Miller 1967
Miller 1967
Miller 1967
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OLD JAPANESE PHONOLOGY AND THE KOREAN-
JAPANESE RELATIONSHIP
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OLD JAPANESE PHONOLOGY AND KOREAN-JAPANESE RELATIONSHIP 279
the two inscriptions on metal are the earliest textual evidence we have for the
language that in this paper is called Old Japanese (OJ). Its records were soon in-
creased by a sizable corpus of slightly later inscriptions on metal and stone, and
finally by the appearance of important historical and literary texts, notably the
Kojiki (Records of ancient matters, 712), the Nihon shoki or Nihongi (Records
of Japan, 720), the poetic anthology Man'yoshu (Collection of a myriad leaves,
mostly put together in the period 645-760), the extremely important inscription
known today as the Bussokuseki no uta (Songs on the stone [inscription preserving
the traces of the veritable] footprints of the Buddha, ca. 753), still in situ at the
Yakushi-ji in Nara,4 and certain portions of miscellaneous liturgical (norito),
documentary (senmyo), and gazetteer (fudoki) texts. Of these, only the Busso-
kuseki inscription is totally in Japanese and written entirely in phonograms. The
Kojiki has portions of phonetically written Japanese interspersed with passages
of Chinese; the Nihon shoki is by and large in a simple variety of literary Chinese
but preserves a rich corpus of phonetically transcribed OJ words and names. The
Man'yoshi is entirely in OJ, but since its text often employs a variety of compli-
cated systems of writing involving the use of the Chinese script over and above
its employment as phonograms, it is not always possible to cite its forms as evi-
dence for OJ. The liturgical, documentary, and gazetteer texts are by and large
in Chinese, but preserve occasional OJ forms in phonogram transcriptions. The
cut-off point for this OJ corpus is generally taken to be the shift of the national
capital from Nara to Kyoto in 794.5
Study of these written records in terms of our knowledge of Chinese historical
pp. 192-205on the official titles recorded in the Wei chih for early Japan, and their possible
interpretation. Hamada 1900 is a basic early linguistic study, now largely of historical
interest. Omori 1955a deals inter alia with the implications for the interpretation of OJ
written records of the fact that the orthographic devices by which the later texts distinguish
OJ i/i, e/e, and o/l can already be observed in part in the Wei chih transcriptions. Else-
where he attempts a comprehensive summary of just what the Wei chih transcriptions tell
us about Old Japanese (Omori 1955b:166-94); this still errs slightly on the side of incor-
porating too many traditional but linguistically indefensible 'readings' for these transcrip-
tions, but it is nevertheless a first-rate piece of modern scholarship which has done much
to clear away decades of learned obfuscation. Since the problems of the Wei chih text in-
volve the remote history and ultimate origins of the Japanese imperial house, its study
could not be conducted in a wholly scientific manner until Japan's defeat in World War II;
the various forces which influenced all types of scholarship on the subject until that time
are discussed in Young 1958, on which see also Hall 1960.
4 The translation in Mills 1960 is useful; but since he transcribes the document not in OJ
but as if it were in the modern language, and in addition garbles the text of poems 7 and
17, it is necessary to use and cite instead the text in the edition of Tsuchihashi Yutaka (in
Tsuchihashi and Konishi 1957:239-47). I have verified Tsuchihashi's readings, which are
accurate, with a rubbing of the inscription which I acquired at the Yakushi-ji in Nara in
April, 1965.
6 For general introduction in a western language to the periods in Japanese linguistic
history and to the major remains of the literary records, see Lewin 1959;and for a methodi-
cal treatment of virtually all the Japanese sources and secondary literature, chiefly con-
cerned with but by no means limited to phonetics and phonology, Wenck 1954-59.Wenck's
rich bibliographic information provides an extremely useful guide to the widely scattered
Japanese literature.
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280 LANGUAGE,VOLUME43, NUMBER1 (1967)
phonology has made it possible to reach a significant number of fairly firm con-
clusions about the phonology of OJ; I have summarized the methods of such
studies and something of their history elsewhere.6These studies reveal, in briefest
summary, a language in which the morpheme regularly consisted of C + V
sequences; different interpretations of the data give different consonant inven-
tories, but a convenient one with which to begin the discussion is the following:
[k g t d ts dz s z r n F b m w y], with [F] the symbol for a voiceless bilabial
fricative going back to a [p] at a somewhat earlier stage of the language. On the
phonemic level different analyses are also possible, and result in different treat-
ments of the relationship between [s] and [ts] and between [z] and [dz];in one
system, [s] is found only before OJ i and e, with [ts] always elsewhere; so also with
[z] before [i] and [e] but [dz]elsewhere. There has been a considerable amount of
important new scholarship on these problems in recent years,7 but the issues do
not directly affect the discussion in the present paper.
In vocalism the written records show an eight-vowel system for OJ, so that to
the a i u e o known from most of the modern Japanese dialects, notably and typi-
cally from the modern Tokyo Standard Language (J), three additional vowels
must be added. These are generally written'i e (though for this last Japanese
scholars often prefer other more complicated symbols, including a, 3, and e).
There has been much speculation, largely inconclusive, on the phonetic qualities
of these three vowels, but fortunately this too need not be resolved for our present
purposes, since the written records (as well as the results of internal reconstruc-
tion and the comparative method) make it clear that in OJ we are dealing with
an eight-vowel system, regardless of precisely what some of the eight may have
sounded like.
6 See Miller 1964. Izui 1963 reached me too late for inclusion in the bibliography of that
article. Reviewing Izui's paper, Householder (1965:309) remarks that 'Izui's contribution
is largely news to most of us, since virtually none of the cited literature was published in
a western language'; this is of course true of the work upon which Izui reports, but this
was in large measure due only to Izui's own unfamiliarity with the literature on the sub-
ject available for three decades in western languages. The most important such work, and
one often overlooked, is the monograph by Yoshitake 1934, a thoroughgoing treatment of
OJ pronunciation from the point of view of the written records, particularly of the pro-
nunciation of the vowels. This monograph made easily available everything that had been
done on the problem up to that point both in Japan and the West, and had complete refer-
ences to the other earlier western literature. Yoshitake's work was soundly based upon
Japanese scholarship, but thanks to his remarkably original turn of mind he always did
more than simply repeat the findings of others. He attempted a fairly narrow phonetic
reconstruction of OJ pronunciation and unfortunately did not concern himself with pho-
nology, but his 'Examples of Ancient Japanese sounds' (pp. 62-71), actually a short lexicon
of OJ in his reconstruction, was not only a pioneering attempt, showing considerable cour-
age, but remains an extremely useful check-list for OJ. For the period between 1934 and
1959there is of course now also Wenck (see fn. 5 above), as well as Haguenauer 1956,which
in spite of its title deals largely with linguistic problems. With the availability of this
much secondary literature in English, French, and German, it is difficult to understand
why Izui's account should have come as a surprise. Cf. now also Miller 1967:172-80.
7 Much of this is the work of Mabuchi
Kazuo, who has recently challenged much long-
accepted doctrine in this field; see, for example, on the problem of the allophones of OJ
/s z/ etc., Mabuchi 1959, reprinted with some changes in Mabuchi 1963.
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282 LANGUAGE, VOLUME 43, NUMBER 1 (1967)
the same time collapsing the s t8 and the z d' categories in terms of their compli-
mentary distribution, the scattered patterning of the traditional Arisaka version
of the phonology of the OJ written records is replaced by a virtually gap-free
system in which all eight vowels occur after a majority of the consonants, i.e.
after k g t dZn r F b m; the only gaps remaining are i e missing after #, i missing
after t d y w, and the symmetrical non-occurrence of the homorganic sequences
*yi *ye *wu *wo.
It is, however, both somewhat risky and somewhat inconvenient to attempt to
cite OJ forms exhibiting this virtually complete system, in which all but a few of
the vowels appear after each of the consonants. It is risky chiefly because some of
the 'filled-in gaps' ('filled-in' with reference to the rather more restricted system
of Arisaka, for example) depend solely upon what are still somewhat moot points
in the philological evidence. If the interpretation which now appears to fill in
these gaps in the system eventually wins general approval, well and good; but
if it is later disallowed, then any further linguistic extrapolation erected upon its
basis will also collapse. The 'filled-in gaps' resulting from internal reconstruction
or those based upon the comparative method are probably less risky, but it is
still better to avoid citing forms containing them for the time being, since these
two techniques of linguistic reconstruction are still unfamiliar to and hence
unaccepted by most Japanese scholars working on the history of Japanese. This
means that they have yet to gain general acceptance in the literature, and that to
introduce them into a further comparative discussion at this time would be
unnecessarily to complicate and confuse other issues which at best are compli-
cated enough. This is why, despite the availability of these other sources of in-
formation for the nature and structure of the OJ vocalism, it is still best in any
comparative work at present to limit our citations of eight-vowel OJ forms to
those which can be verified in the written records.'0
The possibility of establishing a historical relationship between Japanese and
Korean on the basis of regular sound correspondences between a large number of
lexical items in the two languages has recently been most strikingly demonstrated
by Martin 1966; on the basis of his comparisons he is able to reconstruct forms
for proto-Korean-Japanese (KJ) which express the correspondences he estab-
lishes between forms in the two languages. The possibility of demonstrating such
a relationship had been suggested over and over again during the past century,
but Martin's work for the first time removes the problem from the realms of
speculation and unsubstantiated hypotheses, placing it on a solid scientific
foundation. As far as the Korean lexical items are concerned, his KJ reaches a
10But it must be noted that few Japanese scholars are this cautious; at best they seldom
distinguish between results derived from the inspection of written records and results
coming from other types of historical study. Examples of forms resulting from the ensuing
confusion of levels are *w6sofor OJ woso (deprecatory morpheme), *6n6 for OJ ono 'self',
*F6so- for Foso- 'thin', narrow', *6Fo- for OJ oFo- 'great', *us6 for OJ uso 'lie', and kuso
for OJ kuso 'dung'; all these are to be found in Izui (1956:989-1020).There is nothing in-
trinsically wrong with forms like *w6s6,except for the fact that they symbolize a consider-
able body of unverbalized assumptions both about the processes of reconstruction which
underlie them and about the prehistory of OJ. Hence it is a risky business to cite them
without specific identifications of these factors.
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284 LANGUAGE, VOLUME 43, NUMBER 1 (1967)
Our first step will be to cite here, in the same order as Martin's original lexical
comparisons, all the forms involved in his reconstructions for which we have
textual evidence involving the occurrence of OJ o, e, and z. To insure that we err
on the side of caution, if err we must, only forms attested in the written records
have been taken into consideration (with exceptions involving internal recon-
struction to be noted immediately below); this means that we are dealing with
the most restricted system of distribution of the eight-vowel system, and also
that, as a result, there are relatively few forms for which the OJ vocalization is
significantly different from that of J. OJ forms have been drawn chiefly from
citations in DGK (= Otsuki Fumihiko, Daigenkai, 1932-37); but page refer-
ences have not been given to this generally available if now somewhat old-
fashioned reference work, except when the discussion there is of particular
interest, since anything that I have drawn from it can easily be verified in each
case sub verbo. From the DGK I have also drawn a considerable number of OJ
forms attested solely in WM (= Wamyoruijusho), a Heian lexical compilation
by Minamoto Shitago dating from ca. 93412 The OJ phonetic glosses in WM are
of course not always as reliable as they would be if they were attested in some
earlier document, and there is some evidence that its phonology confuses, for
example, OJ /e/ and /ye/ (Ono, Nakada, et al. 1961:109); but in the main its
glosses are based upon earlier sources, and by and large they preserve the original
OJ eight-vowel system. A few citations are also drawn, again via DGK where
they may be verified with full citations sub verbo, from JK (= Jikyo), another
somewhat later lexical compilation of unknown author and date, which was
probably put together shortly after the first part of the 12th century. By this
time the eight-vowel system of OJ had changed in the direction of the modem
five-vowel J, but the phonetic glosses of JK are mostly based on earlier sources
and reflect a phonology far earlier than the text itself. Most valuable of course
are citations directly from the OJ text corpus itself, especially those from the
Nihon shoki, here cited from Ono (1953a:229-75), where OJ materials from the
Nihon shoki are for the first time made conveniently available with glosses and
with meticulous attention to their vocalism as shown in the documents (cited
simply with Ono's name plus page numbers). Note that most of the DGK cita-
tions which here carry no other identification also go back to the OJ corpus,
often to the Man'yoshu or to other primary sources for the language; the sigils
WM and JK have been used here only to indicate the absence of such earlier
primary evidence, which in any individual case may or may not be significant.
In a few cases it has been useful to cite the Man'yoshu directly as M, with poem
numbers as in the great edition of Ono, Takagi, and Gomi (1957-62); Ono was
solely responsible for all the linguistic glosses in this edition, which in this and
in many other respects is a monument of contemporary Japanese linguistic and
literary scholarship. A few forms are also cited directly from BSS (= Bussokuseki
inscription; cf. fn. 4).
In addition to the details of the OJ eight-vowel system, another phonological
problem which arises from time to time in any confrontation of OJ forms with
12 For an introduction to
these sources see Karow 1951; less useful from the linguistic
point of view is Bailey 1960.
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286 LANGUAGE, VOLUME 43, NUMBER 1 (1967)
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OLD JAPANESE PHONOLOGY AND KOREAN-JAPANESE RELATIONSHIP 287
Traditionally the ti- element in tiFayaburu has been variously interpreted, including
morpheme identifications with ti 'thousand', ti 'blood', and ti 'road, way', but ultimately
these etymologies do little but preserve some of the fantasies of the traditional orthography.
The gloss of MK spola- 'be swift, be pointed' is also reminiscent both of the evidence for
phallic worship in early Japanese religion (Kat6 1924) and of the poetic epithet tamahiko
no 'jewel-stalked' for roads, through association with their phallic-shaped markers (e.g. M
3995; cf. Ono's gloss in M 1.339).16This is not the only example which may be cited of a
16This correspondenceis treated in greater detail in Miller 1967:73-5.
16Gusinde and Sano (1960:448,plate d) illustrate megalithic remains which
give a certain
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288 LANGUAGE, VOLUME 43, NUMBER 1 (1967)
makurakobotawhich apparently has its ultimate origins, if not as far back as the KJ unity,
at least in a period remote enough for it to have been possible for the OJ poets efficiently to
fashion one of their extremely sophisticated literary devices on the basis of elements drawn
from a common Korean-Japanese cultural as well as linguistic heritage. Another such
makurakotobais OJ komaturuki 'a sword of Kogury6 [one of the ancient Korean 'Three
Kingdoms', founded 37 B.C.]'. (The vocalism of OJ koma in this sense is attested in WM;
corresponding to J turugi 'sword [obsolete]' OJ has both turuki (Ono 253) and turugi (Ono
241); cf. Wenck (1954:2.62, ?491b). In M 109 the phrase komaturukiis a makurakotobafor
wazami ga Fara 'the plain of Wazami', in M 2983 it is a makurakotobafor na ga kokoro'my
heart'. The traditional explanation for these locutions, cited DGK 2.358d,goes back to the
monk Keichf (var. Kaichf) (1640-1701),the great early Tokugawa Man'yosha exegete, and
attempts to find their rationale in a pun between OJ wa- 'I' and OJ wa 'a ring, circle, loop',
the semantic link being provided by the fact that an early variety of sword from well-known
Tumulus cult sites in Japan (and presumably of continental origin) has a circular (wa)
hand-guard corresponding to the modern tuba 'sword-guard' (with which, however, it is
not to be connected etymologically-tuba is a late contracted form based on a late OJ
tumiFa, in which the etymology of the initial tumi- is not clear but where the final -Fa must
surely be Fa 'blade'; internal voicing resulting from the contraction and disappearance of
the sequence -mi- is a well-attested phenomenon in late OJ and from that point on through-
out the history of the language). Thus komaturukias a makurakotobawas employed by the
poets to elicit the wa of wazami and the na of na ga kokoro.But Ono's gloss in M 3.284 to
M 2985 suggests much more plausibly that the connecting link is instead to be found in
OJ na 'myself' and at the same time in K nal 'blade'-cf. J katana '(a later variety of)
sword, the modern Japanese sword' (though it is difficult to follow Ono, loc. cit., in his
attempt to identify kata- here with J kata- 'single, one-sided'; a much more satisfactory
etymology is to involve J kata-i 'be hard, firm, unyielding', OJ kata 'land alternately hidden
or revealed by changes in the tide'-cf. Mongol qada 'Felsen' and qata- 'austrocknen, hart
werden'; after all, the two most important characteristics which distinguished the newer
and more satisfactory katana from the old and ornamental but highly inefficient turuki >
turugi were the harder, stronger metal used in its blade and its double-edge). In 100HATCHET
Martin compares K nas 'sickle' and J nata 'hatchet, machete', relating them by means of
KJ *nas(a), and asks 'is K nal < MK nolh 'blade' related?' The use of komaturukias a
makurakotobaeliciting OJ na provides additional evidence for the reality of the relation-
ship.
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OLD JAPANESE PHONOLOGY AND KOREAN-JAPANESE RELATIONSHIP 289
and the original form underlying modern o-huro 'bath'. The connecting semantic
link must have been the fact that the muro was the only room in the building con-
structed tightly enough to permit it to be used as a steam room. Perhaps origi-
nally 'air-tight room' and 'bath' were kept apart by the o/6 distinction, but even
if this were so, it is impossible at this point to say which vowel went with which
meaning.
85. FOG. OJ sagiri, with prefixed sa- and secondary voicing (Ono 245).
87. FOOT. 'OJ Fagi 'shin' is often compared directly to K pal; if it were *paki
we could reconstruct KJ *palgyi'; but fortunately this is one of the words in
which the modern intervocalic voicing is of late origin, and OJ has exactly the
form in -k- to be expected from Martin's comparison with Korean, OJ Faki
'shin' (WM, JK).
90. FULL. OJ mit(i)- 'get full', mitas- 'fill it' (M).
96. GULL. OJ kamome 'seagull' (WM).
100. HATCHET. See under 77 FAST above.
106. HOLD. OJ tor-, tor- 'hold in the hand' (Ono 254). See the discussion below.
113. HUSBAND (or MAN = MALE). OJ wotoko 'young man' (Ono 275).
114. HOUSE.OJ iFe (Ono 233, IR 14). Cf. the verbal formation seen in OJ
iFor- 'dwell in a hut; inhabit temporary lodgings', as in Fudoki poem 3 (Tsuchi-
hashi and Konishi 226): tukuFane ni iForite tuma nasi ni 'spending the night
without a bedfellow on Mt. Tsukuba'.
119. JAW.OJ aki is the form to be compared directly with MK akwi 'mouth',
not J ago, which however goes back at least to the form ago registered as 'vulgar'
in the Wa-Kan sansai zue of 1715 (correct Wenck 1959:4.174, ?980; citation
s.v. in DGK).
The Ryukyf dialects are of no help in determining the history of the Japanese forms, which
they do not appear to have inherited; instead Shuri has ?utugee (cognate with J otogai
'chin'), which the Okinawagojiten (Iwabuchi 1963) glosses with J ago-unless it is possible
to detect some distant echo of aki > ago in the last element of the Shuri form Putugaku
glossed loc. cit. 570 as 'a vulgar term for ?utugee'.The modern lexicographers have generated
a ghost word *agi, which the texts do not substantiate, apparently as a convenient midpoint
between OJ aki and J ago. They also engage in extremely involved semantic gymnastics in
attempting to relate all these forms for 'jaw' to OJ akito, J agito 'gill of a fish' (e.g. Matsuoka
1962:6). Most of this seems as pointless as it is unlikely, particularly in view of the vocaliza-
tion of the second syllable of OJ akito, attested in the same text, WM, that registers OJ
aki 'jaw'.
122. LATE. OJ noti 'later on' (M, BSS 10.243).
123. LESS. OJ otor- 'be inferior' (BSS 13.244). The modern form otootois from
late OJ otiut6 (WM), and derives from oto 'younger brother' (Ono 236) and
Fit6 'person'.
127. LIQUOR. OJ sake (IR 14).
128. LITTLE. OJ sukosi 'a little' (JK); both 'little' and 'child' were OJ ko
(Ono 243, WM), which contrasted with the deictic k6-.
136. MARK. OJ asa; the voicing which eventually resulted in J aza appears
from the sources to have taken place prior to the time of the Ruijumyogisha,
i.e. sometime in the first part of the 12th century.
141. MENACE. OJ ot6ork- 'take fright' (JK). This is another etymology in
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290 LANGUAGE, VOLUME 43, NUMBER 1 (1967)
which the identification of the late, secondary character of the -d- in J odorok-
'id.' is of importance.
142. MILDEW. No OJ form appears to be citable, but one wonders if OJ kabi
'bud, ear of rice' (WM following a gloss in the Kojiki) is related.
143. MOON. OJ tuki (M 3586).
146. 1MOUNTAIN. OJ take 'peak' (Ono 250).
151. MUDDY. On J doro 'mud' Martin remarks, 'I assume the Japanese initial
voicing is either expressive or dialect in origin', and compares it with Korean
forms in initial t- going eventually with KJ *ter(e)-. Shuri has duru 'id.' The
DGK 3.605d cites the Japanese form from only three texts-a commentary on
the Mencius dated in the period 1469-86, and two historical romances which can
be dated only roughly, one probably in the early 12th century, the other some-
time in the mid-13th century; apparently no earlier citations are possible. But
whether the DGK's citations accurately reproduce the orthography of the
manuscripts is a moot question-and moreover even if the scribes did write
(without the voicing diacritics) toro, this might have been intended either for
toro or for doro! So in a critical case like this it is impossible to trust second-hand
kana citations in the lexical sources without further information on the actual
text and manuscript tradition. Nor is it possible to cite J *toro 'mud', but the
form prior to the expressive or dialect voicing of its initial is not difficult to
reconstruct, since it clearly goes with a sizable group of forms, the most im-
portant of which are tororo 'grated yam', torori 'melting, fluid, oozing', torotoro
'dozing, drowsy; slow, simmeringly; bum slowly'. The earth in dorois in a liquid
suspension, just as the grated yam is in tororo.It also seems more appropriate to
accommodate here J tiri 'dust; dirt', euphemistic for 'feces' in tirigami 'toilet
paper', as going together with *toro, doro rather than with Martin, under 71
EARTH, as a deverbal noun from tir- 'scatter'.
155. NIGHT. OJ yo, contrasting with both OJly6 'world, age' and with OJ
2y6- 'be good, be satisfactory' (Ono 272). Cf. fn. 11.
156. OAK. The custom of wrapping certain kinds of cakes in oak leaves, for
which this etymology provides old linguistic evidence, is represented on the
Japanese side by J kasiwamoti 'glutinous rice-cakes (or today more usually other
confections) wrapped in oak leaves'; the ultimate origins of this object are
extremely involved, and as this etymology shows, extend at least as far back as
the Korean-Japanese unity.
Completely to unravel all the strands here would require treatment at monograph length,
but the principal elements are probably to be related ultimately to the root common to
OJ kasiko-m- 'obey reverentially', surviving in J kasikomarimasita'I have understood and
will comply; yes (servant to superior)', and OJ kasiko-si 'august, awe-inspiring, sagacious
(an attribute of indigenous Japanese deities)'. The kasiwamoti cakes become involved here
as religious offerings to the gods (*'august, reverent rice-cakes' > 'oak leaf-wrapped rice-
cakes') by a semantic process closely parallel to that seen in the development of J kasiwade
'clapping the hands together at the beginning of Shinto worship' (cf. J te 'hand'), which
last clearly has no connection (except in the traditional script) with kasiwa 'oak tree'. A
further level of etymological complication resulted when KJ *kasyi as represented in OJ
kasi was early specialized in the sense of the evergreen Quercusmyrsinae-folia, while kasiwa
(where the suffix is probably OJ Fa 'leaf'; cf. MK kalap, for which Martin notes 'probably a
variant of kal-(n)iph "oak leaf" ') was specialized for the deciduous Q. dentata, the leaves
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292 LANGUAGE, VOLUME 43, NUMBER 1 (1967)
vowel is prothetic, however, we could compareJ ine to K ipssal < MK ni-psol 'rice (grains)'
..., [KJ] *nye.' The traditional orthography makes no provision for the sequence yi-, and
does not necessarily imply its existence in this form; but nevertheless a /y/ initial here is
well authenticated by internal reconstruction (Miller 1964:14), and the first-syllable vocal-
ization of the relevant o-grade ablaut form OJ yone is attested in WM. The Nihon shoki
poem 34 has the combining form ina- in inagara 'stalk of a riceplant', which is evidence for
reconstructing a final -ne in all these forms, one of the cases where internal
reconstruction shows earlier traces of a more complete distribution of -e than that revealed
in the written records. But OJ y6ne < yone and yine < yine both appear to have originated
as conscious taboo-avoidance remodelings of an original J sine < sine 'id.', which must in
its turn somehow be related to the old doublet tane, sane 'seed' (in the modem language tane
survives as the normal term for 'seed', and sane as an extreme vulgarism for 'clitoris'). OJ
sine appears as a combining form of *yine in a few compounds registered in early texts, e.g.
migisine 'fine rice', arasine 'rough rice'. The remodeling, which avoided homophony with
sin- 'to die', is paralleled in yosi 'reed, bulrush' (a plant of considerable economic signifi-
cance in early Japan) remodeled from asi 'id.' to avoid homophony with asi- 'be evil'. The
combining form sine probably also survives in uruti 'nonglutinous rice' which may be inter-
preted as a somewhat irregular but by no means unprecedented contraction < *urusine
(again reminiscent of the t-, s- variation in the tane, sane doublet). Martin also comments
usefully upon Otsuki's highly speculative attempt (DGK 1.333d) to derive ine by contrac-
tion from a form which Otsuki cites as iFine (Martin's ipi-ne); this form is an important one
for the entire comparison and deserves a somewhat more elaborate treatment. It is a hapax
legomenon attested (according to DGK loc. cit., and DGK 2.11a, the only two rubrics under
which I can locate it) only in the early Japanese herbal generally cited as the Honzo Wamyo,
a text which is probably to be dated ca. 918; this document knows it only as a term meaning
'feed for birds'. Otsuki's speculation hinges upon associating the iFi- of this iFine with OJ
iFi 'steamed or boiled grain'. There are serious problems in all this (presumably the seman-
tic link between 'feed for birds' and 'steamed or boiled grain' is to be sought in something
like 'mash'), and it is difficult indeed to make much of the historical significance of a hapax,
particularly one appearing in such a specialized context. But be that as it may, and perhaps
improperly setting aside the semantic problems, the form iFine itself presents no particular
obstacle to postulating a prior *iwine as its phonological predecessor-in fact, such a postu-
lation has substantial parallels in the development of other well-attested words at the same
time in the history of the language. Most impressive is the parallel presented by the suc-
cessive developments of early OJ motiwir- 'use, employ', a compound consisting of mot-i-,
an enlargement of mot- 'have, hold', and wir-, a doublet-form with wor- 'be, exist; be in a
state of doing something'. This etymology unequivocally establishes the priority of the
forms with intervocalic -w-. But in the last part of the 10th and the early part of the llth
century, forms in which this -w- had already shifted to -F- are attested. Wenck (1959:4.89,
?943.4) cites motiFir- from 1020; and these secondary shifted forms become the point of
departure for the later generalized literary forms based upon motiF-. Wenck also is able
(loc. cit.) to cite examples of word-play between forms based upon motiF-i- and motiFi
(> J moti) 'glutinous rice' in the second official poetic anthology compiled in 951. Other
forms which he cites showing developments parallel to those postulated here for iFine <
*iwine are OJ awi 'indigo', written aFi in a gloss to the Saddharmapundarikadated in
correspondenceas 1136, and OJ kurawi 'degree, station, status', written kuraFi in the WM.
For the loss of the initial i- in *iwine (which thus actually does become prothetic, as Martin
speculated, but for somewhat different reasons!) there are abundant parallels: imada 'not
yet' alongside later mada 'id.'; imokasa 'smallpox' alongside mokasa; ibari 'urine' alongside
bari; idas-, ide-r- 'put out, come out' alongside das-, de-r-; iduko > idoko 'where?' alongside
doko; ina 'nay, how much [more] ...' alongside na; and still others (many involving dialect
or philological difficulties) in Wenck (1959:4.176, ?980a). One way in which this initial i-
came to fall and disappear is shown by the cases which Wenck cites (loc. cit.) from 11th
century texts of word-play between ima ya 'now, indeed' and uma ya 'stable', where the
two forms are to be related by an intermediate stage in which the initial vowels were first
nasalized and then completely assimilated to the following consonant: [im-, fim-] > [m-,
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OLD JAPANESE PHONOLOGY AND KOREAN-JAPANESE RELATIONSHIP 293
m-]. To sum up, the form *wine, which goes well with the Korean evidence and supports
the reconstruction KJ *vyinye, is if anything more easily substantiated from our knowledge
of OJ than the form *yine. The earliest form which can be recovered from the Japanese
materials is *iwine, which survives though substantially altered both phonetically and
semantically in the early 10th century hapax citation iFine. Both KJ *vyinye and KJ *nye
can be traced in the Japanese evidence; and both OJ *yine and yone are to be discarded as
having little if any comparative significance, though in other respects they are valuable
forms.
185. RIDE.Are the Japanese cognates here eventually to be connected with the
root appearing in OJ nobor- 'climb up upon' (Ono 260)? Martin reminds me
(letter of 16 May 1966) that J nobor-is usually taken to go with K noph 'be high'
and also sometimes associated with Ainu nupuri 'hill'.
190. SEA.The etymology involving OJ wata 'sea' with MK palol can be some-
what regularized by putting together instead MK palol and OJ watar- 'to cross
over, go over'; then OJ wata can go instead directly with K pata (though this
still leaves the problem of the apparently aberrant initials). On watar-/watas-
see also Martin's 177 RECEIVE.
191. SEABREAM. OJ taFi.
196. SHEPHERD'S-PURSE. OJ natuna (WM), naduna (JK). Note the secondary
voicing sometime between these two sources.
198. 1SIDE.If J soba 'side, vicinity' actually involves the deictic J so- 'that' +
-ba 'place', then it goes back to OJ so.
200. SIMILAR.The voicing in J -goto- is secondary; the form goes back to OJ
koto (Ono 244). Ono's gloss on M26 (in Ono, Takagi and Gomi 1957:25) has an
important note on the Altaic cognates of this form.
203. SLOW.OJ oso- 'be slow'. Once again the problem is that of the reflexes of
an original *n- (cf. 66, 175, and 181 above).
204. SMELL.It is unwise to involve J kag- < OJ kak- 'smell it' in this etymol-
ogy; they should both probably rather be taken as loan-words from Middle
Chinese xiav 'incense, fragrance' (Karlgren 1940, ?717a).
205. SOAK. OJ s6m(e)- 'dye it' is traditionally associated with sim-u 'steep,
soak up', which item actually agrees better with the proposed Korean cognates
both in sense and in form.
207. SOFT.OJ moro- 'be fragile, brittle' is apparently registered in a lexical
source of the period 1124-25, s.v. J moro-si- in DGK 4.642c.
209. SOUND. OJ otW (Ono 236).
212. SPADE. OJ saFi.
216. SPITTLE.
OJ tuFaki (WM, JK), which contrasts with OJ tuFaki 'camellia'
(WM, JK).
222. STINKING.OJ kuso 'dung' (WM).
227. STUPID.The same late lexical source cited in 207 above has OJ oroka.
It is not clear if J oroka 'trifling' is to be kept distinct from this word; this was
also OJ oroka.
231. SURPLUS.OJ nokor- (Ono 260); cf. under 175 above. OJ noke-r- in BSS
5.241 is an aberrant development in that text, with -e- as a result of a contraction
of -i- + -a-.
233. SWELL.OJ Futo- 'fat' (Ono 264).
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294 LANGUAGE,VOLUME43, NUMBER 1 (1967)
235. SWIM.The semantics of the proposed etymology involving Korean he- <
hey- 'swim' and J kog- 'row' are difficult; the Japanese form goes back to OJ
kog-am- 'id.', but presents many problems quite apart from Martin's comparison.
It has generally been treated as a secondarily voiced counterpart of kak- 'scratch;
scrape back and forth', but this is probably little more than a phonetically so-
phisticated folk etymology. Also somehow involved here is OJ kayi 'rudder'
which eventually is to be traced to an old loan from some form cognate with
Turkish qayiq 'boat', Oirot qayiq 'oar' (cf. Sinor 1961:163ff.); the proto-Korean-
Japanese were probably far more at home on the water than they were in it. On
reconstructing OJ kayi rather than kai, Murayama (107) remarks, 'ein kai hatte
lautgesetzlich kd [i.e. OJ ke] ergeben miissen'.
237. THAT. OJ so(-re) 'that (near you)'. Cf. 198 above.
239. THING. OJ koto (Ono 234). The OJ 6/a ablaut variation, 'the most com-
mon in the language' (Ono 1953b:49), makes possible the association of OJ
k6t6 and OJ katar- 'tell'.
240. THIS. OJ kd(-re) 'this' (Ono 244).
242. 1TIME. OJ toki 'time when' (Ono 254).
244. TORTOISE. OJ kame (Ono 240).
246. TWIST. OJ yor- (Ono 273).
247. TWO. The vocalization of OJ ture 'companion' can be recovered on the
basis of the membership of the verb tur-u 'to accompany' in that class of OJ
verbs with -e- in certain forms (cf. fn. 14).
250. VAST. J obi-tadasi- 'be extreme(ly many)', attested as early as texts of the
second half of the 10th century, is the result of an irregular process of develop-
ment but nevertheless somehow related to the morpheme otherwise generally
appearing as J oo- 'be many' < OJ oFo- 'great'; in obi- the OJ intervocalic -F-
has been voiced rather than, as regularly happened, disappearing in the course
of the development of the long vowels of Middle Japanese.
251. WAIST. OJ k6si (Ono 244), contrasting with OJ kos-i- 'pass it through
(Ono 243).
253. 2WALK. OJ kayoF- 'go to and fro'. But J aruk- cannot be directly used in
comparisons, since it is a later changed form with secondary -u- vocalization;
OJ had arik-.
256. WASHTUB. OJ taraFi.
257. WATER. OJ had both mitu and midu; but OJ moi 'drinking water'
should be corrected to OJ moFi.
261. WIDE. OJ n6b(i)- 'stretch, grow'.
265. YEAR. OJ tosi.
Martin's 'Supplementary list' (his 266 through 320) includes a number of
etymologies which are for one reason or another to be treated with greater than
normal caution. To avoid piling questions up on questions, OJ data involving this
group of comparisons have not been introduced into the discussion of sound
correspondences which concludes this paper; however, since this 'Supplementary
list' contains a number of important words, I complete these remarks by giving
here the relevant OJ information for these also.
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OLD JAPANESE PHONOLOGY AND KOREAN-JAPANESE RELATIONSHIP 295
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296 LANGUAGE, VOLUME 43, NUMBER 1 (1967)
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OLD JAPANESEPHONOLOGYAND KOREAN-JAPANESERELATIONSHIP 297
kel- 'be fertile', OJ koy- 'get fat, flavorful', KJ *kwer-; and FILTER IT, K keli-,
OJ kos-, KJ *kweS-.KJ *ye regularly gave OJ e, whether in the environment
(Martin's 16a) where the Korean reflex is i or in the environment (Martin's
16b) where the Korean reflex is zero; BAMBOO is an example of the former, and
for the latter BRUSH, CLAW, FIELD, LIQUOR, TORTOISE, and MOUNTAIN may be
cited. But KJ *ywe is necessary in order to account for the reflex as OJ e in HOUSE,
K cip, OJ iFe < *yiFe, KJ *jipywe; and FRONT, Kaph < alph, OJ maFe, KJ
*alpxy we.
3. KJ *o > K o, OJ 6 was the usual and most ordinary development, attested
in many sets of cognate words, including ALTHOUGH, 2TIME, 3PLACE, DIRECTION,
PUT ASIDE, THAT, THIS, TWIST, and YEAR. But we must also reconstruct the
sequence KJ *wo, which gave K o, OJ o, in order to account for FAT, MK pulo-
'be inflated', OJ Futo- 'be fat', KJ *pulwo-. Another pattern of regular develop-
ment is probably indicated by the correspondence KJ *yo > K o, OJ i, in BODY,
K mom, OJ mi, although it is dangerous to generalize on the basis of this single
example. Also apparently following a regular pattern of development is the
combination KJ *yo in the case of DIRT, K hilk, dial. halk < MK holk 'dirt', OJ
kita-, 'be dirty', KJ *xyola; and also in CLEAN, K ka < MK kay- (?) < *koy-
'clear up', OJ kiyo- 'be clean', KJ *kyo- (this last is however from Martin's
'Supplementary list').
4. KJ *5 regularly developed into OJ 6; the Korean reflexes are extremely
complicated, chiefly K a < o, e < o, and i(/a) < o. For OJ 6 from KJ *6 we may
cite SIMILAR, RIDE, 2PLACE, ENJOY, LATE, ONE, SOAK, and THIS. But we must also
reconstruct the sequence KJ *wo in order to account for the development as OJ
o in HOLD, K til-, OJ tor- 'hold, take in the hand'; and also for such relatively
late forms as OJ tori 'bird', in WM, going with K talk < MK tolk, KJ *tw6rkyi
'chicken', leaving Martin's original construction KJ *t6rkyi to account for the
otherwise generally attested and relatively earlier OJ tori 'id.', as for example
throughout M and the Nihon shoki.
In this paper OJ has been treated as if it were a perfectly uniform language,
but of course this was not the case. The last two sets of comparisons raise a num-
ber of interesting problems that involve the relationship of the standard OJ
ing' < yuFu + kata, where the final element is kata 'direction'. Unraveling all
the etymological connections here poses several major unsolved problems, but what seems
to have happened, in general terms, is that an early *nok 'direction' developed in two differ-
ent ways, either in two different languages or in two different dialects, and probably at two
different times, giving in the first set of changes KJ *yok going with K ccok 'direction',
(c)c?/,,k'in a row', and OJ yoko 'side, horizontal' (Martin's 64 DIRECTION);in the second set
of changes the original *n- initial developed differently before different vocalization, result-
ing ultimately in K nyekh 'direction' etc. The forms in the set represented by K ccok etc.
also, in still a third set of developments, underwent metathesis which resulted in K kyeth <
kySth,kyech 'side', alongside K keth, kecuk < MK kech 'face, surface, outside', cognate with
J kata 'direction', all going back to *k(Y)atx(a), *k(Y)acx(a) (Martin's 199 "SIDE). The
differences in vocalization here can also be traced in Japanese; with J kata compare J
koti-ra 'this side, direction; here', which probably incorporates the deictic OJ ko- 'this',
and goes back to the same etymon but in the shape *k(w)etx(i). Perhaps the same semantic
process, 'night' + 'direction' > 'evening', is to be traced in J yuube, non-standard Tokyo
yumbe 'last night', by identifying the -be element with OJ Fe 'direction, neighborhood'.
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298 LANGUAGE, VOLUME 43, NUMBER 1 (1967)
dialect, in particular that of the Nara area of government and cultural prestige,
with other non-standard OJ dialects. Japanese scholars generally refer to the
non-standard varieties of OJ as the Azuma dialects, with the term azuma < OJ
aduma 'east'. A major bundle of ancient dialect isoglosses separated a 'Western'
variety of OJ, the standard language, from this 'Eastern' variety, following
quite closely the modern dividing line between Shizuoka and Nagano Pre-
fectures on the one hand and Aichi and Gifu Prefectures on the other. Our
principal sources for those non-standard Azuma or 'Eastern' dialects are books
14 and 20 of the Man'yosha, which record a considerable number of poems in the
local OJ dialects originally found to the east of this line. A good deal of modern
Japanese scholarship has been devoted to the analysis of these written records,
and as a result we probably know more about some of the dialect distinctions in
8th century OJ than we do about many similar ones in some of the surviving
modern non-standard dialects.
For the verb which is the OJ cognate of K til- 'hold in the hand', the texts
show forms based on two different vocalizations of the verb base, OJ tor- and
tor-. In the Man'yoshi the form tor-i-, for example, occurs seven times and the
form t6r-i- twenty-six times; and tor-u does not appear to be registered in this
text at all, while t6r-u is found there eight times (Masamune 1931:714-7). In
the poems of the Nihon shoki the following forms occur:2'
with vocalization tor- with vocalization tor-
tori (42 [=50]) tori (35 [cf. 43])
itoramu (43 [ = 51]) t6re (51)
tori (96, twice) torase (51, twice)
-dori (96, twice) torasane (60)
isanatori (68)
torame (108)
torasu (108)
The non-standard Azuma or 'Eastern' dialect correspondences of OJ o and
OJ 6 have been studied in considerable detail by Fukuda,22and his findings help
21 The numbersin
parenthesesfollowingeach formare those of the Nihon shokipoems
as cited, for example,in Ono, and also in Tsuchihashiand Konishi 124-214.The textual
context and originalman'yoganatranscriptionfor each citation may be easily verifiedin
that edition. Glosses have been omitted since only the forms, not their meanings,are
relevantto the discussion,andbecausean attemptto translatethe citationsout of context
wouldin most casesinvolveconsiderablephilologicalexegesis.Numbersin squarebrackets
identify Nihon shokipoemsappearingalso in the Kojiki, with their numbersin that text
(ibid.,34-122);the equalsign is usedfor poemsappearingthereverbatim,and 'cf.' for close
textual parallels.Ono'sremarkson tor-/tor-in M 2.430are also important.
22 Most recently and in great detail by Fukuda (1965:273ff.,305-6). On the OJ dialects in
general see also Fukuda 1962.He is the 'Y. Hukuda' who is the author of the paper in English
(Fukuda1954),which attemptsto show that muchlate OJ sound-changewas a result of
contact betweenthe Azumaand the standarddialects; I know this work only from its
unsympatheticnotice in Haguenauer(640). Yokoyama (1950:83-6)discusses the mor-
phologyof the non-standardOJ texts in the Man'yosha;but since she transcribedall her
materialswith the five-vowelsystem of J, it is difficultto correlateher analysiswith the
languageof the texts.
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OLD JAPANESE PHONOLOGY AND KOREAN-JAPANESE RELATIONSHIP 299
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300 LANGUAGE, VOLUME 43, NUMBER 1 (1967)
and # (or initial?) in the phonetically written OJ portions of the Kojiki has
already been noted. Unfortunately a large proportion of the words for which he
is able to cite convincing philological evidence for earlier OJ /si/ are place-
names, personal names, or god names, and hence they are virtually impossible to
verify or even to consider on the comparative level. For a number of other words
he finds a good deal of uncertainty on the part of the Kojiki scribes, who tend to
waver between /si/ and /si/. Among the cases where the records show scribal
indecision between i and z are the forms sita 'lower side', si-ga 'self', isi 'rock',
asi 'foot', and the verbal suffixal sequences -r-as-i 'seems to be' and -m-as-i
'if [it] were so [but it is unlikely]', which are most often written with /si/; sir6
'age, generation, period', kasi 'oak', siFo 'salt', and sise- 'die', evenly divided be-
tween i and i;23and sisi 'wild boar', which is written twice as sisi, twice as sisi.
Finally, sid-u- 'hanging down', siba 'brushwood, firewood', and sima 'island',
are written sid-u-, siba, and sima more often than they are written sid-u-, siba,
and sima.24For BRUSHWOOD Martin constructs KJ *syibxa on the basis of K
seph < MK sip and J siba. For ISLANDhe reconstructs KJ *sYyima, with the
'sporadic palatalization' phoneme *Y, on the basis of K sim < MK syem and J
sima. The forms OJ siba and sima can be accounted for by the reconstructions
*swibxa and *sYwima, and it is easy to see how subsequent changes, parallel to
those postulated above for *tw6rkyi'bird', led to the development of the forms
siba and sima. An original *swibxa, which underlies the form siba of the Kojiki,
first underwent assimilation of its initial sequence to become *syibxa, the form
underlying the siba of the other OJ written records. In the word for ISLANDthe
changes were parallel, but complicated by the presence of the 'sporadic' *Y,
whose 'sporadicity' probably resulted from its own assimilation to the following
semi-vowel; *sYwima > OJ sima and MK syem, but after assimilation giving
*sYyima > OJ sima, and then after further assimilation, in which *Yy simpli-
fied to *y, becoming *syima which regularly produced K sem. It is interesting to
note that two other words in which Martin reconstructs this same *Y appear
following KJ *p- which developed into OJ F- -in other words, in one of the other
environments for which from the Kojiki materials Mabuchi attempts to recon-
struct the OJ o/6 distinction; but unfortunately none of these three words, STAR,
BONE, and RICEPLANT, is attested in sufficiently antique glosses to permit involv-
ing the OJ written records on the level of its lexical comparison with Korean.
REFERENCES
ARISAKAHIDEYO.
1944. Kokugoon'inshino kenkyu. Tokyo, Sanseid6.(Rev. ed., 1957.)
- . 1955.Jodai on'inko.Tokyo, Sanseido.
BAILEY,DONC. 1960. Early Japaneselexicography.MonumentaNipponica16.1-52.
DICKINS,F. VICTOR.1908. The makura-kotoba of primitiveJapaneseverse. Transactions
of the Asiatic Society of Japan 35.4:1-113.
FIUKDAYOSMSUKE.1954. A study of the formationof the Easterndialect in the Nara
'8 Mabuchi 1957:76; I reproduce the data from his tabular summary on the top of this
page, omitting proper names and god names, and also the forms kitasi and ofo-gitasi (sic),
for which I am unable to supply a translation gloss.
24Ibid. On OJ sima < sima, see also Mabuchi, 80.
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OLD JAPANESEPHONOLOGYAND KOREAN-JAPANESERELATIONSHIP 301
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302 LANGUAGE, VOLUME 43, NUMBER 1 (1967)
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