zyxwvutsrqpo
zyxwvutsrqpon
zyxwvutsrq
zyxw
zyxwvutsrq
zyxwvutsrq
Copyright 0 1996 hy the Genetics Society of America
T h e Evolution of Genomic Imprinting
Atsushi Mochizuki,Yasuhiko Takeda and Yoh Iwasa
Department
of
Biology, Faculty of Science, Kyushu University, Fukuoka 812-81, Japan
Manuscript received November 24, 1995
Accepted for publication July SO, 1996
ABSTRACT
In some mammalian genes, the paternally and maternally derived alleles are expressed differently:
this phenomenon is called genomic imprinting. Herewe study the evolution of imprinting using multivariate quantitative genetic models to examine the feasibility
of the genetic conflict hypothesis. This
hypothesis explains the observed imprinting patterns as an evolutionary outcome of the conflict between
the paternal and maternal alleles. We consider the expression of a zygotic gene, which codes for an
embryonic growth factor affecting the amount of maternal resources obtained through the placenta.
We assume that the gene produces thegrowth factor in two different amountsdepending on its parental
origin. Weshow that genomic imprinting evolves easily if females have some probability of multiple
partners. This is in conflict with the observation that not all genes controlling placental development
are imprinted and that imprintingin some genes is not conserved between mice and humans.We show
however that deleterious mutationsin the coding regionof the gene create selection against imprinting.
S
EVERAL mammalian embryonic genes are
known
to be subject to genomic imprinting. Only
either
the paternally or maternally derived allele
is actively
expressed while the other stays silent (PETERSON
and
SAPIENZA
1993). Some of these imprinted genes code
for an embryonic
growthfactor o r its inhibitor and
therefore affectplacentaldevelopment,
while others
are related to suckling and swallowing behaviors, appetite, and attracting maternal attention. Ithas been suggested that imprinted genes arelikely to be involved in
controlling the amount of resources supplied by the
mother (HAIGand GRAHAM1991; MOORE and HAIC
1991 ) .
Genomic imprinting was first noted from thegrowth
retardation and death of embryos that possessed the
maternal duplication and paternal
deficiency ( o r paternal duplication and maternal deficiency) of the whole
genome, or of a single chromosome (uniparental disomy) . FERGUSON-SMITH
et al. ( 1991 ) incorporated cells
with paternal duplication of the distal chromosome 7
intochimerasandfound
a considerable growth enhancement in theembryos. In contrast, inembryos with
maternal duplication of the distal chromosome 7, both
the maternal alleles of the Zgf2 (insulin-like growth
factor type-2 ) gene were repressed. The I g f 2gene in
this region was suspected to be imprinted. Using gene
targeting, DECHIARAut al. (1991 ) demonstrated that
the paternally inheriteddisrupted Zgf2 gene causes
growth deficiency butthe
maternally inherited disrupted gene does not. Nuclease protection and in situ
hybridization analyses of the transcripts from the wild-
type and mutated alleles indicated that only the paternal allele is expressed in embryos, while the maternal
allele is silent. An exception is found in the choroid
plexus and leptomeninges, where both the maternal
and paternal Zgf2 genes are expressed. Similarly, only
the paternally derived alleles are expressed for several
genes on human chromosome
15, which are in turn
related to behavioral abnormalities, such
as Prader-Willi
syndrome and Angelmansyndrome
( OZCELIK
et al.
1992; SUTCLIFF
et nl. 1994; WEVKICK
et al. 1994).
In contrast, there are genesin which only the maternally derived copy is actively expressed. For example,
Zgf2r (insulin-like growth factor type-2 receptor) is expressed only from the maternal chromosome in mice
( BARLOWet nl. 1991 ) . This has been suspected to be
an inhibitor of Zgf 2 ( HAIGand GRAHAM
1991 ) . BARTOLOMEI et al. (1991) showed that in the mouse the HI 9
gene is imprinted, with the active copy derived from
the mother. HI 9 RNA has tumor-suppressor activity
( HAO et nl. 1993), but it is, however, not translated.
Some genes controlling the
cell cycle are also imprinted
in the mouse: an inhibitorof the cyclin / CDK complex,
is transcribed only from the maternal allele
( HATADAand MUKAI1995), while an activator gene,
CDC25, is transcribed only from the paternal allele in
some tissues (PUSS et nl. 1996) .
Control of differential genetic expression is known
to be based on the methylation pattern of the genes
( SASAKI et nl. 1993). CHAILLET
et nl. (1991) studied
methylation of transgenes and found that both maternally and paternally inherited methylation patterns are
erased in primordial germcells and thatdistinctive patterns emerge during germ
cell maturation. The methylation pattern found in sperm undergoes further
modification during embryogenesis. SASAKIet al. ( 1991 )
zyxwvutsrqp
zy
zyxwvutsrqponm
Cmrsponding author; Atsushi Mochizuki, Department of Biology,
Faculty of Science, Kyushu University, Fukuoka 812-81, .Japan.
E-mail:
[email protected]
Gcnetirs 144: 12%-I295 (Novcmhel-, 1996)
zyxwvuts
zyxwvut
zyxwvutsrqponm
zyxwvutsrq
zyxwvutsr
1284
A. Mochizuki, Y . Takeda and Y . Iwasa
examined whether the parental-origin-dependent differential methylation observed in transgenes reflects
the genomic imprinting of endogenous genes, and confirmed that the methylation patternsare established
before early prophase I during spermatogenesis. UEDA
et al. (1992) showed that parental-specific adult patterns of transgene methylation are established during
gametogenesis. LI et al. ( 1993) examined expression of
three imprinted genes ( I gf2, Igf2r, H19) in mutant
mice that are deficient in DNA methyltransferase activity. Both maternal and paternal genes of H19 are expressed, but both genes are repressed for Igf2 and
Igf 2r.
Recent studies have revealed that the genetically imprinted genes, Mash-2, Ins-2, Igf2, and H19, are clustered into a chromosomal domain, implying that imprinting may be regulated in a regional matter (EDEN
and CEDAR1995). In a similar vein, a group of genomically imprinted human genes ( S A W N , PAR-5, PARI, IPW) is located within a single region of severalhundred kb ( OZCELIK
et al. 1992;WEVRICK
et al. 1994) andis
suspected to be controlled by an imprinting-controlling
element ( REIS et al. 1994; SUTCLIFF
et al. 1994; BUITING
et al. 1995).
Genomic imprinting of a particular gene may differ
between species, between individuals of the same
species, and between tissues of the same individuals.
ZGF2 is monoallelically expressed in various tissues but
not in the adult human liver. The human IGF2R gene,
which is imprinted in mice, was found to be expressed
from both alleles ( KALSCHEUER et al. 1993; OGAWA
et
al. 1993) .JINNO et al. ( 1994) demonstrated that W T l
can undergo tissue-specific imprinting. Furthermore,
they found monoallelic expression of W T l in some
placentas but not others, suggesting genetic polymorphism in imprinting within the human population.
To explain the observed patterns of genomic imprinting, DAVIDHAIC and his colleagues proposed a
genetic conflict hypothesis, which explains genomic imprinting as an outcome of evolution based on natural
selection [HAIC and WESTOBY
1989, 1991; HAIC and
GRAHAM
1991; see VARMUZAand M A N N (1994) for an
alternative hypothesis]. They noted a conflict of interest between thepaternal and maternal alleles of a
growth factor genewithin an embryo. Consider the simplest case in which the mother mates with a large number of males, and all the offspring have different fathers.
Then the paternally derived copyof a growth factor
gene would try to gain as much resources as possible
from the mother and thereby maximize the survivorship and growth rate of the embryo, without considering the survivorship of other embryos that have different fathers. In contrast, the maternal gene may benefit
by reducing the resource demand because there is a
50% chance of copy of the gene existing in each of the
other maternally related sibs. Even if the probability of
a female accepting multiple mates islow, and hence
most offspring are likely to have acommonfather,
there is still some difference between the two alleles in
terms of the “optimal” amount of maternal resources.
HAIG (1992) demonstrated differences in the optimal
amountforthe
maternally derived gene in the offspring, for thepaternally derived gene in the offspring,
and for the gene in the mother. This hypothesis explains why the paternal allele tends to be active and the
maternal allele inactive for embryonic growth factor
genes. In contrast, for genes coding for inhibitors
of
growth factors or genes that work to reduce the resource demand in general, the maternal allele tends to
be active and the paternal one inactive.
In this paper, we develop a mathematical model of
the evolution of genomic imprinting based on the genetic conflict hypothesis, to examine whether this idea
presented as a verbal argument is supported in terms
of rigorous genetic models of evolution. The model
predicts the evolution of a regulatory region that controls the imprinted expression patterns for growth factor genes that affect the amount of nutrients obtained
from themother. Assuming thatthe
“primary imprinting signal” is gven, the model predicts that even
with a small probability of the female accepting multiple mates, it is always very likely for the genes controlling maternal resource supply to evolve to an extreme
asymmetry in gene expression. No matter howsmall
the probability of the female accepting multiple males,
the evolutionary outcome is alwaysan extreme asymmetry in gene expression between maternally and paternally derived genes. This result, however, does not apparently fit with the observed patterns in that not all
the genesaffecting nutrient demand are imprinted and
some genes are imprinted in mice but not in humans.
We then discussseveral modified versionsof the
model, incorporating processes that favor the absence
of genomic imprinting. In particularwe study the possibility that recessive deleterious mutations may be present in the coding region of the gene. We demonstrate
that whether genomic imprinting should evolve is affected by the frequency of deleterious mutations. Two
equilibria, one with genomic imprinting and the other
without imprinting, can be simultaneously stable.
zyxwvu
THE MODEL
We consider the level of expression of a gene coding
for an embryonic growth factor that determines the
demand for maternal resources obtained through the
placenta. An embryo has a pair of genes: one from the
father and the other from the mother. Let x and y be
quantitative traits indicating the amount of a growth
factor produced by the paternal geneand by the maternal gene, respectively. These are eitherpositive or zero,
as they indicate gene expression levels. We assume that
their sum, x + y, is proportional to the amount of resources or care received from the mother. Here, we
Genomic
of
Evolution
Imprinting
z
zy
1285
vestigation, but it is suspected that differential methylation during gametogenesis plays a role ( CHAILLET
et al.
1991; SASAKI
et al. 1991;UEDAet al. 1992; LI et al. 1993).
Here we simply assume that some mechanisms exist
that give a reliable primary signal that indicates parental
origin, and we concentrate on the evolution of the
quantitative level of expression of a growth factor gene
with this signal.
We assume that a genecan produce the growth factor
at two different levels in each generation, depending
on its parental origin. This property of the growth factor
gene is represented as a pair of values (x,y ) , where x
is the amount of growth factor produced by the gene
if it is paternally transmitted (ie., given the paternal
signal), and y is the production by the same gene if it
is maternally transmitted. In a single fertilized egg,
there are two copies (paternal and maternal),each of
which has a pair of values. Let ( xp,y!,) be the paternally
derived allele, and (x,, y m ) be the maternally derived
allele. By definition, the former produces ,!x and the
latter produces ym, and hence the embryo should produce xr
ym growth factor in total, which is proportional to the amountof resources acquired through the
placenta. The survivorship of the embryo is then W ( xp
zyxwvutsrq
zyxwvuts
zyxwvuts
zyxwvu
zyxwvutsrqpon
zyxwvutsr
zyxwvutsrq
z
0
1
Total growthfactor
2
x+y
FIGURE1.-Survivorship of an embryo as a function of the
amount of growth factor production z = x + y. W( z) = wo ( z
- a ) / ( 1 + Pz’) for z 2 a , but is zero for z < a. Parameters
are as follows: a = 0.5, p = 0.5 and wo = 1. This is a function
used for computation in all the numerical results in this paper, unless otherwise stated. Survivorship peaks when z = 2.
Since an offspring with growth factor production lower than
a dies, only evolution for region z 2 a is considered.
examine the evolutionary change in x and y, in particular, the potential evolution toward asymmetric expression from an initial symmetry. We treat the physiological response of the motherto the growth factor as given,
and do not consider the evolution of the mother’s response itself.
The survivorship of the embryo increases with maternal resource supply, and hence it is a function of x
y, denoted by W ( x y ) . An example of a survivorship
function is illustrated in Figure 1. It is zero ( o r very
small) below a certain threshold thenincreases quickly
with x y, and finally saturates at a high levels. There
may also be a peak after which it may decline with x
y due to any harmful effects of producing too much
growth factor.
This curve gwes the survivorship of the offspring as
a function of the amount of resources it receives from
the mother. The embryonic growth factor production
(x + y ) that maximizes survivorshipis however not optimal, because the embryo shares the common pool of
maternal resources with its sibs, either simultaneously
or over the mother’s reproductive lifetime. Hence reducing its resource demand will increase the number
and the survivorship of sibs that are genetically related
to the embryo. The level of growth factor production
favored by natural selection should therefore be lower
than the level that achieves the maximum survivorship
of the embryo. The optimal growth factor production
for the maternally derived gene is still lower than that
for the paternally derived gene, because the former is
more likely to be present in sibs than the latter, if the
mother has accepted multiple males. Therefore, there
is a conflict of interest between the alleles even though
they are both present in the same cells of the embryo.
The primary imprinting mechanism is still under in-
+
+
+
+
+
+ Ym) .
Nowwe consider the fitness of the (x, y ) allele, defined as the expected numberof copies in the following
generation for each gene. We calculate the fitness as
the multiplication rate from the adultstage in a generation to the adultstage in the next generation (not from
the embryo to the embryo, as explained below). It depends on thesex of the gene carrier.Let +*( x, y; % 7)
be the fitness for an ( x,y ) -allele in a male. It therefore
depends on the
population mean traits ( F, 7).
Similarly,
we consider r#JJ( x, y; % 7)
, as the fitness of the (x, y ) allele in a female’s body. We call r#Jm and r#JJ male and
female fitness, respectively, of the allele (x,y) .
In the initial population, the two values may be equal
( % = 9 , indicating theabsence of genomic imprinting.
In time, natural selection working on the regulatory
region may cause some difference in the gene expression between thepaternal and maternal copies. We
model this process using multi-variate quantitative genetics. The heritable values of x and y of individuals in
the population areassumed to be sharply concentrated
around their means( %and7)
. One-generation changes
in the population averages of two quantitative traits are
given by the product of a genetic variance matrix and
a selection gradient vector (see IWASA
et al. 1991) :
zyxwv
G, and Gy are additive genetic variances for x and y,
respectively, and B is the additive genetic covariance
between them. These are determined by the balance of
several different forces, such as mutation and stabilizing
1286
zyxwvutsrqp
zyxwvutsr
zyxwvutsr
zyxwvutsr
zyxwvuts
zyxwvutsrqp
zyxwvutsr
A. Mochizuki, Y. Takeda and Y. Iwasa
selection, pleiotropy and assortative mating, but here
we simply treat them as constant, and assume that the
genetic variance-covariance matrix is not degenerate
(having an inverse) . This is acceptable ifwe concentrate on the evolutionary equilibrium rather than the
transient. P5 and /?,
are selection gradients with respect
to the expression of maternally derived and paternally
derived genes in the embryo:
d l
dx 2
Px= - - ( 1nc,bm+
and
where the partial derivative is estimated at the population averages ( (x, y )
(E, 7)
) . These indicate the
direction and magnitude of natural selection working
on x and y, respectively. The factor ‘/2 indicates sexlimitation, i.e., the allele is a paternally derived gene in
half of all the generations, and a maternally derived
gene in the other half. Justification of the evolutionary
dynamics Equation 1, a and b, is given by IWASA et al.
(1991). The assumption of weak selection is used for
the derivation. The formulation of Equation 1 has been
used in computing evolutionary equilibrium and evolutionary limit cycle for male sexual ornaments and female matingpreferences
(e.g., POMIANKOWSKIand
IWASA 1993; IWASA and POMIANKOWSKI
1995).
In Equation 1, a and b, the
effect of socialinteractions
(in this case competition for maternal resources between sibs) is incorporated in computing the fitness,
and defined as the expected number of copies in the
following generation. This is called the “neighbormodulated fitness” method ( HAMILTON
1964). Alternatively, we mayconsider thecost and benefit of an embryonic geneproducingdifferentamounts
of growth
factor, by separating the direct effect on its own survivorship and theindirect effect on the number and
survivorship of its sibs, weighted by relatedness (HAMILTON
1964). Thelatter approachis based on inclusive fitness,
and is veryuseful because it gives a clear intuitive understanding of the evolutionary stability. However the inclusive fitness approach is justified only for the invadability of rare mutants to the equilibrium, and not for
calculating continual change in quantitative characters.
In this paper we need to trace the evolutionary trajectory of two quantitative traits and hence we adopt the
straightforward quantitative genetic formulation Equation l.
To specify the dynamics in Equation 1, we need to
compute the fitness functions + m ( x, y; % 7) and +f( x,
y; E, 7)from the survivorship function of the offspring
W( z ) . In this step we must specify how embryos of the
same mother compete for maternalresources and how
they are related genetically with each other. In the following, we examine a model in which the mother produces a large number of offspring simultaneously, the
+
offspring share theresources, the total amount of which
is limited.
We consider the fitness of a single gene of type (x,
y ) in a reproductive female’s body. The expected number of copies in the next generation is the expected
number of offspring produced by the female,
multiplied by the probability that the copy of the allele
is transmitted to each offspring, and also by the survivorship of the embryo carrying the allele. The survivorship
depends on the alternative gene from her mate in the
embryo. We adopt two assumptions. First, a reproductive female has a limited amount of resources T that
can be used by her offspring. The amount of resource
allocated to each embryo is proportional to the growth
factor produced by the embryo with a proportionality
coefficient a. Hence the total number of offspring is T
divided by the average resource demand per embryo.
Second, thefemale may mate with a single male or with
two males, the latter occurringwith probability g, which
we call the female polygamy rate. When a female mates
with two mates, the males are equally likely to sire her
offspring. Under these assumptions, we calculate the
fitness of an allele ( x, y ) in a populationin which breeding values are concentrated sharply around ( % 7).
According to the calculations in APPENDIX A , the fitness
of allele (x, y ) in a female is
+f(
x,
y; % 7)=
T
+++-)
1
- W( F +
y).
(2a)
This can be interpreted intuitively as the product of
three factors: the first factor of the RHS is the expected
number of offspring, which is the total resource T divided by the average amount of resource demand per
offspring. The average resource demand per offspring
is calculated from the growth factor production by the
allele concerned ( y ) , the average production by alternative alleles in the female (7),and theaverage production by the allele from her mate (x). The second factor
‘/2 is the probability that the allele concerned will be
transmitted to each offspring. The third factor is the
survivorship of an embryo, which is a function of the
total growth factor production, x + y, the sum of the
products of paternal and maternal alleles. From the
assumption of random mating, there is no correlation
between the geneticvalues of the allele from the female
and that from her mate. Absence of inbreeding also
assures that the two homologous alleles in the same
female are not correlated.
For the purpose of evaluating
the selection gradients in Equation 1, ie., the partial
derivative of fitness with respect to the breeding values
of the alleles of concern ( x or y ) , we can set all the
other breeding values to population averages (see APPENDIX A , for details). Note that female fitness Equation 2a is independent of the female polygamy rate g.
Next, we consider +m( x, y; g Y), the male fitness of
zyx
zyxwvut
zyxwvutsrq
zyxwvutsr
zyxwvu
zyxwvutsr
zy
zyxwvuts
zyxwvutsrq
zyxwv
zyxwvutsr
Evolution of Genomic Imprinting
1287
A
an (x, y)-allele in the population with mean traits ( %
7 ) .Let M be the expected mean number of females
mating with the male. Mmay depend on the
population
size, the number of males and other variables, but it is
assumed independent of x or y. The probability of an
allele in a male being transmitted to each embryo depends on the number of males that a female accepts.
If the female accepts a single male (with probability ( 1
- g) ) , the probability is
but if the female accepts
two males [with probability g (see APPENDIX A for the
reason of another factor 2 ) ] , the probability is
The
average resource demand per embryo also depends on
the numberof malesthat afemale accepts. If the female
accepts a single male, the average resource demand is
7 ( x E ) / 2, but if the female accepts two males, it
is p
(x
3 E ) /4. The survivorship of the embryo
carrying the ( x , y)-allele is W ( x + 7).
We can derive
the fitness of the allele ( x , y ) in a male as
+
zyxwvuts
zyxwvutsr
+
+
+
c
.-0
fn
Ea Y
X
W
1
r
1
0.5
X
W( x
+ 7).(2b)
f
/
yi
.
.r\
T
=MU
z
B
fn
i
L
.1
1
In APPENDIX A , we also derived the fitnesses for the case
0
0.5
1
X
in which females may accept more than two males.
Substituting Equation1 by Equations 2a and 2b gives
Expression of paternal allele
us the evolutionary dynamics of the average traits ( %
FIGURE2.-Evolutionary trajectories of the basic model.
7). Figure 2 illustrates a typical trajectory of the evoluThe two axes are population average of paternal allele exprestionary dynamics of ( E 7).
Starting from any initial
sion xand maternal allele expression ( A ) Female polygamy
state the population quickly converges to a line of x
rate is large ( g = 0.5). Other parameters are G, = G, =
y = constant and thenmoves towarda biased expression
0.2, B = 0, and W (z ) given by Figure 1. (The dynamics are
with x increasing and p decreasing, finally converging
independent of T, A, or M ) . The location of ( z 7)for every
other generation is indicated. ( B ) Parameters are the same
to the state in which only the paternalallele is expressed
as in A exceptfemale polygamy rate is small ( g = 0.05).
( X > 0, 7= O ) , thus implying extreme imprinting of
There is a globally stable equilibrium on the faxis in which
the growth factor gene. When the population reaches
the maternal allele is silent. This implies that stronggenomic
this state, the mean trait should stop decreasing further,imprinting should evolve and that only the paternal copy of
since a negative value of Xor7is notbiologically meanthe gene is expressed. The speed of the convergence to the
final equilibrium depends on the female polygamy rate g.
ingful.
This behavior can be understood as follows: Suppose
that the total growth factor production optimal for the
paternal allele is expressed and the maternal allele is
paternal allele X + p = ,z is a little larger than that
silent.
optimal for the maternalallele z + p = z(, z, > z, ) , two
In APPENDIX A , we show that this conclusion is quite
parallel lines on the ( % y) -plane are formed. Theinitial
general: there is no equilibrium satisfying 3 > 0 and
transient is the quick convergence of the average traits
> 0, provided that thereis some probability of a female
( g 7)to the region between these two lines, in which
accepting multiple males ( g > 0 ) . When g = 0, the two
the total growth factor production is smaller than the
lines where there are no selection gradients ( px = p,
paternal allele optimum but larger than the maternal
= 0 ) coincide exactly with each other, producing a line
allele optimum. Subsequently E increases and p deof equilibria.
creases very slowly but the population average traits ( %
If there is only a small probability of females ac7)stay in the region between two lines. The asymmetry
cepting multiple mates, we might expect that an interin gene expression increases and the final outcome is
mediate degree of imprinting could evolve, so that two
on theboundary of the positive orthant, where only the
alleles are expressed atdifferent levels. The present
+
1288
zyxwvutsrqp
zyxwvutsr
zyxwvuts
zyxwvu
zyxw
zyx
zyxwvuts
A. Mochizuki. Y. Takeda and Y. Iwasa
model does not support this conjecture. There is no
possibility of a positive equilibrium in which both the
paternal and maternal genes are expressed. If the degree of female polygamy g is small, the evolutionary
movement toward genomic imprinting is slow,but even
a slight possibility of multiple mating by the female is
enough to make the evolution of genomic imprinting
a certainty (Figure 2 ) . Complete monogamy, g = 0 , is
found rarely if at all in nature with the study of the
mating systems of mammals revealing that some degree
of sperm competition is common (DEWSBURY
1984;
HARW
and HARCOURT 1984; SMITH1984). We can
therefore conclude that the model predicts that genomic imprinting evolves easily in genes that affect the
embryo’s growth.
However, contrary to this prediction,thereare
growth factors that affect the formation of the placenta
that are not imprinted. For example, the Igf 1 gene is
imprinted in neither mice norhumans
despite its
marked effect on the development of the embryo ( LIU
et al. 1993). In addition, Igf2r in the placenta, which
is a suspected inhibitor of Igf 2 ( HAIG and GRAHAM
1991), is maternally imprinted in the mouse but not
in humans ( KALSCHEUER et al. 1993; OGAWA
et al. 1993).
These findings are in conflict with the simple and general prediction of the model that all the genes affecting
the amountof nutrients from the mothershould evolve
strong differential expression. Hencethere must be
some additional processes that inhibit the evolution of
strong genomic imprinting.
EFFECT OF DELETERIOUSMUTATIONS
These discrepancies can be explained by additional
processes that favor equal expression of both genes,
thereby discouraging the evolution of genomic imprinting. Here we examine the most plausible candidate; the presence of deleterious mutation in the coding region of the gene.
The pointis that thereis a mutation-selection balance
at all loci that creates a selection against imprinting.
Intuitively speaking, the advantage of not being imprinted, i.e., having biallelic expression, is the same as
the advantage of being diploid. Since recurrent recessive deleterious mutations are thought to be the most
important process favoring diploidy (e.g., PERROTet al.
1991) , they are a promising candidate to explain the
disadvantage of genomic imprinting. Hence, we consider deleterious mutations in the structural gene of
the growth factor that may affect the evolution of the
regulatory region. In the population, such deleterious
nonfunctional mutations occur every generation and
are eliminated by natural selection. They are maintained at a frequency determined by the balance between mutation and selection. We assume that linkage
between the regulatory region and the structural gene
is tight, and we consider only the regulatory region
linked with a wild-type (functional) structural gene.
Regulatory regions linked with a defective structural
gene are neglected, since they will be eliminated from
the population. However, the evolution of a regulatory
region linked with a wild-type gene can still be affected
by the existence of mutations in the population because
they may be associated within the same embryo.
Let f be the frequency of deleterious (or null)mutation of the structural gene at equilibrium. Although f
may change in evolution, here we treat f as a constant
for the sake of clarity of argument. If the gene is imprinted in the population (x > 0 and y = 0 ) , paternal
deleterious mutants produce a phenotype deficient in
growth factor, though the maternal deleterious mutant
is normal. In contrast, if the gene is not imprinted (x
= y ) , deleterious mutations (both maternal and paternal) produce a phenotype with growth factor production at a lower rate (half of the normal phenotype).
Considering the homeostatic adjustment of develop
ment, reducing the amount of growth factor would be
less serious to embryonic development than the complete absence of growth factor, which is likely to be
lethal. The possibility of being associated with deleterious genes may discourage the evolution of genomic
imprinting. This conjecture may, however, depend on
the shape of survivorshipas a function of growth factor
production W ( z ) andneeds to be examined using
quantitative mathematical models.
In the model, a female may mate with a single male
or two males as her mates, with probability 1 - g and
g, respectively. In computing the fitness of an (x, y ) allele in a reproductive female, we need to separate
cases according to whether she and her mate ( s ) carry
a mutant or wild-type
a
copy. Sincethe mutanthomozygotes are lethal ( W( 0 ) = 0 ) , the adult population is
composed of wild-type homozygotes ( + / + ) and heterozygotes ( + / - ) only. We denote the frequency of
the mutant genein the population by f . Then the fraction of wild-type homozygotes ( + / + ) is 1 - 2 f and
that of heterozygotes ( + / - ) is 2 f , for both males and
females, A random mating assumption allows us to use
these fractions in computing the combination of the
genotypes of a female’s mates. On the other hand, the
female herself is either heterozygous or homozygous,
with probability (1 - 2 f ) / ( 1 - f ) and f / (1 - f ) ,
respectively (further explanation is in APPENDIX B ) . By
computing the fitness of the (x, y)-allele for different
cases and by averaging them with the probability of
these cases, we have the female fitness function 4,. A
male fitness function 4m,
the expected number of copies of the ( x, y ) -allele linked with a wild-type structural
gene in males is also derived in APPENDIX B. The results
are straightforward but are too bulky to show in the
text. By replacing these in Equation 1, we have the
evolutionary dynamics of ( g 7).
The evolutionary outcome is as follows: ( 1) no imprinting when f is large, or ( 2 ) full imprinting when
zy
zyx
zy
Evolution of Genomic Imprinting
zyxwz
1289
lmminted
/
7
zyxwvu
zyxwvutsrqponmlkjih
/ / A t
I
0.5
0.25
/
1
-
X
imprinted
L
0.003
0.006
f
gene frequencyof deleterious
mutations in the population
zyxwvutsrqpon
zyxwvutsrqp
zyxwvutsrqp
zyxwvuts
Expression of paternal allele
FIGL‘RE
3.-Evolutionary trajectorieswith deleterious recessive mutations of the structural gene. Frequency of deleterious mutations is J = 0.02. Other parameters are the same as
in Figure 2R. At the evolutionary equilibrium, both paternal
and maternal alleles are expressed ( X > 0, -y > 0 ) , implying
the absence of strong genomic imprinting.
f is small, o r ( 3 ) an intermediate degreeof imprinting
when f is intermediate. Figure 3 shows the evolutionary trajectories of the model in case 1. Even for polygamy rate .g > 0 , if f is significantly large, there is a
stable equilibrium in the middle of the positive orthant
( K > 0 and f > 0 ) . In this particular case, maternal
and paternal genes are expresseda at
similar level, indicating the absence of genomic imprinting.
A large polygamy rate g
. causes a strong conflict of
interest behveen hvo growth factor alleleswith different
parental origin andresults in a strong asymmetry in the
expression levels. Ontheotherhand,genomic
imprinting is discouraged by deleterious mutations with
frequency f in the population. In Figure4, the relative
magnitude of production of maternal alleles to that of
paternal alleles (-y/ r) is illustrated as a contour map
over hvo parameters: the frequency of deleterious mutations f and female polygamy rate g. The basic model
discussed in the previoussection corresponds to the
points on thevertical axis ( f = 0 ) . In the shaded region
nearthe
vertical axis, stronggenomicimprinting
should evolve (-y= 0 ) . As the frequency of mutants in
the population fincreases and exceeds a line on this
plane, the maternal alleles becomes expressed, though
at a level lower than the paternal allele. As the ratio of
f to .g increases, the difference between maternal and
paternal alleles becomes smaller, reducing the degree
of genomic imprinting.
FIGL‘RE4.-The ratio of the expression of the maternal
allele to the paternal allele at evolutionary equilibrium .y/ R
Horizontal axis is the frequency of tlcletcrious mutations in
the population J , vertical axis, female polygamy rate g. The
resource division model with sunivorship crlnre in Figure 1
is assumed.
imprinting, by considering the risacting regulatory region controlling the level of expression dependent on
parental origin. MTe observed that asymmetric expression of the hvo alleles evolves very easily from the initial
symmetry, if there is even a small chance of a female
mating with more than one male. By slight modification, we can show that the gene coding for inhibitors
should evolve genomic imprinting in the reverse direction with the paternal allelebecomingsilent,
as explained in APPENDIX (;. This confirms the genetic conflict hypothesis, previously stated verbally by DAVID
HAIC and his colleagues ( HAIC;and M’ESTOBY 1989,
1991; HNC and GRAI-IAM
1991; MOOREand HAK:1991 ) .
” h a t is notable in the basic model is that theevolutionary outcome is always an extremeasymmetry even if the
probability of female polygamy is small.
In this paper, we examine thc case of a “resource
division model” in which the mother prodwes a large
number of offspring simultaneously and the offspring
share the resources. I n many mammals, however, a single offspring is gestated at a time, and the production
of the next offspring becomes possible only when the
mother stopsinvesting
in the“current”
offspring,
which is apparently in conflict with the assumptions o f
the resource division model. In a separate paper, we
examinethe“sequentialcaremodel”
in which offspring are born andreceive maternal care one ata time
(Y. IWASA,
A. MO(;HIZLTKI
and Y. TAKEDA,
unpublished
results). Thesurvivorship ofan ofkpringincreases with
the length of time that the mother invests her care t o
that offspring. A longer periodof care for eachindividual reduces the total number of ofl-yxing produced
in the mother’s lifetime. The result of this model is
zyxwvuts
DISCUSSION
We examined mathematical models of the evolution
of differential expression of the paternally and the maternally derived allelesof growth factor genes, genomic
1290
zyxwvutsrqp
A. Mochizuki.and
Y. Takeda
qualitatively the same as the present model.If the probability that a female accepts multiple mates is positive,
the expression levelof the gene of a growth factor
should evolve to show extreme asymmetry.We will show
this result in another paper.
The ease of the evolution of genomic imprinting predicted by the basic model is not totally consistent with
the observation. Some genes known to control the embryonic developmentare notimprinted (Lru et al.
1993), and there are genes that are imprinted in the
mouse but not inhumans (KALSCHEUER et al. 1993;
OGAWA
et al. 1993) .
To explain why there are only a few genes imprinted
in mammals, we considered models that incorporated
potential processes that favor equal expression of the
maternal and paternal alleles in the embryo. We examined one candidate, the effect of deleterious mutation
in the coding region of the growth factor gene. Depending on the valuesof the polygamy rate and the
frequency of mutation in the population, the model
predicts either the absence or the presence of genomic
imprinting.
In a separate paper (Y. IWASA,
A. MOCHIZUKIand Y.
TAKEDA,
unpublished results), we examined two other
candidate processes that potentially favor the absence
of genomic imprinting. First, a mistake in labeling the
parental origin of one allele would make both genes in
an embryo stay silent or both genes be active, resulting
in deficient or overproduction of growth factor. Hence
it is possible that this may disfavor the evolution of
genomic imprinting.However, mistakesoccur tooinfrequently ( REIK et al. 1995) to be important. Second, the
possibility of differential expression causing additional
energy and time expenditure that may reduce the fitness by a small amount therefore favors the absence of
genomic imprinting. The models considered are qualitatively the same as the model with the deleterious mutations examined in this paper. Depending on parameter values, the models predict genomic imprinting may
or may not evolve.
The analysis in this paper suggests that whether an
embryonic growth factor gene evolves to become imprinted or not may be determined by the balance between the polygamy rate and the frequency of deleterious mutations of the structural genein the population.
Imprinting is more likely to evolve in a population with
a high polygamy rate. Since the polygamy rate is the
same for different genes of the same species, the variation between genes in terms of imprinting should be
explained by the difference in the frequency of deleterious mutations perstructuralgene,thelatterdetermined by the mutation-selection balance. Hence a gene
including moreof functional sites should have a higher
mutant rate per gene andis less likely to be imprinted
than genes with fewer functional sites.
Recent study of the molecular mechanism of imprinting has revealed that imprintedgenes tend to form
Y. Iwasa
clusters that are located in “imprinted chromosomal
domains”, and that many genes tend to be controlled
by a single “imprinting control element” ( REIS et al.
1994; SUTCLIFFE
et al. 1994; BUITINCet al. 1995; EDEN
and CEDAR1995). This suggests that reliable information on the parental origin of a chromosome is not
always available, and once it is available then many
genes may in fact evolve to show genomic imprinting.
If this interpretation is correct, the conclusion of the
basic model in the present paper may be justified. The
question then iswhy are imprinted chromosomal regions rare. The hypothesis of the cost of imprinting
including all the molecular machinery for imprinting
may be worth more careful examination.
In this paper, in examining the evolutionary change
in the level of gene expression, we assumed that a primary signalfor parental origin is given. Underlying this
is the assumption that the degree of expression should
be determined by the nucleotide sequenceof the regulatory region of the growth factor genes. The primary
imprinting of the gene should be given during the gametogenesis. If the pattern of imprinting for a gene is
determined by the
parental
molecular machinery
rather than the DNA sequence that is to become imprinted, we need to examineamodelin
which the
parental diploidgenotype would determine the pattern
of imprinting for their gametes. The predicted evolutionary outcome should be different from the analysis
in the present paper due to parent-offspring conflict
(TRIVEKS
1974; QUELLER
1994). Another form of
involvement of the parental genome is the reaction of
the mother to the amount of growth factor produced
in each embryo, which is certainly an important theme
of future theoretical investigation (see HAIG 1993)
. In
the currentpaper we concentrateonthe
embryo’s
growth factor production by simply assuming that the
mother would invest more to embryos producing more
growth factor.
We considered the evolution of cis-acting regulatory
regions of growth factor genes and succeeded in explaining patternsof extreme asymmetry ofgene expression depending on the parental origin. This in effect
explains genomic imprinting as “voluntary” regulation
of maternally derived and paternally derived alleles.
MOOREet al. ( 1995) and MOORE and REIK ( 1996) suggested additional mechanisms by which an allele suppresses the opponentallele directly: Some substances in
the oocyte cytoplasmmay modify the paternally derived
allele after fertilization to control the expression level
of the allele, which can be counteracted by the sperm
through the production of cytosolic factors. They also
suggest that such postzygotic reprogramming may be a
reason for the nonimprinting of genes that affect the
growth of the embryo.
If a different survivorship function W (z ) is adopted,
some of the conclusions can be changed for the case
with deleterious mutations favoring the absence of im-
zyxwvut
zyxwvutsrq
zyxwvutsr
z
zyxwvut
Evolution of Genomic Imprinting
A
0
1
2
zy
B
I
two stable equilibria. Hence the model predicts that,
depending on evolutionary history, two species having
similar ecology and mating system may show extremely
different levelsof genomic imprinting. This may explain the difference inimprintingpattern
between
mice and humans ( KALSCHEUER et al. 1993; OGAWA
et
al. 1993) . However the range of parameter values f and
g that allow the evolution of bistability as shown in Figure 5B is quite small.
In addition to the genetic conflict hypothesis, several
alternative hypotheses have been proposed to explain
the pattern of genomic imprinting. For example, VARMUZA and MANN (1994) proposedthatimprinting
might be a device that protects female mammals from
thepotential ravagesof ovarian trophoblast disease
caused by the spontaneous startof the development of
unfertilized eggs. If the maternal allele is silent (7=
O ) , the risk of ovarian trophoblast disease would be
reduced, to the advantage of both parents, thus
favoring
the reduction of maternal gene expression. This, together with subsequent compensatory evolution of paternal gene expression, would produce the evolution
of genomic imprinting, even in the absence of a conflict
of interest between paternal and maternal alleles. This
hypothesis can be studied by a similar theoretical framework to the present paper, butwe would like to pursue
this project in a separate paper.
To examine thefeasibility of several
different hypotheses proposed to explain the phenomena of genomic
imprinting, to establish when and how each mechanism
works, and to predict quantitatively the relative importance of the alternative hypotheses, we need to develop
theoretical studies for each,just as we have in this paper
for the genetic conflict hypothesis.
zyxwvu
Total growth factorx+y
*
1291
/
J
. .
zyxwv
zyxwvutsrqponml
zyxwvutsrqpo
zyxwvuts
-
X
Expression of paternal allele
FIGURE 5.- ( A ) Survivorship of an embryo as a function of
the amount of growth factor production, W ( z ) = wz2/ (1 +
h3),
with ~0 = 0.4, h = 0.25. This is slightly different from the
one in Figure 1. ( B ) Evolutionarytrajectory with deleterious
recessive mutation of structural
genes
(resource
division
model). Parameters are as follows: g = 0.1, f = 0.08. There
are three equilibria, one stableequilibrium without genomic
imprinting ( X > 0, > O ) , another stable equilibriumwith
genomic imprinting( X> 0, y= 0 ) ,and an unstable equilibrium
lying between these two. The system is bistable, and the evolutionary outcome depends on the initial population.
printing. For example, Figure 5B illustrates the evolutionary trajectories when the survivorship function is
given by Figure 5A, which is slightly different from the
one in Figure 1 used to generate Figures 2 and 3. For
a particular parameter values of gand f , we obtain the
evolutionary trajectories shown in Figure 5B, in which
the system is bistable, having three equilibria, twoof
which are locally stable. One stable equilibrium is in
the middle of the graph, indicating that both paternal
and maternal alleles are expressed. The second stable
equilibrium is on the saxis indicating that the maternally derived allele is inactive and that the paternally
derived allele is strongly expressed. Between these two
stable equilibria, there is an unstable equilibrium. Evolutionary trajectories should be separated into two domains of attraction, each corresponding to one of the
We express our sincere thanks to Professor HIROWIUSASAKI, Research Laboratory for Genetic Information, Kyushu University, who
kindly introduced us to the problem of genomic imprinting. We also
thank following people for their very useful comments: M. B o o r s ,
C. GODFRAY,
D. HAIG,I. KOBAYASHI,
HIROTSUGA
MATSUDA,HIROVUKI
MATSUDA, T. MOORE,W. REIK, A. SASAKI,A. SURANI, K. TAKAHASHI,
S. TAKAHASHI,
M. UYENOYAMA
and T . Y-.
This workwas s u p
ported in part by a Grant-in-Aidfor Scientific Research by the Ministry
of Education, Science, and Culture,Japan.
LITERATURECITED
BARI.oW, D. P., R. STOGER,B. G. HERRMANN,R SAITO and N.
SCHWEIFER,
1991 Themouse insulin-like growthfactortype-2
receptor is imprinted and closely linked to the Tme locus. Nature
349: 84-87.
BARTOLOMEI,
M. S., S. ZEMEL and S. M. TILGHMAN,1991Parental
imprinting of the mouse H19gene. Nature 351: 153-155.
BUITING,R,S. SAITOH,S. GROSS,B. DITTRICH,S. SCHWARTZ
et ab,
1995 Inherited microdeletions inthe Angelman and PraderWilli syndromes define an imprinting centre on human chromosome 15. Nature Genet. 9: 395-400.
CHAIILET,
J. R., T . F. VOGT,D. R. BEIERand P. LEDER,1991 Parentspecific methylation of an imprinted transgene is established
during gametogenesis and progressively changes during embryogenesis. Cell 66: 77-83.
DECHIARA,T. M., E. J. ROBERTSON
and A. EFSTRATIADIS,
1991 Parental imprinting of the mouse insulin-like growthfactor I1 gene.
Cell 64: 849-859.
1292
zyxwvut
zyxwvutsrqpon
zyxwvutsrqponmlk
zyxwvutsrq
zyxwvuts
A. Mochizuki. Y. T a k e d a and Y. Iwasa
DEWSBURY,
D. A,, 1984 Sperm competition in muroid rodents, pp.
547-571 in Sperm Competition and the Evolution of Animal Mating
Systems, edited by R. L. SMITH.Academic Press Inc., New York.
EDEN,S . , and H. CEDAR,1995 Action at a distance. Nature 375 1617.
FERGUSON-SMITH,
A. C . , B.M. CATI’ANACH, S. C. BARTON,C. V.
BEECHEY
and M.A. SURANI,
1991 Embryological and molecular
investigations of parental imprinting on mouse chromosome 7.
Nature 351: 667-670.
HAW, D., 1992 Genomic imprinting and the theory of parent-offspring conflict. Sem. Dev. Biol. 3: 153-160.
HAIG,D.,1993 Genetic conflict9 in human pregnancy. Q. Rev. Biol.
6 8 495-532.
HMG, D., and C. GRAHAM,1991 Genomic imprintingandthe
strange case of the insulin-like growth factor I1 receptor. Cell 64:
104.5-1046.
HAIG,D., and M. WESTOBY,
1989 Parent-specific gene expression
and the triploid endosperm. Am. Nat. 134 147-155.
HAIG,D., and M. WESTOBY,1991 Genomic imprinting in endosperm: its effect on seed development in crosses between species,
and between species, and between different ploidies of the same
species, and its implications of the evolution of apomixis. Phil.
Trans. R. Soc. Lond. B 133: 1-13.
HAMILTON,
W. D., 1964 The genetical evolution of social behaviour.
J. Theor. Biol. 7: 1-52.
HAO,Y., T. CRESSHAW,
T. MOULTON,
E. NEWCDMB
and B. ~ C K O 1993
,
Tumour-suppressor activity of H I 9 RNA. Nature 365: 764-767.
HARVEY,
P. H., and A. H. HARCOURT, 1984 Sperm competition, testes size, and breeding systems in primates, pp. 589-600 in Sperm
Competition and the Evolution of Animal Mating Systems, edited by
R. L. SMITH.Academic Press Inc., New York.
HATADA,
I., and T. MUKAI,1995 Genomic imprinting of ~ 5 7 ~ ‘ ‘a ,
cyclingdependent kinase inhibitor, in mouse. Nature Genet. 11:
204-206.
IWASA, Y., and A. POMIANKOWSKI,
1995 Continual change in mate
preferences. Nature 377: 420-422.
IwAsA,~.,
A. POMIANKOWSKI
and S. NEE,1991 The evolution of costly
matepreferences. 11. The ‘handicap’ principle. Evolution 45:
1431-1442.
JINh’O, Y., K. YUN, K. NISHIWAKI, T.
KUBOTA,
0. OCAWA
et al., 1994
Mosaic and polymorphic imprinting of the WTl gene in humans.
Nature Genet. 6: 305-309.
~ I . S C H E U E R , V. M., E.C.
MARIMAN,M. T. SCHEPENS,
H. REHDER
and H.-H. ROPERS,1993 The insulin-like growth factor type-2
receptor gene is imprinted in the mouse but not in humans.
Nature Genet. 5 74-78.
LI, E., C . BEARDand R. JAENISCH, 1993 Role for DNA methylation
in genomic imprinting. Nature 366: 362-365.
LIU,J.-P., J. BAKER,
A. S. PERKINS,
E. J. ROBERTSON
and A. EFSTRATImIs, 1993 Mice carrying null mutations of the genes encoding
insulin-like growth factor 1 ( I g f l ) and type-1 IGF receptor
( I g f I r ) . Cell 75: 59-72.
MOORE,T., and D. HAIG,1991 Genomic imprinting in mammalian
development: a parental genetic conflict. Trends Genet. 7: 4549.
MOORE,T., and W. &IK, 1996 Geneticconflict in early develop
ment: parental imprinting in normal and abnormalgrowth. Rev.
Reproduction 1: 73-77.
MOORE, T., L. D. H U R ~ and
T W. REIK, 1995 Geneticconflict and
evolution of mammalian
X-chromosome
inactivation. Dev.
Genet. 17: 206-211.
OGAWA,O., L.A. MCMOE,R. EGCLES,I. M. MORRISONand A. E.
REEVE, 1993 Human insulin-like growth factor type I and type
I1 receptors are not imprinted. Hum.Mol. Genet. 2: 2163-2165.
OZCEIiK, T., S. LEFF,W. ROBINSON,T. DONLON,M. WNDE
et al.,
1992 Small nuclear
ribonucleoprotein
polypeptide
N
(SNKPN) , an expressed gene in the Prader-Willi syndrome critical region. Nature Genet. 2: 265-269.
PETERSON,
K.,and C. SAPIENZA,
1993 Imprinting the genome: imprinted genes, imprinting genes, and a hypothesis for theirinteraction. Annu. Rev. Genetics 27: 7-31.
PIASS,C., H. SIIIBATA,
I. K ” C H E V A , L. MUI.LINS,
N. KOTELEWSEVA
et
al., 1996 RLGSM identification of CDC25M”as an imprinted
gene. Nature Genet. (in press).
POMIANROWSKI,
A,, andY. IWAsA, 1993 Evolution of multiple sexual
ornaments by Fisher’s process of sexual selection. Proc. R. Soc.
Lond. B. 253: 173-181.
PERROT,
V., S. RICHERD and M. VALERO,
1991 Transition from haploidy to diploidy. Nature 351: 315-317.
QUELLER,
D. C., 1994 Male-female conflict andparentuffspring
conflict. Am. Nat. 144: S84-S99.
REIK, W., K. W. BROWN,
H. SCHNEID,
Y. LE BOUC,W. BICKMORE
and
E. R. MAHER, 1995 Imprinting mutations in the Beckwith-Wiedemann syndrome suggested by an altered imprinting pattern
in the IGF2-HI9 domain. Human Mol. Genet. 4 2379-2385.
REIS, A,, B. DITTRICH,
V. GREGER,K. BUITING, and M. L A I A N ~ ~et~ ~ .
nl., 1994 Imprinting mutations suggested by abnormal DNA
methylation patterns in familial Angelman and Prader-Willi syndromes. Am. J. Hum. Genet. 54: 741-747.
SASAIU,
H., T. HAMADA,
T. UEDA,R. SEKI,T. HIGASHINAKAGAWA
el al.,
1991 Inherited type of allelic methylation variations in a mouse
chromosome region where an integrated transgene shows methylation imprinting. Development 111: 573-581.
SASAKI,
H., N. D. ALLEN and M. A. SURANI,
1993 DNA methylation
and genomic imprinting inmammals, pp. 469-486 in DNA Methylation: Molecular Biology and Biologzcal Sign$cance, edited by J. P.
JOST and H. P. SAI.UZ.
Birkhauser Verlag, Basel.
SMITH,R. L., 1984 Human sperm competition, pp.601-659 in Sperm
Competition and the Evolution of Animal Mating Systrms, edited by
R. I,. SMITH.Academic Press h c . , New York.
SUTCIJFFE,
J. S., M. NAKAO,S. CHRISTLAN,
K. H. ORSTAVIK,
N. TOMMERUP et al., 1994 Deletions of a differentially methylated CpG
island at the SNRPN gene define a putative imprinting control
region. Nature Genet. 8: 52-58.
TRIVERS,
R. L., 1974 Parent-offspring conflict. Am. 2001. 14: 249264.
UEDA, T.,K. YAMAZAKI,
R. SUZUKI, H.
FUJIMOTO,
H. SASAKI et al., 1992
Parental methylation patterns of a transgenic locus in adult somatic tissues are imprinted duringgametogenesis. Development
116: 831-839.
VARMUZA,
S., and M. M A N N , 1994 Genomicimprinting-defusing
the ovarian time bomb. Trends Genet. 10: 118-123.
WEVIUCK,
R., J. A. KERNS and U. FRANCKE,
1994 Identification of a
novel paternally expressed gene in the Prader-Willi syndrome
region. Human Mol. Genet. 3: 1877-1882.
zyxwvutsrqp
zyxw
Communicating editor: L. PARTRIDGE
zy
zyxwvutsrqpon
zy
APPENDIX A
Derivation of (2a) and (2b): Consider a gene ( x,y )
that is possessed by a reproductive female. Let ( x’, y’)
be the alternative allele in the female. She accepts a
single malewith probability 1 - g. Let ( xl, y l ) and
( x;, y i ) be the two alleles at the same locus possessed
by the male. The female may accept two maleswith
probability g. The two genes of the first male are ( x 1 ,
y l ) and (x;, y;) , those of the second male are ( q ,y2)
and (x;, y;).
zyxw
zy
zyx
zyxwvutsrqp
zyxwvutsr
zyxwv
zyxwvu
zyxwvuts
Evolution of Genomic Imprinting
1293
tics similar to that above, we have female fitness +fthe
same as ( 2 a ) , and male fitness +m as
where E [ 03 implies the operation of the population
average with respect to ( x’, y ’ ) , ( ~ 1 yl, ) , ( xi, y i ) , ( x2,
B), and ( x;, y 6 ) . Since we assume that the population
is concentrated sharply around the mean values, and
also that mating is random (no correlation between
two homologous alleles of the same individual) , then
we can simply replace x‘ = xl = x i = x2 = x; = 5, and
y’ = 7, but leave x and y intact, because we need to
compute partial derivatives of fitness with respect to x
and y. (A1 ) becomes
zyxwvutsr
T
+
-
I
+
W( y + x ) .
(A4)
With pl = 1 - g, p, = g,p, = p4 = - * * = 0 , (A4)
becomes ( 2 b ) .
Evolutionary equilibrium:At equilibrium, the two selection gradients must be zero:
1
which is (2a) in the text.
In computing the male fitness, we consider a gene
of type (x, y ) in a reproductive male and consider a
female who accepted this male as her mate. Let (q,,
yo) and (x;, y;) be the two alleles of the female.
Here we note that the probability for a randomly
chosen male mates with a female that accepts two males
is larger than g, the latter being the
probability for
a female to accept two males. The former probability
(probability for a male to mate with a female that accepts two males) is 2g/ 1 + g,and the probability for
a male to mate with a female which accepts one male
is 1 - g/ 1
g. Then the fitness for the male, after
being multiplied by a factor M , is
+,,,=M-
X
gE[
T
g a ( % ( y o + y;) + % ( x + x ’ ) )
- W’(X+
-
7)-
W ( x +7)
1
= 0.
2 ( x + 7)
(A5b)
Both (A5a) and (A5b) specify a line of slope minus 1
( E + y= constant). If g > 0 , these two lines are parallel,
implying that there is no equilibrium. If g = 0, two lines
coincide, forming a line of equilibria, and the system
is neutrally stable.
The total amount of growth factor F + ythat satisfies
(A5a) is equal to the paternal optimum and the one
satisfjmg (A5b) is thematernal optimum (see also
HAIG 1992).
APPENDIX B
Effect of deleterious mutations on structural genes:
Consider a ( x, y) -regulatory region that is linked with
a wild-type structural gene. First we consider the case
in which it is in a reproductive female. We need to
distinguish cases according to ( 1) whether the female
accepts a single male or two males, ( 2 ) whether the
alternative allele in the same holder iswild type or
mutant (denote here by + or - ) , and ( 3 ) whether
her mate ( s ) is homozygous wild type or heterozygous
(denote by +/ or +/ - ) . There is no possibility of
homozygosity of mutants, which are lethal and eliminated before the reproductive stage.
Let f be the gene frequency of the mutant at the
reproductive stages (instead of the time of fertilization). Then the frequencies of wild-type homozygotes
and heterozygotes are 1 - 2fand 2f,respectively. On
the other hand, the
alternative allele in the same holder
for a randomly chosen wild-type allele is also wild type
with probability 1 - 2f/ 1 - f,and it is mutant with
probability f / 1 - f.
zyxwvut
zyxwv
The denominator, 1 + g of 2g/ 1 + g and 1 - g/ 1 +
g can be considered to be neglected because they are
a commonfactor. Now by taking the average E [ 0 J with
respect to ( x r , y ’ ) , (x2,B),( 4 , y 6 ) , ( ~ 0 yo),
,
and
( x;, y; ) considering that the breeding values are centered around the population mean, we have (2b) in
the text.
In a similar way,we can compute the case in which
a female accepts n males with probability p,, which sire
the offspring of the female equally. Aftersome arithme-
+
zyxwvu
zyxwvut
zyxwvuts
zyxwvutsrqpo
zyxwv
zyxw
A. Mochizuki, Y. Takeda and Y. Iwasa
1294
The fitness of a female is
4,=
( 1 - g ) [ fitness when she accepts a single male]
+ g[ fitness when she accepts two males] .
From ( B l a ) together with ( B l b ) and ( B l c ) , we have
female fitness function 4,.
The male fitness +m is
zy
i
zyxwvu
(Bla)
4
1,L
The fitness when the female mates with a single male
is the sum of four terms summarized as
zyxwvuts
zyxwvut
The fitness obtained from mating with a single female
is calculated in a similar way as the female fitness function +f, by noting that it differs from female fitness
when the female mates with two males. The result is
[ fitness when she accepts a single male]
I-/
1
2.f)
-
= M [ fitness obtained from mating a single female] .
f
2f
+-1 - f
)H+
"+a
Y %'
0
0
= +
a -
il'
21
X-W(y+X)+2f
g ) (1 -
+ya/
Y+P+?
2
-+-
2
2
2
The fitness when the female accepts two males should
be classified into sixcases, according to whether the
female herself is homozygous or heterozygous, and to
three cases: ( 1) both males are homozygous, ( 2 ) one
male is homozygous and the otheris heterozygous, and
( 3 ) both males are heterozygous.
mi 1
+ -2g
a
[Fitness when she accepts two males]
+
f
1 - 2.f'
1 - f
I
f
1 - 2 f
(1 - 2 f )
(1
1
1 - 2f
-
2 f ) ___
x
+3x
4
1 - 2f
(1 - 2 f ) -+2f"1- f
1 - f
x 2%
+7
4
+
1 - f
+P
25
+
"1
1
-f
a
- +4B J
x+
1 - f
Y + L F y + -3a
.
2
4
2
4
I " 4 +'2
+
(2f)2
i
-f
-
r+Y;x
2
2
+-1 - f
4
x+-
2
2
+
1 - 2f
(1 - 2 f ) -+ 2 f 1 - f
1-f
x+2n
4
7
+ -2
2f
-q
1 - f
+
4
J'
2
z
zyxwvutsrq
zyxwvu
zyxwvutsrqp
zyxwvutsr
zyxwvutsrqp
zyxwvutsr
zyxwvut
zyxwvuts
zyxwvut
1295
Evolution of Genomic Imprinting
APPENDIX C
A
Genomic
imprinting
evolution
€or an inhibitor
gene: Here, we consider a gene coding an inhibitor
that decreases the growth rate of the embryo. For example, Igf2r in mouse is suspected of being an inhibitor
of Igf 2 ( HAIG and G
m 1991) . The product of Igf 2 r
gene decreases the size of the embryo and is expressed
only from the maternal allele ( BARLOWet al. 1991) .
We consider the expression levelof aninhibitor
gene, the productof which digestsor inactivates embryonic growth factors. If an embryo receives the ( xp,yp) allele from its father and the (x,, y,) -allele from its
mother, it produces an quantity of inhibitor xp + ym in
total. In contrast to the growth factor, the total quantity
of the inhibitor decreases the demand for maternal
resource supply and the survivorship of the embryo.
The survivorship function of an embryo, denoted by
WE( xp + y m ) , is a decreasing function of xp + y,,,. Suppose that the resource allocated by the mother to each
offspring is
B
zyxwvutsrqpo
0.3
where F, is the total amount of growth factor when no
inhibitor is present. Then the fitness functions of the
resource division model for this gene are
0.1
9
2
Total Inhibitor x+y
(C1)
a(Fm - ( x p + y m ) )
1
0
"..-..
.. . .
J/
. +.*
-. .
4f( x, y; 5 7)
0
0.1
0.3
0.5
Expression of paternal allele
r
1
X
W ( x + y ) . (C2b)
Substituting ( 1 ) by (C2a)and(C2b) givesus the
evolutionary dynamics of the average expression levels
from the paternal allele and the maternal allele.Suppose that survivorship function is illustrated in Figure
6A. As illustrated by the evolutionary trajectories of
(X, y) in Figure 6B, theexpression level from the
-
X
FIGURE6.-(A) Survivorship of an embryo as a function
of the amount of growth-inhibitor z = x + y, K (z) = w,, ( F ,
- z - a ) / ( l +P(F,-z)2),forz<F,-a,butiszerofor
z > F,,, - a. Parameters are a = 0.5, p = 0.5, F, = 2 and w,,
= 1. It decreases with z. Since an offspring with inhibitor
higher than F, - a dies, evolution only for the region z <
F, - a is considered. ( B ) Evolutionary trajectories of the
resource division model for a growth-inhibitor gene. Female
polygamy rate is large ( g = 0.3) . Other parameters are G, =
Gy = 0.2, B = 0, and
( z ) is given by A. The dynamics are
independent of T, a and M. The locations of ( z 7) for every
other generations are indicated. There is a globally stable
equilibrium on the Taxis in which the paternal allele is silent.
maternal allele becomes very large and the paternal
allele become silent as the result of evolution, if there
is some probability for the female to accept multiple
mates ( g > 0 ) .