NLP4

EXTREME VALUES
ABSOLUTE MAXIMUM
There are two points (a, b) where f has a local

maximum—that is, where f(a, b) is larger than
nearby values of f(x, y).
 The larger of
these two values
is the absolute
maximum.
ABSOLUTE MINIMUM
Likewise, f has two local minima—where

f(a, b) is smaller than nearby values.
 The smaller of
these two values
is the absolute
minimum.
LOCAL MAX. & LOCAL MAX. VAL. Definition 1
LOCAL MIN. & LOCAL MIN. VALUE Definition 1
ABSOLUTE MAXIMUM & MINIMUM
If the inequalities in Definition 1 hold for

all points (x, y) in the domain of f, then f has
an absolute maximum (or absolute minimum)
at (a, b).
LOCAL MAXIMUM & MINIMUM Theorem 2
If f has a local maximum or minimum at (a, b)

and the first-order partial derivatives of f exist
there, then
fx(a, b) = 0 and fy(a, b) = 0

LOCAL MAXIMUM & MINIMUM Proof
Let g(x) = f(x, b).

 If f has a local maximum (or minimum) at (a, b),
then g has a local maximum (or minimum) at a.
 So, g’(a) = 0 by Fermat’s Theorem.
 However, g’(a) = fx(a, b)
 So, fx(a, b) = 0.
Similarly, by applying Fermat’s Theorem to the

function G(y) = f(a, y), we obtain:
fy(a, b) = 0
THEOREM 2—GEOMETRIC INTERPRETATION
If we put fx(a, b) = 0 and fy(a, b) = 0 in

the equation of a tangent plane, we get:
z = z0
Thus, the geometric interpretation
of Theorem 2 is:
If the graph of f has a tangent plane

at a local maximum or minimum, then
the tangent plane must be horizontal.
CRITICAL POINT
A point (a, b) is called a critical point

(or stationary point) of f if either:
 fx(a, b) = 0 and fy(a, b) = 0
 One of these partial derivatives does not exist.
Theorem 2 says that, if f has a local

maximum or minimum at (a, b), then
(a, b) is a critical point of f.
CRITICAL POINTS
However, as in single-variable calculus,

not all critical points give rise to maxima
or minima.
 At a critical point, a function could have

a local maximum or a local minimum or neither.
LOCAL MINIMUM Example 1
Let f(x, y) = x2 + y2 – 2x – 6y + 14
Then, fx(x, y) = 2x – 2
fy(x, y) = 2y – 6
 These partial derivatives are equal to 0
when x = 1 and y = 3.
 So, the only critical point is (1, 3).
By completing the square, we find:

f(x, y) = 4 + (x – 1)2 + (y – 3)2
LOCAL MINIMUM Example 1
 Since (x – 1)2 ≥ 0 and (y – 3)2 ≥ 0, we have
f(x, y) ≥ 4 for all values of x and y.
 So, f(1, 3) = 4 is a local minimum.
 In fact, it is the absolute minimum of f.
This can be confirmed

geometrically from
the graph of f, which is
the elliptic paraboloid
with vertex (1, 3, 4).
EXTREME VALUES Example 2
Find the extreme values of

f(x, y) = y2 – x2
 Since fx = –2x and fy = 2y,

the only critical point is (0, 0).
For points on the x-axis, we have y = 0.

 So, f(x, y) = f(x, 0) = –x2 < 0 (if x ≠ 0).
For points on the y-axis, we have x = 0.

 So, f(x, y) = f(0, y) = y2 > 0 (if y ≠ 0).
EXTREME VALUES Example 2
Thus, every disk with center (0, 0) contains

points where f takes positive values as well
as points where f takes negative values.
 So, f(0, 0) = 0 can’t be an extreme value for f.
 Hence, f has no extreme value.
Example 2 illustrates the fact that a function

need not have a maximum or minimum
value at a critical point.
MAXIMUM & MINIMUM VALUES
The figure shows how this is possible.
 The graph of f is the hyperbolic paraboloid

z = y2 – x2.
 It has
a horizontal
tangent plane
(z = 0) at
the origin.
MAXIMUM & MINIMUM VALUES
You can see that f(0, 0) = 0 is:

 A maximum in the direction of the x-axis.
 A minimum in the direction of the y-axis.
SADDLE POINT
Near the origin, the graph has the shape

of a saddle.
 So, (0, 0) is called a saddle point of f.
EXTREME VALUE AT CRITICAL POINT
We need to be able to determine whether

or not a function has an extreme value at
a critical point.
The following test is analogous to the Second

Derivative Test for functions of one variable.
SECOND DERIVATIVES TEST Theorem 3
Suppose that:
 The second partial derivatives of f are

continuous on a disk with center (a, b).
 fx(a, b) = 0 and fy(a, b) = 0

[that is, (a, b) is a critical point of f].
SECOND DERIVATIVES TEST Theorem 3
Let D = D(a, b)
= fxx(a, b) fyy(a, b) – [fxy(a, b)]2
a) If D > 0 and fxx(a, b) > 0, f(a, b) is a local minimum.
b) If D > 0 and fxx(a, b) < 0, f(a, b) is a local

maximum.
c) If D < 0, f(a, b) is not a local maximum or

minimum.
SECOND DERIVATIVES TEST Note 1
In case c,
 The point (a, b) is called a saddle point of f .
 The graph of f crosses its tangent plane at
(a, b).
If D = 0, the test gives no

information:
 f could have a local maximum or local
minimum at (a, b), or (a, b) could be
a saddle point of f.
SECOND DERIVATIVES TEST Note 3
To remember the formula for D,

it’s helpful to write it as a determinant:
f xx f xy
D  f xx f yy  ( f xy ) 2
f yx f yy
SECOND DERIVATIVES TEST Example 3
Find the local maximum and minimum

values and saddle points of
f(x, y) = x4 + y4 – 4xy + 1
We first locate the critical points:
fx = 4x3 – 4y
fy = 4y3 – 4x
Setting these partial derivatives equal to 0,

we obtain:
x3 – y = 0
y3 – x = 0
 To solve these equations, we substitute y = x3
from the first equation into the second one.
0  x9  x
 x ( x8  1)
 x ( x 4  1)( x 4  1)
 x ( x 2  1)( x 2  1)( x 4  1)
So, there are three real roots:

x = 0, 1, –1
 The three critical points are:
(0, 0), (1, 1), (–1, –1)
Next, we calculate the second partial
derivatives and D(x, y):
fxx = 12x2 fxy = – 4 fyy = 12y2
D(x, y) = fxx fyy – (fxy)2
= 144x2y2 – 16
As D(0, 0) = –16 < 0, it follows from case c

of the Second Derivatives Test that the origin
is a saddle point.
 That is, f has no local maximum or minimum
at (0, 0).
As D(1, 1) = 128 > 0 and fxx(1, 1) = 12 > 0,

we see from case a of the test that f(1, 1) = –1
is a local minimum.
Similarly, we have D(–1, –1) = 128 > 0

and fxx(–1, –1) = 12 > 0.
 So f(–1, –1) = –1 is also a local minimum.
The graph of f is
shown here.
CONTOUR MAP
A contour map of the function in Example 3 is

shown here. The level curves near (1, 1) and
(–1, –1) are oval in shape.
They indicate that:
 As we move away
from (1, 1) or (–1, –1)
in any direction,
the values of f are
increasing.
CONTOUR MAP
The level curves near (0, 0) resemble

hyperbolas. They reveal that:
 As we move away
from the origin
(where the value of f
is 1), the values of f
decrease in some
directions but increase
in other directions.
 Thus, the map suggests
the presence of
the minima and
saddle point.
EXERCISES
1. Find and classify the critical points of

the function
f(x, y) = 10x2y – 5x2 – 4y2 – x4 – 2y4
2. Find the shortest distance from the point
(1, 0, –2) to the plane x + 2y + z = 4.
3. A rectangular box without a lid is to be
made from 12 m2 of cardboard. Find the
maximum volume of such a box.
ABSOLUTE MAXIMUM & MINIMUM VALUES
For a function f of one variable, the

Extreme Value Theorem says that:
 If f is continuous on a closed interval [a, b],
then f has an absolute minimum value and
an absolute maximum value.
According to the Closed Interval Method, we

found these by evaluating f at both:
 The critical numbers
 The endpoints a and b
CLOSED SET
CLOSED SETS
For instance, the disk

D = {(x, y) | x2 + y2 ≤ 1}
which consists of all points on and inside
the circle x2 + y2 = 1 is a closed set
because:
 It contains all of its boundary points

(the points on the circle x2 + y2 = 1).
NON-CLOSED SETS
However, if even one point on the boundary

curve were omitted,
the set would not
be closed.
BOUNDED SET
CLOSED & BOUNDED SETS
Then, in terms of closed and bounded sets,

we can state the following counterpart of
the Extreme Value Theorem (EVT) for
functions of two variables in two dimensions.
EVT (TWO-VARIABLE FUNCTIONS) Theorem 8
EVT (TWO-VARIABLE FUNCTIONS)
To find the extreme values guaranteed by

Theorem 8, we note that, by Theorem 2,
if f has an extreme value at (x1, y1), then
(x1, y1) is either:
 A critical point of f
 A boundary point of D
EVT (TWO-VARIABLE FUNCTIONS)
Thus, we have the following

extension of the Closed Interval
Method.
CLOSED INTVL. METHOD (EXTN.) Method 9
To find the absolute maximum and minimum

values of a continuous function f on a
closed, bounded set D:
1. Find the values of f at the critical points of f in D.
2. Find the extreme values of f on the boundary of D.
3. The largest value from steps 1 and 2 is the absolute

maximum value. The smallest is the absolute
minimum value.
CLOSED & BOUNDED SETS Example 4
Find the absolute maximum and minimum

values of the function f(x, y) = x2 – 2xy + 2y
on the rectangle
D = {(x, y) | 0 ≤ x ≤ 3, 0 ≤ y ≤ 2}
As f is a polynomial, it is continuous on
the closed, bounded rectangle D.
 So, Theorem 8 tells us there is both an absolute
maximum and an absolute minimum.
According to step 1 in Method 9, we first

find the critical points.
 These occur when
fx = 2x – 2y = 0 fy = –2x + 2 = 0
 So, the only critical point is (1, 1).
 The value of f there is f(1, 1) = 1.

In step 2, we look at the values of f on

the boundary of D.
 This consists of the four line segments
L1, L2, L3, L4
On L1, we have y = 0 and

f(x, 0) = x2 0≤x≤3
This is an increasing function of x.
So,
 Its minimum
value is:
f(0, 0) = 0
 Its maximum
value is:
f(3, 0) = 9
On L2, we have x = 3 and

f(3, y) = 9 – 4y 0≤y≤2
This is a decreasing function of y.
So,
 Its maximum
value is:
f(3, 0) = 9
 Its minimum
value is:
f(3, 2) = 1
On L3, we have y = 2 and

f(x, 2) = x2 – 4x + 4 0≤x≤3
By observing that f(x, 2) = (x – 2)2, we see
 The minimum
value of the
function is
f(2, 2) = 0.
 The maximum
value of the
function is
f(0, 2) = 4.
Finally, on L4, we have x = 0 and

f(0, y) = 2y 0≤y≤2
with:
 Maximum
value
f(0, 2) = 4
 Minimum value
f(0, 0) = 0
Thus, on the boundary,

 The minimum value of f is 0.
 The maximum value of f is 9.
In step 3, we compare these values with

the value f(1, 1) = 1 at the critical point.
We conclude that:
 The absolute maximum value of f on D
is f(3, 0) = 9.
 The absolute minimum value of f on D
is f(0, 0) = f(2, 2) = 0.
EXERCISES
This figure shows the graph of f.

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EXTREME VALUES

There are two points (a, b) where f has a local

Likewise, f has two local minima—where

If the inequalities in Definition 1 hold for

If f has a local maximum or minimum at (a, b)

fx(a, b) = 0 and fy(a, b) = 0

Let g(x) = f(x, b).

Similarly, by applying Fermat’s Theorem to the

If we put fx(a, b) = 0 and fy(a, b) = 0 in

If the graph of f has a tangent plane

A point (a, b) is called a critical point

Theorem 2 says that, if f has a local

However, as in single-variable calculus,

 At a critical point, a function could have

By completing the square, we find:

This can be confirmed

Find the extreme values of

 Since fx = –2x and fy = 2y,

For points on the x-axis, we have y = 0.

For points on the y-axis, we have x = 0.

Thus, every disk with center (0, 0) contains

Example 2 illustrates the fact that a function

The figure shows how this is possible.

 The graph of f is the hyperbolic paraboloid

You can see that f(0, 0) = 0 is:

Near the origin, the graph has the shape

We need to be able to determine whether

The following test is analogous to the Second

 The second partial derivatives of f are

 fx(a, b) = 0 and fy(a, b) = 0

a) If D > 0 and fxx(a, b) > 0, f(a, b) is a local minimum.

b) If D > 0 and fxx(a, b) < 0, f(a, b) is a local

c) If D < 0, f(a, b) is not a local maximum or

If D = 0, the test gives no

To remember the formula for D,

Find the local maximum and minimum

Setting these partial derivatives equal to 0,

So, there are three real roots:

As D(0, 0) = –16 < 0, it follows from case c

As D(1, 1) = 128 > 0 and fxx(1, 1) = 12 > 0,

Similarly, we have D(–1, –1) = 128 > 0

A contour map of the function in Example 3 is

The level curves near (0, 0) resemble

1. Find and classify the critical points of

For a function f of one variable, the

According to the Closed Interval Method, we

For instance, the disk

 It contains all of its boundary points

However, if even one point on the boundary

Then, in terms of closed and bounded sets,

To find the extreme values guaranteed by

Thus, we have the following

To find the absolute maximum and minimum

1. Find the values of f at the critical points of f in D.

2. Find the extreme values of f on the boundary of D.

3. The largest value from steps 1 and 2 is the absolute

Find the absolute maximum and minimum

According to step 1 in Method 9, we first

 So, the only critical point is (1, 1).

 The value of f there is f(1, 1) = 1.