Monism: The Priority of the Whole
Jonathan Schaffer
Australian National University
Listening not to me but to the Logos it is wise to agree that all things
are one.
—Heraclitus
Consider a circle and a pair of its semicircles. Which is prior, the whole or
its parts? Are the semicircles dependent abstractions from their whole, or
is the circle a derivative construction from its parts? Now in place of the
circle consider the entire cosmos (the ultimate concrete whole), and in
place of the pair of semicircles consider the myriad particles (the ultimate
concrete parts). Which if either is ultimately prior, the one ultimate whole
or its many ultimate parts?
The monist holds that the whole is prior to its parts, and thus
views the cosmos as fundamental, with metaphysical explanation dangling downward from the One. The pluralist holds that the parts are prior
to their whole, and thus tends to consider particles fundamental, with
Thanks to the A. M. Monius Institute for generous support. I am grateful for helpful comments from many, including Frank Arntzenius, Dirk Baltzly, Einar Bohn, Phillip Bricker,
Ross Cameron, David Chalmers, Edwin Curley, Michael della Rocca, Ned Hall, Richard
Healey, Terry Horgan, Jenann Ismael, James Kreines, Uriah Kriegel, Ned Markosian, Kris
McDaniel, Brian McLaughlin, Trenton Merricks, Kristie Miller, Josh Parsons, Susanna
Schellenberg, Ted Sider, Brad Skow, Kelly Trogdon, Brian Weatherson, and the Philosophical Review referees. I also received useful feedback from audiences at the University of
Toronto, Brown, Ohio State, Yale, the Free University of Amsterdam, Purdue, Lafayette,
Simon Fraser University, the University of Colorado-Boulder, Monash University, and the
University of St. Andrews, as well as at Metaphysical Mayhem and the Arizona Ontology
Conference.
Philosophical Review, Vol. 119, No. 1, 2010
DOI 10.1215/00318108-2009-025
2010 by Cornell University
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JONATHAN SCHAFFER
metaphysical explanation snaking upward from the many. Just as the
materialist and idealist debate which properties are fundamental, so the
monist and pluralist debate which objects are fundamental.
I will defend the monistic view. In particular I will argue that there
are physical and modal considerations that favor the priority of the whole.
Physically, there is good evidence that the cosmos forms an entangled system
and good reason to treat entangled systems as irreducible wholes. Modally,
mereology allows for the possibility of atomless gunk, with no ultimate parts
for the pluralist to invoke as the ground of being.
The debate between monists and pluralists has long occupied
philosophical center stage, with William James (1975, 64) considering it
“the most central of all philosophic problems, central because so pregnant.” The monistic side can claim an intellectual pedigree tracing from
Parmenides, Plato, and Plotinus, to Spinoza, Hegel, and Bradley. During
the nineteenth century, the monistic side had achieved a position of dominance.1
Yet today, monism is routinely dismissed as obviously false or merely
meaningless. These attitudes are rooted in the philosophical revolts of
the early twentieth century. During the early analytic revolt against the
neo-Hegelians, Russell and Moore dismissed monism as contrary to common sense.2 During the positivistic revolt against metaphysics generally,
Carnap and Ayer ridiculed the whole debate as mystical nonsense.3 So the
fashions turn.
I will claim that monism was never refuted but only misinterpreted.
Monism is now usually interpreted as the view that exactly one thing exists
(van Inwagen 2002, 25; Hoffman and Rosenkrantz 1997, 77). On such
a view there are no particles, pebbles, planets, or any other parts to the
world. There is only the One. Perhaps monism would deserve to be dismissed as obviously false, given this interpretation. But how uncharitable!
1. According to Joad (1957, 428), monism in the nineteenth century commanded “a
larger measure of agreement among philosophers than has been accorded to any other
philosophy since the Middle Ages.” As Schiller (1897, 62) once complained, in a reply to
Lotze: “Nothing is cheaper and commoner in philosophy than monism; what, unhappily,
is still rare, is an attempt to defend it, and critically to establish its assumptions.”
2. Thus Russell (1985, 36) wrote, “I share the common-sense belief that there are
many separate things; I do not regard the apparent multiplicity of the world as consisting merely in phases and unreal divisions of a single indivisible Reality” (compare Moore
1993a, 107).
3. So Ayer (1952, 146) claimed: “The assertion that Reality is One, which it is characteristic of a monist to make and a pluralist to controvert, is nonsensical, since no empirical
situation could have any bearing on its truth” (compare Carnap 1959, 67).
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Monism: The Priority of the Whole
The core tenet of historical monism is not that the whole has no
parts, but rather that the whole is prior to its parts. As Proclus (1987, 79)
says: “The monad is everywhere prior to the plurality . . . . In the case of
bodies, the whole that precedes the parts is the whole that embraces all
separate beings in the cosmos.” Such a doctrine presupposes that there
are parts, for the whole to be prior to them. The historical debate is not a
debate over which objects exist, but rather a debate over which objects are
fundamental. I will defend the monistic view, so interpreted: the world
has parts, but the parts are dependent fragments of an integrated whole.
The plan: In §1 I will clarify the debate as a debate over which objects
are fundamental. In §2 I will argue for the monistic view that the
cosmos is fundamental, on the basis of considerations from physics and
mereology. I will conclude with a brief appendix on historical matters.
1. The Question of Fundamental Mereology
The debate between monists and pluralists—as I will reconstruct it—
concerns which objects are fundamental. In particular it concerns the connection between the mereological order of whole and part and the metaphysical order of prior and posterior. Monism and pluralism will emerge
as exclusive and exhaustive views of what is fundamental.
1.1. Whole and Part: Mereological Structure
There is structure to a cat. For instance, the nose is part of the head but
not part of the paws. One who noted the existence of the cat, and its nose,
head, and paws, but missed the parthood relations between them, would
have missed an aspect of the cat. As with the cat, so with the world. One who
listed what things exist, but missed the parthood relations between them,
would have missed an aspect of the world. Or so I will assume.
In particular I will assume that there is a world and that it has proper
parts. More precisely, I assume that there is a maximal actual concrete
object—the cosmos—of which all actual concrete objects are parts. I should
stress that I am only concerned with actual concrete objects. Possibilia,
abstracta, and actual concreta in categories other than object are not my
concern (deities and spirits, if such there be, are not my concern either).
When I speak of the world—and defend the monistic thesis that the whole
is prior to its parts—I am speaking of the material cosmos and its planets,
pebbles, particles, and other proper parts.
The assumption that there is a world with proper parts may seem
modest and plausible, but it is certainly controversial, in at least two
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JONATHAN SCHAFFER
respects. First, it is controversial to assume that there are parthood relations at all. The nihilist holds that there are no actual—and perhaps even
no possible—instances of the proper parthood relation.4 Second, it is controversial to assume that there is a world. For instance, the organicist holds
that there are only particles and organisms, and presumably the actual cosmos is neither.5
These two points of controversy are independent. One might deny
that there are instances of the proper parthood relation but accept the
existence of the world. One would then treat the cosmos as an extended
simple.6 Or one might accept that there are instances of the proper parthood relation but deny that there is a world. The organicist holds this view.
If the world is an extended simple, then the monist has won from the start.
If there is no world, then the pluralist has won from the start. A substantive debate as to whether the whole or its parts is prior can arise only if the
whole and its parts both exist.
Since I will be defending the monistic view, it may be worth saying
more in defense of the assumption that there is a world. The existence of
the cosmos has both intuitive and empirical support. Intuitively, natural
language provides a singular term for this entity (“the cosmos”). The cosmos is hardly the sort of strange fusion undreamt of by common sense.
Empirically, the cosmos is the object of empirical study. Indeed it is the
primary subject matter of physical cosmology.7
The existence of the cosmos can claim further support from mereology. Classical mereology—with its axiom of unrestricted composition—
guarantees the existence of the cosmos as the fusion of all actual concrete
objects. But any account of when composition occurs that preserves common sense and its science should recognize the cosmos. It is only the
4. In this vein Rosen and Dorr (2002, 169–71) recommend a “ictionalist agnosticism”
about mereology, according to which talk about parthood relations should be understood
as preixed by a tacit “according to the iction of mereology” operator.
5. The organicist view is defended by van Inwagen (1990), who later explicitly
embraces the consequence that there is no world, paraphrasing “the world” as a plural term
(van Inwagen 2002, 127).
6. Horgan and Potrč (2000, 249) forward a view whose main metaphysical theses
are: “1. There really is just one concrete particular, viz., the whole universe (the blobject).
2. The blobject has enormous spatiotemporal structural complexity, and enormous local
variability—even though it does not have any genuine parts.” In Schaffer 2007a, I argue
that the best version of nihilism is the monistic version that only posits the world.
7. Thus Hawley and Holcomb (2005, 5) deine cosmology as “the study of the formation, structure, and evolution of the universe as a whole.” And Hartle (2003, 615) characterizes “the central question of quantum cosmology” as “The universe has a quantum state.
What is it?”
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Monism: The Priority of the Whole
most radical views of composition—views that do not even recognize tables
and chairs—that do not recognize the cosmos. Sufice it to say that if the
strongest objection to monism is that the world does not exist, then I would
think that it is the monist who can claim the mantle of common sense and
science.
I should note one further controversial assumption I will be making, namely that composition is not identity.8 In particular, I assume that the
cosmos is not identical to the plurality of its planets, pebbles, or particles,
or to any other plurality of its many proper parts. If the one literally is the
many, then monism and pluralism would no longer be opposing views—
indeed both “sides” would turn out to be right.
Putting this together, I am assuming that there is a cosmos, that
it has proper parts, and that it is not identical to any plurality of its
many proper parts. I consider these assumptions very plausible but cannot
defend them any further here. My purpose is just to articulate my assumptions, acknowledge where they may be controversial, and explain their
role in the debate.
1.2. Prior and Posterior: Metaphysical Structure
The mereological structure of whole and part is not the only structure to
the world. There is also the metaphysical structure of prior and posterior,
relecting what depends on what, and revealing what are the fundamental
independent entities that serve as the ground of being.
Consider Socrates. Given that he exists, the proposition <Socrates
exists> must be true. And conversely, given that the proposition <Socrates exists> is true, there must be Socrates. Yet clearly there is an asymmetry. The proposition is true because the man exists and not vice versa.
Truth depends on being (Aristotle 1984a, 22; Armstrong 1997, 3). Further, given that Socrates exists, his singleton {Socrates} must exist. And
conversely, given that {Socrates} exists, there must be Socrates. Yet—given
the iterative conception, on which sets are founded on their members—
there is an asymmetry. {Socrates} exists in virtue of Socrates and not vice
versa. Sets depend on their members (Fine 1994, 4–5). One who noted the
existence of Socrates, the truth of <Socrates exists>, and the existence
8. Baxter (1988) is perhaps the main defender of the thesis that composition is identity. D. Lewis (1991, §3.6), Armstrong (1997), and Sider (2007) all defend the thesis that
composition is not identity but is analogous to identity in important respects. I am only
assuming the falsity of the Baxter-style view.
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JONATHAN SCHAFFER
of {Socrates}, but missed the asymmetric dependence relations among
them, would have missed an aspect of the world. Or so I will assume.
In particular I will assume that there is a relation of metaphysical priority. Moreover, I assume that this relation can hold between entities of arbitrary category—or at least, I assume that this relation can hold
between actual concrete objects, which are my current concern. So I
assume that it makes sense to inquire as to the dependence ordering
(if any) among Socrates’ snub nose, his body, and the cosmos that embodies him.
The assumption that there are priority relations between actual
concrete objects is weighty and controversial in at least two respects. First,
it is controversial to allow that there is such a relation as priority at all.
The metaphysical skeptic may well refuse to acknowledge the notion.9 I think
the skeptic has missed part of the structure of the world. Anyone who
wants to debate the dependence of truth on being, sets on members, or
minds on matter, must understand some notion of priority. Anyone who
is interested in what is fundamental—where to be fundamental is to be
ultimately prior—must understand some notion of priority. Perhaps the
notion of priority is amenable to further analysis (see Fine 2001; Lowe
2005; Schaffer 2009). I am doubtful but will remain neutral on that question here. In any case I think that it would be a mistake to insist that this
useful and natural notion is illegitimate unless one can display its analysis. By that standard virtually no philosophical notion would count as
legitimate.
Second, it may be controversial to allow for priority relations
between actual concrete objects. One might allow that there are priority
relations between, say, properties but refuse to extend the notion of priority further.10 (Obviously this second point of controversy only arises if the
irst is surmounted.) That said, the examples of priority mentioned above
span various categories. Socrates is an actual concrete object, {Socrates}
is an abstract object, and the truth of <Socrates exists> is a fact. So it
seems a gratuitous restriction to disallow the prospect of priority relations
9. In this vein, Thomson (1999, 306) decries both ontological and epistemological
priority as “dark notions,” though she does immediately allow that “we have some grip on
what [these notions] are.” Similarly D. Lewis (1999a, 29) advertises supervenience as providing “a stripped-down form of reductionism, unencumbered by dubious denials of existence, claims of ontological priority, or claims of translatability.”
10. For instance, D. Lewis introduces a naturalness ranking for properties, but is equivocal as to whether this ranking extends to objects (thus compare Lewis 1999a, 45–46 to Lewis
1999b, 65).
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Monism: The Priority of the Whole
holding between actual concrete objects. That said, if there are no priority
relations between actual concrete objects—for either of the two reasons
just considered—then the entire debate between monists and pluralists
should be rejected out of hand.
I will further assume that the priority relations among actual concrete objects form a well-founded partial ordering. Partial ordering structure may be imposed by treating priority as irrelexive, asymmetric, and
transitive. Well-foundedness is imposed by requiring that all priority
chains terminate. This assumption provides the kind of hierarchical structure against which the question of what is fundamental makes sense. It is
a corollary of the well-foundedness condition that there are basic actual
concrete objects. Without a well-founded partial ordering, there would
be a third option besides monism and pluralism, on which neither the
one whole nor any of its proper parts are basic because no actual concrete
objects are basic.
The assumption of a well-founded partial ordering may be understood as a kind of metaphysical foundationalism, on analogy with epistemic
foundationalism. Just as the epistemic foundationalist thinks all warrant
must originate in basic warrant and rejects limitless chains of warrant and
circular warrant, so the metaphysical foundationalist thinks all being must
originate in basic being and rejects limitless chains of dependence (metaphysical ininitism) and circular dependence (metaphysical coherentism).11
There must be a ground of being. If one thing exists only in virtue of another, then there must be something from which the reality of the derivative entities ultimately derives.12
Putting this together, I am assuming that there are priority relations
between actual concrete objects, in the structure of a well-founded partial ordering. I consider these assumptions weighty though still plausible
but cannot defend them any further here. Once again my purpose is to
11. Lowe (2005, §3) connects the asymmetry of priority to the general asymmetry of
explanation: “‘because’ is asymmetrical, because it expresses an explanatory relationship
and explanation is asymmetrical,” to which he adds: “The asymmetry of explanation is, of
course, intimately related to the unacceptability of circular arguments.”
12. Aristotle (1984b, 1688) characterizes substance as what is ultimately prior and conceives of such substances as the ground of being: “Substance is the subject of our inquiry;
for the principles and the causes we are seeking are those of substances. For if the universe is of the nature of a whole, substance is its irst part” (compare Gill 1989, 3; Schaffer 2009). Without such substances there would be nothing at all. As Leibniz wrote to de
Volder: “Where there is no reality that is not borrowed, there will never be any reality, since
it must belong ultimately to some subject” (quoted in Adams 1994, 335; compare Aristotle
1984a, 5; Fine 1991, 267).
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JONATHAN SCHAFFER
articulate my assumptions, acknowledge where they may be controversial,
and explain their role in the debate.
1.3. Fundamental Mereology: The Tiling Constraint
So far I have discussed the mereological and metaphysical structures of
the world. To characterize the debate between monists and pluralists,
it remains to connect these structures. For the debate concerns the
correlation between the mereological order of whole and part, and the
metaphysical order of prior and posterior. Speciically it concerns what is
fundamental (ultimately prior) among actual concrete objects. I will now
introduce some formalism, use it to state a constraint on what is fundamental, and then (§1.4) characterize the monistic and pluralistic views.
So irst, the formalism. I will use “P” to express the relation of parthood, “D” to express the relation of dependence, and “u” as a dedicated
constant for the actual material cosmos:
Pxy = x is a part of y
Dxy = x depends on y
u = the cosmos
As I am concerned only with actual concrete objects, I will use “C” to
express this status, which may be deined in terms of being a part of the
cosmos:
Cx =d f Pxu
Finally I will use “B” to express the crucial status of being a basic actual concrete object, which may be deined as being concrete and not depending
on anything concrete:
Bx =d f Cx & ∼(∃y) (Cy & Dxy)
The central question under discussion is the question of fundamental mereology, which is the question of what are the basic actual concrete
objects. This is the question of what is the ground of the mereological hierarchy of whole and part. In terms of the formalism, this is the question of
which entities x are such that Bx.
Before canvassing possible answers to this question, it will prove
useful to introduce a constraint on possible answers. This constraint is the
tiling constraint, which is that the basic actual concrete objects collectively
cover the cosmos without overlapping.13 In a slogan: no gaps, no overlaps.
13. As D. Lewis (1986a, 60) says of the sparse properties, “there are only just enough of them to characterize things completely and without redundancy.” The natural
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Monism: The Priority of the Whole
In terms of the formalism, the requirement that the basics cover the cosmos can be expressed as the requirement that the fusion of all the basic
entities is the whole cosmos. Using “Sum:x(x)” to denote the fusion of
all entities meeting description , this may be expressed as:
Covering : Sum:x(Bx) = u
The requirement that the basics do not overlap is the requirement that no
two basic entities have a common part:
No Overlap: (∀x)(∀y) ((Bx & By & x = y) ⊃ ∼(∃z) (Pzx & Pzy))
The reason for requiring Covering is the argument from completeness.
The irst premise of the argument is that the basic entities must be complete, in the sense of providing a blueprint for reality. More precisely, a
plurality of entities is complete if and only if duplicating all these entities,
while preserving their fundamental relations, metaphysically sufices to
duplicate the cosmos and its contents.14
The second premise of the argument from completeness is that
any plurality of entities that did not cover the cosmos would be incomplete. They would fail to provide a blueprint with respect to the portion
left uncovered. For instance, if the plurality of basics did not cover this cabinet, then they would fail to specify the intrinsic properties associated with
this cabinet and its various contents. That portion of reality would be left
ungrounded. Duplicating these basics would not metaphysically sufice to
duplicate the cosmos and those of its contents associated with this cabinet.
From these premises, it follows that the basic actual concrete objects must collectively cover the cosmos. This provides a useful constraint
on answers to the question of fundamental mereology. For instance,
Socrates’ nose will not serve as the one and only basic object. Indeed it
is a corollary of the covering condition that, if there is exactly one basic
object, then it must be the cosmos itself. Nothing less will satisfy Covering.
(A second corollary—which was also a corollary of well-foundedness—is
that there are basic objects. Nothing covers nothing.)
generalization to mereology is provided by Varzi (2000, 286): “A good inventory must be
complete: everything in the domain of quantiication must show up somewhere. But a
good inventory must also avoid redundancies: nothing should show up more than once.”
14. This formulation is a generalization of Jackson’s deinition of physicalism in terms
of minimal physical duplicates: “Any world which is a minimal physical duplicate of any
world is a duplicate simpliciter of that world” ( Jackson 1998, 160). The generalization is to
the claim that any world which is a minimal fundamental duplicate of our world is a duplicate simpliciter of our world. Though note that I am not using this deinition to deine what
it is to be fundamental but rather just as a constraint on the fundamental.
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JONATHAN SCHAFFER
The reason for requiring No Overlap is the argument from recombinability. It begins from the premise that the fundamental actual concrete
objects should be freely recombinable, serving as independent units of being
(building blocks, as it were). Thus each should be, in Hume’s words,
“entirely loose and separate” (Hume 2000, 58). Somewhat more precisely,
a plurality of entities is freely recombinable if and only if any combination
of ways that each entity can be individually is a way that the plurality can be
collectively. If entities are metaphysically independent, then they should
be modally unconstrained in combination.
The second premise of the argument from recombinability is that
overlapping entities are modally constrained. Consider two overlapping
homogeneously red circles, each of which could individually be homogeneously green. The one circle cannot retain its parts and its redness, while
the other circle retains its parts but turns homogeneously green. Otherwise the overlapping part would have to be both red and green. In general,
it is not possible to vary the intrinsic properties of the common part with
respect to the one overlapping thing, without varying the intrinsic properties or composition of the other.
From these premises, it follows that no basic entities can overlap.
Overlap would compromise the modal freedom of the basics. There are
harmony constraints between overlapping things, concerning their common parts.
The No Overlap condition will turn out to be strictly stronger than
anything I will need. I will in fact only make use of a weaker condition,
which is that no basics are related as whole to part:
No Parthood: (∀x)(∀y) ((Bx & By & x = y) ⊃ ∼Pxy)
This is a weaker condition than No Overlap, insofar as (i) if there are basics
related as whole-to-part, then there is overlap among these basics at that
part, but (ii) if there is overlap among the basics, there need not be relations of whole-to-part (for instance, conjoined twins overlap but are not
related as whole-to-part).
The No Parthood condition can be independently supported by a
second argument, which is the argument from economy. The irst premise of
the argument is that the basic objects should not be multiplied without
necessity. More precisely, the basic objects should not be merely complete,
they should be minimally complete, in having no proper subplurality that is
complete.
The second premise of the argument from economy is that entities related as whole-to-part are redundant. This is because every whole
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Monism: The Priority of the Whole
has the relational intrinsic property of (i) having so-many parts, (ii) having
parts with such-and-such intrinsic properties, and (iii) having parts that
are thus-and-so related. For instance, Socrates has the intrinsic property
of having a snub nose—any duplicate of Socrates must have a snub nose.15
Likewise any duplicate of the cosmos must duplicate all of its parts and
their intrinsic properties and their relations. Fix the whole, and all its parts
are ixed.16
From these premises, it follows that the basic objects should not
include any entities related as whole-to-part. After all, any complete plurality of fundamentals that includes a whole and one of its proper parts
will have a complete subplurality without this proper part, and so fail to be
minimal. (Indeed, since duplicating the whole entails duplication of all of
its parts, adding the part contributes nothing new to the characterization
of reality already provided by the whole.) In general, once a given whole
is included among the basics, any mention of its proper parts becomes
redundant.17
It is a corollary of both the No Overlap and the No Parthood conditions that if there is more than one basic object, then the cosmos cannot
be basic. For every actual concrete object is part of, and thus overlaps, the
cosmos.
Overall, the tiling constraint can be understood as a partitioning
constraint. Consider all the ways that one may slice a pie. One might leave
the whole uncut, or slice it in half, or cut it into quarters, and so forth.
One cannot leave any part out. However one cuts, one divides the whole.
And one cannot serve any part twice. Each part belongs to one and only
15. For further discussion of intrinsicness and parthood, see Weatherson 2008 and
Sider 2007. Weatherson (2008, §2.1) provides the following example: “most people have
the property having longer legs than arms, and indeed seem to have this property intrinsically.”
16. Thus Armstrong (1997, 12) suggests: “The mereological whole supervenes upon
its parts, but equally the parts supervene upon the whole” (compare D. Lewis 1991, 8).
Though note that I have only claimed whole-to-part supervenience and that the argument
in the main text only works in that direction (the difference between whole-to-part and
part-to-whole supervenience being that the property of having-such-a-part is intrinsic to the
whole, while the property of belonging-to-such-a-whole is extrinsic to the part). I will return
to the question of part-to-whole supervenience in §2.2.
17. In classical terms, I have argued that no substance can have substantial proper parts.
Thus Aristotle (1984b, 1643) maintains that “no substance is composed of substances”
since a substance must be a unity, and so anything consisting of two substances must be
“actually two” and so “never actually one” (1984b, 1640). Likewise Spinoza (1994, 93)
argues that no substance can have substantial proper parts, or else “the whole . . . could
both be and be conceived without its parts, which is absurd.”
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JONATHAN SCHAFFER
one slice. In place of the pie, consider the cosmos. Different answers to
the question of fundamental mereology can be seen—in light of the tiling
constraint—as different ways of carving up the cosmos into basic pieces.
The question of fundamental mereology can be seen as presupposing that
there is a metaphysically privileged way to carve up the cosmos, provided
by the notion of a basic piece.
1.4. Monism and Pluralism
Different answers to the question of fundamental mereology—in light of
the tiling constraint—correspond to different ways of carving up the cosmos. One way to carve up the cosmos is to leave the whole uncut. On this
view there is one and only one basic actual concrete object, and it is the
whole world. This is Monism:18
Monism =d f (∃!x) Bx & Bu
Monism can thus be thought of as the conjunction of the numerical thesis
that there is exactly one basic object with the holistic thesis that the cosmos is basic. Given the tiling constraint, each of these conjuncts entails
the other. If there is exactly one basic actual concrete object, it must be the
whole cosmos since nothing less can cover all of reality. And if the cosmos
is basic, there can be no other basic actual concrete object since anything
other would be a part of the cosmos. So given the tiling constraint, the following theses are equivalent to Monism:
(∃!x) Bx
Bu
Moreover, given the foundationalist assumption of a well-founded
partial dependence ordering (§1.2), Monism is equivalent to the thesis
that every proper part of the cosmos depends on the cosmos. Suppose
that Monism holds. Given well-foundedness, every actual concrete object
must be either basic or dependent on some basic object. By the deinition
of Monism, the cosmos is the only such basis. So every proper part of the
cosmos must depend on the cosmos. In the other direction, suppose that
every proper part of the cosmos depends on the cosmos. By the asymmetry of dependence, the cosmos cannot then depend on any of its proper
18. In this vein Hegel (1949, 301) holds that what is fundamental is “the organic being . . . in undivided oneness and as a whole,” and Bradley (1978, 521) adds: “Everything
less than the universe is an abstraction from the whole.” See the appendix for further historical discussion.
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Monism: The Priority of the Whole
parts. By irrelexivity the cosmos cannot depend on itself. So the cosmos
must be basic. Moreover nothing else can be basic since by supposition
everything else is dependent on the cosmos. So there can be one and only
one basic actual concrete object, namely the cosmos. Thus given metaphysical foundationalism, the following thesis is equivalent to Monism:
(∀x) ((Pxu & x = u) ⊃ Dxu)
The second way to carve up the cosmos is to make some cuts. On
this view, there are many basic actual concrete objects, all of which are
proper parts of the cosmos. This is Pluralism:
Pluralism =d f (∃x)(∃y) (Bx & By & x = y) & ∼Bu
Pluralism can thus be thought of as the conjunction of the numerical thesis that there are at least two basic objects with the partialistic thesis that
the cosmos is not basic. Given the tiling constraint, each of these conjuncts
entails the other. If there are at least two basic objects, the cosmos cannot
be basic, or else there would be whole-part relations among the basics. And
if the cosmos is not basic, then there must be at least two basic objects, in
order to cover all of reality. So given the tiling constraint, the following
theses are equivalent to Pluralism:
(∃x)(∃y) (Bx & By & x = y)
∼Bu
Moreover, given the foundationalist assumption of a well-founded
partial dependence ordering, together with the tiling constraint, Pluralism
is equivalent to the thesis that the cosmos depends on some of its proper
parts. Suppose that Pluralism holds. Given well-foundedness every actual
concrete object must be either basic or dependent on some basic object.
By the deinition of Pluralism, proper parts of the cosmos are the only
such basis. So the cosmos must depend on some of its proper parts. In the
other direction, suppose that the cosmos depends on some of its proper
parts. Then the cosmos cannot be basic. By well-foundedness, some of
these proper parts must be basic. By the tiling constraint, it cannot be that
just one of these proper parts is basic. So there must be at least two basic
objects. Thus given metaphysical foundationalism plus tiling, the following thesis is equivalent to Pluralism:
(∃x) (Pxu & x = u & Dux)
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JONATHAN SCHAFFER
It will prove worthwhile to give special mention to a speciic form
of Pluralism, on which the basic objects are all mereological simples. This
is Atomism:19
Atomism =d f (∃x)(∃y) (Bx & By & x = y) & (∀x) (Bx
⊃ ∼(∃y) (Pyx & x = y))
Atomism is the most ine-grained form of Pluralism, cutting the world all the
way down to mereologically minimal slices. Atomism is also the most thematic form of Pluralism—where the monist attributes ultimate priority to
the ultimate whole, the atomist attributes ultimate priority to the ultimate
parts. I will argue (§2.4) that Atomism is the best form of Pluralism, but I do
not build Atomism into the deinition of Pluralism.
Monism and Pluralism are exclusive theses. One doctrine holds that
the cosmos is basic, while the other denies it. Given the tiling constraint,
they are also exhaustive. There are no other possible answers to the question of fundamental mereology. This follows from the fact the Monism
is equivalent to ∼Bu given tiling, and Pluralism is equivalent to Bu given
tiling, which are exhaustive conditions. Metaphorically speaking, Monism
is the view that one leaves the whole pie intact, while Pluralism is the view
that one cuts the pie (and Atomism is the version of this view on which one
cuts down to the smallest crumb).
By way of concluding this section, it may be worth clarifying ive
points about Monism and Pluralism. First, the debate is not over what
exists. Both sides can and should agree that the world exists and has parts
(§1.1). The debate is rather over what is basic—it is about how to answer
the question of fundamental mereology.
Second, none of the views as deined say anything about the relative priority ordering among derivative entities. Thus Monism allows that
the whole is prior to its parts all the way down the mereological hierarchy.
But it also allows that all of the many parts are equally secondary. And it
even allows that the many ultimate parts come second in the priority ordering, with metaphysical explanation snaking upward from there. Likewise,
Pluralism—at least in its atomistic form—allows that the parts are prior to
their whole all the way up the mereological hierarchy. But even Atomism
allows that all but the ultimate parts are equally secondary. And even Atomism allows that the one whole comes second in the priority ordering, with
19. In this vein, Leibniz (1989, 213) maintains: “These monads are the true atoms of
nature and, in brief, the elements of things,” and Russell (2003, 94) adds: “I believe that
there are simple things in the universe, and that these beings have relations in virtue of
which complex beings are composed.” See the appendix for further historical discussion.
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Monism: The Priority of the Whole
metaphysical explanation dangling downward from there. The thematic
versions of Monism and Pluralism treat whole-to-part priority with constancy
all the way along the mereological hierarchy, but I do not require either
the monist or the pluralist to be thematic in this respect.
Third, Monism and Pluralism are both claims about the actual
world. Neither says anything about any other worlds. I will argue (§2.2)
that whichever of these views of fundamental mereology is actually true
should hold with metaphysical necessity. But I do not build this into the
deinitions of these doctrines.
Fourth, the only assumption that is essential to the debate as a
whole is the assumption that there is a priority ordering among actual concrete objects (§1.2). Without that there is no notion of basicness to debate.
The remaining assumptions are inessential. The assumption that there is
a world helps make Monism viable, and the assumption that it has parts
helps make Pluralism viable. Either of these assumptions could be waived,
though the debate would at that point be decided. The assumption that
composition is not identity and the No Overlap aspect of the tiling constraint both help render Monism and Pluralism exclusive. These could be
waived, though then one would need to consider the prospect that both the
one whole and some of its many parts are basic. Finally, the assumption of
a well-founded partial ordering and the Covering aspect of the tiling constraint both help to render Monism and Pluralism exhaustive. These could
be waived, though then one would need to consider the prospect that neither the one whole nor a complete plurality of its parts are basic.
Fifth, I have made little attempt yet to argue that these doctrines
deserve their labels (see appendix). I am interested in the doctrines themselves. I will be defending the thesis that the cosmos is the one and only
fundamental actual concrete object, prior to all of its proper parts. The
reader who would not call that Monism is welcome to ind another label.20
This concludes my attempt to clarify the debate. The debate concerns the question of fundamental mereology, which is the question of
which actual concrete objects are basic. Monism and Pluralism—given assumptions that I have tried to articulate—emerge as exclusive and exhaustive possible answers. For the monist, there is one and only one basic
20. Mackenzie (1914, 27) suggests the label Cosmism: “A theory may be essentially singularistic, in the sense that it regards the whole of reality as an inseparable unity, no aspect
of which is really independent of the rest; and it may yet be pluralistic, in that it recognizes
within that unity many fundamental distinctions that cannot be annulled . . . I propose
to call it ‘Cosmism’.” Mackenzie nominates Plato, Aristotle, Spinoza, Hegel, Bradley, and
McTaggart as fellow cosmists.
45
JONATHAN SCHAFFER
object, and it is the whole cosmos. For the pluralist, there are many basic
objects, and they are all proper parts of the cosmos.
2. Monism: The Priority of the Whole
Which objects are fundamental? Is the one whole—the cosmos—the one
and only fundamental object, as per Monism; or are some of the many parts
fundamental instead, as per Pluralism? What is the metaphysically correct
way to carve up the cosmos? I will now discuss what I consider to be the four
main arguments in the debate and maintain that the monistic side has the
better of the arguments.
2.1. Common Sense: Parts as Arbitrary Abstractions
It will prove useful to begin with Russell’s claim that pluralism is favored
by common sense since this claim is the source of the contemporary dismissal of monism as being obviously false. So Russell (1985, 36) declares:
“I share the common-sense belief that there are many separate things; I do
not regard the apparent multiplicity of the world as consisting merely in
phases and unreal divisions of a single indivisible Reality.” Russell (1985,
48) then frames the debate as a debate between the commonsensical
empiricist pluralist who can see that “there are many things” and the wildeyed rationalistic monist who would argue a priori that there is only one
thing. Here is the birth story of analytic philosophy and what has sounded
like the death knell for monism.21
But analytic philosophy—for all of its many virtues—was born
in sin. Russell misinterpreted monism. Monism is not the doctrine that
exactly one thing exists but rather the doctrine that the one whole is fundamental (§1.4, appendix). Or at least, both the monistic and the pluralistic views under discussion accept the existence of the one whole and its
many parts (§1.1). Thus the advocate of Monism and Russell’s “empirical
person” are in perfect agreement over Russell’s claim that “there are many
things.”
If there is to be an argument from common sense against Monism,
it must be an argument for the priority of the parts to their whole. That
is, it must be an argument that it is commonsensically obvious that the
21. Russell’s argument continues to reverberate. Here is a recent echo from Hoffman
and Rosenkrantz (1997, 78): “Monism has an additional very serious disadvantage: it is
inconsistent with something that appears to be an evident datum of experience, namely,
that there is a plurality of things.”
46
Monism: The Priority of the Whole
cosmos is not fundamental. In this vein consider the grains of sand and the
heap. Intuitively, the grains seem prior to the heap. Thus Leibniz (1989,
213)—with his plurality of fundamental monads—claimed that in general
“a composite is nothing else than a collection or aggregatum of simple substances” and wrote to Arnauld, “Every being derives its reality only from
the reality of those beings of which it is composed” (1989, 85).
On the other hand, the monist may offer a general conception
of the partialia as abstract, in the etymologically correct sense of being a
partial aspect. Wholes are complete and concrete unities. Parts may be
conceived of as aspects of wholes, isolated through a process that Bradley
(1978, 124) describes as “one-sided abstraction.” The priority of the one
whole to its many parts is thus of a piece with the priority of the substance
to its modes, both being instances of the general priority of the concrete
entity to its abstract aspects.22
In my view, common sense has a more nuanced opinion on the priority question. I think common sense distinguishes mere aggregates from
integrated wholes: “that which is compounded out of something so that the
whole is one—not like a heap, but like a syllable “ (Aristotle 1984b, 1644).
Common sense probably does endorse the priority of the parts in cases
of mere aggregation, such as with the heap. Yet common sense probably endorses the priority of the whole in cases of integrated wholes, such
as with the syllable. Thus consider the circle and its semicircles (or even
more gerrymandered divisions of the circle). Intuitively, the circle seems
prior—the semicircles represent an arbitrary partition on the circle.23 Or
consider an organism and its organs. According to Aristotle at least, the
organism is prior, and the organs are deined by their functional integration within the organism.24 Or consider the myriad details of a percept.
22. As Williams (1953, 14) notes: “At its broadest the ‘true’ meaning of ‘abstract’ is partial, incomplete, or fragmentary, the trait of what is less than its including whole. Since there
must be, for everything but the World All, at least something, and indeed many things, of
which it is a proper part, everything but the World All is ‘abstract’ in this broad sense” (see
Schaffer 2009, §3.3).
23. Thus Proclus (2007, 55–56) maintains: “The circle is not established from semicircles but rather the opposite is the case . . . . [W]hen the diameter is drawn then at that
point semi-circles are made. The name itself proves this, since ‘semi-circle’ has its derivation from ‘circle’ and not vice versa.”
24. Aristotle (1984b, 1634) gives the right angle and the acute angle, and the man and
his inger, as examples in which the whole is prior to its part: “for in formula the parts are
explained by reference to [the wholes], and in virtue also of the power of existing apart
from the parts the wholes are prior.”
47
JONATHAN SCHAFFER
Here it seems that the percept is prior—the details are just particulars of
the overall gestalt.25 So it seems that, at the very least:
1.
According to common sense, integrated wholes are prior to their
arbitrary portions.
Further, common sense tends to view the cosmos as an integrated
whole (not like a heap, but like a syllable). As Brand Blanshard (1973,
180) declaims, the conviction “of the plain man” and “of most thoughtful minds” is that “the world is not in the inal account a rag-bag of loose
ends.” Such an intuition echoes through many religious traditions. It is
present in Plato’s Timaean picture of the cosmos as constructed by the
demiurge in the pattern of “one visible animal comprehending within
itself all other animals” (Plato 1961, 1163). And it resurfaces from relection on the patterns of nature. Thus Paul Davies (1983, 145) writes, “That
the universe is ordered seems self-evident. Everywhere we look, from the
far-lung galaxies to the deepest recesses of the atom, we encounter regularity and intricate organization.” Indeed the very term ‘cosmos’ is derived
from the Greek term for order. Thus:
2.
According to common sense, the cosmos is an integrated whole.
Finally, common sense tends to view the many parts of the cosmos
it is concerned with—such as animals and artifacts—as arbitrary parts, in
at least two respects. The irst arbitrariness concerns partitions. Common
sense appreciates that there are many ways to carve the world. Consider all
the ways that one may slice a pie, or all the ways of drawing lines on a map.
There seems no objective ground for carving things in just one way.26
The second sort of arbitrariness that common sense recognizes
with common objects like animals and artifacts concerns boundaries. Common sense recognizes that common objects are all like clouds, blurry at
the edges. As D. Lewis (1999c, 165) explains, “There are always outlying
25. As with the percept, so with other mental unities. And so the philosopher who is
an idealist might take the seeming priority of mental wholes over their parts as a further
argument for monism. Indeed most of the nineteenth-century British monists were idealists irst and foremost, and monists as a result. As Joad (1957, 420) explains: “We entertain
our ideas, we form our plans as wholes . . . . The wholes of monistic philosophy are in this
respect like mental wholes.”
26. In this vein, Dummett (1973, 577) suggests “the picture of reality as an amorphous
lump, not yet articulated into distinct objects.” As Campbell (1990, 154)—who defends
“Spinoza’s conclusion, that there is just one genuine substance, the cosmos itself”—notes:
“There seem to be no natural lines along which Nature admits of partition” (Campbell
1990, 139).
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Monism: The Priority of the Whole
particles, questionably parts of the thing, not deinitely included and not
deinitely not included” (compare Unger 1980). So even if there were
some objective reason to prefer drawing a line on the map, say, between
mountain and valley, there would still be arbitrariness concerning where
exactly the mountain begins. Given the arbitrariness of partitions and
boundaries and the focus of common sense on animals, artifacts, and their
ilk:
3.
According to common sense, the many proper parts are arbitrary
portions of the cosmos.
From 1–3, and assuming the consistency of common sense on these
matters, it follows that:
4.
According to common sense, the cosmos is prior to its many
proper parts.
So if anything, it is Monism that can claim the mantle of common sense.
As conirmation of 4, note that the monistic side has long been the ascendant position in metaphysics and that many of the world’s religions have
a monistic character.27 So—peering beyond the provinces of twentiethcentury analytic metaphysics—the overall pull of intuitions across cultures
and ages favors the monistic view. Not for nothing did James (1975, 65)
acknowledge monism to be “part of philosophic common sense” and pen
the following apologetics for his pluralism, which may be worth repeating
at length:
It is curious how little countenance radical pluralism has ever had from
philosophers. Whether materialistically or spiritually minded, philosophers have always aimed at cleaning up the litter with which the world
apparently is illed. They have substituted economical and orderly conceptions for the irst sensible tangle; and whether these were morally elevated or only intellectually neat, they were at any rate always aesthetically
pure and deinite, and aimed at ascribing to the world something clean
27. Indeed, as James (1985, 329–30) points out, monism is a nearly universal feature of
religious experiences: “Mystical states in general assert a pretty distinct theoretic drift . . . .
One of these directions is optimism, and the other is monism” (compare Huxley 1944, 5).
The philosopher who takes religious experiences to be evidentiary (such as Alston [1991])
should regard this as further evidence for monism. In this regard, it may be worth noting
that one of the standard objections to treating religious experience as evidentiary is the
problem of conlicting experiences, which threaten to provide rebutting defeaters to any
particular religious view (Plantinga 2000, 439). Monism may be one of the few features of
religious experience not troubled by such conlict, and so—for whatever that is worth—
may even deserve special status as a feature of religious experiences unthreatened by such
defeaters.
49
JONATHAN SCHAFFER
and intellectual in the way of inner structure. As compared with all these
rationalizing pictures, the pluralistic empiricism which I profess offers but
a sorry appearance. It is a turbid, muddled, gothic sort of an affair, without
a sweeping outline and with little pictorial nobility. Those of you who are
accustomed to the classical constructions of reality may be excused if your
irst reaction upon it be absolute contempt—a shrug of the shoulders as if
such ideas were unworthy of explicit refutation. (1977, 26)
I thus conclude that it is Monism—properly understood as the claim
that the cosmos is an integrated whole—that best its intuitions about priority. Though I should hasten to add that I think this counts for little. At
best Monism can lay claim to being the default view. Common sense—what
Einstein called “a deposit of prejudices laid down in the mind before you
reach eighteen” (quoted in Bell 1951, 42)—may favor Monism, but it matters little either way.
Glancing back to Russell’s argument from the start of this section,
one inds a further puzzling step. Russell claims that the issue is empirical
and then invokes what the empirical person would “naturally say.” But why
does it matter what the empirical person would “naturally say”? Empirical
issues are to be settled, not by appeal to common sense, but by empirical
inquiry.
2.2. Quantum Entanglement and Emergence: The Asymmetry of Supervenience
So what does empirical inquiry reveal? It might seem that current empirical inquiry favors Pluralism insofar as physics purports to tell the complete
causal story of the world in terms of particles. Thus Paul Oppenheim and
Hilary Putnam (1991, 409) speak of a hierarchy of scientiic levels, where
“any thing of any level except the lowest must possess a decomposition into
things belonging to the next lower level,” and on which “there must be a
unique lowest level,” which they label “Elementary Particles.” As Jaegwon
Kim (1998, 15) explains, “The bottom level is usually thought to consist
of elementary particles, or whatever our best physics is going to tell us are
the basic bits of matter out of which all material things are composed.”
If there is to be a good argument for Pluralism over Monism, it will not be
Russell’s argument from common sense (§2.1) but rather Kim’s argument
from physics.
That said, there is a gap in the argument from physics. For it is
one thing to assume that physics is fundamental, and another to assume
that fundamental physics will deal in particles or other wee “bits of matter” (Schaffer 2003; Hüttemann and Papineau 2005). The monist can and
50
Monism: The Priority of the Whole
should allow that physics will tell the complete causal story of the world.
The monist will maintain that this physical story is best told in terms of
ields pervading the whole cosmos, rather than in terms of local particles.
What is at issue is not the success of physics, but rather its content.
I will now argue that quantum mechanics is holistic in a way that
supports Monism. I begin with a description of entangled systems in quantum mechanics. An entangled system is one whose state vector is not
factorizable into tensor products of the state vectors of its n components:
system = component-1 ⊗ component-2 ⊗ . . . ⊗ component-n
Thus the quantum state of an entangled system contains information over
and above that of the quantum states of its components.28
To illustrate, consider the Einstein, Podolsky, and Rosen (EPR)
thought experiment, in which two electrons are produced in the singlet
state:
√
√
[EPR = 1/ 2 [↑1 [↓2 − 1/ 2 [↓1 [↑2
Here “[↑n ” means that electronn is in a spin-up state (strictly speaking
an up state with respect to some chosen component of spin) and “[↓n ”
means that electronn is in a spin-down state. An electron pair in the singlet
state is anticorrelated with respect to spin. The total spin
√ of the entire system is zero. If one reads the correlation coeficients (1/ 2) as square roots
of the chances of outcomes (Born’s Rule), then electron pairs in the singlet state have a .5 chance of measuring out as electron1 being spin-up and
electron2 being spin-down, and a .5 chance of measuring out as electron1
being spin-down and electron2 being spin-up. Crucially, this system affords
zero chance of both electrons measuring out as spin-up, or both electrons
measuring out as spin-down. This is the sense in which the electron pair is
anticorrelated with respect to spin.
The singlet state seen in EPR is entangled, and as such is not
derivable from the state vectors of its two electrons. A pure spin state can
be attributed to neither electron individually. A pure spin state can be
28. Schrödinger (1935, 555), who introduced the notion of entanglement, called it
“not one but rather the characteristic trait of quantum mechanics.” Entanglement is a very
general feature of the mathematics and has been empirically conirmed by Alain Aspect
and others. To the extent we can reasonably expect any feature of quantum mechanics to survive in future theories, we can reasonably expect entanglement to survive. As
d’Espagnat (1981, 1804) remarks in this regard: “we may safely say that non-separability
is now one of the most certain general concepts in physics.”
51
JONATHAN SCHAFFER
attributed to the electron pairs only collectively, as a system. As Michael
Esfeld (2001, 252) puts the point: “These properties of the whole contain
all that can be said about the local properties of the parts, and only these
properties of the whole contain all that can be said about the local properties of the parts.”
Such entanglement has results that Einstein famously described as
“spooky action at a distance.” No matter how far apart the particles are, a
spin measurement on one will immediately set the spin state of the other
to the opposite (since the spins are anticorrelated). Entangled particles
seem as if telepathic. They act as a unit. As Tim Maudlin (1998, 56) concludes: “The physical state of a complex whole cannot always be reduced
to those of its parts, or to those of its parts together with their spatiotemporal relations . . . . The result of the most intensive scientiic investigations
in history is a theory that contains an ineliminable holism.”
So far I have only tried to convey what entangled systems are like.
Now the argument from quantum entanglement to Monism begins from
the premise that the cosmos forms one vast entangled system. This can be
argued for both physically and mathematically. Physically, one gets initial
entanglement from the assumption that the world begins in one explosion (the Big Bang) in which everything interacts.29 This initial entanglement is then preserved thereafter on the assumption that the world evolves
via Schrödinger’s equation.30 More precisely, the initial singularity is virtually certain (measure 1) to produce universal entanglement, and the
Schrödinger dynamics are virtually certain (measure 1) to preserve it. In
fact Schrödinger evolution tends to spread entanglements, so that even
without initial entanglement, “eventually every particle in the universe
must become entangled with every other “ (Penrose 2004, 591).
Mathematically, one needs only to suppose that there is a wavefunction of the universe. Then it is virtually certain that it will be entangled since measure 1 of all wave-functions are entangled. So unless there
is a speciic form of evolution—such as some form of wave-function
collapse—that promotes disentanglement, one should expect universal
29. It is controversial whether the Big Bang is to be treated as physically real, or as a mere
boundary condition (a hole in spacetime). If the Big Bang is a boundary, then the assumption I need is that all causal horizons vanish as one moves to the boundary. Indeed, even if
there are nonvanishing causal horizons, this would at most yield a pluralism in letter but
not spirit, in which the universe contains many vast isolated bubbles. Everything we ever
encounter—everything in our bubble—would still form one entangled system.
30. It is controversial whether temporal evolution is always via the Schrödinger dynamics (unitarity), or whether there is a further dynamics of wave-function collapse.
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Monism: The Priority of the Whole
entanglement. Thus—absent wave-function collapse—it seems virtually
certain that
5.
The cosmos is in an entangled state.31
It remains to argue that the entangled universe displays what David
Bohm and B. J. Hiley (1993, 352) call an “unbroken wholeness,” in a way
that supports monism. It will prove useful to start with a Democritean pluralist picture, featuring particles with intrinsic physical properties in external spatiotemporal relations,32 and generalize from there. Democritean
pluralism cannot provide an adequate basis for entangled systems (see
Teller 1986, 71–73; Healey 1991, 405–6). It fails the completeness requirement (§1.3). Thus consider the EPR system’s intrinsic correlational property of having total spin zero. This property is not ixed by the Democritean
base—it is not ixed by ixing the quantum states of the two particles, along
with their spatiotemporal arrangement. In general, duplicating the intrinsic properties of the particles, along with the spatiotemporal relations
between the particles, does not metaphysically sufice to duplicate the cosmos and its contents. The intrinsic correlational properties of entangled
wholes would not be duplicated. So on the assumption that the basic actual
concrete objects must be complete, Democritean pluralism is ruled out.
Lifting the Democritean supposition, it should be obvious that no
movement to larger molecules or further intrinsic properties will help
the pluralist ind a complete basis for the entangled cosmos. The physical properties of the whole are not ixed by the total intrinsic properties
of any subsystems. The only move that seems to help the pluralist attain
completeness is to add new fundamental external relations: entanglement
relations. The pluralist might still maintain that particles are fundamental
but now would have them laced together by both spatiotemporal arrangements and correlational entanglements (compare Teller 1986). So, for
instance, the EPR particles would not merely be at such-and-such distance,
they would also be thus-and-so correlated.
31. As Joos (2006, 226–27) explains, “due to non-local features of quantum theory,” a
consistent description of any system “must inally include the whole universe.” According
to Zeh (2004, 115), “the essential lesson of decoherence is that the whole universe must be
strongly entangled,” where apparent particles “can be dynamically described in terms of a
unitarily evolving (hence strongly entangled) universal wave function” (Zeh 2003, 330).
32. D. Lewis’s “Humean supervenience” is a modern variant of Democritean pluralism, on which “all there is to the world is a vast mosaic of local matters of particular fact, just
one little thing and then another,” these things being interrelated by “a system of external
relations of spatio-temporal distance” (D. Lewis 1986b, ix).
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JONATHAN SCHAFFER
There are, however, at least two main problems with a move to
entanglement relations. The irst problem is that it is not obvious that
the fundamental theory will retain particles—the relata of these proposed entanglement relations—especially when one looks beyond quantum mechanics to relativistic quantum ield theory (see Halvorson and
Clifton 2002; Kuhlmann 2006, §5). In quantum ield theory, “particle
number” is just an operator on the ield and as such need not have a deinite whole number expectation value. How could particles be fundamental if there is not even a fact about how many of them the system has?
Moreover, “particle number” is not frame invariant. For instance, there
is the Unruh effect in which an inertial observer will observe a vacuum
state (ields at lowest energy), while a uniformly accelerated observer will
observe many particles. So particles in relativistic quantum ield theory
seem to assume the same nonobjective status as simultaneity does in special relativity. Thus H. D. Zeh (2003, 330) recommends that we “abandon
a primordial particle concept entirely, and . . . replace it with ields only,”
noting “this is indeed what has always been done in the formalism of quantum ield theory.” The formalism looks, on surface, to be treating worldwide ields as fundamental.
The second problem with entanglement relations—purely internal to quantum mechanics, and even granting the presence of particles—
is that the unity of properties gets lost. If one treats entangled systems holistically, then one accords them basic intrinsic spin properties, and crucially
one can attribute the very same property to different systems with different
numbers of components. For instance, a single electron, and various systems, might each have the same spin property. But if one treats entangled
systems via parts in entanglement relations, then one cannot attribute the
same relation with different numbers of components. This represents a loss
of empirically important unity, as Healey (1991, 420) explains:
As far as its spin goes, it is irrelevant whether or not a system is composed of
subsystems: quantum mechanics applies to the spin of a system in just the
same way in either case. This is important, since it permits one to treat the
total spin of a complex system like a silver atom just as one would that of a
spin 1/2 system with no nontrivial subsystems.
I conclude that an entangled system is best treated as a fundamental unit:
6.
Entangled systems are fundamental wholes.
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Monism: The Priority of the Whole
From 5 and 6, it follows:
7.
The cosmos is a fundamental whole.33
And so, given that quantum mechanics (or better, relativistic quantum
ield theory) represents our best current guide to the structure of reality,
it seems that empirical inquiry now favors the holism of the monistic view.
A second argument to Monism, the argument from the possibility of
emergence, lurks behind this irst argument. I have argued that quantum
entanglement is a case of emergence, in the speciic sense of a property of
an object that has proper parts, which property is not ixed by the intrinsic
properties of its proper parts and the fundamental relations between its
proper parts. However the empirical questions ultimately get resolved, it
seems clear that this sort of emergence—at the level of the cosmos—is at
least metaphysically possible:
8.
It is metaphysically possible for the cosmos to have emergent
properties.
So consider a world in which the cosmos has such emergent properties. The concrete realm at such a mereologically complex world cannot be
completely characterized in terms of any plurality of its proper parts. That
is, duplicating any plurality of these proper parts, while preserving their
fundamental relations, would not metaphysically sufice to duplicate this
possible cosmos. Indeed nothing will sufice to completely characterize an
object with emergent properties short of that whole object, or any wider
whole that object is part of. And so, given that the basic objects of a world
must be complete for that world (this is the natural modal generalization
of the completeness requirement: §1.3), among the concrete objects of an
emergently propertied world w, the whole cosmos of w must be basic. So
there is a metaphysically possible monistic scenario:
9.
It is metaphysically possible for the cosmos to have proper parts
but be a fundamental whole.
33. In this vein, Toraldo di Francia (1998, 28) writes, “Since any particle has certainly
interacted with other particles in the past, the world turns out to be nonseparable into
individual and independent objects” (compare Gribbin 1984, 229). Nadeau and Kafatos
(1999, 4) maintain that “an undivided wholeness exists on the most basic and primary level
in all aspects of physical reality,” invoking “a seamlessly interconnected whole called the
cosmos” (1999, 5). Esfeld (2001, 258) concludes, “Only the whole of all quantum systems
taken together is in a pure state . . . . Consequently all matter at the level of quantum systems
is one holistic system.” And Penrose (2004, 578), from a chapter entitled “The entangled
quantum world,” says, “A system of more than one particle must nevertheless be treated as
a single holistic unit.”
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JONATHAN SCHAFFER
Now I take it that Monism and Pluralism, though deined as doctrines about the actual world (§1.4), are metaphysically general theses, in
the sense that whichever doctrine is true, is true with metaphysical necessity (compare van Inwagen 2002, 28). Just as the dispute as to whether
properties are universals, tropes, or nominalistic constructions is thought
to concern a metaphysical necessity, so the dispute over the priority of the
whole seems to concern a comparable necessity. Indeed, I take the realm
of metaphysical possibility to concern what is compossible with the laws of
metaphysics, which govern what grounds what.34 Monism and Pluralism are
rival doctrines about the laws of metaphysics, with respect to the grounding of mereological structure. Thus:
10. Either it is metaphysically necessary for the cosmos to be a fundamental whole, or it is metaphysically necessary for the cosmos
(if it has proper parts) to be derivative.
The parenthetical clause in 10 serves to cover the case of a one-atom cosmos, which is the one case in which the pluralist will allow the cosmos to
be fundamental.
Together 9 and 10 entail Monism, as a thesis about the actual
world:
11.
The cosmos is a fundamental whole.
In short, if Pluralism is true, then it is necessarily true, by 10. But by 9, Pluralism is not necessarily true. So it is not true.
An underlying mereological asymmetry comes to light: the asymmetry of supervenience. The asymmetry is that the proper parts must supervene
on their whole (§1.3), but the whole need not supervene on its proper
parts. In other words, though emergence is metaphysically possible, submergence—the converse of emergence—is metaphysically impossible. For
submergence, the intrinsic properties of the proper parts, along with the
fundamental relations between these parts, must fail to supervene on
the intrinsic properties of the whole. This is impossible because (i) any
intrinsic property of the proper parts ipso facto correlates to an intrinsic property of the whole, namely, the property of having-a-part-with-suchand-such-intrinsic-property, and (ii) any relations between the parts also
correlates with an intrinsic property of the whole, namely, the property
of having-parts-thus-and-so-related. Fix the whole, and all of its parts are
ixed.
34. According to Rosen (2006, 35), the laws of metaphysics “specify the categories of
basic constituents and the rules for their combination. They determine how nonbasic entities are generated from or ‘grounded’ in the basic array.”
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Monism: The Priority of the Whole
Given the asymmetry of supervenience, the monist can guarantee
a complete inventory of basic objects. The impossibility of submergence
guarantees that the cosmos is complete unto itself. But the pluralist cannot guarantee a complete inventory, for no roster of proper parts can be
guaranteed complete, given the possibility of emergence. In this sense the
whole may well be—and by the lights of our best physics actually is—more
than the sum of its parts.
2.3. Heterogeneity: Coniguring the Many
There is a very general sort of empirical information, however, that might
be thought to favor Pluralism. The very general sort of empirical information is that the world is heterogeneous, in the sense of featuring qualitative
variegation. Some parts are discernible from others.
Heterogeneity is a classic problem for the monist, preigured in the
Parmenidean vision of a perfect homogeneous sphere, which “is all alike;
nor is there more here and less there” (Kirk and Raven 1962, 275) and
which is “like the bulk of a well-rounded sphere, from the centre equally
balanced in every direction; . . . [B]eing equal to itself on every side, it rests
uniformly within its limits” (Kirk and Raven 1962, 276).35 Plotinus (1991,
353) saw this problem:
From such a unity as we have declared The One to be, how does anything
at all come into substantial existence, any multiplicity, dyad, or number?
Why has the Primal not remained self-gathered so that there be none of
this profusion of the manifold which we observe in existence and yet are
compelled to trace to that absolute unity?
And Joachim labeled it “the fundamental dificulty” for the monist:
For any monistic philosophy the fundamental dificulty is to ind intelligible meaning within its system for the relative independence of the differences of the One . . . . [W]e have One, and ind it dificult to reconcile with
its Unity the being of a variety or plurality within it. ( Joachim 1906, 48–49;
compare Ritchie 1898, 469–70)
(Note that Plotinus and Joachim—monists both—are evidently not denying the existence of a plurality but rather trying to account for a diverse
plurality from a fundamental One.)
35. Melissus draws a comparable conclusion, as Sedley (1999, 126) notes: “[Melissus]
infers homogeneity (it is ‘alike everywhere’), on the ground that anything heterogeneous
would thereby be a plurality.”
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JONATHAN SCHAFFER
What exactly is the argument? Presumably the key premise is that
any basic entity must be homogeneous. From this premise it would follow
that the monist, with one basic cosmos, must have a homogeneous cosmos. And it would follow that the pluralist, with many basic parts, could still
have heterogeneity in virtue of these parts differing from each other. Thus the
pluralist might argue that the heterogeneity of the world can be due only
to external differences between many internally homogeneous basic bits
of being.
More precisely, the key premise would be:
12.
Fundamental objects must be homogeneous.
From 12, the refutation of Monism would follow swiftly, for it would follow
that:
13.
If the cosmos were fundamental, then the cosmos would be
homogeneous.
When evidently:
14.
The cosmos is not homogeneous.36
And given 13 and 14, the refutation of Monism is at hand:
15.
Therefore the cosmos is not fundamental.
But why think that any basic entity must be homogeneous, as per
the key premise 12? I can think of two bad reasons. First, one might think
that a heterogeneous basic entity would in some sense “differ from itself.”
But (i) if this were objectionable, the objection would apply equally to
the pluralist’s heterogeneous derivative entities—they too would “differ
from themselves.” This objection does not succeed in picking out anything
special about basic objects that requires them to be homogeneous. Also
(ii) the thought that heterogeneous basic entities are objectionable may
arise from a conlation of numerical difference with qualitative variegation. What is true is that nothing can be nonidentical to itself. What is false
is that nothing can be internally qualitatively variegated.
Second, one might think that any heterogeneity demands metaphysical explanation in terms of an arrangement of homogeneous parts.
But this is just a demand for an explanation of a particular type of whole
from a particular type of part. As such it begs the question against the
36. Though Rea (2001, 147) makes the point that a homogeneous world “does not
require us to deny anything that is manifest to the ive senses” since these appearances can
in principle be written off as false appearances enjoyed by minds that “are not denizens of
the material world.”
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Monism: The Priority of the Whole
monist. If there is to be an objection to Monism in the ofing, there must be
an argument against the prospect of explaining heterogeneity by starting
from a fundamental heterogeneous whole.
Indeed, the monist can reply that heterogeneous basic entities
must be allowed by everyone. For it is metaphysically possible for there to
be heterogeneity all the way down, in the sense of a cosmos every part of which
has heterogeneous proper parts. I will argue for the possibility of gunk
(matter every part of which has proper parts) in §2.4. If gunk is possible,
heterogeneity all the way down should be possible since such constitutes a
consistent distribution of properties over gunk.
At a world that is heterogeneous all the way down, everything—
including whatever is basic—must be heterogeneous. This shows that it
is metaphysically possible for 12 to be false. Further, this scenario shows
that the pluralistic strategy of accounting for heterogeneity in terms of differences between internally homogeneous parts is insuficient. As A. E.
Taylor (1961, 88) points out by way of tu quoque, if the pluralist’s basic
units of being “have internal variety of their own, [then they] simply repeat
within themselves the problem they are supposed to solve.”
What remains is the question of how to give a consistent account of
basic heterogeneous entities (which both monist and pluralist require).
There are at least three consistent accounts. The irst account—which I
prefer—is via distributional properties.37 A given whole might, for instance,
have the property of being polka-dotted. There would be no question of
the whole being “different from itself” or having any other problematic
status. The claim that the whole is polka-dotted is a coherent claim, which
would entail heterogeneity among its derivative dots and background.
Behind every heterogeneous distributional property winds a
bumpy conigurational path. A color, for instance, can be represented
as a point in a three-dimensional color coniguration space (with dimensions for hue, brightness, and saturation). The color of a two-dimensional
plane can then be represented as a path in a ive-dimensional coniguration space, where each point on the plane is represented by <x, y> coordinates and assigned a location in color space <hue, saturation, brightness>.
A color-homogeneous two-dimensional plane will trace out a path in this
ive-dimensional space that is lat along the three color dimensions, while
37. Here I follow Parsons (2004), who offers examples such as being polka-dotted and
being hot at one end and cold at the other and invokes the possibility of heterogeneity-all-theway-down to argue against the reductionist view that distributional properties derive from
a plurality of homogeneous parts.
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JONATHAN SCHAFFER
a color-heterogeneous plane (such as a polka-dotted plane) will trace a
bumpy path. Such a path in coniguration space speciies a determinate
distributional property.
The representation of the heterogeneous world via a conigurational space is not metaphysical trickery but standard fare in physics. For
instance, in quantum mechanics, the wave function of the universe is standardly represented as a ield in coniguration space. The ield assigns a
complex-valued amplitude to each point in the space. Here again there is
no question of the world being “different from itself” or having any other
problematic status.38
For the monist, the general fact that the world is heterogeneous
is due to the world’s instantiating the determinable property of being heterogeneous. The speciic way that the world is heterogeneous is due to the
world’s instantiating the determinate property of tracing such-and-such a
curve through physical coniguration space. Thus the one whole can be
parturient.
A second account of heterogeneity is via regionalized properties. This
account treats seemingly monadic properties as having an extra argument
place for a region. So the world might be heterogeneous by, for instance,
bearing the redness relation to here and the greenness relation to there.39
A third account of heterogeneity is via regionalized instantiation. This
account, instead of regionalizing properties, regionalizes instantiation
( Johnston 1987). So the world might be heterogeneous by, for instance,
instantiating-here red and instantiating-there green. Since the regionalization is incorporated in the copula, it may be expressed adverbially, as
“the world is-herely red and is-therely green,” or “the world is red in a
herely way, and green in a therely way.”
In summary, the heterogeneity of basic entities is everyone’s problem. Fortunately for everyone, it is a problem that seems to allow many consistent solutions.
38. Indeed Albert (1996, 277) suggests that the most natural ontology of both Newtonian and quantum mechanics is in terms of a single world-atom moving through coniguration space: “The space in which any realistic understanding of quantum mechanics
is necessarily going to depict the history of the world as playing itself out is coniguration
space” (compare P. Lewis 2004).
39. This idea can be thought of as the relativistic extension of the usual endurantist
idea that seemingly monadic properties have an extra argument place for a time. Indeed,
the problem of the heterogeneity of the cosmos parallels the problem of intrinsic change
(temporal heterogeneity) for enduring objects. See Sider 2001 (chap. 4) for further discussion of the problem of intrinsic change.
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2.4. Atomless Gunk: The Asymmetry of Existence
I turn now to a inal argument, which is that the pluralist cannot provide a
decent account of the possibility of atomless gunk. Gunk is matter every part
of which has proper parts, so that there are no ultimate parts to form an
atomistic base.
To begin with, there is good reason for thinking that gunk is metaphysically possible (see Schaffer 2003). Gunk is certainly conceivable. For
instance, it is conceivable that everything is both extended and divisible.
This generates a Zeno sequence of divisions without limit. Likewise
Pascal’s hypothesis is conceivable, on which there is an endless nested
sequence of microcosms, in which every physical “atom” of the universe
houses a miniature replica universe, every “atom” of this miniuniverse
houses its own miniuniverse, and so on without limit. Further, if there
are extended material objects that can literally touch, they can do so only
at gunky junctures (Zimmerman 1996). Since such literal touching is
conceivable, gunk must be conceivable. I do not think that conceivability
entails metaphysical possibility, but I do think that inconceivability entails
impossibility. So at the very least there is no inconceivability argument
against gunk.
Further, there are gunky models of classical mereology (see Simons
1987, 41). So to the extent that the models of classical mereology represent
metaphysical possibilities, it follows that gunk is metaphysically possible.
Indeed, most alternative views of mereology—save the radical nihilist view
on which there are no proper parthood relations at all—allow for gunk.
For instance, organicism allows for turtles—or any other organisms—all
the way down. Thus consider the rhyme:
Great leas have little leas
Upon their backs to bite ’em;
Little leas have lesser leas,
And so ad ininitum. (quoted in Bohm 1957, 139)
Likewise accounts of composition that require causal integration or spatiotemporal connectedness allow for gunk.
Finally—and perhaps most tellingly—gunk is scientiically serious.
Thus Dehmelt (1989) posits an ininite regression of subelectron structure, Georgi (1989, 456) suggests that effective quantum ield theories
might form an ininite tower that “goes down to arbitrary short distances
in a kind of ininite regression . . . just a series of layers without end,”
and Greene (1999, 141–42), noting that “history surely has taught us that
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JONATHAN SCHAFFER
every time our understanding of the universe deepens, we ind yet smaller
microconstituents constituting a iner level of matter,” allows that even
strings might be just “one more layer in the cosmic onion.” So to the
extent that scientiically serious, empirically open hypotheses ought to be
accorded the status of metaphysical possibilities, there is further evidence
for:
16.
Atomless gunk is metaphysically possible.
Now the monist has no trouble with the possibility of gunk. If the
world is gunky, that’s the way the world is. It is such that every part of it has
proper parts. Likewise if the world is atomistic, that’s the way the world is. It
is such that every part of it has ultimate parts. Likewise if the world contains
a mixture of gunk and atoms, that’s the way the world is. It is such that some
parts are such that every part of them has proper parts, and some parts are
such that every part of them has ultimate parts. The monist can handle any
possibility.
But how can the pluralist account for the possibility of gunk (or of a
mixture)? There seem to be three main options. First, the pluralist might
move to the idea of endless dependence, where things get ever more basic
without limit. This idea represents the thematic extension of the atomistic
motif of part prior to whole.
But endless dependence conlicts with the foundationalist requirement that there be basic objects (§1.2). On this option nothing is basic
at gunky worlds. There would be no ultimate ground. Being would be
ininitely deferred, never achieved. As Plotinus (1991, 97) argues: “Atoms
again (Democritus) cannot meet the need of a base. There are no atoms;
all body is divisible endlessly.” The foundationalist requirement is not supposed to be a merely accidental truth of actuality. It is supposed to follow
from the need for a ground of being, from which any derivative entities
derive. Indeed, if metaphysical possibility concerns what is compossible
with the laws of metaphysics, which govern what ground what (§2.2), then
foundationalism will be necessarily true if true at all. Hence the foundationalist should endorse the following modal strengthening:
17.
It is metaphysically necessary that there are basic objects.
At the very least, it seems a cost of the move to endless dependence (one
not incurred by Monism) that it requires abandoning this classic foundationalist picture of metaphysical structure.
As a second option, the pluralist might go disjunctive, maintaining
Atomism as a thesis about what is fundamental at the actual world, while
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upholding a different—and perhaps even monistic—view of what is fundamental at gunky and mixed worlds.40 But this idea is at most as plausible
as its presupposition that the actual world is nongunky. As noted above, it is
an empirically open question whether the actual world is gunky (Schaffer
2003, 502–6).
Moreover, disjunctivism is objectionably disuniied. If Atomism is
true at the actual world, then all actual mereological composites are
grounded in actual simples. But if this is how grounding works, then—
given that metaphysical possibility holds ixed how grounding works—this
should be a metaphysically necessary truth:
18.
If Atomism is true, it is necessarily true.41
At the very least, it seems a cost of this disjunctive treatment (one not
incurred by Monism) that it cannot give a uniied treatment of gunky and
atomistic scenarios.
Finally, the pluralist might reject Atomism, maintaining that what
is basic is mereologically intermediate. But this seems objectionably arbitrary, especially in cases where there is no natural joint in the mereological structure. For instance, in the case of a homogeneously pink sphere
of gunk, all the levels of mereological structure (save for the top) are
intermediate, and all are homogeneously pink. No layer of decomposition seems privileged. Homogeneous gunk thus emerges as especially problematic for the pluralist since (i) there are no atoms for the atomist, and
(ii) there are no privileged molecules for the molecularist. The only privileged level of structure is at the top.
Further the use of basic molecules is already quasi-monistic. Given
the tiling constraint (§1.3), no proper parts of any basic molecules can
40. Thus Fine, who is generally sympathetic to the pluralistic view that wholes are constructed out of parts, considers the possibility of “a universe of indeinitely divisible matter”
and concedes here that the whole seems basic: “Any uniform piece of matter will then be
the aggregate of smaller pieces of matter. But all the same, it is reasonable to suppose that
the uniform pieces of matter are all basic” (Fine 1991, 266).
41. Leibniz, Russell, and Wittgenstein all endorse the metaphysical necessity of Atomism. Indeed, I think Leibniz, Russell, and Wittgenstein are best read as arguing from the
metaphysical necessity of Atomism to the impossibility of gunk. As Leibniz (1989, 85) puts
the point, to Arnauld: “It will not have any reality at all if each being of which it is composed
is itself a being by aggregation, a being for which we must still seek further grounds for its
reality, grounds which never can be found” (compare Leibniz 1989, 213; Russell 2003, 94;
Wittgenstein 1990, 35). Thus the arguments for the metaphysical possibility of gunk, as per
16, prove crucial. For they provide independent rationale for inferring the falsity of Pluralism
from the possibility of gunk, rather than turning the argument around and inferring the
impossibility of gunk from the alleged truth of Pluralism.
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JONATHAN SCHAFFER
themselves be basic. Hence the use of basic molecules involves treating
the whole as prior to its parts, with respect to the basic molecules and
their derivative parts. So it is hard to see how the molecular pluralist could
have any principled objection to monism. For instance, if the objection
to monism was the “commonsense” objection that parts are prior to their
wholes, then the molecular pluralist is equally open to the objection. Or
if the objection to monism was from heterogeneity, then given that the
basic molecules can be heterogeneous—as is needed to cover the case of
heterogeneous gunk—then the molecular pluralist is equally open to the
objection. Thus the pluralist seems best advised to accept Atomism:
19.
If Pluralism is true, then Atomism is true.
Putting this together, given 18 and 19, it follows that if Pluralism is
true, then Atomism is metaphysically necessary. But given 16 and 17, Atomism is not metaphysically necessary since there need not be any atoms.
Hence Pluralism is false. Or at the very least, it is hard to see how the pluralist can provide an account of gunky and mixed scenarios that can rival
the monistic account in unity and elegance. As McTaggart (1988, 172)—
though himself a pluralist—puts the argument:
Can we ind any ixed points in all this complexity? At present, I think, we
can only ind one—the universe. If there were simple substances, . . . they
would also be ixed points, but the existence of simple substances has not
been proved . . . . But the universe does exist, and its position among substances is unique and important . . . . It has thus, objectively, . . . a position
much more fundamental than that of most substances, if not all.
A second underlying mereological asymmetry comes to light: the
asymmetry of existence. The asymmetry is that there must be an ultimate
whole, but there need not be ultimate parts. In other words, though atomless gunk is metaphysically possible, worldless junk—the converse of gunk,
in which everything is a proper part of something—is metaphysically
impossible. Classical mereology—with its axiom of unrestricted composition—guarantees the existence of a unique fusion of all concrete
objects. Thus there are gunky models of classical mereology, but no junky
models. Indeed, a mereologically maximal element is the only individual
that classical mereology guarantees on every model. If such models correspond to possibilities, then the only guaranteed existence is the One.
But leaving classical mereology aside, virtually no plausible accounts of when composition occurs allow for junky models. For instance,
if composition requires spatiotemporal connectedness, and there is an
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Monism: The Priority of the Whole
ininite sequence of connected objects, each one a proper part of the next,
then the fusion of these ininitely many objects should itself be spatiotemporally connected.
Moreover, the impossibility of junk also follows from the platitude
that a possible object must exist at a possible world. No world—provided that
worlds are understood as possible concrete cosmoi—could contain worldless junk because a world that contained junk would be an entity not a
proper part of another entity at that world. A world would top-off the junk.
In summary, if the choice is between the ultimate whole and its ultimate parts, and if the choice must be made in the same style at all metaphysically possible worlds, and if there must be a ground of being at all
metaphysically possible worlds, then the only choice is the one whole. For
only the one whole is guaranteed to exist. Only the monist can provide a
uniied story of the ground of being for every metaphysical possible world.
This concludes my discussion of arguments. I have maintained that
there are physical and modal considerations that favor the monistic view.
Physically, there is good evidence that the cosmos forms an entangled system
and good reason to treat entangled systems as irreducible wholes. Modally,
mereology allows for the possibility of atomless gunk, with no ultimate parts
for the pluralist to invoke as the ground of being. I have also argued that
considerations from common sense and from heterogeneity do not favor
the pluralistic view. So I conclude that the monistic side has the better of
the arguments, or at least the better of the four arguments here considered. Monism deserves our serious reconsideration.
Appendix: Historical Matters
In the main text I have discussed the doctrine that the cosmos is the one
and only basic actual concrete object, prior to any of its proper parts, and
labeled that doctrine Monism (§1.4). I have made only a passing attempt to
justify the label. This appendix is for the reader interested in the historical
question of whether the label is apt.
Call the interpretation of monism I have offered the priority reading
and call someone who is a monist in this sense a priority monist. Contrast
this with the widespread reading on which monism is the doctrine that the
cosmos is the one and only actual concrete object in existence. Call this the
existence reading and call someone who is a monist in this sense an existence
monist. In the formalism I have been using (§1.3):
Priority Monism =d f (∃!x) Bx & Bu
Existence Monism =d f (∃!x) Cx & Cu
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JONATHAN SCHAFFER
Priority Monism is the very same doctrine as Monism, while Existence
Monism is the doctrine that there is one and only one actual concrete
object.42
Existence Monism is a strictly stronger doctrine than Priority Monism,
in that Existence Monism entails Priority Monism, but not vice versa. If Existence Monism holds, then the cosmos is the only actual concrete object. By
the irrelexivity of dependence, the cosmos does not depend on itself. So
it does not depend on any actual concrete object. Thus it is basic. And no
other actual concrete object can be basic because on this view there is no
other actual concrete object. So it would follow that the cosmos is the one
and only basic object, as per Priority Monism. But Priority Monism does not
entail Existence Monism because the priority monist can and should allow
for the existence of many derivative proper parts of the cosmos.
Given the distinction between Priority Monism and Existence Monism,
the question arises as to whether various historical monists are best read
as priority monists, or as full-blown existence monists (or perhaps as neither). It seems to me that the priority reading should be preferred to the
existence reading if the texts in question can sustain it, on grounds of
interpretive charity. After all, Existence Monism is a radical view, conlicting
with such seeming truisms as Moore’s “Here is one hand . . . and here is
another” (Moore 1993b, 166). Not for nothing has monism—when interpreted as Existence Monism—fallen into disgrace. Priority Monism does not
conlict with Moorean banalities. It merely entails—sensibly enough—
that Moore’s hands are not fundamental entities (§2.1).
But textual it is a dificult issue, for at least three reasons. First,
there are many historical monists to consider, including Parmenides,
Plato, Plotinus, Proclus, Spinoza, Hegel, Lotze, Royce, Bosanquet,
Bradley, and Blanshard. I cannot possibly discuss each of these philosophers in any detail here. Second, each of these philosophers has his own
idiosyncratic doctrines, and it is highly doubtful that there is any one precisely formulated monistic doctrine that would it each philosopher in the
tradition. Third, many of the texts in this tradition are notoriously opaque,
subject to scholarly controversy, and liable to contradictory impulses.
To establish a prima facie case for the priority reading, I will proceed by tracing three main threads of the monistic tradition and arguing
that each of these threads presupposes the falsity of Existence Monism, while
being perfectly compatible with Priority Monism. So a irst main thread
in the monistic tradition is that of the priority of whole to part. Thus recall
42. For a wider taxonomy of monistic views, see Schaffer 2007b (§1).
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Monism: The Priority of the Whole
Proclus’s dictum: “The monad is everywhere prior to the plurality . . . . In
the case of bodies, the whole that precedes the parts is the whole that
embraces all separate beings in the cosmos” (Proclus 1987, 79). In this vein
Joachim (1906, 9–10) speaks of a “whole of parts” wherein “the structural
plan of the whole determines precisely the nature of the differences which
are its parts.”43 Notice how Proclus and Joachim both speak freely of the
parts of the whole.
The claim of the priority of whole to part—which obviously its Priority Monism—is just as obviously incompatible with Existence Monism. For
Existence Monism denies that there are any parts to the whole. Hence it
denies that there is anything for the whole to be prior to. Thus any historical monist who claims that the whole is prior to its parts is committed to
the existence of the parts, as derivative entities.
A second main thread in the monistic tradition is that of the organic
unity of the whole. This is a thread that traces back to Plato’s Timaeus, with its
vision of the cosmos as constructed by the demiurge in the pattern of “one
visible animal comprehending within itself all other animals” (Plato 1961,
1163).44 This thread winds through Plotinus’s cosmology: “All is one universally comprehensive living being, encircling all the living beings within
it, . . . every separate thing is an integral part of this All by belonging to the
total material fabric” (Plotinus 1991, 318–19).45 As Hegel (1975, 191–92)
memorably writes,
The limbs and organs for instance, of an organic body are not merely parts
of it: it is only in their unity that they are what they are . . . . These limbs
and organs become mere parts, only when they pass under the hands of an
anatomist, whose occupation be it remembered, is not with the living body
but with the corpse. Not that such analysis is illegitimate: we only mean that
the external and mechanical relation of whole and parts is not suficient
for us, if we want to study organic life in its truth. And if this be so in organic
43. As Joad (1957, 420) summarizes: “The wholes emphasized by monistic philosophers are, therefore, logically prior to their parts. They are there, as it were, to begin with,
and being there, proceed to express themselves in parts whose natures they pervade and
determine.”
44. Thus Harte (2002, 279) argues that, in the Timaean cosmology, the parts of the
cosmic body are determined by their place in the whole structure. She concludes: “The
claim that parts are structure-laden is thus the claim that there is some sort of metaphysical
dependence of the parts on the whole.”
45. O’Meara (1996, 79) comments: “In Plotinus, as in Plato and Aristotle, the central
kind of priority is priority ‘by nature’ . . . . It is this kind of priority that is the concern of fundamental ontology as an attempt to identify what is fundamental in reality, that on which
things depend,” where for Plotinus, “The One is that on which all else depends” (1996, 77).
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life, it is the case to a much greater extent when we apply this relation to the
mind and the formations of the spiritual world.46
Notice how Plato, Plotinus, and Hegel all speak of individuals existing
within the body of the cosmos.
Such a notion of organic unity is incompatible with Existence
Monism. The notion of organic unity comes from Aristotle’s view of the
organism as a substantial whole, whose limbs and organs are dependent
on their interrelations within the whole. An organism has parts. Hence any
historical monist who speaks of organic unity is committed to the existence
of parts to be the limbs and organs (as it were) of the cosmic body. But the
notion of organic unity is a perfect it for Priority Monism. Aristotle’s view of
the organism is that of a uniied substantial whole, prior to its parts (like a
syllable, not like a heap: §2.1). As such the claim that the whole possesses
organic unity is just an expression of the priority thesis that the whole is
prior to its parts.
A third main thread in the monistic tradition is that of the world as
an integrated system. Arguably the seed of this idea can be found in what
Spinoza (1994, 82–83) wrote to Oldenburg: “Concerning whole and parts,
I consider things as parts of some whole insofar as the nature of the one
so adapts itself to the nature of the other that so far as possible they are
in harmony with one another.” And thus: “Each body, in so far as it exists
modiied in a certain way, must be considered as a part of the whole universe, must agree with the whole to which it belongs, and must cohere with
the remaining bodies” (Spinoza 1994, 84).47 Royce (1900, 122) argues that
any alleged plurality of real objects would be internally related “so as not
to be mutually independent,” such that these must be “parts or aspects
of One real being,” in such a way as to render us as “only bits of the true
Self” (Royce 1967, 416). And Bosanquet (1913, 37) writes, “A world or a
cosmos is a system of members, such that every member, being ex hypothesi
46. See Beiser 2005 for a discussion of the “ubiquitous organic metaphors” woven
through Hegel’s corpus, with the conclusion that “Hegel’s thinking essentially proceeds
from an organic vision of the world, a view of the universe as a single vast living organism”
(Beiser 2005, 80).
47. Elsewhere Spinoza (1994, 127) speaks of conceiving that “the whole of nature is
one individual, whose parts, that is, all bodies, vary in ininite ways.” See Curley 1969 for
further discussion.
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distinct, nevertheless contributes to the unity of the whole.”48 Notice how
Spinoza, Royce, and Bosanquet all explicitly speak of members of the
system.
The idea of the cosmos as an integrated system is incompatible with
Existence Monism. For Existence Monism denies that there is anything other
than the cosmos. Hence it denies that there are any things to be integrated
into the cosmos. Thus any historical monist who claims that the cosmos is
an integrated system is committed to the existence of the parts, as what are
integrated in the whole. As Taylor summarizes:
The world for knowledge must . . . be an orderly whole or system . . . . Therefore it must certainly be one; it cannot be a medley of independent elements which somehow luckily happen to form a coherent collection. But
again, because it is a system, it cannot be a mere unit; it must be the expression of a single principle in and through a multiplicity of terms or constituents. (Taylor 1961, 94–95; compare Ewing 1934, 87)
But the idea of the cosmos as an integrated system is a perfect it for Priority Monism. For the idea is that the individual parts are fragments that are
dependent on their integration with each other into a common whole. As
Joachim—in the course of interpreting Spinoza—expresses the idea:
A single “extended” thing—a particular body e.g.—is inite and dependent; a fragment torn from its context, in which alone it has its being and
signiicance. Neither in its existence nor in its nature has it any independence. It owes its existence to an indeinite chain of causes, each of which is
itself a inite body and the effect of another inite body; it owes its nature to
its place in the whole system of bodies which together constitute the corporeal universe. ( Joachim 1901, 23; see Schaffer forthcoming)
I have so far explained why three main threads of the monistic tradition it with Priority Monism but not with Existence Monism. I would add that
many of the historical monists directly deny Existence Monism. For instance,
Bosanquet (1911, 260) explicitly acknowledges “subordinate individuals”
and is concerned only to deny that a part can be “in the full sense a substance” (1911, 253). Perhaps most memorably, Alexander (1950, 347) concludes the irst volume of Space, Time, and Deity with the words: “[The parts]
48. Thus Blanshard (1973, 145) approvingly describes Bosanquet’s thesis in Principle of
Individuality and Value as: “the world is a single individual whose parts are connected with
each other by a necessity so intimate and so organic that the nature of the part depended
on its place in the Absolute.” Blanshard (1939, 516) himself defends the view that “the universe of existing things is a system in which all things are related internally.”
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JONATHAN SCHAFFER
are not the whole reality but they are real in themselves . . . . The One is the
system of the Many in which they are conserved not the vortex in which
they are engulfed.”
I would further add that most historical pluralists have taken themselves to be involved in a debate over what grounds what. Thus Leibniz
(1989, 85) maintains that the whole exists in virtue of its parts: “Every being
derives its reality only from the reality of those beings of which it is composed.”49 James (1977, 33) speaks of going “from parts to wholes,” claiming “beings may irst exist and feed so to speak on their own existence, and
then secondarily become known to each other.” And McTaggart (1988,
271) expresses his commitment to pluralism as follows:
If it is asked which aspect is more fundamental, the answer must be that
pluralism is the more fundamental, because . . . the primary parts, which
are a plurality, have this position of unique signiicance. It expresses the
relations of the universe and the primary parts more appropriately—so far
as we can determine those relations a priori—to say that the universe is composed of the primary parts than to say that it is manifested in them. And this
leaves the balance on the side of pluralism.
Indeed, even Russell (2003, 92)—though sometimes guilty of misreading
monists as existence monists—puts his own positive doctrine in terms of
dependence: “The existence of the complex depends on the existence of
the simple, and not vice versa.” The pluralist no more need deny the existence of the one whole, than the monist need deny the existence of the
many parts.50
This concludes my case for the priority reading. I have argued that
the priority reading is more charitable and provides a better textual it.
But perhaps closer readings of the relevant texts will reveal that both Priority and Existence Monism are interwoven into the monistic tradition.51 If
so, then I would suggest that Priority Monism is the strand of the monistic
tradition worth reviving. Or perhaps closer readings will reveal that the
49. Leibniz’s monads are ideal entities that transcend space. So his view is strictly neutral on the priority of the whole to its parts within the cosmos. On this issue Leibniz actually
sides with Monism: “In the continuum, the whole is prior to its parts” (quoted in Levey 1998,
§3).
50. Indeed, James (1975, 66) ridicules just this sort of confusion coming from monists,
in the era when monism was ascendant: “It is an odd fact that many monists consider a
great victory scored for their side when pluralists say ‘the universe is many’. ‘The Universe!’
they chuckle—‘his speech betrayeth him. He stands confessed of monism out of his own
mouth’.”
51. I would consider Parmenides (see Owen 1960) and Melissus (see Sedley 1999) to
be existence monists, and Horgan and Potrč (2000, 2007) are certainly existence monists.
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traditional monists—despite the passages I have cited—have all been existence monists after all. If so, I would still recommend the question of
fundamental mereology as an intrinsically interesting question in its own
right, albeit one with less historical depth.
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