Meyerhof 1993
Meyerhof 1993
Meyerhof 1993
AND A. S. YALCIN
G . G. MEYERHOF
Civil Engineering Department, Technical University of Nova Scotia, Halifax, N.S., Canada B3J 2x4
Received August 6, 1992
Accepted November 13, 1992
The behaviour of single free-head model flexible vertical and batter piles under central inclined loads in two-layered
soil is investigated. The bearing capacity of the piles is found to depend on the layered structure, load inclination,
and pile batter. The theoretical estimates obtained from semiempirical relations agree well with the test results. Previous
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displacement equations for flexible batter piles in elastic isotropic soil are modified for piles in anisotropic layered
soil using an effective embedment depth of equivalent rigid piles. Practical equations for horizontal and vertical dis-
placements of flexible batter piles are presented on the basis of resultant influence factors that are related to the batter
angle, load inclination, and distribution of soil modulus with depth. The observed horizontal and vertical displace-
ments of the piles are in reasonable agreement with the theoretical estimates, which are also supported by the results
of some field cases.
Key words: bearing capacity, deformation, batter pile, inclination factor, inclined load, layered soil, model test,
sand, clay.
Le comportement de pieux simples flexibles verticaux et inclines a t&telibre soumis a des charges centrkes inclinees
dans une sol bi-couche est etudie. L'on trouve que la capacite portante des pieux depend de la structure des couches,
de l'inclinaison de la charge et de l'inclinaison du pieu. Les estimations theoriques obtenues en partant de relations
semi-empiriques concordent bien avec les rksultats des essais. Les equations antkrieures de dkplacement pour les pieux
flexibles inclines dans des sols isotropes sont modifiees pour les pieux dans des sols anisotropes en couches en utilisant
une profondeur effective d'enfouissement de pieux rigides equivalents. Des equations pratiques pour les deplacements
horizontaux et verticaux des pieux flexibles inclines sont presentees sur la base de facteurs d'influence resultants qui
sont relies a l'angle d'inclinaison du pieu, a l'inclinaison de la charge et a la distribution du module du sol en fonction
For personal use only.
de la profondeur. Les deplacements horizontaux et verticaux observes des pieux concordent raisonnablement bien avec
les estimations theoriques, qui sont Cgalement appuyees par les rksultats de cas sur le terrain.
Mots clPs : capacite portante, deformation, pieu incline, facteur d'inclinaison, charge inclinke, sol en couches, essai
sur modkle, sable, argile.
[Traduit par la redaction]
Introduction
In view of the frequent applications of batter piles in foun-
dations to resist inclined forces, a considerable amount of where EpIpis the flexural rigidity of the pile, and En is the
work has been done in theory and in the field and labora- normal soil modulus along the embedded length L of the
tory to evaluate the performance of such piles. Earlier exper- pile.
imental investigations related to single batter piles under The present study is the result of extensive laboratory tests
lateral and inclined loads in sand and analytical methods to determine the bearing capacity and displacements of single
were presented to estimate the bearing capacity and displace- model flexible vertical and batter piles under inclined loads
ments from coefficients of subgrade reaction (Kubo 1965;
in two-layered soil consisting of soft clay over loose sand.
Awad and Petrasovits 1968). More recently, an analysis of The previous analysis of the bearing capacity of rigid bat-
the displacements of single flexible batter piles and pile ter piles in homogeneous soils is extended to flexible batter
groups in homogeneous elastic soil was given (Poulos and piles in layered soils. The displacements of these piles are
Davis 1980). The evaluation of the bearing capacity of single evaluated by elastic theory, allowing for the observed
rigid batter piles and pile groups under inclined loads in sand anisotropy of the soils. The test results are compared with
and clay (Meyerhof and Ranjan 1973; Meyerhof 1981) and theoretical estimates using the approach based on the effec-
in layered soil (Meyerhof et al. 1981) were among the con- tive embedment depth of equivalent rigid piles (Liu and
tributions based on experimental work. Lately, the Meyerhof 1988).
behaviour of flexible vertical ~ i l e under
s lateral and inclined
loads in homogeneous soils was presented in several papers
(Sastry et al. 1986; Meyerhof et al. 1988; Sastry and Tests
Meyerhof 1990), and similarly the bearing capacity under Soil data
eccentric and inclined loads in sand and clay (Meyerhof and The soil used in the present tests consisted of a top layer
Gosh 1989) and in layered soil (Yalcin and Meyerhof 1991) of soft clay underlain by a bed of loose sand. The sand had
was reported. an effective particle size, Dlo of 1.5 mm and a total unit
A pile is considered flexible if its relative stiffness K, weight of about 14 k ~ / r n ~and
, its moisture content was
compared with that of the soil is less than about 0.01 (Poulos negligible. The sand was poured into wooden test boxes,
and Davis 1980). The value of K, is given by 430 x 420 mm in cross section and a height varying accord-
Printed in Canada / Imprime au Canada
CAN. GEOTECH. J. VOL. 30, 1993
I I I I I I
140
BATTER DEFORMATION
130- ANGLE VERTICAL HORIZONTAL
P
- Pv
- Ph
120- + 30' • -
OD 0 0
- 30" A n
-
-
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-
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r
0' I 2 3 4 5 6 7
FIG. 3. Polar bearing capacity diagrams for single batter piles under inclined loads in layered soil. Batter angle P = rt 30°;a,angle
of load inclination.
pressure distributions on the pile shaft can be obtained for for a corresponding vertical rigid pile (Sastry et al. 1986),
clay (Brinch Hansen 1961) and sand (Terzaghi 1943), as for but their magnitude depends on the pile batter, as for an
piles in corresponding uniform soils (Meyerhof and Sastry inclined retaining wall (Meyerhof and Ranjan 1973). Thus,
1985). These soil pressures are assumed to act on an equiva- it was shown (Meyerhof and Sastry 1985) that
lent rigid batter pile with an ultimate effective embedment Nl ~lBDeu
depth Deu,which varies with a (Sastry and Meyerhof 1990), [31 Qun =
cos p
the change of the soil modulus E with depth, and the relative
stiffness K, of the pile to that of the soil, where where Nl is an ultimate load factor of 0.25 for sand and 0.4
for clay, pl is the average lateral soil pressure within
depth D,,.
approximately, for a = 90" and a maximum value of unity The ultimate load Qu at any intermediate inclination
E = a - /3 with the pile axis (Fig. 5) can be estimated from
for a = 0 (Meyerhof et al. 1988). The ultimate point resis-
tance Q, in the sand is inclined with the pile axis (Meyerhof the semiempirical relation (Meyerhof and Ranjan 1972)
and Sastry 1985) and can be estimated from corresponding (Qu cos c). + (Qu sin E)' = 1
bearing capacity theory (Meyerhof 1953). [41
An analysis of the ultimate load of a batter pile under Qua Qun
an inclined load in layered soil can be made as for a corre- The observed values of Qu for flexible vertical and batter
sponding vertical pile (Sastry et al. 1986) by considering the piles (Figs. 2 and 3, respectively) are found to be in reason-
limiting cases of an ultimate axial load Qua inclined at able agreement with this relationship, which appears to be
a = 0 and an ultimate normal load Quninclined at a = somewhat conservative for large inclinations of the load on
90" + P. The theoretical value of Qua can be estimated batter piles.
conventionally (Meyerhof 1976) by considering the point Alternatively, the value of Qu at any inclination E may
resistance in the sand and the shaft resistances in the sand also be estimated, approximately, from the relationship for
and clay layer with an allowance for the effect of pile inclina- piles in homogeneous soils (Koumoto et al. 1986) when
tion, which decreases the point resistance and increases the
shaft resistances compared with those of a vertical pile at
the same depth (Meyerhof and Ranjan 1973). The theoretical
value of Qunis obtained by considering the equilibrium of
the applied and resisting forces P I , P2, and P3(Fig. 5) on
[5] Qu =
[:>I
Qa 1 - 1 - - sin E
W//W//&
CLAY
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Comparison of the values of i, deduced from the test approximately, for P 5 30". For layered soil, the weighted
results with the theoretical estimates (Fig. 4) shows that average values of Ea and En of the layers are substituted for
reasonable agreement is generally obtained. However, the Ev and Eh, respectively, in [lo] and [1 I].
estimates are rather conservative for negative batter piles Although the displacements of a flexible batter pile under
except in homogeneous clay. An approximate and conser- axial load are governed by the full pile length of D/cos P,
vative estimate of i, may also be obtained by modifying an the displacement under normal load can be estimated,
earlier expression (Meyerhof and Ghosh 1989): approximately, from those of an equivalent rigid pile of
length D,/cos p, where D, is the elastic effective embed-
ment depth, and
Displacements
The horizontal and vertical groundline displacements ph for a = 90" and a maximum value of unity for a = 0
and p,, respectively, of a flexible batter pile (batter angle P) (Meyerhof et al. 1988). For anisotropic soil, it is convenient
with a free head under an inclined load Q less than the to use the effective modular ratio
252 CAN. GEOTECH. J. VOL. 30, 1993
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FIG. 6. Horizontal load-displacement relationships of single flexible vertical and batter piles under inclined loads for (a) sand
(4 = 33"; HID = 0), (b) clay over sand (HID = 0.5), and (c) clay (C,= 22 kPa; HID = m). Batter angle: 0,+30°; 0 , 0";
A, - 30". Values of CY are given at each symbol. - - - , theory.
FIG. 7. Vertical load-displacement relationships of single flexible vertical and batter piles under inclined loads for (a) sand (4 = 33";
H / D = 0), (b) clay over sand ( H I D = 0.5), and (c) clay (C,= 22 kPa; H I D = 03). Batter angle: 0,+30°; 0 , 0"; A, - 30'. Values
of CY are given at each symbol. - - - , theory.
Sand Clay
p = 0° p = k30° p = 0° 6 = k30°
+
load inclinations on batter piles (P = 30") and values of be rather excessive due to soil compaction by pile installa-
n = 0.5 and 1.0, and they are plotted in Fig. 8. It is found tion. The test results confirm the importance of the magni-
that contrary to the case of vertical piles, the load inclina- tude of the load inclination on the displacements of batter
tion a greatly influences the theoretical resultant influence piles, especially those with a negative batter.
factors Ih and I, of batter piles. For a given load inclina-
tion, a moderate anisotropy (n = 0.5) has a relatively small
effect on the influence factors for positive batter piles but Field cases
it greatly changes the corresponding factors for piles with Although several results of lateral load tests on flexible
a negative batter. Comparison of the observed horizontal batter piles have been published, only a few piles were
and vertical displacements of flexible vertical and batter piles instrumented to determine the bending moments and other
with theoretical estimates based on the above analysis information from which the effective embedment depth of
(Figs. 6 and 7, respectively) shows generally fair agreement, equivalent rigid piles can be deduced to estimate their cor-
but the estimates of the vertical settlements in sand tend to responding behaviour.
MEYERHOF AND YALCIN 255
The soil conditions at one of these test sites (Alizadeh and by the angles of both load inclination and pile batter. Under
Davisson 1970) consisted of submerged medium t o fine the same loading conditions, these displacements are larger
sands and silty sands with an average standard penetration for piles with negative batter than for those with positive
resistance N = 27 blows/0.3 m in the upper 18 m. The aver- batter. A similar behaviour, with some scatter of test data,
age friction angle was 4 = 33", and the increase of the hor- is found for the vertical displacements measured at the pile
izontal soil modulus with depth was n h = 14 M N / ~ Two ~ . cap.
steel H batter piles (piles 12 and 13) of 355 mm width and Theoretical evaluations of vertical and horizontal ground-
a flexural rigidity E,I, = 86 M N were ~ driven
~ at batter line displacements of vertical and batter piles have been
angles of 6 = - 18 and + lgO, respectively, to a depth of based on a modification of previous displacement influence
13 m into the sand. The average horizontal soil modulus was factors of flexible piles under axial and normal loads in
about Eh = 90 MPa, and the relative pile stiffness was elastic and isotropic soil. In this modification, the observed
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K, = 1.5 x (eq. [I]). The corresponding theoretical anisotropy of layered soil has been considered as well as the
elastic effective depth was De = 4.0 m (eq. [12]) compared pile flexibility using an effective embedment depth of an
with an average depth of 4.8 m from the measured bending equivalent rigid pile. The theoretical relations derived for
moments. the displacements include resultant influence factors which
Under a normal load of 200 kN applied near ground level are governed by the angles of load inclination and pile batter
the corresponding deflections of both piles were practically and the degree of soil anisotropy. For a given load inclina-
identical at 13 mm, which compares well with the theoretical tion, the soil anisotropy considerably influences the theoretical
value of ph = 12 mm (eq. [20]) for 6 = k18". For the displacements of piles with a negative batter, whereas posi-
positive batter pile the observed soil failure load was about tive batter piles are not much affected by soil anisotropy.
350 kN, and the observed ultimate effective depth was about Comparison of the test results and theoretical estimates
5.5 m compared with an estimated value of Q,, = 320 kN shows generally fair agreement. It is found that the inclina-
(eq. [3]) for a corresponding depth Deu = 6.4 m (eq. [2]). tion of the load greatly affects the horizontal and vertical
However, for the negative batter pile the soil did not fail displacements of batter piles, particularly those with a
under the maximum applied normal load of 300 kN when negative batter. Although the results of some lateral load
the observed effective depth was about 5.0 m compared with tests on batter piles in the field support the proposed
the estimated ultimate values of Q,, = 360 kN (eq. [3]) methods of analysis, it is hoped that further field observa-
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and D,, = 6.4 m, as before. tions are made on the behaviour of batter piles under
inclined loads in different soils to check the proposed
Conclusions analysis under more general loading and soil conditions.
Extensive series of tests have been conducted on model
flexible and batter piles under central inclined loads in two- Acknowledgement
layered soil consisting of soft clay overlying loose sand. The
test results show that the ultimate loads of vertical and bat- The research program at the Technical University of
ter piles decrease rapidly with increasing load inclination and Nova Scotia was carried out with the financial support of
the Natural Sciences and Engineering Research Council of
decreasing clay-layer thickness. The maximum capacity is
developed under axial loads regardless of the clay-layer Canada.
thickness, and this capacity is somewhat smaller for batter
piles than for the corresponding vertical piles. The minimum Alizadeh, M., and Davisson, M.T. 1970. Lateral load tests on
capacity is obtained under lateral loads, with values for the piles-Arkansas River project. ASCE Journal of the Soil
piles with negative batter exceeding those with positive Mechanics and Foundations Division, 96(SM5): 1583-1627.
batter. Award, A., and Petrasovits, G. 1968. Considerations on the bearing
Inclination factors that relate the vertical component of capacity of vertical and batter piles subjected to forces in dif-
the ultimate inclined loads with the vertical component of ferent directions. Proceedings, 3rd Conference on Soil
the axial load have greater values for the piles with negative Mechanics, Budapest, pp. 483-497.
batter than those with positive batter for the same angle Barden, L. 1963. Stresses and displacements in a cross anisotropic
between the load direction and pile axis. The vertical piles soil. Geotechnique, 13: 198-210.
Brinch Hansen, J. 1961. The ultimate resistance of rigid piles
have values of inclination factors lying between those of against transversal forces. Danish Geotechnical Institute,
positive and negative batter piles, as would be expected. Copenhagen, Bulletin 12, pp. 5-9.
The ultimate inclined load of flexible vertical and batter Koumoto, T., Meyerhof, G.G., and Sastry, V.V.R.N. 1986.
piles can be estimated theoretically by a semiempirical Analysis of bearing capacity of rigid piles under eccentric and
interaction relationship of the ultimate axial load using con- inclined loads. Canadian Geotechnical Journal, 23: 127-131.
ventional bearing capacity analysis and the ultimate normal Kubo, K. 1965. Experimental study of the behaviour of laterally
load evaluated from the earth pressures acting on an loaded piles. Proceedings, 6th International Conference on Soil
equivalent rigid pile with an allowance for the pile inclina- Mechanics and Foundation Engineering, MontrCal, vol. 2,
tion. Alternatively, the ultimate load can be estimated by pp. 275-279.
theoretical inclination factors, allowing for the pile batter. Liu, Q.F., and Meyerhof, G.G. 1988. New method for non-linear
analysis of laterally loaded flexible piles. Computers and
The test results generally agree reasonably well with the Geotechnics, 4: 151-169.
theoretical estimates. Meyerhof, G.G. 1953. The bearing capacity of foundations under
For vertical piles the horizontal displacements are found eccentric and inclined loads. Proceedings, 3rd International
to be directly proportional to the horizontal component of Conference on Soil Mechanics and Foundation Engineering,
the inclined loads, irrespective of the load inclination. How- Zurich, vol. 1, pp. 440-445.
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