arXiv:astro-ph/0001279v1 16 Jan 2000
THE FRACTIONAL KINETIC EQUATION
AND
THERMONUCLEAR FUNCTIONS
H.J. Haubold
Outer Space Office, United Nations, Vienna International Centre,
P.O.Box 500, 1400 Vienna, Austria
and
A.M. Mathai
Department of Mathematics and Statistics, McGill University,
805 Sherbrooke Street West, Montreal, Quebec, Canada H3A 2K6
Abstract. The paper discusses the solution of a simple kinetic equation of
the type used for the computation of the change of the chemical composition
in stars like the Sun. Starting from the standard form of the kinetic equation
it is generalized to a fractional kinetic equation and its solutions in terms
of H-functions are obtained. The role of thermonuclear functions, which
are also represented in terms of G- and H-functions, in such a fractional
kinetic equation is emphasized. Results contained in this paper are related to
recent investigations of possible astrophysical solutions of the solar neutrino
problem.
1
1. Introduction
A spherically symmetric, non-rotating, non-magnetic, self-gravitating model
of a star like the Sun is assumed to be in thermal equilibrium and hydrostatic
equilibrium, with a non-uniform chemical composition throughout. The star
is characterized by its mass, luminosity, effective surface temperature, radius, central density, and central temperature. For a given mass, four of
these variables are independent and are governed by four simultaneous, nonlinear, ordinary differential equations of the first order and four boundary
conditions. Since there are four equations but more than four unknowns,
additional information must be provided through the equation of state, nuclear energy generation rate, and the opacity (constitutive equations). The
assumptions of thermal equilibrium and hydrostatic equilibrium imply that
there is no time dependence in the equations describing the internal structure
of the star (Kourganoff, 1973, Perdang, 1976, Clayton, 1983).
The evolution of a star like the Sun is governed by a second system of
differential equations, the kinetic equations, describing the rate of change of
chemical composition of the star for each species in terms of the reaction rates
for destruction and production of that species (Kourganoff, 1973, Perdang,
1976, Clayton, 1983).
Methods for modeling processes of destruction and production have been
developed for bio-chemical reactions and their unstable equilibrium states
(Murray, 1989) and for chemical reaction networks with unstable states, oscillations, and hysteresis (Nicolis and Prigogine, 1977). Stability investigations
of thermonuclear reactions of stellar interest have not yet been worked out in
detail. However, the potentiality of instabilities in thermonuclear chains may
not be overlooked, since, as was pointed out once by Eddington, “what is
possible in the (Cavendish) Laboratory may not be too difficult in the Sun”
(Perdang, 1976, Mestel, 1999).
Consider an arbitrary reaction characterized by a time dependent quantity N = N(t). It is possible to equate the rate of change dN/dt to a
balance between the destruction rate d and the production rate p of N, that
is dN/dt = −d + p. In general, through feedback or other interaction mechanisms, destruction and production depend on the quantity N itself: d = d(N)
or p = p(N). This dependence is complicated since the destruction or production at time t depends not only on N(t) but also on the past history
2
N(τ ), τ < t, of the variable N. This may be formally represented by
dN/dt = −d(Nt ) + p(Nt ),
(1)
where Nt denotes the function defined by Nt (t∗ ) = N(t − t∗ ), t∗ > 0. Here d
and p are functionals and eq. (1) represents a functional-differential equation.
In the following we study a special case of this equation, namely the equation
dN/dt = −αN(t)
(2)
with a constant α > 0. Eq. (2) implies that spatial fluctuations or inhomogenieties in the quantity N(t) are neglected. The standard solution of the
differential equation (2) will be briefly discussed in Section 2 and the generalization to a fractional differential equation and its solution will be derived
in Section 3. Conclusions will be drawn in Section 4.
2. Standard Kinetic Equation
The production and destruction of species is described by kinetic equations
governing the change of the number density Ni of species i over time, that
is,
X
X
dNi
Ni Nj < συ >ij +
Nk Nl < συ >kl ,
(3)
=−
dt
j
k,l6=i
where < συ >mn denotes the reaction probability for an interaction involving
species m and n, and the summation is taken over all reactions which either
produce or destroy the species i (Haubold and Mathai, 1995). For a gas of
mass density ρ, the number density Ni of the species i is expressed in terms of
its abundance Xi , by the relation Ni = ρNA Xi /Ai , where NA is Avogadro’s
number and Ai is the mass of i in mass units. The mean lifetime τj (i) of
species i for destruction by species j is given by the relation
λj (i) =
1
Xj
= Nj < συ >ij = ρNA
< συ >ij ,
τj (i)
Aj
(4)
where λj (i) is the decay rate of i for interactions with j. Eq. (4) reveals the
physical importance of < συ >ij for the kinetic equation (3).
3
In the case of a nondegenerate, nonrelativistic gas, if a nonresonant
charged nuclear reaction proceeds at low energies dominated by Coulombbarrier penetration, the reaction probability < συ >mn takes the form (Clayton, 1983, Bergstroem et al., 1999)
< συ >mn = (
2
1
8 1/2 X
S (ν) (0)
)
I2 (ν, a, z, ρ),
−ν+1/2
πµ
ν!
ν=0 (kT )
(5)
where I2 represents a thermonuclear function given by
I2 (ν − 1, a, z, ρ) =
Z
∞
0
dyy ν−1e−ay−zy , ν > 0, a > 0, z > 0, ρ > 0
−ρ
1
a−ν 2,0
=
H0,2 az ρ
ρ
(ν,1),(0, ρ1 )
,
(6)
where H denotes Fox’s H-function (Mathai, 1993, Haubold and Mathai,
1998), which was introduced into mathematical analysis to unify and extend
existing results on symmetrical Fourier kernels.
Fox’s H-function (Mathai and Saxena, 1973, 1978) is defined in terms of
a Mellin-Barnes type integral
H(z) =
where
h(s) =
m,n
Hp,q
(a ,α ),...,(a ,α )
z|(b11,β11),...,(bqp,βqp)
h
i
1 Z
=
h(s)z −s ds,
2πi L
n
{Πm
j=1 Γ(bj + βj s)}{Πj=1 Γ(1 − aj − αj s)}
{Πqj=m+1 Γ(1 − bj − βj s)}{Πpj=n+1Γ(aj + αj s)}
(7)
(8)
√
i = −1, and L is a suitable path which will be briefly described in the following. An empty product is interpreted as unity and it is assumed that the poles
of Γ(bj +βj s), j = 1, . . . , m, are separated from the poles of Γ(1−aj −αj s), j =
1, . . . , n; a1 , . . . , ap , b1 , . . . , bq are complex numbers; α1 , . . . , αp , β1 , . . . , βq are
positive real numbers. The poles of Γ(bj + βj s), j = 1, . . . , m, are at the
points
s = −(bj + ν)/βj , j = 1, . . . , m, ν = 0, 1, . . .
and the poles of Γ(1 − aj − αj s), j = 1, . . . , n, are at
s = (1 − ak + λ)/αk ,
k = 1, 2, . . . , n, λ = 0, 1, . . .
The condition of separability of these two sets of poles imposes that there be
a strip in the complex s-plane where the H-function has no poles. There are
4
three types of paths L possible. These correspond to paths 1,2, and 3 shown
in Fig. 1.
Fig. 1.
For all practical problems where H-functions are to be applied one mainly
requires paths 2 and 3. Hence the conditions coming from these two paths
are given in the following. It is to be pointed out that when more than one
path L makes sense then it can be shown that they lead to the same function
and thus there will be no ambiguity.
Let
p
q
µ=
X
j=1
and
βj −
X
αj
(9)
j=1
−βj
β = Πpj=1 αjαj Πqj=1βj
.
(10)
The H-function exists for the following cases:
Case
Case
Case
Case
(i)
(ii)
(iii)
(iv)
q ≥ 1, µ > 0, H(z)
q ≥ 1, µ = 0, H(z)
p ≥ 1, µ < 0, H(z)
p ≥ 1, µ = 0, H(z)
exists
exists
exists
exists
for all z, z 6= 0.
for |z| < β −1 .
for all z, z 6= 0.
for |z| > β −1 .
In the above cases it is assumed that the basic condition is satisfied that
the poles of Γ(bj + βj s), j = 1, . . . , m and Γ(1 − aj − αj s), j = 1, . . . , n are
separated. Note that in cases (i) and (ii) the H-function is evaluated as the
sum of the residues at the poles of Γ(bj + βj s), j = 1, . . . , m and in cases (iii)
and (iv) the H-function is evaluated as the sum of the residues at the poles
of Γ(1 − aj − αj s), j = 1, . . . , n.
When α1 = . . . = αp = β1 = . . . = βq = 1, the H-function reduces to
Meijers’s G-function. That is,
h
(a ,1),...,(a ,1)
i
h
a ,...,a
i
p
1
m,n
Hp,q
z|(b11,1),...,(bqp,1) = Gm,n
p,q z|b1 ,...,bq .
(11)
When ρ in eq. (6) is real and rational, then the H-function can be reduced
to a G-function by using the multiplication formula for gamma functions.
1−m
1
j
Γ(mz) = (2π) 2 mmz− 2 Πm−1
, m = 1, 2, . . .
(12)
Γ
z
+
j=0
m
5
In the case of Coulomb-barrier penetration (Gamow factor), ρ = 12 , I2 reduces
to
#
"
1
a−(ν+1) 3,0 az 2
1
,
(13)
I2 (ν, a, z, ) =
G0,3
2
π 1/2
4 ν+1,a, 2
where G denotes Meijer’s G-function, which was introduced into mathematical analysis in attempts to give meaning to the generalized hypergeometric
function p Fq in the case p > q + 1.
Proceeding with eq. (3), the first sum in eq. (3) can also be written as
−
X
j
Ni Nj < συ >ij = −Ni (
X
Nj < συ >ij ) = Ni ai ,
(14)
j
where ai is the statistically expected number of reactions per unit volume
per unit time destroying the species i. It is also a measure of the speed in
which the reaction proceeds. In the following we are assuming that there
are Nj (j = 1, . . . , i, . . .) species j per unit volume and that for a fixed Ni
the number of other reacting species that interact with the i-th species is
constant in a unit volume. Following the same argument we have for the
second sum in eq. (3) accordingly,
+
X
Nk Nl < συ >kl = +Ni bi ,
(15)
k,l6=i
where Ni bi is the statistically expected number of the i-th species produced
per unit volume per unit time for a fixed Ni . Note that the number density
of species i, Ni = Ni (t), is a function of time while the < συ >mn , containing
the thermonuclear functions (see eqs. (5) and (6)), are assumed to depend
only on the temperature of the gas but not on the time t and number densities
Ni . Then eq. (1) implies that
dNi (t)
= −(ai − bi )Ni (t).
dt
(16)
For eq. (16) we have three distinct cases, ci = ai − bi > 0, ci < 0, and ci = 0,
of which the last case says that Ni does not vary over time, which means
that the forward and reverse reactions involving species i are in equilibrium;
such a value for Ni is called a fixed point and corresponds to a steady-state
behavior. The first two cases exhibit that either the destruction (ci > 0) of
species i or production (ci < 0) of species i dominates.
6
For the case ci > 0 we have
dNi (t)
= −ci Ni (t),
dt
(17)
with the initial condition that Ni (t = 0) = N0 is the number density of
species i at time t = 0, and it follows that
Ni (t)dt = N0 e−ci t dt.
(18)
The exponential function in eq. (18) represents the solution of the linear
one-dimensional differential equation (17) in which the rate of destruction of
the variable is proportional to the value of the variable. Eq. (17) does not
exhibit instabilities, oscillations, or chaotic dynamics, in striking contrast to
its cousin, the logistic finite-difference equation (Perdang, 1976, Haubold and
Mathai, 1995). A thorough discussion of eq. (17) and its standard solution
in eq. (18) is given in Kourganoff (1973).
3. Fractional Kinetic Equation
In the following, for the sake of brevity, the index i in eq. (17) will be
dropped. The standard kinetic equation (17) can be integrated
N(t) − N0 = −c 0 Dt−1 N(t),
(19)
where 0 Dt−1 is the standard Riemann integral operator. The generalization
of this operator to the fractional integral of order p > 0 is denoted by a Dt−p
and is defined, following Riemann-Liouville, based on the Cauchy formula,
by
1 Zt
−p
dτ f (τ )(t − τ )p−1 , p > 0
(20)
a Dt f (t) =
Γ(p) a
with
0
a Dt f (t)
= f (t)
(Oldham and Spanier, 1974, Miller and Ross, 1993). The most general fractional integral operator of the type (20) contains Fox’s H-function (7) as the
7
kernel function. If f (t) is continuous for t ≥ a, then integration of arbitrary
real order has the property
−q
−p
a Dt (a Dt f (t))
=a Dt−p−q f (t).
Replacing the Riemann integral operator by the fractional Riemann-Liouville
operator 0 Dt−ν in eq. (19), we obtain a fractional integral equation corresponding to eq. (17)
N(t) − N0 = −cν 0 Dt−ν N(t).
(21)
For dimensional reasons, the coefficient c in eq. (19), containing the probabilities of the reaction under consideration, had to be replaced by cν accordingly.
The Laplace transform of the Riemann-Liouville fractional integral is
L
where
n
o
−p
−p
0 Dt f (t); p = p F (p),
F (p) = Γ(p)
Z
∞
τ =0
(22)
dτ e−pτ f (τ ).
In order to solve eq. (21), the integral equation is exposed to a Laplace
transformation leading to
N(p) = L{N(t); p} = N0
p−1
.
1 + ( pc )−ν
(23)
To arrive at a representation of eq. (23) in terms of Fox’s H-function,
Mathai and Saxena’s (1978) result can be used,
β
β
zβ
1,1
−α
α ( α ,1)
=
a
az
H
,
β
1,1
(α
,1)
1 + az α
"
!ν
#
1 1,1 c
( ν1 ,1)
.
N(p) = N0 H1,1
( ν1 ,1)
c
p
(24)
To prepare eq.(24) for an inverse Laplace transform, the following two fundamental properties of an H-function can be used,
i
h
1 m,n h (a1 ,α1 ),...,(ap ,αp ) i
(a ,kα ),...,(a ,kα )
m,n
z k |(b11,kβ11),...,(bqp,kβqp) , k > 0,
Hp,q z|(b1 ,β1 ),...,(bq ,βq ) = Hp,q
k
8
(25)
h
(a ,α ),...,(a ,α )
m,n
Hp,q
z|(b11,β11),...,(bqp,βqp)
leading to
i
n,m
= Hq,p
1 (1−b1 ,β1),...,(1−bq ,βq )
,
|
z (1−a1 ,α1 ),...,(1−ap ,αp )
(26)
1 1,1 p (1− ν1 , ν1 )
,
(27)
H
1 1
cν 1,1 c (1− ν , ν )
where the H-function is defined in eq. (7).
The Laplace transform of Fox’s H-function (7) is given in terms of another
H-function by
N(p) = N0
1 n+1,m h
L {H(z); p} = Hq,p+1
p
p
(1−bq ,βq )
(1,1),(1−ap ,αp )
i
(28)
for 0 ≤ µ ≤ 1 in (9), and
"
1 m,n+1 1
L {H(z); p} = Hp+1,q
p
p
(0,1),(ap ,αp )
(bq ,βq )
#
(29)
for µ ≥ 1 in (9), respectively.
Further, having H(p), the inverse Laplace transform of this H-function is
given by
i
1 n,m h (1−bq ,βq )
(30)
z (1−ap ,αp ),(1,1)
H(z) = L−1 {H(p), z} = Hq,p+1
z
for 0 ≤ µ ≤ 1 in (9) and
1 m,n h
H(z) = L−1 {H(p), z} = Hp+1,q
z
z
for µ ≥ 1 in (9), respectively.
The above four
transforms hold for
Laplace
max1≤j≤n ℜ
a−1
p
αp
< min1≤j≤m ℜ
bq
βq
(ap ,αp ),(0,1)
(bq ,βq )
i
(31)
.
Applying an inverse Laplace transform to the H-function in eq. (27) gives
1 1,1
N(t) = N0 H1,2
ct
ν
(0, ν1 )
(0, ν1 ),(0,1)
,
(32)
which is the solution of the fractional kinetic equation (21). For the Hfunction in eq. (7) with (32), the following computable representation can
be derived (Mathai and Saxena, 1978). When the poles of Πm
j=1 Γ(bj − βj s)
are simple, that is,
βh (bj + λ) 6= βj (bh + ν)
9
for j 6= h; j, h = 1, . . . , m; λ, ν = 0, 1, 2, . . . . Then one obtains the following
expansion for the H-function,
m,n
Hp,q
(z) =
∞
m X
X
h=1 ν=0
×
n
n
n
n
(bh +ν)
Πm
j=1,j6=h Γ bj − βj βh
n
Πqj=m+1 Γ 1 − bj + βj (bhβ+ν)
h
n
Πnj=1 Γ 1 − aj + αj (bhβ+ν)
h
n
oo
n
Πpj=n+1 Γ aj − αj (bhβ+ν)
h
oo
oo
oo
(−1)ν z (bh +ν)/βh
,
(ν)!βh
(33)
which exists for all z 6= 0 if µ > 0 and for 0 < |z| < β −1 if µ = 0, where
µ and β are given in eqs. (9) and (10). Comparing (32) with eq. (33), one
obtains the series expansion
N(t) = N0
∞
X
(−1)k
(ct)νk .
Γ(νk
+
1)
k=0
(34)
For ν = 1, the exponential solution of the standard kinetic equation (18) is
recovered.
4. Conclusions
The gravitationally stabilized solar fusion reactor, because of its density and
temperature, is not a weakly interacting or high temperature plasma. Recently, Kaniadakis et al. (1997) and Coraddu et al. (1998) have explored the
possibility that the electrical microfield distribution influences the particle
dynamics, collisions are not two-body processes and retain memory beyond
single scattering events, and that the velocity correlation function has longtime memory arising from the coupling of collective and individual degrees
of freedom. In this connection particle diffusion is a non-Markovian process (anomalous diffusion) and diffusion and frictional coefficients are energy
dependent. Based on these results, they conclude that the equilibrium statistical distribution function differs from the Maxwell-Boltzmannian one and
is governed by generalized Boltzmann-Gibbs statistics.
Even if the deviations from the Maxwell-Boltzmann distribution, that are
compatible with the current knowledge of the solar core behavior, are small,
they are sufficient to sensibly modify the sub-barrier particle reaction rates
and subsequently solar neutrino fluxes. The above authors have also shown
10
that the respective modifications of the reaction rates do not affect bulk
properties of the gravitationally stabilized solar core such as sound of speed
or hydrostatic equilibrium which depend on the mean values obtained by
averaging over the Maxwell-Boltzmann distribution function (Degli’Innocenti
et al. 1998).
Haubold and Mathai (1998) have derived general closed-form representations of particle reaction rates that are suitable to incorporate changes of
the Maxwell-Boltzmann distribution function, mindfully taking into account
the fact that the whole distribution has physical meaning, contrary to the
case of, say, the Gaussian law of errors. In this paper we proceeded one
step further in generalizing the standard kinetic equation (17) to a fractional
kinetic equation (21) and derived solutions of a fractional kinetic equation
that contains the particle reaction rate (or thermonuclear function) (5) as
a time constant, and provided the analytic technique to further investigate
possible modifications of the reaction rate through a kinetic equation. The
Riemann-Liouville operator in the fractional kinetic equation introduces a
convolution integral with slowly-decaying power-law kernel, which is typical
for memory effects referred to in Kaniadakis et al. (1997) and Coraddu et
al. (1998). This technique may open an avenue to accommodate changes in
standard solar model core physics (Dar and Shaviv, 1999) as proposed by
Shaviv and Shaviv (1999) and Schatzman (1999).
In the solution of the fractional kinetic equation (21), given in eqs. (32)
and (34), the standard exponential decay is recovered for ν = 1. However,
eqs. (32) and (34), for 0 < ν < 1, show power law behavior for t → ∞ and
are constant (initial value N0 ) for t → 0. In the investigations in this paper,
(∞)
we used, as an example, the standard thermonuclear function I2 = I1 ; the
(d)
same computations can be done for I2 , I3 , or I4 with additional parameters showing modifications of the Maxwell-Boltzmann distribution function
(Haubold and Mathai, 1998).
All analytic results in this paper have been achieved by the application
of the theory of generalized hypergeometric functions, particularly Meijer’s
G-function and Fox’s H-function, which seem to be the natural means for
tackling the problems referred to above.
11
Acknowledgments
The investigation of formation of structure in a non-equilibrium solar fusion
plasma was discussed in-depth on 12 September 1984 with Hans-Juergen
Treder at the Einstein Laboratory for Theoretical Physics in Caputh. Shorttime instabilities in solar nuclear reaction kinetics have been explored briefly
in a letter of Jean Perdang dated 8 January 1991. The corresponding author of this paper (HJH) is grateful to both colleagues and wishes to put
this on record even at such a late date. The same author acknowledges
inspiring discussions on non-Markovian processes in a solar nuclear plasma
with Piero Quarati at the occasion of the sixth UN/ESA Workshop on Basic
Space Science at the Max-Planck-Institute for Radioastronomy in Bonn, 9-13
September 1996.
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14