158 Bautista v. Commission On Elections20210424-14-101iams
158 Bautista v. Commission On Elections20210424-14-101iams
158 Bautista v. Commission On Elections20210424-14-101iams
SYNOPSIS
SYLLABUS
6. ID.; ID.; ID.; ID.; ID.; VIOLATED IN CASE AT BAR. — However, the
COMELEC did not give Bautista such opportunity to explain his side. The
COMELEC en banc issued Resolution Nos. 5404 and 5584 without prior notice
and hearing. We cannot ignore the importance of prior notice and hearing.
Severe consequences attach to the COMELEC Resolutions which not only
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ordered the cancellation of the certificate of candidacy of Bautista but also the
annulment of his proclamation as Punong Barangay. What is involved here is
not just the right to be voted for public office but the right to hold public office.
. . . A summary proceeding does not mean that the COMELEC could do away
with the requirements of notice and hearing. The COMELEC should have at least
given notice to Bautista to give him the chance to adduce evidence to explain
his side in the cancellation proceeding. The COMELEC en banc deprived
Bautista of procedural due process of law when it approved the report and
recommendation of the Law Department without notice and hearing.
7. ID.; ADMINISTRATIVE LAW; ADMINISTRATIVE PROCEEDINGS; DUE
PROCESS; EXPLAINED. — This Court has explained the nature of due process in
Stayfast Philippines Corporation v. NLRC: "The essence of due process is simply
the opportunity to be heard, or as applied to administrative proceedings, an
opportunity to explain one's side or an opportunity to seek a reconsideration of
the action or ruling complained of. A formal or trial-type hearing is not at all
times and in all instances essential. The requirements are satisfied where the
parties are afforded fair and reasonable opportunity to explain their side of the
controversy at hand. What is frowned upon is absolute lack of notice and
hearing. " . . . The opportunity to be heard does not only refer to the right to
present verbal arguments in court during a formal hearing. There is due
process when a party is able to present evidence in the form of pleadings.
12. ID.; ID.; ID.; ID.; COMELEC CANNOT PROCLAIM AS WINNER THE
CANDIDATE WHO OBTAINS THE SECOND HIGHEST NUMBER OF VOTES IN CASE
THE WINNING CANDIDATE IS INELIGIBLE OR DISQUALIFIED. — It is now settled
doctrine that the COMELEC cannot proclaim as winner the candidate who
obtains the second highest number of votes in case the winning candidate is
ineligible or disqualified. The exception to this well-settled rule was mentioned
in Labo, Jr.v. Commission on Elections and reiterated in Grego v. COMELEC. ETHIDa
13. ID.; ID.; ID.; SUBSEQUENT FINDING BY THE COMELEC EN BANC THAT A
CERTAIN CANDIDATE IS INELIGIBLE CANNOT RETROACT TO THE DATE OF
ELECTIONS SO AS TO INVALIDATE THE VOTES CAST FOR HIM. — Although the
COMELEC Law Department recommended to deny due course or to cancel the
certificate of candidacy of Bautista on 11 July 2002, the COMELEC en banc
failed to act on it before the 15 July 2002 barangay elections. It was only on 23
July 2002 that the COMELEC en banc issued Resolution No. 5404, adopting the
recommendation of the COMELEC Law Department and directing the Election
Officer to delete Bautista's name from the official list of candidates. Thus, when
the electorate voted for Bautista as Punong Barangay on 15 July 2002, it was
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under the belief that he was qualified. There is no presumption that the
electorate agreed to the invalidation of their votes as stray votes in case of
Bautista's disqualification. The Court cannot adhere to the theory of respondent
Alcoreza that the votes cast in favor of Bautista are stray votes. A subsequent
finding by the COMELEC en banc that Bautista is ineligible cannot retroact to
the date of elections so as to invalidate the votes cast for him.
14. ID.; ID.; ID.; IN CASE THE ELECTED PUNONG BARANGAY FAILED TO
QUALIFY, THE HIGHEST RANKING SANGGUNIANG BARANGAY MEMBER SHALL
TAKE HIS PLACE. — Since Bautista failed to qualify for the position of Punong
Barangay, the highest ranking sangguniang barangay member, or in the case of
his permanent disability, the second highest ranking sangguniang member,
shall become the Punong Barangay.
DECISION
CARPIO, J : p
The Case
This is a petition for certiorari and prohibition with a prayer for the
issuance of a temporary restraining order to nullify Resolution Nos. 5404 and
5584 of the Commission on Elections ("COMELEC") en banc. Resolution No.
5404 1 dated 23 July 2002 ordered the deletion of Raymundo A. Bautista's
("Bautista") name from the official list of candidates for the position of Punong
Barangay of Barangay Lumbangan, Nasugbu, Batangas ("Lumbangan") in the
15 July 2002 elections. Resolution No. 5584 2 dated 10 August 2002 provided
for the policy of the COMELEC regarding proclaimed candidates found to be
ineligible for not being registered voters in the place where they ran for office.
The Facts
On 10 June 2002, Bautista filed his certificate of candidacy for Punong
Barangay in Lumbangan for the 15 July 2002 barangay elections. Election
Officer Josefina P. Jareño ("Election Officer Jareño") refused to accept Bautista's
certificate of candidacy because he was not a registered voter in Lumbangan.
On 11 June 2002, Bautista filed an action for mandamus against Election Officer
Jareño with the Regional Trial Court of Batangas, Branch 14 ("trial court"). 3 On
1 July 2002, the trial court ordered Election Officer Jareño to accept Bautista's
certificate of candidacy and to include his name in the certified list of
candidates for Punong Barangay. The trial court ruled that Section 7 (g) of
COMELEC Resolution No. 4801 4 mandates Election Officer Jareño to include the
name of Bautista in the certified list of candidates until the COMELEC directs
otherwise. 5 In compliance with the trial court's order, Election Officer Jareño
included Bautista in the certified list of candidates for Punong Barangay. At the
same time, Election Officer Jareño referred the matter of Bautista's inclusion in
the certified list of candidates with the COMELEC Law Department on 5 July
2002. 6 On 11 July 2002, the COMELEC Law Department recommended the
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cancellation of Bautista's certificate of candidacy since he was not registered
as a voter in Lumbangan. The COMELEC en banc failed to act on the COMELEC
Law Department's recommendation before the barangay elections on 15 July
2002.
During the 15 July 2002 barangay elections, Bautista and private
respondent Divina Alcoreza ("Alcoreza") were candidates for the position of
Punong Barangay in Lumbangan. Bautista obtained the highest number of
votes (719) while Alcoreza came in second with 522 votes, or a margin of 197
votes. Thus, the Lumbangan Board of Canvassers ("Board of Canvassers") 7
proclaimed Bautista as the elected Punong Barangay 8 on 15 July 2002. On 8
August 2002, Bautista took his oath of office as Punong Barangay before
Congresswoman Eileen Ermita-Buhain of the First District of Batangas. On 16
August 2002, Bautista again took his oath of office during a mass oath-taking
ceremony administered by Nasugbu Municipal Mayor Raymund Apacible.
In the instant case, the COMELEC en banc did not refer the case
to any of its Divisions upon receipt of the petition. It therefore acted
without jurisdiction or with grave abuse of discretion when it
entertained the petition and issued the order of May 2, 1996.
(Emphasis supplied)
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In this case, Election Officer Jareño reported to the COMELEC Law
Department Bautista's ineligibility for being a non-registered voter. The
COMELEC Law Department recommended to the COMELEC en banc to deny due
course or to cancel Bautista's certificate of candidacy. The COMELEC en banc
approved the recommendation in Resolution No. 5404 dated 23 July 2002.
A division of the COMELEC should have first heard this case. The
COMELEC en banc can only act on the case if there is a motion for
reconsideration of the decision of the COMELEC division. Hence, the COMELEC
en banc acted without jurisdiction when it ordered the cancellation of Bautista's
certificate of candidacy without first referring the case to a division for
summary hearing.
The Solicitor General submits that the COMELEC did not deprive Bautista
of due process. Bautista had the chance to be heard and to present his side
when he filed a letter to the COMELEC en banc requesting reconsideration of
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the Resolutions. 23
This Court has explained the nature of due process in Stayfast Philippines
Corporation v. NLRC: 24
The essence of due process is simply the opportunity to be
heard, or as applied to administrative proceedings, an opportunity to
explain one's side or an opportunity to seek a reconsideration of the
action or ruling complained of.
A formal or trial-type hearing is not at all times and in all
instances essential. The requirements are satisfied where the parties
are afforded fair and reasonable opportunity to explain their side of the
controversy at hand. What is frowned upon is absolute lack of notice
and hearing. . . (Emphasis supplied)
The opportunity to be heard does not only refer to the right to present
verbal arguments in court during a formal hearing. 25 There is due process
when a party is able to present evidence in the form of pleadings. 26 However,
the COMELEC did not give Bautista such opportunity to explain his side. The
COMELEC en banc issued Resolution Nos. 5404 and 5584 without prior notice
and hearing.
Respondents likewise submit that there was no need for presentation and
evaluation of evidence since the issue of whether Bautista was a registered
voter is easily resolved by looking at the COMELEC registration records. 28 This
reasoning fails to consider the instances where a voter may be excluded
through inadvertence or registered with an erroneous or misspelled name. 29
Indeed, if it was just a simple matter of looking at the record of registered
voters, then the COMELEC would not have included Section 7 (g) 30 in its
Resolution No. 4801. This Section allows candidates who are not registered
voters to be included in the certified list of candidates until the COMELEC
directs otherwise.
Rule 23 of the 1993 COMELEC Rules of Procedure provides for the twin
requirements of prior notice and hearing, as follows:
Rule 23 — Petition to Deny Due Course to or Cancel Certificates of
Candidacy
A summary proceeding does not mean that the COMELEC could do away
with the requirements of notice and hearing. The COMELEC should have at least
given notice to Bautista to give him the chance to adduce evidence to explain
his side in the cancellation proceeding. The COMELEC en banc deprived
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Bautista of procedural due process of law when it approved the report and
recommendation of the Law Department without notice and hearing. 31
On the other hand, under the Republic Act No. 2370, 34 otherwise known
as the Barrio Charter, a candidate for the barrio council 35 must be a "qualified
elector." Section 8 of the Barrio Charter reads:
Section 8. Qualifications for election to the barrio council. —
Candidates for election to the barrio council:
(a) Must be a qualified elector and must have been a resident of
the barrio for at least six months prior to the election; and
Thus, in the 1958 case of Rocha v. Cordis, 36 the Court held that a
candidate for an elective municipal office did not have to be a registered voter
in the municipality to qualify to run for an elective municipal office. Citing the
earlier case of Yra v. Abaño, 37 the Court ruled that the words "qualified elector"
meant a person who had all the qualifications provided by law to be a voter and
not a person registered in the electoral list. In the same vein, the term
"qualified" when applied to a voter does not necessarily mean that a person
must be a registered voter.
However, under the Local Government Code of 1991, 38 which took effect
on 1 January 1992, an elective local official, including a Punong Barangay, must
not only be a "qualified elector" or a "qualified voter," he must also be a
"registered voter." 39 Section 39 of the Local Government Code provides:
SEC. 39. Qualifications. — (a) An elective local official must be a
citizen of the Philippines; a registered voter in the barangay,
municipality, city, or province or, in the case of a member of the
sangguniang panlalawigan, sangguniang panlungsod, or sangguniang
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bayan, the district where he intends to be elected; a resident therein
for at least one (1) year immediately preceding the day of the election;
and able to read and write Filipino or any other local language or
dialect.
xxx xxx xxx
(g) If there are candidates who are not registered voters in the
barangay where they run for barangay or sangguniang kabataan
positions or do not possess all the other qualifications of a candidate,
he shall make the corresponding report by REGISTERED MAIL and by
RUSH TELEGRAM to the Law Department of the Commission within
three (3) days from the last day for filing the certificates of candidacy,
copy furnished the Provincial Election Supervisor and the Regional
Election Director. The names of said candidates, however, shall still be
included in the certified lists of candidates until the Commission directs
otherwise. (Emphasis supplied)
It is thus clear that the law as it now stands requires a candidate for
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Punong Barangay to be a registered voter of the barangay where he intends to
run for office.
Bautista admitted in his affidavit 40 dated 24 August 2002 that he was not
a registered voter of Barangay Lumbangan, thus:
AFFIDAVIT
That I, RAYMUNDO A. @ OCA BAUTISTA, of legal age, married,
Mechanical Engineer by profession, Filipino citizen and have been
residing at Sitio Calamundingan, Barangay Lumbangan, Nasugbu,
Batangas, after being duly sworn according to law depose and say:
1. That I was born at Barangay Tumalim, Nasugbu, Batangas, on
Match 15, 1954 and upon reaching the age of four (4) our family
transferred to Sitio Calamundingan, Barangay Lumbangan, Nasugbu,
Batangas and I have been permanently residing thereat since that time
up to the present, and this fact can be attested to by our immediate
neighbors.
2. That since the time I reached the age of majority, I have
participated both in the National and Local Elections up to the year
1995 and as matter of fact I ran for the Office of member of the
Municipal Council in the year 1992 Elections.
3. Sometime during the late part of the year 1995, I went to the
United States of America scounting (sic) for a good job but I was not
able to find one so I went home in the year 2000 but again believing
that I could land a job in the United States, I again went there but I was
not able to get a job therein and so I went back to the Philippines in the
year 2001 but I found out that my name was no longer included in the
list of registered voters at Barangay Lumbangan, Nasugbu, Batangas.
4. Sometime in the year 2002, I personally went to the Office of
the Local Election Registrar particularly talking to Miss Josefina P.
Jareño in order to register because as I know, to run for the Office of
Barangay Chairman, I have to be a registered voter in our Barangay.
5. However, I was denied registration because according to her,
her Office is not open for registration at any time and I should wait for
the General Registration and for that reason I was not able to register.
It is thus clear that Bautista was remiss in his duty to ensure his right to
vote and to be voted for public office. As early as 2001, he was already aware
that his name was no longer included in the roster of registered voters. Yet,
Bautista chose not to register anew that year despite his knowledge that he
needed to register as a voter in the barangay to run for the office of Punong
Barangay.
3. There was never an instance during the period starting June 1997 up
to December 26, 2001 when registration of voters for the
updating of the Voter's Registration Record had been undertaken
by the Commission on Elections on an "on again/off again"
system, did petitioner RAYMUNDO BAUTISTA come to our office
to check or ensure that he is still in the active list of voters of
Barangay Lumbangan, i.e., assuming that he was registered as a
voter thereof, in the first place;
4. The last day of registration of voters (new or transferee) had been
last December 26, 2001, and registration shall resume again, this
coming September 16, 2002. In the meantime, no general
registration nor special registration had been mandated by the
Commission on Elections (COMELEC, for brevity) between the
period December 27, 2001 until September 15, 2002;
5. I only met petitioner RAYMUNDO BAUTISTA for the first time when he
came to our office to file his Certificate of Candidacy last June 10,
2002, which was the last day set by the COMELEC for the filing of
Certificates of Candidacy;
xxx xxx xxx
Bautista was aware when he filed his certificate of candidacy for the office
of Punong Barangay that he lacked one of the qualifications — that of being a
registered voter in the barangay where he ran for office. He therefore made a
misrepresentation of a material fact when he made a false statement in his
certificate of candidacy that he was a registered voter in Barangay Lumbangan.
42 An elective office is a public trust. He who aspires for elective office should
not make a mockery of the electoral process by falsely representing himself.
The importance of a valid certificate of candidacy rests at the very core of the
electoral process. 43 Under Section 78 of the Omnibus Election Code, false
representation of a material fact in the certificate of candidacy is a ground for
the denial or cancellation of the certificate of candidacy. The material
misrepresentation contemplated by Section 78 refers to qualifications for
elective office. A candidate guilty of misrepresentation may be (1) prevented
from running, or (2) if elected, from serving, or (3) prosecuted for violation of
the election laws. 44
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Invoking salus populi est suprema lex, Bautista argues that the people's
choice expressed in the local elections deserves respect. Bautista's invocation
of the liberal interpretation of election laws is unavailing. As held in Aquino v.
Commission on Elections: 45
In fine, we are left with no choice but to affirm the COMELEC's
conclusion declaring herein petitioner ineligible for the elective position
as Representative of Makati City's Second District on the basis of
respondent commission's finding that petitioner lacks the one year
residence in the district mandated by the 1987 Constitution. A
democratic government is necessarily a government of laws. In a
republican government those laws are themselves ordained by the
people. Through their representatives, they dictate the qualifications
necessary for service in government positions. And as petitioner clearly
lacks one of the essential qualifications for running for membership in
the House of Representatives, not even the will of a majority or plurality
of the voters of the Second District of Makati City would substitute for a
requirement mandated by the fundamental law itself.
The Local Government Code provides for the rule regarding permanent
vacancy in the Office of the Punong Barangay, thus:
SEC. 44. Permanent vacancies in the Offices of the Governor,
Vice-Governor, Mayor, and Vice-Mayor. — If a permanent vacancy
occurs in the office of the governor or mayor, the vice-governor or vice-
mayor concerned shall become the governor or mayor. If a permanent
vacancy occurs in the offices of the governor, vice-governor, mayor, or
vice-mayor, the highest ranking sanggunian member or, in the case of
his permanent inability, the second highest ranking sanggunian
member, shall become the governor, vice-governor, mayor or vice-
mayor, as the case may be. Subsequent vacancies in the said office
shall be filled automatically by the other sanggunian members
according to their ranking as defined herein.
Since Bautista failed to qualify for the position of Punong Barangay, the
highest ranking sangguniang barangay member, or in the case of his
permanent disability, the second highest ranking sangguniang member, shall
become the Punong Barangay. 55
WHEREFORE, we DISMISS the petition. Petitioner Raymundo A. Bautista is
ineligible for the position of Punong Barangay of Barangay Lumbangan for not
being a registered voter of Barangay Lumbangan. The proclamation of the
second placer Divina Alcoreza as winner in lieu of Bautista is void. Instead, the
highest ranking sangguniang barangay member of Barangay Lumbangan shall
assume the office of Punong Barangay of Lumbangan for the unexpired portion
of the term.
SO ORDERED.
Footnotes
4. Sec. 7 (g) of COMELEC Resolution No. 4801 dated 23 May 2002 reads:
(g) If there are candidates who are not registered voters in the Barangay where
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they run for Barangay or Sangguniang Kabataan positions or do not possess
all the other qualifications of a candidate, he shall make the corresponding
report by REGISTERED MAIL and by RUSH TELEGRAM to the Law Department
of the Commission within three (3) days from the last day for filing the
certificates of candidacy, copy furnished the Provincial Election Supervisor
and the Regional Election Director. The names of said candidates, however,
shall still be included in the certified lists of candidates until the Commission
directs otherwise.
5. Rollo, pp. 147–148.
24. G.R. No. 81480, 9 February 1993, 218 SCRA 596, 601.
25. Domingo, Jr. v. Commission on Elections, 372 Phil. 188 (1999).
26. Trinidad v. COMELEC, 373 Phil. 802 (1999).
(d) vice barrio lieutenants, in such number as there are sitios in the barrio; or
where there are no sitios, one vice barrio lieutenant for every two hundred
inhabitants of the barrio: Provided, That no person shall be elected vice
barrio lieutenant unless he is a resident of the sitio he shall represent.
39. Similarly, under Article VI, Sections 3 & 6 of the 1987 Constitution, a senator or
a congressman must actually be a "registered voter" and not just a "qualified
elector" as provided under the 1935 Constitution.
40. Rollo, 60–61.
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41. Rollo, p. 64.
42. Rollo, p. 25.
43. Miranda v. Abaya, 370 Phil. 642 (1999).
47. G.R. No. 125955, 19 June 1997, 274 SCRA 481, 501.
48. Codilla, Sr. v. De Venecia, G.R. No. 150605, 10 December 2002; Trinidad v.
COMELEC, 373 Phil 802 (1999); Loreto v. Brion, 370 Phil. 727 (1999); Domino
v. COMELEC, 369 Phil. 798 (1999); Abella v. Commission on Elections, G.R.
No. 100710, 3 September 1991, 201 SCRA 253.
49. G.R. Nos. 105111 & 105384, 3 July 1992, 211 SCRA 297.
50. Supra note 48.