Food Bioprocess Technol
DOI 10.1007/s11947-015-1479-y
REVIEW
Techniques for Extraction of Green Tea Polyphenols: A Review
D. Pasrija & C. Anandharamakrishnan
Received: 27 January 2014 / Accepted: 27 January 2015
# Springer Science+Business Media New York 2015
Abstract Tea is the second most consumed beverage all over
the world after water. In recent times, tea has stretched the eyebrows of researchers and catching all the attention towards its
health benefits. Tea has been proven beneficial by preventing
the risk of some diseases like cancer and cardiovascular problems. Green tea is least processed and gives maximum benefits.
The main components of the green tea are polyphenols which
include the catechins, epicatechins, epigallocatechins,
epicatechingallate, epigallocatechingallate, gallic acid,
flavanoids, flavanols, and flavonols. Other than polyphenols,
caffeine and theophylline are also present. Among which compounds of catechins family has been widely reported to have
most beneficial effects on the health. Currently, the extraction of
catechins is catching much higher attention and many techniques have been discovered and modified to extract these
compounds. But very limited reviews have been reported
discussing the impact of various techniques used for extraction
of green tea polyphenols. This review focuses on various techniques employed for the extraction of polyphenols from green
tea and other sources (pine bark, grape seed, and pomegranate)
with their advantages and limitations. The current trends and
future prospects are also highlighted.
Keywords Green tea . Polyphenols . Microwave-assisted
extraction . Ultrasonication
Introduction
Originating from China, tea has gained the world’s taste in the
past 2000 years. Chinese have known about the medicinal
benefits of green tea since ancient times, using it to treat evD. Pasrija : C. Anandharamakrishnan (*)
Food Engineering Department, CSIR-Central Food Technological
Research Institute, Mysore 570 020, India
e-mail:
[email protected]
erything from headaches to depression. Green tea is catching
more interest than other beverages due to its healthy beneficial
effects and has become the most consumed beverage all over
the world, after water. Tea is mainly prepared from leaves and
bud of the plant Camellia sinensis member of the Theaceae
family. The plant is also found as the large shrub with white
flowers in Asia and grown on the commercial basis in Africa,
Sri Lanka, Malaysia, and Indonesia. Initially black tea was
mainly manufactured as compared to green tea in India.
However, recently, a great interest has been seen in
manufacturing green tea due its antioxidant activity, anti-carcinogenic, anti-obesity, anti-inflammatory, and anti-bacterial
properties (Kumar et al. 2012). Green tea is least processed
and, thus, retains all the health ingredients in natural form. The
presence of various polyphenols, flavanoids, and flavonols
including catechins, epicatechins, epigallocatechins, epicatechin gallate, epigallocatechin gallate, and gallic acid accounts
for green tea health benefits. Polyphenols are secondary metabolites with one aromatic ring and one or more hydroxyl
groups, involved in chemical defense of plants against predators. Health benefits in relation to cancer, arthritis, cardiovascular diseases, diabetes, obesity, and dental caries are in focus
of scientific investigations. Many reviews have reported the
health benefits of green tea polyphenols highlighting the basic
mechanism involved in the reactions (Scalbert et al. 2005;
Gramza et al. 2005a; Lambert and Elias 2010; Kumar et al.
2012) and few animal studies have been conducted by researchers to observe the influence of polyphenols on health
(Chen et al. 1997; Yang et al. 2001). To extract secondary
metabolites including polyphenols in from various sources,
many techniques have been exploited (Starmans and
Nijhuis 1996; Arceusz et al. 2013). Though extraction of
green tea polyphenols is common in few countries, it still
needs to be commercialized. Extraction of these compounds in concentrated form facilitates their incorporation
in the food ingredients to increase the nutritional value of
the food and also provides medicinal benefits.
Food Bioprocess Technol
Many techniques have been exploited for the extraction of
polyphenols including hot water extraction (Cheong et al.
2005; Liang et al. 2007; Vuong et al. 2011), microwaveassisted extraction (Quan et al. 2006; Nkhili et al. 2009;
Nshimiyimana and He 2010), solvent-based extraction
(Meterc et al. 2007; Dong et al. 2011), molecular distillation
(Tang et al. 2011), and ultrasonication (Koiwai and Masuzawa
2007a). All the above techniques have their own advantages
and limitations. However, very few articles have focused on
reviewing the different techniques for extraction of polyphenols and other compounds but not exclusively on green tea
polyphenols. Thus, this review aims to discuss the various
techniques for extraction of green tea polyphenols with their
merits and demerits.
[α]D of catechin, epicatechin, and epicatechin-3-gallate are 0,
58.3, and 188°, respectively (Shi et al. 2005).
Green tea catechins show a variation in the stability with
change in the pH of the solution. Catechins show low stability
in the solution with alkaline pH and maximum in solution
with acidic pH (Kumar et al. 2012). Tea catechins mainly
include four compounds, namely, (−)-epigallocatechin-3-gallate (EGCG), that represents approximately 59 % of the total
of catechins; (−)-epigallocatechin (EGC) (19 % approximately); (−)-epicatechin-3-gallate (ECG) (13.6 % approximately);
and (−)-epicatechin (EC) (6.4 % approximately), chemical
structure shown in Fig. 1. Structure transformation in catechins observed due to temperature elevation called
epimerization of the molecules.
Green Tea
Health Benefits
Tea can be divided into three categories on the basis of processing, namely, green tea (non-fermented), black tea (postfermented), and oolong tea (semi-fermented) (Cabrera et al.
2006). Green tea provides the higher content of polyphenols
in comparison to oolong tea and black tea, notably
epigallocatechin-3-gallate (EGCG), which is believed to account for most of the health benefits linked to green tea.
However, black tea contains excessive amounts of
thearubigins and theaflavins and many complex polyphenols
(Mukhtar and Ahmad 2000). The production of green tea is
characterized by an initial heating process that inhibits the
enzyme polyphenol oxidase responsible for the conversion
of the flavanols into the dark polyphenolic compounds. The
other important process is rolling in which leaves are cut and
twisted to break the cell walls (Cabrera et al. 2006).
Chemical composition of green tea includes proteins (15–
20 % dry weight), amino acids (1–4 % dry weight), carbohydrates (5–7 % dry weight), lipids, xanthic bases, polyphenols
and flavanoids (30 % dry weight), pigments, volatile compounds, and trace elements including essential oils, riboflavin,
niacin, folic acid, ascorbic acid, pantothenic acid, malic and
oxalic acids, manganese, potassium, magnesium, and fluoride
(5 % dry weight) (Boehm et al. 2009). The health benefits of
green tea are mainly due to the presence of catechins. Presence
of vitamin C in green tea supplements the antioxidant activity
of polyphenols (Cabrera et al. 2006; Kumar et al. 2012).
Therapeutic properties of green tea polyphenols include anticarcinogen, anti-inflammatory, and anti-radiation.
Physical properties of the polyphenols include their molecular weight, solubility, melting point, absorption of light, and
optical rotation (in ethanol). Some polyphenols are water soluble and some are lipid soluble. In general, catechins are water
soluble. Melting points of catechin, epicatechin, and
epicatechin-3-gallate are 174, 236, and 236 °C, respectively.
Absorption of light (λmax) is at 264–280 nm. Optical rotation
Many factors including tea to water ratio and method of infusion influence the concentration of polyphenols obtained from
green tea. However, 90–200 mg of polyphenols is present per
cup of green tea (Gramza et al. 2005a; Cabrera et al. 2006).
Green tea polyphenols play role against cancer, cardiovascular
problems, arthritis, blood pressure, and atherosclerosis
(Gramza et al. 2005a; Cabrera et al. 2006; Kumar et al. 2012).
Increase in the amount of free radicals is the root cause of
many cardiovascular diseases. Green tea catechins are capable
of reducing the amount of free radicals. People consuming
five cups of green tea per day are found 16 % less prone to
cardiovascular diseases (Sano et al. 2004). EGCG blocks
inflammation-related compounds like nuclear factor-B (NFkappa-B) and STAT-1 that promotes the oxidative damage
and kills heart cells in reperfusion injury. Blocking of STAT1 by EGCG helps in fast recovery after heart attack
(Stephanou 2004). Bogdanski et al. (2012) concluded that
green tea is beneficial in reducing blood pressure and improving the parameters associated with insulin resistance in obese
and hypertensive patients.
A threat of atherosclerosis has been reduced by 26–46 %
by consumption of 3–4 cups of green tea per day. Polyphenols
are capable of decreasing the amount of low density lipoproteins (LDL) cholesterol, triglycerides, lipid peroxides, and fibrinogen in the significant figures and decrease the ratio of
LDL to high-density lipoproteins (HDL) cholesterol (Vinson
et al. 2004; Basu and Lucas 2007). Green tea polyphenols
prevent the formation of pro-inflammatory compounds derived from omega-6 fatty acids, present in vegetable oils such
as corn and soy oil. These pro-inflammatory compounds, specifically arachidonic acid from which the inflammatory cytokines thromboxane A2 and prostaglandin D2 are derived,
cause platelets to clump together (Liu and Pan 2004).
The positive effects of green tea polyphenols against cancer
have gained attention and curiosity by the researchers all over
Food Bioprocess Technol
Fig. 1 Chemical structure of
some major compounds: EGCG
epigallocatechin-3-gallate, ECG
epicatechin-3-gallate, EGC
epigallocatechin, EC epicatechin,
GA gallic acid
CAFFEINE
the world. For cancer prevention, the evidence is so overwhelming that the Chemoprevention Branch of the National
Cancer Institute has initiated a plan for developing tea compounds as cancer chemopreventive agents in human trials.
Anti-cancer activity has been seen in the cases of skin, lung,
oral cavity, esophagus, stomach, liver, kidney, prostate, and
other organs by the action of either tumor cell apoptosis or
decrease in cell proliferation (Cabrera et al. 2006). By
blocking the natural process angiogenesis and inhibiting the
development of new blood vessels, green tea polyphenols
promotes the cancer cell starving. Furthermore, a major mechanism of the anti-carcinogenic activity of green tea polyphenols in animals is the impairment of the interaction of carcinogens with DNA leading to mutations (Fassina et al. 2004).
Rosengren (2003) indicated that the green tea catechins reduce
the proliferation of breast cancer cells in vitro and decrease
breast tumor growth in rodents.
Overproduction of the enzyme cyclooxygenase (COX)-2
has been found to play a vital role in many diseases like cancer
and arthritis. Green tea anti-cancer effects include its ability to
inhibit the overproduction of the enzyme cyclooxygenase
(COX)-2. Many anti-inflammatory drugs significantly inhibit
the (COX)-2 and its counterpart (COX)-1 but have certain
THEOPHYLLINE
negative effects. EGCG appears to block only COX-2 without
any side effects (Hussain et al. 2004).
Caffeine is a stimulant drug and acts on central nervous
system. A cup of green tea contains 10–50 mg of caffeine
and over consumption can cause irritability, insomnia, nervousness, and tachycardia. Caffeine consumption for pregnant
and lactating women as been considered as contraindicated on
its possible teratogenic effect, to avoid sleep disorders in infants. Green tea extracts standardized to 80 % total polyphenols are dosed at 500–1500 mg per day (DerMarderosian
1999).
A summarized content of medicinal applications of green
tea is mentioned in Table 1.
Extraction Techniques for Green Tea Polyphenols
Extraction of green tea polyphenols depends on the various
factors including solubility, pH, extraction time, and temperature. However, the selection of extraction technique is influenced by the niche of the compound of interest and extent of
purity required. Furthermore, the use of extraction technique
has its impact on the rate, yield, and purity of polyphenols.
Food Bioprocess Technol
Table 1
A summarized health benefits of green tea polyphenols (Kumar et al. 2012)
Application
Mechanism
References
Anti-bacterial
Shimamura et al. 2007
Diabetes
Inhibition of β-lactamases, reverse transcriptase of HIV, collagenase, fatty acid synthetase,
and various other enzymes.
Inhibition of mitogen-activated protein kinases (MAPK), growth factor-related cell signaling,
activation of activator protein 1 (AP-1) and nuclear factor-B (NF-kappaB), topoisomerase
I, matrix metalloproteinases, and other potential targets.
Inhibition inflammasome downregulation → decreased IL-1β secretion → decreased NF-κB
activities → decreased cell growth.
Inhibition of the enzymes catechol-O methyl transferase, acetyl-CoA carboxylase, fatty acid
synthase, and impeding absorption of fat via the gut.
Increased expression level of glucose transporter IV.
Atherosclerosis
Reduces LDL oxidizability, improves vascular function.
Anti-cancer
Anti-inflammatory
Anti-obesity
Chen and Zhang 2007
Ellis et al. 2011
Thavanesan 2011
Wu et al. 2004
Hodgson et al. 2002;
Widlansky et al. 2004
Diarrhea
Inhibitory effect on Helicobacter pylori infection.
Chacko et al. 2010
Antioxidative
Inhibited oxygen consumption and formation of conjugated dienes in AAPH-mediated
linoleic acid peroxidative reaction.
Osada et al. 2001
Solvent-based extraction gives a higher yield; however, it
limits the use of polyphenols for human consumption.
Solvent-based extraction needs further purification of polyphenols either by membrane or ultrafiltration. Exposure to a
higher temperature for prolonged period of time may lead to
the degradation of polyphenols. Advanced techniques like
microwave-assisted extraction and ultrasonication can overcome these limitations. Following subsections will discuss in
detail the different techniques for the extraction of green tea
polyphenols.
Solvent-Based Extraction Technique
Solvent extraction method was conceived to separate the soluble compounds from a solid matrix (plant tissue) using a
liquid matrix (solvent) at lower temperature to prevent deterioration. Solvent extraction of bioactive compounds and antioxidants from plant materials depends on the choice of solvent
coupled with heating and/or agitation. Use of different solvents leads to change in composition of the extract (Sharif
et al. 2014). Authors studied the effect of different solvents
and infusion time on decaffeination of tea and reported dichloromethane as the most promising solvent for decaffeination.
However, drying and purification of the product is required at
the end of the process. Concentration of extracts is performed
after extraction by ultrafiltration or supercritical fluid technique. Process parameters vary with the sample and compound of interest. In the initial stage of extraction, sorption
of solvent causes swelling of tissue by the action of capillary
and by salvation of the ions in the cells. This stage sometimes
causes damage to cells. In next step diffusion takes place
within the cells and external diffusion through the outer layers
that surround the particles or the solid fragments (EscribanoBailon and Santos-Buelga 2003).
Different solvents have been used for the extraction of
polyphenols from green tea including water, methanol, ethanol, acetonitrile, CO2, and acetone.
i. Hot water-based extraction
Hot water extraction is a conventional technique which
is being used for the extraction purpose. In this technique,
dried leaves are simply placed in boiling water bath and
temperature is in between 80–100 °C. As per the nature of
substrate the extraction period can be prolonged from 1 to
6 h (Shrikande et al. 2002). Though the process is time
consuming, it has been comprehensively reviewed and
compared with other extraction techniques.
Hot water extraction of dried tea leaves was performed
by Bharadwaz and Bhattacharjee (2012) at 60 °C followed
by the decaffeination to collect the caffeine as a byproduct.
The enzymes were deactivated prior to the extraction process. To separate the polyphenols from decaffeinated extract ethyl acetate was used as a solvent. Sample was further analyzed with Folin-Ciocalteau reagent to obtain the
total polyphenol content of the extract and different polyphenols present were resolved by HPLC analysis. Total
caffeine yield and the total polyphenols reported was
2.56 and 19.33 %, respectively.
Effect of temperature and extraction time also
influences the total polyphenol content and antioxidant
activity of tea leaves. A study was conducted by Liang
et al. (2007) to optimize the effect of temperature and
ethanol concentration on the extraction efficiency and degradation of green tea polyphenols. Authors observed that
treating the green tea at 100 °C leads to change in configuration of catechins to their isomers. However,
epimerization of catechins could be inhibited if extraction
is performed at 80 °C. Authors reported that
epigallocatechingallate (EGCG) and epicatechingallate
Food Bioprocess Technol
(ECG) were partially epimerized into gallocatechingallate
(GCG) and catechingallate (CG), respectively, when tea
extract was heated in water solution at 100 °C for 2 h. It
was also reported that 50 % ethanol is a better solvent than
water to extract polyphenols from dried green tea leaves. A
75 % ethanol has been preferred for the extraction from
fresh leaves due to the presence of higher moisture content. A study was conducted by Vuong et al. (2011) and
similar results were confirmed. Authors optimized combination of six different parameters including temperature,
time, pH of brewing solution, tea-to-water ratio, and tea
particle size, for the extraction of catechins from green tea
by using hot water extraction. Treating the tea leaves at
80 °C for 30 min gives a maximum yield without degradation with pH of <6 of brewing solvent and a water-to-tea
ratio at 50:1 (ml/g).
Korean green tea leaves were used by Cheong et al.
(2005) for extraction of catechins at different temperatures
using hot water extraction technique. It was observed that
prolonged exposure at high temperature caused the degradation of polyphenols. Row and Jin (2006) optimized the
solvent extraction procedure for Korean tea using water
and ethanol as solvents and reported that extraction with
water at 80 °C for 40 min gave maximum yield of catechins. The variable dependent nature of two different catechins, namely, EGC and EGCG on time and time/
temperature have been observed in the literature. So, it is
feasible to isolate these compounds from green tea extract
in a two-step extraction. Bazinet et al. (2007) performed
the two-step extraction to fractionate two compounds. The
extraction was performed at 50 °C for 10 min in the first
step. In the second step, tea leaves were separated and
soaked in preheated water at 80 °C. The total EGC content
reported was 78.9 % of the total catechin in the first step
extract while its concentration decreased to 39.5 % in the
second step extract. Conversely, the concentration of
EGCG increased from 153.7 g/ml (10.8 % of the total
catechin) in the first step to 503.0 g/ml (47.6 %) in the
second step (Bazinet et al. 2007).
Extraction of polyphenols was performed from crushed
fresh green tea leaves by using water as a solvent at different temperatures, and pressure was maintained at 3×
106 Pa. To purify the polyphenols from caffeine and other
impurities, water extract was partitioned with
water:chloroform in 1:1 ratio. Caffeine containing chloroform was discarded, and another partitioning was made
with water:ethyl acetate 1:1 ratio (Goodarznia and Govar
2009).
On contrary to the above reports, in order to preserve
the flavor, a modified method has been performed by Eri
et al. (2008). Authors reported extraction of green tea polyphenols with water as a solvent at a temperature below
10 °C to preserve the green tea flavor. Extraction of green
tea polyphenols at lower temperature is followed by warm
water extraction at 50 °C and further drying of the extract.
Authors reported improved taste sensation, increased
green tea flavor, and less bitterness in the drink. Another
study by Weizheng et al. (2013) reported preserving the
health beneficial elements from green tea by smashing the
leaves and extracting the polyphenols at room temperature, followed by low-temperature vacuum concentration.
ii. Organic solvent extraction
Organic solvent extraction is based on Soxhlet technique. Automation of the process to decrease the duration
of process turned out as improved technique known as
Soxtec and was comparable with other extraction techniques such as supercritical fluid extraction and
microwave-assisted processes (Luque de Castro and
Garcia-Ayuso 1998).
In organic solvent extraction technique, two aspects
put check on the process, namely, equilibrium state and
mass transfer rate. Soxhlet technique displaces the transfer equilibrium and increase the mass transfer by repeatedly bringing fresh solvent in the contact of solid matrix
(Wang and Weller 2006). A significant highconcentration gradient between substrate and solvent
and a large diffusion coefficient or small particle size of
substrate can increase the extraction of polyphenols.
Increase in temperature promotes the diffusivity of polyphenols into the solvent (Shi et al. 2005; Cacace and
Mazza 2002). Factors affecting the extraction efficiency
of polyphenols include the nature of solvent, pH of extraction medium, temperature, number of extraction steps,
volume of solvent, and particle size and shape. The pH
influences the solubility of the compounds and increase in
temperature increases the efficiency. Homogenization favors the extraction process and can be carried out in contact with the extraction solvent (Escribano-Bailon and
Santos-Buelga 2003). The applications of solvent extraction have been foreseen in a wide area of industry, with
better reproducibility and efficiency (Wang and Weller
2006).
Solvent extraction can be further categorized into pressurized liquid extraction (PLE) and accelerated solvent
extraction (ASE). In pressurized liquid extraction, organic
solvents are used at certainly elevated pressure (500–
3000 psi) and temperature (40–200 °C) above their normal boiling points. Sample packed in the extraction cell is
allowed to experience these extreme conditions, and extract is collected into the vial by purging with compressed
gas. With increased pressure, the extraction cell fills faster
and forces the liquid into solid matrix (Wang and Weller
2006). Accelerated solvent extraction is the part of the
pressurized liquid extraction, and in the same way as
PLE, the sample is exposed to high temperature (50–
200 °C) and pressure (1475–2175 psi) which increases
Food Bioprocess Technol
the diffusivity of the solvents and promotes the level of
the extraction kinetics. The use of such high temperatures
and solvents can easily reduce the time and the amount of
solvents usage. However, this technique cannot be used
for thermolabile compounds (Ajila et al. 2011).
Accelerated solvent extraction can be exploited for the
extraction of thermolabile organic pollutants from environmental matrices. A limited scope of ASE has been
seen in the field of nutraceuticals in the literature.
Richter et al. (1996) compared the technique of ASE with
Soxhlet method and found ASE is having more potential
than Soxhlet method. The efficiency of ASE was 1.2–1.5
times higher than the Soxhlet extraction and time consumed was very less. There is still a scope of
exploiting this technique for the polyphenols as the
technique is limited for extracting the contaminants
from the environment.
The antioxidant activity of solvent extract of dried
green tea leaves, using 90 % ethyl alcohol at 50–
60 °C of polyphenols, was compared against standard
ascorbic acid, and their synergistic effect was on the
antioxidant, and photo-chemoprotective activity of
green tea polyphenols was studied by Kaur and
Saraf (2011). Authors confirmed the additive synergistic antioxidant and photo-chemoprotective activity
of polyphenols along with the ascorbic acid.
Polyphenols are quite different from each other in
relation to their structures and found in different
niche. Some may occur in combination with sugars,
proteins, and sometimes get polymerized with each
other. Solvent extraction technique is found to be
more efficient and provides required conditions in
terms of temperature and pH to extract the polyphenols present in derived forms (Druzynska et al. 2007).
A study was conducted by Druzynska et al. (2007) to
observe the effect of different solvents on the efficiency of the extraction of polyphenols from green tea.
The different solvents used to perform extraction were
water, 80 % ethanol, 80 % methanol, and 80 % acetone for different durations. The antioxidant activity
of the polyphenols was estimated by the method of
DPPH (2,2-diphenyl-1-picrylhydrazyl) and ABTS (2,
2′-azino-bis(3-ethylbenzothiazoline-6-sulphonic acid).
With the yield of 9.80 g of polyphenols per 100 g dry
mass of tea 80 % acetone solution showed the maximum efficiency with respect to 80 % ethanol and
80 % methanol which gave the output of 6.85 and
7.09 g of polyphenols per 100 g dry mass of tea,
respectively (Druzynska et al. 2007).
A same kind of inference was mentioned earlier by
Turkmen et al. (2006) on the effect of solvent on the
concentration and antioxidant activity of polyphenols.
Six different combinations of solvents were
optimized. Total polyphenol content was estimated
by ferrous tartrate method and Folin-Ciocalteau method. 50 % acetone extract from mate tea showed the
highest polyphenol content of 132.5 mg/g and
120.4 mg GAE per gram by method 1 and method
2, respectively. However, 50 % ethanol extract from
mate tea and 50 % acetone extract from black tea had
the greatest antioxidant activity. Santos-Buelga et al.
(1995) described the process of extraction by using
hexane and methanol as the solvent in combination.
N-hexane is used on the aqueous extract for the removal of liposoluble material, and the remaining solvent was evaporated. In a study conducted by Jun
et al. (2011), a comparison has been made between
the different techniques, namely, ultrahigh pressure
extraction (UPE), microwave extraction, ultrasonic
extraction, and heat reflux extraction to determine total polyphenol content and antioxidant activity of different extracts. Authors reported that ultrahigh pressure extraction (using 50 % v/v ethanol) gave a higher
antioxidant activity and higher green tea extract concentration as compared to other extraction techniques.
Another solvent with low polarity, ethyl acetate was
considered good for polyphenols by Shi et al. (2005).
Polyphenols can be extracted from lipid fraction of
food by using ethyl acetate, and the main advantage
served by using ethyl acetate is low boiling point
which eases solvent evaporation.
The polyphenol extraction efficiency of different
techniques (ultrasonication, heating, and stirring)
was studied by Heng et al. (2014). Different combinations of solvents, hydrogen bonds donors (ethylene
glycol, glycerol, 1,2-Butanediol, 1,4-Butanediol, 2,3Butanediol, 1,3-Butanediol, 1,6-Hexanediol) with
choline chloride (ChCl), were optimized for maximum recovery of polyphenols. Heating of green tea
with ethylene glycol and ChCl gave a maximum recovery of catechins.
Extraction of green tea polyphenols at optimum
temperature and pH during solvent extraction promotes the net content and yield of polyphenols. It also
reduces the threat of degradation of polyphenols (Row
and Jin 2006). The limitation of the process is post
process of extraction. Purifying and drying of polyphenols is costly and exaggerated and can be overcome by the use of CO2 as a solvent.
iii. Supercritical fluid extraction technique (SCF)
The use of carbon dioxide as solvent for extraction
purpose has reduced the cost of using chemicals to a great
extent as well as the threat of thermal degradation. From
the last three decades, the technique was restricted to a
very small range of products due to high capital investment and unawareness of the method. With advances in
Food Bioprocess Technol
equipment design and realization of the potentially profitable opportunities in the production of high valueadded products, industries are becoming more and more
interested in supercritical fluid technology (Mohamed
and Mansoori 2002). The main reason for the interest in
supercritical fluid extraction (SCF) was the possibility of
carrying out extractions at temperature near to ambient
temperature, thus preventing the substance of interest
from thermal denaturation. The relatively fast extraction
due to less viscosity and high diffusivities are associated
with supercritical fluids. Any fluid above its critical temperature (TC) and pressure (PC) is known as critical fluid.
A critical fluid can also be called as dense gas. Without
applying pressure above the critical temperature, a gas
cannot be liquefied. The critical pressure is the vapor
pressure of the gas at the critical temperature. For a fluid
to attain such a stage, the reduced temperature Tr (i.e., T/
TC) should range in between 1.0 and 1.3, and the reduced
pressure Pr (i.e., P/PC) can be as much higher as that can
be allowed by the system (Karale et al. 2011).
The possibility of using supercritical fluids (SFs) as
extraction solvents is directly linked to their density by an
empirical correlation proposed by Chrastil in 1982,
b
s ¼ ρa exp
þc
T
where, s is the solute solubility, ρ is the solvent density, and T
is the absolute temperature; a, b, and c are correlation parameters to be adjusted to experimental solubility data in supercritical CO2 (Karale et al. 2011). Different substances with
different solubility can be extracted by CO2 at different extraction conditions using a single extractor. Applications of
SCF technique has been studied for the extraction of catechins
from tea (Chang et al. 2000), carotenoids from vegetables
(Prado et al. 2014), functional ingredients from plants, algae,
and microalgae (Herrero et al. 2006).
Extraction of different green tea catechins by SCF technique has been reported by Chang et al. (2000) using CO2 as
solvent followed by the characterization by HPLC. An addition of 95 % ethanol as a co-solvent raised the mean content of
extract by 4.4 folds than by using water. In another study,
selective extraction of caffeine and epigallocatechin gallate
was performed by Kim et al. (2008) with CO2 as a solvent
and water as a co-solvent. Different parameters including temperature (40–80 °C), pressure (200–400 bar), water content
(4–7 % by weight), and co-solvent (water and ethanol) were
optimized to concentrate mainly EGCG in the extract and
extract out the caffeine. The maximum yield of caffeine and
EGCG was obtained at 40 °C, 400 bar pressure, and 7 % water
content. Yield of caffeine and EGCG were 54 and 21 %, respectively. The solubility parameter differences between
SCCO2/water and caffeine/EGCG resulted in the maximum
yield of caffeine. The selectivity of caffeine/EGCG extraction
with water was 0.88, and the selectivity of caffeine/EGCG
extraction was 0.24 with ethanol (Kim et al. 2008). Later
investigation mentioned the potential use of supercritical
CO2 for microbial inactivation of foods and the implementation of technique for the sterilization of thermally and
pressure-sensitive materials (Spilimbergo et al. 2002).
The process of supercritical fluid extraction with carbon
dioxide (CO2) was not feasible initially though having a critical temperature of 31.06 °C and critical pressure of 73.81 bar.
As CO2 has two oxygen molecules attached with same carbon
atom, makes it a non-polar solvent, an additional polar solvent
is required for the decaffeination process or removal of any
selective polar compound. The order of the catechins were
found to be EGCG>EGC>ECG>EC after HPLC analysis
(Gudala 2008). An addition of a small percentage of cosolvents is required, since the selectivity of carbon dioxide is
restricted to low molecular weight solutes. Polar solvents like
methanol or ethanol as co-solvents or modifiers change the
polarity of supercritical fluid and enhance its capacity towards
solute. However, co-solvents add the complexity and cost to
the process. After recovery of the product, the solvent must be
recycled and pumped back to the extractor, in order to minimize operating costs (Karale et al. 2011).
Solvent extraction is the basic technique used for the extraction of metabolites. It offers a wide range of solvents to
extract different compounds with maximum recovery, based
on polarity and solubility of the compounds. However, the use
of organic solvent is not considered safe for consumption. In
contrast, after SCF extraction of green tea, liquid CO2 can be
converted to gas by releasing the pressure and giving solventfree polyphenols. Moreover, solvent extraction requires a long
time with huge amount of solvent for extraction and post
process purification which limits this technique. The limitation of a long extraction process can be overcome by
Microwave-assisted and ultrasonication extraction techniques.
Polyphenols and plant bioactives have been extracted from a
number of sources (grape seeds, pomegranate peel) with solvent extraction (Murga et al. 2000; Cam and Hisil 2010).
Hydroxycinnamic derivatives, flavonols, anthocyanins, and
catechins have been extracted with solvent extraction method
from various sources, and similar inferences have been made
with respect to temperature, time, and recovery of the bioactive compounds.
Microwave-Assisted Water Extraction Technique
Microwave-assisted water extraction (MWE) is a technique
with higher efficiency requiring less time. The sample under
microwaves get heated up by dual mechanism of ionic conduction of electromagnetic (EM) waves and dipole rotation.
Food Bioprocess Technol
Microwaves are positioned in the EM spectrum with frequency between 300 MHz to 300 GHz. Sample can be heated up
by either mechanism or by both simultaneously (Tatke and
Jaiswal 2011).
Traces of moisture in plant leaves are the target for heating
by microwaves that exerts the pressure on the cell wall and
rupture it. Authors observed the SEM images and found more
rupturing in microwave-assisted sample than untreated sample
(Jassie et al. 1997). This releases the active compounds from
the cell into the outer environment. Enhancement in the release of active compounds is increased by the temperature or
soaking the plant matrix with solvents with a higher dissipation factor, which can be defined by the equation:
.
tan δ ¼ ε” ε
where, ε” indicates the efficiency of converting microwave
energy to heat, i.e., the dielectric loss, and ε is the measure
of the ability to absorb microwave energy, i.e., the dielectric
constant (Mandal et al. 2007).
For MWE, mainly two types of instrumentation designs are
available, namely, closed extraction vessels and focused microwave ovens. The closed vessel performs the extraction under controlled pressure and temperature. The focused microwave ovens is also named as focused microwave-assisted
Soxhlet or solvent extraction (FMASE), in which only a part
of the extraction vessel containing the sample is irradiated
with microwave. Some advantages of closed vessel systems
include less time requirement as the temperature is higher due
to a higher pressure, no loss of volatile compounds, no evaporation leads to less use of solvents, no risk of contamination,
and there is an easy handling. Limitations of closed-vessel
systems include high pressure, processing of limited amount
of sample, coat material of vessel limits the temperature, addition of solvents between the processes is not possible, and
cooling of vessel should be taken care of to avoid the loss of
volatile compounds (Tatke and Jaiswal 2011).
Factors affecting MWE are choice of solvent (must be with
a higher dissipation factor), volume of extracting solvent, extraction time (increase in time increase the extraction of compounds, but susceptible to degradation of polyphenols), microwave power (low power for a longer period is feasible),
matrix characteristics (effect elucidation of compounds), and
temperature (Tatke and Jaiswal 2011). A solvent with high
dielectric constant and high dielectric loss is having a more
potential to absorb more energy from microwaves and, hence,
get heated up at faster rate. The use of various combinations of
different solvents results in the new improved characteristics
of the solvent. But, during the selection of solvent, the sensitivity of the product towards solvent should also be taken into
account. For thermolabile products, a solvent with low
dielectric constant is preferred (Routray and Orsat 2012).
Volume of the solvent is another critical factor and must be
enough to immerse the sample completely for proper extraction (Tatke and Jaiswal 2011; Mandal et al. 2007).
An increase in temperature shows a direct relation with the
extraction of the product by MWE. But after a certain stage
saturation point is attained, the gradual increase in time does
not show a significant increase in the yield of extracted product (Routray and Orsat 2012). Microwave power and exposure time are interrelated factors which affect the extraction
process. Higher power is also used to increase the heating
effect and to reduce the time of the extraction. But sometimes,
increase in power results in rupturing of the cell wall. Hence, a
combination of the moderate power with longer exposure is
always suggested and preferred (Mandal et al. 2007).
Higher temperature of the process is the inducer of several
intermolecular interactions between the solvent and sample
and a relatively higher velocity of the molecules which gradually increase the rate of extraction. Higher temperature leads
to increase in the solubility of the product in the solvent.
Sometimes, this elevated temperature is also responsible for
the increased pressure on the cellular matrix of the sample
which causes rupturing of the cell, and product can be eluted
out quickly (Routray and Orsat 2012). Two different modes of
ovens are available with monomode and multimode cavities.
In multimode, the incident wave is able to affect the several
modes of resonance (Routray and Orsat 2012).
Microwave-assisted water extraction of green tea polyphenols was performed by Nkhili et al. (2009). Authors optimized
two parameters, temperature, and extraction time to estimate
the higher extraction of polyphenols and confirmed polyphenols chemical composition by HPLC-MS analysis. Nkhili
et al. (2009) concluded that MWE of polyphenols was better
and gave 97.46 mg of catechins equivalent per gram against
only 83.06 mg of catechins equivalent per gram by conventional extraction method at 80 °C.
For the rapid extraction and fast analysis of catechin and
epicatechin from green tea, the method of MWE was also
performed by Li et al. (2010), followed by capillary electrophoresis. It was concluded that MWE takes just 1 min with
400 W for the complete extraction of catechins and
epicatechins, whereas the ultrasonic extraction took 60 min
for 1 g of tea sample with 15 ml of deionized water as solvent.
The proposed method showed good recoveries, which are
118 % for catechin and 120 % for epicatechin with respect
to ultrasonication extraction. Hence, MWE was concluded
simple, fast, and reliable method for catechin extraction (Li
et al. 2010).
In another study conducted by Tang et al. (2011), applications of MWE have been cited. Authors used this technique
for the extraction of tea polyphenols with microwave intensity
600 W for 3 min, followed by the technique of molecular
distillation and spray drying for the concentration of
Food Bioprocess Technol
polyphenols. Nshimiyimana and He (2010) compared the radical scavenging activity of green tea and black tea polyphenols
by extracting from two different methods. Authors opted for
hot water and microwave-assisted extraction and concluded
that microwave-assisted extraction at atmospheric pressure
gives a better yield and, hence, a better radical scavenging
activity than hot water extraction and green tea contains a
higher concentration of polyphenols than black tea.
High intensity of waves, dual heating mechanism, and use
of wide range of solvents at high temperature under high pressure during the microwave-assisted extraction collectively
aids in reducing the time of extraction to a great extent.
However, additional filtration step is required to remove the
solid residues which limit the process. Process optimization
and modifications for MWE in recent times has allowed a
wide exploitation of the technique for the extraction of various
compounds from different sources. MWE has been widely
exploited for the extraction of large number compounds other
than polyphenols including isoflavonoids and saponins from
Radix astragali (Xiao et al. 2008), phenolic acids (gallic,
protocatechuic, p-hydroxybenzoic, chlorogenic, vanilic,
caffeic, syringic, p-coumaric, ferulic, sinapic, benzoic, mcoumaric, o-coumaric, rosmarinic, cinnamic acids),
Hypericum perforatum and Thymus vulgaris (Sterbova et al.
2004). All these studies have concluded MWE as a better
technique than all other conventional techniques with a better
recovery of bioactives, less degradation, and higher product
integrity in terms of purity.
Ultrasonication Extraction Technique
Ultrasonic-assisted extraction possesses enough potential than
conventional techniques for the extraction of plants secondary
metabolites. It has been least exploited in comparison to other
techniques. Ultrasonication overcomes all the disadvantages
of high cost, post process concentration, low recovery, and
others. The use of ultrasonication technique for extraction of
polyphenols increases the efficiency of process and circumvents the degradation of polyphenols. It increases the mass
transfer kinetics and quasi-equilibrium can be achieved by
using this technique (Both et al. 2014). The technique is based
on the acoustic cavitation phenomenon which allows the formation, growth, and burst of the bubbles (micro size) inside
the liquid phase (Chemat et al. 2008).
Koiwai and Masuzawa (2007a) proposed an experimental
setup for the extraction of the polyphenols compounds from
the green tea. Tea leaves were placed in Teflon bottle being
inert in nature. The bottle was placed in a water tank and
ultrasound waves were provided under the tank. A comparison was made by giving different range of frequencies: 25, 45,
100, and 130 kHz (Koiwai and Masuzawa 2007b).
The applications of ultrasonication are being exploited
commercially at a large extent. Both et al. (2014) compared
the extraction efficiency of polyphenols with a conventional
and ultrasonication technique. Authors reported
ultrasonication extraction as a promising technique with
15 % in polyphenol content. Other than polyphenols, many
beneficial compounds, namely, anthocyanins, aromatic compounds, polysaccharides, and functional foods can also be
extracted by using this technique. Ultrasonication can enhance
the extraction yield and quality of compounds by opening new
opportunities with other extraction techniques (Vilkhu et al.
2008). A study was performed by Xia et al. (2006) to investigate the chemical changes and sensory quality of tea by applying the ultrasonic-assisted extraction. Authors concluded
ultrasonication as a better technique as compared to hot water
extraction, with better extraction efficiency at low temperature
decreasing the threat of degradation of compounds. An ultrasonic cleaning bath (40 kHz, 250 W) was used for a 3-g tea
sample, mixed with 300 ml of distilled water in a 500-ml
plastic flask in this work. Koiwai and Masuzawa (2007a) presented their work on the extraction of catechins. To reduce the
risk of contamination in the food items and maintain the quality of catechins, ultrasonication was opted by authors. Six
ultrasonic transducers with frequency of 25 kHz and varied
ultrasonic pressure at a constant temperature were used.
Authors (Koiwai and Masuzawa 2007a) concluded that it is
possible to extract more catechins with irradiation of sound
waves at low temperature. A comparison study between the
different methods of extraction (hot water extraction, Soxhlet
extraction, and ultrasonication technique) of polyphenols was
performed by Mo et al. (2008). The authors concluded that
ultrasonication gave the maximum extraction yield.
Ultrasonication is the simplest technique, very easy to
scale up, requires low capital investment, and the least
exploited with respect to extraction of green tea polyphenols. It provides the application for thermolabile compounds and prevents the risk of degradation of polyphenols due to a higher temperature. However, dispersion
medium decreases the intensity of the waves with time
that influence the extraction efficacy. The lack of uniformity in the process limits the use of this technique for the
wider application of extraction of bioactive compounds.
Ultrasonication has been exploited for the extraction of
polyphenols from apple pomace (Virot et al. 2010), saponin from ginseng (Wu et al. 2001), and lycopene from
tomatoes (Lianfu and Zelong 2008). It has been concluded from the literature that ultrasonication gives a better
recovery of bioactives than other conventional extraction
techniques. The technique needs process optimization and
modifications for wide applications.
Chemical Extraction Technique
A novel and advanced technique for the extraction of tea
polyphenol by ammonium chloride precipitation has been
Food Bioprocess Technol
recently reported by Zhihui et al. (2013). Precipitation of
coarse-crystalline tea polyphenols has been done by addition of ammonium chloride followed by sodium bicarbonate (1 mol/L) to regulate the pH to the tea extract. Authors
reported an improved extraction efficiency of tea polyphenols by 5 % as compared to traditional extraction
techniques.
Different techniques for extraction of green tea polyphenols are summarized in detail in Table 2.
Comparison of Different Polyphenol Extraction
Techniques
Polyphenols have been extracted widely from a large
number of sources. Different techniques have been
employed for the polyphenols extraction, with their respective advantages and limitations (discussed in
Table 3). Solvent-based extraction is a primary technique
and widely exploited for extraction of number of compounds from various sources. However, the product extracted is not food grade until purified. To avoid the risk
of contamination of solvent, carbon dioxide can be used
as solvent but, due to limited polarity, cannot be exploited
universally. Solvent extraction is cost effective and easy
to set up and, hence, is used widely. However, for food
grade application of purified polyphenols, microwaveassisted (MWE) and ultrasonication extraction are the
most promising techniques and possess enough potential
for the maximum recovery of the polyphenols. High intensity of waves along with the temperature during MWE
and ultrasonication has significantly increased the recovery of polyphenols and reduced the extraction time.
However, MWE serves the advantage of reduced solvent
usage and reduced risk of degradation/epimerization of
polyphenols to a greater extent than ultrasonication technique as the time required for extraction of polyphenols is
much lower in MWE (1–3 min for MWE and 30–40 min
for ultrasonication). Ultrasonication extraction can be
scaled up easily and has comparatively low investment
cost than MWE. However, the limitation is the nonhomogenous distribution of wave energy in the system
and continuous reduction in power during the extraction.
Hence, the utilization of different elements from different
techniques simultaneously can further increase the recovery of green tea polyphenols. As discussed above, application of ultrahigh pressure with solvent extraction results
in increased polyphenol content than individual techniques. Application of both micro- and ultrasonic waves
together can be exploited for improved recovery of polyphenols than individual techniques (Lianfu and Zelong
2008).
Effect of Different Solvents and Extraction Techniques
on Composition of Green Tea Extract
Different composition of polyphenols in tea is mainly attributed to climate, species, region, and processing (extent of
fermentation) of the leaves (Meterc et al. 2007). However,
the composition and concentration of polyphenols in the extract vary with mode of extraction and selection of solvent.
Various techniques and solvents have been reported in literature for the extraction of green tea polyphenols and resulted in
various compositions of total polyphenols (Jun et al. 2011;
Huang et al. 2013; Lee et al. 2013).
Optimization of ultrasonic extraction of green tea polyphenols has been done by Lee et al. (2013) by considering different concentration of solvent, temperature, and extraction time.
Response surface methodology was used to optimize the extraction process, and results were further compared with the
conventional technique (shaking extraction). Authors reported
different concentration of total polyphenols with different parameters. However, the predicted optimum level for maximum polyphenolic content and minimum caffeine level were
found at 9.7 % ethanol, 26.4-min extraction time, and 24.0 °C
extraction temperature. Furthermore, it has been stated that
caffeine level decreases significantly during ultrasonic extraction of green tea polyphenols.
In aforesaid instance under solvent extraction techniques, a
difference in total polyphenol content has been reported by
Jun et al. (2011) by using different extraction techniques including ultrahigh pressure extraction (UPE), microwave extraction, ultrasonic extraction, and heat reflux extraction.
Authors reported a maximum concentration of total polyphenols (572±4.02 mg/g) and the highest antioxidant activity
with UPE. Furthermore, different concentrations of EGCG,
C, EC, ECG, and EGC have also been reported with a maximum recovery by UPE.
Tea extracts were prepared by Sharma et al. (2005) using
different solvents (acetonitrile, water, methanol, aqueous
methanol (15 and 70 %) and acetone), and extraction times.
Qualitative and quantitative analysis of extract was done by
HPLC technique. The authors reported a maximum concentration of total polyphenols and different components with the
use of 70 % methanol. With the use of 15 % methanol, similar
concentration of total polyphenols has been reported; however, theophylline was not detected with lower concentration of
methanol. Gallic acid and theophylline were not detected with
water as a solvent. In the study performed by Meterc et al.
(2007), extraction of green tea polyphenols has been optimized with the use of different solvents at different temperatures with solid-to-solvent ratio. The authors reported maximum polyphenols with the use of methanol giving 7.01 % of
EGCG and 2.78 % of EGC content at 60 °C.
Qualitative and quantitative estimation of phenolic content
was performed by Rusak et al. (2008) using different solvents
Different techniques for the extraction of green tea polyphenols
Extraction technique
Source
Purpose
Hot water extraction
Dried tea leaves
Green tea
60 °C
Yield—2.56 % caffeine 19.33 % total
Extraction, further analysis regarding
polyphenols
decaffeination and antioxidant
activity
For water as solvent—80 °C gave a
Optimization of water temperature and 80 and 100 °C, ethanol
concentration—50 and 75 % (v/v)
maximum yield, for dried leaves 50 %
ethanol concentration to diminish the
ethanol, and for fresh leaves 75 % ethanol
epimerization
for 10 min
Optimization of various parameters
Temperature, extraction time, water- Maximum yield at 80 °C for 30 min, pH<6,
to-tea ratio, particle size of green
with particle size of 1 mm and a tea-totea, pH of extraction solution, and
water ratio at 50:1 (ml/g)
multiple extraction steps
Variable temperatures—100, 80,
Degradation of catechins by prolonged
Extraction of catechins along with
60 °C
exposure at a higher temperatures
optimization of boiling temperature
followed by their concentration
Two-step extraction to concentrate EGC Initially at 50 °C in first step, then at EGC 78.9 % of the total catechin in the first
and EGCG
80 °C
step and 39.5 % in the second step. EGCG,
153.7 g/ml (10.8 % of the total catechin) in
the first step and 503 g/ml (47.6 %) in the
second step
Optimization of extraction process by Different temperatures of 50, 80, and Maximum yield at 80 °C for 40 min
using ethanol as solvent
100 °C for 4 h, 40 min, and
15 min, respectively
Maximum yield (0.18 g) obtained at 130 °C
Extraction of polyphenols and
Different temperatures 100, 110,
development of two-phase model
120, and 130 °C at constant
when solution treated for 10 min
pressure 3×106 Pa
Cold water extraction to preserve the
Extraction at 10 °C
Improved taste sensation, less bitterness
flavor
To preserve health beneficial elements Extraction at room temperature
Enhanced content of nutrients
Green tea
Optimization with different solvents
Green tea
Green tea
Korean green tea
leaves
Dried green tea
leaves
Korean tea
Fresh green tea
leaves
Green tea
Organic solvent extraction
Mate tea and black Examined the effect of solvent on
antioxidant activity
tea
Green tea
Green tea
Supercritical fluid
extraction
Green tea
Green tea
Conditions
Outcomes
Reference
Bharadwaz and
Bhattacharjee 2012
Liang et al. 2007
Vuong et al. 2011
Cheong et al. 2005
Bazinet et al. 2007
Row and Jin 2006
Goodarznia and Govar
2009
Eri et al. 2008
Weizheng et al. 2013
Temperature—water, 80 % ethanol, Maximum yield—9.80/100 g dry mass of tea Druzynska et al. 2007
80 % methanol, and 80 %
with 80 % acetone
acetone; time—15, 30, and
60 min
Ethanol, methanol, acetone and N,N- For black tea 50 % DMF showed a maximum Turkmen et al. 2006
yield and for mate tea, 50 % acetone gave a
dimethylformamide (DMF) at
maximum yield with maximum antioxidant
different concentrations
activity
50–60 °C
Yield—18.25 % (w/w) polyphenols
Kaur and Saraf 2011
To observe the antioxidant and photochemoprotective activity of green tea
Optimization of solvents for maximum Ethylene glycol, glycerol; 1,2Ethylene glycol with choline chloride gave
Heng et al. 2014
polyphenol recovery
Butanediol; 1,4-Butanediol; 2,3maximum recovery
Butanediol; 1,3-Butanediol; 1,6Hexanediol with choline chloride
To examine the effect of adding co95 % ethanol as solvent
Increased mean content by 4.4 folds by using Chang et al. 2000
solvent
95 % ethanol
Kim et al. 2008
Food Bioprocess Technol
Table 2
Table 2 (continued)
Extraction technique
Microwave-assisted water
extraction
Source
Green tea
Green tea
Ultrasonication
Purpose
Conditions
Outcomes
Selective extraction of caffeine and
epigallocatechingallate using
supercritical CO2 as solvent and
water as co-solvent. Compared with
conventional liquid solvent
extraction
Comparison between microwaveassisted and conventional extraction
and optimization temperature and
extraction time
Optimization of parameters
40–80 °C temperature, pressure
200–400 bar
Water found to be better co-solvent.
Selectivity of caffeine/EGCG with water
was 0.88 and with water 0.24 with ethanol
100 °C
Yield—97.46 mg of catechins equivalent per Nkhili et al. 2009
gram
Variable power—100, 200, 400 W Maximum yield obtained at 400 W power
and variable duration—n, 4 mins
when solution kept for 1 min
Tea leaves
Extraction of polyphenols followed by 600 W power for 3 min
concentration through spray drying
Green tea and black Comparison in radical scavenging
77 °C
Microwave-assisted extraction gave more
tea
activity after extraction with two
yield than conventional method
different methods, hot water and
microwave-assisted extraction
Tea
To investigate the chemical changes and 40 kHz, 250 W
Reduced degradation of compounds
sensory quality of tea by applying the
ultrasonic-assisted extraction
Green tea
Extraction with ultrasonication to
25 kHz and varied the ultrasonic
Increased recovery of catechins
reduce contamination
pressure
Tea
Comparison of conventional and
Increased extraction of polyphenols by 15 %
ultrasonication technique
with ultrasonication
Reference
Li et al. 2010
Tang et al. 2011
Nshimiyimana and He
2010
Xia et al. 2006
Koiwai and Masuzawa
2007a
Both et al. 2014
Food Bioprocess Technol
Food Bioprocess Technol
Table 3
Comparison of extraction techniques
Techniques
Advantages
Limitations
Solvent extraction
• Wide range of solvents are • Prolonged exposure
available (water,
to solvents and
methanol, ethanol, ethyl
high temperature
acetate, hexane)
• High risk of
• Easy to set up and low
degradation of
installment cost
compounds
• Purified product is obtained • Huge amount of
with SCF (CO2 as solvent)
solvent is required
• Post process
purification is a
must
Microwave-assisted • Maximum recovery
• Batch processing
extraction
• Short exposure time
• Post processing is
(1–3 min)
required
• Less degradation of
compounds (here
polyphenols)
• Reduced solvent usage
Ultrasonication
• Simple set up and easy to • Long extraction
extraction
scale up
time
• No post processing
• Lack of uniformity
of wave
required
distribution
• Low temperature
application; can be used
for heat-labile compounds
(water, water + lemon juice, and 10, 40, 70 % ethanol) at
different extraction times, and a direct correlation of phenolic
content was established with antioxidant activity of extracts.
The authors reported higher polyphenol content (115 mg/g
EGCG and 38.5 mg/g EGC) in green tea extract with the use
of 40 % ethanol than water as a solvent.
It can be concluded from aforesaid studies that efficiency
and composition of polyphenols extracted depends on the extraction technique and polarity of solvent used. Extraction
efficiency varies with the polarity of solvent used and extraction time. However, methanol has shown enough potential for
maximum extraction of green tea polyphenols.
Green tea polyphenols are rich source of minerals like zinc,
copper, iron, magnesium, nickel, and many others.
Concentration of these minerals in brew varies with solvent
used for green and black tea extraction. A comparison study
for iron and copper concentration in aqueous and ethanol
green tea extract has been performed by Gramza et al.
(2005b). It has been reported that ethanol has preserved more
amount of iron and copper in the extract. Furthermore, green
tea possesses more minerals than black tea. The use of pesticides during the cultivation leaves the traces (of pesticides) in
green tea extract. Pesticide concentration in the extract varies
with the source of extraction, water solubility, partition coefficient, and brewing duration. The concentration of pesticides
in extract increase with increases in brewing temperature, and
60 °C is recommended as optimum temperature for brewing
Impact on the quality of
compounds
Applications
• Selective compounds can be • Green tea (Liang et al. 2007; Weizheng
obtained by SCF extraction,
et al. 2013; Kaur and Saraf 2011)
without post process
• Grape seeds (Murga et al. 2000)
techniques
• Pomegranate peel (Cam and Hisil 2010)
• More prone to epimerization
than other techniques
• Solvent extracts (other than
water) need to be purified
• Traces of solvent (if other
than water is used) with
compound
• Less degradation due to less
exposure to heat as
compared to other
techniques
• May prone to epimerization
if temperature is near
100 °C
• Green tea (Tang et al. 2011; Li et al.
2010)
• Radix astragali (Xiao et al. 2008)
• Hypericum perforatum and Thymus
vulgaris (Sterbova et al. 2004)
• Green tea (Koiwai and Masuzawa
2007a; Both et al. 2014)
• Apple pomace (Virot et al. 2010)
• Saponin from ginseng (Wu et al. 2001)
(Cho et al. 2014). It has been reported by Wheeler et al. (1982)
that pure acetonitrile is less efficient for extracting dieldrin
than pure ethanol and methanol. The presence of water influences the polarity of solvent which consequently effects the
extraction of pesticides.
Current Status and Future Prospects
Extracted polyphenols are very sensitive to the environment
and prone to epimerization at a higher temperature and exposure to light. Hence, it is necessary to protect them from degradation. Encapsulation of the polyphenols serves this need
with the additional advantage of masking the flavor, control
and targeted release, simultaneously increasing the bioavailability of the polyphenols. Various techniques for encapsulation are available, namely, emulsification, coacervation, inclusion, complexation nanoprecipitation, emulsification–solvent
evaporation, and supercritical fluid to encapsulate bioactive
compounds and pharmaceuticals, which are to be used on
the basis of conditions and characteristics of the core material.
These techniques do affect the physicochemical properties of
the material (Ezhilarasi et al. 2012). Drying techniques involve spray drying and freeze drying and are considered to
be very promising techniques for microencapsulation (Choi
et al. 2004; Abdelwahed et al. 2006; Ezhilarasi et al. 2012).
A study has been performed to check the viability and stability
Food Bioprocess Technol
of Bifidobacteria by co-encapsulation with green tea. The result confirmed the increased viability of bacteria with 10 %
co-encapsulated green tea during storage at 4 °C (Vodnar and
Socaciu 2012).
Recent research is focused on the fortification of foods (eg.
bread, cake, biscuits) with green tea polyphenols as a means of
improving its nutritional value without compromising the organoleptic properties.
Conclusion
Green tea polyphenols are well known for their substantial
potential as anti-cancer and antioxidant agents. Different techniques for the extraction of green tea polyphenols and antioxidants have emerged with certain merits and demerits. From
aforesaid studies, it can be concluded that various factors influence the polyphenol extraction in terms of content, efficiency, composition, and purity of polyphenols. These factors include technique used for extraction, duration of extraction,
solvent used, solvent to solid ratio, and intensity of waves.
Microwave-assisted and ultrasonication extraction techniques
seem to be more promising and have shown a greater potential
and better efficiency for the extraction of polyphenols as compared to other techniques. Furthermore, green tea polyphenols
are prone to epimerization and degradation at a higher temperature and alkaline pH. Encapsulation technique serves the
need to avoid the degradation of polyphenols. Techniques
such as spray drying, freeze drying, emulsification, coacervation, inclusion, complexation, and nanoprecipitation are mainly used for encapsulation purpose. Each extraction technique
has certain unique operating factors which affect the concentration and antioxidant activity of the extract and need to be
optimized. However, there is a need to reduce or avoid the use
of organic solvents for extraction and exploit other techniques
with better efficiency.
Acknowledgments The authors wish to thank Prof. Ram
Rajasekharan, Director, CSIR-CFTRI, Mysore, India, for his support
and help. We gratefully acknowledge the Ministry of Food Processing
Industries (MoFPI) for providing financial support to carry out this work.
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