Chapter 4 State
Chapter 4 State
Chapter 4 State
• 4.1.Understanding State
• State can be defined as the politically organized society or
apolitical system.
• If we take society as a system, the state represents one of
the sub systems of the society-called the political system.
• The state refers to all institutions, agencies and agents that
operate within a given territorial space, have legitimate
power and authority over us, and can legitimately utilize
force as an ultimate sanction against us if we fail to accept
its rules or orders or resist its actions or act against it.
• In this sense, the state is an umbrella term that covers all
offices that make and enforce the collective decisions and
rule of a society.
4.2 Elements of Modern States
• There are basically five essential elements that differentiate the
modern states from the traditionally organized political
systems.
1. Population:
• State is a community of persons. It is a human political
institution
• Since state is a human association it needs some number
of people
• Population can be more or less but it has to be there
• There is no definite limit for the size of population
essential for a State
• It has to be within a reasonable limit.
• There are States with very small populations like Malta,
Canada, Djibouti and others, and there are States like
China, India and others, with very large populations
•2. Territory:
• There is no state without territory of its own(it includes
land, water, air space and legations in a foreign land)
• State is a territorial unit. Territory often determines the
wealth and resources availability of a given country
• Definite territory is its essential component
• The size of the territory of a State can be big or small;
nevertheless it has to be a definite, well-marked
portion of territory.
big state- Russia, india, Algeria, Brazil,
Ethiopia
small sate- Lexumberg, Comoros, Malta,
Djibouti
Boundary of state must be well marked out that no
two states claim over the same land
3. Government:
• The state exercises its sovereign power
through its government
• Government is the institutional aspects of the state.
• One can say that government is the machinery or the
arm of the state.
• In fact government is the traditional elements of the
state.
• The state cannot exist without government.
• It is the agent of state that is responsible for the
overall administrative affairs of the country.
4. sovereignty:
Refers to supreme and final legal authority
of and beyond which no legal authority
exists
Internal sovereignty-domestically rules &
decisions of state are final over other
institution
External sovereignty-state is autonomous in
its international relation, independence of
state
State voluntarily accepts rules of
international law. These cannot be forced
upon the State
5. recognition:
• State must be recognized by significant portion of
international community
• Recognition is by the state, international organization,
non-governmental organizations
• States are not self sufficient.
• Some are endowed with resources, some are not.
• Some may have the potential to growth but may not tap its resources
effectively due to lack of appropriate know-how or technology.
• The existence and development of one is highly dependent on the
supply of resources or technology from others.
• In such interdependent world recognition is vital elements of the
state.
• The existence a state and, its government and peoples need to be
recognized by others so that it can enter into diplomatic and trade
relations.
4.3. Contending Theories on the Origin of States
• it should be noted that the exact nature of the origin
of state is not yet precisely known and continues to
be a subject for scholarly discussion and debate.
5.Flexible System:
• Another advantages of unitary system is that the constitution is
always flexible that may be amended according to changing
conditions and needs.
• A system adopted according to the need of time and people
desires, remains stable and successful.
Demerits of Unitary state structure
1) Urban Supremacy( suppress local voices):
Central government has no knowledge of the
problems and needs of the far rural areas.
• It is a structure where state administration is
practically in the control of the urban citizens.
• For this reason, government services and
influence is always confined to cities.
• But, remote rural areas can be dealt effectively
by the federal system.
2)Despotism in Government
In unitary system, central government has a centralized
command and centralization of authority is itself a
problem.
Since there are no sub-ordinate governments to have
check on the center, therefore central government
becomes totalitarian and despotic.
So despotism is the disadvantage of unitary form of
government.
On the contrary, federal structure provides opportunities
to levels of government to have check upon each other.
3) It overburdens central legislature
2. Federal State Structure
• Most scholars seem to agree that federalism is a devise for
organizing two or more levels of government that assume different
sets of responsibilities and manage the affairs of a country.
• This is called devolution of power.
• That is, a Federal State structure is a political arrangement where
powers are dispersed between levels of government.
• power of a state is formally (constitutionally) divided among
different level of government, each of which is legally supreme over
its own sphere.
• The defining features of a federal state structure are:
i) there are two levels of government that rule the same land and
people;
ii) each level has at least one area of action in which it is autonomous;
and
iii) Supreme written constitution to allocates duties, rights, and
privileges to each level of government.
Federal State,…
• Most large states, with few exceptions like china, are
federal.
• Usually multi-ethnic states do also adopt the federal
structure.
• You should note that the form of federalism in all states is
not necessarily the same.
• States apply different principles and reasons for federation.
• Similarly, the degree of autonomy exercised at local
(regional) levels is not the same in all cases.
• In some states, the central government retains greater degree
of power as compared to local governments.
• In others yet, the local or regional governments could be
very influential and powerful with greater autonomy.
• In federal states there are three types of powers namely absolute,
concurrent and residual powers.
1) Absolute powers
powers exclusively given to either of the levels of government.
It is common for federal governments to have exclusive
authority on some important national affairs.
As basics, the federal government has the power to make and
enforce laws for the whole country which are in contrast with
local governments.
There are also responsibilities usually granted only to federal
government such as
setting up and maintaining national defense force
determining fiscal policy and controlling National Bank
(including printing money and minting coins), and
exercising international diplomacy, including the right to sign
binding treaties.
2) Concurrent powers
Powers that are granted equally to both levels of
governments.
Examples: collecting tax and defending national/federal
constitution is the responsibility of both levels.
3)Residual Powers:
These are authorities that are not given absolutely to any
of the levels of government or concurrently to both levels
of government.
1995 FDRE constitution in its article 52 (1) verified that: “all
powers not given expressly to the federal government
alone, or concurrently to the federal government and the
regional states are reserved to the states.”
powers which are not clearly specified in the constitution
are usually mandates of the regional states.
Rationales for Federalism
1) Political Factors: in the first place, federations may foster
peace, secure from war and fear of war.
• State can join federation to become gently powerful enough
to dissuade external aggression.
• Secondly, federal arrangements may protect individuals
against political authorities by constraining both central and
state sovereignty, placing limited power with them.
2) Economic Factors: federations boost natural resources and
federal states may become economically powerful.
3) Social Factors: the best state structure in an ethnically
diverse country is federalism.
This system provides each sub-unit to practice and promote its
culture, the right to develop its language and preserve its
history.
Merits of federal state structure
Essential for large and heterogeneous state
Provides opportunities for local government
to treat local affairs locally
Check the power of government/federalism
divides & limits power
Relieve central legislature(division of work)
Disadvantages of Federalism
There is duplication of civil servants &
activities which requires additional expense
Division of power between central and
regional government lead to conflict of
jurisdiction
4.2. Government
• Government : one among essential element
of state which acts on behalf of state, a
means in which state policy enforced
• refers to the collective existence of the
three separately instituted organs.
• The function is to keep peace and order of
the society.
• refer a group of individuals and institutions
authorized to formulate public policies and
conduct the affairs of the state.
The difference between government & other
forms of organizations
• Comprehensive authority: rules made by other
organization is applies to the members only. but,
rules of government applies to all member of
society
• Involuntary membership: people initially become
citizen of a nation and subject to its rules without
any deliberate choice
• Authoritative rules: rules of government are
generally considered to be more binding upon all
member of societies
The Necessities and Functions of Government
Central
gov’t
Member state
Sub-national government: level of gov’t that exist below
national gov’t to administer their respective region
Reasons
1. participation: subnational gov’ts are effective in
providing opportunities for citizens to participate in the
political life of their communities
2. Responsiveness: subnational institutions are usually
closer to people and more sensitive to their need
3. Legitimacy: physical distance from gov’t affects
accessibility of its decisions. decisions made at local
level are more understandable
4. Liberty: serve as a means for check and balance
system, threatens to turn government into tyranny
against the individual
• “It is better a city to be governed by
good man than by good law”
Aristotle
Horizontal Arrangement
• The Legislative Branch of Government
• It is representative assembly directly elected by the
people and is responsible for making state laws.
• It has different names in different states(parliama,
assembly, duma, congress)
• legislature is the supreme organ that appoints
members of the executive in the case of parliamentary
systems, in presidential form of government it is
considered as a power branch, which is equal to, and
independent of the executive/president.
Functions of the legislature