Solicitation of Legal Services
Solicitation of Legal Services
Solicitation of Legal Services
services
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Code of Professional Responsibility
• Rule 2.01 - A lawyer shall not reject, except for valid reasons, the
cause of the defenseless or the oppressed.
• Rule 2.02 - In such cases, even if the lawyer does not accept a case,
he shall not refuse to render legal advice to the person concerned if
only to the extent necessary to safeguard the latter's rights.
• Rule 2.03 - A lawyer shall not do or permit to be done any act
designed primarily to solicit legal business.
• Rule 2.04 - A lawyer shall not charge rates lower than those
customarily prescribed unless the circumstances so warrant.
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Code of Professional Responsibility
• CANON 3 - A LAWYER IN MAKING KNOWN HIS LEGAL SERVICES SHALL
USE ONLY TRUE, HONEST, FAIR, DIGNIFIED AND OBJECTIVE
INFORMATION OR STATEMENT OF FACTS.
• Rule 3.01 - A lawyer shall not use or permit the use of any false,
fraudulent, misleading, deceptive, undignified, self-laudatory or unfair
statement or claim regarding his qualifications or legal services.
• Rule 3.02 - In the choice of a firm name, no false, misleading or assumed
name shall be used. The continued use of the name of a deceased
partner is permissible provided that the firm indicates in all its
communications that said partner is deceased.
• Rule 3.03 - Where a partner accepts public office, he shall withdraw from
the firm and his name shall be dropped from the firm name unless the
law allows him to practice law currently.
• Rule 3.04 - A lawyer shall not pay or give anything of value to
representatives of the mass media in anticipation of, or in return for
publicity to attract legal business.
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Rule 138
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Rule 2.03 should be read in connection
with Rule 1.03 of the CPR
• Rule 2.03 - A lawyer shall not do or permit to be done any act
designed primarily to solicit legal business.
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Do not “pirate” a client
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The following elements distinguish the legal
profession from a business:
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General rule
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• “Solicitation or obtaining of professional employment by any
means of communication." - Geffen v. Moss, 53 Cal.App.3d 215,
125 Cal.Rptr. 687 [1975]
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Solicitation or Ambulance chasing
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Solicitation of a political organization
• Appellant, a practicing lawyer in South Carolina who was also a
cooperating lawyer with a branch of the American Civil Liberties
Union (ACLU), after advising a gathering of women of their legal
rights resulting from their having been sterilized as a condition of
receiving public medical assistance, informed one of the women in
a subsequent letter that free legal assistance was available from the
ACLU. Thereafter, the disciplinary Board of the South Carolina
Supreme Court charged and determined that appellant, by sending
such letter, had engaged in soliciting a client in violation of certain
Disciplinary Rules of the State Supreme Court, and issued a private
reprimand.
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Champertous contract
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Contingent fee is valid
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Acceptance fee
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• Touters - someone who advertises for customers in an especially
brazen way.
• Common barratry consisting of frequently stirring up suits and
quarrels between individuals.
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Only way to announce legal service
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• Nonetheless, the solicitation of legal business is not altogether
proscribed. However, for solicitation to be proper, it must be
compatible with the dignity of the legal profession. If it is
made in a modest and decorous manner, it would bring no
injury to the lawyer and to the bar. - Atty. Khan Jr. v. Atty.
Simbillo, A.C. No. 5299, August 19, 2003
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• For this reason, lawyers are only allowed to announce their
services by publication in reputable law lists or use of simple
professional cards. Linsangan v. Atty. Tolentino, A.C. No. 6672,
September 4, 2009
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• Professional calling cards may only contain the following details:
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Brief biographical and informative data
• Such data must not be misleading and may include only the following:
1. a statement of the lawyer’s name and the names of his professional associates;
2. addresses, telephone numbers, cable addresses;
3. branches of law practiced;
4. date and place of birth and admission to the bar;
5. schools attended with dates of graduation, degrees and other educational
distinctions;
6. public or quasi-public offices;
7. posts of honor;
8. legal authorships;
9. legal teaching positions;
10. membership and offices in bar associations and committees thereof, in legal
and scientific societies and legal fraternities;
11. the fact of listings in other reputable law lists;
12. the names and addresses of references; and,
13. with their written consent, the names of clients regularly represented. - Atty.
Khan Jr. v. Atty. Simbillo, A.C. No. 5299, August 19, 2003
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Acceptable law list publication
• The law list must be a reputable law list published primarily for
that purpose; it cannot be a mere supplemental feature of a
paper, magazine, trade journal or periodical which is published
principally for other purposes. For that reason, a lawyer may not
properly publish his brief biographical and informative data in a
daily paper, magazine, trade journal or society program. Nor may
a lawyer permit his name to be published in a law list the
conduct, management, or contents of which are calculated or
likely to deceive or injure the public or the bar, or to lower dignity
or standing of the profession. - Atty. Khan Jr. v. Atty. Simbillo, A.C.
No. 5299, August 19, 2003
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Acceptable publication
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Telephone directory
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Whether or not the firm of Velasquez, Rodriguez,
Respicio, Ramos, Nidea, and Prado may call itself
“A law Firm Of St. Thomas More and Associate
Members”
• We agree with the OBC. Rule 3.02 is clear. No name not
belonging to any of the partners or associates may be used in
the firm name for any purpose. In one case, we have ruled that
the use of the firm name of a foreign law firm is unethical
because that firm is not authorized to practice law in this
jurisdiction. In this case, “The Law Firm of St. Thomas More and
Associate Members” is not a law firm in this jurisdiction or even
in any other jurisdiction. A “St. Thomas More and Associates” or
STMA is in fact the socio-political ministry or the couples for
Christ, a Christian family-renewal community. - PP v. Gonzalez, Jr.,
G.R. No. 139542 June 10, 2003
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…..
• To appellate to the name of the lawyers “The Law Firm of St.
Thomas More and Associate Members” indeed appears
misleading. It implies that St. Thomas More is a Law Firm
when in fact it is not it would also convey to the public the
impression that the lawyers are members of the law firm which
does not exist. To the public, it would seem that the purpose or
intention of adding “The Law Firm of St. Thomas More and
Associates Members” is to bask in the name of a Saint, although
that may not really, be the purpose or intention of the lawyers.
The appellation only tends to confuse the public and in a way
demean both the saints and the legal profession whose
members must depend on their own name and record and merit
and not on the name/glory of other persons living or dead. – PP
v. Gonzalez, Jr., G.R. No. 139542 June 10, 2003
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Philippine Daily Inquirer, which reads:
- Atty. Khan Jr. v. Atty. Simbillo, A.C. No. 5299, August 19, 2003
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• Thus, the use of simple signs stating the name or names of the
lawyers, the office and residence address and fields of practice, as
well as advertisement in legal periodicals bearing the same brief
data, are permissible. Even the use of calling cards is now
acceptable. Publication in reputable law lists, in a manner
consistent with the standards of conduct imposed by the canon,
of brief biographical and informative data is likewise allowable. -
Atty. Khan Jr. v. Atty. Simbillo, A.C. No. 5299, August 19, 2003
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Calling card of Atty. Tolentino
Front
NICOMEDES TOLENTINO
LAW OFFFICE
W/ FINANCIAL ASSISTANCE
Fe Marie L. Labiano
Paralegal
Back
SERVICES OFFERED:
TO OVERSEAS SEAMEN
ABROAD.
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…..
• Complainant alleged that respondent, with the help of paralegal
Fe Marie Labiano, convinced his clients to transfer legal
representation. Respondent promised them financial assistance
and expeditious collection on their claims. To induce them to hire
his services, he persistently called them and sent them text
messages.
• To support his allegations, complainant presented the
sworn affidavit of James Gregorio attesting that Labiano tried to
prevail upon him to sever his lawyer-client relations with
complainant and utilize respondent’s services instead, in
exchange for a loan of P50,000.
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…..
• Moreover, by engaging in a money-lending venture with his
clients as borrowers, respondent violated Rule 16.04:
• Rule 16.04 – A lawyer shall not borrow money from his client
unless the client’s interests are fully protected by the nature of
the case or by independent advice. Neither shall a lawyer lend
money to a client except, when in the interest of justice, he has
to advance necessary expenses in a legal matter he is handling
for the client. - Linsangan v. Atty. Tolentino, A.C. No. 6672,
September 4, 2009
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…..
• The rule is that a lawyer shall not lend money to his client. The
only exception is, when in the interest of justice, he has to
advance necessary expenses (such as filing fees, stenographer’s
fees for transcript of stenographic notes, cash bond or premium
for surety bond, etc.) for a matter that he is handling for the
client.
• The rule is intended to safeguard the lawyer’s independence of
mind so that the free exercise of his judgment may not be
adversely affected. It seeks to ensure his undivided attention to
the case he is handling as well as his entire devotion and fidelity
to the client’s cause. - Linsangan v. Atty. Tolentino, A.C. No. 6672,
September 4, 2009
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Lending money to client
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Uninformative fact
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Including a government lawyer in a
business card
• Thus, while he may not be actually and directly employed with
the firm, the fact that his name appears on the calling card as
a partner in the Baligod, Gatdula, Tacardon, Dimailig & Celera
Law Offices give the impression that he is connected therein and
may constitute an act of solicitation and private practice which
is declared unlawful under Republic Act No. 6713. - Samonte v.
Atty. Gatdula A.M. No. P-99-1292 [1999]
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A verified complaint, sought to enjoin Juan G.
Collas, Jr. and nine other lawyers from practicing
law under the name of Baker & McKenzie, a law
firm organized in Illinois
• We hold that Baker & McKenzie, being an alien law firm, cannot
practice law in the Philippines (Sec. 1, Rule 138, Rules of Court).
As admitted by the respondents in their memorandum, Baker &
McKenzie is a professional partnership organized in 1949 in
Chicago, Illinois with members and associates in 30 cities around
the world. Respondents, aside from being members of the
Philippine bar, practicing under the firm name of Guerrero &
Torres, are members or associates of Baker & Mckenzie. -
Dacanay v. Baker & McKenzie, et. al. Adm. Case No. 2131 [1985]
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…..
• As pointed out by the Solicitor General, respondents' use of the
firm name Baker & McKenzie constitutes a representation that
being associated with the firm they could "render legal services of
the highest quality to multinational business enterprises and
others engaged in foreign trade and investment“. This is unethical
because Baker & McKenzie is not authorized to practice law here.
- Dacanay v. Baker & McKenzie, et. al. Adm. Case No. 2131 [1985]
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Director of Religious Affairs v. Bayot,
A.C. No. L-1117, March 20, 1944
• Sunday Tribune of June 13, 1943, which reads as follows:
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Admonition to a young lawyer
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Unacceptable advertisement
LUIS B. TAGORDA
Attorney
Notary Public
CANDIDATE FOR THIRD MEMBER
Province of Isabela
(NOTE. — As notary public, he can execute for you a deed of sale for the
purchase of land as required by the cadastral office; can renew lost
documents of your animals; can make your application and final requisites
for your homestead; and can execute any kind of affidavit. As a lawyer, he
can help you collect your loans although long overdue, as well as any
complaint for or against you. Come or write to him in his town, Echague,
Isabela. He offers free consultation, and is willing to help and serve the
poor.)
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Volunteer [legal] advice is malpractice
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Your best advertisement as a lawyer
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Prohibited advertisement or solicitation In re:
Tagorda, 53 Phil. 37 (1929)
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Best mode of advertisement
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Law firm with a foreign lawyer as partner
• In the year 1904 he made an arrangement with the defendant
Ney, a practicing attorney, to carry on business together, sending
out a circular signed "Ney & Bosque," stating that they had
established an office for the general practice of law in all the
courts of the Islands and that Bosque would devote himself
especially to consultation and office work relating to Spanish
law. The paper was headed "Law Office - Ney & Bosque. Juan G.
Bosque, juris consulto español - C.W. Ney, abogado americano."
• Since that time the defendant Bosque has not personally
appeared in the courts, and with one exception, occuring through
an inadvertance, papers from the office were signed not with the
firm name alone nor with any designation of the firm as
attorneys, but with the words "Ney & Bosque - C.W. Ney,
abogado.“ - U.S. vs. Ney and Bosque, 8 Phil. 146 (1907)
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…..
• Moreover the firm circular in setting forth the establishment of an
office for the general practice of law in all the courts of the
Islands, amounted to an assertion of his right and purpose, not
effectively qualified by the addition that he would devote
himself to consultation and office work relating to Spanish
law.
• Rule 3.01 - A lawyer shall not use or permit the use of any false,
fraudulent, misleading, deceptive, undignified, self-laudatory or unfair
statement or claim regarding his qualifications or legal services.
• Rule 3.02 - In the choice of a firm name, no false, misleading or
assumed name shall be used. Xxx.
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Thank you for your attention!!
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