Journal of Management Studies 42:6 September 2005
0022-2380
The Fallacy of Misplaced Leadership*
Martin Wood
University of York
The leadership literature typically talks about the discrete individuality of
its subject and particularly the personal qualities and capabilities of a few key people
occupying top positions in a hierarchy. Current leadership research now has begun
to generate new knowledge about leadership practice in relations of interpersonal
exchange. Nevertheless, there is an urgent need for the ramifications of this insight to
be more sufficiently developed. The current discussion explores how a perspective of
process studies challenges the dominance of the field by individual social actors and
discrete schemes of relations. Its aims are twofold. First, it will show how both of
these latter epistemologies are lacking and suggest that current leadership research and
development activities must rise to the ontological challenge of processes rather than
things. Second, it looks at some methodological implications of this way of thinking as
a productive incitement to future management studies.
INTRODUCTION
What leadership is has been an enigma of social democracy since the classical
philosopher-kings of Plato. It also remains a perennial issue in management
studies, with significant debate concerning the problem of understanding the
nature and role of leadership. Are leaders (extraordinarily) necessary? Do leaders
pull their followers or do those behind push them? Or, are our theories of leadership too static and individualistic (see, for example, Gemmill and Oakley, 1992;
Grint, 1997; Hosking, 1988)?
Early approaches treated the individual personality traits of key people as critical – the so-called ‘great man’ or ‘qualities’ approach – (Stogdill, 1950). However,
Stogdill concluded leadership could not be pinned down through the isolation of
a set of traits. This led to a twofold focus on styles and acquirable skills rather than
Address for reprints: Martin Wood, Senior Lecturer in Social Theory and Organisation, Department
of Management Studies, Sally Baldwin Buildings, University of York, Heslington, York YO10 5DD,
UK (
[email protected]).
© Blackwell Publishing Ltd 2005. Published by Blackwell Publishing, 9600 Garsington Road, Oxford, OX4 2DQ ,
UK and 350 Main Street, Malden, MA 02148, USA.
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inherited qualities. Contingency models allocate significance to the personality
characteristics of the individual leader and the context of the environment, believing both determine the kind of leadership behaviour required (Fiedler, 1967). Similarly, transactional models define a good leader as someone who integrates getting
the job done with concern for those actually doing the work (Blake and Mouton,
1964).
Modern leadership research extends this focus on the transactions between
leaders and followers. Situational analyses allow the individual leader a degree of
flexibility in generating a repertoire of styles (Hersey and Blanchard, 1977). Hersey
and Blanchard’s (1977) model centres on the contingency of follower maturity as
an indicator of necessary style from directing to supporting and delegating. Unfortunately, the theory and data remain ambiguous and equivocal (Pfeffer, 1977) and
raise doubts as to whether thinking of leadership as the personal causation of individual social actors is very helpful. For example, are leaders able to alter their style
to suit the situation? Are assumptions about the significance of maturity allocated
to the individual follower objectively or subjectively measured? If they are subjective, whose view is taken (Rickards, 1999)? In a study of political leadership in
liberal democracies, Elgie (1995) suggests leadership style does make a difference.
Nevertheless, successful leadership is exercised within a context of macro social
and institutional structures, whose norms and rules govern individual leader
behaviour. Heifetz (1994) anticipates this problem, arguing the critical issue is
whether people have the ability, motivation and perhaps the freedom to intervene
in those situations requiring ‘adaptive’ responses (i.e. leadership). Furthermore, the
shift in emphasis over recent years, from planned goals to visions, from communication to trust, from traits to self awareness and from contingency to effective
presentation, distinguishes between economically driven models of transactionalleadership and the transformational, and sometimes transcendent, appearance of
leaders (Bass, 1985). Such individuals ‘move followers to go beyond their self-interests to concerns for their group or organization’ (Bass and Avolio, 1997, p. 202).
Transformational leadership may simply mark a ‘sanitized’ return to neo-traitism
(Rickards, 1999), however, elevating those qualities filling followers with longing
and desire and so ultimately represent a blatant retreat to the ‘discredited heroics’
of stand alone leaders (Gronn, 2002, p. 426).
A problem with such ‘individualistic’ approaches is the psychological origin of
much of the theory and data. An assumption is that leaders have certain ‘essential’ qualities and capabilities that can be identified, measured and developed. This
literature imagines leadership is best studied by assigning its ‘appearance’ to a few
key people. It presupposes only certain individuals can be leaders, only certain
leaders are appropriate for certain contingencies, or only certain individuals have
sufficient flexibility in their leadership styles to match the needs of a number of
different situations. Furthermore, this viewpoint represents the dominant and
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jects (Hosking, 1988; Smircich and Morgan, 1982). It is leaders who impress
others; inspire people; push through transformations; get the job done; have compelling, even gripping, visions; stir enthusiasm; and have personal magnetism
(Maccoby, 2000). Thus, leaders are seen as Prime Movers rather than as emergent
phenomena within leaderful situations. Such identity-locating attributes turn out
to be more prescriptive than descriptive, however. Managers may well need to do
these things, but simply doing them does not privilege them as ‘leader’ nor as
someone who can be the cause of ‘leadership’. Such prescriptions simplify and
may not be the most appropriate units of analysis within new and ‘virtual’ modes
of organizing, whose speed, simultaneity and interconnectivity are now forcing a
new kind of encounter with the phenomenon of leadership.
Inspired by the process studies of the British mathematical physicist and philosopher Alfred North Whitehead (1967a, 1967b, 1978), as well as those of his contemporary Henri Bergson (1921, 1974, 1983, 1991, 1999), the current discussion
engages with our excessive preoccupation with the psychological approach to leadership. It starts with the conjecture that leadership is best understood as a process
rather than a property or thing. Our construal of leadership does not reveal some
combinatory series of clear and distinct elements (for example, leaders and followers) ‘each one, being, included in itself and including only itself ’ (Deleuze,
1993, p. 44). Looked at from the perspective of process each individual element
can be seen to permeate and melt into one another without dissolving into independent parts. Whitehead (1967a) similarly points to the qualities of an enduring
individual part already pervading the constitution of those parts succeeding it. In
other words, the actual character of leadership extends into a portion of another
as a relation or continuity of flow rather than a solid state.
The current discussion explores this claim before mounting a challenge to the
hegemony of more omniscient leadership models. At this stage the discussion is
meant to be suggestive rather than conclusive. Its limited aim is to make a
plausible case for process thought in management studies in the belief that this can
help rigorously explain both the phenomenon of leadership and for the purpose of
imaginatively explicating contemporary organizational problems – complex interpersonal relations, change management, or internationalization, for example.
PROCESS STUDIES
Process metaphysics is a distinctive sector of philosophical tradition. Its basic doctrine opposes the commonplace Western metaphysic that the nature of reality is
‘here, now, immediate, and discrete’ (Whitehead, 1967b, p. 180). By contrast,
process metaphysics is committed to the fundamentally processual nature of the
real and the terms of reference in which this reality is to be explained and understood. It stresses inter-relatedness and holds ‘that processes rather than things best
represent the phenomenon that we encounter in the natural world about us’
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(Rescher, 1996, p. 2). The guiding idea is that ‘process is the concrete reality of
things’ (Griffin, 1986, p. 6; original emphasis). In general, process studies seek to
emphasize emergence and becoming rather than sheer existence or being (Chia,
1996). They rest on the premise of openness in the progress of human experience
and civilization. Life and society are conceived as a process of creative advance in
which many past events are integrated in the events of the present, and in turn
are taken up by future events – just as people living in Europe are affected by particles released from Chernobyl, so too do business practices in Japan affect the
global community.
The ‘interconnectedness’ (Whitehead, 1967b, p. 227) and the ‘mutual penetration’ (Bergson, 1921, p. 101) of these physical, social and economic processes often
seem ineffable and mysterious. Because of this our theories of movement and
endurance unwittingly reconstruct experience into concrete ‘things’, each one of
which touches ‘without penetrating one another’ (Bergson, 1921, p. 101); in a
word, we take a number of abstract states, which we set ‘side by side in such a
way as to perceive them simultaneously, no longer in one another, but alongside
one another’ (Bergson, 1921, p. 101). The key insight of process studies, however,
is how the reality of something existing ‘concretely in itself without transition’
(Whitehead, 1967a, p. 49) is a matter of abstractive thinking and not a property of
the underlying thing itself. Concrete things – for example, leaders, followers, and
organizations – are surface effects. They are simple appearances we employ to give
substantiality to our experience, but under whose supposed ‘naturalness’ the fundamentally processual nature of the real is neglected.
This unwitting intellectual strategy continues to inform management studies.
We may be thinking of business gurus, policy makers, political leaders, spiritual
teachers, fashion icons, pop idols, and sporting heroes, but in all these senses an
individual social actor is a prerequisite for ‘leadership’. Our abstract habits distinguish an individual actor from everything they are not, as being one thing but
not another – a self-identical ‘It’, that is clear and distinct. In doing so we tend to
disregard the significance of the internal heterogeneity, or ‘milieu’ (Deleuze, 1994,
p. 211) of an individual, even though they cannot be distinguished or isolated from
it. When we establish the personal identity of leaders, for example, we often do
so in relation to a set of distinguishing qualities. Such normative qualities can fill
followers with longing, desire, and envy, which in turn require regulation, control,
denial, exclusion, or, alternatively, sublimation and catharsis. By focusing on the
individual leader as the omniscient character of those qualities, however, we might
be colluding in extant power relations. For Whitehead (1967a, p. 51), this individualistic way of thinking is an example of the error of mistaking our abstract
conceptualizations for the concrete things themselves: the fallacy of misplaced concreteness. To overcome this, it is necessary to explore and question the conventional
view that an individual social actor’s ‘identity’ can obtain in a secure and concrete
sense, without any reference to past, present and future events. Whitehead attempts
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to do this by deliberately reframing the individual social actor as ‘a mode of attention’, one that only provides ‘the extreme of selective emphasis’ (Whitehead,
1967b, p. 270).
The critical issue in process studies, therefore, is not the actual qualities of an
individual social actor, but how such an actor ‘condenses within itself . . . a multitude of social dimensions and meanings’ (Cooper, 1983, p. 204). Looked at this
way, leadership is not located in ‘the autonomous, self-determining individual with
a secure unitary identity [at] the centre of the social universe’ (Alvesson and Deetz,
2000, p. 98). On the contrary, the emergence of leadership is more properly
described as a ‘systematic complex of mutual relatedness’ (Whitehead, 1967a, p.
161), one in which our conceptual interpretations are always ‘an incompletion in
the process of production’ (Whitehead, 1978, p. 327). Leadership is found neither
in one person or another, nor can it be simply located between several people. Instead
it is ‘the point of difference’ (Cooper, 1983, p. 204) at which each turns around
the other. In this sense, leadership is already a ‘complete’ relation, where the relation is the thing itself and each part necessarily refers to another, but without ‘completion’ in a straightforward way. Leadership cannot be reduced to an individual
social actor or to discrete relations among social actors. Rather, it is the unlocalizable ‘in’ of the ‘between’ of each, a freely interpenetrating process, whose ‘identity’ is consistently self-differing.
THE MISPLACING OF LEADERSHIP
We have seen how the affirmation ‘leaders make things happen’ is an obvious and
rarely questioned way of thinking. Indeed, it is inherent in management studies
to consider ‘the leader as consistent essence, a centred subject with a particular
orientation’ (Alvesson and Sveningsson, 2003, p. 961). This individualistic way of
thinking is now widespread. Consider the BBC’s recent searches for the Greatest
Briton (2002) and the Greatest American (BBC, 2003), or, more seriously, in the events
following the September 11 attacks, the tendency of the West to look toward key
figures to exercise ‘leadership’ and to entrust individual commanders-in-chief with
the power to go to war. Consider also the 2004 US presidential campaign in which
the electorate are urged to pick candidates as much on personality as on key issues.
For example, candidates whose backgrounds and qualifications for office are not
well known tend to use biographical advertisements to present the most favourable
versions of their life stories – John Kerry volunteered to serve in Vietnam where
his ‘leadership, courage, and sacrifice earned him a Silver Star, a Bronze Star with
Combat V, and three Purple Hearts’ (Kerry-Edwards, 2004) – or else the words,
or image, of a candidate are used against them to show that the candidate cannot
be believed, or has broken a promise: ‘There’s what Kerry says and then there’s
what Kerry does’ (Bush-Cheney, 2004), or to show that the candidate is in touch
with the concerns and feelings of ‘real people’ – or that the opponent is not: ‘The
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America that George Bush has created is one with fewer jobs, increasing health
costs and more obstacles to achieving the American dream’ (Kerry-Edwards,
2004).
It is the same with charismatic, effective, visionary and transformational leadership. These beliefs in leadership often attribute power to individual social actors
and it is they whom cause events (Gemmill and Oakley, 1992). UK management
consultants Goffee and Jones (2000, p. 64) characterize an inspirational leader as
needing ‘vision, energy, authority, and strategic direction’ so as to ‘engage people
and rouse their commitment to company goals’ (Goffee and Jones, 2000, p. 63).
Moreover, those who are led often find the responsibility a leader assumes for
visioning and strategic direction to be important and comforting (Bolman and
Deal, 1994). People look to a leader to frame and concretize their reality (Smircich and Morgan, 1982). What gets to count as real, however, is often a consequence of incipient power. For example, leaders may seek to extend managerial
control in the name of practical autonomy through a project of strengthening or
changing an organization’s culture. They might try to promote quality, flexibility
and/or responsiveness improvement by ensuring subordinate commitment to an
instrumental structure of feeling and thought (Willmott, 1993).
The misleading conviction lying behind each of these projects is the existence
of an order of ‘completed’ things through which the individual leaders of our
experience are apprehended (Whitehead, 1967a, p. 27). But the leader ‘is always
social first and only mistakenly claims the personal self as the origin of experience’ (Alvesson and Deetz, 2000, p. 97). We conceive certain qualities or characteristics of ‘leaders’; there is something about them we note. We then find
somebody who possesses these qualities or characteristics and it is through them
we apprehend the individual person. In other words, the individual social actor is
the material of which we predicate the qualities and characteristics. A number of
interconnected issues and key questions can be introduced to debate our ascription of leadership to individual social actors (Pfeffer, 1977). For example: How,
precisely, are these key individuals identified? What if their exemplary conduct
and attitudes turn out to be important symbols representing the choice of a social
collectivity? Might this lead to the selection of only those individuals who match
the socially constructed image? Does this suggest the primacy of social relations
above individual behaviour? If we want to determine whether a leader is charismatic, for example, we might ask in what sense is their charisma a personal quality?
Apart from other people would the leader be charismatic? Logically a leader
cannot be charismatic in a vacuum. In other words, charisma, effectiveness, vision,
and transformation only appear as personal qualities because we have mistaken
our abstraction of them for concrete reality. What is at stake, in all of these issues
and questions, is our identification of/with ‘the leader’ but, as we have already
pointed out, this abstraction is a purposive emanation from the ‘indeterminate
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ultimate reality’ (Griffin, 1986, p. 136) and not a property of the underlying
thing itself.
Gilbert Simondon (1992) continues this line of thought in his essay Genesis of the
Individual. For Simondon, what is required is a complete change in mental habit,
one in which the process of individuation is considered instead of a misplaced
focus on extant social actors. As he puts it: ‘. . . to grasp firmly the nature of individuation, we must consider the being not as a substance, or matter, or form, but
as a tautly extended and supersaturated system’ (Simondon, 1992, p. 301).
According to Simondon, the problem of individuation continues to be formulated either in ‘substantialist’ terms of the completed individual or the ‘hylomorphic’ operation of completion. The first view expresses a complete
determinateness of the individual. In this it looks a lot like management studies,
which treats the substantial appearance of leaders as unproblematic and sees the
process of their individuation ‘as something to be explained, rather than as something in which the explanation is to be found’ (Simondon, 1992, p. 299). These
normative strategies ‘aim toward achieving a presence of person qua the ideal of
the classical subject’ (Day, 1998, p. 96). Each presumes ‘leadership is all about the
person at the top of the hierarchy’ (Barker, 2001, p. 471), or else provides examples of a ‘first among equals’ (Gronn, 2002, p. 430), bypassing the constitutive
processes through which such figures are created. The second view does not presuppose any absolutely distinct individuality, but does assume a teleological matterform relation putting the principle into effect. Terms such as ‘charismatic
leadership’ (Conger and Kanungo, 1998), ‘servant leadership’ (Greenleaf, 1977,
1998), ‘intelligent leadership’ (Hooper and Potter, 2000) and ‘transformational
leadership’ (Bass, 1985), all call to mind the clear idea of a relation between things.
Here, the finite circumstances in one term provide a model for the other to aspire
to. In the above examples, ‘charisma’, ‘service’, ‘intelligence’, and ‘transformation’,
are all preconceived conditions or functions anticipating realization in present
leadership behaviour.
The origin of individuality, therefore, is thought to be either an idealized social
actor exercising influence on external circumstances, or a discrete relation capable
of reconciling singular terms. Either way, the process of individuation is not
thought to be capable of supplying the principle itself. In both cases, Simondon
(1992) argues, the tendency is to understand the problem of individuation retrospectively from the principle of things completed (the end of a process), rather
than from the perspective of the process of individuation, in which their correlation is an already complete relation (process itself). It is this point management
studies often misses. It typically places the individual social actor at the centre of
its accounts and thereby forgets this individual is already a synthesis of differences,
not linked through some principle of identity, but through irreducibly heterogeneous processes, which surround and suffuce it.
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PROCESS AS ONTOLOGY AND EPISTEMOLOGY
Contemporary leadership research has now begun to pay attention to leadership
as a process of individuation, rather than as an individual social actor (see, for
example, Barker, 2001; Gemmill and Oakley, 1992; Gronn, 2002; Hosking, 1988;
Yukl, 1999). Such approaches variously define leadership as ‘a process of transformative change’ (Barker, 2001, p. 491), or a created socio-cultural ‘myth’ to ward
off feelings of uncertainty, ambivalence, and instability (Gemmill and Oakley,
1992). Hosking (1988) points to leadership as a skilful process of reality constructions and shifting influence and Yukl (1999, p. 292) emphasizes how this process
is shared, thereby ‘enhancing the collective and individual capacity of people to
accomplish their work roles effectively’. Gronn’s (2002) dissatisfaction with individualism leads him to suggest distributed leadership as a technical solution to the
idealized figure of the leader as a creating and influencing subject, set apart from
social relations. He defines leadership as relations of ‘reciprocal influence’: AÆB
and BÆA and sees distributed leadership as a ‘concertive action’ extending the
existing unit of analysis to include leadership as joint action, rather than simply
aggregated or individual acts.
Pettigrew (1997), operating in the allied fields of strategy and organizational
change, expresses a closely related point. He perceptively argues that process is ‘a
sequence of individual and collective events, actions and activities unfolding over
time in context’ (p. 338). On his view, process is epistemology we can put to work in
explaining strategy and organizational change and ‘catch this reality in flight’, so
to speak (Pettigrew, 1997, p. 338). Nevertheless, this outlook maintains an extant
matter-form relation and importantly fails to recognize the fundamentally processual nature of the real (cf. Chia, 1996, pp. 195–204; Chia, 1999; Tsoukas and
Chia, 2002). It also contrasts sharply with the thesis offered by Whitehead, for
whom process is specifically of ontological concern.
From a process-as-ontology perspective, Pettigrew’s (1997) contribution does not
in itself overturn the commonsense recognition of process as something to be
entered into, as an external relation between individual social actors, whose individuality can exist without the relation. In other words, rather than recognizing
reality ‘in flight’, his process-as-epistemology attends only to those aspects of
concrete experience that lie within some discrete scheme of relations. Pettigrew
sees process as bounded by human agency and employed as a mode of attention or
critical factor in fixing individuals, events, actions and activities in space. As such,
he does not provide a pervasive account of the processual nature of the real in time.
Each of these contributions has considerable merit in helping us to rethink our
epistemological commitments. Nevertheless, the ramifications of their insights will
be more sufficiently developed ‘only if their calls for a greater attention to process
lead to a consistent reversal of the ontological priority’ (Tsoukas and Chia, 2002,
p. 570). Two useful problematizations of the epistemological focus on process in
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management studies have been Hosking’s work in a relational perspective (see, for
example, Brown and Hosking, 1986; Dachler and Hosking, 1995; Hosking, 1988,
2001; Hosking and Morley, 1991) and Barker’s (2001) definition of leadership as
a process of transformative change. Hosking uses the terms ‘processes’ and ‘relations’ in order to point out the ongoing connections that construct social realities.
Here, her concern is with asking how relational processes are involved in the development of leadership. This relational perspective strongly resembles a ‘moderate’
social constructionist philosophy (Burningham and Cooper, 1999) and expresses a
closely related line of argument to Berger and Luckmann’s (1966) original thesis
of reality construction. However, Hosking does not start with the presumption of
discrete relations between singular terms (for example, AÆB and BÆA) and,
therefore, has to find some other way to speak of what is related to what. By refusing to reproduce certain taken-for-granteds about what can be known about
processes and relations, Hosking leaves their nature open to conjecture, and so
begins to explore ontology.
Barker (2001) also attempts to provide important metaphysical support for this
endeavour. He too believes the problem of studying leadership as stabilized forms
of various unpredictable social processes lies in the, perhaps inevitable, tendency
to separate leaders from ‘the complex and continuous relationships of people and
institutions’ (Barker, 2001, p. 483). He too argues the error is in assuming that the
personal causation of an individual social actor can explain the complex and continuous ‘nature of leadership’. Leadership, he claims, ‘is precisely the complex and
continuous relationships of people and institutions’ and these ‘must be the foci of
the explanation of leadership’ (Barker, 2001, p. 483). Barker endorses Pfeffer’s
(1977) earlier argument, believing leadership to be a ‘direct, phenomenological
experience’ (Barker, 2001, p. 483). Leadership is a ‘dissipative system . . . continually renewing itself within a dynamic context’ (Barker, 2001, p. 487). Whatever we
experience as leadership is itself transforming as a part of the system; the macrosystem continually changes as a part of the transformation.
It is this ontological, rather than epistemological, character of transformation
and relatedness we can invoke to appreciate leadership as process. Appropriating
Cooper’s (1998, p. 171) terminology, the process of leadership is ‘always momentary, tentative and transient . . . [it] occurs in that imperceptible moment between
the known and the unknown’. Instead of approaching leadership simply as the
has/has not qualities and capabilities of individual social actors – whose conduct
may be termed ‘leaderful’ by their conformation to the perfection of some hoped
for ideal, or else by reason of some fortunate spontaneity within a situation – it is
the relation itself, the both/and sharing or ‘vacillating interaction’ (Cooper, 1987)
of subjective form and advantageous circumstance that should be our logical
subject.
As we have already seen, the advantage of confining our attention to self-identical figures is we confine our thoughts to clear-cut definite things with clear-cut
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definite relations. Nothing in our experience, however, actually possesses the character of simple location. To so confine our experience is an example of the fallacy
of misplaced concreteness, to which Whitehead (1967a) refers. Such a mechanistic view presupposes ‘the ultimate fact of a brute matter, or material, spread
throughout space . . . following a fixed routine imposed by external relations which
do not spring from the nature of its being’ (Whitehead, 1967a, p. 17). It has the
disadvantage, however, of neglecting events and functions important to our experience. The result is a ‘one-eyed reason, deficient in its vision of depth’ (Whitehead, 1967a, p. 59), and which, once again, does not re-establish the continuity of
leadership as process.
So, whilst we may not be able to think without the selective pressures eliciting
clear-cut definite things, we ought to be more critical of our basic distinctions and
divisions. Our conception of leadership is only a fleeting glimpse of a qualitative
movement of difference that has a certain ‘internal resonance requiring permanent communication’ (Simondon, 1992, p. 305). If we want to trace this internal
qualitative movement we must start to investigate the question of individuation
itself. Here, our concern is with revaluing an individual social actor’s constitutive
milieu in all its variety. This will require us to rethink our ontological priorities.
AN EMANATION OF THE EXCLUDED MIDDLE
The principle of the excluded middle is an example of classical Aristotelian logic.
It has a marked bias toward things and substances, which it conceives as either
having or not having a certain definiteness of being, a natural existence that is subject
to a law of all or nothing – i.e. A is either B or not B – (Andrews, 1996). In the
current discussion, this amounts to some positive quality or substantial character
of an individual social actor in opposition to a lacking other. The principle of the
excluded middle also suggests the concept of ‘exclusion’: to shut out; to hinder
from entrance or admission; to debar from participation or enjoyment; to deprive
of; to except, etc, which appears to rule out the possibility of a middle ground
between is/is not and either/or axioms, as a third state, or mediating position.
Hegel’s dialectical synthesis offers a partial solution to this problem. For Hegel,
once the individual social actor is no longer treated as a thing-in-itself, it ceases to
have any positive quality or essence. Any subsequent quality is marked only in the
process of negating its nothingness. To continue to be definite a figure must actively
engage with (negate) what it is not. For example, A is not B and B is not A. This
negative reciprocation enables Hegel to declare all differences can be mediated in
an Identity of identity and opposition: there can be no identity prior to its relation to others – which is both negative and oppositional (Widder, 2002). Without
this opposition ‘being will fade into nothingness’ (Hardt, 1993, pp. 3–4). Logically,
however, it also consolidates the place of the opposite and identifies it – the ‘not
B’ is itself an identity. Thus Hegel’s dialectical movement continues to rely on an
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identity-politics, in which each empirical figure ‘through its own nature relates itself
to the other’ (Hegel, quoted in Houlgate, 1999, p. 99). The dual nature of this
relationship means that identity (self ) and difference (other) are reconciled and so
his displacement of quality or essence is only partial.
From a process-as-ontology perspective the reciprocal movement of negation is a
misleading notion of difference. Hegel’s ‘dialectic of negation . . . fails to grasp the
concreteness and specificity of real being’ (Hardt, 1993, p. 4). The necessary
quality of leadership we can outline here is positive difference, ‘a positive internal
movement’ (Hardt, 1993, p. 14). This necessary quality is not definite individuality per se, but rather ‘an undefined number of potential individualities’ (Bergson,
1983, p. 261; original emphasis). According to Bergson (1983, p. 230) our mistake
‘is due to the fact that the “vital” order, which is essentially creation, is manifested
to us less in its essence than in some of its accidents . . . like it, they present to us
repetitions that make generalization possible’. However, as Bergson (1983, pp.
230–1) continues: ‘There is no doubt that life as a whole is an evolution, that is
an unceasing transformation’. In other words, it is continuity that defines the composition of the real. Its ‘accidents’, by contrast, are simply a juxtaposition of points
‘imitating’ this vital order.
As such, we might consider the hitherto excluded middle as a kind of undefined
order, one that exceeds the logic defining either the singular terms A (for example,
the designated leader), or B (for example, the followers), or, for that matter, the
dialectical synthesis reconciling one and the other. In other words, A is neither B
nor not-B (Widder, 2002). The ontological status of the excluded middle, its
‘essence’, is an open field of movement in which leadership is recognized as part
and parcel of the vital process of continuity and not simply the juxtaposition of
leaders and followers, ‘which are only arrests of our attention’ (Bergson, 1983, p.
343). Understanding leadership thus, we ought to take seriously the undefined
middle sweeping singular terms away (Deleuze and Guattari, 1987). This emanation of leadership is not directed toward distinguishing a state but rather toward
the identification of an essential movement, in which what endures is undefined:
the being-itself of difference, and not the definiteness of identity. The idea of
simple, objective location has gone and the relation as a thing itself is brought to
the fore.
If we are to reframe our understanding of leadership significantly we must go
beyond both Aristotelian ideas of positive and pure identity and Hegel’s identity
of opposites. The nature of leadership must be seen as a creative process, one
which exceeds the logic of identity and opposition and within which individual
social actors are only syntactical conveniences; ‘technologies of representation
convert[ing] the inaccessible, unknown and private into the accessible, known and
public’ (Cooper, 1992, p. 267). Leadership is not located in A where it is apparent
(i.e. the designated leader), nor is it simply at B from where it is being recognized
(i.e. in the ‘mind’ of followers). Neither is it a series of discrete relationships between
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A and B (AÆB and BÆA). It is, rather, the undefined middle, the in of the between
(A´B), where both A and B are ‘inseparable moments’ (Deleuze, 1983), each necessarily referring back to the other.
We are not used to this way of thinking, however. When we conceive of leadership, we do so ‘only through a mist of affective states’ (Bergson, 1983, p. 231),
which we then try to combine to produce our knowledge. Because indefiniteness
is traditionally thought as an absence and because, as Bergson (1974, p. 141)
observes, ‘we have an eye to practice’, we always look for an immediate and complete solidification. Hence, for example, when The Economist (2003, p. 4) talks of a
‘gap between expectations and reality’ and ‘a “crisis of confidence” in corporate
leadership’, it means the perception of an absence of satisfaction and an apparent
lack of certainty – we look for definiteness but find indefiniteness. We always
express indefiniteness as a function of definiteness; an absence of definiteness,
rather than as itself: ‘it is indefinite’. This, Bergson (1983) reasons, is because indefiniteness is assumed to have no ‘It’. The assumption is there is something – ‘some
things’ – in definiteness, but indefiniteness is empty, it is an absence of things; it
contains ‘no things’. So, Bergson (1983, p. 334) concludes, the mind ‘swings too
and fro, unable to rest’ between two, irreducible kinds of order – definiteness/
indefiniteness and presence/absence. We tend to affirm the first and shut our eyes
to the second. It does not occur to us to detach ourselves from the partial expression and attend to the complete notion of in/definiteness in order to grasp this
irreducibility – everything is double without being two (Deleuze, 1994). It is rather
like the frame of a painting, which, although separating itself not only from the
body proper of the work, but also from the wall on which the painting is hung,
simultaneously connects one to the other (Derrida, 1987).
PROCESSES OF BECOMING
The foregoing enables an awareness of the being of becoming, within whose internal relations a concretization or occurrence appears and disappears before our
eyes. What a pity received thinking on leadership has a tendency to assume concretization within an individual social actor means ‘undifferentiated sameness’
(Whitehead, 1967a, p. 133) – a definite individuality, which is, however precariously, a natural thing-in-itself, enduring here in space. But what if endurance does
indicate an indefinite pattern of inter-relatedness rather than a definite identity?
A tune, as distinct from a succession of detached notes, is an example of such an
indefinite pattern. The individual notes make only limited sense on their own, but
can make a great deal of difference when referred beyond themselves to the particular tune – even middle ‘C’ is importantly relational in this respect. We do not
hear the ‘C’ simply by segregating it from the endless complex of audible notes
that are ‘not C’. We hear it as a continuous flow from the ‘E’ played a moment
before: the qualities of ‘E’ pervade the constitution of the ‘C’ that succeeds it.
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Thus, the notes do not exist in discrete juxtaposition; rather they intermingle and
penetrate one another.
This displacement of individuality and simple location relates to leadership in
the sense of those who are aware of themselves as centred ‘inside’ an insulated
container – free from the contamination of the threatening ‘other’ which is located
on the ‘outside’ – miss the subtle relations ‘in’ the ‘between’ of things. They are
captured by an illusion generated by the mechanisms of ‘ego protection’ (Battersby,
1998, p. 52), safeguarding them from examination as reifications of individuating
processes. These private predicates of experience no longer have to be thought as
the definite individuality of strictly segregated elements, however, but as a middle,
as always in the middle, virtually and paradoxically. The middle is an ‘alterindividuality’ that cannot anchor the place of an individuality defined against it.
Bergson’s starting point, therefore, like Whitehead’s, is ontological. He focuses on
the emergence of enduring patterns having to be seized from the original flow of
process. Patterns enjoy no individuality of content, being more properly conceived
as ‘succession without distinction’ (Bergson, 1921, p. 100). Bergson describes a
complex relationship involving a living interpenetration connecting all ‘things’ at
all places and times and which ‘adopts the very life of things’ (Bergson, 1999, p.
53). Our experience of reality manifests itself as a continual change of form, where
‘form is only a snapshot view of transition’ (Bergson, 1983, p. 302).
Notwithstanding this, it would be a mistake to say there is no possibility of succession without distinction. For example, despite the linear word-space structure
of phonetic writing there can hardly be a text written in which there is not some
vestige of the time and labour of its writing (Derrida, 1978), or else some personal
mark left by its author. This time and labour and these personal marks put thoughts
and words, as well as readers and authors like you and I, into an irreducible relation, one with the other, in a way that implies we are both immanent within a
primary process. Moreover, there is an additional sense in which a text is also a
difference in-itself. The moment a text is written there is evidence of a selection
and, therefore, of organization and this organization already implicates some
previous disorganization. In other words a text’s definiteness is always in dynamic
relation with an indefiniteness preceding it. Furthermore, whilst Bergson (1983)
himself admits representational writing is inescapable, we can choose to write in
one of two ways: first, to represent states, or, second, to represent a concern for
relations, processes, and differences. In general, Bergson argues, we too easily write
to represent states rather than movement. Certainly, the tendency to abstract and
represent has practical utility: breaking movement up into things allows us to act,
but we can seek to do this from within the moving reality. Bergson advocates
writing in verbs as this calls up the ‘inner work’ of movement rather than ‘ready
prepared’ states (Bergson, 1983, p. 11; cf. Bohm, 1980). Derrida (1978, p. 219)
similarly suggests writing ‘theoretical fictions’ within which there can be ‘no sovereign solitude of the author’ (p. 226). Both views chime with Whitehead (1978,
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p. 182), for whom ‘imaginative writing’ opens the world to our senses, precipitating endless feelings and thoughts and enabling us to bring our whole self to
reading.
The important point is we can still gain considerable leverage by affirming the
indefiniteness of leadership and not its definiteness as an object of nature, although
the shortfalls of intellectual abstraction can never be wholly avoided. The former
allows the possibility of supplementing the intellect with experience (Bergson,
1983). This is valuable because the intellectual perspective of definite being finds
it impossible to conceive ‘properly human experience’ (Bergson, 1991, p. 184). The
intellect ‘will always settle on ‘the conceptual forms . . . it is accustomed to see’
and, therefore, ‘will always neglect the part of novelty or of creation’ (Bergson,
1983, p. 270). By adopting the rhythm of its ‘relational essence’ (Whitehead, 1967a,
p. 160) we find it difficult to divorce leadership from any reference to a social
context or to some communistic processes. For example, the essence of leader ‘A’
is always undefined, fluxing, it always conjointly involves an ingression with and
not simply recognition by another: ‘B’. In this way the original being of leadership
is properly described as a ‘systematic complex of mutual relatedness’ (Whitehead,
1967a, p. 161). These processes are leadership. That is to say the becoming of leadership is affirmed as it’s being. Leadership is a becomingness in which the fixity of
ephemeral arrangements conversely comes and goes (Bergson, 1974).
Accordingly, we can treat all appearances as transient abstractions as a mode of
attention or symbolic fixing of this continuity of flow and not the apprehension
of the distinct figures themselves. Furthermore, we might begin to ask how we
might attend to the processes of creation laying behind the individual social actors
we value so highly. Reaching an understanding of process and becoming not only
requires a rethinking of ontological priorities, therefore, but also of our epistemological interests and methodological concerns.
IMPLICATIONS FOR STUDYING LEADERSHIP
Management studies typically attribute leadership processes to the personal causation of individual social actors. This is argued, increasingly, to be a conceptual
mistake. The alternative analytical focus on the discrete relations of collective or
distributed leadership, in which the relation remains external to the related things,
is only a partial and relative solution. It, too, is a conceptual mistake. From the
process-as-ontology perspective, real endurance is inter-relatedness, or difference
in-itself and not discrete identity or relations of identity and difference. Process
studies do not start with the hegemonic purity and certainty of individual ‘identity’. Nor do they proceed via the negative constitution of an ‘other’ against which
social actors can ‘identify’ themselves. Instead, they offer a third thesis that disturbs the dogmatism of identity and folds concern for identity-politics into a hitherto excluded middle, in which identity is relational, the difference of identity itself.
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Epistemological Development
The epistemological problem is not to seek to understand the private world of passions, intentions and influence of individual social actors, or the discrete operation of individuation, but rather to explore the values associated with the internal
movement of difference. Consider, for example, the appropriateness of the sentence ‘It is leadership’ (Bohm, 1980, p. 29). Adapting Bohm’s (1980) enquiry into
the subject-verb-object structure of language, we might ask: what is the ‘It’ doing
the leading? Following Bohm once more, wouldn’t it be more accurate to say
‘Leadership is going on’? Similarly, instead of saying ‘Leaders act on followers’,
we can say more appropriately, ‘leadership is going on within a subtle synthesis of
internal differences without mediation or relation to others’; an immanent relation making any bracketing of the abstractions customarily called ‘leaders’ and
‘followers’ difficult to sustain.
With this in mind, a particular leadership figure cannot be construed as a simple
element, present at hand, getting caught up in life. The figure does not ‘find itself ’
in relation to its ‘environment’, but rather the on-going ‘relation’ itself is an intrinsic feature of the figure’s being. Moreover, the figure comes to be spoken in terms
of a ‘non-localizable relation sweeping up . . . two distant or contiguous points,
carrying one into the proximity of the other’ (Deleuze and Guattari, 1987, p. 293).
The ‘essence’ of leadership is not the individual social actor but a relation of
almost imperceptible directions, movement and orientations, having neither beginning nor end.
The original work of the biologist Lynn Margulis (Margulis and Sagan, 1986)
on symbiogenesis provides a prime illustration of such perpetual movement. Evidence from the fossil record suggests evolution from the ‘primordial soup’ did not
occur by separate entities competing with one another in the struggle for life, but
rather through a cooperative life process. Life forms multiply and increase complexity in symbiosis with other forms, not just by killing them. The merging of
organisms into new collectives involves a gradual coming together leading to physical interdependence and a permanent sharing of cells and bodies. The direct
example Margulis and Sagan offer is of the intracellular organelle, the mitochondrion, whose DNA is incorporated into its mammalian successors and is now a
‘normal’ constituent of the latter’s cells, to the extent that it is hard to decide where
one starts and the other stops.
The phenomenon of symbiogenesis also accounts for the internal qualitative
relation of people, information systems, commercial markets and so on. New technologies restructure organizational and social environments so human beings are
no longer seen as separate from the rest of life. For example, the much vaunted
qualities and capabilities of individual social actors are increasingly constructed,
coordinated and consumed in ‘without walls’ organization. One impact of these
new and ‘virtual’ modes of organizing has been to blur familiar representations
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and simple location. Leaders are ‘ingested’ into self-managing teams and groups,
whose organizational working practices are constituted, renegotiated and extended
by advanced information and communication technologies such as e-mail and the
Internet (Brigham and Corbett, 1997). Thus, symbiogenesis enables an understanding of leadership similar to process studies. Both enable a conception of leadership as a cycling through of (de)formation and (de)stabilization. This concern
implies a widening of the prevalent research emphasis from its conventional insistence on the authoritative accounts of individual social actors, and toward an
understanding of their identification as temporary stabilizations drawn from an
internal movement of difference.
Methodological Considerations
A process approach to leadership is consistent with Nietzsche’s (1994) genealogical analysis as well as with ideas from critical management research, which emphasize leadership as a social field of activity (Alvesson, 1996; Alvesson and Deetz,
2000). A ‘process methodology’ applied to leadership brings three, interrelated
factors to the fore. First, leadership is always enmeshed in social practice rather
than in a clear-cut, definite figure. This focus brings the space of the stage or scene
to the centre of analysis and not the immediate individuality of a social actor who
can be simply located, or the discrete relations, which obtain between familiar representations of ‘leaders’ and ‘followers’. Second, because leadership is irreducible
to simple location and subject to a myriad of ‘meanings, values, ideals and discourse processes’ (Alvesson, 1996, p. 472) we might conjecture leadership is fundamentally a process and a process is not an object, but a tending toward novelty,
innovation, and emergence. In other words, a process methodology aims to study
change and not things that change (Bergson, 1974; cf. Pettigrew, 1997). Third,
because the enduring figures we come to recognize in a specific social context are
not the inherent qualities or substantial characteristics of leadership as it really is,
but an ongoing creative advance, our methodological concern should be with the
identification of an essential movement, a movement that has a certain temporal
dimension, a process in time. A process methodology, accordingly, is something for
which temporality, activity and change are basic propositions.
Now, it would be easy to assume an individual social actor could possess leadership if it were reducible to such an underlying figure. But, as we have argued, a
mistake of management studies is exactly this logic of leadership as if it were ‘synonymous’ with an immediate individuality. Leadership is not an a priori empirical
figure entering into relations with others but whose own sovereignty is not dependent on those relations, or on something else other than itself. For a process
methodology, leadership exceeds both conceptions. We can more appropriately
call it a moving synthesis of differences; a process of individuation guided by difference and creation that gives an appearance of individuality.
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As such, the emergence of leadership can be productively investigated as an
‘event’ (Deleuze, 1993; Whitehead, 1967a, 1978; see also, Foucault, 1972). Exploring leadership as an event implies a certain movement and a methodological focus
on relations, connexions, dependences and reciprocities, over time: a set of advantageous circumstances becoming identical with the ‘objective’ subject of leadership. In other words, through such a focus, it is difficult to maintain the simple
exteriority of leadership as a clear object of study from the whole domain of institutions, economic processes, and social relations, within which an individual leader
obtains. Process methodology offers a counterproposal to the neo-empiricist ‘treatment of theory and interpretation as separate from data’ (Alvesson, 1996, p. 456).
Such approaches are ‘appropriate in order to get information about simple relatively fixed issues, where the meaning can be standardized and quantified’, but not
‘more complex issues . . . [such as leadership, which] cannot be translated into
abstract, standardized forms and language’ (Alvesson, 1996, p. 461). Instead,
process philosophy expresses an historical sense that takes a particular period,
encounter, issue, or situation, rather than familiar behaviour patterns, attitudes, or
traits, as its focus.
Practically speaking this means attending to the withdrawn or background
processes of individuation. This type of mise en scène implies the deployment of a
qualitative, interpretive and ethnographic research strategy, with a strong ‘situational’ focus (Alvesson, 1996). Such an approach seeks to emphasize the degree
and form of permeability of leadership and the process of its articulation.
Research questions will emphasize the ambiguous and the precarious quality of
leadership as a moving synthesis of differences and acknowledge the selective role
of social/institutional norms and their constraints: of variations and contingencies in accounts. The focus is on leadership in an event setting, constituted less
here than now and less in space than in time, so avoiding the pathological distinction leaving leaders ‘out there’. What is interesting, from a process studies perspective, is to investigate how perpetual movement and divergent processes form
a discrete body, or appear to obtain in a substantial set of individual qualities and
capabilities, at the same time as preserving the uninterrupted continuity of our
experience.
CONCLUSION: LEADERSHIP AS PROCESS
Process studies provide a clear demonstration that ‘successful leaders’ are not
simple, locatable social actors, nor are they the completion of an operation of individuation. An apparent individuality is construed as a selective abstraction from
the vast field of experience. This selective process is prevalent because leaders tend
to immerse themselves in a misleading Western ‘substance metaphysic’. They have
done this by having certain ascendant characteristics ascribed: I am a visionary, I
communicate well, I encourage participation, I build teams, I am clear what needs
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to be achieved, and so on. The view of the individual social actor is epitomized
by the prefix ‘I’ in these statements. We should not adduce any categorical distinction, however, between ‘leaders’ and their ‘environments’. When viewed in
process terms, absolutely distinct individuality becomes problematic. What is
primary is leadership as process, an internal qualitative relation expressing difference in-itself, without mediation or relation to external others.
Deleuze and Guattari (1987) introduce the term ‘involution’ to express a relaxation of natural, obvious and reified forms and the corresponding emergence of
a complex field of heterogeneous combinations and novel alliances, which cut
across and beneath seemingly independent social actors. Such aggregations are a
non-localizable synthesis of differences recognizing the continual participation of
constituent parts within each other. The notion of leadership does not, therefore,
refer specifically or exclusively to the transformational, charismatic or visionary
figure of transcendent leaders, nor does it focus entirely on the behaviour of followers, or the discrete relations between one and the other, which leave the relations external to each. The emphasis on emergence and becoming rather than sheer
existence or being connotes the excessive movement through which leadership
frees itself from association with a ‘thing’ moving. Instead, leadership is movement,
open and dynamic process, whose complete determination ‘does not follow from
its possibility of becoming present. At best, it appears only in the most fleeting
moments, when it does not even seem to have taken place’ (Widder, 2002, p. 59).
In conclusion, management studies, as a body of knowledge and understanding, faces the pressing problem of raising the status and bringing to bear new and
imaginative ways of thinking about leadership, so as to gain new conceptual leverage. Researchers, for the most part, have not drawn out the full implications of
Bryman’s (1986) call for engagement with ideas from different enquiry paradigms.
The current discussion has sought to extend our understanding of leadership as
a creative process of becoming. The pressing methodological difficulty now is refining ways of researching the internal milieu adequate for the removal of the individual social actor as a causa sui without destroying its complexity and the
leadership on which it depends. This complexity must be recognized, however, if
we are to avoid the fallacy of misplaced leadership.
NOTE
*I would like to express my appreciation to Professor Peter Case, Dr Keith Robinson, Dr Ceri Brown,
Andre Spicer, Deborah Williamson, and the three anonymous Journal of Management Studies reviewers, for their insightful comments and critical engagement with earlier drafts of this article.
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