Autoimmunity Reviews 2 (2003) 86–93
Antiphospholipid syndrome: pathogenic mechanisms
Gerard Espinosaa, Ricard Cerveraa,*, Josep Fonta, Yehuda Shoenfeldb
a
´
´
Department of Autoimmune Diseases, Institut Clınic
d’Infeccions i Immunologia, Hospital Clınic,
Villarroel 170,
08036 Barcelona, Catalonia, Spain
b
Department of Medicine ‘B’ and Center of Autoimmune Diseases, Sheba Medical Center, Tel-Hashomer,
and Sackler Faculty of Medicine, Tel-Aviv University, Tel-Aviv, Israel
Received 13 November 2002; accepted 12 December 2002
Abstract
Despite the strong association between antiphospholipid antibodies (aPL) and thrombosis, the pathogenic role
of aPL in the development of thrombosis has not been fully elucidated. Proposed pathophysiological mechanisms
may be categorized into two types. First, aPL may act in vivo by disrupting the kinetics of the normal procoagulant
and anticoagulant reactions occurring on cell membranes. Second, aPL may stimulate certain cells thereby altering
the expression and secretion of various molecules. In this article, we review the mechanisms by which aPL may
develop thrombotic events.
䊚 2002 Elsevier Science B.V. All rights reserved.
Keywords: Antiphospholipid antibodies; Antiphospholipid syndrome; Thrombosis; Pathogenic mechanisms
1. Introduction
The antiphospholipid syndrome (APS) is diagnosed when arterial or venous thrombosis or recurrent miscarriages occur in a person in whom
laboratory tests for antiphospholipid antibodies
(aPL) (anticardiolipin antibodies (aCL), lupus
anticoagulant (LA), or both) are positive w1x. It is
known that aPL are directed against phospholipidbinding proteins expressed on, or bound to, the
Abbreviations: aCL, anticardiolipin antibodies; APC, activated protein C; aPL, antiphospholipid antibodies; APS, antiphospholipid syndrome; b2GPI, b2-glycoprotein I; HUVEC,
human umbilical vein endothelial cells; LA, lupus anticoagulant; PGI2, prostacyclin; TXA2, thromboxane A2
*Corresponding author. Tel.yfax: q34-93-2275774.
E-mail address:
[email protected] (R. Cervera).
surface of vascular endothelial cells or platelets
w2x. The main protein associated with aCL activity
is b2-glycoprotein I (b2GPI) bound to phospholipids w3x.
The APS is now accepted as an example of an
autoantibody-mediated disease w4x. Given the heterogeneity of clinical manifestations in APS it is
likely that more than one pathophysiological process may play a role. Proposed pathophysiological
mechanisms may be categorized into two types
(Table 1). First, aPL may act in vivo by disrupting
hemostatic reactions occurring on cell membranes.
The aPL may alter the kinetics of the normal
procoagulant and anticoagulant reactions by crosslinking membrane-bound proteins, by blocking
protein–protein interactions, andyor by blocking
the access of other proteins to the phospholipid
1568-9972/03/$ - see front matter 䊚 2002 Elsevier Science B.V. All rights reserved.
doi:10.1016/S1568-9972(02)00144-1
G. Espinosa et al. / Autoimmunity Reviews 2 (2003) 86–93
87
Table 1
Possible mechanisms of autoantibody-mediated thrombosis in APS
Inhibition of anticoagulant reactions
Inhibition of the protein C pathway
(a) Inhibition of protein C activation
(b) Inhibition of APC
Inhibition of antithrombin activity
Displacement of annexin A5
Inhibition of b2GPI anticoagulant activity
Cell-mediated events
On monocytes
On endothelial cells
On platelets
(a) Expression of tissue factor
(a) Enhanced endothelial cell procoagulant activity
(1) Expression of tissue factor
(2) Expression of adhesion molecules
(b) Impaired fibrinolysis
(c) Dysregulation of eicosanoids
(1) Decreased endothelial cell PGI2 production
(2) Increased platelet thromboxan A2 production
(a) Enhanced platelet activationyaggregation
Adapted from: Roubey RAS. Tissue factor, protein C pathway, and other hemostasis abnormalities in the pathogenesis of the
APS. In: Asherson RA, Cervera R, Piette J-C, Shoenfeld Y, editors. The APS II. Autommune thrombosis, Elsevier; 2002.
membrane. Second, aPL may stimulate certain
cells thereby altering the expression and secretion
of various molecules. In this article, we review
(Fig. 1) the mechanisms by which aPL may
develop thrombotic events.
of b2GPI. These results suggest that aPL-induced
protein C dysfunction is mediated by b2GPI. Autoantibodies directed against thrombomodulin w8x,
protein C, and protein S w9x have been detected in
some APS patients.
2. Inhibition of anticoagulant reactions
2.2. Inhibition of antithrombin activity
2.1. Inhibition of the protein C pathway
Antithrombin is the major inhibitor of factors
IXa, Xa, and thrombin. An APS patient with
normal antigenic levels of antithrombin, but low
functional activity, has been reported w10x.
Protein C becomes activated when thrombin
binds to thrombomodulin, a constitutively
expressed protein on the surface of vascular endothelial cells. Activated protein C (APC) is a
physiological anticoagulant through its potential to
inactivate clotting factors Va and VIIIa. Protein S
amplifies the activity of APC, and the assembly
of the APC-protein S complexes on anionic phospholipid surfaces is essential for the catalytic
activity. Inhibition of both protein C activation and
the function of APC have been observed in association with APS w5x. The aPL can interfere with
the protein C system in different ways w6x. Purified
b2GPI inhibits the binding of protein C to phospholipids much better than the binding of prothrombin, resulting in a prothrombotic state w7x.
The aPL recognize protein C only in the presence
2.3. Displacement of annexin A5
Annexin A5 is a potent anticoagulant protein
whose activity is consequence of its high affinity
for anionic phospholipids and the inhibition of
phospholipid-dependent coagulation reactions.
Annexin A5 appears to play a thrombomodulatory
role in the placental circulation where it is necessary for maintenance of placental integrity w11x.
Some patients with the APS have evidence for
antibodies that specifically recognize annexin A5
and the presence of these antibodies has also been
reported to be increased in patients with thrombo-
88
G. Espinosa et al. / Autoimmunity Reviews 2 (2003) 86–93
Fig. 1. Model of hemostasis pathways (coagulation and fibrinolysis) showing possible sites of action of aPL involved in the
thrombosis in APS. APC, activated protein C; factor VIIa, activated factor VII; PAI-1, type-1 tissue-type plasminogen activator
inhibitor; PS, protein S; tPA, tissue-type plasminogen activator; TF, tissue factor; TFPI, tissue factor pathway inhibitor; TM,
thrombomodulin.
sis w12x. However, other studies did not find this
association w13,14x, and one group found no significant associations between anti-annexin V antibodies and any clinical manifestation w15x.
associated thrombosis. The aPL may enhance the
affinity of b2GPI to phospholipids and then b2GPI
may become a real competitor to phospholipiddependent hemostasis reactions.
2.4. Inhibition of b2GPI anticoagulant activity
3. Cell-mediated events
b2GPI is a highly glycosylated single-chainprotein present in plasma that avidly binds to
negatively charged phospholipids. The physiological function of b2GPI is uncertain. This protein
exhibits anticoagulant properties w16–19x. However, familial deficiency of b2GPI is not a risk
factor for thrombosis. It has been suggested that
b2GPI may contribute to the pathogenesis of APS-
3.1. On monocytes: expression of tissue factor
Tissue factor is a single chain transmembrane
protein that is widely accepted to be a major
physiological initiator of blood coagulation in
vitro. Tissue factor is normally not expressed by
intravascular cells but can be induced in monocytes
and endothelial cells by different physiological or
G. Espinosa et al. / Autoimmunity Reviews 2 (2003) 86–93
nonphysiological stimuli. Induced tissue factor
forms a tissue factoryactivated factor VII complex
in the presence of phospholipids and activates
rapidly factors IX and X. The tissue factor pathway
is modulated by the tissue factor pathway inhibitor.
Tissue factor pathway inhibitor inhibits factors
VIIa and Xa.
Kornberg et al. have found an increased procoagulant activity attributed to tissue factor expression
on monocytes induced by murine monoclonal aCL
that can induce APS w20x. Subsequently, Cuadrado
et al. w21,22x have shown that tissue factor-related
procoagulant activity and tissue factor mRNA
levels in monocytes are increased in primary APS
patients with thrombosis when compared with
those without thrombosis. Clinically, increased tissue factor was associated with IgG aCL and a
history of thrombosis. Our group have shown that
purified IgG aCL from three APS patients with
previous thrombotic episodes induce a significant
increase in both monocyte procoagulant activity
and tissue factor expression, as compared with
purified IgG aCL from two SLE individuals without thrombosis w23x. Moreover, we have also
reported an increase on tissue factor expression on
normal monocytes using affinity-purified IgM aCL
(with anti-b2GPI activity) from two APS patients
with a history of thrombosis w24x.
Functional anti-tissue factor pathway inhibitor
activity was detected in a subset of APS patients.
Roubey et al. w25x have recently detected autoantibodies directed against tissue factor pathway
inhibitor in APS patient sera and found an association between these antibodies and arterial
thrombosis and stroke.
3.2. On endothelial cells
3.2.1. Enhanced procoagulant activity: expression
of tissue factor and adhesion molecules
Endothelium is now emerging as a major site
of regulation of hemostasis. When perturbed, endothelial cells serve as a surface that can support
many steps in the coagulation cascade by producing tissue factor and plasminogen activators inhib-
89
itors and synthesizing specific bindings sites for
several coagulation factors.
Potentiation of human umbilical vein endothelial
cells (HUVEC) procoagulant activity by aPLcontaining sera from SLE patients is strongly
decreased after depleting IgG from sera w26x.
Fractions of human APS sera containing monomeric IgG, IgM, or IgA, as well as high molecular
weight-IgG, each cause HUVEC to increase procoagulant activity characteristic of tissue factor
w26,27x. These results indicate that the factor
responsible for the induction of tissue factor activity resides, at least in part, in the IgG fraction of
the serum. More recently, human anti-b2GPI IgM
monoclonal antibodies as well as polyclonal antib2GPI antibodies have been shown to induce tissue
factor at both protein and mRNA level in HUVEC
monolayers in vitro w28x.
Endothelial cells incubated in the presence of
aPL preparations were shown to up-regulate adhesion molecules (E-selectin, ICAM-1 and VCAM1) expression and pro-inflammatory cytokines
(IL-1b and IL-6) secretion w29x. Increased plasma
levels of soluble VCAM-1 were found in primary
APS patients with recurrent thrombotic events, and
elevated levels of tissue plasminogen activator and
von Willebrand factor (as endothelial perturbation
markers) were associated with aPL in systemic
lupus erythematosus. In contrast to these findings,
Frijns et al. w30x did not find any significant
difference in soluble adhesion molecules, soluble
thrombomodulin and von Willebrand factor plasma
levels in APS secondary to systemic lupus
erythematosus.
3.2.2. Impaired fibrinolysis
The different population of autoantibodies
observed in APS may disturb fibrinolysis and
contribute thereby to vascular complications.
Thrombosis may therefore result from an impaired
or insufficient fibrinolytic cellular response to
vascular injury provoked by autoantibodies. Some
reports demonstrated the existence of impaired
fibrinolysis associated with thrombosis and aPL in
systemic lupus erythematosus. In recent studies, it
has been shown that the hypofibrinolysis detected
in these patients is most probably a manifestation
of endothelial cell dysfunction, as indicated by
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G. Espinosa et al. / Autoimmunity Reviews 2 (2003) 86–93
increased plasma levels of type-1 plasminogen
activator inhibitor and tissue-type plasminogen
activator antigens w31x. These manifestations of
endothelial cell dysfunction have been found in
association with antibodies directed against endothelial cells, or with the presence of immune
complexes, thus suggesting that endothelial cells
are important sites of action for antibodies that
have a role in the pathogenesis of thrombosis.
Similar manifestations of endothelial dysfunction have also been found in primary APS w32x,
though at present there are no solid arguments to
propose a direct association between aPL and
impaired fibrinolysis in the thrombotic manifestation of APS.
3.2.3. Dysregulation of eicosanoids: decreased
endothelial cell prostacyclin production and
increased platelet thromboxan A2 production
Decreased endothelial cell prostacyclin (PGI2)
production and increased thromboxane A2 (TXA2)
production by platelets have both been implicated
as mechanisms predisposing to thrombosis in
patients with APS.
PGI2 is the most important natural inhibitor of
platelet aggregation and it is also a vasodilator,
being considered as one of the antithrombotic
mechanisms of vascular endothelium. Its effect is
contrary to that of TXA2. It was suggested that
LA could interfere with arachidonic acid release
from phospholipid membranes because the effect
was abolished in the presence of arachidonic acid.
¨ et al. have demonstrated that some purified
Schorer
aPL inhibit the enzymatic activity of phospholipase
A2 w33x. In contrast, some authors obtained discrepant results reporting no inhibition or even an
increase of the production of PGI2 by HUVEC
w34x.
Data demonstrating that aPL enhance platelet
TXA2 production are more consistent w34,35x. In
patients with APS, there is an imbalance of the
normal TXA2 yPGI2 equilibrium. In a study reported in 1991, Carreras’ group. w35x showed that in
patients with LA, platelet activation may occur
without a compensatory increment in the vascular
biosynthesis of PGI2.
3.3. On platelets: enhanced platelet activationy
aggregation
Platelets play a central role in primary hemostasis involving adhesion to the injured blood vessel
wall, followed by platelet activation, granule
release, shape change, and rearrangement of the
outer membrane phospholipids and proteins transforming them into a highly efficient procoagulant
surface.
The interaction of aPL with platelets can occur
in at least three different ways. First, immunoglobulins may bind through the Fab fragment with
specific platelet antigens in a classic antigen–
antibody reaction; second, immune complexes may
bind to platelets via FcgRII receptor; and third,
aPL, like other immunoglobulins, may bind to
platelets in a non-specific manner by mechanisms
not well characterized but probably related to
platelet membrane injury. The last mechanism does
not seem to have a pathophysiological role in
APS-related thrombosis.
Some studies have demonstrated that aPL may
bind to platelet surface, and this binding is higher
on activated or damaged platelets than in resting
ones. Shi et al. w36x observed that human aCL
only can bind to activated platelets but not to
resting platelets and this binding was in a b2GPIdependent way. Our group demonstrated that monoclonal aCL obtained from patients with APS
increased platelet interaction with the subendothelium under flow conditions w24x. The only FcgR
molecules present on platelets are the FcgRII.
Activation of the FcgRII receptor causes platelet
activation and granule release. With these results,
the following hypothesis has been proposed. Small
initial platelet activation is produced by physiological or pathological conditions resulting in the
expression of phospholipids on the platelet surface.
The binding of b2GPI to these phospholipids may
occur. The aPL subsequently may bind to the
formed b2GPI-phospholipid complexes, and then,
interact with their Fc portion with the platelet
surface FcgRII receptors. Through these interaction, platelets may be activated and a vicious circle
G. Espinosa et al. / Autoimmunity Reviews 2 (2003) 86–93
of cellular activation may be created finally ending
in a thrombotic event. Recently, we demonstrated
that three monoclonal aCL with anti-b2GPI activity promoted platelet interaction with collagen-rich
subendothelium under flow conditions with a clear
b2GPI dependence w37x.
The FcgRII receptor have high affinity for the
Fc portion of IgG contained in immune complexes
or to IgG bound to an antigen on the platelet
surface. For this reason, it is probable that the
monoclonal aCL bound to b2GPI-phospholipid
complexes on platelet membranes exert their action
through complement activation, besides of activation of Fcg receptor II. The complement generated
in presence of aPL bound to negatively charged
phospholipids may cause platelet activation and
eventually, platelet destruction. This hypothesis has
been supported by some findings. On the one
hand, increased levels of inactivated terminal
membrane attack complex (C5b-9) were found in
patients with APS and cerebral ischemia w38x, and
decreased levels of serum complement were detected in patients with aPL w39x. Furthermore, the
complement generated in presence of aPL bound
to b2GPI-phospholipid complexes may cause
platelet activation. In addition, it has been demonstrated that C5b-9 action may increase the transbilayer migration of phosphatidylserine in the
platelet membrane w40x causing increased binding
of b2GPI, and then C5b-9 activation, and in a
vicious circle, platelet activation.
In conclusion, despite the strong association
between aPL and thrombosis, the pathogenic role
of aPL in the development of thrombosis has not
been fully elucidated. Recent data indicate that
many of the autoantibodies associated with APS
are directed against a number of plasma proteins
and proteins expressed on, or bound to, the surface
of vascular endothelial cells or platelets. The
involvement of aPL in clinically important normal
procoagulant and anticoagulant reactions and on
certain cells altering the expression and secretion
of various molecules may offer a basis for definitive investigations of possible mechanisms by
which aPL may develop thrombotic events in
patients with APS.
91
Take-home messages
● The APS is an example of an autoantibodymediated disease. Given the heterogeneity of
clinical manifestations it is likely that more than
one pathophysiological process may play a role.
● Two types of pathophysiological mechanisms
for the aPL have been proposed. First, the aPL
may act in vivo by disrupting hemostatic reactions occurring on cell membranes. Second, they
may stimulate certain cells thereby altering the
expression and secretion of various molecules.
● The aPL can interfere with the protein C system
in different ways and this aPL-induced protein
C dysfunction is mediated by b2GPI.
● The tissue factor-related procoagulant activity
and tissue factor mRNA levels in monocytes
are increased in primary APS patients with
thrombosis.
● In patients with APS, there is an imbalance of
the normal TXA2 yPGI2 equilibrium.
● The prothrombotic action of the aPL also
includes a previous platelet activation and the
binding of them to b2GPI. In a second step, the
aPL may activate platelets, via FcgRII or complement C5-9 formation causing a platelet activation vicious circle.
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The World of Autoimmunity; Literature Synopsis
Epidemiology of systemic lupus Erythematosus
In a recent report by M. Petri (Best Prac Res Clin Rheum 2002;16:847–858), she updates us on the recent
changes, trends, and practices in systemic lupus erythematosus (SLE). It appears that the incidence of SLE
is on the rise although there is not an absolute consensus. This may be due to the fact that SLE is identified
earlier or that milder cases are already recognized. Prevalence is higher, but this is not surprising given the
improvement of survival since the 1950’s and 1960’s. Clusters of SLE cases were thought to help identify
possible environmental factors in its pathogenesis, however nothing in particular was found. Women are
more often afflicted than men, possibly due to estrogen, which is known to stimulate lymphocytes. Certain
studies have shown that exogenous exposure to estrogen may increase SLE incidence. Men by contrast,
suffer more from morbidity such as renal insufficiency, thrombosis, hypertension, hemolytic anemia, seizures,
but have less Sjogren’s and lupus nephritis.
There are also racial differences. African Americans, African Caribbeans, Aborigines, and Asians have a
greater incidence of SLE versus Caucasians. The newest minority group demonstrating an increased incidence
is Hispanics. Racial differences are thought to be genetic although there is disagreement on whether socioeconomic factors affect renal failure or general mortality.
Age of onset among Caucasians was 33.2 years and 31.3 among African Americans, and occurs earlier in
women than men. Studies have tried to ascertain whether changes in serological test could be used to predict
future disease flares, however no predictive values were found. During actual flares the most common
finding was a decline in anti-dsDNA, and during renal or hematological flares, a decline in C3 and C4.
Morbidity was mostly due to either direct or indirect effects of corticosteroids. General survival increased
drastically in the 1950’s and 1960’s, but plateaued in the 1980’s. Many studies have shown an improvement
in overall survival over time, however minority groups still suffer the greatest mortality. Finally, the leading
causes of death are cardiovascular disease (the leading cause of death in late SLE) and infection (the leading
cause of death in the Third World).