Unit 5 Additives
Unit 5 Additives
Unit 5 Additives
Faculty-Manish Kumar
Unit: 5
2
Additives for Plastics
Introduction
Fillers
Plasticizers and Softeners
Lubricants and Flow-Promoters
Anti-ageing-antioxidants
UV and Related materials additives
Flame Retarders
Blowing Agents
Photodegradation
Crosslinking Agents
Sealants
Introduction
3 Any substance that is added generally in small concentration to resins in order to alter the
properties either to facilitate processing or to change the physical, chemical or electrical
properties of end products
Bulk properties of a polymer can often be modified considerably by the incorporation of additives. In
rubber technology with the help of additives, wide variety of differing products can be produced
such as tyres, battery boxes, latex foam upholstery, elastic bands and erasers
Additives may be divided into four groups, solids, rubbers, liquids and gases. Later one of these
being used for making cellular polymers
Additives Can……
4
Change the properties of plastic materials
Enlarge the field of application drastically
Protect your plastic against alteration and degradation
Help to meet the recycling requirements
Extend the lifetime of product
Differentiate with others
5 Classification of Additives
Plastic Additives
Blooming is also associated with solubility and occurs when an additive has totally dissolved in the
polymer at processing temperature but is only partially soluble at ambient temperature. As a result
some of the additive is come out of solution on cooling and some of this may collect on the surface
of the polymer mass
*Blooming will not occur either if the additive is totally insoluble at processing
temperature or if it is totally soluble at room temperature
(1) Fillers
7 Many type of fillers can be added to polymer material to extend the range of physical properties, to
reduce the cost of the compound, to modify the processing properties (e.g., to achieve a reduction in
die swell), and to influence the chemical resistance of the compound
In addition, fillers can pigment a compound, impart conductivity to it, and influence its aging
characteristics
A reinforcing filler can be defined as a filler that improves modulus, tensile strength, and tear and
abrasion resistance. However, this improvement of properties is not continuous: when the volume
percentage of filler further increases, the point at which there is insufficient rubber to bind the filler
together eventually will be reached. A noticeable decrease in strength would have become apparent
well before this point
For a each chemical type of filler, a number of grades are generally available and depends on:
(1) Average particle size and size distribution (2) Particle shape and porosity
(3) Chemical nature of the surface (4) Impurities such as grits and metal ions
The effect of a particulate filler on a polymer depends on the following factors:
8 1. The surface area of the filler particles. The surface area of a filler particle is directly related to the particle
size; the lower the particle size, the higher the surface area. SAF, a highly reinforcing carbon black, has a
particle size of 11–19 nm and a surface area of 125–155 m2/g, whereas with SRF black, which is
semireinforcing, the values are 61–100 nm and 17–33 m2/g. Coarse inorganic fillers may have surface areas
of around 1 m2/g.
2. The chemical nature of the particle surface. The chemical nature of the particle can vary among different
fillers. On the surface of carbon blacks there are chemically active sites that have a profound effect on the
reinforcement obtained. If the carbon black is exposed to temperatures of 1600–3000°C, these active sites
are destroyed, and reinforcement is lost. Thus both total surface area and surface activity of a filler are
important requirements for the development of reinforcement
Reinforcing effect of several white fillers can be increased by the use of silane coupling agents, which
react with chemical groups on the filler surface
3. Geometrical characteristics. If carbon black is examined under an electron microscope, it is seen that the
primary particles are fused into larger aggregates. The size, shape, and number of voids in this “aggregate”
determine the “structure” of the carbon black, and this structure can influence the physical, and processing
properties obtained
Whereas the primary particles of carbon black are generally spherical, the shapes of inorganic or
mineral filler particles exhibit much greater variation. The anisometry of the filler particle is an important
characteristic, affecting the viscosity and modulus of the resultant polymer composite
Porosity of the filler particle is another factor that influences the properties obtained. Silicas are generally more
9 porous than carbon black, and thus silica fillers give higher viscosity compounds at equal volume loadings. In
carbon blacks, increasing porosity can decrease the electrical resistivity obtained
General effects of the surface area and geometric factors of a filler are summarized are as follows
(1) Clays
10 White clay based fillers are a useful compounding ingredient in rubber. They can be divided into “hard” and “soft”;
the hard clays can be classed as semireinforcing fillers, their smaller particle size giving a greater effect on modulus
than the “soft” types
Calcination, or removal of combined water from the clay, can modify the properties imparted to the rubber, the
effect on electrical properties being particularly noticeable
Chemical treatments of the clay by amines or, more important these days, silane coupling agents, can result in
improved reinforcement
(2) Carbon Blacks: produced by the oil furnace process and wide variety are available. At equal volume loadings the
tensile, tear, hardness, modulus, abrasion resistance, and heat buildup properties of a compound decrease as one moves
down the table, whereas flexibility, resilience, elongation at break, and processibility improve
(3) Silica and Silicates: Reinforcing white fillers that can be produced by two processes: precipitation from solution
and combustion methods (fumed silica). As the latter method yields a very fine particle size (ca. 10 nm; surface area ca.
190 m2/g), produces very high viscosity, stiff compounds, it is not as widely used as the precipitated type. The
precipitation process yields a filler with a particle size of 10–40 nm (surface area ca. 150 m2/g), and this type of
process is the more commonly used
Both aluminum and calcium silicates can be produced by the precipitation process; they are classed as
semi-reinforcing white fillers. The calcium silicates, with surface areas of ca. 80 m2/g, are slightly more reinforcing
than the aluminum types
(4) Calcium Carbonate: Ground calcium carbonate, whiting, has a coarse particle size (0.5–30 m) and is used
11 only as a diluent filler because of its low cost
Precipitated calcium carbonate has a smaller particle size (> 0.1 m), which gives improved properties compared
to the use of whiting. Stearate coated grades, which give improved dispersability, are of superior grade
(5) Rubbery materials (fillers) are often incorporated into rigid amorphous thermoplastics to improve their
toughness. Examples: polybutadiene in polystyrene, butadiene-acrylonitrile rubbers in PVC and ethylene-
propylene rubbers in polypropylene
(6) Fibrous fillers have been long used in plastics materials. Wood flour, cotton flock, macerated fabric,
macerated paper and short lengths of synthetic organic fibres such as nylon can improve the impact strength
and often the rigidity and toughness of moulding compositions
Inorganic fibres such as asbestos and glass fibre are also used in moulding compositions, both
thermoplastic and thermosetting, where heat resistance and strength respectively are required
(2) Plasticizers and Softeners
12
A plasticizer may be defined as a substance which when incorporated into a polymeric material improves:
o Flexibility and Processability
o Alters temperature depends properties such as softening point low temperature flexibility
o Significantly effects tensile strength, elongation at break and impact properties
Plasticizer Requirement
o The plasticizer achieve these effects by reducing the physical intermolecular forces between polymer
chains, thereby increasing chain mobility which results in softening
o Chemically, plasticizers are generally high boiling, non-volatile solvents, usually ester type organic
compounds, polar and with a relatively high molecular weight
o The degree of polarity in a plasticizer depends to some extent on the attractive forces between the
polymer chains
Types of Plasticizer
13
(i) Primary Plasticizer (ii) Secondary Plasticizer
Primary Plasticizer:
It should have a sufficient level of compatibility with the polymer for use as sole plasticizer at all
addition levels giving a useful modifying effect and should not exude from plasticized material. For
example DOP (Di octyl phthalate)
Secondary Plasticizer:
Secondary plasticizer have lower gelation capacity and limited compatibility with the polymer and are
normally only used in mixture with a primary plasticizer
They enhance the plasticizing performance of primary plasticizers
When these are used as a cheap partial replacement for a primary plasticizer to reduce cost that are
called extenders e.g. chlorinated paraffin, hydrocarbons
Note: The plastizer may be primary or secondary depending on the substrates such as mineral oils are
primary for Poly (diene)s but secondary for PVC
Mechanism of Plasticizer Action
14
(1) Lubricity Theory (2) Gel Theory (3) Mechanistic Theory
(4) Free Volume Theory (5) Solvation Theory (6) Thermodynamic Theory
Gel Theory
The theory assumes the formation of an internal three dimensional honeycomb structure
or gel.
Plasticizer molecules becomes attached to a given active group only to be replaced by
another
Considers the rigidity in an unplasticized resinous mass to be caused by an internal three
dimensional honey comb structure or gel formed by loose attachments between the resin
macromolecules which occurs at intervals along the molecular chains
The action of plasticizer on a resin with many points of attachment along the polymer chains is breakage of the
attachment and masking of the centers of force which holds the polymer chains together by selectively solvating
15 the polymer at these points.
This results in a dynamic equilibrium, when a certain fraction of the force centre of the polymer chain are marked
by the plasticizer under a given condition i.e. concentration, temperature and pressure.
Lubricity Theory
This theory views the resistance to deformation as arising from intermolecular friction. According to this theory
the plasticizer acts as a lubricant to facilitate movement of the resin macromolecules over each other, thus
reducing the internal resistance to deformation
Plasticizer act as lubricant in exhibiting non-bonding forces with the polymer
Lubricants lower intermolecular forces thereby causing partial plasticizing
It decreases melt viscosity and facilitate processing
The resistance of a resin to deform is due to inter molecular friction
The plasticizer acts as a lubricant to facilitate the movement of macromolecules over each other and provides
internal lubricity
Thus, these lubricants both internal and external do not allow the resin to melt
Functions of Plasticizer
Plasticize polymer
16 Decrease modulus of elasticity and tensile strength at break
Increase extensibility and elongation at break
Improves flexibility
Improves reversed bending strength
Improves toughness and impact strength
Lower glass transition temperature
Extend applicability of polymer to lower temperature
Improves adhesion to various substrates
Improve lubricity properties and reduce friction
Improve gloss and appearance of surface
Reduce electro statically chargeability
Act as internal lubricant
Reduce adhesion to melt surfaces
Lower processing temperature
Reduce melt viscosity
Lower film forming temperature (in adhesion and lattices)
Improve wetting and dispersion and pigment and filler
Choice of Plasticizer
17
Selection of plasticizer is done on basis of following:
Volume cost analysis
Compatibility
Processing characteristics
Thermal, electrical and mechanical properties
Resistance to water, chemicals, weathering, dirt and microorganism
Toxicity
Effect on rheological properties
Softeners
18 In the rubber industry hydrocarbon oils are often used to reduce the softness and facilitate the processing of
hydrocarbon rubbers. These appear to have a small interaction with the polymer but spacing effects
predominate. Such materials are generally referred to as softeners
Petroleum Oils: All petroleum oils are a mixture of paraffinic, naphthenic, and aromatic hydrocarbons, and the
precise composition of the oil determines its compatibility with a rubber
Paraffinic oils are more compatible with EPDM and butyl rubber, while the more polar aromatic oils are
compatible with the polar rubbers, polychloroprene, nitrile, and chlorosulfonated polyethylene. Most types
of oil are compatible with natural, polybutadiene, and SBR rubbers
Refinery oils and chlorinated waxes are widely used in PVC for this purpose with the prime aim of reducing
cost although the chlorinated waxes may also be of use as flame retardants
(3) Coupling agents
19
Coupling agents are the compounds that form a chemical bond between two nonsimilar species to
enhance the interfacial bonding between fibers or particles with the matrix polymer
It is generally observed that the polar end attaches itself to the filler particle whilst the aliphatic
hydrocarbon end is compatible with the rubbery matrix
These chemicals usually modify the surface functionality of filler effectively to aid easy bonding with the
polymer chains. The selection of a suitable coupling agent depends upon the functional properties of
the filler–matrix pairs and the objectives of modification.
Example: (1) Titanate-treated inorganic fillers can be advantageously used in polymer composites as
they induce higher dispersion and interfacial bonding. Titanate treated fillers are hydrophobic,
organophilic (affinity towards organic materials), and organo-functional due to which usually they add
toughness to the polymer matrix. In one such study, where titanate coupling agent (LICA 01)-treated
Fly Ash was incorporated in polybutadiene rubber, tensile strength was increased by 50%
(2) Silane coupling agents with epoxy or amino functional groups were used to couple glass fibre to
epoxide resins and, with phenolics. Coupling agents with mercaptan groups were used in conjunction with
diene rubbers. A number of silanes are also introduced for use with thermoplastics
20
Peroxy radicals (POO∙) abstract hydrogen from the neighboring polymeric segment and
forms hydro peroxide (POOH) and a new free radical site.
Peroxy radicals (POO∙) abstract hydrogen from the neighboring polymeric segment and
forms hydro peroxide (POOH) and a new free radical site.
Reaction
Methods of oxidation stabilization
27
Structural modification of the polymer (e.g. co-polymerization with vinyl group containing
antioxidant)
Classification of Antioxidant
Antioxidants are chemical entities, which retard oxidation and thus retard aging of the
polymer
Possible to use more than one antioxidant that give synergistic effect more than 200%.
Possible to use more than one antioxidant that give synergistic effect more than 200%.
Hindered Phenolics:
They are high molecular weight and sensitive to thermal and oxidative degardtion due to
formation of free radicals and peroxides
They protect against degradation at high processing temperature and highly efficient, low in
volatility and non-staining with wide toxicological clearance and are effective at a very low
dosage (0.01-0.1%)
Secondary Antioxidant
30
They reacts with hydroperoxide to produce non-radical products and are therefore,
ofetn termed as ‘hydroperoxide decomposers’
They differ from phenols and amines and on decomposed by reaction with
hydroperoxide, rather than containing it
Such hydrocarbon radicals (R*) rapidly combine with oxygen to form a peroxide radical
Such a radical will then react with a hydrocarbon by the following propagation reaction
Whilst the R* radical again reacts as in equation (7.2) the hydroperoxide may decompose by the
following mechanisms
Reactions (7.2), (7.3) and (7.4) form a series of chain reactions, with reaction (7.3) the rate-determining
stage. The chain reaction terminates by the reactions
32
It will be seen that reactions (7.5b) and (7.5c) if they occur more than once per hydrocarbon molecule
(radical) will lead to chain extension and, if on average more than twice, to cross-linking
It is also possible that reactions may occur which cause decomposition of the peroxide radicals by
reactions of schematic form
If an antioxidant is to function it must interrupt the above reaction sequence. It is usual to recognise
two types of antioxidant:
(1) Preventive antioxidants which prevent the formation of radicals by reactions (7.1) and (7.3)
(2) Chain-breaking antioxidants which interrupt the propagation cycle by reacting with the radicals R* and
RO2*, introducing new termination reactions
In addition, other additives may exist which react with R* and RO2*,introducing new propagation
reactions which lead to a slower chain reaction. Such materials would be referred to as oxidation
retarders
Oxidation retarders of general structure AH, which may function in the following ways
33
Reaction (7.7) is largely pro-oxidant; reactions (7.8a) and (7.8b) are propagation reactions and
reactions (7.9a) and (7.9b) termination reactions. For chain breaking, reactions (7.8a), (7.9a) and
(7.9b) should be preferred. In cases where reaction (7.8a) is preferred to reaction (7.3) and when
(7.8b) is rate determining it is possible for the material to be an effective oxidation retarder
Main types of chain-breaking antioxidants
34
(5) Flame Retardant
35
A flame retardants is a chemical compound which adapts polymers to applications where
fire safety is a consideration
Why It Is Used ?
Thermoplastics are hydrocarbons sometimes contains O(PC), N(Nylon), Halogen(PVC) etc
These are easily combustible in the presence of oxygen & fire
Fire retardants prevent the thermoplastic material from fire
It should be cheap
It should not be affect the mechanical & physical property of the base resin
It should be non-toxic
36 Reactives are used primarily with thermosetting plastics and are special intermediates which are inserted
into the polymer structure during cross-linking. Used largely with polyesters, epoxides and polyurethanes,
such materials are usually either highly halogenated or are phosphorus compounds
Examples: (1) Most important class of fire retardants are the phosphates. Tritolyl phosphate and trixylyl phosphate are
widely used plasticisers which more or less maintain the fire-retarding characteristics of PVC
(2) Better results are obtained using halophosphates such as tri(chloroethyl) phosphate, particularly when used in
conjunction with antimony oxide, triphenyl stibine or antimony oxychloride
(3) Antimony trioxide, other oxides include titanium dioxide, zinc oxide and molybdenic oxide
Classification of Flame Retardants
37
(1) BASED ON MECHANISM OF ACTION
BROMINE CONTAINING
e.g. Dibromopentaerythrital --- Used for Linear Polyester & Polyurethanes
e.g. Hexabromocyclododecane --- Used for Polyolefins
e.g. Octabromodiphenyl --- Used for Linear Polyester & ABS
e.g. Hexabromobenzene --- Used for Polyamides
e.g. Tetrabromobisphenol-A --- Used for PC. & Epoxy resin
BORON CONTAINING
e.g. Borax & Boric acid --- These forms a glassy layer which protects the flammable plastic from flame
& oxygen
Electrical - Flame retarded styrenic polymers --- used for cabinet of T.V. & phono devices
Transportation – Flame retarded polyamides --- used for Aircraft & Ship construction
Furniture – Flame retarded Polyolefins High Impact Polystyrene (HIPS) & Acrylonitrile Butadiene Styrene
(ABS)
(6) Colorants
40 There are basically four methods used for colouring polymers
These are surface coating ( e.g. painting), surface dyeing, introduction of colour-forming groups into the
polymer molecules and mass colouration
Surface coating involves extra processing and can substantially increase the cost of the product
Surface dyeing can be of limited use with some polar polymers such as the nylons where only a small quantity
of material is required to be coloured
Introduction of chromophoric groups is an inflexible and expensive method. Therefore, for most applications of
rubbers and plastics the mass colouration approach is favoured
Colorants are sometimes divided into two classes, insoluble colorants (pigments) and soluble colorants
(dyestuffs). Many colorants have a low but finite solubility. In some cases, low solubility leads to blooming,
therefore, high molecular weight colorants are used
Pigments that are organic in nature are hard to disperse and tend to form agglomerates (clumps of pigment
particles). These agglomerates can cause spots and specks in the final product
Inorganic pigments like: Metal oxides and sulphides, carbon black, etc. get more easily dispersed in the resin.
Amongst the inorganic pigments titanium dioxide is the most widely used pigment in the plastics industry
Major performance properties of pigments in plastics are decided by their weatherability or aging, light
fastness, warping or nucleation and transparency
Types of Organic Pigments Suitable for Plastics
41 Organic pigments refer to a wide range of chemical families and cover a wide spectrum of properties. They
are mainly used for applications needing high tinting strength and brilliant shades while inorganic pigments
are mainly useful where high opacity is needed.
(1) Incorporation of a chemical compound which decomposes at some stage of the processing operation to yield volatile
reaction products. These are known as chemical blowing agents
(2) Incorporation of low boiling liquids which volatilise during processing. Such volatile blowing agents are important with
polystyrene and polyurethanes
(3) Diffusion of gases into the polymer under pressure with subsequent expansion of the composition at elevated
temperatures after decompression. Such a process can be employed with a wide variety of polymers.
(4) Incorporation of powdered solid carbon dioxide which volatilises at elevated temperatures. This process has been used
with PVC pastes.
(5) Chemical reactions of polymer intermediate during polymerisation and/or cross-linking. This is important with
polyurethanes.
(6) Mechanical whipping of polymers in a liquid form and subsequent ‘setting’ in the whipped state. The manufacture of
latex rubber foam is the best-known example of this approach.
43 (1) The need for gases to be evolved within a narrow but clearly defined temperature range and in a controlled
and reproducible manner
(2) The decomposition temperature should be suitable for the polymer. For example, a decomposition
temperature for a blowing agent system for PVC should not be above the maximum possible processing
temperature
44
(8) Cross-linking Agents
In order to produce thermoset plastics or vulcanised rubbers the process of crosslinking has to occur. Before cross-
45 linking, the polymer may be substantially or completely linear but contain active sites for cross-linking
Such a situation occurs with natural rubber and other diene polymers where the double bond and adjacent alpha-
methylene groups provide cross-linking sites
Figure: (a) Bridging agents (b) Cross-linking initiators (c) Catalytic cross-linking agents (d) Active site generators
Examples:
46
First type includes vulcanising agents, such as sulphur, selenium and sulphur monochloride, for diene
rubbers; formaldehyde for phenolics; diisocyanates for reaction with hydrogen atoms in polyesters and
polyethers; and polyamines in fluoroelastomers and epoxide resins
Most well-known cross-linking initiators are peroxides, which initiate a double-bond polymerisation type of
cross-linking in unsaturated polyesters
Catalytic agents include acids for phenolic resins and amino-plastics and certain amines in epoxides
(9) Photodegradants
47 Cellulose films are biodegradable, i.e. they are readily attacked by bacteria, films and packaging from
synthetic polymers are normally attacked at a very low rate. This has led to work carried out to find methods
of rendering such polymers accessible to biodegradation
General approach is to incorporate into the polymer (either into the polymer chain or as a simple additive) a
component which is an ultraviolet light absorber. However, instead of dissipating the absorbed energy as
heat it is used to generate highly reactive chemical intermediates which destroy the polymer
Once the photo-activator has reduced the molecular weight down to about 9000 the polymer becomes
biodegradable
Some commercial success has been achieved using starch as a biodegradable filler in low-density
polyethylene
Introduction of auto-oxidisable oil additives that make the polymer sensitive to traces of transition metals
in soils and garbage, film may be produced which is significantly more biodegradable than that from LDPE
itself
Rate of degradation depend on the type and amount of photodegradant present and degree of outdoor exposure
and also on the thickness of the plastics article, the amount of pigment, other additives present and furthermore, the
type of polymer used
(10) Sealants
Sealant is a substance used to block the passage of fluids through openings in materials, a type of
48 mechanical seal. In building construction sealant is sometimes synonymous with caulk (especially if acrylic
latex or polyurethane based) and also serve the purposes of blocking dust, sound and heat transmission.
Sealants may be weak or strong, flexible or rigid, permanent or temporary. Sealants are not adhesives but
some have adhesive qualities and are called adhesive-sealants or structural sealants
OR
Caulk is defined as any substance placed inside a joint for the purpose of creating a harrier &
prevent passage of air, heat, or water through that joint. The chief distinction between a sealant and caulk
is the response to joint movement. Because all building materials expand or contract according to
environmental temperatures.an ideal sealant material must he capable of withstanding this type of
phenomenon
Sealant is defined as a substance not only fulfilling the requirements of a caulk but also a material
capable of being extended and compressed without losing its sealing effectiveness
(a) Low-Performance Sealants: It generally show little or no chemical curing after application; rather cure’
takes place by solvent or water evaporation. These sealants, although inexpensive, have little flexibility
and tend to crack when subjected to moderate joint movement
(b) Medium-Performance Sealants: Solvents based acrylics and butyl sealants are the two most
commonly used sealing compounds. Butyl sealants are relatively low in price and adhere to wide variety
of substrate. The chief drawbacks of solvent-based butyls are joint shrinkage (due to solvent loss) and
sealant stringiness during application
(c) Medium-Performance Sealants: High-performance sealants used are polysulfides, polyurethanes, and
silicones. All three of these sealants are chemically curing (cure takes place via chemical reaction after
extrusion from the cartridge), have little or no shrinkage, and possess excellent joint movement
50
51
52
Aerospace sealants
(a) Firewall Sealants – a two-component, firewall sealant intended for use as a coating, sealant or filleting material in
the construction, repair and maintenance of aircraft and is especially useful where fire resistance, exposure to
phosphate ester fluids, and/or exposure to extreme temperatures, -65 °F (-54 °C) to 400 °F (204 °C) are major
considerations
(b) Fuel Tank Sealants – High-temperature fuel resistant sealant intended for use on integral fuel tanks with excellent
resistance to other fluids such as water, alcohols, synthetic oils and petroleum-based hydraulic fluids.
(c) Access Door Sealants – Access door sealant intended for use on integral fuel tanks and pressurized cabins with
low adhesion characteristics and excellent resistance to other fluids such as water, alcohols, synthetic oils and
petroleum based hydraulic fluids
(d) Windshield Sealant – demonstrated to be a useful sealant in a variety of applications where quick setting is desired,
for example, windshield sealants, repair caulks, adhesives, etc
Finished