Four Elements
A New Theory for the Theater
by Jeff Zinn
[The following is an excerpt (Introduction) from
The Existential Actor: Life and Death, Onstage and Off.
Smith & Kraus Publishers, coming June 2015]
W
hen we go to the theater we want what happens onstage to be a matter of life and
death. Some will argue that this is wrong: that what we want most of all is to be
entertained, to be taken OUT of the realm of our day-to-day existences and transported to
some other, better, or at least, more aesthetically pleasing place. But I would argue that,
despite what we may think we want from our entertainments, what we really need – and by
that I mean the theatrical experience that best entertains us – is actually the one in which the
stakes are enormously high; a matter of life and death, in fact. When those stakes are not
sufficiently high, we often lose interest. We change the channel.
Theater makers know this intuitively. As directors we implore actors to raise the stakes. As
actors we search for deep connections to our characters, making their concerns our concerns,
trying hard to generate a sense of heightened importance. Often we find ourselves
employing the language of analogy and metaphor. We use the technique of substitution;
swapping out the actor standing right in front of us for an imaginary other – a parent, a lover
– so that we might believe more fully in what we’re doing. We employ the magic if made
famous by Stanislavski: what if I were the prince of Denmark? What if I were a high school
science teacher dying of cancer who goes into the meth trade?
Exercises that stimulate the imagination can help us find pathways into a character, but they
also reinforce the notion that the characters we portray are other, fundamentally different
from ourselves, and portraying them requires some kind of technical bridge. But aren’t the
most elemental fears, needs, and motivations of our characters also our most elemental fears,
needs, and motivations? This book explores how we might begin to deepen that
understanding and so bring a sense of life-and-death urgency to everything we create or
interpret.
A little more than 20 years ago I made a discovery that changed my approach to theater. For
almost 20 years before that, first as an actor, then as a director, I had been obsessed with the
question of how we do this acting thing. How can we do it well? How can we do it better?
Like so many young actors, I read the great books by the master teachers: Stanislavski, Sandy
Meisner, Bobby Lewis, Stella Adler, and Uta Hagen, and even studied with a few of them. I
also attended the performances and delved into the writings of the more experimental wing
of the American and world theater: Peter Brook, Richard Foreman, Jerzy Grotowski,
Antonin Artaud, Mabou Mines, and others. I performed on, off, and off-off Broadway and
toured with improvisational comedy companies. I directed at the West Bank Café, Ensemble
Studio Theatre, the Circle Rep Lab and at regional theaters around the country, working with
actors who themselves had trained in various schools and disciplines. Processing all these
influences and experiences, I began to notice four big ideas cropping up in various forms
and in various combinations. They go by different names, but I have come to call them shape,
action, transaction, and surrender.
The most ancient traditions, and what we think of as more conventional, so-called “classical”
approaches, have relied mostly on shape: the external, physical manifestations of character.
Contemporary schools and techniques have added other elements: the Actors Studio, for
instance, has always focused on the authentic expression of emotion – what I call surrender.
Teachers at The Neighborhood Playhouse, with their emphasis on deep listening and
reliance on the repetition exercise, have made transaction the focus. Across a wide array of
schools and disciplines we find reference to motivation and intention, and choosing actions
that might accomplish those objectives. It is also impossible not to notice that the many
schools and camps, relying on one or more of these elements, are often in conflict with one
another. A classical actor might be dismissive of Stanislavski; the Neighborhood Playhouse
people challenge the acolytes of the Actors Studio, and vice versa. Everyone puts down
Broadway. So I got very excited when I stumbled on a set of ideas that seemed to offer the
possibility of tying it all together. They came, not from the world of theater, but rather from
philosophy and psychology, which routinely asks questions about what motivates human
behavior.
My eureka moment came while, as a grad student at
the ART Institute, I was directing The Killer, one of
Eugene Ionesco’s more difficult (and rarely
produced) plays. The main character, Berenger, is
an ordinary man living a banal life. One day he takes
the wrong train and finds a hidden "radiant city."
He is met by the Architect of the city who
welcomes him warmly and shows him around. It’s
an amazing place, everything the world Berenger
left behind is not: clean, spacious, filled with light
and air and friendly people. A charming young
woman appears, Dany, the Architect’s assistant.
Berenger is instantly smitten and declares that they
are engaged. But then things begin to turn sour. We
hear the sound of breaking glass and a muffled
scream. The Architect reluctantly discloses that
there is a problem in the radiant city: a killer is at large, striking randomly and without cause.
Berenger’s initial feelings of euphoria are replaced by dread:
…Oh dear, and I’d already felt I’d taken hold in these surroundings! Now all the
brilliance they offer is dead…. I can feel the darkness spreading inside me again! … I
feel shattered, stunned… My tiredness has come on again… There’s no point in
living! What’s the good of it all, what’s the good if it only brings us to this? Stop it,
you must stop it Superintendent.
Another scream is heard. Word arrives: Dany is dead. Horrified, grief stricken, Berenger is
infused with purpose. He embarks on a mission to avenge Dany’s death. But the inhabitants
of the radiant city are strangely apathetic and want Berenger to abandon his quest. The killer
has always been there. Leave it alone.
Berenger reminded me of Bernhard Goetz, the New York City straphanger so afraid of
being mugged that he shot several would-be assailants in self-defense – or so he claimed.
The core of the play seemed to be Berenger's misplaced attempt to personify the evil that
was in society. If he could only identify, locate, and punish the killer, the radiant city would
become a safe place for good people to live. A perfectly reasonable analysis. Then it hit me
that what Berenger feared most was not just a killer but his own mortality. His true nemesis
was the fact of death itself.
It was at this point that I serendipitously came upon a New York Science Times article by
Daniel Goleman describing a series of experiments testing the late Ernest Becker’s
"sweeping theory that gives the fear of death a central and often unsuspected role in
psychological life." In his 1974 Pulitzer Prize winning book, The Denial of Death, Becker
argued that cultural worldviews exist primarily to buffer us from awareness of death. Those
deep attachments that we have to nations, political parties, ethnic identities, and even sports
teams, function primarily to buffer us from awareness of death. This goes a long way to
explain why, when those worldviews are challenged, we are moved to defend them so
fiercely, even to the point of annihilating the “other.”
This notion, that worldview protects us from the fear of death, was the working hypothesis
being tested by experimental social psychologist Sheldon Solomon and his colleagues. In
their study entitled Tales From The Crypt: On The Role Of Death In Life, published in Zygon:
Journal of Religion and Science, they recounted how
… we developed a simple paradigm in which people are asked to think about their
own death—what we will henceforth refer to as mortality salience—and then to make
judgments about others who either violate or uphold important aspects of their
cultural worldviews.
A group of 22 municipal court judges in Tucson Arizona who volunteered for the study
were given questionnaires in which half of them were asked to write a short essay describing
their feelings surrounding their own deaths; “what you think will happen to you as you
physically die and once you are physically dead.” The other half of the judges served as the
control group and were not given this questionnaire. According to the Times article
The judges were then asked to set bond for a prostitute based on a case brief
describing the circumstances of her arrest. Those who did not reflect on death
before setting the bond recommended, on average, that it be $50. But the average
bond was $455 among those who had been thinking about their own death.
That’s a factor of almost ten to one. I hurried to my local bookstore (this is pre-Amazon) to
locate a copy of The Denial of Death. In its opening
paragraph I read
The idea of death, the fear of it, haunts the
human animal like nothing else; it is a mainspring
of human activity–activity designed largely to
avoid the fatality of death, to overcome it by
denying in some way that it is the final destiny for
man.
Becker goes on to argue that the fear of death coupled
with a fear of life – overwhelming when perceived in its
Ernest Becker
fullness – demands that we devise coping strategies for both denying our mortality and
narrowing down the immensity of life. These strategies manifest in what he called the causa
sui project; an identity that each person adopts or creates in order to feel that life is purposeful.
Without the causa sui (the cause of oneself) we have only the raw truth of existence: the
universe is infinitely more powerful, beautiful, and meaningful than we are, and, furthermore,
we will soon die. The causa sui is a vital lie that we construct to provide some illusion of
purpose in a random and oblivious universe.
My head exploded.
In the theater we are constantly interrogating the intentions of our characters. “What’s my
motivation?” – an eye-roll-inducing cliché – is also a real question that must be asked and
answered each time we create or interpret the actions of a character. If, as Becker suggested,
awareness and fear of mortality are the bottom layer in the sediment of human motivation,
theater makers might mine that awareness and allow it to function more consciously in our
process. Here’s how we might begin to connect the dots:
•
Throughout our lives we are in the process of creating and inhabiting an identity that
takes a specific shape heavily influenced by the culture we inhabit. This self-created identity,
our causa sui project, takes the form of a heroic narrative, the story we tell ourselves and
others about who we are. The narrative is heroic because, like the mythic heroes whose deeds
outlive them, it provides us with a sense of symbolic immortality, shielding us from the
paralyzing fact of death. In theatrical terms, shape embodies “outside-in” approaches both
historical and contemporary in its emphasis on costume, language, period, and gesture. It’s
how we dance and move, what we drive, what we wear, and what we believe. It is what we
look like on the outside, but it’s also how we see ourselves on the inside.
•
Action is what we do after we figure out what we want. Motivation, intention,
objective, all of these common theatrical terms come together when we decide on and
execute an action. Once we establish the importance of the identity defining, death-denying
shape we have assumed, its construction and defense can be understood to be the
underpinning of every action that we take, onstage and off.
•
Transactions with other people are our means of knowing when we’ve
accomplished our action. It is essential to our sense of well-being that the actions we take are
reinforced and validated in the transactions we enter into with the people with whom we come
into contact both onstage and off. We find this element emphasized in the repetition
exercises of Sanford Meisner and in the second circle of Patsy Rodenburg.
•
When events cause identity to break down and the psychological armor can no
longer shield us from our mortality – our vulnerability – the deep emotions we have been
holding back are released in an act of surrender. Surrender is what we feel and how we allow
ourselves to feel. Authentic emotional release is the holy grail for many theatrical techniques,
especially those preached by Lee Strasberg and others who continued along the path paved
by Stanislavski. It has also been central to the work of postmodernists such as Jerzy
Grotowski and Lee Breuer. Surrender arrives when the primary action of constructing an
identity fails, when the shape shatters and we peel away the psychological armor that shape
provides.
What happens onstage must be a matter of life and death because everything we do in life,
every action that we take, is in support of the heroic narrative, the story of ourselves that
imbues our actions with a sense of meaning, purpose, and, yes, immortality. The notion that
fictional characters and real people share this fundamental mechanism of motivation and
self-creation is at the center of everything I will be talking about in these pages.
This is a book about acting but it is also about human beings in life and in literature. It
includes a historical survey of approaches to the art and craft of acting, but it also offers my
own synthesis of those many approaches, grounded in some very powerful ideas drawn from
philosophy, psychology, social science, and even theology. Part of the reason it has taken me
so long to bring this project to fruition is because I have struggled to arrive at the proper
sequence to present these disparate concepts. Should I begin with the psychology and risk
losing the theater audience which is, after all, its main target? Or should I dive right into the
history of acting theories? Ultimately I decided to begin with the larger philosophical and
psychological concepts because, without that foundation, what follows would not make
much sense. In Part Two I survey the myriad approaches to the art and craft of the actor,
from Aristotle to Stanislavski and beyond. Some approaches have generated large catalogues
of important elements – Stanislavski’s “system” has about 40 – others are quite narrowly
focused and resolve to only one or two elements. In Part Three I offer my own broad theory
for the theater, a synthesis drawn from these many approaches, in four stand-alone chapters
that explore, in some depth, the four elements: shape, action, transaction, and surrender.
Part Four tests a number of plays, spanning a range of genres and periods, against these
ideas. If The Existential Actor coheres as a broad theory for the theater, it should help us make
sense of any plays we might approach.
For now, I offer the following thumbnail by way of example:
In Death of a Salesman, Willy Loman’s shape is that of the all-American super-salesman. His
entire sense of himself as a heroic figure is bound up in that identity. Every action he takes in
the course of the play is in the service of defending that life choice. The rightness of that
shape, the success or failure of his actions, is reflected back to him in the transactions he has
with his wife, his sons, his boss, his brother, his neighbor. As the failure of his choices
becomes clear, the psychological armor he has built up all his life begins to crumble, and
there is an emotional release – a surrender – that variously takes the form of anger, tears,
manic laughter, and disorientation. The actors portraying Willy, Biff, Linda – indeed any of
the plays characters – might begin the process of creating a character and building a role by
first exploring their own causa sui project.
I have chosen the four elements, shape, action, transaction, and surrender, with care because,
while each of them is central to the psychological mechanisms of character creation, each
one also embodies core principles that have been explored and utilized by theater theorists
and practitioners as diverse as Aristotle, Grotowski, Stanislavski, Brecht, Strasberg, and
Meisner.
But the four elements are not intended to be solely a bundle of techniques for actors. They
also function as a dramaturgical lens through which anyone interested in exploring and
understanding character – writers, directors, readers, lovers of theater – can observe with a
fresh perspective how character is formed in the first place and how those creatures of the
imagination might be created or interpreted.
© 2015 by Jeff Zinn
poster art for The Killer by Dan Joy
portrait of Ernest Becker by David Helwer