CHAPTER-VII-Parole
CHAPTER-VII-Parole
CHAPTER-VII-Parole
PAROLE
Overview
This chapter contents the definition of parole and its historical
development. It also explains the distinction between the parole and
probation, the advantage and disadvantage of parole, prisoners who are
qualified and disqualified for parole, the board of pardon and parole, the
Indeterminate Sentence Law (Act No. 4103) and the implementing rules
and regulations on parole and pardon.
Learning Outcomes
At the end of the topic, the students can:
Define parole and other important terms.
Discuss the historical development of parole.
Differentiates parole from probation.
Identify the advantage and disadvantage of parole.
Enumerate the prisoners qualified and disqualified for parole.
Identify the composition of the Boards of Pardon and Parole.
Explain the important provisions of Act No. 4103 (1933) known as the
Indeterminate Sentence Law; and
Identify important provisions of the Implementing Rules and
Regulations (IRR) on Parole and Pardon.
A. WHAT IS PAROLE?
It is the provisional release of a prisoner who agrees to certain
conditions prior to the completion of the maximum sentence period.
Originating from the French parole (“voice”, “spoken words”), the term
became associated during the Middle Ages with the release of prisoners
who gave their word.
It is the process of suspending the sentence of a convict after having
served the minimum of his sentence without granting him pardon, and the
prescribing term upon which the sentence shall be suspended.
It is the release from imprisonment, but without full restoration of
liberty, as parolee is in custody of the law although not in confinement.
PRE-PAROLE INVESTIGATION
The Administration has been authorized by the Board to conduct
pre-parole investigation of deserving city, provincial and national
prisoner confined in the city and provincial jails, the national
penitentiary and penal colonies, whenever their best interests and
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that of justice will be served thereby, and to submit reports of said
investigation at least 60 days before the expiration of the
minimum sentence of the prisoners concerned.
B. HISTORY OF PAROLE
Parole comes from the French word parole, referring to “word” as in
giving one’s word of honor or promise. It has come to mean an inmate’s
promise to conduct him or herself in a law-abiding manner and according to
certain rules in exchange for release. In penal philosophy, parole is part of
the general 19th century trends in criminology from punishment to
reformation. Chief credit for developing the early parole system is usually
given to Alexander Maconochie, who was in charge of the English penal
colony at Norfolk Island, 1,000 miles off the coast of Australia, and to Sir
Walter Crofton, who directed Ireland’s prisons (Cromwell and del Carmen
1999).
Alexander Maconochie, a Scottish geographer and captain in the
Royal Navy, introduced the modern idea of parole when, in 1840, he was
appointed superintendent of the British penal colonies in Norfolk Island,
Australia. He developed a plan to prepare them for eventual return to
society that involved three grades. The first two consisted of promotions
earned through good behaviour, labor and study. The third grade in the
system involved conditional liberty outside of prison while obeying rules. A
violation would return them to prison and starting all over again through
the ranks of the three grade process.
Maconochie criticized definite prison terms and developed a system of
rewards for good conduct, labor and study. Through a classification
procedure he called the mark system, prisoners could progress through
stages of increasing responsibility and ultimately gain freedom. In 1840, he
was given an opportunity to apply these principles as superintendent of the
Norfolk Island penal settlement in the South Pacific. Under his direction,
task accomplishment, not time served, was the criterion for release. Marks
of commendation were given to prisoners who performed their tasks well,
and they were released from the penal colony as they demonstrated
willingness to accept society’s rules. Returning to England in 1844 to
campaign for penal reform, Maconochie tried to implement his reforms
when he was appointed governor of the new Birmingham Prison in 1849.
However, he was unable to institute his reforms there because he was
dismissed from his position in 1851 on the grounds that his method were
too lenient (Clear and Cole 1997).
Alexander Maconochie
He is the Superintendent of the penal colony at Norfolk
Island in Australia (1840) who introduced the Mark System that
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became the blueprint of modern day parole. He is considered as
the Father of Modern Penology.
Mark System
A progressive humane system in which a prisoner is
required to earn a number of marks based on proper
department, labor and study in order to entitle him for ticket for
leave or conditional release which is similar to parole.
A. Advantages of Parole
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Parole is a release of a prisoner who agrees to certain conditions upon
being released. An advantage of parole is that it can be used to award
prisoners for good behaviour during their sentence.
One of the other advantages is the economy factors. Releasing
prisoners on parole can force them get a job and no longer be a ward of the
state. The money from the prisoner’s job will then pay for state taxes and
further help out the government.
Another advantage is the thought of parole can cause prisoners to
serve their sentence peacefully until they reach the point where they can
be granted parole. This may lessen the amount of prisons fight and
altercations with the guards.
Parole is the early released of convicts from prison, prior to the
completion of their given sentence. Parole is issued based on good
behaviour or the parole board’s determination that the convict has been
sufficiently reformed to re-enter society. Therein lies its foremost
advantage: the provision of fresh opportunity and the chance to start
anew for criminals. It is also advantageous to the public to reduce the
number of people incarcerated, which can cause tens of thousands prisoner
per year. Furthermore, reducing incarceration rates is conducive to a free,
democratic society.
B. Disadvantage of Parole
Parole involves the risk that the parolee may become a repeat
offender (known as recidivism in the criminal justice field). It also involves
the risk that he won’t, in fact, be able to survive on his own upon release,
and will fall victim to chronic unemployment, homelessness, social
maladjustment or substance abuse. Another disadvantage of parole is that it
frequently involves the continuation of involvement by the criminal justice
system (at a financial cost to the public and to the detriment of individual
liberty) in the parolee’s life, because parole is often accompanied by
monitoring for a certain period thereafter.
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12. Those convicted of offenses punished with reclusion perpetua,
or whose sentences were reduced to reclusion perpetua by reason of
Republic Act No. 9346 dated January 1, 2004; and
13. Those convicted for violation of the laws on terrorism, plunder
and transnational crimes.”
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B. EXECUTIVE ORDER NO. 292-ADMINISTRATIVE CODE OF 1987;
[BOOK IV/TITLE III/CHAPTER 6-BOARD OF PARDONS AND
PAROLE]
CHAPTER 6
Board of Pardons and Parole
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SECTION 20. Board Meetings. - The Board shall meet regularly every
week, or as the Board may direct, or upon called by the
Chairman/Secretary. The members shall act only as a Board, and every
decision of the majority shall be valid as an act of the Board member to
prepare and submit a report involving any application for parole, pardon or
any request for executive clemency for appropriate action by the Board.
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approval of this Act, except as provided in Section 5 hereof. (As amended by
Act No. 4225)
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sentenced for more than one year by final judgment prior to the date on
which this Act shall take effect.
Shall make recommendation in all such cases to the Governor-
General with regard to the parole of such prisoners as they shall deem
qualified for parole as herein provided.
SECTION 7. The Board shall file with the court which passed judgment on
the case, and with the Chief o Constabulary, a certified copy of each order
of conditional or final release and discharge issued in accordance with the
provisions of the next preceding two sections.
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A. GENERAL RULE: All persons convicted of certain crimes under
Philippine courts
B. EXCEPTIONS (Sec. 2): Law will NOT apply to persons
1. Convicted of offense punishable with death penalty or life
imprisonment
2. Whose maximum term of imprisonment (imposed) does not exceed
one year
3. Convicted of treason, conspiracy or proposal to commit treason,
misprision of treason
4. Convicted of rebellion, sedition, espionage
5. Convicted of piracy
6. Who are habitual delinquents
7. Who escaped confinement or evaded sentence or violated the
terms of a conditional pardon
8. Persons already sentenced by final judgment at the time this Act
was approved (Dec.5, 1993)
III. APPLICATION
A. RPC: MIN (NEXT LOWER TO PRESCRIBED) MAX (IMPOSABLE)
1. Derive MAXIMUM term imposable by applying rules for
aggravating (AC) and ordinary mitigating circumstances (MC)
under Art. 64 and for complex crimes under Art. 48
a. No AC or MC: Penalty PRESCRIBED medium period
b. 1 AC, no MC: Penalty PRESCRIBED maximum period
c. No AC, 1 MC: Penalty PRESCRIBED minimum period
d. Several ACs and MCs: OFFSET then apply rules to
remainder
e. No AC, 2 or more MCs: Penalty NEXT LOWER IN DEGREE
TO THAT PRESCRIBED
f. If COMPLEX CRIME (2 or more grave or less grave felonies
OR one offense is necessary means for committing the
other): Penalty for the MOST SERIOUS CRIME maximum
period
3. SPL: Min (at least that prescribed) to Max (not exceed prescribed)
1. MAXIMUM TERM: Court may fix any as long as it does not
exceed the penalty prescribed by the special law.
2. MINIMUM TERM: Court has discretion so long as it does
not exceed the minimum prescribed by the special law.
I. GENERAL PROVISIONS
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p. “Absolute Pardon” refers to the total extinction of the criminal
liability of the individual to whom it is granted without any condition.
It restores to the individual his civil and political rights and remits the
penalty imposed for the particular offense of which he was convicted;
q. “Petitioner” refers to the prisoner who applies for the grant of
executive clemency or parole;
r. “Parolee” refers to a prisoner who is released on parole;
s. “Pardonee” refers to a prisoner who is released on conditional
pardon;
t. “Client” refers to a parole/pardonee who is placed under supervision
of a Probation and Parole Officer;
u. Release Document” refers to the Conditional Pardon/Absolute
Pardon issued by the President of the Philippines to a prisoner or to
the “Discharge on Parole” issued by the Board;
v. “Parole Supervision” refers to the supervision/surveillance by a
Probation and Parole Officer of a parolee/pardonee;
w. “Summary Report” refers to the final report submitted by the
Probation and Parole Officer on his supervision of a parolee/pardonee
as basis for the latter’s final release and discharge;
x. “Progress Report” refers to the report submitted by the Probation
and Parole Officer on the conduct of the parolee/pardonee while
under supervision;
y. “Infraction Report” refers to the report submitted by the Probation
and Parole Officer on violations committed by a parolee/pardonee of
the conditions of his release on parole or conditional pardon while
under supervision.
SEC. 10. Review of Cases for Executive Clemency - Pet tions for
executive clemency may be reviewed if the prisoners meet the following
minimum requirements:
A. For Commutation of Sentence -
1. The prisoner shall have served at least one third (1/3) of the
minimum of his indeterminate and/or define sentence or the
aggregate minimum of his indeterminate and/or definite
sentences.
2. At least ten (10) years for prisoners sentenced to reclusion
perpetua or life imprisonment for crimes or offenses committed
before January 1, 1994.
3. At least twelve (12) years for prisoners whose sentences were
adjusted to a definite prison term of forty (40) years in
accordance with the provisions of article 70 of the revised penal
code, as amended.
4. At least fifteen (15) years for prisoners convicted of heinous
crimes as defined in Republic Act No. 7659 and other special
laws committed on or after January 1, 1994 and sentenced to
one or more reclusion perpetua or life imprisonment
5. At least twenty (20) years in case of one (1) or more death
penalty/penalties, which was/were automatically reduced or
commuted to one (1) or more reclusion perpetua or life
imprisonment;
B. for Conditional Pardon, the prisoner shall have served at least one-
half (1/2) of the minimum of his original indeterminate and/or
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definite sentence. However, In the case of a prisoner who is
convicted of a heinous crime as defined in Republic Act No. 7659 and
other special laws, he shall have served at least one-half (1/2) of the
maximum of his original indeterminate sentence before his case may
be reviewed for conditional pardon.
SEC. 11. Prisoners not Eligible for Executive Clemency - Prisoners who
escaped or evaded service of sentence are not eligible for executive
clemency for a period of one (1) year from the date of their last
recommitment to prison or conviction for evasion of service of sentence.
IV. PAROLE
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be law-abiding and that his release will not be incompatible with the
interest and welfare of society.
SEC. 15. Disqualification for Parole - The following prisoners shall not
be granted parole:
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or jail to determine whether or not they may be released on parole or
recommended for executive clemency.
The Board or its authorized representatives shall interview an inmate
who was sentenced to Reclusion Perpetua or Life imprisonment, or whose
sentence had been commuted from Death to Reclusion Perpetua.
Before an interview, the Board may require a prisoner convicted of a
heinous crime as defined under Republic Act No. 7659 and other special
laws to undergo psychological/psychiatric examination if the prisoner has a
history of mental instability, or in any case, if the Board finds a need for
such examination in the light of the nature of the offense committed or
manner of its commission
SEC. 22. Special Factors - The Board may give special consideration to
the recommendation for commutation of sentence or conditional pardon
whenever any of the following circumstances are present:
a. Youthful offenders;
b. Prisoners who are sixty (60) years old above;
c. Physical disability such as when the prisoner is bedridden, a
deaf mute, a leper, a cripple or is blind or similar disabilities;
d. Serious illness and other life-threatening disease as certified by
a government physician;
e. Those prisoners recommended for the grant of executive
clemency by the trail/appellate court as stated in the decision;
f. Alien prisoners where diplomatic considerations and amity
between nations necessitate review;
g. Circumstance which show that his continued imprisonment will
be inhuman or will pose a grave danger to the life of the
prisoner or his co-inmates, and;
h. Such other similar or analogous circumstances whenever the
interest of justice will be served thereby.
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citizen and contribute to a safer society? Can the inmate’s release back into
society harm the general public? All relevant information is considered.
The parole board in its decision-making process will consider the
following information and criteria about the inmate:
1. age,
2. mental stability,
3. marital status,
4. education or vocational training, remorse for the offense,
5. time served on the current offense, prior criminal history,
6. type and severity of offense,
7. prior criminal history,
8. behavior, habits and traits,
9. rehabilitative efforts/progress, and
10. conduct during incarceration.
SEC. 28. Form of Release Document - The form of the Release Document
shall be prescribed by the Board and shall contain the latest I"x1"
photograph and right thumbprint of the prisoner.
SEC. 30. Initial Report - Within the period prescribed in his Release
Document, the prisoner shall present himself to the Probation and Parole
Officer specified in the Release Document for supervision.
If within forty five (45) days from the date of release from prison or
jail, the parolee/pardonee concerned still fails to report, the Probation and
Parole Officer shall inform the Board of such failure, for appropriate action
SEC. 31. Arrival Report - The Probation and Parole Officer concerned
shail inform the Board thru the Technical Service, Parole and Probation
Administration the date the client reported for supervision not later than
fifteen (15) working days therefrom.
SEC. 33. Review and Modification of Conditions - The Board may, upon
the recommendation of the Probation and Parole Officer, revise or modify
the terms and conditions appearing in the Release Document.
SEC. 34. Transfer of Residence - A client may not transfer from the place
of residence designated in his Release Document without the prior written
approval of the Regional Director subject to the confirmation by the Board.
SEC. 35. Outside Travel - A Chief Probation and Parole Officer may
authorize a client to travel outside his area of operational jurisdiction for a
period of not more than thirty (30) days. A travel for more than 30 days
shall be approved by the Regional Director.
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SEC. 36. Travel Abroad and/or Work Abroad - Any parolee or pardonee
under active supervision/surveillance who has no pending criminal case in
any court may apply for overseas work or travel abroad. However, such
application for travel abroad shall be approved by the Administrator and
confirmed by the Board.
PAROLE SUPERVISION
CLIENT
CONDITIONS
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ABSOLUTE FREEDOM PRISON
-serve the remaining portion
of the maximum sentence
for which he was originally
committed to prison
VII. INFRACTION/VIOLATION OF THE TERMS AND
CONDITIONS OF THE RELEASE DOCUMENT
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SEC. 44. Certificate of Final Release and Discharge-After the
expiration of the maximum sentence of a client, the Board shall, upon
recommendation of the Chief Probation and Parole Officer that the client
has substantially complied with all the conditions of his parole/pardon, issue
a certificate of Final Release and Discharge to a parolee or pardonee.
However, even before the expiration of maximum sentence and upon the
recommendation of the Chief Probation and Parole Officer, the Board may
issue a certificate of Final Release and Discharge to a parolee/pardonee
pursuant to the provisions of Section 6 of Act No. 4103, as amended.
The clearances from the police, court, prosecutor’s office and
barangay officials shall be attached to the Summary Report.
SEC. 47. Repealing Clause - All existing rules, regulations and resolutions
of the Board which are inconsistent with these Rules are hereby repealed or
amended accordingly.
SEC. 48. Effectivity Clause-These Rules shall take effect upon approval by
the Secretary of Justice and fifteen (15) days after its publication in a
newspaper of general circulation.
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