location/ Accessible from all places; X2 = Nearest city; X3 =
Availability of jobs; X4 = Easy access to city‘s informal economy; X5 = Presence of industries
and factories; X6 = Higher income probability; X7 = Higher service facilities; X8 = ‗Dhaka means
Taka‘ conception; X9 = Illuminating Dhaka; X10= Better livelihood.
Among these factors not all of them equally influence migrants to come to Dhaka. Only four
have shown significant influence on dependent variable ‗migration‘ at 95% level of confidence.
These ‗forces of attraction‘ are- availability of jobs (X3), easy access to city‘s informal economy
(X4), ‗Dhaka means Taka‘ conception (X8) and Illuminating Dhaka (X9).
Table 03: Regression Coefficients
Forces of Attraction
Regression Coefficient Significance
Availability of jobs (X3)
1.854
.043
Easy access to city‘s informal economy (X4)
2.075
.009
‗Dhaka means Taka‘ conception (X8)
1.008
.015
Illuminating Dhaka (X9)
1.064
.038
Constant
-.588
Source: Computed from Surveyed
Data
Y = -.588 + 1.854* X3 + 2.075* X4 + 1.008* X8 + 1.064* X9
372
This survey represents that four potential ‗forces of attraction‘ termed as ‗availability of jobs‘,
‗easy access to city‘s informal economy‘, ‗‗Dhaka means Taka‘ conception‘ and ‗Illuminating
Dhaka‘ play a significant role in ‗migration toward megacity‘. The Cox & Snell R Square and
Nagelkerke R Square value are 0.798 and 0.848 respectively, which shows the usefulness of the
model.
Easy access to city‘s informal economy is one of the dominant forces of attraction. In
Bangladesh based on 2005 LFS (Labor Force Survey) the unemployed rate in Bangladesh is only
4.3%. Of the 95.7% of employed population, 87.71% is in informal sectors. In Dhaka division
83.1% of the employed population is in informal sectors (BBS, ND). Workers employed in the
informal sector increased by about 8% from the 1970s to 1980s (Amin 1994). In 1988, there
were more than 500,000 rickshaw-pullers in Dhaka; a number that had increased to about
900,000 by the year 2002 (Ullah 2004). City‘s informal jobs include rickshaw pulling, hawker
activities, roadside small business, day laboring etc.
Table 04: Division-wise Employment Scenario in Bangladesh
Nature of Employment
Number of
Total
Division
Manufacturing
Formal
Informal
Employment
Industries
Dhaka
2,483,181
12,211,304
16414
9,197,967
Chittagong
1,415,581
7,782,386
4841
14,694,485
Sylhet
312,383
3,242,190
NA
3,554,574
Rajshahi
763,399
10,202,852
10613
10,966,251
Khulna
488,485
5,069,714
2842
5,558,199
Barisal
355,552
3,029,563
NA
3,385,115
Total
5,818,582
41,538,009
47,356,591
34710
Source: Maligalig, Cuevas and Rosario
(2008) and BBS (2008)
Dhaka is the highest provider of industrial employment opportunities among all the statistical
metropolitan areas (SMAs). Dhaka SMA, Chittagong SMA, Khulna SMA and Rajshahi SMA
have 3,094,444 and 864,145 and 274,687 and 121,550 number of industrial employments
respectively.
Rural areas of Bangladesh are not well developed. Many people in there have fascination about
Dhaka city. The high rise buildings, wide streets, glimmering lights, big shopping malls attract
them. Todaro (1985) termed these features as ‗bright city lights‘. To them Dhaka is an
illuminating city, which lights never shut down. In rural areas the concept ‗Dhaka means Taka‘ is
an age old concept. It is evident that in rural areas the scope of earning is very limited. Whereas,
in Dhaka there is always a huge chance of getting employed in any type of work as Dhaka is the
biggest city having the largest number of urban population and as Dhaka is the center of all
kinds of economic activities. That is why many rural people, who are in senile stage of their lives,
tell the young one that Taka flies in the air of Dhaka and thus inspire them to move to Dhaka.
Conclusion
Rural-Urban migration is a historical phenomenon in Bangladesh. It plays the most significant
role to the development of megacity Dhaka, although Dhaka was the regional center since mid
7th century. This paper discusses how rural-urban migration contributes to the development of
megacity Dhaka. Actually Dhaka started to develop as an urban center from mid 7 th century, the
development continued in the Mughal era until 1800 A. D., when the British East India
Company emphasized to the development of Kolkata. Until then rural-urban migration did not
play any crucial role to the development of Dhaka city, but from the late 19 th century, with the
373
transfer of power from East India Company to British Raj, Dhaka again became the center of
attraction for this Bengal region. And with this the onrush of rural people started to find their
destination at Dhaka and thus rural-urban migration significantly started to contribute to the
development of this city.
This paper also discusses the forces of attraction of megacity Dhaka. Among many forces only
four forces have considerable influence over the household head to migrate to megacity. Huge
number of migrants, attracted by these forces, rush to the megacity every year. The megacity‘s
urban infrastructure is not capable of retain the migrants, and for this reason many of them are
forced to find their destination in slums. This massive flow of migrants causes a fast but
unsustainable development of Dhaka megacity.
Actually the rural areas of Bangladesh lack both economic and social opportunities. The huge
migration flow towards the megacity shows that the government‘s policy of rural development
and poverty alleviation failed to decrease the rural-out migration flow. This study finds that
people come to megacity mainly due to economic reasons like getting employed. Creating more
employment opportunities in the rural areas through establishing the small scale factories and
RMG industries as well as social investment would be an effective measure to lessen the
enormous migration flow towards megacity Dhaka.
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VIDEO BROADCAST COURSES AT THE ISLAMIC AZAD UNIVERSITY KARAJ
BRANCH (Case Study)
Dr.Nayereh shahmohammadi
Expert in charge of planning and organizing educational text book, Research and Educational
Planning Organization ,Education Ministry ,Iran, Email :
[email protected]
Abstract
Distance educators are increasingly adopting both synchronous and asynchronous ICT-based modes of
communication to enhance distance learning environment. With the use of ICT-based modes, distance learners are
now able to participate in class in real time; interact with their lecturer and peers; and access course and external
information/resources at their own convenient time, place and pace.This paper seeks to assess the extent to which
video broadcast enhances learning environment for distance learners at the Islamic Azad University Karaj Branch.
Apart from print, video broadcast is also used as a delivery mode and modes such as audio and video conferencing,
and WebCT(tools) are used to supplement distance learning. This paper employs a multi-perspective evaluation
design with survey questionnaires as the main and interviews as the supplementary technique of data collection.
Results suggest that video broadcast mode at Islamic Azad University Karaj Branch enriches the distance learning
environment. ICT-based attributes such as tele-presence, interaction and flexibility emerge as being enhanced by
video broadcast mode.
Keywords: Tele-presence, Webct, Video conferencing, ICT-based mode, Video Broadcast, Synchronous,
Asychronous
Introduction
Information and communication technology (ICT), which refers to the convergence of
telecommunication networks and personal computer technology, has the capacity to reach across
the globe to those connected to the Internet. The increasing use of ICT in distance education is
seen as transforming distance education. This paper focuses on third and fourth generations of
distance education, which are seen to be causing a paradigm shift in distance education. The
third generation of distance education or the tele-learning model refers to distance education
enabled by ICT-based synchronous modes of communication such as video broadcast and video
conferencing.
The fourth generation, which is also known as the flexible learning model, refers to distance
education enabled by ICT-based asynchronous modes of communication such as email and
computer conferencing tools. Using the tele-learning and flexible learning models as a
framework, this paper seeks to assess video broadcast, video conferencing, email and WebCT
homepages for their ability to enhance learning environment for distance learners at USP by
creating flexibility, interaction and tele-presence.
Distance Education
Distance Education refers to education where instruction and communication between the
teacher and learners are mediated through a mode of communication other than face-to-face.
Due to the sole reliance of distance education on modes of communication enabled by
technology, distance education has always been in a stage of transition. Based on the use of
various modes of communication, Taylor (2001) categorized distance education into five
generations or models. These are correspondence model, multimedia model, tele-learning model,
flexible learning model and intelligent flexible learning model.
The first generation of distance education is also referred to as correspondence model. During
this generation, predominantly print-based modes of communication were used for delivery of
instruction and communication between the teacher and students. While the correspondence
377
model provides flexibility in term of place, it allowed minimal interaction. The second generation
of distance education, which is also known as multimedia model, is marked by the rise of the
Open University and the use of other modes of communication in conjunction of print. Along
with print mode, other modes such as interactive videos, audiocassettes and videocassettes were
also introduced during the multimedia model.
According to Taylor (2001), Computer-based learning tools such as Computer-Mediated
Learning (CML) and Computer Aided Learning (CAL) were also introduced during this period.
Tele-learning and flexible learning models, also known as the third and fourth generation
distance education are discussed separately in the next section. The modes of communication
studied in this paper fall within the framework of these models. Finally, the intelligent flexible
learning model or the fifth generation of distance education refers to the use of more
sophisticated technology such as intelligent agents, which also enable content-content
interaction.
Tele-learning model According to Bates (1995), Kaye (1990), Mason & Kaye (1990) and Peters
(2000), tele-learning model or the third generation of distance education is causing a paradigm
shift in distance education. This model has brought about a significant structural change in
distance education. Tele-learning is made possible with the help of ICT-based synchronous
modes of communication such as video broadcast, audio conferencing and video conferencing.
With the use of these synchronous modes distance learners receive ‗live‘ instruction and are able
to participate in class in real time. Bates (1995) claims that synchronous mode of communication
enable distance learners to be in direct contact with their lecturer or the author of the course.
With the use of ICT-based synchronous modes the course lecturer delivers lectures whereas in
print-based distance education lecturer-student communication and interaction is absent or
minimal. Since the course lecturer delivers lectures, Collis (1996) argues that the pedagogical
design of tele-learning remains same as ‗face-to-face‘ classroom presentation of lectures. The
difference is that ICT-based synchronous modes of communication extend these lectures to
distance learners. Video broadcast enables one-way communication and is normally used for
delivery of lectures. Video conferencing enables two-way communication and is normally used
for tutorials. Actually, video conferencing is seen as providing an effective interactive tool in
distance education. Satellite-based video conferencing is even seen as offering the ―next best
thing to being there‖ (Johnson, Kemp et al 2002, 2).
Apart from enabling distance learners to attend class in real time, Collis (1996), Mason (1998)
and Peters (2003) claim that ICT-based synchronous modes of communication create a sense of
presence or ‗tele-presence‘ for distance learners. Mason describes tele-presence as the ―real time
interaction with its opportunity to convey tone and nuance helps to develop group cohesion and
the sense of being part of a learning community‖ (1998, 31). ICT-based modes of
communication such as video broadcast, which normally involve a large group of learners, are
seen to create a sense of belonging and presence of others. Video conferencing, on the other
hand, involves a small group, which is seen as creating a greater presence sense or ‗tele-presence‘
(Bates 2000, Collis 1996, Johnson, Kemp et al 2002, Mason 1994).
According to Mason (1998), a greater sense of presence of other learners keeps distance learners
up with their peers and thus, the pace of the course. Both, video broadcast and conferencing
allow distance learners to see their lecturer and peers through the screen, which creates a sense
of belonging and learning together for them.
Flexible learning model
Like the tele-learning model, flexible learning model or the fourth generation of distance
education is also seen as causing changes to distance education. However, flexible learning refers
to the use of asynchronous modes of communication such as computer conferencing tools and
email. Modes used in flexible learning model allow distance learners to interact and communicate
with their lecturer and peers, and access course materials and external resources at a place, time
378
and pace convenient to them. While both synchronous and asynchronous modes allow distance
learners flexibility in terms of
place, only asynchronous modes provide flexibility in terms of time and pace. Flexibility in terms
of place is a central concept in distance education regardless of the mode of communication
used.
Flexibility in studying from own place allows distance learners to carry on with their education
without having to go to classroom for face-to-face education. Though flexibility in terms of place
is enabled by all modes of communication, including print, the use of ICT-based modes of
communication, enable synchronous/live delivery, which is a major structural change in distance
education. In the case of communication between the lecturer and students and amongst
students, synchronous mode such as video conferencing enables live interaction, and email and
computer conferencing tools, on the other hand, enable time-delayed interaction. Both the
modes provide spontaneous and fast communication than in print-based correspondence model.
Flexibility in terms of time and pace are fostered by the use of asynchronous ICT-based modes
of communication. Flexibility in terms of time allows distance learners to access course materials
and external resources, and communicate with their lecturer and peers at a time convenient to
them (Blurton 1999, Harasim 1990). Flexibility in time also allows distance learners the time to
read; understand; and refer to the original information before providing their response (Collis
1996, Harasim 1990, Harasim, Hiltz, et al 1996).
Similar to flexibility in time, flexibility in terms of pace also allows distance learners to read,
understand, respond and study at their own pace. (Harasim, Hiltz, et al 1996, Mason 1998).ICTbased mode such as computer conferencing encourages and allows flexibility in terms of time
and pace. Apart from fostering flexibility, the use of computer conferencing tools and email also
enable distance learners to interact and communicate with their lecturer and peers at a fast pace
(Harasim, Hiltz et al 1996, Mason 1998).
Research Design
The literature on tele-learning and flexible learning models discussed above is used as a
framework in this paper to evaluate the use of video broadcast, video conferencing, email and
WebCT-based homepages at Islamic Azad University Karaj Branch(IAUZ-KB). Table 1
provides the modes and the dimensions used to evaluate their ability to foster flexibility,
interaction and tele-presence. The matrix provided in Table 1 is used to collect and analyze data
from six video broadcast courses selected for this study. Video broadcast mode made a jump
start in 2010. In the second semester of 2010, 38 on-campus courses were broadcast to the
region for the benefit of on-campus students. The number of courses offered through video
broadcast has gradually increased from 3 courses in semester I, 2010 to 10 courses in Semester
II, 2010. Six out of the 10 courses offered in Semester II 2010 were selected for this study. These
courses were computer science, education, geography, history/politics, physics and sociology. All
of these courses were offered through video broadcast and had provision for the use of email
and WebCT-based homepages. Geography and physics courses used video conferencing for
weekly tutorials, while sociology used video conferencing for tutorial on an irregular basis. Large
courses such as computer science and education had weekly local tutorials conducted by tutors at
the regional centers.
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Table 1: Modes, dimensions and attributes matrix
Video
broadcast
Flexibility
Interaction
Study at own place, N/A
time and pace
Video
N/A
conferencing
Lecturer
Email
Communicate with
lecturer and peers at
own
place, time and pace
WebCT
homepage
Access
assignment
tips, etc at own
place, time
and pace
Tele-presence
Part of large class
Learning with others
Acknowledged by
the
lecturer
Part of learning
community
Learning with others
Acknowledged by
the
lecturer
Noticed by others
Need to keep up
with course
readings
N/A
Communicate
with
lecturer, peers
and
friends/relatives
notes, N/A
N/A
This evaluation study employed both quantitative and qualitative methods of data collection.
Survey questionnaire was used as the main method of data collection while interviews were used
to supplement the main method. The survey questionnaire was sent out to all 292 distance
students enrolled in the six courses across the region. Of the 292 distance students approached,
195 returned completed surveys giving a response rate of 67%. For the interview, 59 out of 211
distance students were selected.
Findings
Table 2 provides the profile of survey respondents, which shows a pattern based on gender,
occupation and age component of the respondents per course.
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Table 2: Profile of survey respondents per course
Total
Male
Female
Computer
Science
60
62%
38 %
Education
69
38 %
62 %
Geography
17
47 %
53 %
History/Politics 8
50 %
50 %
Physics
31
68 %
32 %
Sociology
10
30 %
70 %
Students Teachers Age Range
52%
(under21)
67 %
17 %
35% (2130)
36% (2130)
4%
94 %
51% (3140)
41% (2130)
35 %
59 %
35% (3140)
38%
(under21)
38% (2175 %
30)
25% (3140)
52% (under
21)
87 %
10 %
48% (2130)
30%
(under21)
20% (2130)
60 %
20 %
30% (3140)
20% (41-50
)
The pattern shown by computer science and physics courses in Table 2 reflects the traditionally
gender-based representation in science and technology courses. A majority of computer science
and physics respondents were male, young and full-time students. This can be explained by the
fact that both the courses are first year degree science courses attracting predominantly male
students from high school. Education course, on the other hand, shows an opposite pattern.
There were more female than male and more mature than younger student respondents in
education course. Education course is a third year degree course and a majority (94%) of the
respondents were school teachers, this can be explained by the fact that this course is one of the
compulsory courses for the teacher training programme. Similar to education, geography course
also has more females and teachers. History/politics with small course number had equal
percentage of male and female respondents and a fair distribution of young and mature
respondents. Sociology course had more females, fulltime students but a fair distribution of
young and mature students. Like history/politics, sociology is a small course. The pattern shown
in Table 2 is also reflected in the course-based analysis and discussion of the study findings,
which is discussed according to the three ICT-based attributes: a)flexibility b)interaction c) telepresence.
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a)Flexibility
Response from distance students in all the six courses suggests that video broadcast courses
provided them flexibility by enabling them to study traditionally on-campus courses, while
keeping their jobs and staying with their families. Response derived from interviews also
confirmed this claim.
Despite problems such as limited access to personal computers and the Internet; low bandwidth;
and poor quality sound and picture highlighted by the respondents from all the courses, majority
appreciated the offering of traditionally on-campus courses for distance students. Though video
broadcast as a synchronous mode of delivery did not provide flexibility in terms of time,
recorded lectures allowed flexibility in terms of time and pace. Though all the course lectures
were delivered live from Campus, they were also recorded at the centres. Figure 1 shows the
percentage of respondents who received live and/or recorded lectures per course.
In computer and education courses a higher percentage of respondents received recorded than
live lectures. These lectures were during the day and a majority of education course respondents
teach during the day. Despite live video broadcast of computer and education lectures, both the
courses had Saturday sessions during which the recorded tapes were screened at the regional
centers. Screening of recorded tapes on Saturdays was also accompanied by tutorials conducted
by local tutor. In the case of geography course, though a majority of respondents were teachers,
they did attend live video broadcast lectures because their lectures were in the evenings. In some
cases, respondents attended live lectures and borrowed recorded tapes for viewing as well.
Respondents across the courses who borrowed and viewed videotapes of lectures in their own
time acknowledged the flexibility they experienced by being able to viewed lectures in their own
time.
All distance students enrolled in video broadcast courses had access to email and WebCT.
Through email, students were able to communicate with their lecturer and peers, at a convenient
time to them.
Access to WebCT-based homepages, on the other hand, enabled distance students to access
lecture notes, assignment tips and other relevant information in their own time. However,
though distance students had flexibility in being able to access email and WebCT homepages,
flexibility was limited by the access to the Internet. Therefore for a majority (79%) of distance
students access to the Internet was limited by the opening hours of the Computer Labs
A high percentage of respondents from education course reported access to the Internet as one
of the major obstacles. This can be explained by the fact that teachers could only travel to their
respective centre after school hours compared to either computer science or physics distance
students, who were predominantly full time and accessed the Internet during the day. In a similar
way, the extent of flexibility in terms of working at own pace was also limited by the factors
influencing flexibility in terms of time discussed above.
382
b)Interaction
Interaction is the second theme that emerged from the analysis of the data. Video broadcast,
video conferencing and email are discussed in this section in relation to their ability to foster an
interactive learning environment for distance learners. Though video broadcast allowed only
one-way communication, distance students response suggest that lecture delivered through video
broadcast enabled students to understand lectures and complete assignments. A majority of
distance students reported that they found lectures through video broadcast (either live or
recorded) similar to face-to-face lessons where lecturer explains concepts and formulas and thus,
is easier to understand.
Since these were the first video broadcast courses for most of them, their response appear to
reflect a comparison with print-based courses that they have been engaged in. Students also
reported that video broadcast allowed them to watch, hear and recognize the lecturer. They
found knowing/recognizing the lecturer through video screen helped them to associate with the
lecturer, which also gave them encouragement to contact the lecturer through email.
Like video broadcast, video conferencing was also found to be an effective and interactive mode
of communication. Geography and physics courses used video conferencing for weekly tutorials
conducted by the course lecturers based at the campus. Students in these courses found video
conferencing useful and liken it to ‗face-to-face tutorial‘. Like video broadcast geography lecture,
video conferencing tutorial was also in the evenings, which enabled school teachers and other
working students to attend it live.Physics distance students also had weekly tutorials with their
lecturer through video conferencing and found it very useful.
Finally, the use of email enabled distance students to communicate with their lecturer, peers and
friends/relatives. Though most of the video broadcast courses selected in this study did not have
pedagogical design in place to encourage and ensure proper utilization of email for interaction
purposes, distance students did use email. Therefore, email was mostly used to communicate
with the lecturer, peers, friends/relatives. In the case of email to the lecturer, distance students
mostly enquired about information regarding lecture notes, assignments, tests and marks.
Students also communicated with their peers around the region and on-campus peers for
clarifications, notes and assignment tips. Results also show students in the six courses used email
differently.
It is clear from Figure 2 that distance students enrolled in computer science, history/politics and
sociology courses made higher use of email than students in the other courses. Another apparent
pattern from Figure 2 is that the use of email to friends/relatives is either same or higher than
email to the lecturer and/or peers across all the courses. This is even evident from very low use
of email by students in education and geography courses. The very low usage of email by
education students, as stated earlier, can be attributed to the fact that most of the students were
working and attended Saturday sessions to view recorded video tapes rather than live lectures. It
is also a reflection of the limited access to the Internet for education students. Education
distance students at one of the centers with a large (48) student number had additional constraint
383
of inadequate venue/facilities. Due to the unavailability of classroom at this centre, education
course Saturday sessions were conducted at a nearby secondary school, which did not have the
Internet access:
Apart from the problem of limited access to the Internet, the absence of appropriate pedagogical
design embedded into the use of email is also an obstacle. Sociology is the only course, where the
lecturer allocated 10% marks for online participation. This is obvious from the response of
sociology students, who used email to communicate with the lecturer and peers as same as for
friends/relatives. For most of the other courses, the use of email to communicate with
friends/relatives has the upper edge. In the case of geography, students reported that they
interacted and had discussion with their lecturer weekly through video conferencing and
therefore, there was no need to use email. Finally, despite the limitations, results suggest that the
use of video broadcast, video conferencing and email fostered an interactive learning
environment for distance learners at Islamic Azad University Karaj Branch.
c)Tele-presence
Tele-presence is the third theme derived from the analysis of the data. Results show that the use
of video broadcast as a delivery mode and video conferencing as a supplementary mode suggest
the presences of the different dimensions of tele-presence. Figure 3 provides student response
regarding the four dimensions of tele-presence.
According to Figure 3, geography course data shows the highest percent of students indicating
the presence of the dimensions of tele-presence. This can be explained by the fact that
geography course also had a high percentage of students attending live video broadcast lectures.
On the other hand, education course, where a high percentage of students viewed recorded
lectures, shows the lowest percent of students indicating the presence of the dimensions of telepresence. The overall result; however, shows that students felt positively towards the four
dimensions of tele-presence.
Geography and physics courses used video conferencing on a weekly basis for tutorial and
students from both the courses reported that they felt positive about the dimensions of telepresence such as ‗part of the learning community‘; ‗learning with students from other centres‘;
‗acknowledged by the lecturer‘; ‗noticed by other students‘; and ‗need to keep up with course
readings‘. This claim was also supported by student response from the interview. Students
pointed out that they prepared themselves before tutorials, therefore this shows that they were
conscious of their lecturer and peers. The analysis of data clearly suggests the emergence of four
themes i.e. interaction, tele-presence and limited access to the Internet.
Discussion & Conclusion
Despite the obstacles such as limited access to the Internet, poor quality sound and picture, and
low bandwidth highlighted by distance learners, the data suggests that video broadcast, email and
WebCT homepages created a flexible learning environment for distance learners. The fact that
video broadcast brought traditionally on-campus course live to the doorsteps of distance
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students suggest flexibility in terms of place. Furthermore, along with flexibility in terms of place,
recorded video broadcast lectures provide flexibility in terms of time and pace. This result not
only demonstrates changes brought about to distance education at Islamic Azad University Karaj
Branch, but it also supports the literature that synchronous modes of communication enables
distance learners to receive live lectures. Apart from video broadcast, the use of email and
WebCT homepages also created a flexible learning environment for distance learners. Although
distance students felt that these modes created flexibility, it should be noted that flexibility in this
regard was limited by the access to the Internet and does not support that literature mentioned
asynchronous modes of communication allow distance learners to interact with their lecturer and
peers, and access resources at any place, time and pace convenient to them.
Moreover, results show that video broadcast courses and the use of video conference and email
foster an interactive distance learning environment. Though video broadcast mode allows only
one-way communication, results show that distance students found studying through video
broadcast enhanced their learning environment. This concept was not identified in the literature
or foreseen to be incorporated into the matrix in Table1 but distance students reveal two
aspects in support of this claim. First, students felt that by being able to watch and hear the
lecturer deliver the lectures, it was easier to understand lectures and particularly computer
programming concepts and physics formulas. This supports Collis‘ claim (1996) that
synchronous modes extend classroom type ‗face-to-face‘ lectures to distance learners. Secondly,
students found that the lecturer are accessible after watching and hearing him/her on the screen.
By recognizing their lecturer from the screen, students felt more comfortable asking questions
and/or clarifying doubts through video conferencing or email.
Most of the distance students viewed video broadcast courses in comparison to print- based
distance courses, where the lecturer was not in direct contact with students and where they did
not have access to video conferencing tutorials and email.
Apart from video broadcast course in general, results suggest that the use of video conferencing
also created an interactive learning environment for distance learners. Video conferencing was
reported to be a useful and effective means of communication and interaction with the lecturer.
It was liken to ‗face-to-face‘ tutorials. In the case of one of the courses, video conferencing was
apparently being favored against the use of email. This further supports the literature by Johnson
and others (2002) that video conferencing can offer the ―next best thing to being there‖. Finally,
the data reveals that email enabled distance learners to communicate and interact with their
lecturer, peers and friends/relatives. While the use of email to communicate with
friends/relatives had an upper edge over lecturer and peers can be explained by the fact that
though students in most of the courses had access to the email, the use of email was not
incorporated into their course design. Moreover, the use of email in different courses differed,
which reflects the restriction caused by the limitation of access to the Internet as well as course
design to incorporate the use of email. This suggests that though email has potential to create
interaction between the lecturer , students and amongst students, the access to the Internet and
course design to be embedded into the use of email are important factors in determining the
effectiveness of interaction.
Finally, distance students felt positive about the dimensions of tele-presence during video
broadcast lectures and video conferencing tutorials. Despite the limitations imposed by the
access, speed and quality of technology, distance students felt positive about the dimensions of
tele-presence. This supports the claim by Collis (1996), Johnson & others (2002), Mason (1998)
and Peters (2003) that synchronous modes create a sense of presence or tele-presence. In the
case of video conferencing tutorial students also reported that they had to keep up with course
readings and attend tutorials prepared so that they were able to respond to the lecturer‘s
questions. This suggests that students felt the presence of other students. The synchronous and
asynchronous modes of communication enabled by the use of ICT modes at have duly caused
changes to the structure of distance education at Islamic Azad University Karaj Branch, which
385
also supports the literature that tele-learning and flexible learning models are causing a paradigm
shift in distance education. While results suggest that the use of ICT modes enabled flexibility,
interaction and tele-presence, it is equally important to note that access to the Internet and lack
of appropriate course design to incorporate the use of the modes were raised as two major
constraints.
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Multidimensional Learning Environment: Overcoming the Loneliness of the Distance Learner.
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(Eds.), Mindweave: Communication, Computers and distance Education. Oxford: Pergamon.
Mason, R. (1994). Using Communications Media in Open and Flexible Learning. London: Kogan
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Mason, R. (1998). Globalising Education: trends and Applications. London: Routledge.
Mason, R. & Kaye, T. (1990). Toward a New Paradigm for Distance Education. In L. Harasim
(Ed.), Online Education: Perspectives on a New Environment. New York: Praeger.
Peters, O. (2000). Digital Learning Environment: New Possibilities and Opportunities.
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(Eds.), Handbook of Distance Education. New Jersey: Lawrence Erlbaum Associates.
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Education, Canberra, 40.
386
ISLAMIC ANTHROPOLOGY IN CONTEMPORARY EPOCH
Dr. Mohsen Tousi (email:
[email protected])
Somayeh Soltanpour (email:
[email protected])
Abstract
Any System of Knowledge That looks into human kinds different Dimensions or special Groups and Cortex of
Man is called Anthropology Anthropology has various types that are distinct from each other in terms of approach
or attitude.Anthropology can be based on a variety of experimental approaches to anthropology, mystical,
philosophical and religious be classified.But according to a macro or holistic approach to anthropology and
anthropological wisdom or prospective component was divided.To solve the puzzles and questions about human in
history philosopher has chosen different ways of studying humans.Some has chosen the experimental method so the
experimental anthropology has been established that includes all fields of human sciences. Some tried to find
different aspects of human by philosophical thoughts, so they called this type of anthropology, the philosophic
anthropology.Some tried to find who is human by looking in to religion so they build religious anthropology.In
Islamic thoughts human is really different from other creatures. He is not an animal that can walk on two feet and
can talk, he is different from animals. Human in qouranic thought is a very mysterious creature that cannot be
defined with few words.Quran has praised and criticized human, the highest praised and the greatest criticizes were
given to men. He could go high as angels and can lower himself worse than an animal. From Quran‘s point of
view human can and have the ability to bring himself up even higher than angles, he also has the ability to lower
himself to hell. Human has this ability to decide his own destiny.
Religious anthropology
By reading and studying the theories about human that was given throughout the history we will
find quite a mount of them that all point out human to structure and anatomical theory‘s but
none of them say a thing about cognitive excellence structure of human. Anatomy and
somatology studies the chemical activity of human and physicians study physical disorders in
human. Sociologist of the industrial world study human in order of his use in industrial world
and how much dose a human worth economically. Health care tried to prevent diseases and tried
to fix the health problems in the society. Education offices tried to teach and improve
intelligence and physical health of people. All this scientists tried to change was based on human
body, health and intelligent. They have found a lot of secrets about the structures of human body
and other things on earth and beyond it but they filled to achieve morality for human, they did
not improve cognitive excellence in humanity.
But the truth is that mankind did not grow morally with its giant growth in science. And that is
one of the biggest tragedies of the time. All the knowledge and science is in the hands of people
who do not respect morality, god and religion. We have to always have in mind this old saying of
all religion that the main work and aim of mankind is not reproduction, science or in one word is
not upgrading life, it is improving the quality of moral and spiritual perfection. Science by
expressing qualities in mathematical language putted the spiritual and moral quality unqualified to
be measured so they slowly had been forgotten.
While what can be measured in mathematical language is not more important than what cannot
be measured. Maturity and the quality of morality and behavior are the priority of human life.
It is only through religious knowledge that we can understand and find ways to approach
morality and human behavior. The failure of social scientists at understanding human behavior
and the phenomena of moral – humanity behavior is that they do not believe and did not try to
understand the hull complex structure of human. Identifying the human complex structure is out
of the ability of natural sciences professionals. Because it‘s complication are more than the
information and the knowledge that these Specific fields of science have.
387
Human at The same time is an object, a living being and is a center of spiritual activity, like
compassion, sacrifice, righteousness and martyrdom…. Closeness to God, piety and faith are
more important than eating, sleeping and generate. Biologists and most natural science scholars
believe that success in life depends on terms of survival of man and its generation and the
increase amount of power and efficiency of the body and intelligence.
In religious thoughts, if man could not or did not gain any good spirit and did not approve his
morality and did not try to gain the best for his society and others, he‘s a loser and unsuccessful
in his life. And the real winners and succeeded peoples are:
― Successful indeed are the believers* Who are humble in their prayers,* And who keep aloof
from what is vain,* And who are givers of poor-rate,* And who guard their private parts,*
Except before their mates or those whom their right hands possess, for they surely are not
blamable,* But whoever seeks to go beyond that, these are they that exceed the limits;* And
those who are keepers of their trusts and their covenant,* And those who keep a guard on their
prayers;* These are they who are the heirs,* Who shall inherit the Paradise; they shall abide
therein.‖ (Chapter al-mohmenoon 23, verse 1-11)
Islamic anthropology, applied knowledge and promote public service and their approach to God.
Divine Ethics requires that human could recognize himself from others of his rank and could
find and define his position to them. This recognition should be based on their evaluation of
their personalities and behaviors and others too, for this they should classify behaviors and
actions and characters, and understand the association between each type of behavior with each
type of personality, find The mystery of the formation and development of a character, and we
should know that the character of everyone will start to gain shape after freely choosing the life
that it belongs to and that is actualizing emotional behavior so emotional, or sensory perception,
learning, memory and recall specific actions and behaviors or actions that are rational and have
the integrity could be brought up and shown. So we could say that the uncertain and ambiguous
actions and behavior of an individual can be specified and evaluated and they all could be named
and can be avoided or be replaced by each other.
Nonreligious scholars and scientists that tried to look into ethics and morality and there
influence on human and society admitted that they could not recognize the cognitive excellence
of the human.
John Dewey (1859 - 1952) American philosopher, psychologist, and sociologist admit to this
inability: ―The development therefore of a more adequate science of human nature is a matter of
first rate importance. The present revolt against the notion that psychology is a science of
consciousness may well turn out in the future to be the beginning of a definitive turn in thought
and action. Historically there are good reasons for the isolation and exaggeration of the
conscious phase of human action, an isolation which forgot that " conscious " is an adjective of
some acts and which erected the resulting abstraction, consciousness," into a noun, an existence
separate and complete These reasons are interesting not only to the student of technical
philosophy but also to the student of the history of culture and even of politics. They have to do
with the attempt to drag realities out of occult essences and hidden forces and get them into the
light of day. They were part of the general movement called phenomenalism, and of the growing
importance of individual life and private voluntary concerns. But the effect was to isolate the
individual from his connections both with his fellows and with nature, and thus to create an
artificial human nature, one not capable of being understood and effectively directed on the basis
of analytic understanding. It shut out from view, not to say from scientific examination, the
388
forces which really move human nature. It took a few surface phenomena for the whole story of
significant human motive-forces and acts
As a consequence physical science and its technological applications were highly developed while
the science of man, moral science, is backward. I believe that it is not possible to estimate how
much of the difficulties of the present world situation are due to the disproportion and
unbalance thus introduced into affair.‖(Human nature and conduct, John Dewey, p.p. 321-323)
Crisis of mankind, it is importance, and the necessity of solving it immediately are the problems
that have required the religious anthropology, the anthropology that deals with the processes of
degeneration and excellence. We know that the human innate stimuli are such as natural forces
and the national capital, that have more effect on the survival and viability of the community
than other sources of national wealth, because it is one of the most important part of the social
processes. So it is vital to understand it and this is possible only with religious anthropology.
By understanding the human innate stimuli we can find valuable law and social systems for
societies. These phenomena help us to understand the historical process, social process, and
predict the future of any human community. Religious anthropology provides useful approaches
and tips for scholars in sociology. Philosophy, law, psychology, and political science for their
research topics, and it give them the ability to not use non-critical categories of psychology and
baseless anthropology.
In the religious books such as Quran, Bible, and Torah the God in addition of expressing who
he is, he shows the way of reaching to him, what is right and wrong, Facts about human
structure and growth and decline of his spirit and the reasons of human behavior and how to
evaluate it. The human structure is part of this psychology and anthropology.
Human structure is a system and organization that God has given him:
―
*
‖
―Who creates, then makes complete,* And Who makes (things) according to a measure, then
guides (them to their goal),‖
Human structure is composition and mixture of negative and positive talents and abilities and
features a variety forces:
―
‖
―Surely we have created man from a small life-germ uniting (itself): We mean to try him, so we
have made him hearing, seeing.‖
There is independent will for the man that gives him the ability to select and to be responsible
for what he does or does not do; his personality will improves with the temptation.
―
*
*
*
‖
―And the soul and Him Who made it perfect,* Then He inspired it to understand what is right
and wrong for it;* He will indeed be successful who purifies it,* and he will indeed fail who
corrupts it.‖
This theory about the human structure is contrary to all human imagination. Philosophers,
sociologists and psychologists who have addressed this issue, believe in that human nature is
either absolute good or evil. Some imagine human as a whit piece of paper that society, family,
economic conditions and the ways they are produced and the relation between them can draw
any lines they desire on it. As if evil, oppression, arrogance, wars, murder and pillage, or
devouring are behaviors that is caused by social environment or disability or poverty or from
psychotic and intellectual disorders.
389
Human character
The most important matter on human character that Islamic anthropology has to say is as
follows:
A: human character existent with in the within the existent system of the world and universe.
B: This structure is influenced by social and natural environment and it has effects on both, by
Qualitative transformation of people in a society their nature and social environment changes
too.
C: Among individuals there are common features that they are based on, when we talk about
human structure or character we mean this part of human.
D: Some hereditary characteristics that is dedicated to some people or a social group it‘s their
special character and it‘s apart from the common features.
E: in our personality there is a vulnerable part that put us in biological and moral danger. These
vulnerabilities that are rooted in our innate structure can be called negative talents.
F: Beside this vulnerable section of our structure, there are positive talents and abilities that were
granted to us that help to get closer to God, and try to approach his moral attitudes.
Some of those talents are: 1. Intelligence, or talent to dominate nature. 2. Knowledge of itself
existence. 3. Personality. 4. Wisdom. 5. Knowledge of God, and good and bad. 6. Will. 7.
Knowledge of weaknesses and opportunities of environment and its structural. 8. Seeking the
truth. 9. Knowing mechanisms of excellence. 10. The ability to repent
Some of the human entity structures such as, family, race, and somewhat social environments,
have imposed upon him without his will.
―
‖
―Praise belongs to God the First, without a first before Him the Last, without a last behind
Him. Beholders' eyes fall short of seeing Him describers‘ imaginations are not able to depict
Him He originated the creatures through His power with an origination He devised them in
accordance with His will with a devising Then He made them walk on the path of His
desire He sent them out on the way of His love They cannot keep back from that to which He
has sent them forward nor can they go forward to that from which He has kept them back. He
assigned from His provision to each of their spirits nourishment known and apportioned No
decreaser decreases those, whom He increases no increaser increases those of them whom He
decreases Then for each spirit He strikes a fixed term in life for each He sets up a determined
end he walks toward it through the days of his span he overtakes it through the years of his
time Then, when he takes his final step and embraces the reckoning of his span God seizes him
to the abundant reward or the feared punishment to which He has called him That He may
repay those who do evil for what they have done and repay those who do good with goodness as
justice from Him (holy are His names and manifest His boons).‖ (The Perfect Book of al-Sajjad,
In Praise of God)
Linkage of human character with the world
The reactions that we show toward sin and ignominy as regret and discomfort and toward good
work and oblation as pleasure and confidence it is not the only reaction toward these behaviors,
because human forms a small part of existence System and he himself is a system that they
390
function together. As soon as we prayer or do good deeds, both our entity and the existence
System of the universe will move in an harmony to promote us and to give and show divine
mercy.
Specific mercy is a particular massive and continuous process of existence system of the world
that will be actualized by worshiping God and good deeds that people do. But the common
mercy of God is not as a reword like the specific mercy, it is given to all creatures as boon and
benignity. The specific mercy a reward to people who use there boon and benignity in the right
way that will count as thanks to God for what he has given us, but it will be Withhold from
those who are disbelievers of God and how misuse the boons and benignities that were given to
them.
The agony and the torment is this withholding specific mercy from God and the Satisfaction
and comfort is the security and confidence that is caused by receiving the specific mercy. This is
the meaning of this verse:
―
*
*
*
‖
―O soul that art at rest!* Return to your Lord, well-pleased (with him), well-pleasing (Him),* so
enter among my servants,* and enter into my heaven.‖
In addition to individual, community and nation will be affected by this law too. So if a society
choose to go the wrong way and misuse the benignities that they were given they have to face
the consequences of not receiving the specific mercy from God.
―
‖
―Surely Allah does not change the condition of a people until they change their own condition;
and when Allah intends evil to a people, there is no averting it, and besides Him they have no
protector.‖
And when God wants punishment or foreboding for people no obstacles can stand it and there
is no one who can support them.
So receiving specific mercy is like receiving a grant for pure life and progress in it for believers.
In the point of view of Islamic anthropology progress in morality and reaching for divine
morality for individual entity is not apart or separate from the universal existence but it is in an
accurate coordination with complex movements of existence system of universe. Our entity is a
small component in this universe.
References
Quran.
The Perfect Book of al-Sajjad.
Human nature and conduct, John Dewey, New York, Henry Holt and company, Tenth Printing,
July, 1928.
391
BUSINESS EDUCATION AND THE ENTREPRENUERSHIP EDUCATION
AGENDA: A SYNERGY FOR UNEMPLOYMENT REDUCTION IN NIGERIA.
Obi Emmanuel Chinasa
Department of Accounting
Ignatius Ajuru University of Education
St. John‘s Campus P.M.B. 5047
Port Harcourt – Nigeria
E-mail:
[email protected]
Phone No: 08037063917
ABSTRACT
Unemployment or the search for paid employment in Nigeria has become endemic. This is support by the claims
that Nigerian education system is bookish and academic oriented and lacked vocational and entrepreneurial
values. Hence, the need to refocus education towards programmes that will inculcate knowledge and skills that
prepare citizens for employment and self-reliance, economic diversification and sustainable development. The paper
examines the business education programme and the entrepreneurship Education Agenda as a Synergy for the
reduction of unemployment in Nigeria. The paper concludes that unemployment in Nigeria requires a combination
therapy as the synergy will bring about a new pedagogy in which students are prepared with knowledge and
practical skills but more especially creativity, spirit of initiative, responsibility, capacity for confronting risk and the
boldness to start small scale business on graduation. This will reduce unemployment or the thinking for paid
employment.
Keywords: Business Education, Entrepreneurship Education, Synergy, Unemployment, Self
Employment.
INTRODUCTION
The prevalence of unemployment in Nigeria remains a great challenge confronting the
government and the people today. This call for scholars of various disciplines of learning to
brainstorm on how best our educational system and methodology can begin to yield result in
curbing this menace. Business Education has been carefully designed to meet basic skills,
knowledge and capabilities to function either as a business teacher or business executive.
According to Ubulon and Ukwuije (2000), Business Education is an aspect of educational
programme … which prepares students for careers in business. It is education needed to teach
people business, education needed to handle personal affairs and education needed about
business in order to be good citizens of a society.
Indeed the gains and good scorecard of Business Education, youths have continued to grapple
with unemployment in Nigeria. Ewuzie (2012) asserts that the harsh economic realities in the
country today, not withstanding upcoming generations of graduates when given proper
orientation and entrepreneurial education can become successful here in Nigeria.
Entrepreneurship Education is the programme designed to inculcate the knowledge, skills and
mindset needed to conceive and start your own business.
As part of the on-going effort to find lasting solution to the high level of unemployment in
Nigeria and to move the country towards self-reliance, economic growth and sustainable
development; this paper deals on ―Business Education and the Entrepreneurship Education
Agenda: A Synergy for Unemployment Reduction in Nigeria.‖
BUSINESS EDUCATION: AN OVERVIEW
The term Business Education has been viewed differently by scholars. A generally acceptable
definition has been difficult to arrive at because research and theoretical formulations have
continued to grapple with the problem, providing as many definitions as there are experts. Some
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schools of thought believe that business education is a programme of study to produce teachers
for secondary and post-secondary schools. Hence they view Business Education as education for
business teachers – a specialized and professional arm of the technical and science education
focused at preparing and equipping those to impact business skills and competences to students
and other business trainees.
Another school of thought views the concept of Business Education as education for business.
Supporting this view, Ubulom and Ukwuije (2000) assert that business education is an aspect of
educational programme… which prepares students for careers in business. It is education needed
to teach people business, education needed to handle personal affairs and education needed
about business in order to be good citizens of society. Even Osuala (1981) supports this view
when he opined that Business Education is a programme of Instruction which consists of two
major parts: whereas one part consist of office and vocational education for office career
through refresher and upgrading education; the other part consists of a programme to provide
students with information and competencies which are needed by all in managing personal
business affairs or using the services of the business world.
However from the foregoing, this paper shares the same view with the centre point position
advocated by Otamiri (2008). He viewed Business Education as a fusion of pedagogical and
entrepreneurial preparation. He maintained that Business Education therefore involves the study
of technologies and related sciences and the acquisition of practical skills (including teachings
skills), attitudes, understanding and knowledge related to occupation in various sectors of the
economy and social life.
GOALS OF BUSINESS EDUCATION
Business Education has been carefully designed to meet basic skills, knowledge and capabilities
to function either as a business teacher or business executive.
Ubulom (1999) speaking about the objectives of Business Education outlined the goals of
Business Education to include:
a)
To make available to all students the opportunities to explore and learn about the world
of business and the possible interests and potential careers it has to offer.
b)
To help develop in all students, the ability to choose wisely the goods and services that
business has to offer.
c)
To assist in developing an intelligent understanding on the part of all students of the
various occupation to be found in the world of business.
d)
To development in practical ways an understanding and an appreciation of the actual
function of our economic system.
e)
To enable students acquire business knowledge and skills that may be needed for
personal use.
f)
To prepare students to enter into and follow business as a career.
g)
To prepare students to perform business activities common to many professional areas.
h)
To prepare students for more effective study in the field of business.
i)
To prepare students to be business teachers.
Furthermore Aina (2002) also listed the goals of Business Education to include:
To apply the various business concepts acquired in class to real life situations
To acquire skills and the competencies required for the performance of basic business
jobs i.e. take simple administrative decisions and deal with correspondences.
iii.
To keep simple records of financial and other transactions in the office and operate and
carter for office machines and equipment
iv.
To identify and discriminate among alternatives available to them in the market given
limited resources.
i.
ii.
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Obi and Otamiri (2010) summarized the actual and operative goals of Business Education as
enunciated in the departmental handbooks of various departments of Business Education to
include:
1.
To produce efficient and effective management, secretarial, accounting and marketing
managers.
2.
To produce lecturers who will handle business and related courses in our universities and
colleges.
3.
To propagate the development of the business thought and philosophy in business and
management.
4.
To prepare people for self-employment in situations where there is no available paid
employment
5.
To expose the students via the available courses to the limitless horizon of the business
world and prepare them for roles as qualified administrators and managers in business
organization.
6.
To develop in the student‘s requisite skills and expertise in management of both private
and public enterprise and arm them with the analytical, ability needed to meet the growing
challenges of present and future Nigerian and international environment.
7.
To prepare and equip those who pass through the progamme to be able to establish and
run their own private business venture as self-employed citizens of the society.
THE MEANING OF ENTREPRENEURSHIP EDUCATION
Entrepreneurship Education as defined by the consortium for entrepreneurship education (CCE,
USA) is a form of education that seeks to prepare people especially youths to be responsible
enterprising individuals who become entrepreneurs and entrepreneurial thinkers and who
contribute to economic development and sustainable communities. It is not based on a textbook
course, rather students are immersed in real life learning experiences where one have an
opportunity to take risk, manage the results and learn from the outcomes.
Entrepreneurship is the act, the skill and dexterity of the entrepreneur in doing business.
According to Uwaneje and Aduwa-Ogiegbaen (2006) entrepreneur Education is the knowledge,
skills and mindset needed to create jobs by conceiving and starting a new business. In broad
terms, entrepreneurship has to do with the ingenuity to create business ideas, develop the
business, manage it, make profit and reap possible risk involve.
Adiele (2010) defined entrepreneurship education as that form of education which inculcates
into the individual learner concepts, skills and knowledge on how to start a new business, create
jobs, create business ideas, develop the business, manage it and make profit.
THE ENTREPRENEURSHIP EDUCATION AGENDA
Entrepreneurship Education entails entrepreneurship courses, training and certification for
educators, economic developers, business counselors and entrepreneurs. Moris and Jones (1993)
opine that entrepreneurship education programme should include efforts aimed at ensuring that
the training offered at all levels of education inculcates in the students‘ knowledge and skills that
will enable them on graduation to:
a)
Identify and evaluate opportunities
b)
Identify a business concept
c)
Identify the needed resources
d)
Acquire the necessary resources and
e)
Implement, operate and harvest the venture.
Adiele (2010) also noted that ―the curriculum content should be such that will expose the
learners to the business options that are relevant to the economy and which will offer them
career opportunities they present‖. He maintained that in the long run the education offered in
394
schools should be able to inculcate in learners creativity, spirit of initiative, responsibility,
capacity for confronting risks and independence.
In line with perceived objectives of entrepreneurship education, its content or agenda should
focus on the following:
i.
Innovation Thinking:
The students should be coached on how to recognize opportunities that others have overlooked.
How to develop new ideas, new technology, new goods, new methods and imaginative skills for
re-organizing an enterprise for good.
ii.
How to start Business of your own:
Entrepreneurship Education should provide the students with the right mindset, and boldness
on how to breakthrough the chins of starting business of one‘s own after graduation. It should
afford students the opportunity to be informed of different types of business and what it
requires to venture into them. It should also expose the student on sources of raising finance
that could be exploited.
iii.
Inculcation of management skills:
Entrepreneurship education should be designed to practically equip students with organizational
skills, time management, interpersonal skills and financial management skills.
iv.
Inculcation of problem solving skills:
Entrepreneurship education should inculcate in students requisite problem solving skills and
decision making abilities. This will help to enhance their social-psychological development e.g.
self-esteem, ego and self efficacy.
v.
Growing your business and creating employment:
Entrepreneurship Education should prepare the students on how to grow their own business
after graduation and create jobs i.e. by becoming employer of labour and not job seeker or mere
employee.
ENTREPRENUERSHIP EDUCATION METHODOLOGY
Entrepreneurship Education if it must be a catalyst education programme as it is designed
should be practical and plausible. In line with this Umameiye and Aduwa (2006) advocated that
apart from classroom instructional delivery, the entrepreneurship educators should include
approaches such as seminars, visitation, internship and practice firm as options to enhance
quality delivery in entrepreneurial education.
Adiele (2010) discussed these approaches as follows:
a)
Seminars: Seminars and workshop should be made part of the school curriculum.
Successful entrepreneurs should be invited to present papers on the nature of their business and
the career opportunities it offers. Seminars programmes will help to further stimulate students‘
interest in diverse business areas.
b)
Visitations: Excursion should be regularly organized to firms, industries and commercial
ventures to expose students to the rudiments of entrepreneurial practice. This will bring them
close to management tasks as well as create opportunity for them to have direct contact with
various business enterprises.
c)
Internship: Internship is a period of attachment to firms, business centres and offices
etc. who are involved in small and medium scale business enterprise. Here opportunity will be
provided for the students to blend theory with practice. During the Internship period, students
will be exposed to diverse experiences and gain the requisite entrepreneurial awareness as well as
gain knowledge in business plan development.
395
d)
Practice firm: Practice firm is the practical aspects of the entrepreneurship training
where students are expected to demonstrate in practical terms the operations and preconditions
of managing a successful enterprise. During the period, students should be made to set up mini
business enterprise and run them as real business is done. They will be expected to assume
various roles such as managing director, manager (sales and marketing) and as accounts officers
etc. these roles should be rotated amongst the students to expose them to the various positions
in a firm.
UNEMPLOYMENT SITUATION IN NIGERIA
The prevalence of unemployment, underemployment, high competition in the labour market and
the frustration of job seekers cannot be overemphasized. According to Ewuzie (2012), ―in
Nigeria and indeed other parts of the world, youths represents over 70 percent of the population
and it has been observed that one of the greatest challenges bedeviling developing countries is
the issue of unemployment among the most productive sections of the population‖.
Merriam Webster‘s collegiate dictionary defines unemployment as the state of not being engaged
in a gainful occupation‖. This can be measured by the proportion of labour force who were
available for work but did not work.
Over the last one decade, unemployment in Nigeria has been on the tremendous increase and
this causing many social vices such as youth restiveness, kidnapping and Boko Harm etc.
Olayinka (2010) quoting the then minister of labour and productivity Adelokunbo Kayode, ―the
greatest challenge confronting government today remains massive unemployment, which has
served as a breeding ground for anti-social vices…‘‘.
Dike (2009) also noted that ―the Federal government of Nigeria recently acknowledge that about
80% of Nigerian youth are unemployed and about 10% underemployed. Even Oluba (2010)
observed that ―this national problem has made the National Directorate of Employment (NDE)
to be at a loss on what to do about the burgeoning unemployment size‖. He maintained that the
sources of this massive unemployment, is a widespread liking for white collar job as well as the
unemployability of school graduates.
The National Bureau of Statistics (NBS) in March 2009 estimated that national unemployment
rate was 19.7%. Mirroring unemployment from the global scene, the UN agency in its annual
report on youth unemployment trends as reported by O‘ Conner (2012) forecast the global youth
unemployment rate would reach 12.7 percent this year and stay at this level for at least the
following four years‖. It is based on this Dr. Ekkeherd Ernst, head of the ILO‘s employment
trends unit advised that countries with the most acute problems must try to stimulate their
economies, for instance through infrastructure programmes.
The recent effort by the national economic team in Nigeria to intervene in job creation is very
commendable. Equally laudable is the call for inputs from the public on workable job creation
strategy for various sectors and for the country as a whole.
THE FUSION OF BUSINESS EDUCATION AND ENTREPRENEURSHIP
EDUCATION: ITS SYNERGISTIC EFFECT IN UNEMPLOYMENT REDUCTION
Business Education and entrepreneurship education is two different field of study but from
foregoing discussions, the line dividing business education and entrepreneurship education may
be tiny, as such difficult to identify. This is because they seem to work towards addressing the
hydro-headed syndrome of unemployment, and the economic self-reliance and diversification of
Nigerian economy.
The basic tools of the both area of study include:
1.
Teaching, mentoring, training and coaching
2.
The use of vocational education curriculum/techniques
3.
And creating job/or opportunity for graduates to become self employed.
396
This view is supported by earlier work of Otamiri (2008) when he posited that Business
Education is a fusion of pedagogical entrepreneurial preparation. Also the centre for
Entrepreneurship Education and Development (CEED, Canada) described Entrepreneurship
Education as a vehicle for teaching or inculcating necessary entrepreneurial skills to the citizenry
to enable them pilot their various project successfully thereby promoting the growth of small and
medium enterprises in the country. This is the mission of entrepreneurship education in the
vocational education curriculum.
In Nigeria and indeed other parts of the world, youths represent over 70 percent of the
population and it has been observed that one of the greatest challenge bedeviling developing
countries is the issue of unemployment among the most productive section of the population.
While the situation may appear to have intensified in recent time, especially in Nigeria, there has
been a serious clamour for a workable integration of entrepreneurship into the curriculum of the
various of fields of study, be it Engineering, Science, Medicine, Social Science and especially
Business Education to stem the tide of unemployment among youths in the country. Quoting
Mrs. Edith Nweke the state coordinator of NYSC in Calabar, Akpan (2010) noted ―as a mother
it is disturbing me to see young graduates roam the streets in search of jobs, whereas they can
create jobs themselves‖.
With the wide spread nature of unemployment in the Nigeria, like the medical practitioner would
recommend the use of ACTs (Artermisinin – Based combination therapy) in treatment for
malaria especially for endemic area so the fusion of Business Education and entrepreneurship
education is expected to create the required synergy to fight unemployment head long.
This fusion is much relevant in tertiary education curriculum as it provides students with skills
and knowledge to successfully launch and operate their own business venture, provide them with
the opportunity to develop practical skills and perspectives that are vital to entrepreneurial
success and as a result reduce unemployment by creating jobs, productivity increase and diversify
the economy.
After a careful study of the expected synergistic effect of this integration, Momoh (2010) is
moved to say ―I have a dream of a new Nigeria: A dream of a nation that will be dominated by
self-employed youths, where students in our tertiary institutions will not think paid employment
but run their own businesses. He further maintained that so when you now see Nigeria students
thinking of being self-employed, don‘t be surprised, it is a wind that is blowing across the globe.
Tertiary institutions have also caught the bug with the introduction of entrepreneurship
programme into their curricula.
CONCLUSION
The paper examines the business education programme and the entrepreneurship education
agenda and how the integration of both area of study can create a synergy for dealing with the
issue of unemployment. Unemployment in Nigeria has become endemic and therefore requires a
combination therapy. This will bring about a new pedagogy in which students are prepared with
knowledge and practical skills but more especially creativity, spirit of initiative, responsibility,
capacity for confronting risks and the boldness to start small scale business on graduation. This
will reduce unemployment and or the thinking for paid employment.
REFERENCES
Adiele, E. E (2010) Entrepreneurship Education a strategy for achieving self reliance and
Economic development. Journal of Management and Enterprise Development Vol. 7,
No. 3
Ain, O (1986) The future of Business Education in Nigeria: A challenge to Business Educators.
Business Education Journal vol. No.1
397
Aina, O (2002) Business Education, Technology and National Development. Business Education
Journal vol. III No. 5
Akpan, A (2010) NYSC boss decries sagging unemployment in Nigeria. Lagos: The Guardian
Newspaper Tuesday 9. February.
CELCEE (2003) what is Entrepreneurship? In Gibb, A. (1998) Educating Tomorrow‘s
Entrepreneurs. In economic reform today. Growing an Entrepreneurship economy.
Dike, V. E. (2009) Technical and vocational Education Key to Nigeria‘s Development
Ewuzie, K (2012) Experts identify entrepreneurial education as key to curb unemployment.
Lagos: BusinessDay Newspaper Tuesday 15 May
Momoh, S. (2010) The new craze for entrepreneurship Lagos: BusinessDay Newspaper Monday
21 June.
O‘Connor, S. (2012) Youth Unemployment to remain high until 2016 Lagos: BusinessDay
Newspaper Wednesday 23 May.
Obi, E. C and Otamiri, S (2010) Information and Communication Technology in Business
Education: Challenges and the way forward. Journal of Management and Enterprise
Development. Vol. 7, No. 4
Odunaike, K. O., Amoda, M. B and Olatoye O. A (2010) Relevance of Business Education is
Entrepreneurship in Ogun State owned universities in Nigeria. Journal of Management and
Enterprise Development. Vol. 7, No. 3.
Olayinka, C (2010) NDE, Turkey to partner on Job Creation Initiatives. Lagos: The Guardian
Newspaper Tuesday, 9 February.
Oluba, M. (2010) On the National employment Agenda. Lagos: Business Day Newspaper
Monday, 20 Sept.
Osuala, E. C (1987) Business Education: Principles and Practice. Onitsha: Africana Fep.
Publishing Co.
Otamiri, S (2008) Business Education and self-employment: A Case for Entrepreneurship
Education. Business Education Journal.
Ubulom, W. J (1999) Pedagogy of Business Education. Port Harcourt: Minson Nigeria Ltd.
Ubulom, W. J. (2003) An Evaluation of Undergraduate Business Education Programme of
tertiary institutions in Rivers State. Business Education Journal Vol. 4 No. 1
Uwamieye, R and Aduwa-Ogiegbean, S. E (2006) Developing Entrepreneurship Culture among
young people in Nigeria. Journal of curriculum studies (CON) vol. 13 No. 3 pp
398
MEDIA IMPERIALISM AND BODY IMAGE PERCEPTION IN
KUWAIT
Charles Mitchell, M. Sc.
Juliet Dinkha, Psy. D.
Tasneem Rashwan
Monica Matta
Charles Mitchell:
[email protected], Instructor of Journalism, Communication and Media,
American University of Kuwait
Juliet Dinkha:
[email protected], Associate Professor, Psychology, American University of
Kuwait
Tasneem Rashwan:
[email protected], Student, American University of Kuwait
Monica Matta:
[email protected], Student, American University of Kuwait
Abstract
Mass Media has a long-standing reputation of influencing perception and affecting behavior. And in the age of
globalization investigating its influence in different cultural contexts has become increasingly relevant. Perpetuating
unrealistic standards of body types is just one way mediated messages are said to influence negatively an audience.
By way of TV, magazines and movies, the media imperialism of the United States is having a strong presence in
small countries like Kuwait. The same media effects, on body image and identity, that are found in the US should
also be observable. Furthermore, the social comparison theory states that an individual evaluates their own
opinions by comparing themselves to others. Exposure to US media, in this case US television shows, offers
individuals characters to whom to compare themselves. This study examines how US media imperialism and the
social comparison theory through media affects body perception by examining how often college-age young adults
watched shows with prominent thin television characters compared to shows that had a diversity of body types in the
core cast. Being exposed to programming with only thin characters is expected to correlate positively with body
dissatisfaction. The study included distributing 286 preliminary surveys to discover what were the most popular
shows being watched by college students (mostly 18 to 25 year olds). After the most popular shows were identified,
surveys were circulated to a sample of 240 college-age young adults (120 males and 120 females) to determine if
any correlation could be made between their television show preferences and their body dissatisfaction, or lack
thereof.
Keywords: body image, media imperialism, cultural imperialism, social comparison theory,
Kuwait
Introduction
Cultural imperialism is a mode of thought that asserts that foreign culture invades countries
through the dissemination of primarily American entertainment and news content.
The
American mass media is vastly imported to other nations and the fear is that these countries,
many being third world, will have their own cultural values and traditions eroded and replaced
with American mores and viewpoints. Critics say that American values and the American point
of view is becoming dominant across much of the world due to the exportation of Hollywood
films, TV shows and international news based out of the United States. Case in point, is US
exported news coverage about regions such as South America, who are often portrayed as in
399
involved with drug trafficking and revolutions, as these are issues that primarily affect US
interests and US audiences. In many countries US media has displaced or/and eroded the local
media, who are unable to compete with the demand and marketing dollars of US entertainment.
To this extent, many countries who see the danger of cultural/media imperialism have placed
media quotas on US entertainment content to help offset the damage done to their own
domestic media industries and to hinder possible cultural influence and degradation (Dominick
2009).
Petras (1994) asserts that cultural imperialism has two main goals: to gain an economic
foothold on foreign markets and the other being political and to shape audiences through
cultural hegemony. Cultural imperialism consciously works to separate the audience from their
own cultural heritage and traditions. In his article, Petras makes the point that audiences are
largely working class who see US media as a way of assimilating a desirable modern lifestyle. The
author postulates that the message is often directed toward young people who are more
susceptible to the influences of mediated messages. The youth are the primary market of US
media imperialism not only because they are the most lucrative demographic, but because they
are the most attracted to US consumerism and ideas of individualism (Petras 1994).
Petras discovered the following: In relation to the third world, cultural imperialism can be
defined as the systematic penetration and domination of the cultural life of the popular classes by
the ruling class of the west in order to reorder the values, behavior, institutions and identity of
the oppressed peoples to conform with the interests of the imperial classes (p. 2070)
However, there isn‘t a popular consensus on the definition of media imperialism (Fejes
1981). In his article Fejes, articulates that media imperialism emerged from the dependency
model as opposed to modernization theories. Modernization revolves around the development
of social values, while the dependency model focuses on the relationship between developed and
underdeveloped nations, and the problems that arise from that link: underdeveloped nations are
at a disadvantage in a political and economic system that favors developed nations.
Modernization theorists view the developing countries as evolving social ideas and ideals on a
continuum with western industrial nations as the archetype of where this evolution will
eventually culminate.
No matter the definition, the influence of media imperialism especially on body image is
prevalent and empirical. A wide body of studies have deduced strong causal relationships to
substantiate its influence. One three-year study of body image of Fijian women, after the
introduction of television, discovered that western programming with the depictions of thin
American ideals of beauty led to a precipitous increase in bulimic behavior among teenage girls
400
in the country.
Moreover, the Fijian females‘ sense of being beautiful had also decayed
dramatically due to US TV programming (Wykes & Gunter 2005). This has been the trend in
other countries: In Italy where men often report to prefer full figured women, the influence of
media imperialism on body image is again observable. Florentine women are now facing
problems with perceptions of their bodies because of the prevalence of US media messages.
This trend is especially pervasive among teenage girls. Furthermore, the rise of eyelid surgery, to
mimic western features, is becoming increasingly commonplace amongst Asian women in fareast countries (Fedorak 2008).
Body image
Body image dissatisfaction is the theory that individuals are unhappy with how they look in
relation to their body. Researchers have been holding the media responsible for the rise in body
image dissatisfaction in accordance with the sociocultural theory, which posits that people learn
from social interaction. In the article, Striving for Bodily Perfection? An Exploration of the Drive for
Muscularity in Canadian Men (2003) the authors of the study postulated that exposure to idealized
male bodies would positively correlate with a desire to be more muscular and that men who use
common social comparisons when evaluating their physical appearance will show a positive
correlation with a desire to be more muscular.
The researchers surveyed 310 male
undergraduates enrolled in a community college and used the DMAQ scale (an 8-item scale that
measures the desire to attain a more muscular body) and a modified USC scale to measure how
much they use social comparisons (Hopkins, Morrison, Morrison 2003). The findings concluded
that there was a strong correlation with fitness magazines showcasing ideal male body types and
comparisons to universal standards of the idealized male form, with the strength of dedication of
the respondents‘ to attain muscularity.
Moreover, when one speculates how the media emphasizes unrealistic and aesthetic
ideals, an image of a tall thin woman with perfectly groomed hair with unblemished skin often
comes to mind, but studies have revealed that there has been an increase in emphasis on male
aesthetic ideals in the media. In their paper, Jamie Farquhar and Louise Wasylkiw (2007) argue
that since the 1980‘s the image of the male body has evolved to one that has been about the male
form as a process, to where a man‘s physical appearance has now become an object. Now the
focus is not on what the body can do but what the male body looks like. To test their hypothesis
the authors performed a content analysis of a sample of male bodies in the ads lining the
magazine Sports Illustrated, from 1975 to 2005 (Farquhar, Wasylkiw, 2007).
The authors
construed that since the 1970‘s there has been a steady and strong increase in the trend of
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conceptualization of men‘s body as an object, with a consistent surge in discrete male body parts
across the sample of magazines.
In the past, the majority of research on body image dissatisfaction has focused on
females who have consistently shown dissatisfaction with their bodyweight (Harrison 1997).
However, research has been increasingly focusing on males‘ body dissatisfaction (Morry, Staska
2001; Agliata, Tantleff-Dunn, 2004; Hobza, Walker, Yakushko, Peugh 2007). Though studies
have discovered that both males and females do experience discontent with their body image,
they have also given light to the differences in how males and females evaluate their physical
appearance.
Furthermore, the studies also show that the predictors and effects of body
dissatisfaction differ for males and females.
disorders.
One result of body dissatisfaction is eating
Eating disorders have been established to be affected by exposure to various
mediated messages resulting in body dissatisfaction. Kristen Harrison (2000), distributed a
questionnaire to 366 adolescents in three age groups, 6th, 9th and 12th grades that measured their
media exposure and their interest in the messages that promoted body improvement. To
measure their eating-disorder symptomatology, specifically their risk of developing anorexia
nervosa, Harrison used the Children‘s Eating Attitudes Test. Certain subscales from the Eating
Disorders Inventory to measure bulimic symptomatology, body dissatisfaction and drive for
thinness were utilized. Harrison hypothesized that exposure to thin-ideals through magazines
and fat characters through television would produce body dissatisfaction among females and
that exposure to media with fat characters would also negatively affect the male audience.
Additionally, these relationships would be significant when a high interest to the content was
controlled. Furthermore, she expected that males would be less affected by the male thin-ideal
than the females. Harrison determined that exposure to fat-characters predicted the eatingdisorder bulimia and anorexia for females. Surprisingly, exposure to fat-character themed shows
also predicted body dissatisfaction and anorexia in young men. The findings of the effects of
watching television shows were intriguing to Harrison and are further explored by our current
study. The media has shown to be a reinforcing agent for individuals on the ideal body type, as
well as a way for individuals to evaluate themselves. When audiences are exposed to thin ideal
body images or fat-characters, they are at higher risk of becoming dissatisfied with their bodies
(Harrison 2000; Hobza, Walker, Yakushko, Peugh 2007).
There are mountains of evidence that support the idea that exposure to mediated
aesthetic ideals have an effect on behavior and attitudes. Anschutz, Van Strien and Engels
(2011) discerned in their study of 124 female students that female students who practiced dietary
restraint in their daily lives ate less snack food while watching a movie that had commercials with
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slim models and diet products. The researchers theorized that those who were concerned with
or were watching their weight would eat less after consuming ads with thin actors and diet
oriented products. And to control for the mood of the movie, the researchers measured the
students‘ mood towards the movie itself. The authors concluded that restrained eaters were
reminded of their eating behaviors when they were watching media content with commercials of
slim models and diet products. As part of their study, Farquhar et. al.(2007) also uncovered that
viewing media that emphasizes and idealizes aesthetic attributes contribute to negative selfevaluations.
Furthermore, Grabe and Ward (2008) conducted a meta-analysis on research studies in
2008. Their data revealed that exposure to media that depicts the thin-ideal body is associated
with body image dissatisfaction, internalization of the thin body ideal, eating behaviors and to a
general sense of body image dissatisfaction in women. Grabe and Ward analyzed published
papers such as experimental studies reporting media having a stronger effect on internalization
of the thin ideal and eating disorder symptomatology than body dissatisfaction, while other
studies show equal effects. Though the studies‘ results seem to vary, according to Grabe and
Ward media exposure to a thin-ideal body is related to body image dissatisfaction in women.
Gender differences
How the media influences men and women differently has emerged through numerous studies.
One example is an investigation by Marian Morry and Sandra Staska (2001). The study‘s findings
surmise that when women read beauty magazines they are more likely to internalize the body
image of the models in the magazine, and these women‘s degree of internalization is also a
predictor of self-objectification – the concept of viewing one‘s self as an object first and as a
subject secondly. Consequently, individuals who self-objectify see themselves as entities that
others judge by appearance, leading to a preoccupation with looks. For the female subjects in
the Morry et al. study, internalization was also the only predictor of body dissatisfaction.
Conversely, men would read fitness magazines and their degree of internalization of these ideal
body type positively predicted body dissatisfaction. The researchers expected to find evidence
for five hypotheses: 1) Men reading fitness magazines would internalize societal ideals and
women reading fashion magazines would also internalize societal ideals.
2) Consuming
magazines should link with self-objectification in both sexes and that internalization would
regulate the self-objectification. 3) Consuming magazines would relate to body dissatisfaction,
again regulated by internalization of societal archetypes. 4) An occurrence of eating issues
should be observed, and mediated by internalization of societal archetypes. 5) Finally, reading
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fashion magazines (female respondents) and fitness magazines (male respondents) should
produce a relationship with body shape dissatisfaction (Morry and Staska 2001). The researchers
recruited 150 students and allocated a questionnaire that included five different scales: the
Magazine Exposure Scale, Eating Attitudes Test, Self-Objectification Questionnaire, Sociocultural Attitudes Towards Appearance Questionnaire, and Body Shape Questionnaire. The
authors found that reading magazines was associated with internalizing societal ideals. For
women reading magazines also predicted self-objectification. For men reading fitness magazines
with a tendency towards internalizing, predicted body shape dissatisfaction but not eating
problems, but when men read fitness magazines while being already dissatisfied with their body
type, eating problems were present (Morry, Staska 2001; Stice, Schupak, Shaw, Stein 1994).
Other studies further show that when men are exposed to media images depicting
muscular-ideal characters these messages definitively lowered their muscle satisfaction (Hopkins,
Morrison, Morrison 2003). The authors surveyed 104 male students and showed them either 15
commercials that depicted men having muscular physiques with their shirts off or 15
commercials depicting men not particularly muscular and wearing clothing that hid their body
type. Expecting to find that exposure to ideal-muscular body images on television would lead to
an increase in body dissatisfaction, the researchers did indeed find that the men‘s dissatisfaction
with their muscle size and physical attractiveness had increased while watching the muscularideal commercials more than the control group (Hargreaves, Tiggermann 2009). Interestingly,
though men‘s body-esteem is affected by exposure to muscular body types, their self-esteem was
not affected (Hobza, Walker, Yakushko, Peugh 2007). However, certain studies says that when
men are exposed to ideal image advertisements they become depressed, indicating that more
research in the area is needed to reach a consensus on the subject (Agliata, Tantleff-Dunn, 2004).
Case in point, when males are exposed to media ideals that emphasize performance attributes, it
can contribute to self-evaluation (Farquhar & Wasylkiw, 2007).
A method to better understand how media exposure affects individuals is to study ways
that can protect them from the harmful effects of thin body ideal exposure, such as eating
disorders.
For example, when women are exposed to average sized women in mediated
messages this leads to less restrictive dieting habits (Fister & Smith 2004).
Internalization has been found to be an important factor in mediating body
dissatisfaction in individuals (Morry, Staska 2001). Culture is indicated also to take a back seat to
internalization, according to a study done on Asian-American women that deduced that those
who internalized media messages on ideal body types reported lower self-esteem (Lau, Lum,
Chronister, Forrest 2006).
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Arab Body Image
This study attempts to investigate how common body dissatisfaction is in Kuwait and
taking from studies done on other countries that are part of the Gulf Cooperation Council.
Countries in the GCC are culturally very similar and have experienced similar economic booms
because of their reliance on oil wealth; therefore perusing research that was done in those
countries can shed light on how Kuwaitis feel about their bodies. Thomas, et al. (2010) explored
the pervasiveness of onerous eating habits among female Emirati college students in the United
Arab Emirates and the connection between these habits and heightened body image issues. The
Eating Attitudes Test was distributed to 228 female students attending a local university in the
UAE. To measure body dissatisfaction the students also completed the Figure Rating Scale. The
researchers discovered that nearly 1 in 4 of the students scored high enough to indicate irregular
eating patterns and possible eating pathology. Further, nearly three out of four of the students
were dissatisfied with their body image.
A positive correlation between disordered eating
attitudes with body image dissatisfaction, and a negative correlation with body image ideals was
found. The study indicates that disordered eating attitudes amongst the UAE young female
population is comparable to countries like the US, where eating disorders have been present for
years (Thomas, Khan, Abdulrahman 2010).
A research study conducted on Saudi Arabian schoolgirls (Al-Subaie 2000), examines the dieting
behavior of female Saudi teenagers. In the paper, 1,271 Female students from Grades 7 to 11
filled out a demographics sheet and the Eating Disorders Inventory, including their height and
weight. More than one in six scored positively on the Drive for Thinness subscale. However,
the intriguing part is the effect of predictors of dieting behavior: the girls‘ body mass index,
speaking a western language, having lived in a western country, well-educated parents, small
family unit, and having gainfully employed parents. Sixteen percent of the school girls from the
study were found to be above the pretest evaluation for the drive to be thin, had previously lived
in the west for at least six months. The authors Soh et al. of the article Eating and Body Image
Disturbances Across Cultures: A Review (2006) interpreted the findings as an indicator of exposure
to western culture. But the limitation here is that traveling to a western country or speaking a
western language can be the result of coming from of an affluent or well-educated household, so
other variables may be at work, which could be affecting the results of the research (Al-Subaie,
2000; Soh, Touyz, Surgenor 2006).
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Social comparison theory
The social comparison theory posits that individuals compare themselves to others in
order to evaluate or to enhance some aspects of the self. The media is a primary agent of the
social comparison theory. Researchers who examined this theory postulate that when individuals
compares themselves on with universal standards of body image then negative effects on their
own body image was often found (Morrison et al. 2003). Serving as a self-evaluation tool, the
social comparison theory depends on whether the individual internalizes or differentiates his or
herself compared to others who are viewed as superior or inferior (Suls, Martin& Wheeler
2002). A study conducted by Frisby (2004) examined how much race played a role, if any, in
body image self-evaluation. She exposed African-American women who had different levels of
body esteem to advertisements of thin, physically attractive, white and black models and gauged
their self-esteem afterwards. She surmised that viewing Caucasian ideals did not lower the
African-American women‘s self-evaluation regardless of the previous level of body image.
However, when exposed to idealized black models, the black women who previously reported
low body esteem now reported body dissatisfaction. Frisby‘s study argues that when black
women are exposed to idealized images of women who are similar in racial makeup to
themselves problems of self-esteem may surface (Frisby 2004). In at look at male participants,
Thornton and Moore (1993) investigated men‘s self-ratings of their physical attractiveness. The
respondents were divided into groups and exposed either to the highly attractive models or less
attractive models. As anticipated, the men who had been exposed to the highly attractive models
reported high-levels of body dissatisfaction (Morrison et al. 2003).
The present study is investigating the media‘s influence on male and female body image
dissatisfaction in an Arab country with a high prevalence of US media. The following are the
hypotheses that we will prove in our research:
Hypotheses
1)
The more respondents watch US TV shows, will lead to greater appearance evaluation
2)
Comparable effects of TV shows on body dissatisfaction found in Western studies will
be observed in our study in Kuwait.
3)
Watching TV shows with skinny characters will lead to greater body dissatisfaction.
4)
Female respondents will report greater body dissatisfaction than male respondents.
5)
Respondents viewing shows with average body types will report less body dissatisfaction
than those watching shows with skinny characters.
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Method
Sample
A paper-and-pencil cross-sectional survey (N = 233) has been conducted in several classes of a
liberal arts college in Kuwait. More than three-quarters of the student sample (75.9%) reported
they were Kuwaiti citizens, while the rest reported being nationals of other countries (one
respondent did not report his/her nationality). About a half of the sample (48.9%) reported they
were males. Seven respondents did not report their gender. Over the half of the respondents
(50.4%) were from 21 to 24 years old; 46.1% reported they were 18-20 years of age, and 3.4%
didn‘t report their age.
Procedure
Paper-and-pencil questionnaires were distributed in a number of classes to ensure higher
response rate. The survey was administered in English, which is the official language of the
university where the study was administered.
Measures
TV show viewing
Before identifying how often respondents viewed certain television shows, we first generated the
list of shows, both Western and Arabic, which were the most popular among the college
students. For this purpose, 286 students were surveyed. Based on the students‘ responses, the list
of 21 most viewed TV showed was created. Nine of these shows were Western (predominantly
American, such as ―How I Met My Mother‖, ―Modern Family‖, ―The Office‖, among others),
and 11 were produced in the Middle East (e.g., Noor ()ن ور, Ajial ()أج يال, Al-Ghareeb ())ال غري ب.
Each respondent rated on a scale from 0 (―Never‖) to 3 (―Often‖) how often he/she viewed
each of the selected shows.
Viewing Western and Arabic shows. The responses to the questions about show viewing were
averaged separately for Western shows and Arabic shows. As a result, two continuous variables,
Viewing Western Shows and Viewing Arabic Shows, were computed.
Viewing shows with skinny characters. Four coders rated each show on a scale from 1 (―not
at all‖) to 7 (―a lot‖) with regards to how skinny its characters were. Shows with the highest
rating were considered as shows depicting skinny characters. Viewing scores for these shows were
averaged to create a single variable. To account for possible gender difference in perceptions of
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characters‘ skinniness, two male coders and two female coders rated the shows separately
(intercoder reliability for males: Pearson correlation = .75, p<.001, intraclass correlation = .74,
p<.001, Chronbach α = .85; intercoder reliability for females: Pearson correlation = .69, p<.001,
intraclass correlation = .68, p<.001; Chronbach α = .81).
Viewing shows with average-body characters. Four coders rated each show on a scale from 1
(―not at all‖) to 7 (―a lot‖) with regards to average body types its characters had. Shows with the
highest rating were considered as shows depicting average-body characters. The overall variable was
computed based on the viewing scores for these shows. As in the previous case, gender
differences in perceptions of characters‘ body averageness were taken into consideration. Two
male coders and two female coders rated the shows separately (intercoder reliability for males:
Pearson correlation = .79, p<.001, intraclass correlation = .79, p<.001, Chronbach α = .88;
intercoder reliability for females: Pearson correlation = .74, p<.001, intraclass correlation = .74,
p<.001, Chronbach α = .85).
Due to the fact that each show was rated on two scales representing characters‘ skinniness or
body averageness, some shows were rated high on both. Such shows were excluded from the
analysis.
We also used The Multidimensional Body-Self Relations Questionnaire appearance scale
(MBSRQ-AS) by Cash, et al. (1985, 1986) a 34-item self-report appearance focused inventory for
the assessment of self-evaluation and orientation of five subsets that excludes fitness and health
items, which are found in the larger, more comprehensive questionnaire. The shorter
questionnaire
measures
appearance
orientation,
appearance
evaluation,
overweight
preoccupation, self-classified weight, and body area satisfaction.
Appearance orientation. Appearance orientation that represented extent of investment in one's
appearance was measured with the use of 12 items (Cronbach‘s alpha = .74 for males; .72 for
females, Cash et al., 1985, 1986). The respondents rated each of the 12 statements on a scale
from 1 (―strongly disagree‖) to 7 (―strongly agree‖). Then, one variable was computed by
averaging scores for each of the 12 items.
Appearance evaluation. Appearance orientation conceptualized as the feeling of physical
attractiveness or unattractiveness; satisfaction or dissatisfaction with one's looks was measured
with the use of seven 7-point items (Cronbach‘s alpha = .61 for males; .79 for females, Cash et
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al., 1985, 1986). For each item, 1 corresponded to ―strongly disagree‖ and 7 corresponded to
―strongly agree.‖ A single variable was calculated by averaging scores for each of the seven items.
Overweight preoccupation. Overweight preoccupation was defined as fat anxiety, weight
vigilance, dieting, and eating restraint. This variable was calculated as an average of scores
obtained with the use of four 7-point scales, where 1= ―strongly disagree‖ and 7=―strongly
agree‖ (Cronbach‘s alpha =.66 for males; .75 for females, Cash et al., 1985, 1986).
Self-classified weight. Self-classified weight represented how one perceives and labels one's
weight, from very underweight to very overweight. Two 7-point scales from 1 (―strongly
disagree‖) to 7 (―strongly agree‖) were utilized to measure this variable (Cronbach‘s alpha =.66
for males; .78 for females, Cash et al., 1985, 1986).
Body areas satisfaction. Body areas satisfaction conceptualized as satisfaction with discrete
aspects of one's appearance was measured with the use of nine items (Cronbach‘s alpha = .77 for
males; .82 for females, Cash et al., 1985, 1986). The respondents rated each of the nine
statements on a scale from 1 (―strongly disagree‖) to 7 (―strongly agree‖).
Lastly, we also distributed the Sociocultural Attitudes Toward Appearance Scale (SATAQ-3),
which directly measures awareness and acceptance of cultural ideals of attractiveness. With this
scale, we directly aim to gauge the impact of media messages on the level of general
internalization; internalization from watching athletes, pressures felt from aesthetic ideals, and if
respondents look to general mediated messages such as film, TV and magazines for information
about the ideal standards of appearance (information). The following are descriptions of the
variables used in this scale.
Internalization-General. Internalization-General meaning general influence of the media on
perceived body size ideals was measured with the use of nine 5-point scales from 1 (―strongly
disagree‖) to 5 (―strongly agree,‖ Cronbach‘s alpha = .85 for males; .83 for females, Calogero et
al., 2004; Heinberg & Thompson, 1995; Thompson et al., 1999, 2004).
Internalization-Athlete. Internalization-General that represented internalization of athletic
ideals and sports figures in the media was measured with the use of five 5-point scales from 1
(―strongly disagree‖) to 5 (―strongly agree,‖ Cronbach‘s alpha = .70 for males; .71 for females,
Calogero et al., 2004; Heinberg & Thompson, 1995; Thompson et al., 1999, 2004).
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Pressures. Media pressure to achieve certain body size ideals was another variable measured
with multiple 5-point items. from 1 (―strongly disagree‖) to 5 (―strongly agree,‖ Cronbach‘s
alpha = .81 for males; .85 for females, Calogero et al., 2004; Heinberg & Thompson, 1995;
Thompson et al., 1999, 2004).
Information. Information was conceptualized as the degree to which media is used as a source
of information for determining body size ideal (Heinberg & Thompson, 1995; Thompson et al.
1999). The variable was measured with nine 5-point items from 1 (―strongly disagree‖) to 5
(―strongly agree,‖ Cronbach‘s alpha = .51 for males; .61 for females, Calogero et al., 2004;
Heinberg & Thompson, 1995; Thompson et al., 1999, 2004).
Gender. Gender was included in the analysis because it was predicted that viewing television
shows would be associated with body image variables in two gender groups differently.
Results
Simple linear and multiple regression tests were run to explore the relationships among
independent variables (total TV show viewing; viewing Western TV shows; viewing Arabic TV
shows; viewing TV shows with skinny prominent characters; viewing TV shows with characters
who have average body types) and dependent measures (appearance orientation, appearance
evaluation, overweight preoccupation, self-classified weight, body area satisfaction, general
internalization, internalization from watching athletes, pressures felt from aesthetic ideals, and
information). Only significant results are reported in this paper.
Nine simple linear regressions were run to explore the association between total TV show
viewing and the nine dependent measures. It was indicated that total TV show viewing was
positively correlated with appearance orientation, β = .14, p ≤ .05, appearance evaluation, β =
.24, p ≤ .001, general internalization, β = .37, p ≤ .001, pressure, β = .34, p ≤ .001, and
information, β = .31, p ≤ .001.
Nine multiple regressions were conducted to test the relationships between viewing Western and
Arabic TV shows and nine dependent measures. First, it was found that viewing Western TV
shows explained 4% (R2) of variance in overweight preoccupation (β = .20, p ≤ .001) when
entered to the model by its own, (F(1,208)=8.71, p≤.05). Viewing Arabic TV shows added less
than 1% to the variance explained (R2 change, n.s.; F(2,208)=4.48, p≤.05). Viewing Western
shows positively contributed to overweight preoccupation (β = .19, p ≤ .05; β = .04, n.s.,
respectively). Second, viewing Western TV shows explained 6% (R2) of variance in information
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(β = .25, p ≤ .001) when entered to the model by its own, (F(1,207)=13.54, p≤.001). Viewing
Arabic TV shows added 5% to the variance explained (R2 change, p≤.001; F(2,207)=12.68,
p≤.001). Viewing both Western and Arabic shows positively contributed to information (β = .17,
p ≤ .05; β = .23, p ≤ .001, respectively). Third, viewing Western TV shows explained 9% (R2) of
variance in pressure (β = .29, p ≤ .001) when entered to the model by its own, (F(1,207)=19.06,
p≤.001). Viewing Arabic TV shows added 1% to the variance explained (R2 change, p=.87;
F(2,207)=11.11, p≤.001). Viewing Western shows positively contributed to pressure but the
same phenomenon was not observed with Arabic shows (β = .25, p ≤ .001; β = .12, n.s.,
respectively). Fourth, viewing Western TV shows explained 11% (R2) of variance in general
internalization ((β = .33, p ≤ .001)) when entered to the model by its own, (F(1,207)=25.49,
p≤.001). Viewing Arabic TV shows added 2% to the variance explained (R2 change, p≤.05;
F(2,207)=14.91, p≤.001). Viewing both Western and Arabic shows positively contributed to
general internalization (β = .29, p ≤ .001; β = .14, p ≤ .05, respectively).
Nine multiple regressions were conducted to test the relationships between viewing Western and
Arabic TV shows and nine dependent measures with the sample split by gender, i.e., responses
from males and females were analyzed separately.
Males. First, the model with the two TV show viewing variables and appearance evaluation as a
DV was significant, F(2,106)=3.42, p≤.05, with viewing both Western and Arabic shows
explaining 6% (R2) of the variance in appearance evaluation although Arabic shows were not
statistically significant on this variable (β = .27, n.s.; β = -.19, p =.07, respectively). The more
male respondents viewed both types of shows, the less positively they evaluated their
appearance. Second, viewing Western TV shows explained 7% (R2) of variance in self-classified
weight (β = .25, p ≤ .05) when entered to the model by its own, (F(1,106)=7.94, p≤.05). Viewing
Arabic TV shows added only 1% to the variance explained and was not significant (R 2 change,
n.s.; F(2,106)=4.35, p≤.05). Viewing Western shows positively contributed to self-classified
weight, while Arabic shows were not significant in this regard (β = .23, p ≤ .05; β = .09, n.s.,
respectively). Third, viewing Western TV shows explained 5% (R2) of variance in general
internalization (β = .22, p ≤ .05) when entered to the model by its own, (F(1,105)=5.31, p≤.05).
Viewing Arabic TV shows added 2% to the variance explained and so was not a significant
factor (R2 change, n.s.; F(2,105)=3.50, p≤.05). Viewing both Western and Arabic shows
positively contributed to general internalization (β = .17, n.s.; β = .13, n.s., respectively).
Females. First, viewing Western TV shows explained 6% (R2) of variance in information (β =
.25, p ≤ .05) when entered to the model by its own, (F(1,96)=6.28, p≤.05). Viewing Arabic TV
shows added 8% to the variance explained (R2 change, p≤.05; F(2,96)=7.99, p≤.001). Viewing
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both Western and Arabic shows positively contributed to information (β = .20, p ≤ .05; β = .29,
p ≤ .05, respectively). Second, viewing Western TV shows explained 6% (R2) of variance in
pressure (β = .24, p ≤ .05) when entered to the model by its own, (F(1,96)=5.84, p≤.05). Viewing
Arabic TV shows added less than 1% to the variance explained and was not a significant agent
(R2 change, n.s.; F(2,96)=3.14, p≤.05). Viewing Western positively contributed to pressure with
Arabic shows having negligible effect in this area (β = .23, p ≤ .05; β = .07, n.s., respectively).
Third, viewing Western TV shows explained 11% (R2) of variance in general internalization (β =
.33, p ≤ .001) when entered to the model by its own, (F(1,96)=11.46, p≤.001). Viewing Arabic
TV shows added 2% to the variance explained and so was not a significant variable (R 2 change,
n.s.; F(2,96)=6.95, p≤.05). Viewing both Western shows positively contributed to general
internalization but Arabic show viewing was not significant (β = .30, p ≤ .05; β = .15, n.s.,
respectively).
Finally, nine multiple regressions were run separately for male and female respondents to test the
relationships between viewing TV shows with skinny prominent characters and viewing TV
shows with characters who have average body types as IVs and appearance orientation,
appearance evaluation, overweight preoccupation, self-classified weight, body area satisfaction,
general internalization, internalization from watching athletes, pressures felt from aesthetic ideals,
and information as DVS.
Males. First, viewing TV shows with skinny characters explained 6% (R2) of variance in
appearance evaluation (β = -.25, p ≤ .05) when entered to the model by its own, (F(1,113)=7.57,
p≤.05). The model with the two TV show viewing variables (viewing TV shows with skinny
characters and viewing TV shows with average body characters) and appearance evaluation as a
DV was significant, as well, F(2,113)=4.02, p≤.05, with viewing TV shows with average body
characters explaining extra .04% (R2) of the variance in appearance evaluation (β = -.21, p≤.05
for skinny; β = -.08, n.s. for average). The more male respondents viewed both types of shows,
but especially shows with skinny characters, the less positively they evaluated their appearance.
Second, viewing shows with skinny characters positively contributed to overweight
preoccupation (β = .19, p ≤ .05), explaining 4% (R2) of variance in the DV, F(1,113)=4.18,
p≤.05. Third, the model with the two TV show viewing variables (viewing TV shows with skinny
characters and viewing TV shows with average body characters) and self-classified weight as a
DV was significant, F(2,113)=4.50, p≤.05, with both IVs explaining 8% (R2) of the variance in
self-classified weight (β =.03, n.s. for skinny; β = .28, p≤.05 for average). Viewing TV shows,
especially those with average-body-type characters, was positively associated with self-classified
weight. Fourth, viewing shows with skinny characters was positively correlated with information
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(β = .20, p ≤ .05), explaining 4% (R2) of variance in the DV, F(1,112)=4.43, p≤.05. Fifth, viewing
shows with skinny characters explained 8% (R2) of variance in pressure (β = .29, p ≤ .05) when
entered to the model by its own, (F(1,112)=9.32, p≤.05). Viewing shows with average characters
added less than 1% to the variance explained (R2 change, n.s.; F(2,112)=4.66, p≤.05). Viewing
both types of shows, but especially, shows with skinny characters, positively contributed to
pressure (β = .26, p ≤ .05 for skinny; β = .03, n.s. for average). Sixth, viewing shows with skinny
characters explained 7% (R2) of variance in general internalization (β = .27, p ≤ .05) when
entered to the model by its own, (F(1,112)=8.64, p≤.05). Viewing shows with average body
characters added less than 1% to the variance explained (R2 change, n.s.; F(2,112)=4.37, p≤.05).
Viewing both types of shows, but especially shows with skinny characters, positively contributed
to general internalization (β = .25, p ≤ .05 for skinny; β = .04, n.s. for average).
Females. First, viewing shows with skinny characters positively contributed to overweight
preoccupation (β = .21, p ≤ .05), explaining 4% (R2) of variance in the DV, F(1,111)=5.12,
p≤.05. Second, viewing shows with skinny characters explained 9% (R2) of variance in
information (β = .30, p ≤ .001) when entered to the model by its own, (F(1,111)=11.25, p≤.001).
Viewing shows with average characters added extra 1% to the variance explained (R 2 change,
n.s.; F(2,111)=6.38, p≤.05). Viewing both types of shows are positively associated with
information (β = .19, n.s. for skinny; β = .16, n.s. for average). Third, viewing shows with skinny
characters explained 7% (R2) of variance in pressure (β = .27, p ≤ .05) when entered to the
model by its own, (F(1,111)=8.74, p≤.05). Viewing shows with average characters added less
than 1% to the variance explained (R2 change, n.s.; F(2,111)=4.36, p≤.05). Viewing both types of
shows, but especially, shows with skinny characters, positively contributed to pressure (β = .25, p
= .07 for skinny; β = .03, n.s. for average). Fourth, viewing shows with skinny characters
explained 10% (R2) of variance in general internalization (β = .32, p ≤ .001) when entered to the
model by its own, (F(1,111)=12.74, p≤.001). Viewing shows with average body characters added
another 3% to the variance explained (R2 change, p = .06; F(2,111)=8.35, p≤.001). Viewing both
types of shows, but especially shows with average body characters, positively contributed to
general internalization (β = .14, n.s. for skinny; β = .25, p = .06 for average).
413
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416
EXTINCTION OF SPECIES AND ITS MANAGEMENT FOR ECOLOGICAL
BALANCE
N. Cherly Anto Frezina
Bharathidasan University, Trichy-24,India
[email protected]
N. Junofy Anto Rozarina
Bharathidasan University, Trichy-24,India
[email protected]
ABSTRACT
Millions of biological species constitute the life on earth. New species have been regularly discovered. Around 8000
new species are identified each year. Preserving these species and their habitats from extinction is very important as
the loss of the species can affect the biodiversity largely. This paper focus on primarily focus on ‗Extinction and loss
of bio-diversity‘. This passage shows as how extinction has become a source for loosing the biological richness. The
major causes of the extinction of species were discussed as Overexploitation, Pollution, Habitat degradation,
Deforestation, Introduced species, Invasive species, Global warming, Disease eradication, Co extinction of a species
etc. Managing the loss of species is analysed with mainly Selective Breeding and Cloning. Again the History of
Extinction, effects of extinction and managing the loss of species are discussed.
Keywords: Extinction and loss of bio-diversity- The History of Extinction- Threats Causing
Extinction- Effects of extinction-Managing the loss of species.
Introduction
Millions of biological species constitute the life on earth. The variety of life on Earth and its
biological diversity is commonly referred to as ‗biodiversity‘. The United Nations declared the
year 2010 as the International Year of Biodiversity.
New species have been regularly discovered. Around 8000 new species are identified each year.
Most of these newly identified species have not yet classified. It is said that nearly 90% of all
arthropods are not yet classified. Most of these species are newly formed ones due to mutation.
These newly formed species helps in maintaining biodiversity as so many species are getting extinct
each year. So, modern biodiversity may not be much different from biodiversity 300 million years
ago.
India, Brazil, Colombia, Ecuador, Peru, Mexico, Madagascar, Zaire, Australia, China, Indonesia
and Malaysia are the twelve mega biodiversities in the world. These countries contain most of
the species population.
Preserving these species and their habitats from extinction is very important as the loss of the
species can affect the biodiversity largely.
417
Extinction and loss of bio-diversity:
Human intervention has led to imbalance in the ecological diversity. Extinction refers to the
complete end of a species. Species become extinct when they are no longer able to survive in
changing conditions or against superior competition. It is said that a typical species becomes
extinct within a million years of its first appearance. About 99.9% of all species that have ever
lived are now extinct. Prior to dispersion of humans across the earth, extinction generally
occurred at a continuous low rate. But now it is accelerated by human intervention. Now, around
140,000 species get extinct each year. This figure indicates unsustainable ecological practices, as
only a small number of species evolve each year.
Biologist E. O. Wilson estimated that if current rates of human destruction of the
biosphere continue, one half of all species of life on earth will be extinct by 2100. 30% of all
natural species will be extinct by 2050. He further said that extinctions are occurring about 100
times higher than before.
The History of Extinction:
Bio-diversity, the result of 3.5 billion years of evolution, consisted of protozoan and single celled organisms until 600 million years ago.
The growth in the population of species during the starting of the Phanerozoic (540 million years
ago) is very rapid. Over the last 100 million years, global diversity showed little overall trend, but
was marked by massive losses of diversity classified as mass extinction events
The period since the emergence of humans has shown a steep reduction in biodiversity. This
reduction is named the Holocene extinction. It is caused due to the destruction of the species‘
habitat.
The International Union for Conservation of Nature (IUCN) says that there has been at least
five mass extinctions in the history of life on earth, and four in the last 3.5 billion years in
which many species have disappeared in a relatively short period time125.
The Cretaceous–Tertiary extinction event which took place 65 million years is known to have
wiped out the non-avian dinosaurs, among many other species. A massive eruptive event is
considered to be the cause of the "Great Dying" about 250 million years ago, which is estimated
to have killed 90% of species existing at the time. The dinosaur extinction took place 65 million
125
Sahney. S and Benton. M.J.(2008), ‗Recovery from the most profound mass extinction of all time‘(PDF),
Proceedings of the Royal Society: Biological 275(1636): 759-65. DOI: 10 1098/rspb.2007.1370.PMC 2596898.
PMID
418
years ago wiping out most of the dinosaur species. The Permian extinction of 245 million years
ago wiped out 96% of all marine species.
Threats Causing Extinction:
The list of the causes that can contribute directly or indirectly to the extinction of a species is
endless. Any species that is unable to survive or reproduce in its environment, and is also unable
to move to a new environment where it can do so, dies out and becomes extinct. Extinction of a
species may come suddenly a species loses out in competition for food to better adapted
competitors.
Among many reasons, Humans contribute the maximum to extinction through over harvesting,
habitat destruction, loss and fragmentation, over exploitation, Pollution, Invasive alien species,
introduction of new predators and food competitors, over hunting, Co-extinction and other
influences. Explosive, unsustainable human population growth is an essential cause of the
extinction crisis.
The major causes of the extinction of species are discussed below.
Overexploitation refers to the hunting which is done at a rate above the maximum sustainable
yield. If the number of individuals that are hunted are higher than the number of individuals that
will be born, the population will decline. About 25% of world fisheries are now overexploited.
Pollution destroys the purity of the biodiversity by making the habitats of species unfit. It is one
of the major reasons for the mass death of many species. Pollution my also poison the species
directly.
Habitat degradation is the main cause of species extinctions. Destruction of ocean floors by
bottom trawling and pollution destroy the originality of the habitats. The degradation of a
species' habitat may alter the fitness landscape to such an extent that the species is no longer able
to survive and becomes extinct.
Deforestation is partially linked to the previous point. Increased human encroachment upon
wild areas, increased resource extraction destroys the habitat of the species. Around half of the
original forests have disappeared, and they are still being removed at the rate of 10% higher than
any possible level of regrowth.
Introduced species are the next threat. Humans have been transporting animals and plants from
one part of the world to another, sometimes deliberately and sometimes accidentally. Invasive
419
species can affect native species directly by eating them, competing with them, and introducing
pathogens or parasites that sicken them or degrade their habitat.
Global warming affects the ecosystem largely. The species which is not capable of adapting to
the new climate gets extinct.
Disease eradication process has prompted humans to work towards the extinction of many
species of viruses and bacteria.
Co extinction of a species is the loss of one species due to the extinction of another. The
extinction of one species' wild population can often have knock-on effects, causing further
extinctions. It is referred to as chains of extinction. If any one species is removed from the
ecosystem, the cycle can break down, and the community may become dominated by a single
species.
Effects of extinction
Firstly, when an species becomes extinct, the food chain gets disrupted. This may affect the
other organisms in the food chain and even lead to the extinction of other species. As discussed
earlier, we call this ‗the chains of extinction‘.
Sometimes, due to disruption in ecosystem due to extinction, the nutrient cycles affected.
In some ecosystems, single species may account for up to 50% of recycled nutrients. However,
species that heavily recycle N are not always the same ones that recycle the most phosphorus. In
some special cases, the surviving species may be able to compensate for lost species by
increasing their roles in nutrient recycling.
The Bio diversity is completely uprooted and the other species population will be greatly
affected.
Extinction of many edible and medicinal species can be considered as a huge loss to
humanity. Many such valuable herbs and animals have become extinct.
Managing the loss of species:
420
Selective breeding is a method used by scientists to create domestic animals with the characters
they need. All the domestic animals have their wild ancestors. The wolf became the dog, the wild
boar became the pig, the aurochs became the domestic cattle, the tarpan became the horse, etc.
People bred the animals that had the characteristics that they needed. In this way, some of the
wild ancestors have completely disappeared from earth, such as aurochs and the tarpans. In the
selective breeding experiment, the scientists have tried to recreate the wild ancestors such as the
aurochs and the tarpan. This can be done to bring back the wild breed of animal that has
become extinct or is in the verge of becoming extinct.
Cloning126 is used to revive animals by using its DNA from the remains of an extinct species,
through the process of cloning, the species can be "brought back to life". In order for such a
program to succeed, a sufficient number of individuals will be cloned from the DNA of different
individuals to create a viable population. Though bioethical and philosophical objections have
been raised, the cloning of extinct creatures seems a viable outcome of the continuing
advancements in science and technology.
Many times, some species are wrongly judged as extinct. About one-third of the mammals
declared extinct have been rediscovered within few years.
Mostly, the loss of a species is compensated by another species. The substitute make up the
absence of the extinct species.
For easy proliferation of the endangered species, the governments must set a higher bar for
critically endangered species. The will prove helpful to the scientists involved in breeding.
Afforestation must be promoted. Though there is no substitute for undisturbed forests, we can
try our best to create a close-to-natural habitat for the endangered species. When deforestation is
checked and over fishing is stopped, most of the endangered species can be removed from that
list.
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A. Hallam, Catastrophes and Lesser Calamities: The Causes of Mass Extinctions (Sep 1, 2005)
Chopra K, Economic Aspect of Bio-Diversity Conservation, Micro and Macro Strategies for
intervention, Singh, Sasthri, Mehtha and Uppal, WWF-India 571- 579
Ehrlich, Anne (1981). Extinction: The Causes and Consequences of the Disappearance of
Species. Random House, New York. ISBN 0-394-51312-6.
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17,www.nytimes.com/2008/11/20/science/20mammoth.html?_r=3
421
Extinction: How Life on Earth Nearly Ended 250 Million Years Ago by Douglas H. Erwin (Apr
1, 2008)
Finlayson,"The Humans Who Went Extinct: Why Neanderthals Died Out and We Survived,"
published by Oxford University Press. Copyright 2010 Dow Jones & Company, Inc.
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Conservation priorities for India, Singh, Sasthri, Mehtha and Uppal, WWF-India 341-425
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Pollution Control - Tilottama Senapati & Ranjan Kumar Sahoo –2009
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of Ecology (Oct 15, 2009)
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2010-05-17,www.nytimes.com/2008/11/20/science/20mammoth.html?_r=3
Robert Chambers, 1844, Vestiges of the Natural History of Creation, 1994 reprint: University of
Chicago Press ISBN 0-226-10073-1
Saberwal, Ragarajan and Kothari(2001), People, Parks and wildlife: Towards co-existence, New
Delhi, Orient Longman.
Sahney. S and Benton. M.J. (2008), ‗Recovery from the most profound mass extinction of all
time‘(PDF), Proceedings of the Royal Society: Biological 275(1636): 759-65. DOI: 10
1098/rspb.2007.1370.PMC 2596898.
422
ENTRENCHING DEMOCRACY AND GOOD GOVERNANCE: THE ROLE OF
ICT
S.A.Adesola
Department of Computer Science
Federal College of Education (Special), Oyo-Nigeria
Email:
[email protected]
Abstract
With the rapid spread of Information and Communication Technologies (ICTs), new opportunities have been
opened for a revival of public discourse and improved governance efficiency. ICTs offer concrete opportunities for
local and national governments to improve their performance in terms of transparency, participation and
decentralization. The mainstreaming of ICTs within planning and design of development strategies helps to
strengthen the establishment of efficient, effective and transparent governance systems. This paper takes a critical
look at Democracy and Governance. What constitute Good Governance was also itemized. The role of ICT in
entrenching Democracy and Good Governance was also discussed. Finally, conclusion was drawn and
recommendations for way forward were given.
Keywords: Good Governance, Democracy, e-Democracy, e-Governance, and ICT.
Introduction
With the rapid spread of Information and Communication Technologies (ICTs), new
opportunities have been opened for a revival of public discourse and improved governance
efficiency. ICTs offer concrete opportunities for local and national governments to improve
their performance in terms of transparency, participation and decentralization.
The mainstreaming of ICTs within planning and design of development strategies helps to
strengthen the establishment of efficient, effective and transparent governance systems. On-line
tools can significantly improve the rendering of services and information flows from
administrations to their constituencies; communication among administrations and citizens can
be enhanced and, lastly, ICTs offer unique opportunities for broadened citizen involvement and
participation in the decision-making process.
This is particularly relevant in the developing countries context, where many countries have only
recently undergone the transformation to democratic regimes, and where despite the efforts to
introduce democratic governance, problems such as corruption of public administration and lack
of transparency are still present.
Issues in Governance and Good Governance
Fundamentally therefore, to describe governance as a good one and to determine whether it is a
bad one requires the understanding of the essence of the state which are not only embedded in
the constitution but also a function of the religious ideals and the nature of current problems
confronting the state.
Governance can be defined as the process that is employed to achieve the noble end of the state.
Thus, governance simply implies the art of governing a people within a given territory or a state.
It consists of two essential elements of the state, namely the structure of the state and the
procedures of the legislative, judicial and those of the executive and administrative bodies at all
the tiers of government. In one word, governance remains a state in action. Governance as is the
control of an activity by some means such that a range of desired outcomes is attained. Thus,
governance in a political sense is a more complex activity. Secondly, political governance is
service oriented. Governance is better conceived from Lasswel traditional definition of politics as
who gets what, when and how and perhaps how much. Thus, governance has a lot to do with
the allocation of values in the society, which to a large extent is political in nature.
423
In this regard the World Bank view governance as, ―the manner in which power is exercised in
the management of a country‘s economic and social resources for development (Odunuga,
2003). The Bank further identified the following three key aspects of governance: the form of a
political regime; the process by which authority is exercised in the management of a country‘s
social and economic resources and the capacity of governance to design, formulate and
implement policies and discharge functions.
The United Nations Development Programme (Odunuga, 2003). sees government and
governance as being synonymous. Accordingly, it defined governance as a complex mechanisms,
process, relationships and institutions through which citizens and groups articulate their
interests, exercise their legal rights, meet their obligations and mediate their differences.
Government, as an art of governance, enjoys four important attributes which include
sovereignty, power, authority and legitimacy (Ekei, 2003). All these elements or attributes are the
instruments of effective governance in the sense that they provide the necessary anchor and
legal/moral justifications to the government. Thus, governance includes institutional and
structural arrangements, decision making processes, policy formulation and implementation
capacity, development of personnel, information flows and the nature and style of leadership
within a political system.
By governance therefore, we mean the manner in which power is exercised by governments in
the management and distribution of a country‘s social and economic resources. The nature and
manner of this distribution makes governance a bad or a good one. Thus, when resources are
distributed to promote inequality or to achieve personal or group ambitions, the essence of
governance which coincides with the essence of politics and essence of the state is defeated.
Good governance, as a concept, is applicable to all sections of society such as the government,
legislature, judiciary, media, private sector, corporate sector, trade unions and lastly nongovernment organisations (NGOs).
According to Organisation for Economic Cooperation and Development (OECD), good
governance has eight major characteristics (UNESCO, 2005). It is participatory, consensus
oriented, accountable, transparent, responsive, effective and efficient, equitable and inclusive and
follows the rule of law. It assures that corruption is minimized, the views of minorities are taken
into account and that the voices of the most vulnerable in society are heard in decision-making
(OECD, 2001).
Failure of governance implies that those in political control have not properly managed the
economy and other social institutions. According to the World Bank (1992) bad governance has
many features, among which are: failure to make a clear separation between what is public and
what is private, hence a tendency to divert public resources for private gain; failure to establish a
predictable framework for law and government behaviour in a manner that is conducive to
development, or arbitrariness in the application of rules and laws; excessive rules, regulations,
licensing requirements, etc, which impede the functioning of markets and encourage rentseeking; priorities that are inconsistent with development, thus, resulting in a misallocation of
resources and excessively narrow base for, or non-transparencies, decision-making.
According to Obadan (1998), when these features occur together they create an environment
that is hostile to development. In such circumstances, he further argued that the authority of
governments over their peoples tends to be progressively eroded. This reduces compliance with
decisions and regulations. Government then tends to respond through populist measures or, as
in some authoritarian regimes, resort to coercion. Either way, the economic cost tends to be
high, including a diversion of resources to internal security and escalating corruption.
Also bad governance by entailing corruption, and lack of accountability and transparency,
provides opportunities for the well connected elites and interest groups in the society to corner
for themselves a sizeable proportion of the society‘s resources at the expense of the masses
(Obadan, 1998). Thus, bad governance is contrapuntal to a nation‘s socio-economic and political
development.
424
Therefore, resources of the state must be managed in such a manner as to achieve the desired
level of socioeconomic progress for all members of the political community. It is important to
note that the resource utilized must also be commensurate with the level of development
attained. In short, good governance is about the performance capacity of a government or as it
relates to leadership capability. Failure of governance therefore, could expressly mean failure of
leadership. Indeed, the best governors are those who met their society in a condition of social
and political nadir and are able to save the society or lift it up from doldrums to the position of
fame and prosperity.
Governance is good provided it is able to achieve the desired end of the state defined in terms of
justice, equity, protection of life and property, enhanced participation, preservation of the rule of
law and improved living standard of the populace. Governance is termed bad when it fails to
achieve the purpose(s) of the state.
The concept of "governance" is not new. It is as old as human civilization. Simply put
"governance" means: the process of decision-making and the process by which decisions are
implemented (or not implemented). Governance can be used in several contexts such as
corporate governance, international governance, national governance and local governance.
Good governance has 8 major characteristics. It is participatory, consensus oriented,
accountable, transparent, responsive, effective and efficient, equitable and inclusive and follows
the rule of law UNESCAP, 2012. It assures that corruption is minimized, the views of minorities
are taken into account and that the voices of the most vulnerable in society are heard in decisionmaking. It is also responsive to the present and future needs of society.
Characteristics of Good Governance
1.
Participation: Participation by both men and women is a key cornerstone of good
governance. Participation could be either direct or through legitimate intermediate institutions or
representatives. It is important to point out that representative democracy does not necessarily
mean that the concerns of the most vulnerable in society would be taken into consideration in
decision making. Participation needs to be informed and organized. This means freedom of
association and expression on the one hand and an organized civil society on the other hand.
2.
Rule of law: Good governance requires fair legal frameworks that are enforced
impartially. It also requires full protection of human rights, particularly those of minorities.
Impartial enforcement of laws requires an independent judiciary and an impartial and
incorruptible police force.
3.
Transparency: Transparency means that decisions taken and their enforcement are
done in a manner that follows rules and regulations. It also means that information is freely
available and directly accessible to those who will be affected by such decisions and their
enforcement. It also means that enough information is provided and that it is provided in easily
understandable forms and media.
4.
Responsiveness: Good governance requires that institutions and processes try to serve
all stakeholders within a reasonable timeframe.
5.
Consensus oriented: There are several actors and as many view points in a given
society. Good governance requires mediation of the different interests in society to reach a broad
consensus in society on what is in the best interest of the whole community and how this can be
achieved. It also requires a broad and long-term perspective on what is needed for sustainable
human development and how to achieve the goals of such development. This can only result
from an understanding of the historical, cultural and social contexts of a given society or
community.
6.
Equity and inclusiveness: A society‘s well being depends on ensuring that all its
members feel that they have a stake in it and do not feel excluded from the mainstream of
425
society. This requires all groups, but particularly the most vulnerable, have opportunities to
improve or maintain their well being.
7.
Effectiveness and efficiency: Good governance means that processes and institutions
produce results that meet the needs of society while making the best use of resources at their
disposal. The concept of efficiency in the context of good governance also covers the sustainable
use of natural resources and the protection of the environment.
8.
Accountability: Accountability is a key requirement of good governance. Not only
governmental institutions but also the private sector and civil society organizations must be
accountable to the public and to their institutional stakeholders. Who is accountable to whom
varies depending on whether decisions or actions taken are internal or external to an
organization or institution. In general an organization or an institution is accountable to those
who will be affected by its decisions or actions. Accountability cannot be enforced without
transparency and the rule of law.
Governance in Nigeria
In 2000, Nigeria was rated as the most corrupt nation in the world out of a total of 90 countries
(Transparency, 2000). While in 2001, Nigeria was rated the second most corrupt nation out of a
total of all 91 countries assessed (Transparency, 2001). In 2002, Nigeria retained its number two
position as the most corrupt country out of a total of 102 (Transparency, 2002). Though by 2005
Nigeria was ranked number six out of 186 countries (Fordham.edu, 2005). Nigeria was ranked as
the most corrupt country out of a total of 133 (Transparency In 2003)
Despite all social and economic policies that have been implemented by successive
administrations, Nigeria has remained a laggard in social, economic and political developments.
Subsequently, political instability, abject poverty, acute youth unemployment, heightened crime
rate, poor health prospects, widespread malnourishment have been the main features of Nigeria‘s
political economy. One of the major explanations for the failure of all development programmes
in Nigeria has been the absence of democracy and the intermittent military intervention in
politics. However, with the benefit of hindsight and as demonstrated by the current experience,
even the periods of civil rule - 1960-1966, 1979-1983 and 1999 to date failed to produce any
positive or better results (Ogundiya, 2010). This assertion is vindicated by the report of a survey
conducted by Simbine (2000) in Ogundiya (2010) which showed that, in term of performance,
respondents in her study gave higher ranks to three military regimes (General Murtala
Muhammed 1975-1976, General Muhammad Buhari 1983-1985 and General Yakubu Gowon,
respectively), even though the two civilian administrations of Sir Abubakar Tafawa Balewa, 19601966 and Alhaji Shehu Shagari, 1979-1983 were included. This shows that there is no automatic
connection between democracy and development. Secondly, though discussable, the result
implies, in the context of the Nigerian experience, that the record of the military is a bit better
than that of their civilian counterpart. Nevertheless, over generalization may be dangerous in this
regard, every indicators pointed to the fact that Nigerians were worse off during Shagari‘s
administrations. Meanwhile, it is not an overstatement to contend that the return of the country
to electoral democracy in 1999 has not made significant impact on the economic and social wellbeing of the people.
Fundamentally, the question of good and bad is ethical/moral. According to Madhav (2007),
good governance has much to do with the ethical grounding of governance and must be
evaluated with reference to specific norms and objectives as may be laid down. It looks at the
functioning of the given segment of the society from the point of view of its acknowledged
stakeholders, beneficiaries and customers. It must have firm moorings to certain moral values
and principles. The question dealing with governance, though significantly related to democracy,
is culture specific and system bound. It depends to a large extent on the historical experiences of
a nation, its cultural norms, aspiration of the people and the stated political and economic
objectives of the state, including individual and group preferences, current issues, the
426
expectations of the governed, the nature and type of the political system, the ideological and
religious predisposition of the state and a host of others. For instance, the fundamental objective
principle entrenched in the Nigerian constitution provides the yardstick for measuring good
governance. Section 14(1) states that, ―the Federal Republic of Nigeria shall be a state based on
the principles of democracy and social justice‖. This is further strengthened in Section 16 (1 and
2) of the 1999 Nigerian Constitution. Section 16 (1) a, b, c and d, says that, ―The state shall,
within the context of the ideals and objectives for which provisions are made in this constitution
- Harness the resources of the nation and promote national prosperity and an efficient, dynamic
and self-reliant economy; Control the national economy in such manner as to secure the
maximum welfare, freedom and happiness of every citizen on the basis of social justice and
equality of status and opportunity; without prejudice to its right to operate or participate in areas
of the economy, other than the major sectors of the economy, manage and operate the major
sectors of the economy; Without prejudice to the right of any person to participate in areas of
the economy within the major sector of the economy, protect the right of every citizen to engage
in any economic activities outside the major sectors of the economy. Section 16(2) states that,
―the state shall direct its policy towards – The promotion of a planned and balanced economic
development; That the material resources of the nation are harnessed and distributed as best as
possible to serve the common good; That the economic system is not operated in such a manner
as to permit the concentration of wealth or the means of production and exchange in the hands
of few individuals or of a group; and that suitable and adequate shelter, suitable and adequate
food, reasonable national minimum living wage, old age care and pensions, and unemployment,
sick benefits and welfare of the disabled are provided for all citizens.
The Concept of Democracy and E-Democracy
Democracy can be defined as, ―government by the people; especially, rule of the majority; a government
in which the supreme power is vested in the people and exercised by them directly or indirectly
through a system of representation usually involving periodically held free elections (Merriam-Webster,
2012)
E-Democracy: E-democracy is a term that elicits a wide range of reactions.
E-Democracy is the use of information and communications technologies and strategies by
―democratic sectors‖ within the political processes of local communities, states/regions, nations
and on the global stage.
The ―democratic sectors‖ include the following democratic actors: Governments, Elected
officials, Media (and major online Portals), Political parties and interest groups, Civil society
organizations, International governmental organizations, Citizens/voters (Steven Clift, 2003)
E-Governance
There are distinct differences in how representative institutions and elected officials use ICTs
compared to administrative agencies and departments. The use of ICTs by parliaments, heads of
state/government, and local councils (and elected officials in these institutions) lags significantly
behind the administrative-based e-government service and portal efforts. This is a services first,
democracy later approach. This focus of e-government resources on services does not mean
that e-democracy is not gaining increased attention in some governments. In fact, leading eservice governments are now at a point where they are exploring their e-democracy
responsibilities more seriously.
427
Information and Communication Technology for the Enchancement of Democracy
The integration of information and communications technologies (ICTs) in development
cooperation, with a view to promoting economic development and broad poverty reduction.
ICTs have the potential to contribute to economic development and democratization – including
freedom of speech, the free flow of information and the promotion of human rights – and
poverty reduction.
Investment in traditional e-government service delivery is justified based on the provision of
greater citizen convenience and the often-elusive goal of cost-savings.
Another phenomenon that is becoming more and more relevant today is the use of mobile
technology for broadened participation of civil society in decision–making process. Due to their
availability, simple use and cost-effectiveness, mobile phones are more and more considered by
governments and NGOs as a powerful means to engage citizens in political and social debates.
4
According to the World Information Society Report 2007 , jointly published by ITU and
UNCTAD in May 2007, the number of mobile cellular subscribers around the world is growing
rapidly. Thus, the number of mobile cellular subscribers rose from just 12 million in 1995 to over
1.15 billion in 2005, at the growth rate of 58 per cent per year in the developing economies.
Low income countries are making important gains in mobile telephony with mobile phones
outnumbering fixed lines by seven to one in Least Developed Countries (LDCs), and by as much
as nine to one in Sub-Saharan Africa. By the end of 2007 it is estimated that about half the world
will have a mobile phone connection compared to about 300 million who have computers.
Today e-governance is used:
1.
As a tool for bringing openness and effectiveness to local administration. Conducting
transactions openly has proved to be very effective at fighting corruption. This is crucial for all
those countries especially Nigeria, where levels of corruption are still high. An example of the
efficient use of ICTs to fight corruption is the launching of the Electronic Graft Management
(EGM) project in Kenya. The EGM project offered a corruption reporting facility in six towns
with existing Internet infrastructure. Anonymity of users was ensured and reports were
1
transmitted to EGM centers for analysis and follow-up with relevant authorities.
2.
To enhance service delivery by providing the citizens with services that is cheaper, more
efficient and faster. Electronic services have the advantage of enabling the citizens to obtain
information and to carry out transactions 24 hours a day, seven days a week, and are particularly
suitable for simple administrative transactions, such as requests for permits, or submissions of
tax files.
Goals for e-government in governance that promote democracy and effective governance
include:
1. Improved government decisions
2. Increased citizen trust in government
3. Increased government accountability and transparency
4. Ability to accommodate the public will in the information-age
5. To effectively involve stakeholders, including NGOs, business, and interested citizen in new
ways of meeting public challenges.
Challenges Encountered in using ICT for e-Governance
Many e-governance initiatives aiming at enhancing citizen participation and engagement have not
fulfilled the potential offered by new technologies, and many of them have manifested a
regression towards improved information provision models of e-governance. This is mainly due
to the lack of institutional and legal e-readiness, as well as the lack of political will to fully explore
the potential offered by ICTs. Another important challenge lies in putting in place necessary
infrastructure, creating conditions for capacity building and awareness-raising, and in defining a
clear vision and strategic goals of e-governance implementation.
428
In addition, lack of awareness on behalf of both the local population and policy-makers on the
role ICTs play in enhancing good governance and local development is often reported. The basic
problem is that people simply do not see – in concrete, practical terms – how ICTs can make a
difference to their lives, and how they can contribute to their development as individuals and as
citizens of a country.
Recommendations for the way forward
A possible solution to tackle the problems of connectivity and availability of technology could be
to promote further implementation of Community Multimedia Centres (CMCs). CMCs offer
affordable or free computer and internet access, training, and possibilities to connect with more
remote communities through the use of local radio.
Conclusion
From the above discussion it should be clear that good governance is an ideal which is difficult
to achieve in its totality. Very few countries and societies have come close to achieving good
governance in its totality. However, to ensure sustainable human development, actions must be
taken to work towards this ideal with the aim of making it a reality.
To be involved in defining the future of democracy, governance and public work at the dawn of
the information-age is an incredible opportunity and responsibility. With the intelligent and
effective application of ICTs, combined with democratic intent, we can make governments more
responsive, we can connect citizens to effectively meet public challenges, and ultimately, we can
build a more sustainable future for the benefit of the whole of society and world in which we live
(Steven Clift, 2003).
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LEADERSHIP AND FOLLOWERSHIP: ESSENTIAL FACTORS FOR NATIONAL
DEVELOPMENT AND ACHIEVEMENT OF ORGANIZATIONAL GOALS
By Blessing E.N Thom-Otuya, Phd
Department Of Political Science
Ignatius Ajuru University Of Education
Rumuolumeni, Port Harcourt, Nigeria
[email protected]
Abstract
Leadership and followership are very essential factors for national development and achievement
of organizational goal. Leadership and followership is a major universal challenge to all nation
States; while some countries have overcome the primitive or dictatorial stage to propel their
economy and social welfare of her people to a comfortable level; other emerging developing
economy are still reeling to grow above the challenges of impotent leadership and followership
syndrome. Nigeria is one of those emerging nation states that is highly endowed with great
mineral natural resources, fertile soil with coastal prowess and acclaimed human resources, yet
her leaders have not been able to deliver to her citizens the quality of environment and life
needed for human sustenance, comfort and self actualization. This paper discussed Leadership
from the macro level. It looked into the concept of leadership, Types, qualities, functions and
problems of leadership from the Nigeria perspective and the relationship between Leadership
and followership. The paper is aimed at enlightening political leaders and their followers of their
responsibilities, and promoting good governance in Nigeria. This paper recommend that,
leadership and followership relationship should always be harmonized as to enable the society or
group to achieve her vision and set goal. Leadership and followership should adopt a new
paradigm shift were values, and leadership traits, integrity and other discussed qualities herein
will serve as the basis for consideration or conceding Leadership. Consensus selection of leaders
should be avoided; Leaders should be elected through democratic and transparent process.
Tribal sentiments should be set aside in electing and criticizing our leaders. Our target and
criteria for assessment should be our vision and goal as a people.
Keywords: Leadership, Followership and National Development. Problems and Nigeria
INTRODUCTION
Leadership and followership are mutual activities of great influence to national development in
all parts of the world. In Nigeria, after her independence in 1960, Nigeria has moved from
Parliamentary system of government to Presidential system of government, she has experienced
both civilian and military regimes yet, her leaders have been unable to deliver to her citizens the
quality of life commensurate with her numerous endowed resources. In Nigeria, government has
failed to provide portable drinking water, electricity, good roads, effective service delivery,
employment, housing scheme, quality health care, quality education, credible electoral system etc.
According to Achebe (1983) in Ngwube (2010), the trouble with Nigeria is simply and squarely a
failure of leadership. There is the inability of Nigerian leaders to rise to the challenge of personal
example which according to Achebe, the hallmark of true leadership. In fairness to Achebe, our
leaders have not led by example. Ngwube affirmed that, sycophancy; and mere oratories have
not helped the situation but have rather compounded it.
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The quality and ingenuity of a country‘s leadership can make or mar a country‘s development or
growth. Leadership can decisively influence the quality of life of her people and her national
power vis-à-vis annihilating them through war and poor governance. The perception of the
followers of their leaders in Nigeria is an issue of great importance. In most cases the followers
hold the view that their leaders lacks the skill required for governance, and that the leaders act
not in accordance with the needs and aspirations of the people but in accord with their personal
agenda or interests not unconnected with imperialistic forces.
Followership in Nigeria has not generated much debate. But there have been cases of resistance
movements that have been spearheaded by followers. These resistance cases are protest against
poor governance and ineptitude of Nigerian Leaders. Nigerian followers are very loyal and
supportive to leadership and have participated actively in the achievement of the nation‘s goals.
Though when a people are ravaged by poverty, it will weaken their ability to rise up to their
challenges of checkmating the excesses of their leaders. This docility will have a great negative
impact on Leader- followership relationship. Leaders that are checkmated by their followers will
limit their excesses and realign themselves to public opinion. But in the midst of docility and
sycophancy, leaders will be getting away with their misappropriations and ineptitude. But
competition among elites seeking leadership status can be a major source of conflict and check
on leadership.
Leadership can be conceived both from the macro and micro level. Macro level refers to societal
governance; while micro refers to group or organizational governance. This paper will be
discussing Leadership at the macro level which encapsulates the latter. It will look into the
concept of leadership, types, qualities, functions and problems of leadership from the Nigerian
perspective. The paper is aimed at enlightening political leaders and their followers of their
responsibilities in promoting good governance in Nigeria.
CONCEPTUAL FRAMEWORK
Leadership is defined in various ways. We shall examine some of the definitions and apply them
to this study. Bryman (1992) in Ngwube (2010) define Leadership as a process of social influence
whereby a Leader steers members of a group towards a goal. Leadership here involves influence.
It is concerned with how the Leader affects followers and the leader is the focal point. Fafowora
et al (1995) also see leadership as implying a purposeful direction of the affairs of the Led.
Leadership is all about influence. Northouse (2001) defined leadership as a process whereby an
individual influences a group of individuals to achieve a common goal.
Tannenbaum in Thom-Otuya(2007) define Leadership as interpersonal influence exercised in
situation and directed through communication process, toward the attainment of goals.
Utomi(2004) defined Leadership as the art of mobilizing in a least cost manner to achieve a clear
goal. Stogdill in Irikana and Orisa(2007) define Leadership as the process of influencing the
activities of an organized group towards goal setting and goal achievement. R.J House in ThomOtuya(2007),described leadership as the ability of an individual to influence, motivate, and enable
others to contribute toward the effectiveness and success of the organization of which they are
members. According to Newman (1997) leadership is the special and unique ability to influence
people to move towards goals that are beneficial and meet the group‘s best interests.
In this papers, leadership will be seen as one who is in a position of integrity or trust, direct and
conduct the affairs of a group or group of persons, influencing their behavior and decisions
432
towards complying to the achievement of some desired goals. Leadership therefore involves the
element or skills of: vision, motivation, integrity, initiative, courage and successfully mobilizing
an organization or group of persons towards a goal.
Followership: can be described as adherence to a leader. But in this exposition, followership is
the virtue of supporting leaders and helping them to lead well. For followers to help their leaders
do well, they have a responsibility to actively participate in the achievement of a nation‘s goal.
Jehn and Bezrukova (2003) contended that followership is a people oriented behavior, and this
behavior builds relationships between leaders and followers, providing an environment that
promotes all organizational members to focus on a common goal. Both authors suggested that
good followers may be a catalyst for change in an organization as followership ―inspires others
to follow toward a common goal; creates enthusiasm and desire to excel; fully engages others,
build confidence; moves the organization ahead as one entity rather than separate parts‖ ( Jehn
and Bezrukova, 2003 p.728).
Werlin (2002) contended that good followership relationships must build on motivation rather
than control, and that instilling values into followers is essentially to develop a culture of trust
and good relationship. He asserted that, the balance of power between leader and follower;
however, must be maintained in order to provide a culture of openness that promotes self
engagement.
National Development: Lawal and Oluwatoyin( 2011) describe national development as the
overall development or a collective socio-economic, political as well as religious advancement of
a country or nation. However in this paper, it will be describe as the ability of a country or
countries to improve the social welfare of the people, by providing social amenities like quality
education, potable water, transportation, infrastructure, medical care, etc.
LEADERSHIP AND FOLLOWERSHIP IN NIGERIA
Every society needs to be led by their leaders. Ever since the social contract between man and
government, in which man surrendered some of his right to the centre called government, there
was a social contract that as a result of the surrender of these rights, government should be able
to use law to regulate the society and ensure the security and welfare of the people. It is this
situation that gave rise to Leadership and followership in any human society. The relationship of
leadership and followership is anchored on leadership because he is the driver of the
relationship. It is incumbent on a leader to give direction and for the followers to comply. In
Nigeria, ever since her independence, she has been facing leadership crises hence, she has moved
from a Parliamentary system of government to a Presidential form; Nigeria has wobbled from
one civilian regime to another military regime yet. Leadership in Nigeria has not been able to
deliver the needed dividend of our God gifted resources to her people nor a satisfactory social
welfare services, even social amenities; yet her followers have been very faithful.
There is great need to sustain the relationship between the leadership and her followers. A
clarion call for new generational leaders is very necessary to take Nigeria to another great level of
self sufficiency and effective leadership. The traits of a leader like intelligence, integrity,
masculinity, and dynamism, dominance, extroversion and conservatism could project leadership
in a better light in the eyes of his followers. These qualities will endear him to the followership.
433
Newman (1997) listed ten essential qualities which he referred to as Laws in which an effective
leadership should possess to enhance followership. They are: a leader should have vision,
discipline, wisdom, courage and humility. A Leader should be a decision maker, have executive
ability, be tactful and diplomatic, able to develop friendships and exude enthusiasm. Leadership
is put in place in other for her to achieve a certain goal. To do this, Irikana and Orisa(2007)
affirmed the leader must be efficient, skillful, insightful, courageous and motivate members to
work towards the goal.
The perception of the followers of their leadership can distance or endear them to
leadership. In midst of a very corrupt environment like Nigeria, it takes a leader of high integrity
to be able to command genuine followership. Integrity is the quality of honesty and
trustworthiness, and leaders who adhere to a strong set of principles and take responsibility for
their actions are exhibiting integrity (Northouse, 2001). Northouse further noted that leaders
with integrity inspire confidence in others because they can be trusted to do what they say they
are going to do. Cunningham (2002) in Ngwube (2010) stated that of all the qualities a leader
must possess, integrity may be the most important one of them. He added that integrity involve
the three Rs: Respect for self; Respect for others; and Respect for all your actions. Integrity is
one of the greatest challenges facing Nigerian leaders. Overtime, Nigerians have been good
followers but her leaders lack integrity. Corruption is very massive; it deters the progress of the
people, dwarf
government concrete achievements, deters foreign investments due to lack of trust at the
international level, and reduces the confidence of the people on her Leadership. Integrity is
therefore a platform for effectiveness in leadership. A chief executive with integrity will have
positive impact on his subordinates/followers and the organization will subsequently experience
strong followership, performance and high productivity. Nigeria needs paradigm shift – a
positive change in attitudes and value system in order for her to achieve her set goal of national
unity and economic growth, including warding off poverty; and further military incursion into
governance.
Improve the wellbeing and security of the people; this is a primary task of leadership. If
followership is to be cultivated the morale of the people must be activated to be very high.
According to Morgenthau (1978: p.140):
―National morale is the degree of determination with which a nation supports the foreign
policies of its government in peace or in war. It permeates all activities of a nation, its agricultural
and industrial production as well as its military establishment and diplomatic service. In the form
of public opinion, it provide an intangible factor without whose support no government,
democratic or autocratic, is able to pursue them at all. Its presence or absence and its qualities
reveal themselves particularly in times of national crisis, when either the existence of the nation is
at stake or else a decision of fundamental importance must be taken upon which the survival of
the nation might well depend‖
National morale is a very essential ingredient for an enhanced Leadership and followership
relationship; and for leadership to enjoy high compliance, influence the behavior of her followers
and sustain followership. There is need for her to be sensitive to the needs and opinion of her
followers.
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Followership needs to have a strong public opinion pool of the activities of her leaders or else
leadership can unconsciously turn to be dictatorial. A strong public opinion pool will serve as a
check on leadership. Where followership tends to be docile in the activities and actions of
leadership, she has contributed to the detriment of her welfare and growth. People should stop
seating at the fence believing that change to a new paradigm shift of strong trait of integrity will
be actualized through miracle; change is created through human effort hence Nigerians should
leave up to their civic responsibilities in other to create a good and sustainable leadership and
followership relationship.
TYPES OF LEADERSHIP
There are various classification (or types) of Leadership. This paper classified the types of
Leadership according to Thom-Otuya (2007:pp.58-59) they are:
1.
Autocratic (boss centered) Leadership: is a type of Leadership where the leader
makes decisions on his own without consulting others. This type of leadership is also called
‗dictatorial‖. In this context, the leader assumes monopoly of knowledge. He is personal in his
praises and criticisms of individuals but remains aloof from the group. The leader decrees what
will be done and the followers have no choice but to accept it. All the military regimes in Nigeria
are good examples of a dictatorial leadership.
2.
Democratic (subordinate centered) Leadership: is one in which the leader invites the
participation of subordinates or followers in decisions that affect them. This type of leader is
characterized by his concern for the achievement of set goals with the group. He is sensitive and
understands the need of the individual, groups within the organization and helps them to fulfill
their needs as well as the functions of the group. In his relationship with his members, the
leaders offer both praises and criticisms. He tries to influence without dominating the thinking
and behavior of the group. Nigeria‘s present democratic dispensation projects this type of
Leadership by structure/form, not by substance.
3.
Laissez-Faire (free-reign) Leadership: is a leader that leaves many of the decisions up
to the subordinates or followers to make. He gives his subordinates a ―free reign‖ over their
activities; has little or no attempt to evacuate or regulate the members of the group of their
progress towards achieving their goals and objectives. In most cases, the laissez-faire leaders can
be said to be enjoying leadership of position and not that of functions. In other words, he is a
leader in the real sense. Such leaders are not prepared to shoulder blames for their failures but
prefer to share praises for any achievement.
QUALITIES OF LEADERSHIP
An American business journal ―fortunes‖(Thom-Otuya,2007: pp 64-65) listed fifteen(15)
executive qualities of Leadership. They are:
1.
Good sense of judgment
2.
Dependability
3.
Initiative (4) Integrity (5) Foresight (6) Energy (7) Drive (8) Human relation skill
(9) Decisiveness (10) Emotional stability (11) Fairness (12) Ambition (13) Dedication
(14) Objectivity and (15) Cooperation.
President Corazon Aquino of Philippines (Thom-Otuya, 2007:pp 67-68) qualified leadership
with its alphabet related acronym. They are:
435
L – Leadership is love of and loyalty to God, Country and People.
E – It is enthusiasm energetic effort to help and serve others.
A – It is action, accomplishment.
D – It is dedication, discipline, dignity, decency, devotion to duty, decisiveness for the general
welfare.
E – It is excellence, exemplary work for others to follow and emulate.
R – It is reliability, responsibility; respect for the law arid the right of others, reconciliation for
peace and unity.
S – It is sincerity, service, self-sacrifice, social justice to make life better for mankind.
H – It is humility, honesty, honor, helpfulness, hardwork for accomplishment and fulfillment.
I – It is integrity, interest, initiative, and idealism.
P – Finally leadership is patience, perseverance, beyond partisanship, religion or creed; it works
for peace, progress and prosperity of mankind.
According to Irikana and Orisa(2007) some basic qualities expected of a good leader are:
(1)
Intelligence (2) Self Control (3) Sociability (4) Integrity (5) Honesty (6) Patriotism
(7) Courage (8) Foresight (9) Oratory ability (10) Alertness and (11) Empathy
A leader that possesses these qualities must enjoy, obedience, support and positive followership
of his people, and will be attuned to high compliance in the achievement of his set goals, and
effective in dispensation of justice and public welfare.
QUALITIES OF GOOD FOLLOWERSHIP
Irikana and Orisa (2007:p 111) listed the qualities of good followership as:
Total obedience to the laws of the land or constituted authorities;
Unalloyed loyalty or allegiance to the leadership that be;
Eschew indiscipline in any form or shapes;
Explore channels of grievance resolution;
Commitment to goals and aspiration of the country;
Demonstrate appreciable virtues and values;
Avoid sycophancy but telling the leadership the truth;
Show true patriotism and participativeness;
To be well enlightened and responsive;
Imbibe the principle of self reliance;
Offering constructive criticism and providing solutions;
Be prepared at all times to respond to call for national services;
Be willing to accept responsibility for his actions; and
Develop the attitude of co-operation with his leader for the accomplishment of
group goals.
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FUNCTIONS OF LEADERSHIP
Leadership functions are very numerous and articulated differently by various author, but all
pointing to the ability of a Leader to mobilize his people to achieve a set goal. These functions of
Leaders are:
Taking initiative: constitutes the most fundamental function of Leadership. A leader
must be creative and logical enough in other to take action for every situation that confronts
him. Initiators of action in an organization or states become history‘s most important Leaders.
Taking initiative in detecting and remediating problems distinguishes leaders in many modern
organizations and nation-states.
Evaluating Followers Needs, Aspiration, and Capabilities: for Leadership to
command high followership there must be deliberate attempt by leadership to motivate their
followers. Every person need hope to survive, and motivation has to do with the leader
understanding the needs of his follower. Understanding the needs of your followers has to do
with another leadership skill of patiently listening to your followers. It equally involves
knowledge of their capabilities, including energy, endurance and commitment. Irikana and
Orisa(2007) noted that, a purposeful and insightful leader creates new ideas, project discussion,
etc and positively and invariably lead others in the group t o develop or carry out the tasks.
Fostering and maintaining Communication: is one of the leading functions of a
leader. Leaders initiate instrumental relationships when they assign people to work in teams and
task forces or appoint ministers, commissioners, advisers, etc. It is the task of a leader to prevent
fragmentation and foster cooperation and team work amongst his subordinates and followers;
this can be done through effective communication. Effective communication reduces doubt and
suspicion among groups; sustain followers‘ interest and participation in group action or policy
adoption and implementation.
Representing Members‟ Aspirations and Values: one of the consistent noted
function of leadership has been the expression and symbolization of their followers‘ aspiration
and values. In developed societies, leadership role is assigned to people believed to reflect the
values and aspirations of members. Some author will refer to this as implementation of group
philosophy. To achieve this (Irikana & Orisa), rules and regulations are stated and implemented.
This is to guide against conflict of interest among the group, and for the general good to prevail
at all times.
Providing Resources: command of resources both material and non material promotes
the exercise of leadership and compels the loyalty of followership. The entrepreneur who
provides capital to Start-up Company attains influence over its operators. Strategic plans
formulated by executives also constitute resources, providing direction to the Management team
437
that work under them. In war, strategy itself becomes a crucial resource. In politics, followership
expects one reward or the other from their leaders. Leaders process or facilitate the passage of a
budget so that, they have both material and non material resources to provide for their followers.
Followers also become more loyal to leadership as soon as budget has been passed so that, they
can be involved in the material gain of implementing the budget.
FUNCTIONS OF FOLLOWERSHIP
Surrender to leadership: followers must be willing to obey the laws of the land, and to be
directed and guided by a constituted authority.
Obey the command of a leader: followers should be loyal to leadership.
Act as mirror of leadership: follower must checkmate the activities or excesses of leadership;
for this to be done, followership need to be articulate, vibrant and vocal, this will act as a check
on the leadership, and this will assist to reduce the excesses of leadership to the barest minimum.
PROBLEM OF LEADERSHIP IN NIGERIA
There are different problems that leaders have which impact on their productivity and inability
to neither deliver the common goal nor motivate her people. The problem is not universal rather
peculiar to some variables such as: environment, cultural, historical experiences, etc. This study
will discuss the problems as it affects Nigeria. The notable problems that affect leadership in
Nigeria are:
Lack of legitimacy: Legitimacy is the foundation of leadership. Most Nigerian leaders
come into power through a questionable or spurious process. When a military dictatorship
imposes himself on the people as their leader, he creates an atmosphere of fear which is very
inimical to good governance. The people are only coarse to followership; they cannot criticize or
dialogue with their leaders. In the same manner civilian leaders come to power through
questionable electoral process. Most election results that brought our Presidents into power have
been widely contested in a tribunal or Supreme Court. This issue of legitimacy reduces the
people confidence on their leaders because their votes do not count in the election of their
leaders.
Lack of vision: Nigerian Leaders are not voted to power due to their manifesto; hence
they profess no ideological creed that governs their sense of judgment on general issues and
issues of public welfare. Their dream for the larger society cannot be determined due to lack of
robust debate before they ascend to leadership position. Newman (1997) wrote that, vision is the
key to understanding leadership. That imagination is one of the most powerful things a leader
must possess because; imagination is a leader dream machine. He further stated that, confusion
438
on leadership of the vision will result in diminished accomplishments. The vision, along with the
leadership, must be clear and concise.
Lack of integrity: This is the quality that makes subordinate and followership to trust
their leaders. Integrity and character is synonymous with honesty. This is a platform for
effectiveness in leadership. A chief executive with integrity will have positive impact on his
subordinates and the organization will subsequently experience performance and productivity
improvement. Nigeria is a country that parades corruption as a value system; this can be
attributed to lack of integrity on the part of her leadership. Corruption has ruined the economy
of Nigeria, and it is putting her leadership into suspicion by her people and the International
community. Nigerians lack trust for her leaders. If Nigeria is to develop and grow according to
her potentials, her leadership must act with integrity at all times.
Ethnicity: Nigeria parades over two hundred and fifty ethic tribes. She was not a
country until 1914 when her Colonial masters amalgamated the southern and northern
protectorates of communities and tribes within the river Niger geographical zones into one
Country. The amalgamation brought different perceptions, some saw it as a mistake, while
others saw it as a necessity for the administrative convenience of the colonial masters. Since then
till now, Nigerians including her leaders pay more allegiance to their tribe than to the country.
Even in time of elections people vote according to their tribal interest, when leaders emerge too,
they reciprocate these tribal gestures. Nigerian leaders should grow above tribal sentiments and
look at the country as one indivisible nation that her cultural diversities could be used as strength
rather than as a weakness. National interest should prevail over tribal or ethnic interest.
PROBLEM OF FOLLOWERSHIP IN NIGERIA
Poverty: Followership in Nigeria has some problems that prevent her from playing certain roles
that is identified with followership and, that can check the excesses of leadership. Poverty is one
major factor that impairs the role of followership in Nigeria. In Nigeria those who are rich are
very rich and wealthy; the poor are really poor; the middle class wobbles between self sufficiency
and poverty. Followers that are poor are afraid to criticize or checkmate the excesses of their
leadership because of fear of oppression from the leadership. A poor followership is a weak and
fearful crowed that is constrained to be docile over the activities of her leadership.
Ethnicity: the second problem that confronts followership in Nigeria is ethnicity. Followers
pledge loyalty to their tribe first before the larger society Nigeria. Nigerians protects corrupt
leaders without integrity and shield them from criticism and prosecution. When a corrupt leader
is prosecuted, his tribes‘ men will come to his defense and rescue. Even the way we vote or
choose our leaders is influenced by ethnicity because it is believed that if the leader is there, he
439
will empower his tribes men first before others and programme some projects to his tribe and
empower his people with robust government and corporate contracts. Nigerian followership
should exculpate themselves from tribalism and put the interest of Nigeria before their tribal
interest or else the country will continue to wallow in poverty and insecurity.
Sycophancy: Nigerian followers are fund of not telling their leaders the truth, they praise them,
tell them lies; as soon as they leave their office, that is when follower turn against their leader to
criticize his lapses.
Negativized quietude: This is a situation where followers remain adamant and aloof of the
excesses of leadership activities.
Susceptible to use by some leaders to fan trouble: followers‘ sometime ally with leaders to
create trouble in the society so that; they can divert the attention of the people, to execute their
personal interest.
Powerlessness in influencing government decisions: this is a major problem of followers in
Nigeria. Elections in Nigeria are highly manipulated. Leaders do not come to power through the
peoples vote, they manipulate election and election results to the extent that vote casted do not
make any meaning. Since peoples votes do not count, their opinion too is undermined. The case
of fuel subsidy is a vivid example, despite peoples protest, government stood their ground.
Sitting on the fence and watching the reckless abuse of office by leaders: Corruption and
abuse of office would have reduced tremendously in Nigeria if followers have been bold enough
to come out to criticize or challenge the excesses of their leaders.
CONCLUSSION AND RECORMENDATION
The importance of leadership and followership in any society or organization is very essential if
such society and organization is to succeed in achieving its set vision, goals and objectives. Over
the years Nigerian leaders have not been able to satisfy the desire of her people; expenses have
not been able to match productivity. The welfare and security of her people cannot be
guaranteed. The vision, goal and the national morale of her people cannot be assured by her
leaders. However, there is a call for a new paradigm shift were the values and traits of leadership
has to change for the purpose of confidence building and a harmonious relationship between
leadership and followership. The integrity and skills of Leadership will go a long way to rebuild
confidence in leadership and followership relationship, rather than oratory and charisma. Their
determination to fight corruption in the paradigm shift should be resolute. Followership too has
some responsibilities to accomplish in other to sustain a harmonious leadership and followership
relationship. They should cultivate good public opinion pool that will serve as a check on
leadership since docility will plunder them into dictatorship and underdevelopment.
440
This paper will recommend that leadership and followership relationship should always be
harmonized as to enable the society or group to achieve her vision and set goal. Leadership and
followership should adopt a new paradigm shift were values, and leadership traits, integrity and
other discussed qualities herein will serve as the basis for consideration or conceding Leadership.
Consensus selection of leaders should be avoided; Leaders should be elected through democratic
and transparent process. Tribal sentiments should be set aside in electing and criticizing our
leaders. Our target and criteria for assessment should be our vision and goal as a people.
REFERENCES
Achebe, C (1983). The trouble with Nigeria, Enugu, Fourth Dimension Publishers.
Fafoura, O., Adeniran,T & Dare, O. (1995) Nigeria in search of leadership. Lagos, Spectrum
Books Ltd.
Irikana, G.J and Orisa, Allwell(2007) Themes in social studies education in Nigeria, Port
Harcourt; Antovic Ventures.
Jehn, K.A., & Bezrukova, K(2003). A field study group of diversity, workgroup context, and
performance. Journal of Organizational Behavior,25, 703-729.
Lawal, T and Oluwatoyin,A(2011). National development in Nigeria: Issues, challenges and
prospects. Journal of Public Administration and Policy Research. Vol 3. P.2
Morgentau, Hans (1973) Politics among nation: The struggle for power and peace. New York:
Alfred A. Knight Inc.
Newman, Bill (1997). 10 laws of leadership. Benin City, Marvelous Christian Publications.
Ngwube, I.K (2010). Leadership for change. Management in Nigeria, Nigeria Institute of
Management, July – September, V. 46; No. 3 pp7-14
Northouse,P. (2001). Leadership: Theory and practice, 2nd Edition London: Sage.
Thom-Otuya, V.C (2007). Organizational behavior: A practical approach. Port Harcourt,
Niceprints International.
Utomi, Pat (2004), Leadership as Impediment to development. Lagos, Guardian Newspaper,
March 4, P.13,
Werlin, H.H (2002). Bureaucracy and democracy: An essay in memory of Dwight Waldo. Public
Administration Quarterly; 290-315.
441
COMMUNITY DEVELOPMENT AS THE BASTION OF SUSTAINABLE
DEVELOPMENT IN NIGERIA
Green Iheanacho
Department of Political Science,
Ignatius Ajuru University of Education,
Port Harcourt, Nigeria
08063302384 e-mail:
[email protected]
ABSTRACT
The oft quoted slogan of sustainable development, it has been argued; cannot become achievable without a
conscientious effort at ensuring an integrated and practical approach towards that goal from the grass root level.
The grass roots is the countryside where it has been argued that most of those who eagerly respond to activities and
schemes for primary industrialization are found; and from where the workforce and resources for heavy industries
and operations come from. The locality participation model of the community development theory expounds the
methods and processes of articulating the consciousness of the need for development among the citizenry at the
community level, so that when this is achieved, the collectivity of such efforts in developmental programme by the
various communities would form a solid foundation for all round national development. This paper submits that
this approach if used to mobilise the people will achieve sustainable development.
Keywords: community, development, initiative, needs, and self-help.
INTRODUCTION
Community development is everyone‘s responsibility. It can be further stated that
community development is a responsibility which begins from the bottom (that is, the grassroots
and not from the top (which is the government). It can therefore be said that for effective
community development to be achieved, the local inhabitants must know what it is all about,
what it entails, and what it will result to. Akanimo (2000) holds the view that before community
development will be achieved; there must be mass mobilization of the local populace to the
consciousness of the need for development and how that development can be achieved.
Essentially, community development has long been identified as a sine qua non for the general
development of the larger society and the country in general. Ewa (1978) submits that it is this
need for community development that gave rise to the balkanization of the country into smaller
units right from the colonial era, starting from Sir Authur Richards. In this views, Sir Arthur
Richards as the Governor of Nigeria had argued that dividing the country into units with the
mandate and responsibility for the development of the smaller units vested in the people of such
units will hasten the development of such regions, hence he went ahead and divided the country
into three regions of North, East and West in 1946, with the explanation that the exercise is to
allow each regions and their people to develop at their own pace (Orjiako 1981). Since then the
balkanization exercise has been continuously and consistently carried out at both the national
level and at the level of the local units themselves. This exercise resulted in Nigeria growing from
three regions in 1946 to become four in 1963; and 12 in 1967; 19 in 1976; 21 in 1985; 30 in 1991
and 36 in 1995.
Conceptual Definition of Terms: Some terms in this work need special attention at
explanation so that the intention and direction of using them will become clearer. These include:
1.
COMMUNITY: Sociologically, community is defined as a group of people who live in a
geographically defined territory and share common socio-cultural attributes with similar sociocultural institutions-political, economic, cultural and social. These may be common businesses,
common methods of education, common world-view, common religious beliefs and practices
etc. from the foregoing definition there are different types of communities depending on the
size, origin, make-up and activities of each communities. To this end, two major types of
442
communities are easily identifiable. These are (1) Traditional (primary) community, and (2)
Secondary (Adopted) community. A traditional community (Gemeinschaft) is one which is
usually small and the inhabitants can easily trace their origin to a common ancestor or
community. The people of traditional communities are usually emotional and sentimental, which
may be as a result of their common origin with everyone looking and perceiving one another as
brothers and sisters, no matter the size of their community. Such communities usually have a
common world view with common aspirations. The people from such communities are relatively
equal in terms of achievements and progress in life. Secondary or adopted communities
(Gesselschaft) are usually communities with people of diverse background-different ancestors,
different cultures, different world view etc. the people are usually outgoing, less sensitive and less
emotional. They aspire differently and engage in what fancies anyone‘s attention. They are very
progressive and achievement minded. This type of community is usually associated with urban
areas or large areas where it is usually difficult to establish the identity of those who make up; live
and work in such communities. There is no common culture in such secondary communities.
Both types of traditional and adopted communities can be either open or closed.
According to Obikeze (2006), an open community or society is one in which the inhabitants are
free in all the ramifications of freedom-freedom of movement to wherever they desire to go;
freedom to engage in whatever activity they choose; freedom to live their lives the way they
choose. Closed societies or communities are the ones in which the opposite of the life in open
societies obtain. The people have their lives, regulated by the government or other overseeing
agencies. In some cases, the people choice of work to do, their lifestyle and their world-view is
dictated by the government as was the case in the former communist bloc of the defunct Soviet
Union and their allies. By the reason of folklore, and in some cases, actual history, most
communities in Nigeria belong to the primary or traditional type. (Aliyu 1982).
2.
DEVELOPMENT: Desai (2008) submits that development is a generic term. This
means that it has many uses and variants; which variety is clarified in the context of the
definition of the usage. For the purpose of this work; development is defined as a permanent
condition of positive growth, resulting in a higher level or condition, which is better than the
previous stage or position. (Iheanacho 2000). In the views of Long John (1998), development is
induced. It has to be worked to be attained. This is more apt for community development which
is desired for the transformation of such places to become better and more conducive and more
hospitable than they previously were. As a desired stage, the attainment of any stage in
community development has to be planned, programmed, and the process towards development
implemented, evaluated, reviewed and ascertained.
3.
NEEDS: Obikeze defines need as ―the pressing problems which are important to be
addressed in order to achieve development‖. Community, development is about addressing
identified needs of any community in order to transform them. Obikeze identifies the most
pressing of the problems of a community as ―felt needs‖ that is, the needs which the community
feels most. The first step towards the attainment of development is to identify their ―felt needs‖;
analyze them and map out strategies for addressing them; formulate the policies for such
strategies, and implement such policies effectively. Awa (1986) explains that felt needs can be
classified as;
(1)
Demonstrated felt needs that is, where the communities have proceeded with action to
demonstrate their commitment to grapple with their most pressing need.
(2)
Solicited felt need: This type of need is one developed out of desire to be like others
e.g. if the Government builds a hospital in a community, and another community Solicits for
such a hospital to be built for it.
(3) Ascertained needs: This is determined out of consultation and interaction with the people
by the government or it officials.
443
(4)
Generated felt need: This defines need established through the mobilization of the
people to sensitize them towards a particular need which exists but which their consciousness or
awareness does not establish as a felt need.
4.
SELF HELP: According to Elekwa (1999), this is a programme of action actuated into
a project proposal to be executed by the people themselves for their community; or with
assistance that comes through the government or other developmental agencies during the
conventionalization or during the implementation of such projects. Self help projects are
evidence of effective and successful mobilization of the people which goes beyond crating
awareness in the people to energizing them into action. Self help projects are resorted to as a
result of the insensitivity of the government to the plight and need of the people or as a result of
non or inadequate representation at the level of decision making in governance; compelling the
people to take their own developmental destiny into their own hands.
5.
INITIATIVE: Initiative general means volition, resolution, expression of commitment,
or pursuit. In this study, initiative goes beyond this general assertion to mean a determination
and procedural engagement with a cause. Ejiofor (1978) says that it means:
i.
all the processes and decisions involved in conceptualizing community development,
ii.
deciding on the activities to bring about the desired developmental goal,
iii.
formulating workable and achievable policies;
iv.
commitment to pursuing the implementation of such blueprints relentlessly until the
achievement of set goals;
v.
evaluating the process followed;
vi.
fashioning out a permanent action guideline for repetition of the execution of similar or
other developmental projects;
vii.
outlining a maintenance scheme that will transform into a culture for the upkeep and
retention of achieved developmental milestones.
Okafor (2008) submits that this developmental initiative makes developmental endeavours to
become a culture among a people or a community. It becomes eventually an annual engagement
during which either a developmental stock-taking is made, or developmental landmarks are
reviewed, renewed, or new ones are initiated and carried out; this being the case with the Augustbreak meeting syndrome among the communities of the Ibo nation.
Theoretical Framework: This work is predicated on the Principle of co-operation model of the
locality participation theory of community development. Etuwor (1995) explains that the locality
participation theory of community development has many variants namely:
1.
Principle of co-operation model
2.
Historio-cultural model
3.
Social awareness model and
4.
Mass mobilization model.
He says that the principle of co-operation model works through the dictum of ―unity is
strength‖ as the slogan to engender the spirit of co-operation among the people to unite for the
developmental needs of their communities to be met. He concludes that the rallying call and
basis of the success of this approach is co-operation for development which compels the people
to look beyond every distraction or divisive tendencies and focus on the developmental objective
decided upon.
Historio-cultural model, according to Etuwor is the community developmental approach
which relies on the found memories of the developmental zeal of the people‘s pasts; and the
cultural characteristics of ―need to develop‖ inherent in some groups psyche, whose tendency is
always to engage in one developmental agenda or the other. Examples of this approach in some
areas where markets, roads, health centres, schools, churches of various designs and magnitude
constructed on the past ages litter the landscape; and the present generation engage in more
444
grandiose and gigantic projects such as the building of secondary school, construction of bridges,
and other more expansive and expensive projects.
Social awareness model explains community development embarked upon as a result of
the awareness and realization of the need for such developmental engagement by the people of
such communities. Such awareness may come as a result of witnessing and observing what is
going on in the communities or the realization of the need for such projects. Examples include
the need to embark upon building a postal agency or post office upon realizing the importance
of the dearth of medium of external communication by the community with the outside world;
or the building of a market to attract outsiders to the economy of a community.
Mass mobilization model refers to a situation where community development is
engendered through the propaganda, motivation, compulsion of the government or other
developmental agencies. Such mobilization can be carried out through developmental campaigns,
advertisements, visit of mobilization officers, radio and television jingles, television and radio
discussions, promotions and directives (Ogbuagu 1999).
In all of these, the principle of co-operation model appears to be the most preferable
model, hence it is recommended here. The reason for the recommendation includes:
1.
It is a learning process which promotes co-operation and unity that ensures peace that
cannot easily be forgotten but can be, and is easily transferred from generation to generation.
2.
As a learning process, it is scientific and can be repeated and replicated from community
to community promoting the inter-community co-operation of the operators.
3.
It is cost effective because as a joint effect it eliminates unnecessary and extraneous
expenses and the estimate is determinable and the cost predictable.
4.
Its cost-benefit-analysis is positive because it involves felt need project chosen by all and
which must be a necessity to the community and the benefit cannot be over-emphasized.
5.
It is recommended for peace education.
Akwe (2008) is of the view that policies and programmes which involve the co-operation of all
state holders in a particular community and which extends to other communities, are vehicles for
inter-community integration which can bring about the needed stability that would create a
conducive environment for good governance and afford the government to save the resources
which would have been spent on security matters, and divert them into beneficial developmental
goals.
Community development can only be achieved through the co-operation and
involvement of all and sundry, especially by all those who have a stake in the community
whether within it or outside of it. It therefore becomes necessary to take measures for explain
developmental proposals to the proper understanding of all in such a manner that everyone
knows their roles and express their willingness and ability to fulfill those roles and play their parts
so that the developmental objectives will be achieved to the attraction and interest of others in
other communities. Such other communities would be attracted in such a way that they will
commission their own projects such that their own projects would complement the projects in
the other communities. In this way, integrated community development would have be achieved
in a way that a network of inter-community dependence and relationship would be established
thus promoting peaceful co-existence, unity and co-operation.
CONCLUSION:
Community development is evidently an instrument of peace, unity and co-operation, and a
platform for building solidity part and legitimacy for the government. The principle of cooperation model of the locality participation theory of community development makes
community development an enterprise that would highlight and priorities development projects
from community to community in a manner that would ensure the effective integration of the
communities and create a network of mutual dependence, advantageous benefits and peace;
bringing about stability that would promote good governance and the conducive environment
445
for greater dividends of bigger and higher development projects to such communities by the
government.
RECOMMENDATIONS:
1.
The issue of community development should be taken more serious by the government
and her official as well as the agencies and organizations engaged in development issues.
2.
Grants, aids, support, logistics should be used as incentives to attract communities to
engage in development projects.
3.
Trained personal and officials should train and equip local people for community
development in the communities
4.
Government should commend communities by augmenting their developmental efforts
with more projects that would attract other communities to engage in development in order to
get their own projects from the government.
5.
Community development should be made courses of study in post-primary and tertiary
institutions and such programme adequately funded and professionalized.
6.
Prizes, certificates, awards should be given to outstanding communities and such projects
taken over by the government for running and management.
REFERENCES
Akanimo, E. (2000) Development: The way forward.
Aliyu, (1982) Development in the savannah.
Amacheazi E, Ogbuagu, C. and Oleru, J (1999) Moving Nigeria to greatness Owerri: M. Cajec.
Battern, T.R (1989) Communities and social development. Oxford: Oxford University Press.
Collins, P (ed) (1980) Administration for development in Nigeria, Lagos: African Educational Press.
Ejiofor, E.C (1978) Politics and dynamics of development in Nigeria. Abakaliki: Uma and Bros.
Publishers.
Elelwa, N.N (1999) The management of people and their
environment. Nsukka: Filladu Publishers.
Eresia-Eke, I (2000) The Local Government Chairman in Nigeria. Port Harcourt: Odseme
Publishers.
Etuwor, T.C (1985) ―The Niger Delta and Resource Control‖ in The Observer Newspaper
22/5/85.
Ewa, S.N (1978) Integrated social and economic development. Abakaliki. Umeora Books.
Frank, C.D (2002) Industrialization and development in Nigeria. Lagos: Hocks Ltd
Iheanacho, G.O.S (2002) ―Interest Articulation and Aggregation in an Ethnically Unbalanced
Federation. The Niger Delta 1957-1996‖. Unpublished M.Sc Thesis Department of Political and
Administration Studies. University of Port Harcourt. Lagos: Times Press.
Long John, R. (1998) Economic planning and development Uyo: Inyang-Umoh Publishers
Obikeze, O.S (2006) Issues in community development. Onitsha: Book Point Ltd.
Ogundu, A.P (2001) ―Militarism and national development‖. Paper Presented at the Conference
of Social and Economic Development in Nigeria Organized by the Nigerian Institute of Social
and Econ Research (NISER) Ibadan.
Okafor, S.K (2008) ―Managing the Oil Wealth for National Development‖ in the Journal of
Policy Analysis 6 (3).
Orjiakor J. (1980) Nigeria: Yesterday, Today, and ….
Owerri, Horizon Books
Potter R. B. and Desal, V (ed) (2008) The Companion to development studies. London: Hodder
Education. Zaria: Savannah Books
446
A SURVEY OF NATIONAL DEVELOPMENT PLANS IN NIGERIA: THE
CHALLENGES AND WAY FORWARD FOR SUSTAINABLE DEVELOPMENT
Okorie, Cornelius Ofobuisi and Eje, Benjamine Odaa
Ebonyi State College of Eduction ,Ikwo-Nigeria
[email protected]
Abstract
The main trust of the paper is to survey an array of National Development plans in Nigeria since colonial era.
Every development plan is geared towards promoting the well being of the citizens through economic growth. In
keeping with this, Nigeria has had many National Development plans with an estimated low impact on the living
standard of Nigerians. How can this paradox be explained? Given this problems, the paper wants to know why
these national developments plans have not achieved the desired result. The paper x-rayed a gamut of development
plans, analyzed each and identified there faults. In the end, recommendations were made with a view to ensuring
that the present vision 20:2020 realizes the intended objectives. The contention is that there is a fundamental
conflict between the developmental objectives which politicians and planners preach and the realities of economic and
social condition under which the generality of the people live.
Keywords: National, Development, Plans, Sustainable, Vision 20:2020.
Introduction
Every responsible government owes the citizens the duty of enhancing their living
standard. This can only be achieved through sound economic policies that are capable of
engendering speed and consistent economic growth. The concept of National Development Plan
goes beyond fiscal policies. It involves deliberate and determined activities in order to achieve a
projected growth rate and path for a national economy (Ayo, 1988).
Planning in Nigeria began in the 1940‘s. From independence in 1960 to 1985, Nigeria
launched and implemented four medium-term development plans. After the period, Nigeria has
been galloping with myriads of economic planning and policies, some of which includes,
Structural Adjustment Programme (SAP), National Rolling Plan (NRP), New Partnership for
African Development (NEPAD), National Economic Empowerment and Development Strategy
(NEEDS), Vision 2010 and Vision 20:2020. Each of these plans has had one fault or the other
thereby given rise to another. Sometimes they are not fully exhausted due to changes in
government.
The present vision 20:2020 is incidentally launched with the hope of guaranteeing
dependable economic growth in Nigeria. It is hoped that the present economic council would
transform the economy for better. This is more important because of the observable shit from
military strength to economic strength as a major determinant of a country‘s position in the
comity of nations.
A SURVEY OF NATION DEVELOPMENT PLANS IN NIGERIA
The quest for Nigeria‘s development has passed through different stages. It is of
relevance to note that despite the philosophy and objectives of each national development plan,
there are some centrifugal and centripetal forces affecting each development plan since the
colonial era.
447
In 1946, the colonial government introduced a Ten Year plan of development and
welfare. The plan had an expenditure of N110,0 million (Alapiki, 2004). Expectedly, N46 million
of the money was to be realized from the Colonial Development and Welfare Act.
Ademolekun (1983) and Obiemeka & Obikezie (2004) noted that the main trust of the
plan was transportation and communication and on a few cash crops in the area of agriculture.
These were considered the bed rock for future development in Nigeria.
In the views of Ayo (1988), the plan was filled with many flaws purposely to satisfy the
exploitative tendencies of the colonial masters, particularly from the hinter lands. Other defects
of the plan were exclusion of Nigerians at the planning stage, lack of skilled manpower to
carryout the duties. In analyzing the plan, Dean 1972:15 notes that
These were not plans in the true sense of the word. More accurately, they constituted a series of
project which had not been co-ordinated or related to any overall economic targets…
In 1962, the first indigenous National plan was initiated. The plan was aimed to last until
1968. The main trust of the plan according to Alapiki (2004: ) were to
(a)
Achieve a minimum of 4 per cent per annum growth rate during the plan period;
(b)
Invest 15 percent G D P in order to achieve the 4 percent growth and to raise the
per capital consumption by 1 percent per year.
(c)
Achieve a self- sustaining growth not later than the end of the third or fourth
national development plan. This would imply an increase in the saving ratio from about 9.5
percent of G D P during 1960-61 to aloud 15 percent.
(d)
Facilitate rapid development of educational, health and employment opportunities
and to make these accessible all citizens,
(e)
Achieve a modernized economy consistent with the democratic, political and social
corporations of the people,
(f)
Maintain a reasonable measure of stealthy through appropriate fiscal and monetary
policies directed at promoting the stability of the Nigerian currency.
The plan had a proposed investment of N2,132 million (National Development Plan, 1962-68,
FMED). The document as well shows that the public sector was expected to invest about
N1,352.3 million while the private sector would raise N780 million. It also showed that the key
areas of investment includes transport, N242.2million, electricity N161.4million, trade and
industry N105.0 million, the least was judiciary which is N2.5million.
The plan made significant achievement in the following areas of constructing the Port Harcourt
Refinery, the Nigerian security and Minting Plant, Jabba Paper Mill, Bacita Suger Mill, Niger
Dam, Niger Bridge, Lagos- Port Extension (Obiemaka and obikezie (2004), Glad (2009) and
Onwe (2011).
In spite this, the civil war actually interrupted the implementation, by diverting the
resources for the unity of the country. Also, the private sectors were not included during
formulation.
By 1970, the second National Development plan was launched. Given the devastating effect of
the civil war and in recognition of the outstanding faults of the previous plans, a national
conference on Economic Development and Reconstruction was held in March 1969 (Ogenride
2008). According to the publication of the Federal Ministry of Economic Development Plan
1970-74, (1970) the planned expenditure stood at 3,3502 while outlay expenditure was N2,237.7.
The general philosophies of the plan among other things include;
a.
High overall rate of economic growth before the end of the next 20 years;
b.
Rapid industrialization of the economy;
448
c.
d.
e.
f.
g.
Increased production of goods for domestic consumption;
A drastic reduction in the magnitude of the repayment problem;
Increased diversification of the economy;
More equitable distribution of income among persons;
Maintenance of reasonable measure of stability (Ayida, 1987:88)
These objectives and philosophies were not achieved. There were observable difference
between planned expenditure and the actual investment. For instance, transport sector planned
N2,42.2 million and spent N516,8 million.(see publication of the ministry in 1974)
The third national development plan was designed to last from 1975-1980. The initial
jumbo investment of the plan was N30 billion which was later appropriated to N43.3 billion.
The plan reviewed wider consultation of professionals, technocrats and business merchants.
Objectives of the plan were According to Alapiki (2004) were,
a.
b.
c.
d.
e.
f.
g.
Increase in per capita income,
More even distribution of income,
Reduction in the level of unemployment,
Increase in the supply of high level manpower
Diversification of the economy,
Balanced development and
Indigenization of the economic activities.
The planned investment was N43.3,3 billion while the actual investment stood at N29, 433.9
billion. Transport sector took the larger chunk of N6, 814 million while the least was allocated to
labor which is N2, 852 million.
Ejiofor (1987) and Obiemeka and obi (2004) blamed the inability of the plan to realize its
full objectives to shortfall in oil revenue. Also, the military that are in power probably lacked the
experience needed to implement the plan properly. Other possible impediments include
corruption and greed, sentiment and lack of skilled manpower.
By 1981, the fourth national development plan was introduced. The objective of the plan
were
i.
increase in the real income of the average citizen,
ii.
more even distribution of income among individuals and socio - economic groups;
iii.
reduction in the level of unemployment and underemployment,
iv.
balance development,
v.
increased participation by citizens in the ownership and management of productive
enterprises,
vi.
greater self-reliance,
vii.
increase in the supply of skilled manpower
viii.
reduction of the dependency of the economy on a narrow range of activities
ix.
development of technology,
x.
increased productivity and
xi.
promotion of a new national orientation.(Obiemeka and Obi, 2004)
The plan had a projected investment of N42,200.0 billion out of which N7,334.4 billion was
actually invested and spent(Alapiki, 2004). The plan indeed had broad consultative base and
visionary ingenuity to guarantee sustainable economy. According to the report recorded by
449
Alapiki, transport sector received the highest investment plan of N 6, 790.5 while in the end N
2, 507.3 was actually invested. Part of the problem includes incessant military interruption
democratic experimentation from 1979-1983, corruption and lack of adequate private
investment. However, the plan was interrupted following the August 27th military coup d‘ tat.
Following the military intervention, a short development plan was introduced in
December 1985. Later the Structural adjustment Programmes (SAP) projected to last for two
years was introduced. In view of the development, a new national development plan was
developed and referred to as National Rolling Plan.
In the view of Onah (2010), the rolling plan was seen as part a longer perspective plan
and its role was to translate the longer vision into short-term reality of 2 or 3 years and has to
anchor on the annual budget. The first national rolling plan was launched in January 1990.
Others include national rolling plan of 1995-1996 and 1997-1999.
However, by September, 18th 1996, Gen-Sani Abacha (Nigeria‘s Head of State)
introduced vision 2010.
The objectives of vision 2010 were thus.
i.
Examine the long term development options open to the Nigeria economy,
ii.
Identify possible problems or hindrances that may occur during the period of the plan,
iii.
Offer possible solution in terms of policies and programmes
iv.
Determine the pattern of future investment in all the key sectors of the economy and
address policy measures necessary to achieve the set policy (Alapiki 2004).
Onah (2010) noted that the vision was designed to review the strengths and weakness of
Nigeria‘s economy with the view of re-positioning the economy for prosperous feature. The
death of Sani Abacha on June 1998 resulted in the terminal of the vision 2010 as the document
melted into oblivion.
From 1999, the country was deeply involved in debt cancellation and re-scheduling thus
being the first African country to cancel her debt with the Paris club. In doing this, Chief
Obasanjo championed new Partnership for African Development (NEPAD) and this guided
significantly the national economic policies. Others include National Economic Empowerment
and Development Strategy (NEEDS)
By 2007, late Umaru Musa Yar Adua introduced his 7 point agenda. The entire agenda was
wrapped-up in the vision 20:2020 which was incubated by Obasanjo. It was held that the vision
will indeed launch Nigeria‘s economy to an enviable height thus making it one of the 20 largest
economies in the world so as to enable it consolidate its leadership in Africa and as a significant
global economic player.
Nwali and Nkwede (2010) encapsulate vision 20:2020 on the premise of making Nigeria have
larger, stronger, diversified and competitive economy. Accordingly, the vision covers the macroeconomic frame work, a combination of propositions and projections designed to place the
economy on a robust, double digit growth trajectory from the year 2010 to 2020.
450
THE CHALLENGES OF THE NATIONAL DEVELOPMENT PLANS IN NIGERIA
Between 1946 and date, Nigeria has had not less than ten major development plans. Also, there
are other economic packages aimed at re-positioning the country for more dependable and
vigorous economy. A survey shows that Nigerian‘s are brilliant in terms of policy formulation.
Each of the plans are brilliantly conceived and masterfully crafted, but then why have they not
achieved the desired results?
Obiemeka and Obikezie (2004:244) outlined the problem of national plans to include;
i. Shortage of professional planes,
ii. Financial constraints
iii Plan indiscipline.
iv Paucity of data
v lack of mass commitment, and
vi conflict areas in planning
In a similar contribution, Nwali and Nkwede (2010) opined that the problems with national
development plans particularly the vision 20:2020 has been premised on corruption, poor
implementation, political influence and cultural barriers. Ake (2003) corroborated this view
stating that problem of development strategies in Africa are manpower shortage and a confusion
of agendas.
Given the above submissions, other problems that have continued to jeopardize the
actualization of policy trusts of national development plans includes (not limited) greed and
corruption, capital flow, bad leadership and ethnicity, power failure, conflicts and insecurity
caused by long years of neglect, abject poverty and increasing unemployment.
RECOMMENDATIONS
Given the above identified problems, it is the humble submission of this paper to make the
following recommendations. Subsequent national development plan should be premised on
broad based national plan involving representatives of different tiers and private investors.
It is also recommended that the anti-corrupt agencies should be strengthened through legislative
bill. It is also important to imbibe the spirit of budget discipline, and attitudinal change campaign
starting from the leaders.
CONCLUSION
National development plan is an acceptable economic strategy aimed at guiding the economy of
Nigeria. Over the years, it has been a tradition in Nigeria. The paper reviewed several national
plans with a view to finding out why it has failed to launch Nigeria on the track of developed
country. Nigerian‘s have both material and human resources capable of enhancing the country‘s
economy. The challenges facing the national plans were highlighted and far-reaching
recommendations made.
451
REFERENCES
Ademolekun, I (1983): Public administration: A Nigerian and comparative perspective; Lagos: Longman
Adogamhe, P (2007): Nigerian national economic empowerment development strategy NEEDS: a critical
assessment; the annual convention of international ‗studies Chicago, USA.
Alapiki,H.E(2004): The Nigerian political process: Port Harcourt: Amethyst & colleagues publishers.
Ayida, A.A (1987) Reflections on Nigeria development: ibadan, Heinemann Education Books.
Ayo E.J (1938): Development planning in Nigeria. Ibadan: University press Ltd.
Dean, E (1972): Factors impending the implementation of Nigerian‘s six year plan NJESS. VOL 8. NO1
Ihimodu,I.I (1984): ―an appraisal of kwara state of Nigeria development plan‖ Nigerian journal of
financial management, VOL3 No.2
Nwali T.B and Nkwede, J.O (2010): Government and administration in Nigeria: Contemporary issues,
terminologies and classical concepts, Abakaliki. De oasis communication & publishers.
Nwali, T.B (2004): The deserts of Destiny; A Road Map for discovering great potentials, Abakaliki: De
Oasis communication & publishers.
Obiemeka, A.A and Obikeze, O .S (2004): Public administration in Nigeria: Onitsha. Bookpoint ltd.
Onah,F (2010): Managing public programs and projects,
Nsukka, Great AP Express publishers.
Stopper, W .F (1966): Planning without fails: lesser in resource allocation from Nigerian‘s development.
Harvard university press. Cambridge.
Nigeria: National Development Plan 1962-68. Federal Ministry of Economic Development,
Lagos.
Nigeria: Second National Development Plan 970-74
Nigeria: Ministry of Economic Development and Reconstruction, Lagos, 1970.
452
TIME RESOURCE MANAGEMENT FOR EFFECTIVE SCHOOL
ADMINISTRATION
KALU, JOYCE NNUOLA
DEPARTMENT OF EDUCATIONAL MANAGEMENT UNIVERSITY OF PORT
HARCOURT
E-mail:
[email protected]
Phone: 08038581818
ABSTRACT
This work has attempted to expanciate on the meaning and strategies of time management practices. In order to
expose the practice of effective use of time by the school administrators, it became necessary for this work to analyze
the specific tasks of school administration, the knowledge of which will guide the administrator in proper scheduling
of tasks, ordering of priorities and allocation of time according to their degree of importance in achieving
educationally productive goals. The value of time management were examined and these include the achievement of
meaningful productivity, avoidance of stress and frustration, the creation of balance between work, lfe, leisure and
rest, etc. This work finally looked at the factors that influence the administrators‘ effective use of time which include
interruptions and events that just come up, lack of professional training and knowledge of time management skills,
large population of students and staff and fear of offending people.
Keywords: Planning, Effective Time Resource Management.
Introduction
Time, as Nwaiwu (2000 p. 171) notes, is the interval between the beginning and the end of an
operation. In our traditional society people used the position of the sun and the shadow it casts
to make an estimate of time during the day. The length of the shadows cast by the sun helped
people estimate time in the morning, mid-day, afternoon and evening, when to start going to the
market, when children were expected back from school or when to leave the farm for the house.
At the dawn of a new day, the early cock crow indicated different segments of time before the
day finally breaks. The first cock crow signaled the breaking of a new day when distant travelers
usually set out on their journey while others waited for the second cock crow to start on their
daily business. That was in the traditional society marked by simple organisations where time
calibration and allocation was done in large segments of early morning, dawn, afternoon, evening
and Night. Business was strictly private, organisations were simple, and accountability was to self
or family.
Given the complex systems of our present organisations with highly computerized technology,
and specialized functions, personnel cannot rely on mechanisms that have broken the day into
morning, noon and night to perform functions effectively. Hence the efficacy of timing device
called clock which has segmented the day and night into hours, minutes and seconds to guide
man in time allocation and performance of his multifarious and multidimensional tasks.
Whatever resources are available to the organisation are managed within a definite time frame.
An organisation stipulates when work commences and closes, when to recruit personnel, when
to orientate recruited personnel, when to supervise them, when to appraise, when to receive
visitors and when to go for work-break.
When, talks about time and time are one of the most precious assets (resources) of any
organisation. That ‗when‘, indicates the time frame work within which to allocate the various
management functions of an organisation. How managers of an organisation spend their time on
453
their job determines to a large extent the productivity level of the organisation and its effective
and efficient performance, profits and survival of the individual and the organization as a whole.
Time is an immaterial resource, inelastic, scarce and erodes fast and once spent, cannot be
wound back, stored or recalled for use. The effective and efficient management of time is as
important as the management of other human and material resources available to the
administrator. This is because given an abundance of human and material resources (which is
never the case at any time) a poor time manager would be faced with low productivity
inefficiency, ineffectiveness, low morale, stress and frustration with himself and among his
workers.
The Meaning of Time Management
Time management as postulates by Achunine (2004 p.218) can be defined as the effective and
efficient utilization of a manager‘s or an administrator‘s corporate time to achieve organisational
and personal goals.
It involves identifying tasks to be performed, planning and scheduling of organisational activities,
prioritizing such activities, allocating time to the tasks according to their degree of importance in
enhancing productivity minimizing interruptions and frivolities and dealing with routine tasks in
such a way that the truly important tasks could receive due attention.
How a school administrator applies these strategies/principles to the management of his
contract time will determine largely the coverage of the school‘s curricular prescriptions for a
given period of time. It will also determine the school‘s performance in the internally and
externally set examinations, the discipline tone and general performance in other areas of school
administration. When time are scheduled and appropriate amount of time allocated to the
performance of each according to their degree of importance in achieving definite organizational
goals and at the same time pruning time wasters, one can be said to exercise control of one‘s
corporate time.
Time utilization, Adedeji (1998 p.220), remarks could be explained within the framework of
doing the right thing at the right time in the workplace. For effective classroom management and
control, time management skills must be imbibed. Wikipedia defines Time Management as ―a range
of skills, tools, and techniques used to manage time when accomplishing specific tasks, projects
and goals. This set encompasses a wide scope of activities, and these include planning, allocating,
setting goals, delegation, analysis of time spent, monitoring, organizing, scheduling, and
prioritizing. Initially, time management referred to just business or work activities, but eventually
the term broadened to include personal activities as well. A time management system is a
designed combination of processes, tools, techniques, and methods. Usually time management is
a necessity in any project development as it determines the project completion time and scope.
Tasks Of School Administration
The introduction of the 3-3 system of secondary education with its comprehensive programme
offerings and new social expectations have made the tasks of the present school administration
more cumbersome, stretching and challenging. If administration is to facilitate teaching and
learning, how one schedules the various tasks and allocates commensurate amount of time to the
various tasks, determines to a large extent the productivity level of the organisation.
These various tasks and functions have been identified by Agabi (2002) Policy implementation
and programme planning Human Resource Management
•
Student Personnel Management
•
Instructional Resource Maintenance
•
School plant management
•
School finance Management
•
Record Maintenance Time Management
•
Maintenance of a Healthy school community relations.
454
These tasks and functions are all in the principal‘s duty schedule. They can be productively
addressed by the administrator; if he acquires the necessary tune management skills by Killian,
Michael and Sexton (1999 p.83).
These tasks have been categorized into;
•
Professional goal functions
•
Critical/crises functions, and
•
Maintenance functions
Alegbe (1989 p.338)) agreed that curriculum and instruction are at number one in importance in
achieving school goals, most school principals do not allocate commensurate amount of time to
them. It is believed that since the boards of education and The Ministry reward and reinforce the
well- managed and efficiently operated school, principals perform more of routine office jobs by
which they can easily be assessed and pay only lip service to curriculum and instructional matters
(professional goal matters). It is certain that when principals allocate most of their time for
instructional leadership functions, negative outcomes result in the schools.
Strategies Of Time Management
There are some strategies which guide effective and efficient utilization of time by
managers/Administrators. Sound time management is more than what common sense or
experience can teach one. The strategies must be learnt and practiced until one gets involved
with the science and art of time management. Its application is not strictly guided by true laws
but it can be systematically practiced. Achunine (2004 p.79) proposed that time could be
managed through the following;
1.
Planning: Administrators should plan effective use of their time and should not perform
tasks by chance.
Planning can either be short-range covering daily, weekly, monthly tasks or longer-range. The
daily time table is an example of a clear, rather rigid plan of how the days in each week can be
spent productively in the school. It shows a daily/weekly plan of time allocation to the various
school subjects, programmes and other resources. It ensures that everyone in the school is
productively engaged all the time, doing what the school approves as worthwhile. The issue of
the school time table highlights the importance of managing time to great advantage. For a
school administrator to plan effective and productive use of core time he must be very familiar
with the specifics of his job and the goals the school and school system are striving to achieve
during a definite time period. In line with this Smithson (1998 p. 178) postulates that every
school administrator must have details of his job description embracing all the task areas of the
principalship. An analysis of
the duties and responsibilities based on clear knowledge of the job description of the
principalship and the goals of the school system would inform a principal which functions he
can perform based on his superior expertise and experience and which he may delegate to other
staff.
Achunine (2004 p.228) states that it is advisable to keep a ―things-todo‖ list or draw up a
personal time chart on a daily and weekly bases. The chart conveys at a glance what he is
expected to do and what he expects himself to do to achieve mapped out goals and objectives.
455
Personal Time Chart
Activity
From…….. Monday
To………...
Tuesday
Wednesday
Thursday
Friday
When tasks are planned, administrators should not allow urgent events to thwart their plan of
activities. Nwankwo and Lulsegged (1985 p.26) articulated some consequences of poor planning
— continuous lack of, or inadequate, time and opportunity for carrying out the essential duties.
Increased misunderstanding and confusion,
Lack of direction, purpose and commitment
Frequent stampede or panic measure to beat deadlines
Generally poor quality of administration and lower quality of products among members.
Lack of coordination
Lack of self-realization arising from time wastage and little lime to attend to private
matters.
Conflicts in schedules, timing, activities and even interpersonal relations.
2.
Scheduling Task/Activities
This skill involves the school administrator in making an inventory of specific activities which
would lead to the realization of the long and short-term school goals. Goal setting and
subsequent strategies developed to achieve those goals are the key to spending time productively.
For example;
i)
School goals: To provide more security for the school property.
Activities:
a)
Building fences
b)
Providing burglary proof for windows and door
c)
Hiring security men.
ii)
School goals: Involving the community more closely in school affairs.
Activities:
(a)
Arranging PTA meetings
(b)
Arranging Old Boys‘ Forum
(c)
Arranging school‘s Day
(d)
Arranging school‘s social/cultural day activities.
iii)
School goals: Introducing science programme for the school.
Activities:
(a)
Recruiting science teachers
(b)
Procurement of science instructional materials
(c)
Developing science curriculum/laboratories.
3. Setting Up Priorities And Time Allocation
When tasks have been scheduled, the next move is to put the specific activities through which
the goals of the hoo1 are expected to be achieved into hierarchy, according to their degree of
importance in enhancing productivity, from the most educationally productive to the least
educationally productive functions.
456
Killian, Michael and Sexton (1999 p.134), proposed the idea of time
scheduling and time allocation to tasks based on how educationally productive they are for
ensuring effective teaching and learning. In their time management ladder, they grouped the
numerous functions of the school administrator into three categories;
The professional goal functions, the critical/crisis functions and maintenance functions, with the
professional goal functions at the apex of the ladder and the maintenance functions at the base
of the ladder in order of priority.
The professional goal functions embrace all efforts by the administrator towards the
development and implementation of the curriculum and instructional matters and most
functions in staff personnel matters that lead directly to effective teaching and learning.
Maintenance functions embrace all routine management tasks geared towards maintaining
stability and status quo in the school.
The middle level critical/crisis functions embrace mostly activities critical to student personnel
administration and fiscal management etc.
Killian and Sexton (1999 p.89) maintained that it is very important to allocate large quality time
at a stretch to programmes of importance instead of allocating bits of time stretched out for a
long period to the same function. For instance, allocate some two to three weeks in the year at a
stretch for supervision of all teachers in the school, lasting for about three hours each day. This
will give the administrator a clear and comprehensive picture of the direction the programmes of
the curriculum are going and what general and specific problems there are in relation to effective
teaching and learning in the school. Allowances must however be made for emergencies and
unexpected events as they are bound to come up in any human organisation.
Over-estimation of time should be preferred to under-estimation to avoid frustration of not
meeting deadlines.
Daily Planning Document
Priority
Estimated time
order of
needed for
activities
completion
Priority 1
Activities
Priority 2
Activities
Priority 3
Activities
Setting Priorities By Executives
When is this Who else is
time available? competent
to do it?
4.
Delegation
A principal must ask himself, which of the activities mapped out on the schedule could be done
by someone else just as well as he can, or even better?‖ There is no time enough for the
administrator to do all that are considered important, so the school administrator should
carefully select some assignments which he is best suited to perform in the school based on his
expertise and experience and delegate others to some other competent staff. Wayne, Edwards
(2002 p.140) are of the view that a lot of maintenance functions and pupils personnel matters
should be delegated to the vice- principals, guidance counsellors and class masters.
5.
Evaluation
At the end of each day, an executive should ask himself: ―How has my official time been spent
today? How much have I kept to the scheduled for specific activities? What activities actually
consumed the largest amount of time? Have I maintained the priority list and estimated time
allocation?‖ (Achunine 2004 p.229).
457
6.
Eliminating Frivolities And Time Wasters
Managers and administrators are contracted to spend their core time usefully towards the
achievement of organisational goals.
In Africa, misappropriation of official time for unofficial activities is evidenced among many
managers, (Alugbuo, 2005 p.62). Principals are expected to put in a contract time of six and half
hours on each working day. The debit time principals owe as a result of not completing the
contract hour is not made up in most cases through spending extra time in the day or week.
Frivolities and time wasters in school organisation include receiving and attending to personal
visitors during official hours, escorting personal visitors out, going to the market or mechanic
workshop, spending unauthorized break periods, attending to other social engagements,
prolonged phone chats and unnecessary meetings. In a study on time management by principals,
Achunine (2004 p.34) discovered that whereas principals would wish to allocate only 4% of their
working time to non official tasks, in actuality they allocate 7.05% to these activities. This
amount of time was found to be more than 6.4 1% they allocate to staff personnel functions and
4.55% they allocate to finance and business management. Time spent on frivolities is time
robbed the organisation and time spent away from productivity, effectiveness and efficiency.
If ―frivolities‖ must find their place within the organisation‘s contract time, they must be
scheduled within the authorized break periods. If however, the unexpected happens, for
example, an administrator‘s visitor must be attended to in the office; such amount of time spent
on him must be made up outside the official hours. Time spent on gossips and unofficial
conversations is big time wasted. Rest and leisure must be planned and allocated proper place for
effective use of time.
Values Of Time Management
Alegbe (1989 p.218) enumerated about five values of time management.
include:
1.
To Avoid Stress And Frustration
People feel frustrated when they do not finish important jobs they set out to do within a time
limit. Such people develop panic in their lives and at times rush in inadequately done tasks. At
such times, people find themselves working long hours even into the nights, weekends and
spending what should be rest and leisure hours rushing under stress to get specific tasks
accomplished. Procrastination wastes corporate time and makes task performance run into time
allocated to other obligations. Stress sets in when this happens. Thus managing time is stress
management of the highest order.
2.
Balance Between Work And Personal Life
Some administrators complain that school work does not allow them time to do some of the
things they would personally want to do (such as writing a book, attending conferences, seminars
and workshops and even taking their annual leave and family leisure) whereas some others have
time for all they would want to do. This is attributable to how well one can plan for effective use
of time. Good time management skills integrate the administrator‘s corporate time plan with that
for his personal life. Good time management enables one to achieve a more balanced life with
adequate time and energy for work, leisure, home, family and self.
3.
For Meaningful Productivity
―Time equals productivity‖ so goes a saying in the business world. How managers of
organisations spend their time on their job determines to a large extent the productivity level of
the survival of the individuals and organisation as a whole. When people work on intelligently
scheduled programmes, allowing more time for priorities, eliminating frivolities and time wasters,
they become more effective and efficient in their work thus leading a
458
meaningful productivity.
Efficient and effective use of time automatically increases the productivity level of an
administrator.
4.
Goal Achievement
When an administrator properly schedules his corporate and personal activities and allocates
proportionate time to the performance of the functions, he tends to achieve both corporate and
personal goals which he has mapped out.
5.
Staff Development
Since an administrator skilled in tune management delegates specific functions to staff, he offers
in-service opportunities to staff to learn, grow, ultimately develop competence through practice
and experience.
Factors That Influence Time Management
Even though what administrators do on a given day may be determined in part by advanced
planning, scheduled daily/weekly responsibilities, certain factors play a major role in influencing
time management practices of administrators. Some of the factors include;
1.
Events That Just Come Up: Events that just come up tend to make the planning
process highly influenced. They have the characteristic of shattering an administrator‘s daily,
weekly, monthly or yearly Calendar e.g. teacher‘s strike action, emergencies in the school
compound etc. Duignan (2000 p.178) observed that certain activities or events (unplanned for)
come up and often initiate a series of reactions from the administrator that last for a whole
morning, day or week. The administrator is therefore compelled to spend much of his time
reacting to events that just come up instead of acting on already scheduled events.
Administrators are however advised to develop strategies whereby they act on their task priority
instead of spending a huge proportion of their time reacting to events that come up.
2.
Lack of professional training and lack of knowledge of skill of time management.
Wayne, Edwards (2002 p.229) postulates that many school administrators do not have a
professional training in educational administration, and such could not be said to be conversant
with the specifics or job description of the school administrator. It is when he is sure of what to
do that the individual tries to order his priorities right. Lack of appropriate academic and
professional knowledge and skill could be blamed for the inadequate performance of many
principals. In addition some school administrators have not been exposed to courses/ seminar in
time management as do other managers of industries. Surely, training deficiencies are
contributory to inefficiency and ineffective management of resources in general and time in
particular.
3.
Large staff and students population:
Drucker (1995 p.281) found in his study that the principals of schools with large student
population, especially those located in the urban areas spend unnecessary large proportion of
their school hours on pupils and personnel matters and public relation issues instead of
curriculum and instruction planning and implementation, principals in the rural schools with
lesser student population spend more time than their counterparts on curriculum development
than on public relations and pupils problems. In order not to allow the expenditure of time
resource to waste unnecessarily to issues that are not directly connected to improving
curriculum, teaching and learning, the size of students/staff population should be minimal.
459
4.
Fear of offending people:
Fear of offending people has been identified as one of the factors that could influence how the
principals spend their time. Some administrators could be constrained to reschedule their time
unnecessarily if they are the type that fears offending people, especially visitors to the school.
Achunine (2004 p.228). But school administrators should learn to say No at times since there is
no time and nowhere anyone could do what everyone wants. The important thing is to tackle
scheduled priority tasks at the scheduled time since these will enhance the administrator‘s
productivity level.
Conclusion
Even though in human situation no one can scientifically and completely manage time resource,
yet through acquisition of time management skills, through practice and exercise of discipline,
and also plugging time leaks and will to achieve, administrators can control their time to enhance
productivity at work place.
References
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Publishers
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Educational Services.
Adedeji (1998), The Relationship between Resource utilization and Academic performance in vocational
education in Osun State Secondary Schools, Unpublished Ph.D. Thesis; University of Ibadan,
Ibadan.
Alegbe (1989) ―The role of the educational administration iii the Nigerian Environment: Getting Better or
Worse‖. Novelty md. Enterprise Lt
Alugbuo, (2005), Time Management: Implication for administrative efficiency and effectiveness, Public
Service Management Journal Vol.1 No.4; Owerri Government Press.
Drucker, P. F. (1995), The Effective Executive, London; William Heinemann Ltd.
Duignan (2000), Administrative Behaviour of School Superintendents: A descriptive Study; The Journal of
Educational Administration. Vol.XV, No.2.
Federal Republic of Nigeria; FRN (2004), Lagos: Ministry of Education Press.
Killian, Michael and Sexton (1999), Climbing the Ladder to leadership. NASSP Bulletin Vol.63,
No.425.
Nwaiwu, (2000), Factors of effective secondary school administration in Owerri Zone; unpublished M.Ed
Thesis; University of Nigeria, Nsukka.
Smithson (1998), Secondary School size: a continuing conundrum for administrators and planners, the journal
of Educational Administration; Vol.XV, No.2.
Wayne, Edwards (2002), The role of prinapals in five New Zealand Primary Schools: An ethnographic
perspective, The Journal of Educational Administration; Vol.XVH, No.2.
Wikipedia. En, Wild. Org/wiki/Time Management.
460
WOMEN RIGHTS AND EMPOWERMENT IN THE ARABIAN GULF
COUNTRIES
Dr. Muhammad Azam
Assistant Professor, Department of Political Science, Hazara University, Mansehra, Pakistan
Email:
[email protected]
Abstract
Women have been and continue to suffer from social inequality and injustice in male-dominated Arabian Gulf
societies. However, over the last decade, particularly in the wake of 9/11, this unappealing situation, though only
to some extent, has begun to change with varying degrees in the six states Saudi Arabia, Qatar, Kuwait,
Bahrain, Oman, and the United Arab Emirates. In this exploratory as well as comparative study, an effort is
made to explore the situation of women rights and freedoms on the ground, reforms introduced by the governments
and progress made by women in the Gulf Region. It is argued that largely changed international environment
played a significant role for promoting women rights and their empowerment in the region under study.
Keywords: Gulf countries, human rights, women rights, women empowerment, emancipation of
women
Introduction
Ruled by authoritarian dynastic regimes, Arabian Gulf countries are among the list of those
countries where women are deprived of their rights to the extreme. Though, the six states of
Saudi Arabia, Qatar, Kuwait, Bahrain, Oman, and the United Arab Emirates are essentially a part
of the larger Middle East and have many characteristics in common with other Middle Eastern
Arab countries, their sociopolitical system is much more conservative regarding women rights
violations. However, through reforms, Kuwait has added an element of pluralism in its power
structure and Kuwaitis, including women, have started enjoying political rights and freedoms, but
only to a small degree. On the other end of the Arabian Gulf, Dubai, out of seven federating
units of the United Arab Emirates, is the only state which allows people exercise social liberalism
to some extent but women rights are again in a pathetic situation.
The phenomena of ‗Arab Spring‘ and twitter revolutions in the Arab states of Tunisia, Egypt,
and Libya, and the boiling situation in neighboring Yemen have rung alarm bells in the capitals
of the Arabian Gulf states. Restiveness and anxiety among the ruling elites (dynastic families) and
sub-elites are visible and they find it really difficult for themselves how to chart future strategies
in order to sustain their grip on the masses. They are, as a matter of fact, at a point where their
regimes are in danger either they allow the masses to exercise their rights or not. Undoubtedly,
this wave of Arab revolutions has provided wider room for the Arab women. In light of these
revolutions women in the Arab Gulf now look toward a promising future for themselves as well.
Retrospectively, we see the onset of the new millennium and the twenty-first century as a
threshold in the prolonged history of women struggling for their rights in the Middle East
including the Gulf countries. However, it were the events of 9/11 which proved to be a
watershed in the world especially Middle Eastern politics. Resulting change in the US foreign
policy in the wake of the events of 9/11 provided real boost to sociopolitical change in the
region. Women rights NGOs and activists were encouraged by increasingly supportive
international, and to a lesser degree national, environment. Curbs on them were gradually
assuaged (discussed under subheading ‗Women Emancipation and empowerment‘).
461
International community, on the one hand, increased pressure on the governments for reform
and improvement of the lot of women, and on the other, provided support to women rights
activists and NGOs. Western governments, through governmental agencies and
nongovernmental organizations supported the cause of women‘s emancipation and
empowerment in the region. To see, how the international community and foreign NGOs played
their part, steps taken and activities carried out by the United States are delineated in the
following pages (under sub-heading ‗US Contribution and Participation‘).
It can be safely argued here that the dynamics of largely changed regional and international
politics were so compelling that kingdoms in the Arabian Gulf had no choice but loosen the grip
on their female populations. Though not comprehensive, a process of reform regarding women
rights and empowerment was set in motion (discussed under sub-heading ‗Women
Emancipation and Empowerment‘). But, first of all, let us have a glance at the background
realities.
Background
Despite the fact that women associations exist in these countries 23 in Bahrain, 25 in Saudi
Arabia, and 43 in Oman, for example the condition of women rights is not fitting. Women are
gravely discriminated against. Access to education, job and business opportunities has many
constraints. Males resort to violence against women with impunity. Constitutional, legal, judicial
and administrative structures and procedures generally disfavor them. Gross violations of
women rights and liberties are widespread in the region.
In the preceding decades, the situation was even worse than the present one. In late 1980s, there
was no presence of women at all in the formal political systems in the Arabian Peninsula.
Women in these states were not judges, police officers, army commanders, ministers, tribal
leaders or heads of state. They did not sit on tribal councils, municipal councils, or legislative or
consultative assemblies.lviii During the same period, politics in the Arab Gulf States appeared, on
the surface, ―to be the exclusive domain of men.‖lix
Women in the Gulf societies face restrictions in all spheres of life. Males on the one hand,
control the lives of women and on the other, many of them think of women as weak and
without intellect. They are taken as ―the intimate enemy.‖ And it is noticed that it is very rare
that a woman is not afraid of their husband in Saudi Arabia and other Gulf countries. lx In all of
the Gulf States, with the exception of Saudi Arabia, participation of local women is lower than
the foreigners in labor force.lxi
Social structure of Oman is patriarchal and conservative in its understanding of gender equality.lxii
Children of Qatari women from non-Qatari fathers are deprived of citizenship rights. Out of all
six countries under study, Saudi Arabia is the worst case when it comes to depriving women of
their rights and violations thereof. The types of straitjackets for women are more assorted in
Saudi Arabia than they are in the adjoining countries. In education sector, they are not entitled
to study subjects like chemistry and biology. In economic sector, it is not lawful for them to set
foot in certain types of businesses and to deal with male customers. Travelling without a male
guardian or their approbation is illegal. According to an estimate, only six percent of the Saudi
women have identity cards.lxiii So much so, Saudi women are not allowed to drive cars. As an
unprecedented move during the Gulf War in 1990, a group of 70 Saudi women defied the
governmental ban and drove cars through Riyadh.lxiv School girls are not allowed to play sports.
―Women have been hoisted on the flag of national culture‖lxv in Saudi Arabia, remarked an
analyst to the end of the 1990s.
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US Contribution and Participation
Successive incumbents of the White House and their cabinets have been championing human as
well as women rights in the region along with the catchphrases on the subject of democracy
promotion but practically it proved only to be lip service. Had the events of 9/11 not taken
place, in all probability, the Bush Administration would also have trodden the same path. In the
wake of 9/11 American intellectual elites built up a tremendous pressure on the US foreign
policymakers to such an extent that they had no other choice except to raise the ante for reform
in the Arab World. Democracy promotion in the region became the top priority at least at the
diplomatic front. It was the most important foreign policy goal as far as the pronounced foreign
policy of the Bush Administration towards the Middle East was concerned. Rights of women
and their empowerment became a fundamental component of the strategies devised for
democratic promotion in the region.
Critics may not agree with this account. They might be doing so due to the misadventures and
blunders committed by the Bush Administration. Ground realities, however, have provided
evidence that the US policy of democracy promotion in the Arab world did play a role in the
ongoing and unfolding revolutions we see in the Arab Middle East these days. A diametrically
changed sociopolitical environment which affords a favorable milieu to the women prevails in
the region. The question is, is this all a coincidence?
Although, Clinton Administration supported political rights of women in the Gulf countries of
Kuwait, Qatar, and Oman, it behaved differently with reference to Saudi Arabia in order not to
upset the Saudi regime due to strategic considerations. Improving human rights conditions and
empowering women in all the six countries, were among the fundamental objectives of the policy
of democracy promotion in the region. Democracy assistance programs run by Middle East
Policy Initiative (MEPI), Bureau of Democracy, Human Rights and Labor (DRL), and United
States Agency for International Development (USAID) focused on women‘s empowerment
along with political and education reform. Empowering women is among the MWPI‘s five
stated goals. The organization was established soon after the incidents of 9/11.
The Administration also employed the concept of public private partnership in order to increase
the efficacy of its programs and projects. MENA Businesswomen‘s Network and Vital Voices
are the best examples of such partnerships. American NGOs were encouraged to partner with
local reformers in the region. The Congress provided requisite legal instruments. Advance
Democracy Act and the 9/11 Commission International Implementation Act (both enacted in
2007), for example, are among such legal instruments. The following extract from the 11
Commission International Implementation Act illustrates the role played by Congress in the
process of women empowerment.
The Kingdom of Saudi Arabia has…a lack of political outlets for its citizens, that poses a threat to the security of
the United States, the international community, and the Kingdom of Saudi Arabia itself. … It is the sense of
Congress that, in order to more effectively combat terrorism, the Government of Saudi Arabia must undertake and
continue a number of political and economic reforms, including…providing more political rights to its citizens,
[and] increasing the rights of women….lxvi
In order to bring awareness, the Americans launched propaganda campaigns, organized trips and
exchanges between women from America and the Gulf. Conferences, seminars, group
discussions, debates, dialogues, and fora were also conducted. Such events were arranged within
the Gulf region and without. A considerable number of women from the Gulf had the
opportunities to concentrate on and speak to each other on the topics of human rights, women
463
empowerment, and related reforms. In this way, all types of these activities played a role in
publicizing the cause and demand for upholding women rights and equal opportunities and
social justice for them. Since the Administration engaged a wide variety of institutions and
organizations public, public-private, international, and local-private it was able to reach wider
audiences from the Gulf. The activities were also distributed in geographic and temporal terms
both.
On the opportune time of election campaign in 2008 in the United States, American diplomats in
the United Arab Emirates conducted seminars spotlighting topics like women‘s involvement in
politics and civic participation. In collaboration with the UAE Academy, University of
Washington (UW), a public-sector American university, offered certificate programs in Abu
Dhabi. The initiative was commenced under University of Washington Educational Outreach
(UWEO). Young job seekers were the key target. Quite interestingly, among the participants,
females were more than 80 percent. It was a rare opportunity for the females to be part of such
programs at the graduate level and learn in an open environment. Despite the fact that females
are much more in higher education institutions than their male counterparts, they have far lesser
opportunities of visiting abroad. In these circumstances, the initiatives of this sort were helpful
in popularizing liberal values for promoting women rights.
The certificate programs offered by the University of Washington were instructive as well as
productive. The classes and sessions had a liberal environment. Male and female students were
not segregated. A co-educational environment provided them the golden opportunity to interact
with opposite sexes without unnecessary restrictions. UWEO program manager reflects, ―We‘re
getting these women and men ready for a co-ed workplace… . It‘s fun to watch them interact.
They‘re not quite sure how to behave at first.‖ The program manager explains:
These programs bring us closer to humanizing the politics… . People walk in with preconceived notions… .
We have two veiled women with gloves and two men with beards and short robes in our programs all signs of
religious conservatism. But these four participate well,…and all are professional, engaged and interact with both
genders. It‘s a real stereotype buster.lxvii
American diplomats in Kuwait arranged roundtables attended by female activists and
government officials. The U.S. ambassador to Kuwait held a meeting with the minister of
housing in 2008. MEPI made arrangements for Arab businesswomen to join American
companies as interns. MEPI programs also facilitated female education. To ameliorate the lot
of women in Bahrain and the United Arab Emirates, MEPI crafted a public-private partnership.
Bahrain Forum for Public-Private Partnership was set up in 2007 by the MEPI in collaboration
with the Vital Voices. Civil society organizations and other associations from private sector are
offered membership to the forum. Its main emphasis is on arranging regular dialogues and
facilitating cooperation between private sector organizations and women NGOs in Bahrain.
A second exemplar of public-private collaboration is Middle East and North Africa
Businesswomen‘s Network (MENA BWN). It is a partnership between MEPI, Vital Voices
Global Partnership and local businesswomen‘s organizations emphasizing on women
empowerment in social, economic and business spheres. The Network, established in 2006,
envisaged a growing culture of women‘s entrepreneurship. Three organizations Bahrain
Businesswomen‘s Society, Dubai Business Women‘s Council, Kuwait Economic Society out of
the seven founding members of the Network hail from the Gulf countries. In 2008, Qatari
Business Women Forum was also invited to join. The network‘s raison d‘être is to advance the
role of women in society and promote a regional culture of women‘s entrepreneurship. The
Network Hubs organized a range of events. Corporate Ambassadors Program of MENA
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Businesswomen‘s Network was expanded in 2008. Women executives from the U.S. were
brought to the Network Hubs for partaking in various events and activities like workshops and
advocacy training.
Among the participants of most of the public diplomacy exchange program arranged by the
American government in Oman in 2009, at least 50 percent were females. Scholarships were
offered by the American government to study Islam and women. A U.S. funded program
underway in 2008, was mapped out to bring awareness among Omanese women of their rights
by means of technology training. In Qatar, a US-sponsored program was drawn up for edifying
female journalists. The objective was reinforcing women‘s role in local media. Election-training
programs were arranged for Saudi women to encourage their participation in politics.
Women Emancipation and Empowerment
After having made a mention of the unpleasant state of women rights in the region and the part
played by the United States in the wake of 9/11 for the betterment of women it appears apposite
to have a look at the reforms unheard in the Gulf states vis-à-vis women rights and
empowerment. In the subsequent lines and pages an analysis of the steps taken by the
governments and development and progress made by the women over the last decade is
furnished. It will help us find out about what lies ahead for women subject to these autocratic
regimes. On top of that, it will help us discern the extent of contributions made and pressure
exerted by the international community, particularly the United States in making the regimes
introduce unprecedented reforms and take measures for upholding women rights and
emancipating and empowering women.
Women empowerment is the area that was at the front in terms of successes, achievements, and
breakthroughs witnessed after 2000 in the region. All other areas, including education, media,
culture, and economics, etc. left behind. The most probable reason being that prior to the onset
of the 21st century this area straggled behind all others. Keeping this fact in mind, reformers
and democracy activists and promoters paid most of their attention toward emancipation and
empowerment of women in the Gulf.
Beginning in March 2003, with Oman taking the lead by introducing the first female minister,
women held ministerial positions in all six Gulf countries before March 2009, as shown in the
following table. Women, not only contested and secured seats in the parliamentary and
municipal council elections in majority of the Gulf countries, but were also appointed by the
governments to these bodies.
Table: First women ministers in the Gulf countries
Country
Oman
Qatar
UAE
Bahrain
Kuwait
Saudi Arabia
Year
2003
2003
2004
2004
2005
2009
Saudi Arabia. In Saudi Arabia, liberal-feminist struggle has gained momentum over the last
decade. King Abdullah has shown himself to be an ally in the struggle. The king appointed
465
Nora al-Fayez as deputy minister in the ministry of education in February 2009. She was to run
the girls‘ section of the ministry. The section was heretofore in the clerics‘ command. The
government also engaged women as members of the National Human Rights Association when
it was founded in 2004. Women were granted the right to vote and contest elections for the
board of the Saudi National Agency for Engineers in December 2005. One of the seats was
captured by a woman who was the sole female candidate in the number of 71.
Two women were also elected to the board of Saudi Journalists‘ Association in June 2004. The
first point in time when a group of women were enabled to participate in elections in Saudi
Arabia came off in November 2004. They exercised their right to vote in board elections for the
Saudi Chambers of Commerce and Industry. Next year, in 2005, women were also entitled to
contest elections for Jeddah Chamber of Commerce and Industry. They scored victory on two
seats in the board. The Saudi government also eliminated some of the legal restrictions from
civic and social life of women. In 2008, the government lifted a ban on females mixing with
males in the workplace. A year earlier, in 2007, bans on women checking into hotels alone and
renting apartments for themselves were quashed. Foundations of a separate hotel for women
were laid in Riyadh in 2008.
King Abudllah, when he was the Crown Prince had proffered to allow Saudi women to drive
cars. Saudi Foreign Minister also concurred with the idea in 2007. Besides, the minister acceded
to the civil society‘s call for women‘s right to drive be framed as a social issue rather than a
political or religious one. Women also partook in the National Dialogue and they were present in
the sessions. Reform measures were also introduced to enhance women‘s role and participation
in business and economy of Saudi Arabia. On foreign trips, King Abdullah for the first time in
the country‘s history took Saudi businesswomen along. Saudi women are now able to move into
business areas previously proscribed for women like real estate and information technology.
Saudi trade ministry, in a response to female activists‘ demand, overturned the requirement to
hire a male representative with power of attorney. Admittance into the labor force was also
made less complicated for women.
Female activists and intellectually aware women have been taking part in sessions of the Saudi
Shura Council periodically on invitations by the Council‘s president. The women were also
afforded opportunities to exchange views on social issues concerning women with the Council
members. In order to expand women‘s political rights, deputy minister for municipal and rural
affairs put forward the suggestion for enfranchisement of Saudi women in 2009. But it is the
Arab Spring that compelled the Saudi King to grant voting rights to women and the right to
contest elections. However, they will be able to participate in the next local elections in 2015 for
the first time.
Bahrain: In 2002, Bahrain signed the international convention on women‘s rights. As a signal
towards alleviating discrimination against the women and other excluded groups, the king
appointed women, secularists and liberals as members of the Consultative Council in 2002. The
first female chairperson of the General Assembly of the United Nations was a Bahraini woman
nominated by the government. Starting from 2004, women became ministers in Bahrain one
after the other. The government designated Noda Hafiz as minister of Health in April 2004.
Thus, she turned out to be the first female minister in the country. Next year, in 2005, another
woman, Fatima Al-Baluchi, was appointed as Minister of Social Affairs. Mai bint Mohammad
Al-Khalifa was nominated as Minister of Culture and Information in 2008.
A woman, for the first time in Bahrain, was placed to the Civil Court in 2007. In the same year,
a woman was selected as the Vice-Chancellor of the University of Bahrain. In 2008, 32 women
466
were performing their duties as directors general in the government offices. Five more top
echelon posts were occupied by women. A Bahraini gained victory for the first time on a
parliamentary seat in 2006. In October 2002, eight women vied for the parliamentary seats. The
king‘s wife extended considerable support to female candidates. Fifty-two percent of those who
cast their votes in 2002 were women. Six women were nominated by the king to the
Consultative Council in 2003. The number moved upwards to 10 in 2006. In 2002, 34 women
contested municipal elections.
The government of Bahrain also took measures in order to reform civic life of women. In 2005,
the king enjoined for the enactment of laws that would bring all forms of discrimination against
women to an end. Patronized by the state, Supreme Council for Women gives backing to
NGOs operating to bring awareness among Bahraini women of their legal rights. NGOs now
enjoy the liberty of carrying out activities for improving human rights conditions in Bahrain.
The women were also granted permission by the parliament in 2005 to sponsor their foreign
spouses and children. Around one fifth of the top positions in media organizations are occupied
by women in Bahrain. In schools and universities, the number of females has surpassed the
number of males. With an enhanced representation in the Shura Council, expanded political
rights, and ratification of United Nations‘ Convention on the Elimination of all Forms of
Discrimination Against Women (CEDAW) by Bahrain, the lot of women has visibly got better.
Kuwait: A woman was picked as minister in Kuwait in 2005 for the first time when Massouma
al-Mubarak was chosen as minister of Planning and Administration Development. In 2008,
Nouria Al-Subaih, another woman, was deputed as Minister of State for Housing Affairs. Two
women, Fatimah al-Sabah and Fouzia al-Bahr, were delegated to the Municipal Council, for the
first time in Kuwait‘s history. Appointment of first female minister in fact followed the
parliament‘s approval of historical legislation that conferred political rights on women.
Though, they did not gained victory, 32 women fought for parliamentary seats in 2006 and 28 in
2008. It was, however, in May 2009, when four of the women contenders defeated their
opponents in parliamentary elections and made headlines in media all around the world. All of
the four winners Massouma Al-Mubarak, Salwa al Jassar, Aseel al Awadi, and Rola
Dashti have graduated from advanced countries. Their margin of victory surpassed observers‘
calculations. Other women contestants, who lost the elections, also fared better than they had
done in the yesteryear. One of them, Thikra Rashidi, bagged 6,600 votes. In fact, women
candidates have carried out effective election campaigns in a professional manner. Women now
also play a significant role in Kuwait‘s economy as they are in charge of the country‘s half of the
economic activities. In education, they have not only outnumbered males but by two-third
majority in the universities.
Qatar. The foremost thing in Qatar that draws our attention is related to the constitutional
procedure whereby the basic law was implemented after its approval in a popular referendum in
which men and women both cast their votes in 2003. In May 2003, Sheikha Ahmad AlMahmoud took the charge of Ministry of Education as the first female minister in the country‘s
history. In 2008, another woman, Shaikha Ghalia bint Mohammad Al-Thani was named as
Minister of Health and stood to be the country‘s second female minister. Shaikha Abdulla alMisnad was selected as president of the Qatar University in 2003. In the same year, a woman
was deputed for the first time as a public prosecutor.
In 2003, a woman stood unopposed and won the seat in municipal elections. She became
Qatar‘s first elected female official. The election law ratified by the Shura Council in May 2008
vouchsafed political rights to women. However, they had cast their votes before when they took
467
part in the approval of the constitution in 2003. A woman was also inducted as a member of the
National Committee for Human Rights at the occasion of its establishment in 2003. Three
women contested municipal elections in 2007. Qatar University, for the first time, admitted
women students in electrical engineering, chemical engineering, and architecture in 2008.
Oman: In the entire Gulf region Oman appointed the first female minister in March 2003.
Others followed the course. Aisha bint Khalfan, as the first female minister, took charge of
National Authority for Industrial Craftsmanship in March 2003. In 2004, Rajiha bint Abdul
Amir, Sharifa bint Khalfan, and Rawiyah bint Saud Al-Busaidiyah were nominated as Minister of
Social Development, Minister of Tourism and Minister of Higher Education respectively. A
woman joined the board of the Businessmen‘s Council as a member in 2003. The government
of Oman also inducted two women as ambassadors, to the United States and Holland. In 2008,
16 percent of Majlis al Dawlah (the State Council) seats were filled by women and 35.4 percent of
the posts in the civil service were also held by women in Oman.
Fifteen women candidates competed for elections in 2003 and 20 in 2007. In 2006, there were
nine women members in the State Council and 16 in the Shura Council. Increased political
awareness among the Omanese women is indicated by the fact that the number of female voters
doubled in 2003 compared to that of 2000. One hundred thousand women cast their votes in
2003. Thirty-eight (38) NGOs working for the betterment of women of Oman are aided by
state-sponsored Women‘s Association. Oman also took the lead among the Gulf countries
when Omanese women made entry in the General Prosecution Office in 2004. Furthermore, a
woman, Farah Yahya Al-Numani, became a female firefighter for the first time in Oman.
United Arab Emirates: In November 2004, the government of United Arab Emirates named a
woman as minister for the first time when Shaikha Lubna Al-Qasimi was given the charge of the
Ministry of Economy and Planning. Less than two years later, a second female minister was
selected. Maryam Al-Roumi became Minister of Social Affairs in February 2006. Further two
years down the road two more women were appointed as ministers in 2008. Maitha Al-Shamsi
and Reem Ibrahim Al-Hashemi took charge as Ministers of State in 2008. Thus, the number of
women ministers rose to four. In July 2003, the foreign ministry inducted eight women as
diplomats. In 2009, women accounted for around ten percent of the country‘s diplomats. A
woman was promoted as the Secretary General of the Council of Ministers. Nine out of total 40
members of the Federal National Council are women. Two of the Council‘s eight standing
committees are also chaired by women. Emirati women have also been engaged in the activities
of various international bodies like International Union of Parliaments, the Union of Arab
Parliaments, and the Transitional Arab Parliament.
United Arab Emirates signed United Nations‘ Convention on the Elimination of all Forms of
Discrimination Against Women (CEDAW) in 2004. In 2002, a network of female professionals,
UAE Businesswomen Council, was founded. More than 12,000 women are its members. In
November 2006, another organization Dubai Women Establishment (DWE) for the
development of women was set up. First woman judge Kuloud Ahmed Juoan AlDhaheri was designated in the United Arab Emirates in March 2008. In the same year, Fatima
Saeed Obaid Al-Awani took charge as first woman registrar in the country. Shaikha Najla Al
Qasimi and Hassa Al Otaiba were posted for the first time as the United Arab Emirates‘ female
ambassadors to Sweden and Spain respectively. In 2003, 32 women were employed in special
security force. Women account for 30 percent of the civil service in the country. Sixty-three
Women candidates ran for the Federal National Council elections in December 2006 for the first
time in the United Arab Emirates. In 2007, female literacy rate was 90% in the country.
468
Eighteen percent of the faculty in higher education is female and more than 4.5 billion dollars of
wealth is in women‘s control.lxviii
Conclusion
Given the poignant history of deprivation of women of their rights for long in the region under
study it appears that the level of this deprivation has softened over the first decade of the 21 st
century. And, the process has gained a momentum that continues to bring more and more good
news not only for the women of these states but also for those around the world who want to
see the repressed Arab women enjoying their rights and liberties and making progress in every
field of human activity.
A number of domestic, regional, and international factors are behind the change that women of
the Gulf region are witnessing right now. The 21st century dawned on the younger generations
of the Arab world with a message of hope for liberty and freedom. Nine eleven proved to be a
stimulus in the process of change. International scenario swiftly turned in favor of oppressed
women in the Arab Middle East and they made entries in the power corridors of politics and
economy. Though, a lot remains to be done for realizing the goal of their unqualified
emancipation, whatever has been attained is of consequence. Millions of women inhabiting these
countries now have a sanguine view of their future. Now they frequently make news related to
various fields of life. A newborn cognizance of her sociopolitical entity in the Arab woman is
perceptible. It can be figured on that these Arab women will be able to enjoy equal political
rights over the next one or two decades.
Endnotes and References
1
Christine Eickelman, ―Women and Politics in an Arabian Oasis,‖ in Farhad Kazemi and R.D.
McChesney (eds.), A Way Prepared: Essays on Islamic Culture in Honor of Richard Bayly Winder,
(New York: New York University Press, 1988), p. 199, cited in J.E. Peterson, ―The Political
Status of Women in the Arab Gulf States,‖ Middle East Journal 43(1), (Winter 1989), p. 34.
1
J.E. Peterson, ―The Political Status of Women in the Arab Gulf States,‖ Middle East Journal
43(1), (Winter 1989), p. p. 34.
1
Marcel Kurpershoek, Arabia of the Bedouins, (London: Saqi Books, 2001), p. 90; Mary Ann
Tetreault and Haya al-Mughni, ―Modernization and its Discontents: State and Gender in
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469
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470
SYNOPSIS OF RELIGION AND CHILD ABUSE: NIGERIA EXPERIENCE
Alexander Olufemi Afolabi OKEBUKOLA
Department Of Christian Religious Studies
Michael Otedola College of Primary Education
P.M.B 1028 Epe, Lagos State,Nigeria
Okebukola 52 @yahho.com(08033538327)
ABSTRACT
Child abuse is a common practice in Nigeria which should be minimized if not eradicated. Abuse, injustice,
oppression, battery incidence and wickedness are prevalence against religious norms that teach wholeness, peace,
liberty, emancipation and justice. It is against this background that the paper reviews the various components of
child abuse, within this understanding, to examine the influence of religion on child abuse in Nigeria. It then
concludes with recommendations towards elimination of child abuse.
Introduction
Child abuse has received considerable attention within the last two decades. Perhaps because of
severe economic depression, indeed it has received substantial attention worldwide. The United
National, through its member‘s organization such as UNESCO (United Nation Educational,
Scientific and Cultural Organization) has focused on this issue, recognizing the worst forms of
such abuse.
Nigeria, being a religiously pluralistic state has it in record three main and prominent religions;
African Traditional religion, Christianity and Islam, among the three. Two religious have played
important roles in the development of millions of Nigerian citizens. However, it is instructive to
note that some religionists have negatively harnessed religion to perpetuate all forms of social
problems including child abuse.
Child abuse as a concept describes all sorts of injustice, abnormality and inhuman treatment
given to the young feeble ones by the adult generation (Olok-Ake 2000) child abuse as a social
problem is not a new historical phenomenon. Historical accounts of child abuse could also be
found in the Biblical and Quranic stories of ancient period of Jews and Arabs. In the history of
Pharaoh of Egypt, both the Quran and Bible reveal how king Pharaoh killed the male children of
the community. King Pharaoh killed the male children in order to avert the fulfillment of the
prophesy on the male ascension to throne. In the same vein, the antiquated Arabs are reported in
the Qur‘an to be in the practice of killing their female children before the coming of Islam,
which was known as the period of ignorance (Jahiliyyah). The case of Joseph and his paternal
brothers is another example of the age long practice of child abuse in human history (Hitti 1970).
Also Yakubu (1994), reports that in the traditional African societies, physical punishment of
children, whipping, flogging and labouring were very common practices.
CONCEPT OF RELIGION
As a concept, religion has come to occupy a centre stage in both our consciousness and in
academic discourses. According to Peter (1998), religion is a system of symbols which act to
establish powerful, pervasive and long-lasting moods and motivations in men by formulating
conceptions of a general order of existence and clothing these conceptions with such an aura of
factuality that the moods and motivations seems uniquely realistic.
Adeoye and Adeleke (2000) opined that religion contributes to the maintenance of order in the
society. It does this by creating conditions for integration of the individual in the sense of
471
personal adjusted and social integration in terms of its ability to provide legitimating for social
arrangement.
Among the various roles that religion plays according to Ate (1993) are conditions for cohesion,
shouldered self discipline, well-being and concluded by of culture and traditions. And religion
restrains deviance and promotes loyalty. Religion should give and maintain the above services; if
the particular religion fails to perform the aforementioned functions then such religion has failed
as observed by Greeley (1989) in its functional value to the people and society as whole.
CHILD ABUSE
Child Abuse is the physical, sexual, emotional mistreatment, or neglect of child. In the United
States, the centers for Disease Control and Prevention (CDC) and the Department of child
maltreatment as any act or series of acts of commission or omission by a parent or other
caregiver that results in harm, potential for harm or threat of harm to child.Dzurgba (1991)
believed that child abuse can occur in a child‘s home, or in the organizations schools or
communities that child interacts with.
Kalu (1996) opined that child abuse can be basically summarized as experience which constitutes
acts developed or commissioned to inflict harm directly on a participating child to reduce
chances of that child in developing potentials as a human being and in complete disregard to
basic right and protection of a child.
Oloidi (2007) be moaned that child abuse is any kind of inhuman act that jeopardizes the
physical. Psychological growth along with the futurity of the child either intentionally or
unintentionally.
Child neglect may mean the denial of basic rights and need of the child, by parents, school,
peers, government and cultural community occurring as acts of commission or omission (Oloko
1992).
Religion and Child Abuse: Nigeria Experience
Religion has been as source of child abuse among some adherents in Nigeria. Although, while
child abuse is discouraged in these religions, some religionists mischievously used religion to
practice child abuse. Example abound. The Good Shepherd Orphanage in Lagos was reported to
be engaged in illegal adoption of babies as well as sheltering young pregnant girls and selling off
their babies at birth. Many of these sold cannot be traced and one cannot determine what
became of them (Dave-Odigie 2008).
In certain regions of Nigeria, disease (such as HIV/AIDS, malaria etc) accidents, drunkenness
mental health problems, the smoking of marijuana, divorce, infertility and other misfortunes are
generally blamed on witchcraft.
The devil‘s children are identified by powerful religious leaders at extremist churches where
Christianity and traditional beliefs have combined to produce a deep rooted belief in and fear of
witchcraft. The priest spread the message that child-witches bring destruction, disease and death
to their families.
The religious leaders therefore offer help to the families whose children are named as witches
but at a price the church run exorcism or deliverance.Many are held in Churches often on chains
and deprived of food until they confess to bring a witch.
472
In Northern Nigeria, the al-majiris system in which children in Quranic schools are left to roam
the street to beg for alms is regarded as child labour or child abuse, since they are to bring back
home their proceeds to their Quranic teachers.
Kisekka (1987) observed that the mallam often move from city to city and when they die or if
the beggars whom the children help die, the children reportedly become delinquent, street
dwellers if male and prostitute if female.
Causes of Child Abuse
Child abuse is a complex phenomenon with multiple causes. Understanding the causes of abuse
is crucial to addressing the problem of child abuse. The following factors are responsible for
child abuse in Nigeria.
Children resulting from unintended pregnancies are more likely to be abused or
neglected.
Poverty: majority of the parents are poor they could not afford to maintain or take good
care of their children, this is why we see some teenagers male and female being taken away
outside the country serving as labourers, prostitute risking their lives to all types of dangerous
diseases associated with illegal and premature sex. Unemployment and financial difficulties are
associated with increased rates of child abuse.
Broken homes: The divorce of a child‘s parents and the broken home environments are
contributory factors in the problems of child abuse and neglect due to diminished parental care.
Some stepmothers are cruel to the children of the estranged or former wife and would not
hesitate to abuse such children.
Neglect by busy Parents: The children may become neglected or abused because the
parents claim to be too busy to find and spare time with the child and supervise him. Ebigbo
(2002) argued that it occurs most commonly in homes in which all material needs and more have
been provided. The ever busy parents discover too late that the children have found alternative
pursuits often involving crimes and drugs.
Mental disordered/imbalance: Psychiatric or mental illness, disorder or imbalance is
one of the causes of child battering. It is generally believed that child battering could be caused
by psychiatric illness, frustration, imbalanced psychological disposition immaturity,
impulsiveness, egocentricity, hypersensitivity and poorly controlled aggression under high
expectation, addiction to drugs including alcohol etc.
Other causative agents are:
Maltreatment, Desertion, Ejection, Refund of bride price, sexual incompatibility, intimidation
child custody, Religious differences, child marriage, seduction, unmarried mothers, Juvenile
delinquency and Extra-marital relationship resulting in pregnancy.
473
Effects of Child Abuse
The effects of child abuse in Nigeria like other third world nations are devastating and
outrageous. It is social problems that afflict all societies. From medical angle, it causes physical
damage and injuries.
Daudu (2008) believed that the effects may be emotional, physical, psychological as well as social
child abuse by parents could result in the loss of self esteem and personality disorder on the part
of the child. The child could feel insecure, hated and indifferent to life.
A child may also have constant strong feelings of guilt and rejection.A female child, who is given
out to early marriage, may be made to drop out of school or totally denied her right to education.
A child that is neglected may grow up to become a thing readily available for use by selfish adults
thereby becoming a nuisance to the society and an embarrassment to the parents.
Conclusion and Recommendations
The paper examined the place of religion in promoting child abuse in Nigeria, therefore on this
premise it is apposite to make the following recommendations towards effective control of child
abuse.
The religious bodies should create a social welfare department with a committee to oversee the
welfare projects for child development.Religious organizations in the country should embark on
more social welfare services to alleviate poverty and prevent child abuse in the society.Both the
church and the Mosque are duty bound to raise awareness on the problem of child
abuse.Preaching against child abuse in the congregations by the religious leaders would go a long
way to assist both the parents and the children.
Organizing House to house campaign against child abuse: as some religious people do go
from house to house to preach the gospel and win souls for God, they can extend the same
gesture to the spreading of information against child abuse in likely manner.
Counseling of parents on how to use their child by the religious leaders would go a long way
through counseling collectively or on one on one basis, this is important in order to correct some
parents who always handle their children carelessly and engage in abusing them unknowingly.
Nigerian government should take every appropriate measure to ensure that the state legislation
provide an adequate framework for effective legal measures against all forms of child abuse.
REFERENCES
Adeoye, M.N and Adeleke, S.B (2000): Social inequality and Religious Commitment; Lagos
Murphis Communication Ltd.
Ate, P.A (1993): Social Studies and Environmental Education. Nigerian Journal of Social Studies
Review, Volume 11 pp 111-112.
Dave-Odigie, C.P (2008): ―Human Trafficking Trends in Nigeria and Strategies for combating
the crime‖ Peace studies Journal Vol Issue 1 Abuja.
Daudu, M. (2008): Contemporary Ethnical Issues in Christian Perspective Zaria: Shola Press.
Dzurgba, A. (1991): The Sociology of Religion Ibadan: Wemilore Press Ltd.
Ebigbo, P. (2002): The Problems of Child Abuse and Neglect in Nigeria and strategies for over
coming them in Aminu L.S. and Olikoshi, B (Eds).
The Nigerian child Now and in the future: Lagos Federal Ministry of Health and UNICEF.
Greeley, A.M. (1989): Myths of Religion: An inspiring investigation into the Nature of God and
a Journey to the Boundaries of faith. New York: Warner Books.
Hitti, P.K (1970): History of the Arabs. London Macmillan Education Limited.
474
Kalu, W.S. (1996): ―The nature of child Abuse and Neglect ANPPCAN Advocacy series in
Nigeria Child Rights Monitor ANPPCAN Vol. 1.
Kisekka, M.N. (1987) Children in Kaduna state, Nigeria; Problems and Needs. Ahmadu Bello
University, Zaria and Kaduna: Department of sociology and Kaduna child welfare
committee.
Oloidi, C.K (2007): ―Contemporary Public Issue‖ Osogbo, Rem Osarayi and sons enterprises.
Olok-Ake, A. (2000): Protecting children in the midst of conflict: Local, National and Regional
Initiatives Proceedings of the Conference on War affected children in West Africa-Accra.
Oloko, B. (1980): ―Children‘s Work in Urban Nigeria: A case study of young Lagos street
Traders‖. UNICEF Staff Working paper page 4, 11-12.
Peter, V.V. (1998): ―Religion‖ in Barnard A(eds) Encyclopedia of social and cultural
Anthropology London Routledge.
UNICEF (1986): Proceedings of the international Workshop held at Enugu Nigeria 27th April –
2nd May.
Yakubu, A.M. (1994): ―Medical Aspects of child Abuse and Neglect in Nigeria‖. African
Network for the Prevention and Protection Against child Abuse and Neglect
(ANPPCAN). The ANPPCAN Child Rights Monitoring Centre Kaduna December pg 13.
475
GENDER DIFFERENTIALS AND DETERMINANTS OF CHILD
HEALTH IN INDIA
Koyel Sarkar
Research Scholar
M. Phil, Population Studies
Center for the Study of Regional Development, Jawaharlal Nehru University, New Delhi, India.
[email protected]
Abstract:
Any country‘s level of development is determined by the quality of its human capital. In this
regard children‘s health hold prime importance as they are the future generation of the country
and their health status will determine the level of development. However, India is a land of
diversity and thus the area of health is equally influenced by a whole lot of socio-cultural features
that differs from place to place and person to person. On one side there is shortage of services
and their proper regional distribution while on the other side there is differential utilization of
the existing services. It is this differential utilization of child health care that is important and
therefore in this paper an attempt to study the various factors affecting child health has been
made.
Higher mortality among girls can be attributed to socio economic and cultural factors which give
more importance to boys. A spatial analysis using the Arc Gis, reveals that a general neglect of
girl child in evident in the country especially in the northern states of Uttar Pradesh, Madhya
Pradesh, Rajasthan, etc. However, the longitudinal analysis (Binary Logistic Regression) shows
that in Uttar Pradesh, the scenario is way different from the rest of states. The study shows that
education of the mother and the standard of living has a strong positive influence over child
health. Also, more educated mothers are more likely to have less number of births and their age
at first birth is usually high. This automatically leads to better child health. However, the
employment status of the mother has varying influence in child health. Working mothers usually
have less time for their children and so daily monitoring of their child‘s food habits is usually not
possible, but since they are in constant social interaction they are aware of the importance of
vaccinations on child‘s health and so get their children vaccinated. Thus these mothers usually
tend to have vaccinated but underweighted children. However, social factors like religion, caste
and also the place of residence do not seem to affect child health much.
Keywords: Gender Differentials, Child Health, Socio-Cultural Features, Mother‘s Education
476
INTRODUCTION:
Any country‘s level of development is determined by the quality of its human capital. In this
regard children‘s health hold prime importance as they are the future generation of the country
and their health status will determine the level of development. The World Health Organization
defines health as ―the state of complete physical, mental and social well – being and not merely the absence of
disease and infirmity‖. Since children‘s health determines the health of the country in future, the
government has put in a lot of efforts to improve the standard of living of the people, health and
family welfare. Keeping in mind that women are the primary caretakers of the household and
their health will determine the family‘s health, the country has made maternal and child health
services an integral part of the various 5 year plans and promotion of maternal and child health
has been one of the most important objective of the family welfare programmes in India. More
recently, efforts to improve maternal and child health have been enhanced by the activities of the
family welfare programme and by the introduction of the Child Survival and Safe Motherhood
Programme (CSSM). The Ministry of Health and Family Welfare has also sponsored special
projects under the Maternal and Child Health (MCH) care programme including the Oral
Rehydration Therapy programme, the establishment of regional institute of maternal and child
health in states where infant mortality is high. Particularly for child‘s health, the vaccination of
children, against the six diseases (tuberculosis, diphtheria, pertussis, tetanus, poliomyelitis and
measles) has remained a major focus. The National Immunization Programme is being
implemented under the national health policy whereas the Universal Immunization Programme,
introduced in 1980‘s with the objective to cover at least 85% of all infants against the six
vaccines preventive diseases have been successful to a large extent covering major parts of the
country. Among the others are the National Rural Health Mission (NRHM), Millenium
Development Goals, etc. whose major focus remain child health.
However, India is a land of diversity and thus the area of health is equally influenced by a whole
lot of socio-cultural features that differs from place to place and person to person. These sociocultural features tend to affect both the demand side factors as well as the supply side factors in
terms of health. On one side there is shortage of services and their proper regional distribution
while on the other side there is differential utilization of the existing services. It is this differential
utilization of child health care that is important and therefore in this paper an attempt to study
the various factors affecting child health has been made.
477
OBJECTIVE:
The prime objective of the paper is to assess child health status in the country. Specifically, the
paper will aim to:
c.
Spatially study the variation in condition of child health and the incidence of ―gender
bias‖, if at all exists, in child health care in the country, and
d.
To study the independent socio-economic determinants, more importantly how the
mother‘s background characteristics tend to influence child‘s health in Uttar Pradesh.
DATABASE:
Data for this study is primarily taken from:
c.
Data on IMR and CMR (all India, district level) has been taken from Population
Foundation of India, census based estimates for 2001.
d.
The children‘s file of Uttar Pradesh, from National Family and Health Survey 3 has been
used which was conducted in 2005-06 by the International Institute of Population Sciences,
Mumbai.
METHODOLOGY:
For this study, five variables have been chosen which would determine the child health
conditions in country. The first three variables, infant mortality rate (IMR), child mortality rate
(CMR) and mortality differentials between girl and boy child help to analyze the child health
status and also gender bias (if at all exists) in the country. The next two variables, children ever
had vaccination and weight by age (from NFHS 3) help to reach the second objective which is to
analyze the factors that affect child health in Uttar Pradesh. The present study uses the following
techniques to reach the objectives:
d.
A spatial variation of infant and child mortality along with mortality differentials between
girl and boy child have been mapped with the help of Arc Gis on all India district level.
e.
Bivariate Analysis to find the association between the independent and dependent variable
and their level of significance.
f.
Binary Logistic Regression in SPSS has been carried out to examine the relationship between
each of the independent variable and the dependent variable, while controlling the influence of
the other variables.
STATEMENT OF PROBLEM:
In spite of all the developmental efforts done by the government through various policies and
programmes like, National Population Policy (NPP), Family Planning or Welfare Programme
(FPP / FWP), Reproductive and Child Health (RCH), Child Survival and Safe Motherhood
478
(CSSM), MDG, NRHM, etc. child mortality, underweighted children, prevalence of chronic and
preventable diseases like tuberculosis, diphtheria, pertussis, tetanus, poliomyelitis, measles, etc. in
India remains to be significantly high specially in the north Indian States of UP, Bihar, MP,
Jharkhand, Rajasthan, etc.
RESEARCH HYPOTHESIS:
The present study assumes that gender bias does exist in child health care in household level and
mother‘s education, employment status and other determinants like urban areas, high standard of
living will lead to better child health. Also in terms of social stratifications it is assumed that
Hindus and general castes will have better child health conditions than the others.
ANALYSIS:
Infant Mortality, Child Mortality and Mortality Differentials: a spatial distribution
(country level)
According to the objective of the paper, the analysis has been done on two specific areas, i.e.,
gender differences on the spatial variation of child deaths and the socio-economic determinants
affecting child‘s health. To understand the second objective we must first look into the spatial
variation on child health in terms of mortality situation in the country. Infant and child mortality
is an important indicator of child health as less mortality will mean better health conditions. It
also shows the level of social development, spread of medical facilities, etc. in any region. On the
other hand, a gender difference in mortality rates along with mortality differentials between them
has a greater importance as this can also show the presence of ―gender bias‖ in a region. More
so, the gender bias becomes clearer if done in terms of ages.
Infant mortality (less than 1year of age) as well as Child mortality (1 to 4 years of age) is highest
in Uttar Pradesh (73 and 96) and lowest in Kerala and Goa (15 and 16) respectively. Apart from
Uttar Pradesh, high levels of infant and child mortality are found in Chhattisgarh and Madhya
Pradesh in the central region, Assam and Arunachal Pradesh in the northeastern region,
Jharkhand, Orissa, and Bihar in the eastern region, and Rajasthan in the northern region. These
are regions with low levels of literacy, standard of living, development, etc and therefore suffer
from adverse health conditions. In contrast, all states in the southern and western regions have
lower levels of infant and child mortality.
However, variations within the states are also evident and to get a clearer picture, a district level
analysis of IMR, CMR and mortality differentials among male and female children have been
done:
479
c.
Female Infant Mortality Rates and Female Child Mortality Rates:
At the age of less than 1 year maximum female death over most of the country is seen in the
districts of the Indo-Gangetic plain, Rajasthan, Maharashtra, North eastern states and few
districts of southern states. The southern peninsular part of India has fewer deaths. Exception of
few border districts of Karnataka, Andhra Pradesh and Maharashtra high death group can be
attributed to the high sex ratio in spite of having less number of absolute deaths. The pattern is
similar when we look at the female death differences by the age one to five years. The districts
with low deaths are all located in the southern states of Kerala, Tamil Nadu, Karnataka and
Maharashtra. The zone with maximum female deaths is concentrated in central region i.e., entire
UP, Madhya Pradesh, Rajasthan and also few districts in the North East.
d.
Superimposition of IMR and CMR with Mortality Differentials:
However, a high female death does not imply a gender bias by itself. The difference between the
sex-wise mortality rates gives a better picture. For this purpose the mortality differentials
between male and female have been plotted on maps at district level. The overlapping exercise
helps identify broad regions of gender discrimination as manifested in differential mortality rates.
Maps were drawn overlapping IMR and CMR with the difference between the male and female
mortality rates to look at the regional pattern of gender difference in mortality. A triangle of high
mortality differentials can be identified in northern India running from eastern Rajasthan to
Bihar to Haryana. Within the entire region the gap between male and female deaths is high. This
Triangle Zone has been called ―a zone of survival disadvantage for girls‖ by some scholars. In south
India, high differences are observed in districts lying on the border of Karnataka and
Maharashtra as well as Kerala.
The entire country can be divided into four groups:
Regions having low IMR, CMR and low MD: These can be said to be the better off regions
where the general living conditions for infants is good and there is no gender issue as well. It
includes most of southern peninsular districts in India.
Regions having low IMR, CMR and high MD: These are the regions of real concern. The
female deaths are low. This indicates that basic requirements for survival of kids are available.
However, the mortality differentials are high. This indicates there is deliberate neglect of the girl
child, so that she is unable to live as well as her male counterpart. This zone includes few
districts of Kerala, northern Andhra Pradesh, Gujarat, western Rajasthan, Haryana, and Bihar.
480
Regions having high IMR, CMR and high MD: These are regions where the high FD
indicates that the general conditions for survival of infants are not suitable. However, high
mortality differential shows a preference for male child and a neglect of female child. This region
includes northern UP, central Madhya Pradesh and southern Rajasthan.
Regions having high IMR, CMR and low MD: These are areas where kids die of other
reasons. Gender is not an issue. This is a very narrow tribal belt in central India as can be seen
from the maps.
Child Health: (Uttar Pradesh)
From the above analysis we have seen the worse of states in terms of child health and gender
bias in child health is UP, Madhya Pradesh and Rajasthan. Since studying all these states together
would make the work more complicated and simple mapping will not give us a clearer picture of
how the socio-economic determinants affect child‘s health, I have taken Uttar Pradesh on which
a longitudinal analysis has been worked out focusing primarily on what effect does the socioeconomic characteristics have on children.
Conceptual Framework:
We all know how education acts as a black box in improving health conditions through boosting
knowledge, social interaction, skills, autonomy, self confidence, etc. In this study, we will analyze
of how certain independent variables of mother‘s like education, place of living, age at first birth,
etc are intimately connected and attempt to explain child‘s health. Already known, that higher
education of the mother will lead to better human, social and economic capital. The advantages
of knowledge, communication, skill, autonomy, etc. thus gained automatically reduce her age at
first birth, birth order, etc. If the mother is working, on one hand her social interaction will
increase, she will be more aware of conditions of better health even if she is less educated and
thus will lead to better health of her child. While on the other hand, it may also happen that due
to working outside and being occupied with other work, she may not have enough time for her
child and this may result into adverse health conditions. Few characteristics are inborn in certain
social stratifications like caste, religion, etc. which are expected to be linked with child health.
Therefore these have also been studied.
481
Bivariate Analysis:
Keeping the above conceptual framework in mind, we can now show the actual relationship
between each of the independent variables and the dependent variable (children ever had
vaccination and weight by age of the children) with the help of bivariate analysis.
Independent Variables
Ever had
vaccination
Weight by age
Frequency
%
No
236
3.3
Yes
5068
71.9
Normal
Underweight
4298
2124
61
30.1
Missing
values
Missing %
1747
24.8
629
8.9
Children ever had vaccination: The dependent variable shows a clear trend with education of the
mother, age at first birth, birth order of the child, occupational status of the mother, place of
residence, social groups, and standard of living. Higher educated mothers are more likely to get
their children vaccinated than less educated mothers. Mothers, who had their first child at a
lower age of less than 18years, are likely to have higher birth orders and so less likely to get their
children vaccinated. Most mothers with high age at first birth have their children vaccinated.
Working mothers generally tend to be more socially aware and so are more likely to have their
children vaccinated than mothers who work at home. Among the social groups the OBC‘s and
the Hindus receive the highest percentage of vaccinations; the SC‘s and Muslims being the least.
As in case of place of residence due to more facilities in urban areas, children get more
vaccinated.
482
Children‘s weight by age: Clearly, women with less education, low age at first birth and high birth
order are the ones with underweighted children. Women who are employed and work away from
home have less time for their children and so end up in underweighted children. In the social
groups, the SC‘s, and the Hindus have more of underweighted children. Due to poverty people
with low standard of living and lack of good nutritious food in rural areas result in more
underweighted children.
Therefore the expected results are: high education, higher age at first birth and low birth order
among mother‘s leads to healthy children. Being more aware, mothers who are employed and are
working outside get their children vaccinated but unfortunately end up in underweighted
children. This is because working women have less time for tracking their children‘s food habits
which is not a single day affair and requires a daily check. Overall, SC‘s result in unhealthy
children, Hindus though get their children vaccinated, have underweighted children. On the
other hand, Muslims in spite of having less vaccinated children end up in normal weighted
children; this may be because of the high protein intake in the dietary habits (meat, etc.). Mothers
living in rural areas and with a low standard of living end up in having unhealthy children.
Binary Logistic Regression:
Though bivariate analysis throws light on the relationship between the dependent and
independent variables, it does not control the influence of the other variables and therefore
logistic regression is carried out to find out the net effect of each independent variable on the
dependent variable while controlling the influence of other variables.
Net Effect of Background Variables on Vaccination of the Child:
The binary logistic regression analysis show that keeping all other variables constant, education
of the mother has the strongest effect on children‘s vaccination. Higher the education, more
likely is the children to get vaccinated. Age at first birth and birth order show moderate
significance in affecting vaccination of children. Mothers with high age at first birth, above
24years, are likelier to get their children vaccinated than mothers with low age at first birth and
lower the birth order of mothers, higher gets the chance of vaccination of children. Occupational
status of mothers does affect vaccination of children but moderate to less. Mothers who are
working are more likely to get their children vaccinated than mothers who do not work. Again,
mothers who are working away from home are even more likely to get their children vaccinated
than mothers who are working at home. This is because simply working does not influence the
knowledge, skill, awareness among women; it is actually influenced by working outside where
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more social interaction, communication, exposure is met. Social stratifications like caste, religion
or place of residence does not influence the vaccination of children. However, standard of living
has moderate positive influence over children‘s vaccination i.e., higher the standard of living
higher is the chance of children getting vaccinated.
Net Effect of Background Variables on prevalence of Underweighted Children:
The binary logistic regression analysis show that keeping all other variables constant, the
prevalence of underweighted children is the least among the secondary educated mothers and
surprisingly even higher educated mothers tend to have more underweighted children. The
reason for this unexpected result maybe that mothers with higher education tend to be employed
which may leave them with very less time for proper child care. Age at first birth of the mother
as well as the place of living has very little influence on the child weight by age. However, higher
birth orders of the mother have more chance of children being underweighted. Mothers working
away from home usually have less time for their child care and so end up in having more
underweighted children. Standard of living shows the maximum influence, as mothers enjoying
high standard of living usually have the least underweighted children. The reason may be that
even if these mothers are working outsides, they may have babysitting facilities at home who can
take proper care of the child.
CONCLUSION:
Higher mortality among girls can be attributed to socio economic and cultural factors which give
more importance to boys. A general neglect of girl child in evident in the country specially in the
northern states of UP, MP, Rajasthan, etc. such neglect can be attributed in the practices such as
abandonment of the girl child, shorter duration of breastfeeding, restricted nurturing, lack of
access to proper nutrition, less medical care at times of illness, etc. However, the longitudinal
analysis shows that in UP, the scenario is way different from the rest of states. According to data
availability and to study how background variables affect child‘s health, the study has been done.
It shows that education of the mother and the standard of living has a strong positive influence
over child health. Also, more educated mothers are more likely to have less number of births and
their age at first birth is usually high. This automatically leads to better child health. However, the
employment status of the mother has varying influence in child health. Working mothers usually
have less time for their children and so daily monitoring of their child‘s food habits is usually not
possible, but since they are in constant social interaction they are aware of the importance of
vaccinations on child‘s health and so get their children vaccinated. Thus these mothers usually
484
tend to have vaccinated but underweighted children. Social factors like religion, caste and also
the place of residence do not seem to affect child health much.
There are however certain limitations to the study. Health has multiple dimensions. Studying it
on the basis of only children ever had vaccination and weight by age does not give the actual
picture of child health in any region. Moreover, the study is based on the demand side factors
like, whether the children are being vaccinated or not, whether the children eat proper nutritious
food, etc. but the supply side factors like the availability of health care services, etc have not been
incorporated in the study. Including these factors could have possibly resulted in a different
conclusion as to what are the actual reasons for the ill health of children. Minor errors can also
be possible due to small sample size.
However, in spite of these limitations, the study can be considered successful in achieving the
target objectives. Mother‘s education, employment status, standard of living has a strong affect
on children‘s health in Uttar Pradesh. Therefore the government should focus more on
education of mother, increasing their age at marriage to result in high age at first birth,
promotion of small family norms, etc. to achieve better child health and overall development.
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» Arnold Fred, Kim Choe Minja And Kim Choe T. K. Roy: ―Son preference, the family-building
process and child mortality in India‖; Population Studies; Vol. 52, No. 3, November, 1998, pp.
301-315.
» Arokiasamy Perianayagam: ― Regional Patterns of Sex Bias and Excess Female Child Mortality
in India‖; Population (English Edition, 2002-), Vol. 59, No. 6, Nov. - Dec., 2004, pp. 833-863.
» Chaudhury Rafiqul Huda: ―The Effect of Mother's Work on Child Care, Dietary Intake, and
Dietary Adequacy of Pre-School Children‖; The Bangladesh Development Studies; Vol. 10, No.
4, December 1982, pp. 33-61.
» Croghan Thomas W., Beatty Amanda, Ron Aviva; ―Routes to Better Health for Children in
Four Developing Countries‖; The Milbank Quarterly, Vol. 84, No. 2, 2006, pp. 333-358.
» Joshi ArunR.: ―Maternal schooling and child health: preliminary analysis of the intervening
mechanisms in rural Nepal‖; Health Transition Review; Vol. 4, No. 1, April 1994, pp. 1-28.
» Kravdal Oystein, ―Child Mortality in India: The Community-Level Effect of Education‖;
Population Studies, Vol. 58, No. 2 (Jul., 2004), pp. 177-192.
485
» Measham Anthony R., Rao Krishna D., Jamison Dean T., Wang Jia, Singh Alaka; ―Reducing
Infant Mortality and Fertility, 1975-1990: Performance at All-India and State Levels‖; Economic
and Political Weekly; Vol. 34, No. 22, May 29 - Jun. 4, 1999, pp. 1359-1367.
» Pande Rohini P., Astone Nan Marie; ―Child Mortality in India: The Community-Level Effect
of Education‖; Population Research and Policy Review; Vol. 26, No. 1, February, 2007, pp. 1-29.
» Sivakami M.: ―Female work participation and child health: an investigation in rural Tamil Nadu,
India‖; Health Transition Review; Vol. 7, No. 1 April 1997, pp. 21-32.
» Streatfield Kim, Singarimbun Masri, Diamond Ian: ―Maternal Education and Child
Immunization‖; Demography; Vol. 27, No. 3, August, 1990, pp. 447-455.
» Tinkew Jacinta Bronte, Dejong Gordon F.; ―Do Household Structure and Household
Economic Resources Predict Childhood Immunization? Evidence from Jamaica and Trinidad
and Tobago‖; Population Research and Policy Review; Vol. 24, No. 1, February, 2005, pp. 27-57.
» Winikoff Beverly; ―The Effects of Birth Spacing on Child and Maternal Health‖; Studies in
Family Planning; Vol. 14, No. 10, October, 1983,
486
CRIME: CONCEPT, CAUSES AND MILITATING FACTORS
FLORENCE N. ANUMBA
Federal College of Education(Technical)
Omoku-Rivers State
Nigeria
ABSTRACT
Nature sets out its orderliness for mankind to abide by. This orderliness follows the course of,
and can therefore be termed, natural law. Acts in conformity with the orderliness are deemed
good deeds, while those that run counter are bad. Unlike in the state of nature, where the order
of the day was the survival of the fittest; the evolution of civilization resulted in every society
becoming conscious of nature‘s orderliness, though the mode of expressing them differed from
place to place. Man has the tendency to congregate, survive and also prosper in the society. The
degree of structure and order based on the society‘s cultural heritage is expressed in its values
and aspirations, and prohibitions charged on acts likely to endanger the health and safety of its
citizens, as well as those that infringe on their enjoyment and possession of property – be they
personal or communal. Murder, Armed Robbery, Rape, Stealing and manslaughter are examples
of prohibited acts that endanger people‘s lives and well-being. They had thrived due to
industrialization, globalization and complex changes taking place in countries the world over.
This paper dwells on the nature of crime, why crime is prohibited, why they thrive and factors
that militate against it.
INTRODUCTION
―No man is an island‖, is a common saying. This means that societies comprise the aggregations
of individuals. The instinct to congregate, survive and prosper in societies is, therefore, human.
Prior to the evolution of civil societies, state of nature existed, but was anarchical, hence it was
not a crime that man was wolf to man. It was not until the Greek period that serious attention
began to be paid to Law, Justice, Politics and economics – the spontaneous development of the
law – which ushered in respect for the dignity of man as human.
For an individual living alone, what is required is habit. But, when humans congregate, for
societies to function fairly and effectively, they create and maintain norms (which with time
metamorphose into customs) and values according to their beliefs and aspirations. As societies
become more complex and industrialized, the necessity of creating prohibitions on acts likely to
mar the well-being, health, safety and interests of individual members of the society, and the
need to protect the values and aspirations of the society itself becomes very paramount.
What normally shape the law against prohibited acts are traditions, or the religious belief system
and the political ideology of a people. On what is an ideology, Azikiwe (1979) answered: ―…
Firstly, it is a systematic body of concepts about human life or culture. Secondly, it is a manner
or content of thinking characteristic of an individual or a group‖. However, the word ‗Crime‘
refers to prohibited acts, and the law against crime is Criminal Law which according to Morlan
(2001) is a litany of prohibitions and duties, behaviours that the State considers to be
unacceptable or actions that the State demands. Prohibited acts also harm societal collective
interests, hence states make laws to check them. Examples of crimes are: Murder, Stealing,
Manslaughter, Rape, Conspiracy, Assault, Procurement, Burglary, Armed Robbery and
Conversion. When any of these or other crimes is committed, the offender is normally
apprehended, charged and prosecuted. The aim of trial is to dispense justice through the
instrumentality of the law, by balancing the interest of the offender, the offended and that of the
State as the major stake holder. Babatunde (2003) opines, the interest of the accused must be
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balanced with the interest of the victim as well as the interest of the State, as the keeper of public
good.
DEFINITION OF TERMS
Crime: The Merrian Webster Dictionary defines ‗crime‘ as a serious offense against the public
law. The Black Law Dictionary sees ‗crime‘ as an act that law makes punishable; the breach of a
legal duty treated as the subject matter of a criminal proceeding. A crime is an act prohibited by
the State; it is a wrongdoing for which the offender must pay, hence the State stipulates, executes
and punishes the doer with canning (in case of minors), fine or a term of imprisonment or both
– in the event of conviction.
Concept: This means the idea of something; an understanding of what something means.
Cause: A cause is that which bring about something – an event or a result; something that
compels something to happen.
Militate: This means prevent, check or hinder the existence of something.
Factor: A factor is the circumstance or situation that produces a result or is responsible for the
existence of something.
THE NATURE OF CRIME
The principle of ‗actus non facit reum, nisi mens sit rea‘ is a cardinal principle of natural law. It means
that an act does not make a man guilty unless his mind or intention is guilty. It therefore means that when
a crime is said to have been committed, it cannot be swallowed line, hook and sinker to be a
crime. To call an act a crime, two elements must come into play. They are the ‗actus reus‘ and
the ‗mens rea‘.
Without these factors manifestly seen to be coincidentally present in the
commission of an act, it is no crime, and non can be said to have occurred. In general terms the
conduct of the accused and his state of mind at the time of the conduct both determine whether
he has committed a crime or not. To test what is unlawful and dangerous, Babatunde (2003) has
this to say, the test as to what is unlawful and dangerous does not depend on the knowledge or
thinking of the accused. It is based on the objective test, that is, what a reasonable person would
describe as unlawful and dangerous.
It is also necessary to point out here that a crime can be committed by a person without his
actually doing the wrongful act. Thus, a person who procures another to commit an offence is
said, in law, to have done the act himself, and, it is immaterial whether the offence committed is
that counseled or procured or an entirely different one. In the event of conviction, the procurer
suffers the same punishment as the procured.
ACTUS REUS:
The Black Law Dictionary defines the Latin phrase ‗actus reus‘ as ―guilty act‖; the wrongful
deed that comprises the physical component of a crime and that generally must be coupled with
mens rea to establish criminal liability. However, by actus reus is meant the wrongful or
offensive act; the bad deed. It is bad because it runs counter to natural orderliness; it is an
erosion of societal value, therefore, the society frowns at it. It is prohibited by the State. Actus
reus is the harmful act forming the basis of liability. This presupposes that no matter the degree
of evil intention in a person‘s head, (even when it is confessed) if it is not put into action, a crime
has not been committed, and none can be said to exist.
Thus, in the crime of ‗Murder‘, for example, the accused must have shot, stabbed or hit the
victim and caused his death. In ‗Stealing‘, the accused must have taken away the money or
other material(s) belonging to another. In ‗Conspiracy‘, he must have taken part in the plot to
carry out the harmful act. In ‗Robbery‘, according to Sect. 9 of the Robbery and Firearms
(Special Provisions) Act No. 47 of 1970, he must be proved to have been armed with
“firearms” or “offensive weapons‖ at the time of committing the robbery. The actus reus of
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an act may also consist of elements entirely external to the physical actions of the accused. This,
eventually, takes us to the types of actus reus.
Actus reus may be by any of the following:
By conduct: This exists when the offence do not require proof of any result or consequence,
what is required is only proof of the action. An example is the offence of dangerous driving,
proof that the accused drove dangerously is enough to ground the action, without the
prosecution going, extra miles, to prove injury caused or life lost by the act.
By result: This occurs when the crime requires the proof of a result arising in the act. A case
in point is the crime of assault where injury suffered by the victim is part of the actus reus.
By circumstance: Actus reus is circumstantial when it consists of factors that are entirely
external to the physical action of the accused. An example is an action done when drunk. What
needs to be proved is the state of affairs that had to be found to exist with a little or no
participation of the offender. It is however, submitted that the voluntary act occasioning liability
can be found at earlier stage of the accused – voluntarily becoming intoxicated, for example. In
the circumstance, what the information must disclose is certainly not the guilt of the accused, but
a prima facie case for him to answer.
Omission: An omission to act may also form the basis of criminal liability. An actus reus is,
ordinarily, a positive act of the accused; one may then ask: ―How then can failure to act
(omission) become illegal or result in a liability?‖ The answer is that while there is no liability for
failing to act, if at the time of failing to act, the accused was under a legal duty to take positive
action, the failure attracts a liability. For an omission (to act) to be criminal, i.e result in a
criminal liability, recourse has to be taken of moral and legal duties. If the accused person has
only the moral duty to act, but failed, such omission has no basis in law; but where he is under a
legal duty, i.e he owes the victim a duty of care, the omission forms the basis of criminal liability.
An omission or failure to act may also result in criminal liability, if it constitutes an invitation to
treat.
Involuntariness of action: This factor inquires whether the conduct or act of the accused,
resulting in the prohibited consequence, is of his free-will or not. If the accused‘s prohibited act
result from no fault of his own, it will occasion no criminal liability. This is because he was not
in control of his action when causing or indulging in the action that produced the prohibited
result. For involuntariness of action to avail an accused, either insanity or automatism must be
found to be present. Thus, for the defence of involuntary act not to be negatived, impaired
consciousness must result.
Generally, for the defence of automatism to avail an accused, his act must be a reflex, spasm, or
convulsion, or must have occurred while he is in a condition depriving him of effective control
of his action; and the act or condition is not the result of anything done or omitted with the fault
required for the offence or voluntary intoxication. And a person is not guilty of an offence (by
virtue) of omission to act if he is physically incapable of acting in the way required, and his being
so incapable is not the result of anything done omitted with the fault required for the offence
nor of voluntary intoxication. Therefore, for an act to be termed a crime, it must constitute
actus reus and mens rea.
MENS REA
The Black‘s Law Dictionary defines ‗Mens rea‘ as ―guilty mind‖; a state of mind that the
prosecution, to secure a conviction, must prove that an accused had when committing a crime,
criminal intention or recklessness. Howbeit, mens rea is the evil intention or bad state of mind
of the accused when committing a prohibited act. The mens rea in stealing or theft is the
intention to deprive the owner of the property. According to Morgan (2001) with the notable
exception of strict liability, the criminal law does not punish a man for his actions alone. The
prohibited actions must be accompanied by a culpable state of mind.
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However, mens rea are varied; and the apportioning of a type to an offence is a matter of judicial
and or legislative framework. In simple terms, deliberately committing a prohibited act attracts
more severe punishment than recklessly or carelessly committing same. Most criminal offences
require proof of intention or recklessness. Such recklessness is sufficient to ground an action.
An act is labeled recklessness because it involves unjustifiable risk, being very unnecessary, could
have been avoided as a reasonable man would have realized the obvious risk involved in such
act.
An accused person may raise the defence of Mistake, i.e as not having the requisite mens rea.
Such mistake may be mistake of fact or mistake of law. An accused person raising the defence
of mistake must make sure that the offence is one requiring some degree of fact on his part. It is
for the state to establish beyond reasonable doubt that the accused was not mistaken, so did have
the requisite mens rea for the offence he is charged with. In the case of IBEH v. STATE (1997)
1 NWLR (PT. 484) 632 at 65 S.C, the Supreme Court held that the proper role of the court in a
criminal trial is to evaluate all the evidence before it and be sure that the case of the prosecution
has been proved beyond reasonable doubt, but if there is doubt, whether based on material
contradiction, or lack of sufficient evidence, the benefit of that doubt must be given to the
accused person. He cannot plead a mistake of law, for ignorance of law is no excuse.
Offences impliedly or expressly requiring proof of fault will apply to the defence of mistake,
denying mens rea. In DPP v. MORGAN (1976) A C 182, the accused persons were convicted
of rape, but they appealed against the judgement contending that they had believed that the
complainant consented to sexual intercourse. The judgement held that the accused defence of
mistake would have availed them only if it was honest and reasonable. The appeal was therefore
dismissed. But the House of Lords upheld the appeal, holding that a defendant is to be judged
by the facts as he honestly believed them to be. In the circumstance, recourse need to be had
on the particular state of mind of the accused – all the evidence, and the presence or absence of
reasonable grounds for possessing that state of mind.
Compulsion: An accused person raising the defence of compulsion is seeking to establish that
he performed the act for which he is charged involuntarily as a result of another person‘s action.
The offender must have been persuaded to commit the act under a necessity, that is to say, by
compulsion or inconvenience. Compulsion may be through duress, mental coercion, necessity
or obedience to orders.
Irrebutable Presumption against mens rea: Children are considered not fully responsible for
their actions. This is because they cannot exercise self-control like adults. They are doli incapax
(incapable of wrong or incapable of committing a crime). They know not the meaning and
consequences of their actions. The presence of actus reus, but absence of mens rea raises the
presumption of innocence in favour of the minor, exculpating him from the criminal
responsibility of his actions. Thus, the presumption is irrebutable. However, if the accused
commits a prohibited act against Z in the mistake of A, he will not be able to escape liability for
the wrong because the actus reus and mens rea are both present, irrespective of who he wanted
to offend.
Generally, the nature of prohibited acts is that the two factors of wrong act and criminal mind
must simultaneously come together in the commission of an act. Where only one is involved, the
act is not criminal, and cannot ground an action in a criminal charge.
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WHY CRIMES ARE PROHIBTED
Man‟s inclination towards nature: Man is endowed with reason by creation. Creation is also
a manifestation of perfection of order. Acts in deviation of the order are prohibitive. According
to
Okpara (2005)
Law of nature is law of reason. It imposes obligations and prohibitions and confers natural rights (human rights).
As it agrees with the rule of reason, it is in harmony with human nature. Man is endowed with reason by his
creator to obey natural law of the universe. Natural laws are objective moral principles which depend upon the
nature of the universe; by nature, they are imprescriptible, inalienable and above all, universal.
Expatiating positive law, Okpara (2005) yet posits, it is understood that the great ancient and
medieval philosophers believed that natural law commends things that are intrinsically good and
prohibits things that are intrinsically evil.
Risk of harm and injury: Crimes are also prohibited because of their risk of harm and injury to
the individual, as well as the collective, interests and well-being of the citizens of the society. No
society exists in vacuum, but consists of a population of people. A society may be likened to a
state or nation. A state is a geographical entity with population and government, while a nation,
according to Ramsay Muir in Appadorai (1968), is a body of people who feel themselves to be
naturally linked together by certain affinities which are so strong and real for them that they can
live happily together, are dissatisfied when disunited and cannot tolerate subjection to people
who do not share these ties.
Maintenance of law and order: Every people so linked together have common norms, desires,
aspirations and values they cherish, duties and obligations they owe each other, prohibited acts
and behaviours they frown at. The acts infringe on personal and collective interests of the
members of the society, they constitute clogs in the wheel of progress, thus their end result is
punishment. In the definition of Culpable Homicide punishable with death, Sect. 221(b) of the
Penal Code, for example, it is stated that whether death was the probable or only likely
consequence of an act or of any bodily injury, is a question of fact. Thus, if from the intentional
act of injury committed, the probability of death resulting is high, the finding should be that the
accused intended to cause death or injury sufficient in the ordinary course of nature to cause
death, This was held in the case of GARBA vs. STATE (2000) 4 S.C, 157. In Sect. 31 of Penal
Code, injury is defined as harm illegally caused. No people or nation flourishes in disorderliness,
violence, and crime. As Lord Denning (1979) posits, in any case, whatever your role, I would as
Master of the Roles, remind you that it is, in the long run, on the maintenance of law and order
that civilized society depends.
Retardation of Development: Crimes are also prohibited because the breed loss, hinder,
disrupt and frustrate economic activities. A crime-ridden nation records retrogression, or at best,
arithmetical progression in all facets of its development. Nations, in particular and the world
generally, have recorded unprecedented draw-backs in advancement, since the emergence of
drug and human trafficking, terrorists activities and other similar international crimes. Recently
in Nigeria, people vacated their residence in the North for safety, following the horrors of Boko
Harram in the country; and for foreign investors to respond to Nigeria‘s call to invest in the
country, expatriates are apprehensive of coming to fish in the troubled water. The end result is
that business and employment opportunities are stifled, while national development stagnates.
Security of lives and property: Crimes are also prohibited because not only do they cause injuries
and harms to the victims, and the offenders as well, they also ruin their lives. Many had lost their
lives in the process of stealing, even worthless things. A young man once stole louver glasses, he
was caught and burnt alive by a mob before Police could intervene. Apart from such dangerous
491
self-helps, a variety of punishments are attached to crimes by their enabling statutes. A case in
point is the crime of stealing. Sect. 390 of the Criminal Code states:
Any person who steals anything capable of being stolen is guilty of a felony, and is liable, if no
other punishment is provided, to imprisonment for three years.
(1)
If the thing stolen is a testamentary instrument, whether the testator is living or dead,
the offender is liable to imprisonment for life.
(2)
If the thing stolen is a postal matter or any chattel, money, or valuable security,
contained in any postal matter, the offender is liable to imprisonment for life.
Miserable state of affairs: Whether the punishment for a crime is death sentence, life
imprisonment or less, in fact no matter how short the period of sentence, the victim‘s state of
affairs remains incurably bad, because once a convict, always a convict. A convict is robed of the
essence of his life and dignity of his human person. He spends the rest of his life as a second
class citizen, devoid of access to most of his fundamental rights – he can no longer vie for, hold,
be appointed to or elected into any public office. Crimes are ruinous, hence they are outlawed.
CAUSES OF CRIMES/WHY THEY THRIVE
Avariciousness: In spite of multiplicity of laws, decrees, promulgations, enactments, crimes
have persisted. Man‘s inclination to amass wealth, to satisfy his insatiable wants, to boost his
ego, lead people to indulge in crimes. Crimes also persist owing to people‘s intention to defraud
others. In the case of BABALOLA v. THE STATE 103 (1989) 7 S.C. (PT.1) 94, stealing was
defined to consist of an intention not only to take away the property, but also an intention to
permanently deprive another of the use and ownership of such property.
Habits: Crimes have also persisted because of habits grown and nurtured over the years. When
habits are formed, particularly bad habits, they persist, in spite of efforts to get rid of them.
Gangsterism, peer group syndrome, cultism, idle and disorderly habits promote crimes in youths
which affects the society negatively. Children from broken homes, who grew up in motor parks,
under bridges, and in the streets are most likely to be chronic criminals.
Values a nation‟s educational system promotes can directly or indirectly make the ground
fertile for crimes to flourish. In Nigeria, moral education has been stifled since the take over of
school by the government from religious organizations. Inculcation of moral ethics and
discipline of children in schools have been thrown to the winds. Worst still, at homes, parents
have very little or no time to observe, monitor or attend to their children and wards – due to
avarice. In majority of homes, children are left in the care of house-helps who do not only lack
the requisite knowledge and ability to control, but also the skill to sow the good seeds of morality
in children. Ingobro (2010) observed, the Nigerian Educational Research and Development
Council (NERDC) has started the infusion of national values curriculum in the educational
system in Nigeria, particularly the basic education system to ensure that the youths of the nation
are taught to imbibe the right attitude and moral values from their childhood. This effort should
be applauded.
Complex changes erupting all over the world encourage crimes. Acculturation, distorted
value orientation, confused belief systems aggravates crime. At homes, majority of parents do
not live by examples again, they encourage indolence, sponsor examination malpractice; in
schools, teachers‘ dedication to duty has depreciated to zero, students snob and insult teachers,
and exhibit apathy in their studies. Churches which are also agents of socialization, have taken
to mad rush after wealth, commercializing the gospel, rather than focus on evangelization like
the early missionaries.
492
Industrialization is one of the factors breeding crimes. Industrialization is a development
marker. The advanced nations of the world are all industrialized. It has an attendant evil of
multiplicity of crimes – taking people hostage following oil exploration and exploitation, its
contagious crimes of kidnapping, youth restiveness, armed robbery, drug and human trafficking
and ritual killings are examples of these crimes.
Technological developments have also made crimes to flourish. Pornography in the internet
is an example. Children and young persons these days lavish their precious time watching
Western culture films, brandishing guns and destructive weapons; these have not only
encouraged, but also increased crime wave the world over. The economy of all the nations of
the world is monetized, hence too much priority is placed on money. In a world where money is
accorded the highest priority over everything, and of course, supersedes every other
consideration, crimes thrive.
FACTORS THAT MILITATE AGAINST THE GROWTH OF CRIME
1)
Strict adherence to the rule of law: The rule of law simply means that the law rules.
In the days of Buhari and Idiagbon regime in Nigeria, armed robbery was punishable with Public
Execution. Worst still, the convicts were taken to the Primary Schools nearest to their houses in
their villages and there fired to death in the open fields, after asking them to address their people
for the last time, or proffer words of advice to the youths. Before this stage, their names were
announced several times over the radio, and this attracted every dick and harry to the fields
except their relatives who dared not show up. The practice drastically checked the offence of
robbery. Strict adherence to the law is a veritable tool to curb crimes.
2)
Awareness and Sensitization: Though ignorance of the law is no excuse, one may
neither know, and still not know that one does not know that an act is prohibited nor know the
gravity of the consequences of the act. Government should endeavour to create awareness of
prohibited acts and also sensitize the public of the consequences. As Otabo (2010) disclosed,
during a visit of the Independent Corrupt Practices and Other Related Offences Commission,
the National Association of Nigerian Students (NANS) Senate expressed their readiness to
partner with the ICPC through organizing Anti-Corruption workshops, seminars, rallies and
campaigns to complement the efforts of the anti graft agency.
3)
Education: Education, generally and legal education, in particular, in secondary schools
and tertiary institutions, as general courses, is very vital to the curbing of crimes in our societies.
If the rudiments of some law courses like: Criminal Law, Law of Tort, Law of Contract, Business
Law and Constitutional Law are infused in the Schools‘ Curriculum and taught effectively,
youths will be conscious of their acts and shun crimes. Studies in Human Rights Law, in
addition, will infuse, in the scholars, the spirit of respect for human dignity every person owes
the other; and more still learn that one‘s right to swing his arms ends where the other‘s right to
defend his nose begins.
4)
Probity and Accountability: It is a maxim of equity that he who goes to equity must go
with clean hands. People in the helm of affairs often embezzle public funds, loot public
treasuries, and exhibit conducts so porous that the masses are provoked to take to the streets
dragging, as a do or die affair, one public office or the other. Such conducts are contagious and
breeds crimes. Offenders should be made to face the music. Nwozor (2010) revealed, the ICPC
has arraigned a Professor and renowned Cardio Thoracic Surgeon at the UNTH Enugu before
Hon. Justice L. A. Umezulike of the Enugu High Court, on a four count charge of using his
office to confer corrupt advantage upon himself and for demanding gratification before
performing official duty. The same Newsletter disclosed that ICPC also secured conviction of an
Ex NDLEA Boss sentencing him to jail for corruption; while in another pending action, Court
493
resumes hearing on Corruption charges against Ex-Minister. Prosecution of corrupt public office
holders, without fear or favour, discourages robbery with the pen.
5)
Preservation of national interests: Self-centeredness encourages crimes. The desire in
people to live in paradise on earth, without regard to national values, sees them into committing
all manner of crimes. There is a great need to infuse the spirit of nationalism in the entire
citizenry so that all will develop special regard to hold the nation on high esteem. This will go a
long way to check the growth of crimes.
6)
Home Training: Good home training and moral upbringing hinders crime. It is from
the home that bad attitudes and habits are either nipped in the bud or allowed to grow with
children to full blown adult criminals. Parents‘ lukewarm attitude in monitoring the company
their children keep, how they spend their times, especially their free periods, their general
attitudes in order to nip the bad in the bud, breed crimes. They should not spare the rod and
spoil the child! Parents who connive a their children bringing home material things (not theirs)
for keeps, to use or wear, must not cry wolf when the children mature to full blown thieves and
robbers – when they would be too late to control. Some men do not provide necessaries for
their households, they abandon their responsibilities, including their children‘s school needs, to
their wives, hence such children join the bandwagon hawking – come rain, come sunshine – to
help their mothers make ends meet. Such helpless children end up in the motor parks, streets,
and often stray into brothels, and gambling houses where they take to juvenile delinquency and
become nuisance to the society.
CONCLUSION
Crimes are evil wind that blows nobody good. They throw the society into insecurity, confusion,
violence and panic; they cause injuries, pain, grief, losses and at times, death to individual victims,
hence the state punishes it, regardless of whether the victims choose to pursue it or not. In
Nigeria, since the break out of Boko Harram Sect that have been bombing media houses, tertiary
institutions, public places and churches in particular, the law makers have not found a solution to
the mayhem. The increase in crime wave and the mode of operation all over the world have
encapsulated the inhabitants of the earth planet into a timid box. Boko harram in Nigeria, coups
d‘etat, rebels and terrorists restiveness in countries, particularly the under-developed ones, ritual
murder, drug and human trafficking the world over have subjected nations to a state of awe,
apprehension and insecurity. On their part, governments of nations kept not their fingers
crossed. They, in response, resorted to radical decisions, promulgations and even peace-keeping
forces to counter rebel actions and a lot of other stringent measures to pull the bull by the
horns. In Nigeria, for example, the punishment for kidnapping was ten years imprisonment, but
since the offence became selling like hot cake, some states in the country have stipulated life
imprisonment, while others promulgated death sentence. Meanwhile, millions of offenders
(youths) of different national, have lost their lives in prisons abroad, and multitude are still
languishing in similar detentions – due to their involvement in one crime or the other.
RECOMMENDATIONS
The war to rid our societies of crimes is a battle for all. Neither the state nor the individual
citizen, can fight it all alone and win. The key to the victory is strict application of the law –
without fear or favour, taking into consideration the fact that every criminal act involves a guilty
intention to accept a substantial risk that ordinarily has a foreseeable consequence which a
reasonable man would perceive and avoid. For individuals, good home training of children and
youths, respect for national values and its preservation, observance and obedience to laws and
constituted authorities, contributing one‘s quota to the peace and development of one‘s nation is
494
recommended. Agents of socialization – teachers in schools and churches should live up to the
tenets of their calls regarding the up-bringing of pupils, students and youths, at homes, parents
should strictly concentrate on the discipline and moral upbringing of children and youths.
Governments should, on their part, provide facilities for intellectual training of children and
youths in schools, provide essential amenities for all, and most importantly, adopt strict
application of the law, recognizing no sacred cow. These would ultimately check the growth
of crime in our societies the world over.
REFERENCES
Appadorai, A. (1969). The Substance of Politics. Madras: Oxford University Press, Calcutta.
Atabo, M.O, (2010). NANS pledges to collaborate with ICPC: In ICPC News, Vol. 5, No. 3 of
July 2010.
Azikiwe, N. (1979). Ideology for Nigeria: Capitalism, Socialism or Welfarism? Nigeria. Macmillan
Nigeria Publishers Ltd.
Babatunde, L. (2003). A Handbook of Criminal Law and Procedure Through Cases. Nigeria. Lawbreed
Limited.
Bryan, A. G. (2004). Black‘s Law Dictionary. USA. Thomson West.
Denning, L. (1997). The Due Process of Law. New York. Oxford University Press Inc.
Ingobro W. (2010). Ex NDLEA Boss Sentenced to jail for corruption: In ICPC News. Vol. 5,
No. 3 of July 2010.
Morlan, M. T. (2001). Criminal Law. London. Old Bailley Press.
Nwozor, C (2010).ICPLC Arraigns Surgeon Before Enugu State High Court: ICPC News, Vol.5,
No.3 of July 2010.
Okoh, J. D. (2012). Youth Restiveness and The Problem of Who is Normal: Implications for Education. A
paper presented at the 1st Matriculation Ceremony of the Federal College of Education
(Tech.), Omoku Degree Program to be awarded in affiliation with the university of
Nigeria, Nsukka.
Okpara, O. (2005). Human Rights Law and Practice.
Olakanmi, J. (2009). Criminal Code. Synoptic Guide. Nigeria. Lawlords Publications.
The Merriam-Webster Dictionary (1998). United States of America. Merriam Webster Incorporated
Babalola v. The State (1989) 7 S.C (pt. 1) 94.
DPP v. Morgan (1976) A. C 182.
Garba v. State (2000) 4 S.C, 157.
Ibeh v. State (1997) 1 NWLR (pt. 484) 632 at 65.
Robbery and Firearms (Special Provision) Act No. 47 of 1970.
495
CHALLENGES OF CLIMATE CHANGE: THE ROLE OF CHRISTIAN
RELIGIOUS LEADERS
NCHE GEORGE CHRISTIAN
Department of Philosophy and Religion, Ebonyi State University, Abakaliki, Ebonyi State.
EMAIL:
[email protected]
PHONE NO: 0806 3732 241
ABSTRACT
The Global Climate has substantially changed largely as a result of human activity. The sun that shone mildly to
give the day-light, has suddenly become hostile, harsh and unfavorable to man. The rain that dropped to give water
to the earth, has also become hostile and extreme, destroying houses and lives. The ocean and seas that were
initially calm and reserved have suddenly risen and encroaching into dry lands, flooding several places. The land
that sustained and produced food for man, has turned against man. And the air that was clean and unpolluted
has become contaminated and harmful to man. Indeed, the world is currently faced with a seemingly intractable
problem. However, this global Climate change is currently fought by world leaders. Hence, there have been several
global Climate change Conferences. Precisely, the first World Climate Conference was held in 1979. And ever
since, there have been similar conferences till date. Although, the fight against Climate change is quite old, the
problem is still rearing its ugly head. Therefore, having critically studied the issue, the researcher outlined roles for
Christian religious leaders in this War against Climate change.
Keywords: Anthropogenic, Eco-sustainability, Carbon dioxide, Climate Change, Christian
Religious Leaders
INTRODUCTION
Fears loom in the air as the atmosphere spells doom. Calamity lurks in the corner as
everybody seems to be devastated. People gather in groups grubbing in search of goal related
solutions. What can be done to salvage the situation? Is the big question, whose answer seems
unfathomable . The earth has become intractably sick and seems to be defiling medications.
The Earth‘s Climate has significantly changed with adverse effects on its inhabitants.
According to scientists, there have been a dramatic change in global temperatures resulting
mostly from anthropogenic (human) activities. These human activities are traceable from the
industrial revolution, to the subsequent increase in the use of fossil fuels, such as coal and oil,
which have led to the heavy emission of Carbon dioxide (CO2 ) into the air. Also, activities like
increased deforestation and land use contribute to affecting the climate ―microclimate, and
measures of climate variables‖(www.en.wikipedia.org).
Unfortunately, the consequences of this, affect all and sundry. Hence, there have been
series of global Conferences and Summits on ―Climate change‖, aimed at mapping out
modalities for a workable solution. And in one of these climate summits, the U.S President
Barack Obama is reported to have said thus:
The world must come together to confront climate change. There is little scientific dispute that if we do
nothing, we will face more drought, famine and mass displacement that will fuel more conflict for decades
(www.visibleearth.nasa.gov).
With every passing week, the scientific data get more precise, and more frightening. Yet this has
regrettably proven insufficient to move people to action. Instead, what dominates each Climate
Summit, is politics and interest.
Therefore, this Paper attempts a critical evaluation of the situation in order to
create a niche for Christian Religious leaders in the fight against Climate change and its adverse
effects.
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CHRISTIAN RELIGIOUS LEADERS AND CLIMATE CHANGE: DEFINITION
Christian Leaders
Christian leaders in this context, simply refer to those at the helm of affairs in Churches,
Christian groups and organizations, all over the world. These may include Popes, General
Overseers, Archbishops, Bishops, Priests, Pastors, Deacons, Evangelists, Apostles, Knights,
Presidents of Church administrative groups (men, women and youth groups) choir
masters/mistresses e.t.c.
Climate Change
Climate change refers to the significant increase in the earth‘s temperature over a long
period of time. It involves the increase in the average temperature of near surface air and oceans
of the earth in recent decades and its projected continuation. Nevertheless, for the purpose of
this Paper, Climate change can be referred to as, those changes in the earth‘s climate variables
caused by human or anthropogenic factors.
THE CAUSES AND EFFECTS OF CLIMATE CHANGE
The Causes of Climate change can be divided into two categories; the Human (anthropogenic)
and the Natural causes. Among the Natural causes are:(i)Volcanic eruptions which release large
volumes of sulphur dioxide (SO2), water vapour, dust and ash into the atmosphere(ii)Ocean
current which produces a phenomena such as ―El Nino‖ that affects the climate through the
movement of CO2 into or out of the atmosphere(iii)Earth orbital changes which affect the
climate substantially through the variations in orbital speed and coverage and(iv)Solar variations
which also affects the climate through variations in the amount of energy output.
(www.climatechangechallange.org) All this, notwithstanding, their effects on the climate are
understandably negligible, when compared to the effects of human activities.
There is ―strong evidence that the warming of the earth over the last half-century has
been caused largely by human activity‖ wrote the Met Office, Hadley Centre U.K.
(www.climatechangechallange.org). These activities include the burning of fossil fuels and coals
for industrial purposes, deforestation, agriculture, transportation, energy generation (electricity)
individual energy use in the home (i.e heating), driving cars, air travel and so on. All these, and
others, have led to the rise in carbon dioxide (which is the most important greenhouse gas in the
atmosphere) emission. Also, methane and nitrous oxide are another important greenhouse
gases emitted from agricultural components like livestock and chemical fertilizers.
For the Effects of Climate change, they are glaring. There have been significant rise in sea level,
due to the indiscriminate melting of the Arctic ice cap. There have been evidence of extreme
weather condition around the world and several species of animals and plants have gone into
extinction. These and many more, have caused the rise in poverty level, drought, and famine;
with developing countries bearing the brunt of these consequences. As a matter of fact,
Ethiopian population has reportedly been suffering increased poverty; water scarcity and food
insecurity as a result of Climate change. Also, precisely in 2011, flood wrecked Pakistan like
never before, and claimed over 1000 lives and rendered millions homeless. Also, in the same
year, there were more cases in Philippines, Thailand, China and Bangkok. Over here in Africa,
Tanzania lost 23 lives(December 23), Nigeria 102 and 31(August 28 and 31 respectively),
Johannesburg 40 (6000 displaced;January 18) and South Africa 50 (January 7) in the year 2011.
(www.mapreport.com/worlddisaster). On the other hand, there have been cases of drought in
the Horn of Africa, which is currently affecting around 10 million people in Kenya, Ethiopia,
Djibouti and Somalia. (www.guardian.co.uk). Obviously, these are just a few out of the
numerous effects of Climate change.
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INTERNATIONAL CONFERENCES ON CLIMATE CHANGE
The incidence of Climate change has aroused concern among countries of the world; hence,
there have been series of Climate Summits which are spearheaded by the United Nations
Framework Convention on Climate Change (UNFCCC). These Conferences or Summits are
organized to create platforms for World key leaders, among other reasons, to reach a mutually
accepted legal agreement on the carbon dioxide emission reduction. However, reaching that
mutually accepted agreement has regrettably been the greatest challenge.
For instance, in 1997, world leaders convened to set new goals for carbon dioxide
emission by signing a legal document which is popularly known as the Kyoto Protocol. By
signing the Protocol, ― the countries of the European Union and 37 other industrialized
Countries committed themselves to reducing their emissions respectively by an average of 5
percent against 1990 levels, and over the five-year period from 2008 to 2012‖ .(Awake.2011:12)
However, this agreement (protocol) was never mutual as some developed and larger developing
countries who are major carbon dioxide emitters were left out of the legal agreement. These
countries include the United State of America, China and India. And the United States and China
alone contribute about 40 percent of the global carbon dioxide emissions.
Also, in 2009, another Climate change Conference was convened in Bella Center,
Copenhagen, Denmark which lasted from 7th to 18th December 2009. This is popularly known as
Copenhagen Summit (Cop 15-Conference of Parties) and meant to strengthen the commitment
to the Kyoto Protocol and to set new legally binding agreement for 2012 and beyond. However,
instead of the expected legally binding mutual agreement to reduced Carbon dioxide (CO2)
emission, this Conference produced the non-mutual and ―ineffective‖ Copenhagen Accord. This
was drafted by the US, China, India, Brazil and South Africa on December 18, 2009. This
agreement was described by the Bolivian delegation as ―anti-democratic, anti-transparent and
unacceptable‖(www.en.wikipedia.org) Hence, the Copenhagen summit was described as a failure.
The Sixteenth Session of the Conference of Parties (COP 16) to the Kyoto Protocol took place
in Cancun Mexico. This Climate change Conference drew almost 12,000 participants and said to
had produced ―the basis for the most comprehensive and far-reaching international response to
Climate change. However, the conference left the future of the Kyoto Protocol
unresolved‖(www.unfccc.int/meetings/COP_16) And as such not actually a successful one, in
the absence of a legally binding carbon dioxide emission reduction agreement.
The most recent, is the Durban Climate change Conference held in South Africa. This is
designated as the Cop 17 (Conference of Parties) and took place within the months of
November and December 2011. This conference has been particularly described a successful
one. The out comes included a decision by parties to adopt a universal legal agreement on
climate change as soon as possible, and no later than 2015. Infact, the President of Cop 17,
Maite Nkoana- Mashabane reportedly said ―what we have achieved in Durban will play a central
role in saving tomorrow, today‖ (www.unfccc.int/meetings/COP_17)
However, the questions still remain, ―will the United States, China, and other developed
countries keep to this agreement? And, are the world leaders ready to overcome barriers (like
political patterns of interest and power) to collective action?
CHRISTIAN RELIGIOUS LEADERS AND CLIMATE CHANGE
There have existed diverse views and opinions on the relationship between Religion and
Climate Change. Some believe in the ideal of creation care, and others see concern with nature as
Paganism. Whereas some Secularists share the view that Environmentalism is religion, with its
own creed and its own versions of paradise and hell. Yet, there are other group of religious
extremists who would naively see the current state of the earth‘s climate as a sign of the Endtime. Be that as it may, it will be pertinent to unequivocally assert at this stage, that Christians,
especially Christian leaders owe the earth some duties.
498
An aesthetic look at the waters and its inhabitants, the flowers, the plants and the trees;
as well as a topographic analysis of the lands, well structured hills, mountains and fearful valleys;
and a critical study of the processes that bring rain; as well as the various climatic seasons would
show how beautiful, the earth is. The earth was made for the inhabitation and sustenance of man
and which in turn, should be sustained and preserved by man. But the reverse has been the case
as man is gradually destroying his inhabitation and abode.
According to Christian theology, the earth is God‘s property put under Man‘s Dominion
from the creation period. Unfortunately, this ―man‘s dominion over the earth‖ has regrettably
been ―a doom‖ for the earth. According to Ituma(2009)
One of the human positions; that have made the earth very hard for man to establish a harmonious and
peaceful existence is the idea that the earth must be exploited and manipulated for the benefits of man. As a result
of this position human idea about the earth is how to remove everything without some control or replenishment.
(p.9)
Consequently, the earth‘s atmosphere has been dangerously depleted and pillaged by human
activities. The ever-increasing use of fossil fuels and gas which increase the Carbon dioxide(CO2)
emissions, the increase in land use and deforestation for industrial and agricultural purposes and
so on, account for this state of the earth‘s climate. Obviously, these have adverse effects on
human livelihood and survival. For instance, there have been evidences of its effects on crops
and extreme weather conditions around the world. ―It is especially clear in the dramatic change
of the polar caps, i.e. the Arctic ice cap is shrinking and the Antarctica ice shelf is melting‖.
(www.climatechangechallange.org)
As it has been noted, the knowledge of the imminent danger of continual
destruction of the ecosystem has set world leaders on their toes, in the fight against Climate
change. However, this paper avers that until Christian religious leaders all over the world, take
active part in this fight for eco-sustainability, the politically cum economic driven international
Climate Change Summits, would yield less desired result.
Nevertheless, just like, there have been series of Conferences and Summits on
Climate Change, so have there been series of comments, responses, and resolutions from
Christian religious leaders alongside other religious organizations, on the same issue. For
instance, as far back as twenty years ago, Pope John Paul II, had expressed the need to safeguard
the earth‘s environment. Thus he wrote;
There is a growing awareness that world peace is threatened …also by a lack of due respect for nature. Ecological
awareness, rather than being down-played, needs to be helped to develop and mature, and find fitting expression in
concrete programmes and initiatives. (www.vatican.va/holyfather).
Likewise, a message delivered on 1st January 2010, during the world peace day celebration, Pope
Benedict XVI wrote:
We are all responsible for the protection and care of the environment. This responsibility knows no boundaries…
respect for creation is of immense consequence…for the pacific coexistence of mankind: if you want to cultivate
peace protect creation. (www.climatechangechallange.org).
Also, there have been such environmentally friendly comments from Christian religious leaders
like Archbishop Emeritus Desmond Tutu, Archbishop Thabo and so on. There have also been
Christian religious organizations, specifically set up for tackling the phenomenon of Climate
change. These organizations include the Interfaith Power and Light (IPL) founded by Rev Sally
Bingham (a priest in the Episcopal Diocese of California) (www.interfaithpowerandlight.org)
Anglican Communion Environmental Network (ACEN) and so many others. More interestingly,
499
at the just concluded United Nations Climate change Conference in Durban, South Africa,
Christian religious leaders led by Bishop Geoff Davis who represented Archbishop Desmond
Tutu and others, signed a historical Interfaith Pact on Climate Change, as a way of participating
in the fight against Climate change.
All this notwithstanding, it will be pertinent to note that the issue of creation care‖ is
fundamental to Christian belief. The injunction to care and uphold stewardship over the earth,
runs through the pages of the Holy Bible. At the creation period, according to Christian
theology, man was created and given dominion over all creatures (Gen 1:28) Then, in Leviticus
25:23-24, man is reminded thus; the land is mine and you are but aliens and my tenants. Through out the
country that you hold as a possession, you must provide for the redemption of the land‖. Also in Psalm 24:2, it
is unequivocally stated thus, ―the earth is the lords and the fullness thereof, the world, and they that dwell
therein‖.
From the foregoing, it is clear, that the earth is God‘s property and should be accorded
due respect. The earth expresses God‘s power, majesty, glory and wisdom. Hence, the protection
and preservation of the features and creatures of the earth should be prioritized by man. The
earth was not beautifully made to be destroyed, but to be enjoyed and sustained by man, through
a conscious stewardship over it. Song(1998:454) has remarked ―The divine declaration that
creation is ―very good‖ (Gen. 1:31) establishes the natural world as the proper context for
human fulfillment. Mankind‘s vocation is to be found in respect for nature and the stewardship
of its order‖. However, instead of this deference, gross disrespect, disregard and utter disdain
characterize man‘s attitude towards nature. Hence, the earth is currently in shambles and its
beauty eroding away. No wonder, Pope Benedict XVI lamented, thus;
Can we remain indifferent before the problems associated with such realities as climate change, desertification, the
deterioration and loss of productivity in vast agricultural areas, the pollution of rivers and aquifers, the loss of
biodiversity, the increase of natural catastrophes and the deforestation of equatorial and tropical regions? Can we
disregard the growing phenomenon of environmental refugees, people who are forced by the degradation of their
natural habitat to forsake it and often their possessions as well-in order to face the dangers and uncertainties of
forced displacement? Can we remain impassive in the face of actual and potential conflicts involving access to
natural resources? (www.vatican.va/holyfather).
Therefore, Christian religious leaders all over the world should practically rise and actively join
the global match to save the earth and mankind; not necessarily from eternal destruction; but
from generational ecological disaster. This can be achieved through the following ways:
1.
Intimate Awareness Creation (IAC) This is simply an awareness created on the basis
of friendship and familiarity. The reality of Climate Change should be made known. Christian
leaders should take as a duty, the task of enlightening their members, on the dangers of climate
change. This is where intimacy comes in, as the information shall be from the leader to the led.
This should be done on regular basis during Church services, meetings, fellowship and so on.
The emphasis of this Awareness should be on the practical ways and actions that can be taken to
reduce carbon dioxide emission. These practical ways according to the Nature Conservancy
include:
i.Walking or using bicycle instead of driving cars, (cars and trucks run on fossil fuels, which
release CO2 into the atmosphere)
ii.Telephone or videoconference for office meetings instead of traveling by Airplanes which
produce 12 percent of transportation sector CO2 emissions
iii.Use of compact energy-efficient fluorescent light bulbs,
iv.Recycling and use of recycled products (paper, glass, metal and plastic) at least to spare the
trees in the forest which would have been cut down as raw materials for paper production,
v.Planting of native trees to help absorb carbon dioxide from the air,
vi.Turning down the heat or air conditioners when out of use (i.e when leaving the house or
sleeping)
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vii.Buying of renewable energy sources with solar panels, windmills and other technologies,
viii.Acting globally and eating locally in order to avoid unnecessary burning of fossil fuel just to
get food from supermarkets, instead of shopping at a local farmers markets for healthy and fresh
food and
ix.Inflation of automobile tires always to burn less gas and emit less carbon to help save the
climate.(www.nature.org).
With these individually-centered efforts, and if properly taught and adhered to, the earth‘s
climate can be saved. The idea is that, if Christians all over the world who account for 2.1
billion(www.thegreatone22.wordpress.com) of the world population, would be enlightened by
their leaders on the need to save the earth‘s climate by consciously taking environmentally
friendly actions on daily basis, like the above listed ones, the earth must be healed.
Also, this method of Awareness has more prospects for the Eco-sustainability
Campaign. This is seen in the fact that, any injunction given on the platform of religion, tends to
attract more compliance and obedience from adherents. Therefore, it is assumed that if Christian
leaders actively participate in the campaign against Climate change the desired success would be
achieved.
This Intimate Awareness Creation on the need and how to save the earth‘s climate, can
be facilitated through the following media.
i. The use of electronic/non-electronic media like television, internet, radio, newspapers, etc. this
would help in reaching both Christians and non-Christians all over the world.
ii. Through special Seminars, Symposium and Workshops on the subject of Climate change and
Way Out, and
iii.
The use of Church based Stickers, Tracts and Bills.
2.
Charity for Climate Change Victims (CCCVs). This is one of the important
roles; Christian religious leaders can play in the global war against Climate changes.
It would be inappropriate to preach eco-sustainability without remembering the Climate change
victims who suffer disproportionately from drought, flooding, famine and pollution. These
victims are mostly found in developing Countries in Sub-saharan Africa, Asia and even Pacific
Countries and Territories (like Micronesia, Palau, Marshall Islands, Papua New Guinea, Tonga,
Solomon Islands etc). Who suffer much natural disasters including flooding, drought, famine and
attendant poverty and destitution?
Consequently, many have been displaced from their homes and possessions with
children being the most vulnerable. David Bull (U.K Unicef Director) has reported that ―those
who have contributed least to Climate change; the world poorest children; are suffering the
most‖. The report also added that ―Climate Change could add 40,000-160,000 extra child deaths
a year in Asia and Sub-saharan Africa through lower economic growth .(Jeremy 2008).
Therefore, Christian leaders should develop empathy for this group of people and extend
their charitable work to them. In the midst of dejection, hopelessness and despair, Christians
should be the source of hope. Christian religious leaders should head the course of rendering a
helping hand, through a collective efforts of Christians, all over the world. Voluntary
contributions can be encouraged during Church services crusades, meetings and fellowship for
these victims. Beyond this, Christian leaders should advocate the welfare of these victims to the
necessary quarters like the United Nations, Voluntary Non-government Organizations and
Philanthropists for assistance. Also, they should set up either a body or an account that may be
called ―Charity for Climate Change Victims‖ (CCCVs) through which, these victims can be
reached. It should be done in a way that, people can voluntarily contribute money or other
materials, online. Without doubt, this will go a long way in putting relieved smiles on the faces of
these people who are currently bearing the brunt of Climate change.
501
Conclusion
The War Against Climate change is a war for all, but fought by a few. It is regrettably
lugubrious that despite the conspicuous signs of imminent danger of the Global Climate Change,
many are yet to be moved to action. But it is strongly believed that if Christian leaders all over
the world, would take to heart this solemn call, and actively join this war, victory will be assured
and the earth‘s Climate would be saved.
REFERENCES
A Religious Response to Global Warming (www.interfaithpowerandlight.org). Assessed on 12
February 2012.
Causes of Climate Change (www.climatechangechallenge.org) Assessed on 12 February 2012
Climate Change (en.wikipedia.org/wikiclimatechange).assessed on 22nd January 2012.
Climate Summits: Just Talk? Awake! Is Belief in a Creator Reasonable? November 2011.
Concun Climate Change Conference. (unfccc.int/meetings/cop_16 november 2010) Assessed
on 17th February .
Earth: NASA/The visible Earth (http://visibleearth.nasa.gov/barakobama). Assessed on 22nd
January 2012.
Ituma, E. I. The Social Context of Incarnation Theology. Nigerian Journal of Humanities and
Social Sciences (vol.3) (Nigeria: Rabboni, 2009) pp.5-15.
Jeremy. L. Poor Children Main Victims of Climate Change (www.reuters. com) Assessed on 13th
April 2012.
Major Religions of the World Ranked by Number of Adherents (www.theogeatone22.word
press.com) Assessed on 13th April 2012.
Message of His Holiness Pope Benedict XVI for the Celebration of the World Day of Peace
(www.vatican.va/holyfatehr 2010). Assessed on 12 February 2012.
Song R. J.(1998) ―Theology of Nature: New Dictionary of Theology (Leicester: Inter-Varsity
Press).
The nature conservancy (www.nature. Org.) Assessed on 9th April 2012. 2009 United Nations
Climate Change Conference. (en.wikipedia.org) Assessed on 17th February 2012.
.
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RELATIVE EFFECTIVENESS OF CLASSROOM INTERACTION
TECHNIQUES ON STUDENTS‟ PARTICIPATION IN RIVERS STATE, NIGERIA
Oranu Philomena Chika and Onwioduokit F. A
Department of Curriculum Studies and Educational Technology
University of Port Harcourt, Nigeria
[email protected]
ABSTRACT
This study sought to identify the relative effectiveness of classroom interaction techniques on students‘ participation
in Government classrooms using three classroom interaction techniques. All senior secondary schools in Port
Harcourt Local Government Area, Rivers State, Nigeria constituted the population. Three research question and
three hypotheses guided the study. The hypotheses were tested and analyzed using chi square statistics. Three
classrooms were randomly selected for the study. The population is made up of 10,983 students and 496 teachers
and the sample size was of 1098 students and 12 teachers. Six classroom were used; three in SS1 and three in
SS11, respectively. Six teachers taught SS1 and six teachers taught SS11 using a technique (Flanders, Teacher
Initiation, Students‘ Response and Teacher Evaluation; and Teaching Cycles). Twelve lessons were recorded on a
cassette, transcribed, coded and analysed. Flanders category was the observational instrument. Test- retest method
was used to establish the reliability of the instrument at 0.87 co-efficient. The result showed that students‘
participation is not contingent upon classroom technique used. Students‘ in these classrooms were less challenged
therefore teachers should go extra step to encourage voluntary students‘ participation in the classrooms.
Keywords: Interaction, Techniques, Participation, Classrooms.
Introduction
In many classrooms, there are no provisions for the development of intellectual and thinking
skills among students. Often times teachers are more comfortable with lecturing, didactic
questioning, explicit teaching, practice and drill, demonstration in the classrooms. Students are
given little time for participation (Atkins & Brown 2001, Anorue,2004, Saskatoon Public School
Report). The students in such situations are passive listeners. Teachers at times give less
emphasis on instructional materials. The student in a teacher - centered classroom see the
teacher as the main source and dispenser of information. Teachers in this scenario are
erroneously regarded as the prime source of wisdom and somebody who knows everything
about the subject matter. This direct instruction strategy does not allow students to develop
skills, abilities, process and attitudes required for critical thinking and experiential learning.
Direct instruction is not affective and gives no room for metacognitive reasoning. Learning
therefore becomes less challenging, boring and less rewarding. Inspite of these shortcomings the
teacher is the decisive element in any classroom. Rodriguez asserts that elements of classroom
vary. Effective instruction begins with students‘ experience. An effective teacher gives room for
student participation. A lively teacher uses humour which is a valuable teaching tool for
establishing a conducive classroom climate. It improves instructional effectiveness and is
fundamental to positive classroom learning. Structuring the classroom needs effort, skill and tact
on the part of the teacher. There are many patterns of interaction in the classroom; examples
include the Teaching Cycles; Teacher Initiation, Students Response and Teacher Evaluation
(IRE) and other observation techniques of which Flanders analysis category is the most effective
(Anorue 2004) Based on these facts there is need to study relative effectiveness of classroom
interaction techniques and students participation. This is necessary because of the need to
discover what is happening in special world of the classroom with a view to achieving the best
interaction pattern and students holistic intellectual development.
Statement of the Problem
Atibile (2011) has pointed out that there is high failure rate among students that took West
African Senior Certificate Examination (WASSCE) and other external examinations. In 2011
503
examination only 30 percent of the candidates made credits in both English and Mathematics.
Details of the result showed that out of 1,540,250 candidates that sat for the examination,
1,460,003 candidates representing 94.79 percent had their results fully processed, 80.15 percent
obtained credit in two subjects; while 8,573 candidates representing 5.29 percent were withheld.
This result therefore indicates potent danger for Nigerian future. Most public senior secondary
schools in Rivers state have a lot of problems such as unconducive environment for proper
academic work, insufficient classroom blocks; these problems make it impossible for teachers to
perform their duties effectively (Onumbu 2010 cited in Nwangwu 2010). Although, many
factors determine the success or failure in the classroom, to a large extent, the teacher determines
the social environment in the classroom. Kizlik (2009) has rightly observed that ‗‘effective
teaching requires considerable skills in managing the myriad of tasks and situations that occur in
the classroom each day‘‘.
Over the years people have questioned the place of education in Nigeria. Most scholars have
argued that Nigerian education system has the problem of not matching policies with action.
History has shown that most prior programme in education reflect the desire to get quick results;
thereby producing confusion, distortion, misdirection and misunderstanding. There are many
cases of worthwhile education policies that are abandoned due to poor planning, implementation
and monitoring. The 6-3-3-4 system of education in Nigeria which was abandoned for the
current Universal Basic Education is an example; all these affect student performance in the
classroom. The new curricular made little change in objectives, values, content, sequencing of
classroom interaction processes, we are yet to find out if these objectives are actually achieved in
every classroom and this is the basis of this study.
Objective of the Study
1.To assess SS1 male and female students‘ facilitation skills in Government studies taught by
using Flanders Interaction Analysis Categories (FIAC), Teacher Initiation, Students Response,
Teacher Evaluation (IRE) and Teaching Cycles (T.C)
2. To assess SS11 male and female students‘ facilitation skills in Government studies taught using
Flanders Interaction Analysis Categories (FIAC), Teacher Initiation, Students Response, Teacher
Evaluation (IRE) and Teaching Cycles (T.C
3. To determine the relative effectiveness of classroom interaction techniques on students‘
participation in Government studies with respect to Flanders Interaction Analysis Categories
(FIAC), Teacher Initiation, Students Response, Teacher Evaluation (IRE) and Teaching Cycles
(T.C)
Significance of the Study
It will help education administrators plan towards positive education which trains the total child
to finding solutions to the challenging situations in the classroom and other immediate
environment.
Scope of the Study
This study covers all secondary schools in Rivers state both male and female teachers and
students.
RESEARCH DESIGN
This study is an experimental research. Data was collected on interactions in Government
classrooms and was used to observe the nature of the classroom. In this experimental study, the
teachers and students in three (3) public schools in Port Harcourt Local Government were
taught the rudiments of a classroom interaction technique. One school was taught the rudiments
of Flanders Interaction Analysis Categories (FIAC); the other was taught the Teacher Initiation,
504
Students Response, and Teacher Evaluation (IRE) while the third school was taught Teaching
Cycles (T.C).
AREA OF STUDY
This was conducted in Port Harcourt Local Government in Rivers State of Nigeria. Out of
twelve (12) Public Secondary Schools in Port Harcourt Local Government Area, three (3) Senior
Secondary Schools were used for the study.
POPULATION
All SS1 and SSII Government students and teachers in senior secondary schools Port Harcourt
Local Government in Rivers State constituted the population of this study. The population is
made up of 10,983 students and 496 teachers.
SAMPLE AND SAMPLING TECHNIQUES
The sample of the study consisted of twelve (12) teachers and one thousand and ninety- eight
(1098) students of Government studies in three randomly selected SSI and SSII secondary
schools. Three public schools were randomly selected. Six teachers taught SS1 and six teachers
taught SS11 using a technique. Five hundred and forty - one (541) students participated in SS1
while five hundred and fifty seven (557) students participated in SS11. Six classrooms were
involved in the study, three in SS1 and three in SS11. Three public schools were randomly
selected, two teachers taught using Flanders Interaction Analysis Categories (FIAC) two teachers
taught using Teacher Initiation, Students response and Teacher Evaluation (IRE), while two
teachers taught using Teaching Cycles (T.C) in SS1and SS11 respectively. The teachers were
experienced and taught each class once. Twelve lessons were recorded.
INSTRUMENT FOR DATA COLLECTION
The instrument used in collecting the data was the Flanders interaction analysis categories
(FIAC). It was used to code and analyze the interaction pattern during Government lessons in
the selected schools. The Flanders interaction analysis categories were carefully designed
specifically for coding teacher and student behaviours and are very useful in studying classroom
events. The present researcher has decided to use Government for the study. An interaction
system is an observational instrument which takes place in the classroom. The Flanders
Interaction Analysis Category (FIAC) records what students and teachers say during classroom
interaction, the emphasis being on what the teacher says. The categories in Flanders system are
two, teacher verbal response and student verbal response. Any verbal communication event by
the teacher or pupils can be classified into one of the first nine categories. There is only one non
verbal category, which is silence or confusion. Each observation is done at the end of a 3 –
second period and there is room for modification, the present researcher is using a five second
period. The researcher went to the three schools four times. Three formative tests were
administered to monitor whether teacher adjustment had impact on student learning progress
and to provide ongoing feedback to the researcher on pupils and teachers. The students were
given summative – test at the end of the second month, the grades of the summative test showed
that there was mastery of the instructional objectives by the students and the teacher the new
instructional strategy was therefore effective.
VALIDATION OF INSTRUMENT
Copies of the modified Flanders Interaction Analysis Categories system (FIACS) were
given to experts in the Faculty of Education for validation. These scholars were to vet the
instruments in terms of clarity of words and sentence structure. There recommendations were
strictly incorporated in final version of the instrument; the instrument was therefore found to be
valid.
505
RELIABILITY
The researcher used test - retest method to establish the reliability of the instrument. The
modified Flanders Interaction Analysis Categories system was used among two teachers who did
not take part in the substantive study. After two weeks the experiment was repeated in the same
classrooms and the reliability co-efficient of 0.87 was obtained, showing that the instrument is
reliable.
PROCEDURE FOR DATA COLLECTION
Data for the study were collected during classroom lessons. Before the observation, the
researcher made visitation to the selected schools, established rapport with the Government
teachers. A tape recorder was used to record all the class events. . The researcher concluded by
observing each of the teachers three times and had a number of twelve (12) lessons on the
whole. The twelve (12) lessons were afterwards transcribed and coded at every five seconds.
The study period was two years.
METHOD OF DATA ANALYSIS
The data collected in this study were analyzed as follows: the research question was analyzed
using pie charts expressed in gain and gain percentages. The hypothesis was tested using chi
square statistics.
Data Analysis
The data were analyzed using pie charts and chi square statistics. Research Questions
1. How does the different classroom interaction technique (Flanders Interaction Analysis
Categories (FIAC), Teacher Initiation, Students Response, and Teacher Evaluation (IRE) and
Teaching Cycles (T.C) affect SS1 students‘ facilitation skills in Government studies?
2. How does the different classroom interaction technique (Flanders Interaction Analysis
Categories (FIAC), Teacher Initiation, Students Response, and Teacher Evaluation (IRE) and
Teaching Cycles (T.C) affect SS11 students‘ facilitation skills in Government Studies?
3. How does different classroom interaction techniques (Flanders Interaction Analysis Categories
(FIAC), Teacher Initiation, Students Response, and Teacher Evaluation (IRE) and Teaching
Cycles (T.C) enable students participate in classroom learning?
506
507
Hypotheses
SS1 male and female students facilitation skills is not contingent upon classroom
(Ho1)
interaction techniques (Flanders Interaction Analysis Categories (FIAC) Teacher Initiation,
Students‘ Response Teacher Evaluation (IRE), and Teaching Cycles (T.C)
Table 1.1: 3X2 Contingency Table Showing SS1 Male and Female Students‟ Facilitation
Skills in Lesson and Classroom Interaction Techniques.
X2
Class level
Classroom Interaction Techniques
Calculated
SS 1
Males
Females
FIAC
Fo8
Fe(6.20)
Fo2
Fe(3.79)
IRE
6
(6.82)
5
(4.17)
10
11
T.C
4
(4.96)
4
(3.03)
8
Total
18
2.13
11
29
508
As shown in Table 1.1, the calculated value of x2 is less than the critical value (5.99) at the degree
of freedom of 2. It is concluded therefore that male and female students‘ facilitation skills in
lesson are not contingent upon the classroom interaction techniques used.
(Ho2) SS11 male and female students‘ facilitation skills are not contingent upon classroom
interaction techniques (Flanders Interaction Analysis Categories (FIAC) Teacher Initiation,
Students‘ Response Teacher Evaluation (IRE), and Teaching Cycles (T.C).
Table 1.2: 3X2 Contingency Table Showing SS11 Male and Female Students‟ Facilitation
Skills in Lesson and Classroom Interaction Techniques.
Class level
SS 11
Males
Females
X2
Classroom Interaction Techniques
Calculated
FIAC
Fo5
Fe(4.5)
Fo2
Fe(5.48)
IRE
6
(4.97)
5
(6.03)
T.C
3
(4.5)
7
(5.48)
Total
14
1.40
17
10
11
10
31
Table 1.2 shows that male and female students‘ facilitation skills in SS11 are not contingent upon
classroom interaction techniques.
(Ho3) The lesson participation of SS1 and SS11 students is not contingent upon classroom
interaction techniques (Flanders interaction Analysis Categories (FIAC); Teacher Initiation,
Students Response, Teacher Evaluation (IRE) and Teaching Cycles (T.C).
Table 1.3s: 3X2 Contingency Table Showing SS1 and SS11 Students‟ Participation in
Lesson and Classroom Interaction Techniques
X2
Class level
Classroom Interaction Techniques
Calculated
FIAC
IRE
T.C
Total
Fo10
11
8
29
0.156
SSI
Fe(9.67)
(10 .63)
(8.70)
Fo10
11
10
31
SSII
Fe(10.33)
(11.37)
(9.30)
20
22
18
60
As shown in Table 1.3, the calculated value of x2 is less than the critical value (5.99) which shows
that students‘ participation is not contingent upon classroom interaction used.
Discussion of Findings
The level of students‘ participation in Government classrooms in Rivers State was investigated in
this study. Based on the result obtained after data analysis; students‘ participation in Government
classrooms is not contingent upon classroom interaction techniques used. This is buttressed by
the fact that most teachers dominate classroom instruction as confirmed by research reports of
Atkins & Brown, (2001) Anorue, (2004) Lathrop, (2006) Weimer, (2008) who believed that the
teacher determines the classroom climate. In the present study, SS1 and SS11 students‘
509
facilitation skills and level of participation in lesson were analyzed respectively; the result
obtained after data analysis showed that students‘ facilitation skills and level of lesson
participation in the classrooms are not contingent upon classroom interaction techniques used.
By facilitation skills, the researcher observed the extent of collaboration among students; how
focused, assertive and the nature of decisions. The researcher also observed ‗‘students question
skills, the nature of questions, how students use different strategies to draw out knowledge of
theory/experience, how corrections are offered to fellow students; the quality of such correction,
how clear and logical, how innovative; helpful, and the quality of decisions‘‘ (Bishop, 2000;
Lathrop, 2006). The result obtained reflected poor facilitation skills by these students. This
makes one think that there was poor level of students‘ engagement and that teacher do not take
extra steps to encourage students‘ participation. The chi – square analysis of students‘ facilitation
skills in SS1 and SS11 as expressed in figures 1.1 and 1.2 respectively indicated that teachers do
not encourage inquiry - based learning. Teachers‘ in these classrooms failed to use different
strategies to draw out knowledge, positive ideas and experiences from the student. The
percentages of students‘ facilitation skills and participation as expressed in tables 1.1, 1.2, and 1.3
have shown that there was poor quality of classroom discussions as teachers adopted to a large
extent direct instruction method confirming the findings of Atkins & Brown, (2001) Anorue,
(2004) Lathrop, (2006) Weimer, (2008); the study therefore challenges teachers to engage all
students positively in classroom sessions. The results also indicated that students in Government
classrooms shy away from active classroom discussion; these students very likely are afraid of
speaking in a group, peer criticisms, they may also lack understanding of the material; they may
lack interest in the subject, they may be waiting for the teacher to call the ‗‘smart kids‘‘ who
know the answer; they may not like the instructor as documented by scholars like Roe (2012),
Dees (2010). Teachers need to create a warm and positive classroom, where students are free to
make voluntary verbal contributions with a high level of creativity instilled in the students. The
emphasis should be on negotiated instruction and teachers‘ should increase their wait time
(Azubike 2000). Teachers should design good methods of evaluating classroom participation,
knowing that some students are shy and some are over - participatory. Lessons should be clearly
structured; theory should be related to experience and originality should be emphasized in
classroom assignments. Students should recommend how to increase participation in the
classroom (Weimer, 2005). Teacher should prepare the lessons ahead of time; emphasizing high
level of student engagement. They should have good method of delivery and summarizing
discussions.
Recommendations
Students should be taught not to shy away from active participation in the classroom.
Teacher should create a warm and lively classroom environment. Teachers should use good
question strategies and possibly use modern communication gadgets to reach students. This is
necessary so as to draw out knowledge from students that are shy and reflective.
510
References
Anorue, C. (2004) Patterns of Teacher Student Interaction in Social Studies in Imo State
Secondary School. Education Dissertation University of Port Harcourt.
Atkins, A & Brown. (2001) Sinclair & Couthard‘s ―IRF‖ model in one - to one classroom:
AnAnalysis.
http://www.birmingham.uk/Documents/college_artslaw/cels/essays/csdpPatakin.pdf
Atibile, A (2011) Nigeria WEAC Results,only 39 percent pass in Mathematics, English. allafrica.
Com/…/2011081208.
Azubike, N. (2000) The Effects of Increased teacher wait time on students‘ Achievement
in
Science. Journal of Experimental Education 45, 16-18.
Dees,J.(2010) How to get Students Participate in Class Discussion. www.therereligionteacher.
com/how-to-g…
Kizlik,R
(2009)
Classroom
Management,
Managemen
that
Works
http//.www.Behaviouradvisor.com
Lathrop, A. (2006) Tips for Encouraging Student Participation in Classroom Discussion. Faculty
of Applied Sciences, Brock University.www.faculty focus.com
Rodriguez, .L (no date) Classroom Management. 4faculty.org
Lathrop, A (2006) Teaching how to Question: Participation Rubrics. www. faculty focus. com.
Nwangwu, S. (2010) EOCDF: Promoting Education in Rivers State…builds school admin.
Block PPSB Bulletin,vol 1 no 2.
Rodriguez, .L (2009) Classroom Management. 4faculty.org
Roe, A. (2012) Over programming Leads to Poor Student Participation.
[email protected]
Saskatoon Public School Online Report (no date) Approaches to Instruction.
http://.www.sasked.gov.sk.ca/docs/cethics/approaches.html
Nwangwu, S. (2010) EOCDF: Promoting Education in Rivers State…builds school admin.
Block PPSB Bulletin,vol 1 no 2.
Weimer,M (2005) Putting Participation Puzzle together. www. faculty focus.com. Magna
Publications, Inc 2718 Dryden Drive Madison Wisconsin 53704 USA.www.magnapus.com
511
LINKING GEOGRAPHY WITH ECOLOGY: A CASE STUDY FROM INDIA
S. K. Sharma
Head, Geography and Environmental Education Department
Carman Residential and Day School, Dehradun 248007, India
E-mail:
[email protected]
Abstract
For raising the socio-economic level of the country, India has over exploited its resources including land, surface
and ground water, energy, minerals, biotic and marine resources; forest and wild life resources. Some of the
Contemporary Ecological issues which have arisen from these activities are : environmental hazards - landslides,
earthquakes, tsunamis, floods and droughts, epidemics. Based on the principles of human geography, the
Government of India is going high-tech in issuing early warning system against to these natural calamities using
RS and GIS techniques. The Government has now constituted the environmental impact assessment committee
(EIA) under the patronage of Ministry of Environment and Forest to deal with the changes in patterns of land
use owing to increased urbanization. The principles of Human Geography has further helped in creating an
environmental awareness - most notably the Chipko movement (literally means sticking to the trees) initiated
in 1973 in which a human chain around the tree was made by the local people, specially the women, to save the
trees from cutting by the loggers. The roots of the plants held the soil from sliding down. This approach of
involving and educating the local women in the protection trees and soil played an important role in restoring
ecosystem of the Himalayan region. which has Thus, it is very logical to study geography specially the human
geography to understand and resolve the ecological problems.
Keywords: Chipko movement, ecosystem, environmental hazards, land use, resources
INTRODUCTION
The study of Geography in India encompasses the Physical Geography : consisting mainly of
Geomorphology - factors controlling landform development, geo-hydrology, economic
geology and environment ; Climatology - temperature and pressure belts of India and the
world and heat budget of the earth ; Oceanography - bottom topography of the Atlantic,
Indian and Pacific Oceans, temperature and salinity of the oceans, heat and salt budgets and
ocean deposits ; Biogeography - genesis of soils, causes of soil erosion and conservation
measures; Environmental Geography - principle of ecology; human ecological adaptations;
influence of man on ecology and environment; global and regional ecological changes and
imbalances; ecosystem their management and conservation; environmental degradation,
management and conservation; biodiversity and sustainable development; environmental policy;
environmental hazards and remedial measures; environmental education and legislation and the
Human Geography : perspectives in human geography, economic geography, population and
settlement geography, regional planning and models, theories and laws in human geography.
The total forest cover of India as per State of Forest Report 2003 is 678,333 km², which
constitutes 20.64 % of the geographic area of the country, plays a significant role in biodiversity
protection (gene / species protection - harboring more than 45,000 floral and 81,000 faunal
species of which 5150 floral and 1837 faunal species are endemic), global environment
conservation (global warming mitigation, global climate stabilization and air purification),
landside prevention and soil preservation (soil erosion prevention, surface landslide/soil run-off
and other natural disaster prevention), headwater conservation (flood mitigation, water resource
reserve, water flow control and water quality purification), health, recreational and cultural (cure,
recreation, landscape and scenic beauty, religious festivals and traditional culture), material
production (timber, food such as mushroom etc, fertilizers, feeds, raw material for
pharmaceutical and other industrial products, extracted ingredients, greening materials etc) and
poverty alleviation. The nation has established 597 Protected Areas comprising 95 National
Parks, 500 Wildlife Sanctuaries 2 conservation reserves covering 1.56 million ha area or 4.75 per
512
cent geographical area of the country for in-situ and ex-situ conservation of flora and fauna. The
Environmental Geography comprising the principles of ecology; human ecological
adaptations; influence of man on ecology and environment; global and regional ecological
changes and imbalances has helped the country to understand the ecosystem its management and
conservation; environmental degradation, management and conservation; biodiversity and
sustainable development; environmental policy; environmental hazards and remedial measures;
environmental education and legislation. India is a fortunate country for having rich and varied
heritage of biodiversity representing almost all the bio geographical regions of the world. It has a
variety of habitats of ranging from tropical rainforests to alpine vegetation and from temperate
forests to coastal wetland. Fig. 1 shows the rich biodiversity regions of India which is a center of
agro biodiversity. It is a homeland of nearly 167 cultivated species and the global exchange of
biota existed since historical times. The restrictedness of Indian biodiversity is very high. About
33% of the country‘s recorded flora and fauna are endemic to the country and are concentrated
in four regions which are represented by green color in the figure viz: North-East, Western
Ghats (UN Heritage Site), North-West Himalaya and the Andaman Nicobar islands (Dhamija,
2005).
Fig. 1 Rich biodiversity Hot Spots in India
The biodiversity is used for different values : primarily as - Direct values – for food and
medicinal values which are the most important assets of biological diversity.
HUMANS, NATURE AND ECOLOGY - THE VITAL CONNECTIONS
It is a well known fact that the humans are a part of nature, dependent on natural systems for a
variety of economically important resources and ecological services essential to our survival and
long-term prosperity whereas the Ecology is a field of science that seeks to describe relationships
between organisms and their chemical and physical environment.
IMPACT OF HUMAN ACTIVITY ON ECOSYSTEM AND FORESTS
Ecosystem which Function for the Photosynthetic organisms such as plants and algae produce
food within ecosystems. Their well-being is essential to the survival and well-being of all other
species. However, the rising demand for forest based products and resultant deforestation and
encroachment has led to a severe loss of natural resources and destruction of habitat, Fig.2 and
3.
513
Fig. 2 Forests are the natural habitat of India‘s rich fauna and flora
Fig.3 Deforestation for meeting various human needs
In the northern most states of India, forests meet nearly 40% of the energy needs in the form of
fuel wood which is of the order of about 235 million m3 annually and the green fodder for
livestock which is also of the order of 882 million tons per year making it 50% of the
requirement while remaining is met by destructive over-grazing within forests (Rai, 2005). This
has lead to massive deforestation, fig. 4.
Fig. 4 Fuelwood collection by local villagers
514
Deforestation is one of the major reasons for wildlife loss and an increase in Global Warming
leading to Climate Change. The Gangotri glacier is now has been receding since 1780 and
started retreating rapidly after 1971 due to climate change attributed mainly to the deforestation,
Fig 5. The expected danger of the melting down the glaciers is the widespread flooding followed
by irreversible droughts, threatening the livelihood of millions of people. The climate pattern
change is bringing in the variability in monsoon and seasonal rainfall is leading to 10-40% fall in
agricultural food production as the water balance is disrupted leading to droughts in traditionally
fertile zones. This would not only mean unprecedented food shortage but also a massive water
crisis. The Indo-Gangetic basin in North India alone is a home to more than 500 million
people. Nearly 70% of the discharge into the Ganga is from the rivers in Nepal, which means
that if the Himalayan glaciers dry up by 2050, as predicted, so will the Ganga downstream in
India causing water shortages for nearly 37 % of India‘s irrigated land. The Himalayan glaciers
receding at "an alarming rate, influencing the stream run-off of Himalayan rivers." Six per cent,
or 63.2 million, of India's population live in low elevation coastal zones that are vulnerable to
sea-level rise.
Fig 5 Retreat of Gangotri Glacier
However, despite large-scale tree planting programs, forestry is one arena in which India has
actually regressed since independence. Annual felling at about four times the growth rate are a
major cause. Widespread pilfering by villagers for firewood and fodder also represents a major
decrement. In addition, the forested area has been shrinking as a result of land cleared for
farming, inundations for irrigation and hydroelectric power projects, and construction of new
urban areas, industrial plants, roads, power lines, and schools, Fig. 6.
Fig. 6 Forested area cleared for faulty way of farming
515
CONSERVATIONS MEASURES
Since the early 1970s, as they realized that deforestation threatened not only the ecology but their
livelihood in a variety of ways, people have become more interested and involved in
conservation. The best known popular activist movement is the Chipko Movement In India, in
which local women decided to fight the government and the vested interests to save trees. The
women of Chamoli District, Uttarakhand, declared that they would embrace--literally "to stick
to" (chipkna in Hindi)--trees if a sporting goods manufacturer attempted to cut down ash trees in
their district, Fig. 7. Since initial activism in 1973, the movement has spread and become an
ecological movement leading to similar actions in other forest areas. The movement has slowed
down the process of deforestation, exposed vested interests, increased ecological awareness, and
demonstrated the viability of people power (Mathew, 2008).
Fig. 7 Tree hugging to save forests
A few years later the news of this movement crossed the international boundaries and ‗ChipkoDay‘ was observed at New York in USA on the 29th April, 1983. In addition to it, number of
eco-task force have been created by the Government of India by enacting ―The Forest
Conservation Act, 1980‖ to conserve the forests for protecting the valuable soil cover, acquiring
fresh water and air, shelter, and a clean and healthy environment in which we live.
LONG-TERM PREVENTIVE MEASURES
India's long-term strategy for forestry development reflects three major objectives: to reduce soil
erosion and flooding; to supply the growing needs of the domestic wood products industries;
and to supply the needs of the rural population for fuelwood, fodder, small timber, and
miscellaneous forest produce. To achieve these objectives, the National Commission on
Agriculture in 1976 recommended the reorganization of state forestry departments and
advocated the concept of social forestry. The commission itself worked on the first two
objectives, emphasizing traditional forestry and wildlife activities; in pursuit of the third
objective, the commission recommended the establishment of a new kind of unit to develop
community forests. Following the leads of Gujarat and Uttar Pradesh, a number of other states
also established community-based forestry agencies that emphasized programs on farm forestry,
timber management, extension forestry, reforestation of degraded forests, and use of forests for
recreational purposes.
516
The role of India's forests in the national economy and in ecology was further emphasized in the
1988 National Forest Policy, which focused on ensuring environmental stability, restoring the
ecological balance, and preserving the remaining forests (Shah, 1998). Other objectives of the
policy were meeting the need for fuel wood, fodder, and small timber for rural and tribal people
while recognizing the need to actively involve local people in the management of forest
resources. Also in 1988, the Forest Conservation Act of 1980 was amended to facilitate stricter
conservation measures. A new target was to increase the forest cover to 33 percent of India's
land area from the then-official estimate of 23 percent. In June 1990, the central government
adopted resolutions that combined forest science with social forestry, that is, taking the sociocultural traditions of the local people into consideration.
In addition, Government of India has now started encouraging the Eco-Tourism in the country
which is still at a very nascent stage, but there are for sure conscious efforts to save forests and
its biodiversity specially, the fragile Himalayan Eco System and culture and heritage of the
indigenous people, which is probably the largest concentration in the world. But in the recent
past, the movement of Eco-tourism in Garhwal Himalayas in the northern part of India, is
gathering momentum, not only for geological reasons but also by virtue of its archaeological,
ecological and cultural values. Eco-tourism involving traveling to this relatively undisturbed
natural areas with the specific objectives of studying, admiring and enjoying nature and its wild
plants and animals as well as existing cultural aspects found in these areas. It stresses on the total
environment while making an economic contribution and local community and is distinguished
from mass tourism and general resort tourism by having a lower impact on the environment and
require less infrastructure development. Such responsible travel to natural areas conserves the
environment and improves the well-being of local people. Eco-tourism has played a significant
role in reducing the dependence of local communities on the forests.
CONCLUSION
Human well-being is highly dependent on ecosystems and the benefits they provide such as food
and drinkable water. Over the past 50 years, however, humans have had a tremendous impact on
their environment. The principles of Physical Geography and Environmental Geography has
helped the government to opt for Long-Term Preventive Measures and to better understand the
consequences of current changes to ecosystems and to evaluate scenarios for the future and
what actions could be taken to limit harmful consequences of ecosystem degradation.
ACKNOWLEDGEMENT
Thanks are due to a large number of people who have helped with the collection of data,
reviewing of drafts, and patient explaining and clarification.
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Iguaçu (2008), Quebec Declaration (2008).
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liv Even though the notion of cultural landscape and cultural routes have emerged trying to expand the definition of cultural
heritage involving communities‘ cultural expression in the definition, their regulation and practices for protection also give
priority to their economical value. In addition, they are also into the Eurocentric nature framework of the cultural heritage
definition and inventory notion. In practice, they do not really decrease the gap between the communities‘ interests and
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lxv
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lxvi
www.cdhr.info/Resources/HR1TitleXIV, accessed on Dec. 26, 2009.
lxvii
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lxviii
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519