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the situation in YEMEN
João Arthur da Silva Reis1
Patrícia Graef Machry2
Pedro Henrique Prates3
ABSTRACT
his study guide aims to embrace the most important issues regarding the present situation in Yemen, in order to provide a basis for understanding and debate over
the topic. To do so, this paper is divided into ive sections. he Historical Background
will explain Yemen’s historical formation, the roots of the North-South divide, its
colonial past, as well as the trajectory of both states during the second half of 20th
century. his session ends with an overview of the major problems in recently-uniied
Yemen as well as a description of Arab-Spring-related events in 2011. he Statement
of the Issue will concentrate in describing the country’s most inluential political factions which are parties of the current conlict. Later, it will provide a description of the
events from the fall of Hadi’s government onwards, including the highlights of the civil
war and the subsequent intervention led by Saudi Arabia. he Previous International
Action session shall list the actions taken and the International and Regional sphere
to deal with the situation in Yemen, as well as analyzing UNSC approved resolutions
and related documents. he Bloc Positions will concentrate on the UNSC members’
interests and arguments used in debates regarding the situation in Yemen. At the end,
the Question to Ponder shall provide ive main questions that may guide the debate.
1 João Arthur is a inal year student of International Relations at UFRGS and director at
UNSC.
2 Patrícia is a 4th year student of International Relations at UFRGS and director at UNSC.
3 Pedro Henrique is a 3rd year student of International Relations at UFRGS and assistant director at UNSC.
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1 HISTORICAL BACKGROUND
Examining Yemen’s history is critical to understand its current crisis. Its
history has been marked by several foreign invasions that encountered strong
resistance, which led the country to be called “Turks’ graveyard” and the
“Vietnam” of both Egypt and the Ottoman Empire.
1.1 ORIGINS OF YEMEN’S DIVIDE
Before the Islamic conquest, many kingdoms and City-States occupied
the region. he occupiers lived mainly of the spice trade, especially myrrh and
incense, with nearby civilizations. he most notable were the kingdoms of
Minean, Sabean, Himyarite, Qataban and Hadhramawt. With the decline of
trade after the fourth century, the kingdoms declined and the area became isolated from the world (Etheredge 2011).
he birth of Islam in the seventh century and its subsequent expansion
quickly reached Yemen, which became a prominent provider of soldiers for the
caliphate (Burrowes 1995). Two centuries later, the Zaydis, a Shiite Islamic1
sect that believes that Zayd ibn Ali is the legitimate successor of the Prophet,
established themselves in the mountainous region in north Yemen. he sect
ruled such area until 1962, putting it under the Imam’s authority, a religious
and political leader. Although the Imans rule has ended, the Zayd sect still has
a strong inluence on politics, representing about forty percent of the population and predominating in the army (Auchterlonie and Smith 1998). In the
twelfth century, most of the Southern population, especially Aden, adopted the
Sunni Shaii sect. his North-South religious divide is still present in the current Yemeni society, with both sects dividing the country geographically in half
(Burrowes 1995).
he Southern and coastal regions of Yemen lived a period of great prosperity
from the ifteenth to the seventeenth century, especially due to the spices and
cofee trade and its strategic location. In order to avoid the presence of foreign
1 here are two main sects in Islam: the Shia and the Sunni. his division came from a political
dispute in the early days of Islam. Roughly, the former believes that the religious leader must be a
descendant of the Prophet, and their laws are based directly on Koran. he latter follows the laws
of the Koran and the Sunnah. Zaydis are part of the Shiite sect, but are considered closer to the
Sunni practice than to others Shiites.
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powers in the region - namely Portugal - the Ottomans invaded Yemen in 1538
(irst conquering Aden), taking both North and South. However, the invasion’s
high costs caused their withdrawal in 1635 (Auchterlonie and Smith 1998).
After the victory over the Ottomans, the Zaidys managed to consolidate their
power in both North and South until the nineteenth century. In the eighteenth
century, however, the Southern tribes gradually separated from the North
(Burrowes 1995, Kour 2005).
Image 1: Yemen’s Ethnic-Religious Composition
Source: Izady 2013.
In 1839, the British conquered Aden and put it under British India’s
jurisdiction until 1937, as they were looking for a midway port on the route to
India and to ensure their presence in the Red Sea and the Persian Gulf (Etheredge
2011). In the decades following the occupation, the British signed a series of
treaties with the “Nine Tribes” in the vicinity of Aden, due to the growing
threat from foreign powers (especially the Ottomans) and from the tribes in
Aden’s hinterland. hese agreements ensured the protection by the British
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against other powers without interfering in internal tribal afairs, consolidating
an informal system called the “Protectorate of Aden¨. his period increased
the diferentiation between “city” and “tribes”, as the settlers took a series of
measures to isolate Aden from the region, ultimately launching the basis for the
posterior Southern separatism. he port city gained further prominence with
the opening of the Suez Canal (1869), which connects the Red Sea to the Indian
Ocean (Willis 2004).
In 1849, the Ottoman Empire invaded Northern Yemen again, and the
occupation lasted until its own dissolution at the end of World War I, in 1918.
he main reason to occupy Yemen once more was to establish a bufer zone
between the British and the important city of Mecca (Farah 2002). After a few
disputes in the Ottoman and British ruled territories, both parties negotiated its
demarcation in 1902-1905, setting the borders that were maintained until the
uniication of the two Yemens in 1990 (Willis 2004, Auchterlonie and Smith
1998).
After the First World War and the consequent dissolution of the Ottoman
Empire, the Imam declared North Yemen’s independence. In 1934, a rising
Saudi Arabia won a border war against North Yemen, and took the territories
of Asir, Jizan and Najran in the later peace treaty. Fred Halliday (2005) argues
that such conquest:
laid the basis for a Saudi–Yemen conlict, and much Yemeni
resentment, that was to last for decades. Only in June 2000, at
a summit between Prince Abdullah and President Al-Abdullah
[Saleh], was a comprehensive agreement on this frontier, the
longest undelineated one in the world, reached. hat very night
all Saudi aid to the Yemeni opposition was stopped, and various
media activities associated with them, and based in London,
abruptly interrupted (Halliday 2005, 178).
In the South, Aden became an oicial British colony in 1937, no longer
staying under the Indian colonial government jurisdiction. his administrative
change was followed by a larger allocation of British troops and the opening of
a British Petroleum reinery, which resulted in an economic boom, turning the
port into one of the busiest in the world (Burrowes 1995). In 1959, England,
trying to stem the growing Arab nationalism in the region (mostly from Egypt),
included the tribes of the Protectorate of Aden into a Federation, to which the
city of Aden was added in 1963 (Auchterlonie and Smith 1998).
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1.2 THE “TWO YEMENS” AND THE UNIFICATION PROCESS
he 1960s saw both regions experiencing a period of crisis: the
North involved in a long and bloody civil war and the South struggled for
independence from the British. According to Halliday (1990, 8), four main
factors led to the growth of the independence movement: “colonial policy and
its changes, socio-economic development, the growth of Arab nationalism, and
the 1962 revolution in North Yemen”. After three years of an intense conlict
of guerrilla warfare and terrorism, the British evacuated from Yemen in 1967.
he pro-independence militias, notably the National Liberation Front (NLF),
established a new state, the People’s Republic of South Yemen (Brown 1984).
Meanwhile, a seven-year-long civil war took place in North Yemen,
after a republican coup that followed the Imam’s death in 1962. he conlict
opposed monarchists, supported by Saudi Arabia, Israel and the UK, and the
republicans, backed by Nasser’s Egypt and the Soviet Union. President Abdullah
al-Sallal attempted to establish a republic based on the Egyptian formula, and
therefore the war was framed by the struggle for regional inluence between
Egypt (pan-Arabism and republicanism) and Saudi Arabia (conservative
monarchy). Additionally, Yemen’s strategic location was of vital importance for
both countries: the irst sought an ally at the exit of the Suez Canal, and the
Saudis wanted to prevent the emergence of a strong country on the perimeter
that could spread republicanism in its sphere of inluence (Ferris 2015).
Since the beginning, Egyptian military were deployed to the country, and
as the conlict escalated, its numbers rose to around 70,000 troops. As the losses
amounted to about 10,000 men, the high political and economic costs for the
country led to a withdrawal, especially after the defeat in the war with Israel
in 1967 (Ferris 2015). Ultimately, Sallal was overthrown from the republican
movement’s leadership, and a coalition between Republicans and Monarchists which excluded the Imam - was created after a peace negotiation process. It was
the birth of the Yemen Arab Republic (YAR) (Brown 1984).
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Image 2: North and South Yemen prior to uniication
Source: Wikimedia Commons 2011.
he two recently born countries then took diferent paths. In the People’s
Republic of South Yemen, an internal coup led NFL’s left wing to assume the
government. In 1970, the country changed its name to People’s Democratic
Republic of Yemen (PDRY), assuming a policy embracing socialism and
aligning to the socialist bloc, particularly to the USSR (Halliday 1990). he
Soviets then established a maintenance base for ships near Aden, important
due to the vital commercial and logistical sea routes from the Red Sea to the
Indian Ocean. he PDRY also played an important political role in the region,
by inancing guerrillas in neighboring countries (including in the YAR) and
harboring foreign revolutionaries (Halliday 1990).
Despite some progress after the economy’s nationalization and other
socializing reforms, the country remained poor and dependent on foreign aid
(mostly from the USSR) and income from migrants. he economy sufered a
severe blow on the occasion of the closing of the Suez Canal in 1967, amid the
Six Days War. Two violent political crises subsequently shook South Yemen. In
1978, a single party model was adopted and the NFL was converted into the
Yemen Socialist Party. An intraparty struggle in 1986 led to a self-destruction
and virtual decapitation of YSP’s leadership, causing the emergence of Ali Salim
al-Beidh as the new leader (Halliday 1990, Burrowes 1995). his chain of events
that deeply destabilized the country paved the way for future uniication with
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the North.
he contrasting scenario of relative economic development and political
stability in the North further deepened such trend. As the North started opening
its economy, an exodus of workforce (mainly to Saudi Arabia) took place, as
well as the arrival of many foreign experts to help in the modernization of its
economy. After a series of political crisis, in 1974, 1977 and 1978, Ali Abdullah
Saleh took power and stabilized the country. Formal democracy was introduced
in 1982, and oil began to be exported in 1987. he economic development and
political stability in the YAR and economic and political crisis in the PDRY
facilitated the process of uniication in 1990 (Auchterlonie and Smith 1998).
he unity was in question since the independence of the South, as both
countries oscillated between war and cooperation. In 1972 and 1979, border
skirmishes between the two Yemens were followed by the signature of political
declarations with intentions to unify the countries. After a short crisis due to
petroleum extraction in the border, the leaders of the two Yemens agreed to
initiate the process of uniication in 1989-1990 (Burrowes 1995).
he Republic of Yemen became formally a multiparty democracy with
Ali Abdullah Saleh (former Yemen Arab Republic’s President) as the President
and with Ali Salem al Beidh (former Leader of Yemen Socialist Party) as the
Vice-President. From the beginning, the new country was shaken by a crisis.
In 1991, as a response to the Yemeni support to Iraq in the Gulf War, Saudi
Arabia expelled 800,000 Yemenites from its territory, creating a new mass of
unemployed and reducing a major source of income of the Yemeni economy.
Although the uniication achieved some success in democratization, the armies
of formers PDRY and YAR were still not uniied, and some factions of society,
like the Muslim community and the former Southern elite, still opposed the
uniication (Burrowes 1995).
In 1993, although belonging to diferent political parties, Saleh and Beidh
run for President and Vice-president respectively, and they won the general
elections, but the former’s party won the majority in legislative elections. In
1994, vice-president Ali Salem al Beidh, claiming an economic and political
discrimination of the South, isolated himself in Aden and proclaimed the
independence of the Democratic Republic of Yemen (South Yemen). his
led to a short civil war, won by the North, that once again uniied Yemen. In
1997, new elections were held, leading to a major victory of the President’s
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party, General People’s Congress (60%), and Al-Islah (20%), an Islamic party
(Burrowes 1995).
By 2005, the economy was not growing enough to keep up with the
growing population, exacerbating social problems (Etheredge 2011). According
to Visentini (2014), President Saleh ruled his country through buying loyalty
from tribes, distributing favors and allying with local oligarchies, as the country
faced problems like unemployment, declining oil revenues, water scarcity
and population high growth rates. Furthermore, three problems concerned
the government even before the Arab Spring: Houthis’ insurgency, Southern
separatism and the Al-Qaeda (Visentini 2014)2.
he irst started as an armed conlict in 2004, when the Zaydi Leader
Husayn al-Houthi and his followers chanted anti-US and anti-Israel slogans
in paciic protests. he government took violent actions to stop the protests,
which were responded with more violence by the Houthis. he group leader
was considered a threat and was killed by the government in 2004. From then
to 2010, there were several ights between the government and the Houthis.
With the increasing violence, more and more tribes from the North started to
call themselves “Houthis” (Salmoni, Loidolt and Wells 2010).
he second problem was Southern separatism. his movement gained
force once again in 2007, although it remained mostly paciic. he people of the
South claim that they were put aside in the country’s politics (Visentini 2014).
Although only a ifth of Yemen’s population lives in the South, it accounts for
more than 80 percent of the oil exports and for most of the country’s sources of
revenue, due to the Aden-located reinery and its port (Al-Batati 2014).
he question regarding Al-Qaeda gained importance in 2000, after the
terrorist attack on USS Cole3, at Aden harbor. Furthermore, the 9/11 attacks led
the United States to seek cooperation with President Saleh against the growing
terrorism threat inside the country, notably in the Eastern region. he United
States provided men and resources, and launched several drone strikes in Yemen
since 2002. However, Al-Qaeda from Yemen and Saudi Arabia managed to
organize and consolidate itself as the Al-Qaeda in the Arabian Peninsula (AQAP)
2 hese three questions are furthered below. For further information, check the Statement of
the Issue’s “Local factions, political groups and divisions” subsection.
3 On October, 2000, the USS Cole destroyer was refueling at Aden’s port when suicide terrorists exploded a small boat next to it, killing 17 US citizens and injuring many others (CNN
Library 2014).
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in 2009, quickly becoming the group’s most active branch (Visentini 2014).
1.3 THE ARAB SPRING AND THE COLLAPSE OF SALEH’S
GOVERNMENT
he wave of protests known as the Arab Spring reached Yemen in 2011.
Early protests were peaceful and directed against corruption and asking for
more democracy, better living conditions, and the resignation of President
Saleh, which had been ruling the country for 33 years. he government iercely
repressed the protests, killing 45 protesters in March, which further mobilized
the people of Yemen (Naylor 2015). his led to an escalation of violence, with
several tribal leaders and army deserters joining the opposition forces. he US
and Saudi Arabia, former allies of Saleh, supported the movement to remove
him from power, as the costs of maintaining support towards him became too
high (Visentini 2014).
After many clashes between loyalists and opposition forces, Saleh
negotiated his resignation with the Gulf Cooperation Council4. However, Saleh
stepped back in three occasions, until the escalation of the conlict led to a direct
attack on the presidential palace, seriously injuring the President. he president
went to Saudi Arabia for medical treatment. In his absence, Vice-President Abd
Rabbuh Mansur Al-Hadi took power, although he was unable to control the
deteriorating situation. he instability in the country also exacerbated previous
problems, as the Houthis insurgency, Al-Qaeda (which expanded its area of
inluence and operation) and internal tribal struggles (Visentini 2014).
In September Saleh returned to the country, inally signing resigning his
resignation from power two months later. Hadi ascended to power, holding
the responsibility to promote new elections. he opposition, mainly the Joint
Meeting Parties5, was divided and could not compete with the situation.
Elections were held in early 2012 with Hadi as the only candidate, winning
the “dispute” and assuming the Presidency of the Republic of Yemen (Visentini
2014).
4 he Gulf Cooperation Council was established in 1981 and has Bahrain, Kuwait, Oman,
Qatar, Saudi Arabia and United Arab Emirates as members. It has as its main goal the economic,
social and security integration of its members.
5 he Joint Meeting Parties was formed in 2002 in an attempt to challenge the GPC in Yemen
politics. It is formed by the alliance of ive opposition groups, including the Yemeni Socialist Party
(YSP) and Islah, which is the strongest member (Crisis Group 2011).
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2 statement of the issue
Even though Abed-Rabbo Mansou Hadi was Saleh’s vice-president for 17
years, he was still an unknown igure for most of Yemeni population by the time
he was elected in 2012. Not only the people’s trust would he have to gain, but
also the armed forces’, which were still suspicious about this new leadership
and remained in part loyal to the former President. Acknowledging that it
would be hard to control a country so afected by the widespread protests of the
Arab Spring and legitimate its government inside the country, Hadi focused on
gathering international support and, most importantly, inancial assistance. His
speeches in the United Nations in late 2012 addressed the importance of the
ight against terrorism, represented in Yemen by one of Al Qaeda’s most powerful
branches, Al Qaeda in the Arabian Peninsula (Rosen 2015, Zimmerman 2014).
In January 2014, the country held the National Dialogue Conference, a
forum in which all the existing political groups and factions, some of which were
usually marginalized by the political elite, agreed to get together and discuss
key systemic issues to the “post-Saleh Yemen”. he result was the conclusion of
a large agreement containing more than one thousand recommendations that
foresaw the draft of a new constitution and a referendum on that constitution
for 2015. Once the constitution was accepted by the referendum, the agreement
predicted that new elections were to happen within nine moths (J.H.-R. 2014,
Rosen 2015, Zimmerman 2014). However, the result did not please everyone:
the inal document also stated that Yemen would move toward the adoption of
a federalized system. he question of how to divide Yemen in federalized regions
raised new discontent, since it has been long an issue of disagreement between
Yemeni Southerners and Northerners. President Hadi formed a 22-membered
committee – the Regions Deining Committee – to further discuss this issue,
and on February 10, the committee voted for a six-region division: four in
the North and two in the South. he Southerners rejected the decision, for a
division of the Southern territory could hamper their independence ambitions;
the Northerners were also not satisied, since the division left all gas and oil
reserves to the Southerners (Mudallali 2015, Zimmerman 2014, Al-Hassani
2014).
herefore, it was not hard to foresee that the rise of a new President would
have very little efect on Yemen’s most contentious issues. he impossibility to
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reach an agreement between the North and the South fostered tensions and
made it easier for extremist groups to gain power in those regions: the Shiite
Houthis and the separatists, respectively. he diiculty to gain legitimacy among
the armed forces would also prove to be a problem, and the necessity to ight
terrorism would deinitely not be limited to speech rhetoric, with AQAP gaining
more and more power in a country devastated by socioeconomic inequalities
and political instability. All of those issues put together exploded in the chaotic
situation we see Yemen is facing today.
2.1 LOCAL FACTIONS, POLITICAL GROUPS AND DIVISIONS
Grasping the Yemeni crisis directly involves understanding who the groups
involved in its current situation are and in what consists their main objectives.
he country has to face several diverging interests from distinct political groups
and factions, namely the Houthis, the Southern separatists, Al Qaeda in the
Arabian Peninsula (AQAP) and the government forces. Parts that can also
increase the troubles are the ones that remain loyal to former President AliAbdullah Saleh, especially inside the army.
he international press usually calls the Houthis a “Shiite Muslim rebel
group” or “Shiite militia” – probably in an attempt to make a direct connection
with Shiites in Iran. hey are, however, members from the Zaydi branch of
Shia Islam, which make them a minority not only among Yemen’s mostly Sunni
population, but also inside Shia Islam. hey hold diferent beliefs not only from
the Sunnis, but also from Shiites in Iran as well, for example: one of the basic
premises of the Houthi movement is that people have a religious obligation to
rise up against an unjust ruler, a very diferent vision from other Sunni and Shia
schools of thought. hese ones would rather prefer to avoid the chaos that can
come from insurrection (he Week 2015, Basu 2015, Barrabi 2015, Rayman
2015, Rosen 2015).
he Houthi Movement started in the nineties in the Saada governorate in
the North of Yemen. hey began as a youth-oriented religious group of studies
that preached for the revival of traditional Zaydism, making reunions under
the name of Al-Shabaab al-Mu’minin, or “he Believing Youth Forum”. here
are few oicial sources about their evolution to become the political group
they are today, but some of them allege that this irst group has gone through
some divergences, and the “Houthi” nomenclature that is uses today is after
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Hussein Badr al-Din al-Houthi, their founder. In the 2000s, they started to
also use the name “Ansar Allah”, the “Partisans of God”. It is also known that
they had support from former-President Saleh during their emergence, for he
believed they were a counter-weight group to growing militant Sunni Islamism
(Al Batati, Who are the Houthis in Yemen? 2015, Jane 2015, Schmitz 2015).
In 2003, however, Hussein al-Houthi organized protests against US
invasion on Iraq, also criticizing Saleh’s government for its support to the
US War on Terror. After that, the Houthis no longer enjoyed the beneits of
President Saleh’s sympathy, and, in 2004, the irst war against the government
erupted. he reason were the protests in a mosque in Sana’a, an act that Saleh
considered a challenge to his authority. He sent his forces to the province, and
Hussein was killed. hat was the irst time the Houthis turned to arms, what
they alleged to be on grounds of self-defense. he Houthis continued rebelling
against the government with their new leader, Abd al-Malik al-Houthi, and since
2004, they fought six wars. In 2010, part of them signed a ceaseire. Ansar Allah
gained many followers by exploiting people’s resentments against the regime,
which made the movement gather supporters that would not necessarily help
the revival of the Zaydism, but who were willing to ight against an autocratic
and oppressive ruler (Al Batati, Who are the Houthis in Yemen? 2015, Basu
2015, Jane 2015, Schmitz 2015).
Since the irst attacks against Saleh’s administration, the Yemeni
government has been accusing the Houthis of receiving inancial and military
aid from Iran. he international press often calls the group as an “Iran-backed”
militia, due to the apparent “Shiite ainity”, but both Tehran and Ansar Allah
deny the connection. In 2013, a vessel suspected of sending arms illegally to
Yemen was intercepted, and oicials found Iranian conventional weapons and
explosives inside. Yemeni and US authorities believed the ship was meant to
reach the Houthis. Even if few proofs exist of this alliance, analysts believe that
supporting Ansar Allah would be part of the Iranian strategy of undermining
Saudi inluence in Yemen. he Yemeni government also accuses the Houthis
of being backed by Libya, as well as by Hezbollah, the Lebanese Shiite Muslim
militia – an organization strongly supported by Iran. In November 2014,
commanders from Hezbollah arrived in Sana’a alleging that the reason of their
presence was to help the Houthi with training for armed clashes in the region
of Marib. his connection with the Iranian-backed Lebanese group could be
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a proof of the connection between the Houthis and Iran as well (Ellis and
hompson 2015, Balanche 2014, Jane 2015, Zimmerman 2014, Barrabi 2015).
However, despite the fact that Iran provides supplies and weapons to the Houthi
Movement, there is evidence that Tehran has no control over Houthi behavior,
as they are domestic actors, with decades-old interests in the Yemeni balance of
power (he Economist 2015 ).
As Yemen is one of the countries with most irearms per capita in the
world, there is plenty of availability of assault riles such as AK-47s by legal
and non-legal means to groups such as the Houthis. However, they are also
equipped with RPGs, mortars, heavy machine guns and a variety of weaponry.
It has also historically stolen Army’s military hardware, including T-54 and T-55
main battle tanks, as well as surface-to-air missiles (SAMs) (IHS Jane’s 2015).
Another root of conlict can be found in the Southern Secessionist
Movement. As aforementioned, the Southern population has never been
truly satisied with the 1990 uniication. Since then, they fear a government
commanded by the North, and the divergences between both parts had already
led to civil war, in 1994. he defeating of the South left profound marks and an
eternal resentment. hey claim to have been historically marginalized politically
and economically by the North and excluded by government services and
development projects. hey have been denied an equal share of the oil revenues,
even though 80% of the production in the country take place in the South.
Aden’s isheries, ports and reineries are a center of economic activity, making
the South responsible for the majority of Yemen’s wealth. One of their major
demands is the redistribution of wealth from Sana’a to the South. he economic
and political grievances summed up with national identity issues gave birth to
seven parties that share the common desire to build an independent Southern
nation. heir coalition is known by the name “al-Hirak”, although that is a
loose deinition for such a fragile coalition among diverse guerrilla and militant
factions (Day 2010, Visentini 2012, IISS 2014, Zimmerman 2014, Al Batati
2014, Mudallali 2015).
his separatist movement had an apex in 2007, when former soldiers
who had been compulsorily retired from the Southern Army after the civil war
started rallying in Aden, demanding equal salaries to the soldiers in the North.
President Saleh refused to hold talks and demanded his forces to suppress
the protests, killing hundreds of people, which led such groups to engage in
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protests during the Arab Spring events that deposed him. When Hadi, himself
a Southerner, assumed the presidency, he ofered an oicial apology for the civil
war and compensations for civil and military servants who lost their jobs after
the uniication. He also has encouraged pro-separatism leaderships to join the
transitional talks, but with the besieging of Sana’a and his government collapse,
such approaching was short-lived, in fact encouraging its claims to overthrow
the government and recreate a southern state. However, the Southerners have
so far lacked a charismatic centralizing leader and better equipment, as well as
the level of centralization of the Houthis: they are ruled by several leaders and
divided in many factions due to internal divergences (Al Batati 2014, Reardon
2014). he latest events in Yemen may indicate a possibility to uniicate the
Southern leaderships in one single and strong voice, as it can be stated by the
strong anti-Houthi sentiment in the cities and by some calls for independence
made by some of the Southern leaders: Nasser al-Nuba6, for example, airmed
they will no longer take orders from Sana’a (MacDonald 2015). Nonetheless,
for now, there have been only sparse military operations, such as RPG attacks
against government forces or the Houthis conducted by southern separatists.
he Northern Houthis and the Southern Secessionist Movement, as
well as the divergences between them, however, are not the only things the
Yemeni government has to deal with: the Al Qaeda in the Arabian Peninsula
is also increasing its inluence in the territory. AQAP was formed in 2009 by
Saudi and Yemeni Sunni militants of the international network of Al Qaeda,
being considered its most active and dangerous branch. It already claimed the
authority of attacks against several regional and Western targets, notably the
attacks to Charlie Hebdo7 in January 2015. he US State Department estimated
in 2014 that AQAP had a number close to one thousand members (Guéhenno
2015, Council on Foreign Relations 2015). It is possible that one of their most
signiicant sources of funding comes from donors in Saudi Arabia that also fund
other Sunni terrorist groups.
According to AQAP’s propaganda, its primary goals are consistent with
the principles of militant jihad of purging the Muslim countries of Western
6 Former military general and one of the founders of al-Hirak (MacDonald 2015).
7 On 7th January, two Islamist terrorists self-identiied with AQAP and equipped with machine
guns promoted an assault on the French satirical weekly newspaper Charlie Hebdo, in Paris, killing 11 and injuring an equal number, and killing six more as the police persecuted them. he
attack was reportedly motivated by the frequent publication of Muslim-ofensive contempt.
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inluence and replacing secular regimes with ones that observe the Sharia
law to establish an Islamic caliphate. hey include overthrowing the Yemeni
regime, killing Western nationals and allies – notably members of Saudi royal
family – and attacking US homeland (Council on Foreign Relations 2015, Jane
2014). heir presence in Yemen would be probably the irst reason to motivate
any foreign-led intervention in the country. In the beginning, the Yemeni
government suspected that the AQAP and the Houthis held close relations,
probably because both groups opposed the regime. hese accusations proved
to be rumors when AQAP exploded a device targeting a Houthi religious
procession. In fact, even though they are still not as strong and inluent as the
Houthis, the AQAP beneits from the rise of the Houthis to grow, by convincing
the groups who oppose them – specially Southerners – that Al Qaeda is the
natural ally (Guéhenno 2015, Rayman 2015, Jane 2015). he United States, for
example, had total support of President Hadi on conducting air strikes against
AQAP targets, which is part of their counterterrorism strategy with target killing
campaigns (Mudallali 2015, Council on Foreign Relations 2015). he Al Qaeda
in the Arabian Peninsula no longer directly administers areas of the country,
but they continue to expand their operations and areas of inluence, mainly
in Southern and Eastern territories, also operating cells near the capital, Sana’a
(Zimmerman 2014).
Finally, it is important to understand that the army in Yemen will also be a
source of problems in the ongoing crisis. he armed forces are currently divided
as some parts have been kept loyal to former-President Ali Abdullah Saleh,
mainly the republican guards. his loyalty is dangerous to President Hadi’s
administration and Yemen’s stability more generally, since he will no longer be
able to count on the full eiciency of his army to shield the cities in case of
attacks – that can come from the Houthis, from the Southerners, from AQAP
or even from the neighboring countries, as Iran or Saudi Arabia. On the other
hand, however, this situation is convenient for Mr. Saleh, who expects regaining
inluence in the country with the weakness and impotence of Hadi. Saleh is
also being accused of allying these loyal military units with the Houthis, in an
attempt to weaken even faster the current administration and carve him a secure
space in the future of Yemeni politics (Les Echos 2015, Ellis and hompson
2015, Schmitz 2015)
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2.2 RECENT EVENTS
In August 2014, the leader of the Houthis, Abdulmalek al-Houthi,
called for protests against the government. he deteriorating socioeconomic
and security conditions of the country contributed to erode the credibility of
President Hadi’s government, which al-Houthi called corrupt and unable to
carry out reforms that could improve people’s lives8. he demonstrations started
on the 18th day of the same month, and soon took over the streets of the capital,
Sana’a, and many other cities around the country. he armed Houthi rebels
soon arrived in Sana’a and started to set up camps surrounding the city and
ministry buildings. hey guaranteed that they would not use violence except for
self-defense, but protests anti-Houthi and pro-Hadi soon took over the streets as
well, leading authorities to worry that the situation could easily become violent.
he UN Security Council expressed its concern about the security situation after
Houthi’s actions and about the efects its deterioration could have in Yemen’s
political transition (Guéhenno 2015, Security Council Report 2014).
On September 2nd, the President dismissed his cabinet and made a
proposal for the Houthis that included their participation on a new government.
hey refused the proposal, and tensions escalated between them and some armed
groups ailiated with the Islamic party Al-Islah9. On the 18th, Houthi rebels
besieged a Sunni Islamist university in the suburbs of Sana’a, and the ights
between the rebels and the military started to become more violent. However,
once the ights spread into the city, military action was refrained, and former
President Saleh was suspected to be involved in this decision. he Houthis
took over the city in the next days, seizing the state-run television station and
government buildings (Security Council Report 2014).
hus, on September 21st, the Peace and National Partnership Agreement
was signed. he plan made the parts agree to the appointment of a new
government within a month, in order to stop the ighting and to attend Houthi’s
8 Yemen’s socioeconomic indicators place it among the least developed countries in the world:
35% of the population is unemployed – a rate that goes up to 65% among people under 30 years
old – and 50% is illiterate – 70% when it comes to women. he revenues from crude oil represent
around 70% of the total revenues of the country, and the recent fall of the crude prices worsened
the economic collapse of the country (Balanche 2014).
9 Islah is a Northern-based Islamic opposition party. One of its key igures is the President of
Iman University, Sheikh Abdul-Magid al-Zindani, who has been long engaged in the Islamic
militancy and had in the past connections to Osama Bin Laden and Al Qaeda (Day 2010).
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grievances. It addressed several issues concerning the country’s critical situation:
it predicted, for example, the reduction by 25% of fuel prices and the formation
of an economic committee of qualiied experts in order to make binding
recommendations to the government, whose responsibility was to alleviate “the
burden of the people”. Most importantly, the Agreement predicted that the
President should appoint political advisers from both Ansar Allah – representing
the Houthis – and the Southern Peaceful Movement, as well as a new “neutral”
Prime Minister not ailiated to any political party, three days following the
agreement’s entry into force. he document, based on the outcomes of the
aforementioned National Dialogue Conference, was signed by 12 Yemeni
parties and groups, including the Houthi representatives, the Peaceful Southern
Movement representatives, and the General People’s Congress party (GPC) –
the party of both Saleh and Hadi, still ruled by the former (Jadaliyya Reports
2014, Al-Moshki 2014, Security Council Report 2014). he Houthis, however,
refused to sign an annex of the agreement that demanded the restoration of
state authority and control over all the territory, which meant a ceaseire and
the withdrawal of the camps on the areas they held. It also stipulated the
disarmament of all parties involved in the conlicts and the recovery of all stateowned weapons that were robbed during the events. hough many people saw
this refusal as a sign that the Houthis were not ready to set of camp of Sana’a,
they themselves considered the agreement a success, even without signing the
annex (Al-Moshki 2014).
Nonetheless, the Houthis did not seem willing to fully respect the
agreement and quickly violated it by tightening their grip on the capital with the
seizing of the First Armored Division’s headquarters. hey moved the expansion
of their territorial control10 southwards and westwards – into territories with
the country’s biggest Sunni population and the oil-producing region of Marib11
(Security Council Report 2014, Guéhenno 2015). he Houthi’s advance over
the country enhanced fear in the Sunni-majority South that envisions federal
autonomy and displeased AQAP, that operates intensely in Marib. he tribes in
this region who support President Hadi also consider the Houthis “terrorists”
and “invaders” and feared that their increased presence might destabilize this
important region (Mudallali 2015). In November, the agreement got even
10
11
Sa’da and Hodeida were two other big cities over which they took control (Les Echos 2015).
he region produces over 70% of Yemen’s oil and gas (Mudallali 2015).
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further away from working: the GPC and the Houthi group stated they would
not accept the new Prime Minister nominated by Hadi, Khaled Bahah, because
they considered that the decision did not fulill the norms predicted by the
Agreement. he GPC considered itself neglected by the President and decided
to boycott the new government, calling on all the Party’s nominees to reject any
post ofered. he Houthis also found the formation of the new government
disappointing and stressed that it was necessary to meet the Agreement’s
criterions of integrity and eicacy (KUNA 2014).
he impossibility to ind common ground for truly successful agreements
contributed to the escalation of tension among all parts and led to even more
troubled events right in the beginning of 2015. On January 17th, the Houthi
militia kidnapped Ahmad Awad bin Mubarak, the President’s chief of staf12. He
had a long story of disputes with the Houthis: himself a Southerner, Mubarak
was the one who proposed the six-region divide that would separate the North
from the oil and gas deposits. he Houthis even vetoed his nomination when
Hadi chose him for the position (Mudallali 2015). Two days later, the militias
attacked the presidential palace, surrounded the Prime Minister’s house and
defeated the presidential guard, taking their position. he Southern city of Aden
closed all of its air, land and sea access, on a sign of support for President Hadi,
who is also a Southerner. he next day, al-Houthi made a speech stating that
his revolution knew “no limits” and demanding a national partnership with
Southern and revolutionary parties, as well as improved security for people
in Marib to ight against Al Qaeda. he later demand was seen by many as
an attempt to gather sympathy from the tribes in order to control the oil
resources, rather than defending the population from AQAP. he UNSC issued
a statement supporting President Hadi and condemning the use of violence
(Mudallali 2015).
Even so, on January 22th, both the President and the Prime Minister
resigned, making an agreement with the Houthis that included the release of
Mubarak and the withdrawal of the militias from the presidential palace, the
city streets and the government institutions they were surrounding since 2014.
In return, Hadi would concede the Houthis the constitutional changes they
sought and a wider participation in state institutions (Mudallali 2015, he
Economist 2015 ).
12 Which means he is the director of the President’s cabinet (Les Echos 2015).
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In February, the Houthis consolidated their move by dissolving the
parliament and establishing an interim government (Ghobari 2015). By the
end of the month, Hadi escaped the house arrest with the help of his security
personnel, and moved to Aden (Becker 2015). In a television address, he
declared the illegitimacy of the Houthi government takeover, and claimed his
own legitimacy as Yemeni President (AlJazeera 2015, Almasmari and Hanna
2015).
2.3 THE ESCALATION OF THE CIVIL WAR AND THE SAUDILED INTERVENTION
By the end of March, Houthi rebels, allied with pro-Saleh forces started
advancing toward Aden, the last stronghold of Hadi government forces. On
March 25th evening, airstrikes against rebel positions in Yemen, conducted by
a coalition led by Saudi Arabia, launched a military intervention codenamed
Operation Decisive Storm (AlJazeera 2015). he coalition, spearheaded by
Saudi Arabia, was composed initially by most GCC members (United Arab
Emirates, Kuwait, Qatar and Bahrain) but soon Egypt, Sudan, Morocco, Jordan
and Senegal joined the campaign (Reuters 2015). he intervention was held
after requests for foreign intervention by the UN Security Council, the Arab
League and the Gulf Cooperation Council (GCC) made by President Hadi,
who led to Riyadh when the bombing started (BBCNews 2015, Agence
France-Presse 2015).
Image 3: Houthi Progression since 2014
Source: he New York Times 2015
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he initial phase of hostilities focused mainly on bombing Houthi and proSaleh strategic positions such as arms depots, military bases, air-defense assets and
airports in Sana’a, Taez and elsewhere. A no-ly zone and a naval blockade were
established, as the main objective was to achieve air superiority and ultimately
a complete control over Yemeni airspace (Mustafa 2015a). According to the
coalition force’s spokesman, the next phases would be centered in destroying rebelcontrolled axes of ballistic missiles, supply corridors, ammunition stores, military
facilities and logistics assets, as well as preventing the Houthis from entering and
controlling Aden (A. H. Cordesman 2015, Al Arabyia 2015).
he United States has been providing logistical and intelligence support for
the intervention, such as live-feed videos from US surveillance UAVs and aerial
refueling for coalition ighter jets (M. Zenko 2015). here is also speculation
over the airdropping of weaponry and medical supplies for anti-Houthi militias
in Aden, as they were delivered with an advanced system of GPS-guided highaltitude parachutes, a technology available almost exclusively in the US (Stratfor
2015b, 17). he United States has also stopped the freezing of arms sales to Egypt
– a prominent member of the coalition, which was in force since October 2013,
on the occasion of the military coup that led to Al-Sisi’s government (Bennet
2015). Additionally, as the members of the coalition are US allies, most of the
military hardware used in the operation was provided in the last years by the US,
such as the F-15 and F-16 ighter jets used in the bombing campaign (Mazzeti
and Cooper 2015).
From the end of March to the irst weeks of April, the war saw a dashing
ofensive by the Houthi and pro-Saleh forces toward Aden and the Eastern
provinces of the country. However, the airstrikes efects and the resistance posed
by the coalition-backed pro-Hadi and tribal militias slowly reverted the situation.
In the South, the main goal was to establish control over Aden, a port city
which consists in a valuable strategic asset, due to its seaport and airield that
could be used as main supplying corridors for the rebel forces. It is also the core
pocket of resistance of pro-Hadi troops, and its fall would have a great symbolic
value. After a few days in the beginning of April, rebel troops were controlling
most of the city’s strategic positions, but its advance reached a stalemate as a ierce
resistance by government forces and pro-Hadi militias stopped them, combined
with the decisive coalition’s air support. Tribal ighters and other militias have
started storming the Aden-ighting rebel’s lank, in an attempt to cut of their
supply lines. As they are becoming increasing isolated, without supplies and
reinforcements, and as coalition special forces13 started iniltrating through the
13 On May 3rd, between 40-50 special forces soldiers arrived in Aden to bolster the eforts of
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port, the situation became increasingly worrying for the rebels (Stratfor 2015b).
Image 4: Situation in Yemen by the end of March 2015
Source: Stratfor 2015c.
As their units became gridlocked in Aden, the Houthis continued their
progression toward East, specially toward the cities of Marib and Ataq, capital of
the Shabwa region, where major Yemeni energy facilities are located. However, as
the government’s central authority eroded, many tribes started mobilizing their
own men to resist the Houthis. In the Eastern Hadramawt region, around 20,000
tribal ighters were raised to ight in coordination with government forces, to repel
the Houthi advance. Also, the coalition’s menace of close air support, speciically,
has discouraged concentrations of armaments and personnel in ground columns,
which has slowed the rhythm of advance of Houthi and pro-Saleh forces. Special
Forces units from the coalition also have been reportedly operating across the
country, assuming advisory roles and helping to identify targets for the airstrikes
(Stratfor 2015b).
By mid-April, the situation had stalemated in most of the country: as the air
pro-Hadi combatants. A Southern Resistance Movement’s spokesman has conirmed them to be
coalition forces’ special units. Despite the Saudi denial of any involvement of ground troops so far,
a video footage showing heavily armed soldiers walking in the streets raised suspicion that it could
be Saudi special units or UAE soldiers, as their equipment was not available for regular pro-Hadi
ighters.
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campaign and the tribal resistance had constrained the power projection by rebel
troops, it has not been capable of regaining terrain previously conquered by them.
he war’s irst phase of movements slowed down to become a war of attrition. As
practically every faction in the war counts heavily on external support for provision
of weaponry, ammunition and even food and medical supplies, there has been an
increase in Saudi and Iranian attempts to help their respective allies. In attempts
to cut of the logistical support to rebels, Saudi air sorties have destroyed Sana’a
International Airport, preventing Iranian aircraft to land. However, despite the
blockade imposed by Saudi Arabia, Egypt and UAE, a Iranian convoy was located
in the waters close to the Oman-Yemen border, prompting the US to dispatch
a cruiser and an aircraft carrier to the location (Stratfor 2015b, 7), which led to
sporadic moments of raising tensions (Mcleary 2015a, Mcleary 2015b).
On April 21st, the Coalition Forces’ spokesman, Saudi Brigadier General
Ahmed Asiri, announced the end of Operation Decisive Storm and the beginning
of a next phased, called Operation Restoring Hope. Despite the vagueness of this
new operation’s core aims, it was supposed to consist mainly of humanitarian
missions, counter-terror operations and focus on reviving political dialogue
(Sputnik 2015, SUSRIS 2015). However, the volume of air sorties has remained
high since then, which is explained by the broader Saudi strategy of weakening
Houthi’s position, in order to force a return to achieve a negotiated solution
(Stratfor 2015b, 7). Although the air campaign alone is obviously not decisive to
accomplish such aim, it is tied to the decades-long Saudi practice of inluencing
Yemeni internal actors through political contacts and its patronage system toward
tribal leaders and key military and regional leaders (A. H. Cordesman 2015).
he coalition’s air campaign is being highly criticized by UN humanitarianrelated organs such as the Secretariat’s Oice for the Coordination of Humanitarian
Afairs (OCHA) for its consequences. Preliminary assessments roughly estimate
that airstrikes have directly caused more than 1,000 deaths and more than 3,000
wounded people. he number of internally displaced due to the war rose to
300,000 and around 12 million of the total 26 million Yemeni citizens face food
insecurity (OCHA 2015). Additionally, around 2,000 to 3,000 Yemeni refugees
lee the country to Djibouti and other neighboring countries every day, according
to the United Nations High Commissioner for Refugees (Jakes 2015). he
naval blockade added to the airstrikes has produced a major fuel shortage that
has brought the water supply, telecommunication services, food production and
water distribution to a halt, taking Yemen to the edge of an infrastructure collapse
(AlJazeera 2015).
By the end of April, there have been frequent Houthi incursions to Saudi
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Arabia through the Northern Yemeni border, as well as shelling by mortar and
Katyusha rocket artillery to the cities of Jizan and Najdan. Saudi Arabia has
reportedly been shooting artillery ire toward Marib and Taiz, and has abandoned
border posts and evacuated cities in the border (Stratfor 2015b, 4, AlJazeera
2015). Even though such skirmishes in the border have a small dimension, due
to the limited capacity of the Houthi to advance into Saudi territory, a coalition’s
ground operation to alter the impasse in the civil war has not been ruled out. In
fact, Egypt and Saudi Arabia have repeatedly stated that this is an open possibility,
and have assembled its rapid deployment forces. Saudi Arabia has reportedly
mobilized 150,000 men in its border with Yemen, and Egypt has extended for
three months its mandate for deploying troops abroad in the beginning of May
(Reuters 2015). he situation appears to have reached a decisive point, as the
coalition will have to decide whether to negotiate a solution keeping the current
status quo or to deploy a ground incursion.
he current turmoil resulted from the civil war has beneited AQAP, which
capitalized on the absence of state authority in most of the country and dramatically
expanded its geographical range of operations. he terrorist organization has been
deploying a sophisticated military operation since last summer, but as the conlict
progressively escalated, it has adapted to the current situation, conducting diferent
kinds of attacks, using improvised explosive devices (IEDs) assassinations and
diverse guerrilla tactics toward both government and Houthi targets. However,
as the later have advanced to the Eastern territories, AQAP shifted its attention
to Houthi targets, turning them into its prior enemy (Zelin and Hoover 2015).
By mid-April, it has taken control of an airport, a seaport and an oil-exporting
terminal in Mukalla, at Yemen’s Southeastern coast, as well as conducting a
massive prison break, releasing about three hundred inmates. Although it already
possesses strategic positions and assets in other parts of the country, this has been
its boldest move so far, as it was the irst time it actually assumed the ownership
of such critical infrastructure (Laub 2015, Byman and Williams 2015, Stratfor
2015b, 10).
2.4 YEMEN IN THE MIDDLE EASTERN STRATEGIC SCENARIO
he question of whether the Northern Shiite Houthis will or will not
succeed in taking control over the country is part of the longstanding regional
competition between Iran and Saudi Arabia, which has been taking place over the
last 30 years. Despite never confronting directly each other, both countries dispute
their inluence across the region in a species of “regional Cold War”. Middle East’s
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destabilization – in course since Iraq’s invasion in 2003 – was deepened by the
disruption of many governments’ central authorities during the Arab Spring.
his situation ofered fertile ground for external powers to meddle into domestic
disputes, consolidating Tehran-Riyadh dispute’s modus operandi of supporting
internal political factions in order to inluence domestic political systems of fragile
states such as Lebanon, Iraq, Syria and now Yemen (Visentini and Roberto 2015).
he Syrian Civil War, from 2011 onwards, became the epicenter of this
regional dispute, as the US, Saudi Arabia and other Gulf countries actively
supported diferent groups of rebel forces against the Iran-backed government.
he war’s spillover efects reached the surrounding countries and weakened the
Iranian arch of alliances – labeled as “Resistance Axis” – composed by Lebanon’s
Hezbollah, Palestine’s Hamas and Syria’s Ba’ath government itself (Visentini and
Roberto 2015).
he rise of the Islamic State (IS), as a result from the efects of the Syrian
civil war, led to an implicit cooperation between Iran and the US, due to the
shared necessity of containing the IS (Guimarães and Müller 2014). Such trend
added to the fact that since 2014, but especially during the irst months of 2015,
the US-Iranian negotiations over a nuclear deal advanced signiicantly. As the
prospects of a nuclear deal and the establishment of a Washington-Tehran détente
arose, traditional US-allies are developing new forms of collective action instead of
relying solely on the US. As both the GCC and Arab League are composed mainly
by Sunni-majority countries, this rapid deployment force is being interpreted as
an alliance directed toward countering Iran (Stavridis 2015, Mustafa 2015a)
Additionally, on March 28th-29th, following the beginning of the military
intervention in Yemen, during the Arab League summit in Sharm el-Sheik,
member countries’ foreign ministers approved the establishment of an Arab
Defense Force. Composed of 40,000 men – twice the size of NATO’s Response
Force –, it will be based on Egypt and commanded by a Saudi general. It shall be
composed of ground, naval, air and special operation units. While the fulcrum of
the forces shall be composed by Egyptian, Saudi and maybe Sudanese, countries
such as Morocco, Jordan and the UAE will also provide men and niche capabilities,
such as intelligence and special operation units (Mustafa 2015). While the troops
are supposed to be paid by their respective countries, the permanent command
structure will be inanced by the GCC.
Saudi Arabia took the lead in this new regional coniguration by coordinating
the collective efort of an expanded version of its traditional main inluence area,
the Gulf Cooperation Council (Mustafa 2015a). Riyadh also started the bombing
campaign simultaneously to the Lausanne P5+1 nuclear negotiations between
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Washington and Iran. Adding to the regional conditionings, Saudi Arabia has
deep-rooted interests in Yemen. It has established, since Yemen’s uniication, a
system of patronage over internal political factions, managing to balance one
against the other. As demonstrated above, the fall of Saleh started dismantling
this fragile balance of power, culminating with the Houthi takeover of Sana’a and
subsequent advance southwards (Haykel 2011).
he dashing Houthi expansion toward Aden triggered a prompt response
both from Saudi Arabia and Egypt – the leading military powers in the coalition –
due to the city’s strategic character. he seaport gives access to the Bab el-Mandeb
strait, situated between Yemen, Djibouti and Eritrea, therefore connecting the
Horn of Africa and the Arabian Peninsula. his strait is not only the entrance for
the Red Sea but also its connection to the Indian Ocean (Visentini 2012, Balanche
2014). hrough this important chokepoint passes most of the traic that transits
the Suez Canal, as well as through the Egyptian Suez-Mediterranean (SUMED)14
pipeline. As the Suez Canal control is still one of the most important sources of
revenue for the Egyptian government, any destabilization directly afects Egypt’s
economic security (A. Cordesman 2015b). As most of the Persian Gulf oil exports
transit the strait, its daily low of crude oil and natural gas is an estimated 3.8
million barrels/d in 2013. Such importance is relected in the prompt rise in oil
prices after the coalition’s intervention began by the end of March.
he main Saudi goal is preventing the Houthi from taking over Aden. he
control of such a pivotal port in the region by what they consider to be an Iranian
proxy group would eventually allow Iran to outlank the Gulf and deploying air
and naval forces to Yemen, which shares a long and porous border with Saudi
Arabia (Stratfor 2015a).
3 previous international action
here have been two main multilateral spheres of discussion and action
toward Yemen since the events that resulted in the fall of President Saleh: (i) the
global sphere, through the United Nations Security Council itself; and (ii) the
regional sphere, in which the GCC plays a leading role and the Arab League,
a secondary one. he UNSC has adopted six resolutions regarding the Yemeni
situation, while the GCC has been the prominent forum for coordinating a direct
14 he Egyptian Suez-Mediterranean Pipeline (SUMED) connects the Ain Sukhna terminal in
the Gulf of Suez to the Mediterranean Sidi Kerir terminal, in Alexandria. It is the only nearby alternative route to the Suez Canal and therefore is essential for transporting oil northwards when the
tankers are too large to go through the Canal (EIA 2013).
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international approach by overseeing the transition from Saleh’s government to
Hadi’s and later leading the military intervention, which soon became an Arab
League-promoted force (IFES 2011).
As the most recent roots of the current situation in Yemen derive from
tensions accumulated mainly from the transition process, a brief explanation of the
role played by both the GCC and the UNSC in such developments is necessary. In
2011, the political settlement that followed the ten months of protests and clashes
between government forces and rival factions was promoted by the GCC with the
support from the UNSC’s ive permanent members plus the European Union.
As the negotiations succeeded, both the GPC and the opposition, grouped into
the Joint Meeting Parties, signed two agreements: the Gulf Cooperation Council
Initiative and the Agreement on the Implementation of the Transitional Process
in Yemen in Accordance with the Gulf Cooperation Council Initiative. Such
agreements delineated the framework for a two-phased transition process: the irst
would consist of a presidential election to be held on February 21, 2012, and
the second consisted in a broader political, electoral, military and constitutional
reform, which has not been completed so far (IFES 2011).
he UNSC soon demonstrated its support for the transition process through
the approval of Resolution 2014 (UNSC 2011). In what became a constant in
subsequent resolutions adopted by the Council, it stated the view that the signature
and implementation of the provision stipulated by the agreements was the only
way to achieving an inclusive, peaceful and orderly process of political transition,
urging all parties to abide to its provisions. Later UNSC resolutions’ centered in
attaining to such proceedings, and establishing punishment mechanisms for the
individuals and parties that deviated from such guidelines.
After the successful presidential election that legitimated Hadi’s ascension
to power, Resolution 2051 (UNSC 2012) reiterated the next steps to be taken
by Yemen, according to the GCC Initiative and its implementation mechanism.
hose steps included the convening of the National Dialogue Conference, the
restructuring of the Armed Forces and the constitutional and electoral reform,
establishing a deadline for it to be completed in 2014. he United Nations
Secretary-General has also appointed Jamal Benomar to act as the UN SecretaryGeneral special envoy to Yemen, aiming to mediate negotiations between the
conlicting parties and to provide reports directly to the UN Secretary-General
and to UNSC (UNSC 2012).
As demonstrated above, the National Dialogue Conference was held
in January 2014. Resolution 2140 (UNSC 2014) was adopted following its
conclusion, endorsing the resulting agreement’s provisions:
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(a) Obstructing or undermining the successful completion of
the political transition, as outlined in the GCC Initiative and
Implementation Mechanism Agreement;
(b) Impeding the implementation of the outcomes of the inal report
of the comprehensive National Dialogue Conference through
violence, or attacks on essential infrastructure; or
(c) Planning, directing, or committing acts that violate applicable
international human rights law or international humanitarian
law, or acts that constitute human rights abuses, in Yemen (UNSC
2014, 6).
he Houthi advance from January 2015 onwards was strongly criticized
by UNSC members. Resolution 2201 (UNSC 2015a) urged an immediate
suspension of hostilities by all parties and demanded that the Houthis retreat
from the government buildings in the capital. It also asked for an acceleration of
negotiations to form a new government. A presidential statement was approved by
the Council on March 22 reiterating such provisions (UNSC 2015c).
On March 24, a letter from President Hadi was delivered to the President of
the Security Council, stating that he had
“requested from the Cooperation Council for the Arab States of
the Gulf and the League of Arab States to immediately provide
support, by all necessary means and measures, including military
intervention, to protect Yemen and its people from the continuing
aggression by the Houthis (BBCNews 2015).
Two days later, a letter signed by the representatives of Saudi Arabia,
Bahrain, Kuwait, Qatar and the UAE was delivered by the Qatari representative,
stating that the signatory countries had decided to answer to the appeal by
President Hadi, even through the use of force (UNSC 2015d). On that same
day, Operation Decisive Storm began, prompting negotiations over a new UNSC
resolution. hree days later, the 26th Arab League Summit resulted in the signing
of the Sharm el-Sheik Declaration, expressing support for Operation Decisive
Storm as the means of restoring the legitimate Yemeni government against the
Houthis (SUSRIS 2015).
he position of GCC members has been represented inside the Security
Council by Jordan, which urged for a more assertive stance against the Houthis.
It has drafted the document that was approved as Resolution 2216, on April
14th, which established an arms embargo against the Houthi and its allied proSaleh forces. It also expanded the sanctions regime designed by Resolution 2140,
targeting Houthi leader Abdulmalik al-Houthi and Ahmed Ali Abdullah Saleh,
the son of the former president. Russia has proposed an alternative draft, asking
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for an unrestricted arms embargo, against all parties, the calling for immediate
ceaseire, and the proposal of humanitarian truces (UNSC 2015e). Although
the ceaseire demand and the non-selective arms embargo have been rejected
vehemently by Jordan, the asking for humanitarian truces was adopted by the
Resolution (Security Council Report 2015).
A speciic dynamic has developed over discussions regarding Yemen in the
UNSC in the last years, which have been drawing a certain amount of criticism.
here has been a formidable inluence exerted by GCC members, mainly through
Jordanian mediation, reaching a point in which the most recent and signiicant
Resolutions, namely 2201 and 2216, were initially drafted by parties in the
conlict, as Jordan. Such trend has evolved with the auspices of P5 members:
while the UK is the penholder on Yemen, it has only circulated the text among
the entire UNSC after previous negotiations between the GCC and the P5. Other
non-permanent members, especially Venezuela, have frequently expressed their
disapproval of such practices (Security Council Report 2015).
As the negative consequences of the military intervention accumulated, with
an absence of any advance toward continuing the transition process, Jordanian
proposals have been encountering much less support from other UNSC members
(What’s In Blue 2015b). One of such proposals was the promotion of the GCCorganized Riyadh Conference, which took place by the end of May. As the Houthis
have refused to participate in any dialogue on a non-neutral territory, they have
reportedly not having been invited, resulting in an evident failure to reach its aims
of providing a roadmap for a peaceful and negotiated transition (What’s In Blue
2015c). A more fruitful attempt to initiate peace talks was conducted on Geneva,
from June 15th to 19th. Despite reported statements from both sides expressing
the desire for a ceaseire followed by a withdrawal, no agreement was reached
(What’s In Blue 2015d).
he reason for that in the preconditions for negotiating posed by both sides:
while the government-in-exile stresses the need for Houthis to implement the
withdrawal stipulated by Resolution 2216 (UNSC 2015e), the Houthis demand
the talks to be referenced on the Peace and National Partnership Agreement
(PNPA), signed on September 21, 2014 between Yemen’s major parties following
the Houthi takeover of Sana’a. Despite the frequent UNSC statements recognizing
the PNPA importance, Hadi and its supporters argue that such document was
signed under coercion, therefore not being valid (What’s In Blue 2015b).
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4 bloc positions
he United States of America is one of UNSC’s most directly involved
countries in Yemen, having considerable interests at stake in the region. With
the fall of Hadi’s government, the US lost its most collaborative partner in its
counterterrorism strategy in the region, as the governments of both Saleh and
Hadi provided intelligence, cooperation and bases to drone strikes (Stohl and
Dick 2015, Rosen 2015). Before the Houthi advanced, Obama declared that “[t]
his strategy of taking out terrorists who threaten us, while supporting partners on
the front lines, is one that we have successfully pursued in Yemen and Somalia
for years” (Obama 2014). his strategy was based on conducting drone strikes
on terrorist targets which reportedly pose threats to US national security and on
training and arming Yemeni local forces to degrade AQAP’s activities (Zimmerman
2014). he drone strikes conducted by US caused several civilian casualties and
were very unpopular among the local population (Raghavan 2012). After the
Houthi takeover, the counterterrorist campaign has faced several problems, due
to the chaotic situation and the absence of contact and cooperation between the
US military and the Houthi leadership, although both have common enemies
in AQAP and ISIS. In addition, Washington withdrew the remaining military
personnel from Yemen, which have been moved to US bases in Saudi Arabia
and Djibouti (Pearson 2015). Although these diiculties, it continues to strike
high value targets in Yemen with drones based on military bases in neighboring
countries (Rampton 2015), and, by mid-June, killed Nasir al-Wuhayshi, the top
AQAP’s leadership which was assigned to succeed Zawahiri as the main Al-Qaeda
leader, in what has been described as the largest/most important/greatest blow to
Al-Qaeda since Osama bin-Laden’s death (Deutsche Welle 2015).
In accordance with President Obama’s speech at West Point15, Washington
is actively supporting the GCC-led campaign in Yemen, providing logistical
support, weaponry and intelligence, yet with no direct military action. In addition,
US military has been supporting the assault by others means, such as search-andrescue missions and aerial refueling (M. Zenko 2015). Furthermore, US blocked
several Iranian ships from reaching Yemen and sent an aircraft carrier to enforce the
embargo imposed by the Saudi-led coalition (Parry 2015). he reasons to support
this intervention are mainly: the security of Bab Al Mandeb strait, to deter what
it perceives as an Iranian presence in Yemen through the support to the Houthi
15 In this speech, Obama stated that the United States would no longer act solely on its own to
ight terrorism, but would rather cooperate and efectively support regional partners against regional
instabilities and terrorism (Traub 2015).
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(Khan, Vela and Malek 2015), to defend Saudi Arabia’s border, to protect Yemen’s
legitimate government (M. Zenko 2015). Also, NATO has a strategic partnership,
known as the Istanbul Cooperation Initiative (ICI), with some GCC members
(Bahrain, Kuwait, Qatar and the United Arab Emirates). his initiative has as
main goals to ight terrorism and maintain the stability and security of the Gulf
region (NATO 2014). Lastly, some analysts say that the United States support to
Saudi Arabia was to comfort its traditional ally after the nuclear negotiations with
Iran (Parry 2015).
he United Kingdom believes that the security and stability of Yemen is
the interest of everyone in the international community. herefore, UK supports
the Council’s response to the crisis through Resolution 2216, which called for a
political solution and imposed sanctions on Houthis’ leaders, which, according to
the UK government, are the main responsible actors in destabilizing the country.
In response to the humanitarian crisis, the United Kingdom increased its aid and
urges others countries to do the same (Foreign & Commonwealth Oice 2015).
After the terrorists attacks in the Yemeni capital, UK, alongside with United States,
withdrew its special military forces in Yemen, which were training local forces on
counterterrorism and protecting embassy personnel (Pearson 2015).
Although seeing a political solution as the best for the situation, London
supports the Saudi-led military intervention in Yemen, on the basis that is has
been legitimized by President Abdrabuh Mansour Hadi Mansour’s request
(Aguilar 2015). According to the Foreign Secretary, United Kingdom supports the
assault on Yemen “in every practical way short of engaging in combat” (Foreign
& Commonwealth Oice 2015). his includes support in infrastructure and
maintenance of the British-built aircraft utilized in the campaign (Foster, Loveluck
and Mojalli 2015). It is important to remember that the UK keeps providing
Saudi Arabia with precision guided weapons, however the British government
was assured that the weapons will be used according to international law (Press
TV 2015).
France shows great concern with the deteriorating situation of Yemen, thus,
it was a sponsor of Resolution 2216 (2015), which condemned the unilateral
actions by the Houthi rebels that destabilized the country and minored the
ongoing political transition. hrough the Resolution, Paris seeks to achieve an
end to the crisis, the resumption of an inclusive political dialogue, an agreement
on the formation of a national unity government and a phased reconstruction of
the Yemeni transition process. he country also calls for protection of civilians and
the unobstructed access to aid by those (France 2015).
According to France, the menace posed by the Houthis to unity, integrity,
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stability and sovereignty of Yemen only beneits terrorist groups such as Al-Qaeda
and Daesh/ISIS (France 2015). hese groups were perceived as a threat to national
security of France in two episodes. First, the declaration by an AQAP member
that France has surpassed the US as the main enemy of Islam. Second, the group
also claimed responsibility over the attack on the French magazine Charlie Hebdo
in January, provoking a massive popular commotion (Russia Today 2015). In
addition, a French national was kidnapped by an yet unknown group in Yemeni
territory (O’Grady 2015).
As United Kingdom, France supports the Saudi-led military intervention
in Yemen. In fact, in May, President Hollande was the irst Western leader to
take part in a GCC summit. his enhanced the cooperation between France
and the GCC members in a new “strategic partnership”, based on ive pillars:
political coordination to address regional and global issues; military cooperation;
security cooperation to combat terrorism; economic and energy cooperation; and
cultural engagement (Aluwaisheg 2015). Also, as a member of NATO, France has
a partnership with four members of the GCC to ight terrorism and maintain the
security and stability of the Gulf region (NATO 2014). Furthermore, France and
Saudi Arabia reached an agreement to boost Saudi Arabia’s military capabilities,
especially regarding the provision of ighter jets by France (Deutsche Welle 2015).
he Russian Federation is against the coalition’s military intervention in
Yemen, arguing that this action is a direct violation of international law (Barmin
2015). At the same time, Moscow encourages dialogue among the ighting factions
in Yemen and supports the oicial government, to avoid a new failed state and
a terrorist heaven in the region (Saunders 2014). Despite recognizing President
Hadi as the legitimate government, Russia maintained negotiations with other
parties in the conlict, such as the Houthis and the Southern separatist movement,
in order to achieve a negotiated solution to the crisis. In spite of that, it has ignored
the request for support from the Southern separatist movement, which has asked
Russia for support in the attempt to secede from North Yemen, and later refused
to grant oicial recognition to the Houthis as the legitimate Yemeni government,
which has been proposed by a Houthi delegation to Moscow, in exchange to
economic beneits to Russian companies (Suchkov 2015, Saunders 2014).
Russia proposed a draft resolution demanding humanitarian pauses, calling
all parties to end hostilities and for a general arms embargos, not just targeting
Houthi leaders (What’s In Blue 2015a). It is the UNSC member which has most
vehemently condemned the Saudi-led intervention, being the only country to
oppose Resolution 2216 (2015) by abstaining to vote it, which was later drafted
by Jordan (Voltaire Network 2015). Lastly, the main objective of Russia in the
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Yemeni crisis is to contain Sunni extremists groups, such as Al-Qaeda (Saunders
2014)
he People’s Republic of China has major economic interests in the region,
since Gulf countries are important economic partners, providing half of its oil
imports and possessing several Chinese companies’ investments. Also, the “New
Silk Road” passes through the Red Sea, which gives a greater strategic dimension
to the region (Bhadrakumar 2015). In Yemen, China has several investments,
most in oil industries (Chinese companies are responsible for eight percent of the
Yemen’s oil production), infrastructure and telecommunications. Furthermore,
Beijing has provided millions of dollars to Yemen in humanitarian aid and
economic assistance (Rakhmat 2014).
Beijing responded to the crisis evacuating almost 600 nationals and 225
foreign nationals from the port of Aden. he evacuation was undertaken by
Chinese naval frigates, which were conducting anti-piracy patrols of the coast of
Somalia. It was the irst time that China helped to evacuate foreign citizens, and
only the second time that China has used warships to evacuate its own citizens
- the irst one was in Libya, in 2011 (BBC 2015). Also, although condemning
its unilateral actions, China negotiated with the Houthis, proposing potential
economic development plans committing itself to protect Yemen’s national
interest (Banco and Masi 2015). Lastly, China believes that the chaos in Yemen
represents a threat to the region’s peace and stability, thus calls all parties to end
hostilities and to achieve a political, inclusive and peaceful solution to the crisis.
he government also takes note on humanitarian issues, expressing concern with
the diiculties to deliver humanitarian assistance and to evacuate expatriates
(Voltaire Network 2015).
Angola believes that Houthis’ unilateral actions jeopardized the political
transition that, despite all problems, was maintaining its course in Yemen, based
on the Gulf Cooperation Council Initiative. Also, Angola urges all parties to
accept the UN mediation and to abide to the Security Council’s Resolutions to
put an end to the conlict. Furthermore, Angola seeks a peaceful solution to the
crisis and expresses deep concerns with the humanitarian crisis and the rise of
terrorist activities in Yemen (Voltaire Network 2015).
As others countries, Malaysia is deeply concerned with the humanitarian
crisis in Yemen, with most of its civilian population lacking basic needs, such
as food, medicine and water (Voltaire Network 2015). Malaysia emphasizes the
situation of Yemeni youth, as almost a quarter of the killed in the conlict were
children. Also, the recruitment and use of children as a military force, mainly by
the Houthis, is unacceptable, and Malaysia calls for a severe response for such
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international law violations (What’s In Blue 2015a). Malaysia believes that the
only legitimate path toward a democratic, stable and inclusive Yemen is the one
based on the GCC Initiative and Implementation Mechanism, on the National
Dialogue Conference and the Peace and National Partnership Agreement, those
which were jeopardized by Houthis’ attacks (Security Council Meeting Coverage
2015). Furthermore, the country praises the eforts of GCC and UNSC members
to reach a peaceful and negotiated end to the crisis (Voltaire Network 2015).
In May, a controversy arose when a Saudi newspaper announced that
Malaysia was joining the Saudi-led military coalition to intervene in Yemen,
with troops already in Riyadh. However, this information was later denied by the
government, which said that the troops were there for rescue of its nationals and
humanitarian missions (he Malaysian Insider 2015).
As Malaysia, Spain is deeply concerned with the humanitarian crisis in
Yemen. he country calls all parties involved in the conlict to promote an inclusive
solution, with consensus and dialogue as means to reach a democratic and stable
political transition in Yemen. Madrid also stresses the need to avoid any military
action in the country to prevent an escalation of the conlict and the sufering
of Yemeni population (La Moncloa 2015). As many others, the country shows
grave concern with the increasing terrorist activity in the region. Furthermore,
Spain points out the importance of transparency during negotiations inside
the Council, since discussions about the draft resolutions were limited to a few
members, excluding non-permanent ones (Voltaire Network 2015). Finally, as the
United States, France and the United Kingdom, Spain is a NATO member, thus
integrating the ICI with some Gulf countries (NATO 2014).
Chad, a close partner of the US and France in the struggle against terrorism,
has a prominent role in the ight against terrorism in Africa and has been watching
closely the recent events in Yemen (Schmidt 2013). In 2013, it supported with
troops the French intervention in Mali and, in early 2015, it sent a brigade to
ight Boko Haram in Nigeria and Cameroon (Allison 2015). Additionally, the
headquarters of the French-led regional alliance against terrorism called Operation
Barkhane is located at its capital, N’Djamena (Larivé 2014). Chad condemns the
unilateral use of force against the legitimate government of Yemen, represented
by President Hadi, especially by Houthis. Chad seeks cooperation between the
international community and the Gulf Cooperation Council to prevent the
collapse of Yemen. Furthermore, the country praises the eforts of the GCC to
restore the government and peace in Yemen (Voltaire Network 2015). he country
also calls all factions to stop military action and restore the political stability in line
with the Gulf Cooperation Initiative and its Implementation Mechanism, the
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National Dialogue Conference outcomes and the Peace and National Partnership
Agreement (Security Council Meeting Coverage 2015). Lastly, Chad reinforces
all parties’ obligations to respect international humanitarian law and to avoid
targeting civilians.
Chile calls for an immediate cease-ire in the conlict and the release of
political leaders under house arrest. he country criticizes the lack of attention
given by the international community to the growing levels of deaths among the
younger Yemeni population, including the children (Voltaire Network 2015).
Also, Chile encourages all parties to avoid unilateral actions and to join talks
mediated by the UN (Security Council Meeting Coverage 2015). Finally, joining
Spain and others, Chile calls for a more transparent negotiation process in UNSC.
Lithuania stresses that the Security Council must call all parties in Yemen to
come back to negotiations and to the transition process that was going on before
the Houthis’ aggressions, since this could save many innocent lives and avoid the
escalation of the humanitarian crisis (Lithuania 2015). Lithuania call all sides of
the conlict to observe and to comply with the international humanitarian and
human rights law, emphasizing that humanitarian aid must be allowed to reach
those in need without obstacles. Lithuania believes that the Council’s message to
the crisis should be that a political solution must be found, that violence is not
the answer, and that those who continue the aggressions will be punished with
sanctions (Voltaire Network 2015). Lastly, Lithuania is a member of NATO, which
have a partnership with Bahrain, Kuwait, Qatar and the United Arab Emirates in
the ight against terrorism and to achieve a peaceful and stable situation in the
Gulf region (NATO 2014).
New Zealand values the Council’s message to end the hostilities, to promote
a return to dialogue and to an inclusive political process as agreed previously by
the GCC initiative and National Dialogue Conference. New Zealand is deeply
concerned with the deteriorating humanitarian crisis in Yemen, and reminds all
parties from the obligation to comply with international humanitarian and human
rights law (New Zealand 2015). New Zealand condemns the unilateral actions by
the Houthis, which conducted a coup d’état against the transition process that
had been previously endorsed by the Council. he country also stresses the need
to focus also on the long term humanitarian, social and economic consequences
of the crisis, which has been disregarded. Finally, New Zealand praises the eforts
from Jordan, United Kingdom and the Gulf Cooperation Council members on
the search for stability and peace in Yemen (Voltaire Network 2015).
he Bolivarian Republic of Venezuela sees the Security Council as having
the responsibility to encourage a peaceful and negotiated end to the conlict
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in Yemen. his mediation by the UN should respect Yemen’s sovereignty and
territorial independence (Telesur 2015). Caracas supported the draft resolution
proposed by Russia, claiming for humanitarian pauses and for an arms embargo
on all parties (What’s In Blue 2015a). Venezuela is apprehensive with rising
terrorist activities in the region, especially from Al-Qaeda and ISIS, which are
taking advantage from the current conlict. Lastly, the country agrees with Spain
and Chile about the lack of transparency of negotiations inside the Council
(Voltaire Network 2015).
Nigeria is deeply concerned by the deteriorating political, security and
humanitarian situation in Yemen. he country sees dialogue and negotiation as
the only paths to peace and stability in Yemen. Nigeria urges all parties to return
to the transition process in line with the Gulf Cooperation Council Initiative and
Implementation Mechanism, and by the National Dialogue Conference (Voltaire
Network 2015).
Jordan has been one of the most active countries in the discussions regarding
Yemen. As a GCC pending member and a close ally, it was the introducer of
Resolution 2216 (2015) that was initiated by GCC, Resolution which has
imposed sanctions on Houthi leaders and demanded that they unconditionally
end the use of violence (What’s In Blue 2015a). In addition, Jordan joined the
Saudi-led military intervention in Yemen with F-16 ighter jets, in support of
President Hadi’s government , against the Houthis. According to the country, the
main reasons to this military engagement were the Arab world’s national security
and its territorial integrity that was being perceived as violated by Iran in Yemen
and other countries, such as Syria, Iraq and Lebanon (Omari 2015). Furthermore,
Jordan stresses that a deteriorating political, humanitarian and security situation
in Yemen, exacerbated by Houthis’ unilateral actions, are a serious threat to
neighboring States (Voltaire Network 2015). Lastly, the government urges all
parties to join United Nations-brokered negotiations and to restore the political
transition process as a means to promote peace and stability in Yemen (Security
Council Meeting Coverage 2015).
5 QUESTIONS TO PONDER
1. Can Yemen’s situation be considered as part of a broader regional dispute or
it can be dealt with separately?
2. How can the Security Council avoid an escalation of the war and assure that
the transition process can move on?
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3. Is it the sanctions regime directed towards Houthi and pro-Saleh leadership
an efective manner of containing the escalation of violence and forcing the parties
to abide to a peaceful and negotiated political transition?
4. Is the air bombing campaign led by the GCC the best manner to promote
the return of a status quo ante and from thereupon, to continue the political
transition process?
5. What can the UNSC prevent and/or remediate the negative humanitarian
efects of the coalition airstrikes?
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