CONTEMPORARY CHALLENGES IN AUTOIMMUNITY
Seronegative Autoimmune Diseases
Cristiano Alessandri, Fabrizio Conti, Paola Conigliaro,
Riccardo Mancini, Laura Massaro, and Guido Valesini
Dipartimento di Clinica e Terapia Medica, Sapienza Università di Roma, Rome, Italy
A close relationship exists between autoimmunity and autoantibodies; despite this,
some patients are persistently negative for disease-specific autoantibodies. These
conditions have been defined as seronegative autoimmune diseases. Although the prevalence of seronegative autoimmune diseases is low, they may represent a practical problem because they are often difficult cases. There are also situations in which autoantibodies are positive in healthy subjects. In particular, three different conditions can be
described: latent autoimmunity, preclinical autoimmunity, and postclinical autoimmunity. Here, we analyze briefly the meaning of autoantibody negativity in the seronegative
autoimmune diseases, focusing in particular on the specificities associated with systemic lupus erythematosus, antiphospholipid syndrome, and rheumatoid arthritis.
Key words: autoimmune diseases; seronegative AD; SLE; APS; RA
Introduction
It is well known that there is a close relationship between autoimmunity and autoantibodies targeting intracellular or extracellular
antigens. Indeed, an alteration of the immune
homeostasis leads to the production of both
autoantibodies and autoreactive cells that may
play a pathogenic role in autoimmune diseases
(AD). It is still a matter of debate whether autoantibodies result from a specific immune response to an immunogenic antigen or whether
they are produced because of a defect in immune regulation. Moreover, even though circulating autoantibodies are frequently observed in
linkage with infections, drugs, or aging, most of
them are markers of AD and may be involved in
their pathophysiology. Autoantibodies can further inform us about basic mechanisms of loss
of tolerance, inflammation, and tissue damage;
in these cases a positive test for specific autoantibodies, especially with high titer, strongly supports the diagnosis of AD. It is noteworthy, for
Address for correspondence: Professor Guido Valesini, Dipartimento
di Clinica e Terapia Medica, Reumatologia, Sapienza Università di Roma,
V.le del Policlinico 155, 00161 Rome, Italy. Voice: +39 0649974631; fax:
+39 0649974642.
[email protected]
example, that anti-double-stranded (ds)DNA
antibodies are associated with disease flare in
systemic lupus erythematosus (SLE), anticyclic
citrullinated peptide (anti-CCP) antibodies are
a specific marker of rheumatoid arthritis (RA),
and antiphospholipid antibodies (aPL) correlate significantly with clinical manifestation of
antiphospholipid syndrome (APS). Nevertheless, despite the tightened association between
autoantibodies and AD, some patients affected
by these types of disease are persistently negative for disease-specific autoantibodies. The
lack of evidence of circulating autoantibodies
in these cases may be a consequence of real
absence or just difficulty in detecting some peculiar specificities. In the first case, it can be assumed the autoantibodies are not the (unique)
pathogenic factor; in the second case, it could
be the method of detection or immunological
alterations (Table 1). Although the prevalence
of seronegative AD is low, they may represent
a practical problem because they are often difficult cases.
There are situations in which autoantibodies are positive in healthy subjects. In particular,
three different conditions can be described: latent autoimmunity, preclinical autoimmunity,
and postclinical autoimmunity (Table 2). In the
Contemporary Challenges in Autoimmunity: Ann. N.Y. Acad. Sci. 1173: 52–59 (2009).
c 2009 New York Academy of Sciences.
doi: 10.1111/j.1749-6632.2009.04806.x
52
Alessandri et al.: Seronegative AD
TABLE 1. Lack of Evidence of Circulating
Autoantibodies
1. Real absence (?)
2. Difficult to detect some specificities
– Serum dilution
– Immunofluorescence substrate
– Prozone phenomenon
– Low Ig levels
– Hidden autoantibodies
– Autoantibodies complexed and deposited in tissues
first case, autoantibodies usually are IgM natural antibodies or low-affinity IgG.1 Otherwise,
autoantibodies can be detected in the serum
of healthy first-degree relatives of patients with
autoimmune diseases, such as SLE, APS, and
RA.2–6 In the second case, autoantibodies can
predict the future development of AD. For example, it has been demonstrated that several
antibodies can be detected many years before
the diagnosis or the first clinical manifestation.7–9 Finally, some antibodies, such as antithyroid microsomial and anti-thyroglobulin,
can be detected in patients with a previous thyroiditis, representative of a postclinical
autoimmunity.10
Seronegative SLE and APS
SLE is a multisystemic autoimmune disease
that involves almost all the organs in the human body with a broad spectrum of clinical
manifestations. It has been suggested that several autoantibodies play a role in the pathogenesis of SLE. Noteworthy, more than 100
different specificities are detectable in the SLE
sera (reviewed in Ref. 11). Whereas anti-nuclear
antibodies (ANA) are found in nearly all SLE
patients, increased anti-dsDNA antibody titers
are characteristic of the acute phase of the disease and predict clinical exacerbations,12 and
anti-Ro and anti-La antibodies correlate with
neonatal lupus and lupus dermatitis.13 Nevertheless, conflicting results have been reported
about the association between other autoantibodies and their clinical association.
53
Interestingly enough, some patients fulfill
the clinical criteria for the diagnosis of SLE
but result repeatedly as ANA negative by the
screening test used to diagnose SLE [i.e., indirect immunofluorescence technique (IIF)]. This
subset is called ANA-negative SLE, and it is
characterized by cutaneous features, particularly photosensitivity.14–21 It has been suggested
that the lack of ANA could be due to serum
dilution, IIF substrate choice, prozone phenomenon (excess of circulating antigens), or
low levels of serum immunoglobulins associated with massive proteinuria.18 Rarely, serological markers may also be initially absent
but they later become positive.21 Interestingly,
ANA-negative SLE patients may show positivity against dsDNA, U1-ribonucleoprotein
(U1RNP), SSA, and SSB.14,15,19 In general,
positive anti-Sm and anti-dsDNA antibody
tests are not consistent with negative tests for
ANA. However, Morris et al. have reported
a positive test for anti-dsDNA antibody in
ANA-negative SLE.15 Moreover, Sugisaki
et al. observed antiribosomal P antibodies in
ANA-negative SLE.20 Recently two cases of
ANA-negative SLE have been reported showing increased proportion of B cells lacking
RP105, a member of the toll-like receptor family.17 The authors also described an association
of this subset of cells with disease activity in
ANA-negative SLE.
APS is a disease characterized by arterial and
venous thrombosis, recurrent miscarriages, or
fetal loss associated with circulating aPL. Diagnosis of APS requires the combination of at
least one clinical and one laboratory criterion.
Anti-cardiolipin antibodies (aCL) and anti-β2glycoprotein 1 antibodies (aβ2-GP1), measured
by standardized ELISA, and the lupus anticoagulant (LA), detected by clotting assays according to the guidelines of the International
Society on Thrombosis and Haemostasis, are
the recommended tests for the detection of
aPL.22 As persistent positivity is required for
the diagnosis, these tests should be present
in two or more occasions at least 12 weeks
apart.
54
Annals of the New York Academy of Sciences
TABLE 2. Autoantibodies in Healthy People
Latent Autoimmunity
Ref.
Natural Ab
FDR SLE - ANA/aENA
FDR SjS - aENA
FDR APS - aCL
FDR PBS - AMA
FDR RA - RF
1
2, 3
3
4
5
6
Preclinical
Autoimmunity
Ref.
ANA in SLE
Anti-dsDNA in SLE
Anti-ENA in SLE
Anti-CCP in RA
IgM-RF in RA
9
9
9
7, 8
7, 8
Postclinical
Autoimmunity
Ref.
Anti-HTG
antimicrosomial
10
10
Ab, antibody; SLE, systemic lupus erythematosus; ANA, antinuclear antibodies, AENA, anti-ENA; SjS, Sjogren
syndrome; APS, antiphospholipid syndrome; aCL, anticardiolipin; PBC, primary biliary cirrhosis; AMA, antimitrochrondrial antibodies; RA, rheumatoid arthritis; RF, rheumatoid factor; anti-dsDNA, anti-double-stranded DNA;
anti-CCP, anticyclic citrullinated peptide; anti-HTG, antihuman thyroglobulin; FDR, first-degree relatives.
APS could be identified in the setting of other
AD, mainly SLE (secondary APS). In addition, patients with APS may have other clinical noncriteria features, including livedo reticularis, thrombocytopenia, cognitive dysfunction,
seizures, migraine, valvular heart disease, and
nephropathy.
In daily clinical practice it is not unusual to
find patients with clinical signs suggestive of
APS who are persistently negative for the routinely used assays to detect aCL, aβ2GP1, and
LA. The classic profile of such patients is represented by a young female with a thrombotic
event showing a normal screening for other
causes of thrombophilia (i.e., antithrombin III,
protein C and protein S deficiency, hyperhomocysteinemia, Factor V Leiden, and prothrombin mutations) and with other clinical features
suggestive of APS, such as fetal losses, livedo
reticularis, and thrombocytopenia, but without evidence of circulating aPL. Therefore, a
seronegative APS (SN-APS) has been recently
hypothesized for these patients with clinical features suggestive of APS who are persistently
negative for aCL, aβ2GP1, and LA.23 In this
situation, the intriguing possibility of undiscovered autoantibodies directed against phospholipids or protein cofactors, which are not detected by conventional assays (hidden aPL), has
been suggested.24–26
A number of reports have described the
heterogeneity of aPL, including antibodies directed to cofactor proteins (prothrom-
bin, protein S, protein C, annexin V, annexin II, oxidized low-density lipoprotein),
phospholipid–protein complexes, and anionic
phospholipids.22,27
New antigenic targets for aPL in APS
have been proposed. In particular, it has
been described that antibodies directed to
lyso(bis)phosphatidic acid (aLBPA) may represent a marker of APS showing similar sensitivity
and specificity compared to anti-β2GP1 antibodies.28 In addition, aLBPA are strongly associated with the presence of LA.28,29 Moreover,
antiprothrombin (aPT) have been reported as
the only antibodies detected in few patients with
SLE and history of thrombosis but persistently
negative for aCL or LA (at least three times,
6 weeks apart).30 Therefore, testing for aPT
may be helpful in some selected cases.
In a multicenter retrospective study antiphosphatidylethanolamine antibodies (aPE)
were detected in 15% of 270 patients with
thrombosis and mainly found in the absence
of the other laboratory criteria of APS, even
though the retrospective design of the study did
not permit the evaluation of persistence of aPE
positivity.31
Recently, new diagnostic tools, such as
TLC immunostaining, has been proposed
to evaluate aPL reactivity in APS and
other AD.32–34 Nevertheless, this technique is
still not suitable for screening purposes in
SN-APS, and larger prospective studies need
to be conducted to assess the clinical relevance
55
Alessandri et al.: Seronegative AD
Figure 1. Seronegative spondyloarthropathies and seronegative rheumatoid arthritis
(RA).41
as a reference test in patients with suspected
APS but persistently negative for conventional
aPL.
Seronegative RA
Classically, RA has been considered an AD
since the production of rheumatoid factor (RF)
was first observed.35 RF is an autoantibody directed against determinants on the Fc fragment
of IgG molecules. It can belong to different isotypes (IgM as well as IgG, IgA). About 80% of
patients affected by RA are positive for RF and
high serum levels are associated with an aggressive disease, extra-articular manifestations,
and a worse outcome.36 In particular, the various isotypes seem to correlate differently with
disease progression. The presence of IgA RF
has been associated with increased joint damage and disability.37 However, because of the
moderate specificity of RF (around 66%), the
search for other autoantibodies more specific
for the diagnosis of RA has been stimulated.38
Antibodies in RA can be classified as those associated with RA and those specific for RA. The
most relevant specific autoantibodies appear to
be the anti-CCP. They were first described in
1979 as antikeratin antibodies.39 These autoantibodies show high specificity (96%) and sensitivity comparable with RF. Of interest, they
correlate with disease severity and with radiological progression of the disease.40 Moreover,
recent studies have demonstrated the presence
of both anti-CCP and RF up to 10 years before
the onset of synovitis.7,8
The concept of seronegative arthritis arose
in 1978 from the observation of a number of
diseases that were negative for the RF. They included seronegative spondyloarthropathies and
seronegative RA41 (Fig. 1).
The first classification of seronegative
spondyloarthropathies comprised a group of
disorders that have in common the negativity of
RF, clinical manifestation, and familial aggregation. This classification originally included
ankylosing spondylitis, psoriatic arthritis, reactive arthritis (former Reiter’s syndrome),
56
enteropathic arthropathies, and Behçet’s syndrome.42,43 Seronegative RA may evolve into
a classic RA or remain seronegative. In the
group of seronegative RA, three main disorders need to be considered for differential
diagnosis: elderly onset RA (EORA), polymyalgia rheumatica (PMR), and remitting seronegative symmetrical synovitis with pitting edema
(RS3PE).
EORA affects male and female humans
equally beginning after 60 years of age. The onset is often acute and large proximal joints, such
as shoulders, are involved. Systemic manifestations, such as fatigue, weight loss, depression,
flu-like syndrome, and high erythrocyte sedimentation rate (ESR), appear more frequently
than in RA. RF can be negative in 1–48% of
patients, depending on the studies.44–46 This
could be attributed to age-related changes in
the immune system. However, it has to be remembered that the prevalence of RF in elderly
healthy people is increased 10–15% after age
60–65 and 30% by age 90.47
The outcome of EORA is often worse than
the younger-onset RA, possibly because of the
co-morbidities associated with age. RF is associated with an adverse prognosis, and EORA
patients with positive RF display more disease activity, radiological damage, and mortality than seronegative patients.44,48 The differential diagnosis of EORA includes seronegative
spondyloarthropathies, crystal-induced arthritis, osteoarthritis, malignancies, and paraneoplastic arthritis. EORA may be difficult to distinguish with PMR and RS3PE because they
can share some clinical and serological features.
The correct diagnosis is important because of
the different therapeutic strategy and prognosis. A useful serological biomarker of disease
may be represented by the presence of antiCCP antibodies. In fact, the prevalence of antiCCP antibodies in EORA is 65%, and they are
not detected in PMR. They have a sensitivity
of 56% and specificity of 92% with a negative and positive predictive value of 63% and
90%, respectively. Anti-CCP could allow the
identification of EORA with a polymyalgic on-
Annals of the New York Academy of Sciences
set. Moreover, two studies, although in a small
number of patients, revealed that some EORA
patients (30–40%) were negative for RF and
positive for anti-CCP antibodies, confirming
the higher specificity of anti-CCP compared
with RF.49,50 However, PMR and EORA may
overlap.
RS3PE syndrome was described in 1985
as a seronegative RA.51 It occurs especially
in men older than 60 and it is characterized by symmetrical synovitis usually localized in the peripheral joints, tenosynovitits, and
pitting edema of upper or lower limbs. Constitutional symptoms are not frequent. Laboratory findings demonstrate high ESR and negative RF. Patients usually respond to steroid
treatment, and the prognosis is good. The remission usually occurs within 18 months, although the disease can evolve into RA, spondyloarthropathy, connective tissue disease, or
vasculitis.52
Seronegative arthritis at the onset may also
represent an undifferentiated arthritis. Synovitis of recent onset represents a challenge for
an early diagnosis, estimating a prognosis, and
commencing a treatment in the so-called window of opportunity. Some patients meet the
American College of Rheumatology (ACR) criteria at onset of the disease for the diagnosis of
RA. However, about 25% of patients do not
fulfill the criteria and they are identified as undifferentiated arthritis. This subset of patients
may evolve toward a defined diagnosis, remain
undifferentiated or go into spontaneous remission. The pathogenic mechanisms that underlie the development of the synovitis may differ
according to the genetic background and the
environmental factors that may precipitate the
disease. In this context the presence of autoantibodies, such as RF and anti-CCP, together with
the immune reactions of synovitis may drive
the fate of disease progression.53 In fact, recent studies aimed to establish a scoring system
to assess the outcome of early undifferentiated
arthritis. The presence of RF or anti-CCP antibodies appears to be one of the criteria to
predict the outcome.54,55
Alessandri et al.: Seronegative AD
In conclusion, the diagnosis of seronegative AD is a difficult task because of their unclear clinical presentation and atypical features.
Moreover, autoantibodies may be initially absent but later become positive, and we need
to keep in mind the intriguing possibility of
autoantibodies directed against unknown antigens, which are not detected by conventional
assays. Nevertheless, in daily clinical practice it
is not unusual to find patients with clinical signs
suggestive of AD who are persistently negative
for autoantibodies. The diagnosis and management of seronegative AD may represent a practical problem because they are often difficult
cases.
Finally, because of the length of this chapter,
we are unable to summarize all of the cuttingedge issues that surround this research. For this
reason, we refer to the recent literature on this
subject.56–60
Acknowledgments
This work was supported by Fondazione
Umberto Di Mario ONLUS per il Progresso
Delle Scienze Biomediche.
Conflicts of Interest
The authors declare no conflicts of interest.
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