henkin1974
henkin1974
henkin1974
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Politicsand the ChangingLaw
of the Sea
LOUIS HENKIN
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POLITICS AND THE LAW OF THE SEA 1 47
T'heOld Law
The law of the sea has for long been subsumedin the slogan "the
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48 | POLITICAL SCIENCE QUARTERLY
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POLITICS AND THE LAW OF THE SEA | 49
in areas of the high seas contiguous to U. S. coasts, but even for this limited
purposehe claimed no exclusive jurisdictionthere for the United States if na-
tionals of other countriesalso fished there. See PresidentialProclamation2668,
September28, 1945: Coastal Fisheries in CertainAreas of the High Seas, 10
Fed. Reg. 12304 (1945), 59 Stat. 885; Also in 1 Documents 95. But comparenote
20 below.
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50 | POLITICAL SCIENCE QUARTERLY
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POLITICSAND THE LAW OF THE SEA | 51
zones had only limited support. The continental shelf was defined
so as to give the coastal state exclusive rights to resources of the
sea-bed out to the 200-meter isobath, "or, beyond that limit, to
where the depth of the superjacent waters" permitted exploitation
of the resources (but clearly the authors contemplated only minor
extensions) 15
In sum, the law of the sea that emerged from the first UN Con-
ference was essentially the traditional law. And it was widely
accepted. Although many states refrained from adhering to the
1958 Conventions,16 they did not necessarily reject them: many
saw no need to adhere since they enjoyed the same rights without
doing so, and the principal provisions of the Conventions consti-
tuted also customary law.17 Of course, many coastal states still
wished, and some claimed, wider fishing zones, but for the most
part these claims were not consistently pressed.
16 For a debate on the extent of the continental shelf under the convention,
see, for example, "InternationalLaw and 'the Interests': the Law of the Sea-
bed," 63 Am. 1. Int'l L. 504 (1969); Finlay,"TheOuterLimit of the Continental
Shelf. A Rejoinderto ProfessorLouis Henkin," 64 Am. J. Int'l L. 42 (1970);
"A Reply to Mr. Finlay,"64 Am. I. Int'l L. 62 (1970). The conventionalso ap-
plied the doctrineof the continentalshelf to living resources,i.e., to the seden-
tary speciesof the sea-bed,and extendedthe doctrineto the "coastsof islands."
Article i(b).
" See Henkin, Lawfor the Sea's MineralResources(1958), p. 14, n. 33.
1 Comparethe Judgmentof the InternationalCourt of Justice in the North
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POLITICS AND THE LAW OF THE SEA | 53
sels of Great Britain, her ally, that had long fished there. In 1970,
Canada unilaterally announced a loo-mile antipollution zone in
the Arctic, over strong protest by the United States.21
The once-accepted law of the sea has been shaken hardest through
the United Nations; there the new politics is concentrated and has
many voices and votes. In his famous intervention in the General
Assembly in 1967, Ambassador Pardo of Malta asked that the min-
eral wealth of the sea-bed beyond "present national jurisdiction"
be reserved for mankind.22His initiative has evoked proposals for
a radical new law for the international sea-bed; it has also helped
explode the "present national jurisdiction" in the sea and opened
for revision other fundamentals of the law.23
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54 | POLITICAL SCIENCE QUARTERLY
the developingcountries."
While the agreedprinciplesprecludeassertionsof nationalsov-
ereignty, they settled little else. Unanimousagreementcould be
obtainedonly at a high level of generalityand ambiguityleaping
over majorconflicts.The sea-bedis the heritageof "mankind"but
therehas been no agreementas to who is or representsmankind,
or how mankindshouldenjoy that heritage.Only a few, developed
states have the capital, the technology,and the enterpriseto ex-
ploit the resourcesof the internationalsea-bed; they, of course,
prefermaximumfreedomto do so and maximumrevenuefor them-
selves and their nationals.They resist internationalorganizations
with substantialauthority,surely organizationsrun by simplema-
jority. Mankind,they might say, would enjoy the benefits of its
heritage, and enjoy them most quickly and cheaply, if the de-
veloped states were allowed to exploit it competitivelyfor profit
(though some revenue for internationaldevelopmentmight also
be provided).
The many poor states have no hopes of exploiting those re-
sourcesthemselves,but they demanda sharein that wealth and a
voice in its exploitation.Some, perhaps,also see an opportunity
to establish internationalinstitutions with authority over these
large areas of the earth, eventuallygiving the mass of small na-
tions controlalso over otheruses of the sea-bedand perhapsof the
sea. A group of LatinAmericanand other developingstates have
insisted that the sea-bed should be exploited exclusively by an
internationalauthority governed by all states voting equally,25
with all therevenuegoing forinternationaldevelopment.
Since the developednations have similarinterestsin the inter-
national sea-bed their ideological differences-e.g., between the
U.S. and the USSR-bring differencesonly in the degree,means,
and style with which they meet the aspirationsof the many "un-
aligned"states.2"The UnitedStatesis morewilling to generaterev-
enue for internationaldevelopmentand to build internationalin-
'Some of these states believe that this authority should be able to control
the exploitationof these resourcesso as not to compete unduly with national
mining industriesof developingstates. CompareUNGA Res. 275oA (XXV), 17
December1970, 2 Documents 738; Reportof the UN SecretaryGeneral,A/AC.
138/36 (1971); UNGAOR 26th Sess., Supp. No. 21, A/8421, 1971.
'Compare their cooperationto achieve the Treaty on the Prohibition of
the Emplacementof Nuclear Weapons and Other Weapons of Mass Destruc-
tion on the Sea-bedand Ocean Floorand in the Subsoil thereof, 1o Int'l Legal
Materials 146 (1971), 1 Documents 288.
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POLITICS AND THE LAW OF THE SEA j 55
ExpandingNationalJurisdiction
The suggestionthat the futurelaw of the internationalsea-bedis
an issue essentiallybetweenthe few developedandthe many under-
developedstates requiresa substantialmodification.For the dis-
cussionsto datehave carefullyavoideda key element:wherewould
nationaljurisdictionend and the internationalsea-bedbegin?The
extentand contentof coastalstatejurisdiction,moreover,are issues
that regardnot sea-bed mineralsalone. That all sea issues-no-
tably, coastalstate jurisdictionfor various purposes-were related
and should be reexaminedand resolvedtogether,was a principal
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56 POLITICAL SCIENCE QUARTERLY
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POLITICS AND THE LAW OF THE SEA | 57
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58 | POLITICAL SCIENCE QUARTERLY
"'On the various interests of the United States in the sea, compare Hen-
kin, Lawfor the Sea's MineralResources(1968), ChapterI.
9 Comparealso the U.S. claim to a twelve-mile fishing zone, note 20 above,
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POLITICS AND THE LAW OF THE SEA 1 59
And yet, the United States has long been a leading champion of
maximum freedom in as much of the seas as possible, with the
narrowest jurisdiction for coastal states. For the United States free-
dom of the seas has long been an important political principle, her
leaders believing it to be essential to commerce and to peace, elim-
inating a large area of the earth from competition and conquest,
maintaining a buffer between states and reducing the likelihood of
international conflict. Today, too, maximum freedom with mini-
mum interference from coastal states furthers various United States
interests in the large seas-navigation and military deployment,
fishing and mining, scientific research and recreation. She is con-
cerned to maintain maximum freedom to send her navy wherever
it might be needed, say in the Middle East. With strategic stability
and balance now based on submarine vehicles and weapons, the
United States is particularly sensitive to possible restrictions on
her freedom to move them or to take measures to locate those of
the USSR.
The United States, then, would surely resist any new doctrine
that might permit a coastal state to exclude American military ves-
sels or submarines, or submarine-detecting devices and other de-
fensive military activities. She would oppose, too, any law that
might encourage an unfriendly coastal state to exclude her oil
tankers or other commercial vessels. The United States has there-
fore opposed extension of the territorial sea, especially since such
extensions might convert some important but narrow international
waterways into territorial seas of one or more coastal states and
make them dependent on the notions of "innocent passage" held
by the riparian state. (In 1970 the United States announced38that
she would agree to extend the territorial sea to twelve miles only if
it were also agreed that there would be a right not merely to "in-
nocent passage"-which has abiding ambiguities and does not in-
clude passage of submerged submarines or free aerial overflight-
but to wholly "free transit" through established international water-
ways.)
Concern for the freedom of other uses is also a principal reason
why the United States has resisted expanded coastal state jurisdic-
tion over resources, or pollution control. For she has feared that
and her establishmentof an air-defensezone, p. 49; the United States has also
long been a leading proponentof the principle of the contiguous zone, p.48
above.
' As part of the Nixon Plan, discussedp. 6z below.
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6o I POLITICAL SCIENCE QUARTERLY
coastal state authority for one purpose will "creep" and expand,
in time converting zones for one purpose to include other and all
purposes, and essentially into wide territorialseas.
The United States might resist the expansion of coastal state
authority over resources also because she would gain less from the
extension of her own authority than she would lose if other coastal
states extended theirs. Whether under the traditional notions of
freedom or under some acceptable new international regime, few if
any states could effectively compete with the United States in the
exploitation of resources in coastal areas outside her present exclu-
sive jurisdiction; but she could do very well in the coastal areas
of other, less-developed states. The United States may not wish to
see more of the sea's resources under the unfettered control of pos-
sibly unfriendly or unstable foreign governments. Surely she does
not like to have her fishing boats driven from seas where they
have long fished freely.
The case of the USSR is different but also instructive. Her sea
interests, too, are varied and conflicting. She has substantial coast
lines on various seas. For a long time, her naval and maritime
capacities were limited. She sought to protect her shores and coastal
interests, and she favored a wider territorial sea and a large fishing
zone. She was interested in preserving freedom of navigation pri-
marily for others to bring goods to her ports.
Now the USSR is a major naval and maritime power, interested-
like the United States-in maximum freedom for her ships and
submarines in as much of the sea as possible, resisting extensions
by other coastal states that would hamper that freedom or exclude
her substantial distant fishing fleet.37The Soviet Union has not aban-
doned her earlier support for a twelve-mile territorial sea, but-
like the United States-she insists on free transit through inter-
national straits. As regards sea-bed resources, while Russia is
"shelf-locked" on some of her coasts, elsewhere extension of her
jurisdiction would give her large additional areas of sea-bed.38
But she, too, might prefer a larger area for her developed capacities
to compete in, rather than enlarged monopoly for all coastal states.
She, too, might fear "creepingjurisdiction."
9 See, generally,W. Butler,The Soviet Union and the Law of the Sea (E97j).
a See Alexander,note 33 above.
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POLITICS AND THE LAW OF THE SEA I 61
Some PlauisibleResolutions
The issues on the law of the sea are not simple and they will not
be resolved in simple contest between states with clear, conflict-
ing interests.The arrayof forceswith regardto one issue may de-
pendon how othersare resolved,and largerpoliticalconsiderations
not directlyrelatedto the seawill not be irrelevant.
The resultantcoastal-statejurisdictionmight dependon the re-
gime which governs the internationalsea-bed. The land-locked
and shelf-lockedstates alone are numerousenough to prevent a
two-thirdsmajorityfor a large coastal-stateexpansion,39and the
likelihood that they will vote together, and even attract some
coastal-statevotes, will increasewith the benefitsofferedthem by
the regime for the internationalsea-bed. Without agreement,or
even in the face of an agreementthat limits their expansion,some
coastal states might persist in wider claims, but they would face
continuingresistanceand controversy,and would have a weaker
political-legalpositionin thatcontroversy.
The developingstatescouldreadilymustera two-thirdsmajority
for a draft regime for the internationalsea-bedfavorableto their
interests.But even if they were agreedon the regimethey wished
to pursue,a draft conventionwould mean little if it were not ac-
ceptableto the United States and other developedstates, for these
could proceedto dig in the deep sea-bed,individuallyor in con-
cert, without regardto any draft conventionto which they were
not party.40The majoritycould not prevent the developedstates
from suchunilateralaction,althoughthey might disturbit by clos-
ing marketsto the mineralsextracted,and by other forms of non-
cooperation.Thatthe developedstatescouldproceedto exploitwith-
out agreementwould,of course,exercisestrongpressurefor a com-
promiseacceptableto them.
On both major issues-the authority of the coastal state and
the law that shouldgovernbeyondcoastal-statejurisdiction-then,
therewill be some dispositionto accommodatecompetinginterests.
One such accommodationwas attemptedby the United States in
1971, in the Nixon Plan.41Under that proposalthe coastal state
"9 Ibid.
?And in disregardof the MoratoriumResolution,p. 55 above.
41Laterelaboratedin a working paper for the UN Sea-bedCommitteein the
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POLITICS AND THE LAW OF THE SEA | 63
states understood the needs, the issues, their own interests, and
possible accommodations. As regards the coastal areas, the inter-
mediate zone did not appeal to coastal states which sought full,
exclusive, jurisdiction there. It was opposed also by forces within
the United States which favored such full expansion by the United
States.43 In the international sea-bed, international licensing of
governments or companies was opposed by states which insisted
that the heritage of mankind should be exploited only by an inter-
national operating agency, run by the community of states on the
basis of equal voting, with all the revenue going to develop poor
states.
Some, major, coastal-state expansion is certain. Coastal states
have effective "possession" and few others have the strong interests
and acceptable means of resisting them. There is no significant
resistance to a twelve-mile territorial sea. Opposition to extended
coastal-state monopoly in fishing comes from distant, developed
"economic imperialists" and has no wide support. (The United
States has proposed a compromise: different jurisdictions for dif-
ferent species, with the coastal state's monopoly in a wide zone for
coastal species only.) The opposition of land-locked and shelf-
locked states to coastal-state expansion on the sea-bed seems-sur-
prisingly-less than united and firm, perhaps because they have
been mesmerized by appeals to the needs for solidarity of the under-
developed, perhaps because the immediate import of that solidarity
outweighs the uncertain promises to them of the "heritage of man-
kind." Torn by its own ambivalence, pressed by domestic forces
and the insistence of some coastal states, United States resistance
also has weakened and it has even stopped talking of the Nixon
Plan. That Plan would have denied coastal-state expansion in prin-
ciple, but would have given the coastal state new rights in a sub-
stantial area of the international sea-bed. Now, reversing presump-
tions and emphasis, the United States seems to be conceding the
principle of wide coastal-state jurisdiction and trying to obtain
some limitations on the coastal state's authority in its new domain.
See, e.g., National PetroleumCouncil, Committeeon PetroleumResources
Under the Ocean Floor, Petroleum Resources Under the Ocean Floor, 1969, and
SupplementalReport,1971; Reportof SpecialSubcommitteeon the Outer Con-
tinental Shelf, U.S. Senate Committee on Interior and Insular Affairs, 91st
Cong. 2d Sess., December1970; compareThe Law of the Sea Crisis, Staff Re-
port to the U.S. Senate Committeeon Interiorand InsularAffairs, 92d Cong.,
ist Sess., December1971. See, generally, Hollick, "United States Oceans Poli-
tics," 10 San Diego L. Rev. 467 (1973).
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There are other issues, brushed too lightly in the past. The sea
is central to concerns for the world environment. There have been
conflicts between maritime states and coastal states about oil pol-
lution, and the latter have begun to assert various controls to pro-
tect their environment.45 Particular problems of marine pollution
have been addressed by special conventions under the auspices of
the Intergovernmental Maritime Consultative Organization
(IMCO),46but some issues at least will be among those in a com-
" So as not to delay exploitationby United States industry in the deep sea-
bed, the United States has proposedthat any agreementreachedshould go into
effect provisionallybefore the accessionsnecessaryto put it into effect formal-
ly and permanently.Similar provisional effectivenesshas been proposedfor a
new regimeon fisheries.
' See p. 53 above.
"See, e.g., the various conventions dealing with oil pollution, and dump-
ing of waste, 2 Documents557 et seq., 670; Conventionon the Preventionof
MarinePollutionby Dumpingof Wastes and Other Matters,iz Int'l LegalMa-
terials 1294 (1972); Conventionfor the Preventionof Pollution from Ships, 13
id. at 1319 (1973). Therehave also been regionalconventionsin WesternEurope,
e.g., The North Sea Convention,2 Documents632.
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POLITICS AND THE LAW OF THE SEA | 65
prehensive review of the law of the sea. Since coastal states have
a strong bargaining position, the new law will doubtless give them
more authority than is now recognized, though maritime states
will resist intensive controls that would hamper or greatly raise
the cost of shipping. The United States has proposed interna-
tional standards with a mixed system for enforcing them-by coast-
al states, port states and the vessel-flag states-but initially, at
least, that proposal has not been received enthusiastically.
Coastal states are themselves principal polluters, however, for
land wastes must be disposed of and the seas have been a conve-
nient, inexpensive receptacle. It has been suggested that any state,
as a representative of the common interest in the seas, should be
able to protest and take necessary measures against any polluter,
but that principle seems a distant prospect. And few states will
wish to roil their friendly relations with an offending state for
the sake of a general undifferentiated interest. Perhaps an inter-
national authority for the international sea-bed will be given au-
thority to deal with pollution from mining there, and in time with
other pollution as well-perhaps even that coming from land. For
some issues one can only expect general undertakings and exhor-
tations which in the past have not been very effective.47
One may hope, too, that there will be greater care for the free-
dom of scientific research. The 1958 Convention on the Continental
Shelf provides that mining there must not "result in any inter-
ference with fundamental oceanographic or other scientific research
carried out with the intention of open publication." [Article 5(1).]
And while the coastal state's consent is required for research on the
Shelf, "the coastal States shall not normally withhold its consent"
for purely scientific research by a qualified institution, though the
coastal state shall have the right to participate in such research.
[Article 5(8).] In fact, however, consent has been commonly with-
held and scientific research on the continental shelves of the world
by foreign scientists has virtually ceased; in few places, more-
over, have national scientists been available to do such research.
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