Sins of A Historian Perspectives To The
Sins of A Historian Perspectives To The
Sins of A Historian Perspectives To The
Sins of a Historian
ACADEMIC DISSERTATION
To be presented, with the permission of
the board of the School of Humanities and Social Sciences
of the University of Tampere,
for public discussion in the Lecture Room Linna K 103,
Kalevantie 5, Tampere
on September 23rd, 2011, at 12 o’clock.
UNIVERSITY OF TAMPERE
ACADEMIC DISSERTATION
University of Tampere
School of Humanities and Social Sciences
Finland
Cover design by
Mikko Reinikka
I have been lucky to have so many bright colleagues who have had direct and indirect
influence on my work. I am grateful to all of you. Colleagues from the department of
philosophy in Tampere, friends and colleagues from Helsinki University's department
of World Cultures and other universities, all the brilliant people involved with the
journal niin & näin, encyclopedia Logos and other activities of the Eurooppalaisen
filosofian seura r.y. and, of course, the members of the Concepta Board and HPSCG.
Here it is possible to mention just few of you by name: Jarkko S. Tuusvuori, Tuukka
Tomperi, Jukka Mikkonen, Antti Salminen, Jaakko Belt, Maria Valkama, Risto
Koskensilta, Ville Lähde, Mikko Pelttari, Hanna Hyvönen, Tapani Kilpeläinen, Jukka
Kangasniemi, Tere Vadén, Petri Koikkalainen, Jani Hakkarainen, Timo Vuorio ,
Tommi Vehkavaara, Petri Räsänen, Jani Marjanen, Toni Kannisto, Lotta Nelimarkka,
Julius Telivuo, Mathias Haegström, Helge Jordheim, Sinai Rusinek, Jeppe Nevers,
Nere Basabe, Margrit Pernau, Evgeny Roschin, Margrit Pernau, Jussi Kurunmäki, Jan
Ifversen, Kari Palonen and last, but not least, Henrik Stenius. I thank you all. Both the
learned world and social life has flourished with you.
The support I got from my mother and late father made this work possible. It is
impossible to exaggerate the importance of my wife, Johanna, whose encouragement
has kept me going. I am grateful also to her family. Many of the chapters of this work
has been written at the family summer cottage in Vålö and I would like express my
3
gratitude to Elisabeth, Anita and Tom. Finally, thanks to Kasper Dahlberg who never
stopped asking me when I shall defend my thesis.
This work has been financially supported by the Centre for Nordic Studies at the
University of Helsinki, Suomen Kulttuurirahasto and Tampereen yliopiston
tukisäätiö.
4
ABSTRACT
Anachronism is one of the central themes of the discipline of history. This study
discusses the problem anachronism from various perspectives. The main aim of the
work is to develop ways of identifying anachronisms.
In the firs part I discuss Quentin Skinner's methodological writings' relevance to the
problem of anachronism. Skinner's methodological ideas offer both important views
and a ground for further research on the topic. In this work I highlight some, partly
unnoticed, original insights of Skinner and partly develop his ideas further by pointing
out problems and offering a solution to them. The most important section is a re-
reading of Skinner's article (1969) "Meaning and Understanding In the History of
Ideas" in which Skinner presents a typology of anachronisms which is much richer
than has so far been noticed. I demarcate thirteen types of anachronisms instead of the
four that commentators usually notice and add four more form Skinner's other works.
I also highlight the fact that Skinner already in this article maintains that it is
impossible to get totally rid of one's contemporary perspective when studying the
past. I conclude that even though we are tied to the contemporary view it does not
follow that it is impossible to avoid all kinds of anachronism.
In the second part this is done by marking potential points of discontinuity in history
of concepts. For this I develop a framework which I call conceptual prism. Its
backbone is Wittgenstein's idea of family resemblance of concepts and I use W. B.
Gallie's and Quentin Skinner's ideas to fill in the details. Conceptual prism offers a
way to analyse concepts both on semantic and pragmatic levels which enables the
historian to notice conceptual changes on different levels. The advantages of the
conceptual prism are demonstrated by a case study on the concept of liberty. In
general I regard that such questions ––sometimes addressed by historians and
philosophers–– as how much changes a concept can go through and still remain the
same concept and how this can be determined are not informative. The main point is
to describe similarities and differences, and concluding whether the concept remains
the same or not, does not add any information.
5
However, I consider that the main tool for a historian who wishes to avoid
anachronisms is his or her imagination and that there is no universal method to avoid
anachronisms. Every model has to be reconsidered and challenged.
6
TABLE OF CONTENTS
1. INTRODUCTION .................................................................................................. 9
7
4.10.6. Danto’s Interpretation in Its Historical Context ........................................................................... 128
4.10.7 Conclusion – Regarding Anachronisms ............................................................................................. 132
5.5. CASE STUDY: NEGATIVE, POSITIVE AND REPUBLICAN CONCEPTS OF LIBERTY ........... 191
5.5.1 The Definition of Hobbes’s Negative Concept of Liberty in Leviathan ................................... 193
5.5.2. Definition of Thomas Hill Green’s Concept of Positive Liberty................................................. 196
5.5.3. Definition of Quentin Skinner’s Republican (Neo‐Roman) Concept of Liberty ................. 199
5.5.4. Three Concepts of Liberty: Continuities and Discontinuities. ................................. 201
5.5.5. The Weight of the Features of Hobbes’s Negative Concept ........................................................ 204
5.5.6. The Speech Act –Dimension of Hobbes’s Negative Concept ...................................................... 204
5.5.7. The Weight of the Features of T. H. Green’s Negative Concept ................................................. 206
5.5.8. The Speech Act Dimension of T. H. Green’s Negative Concept .................................................. 206
5.5.9. Weight of the Features of Quentin Skinner’s Republican Concept.......................................... 207
5.5.10. The Speech Act Dimension of Quentin Skinner’s Republican Concept ............................... 207
5.5.11. Paradigmatic Case or Tradition? ......................................................................................................... 211
8
The most usual ideological abuse of history is based on anachronism rather than lies.
– Eric Hobsbawm, “Outside and Inside History” (1997)
1. INTRODUCTION1
1.1. AIMS
This work is written both to historians who share an interest in theoretical and
philosophical issues of their discipline and to philosophers who are interested in
history of their discipline or some other kind of history. The topic of this thesis,
anachronism, is a central topic in the philosophy or theory of history. Some would say
that it is the question of historical studies since an anachronistic interpretation is
considered to be unhistorical. Anachronism is, indeed, mainly regarded as a problem,
a sign of failure in historical studies; but in some views anachronisms are not, at least
not necessarily, bad things. I will not take a stance on this matter, except to suggest
that anachronisms may be highly problematic, and that there is more in question than
pure, pedantic historical sanitation. The main aim of this work is to contribute to the
theoretical understanding and practices of people interested in understanding and
doing the history of philosophy, conceptual history and intellectual history in general.
My thesis is probably most useful to a scholar who wishes to find ways of avoiding
anachronisms. In this thesis, I suggest that even though it is obvious that we are bound
to our present there are still ways to avoid many kinds of anachronisms. It is a matter
of recognising the cases in which we pose the past in a form that would have been
alien to the period we are describing. To become better at this entails improving one’s
awareness of potential points of historical discontinuities. This is one way of learning
to avoid anachronism and it is the way that I develop in this thesis. The dissertation
also includes a short chapter on the question of how we are bound to the present, and
the implications of this for the historian’s efforts at trying to avoid anachronism. This
is an interesting and important question and deserves a longer, separate study. In what
follows below I argue that while it may be impossible to know for certain if an
interpretation is free of anachronism, it does not follow that it could not be, in some
plausible sense of the term, unanachronistic. At the least, it is possible to formulate
short descriptive sentences about the past which past actors could easily accept as
correct descriptions of their eras and thoughts. It does not follow from this that those
1
An earlier version of the chapter ”A Case Study: Danto on Nietzsche” was published in Rivista di
Estetica (1/2009) under title ”Philosophical Exercise. Arthur Danto on Nietzsche”. It is republished
here with kind permission of Roseberg & Sellier. Parts of the chapter Quentin Skinner’s Philosophy of
Meaning and Basic Concepts are included in my article ”Mark Bevir on Skinner and the 'Myth of
Coherence'” in Intellectual History Review 21(1) 2011: 15-26. They are published here with kind
permission of Routledge.
9
descriptions would be objective in the sense that they were not formulated from the
perspective of someone. But to admit this does not mean that they are anachronistic.
“Unanachronistic” and “objective”, I argue, are two different categories.
When assembling heuristic tools for historians I will rely primarily on Quentin
Skinner. Ludwig Wittgenstein and W.B. Gallie also will have a strong presence,
especially in the final part of my work. In this work I lean strongly on so called
ordinary language philosophy. This is, of course, not the only possible alternative.
Hans-Georg Gadamer and hermeneutical philosophy in general could provide a
fruitful point of departure.2 One might also try to combine these alternatives, but the
philosophical gap between them might be too wide.3 In the first half, I will draw
solely from Skinner and explain how his ideas can help us trace anachronisms or
improve our understanding of them. I suggest that Skinner’s methodological ideas
offer some important clarifications for our understanding of anachronisms at the
theoretical level, as well as some more practical advice on how to avoid
anachronisms. Perhaps Skinner’s main theoretical insight is that he notices that
anachronism is unavoidable, and even necessary, to any understanding of the past
when approached from a modern perspective. But this does not create a total barrier
between us and the past: we do enjoy an ability to mark many differences between the
past and the present. I have denominated this insight in terms of anachronism as “sin,”
and anachronism as “original sin”. These demarcations are related to the notions
mentioned above that some forms of anachronisms may be avoidable. To some
extent, we always speak from our present point of view, which means that our view of
the past is anachronistic. These distinctions remind us that sins are something that we
are able to avoid by our choices, but that original sin is our unavoidable existential
condition. Another point that can be made by using Skinner may be obvious, but is
2
For example, Simo Knuuttila has taken this road. See e.g. Knuuttila 2006.
3
I thus agree with Martin J. Burke's hesitation on the possibility to build a bridge between these two
perspectives. See Burke, M. J. 2010, 151. Simo Knuuttila also points to possible difficulties of
combining different perspectives when discussing Jaakko Hintikka's approach to history of philosophy
and hermeneutic philosophy: "the difference is not merely a matter degree–it is associated with
differing views of language as a whole and of the conditions of understanding." Knuuttila 2006, 98.
10
still often missed. This is that historians’ own interests determine the kind of meaning
that is recovered. Accordingly, different types of meaning are liable to different kinds
of anachronisms. For example, if one’s concern is not to recover actors’ intentions it
is not be anachronistic to forget about them, as long as it is clear that what is being
described are not the intentions of past agents. Thus it becomes very important to
recognize different types of anachronism and the relevant context for each type. The
first part of this work interprets other methodological views of Skinner and seeks to
relate them to the issue of anachronism. However, it should be emphasised that when
I am describing, using and developing Skinner’s thought, I am not considering such
matters as how appropriate, or accurate, his interpretations of the work of such
philosophers as J.L. Austin and others might be.
The second part of this thesis concentrates on conceptual history. I devote a relatively
large space to conceptual history because an awareness of the historical nature of
concepts is necessary to any kind of intellectual history if one wishes to avoid
anachronistic interpretations. At the same time it has to be kept in mind that
conceptual history is itself always on the verge to become anachronistic. I offer a
complimentary approach to conceptual history. This approach could help a
(conceptual) historian avoid certain kinds of anachronisms. Concepts or their
meanings can be analysed into smaller units in an infinite number of ways. The
popular idea that a concept’s meaning is simply its definition (more or less according
to a dictionary) is not sufficiently sensitive to important historical changes in a
concept’s meaning which may take place, e.g. on a level of the concept’s application
to the world, its normative load, or how different features of a definition are
emphasized. In the second section of this work I rely less on Skinner and more on
Wittgenstein and W. B. Gallie. Here I attempt to develop a framework, or point of
view, that can be used to track discontinuities (and continuities) in the different levels
of meanings of concepts. I also demonstrate the power of these approaches, by
applying them in two case studies. In regard to the three major thinkers mentioned,
my contribution to Skinner studies is more important than my contribution to
Wittgenstein and Gallie studies. In the case of Skinner, I take a strong stance on
certain debates over his work. However, contribution to discussions of Gallie’s work
is more modest. In the case of Wittgenstein, I simply allude to some of his work
without entering into any deeper discussion. The more thorough analyses of Skinner
and Gallie reflect the fact that their work has already been discussed, and to some
extent also applied, in terms of the general subject of this work. Discussions about
them are part of the general, everyday debates among intellectual and conceptual
historians. Within those arenas, however, Wittgenstein is more seldomly discussed.
11
In brief, although I am fully conscious that it is impossible to avoid anachronisms
totally, I do try to discover what can be done to avoid anachronistic interpretations of
the past, and also offer heuristic tools that can help to achieve this end.
In the first chapter I will give reasons why the issue of anachronism is a significant
question (not only to historical purists) and lay out the general framework of debates
on this matter. In so doing I first refer to Eric Hobsbawm’s ideas, which I find crucial.
I also rely on Hans-Johan Glock’s What is Analytic Philosophy? (2008) in which he
considers some basic demarcations regarding anachronism. Although he does so in
the context of analytic philosophy, I believe that his discussion also has a more
general relevance in identifying certain basic issues at hand.
12
Ideas”. Moreover, I find Steffen Ducheyne’s suggestions about making more precise
or detailed distinctions when comparing concepts, and tabulating these features in
order to make the similarities and dissimilarities visible, to be very promising The
framework which I suggest in the latter part of the work could, perhaps, be seen as an
attempt to carry Ducheyne’s ideas forward.
Next, before taking a close look at what Quentin Skinner says explicitly about
anachronisms in his article “Meaning and Understanding in the History of Ideas”
(1969)--still one of the basic point of departures whenever anachronisms are
discussed--I present a sort of “Skinner dictionary.” This covers a selection of
methodological and philosophical issues that he has written about which I consider to
have relevance to the main topic. This section includes a number of subsections
whose titles remind the reader that to study anachronism as an interpretative problem
means involving oneself in a set of philosophical issues or questions. Among these
are: what is rationality; what is a concept and what is its relation to the world; what is
meaning, etc. In this section, I refer mainly to the latest revised versions of Skinner’s
articles. Since my aim is to develop an interpretation of his work which is useful in
understanding and avoiding anachronism, I only occasionally spend time with such
historical questions as what are the ways, and to what extent, Skinner may have
changed his mind on these and related matters over the years.4 Some of the themes
that I discuss help to clarify the concept of anachronism on the theoretical level; some
are useful in avoiding certain kinds of anachronisms; and some of the themes serve to
legitimate certain kinds of historical studies, e.g. conceptual history. After the more
general section on Skinner’s philosophical views, I provide a close reading of
“Meaning and Understanding in the History of Ideas”.5 As one of the most cited texts
in discussions regarding anachronisms, it deserves special attention. I find it strange,
that some of the important distinctions and ideas it presents have gone without notice
in the forty years since its publication. Thus it deserves a careful re-reading.6 The text,
which Skinner himself has described as a “terrorist attack” 7 is composed in a
deliberately polemical style and offers some wonderful slogans for readers to seize
4
Two interesting attempts to track changes in Skinner’s revised versions of his earlier articles in Vision
of Politics vol. 1 have been recently written by Robert Lamb. See Lamb 2009a and 2009b. Although I
do not totally agree with Lamb, these are indeed valuable articles and are so far the most convincing
pieces on the issue.
5
In this chapter, I am reading Skinner’s article in its original form, not the revised version published in
Visions of Politics (2002). This is the piece that still continues to be in the centre of discussions when
scholars discus Skinner’s views on anachronisms. Skinner has rather recently stated that he still agrees
with the views he stated in “Meaning and Understanding” concerning the idea of projecting our own
questions onto past times (Skinner 2001, 49–50) and also it is the original version, and not the revised
one, that is standardly referred to.
6
I do not pay equal attention to all parts of the article, but I read certain parts of it more carefully than
has been done before.
7
Skinner 2002a, 39.
13
upon. Remarks like “We must learn to do our own thinking ourselves”8 or“[N]o agent
can eventually be said to have meant or done something which he could never be
brought to accept as a correct description of what he had meant or done”9 have been
repeated time after time in numerous commentaries. Among philosophers, the most
widely read article that includes them appears to be Richard Rorty’s “The
Historiography of Philosophy: Four Genres.” 10 Here Rorty contrasts “Skinner’s
constraint” with the so called methodology of rational reconstruction. Unfortunately,
philosophers have a tendency not to go back to Skinner’s original piece, and some
have made rather dubious conclusions about Skinner’s conception of anachronisms by
relying only on Rorty. These formulations have taken on a life of their own and, when
taken out of context, have probably caused misconceptions rather than familiarised
researchers with the original text. In my analysis of Skinner’s article, I attempt to go
beyond these slogans and to focus carefully on what was said about anachronistic
interpretations. I try to provide a reading of the original text that will be helpful in
regard to the question what does Skinner have to say about anachronism, one which,
hopefully, may help historians in their quest. I present a kind of reconstruction,
perhaps a ‘rational reconstruction’, of Skinner’s typology of anachronisms. This
typology could be used as a checklist, or as thought-provoking material to ponder,
when discussing anachronism.
The second part of this chapter handles the type of anachronism that I denominate as
“original sin”. By this term I refer to the fact, which Skinner emphasizes, that it is not
possible to escape one’s modern perspective totally, and that in order to understand
any past text, one must approach it from the point of view of a “preconvinced
paradigm”. This is a point that has gone almost completely unnoticed in the scholarly
literature, partly because Skinner does not develop this idea much further. Despite
this, I will try to answer the question that follows from the fact that we are
inescapably tied to the present: in what respect are our interpretations of the past
always anachronistic? My answer is again a (re)construction from Skinner’s text.
Following the chapter on Skinner, I present a case study in which I try to employ
some of his ideas. The aim is to demonstrate the usefulness of the methodological
views described in the previous discussion. The case study is examined from the point
of view of the Skinnerian typology of types of anachronisms, and the subject is
chosen to provide illumination on the general theme of this work. The case study
includes three different, interrelated issues. The first is an analysis of Arthur Danto’s
interpretation of Nietzsche in his Nietzsche as Philosopher.11 Please note that my aim
8
Skinner 1969, 66.
9
Skinner 1969, 48.
10
Rorty 1984.
11
Danto 1980.
14
is not to give an historical interpretation of Nietzsche, but of Danto. The second issue
is Victorino Tejera’s interpretation of Danto and his historicist criticism of Danto. I
shall evaluate Tejera’s argument in the light of his own interpretative demands. When
comparing my interpretation of Danto to that of Tejera’s, I conclude that the latters’
historicist programme is at odds with his criticism of Danto since it misses the
historical context of Danto’s work. This serves to remind us that avoiding
anachronistic interpretations is a demanding job, and that a self-proclaimed
anachronism-avoiding historicist can be constantly on the verge of slipping onto the
other side. The third section of the case study is a preliminary piece of conceptual
history. It includes a short history of the concept of ‘rational reconstruction,’ and how
it shifted from the context of the philosophy of science into discussions concerning
the historiography of philosophy. When writing this history I refer to the concepts of
‘rational’ and ‘historical reconstructions’ as methods of historiography which I also
mention briefly in the next section. I suggest that the way Richard Rorty and a few
others use the concept of rational reconstruction as a method of historical
interpretation causes confusion rather than helps us understand the nature of
historiography. I end this section by considering how the Skinnerian typology of
anachronisms relates to Tejera’s and my interpretation of Danto. Thus I hope to
demonstrate that the methodology used can help to avoid, or at least criticize,
anachronistic interpretations.This can offer valuable insights into history and provide
critical perspectives for subsequent debates.
After the case study I move into the field of conceptual history. The point of the
second part of this work is to build up a model that is of practical use when trying to
track down historical discontinuities in conceptual history, and thus avoid
anachronisms. My argument is that in order to avoid anachronisms in conceptual
history, the more versatile the analysis of the meanings of concept studied is, the more
likely it is to be able to avoid anachronisms. My analytic heuristic is an effort to add
more dimensions to conceptual analysis within conceptual history. It should be noted
that my aim is not to make ontological claims about concepts, nor is it to offer a
general definition of the concept of ‘concept’. I believe that the concept of concept is
itself an essentially contested concept and we can offer more or less fruitful
treatments of the matter. In this work I suggest that a framework, which I call a
conceptual prism, offers a new way of looking at concepts in history, and that this
point of view can be useful. This framework is a combination of three different
theories, which I am adapting and applying rather freely. I draw insights from W. B.
Gallie’s construal of essentially contested concepts, Wittgenstein’s notion of family
resemblance, and Quentin Skinner’s analysis of three different levels of conceptual
disagreements. At certain points, I take a positive position with regard to the question
of whether these theses hold true as general theses, but at base I argue that regardless
of the general truth value of the essentially contested concepts or the family
15
resemblance theses, they do offer an analytic insight into the structure of concepts.
This insight is especially fruitful when analysing conceptual continuities and
discontinuities. Despite my somewhat ambivalent attitude towards the general truth
value of the three theses that I discuss, I regard the truth value of two contesting
alternatives--so-called restrictivism and the concept/conception distinction--have
relevance to my thesis since they have problematic implications on conceptual
history. Thus I shall discuss them and give reasons why the conceptual historian
should discard them.
In the following chapters all three theses (Gallie’s, Wittgenstein’s and Skinner’s) are
described, their assumed rationality or justification is explicated, and some recent
applications are presented, although single applications which would take into
account all levels in Skinner’s scheme do not seem to exist. In this section I discuss
Skinner in less detail than Gallie and Wittgenstein, since the former’s relevant views
have already discussed in the first part of this work. In my discussion of Gallie, I
agree with him that there are essentially contested concepts. I argue against
interpretations of Gallie's thesis which claim that a contested concept is contested all
the time without moments of decontestation, or that maintain that concepts are
contested due to their abstract nature, regardless of alterations within historical
situations. Yet in the finalanalysis, when one judges the usefulness of Gallie’s thesis
for the historical analysis of concepts, the question of whether there are or are not
such concepts which are being contested all the time does not matter. It is the
structural analysis of why a concept is, or at least can be, contested that is the relevant
feature of his thesis.
For the reasons explained above, I spend some time discussing critically so-called
restrictivism and the ‘concept/conception’ distinction which are rival theories to
Gallie’s. Both of these theories (I regard the latter as a bastard child of the former) are
quite influential among philosophers, and some conceptual historians pay heed to
them as well. I argue that these approaches go in the wrong direction when they
demand that rational discussion about a given concept, e.g. "liberty", presupposes a
common conceptual core. The mistake is made worse if one starts supposing that
historical lines of discussion on for example the concept of liberty have to be
represented in this way. Alternatively, if taken seriously, restrictivism or the
concept/conception distinction would force the historian to dwell on so high a degree
of abstraction that losing touch with historical reality and agents would become not
only a risk but also a necessity. I also deal with Terence Ball’s critique of Gallie,
since Ball is a professed practitioner of conceptual history; I conclude that his critique
is also a misstatement based on false assumptions about communication and
rationality. I argue that Ball’s approach to the relations of concepts, communication
and rationality should be disregarded.
16
After explicating the assumptions behind each theoretical component of a conceptual
prism, in the following chapter I perform a synthesis and produce a tool: a
multidimensional meaning structure. I then try to demonstrate its applicability with a
case study. Since the case study’s main aim is to demonstrate the utility of the
conceptual prism, the aim of producing new historical information is only a secondary
aim, I have not paid great attention to the historical sources. I view three articulations
of the concept of liberty through the conceptual prism, namely Thomas Hobbes’s,
Thomas Hill Green’s and Quentin Skinner’s articulations of different concepts of
liberty. A thorough historical study would need more sources and fuller coverage, but
here I rely, in all the cases, very much on the historical studies of Quentin Skinner.
So, the case study may be regarded as more of a study of Skinner’s interpretations of
the first two than a detailed historical account of them. I suggest that the analysis
demonstrates that these three concepts of liberty do not share a single shared feature,
which would deserve to be titled ‘common core’, unless one moves to a very abstract
level, e.g. maintaining only that each articulation is also a political act. This, however,
could hardly be called a core, since it would not demarcate the concept of liberty from
any other politically used concept (when the political speech act dimensions of each
concept are analysed in more detail, they do not even share a common core, though
the informative value of this feature grows significantly). I also argue that this lack of
a common core does not stop us seeing how these three different concepts of liberty
are part of a continuum, a tradition, and how the comments by Green on Hobbes, and
by Skinner on both Green and Hobbes are nevertheless rational. It is also obvious that
there is some kind of understanding of each other, though of course, Hobbes did not
know what the future would be like and was not acquinted to Skinner’s or Green’s
work. Likewise it would not make sense to say that Green knew Skinner. However,
because Skinner’s concept of republican liberty has its historical origins in ancient
Rome, as well as in the exact historical and political context of Hobbes, there is also
an interesting relation between Skinner and Hobbes. One could actually maintain that
Hobbes did recognize the republican concept of liberty, though there may well have
been changes in it before Skinner discusses it over three hundred years later.
17
history, etc. Intellectual history consists not only of a wide scope of interests or
objects of study, but also a wide range of approaches and methodologies
At this point I shall not say much about the history of philosophy, but will discuss it
more extensively in the following chapter. I regard the history of philosophy as a sub-
category of intellectual history. By this I do not wish to say that the history
philosophy is, or is not, anything unique, that there is nothing in addition to the
subject matter that makes it different from other strands of intellectual history. While
conceptual history is a more specified form of historical studies (though still a
divergent field), the history of philosophy is not a special form of historical studies in
the sense that it cannot be characterised not even by a loose set of methodological
18
strategies. The history of philosophy may take almost any approach to the subject
matter, conceptual history being indeed one them.12
12
A paradigmatic example of how the history of philosophy may take the form of conceptual history is
J. Ritter, K. Gründer, G. Gabriel (edts.) Historisches Wörterbuch der Philosophie (12 volumes).
19
2. TO BE OR NOT TO BE ANACHRONISTIC?
The word anachronism comes from the Greek words ana (against) and chronos
(time). The basic modern meaning is an error in chronology, but as I hopefully will be
able to demonstrate, in regard to anachronistic interpretations of history this definition
is too imprecise because not all errors in chronology should be called anachronisms.
Herman L. Ebeling suggests that ‘anachronism’ “acquired its modern currency” in the
sixteenth century in Joseph Justus Scaliger’s work De Emendatione Temporum. In
that text Scalinger corrected a number of chronological errors that had been made in
the study of ancient history and used the word “anachronism” to describe certain
errors which included a misplacing of persons or events in time.13 In general the
historian’s sensitivity to or consciousness of the fact that the past is different from the
present, and that it might be impossible to close the gap, is often said to have
developed during the Renaissance in parallel with philological innovations.14
Before going into more detailed questions, a few of words should be said on the
concept of anachronism on general level. If we take a few basic dictionary definitions
such as:
An error assigning a thing to an earlier or (less strictly) to a later age than it belongs
to: anything out of keeping with chronology.15
13
See Ebeling 1937, 120–121.
14
See e.g. Daston 2006, Burke 1969 and 2006.
15
“Anachronism” in The Concise English Dictionary.
16
“Anachronism” in the New Penguin English Dictionary.
17
This question applies even to Quentin Skinner’s typology of anachronistic mythologies as it is
presented in “Meaning and Understanding in the History of Ideas”. In his review of Skinner’s Visions
of Politics Pocock refers to “Meaning and Understanding” and mentions two different errors Skinner
distinguishes: anachronism and prolepsis. When mentioning “anachronism” he probably had in his
mind the form of mythology I have labelled “sheer anachronism”. It at least appears that, in his
opinion, the mythologies are not all anachronistic. This seems even clearer when in parenthesis, he
defines anachronism as “(the attribution to a past author of concepts that could not have been available
to him)” For the reasons given below I am not satisfied with his definition of anachronism and disagree
with him if he is asserting that the typology is not about anachronism. See Pocock 2004. Lamb operates
with the same kind of definition of anachronism as Pocock: “This approach [avoiding paying attention
to the text’s historical context] was considered anachronistic in that the scholar attributed concepts to
the author that were not in existence at the time in which the text was written.”Lamb 2004, 435.
20
do with historical periods or chronological order. After all, Skinner defines
“dismissing intentions” as falsely attributing something to a thinker that in principle
(historically) could have been true but in effect is not, and basically the same goes for
“false reference”. Skinner writes that acceptable description of an agent’s behaviour
can never be dependent on the use of “criteria of description” and “classification”
which was not “available to the agent himself”. This formulation leaves some space
for speculation what Skinner might have meant when writing that, but some thirty
years later when explaining the lesson of the typology of “anachronistic
mythologies,”18 he wrote that “no agent can eventually be said to have meant or done
something which he could never be brought to accept as a correct description of what
he had meant or done”, and this is much clearer. He tells us that his point in 1969 was
“that, in all these cases, the question is phrased in terms unavailable to the writers
concerned”.19 My suggestion is that perhaps he should have been more careful and
not written about terms which are unavailable. Instead he could have utilized the
concept of paradigm, something he makes a great use of in other places in the
article.20 But this he did not do, and the concept of paradigm seems to have vanished
from his vocabulary his later writings. However the concept of paradigm can offer
some help in understanding anachronism, and it would suit the purposes of
understanding and explaining the categories in Skinner’s typology, even though there
are good reasons why the concept is not longer so popular.21
18
Skinner explicitly describes the mythologies as “anachronistic”. See for example page 57 in Skinner
1969: “A knowledge of the social context of a given text seems at least to offer considerable help in
avoiding anachronistic mythologies I have tried to anatomize.”
19
Skinner 1969, 63–64; 2001, 58.
20
In his article “Hobbes and the Nature of the Royal Society” also published in 1969 Skinner also
speaks of a paradigm which derived from the 20th century and is “demonstrably inapplicable” to Royal
Society’s 17th-century nature. In a footnote he writes that “Meaning and Understanding” includes a
“general account of this concept of paradigms and [...] its application to intellectual history.” Skinner
1969b, 233 and note 98.
21
One of the reasons is the problem of explaining the continuing change in sciences. I thank Martin J.
Burke for this remark.
22
I consider that there is no single formula of anachronism that could capture all its different
dimensions. I settle instead for a working definition, which I find fruitful, though I do not claim that
my formulation is a neutral and objective definition of ’anachronism’. It could also be that the concept
of anachronism should be seen as a family resemblance concept and one should therefore not look for a
common core within all its uses. This is especially the case if we are to track the whole history of the
concept of anachronism. Here I am just trying to see if there is anything common in the types Skinner
anatomizes in one specific article.
21
necessary condition for anachronistic interpretation. I shall lay aside the question if it
is a sufficient condition.
“This notion of the priority of paradigms has already been very fruitfully
explored in the history of arts, where it has caused an essentially historicist
story which traced the development of illusionism to yield place to a story
which is content to trace changing intentions and conventions. More recently
an analogous exploration has been made with some plausibility in the history
of science. Here I shall attempt to apply a similar set of concepts to the history
of ideas. My procedure will be to uncover the extent to which the current
historical study of ethical, political, religious and other such ideas is
contaminated by unconscious application of paradigms the familiarity of
which, to the historian, disguises an essential inapplicability to the past. […] I
do wish […] to anatomize the various ways in which the results may in
consequence be classified […] as mythologies.”23
So, Skinner’s typology is a classification of mythologies that are the results of the
historian’s unconscious application of paradigms which are insensitive to historical
intentions and conventions. It is the unquestioned application of modern paradigmatic
‘knowledge’ that causes these mythologies. This paradigmatic ‘knowledge’ does not
necessarily wear the gown of “unavailable terms”. In the cases of “dismissing
intentions” this means that the historian committing this sin is not making his
judgements leaning on the available historical evidence, but instead on some modern
idea (belonging to paradigmatic ‘knowledge’) what the historical agent ‘must be
saying’. In the case of “false reference” the question is also about not focusing on
historical evidence. It is about constructing references on grounds of only apparent
similarity which cannot be not supported by historical inquiry.
The case could also be that a historian comes up with a historically convincing
connection between historical agents from a methodologically unconvincing angle
(for example a pure guess). I think Skinner would like to dismiss these kinds of
interpretations as mythologies, as indeed I would. Thus, I would like to suggest that
when trying figure out what anachronisms are all about, the most important factor is
the question on what grounds the description is given. Anachronisms have less to do
with “errors in chronological order” or “terms unavailable” to past actors than is
usually thought – though I do not wish to say that these are irrelevant factors. I would
23
Skinner 1969, 31-32.
22
suggest that they are signs or symptoms of anachronism, but not causes. For I think
that it would be somewhat too dramatic to call, for example, a simple slip of mind on
dates an anachronism.24 This mistake would become an anachronism only if the
historian argued for his or her interpretation on grounds that attach foreign postulates
or premises to the period discussed. This kind of definition would also allow a
situation in which a description, which at the level of textual description seems
plausible, would actually be anachronistic. This would take place when the historian
is reasoning on grounds alien to the period discussed and his or her otherwise correct
description is correct only by chance.
This kind of definition is of course, nothing new. It comes quite close to those
definitions that can be found in Dictionary of Concepts in History and other
encyclopaedias or dictionaries of historical practice. These works emphasize that
avoiding anachronisms means to “avoid imposing present categories on the past” and
contrast anachronistic interpretation with “the awareness that the past differs in
fundamental respects from the present”; anachronisms arise from the “impropriety of
depicting past phenomena in terms of present values, assumptions, or interpretative
categories”. 25 However, I would like to conclude these considerations on the
definition of anachronism by stating my conviction that there is no single universal
definition available. Each definition can be contested, one can probably always come
up with counter examples or demonstrate that the definition allows too much or too
little. We will just have to keep this in mind and study different aspects, which may
not always cohere, of the topic.
But the issue of anachronism goes beyond the problem of first defining the concept or
different types of anachronisms, and then identifying them. Anachronistic uses of the
24
In this I agree with Barnes & Barnes 1989, 253.
25
See e.g. “Anachronism” in Ritter, H., Dictionary of Concepts in History.
23
past have been made to serve serious political aspirations. Eric Hobsbawm’s remark
that “the most usual ideological abuse of history is based on anachronism rather than
lies”, quoted at the beginning of this work, has a sinister tone. Anachronism is a
serious matter, though Hobsbawm does not straightforwardly accuse anachronistic
interpretations of causing human tragedies. Hobsbawm states without any hesitation
that the historian’s responsibility is to point out anachronisms wherever they occur.
Sensitivity in regard to anachronistic interpretations may sound like a dull academic
theme, of interest only to academic historians as anachronism-police, if even then, but
the truth is far from that. Hobsbawm demonstrates that anachronistic interpretations
may be the fuel of intolerance and thus cause civil suffering. According to him,
history is the “raw material for nationalist or ethnic or fundamentalist ideologies, as
poppies are the raw material for heroin addicts. The past is essential, perhaps the
essential element, in these ideologies. If there is no suitable past, it can always be
invented.” 26 The final sentence is of course a direct reference to anachronistic
interpretations of the past. A glorious past can be presented as legitimating source of
contemporary actions and aspirations. Within nationalistic movements the “glorious
past” is often reconstructed in a straightforwardly anachronistic way. Hobsbawm
mentions coming across a book entitled Five Thousand Years of Pakistan and says
that it is of course more sublime to talk about five thousand years of history than of
little over sixty (the time that Pakistan has actually existed or of little over seventy
years of Pakistan which would be the time that somebody actually had some kind of
thought of Pakistan). 27 He mentions other occasions in which anachronistic
interpretations have been employed to justify current actions or stands. One well
known example is the battle of Kosovo in 1389 when the Serbs suffered at the hands
of Turks, but this does not justify the either oppression of the Albanians living in the
area, or claims that the land belongs essentially to the Serbs. These kinds of efforts to
justify modern actions are simply anachronistic, just as would efforts by Danes to
claim the villages of eastern England, because there was a time when they ruled the
area. A similar anachronistic misuse of history can be found in current Greek
nationalists’ denial of Macedonia’s right to its name by claiming that all Macedonia is
part of the state of Greece dating back to the time of king of Macedonia, Alexander
the Great. These nationalists do not consider it in anyway problematic that there was
nothing like a Greece (or any other) nation-state in the fourth century B.C. Their
claim is simply anachronistic. Hobsbawm also mentions religious fundamentalists’
tendency to reach to the past, and reminds us that Ayatollah Khomeini’s version of
Islamic state dates only from the 1970s and thus is only some forty years old. Efforts
to legitimize it by referring to its long history are simply anachronistic. In general,
these interpretations are very much about identity politics: how different groups
26
Hobsbawm 2005a, 6.
27
The name Pakistan was invented around 1932–1933 by student militants. See Hobsbawm 2005a, 6-7.
24
define “themselves by ethnicity, religion or the past or present borders of states”.28
Hobsbawm presents more examples, but these are sufficient to show that the question
of anachronism is far from purely an academic debate over professional hygiene;
indeed, historical studies “can turn into bomb factories”.29 This is why Hobsbawm
says that historians “have responsibility to historical facts in general and, and for
criticising the politico-ideological abuse of history in particular”.30
On the other hand, it could be said that Hobsbawm’s examples are not typical. They
present grandiose, somewhat pompous or overly dramatic cases, as he is trying to
push the point that the question of anachronism is “far from purely academic
matter”.31 These kinds of cases are not typical if one takes a look at the discussions
that take place within research seminars. But we should note a number of facts. First,
those mythologies, which Hobsbawm calls anachronisms, are often formulated by
well educated people with advanced degrees. Secondly, the political uses of the past
play a significant role in university confrontations within individual disciplines and
between different disciplines. Lines of past scholarly achievements are constructed
and then used to highlight the direction of one’s own professional academic efforts. It
is very tempting to situate oneself in terms of the recognised great minds of a
discipline and, no matter how revolutionary one might claim to be, to use the status
that a favourably constructed history provides to diminish or even to condemn rival
intellectual trends. An example can be found in the histories of universities. Is it not
the case that universities are quite willing to locate their roots as early in history as
possible? Moreover, even though universities may have been centres of revolution,
they are also known to be centres of conservatism. The case of A. J. Ayer is
instructive. Ayer was a representative of a philosophical movement, logical
empiricism, whose members considered that the movement was rather revolutionary
within the tradition of philosophy. They thought that after they had completed their
job there would not be need for new philosophies. They assumed that they finally had
found the means to solve philosophical problems which had occupied philosophers
for over two thousand years. Their method was to solve problems through logical
analyses and not be concerned with the history of philosophy. But it is telling that in
the introductory text of this new philosophy, Language, Logic and Truth, Ayer sought
to demonstrate that “most of those who are commonly thought to have been great
philosophers were philosophers in our sense, rather than metaphysicians”. Among
those whose work “work is predominantly analytic”,32 who committed themselves to
philosophy in the analytic sense, rather than to metaphysics were Locke, Berkeley,
28
Hobsbawm 2005a, 9.
29
Hobsbawm 2005a, 7.
30
Hobsbawm 2005a, 8.
31
Hobsbawm 2005a, 9.
32
Ayer 1956, 56.
25
Hume, Hobbes, Bentham, John Stuart Mill, Plato, Aristotle and Kant.33 Indeed, this
was a fine tradition to be attached to!
It is a common academic practice that specialists in different disciplines who are not
professional historians often write histories of their respective disciplines. At least
national histories of given disciplines are more likely to be written by professors or
researchers in biology, sociology, political science, etc. than by practising historians.
Philosophy is no exception to this rule. In cases when history is written from the
perspective of the most (institutionally) successful representatives of the respective
field who are not trained in history, the obvious danger is that history becomes a one
sided, one track anachronistic story of how everything inevitably led to the modern-
day institutional winners.34 However, this is just a danger to be aware of, not an
injunction. I do not wish to suggest that histories should be written only by persons
who have a degree in historical studies. I do not have an academic education in
history, and yet I am nevertheless journeying into the field of historical studies; nor do
I consider myself a failure because I have not taken a degree in history. Conversely I
also think that many historians may have a say in the realm of professional
philosophy. This thesis is partly about philosophers talking about historical studies,
but it is also about historical studies and historians, primarily Quentin Skinner, and
their serious works on philosophy and philosophical matters.
It is also true that even educated professional historians are not immune to
anachronisms or to hegemonic aspirations. The voices that are most eager to accuse
others of anachronistic interpretations may sometimes be quite insensitive to the
demands they are themselves calling for. The case study, presented later in this thesis
of Danto on Nietzsche and Tejera’s criticism of Danto, is a demonstration of this par
excellence. It is not so difficult for a historian or historicist to become insensitive
about anachronisms, especially when academic prestige is at stake. What is one of the
most common failures that historians accuse each other of committing? It is, of
course, failing to avoid anachronisms. This suggests that the business of avoiding
anachronisms cannot be taken care of merely by having a degree in historical studies.
Hobsbawm declares that what we need “in conjunction with information”, in order to
avoid “the greatest danger of historian”, anachronism, is imagination. Hobsbawm
illustrates this by taking up one of his favourite examples: the category of sexuality.
His example is a perceptive one. This is a category that has been used to explain the
behaviour of human actors throughout history and even into prehistory. It always
seems to be considered a timeless, unchanging, universal category, but Hobsbawm
questions this. He refers to the popular historical treatments of Victorian sexuality.
33
See Ayer 1956, 27, 51–56
34
For a recent study which includes a discussion on the histories of philosophy in Finland, see
Leinonen 2008.
26
The authors of these treatments commit a mistake, according to Hobsbawm, when
they suppose that Victorians shared the same sexual attitudes as people today, save
that they concealed or suppressed it.35 According to Hobsbawm there have been major
changes in the history of sexuality, though not everything counts as a new discovery:
even though “S/M in motorcycle gear could not be a part of” sexuality in the times of
Queen Victoria, it would not be credible if a historian was to claim that the sexual
explorers of the 20th century had found “an absolutely new way of enjoying sex, a so
called ‘G-spot’ which was unknown to humanity before”.36 The claim of finding
absolute novelty would be unconvincing “given the finite number of things that can
be done between sexual partners of whatever kind, the length of time and the number
of people who have been doing it all over the globe, and the persistent interest of
human beings in exploring the subject”.37 It should be added, however that sexual
pleasure could not have been based on the idea of that women have a “G-spot” before
a certain place in a woman’s body was named the G-spot and the anatomical structure
that is nowadays described as the G-spot was understood.
The question of anachronisms has a special status within studies of the history of
philosophy because there it is not immediately regarded as a sin. In fact some
historians of philosophy openly advocate anachronistic interpretations and claim that
avoiding anachronisms will lead to interpretations of no other value whatsoever than
pedantic historical academism. For example, Frederick P. Van De Pitte goes so far as
to claim that to discuss Descartes’s answer to the problem of empiricism is mainly a
philosophical question, and attempts at contextualization, which would set it in an
unanachronistic environment, would be likely to lead to the loss of a proper
understanding of the question.38 Since Richard Rorty’s article “The Historiography of
Philosophy: Four Genres” (1984) this dichotomy has often been addressed in terms of
rational and historical reconstruction of past philosophies, or in terms of philosophical
and historical interests. 39 Generally it is thought that historical reconstruction or
historical interest is based on the idea of avoiding anachronisms, while the whole idea
of rational reconstruction is to treat the past anachronistically. I will suggest below in
the chapter on Danto’s Nietzsche that this terminology suffers from shortcomings,
and in many cases it would be better to use the term ‘presentism’ instead of ‘rational
reconstruction’, but since this is the rather generally accepted terminology, I shall use
it. Proponents of historical reconstruction charge rational reconstructionists with
35
Hobsbawm 2005b, 278.
36
Hobsbawm 2005c, 39.
37
Hobsbawm 2005c, 39.
38
See Van De Pitte 1984, 175-176. However, in conflict with his programmatic statements, his method
seems to be a project of historical reconstruction, an effort to find out what Descartes was really trying
to say. See e.g. Richard Watson’s comments in Watson 1984.
39
Rorty was not the first to use the terminology, even in the context of historiography. See the chapter
on Danto below. Rorty’s article appears to have made the terminology popular.
27
moving into the area of mythology; in their responses rational reconstructionists
replied with counter charges of antiquarianism, pointing to the “pedantic
academicism” of “historical asceticism which rules out all but scholarly uses of the
writings of the past”.40 Within this confrontation the main question is not ‘how to
avoid anachronism’. Rather, it is ‘should one avoid anachronisms when writing
history of philosophy’? Or, ‘can anachronistic interpretation be valuable’? As Rorty
states, the claim of rational reconstructionists is that “such enterprises in
commensuration are, of course, anachronistic. But if they are conducted in full
knowledge of their anachronism, they are unobjectionable”.41 In his article “History
of Philosophy: Historical and Rational Reconstruction” Anthony Kenny defines the
difference in terms of philosophical and historical reasons for studying the history of
philosophy. According to Kenny, the history of philosophy can be studied for both
reasons, with philosophical reason manifesting itself in the form of rational
reconstruction. Rorty, who positions himself on neither side of the controversy, lists a
few reasons to treat dead “philosophers as contemporaries, as colleagues with whom
[we] can exchange views”42 and some other reasons to treat them as strangers from
another time. He concludes that we should elaborate both approaches, because both
have philosophical value: historical reconstructions may serve to remind us of
intellectual forms of life that are very different from those we are used to and may
thus help to recognize contingencies where we would otherwise not notice them; and
rational reconstruction may help us to understand current problems better by bringing
great minds into our discussions. Rorty thinks that both of these approaches have
philosophical value and are thus examples of doing philosophy historically. This leads
us to the question concerning the point or pointlessness of historical studies when
doing philosophy. Peter H. Hare, borrowing more or less from Jonathan Bennett, has
distinguished three kinds of ways of doing philosophy historically: 43
40
Leslie 1974, 433, 436.
41
Rorty 1984, 53. Given the examples offered by Hobsbawm, I find Rorty’s conclusion to be too
sweeping if we think of the possible aims that even consciously anachronistic interpretations may have.
Yet I would not argue that there could not be acceptable defences of conscious anachronisms, even
though it might be that there is no general principle according to which we could determine if a given
anachronism was legitimate.
42
Rorty 1984, 49.
43
See Hare 1988, 14.
28
3. Some consider both historical accuracy and philosophical illumination to have
much of both intrinsic and instrumental value.
Hare himself adds two more forms to this list: analytic and historicist purism. The
first neglects history as such, and the second neglects philosophical illumination.44 In
this thesis I discuss these matters from the point of view of historical accuracy, to help
those who wish to achieve historical accuracy in terms by avoiding anachronisms.
Regarding the value of philosophical illumination, I would argue that achieving
historical accuracy is also dependent on philosophical imagination or philosophical
reflection, and is not just matter of historical knowledge. Discussions of this sort have
been rather extensive among analytical philosophers who are deeply involved in, or
have had a brief contact with, the history of philosophy. Recently Tom Sorell has
written that “philosophy written in English is overwhelmingly analytic philosophy,
and the techniques and predilections of analytic philosophy are not only unhistorical
but anti-historical, and hostile to textual commentary”.45 But Sorell’s comments are
exaggerated. There are of course different types of historicists within analytic
philosophy, and some of them are clearly doing their best to avoid anachronisms.
Hans-Johan Glock has made a valuable contribution on the topics that shape debates
about anachronism in his What is Analytic Philosophy? Though Glock’s study is
about analytic philosophy its relevance goes beyond this context and can be used as
an introduction to certain basic questions and positions. Glock uses term ‘historicism’
for “any position that promotes historical thinking in philosophy and warns against
ignoring or distorting the past”. This last sentence is a direct plea to philosophers not
to be anachronistic. Glock distinguishes three different forms of historicism that
inform the work of analytic philosophers:46
44
We could perhaps add one more category: the history of philosophy as pedagogically valuable. Even
Moritz Shclick noticed this when he defined philosophy not as a science, nor as a collection of
propositions which are answers to some specific philosophical questions, but as an activity of finding
meaning. Philosophy was the “Queen of Sciences” although not itself a science, and it continued to
take an affirmative stance on Schopenhauer’s observation that philosophy should not be taught at all,
only logic and the history of philosophy. See Schlick 1932, 20-21.
45
Sorell 2005, 1. For other rather similar accusations see e.g. Ayers 1978, 55; Hacking 1984, 103.
46
Glock 2008, 89–90.
29
3. Weak historicism. The study of history of philosophy is useful to systematic
philosophy, but not indispensable, i.e. doing philosophy historically is possible but
nothing more (e.g., Kenny, Hare).
Although in this short list Glock appears to be too keen to demarcate the analytic
philosopher and the historicist by suddenly forgetting the possibility that one could
actually be an analytic historicist through his or her philosophical stance, nevertheless
his typology is useful and illuminates historicist thinking from one perspective rather
well.47 From my point of view, the most important features in this discussion are the
appreciation of historical accuracy and the accusation of anachronism. It seems that
Glock does not notice that all forms of historicism in his first typology can be
practised with an appreciation of historical accuracy, by trying to avoid anachronism,
or they can be practised with less historical accuracy, by taking advantage of the past
in anachronistic ways. Only the second typology has something to do with
anachronisms. The questions of whether the history of philosophy is or is not of any
use to philosophers engaged in current debates, and how it should be approached in
order to make the best of it, are closely related questions, but still of secondary
importance in my work. My arguments on these questions are only preliminary. In
general I would say that one should choose the methods of interpretation to meet the
ends. However, I wish to emphasize that the ends are there to be scrutinized very
carefully from the moral as well as from the epistemological point of view, and I
think that Hobsbawm demonstrated this conclusively. We should not only use our
instrumental reason, but also use our reason to criticize the ends, and to ponder over
our goals, so to speak. However, most of the time, I am writing for a person who for
any reason wishes to avoid anachronisms or to gain a better understanding of the
matter in order to make his or her own conclusions.48 Bearing this in mind, we need to
47
Glock’s position when relating these issues to analytic philosophy is somewhat fuzzy. He mentions
philosophers who are commonly regarded as analytic philosophers as examples of proponents of
different types of historicism. However he keeps writing about the historicist critique of analytic
philosophers though changing the names change from Krüger, Critchley and Taylor to Rorty,
MacIntyre, Hacking, Hacker etc. critics of analytic philosophy. In my opinion this should be seen as a
form of self-criticism of analytic philosophy (or criticism taking place inside it), but Glock does not
seem to endorse this.
48
Though I am aware that this thesis might offer an implicit defence for a historicist, non-anachronistic
approach.
30
make one more demarcation. This consists of two (complementary) forms of
historicism concerning the demand of taking historical contexts into consideration
when interpreting utterances of past philosophers. These are related to the second of
the accusations mentioned above. Both forms endorse the anti-anachronistic
approach, but the form of anachronism is different; usually those who endorse (2)
endorse also (1) and are thus more adamant about anachronistic interpretations.
Though Glock does not explicitly delineate these two forms of historicism he
discusses both. He discusses the first very briefly. Glock argues that when a
philosopher doing the history of philosophy is trying to pass judgment on whether a
given past thinker was right or wrong, it is obvious that first he has to find out what
that thinker was thinking. This is a historical task. Most philosophers do accept this
point, although some have discussed past philosopher’s argument “as it has struck”
them.49 The second form, which could also include moral judgments, suggests that in
order to determine the past agent’s rationality (or morality) one should first have an
idea what were the standards of rational belief of the time.50 This will be discussed
below, and also in the chapter on Skinner’s typology of anachronisms.51
49
Glock 2008, 104.
50
From Glock’s position, analytic philosophy, we could state that at least in the first sense of
historicism we could label as historicist such philosophers as Alasdair MacIntyre (see for example the
chapters “The Philosophical Point of History of Ethics” and “The Prephilosophical History of ’Good’
and the Transition to Philosophy” in MacIntyre 1995), Michael Frede and Ian Hacking. In “Two New
Kinds of Historicism” Hacking confesses to an even stronger historicism: “But what’s historicism?
Something like this: the theory that social and cultural phenomena are historically determined, and that
each period in history has its own values that are not directly applicable to other epochs. In philosophy
that implies that philosophical issues find their place, importance, and definition in a specific cultural
milieu. That is certainly Rorty’s opinion, and, aside from some qualifications stated below, it is mine
too.” (Hacking 2002) Richard Rorty can indeed be considered a historicist (see for example his
discussion on Greek philosophy and the distinction between states of consciousness and events
belonging to the external world in Rorty 1980). All these philosophers have their roots in the analytic
tradition. ‘Contextualism’ is nowadays a widely accepted approach to the history of philosophy, and
has also gained wide popularity within analytic philosophy. Even Gilbert Harman, the analytic
philosopher who was famous for pinning a sign on his office door in Princeton saying “Just say no to
the history of philosophy”, has confessed to be a historicist in this sense. In an e-mail to Tom Sorell
Harman writes, that “the history of philosophy is not easy. It is very important to consider the historical
context of a text and not just try to read it all by itself. One should be careful not to read one’s own
31
Glock’s discussion on the other theme, of passing judgements on past thinkers, is
lengthier and is done under the title of “Hermeneutic Equity”. According to Glock “to
abstain from judgment may even mean to conceal” the past. Thus the question what
kind of criteria one should apply is most important. 52 Glock assigns to historicists the
view that that one should have a “detached” attitude toward history, and goes on to
claim that most of the past philosophers who are being studied would find this attitude
to be strange, since they would expect that their philosophies would be evaluated.53
But this does not hold true in all cases: as we shall see, this so-called ‘detached’
attitude fits rather badly in the case of Quentin Skinner. He does not object to
evaluating past actors. The salient question is not ‘whether we should evaluate our
predecessors’, but ‘on which grounds such an evaluation should be performed’. In any
case, Glock calls into question the so-called ‘principle of equity’ associated with the
hermeneutic tradition, according to which “a good interpretation of a text presumes
that its author is rational, unless the opposite has been demonstrated” and the
‘principle of charity’, associated with the analytic tradition, “according to which we
should not translate utterances of an entirely alien language as being obviously
false”.54 According to Glock, these principles advise or even command the interpreter
to assume that the past philosopher being examined is rational and has got things
right. The idea behind this claim is that we could not understand, or make sense, so to
speak, of totally irrational or false beliefs; we would not know what they are about.
Here Glock is referring to Gadamer, Quine and Davidson and announces that the
principles of equity and charity though it may have some initial power, are misguided.
Glock derives two lessons from this discussion. First, agreement should not be
maximized “since it would be blatantly anachronistic to credit ancient text with
(actual or presumed) insights which became available only later” and secondly, “the
views […] into a historical text. It is unwise to treat historical texts as sacred documents that contain
important wisdom. In particular it is important to avoid […] reading one’s views into a sacred text so
one can read them back out endowed with authority. For the most part the problems that historical
writers were concerned with are different from the problems that current philosophers face. There are
no perennial philosophical problems.” (Harman in Sorell 2005b, 43–44).
It is striking how close these lines are Quentin Skinner views. It is almost as if Harman is making a
summary of Quentin Skinner’s “Meaning and Understanding in the History of Ideas” (1969). It would
appear their opinions only differ when they start to speak about the benefits of historical studies for
philosophers and students of philosophy. It is also remarkable that Harman considers his views on the
matter to be “mostly orthodox nowadays” (Harman in Sorell 2005b, 43) and does not think that he is
some kind of exception among his colleagues.
51
This is an important point and Joseph Femia seems to confuse one with the other in his critique of
Quentin Skinner. See Femia 1981 the section on mythology in this work, especially the part on
“Criticism for failing to form a doctrine”. There the solution is to pay attention to the possible
intentions that an agent may have had, though Skinner is not explicitly speaking of moral intentions in
this case.
52
Glock 2008, 109.
53
Glock 2008, 109.
54
Glock 2008, 109.
32
need to comprehend background does not entail an obligation to adumbrate it”.55 I
would accept these lessons without question, but I am puzzled by Glock’s use of the
term ‘historicism’ in this connection. It is somewhat confusing. Though he is not
directly identifying Quine and Davidson as leading historicists, he is posing their
arguments as historicist arguments against analytic philosophers who do the history of
philosophy. As we will see Quentin Skinner has criticised Quine and Davidson in a
manner quite similar to Glock’s. Whether these are distinctively ‘historicist’
arguments at all becomes even more confusing if we consider Joseph Femia’s critique
of Skinner entitled “An Historicist Critique of ‘Revisionists’ Methods For Studying
the History of Ideas” (1978). There Femia accuses Skinner of not allowing moral
judgments about past actors because he concentrates on their intentions.56 Glock,
when pointing his finger at the historicists, also states that contradictions are not out
of the question when interpreting old texts. I am not sure whom of the historicists he
is referring to, but as we shall see Skinner points out that paradoxical or contradictory
beliefs may even be acknowledged and consciously held. Thus Skinner shows more
sensitivity to the possibility of “explicit contradictions” than does Glock, whose idea
is just that “beliefs may turn out to be contradictory”57 and should not be excluded on
an a priori basis.58
With the first part of this chapter on Hobsbawm and ideological uses of
anachronisms, I hope to have demonstrated that concerns about anachronism are not
merely pedantic academic pinpointing stemming from antiquarian interests in history.
The typologies of different kinds of historicism have served to open up the field to
general questions relating to issues and demarcations on and of different types of
anachronisms, and one’s relation to anachronistic interpretations. The discussion that
follows seeks to remind the reader that there are different ways to be a historicist,
different levels of being aware of anachronisms, and various forms of anachronisms.
The next chapter will deals with recent work on anachronism. My aim is to position
this thesis within the range of the most recent, relevant studies on the subject.
55
Glock 2008, 111.
56
See below A.2. Criticism for failing to form a doctrine.
57
Glock 2008, 112.
58
See the chapter on the myth of rationality below.
33
3. RECENT WORK ON ‘ANACHRONISM’
William T. Lynch states that the anti-Whiggish project of “avoiding anachronisms [is]
the modern profession of history’s founding myth. In graduate school, budding
historians internalize the dogma that they must seek to recover the past ‘in its own
terms’ rather than by references to present beliefs or values.”59 Following Dominick
La Capra, Lynch suggests that instead of treating the past as a separate and
independent era from the present, it should be understood in connection to “moments
in time that precede or succeed it.”60 Lynch makes a strong distinction between
historians and scientists and philosophers who are discussing the past. According to
Lynch, historians are sensitive to contingency and to the idea that past action, which
may now seem irrational, may have been rational within the historical context “given
the evidence available and the canons of reasoning at the time”.61 Lynch also states
that our understanding of the past is as tied to our modern understanding of the natural
world as it is tied to our modern understanding of the social world. For example, in
order to claim that the modern category of ‘oxygen’ and ‘dephlogisticated air’ in
pholigoston theory are “referring to same entities with different theories”, 62 and
accordingly to claim the contextual rationality of the phlogiston theory, one has to
make use of modern chemical knowledge. Otherwise it could not be understood that
they are referring to the same entity. This, however, is not as much an apology for
semantic realism as a method of historical studies as it is an example to show how we
are tied to a present understanding of the ‘natural world’.
But Lynch’s main question is how much modern knowledge should inform our
reconstructions of the past. Lynch positions himself in between those he calls
“sceptical anti-anachronists” or “presentists” and those whom he calls “defenders of
the purity of historical knowledge”. It always seems to be possible for the presentists
59
Lynch 2004 241.
60
Lynch 2004, 242.
61
Lynch 2004, 242.
62
Lynch 2004, 243.
34
to point out anachronisms in the works of anti-anachronists, and the anti-anachronists
seem to find “important mistakes made by those who let presentism cloud their
vision”.63 The strength of historical reconstruction depends on “how well it makes
sense of the history we want to explain, not how independently warranted the natural
scientific knowledge may be”.64 He distinguishes historical explanations of scientific
change from questions concerning the nature of science. According to Lynch, the
historian’s interest is in explaining how and why scientific changes took place, and
not why modern science has the beliefs that it has at the present. In this task our
contemporary knowledge may well help us determine what happened in the past, and
we may better understand what past scientists were up to if we know how it all
eventually turned out. Lynch also considers how counterfactual reasoning may help
the historian to consider the significance of different factors that may have been the
cause of historical changes.
It seems that Lynch puts more emphasis on historical continuities than discontinuities.
In my opinion it is worth reminding contemporary historians of continuities as it has
become more common to emphasize the importance of discontinuities. Thus I
welcome Lynch’s reminder. Lynch suffers, however, from a vagueness which is in
fact a rather common among contributions to the issue of anachronism. He speaks of
recovering the past in its “own terms”, without making explicit what this actually
means. This commonly used expression raises a series of questions. Does it mean that
one should explain everything using an earlier language, perhaps by directly citing
parts of important texts? Would paraphrases be allowed if no modern terms were
used? Could certain modern terms be used to illuminate the issue and, if yes, then
which ones and on what conditions?65 In the following I hope to shed some light on
these questions, since they are central to issues concerning anachronism, although I
would not agree if someone were to define anachronism as the use of ascribing
foreign terms to past actors. One could in fact look at the typology of anachronisms
that follows as presenting some misleading and unwarranted ways of applying foreign
terms to past actors. But one should also bear in mind that not all types are of this
63
Lynch 2004, 244.
64
Lynch 2004, 244.
65
It is unclear what the expression ‘to understand someone by one’s own terms’ means, and it is not
very wise to construe this expression as, for example, Jonathan Bennett and Richard Rorty have done.
Bennett writes against this idea “Ayers has criticized me for trying to understand people in my terms
and not theirs, and I was pleased to see that Rorty in a recent paper came down on him hard for this,
saying rightly that it doesn’t make sense. To understand someone’s thought you must get it into your
own terms, terms that you understand. The only alternative is to parrot his words” Bennett 1988, 67.
The reference to Rorty is obviously to his “The Historiography of Philosophy: Four Genres” from
1984. I can see no reason why one could not learn someone else’s language or at least the meaning of
terms foreign to oneself, and so learn to understand someone else’s terms and not force the articulation
or a text to fit one’s own already defined vocabulary. To share this understanding with others speaking
the same language or using the same concepts is of course a challenging task and could perhaps be,
metaphorically speaking, a task rather like that of teaching a foreign language.
35
kind. I also agree with Lynch that knowledge as to how things turned out to be may in
some cases help us recognize what originally went on--the contingency of events may
indeed be exaggerated--but this does include the obvious danger of committing
anachronistic rationalizations or constructions of false teleological narratives.
Hull’s short article is a statement of the two positions that I subscribe to. The first is
that there is no escape from a modern perspective. Yet even if we are unable to verify
if the concepts we decide to use to describe the past are absolutely suitable, it does not
follow that we may not have been correct, and certainly this should not stop us from
trying to get things right (see the chapter on Anachronism as Original Sin below).
Second, that there is no general solution. To tackle anachronisms means mainly to
involve oneself in casuistry. Any typology of anachronisms will not be perfect, and
each application needs to be locally considered.
66
See Brush 2004, 256.
67
Brush 2004, 261.
68
See Brush 2004, 259-260.
36
1. Any historical interpretation of a document or event has to be made by a person
who is unavoidably influenced by presentist assumptions.
3. Whiggish questions are perfectly legitimate ones for the historian to consider (e.g.,
how did we arrive at the condition we are now in?).
Despite these problems, historians should “insist that past events be described
accurately in relation to their own context, so that we will at least have a basis for
judging whether a specific statement is or is not anachronistic”. The challenge is to
“translate our best scholarship into a language that will be effective in teaching
students […]”.69
I agree with Brush on the first and third points. As to the second and fourth, I am not
so certain. Point one is roughly the same as Quentin Skinner’s, which I address when
discussing anachronism as original sin. Concerning point two, I am sure that the value
of a document as an object of study may grow because it has effects on later
generations, but this does not hold true universally. A document may be very valuable
exactly because it has been forgotten, because it is an example of a mode of thought
that we no longer remember, because its public value has diminished. It would be
silly to think that all valuable contributions to all topics have been recognised as
valuable contributions. Is it not in fact a classical part of the historian’s charge to try
to demonstrate how something that has been regarded of minor importance is actually
of major importance when explaining or describing a particular event? As to the third
point, I agree that it is perfectly legitimate to ask how did we arrive at the condition
we are now in. But I am not sure whether it is as Whiggish a matter as Brush claims.
Point four I regard as a false conclusion. There is no principle within contextualism
according to which one should not relate different periods and try to see continuities
as well as discontinuities. I would like to think that “The Big Picture” might also
prove to be more fragmentary than a single unity. But I am not sure if this is what
Brush means by “The Big Picture”, so here I do hesitate a little. Bush is correct in
suggesting that the criteria of describing past deeds and past works in terms not
available to the agents themselves, and ascribing to past thinkers concepts they had no
69
Brush 2004, 264.
37
linguistic means to express may not be adequate. But a better conclusion would be to
do a more detailed analysis of the problems involved in anachronism.
Haddock goes on to explain that some concepts are conceptually constituted and with
them one has to be more careful. One set of these kinds of concepts is intentional
human action: if person X intends to go swimming, X must possess the concept of
swimming. So, this (intentional) action is, at least partly, conceptually constituted.
Thus it would be anachronistic to claim that X intended to go swimming if, at the
time, there was no concept of ‘swimming’. This would be a bad anachronism. But the
case would be different if speaking about unintended actions. If one happens to do
something else besides the intended action, then it would not be anachronistic to say,
for example, that X moved some electrons while swimming.
70
See Haddock 2004, 265-266.
71
I am not sure whether same sex-sex sexual activity is a necessary condition, since I believe that both
hetero- and homosexuals can live their lives without having sex, but this, of course, is slightly beside
Haddock’s point.
38
Haddock thus approaches anachronisms by trying to clarify the concept of ‘concept’
by making distinctions between a concept, its possession and its instantiation.
Haddock’s distinctions are partly useful. However, I would not accept them if the
ontological implication were that a concept could have timeless existence outside its
possession and instantiations. Nor do I see what would be the utility of such a claim.
To say that there were electrons before anyone had the concept of electrons does
make perfect sense without supposing that the concept of electron is timeless. We
now use the concept to point to certain phenomena in nature in the present or in the
distant past. One may apply concepts to the past without supposing that they are
timeless; and it is possible, though perhaps unlikely, that forthcoming changes in the
science of physics will change our way of thinking about these matters and the
concept of ‘electron’ will lose its currency. It is possible that Haddock was not aiming
in this direction and that he made these distinctions only in the analytical sense. and
as long as they are used as analytical tools or as a viewpoint, I have nothing to
complain of. In effect, Haddock could provide an important clarification to the
question of what it would or would not mean to ascribe a foreign term to someone, as
he is suggesting a more detailed analysis of the concepts applied. He does emphasize
that bringing in intentions causes more problems. This is pretty much in line with
Quentin Skinner’s view on the issue, since he is indeed considering the matter from
the intentionalist’s point of view.
Mark Bevir begins his article “When Can We Apply Our Concepts to the Past?” by
mentioning three underlying issues that are closely related to the problem of
anachronism. These issues can be put into the form of three questions:72
2. In what ways are meanings attributed to texts they could not have had at the time
they were written?
72
See Bevir 2004, 282.
39
analysis. But we have to give a philosophical analysis of the grammar of concepts
used that legitimizes their universal use. The point that we cannot be sure of our
conceptual analysis should not lead even a conceptual relativist away from deploying
our concepts; it should instead lead to giving as good reasons as possible for our
choices. The very idea of conceptual relativism is to tolerate uncertainty.
Second, Bevir states that questions concerning anachronisms do not arise when
explaining past actions. They arise when we “use our concepts to denote the content
of actions, texts, or intentions”.73 It is important not to treat texts as if they had
meanings. According to Bevir’s procedural individualism, meanings exist only for
someone. A text is basically ink on paper and the meanings that it is related to are
meanings for individual persons and these people do not have to be authors of the text
in question. The same text can have a meaning for the author and a person who reads
it one thousand years later. In order not to be anachronistic a historian has to be
explicit which meaning he is talking about. And, according to Bevir, historians should
always be able to say about the meaning they are attaching to a text about whom the
meaning is for: The original author? A subsequent reader? The danger of
anachronistic fallacies becomes evident when we ascribe intentions which could not
have been held. Did someone have a certain concept or idea is an empirical question.
Third, according to Bevir we have to describe beliefs and ideas in our own language.
Here it could be useful to distinguish two kinds of anachronisms: a) anachronism in
the beliefs we ascribe; and b) anachronism in the phrase or language we are using to
describe these beliefs. When describing beliefs we have to be extremely clear in what
sense we are using concepts: do we, for example, refer by a ‘separation of powers’ as
a separation of executive and judicial powers that makes sense in a relatively new set
of political arrangements, or are we only referring to the idea that no single person has
the final say? Hence, historians need to make very clear which sense(s) they are using
terms, and on what level(s) of abstraction.
Bevir’s main message is that historians can have a fairly large area of freedom as long
as they are careful and make explicit what they are doing. Bevir’s conclusions on
conceptual relativism is that it should not lead us to complete helplessness, but to
more careful analysis, and I make the same point in the chapter on anachronism as
original sin. Bevir’s procedural individualism also offers a viewpoint which is worth
keeping in mind. When we speak about the meaning of a given text it needs to be
made explicit who the meaning is for. Skinner also makes similar remarks (see the
chapter on concepts of meaning), though in his own work he is interested in meaning
that is strongly tied to the author’s intentions. Bevir’s distinction between
73
Bevir 2004, 284.
40
anachronisms in beliefs we ascribe and anachronism in the language used to describe
beliefs is in my opinion worth keeping in mind. Special attention should be paid to the
language we are using to describe beliefs, and not only to what and how we think
about them.
1. The concept in question has to cover the same range of phenomena, that is, it must
be a classification with much the same content.
1. Judgmental anachronism. This means the imposition of later values to past worlds.
It involves a moral judgment.
3. Traditional anachronism. When a later tradition is used as a context for works that
were written in a period when such a tradition had not yet born (e.g. political theory
before the 19th century).
74
Condren 2004, 290.
41
4. Sequential anachronism. When series of events or texts are construed more or less
teleologically as a path to some fulfilment.
7. Model building. When explanatory models are elided with the evidence, or read
into problematic material.
Our conceptual awareness is the source of terms that we use to describe past
intentions. This may lead to anachronistic interpretations and as an example Condren
mentions ‘epistemology’. According to him it is anachronistic to talk about
epistemology before the distinction between ontology and epistemology was made.
Our mind makes this distinction because that is the way we make sense of past texts,
but it is a form of anachronism. It is indeed very hard to describe past agent’s
intentions without making this distinction.
Condren’s warning on the danger that concepts may easily become treated as
metaphysical entities that have existence outside words, which in fact only give
access, seems to be a rather common concern among historians, even though not all
would agree with Condren that German Begriffsgeschichte or even Lovejoy’s
programme of studying unit ideas are guilty of this. The warning is an important one,
however, and it could be used as a checkpoint when one reflects on one’s own work.
Condren’s list of different types of anachronism is interesting. In my opinion it also
works rather well and could be used as a complementary checklist to the larger one
anatomised by Quentin Skinner (see below the chapter entitled Typology of
Mythologies), though some of the types do overlap. A distinction between (moral)
judgmental anachronism and descriptive anachronism was made above when I
discussed different types of historicism demarcated by Glock; Skinner was also
mentioned. But Condren can be said to be the only one of these figures who makes
this distinction explicitly and clearly. To his category of sequential anachronism, I
would like to add that it is not necessarily only later progress that causes danger.
There is also the danger that things become interpreted in terms of later decline, and
that is equally anachronistic. Condren probably also meant this, but it is worth
emphasising that the histories of the vanquished may be as problematic as the
histories of the victors. The most obvious form of danger is that histories of the
former become filled with imaginary conspiracies leading to the complete defeat of
42
particular persons or ideologies, etc., and this can only be established by referring to
later events.
Lorraine Daston describes anachronism as “the unreflective habit of judging all things
from one’s own narrow and accidental position [...] other epochs by our own epoch.
[...It] is to insist that one’s own position is privileged”. It is a “provincialism of the
mind” and “péché professionel”. 75 Her short article is a compact and insightful
presentation of the history of the sense of, and attitudes towards, anachronism, dealing
mostly with the concept of progress and narrative. It serves as a reminder that
anachronism is itself a historical concept or category. Daston traces the invention of
‘anachronism’ back to the Renaissance, but she dates the idea that historical
understanding requires a perspectival shift, and an awareness of perspective, to Johan
Martin Chladius’s Allgemaine Geschichtswissenschaft of 1752. In the history of
anachronisms Daston distinguishes two basic types. The first is that of imposing one’s
own thought on past actors. The second type takes place when historians deny that
they are inescapably tied to their own time. What it comes to the first type, Daston
explains that, for example. in the history of science the idea of technical progress can
be sustained, but one would have to acknowledge that this is progress without a telos.
It is not heading towards some ultimate truth. The second kind of anachronism
appears, according to Daston, in the work of A. Koyré and his followers as they
turned the composition upside down when celebrating past science as “science with a
human face” by emphasising the reasonableness of past theories, such as Aristotle’s
theory of organism, the Ptolemaic theory of planetary motions, and so on. In other
words, they ended up describing the past as a “lost paradise”. The longing for this
paradise consists, according to Daston, in abandoning the present and projecting the
past onto the present.
75
Daston 2006, 231.
43
have understood, for the first time in history, that though ancient Greece was
something to admire, it was gone forever. The first type of anachronism in Daston’s
short typology is what anachronisms are usually thought to be, but the question about
the history of science as progress is not as straightforward as Daston seems to
consider it to be. It depends on the kind of concept of progress we have. Surely some
concepts allow historians of science to maintain that the narrative is a story of
progress, perhaps the kind that Daston seems to support when progress is very much
technical progress. However if we discuss this from a more general point of view,
what have been the advancements in our lives, it is certain that not all steps represent
progress: some can even be at the same time be both blessings and curses depending
on the perspective they are perceived from.76
In “Time’s Arrow”, Malcolm Gaskill’s argues that we tend to see overly nice patterns
and smooth reasoning in the past. Historians tend to “underestimate the role of
impulse, accident and folly in shaping the past”. 77 Gaskill sees the history of
mentalities as a tool for avoiding these kinds of anachronisms, and writes that “the
random element constitutes contexts of words and actions, and that changing
mentalities are best exemplified and explained when grounded in tangible
experience”.78 Furthermore, he warns that “aggregation and abstraction increases the
danger of generating anachronisms”. 79 In general, Gaskill’s article is a warning
against seeing too much coherence and continuity in history, and an exhortation to
pay attention to discontinuity and chaos. Like Daston, Gaskill mentions that
anachronism may also take the form of importing the past into the present. Finally, he
concludes that the obvious dangers of anachronisms should be met in an “intrepid and
optimistic spirit”.80
It might indeed be more common for the historian to construct too clear patterns and
pursue too smooth reasoning than to describe the past in terms of chance,
impulsiveness and folly, but the danger exists both ways. Today the emphasis on the
contingent has become so popular that it is useful to remind ourselves that there might
every now and then be rational and logical patterns to be uncovered. What it comes to
avoiding anachronisms, the history of mentalities may well be an appropriate tool for
doing part of the job. In the following chapters, I suggest that a certain amount of
76
To take one example, the technological advancements in mobile phones have made it many good
things possible (e.g. the ability to call for help from almost anywhere). On the other side, there are
occupations that today require you to be reachable virtually twenty-four hours a day just because
everybody else has mobile phones. Not everybody would consider this a blessing.
77
Gaskill 2006, 237.
78
Gaskill 2006, 238.
79
Gaskill 2006, 238.
80
Gaskill 2006, 252.
44
good conceptual history is needed in order to avoid anachronism. In that sense my
work is in keeping with to Gaskill’s suggestion.
According to Geoffrey E. R. Lloyd, while we should avoid judging the past from our
own point of view, we cannot avoid value judgments altogether. However, value
judgments are not necessarily ethical or moral. Lloyd maintains that we have to assign
preferences. These judgments should be made consciously with an awareness of the
criteria that past actors themselves had adopted, and also with full awareness of the
criteria that are used in present-day evaluations. The knowledge of these two different
criteria must be kept apart, though we, of course, can freely draw lessons from the
past as long as our interpretation is not skewed in favour of only certain lessons from
the past.
Most historians understand that when we speak of physics in the ancient world, we do
not mean physics in its current sense, but a kind of study of fundamental constituents
of the world. However there seems to be more problems when historians speak, for
example, of ‘anatomy’. In China, interest in the human body was very different from
that of modern ‘anatomists’. Likewise, our distinction between astrology and
astronomy does not hold for every past society. Lloyd also mentions that both the
Chinese study of ‘numbers’ and Greek ‘mathematike’ included practices that would
not suit modern mathematics. He goes on to discuss such concepts as ‘science,’ ‘the
scientific’ and ‘nature.’ Though ancient China and Greece had terms for knowledge
and learning, they did not have a single term that would have denoted understanding
the natural world, nor did they have an adjective by which such an enterprise could
have been described. Even the concept of nature has similar problems. Lloyd’s
suggestion for avoiding these problems is to avoid heavily theory-laden terms: instead
of ‘astronomy’ one should speak about the ‘study of the heavens’ and so on. Finally,
Lloyd reminds us that the historian should never assimilate past societies into the
present, and asks us to remember that there are always divergences within each
society. To learn from the past requires that we recognize it “as other”.81 Lloyd also
reminds us that the institutions in which ancient ‘science’ was carried out varied
greatly: in Mesopotamia the heavens were studied by scribes who reported to their
81
Lloyd 2006, 273.
45
kings; China had a kind of state-sponsored bureau; but in Greece it was very much a
matter of private interests. These different factors make comparison difficult.
82
Lloyd 2006, 272-273.
83
See Ducheyne, 2006, 281-282.
46
Relevant General Rectilinear Causal
charac- idea of in- derectionality continuation
teristics difference during uni-
to motion formation
3. Finally, based on the list of characteristics we have obtained, we can establish the
degree (or absence) of similarity.
47
Peter Burke distinguishes different kinds of anachronism: simple from sophisticated;
and unconscious from deliberate or strategic. Burke maintains that anachronism may
be productive for historians, and mentions Le Roy Ladurie’s Montaillou as an
example of productive strategic anachronism. In this study, Ladurie approaches the
past (namely of an eighteenth-century century village) as an anthropologist. His aim is
to describe the village in the same way that an anthropologist would describe a
twentieth or twenty-first century village; and he views some of the people he studies
as ethnographers of the time (by occupation they were scribe, novelist and inquisitor).
Burke also mentions Jacques Le Goff’s and George Duby’s work as examples. Both
historians have made comparisons between the past and the present, and have pointed
out similarities as well as differences. When bringing out similarities they have used
modern terms and described how something in the past was similar to some present
phenomenon, and vice versa. Burke tells that he has been impressed by certain
parallels between the past and the present. He mentions that when he wrote about the
way in which public appearances were arranged in the times of Ceausescu, Mussolini
and Louis XIV, he did hesitate to use the term ‘propaganda’ and ‘media’ when
describing the times of Louis XIV. Burke points out that he is not happy using the
term ‘media’ but has no quarrels with ‘propaganda’, even though that term first
appeared during the French Revolution. He did, however, want to make a difference
between general glorification and the presentation of controversial events (e.g.
crossing the Rhine in 1672, the Revocation of the Edict of Nantes 1685, etc.). By
using two sets of concepts, “the concepts used in the period being studied […] and the
concepts of scholars writing today.” 84 Burke hoped to note both analogies and
disanalogies, and that rapid movement back and forth between viewpoints was a
strategy designed to draw attention to them. The use of analogies may thus be of
service to understandings of the past, but the historian must draw attention to the
differences and not just the similarities. Burke concludes by stating that “whatever
they think about anachronisms, historians cannot deny their ‘situatedness’ […] I am
attracted by the idea that the historian is essentially a translator, from the language of
the past (especially its key concepts) into the language of the present, in search of
what is often described as ‘equivalent effect’”.85
What is most interesting in Burke’s article is his idea of historian as translator. This
brings to the light a common question concerning anachronisms. Can the historian
translate the past into a modern language? This metaphorical question is the same as
asking whether the historian may ascribe modern terms to the past. I have to say that I
am not very keen on the notion of historian as translator, and I am more attracted by
84
Burke 2006, 296.
85
Burke 2006, 298.
48
the idea that the historian is essentially a language teacher whose job is to teach new –
or in the historian’s case, an old – languages to his audience. With regard to the
danger of anachronism the use of modern terms is not so problematic when teaching
older languages as it is when translating them.
It would appear that majority of recent contributors agree on one thing: it is not
possible to escape the present. The majority also seem to draw the same conclusion
from this: it does not leave the historian paralysed on the face of lurking
anachronisms. That we are tied to the present is precisely the reason why historians
should become better aware of the dangers of anachronisms and continue to do
history as historically as possible. Related to this aim, it can be noticed that there is a
general tendency to try to make finer distinctions between different kinds of
anachronisms and conceptual distinctions in order to find more precise tools for
identifying and thus avoiding anachronisms.
In these general matters, my thesis seems to belong to the mainstream when it comes
to contributions on the discussion of anachronisms in historical studies. However, I
hope to develop these views further by making finer distinctions, and by conducting a
more thorough analysis than has been done so far.
49
4. QUENTIN SKINNER’S PHILOSOPHY OF MEANING
In this chapter, Quentin Skinner’s methodological views are discussed under the title
“Philosophy of Meaning” because I believe that the label ‘philosophy’ best describes
his thinking in this area. My reading of Skinner is philosophical, although I am not
trying to reconstruct a single coherent philosophical system.
Skinner then adds that “it cannot be a sufficient condition of my possessing a concept
that I understand the correct application of a corresponding term […]”, Skinner asks
us to consider for example the difficulties raised by certain highly general terms such
as being or infinity. According to Skinner, who acknowledges Kant and Wittgenstein,
these are words that the “whole community of language users” may apply with perfect
consistency. However, although people may believe they are in possession of a
86
Though from the point of view of the philosophy of science these are not synonyms, it is clear that
Skinner uses them – at least in most cases – as synonyms.
87
Skinner 2002i, 159.
88
Skinner 2002i, 159.
89
Skinner 2002i, 159.
50
concept “it might be possible to show that there is simply no concept which answers
to any of their agreed usages”.90
Furthermore, Skinner expresses doubt about the possibility that there could be a single
formula which expresses the relation between words or terms and concepts. He goes
on to say that “the surest sign that a group or society has entered into the self-
conscious possession of a new concept is that a corresponding vocabulary will be
developed, a vocabulary which can then be used to pick out and discuss the concept
with consistency”.91 But, as explained above, the possession of a concept means only
standardly – neither necessarily nor sufficiently – to understand the meaning of the
corresponding term. It should be noted that it does not follow from this that concepts
have an existence outside language, that they could be ontologically independent from
articulations. In the case of Milton there is clearly a linguistic articulation of
something that later, according to Skinner, came to be called ‘originality’. However,
Skinner does not take up the questions concerning the ontology of concepts, so we
shall have to settle for this negative remark.
The distinction between a word and a concept is a very basic one, is nor is it the main
point of the article, though Skinner mentions that Raymond Williams did not
originally make the distinction, a fact Williams acknowledges in the revised edition of
Keywords (1983). But it is, of course, an important distinction. With regard to
Skinner’s reception and the problem of anachronisms, the observation that the history
of a given concept can be longer than the history of the corresponding word is worth
keeping in mind.
90
Skinner 2002i, 159-160.
91
Skinner 2002i, 159-160.
92
Skinner 1969, 55. The formula he is referring to is in Wittgenstein’s Philosophical Investigations,
remark 43. It should be noted that Wittgenstein is commenting on the use of the concept of meaning
and only claiming that in most cases our employment of the word ’meaning’ could be defined as a
word’s “use in the language”. Wittgenstein does not actually claim that the meaning of a word is
always its use.
51
Critics” he does it in the following way: “to understand a concept, it is necessary to
grasp not merely the meanings of terms used to express it, but also the range of things
that can be done with it […] there can be no histories of concepts as such; there can
only be histories of their uses in arguments”.93 One might notice that in both of these
statements Skinner seems to be making a distinction between the meanings of the
word and the use of the word, quite contrary to the somewhat vulgar interpretation of
Wittgenstein’s remarks on the matter which equates meaning directly with use. This
will be explained more fully below, but it should be noted that Skinner has a special
kind of meaning in mind at this point. When on other occasions he connects meaning
more closely to what is done by a word or utterance, a different concept of ‘meaning’
is in play.
There is another related distinction underlying these quotations, namely that between
meaning and understanding. Though Skinner says that he is following largely
Austin’s speech act theory, two remarks should be made about this matter. First,
Skinner is moving from speech acts to written texts, which Austin did not do. Second,
Skinner also speaks of illocutionary intention and not only about illocutionary force
and acts, while Austin does not speak of illocutionary intentions at all. Austin does
however mention the concept of intention a few times in his How To do Things With
Words arguing that an utterance may express or announce an intention, that there is a
difference between intention and promising, though to keep a promise it may be
necessary to have an intention of promising, and that intention is a requisite to
perform certain kinds of actions, i.e. certain actions meant to carry out corresponding
intentions.94 Thus Skinner builds his own application of Austin’s speech act theory,
and does not follow Austin faithfully. In the following I discuss Skinner’s application
as such, without concentrating on how this application of Austin’s ideas corresponds
to Austin’s original theory. My interest is also on what kind of historical description
this application produces, and not on what kind of explanation of (social) action it
provides, or what kind of (general) theory of action or social action it is based upon,
or what kind of general theory it might imply. Accordingly, I do not discuss for
example the question how intentions explain action, which seems to be one of the
main points of Skinner’s critics of his theories of intentionality. In fact, Skinner could
have done without so many references to Austin and avoided getting involved in
discussions on social explanations, etc. It would have been quite sufficient to state
that he is interested in the question ‘what the author was doing’ or ‘what the authorial
intention in a given piece of text was’, or ‘what the author meant to do in the text’. In
the following I shall discuss the issue from this viewpoint, and not engage the 1971
article “On Performing and Explaining Linguistic Acts”, since it drifts from historical
93
Skinner 1988a, 283.
94
See Austin 1972, 11, 16, 43, 44, 69, 77, 98, 99, 101, 112, 128, 152, 158 and 163.
52
studies to another territory of explaining actions. But there is a further issue, which
does pose a problem for my reading of Skinner, namely that he is not totally coherent
in his writings about where his interest lies: in illocutionary intentions, force or acts.
He states, for example that “I ought first to say that my emphasis on illocutionary acts
is not primarily due to any belief in their special significance […] I have placed my
emphasis on this dimension chiefly because it continues to be so readily and so
frequently overlooked”. 95 In an early article he seems to consider that it is
illocutionary force which is important in understanding utterances, and states that
“one of the most important of these issues is the question of what conditions must
sufficiently or at least necessarily be fulfilled for any such claims to count as genuine
cases of understanding given utterances – understanding the uttering of them, their
meanings and their illocutionary force”,96 and regrets that historians have not spent
time thinking about this. On other occasions Skinner has stated that he is interested
specifically in illocutionary intentions. For example, the essay “Motives, Intentions
and Interpretation” is written to defend the recovery of intentions; and there he indeed
uses the term “illocutionary intention” when explaining his methodological
commitments. Skinner states that we need to focus not merely on the particular text in
which we are interested in but on prevailing conventions governing the treatment of
the issues or themes with which the text is concerned” 97 in order to recover
“illocutionary intentions”. 98
A further problem arises when Skinner seems to equate illocutionary acts with
intention: “an understanding of the illocutionary act being performed by an agent in
issuing a given utterance will be equivalent to an understanding of that agent’s
primary intentions in issuing that particular utterance” 99 and “to perform an
illocutionary act will always be equivalent to speaking (or writing) with a certain
intended illocutionary force”.100 This seems only to muddle things. First, if the act is
equal to the intention then there is no need to have two different terms. Second, as
explained below, we need to acknowledge that while it is possible to fail in
performing an illocutionary action, it is not possible to fail to have illocutionary
intentions.101 As Adrian Akmajian et alia explain, “most illocutionary acts used to
95
Skinner 1988a, 284.
96
Skinner 1970, 138.
97
Skinner 2002a, 102.
98
Skinner 2002a, 101.
99
Skinner 1988b, 74.
100
Skinner 1988a, 262.
101
A rather strange or even dubious replacement of terms takes place when Skinner tries to answer
Keith Graham’s critique which is rather similar to mine, in “A Reply to My Critics”. Graham’s
accusation is, as Skinner himself recognizes, that Skinner “fail to recognize that illocutionary intentions
may be present in the absence of the corresponding illocutionary act”. Skinner ends his counter
argument by trying to demonstrate that it makes no sense to suggest “that someone might succeed in
speaking with intended illocutionary force […] and yet fail to perform the corresponding illocutionary
act […]” Skinner 1988a, 265, 265 (italics mine). See also Graham 1988.
53
communicate have the feature that one performs them successfully by getting one’s
illocutionary intentions recognized.”102 Indeed if one fails to get one’s illocutionary
intention recognised, one still (successfully) has had the illocutionary intention, and
was unsuccessful only in performing the illocutionary action, i.e. to make others
recognize one’s intention. It is noteworthy that Austin also states that a successful
performance of an illocutionary act must have some effects or consequences. The
required effect of, for example, the act of warning other people is not that the people
would actually start to take heed of the warning but that they understand the act as a
warning. As Austin put it: “the effect amounts to bringing about the understanding of
the meaning and of the force of the locution” which must be distinguished from
producing other kinds of consequences.103 To make this clear an additional example
can be given: with the intention of having you understand that I wish you to close the
door, I may say to you “close the door”. My illocutionary act is successful if you
understand that I am asking you to close the door even though you would probably
tell me to do it myself because I stand closer to the door. But if I was speaking
metaphorically, and intending to tell you that you should stop listening to all the
complaints you receive at the work, then I would have obviously failed in my
illocutionary act. I would assume that when interpreting my utterance Skinner would,
in particular, be interested in understanding what my illocutionary intention was, and
not what my illocutionary action was. In a case where I might fail in my illocutionary
act, to start speaking of what the act would successfully have been, or what it was
meant to be, would be to speak about the illocutionary intentions that determined it. In
general, this is a good idea since, if we bracketed the illocutionary intention or
equated it with illocutionary action, then we would not notice what the past agent was
intending to do should the agent fail to perform the action with a corresponding effect.
In the following I assume it that Skinner has mainly intentions in mind and not acts
(at least not in the direct Austinian sense), though this demarcation is an analytic one
and may be hard to apply to some practical situations. For the sake of clarity, I shall
be writing about recovering illocutionary intentions. This might in some cases
override Skinner’s own terminology, but in order to apply Skinner’s views this must
be done to maintain conceptual clarity. Moreover, I think this corresponds well with
Skinner’s overall line of argument as he criticizes interpretations for failing to
understand the author’s intentions and not really the author’s act (including the
required effects.) It is also necessary to speak about “illocutionary intentions” and not
only about “intentions”, since as I shall explain below there are different kinds of
intentions.
102
Akmajia et al 2001, 395
103
Austin 1972, 116-117.
54
Skinner insists that to understand an utterance and the words which are used to
express it one has to have a grasp of the meaning of the words and also a grasp of the
illocutionary intention in them. In other words, the understanding of words consists of
understanding their meanings plus the illocutionary intentions that the uttering agent
attaches to them. This illocutionary intention is in Skinner’s mind when he speaks of
recovering intentions. 104 It is important to keep in mind the distinction between
understanding and meaning in order to notice here that Skinner is not reducing
meaning to agency through intentions. At this point agency is only attached to an
understanding of a specific utterance. But, as already indicated, subsequently Skinner
also distinguishes different kinds of meanings, and on that occasion he more closely
connects agency, illocutionary intention and a particular type of meaning. Things may
now seem confusing and some clarification will follow, but in any case, when reading
Skinner one has to be aware that he is using these terms with different meanings
(which might be sometimes difficult).
After these preliminary remarks we shall take a closer look at Skinner’s distinctions.
The connection here with anachronisms is that they are usually, if not always, about
attaching foreign meanings to concepts, events, acts, etc. To analyse these meanings
more precisely, and thus put oneself in a better position to recognise anachronisms,
one has to acknowledge that sometimes there are different concepts of meaning and
also different concepts of intention related to meaning. From this it follows that to be
precise, to make oneself correctly understood, one will have to spell out what kind
meaning and what kind of intention one is speaking of.105 So we need to be clear what
kind of concepts of meaning and intention Skinner has in his mind when he is
speaking about recovering them. Probably the best way to start making sense of
Skinner’s distinctions is to consult his article “Motives, Intentions and
Interpretations” (1972, revised 1976 and re-revised 2001).106 In this article Skinner
makes some fundamental distinctions between different concepts of intention and
meaning, and tries to answer the question “whether it is possible to lay down any
general rules about how to interpret a literary text”.107 In the following I shall mainly
concentrate on Skinner’s conceptual distinctions.
104
See e.g. Skinner 1969, 61; Skinner 2002e, 98.
105
Mark Bevir also emphasizes this point in Bevir 2004.
106
The article was originally published as a discussion article in 1976 in New Literary History vol. 3,
no. 2. I primarily use a revised article, which was published 1988, and occasionally refer to the 2001
version (in which Skinner has combined two articles, one being “From Hume’s Intentions to
Deconstruction and Back”).
107
Skinner 1988b, 68.
55
4.2.1. Concepts of Meaning
Skinner begins “Motives, Intentions and Interpretations” by stating that he does not
have in mind the vulgar idea of “‘the correct reading’ of a text”, which would overrule
all other interpretations.108 He is speaking about a particular interest in historical texts
and is willing to accept other interests too, though in this article, he also speaks about
literary criticism and suggests that the approach he is propagating for historical
studies could indeed be useful to literary critics. To clarify his position Skinner
distinguishes between three different concepts of ‘meaning’.
The first one could be called “semantics through syntax” to use Wimsatt and
Beardsley’s expression in their seminal essay “The Intentional Fallacy”, but I shall
just refer to it as M1. M1 is an answer to the question: What do words mean, what do
certain specific words or sentences mean in a given work? This is obviously the
meaning which Skinner is speaking of in e.g. “Meaning and Understanding” when he
says that to understand a term or utterance, we have to study its use and not only its
meaning. To answer questions concerning the M1 of a given word or utterance, we
should look at dictionaries, habitual knowledge of language, grammars etc. The
author’s biographical evidence is relevant only, in Wimsatt’s and Beardsley’s words,
if it “provides evidence of the meaning of the words”.109 Meaning in this sense is
fixed by tradition or culture which has produced the grammars and dictionaries or
vocabularies that we need if we wish to sort out the M1 of a given work. In the re-
revised version of the article Skinner associates Derrida’s thesis on the
irrecoverability of meaning and Derrida's critique of logocentrism with M1. 110
According to Skinner, Derrida’s critique is based on the idea that words, which are
used to refer to things, lack fixed meanings, and meanings are just pure
intertextuality, and from this Derrida concludes that there would be no way to
determine the M1 of any given word.
The second type of meaning that Skinner describes could be called the ‘reader’s
meaning’, but I shall refer to it as M2. This type of meaning is an answer to the
question: What does this work mean to me or, perhaps, to us? This is what, according
to Skinner, the so-called “New Criticism” and phenomenology were mostly
concerned with when speaking about meaning. Skinner mentions Paul Ricoeur as an
108
Skinner 1988b, 68.
109
Wimsatt and Beardsley 1946, “The Intentional Fallacy”, quotation from Skinner 1988b, 70.
110
See Skinner 2002e, 91-92.
56
example of someone who holds this view. According to Skinner, Ricoeur does not
deny that texts may have a meaning that the author intended, but he emphasizes that
sooner or later, and because of the polysemic and metaphorical nature of language, all
texts will achieve an autonomous meaning which is independent of the author’s
intention.111 M2 is based on the idea of the reading process as a realization of the text.
Meaning is a play between the text (its structures and effects) and the reader; a
reading is an accomplishment of the reader(s), and thus meaning is fixed by the
reader(s). The surrounding culture is part of the process in that it participates in the
building of the interpreter’s mental world, but no special attention should be paid to it
when trying to recover the M2 of a given word or utterance.
The third type of meaning could be called “authorial meaning”, which I shall refer to
as M3. This time the question is: What does the writer mean by what he says in this
work? What may the writer have meant by making such a use of a particular phrase?
The primary concern is what the work may have meant to the author, but in the sense
that the proper question is: What was the author doing in the text. We could say that
M3 is fixed by the act of the author, and to recover this meaning of a given text the
interpreter will have to recover the author’s intention in the illocutionary sense of
intention. M3 is the concept of meaning that Skinner himself is mostly interested in,
and mostly writes about. At this point he does seem to make a connection between
meaning and agency, but as we see, the meaning of ‘meaning’ is strictly specified (as
is the meaning of ‘intention’ to which we shall return below). Skinner mentions
Derrida also at this point. He considers that Derrida was talking about the general
impossibility of recovering M3 when in Eperons: Les Styles de Nietzsche he took up
the example from Nietzsche’s papers; a note on which was written “I have forgotten
my umbrella”. 112 According to Skinner, Derrida accepts that the M1 of this is
recoverable, but concludes that M3 is irrecoverable. In this particular case Skinner
agrees with Derrida, but says that it does not follow, that M3 is irrecoverable in every
case. In the case mentioned by Derrida there is simply not enough information
available to recover M3, but it is not universal condition. Often there is enough
information available to make fairly certain, reasonable conclusions about the
author’s intentions.
111
This is also an addition to the latest version. See Skinner 2002e, 92.
112
Again he does not mention this in the earlier version. See Skinner 2002e, 93.
113
Skinner 1996, 7.
57
dimension of meaning, the study of the sense and reference allegedly attaching to
words and sentences” and the other “described as the dimension of linguistic action,
the study of the range of things that speakers are capable of doing in (and by) their use
of words and sentences”.114 The difference is the same as above between M1 (only
‘reference’ added) and M3. At this point Skinner does not talk about “linguistic
action” as the ‘meaning’ of words or sentences. However this terminological zigzag
does not pose a persistent problem. Skinner’s readers will just have to keep these
connections and distinctions in mind and not let them be the cause of confusion.
Accordingly, the historian’s job in Skinner’s project could be described as the effort
to recover the meaning of some linguistic act, but this does not seem be Skinner’s
view. Instead he has more recently continued to emphasize the difference between
speech acts in a text, and the meanings of a text: e.g. in a 2007 interview he states that
“I would say that what we should be looking for, in textual interpretation, is not so
much the meanings of a text as the nature of the speech acts embodied in them” and “I
am basically interested in what people mean by what they say – in speech acts, not
meanings”.115 I do not see the point of addressing the question in this format. It is
more useful and theoretically interesting to distinguish between different kinds of
meanings of a given text than to operate with a harsh distinction between meaning
and separate linguistic action, and in my opinion the first type of distinction enables
us to present Skinner’s view in a more helpful way.
After the initial move of describing different meanings of ‘meaning’ and expressing
his interest in meaning (M3), which requires recovering the intention(s) of the author
of a text, Skinner anatomizes some arguments that have been used to undermine the
need or even possibility of concentrating on the intentions of a historical agent
Although he is speaking to literary critics, the analogy to historians is evident. He
114
Skinner 1996, 7–8.
115
Skinner 2007b.
58
describes three general forms of criticism of which the second form takes various sub-
forms.116
1st argument: Even though it may be possible to recover authorial intentions one
should not pay attention to them.
The second argument could be formulated in the following way: because intentions
stand outside the text, they play no role in the structure of the work and thus they
should not be taken into account in the work’s meaning. This argument takes three
different subforms.
2.1. The Cartesian argument: Intentions, as well as motives, are simply impossible to
recover. They are more or less private entities to which it is not possible to gain
access. The inevitable uncertainty about mental processes makes it unworthy to try to
recover intentions.
Skinner’s answers to this are that the claim is straightforwardly false and this is
obvious. In this article Skinner takes this as a self-evident fact. This may seem a
somewhat strange, but it has to be noted that by this move Skinner makes no stronger
claim than that it is evident that it is not always impossible to recover intentions or
motives. There are obvious cases which show that it is possible to understand an
agent’s motives or intentions, and that this does not require direct access to the
agent’s mental world or anything similar. In everyday life we do constantly
116
In the following I am only going through Skinner’s discussion on intentions and interpretation. A
more detailed and many-sided picture is presented in collection of articles edited by Gary Iseminger,
Intention & Interpretation (1992).
59
understand if our friends or the author of texts are only joking, if a passer-by intends
to warn us with her gestures, or is flirting with us, and so on. That is we do understand
their intentions, even though we may never be one hundred percent sure in the
Cartesian sense that we have understood them correctly.
2.2. While it may be possible to recover intentions and motives, they will provide an
undesirable criteria for measuring the value of what the author writes. Intentions are
not really relevant to a critic’s judgment of a given work. According to Skinner this is
just a misstatement, or an irrelevant argument. It is indeed clear that, for example, the
writer’s intention to produce a masterpiece would not serve as a measure to judge the
work’s value.
2.3. While it may be possible to recover intentions and motives, “it will never be
relevant to pay attention to this type of information if the aim is simply to establish
the meaning of a text.”117 Intentions are only antecedents which are no more relevant
to the work under criticism than after-effects. Skinner’s admits that there is some truth
in this. He agrees that it might be in the case of motives that they stand outside the
text “in such a way that their recovery will be irrelevant”118 to recover some of the
types of meaning(s) that have been described above. It is important to keep in mind
that Skinner distinguishes motives from intentions. The motives are answers to the
question: Why did the author intend to do what he did in the text? Therefore to talk
about the writer’s motives is to talk about conditions which are antecedent to the text.
It means asking what happened before the text was written, and that is only more or
less contingently connected “with the appearance” of the text and is not actually “in
the text”. So, if we speak of motives and not (illocutionary) intentions, then Skinner
would agree, at least partly, with the criticism.
The conclusion of arguments 1 and 2 is that Skinner claims that intentions can in
many cases be recoverable and they exist inside the text (which means that they are
not contingent factors in determining its meaning).
The third argument proceeds as such: there is no need to pay any special attention to
motives or intentions because they lie inside the text and therefore will manifest
themselves in the text anyway. Normally a writer achieves what he intends. I think,
however, that Skinner’s answer is not totally satisfactory. Nevertheless I consider that
there is a better answer, which stands in line with Skinner’s writings. Skinner says
117
Skinner 1988b, 72.
118
Skinner 1988b, 73.
60
that this argument is based on the false assumption that when we ask about intentions
we have perlocutionary performatives in our mind, which will manifest themselves, at
least in the case of success, more or less automatically. But if we are interested in
illocutionary intentions, we are not paying attention to the question what the author
achieved.119 Skinner is of course right as he is speaking of illocutionary intentions, but
still one could insist that if illocutionary intentions are really inside the text, they will
also manifest themselves anyway. There is a very simple answer to this: to draw
attention to all the cases in which there have been misunderstandings.
Misunderstandings are familiar from everyday life: we get into situations when we
joke by using irony and are taken at face value. We may not mind this at all, but it
may be very clear that our illocutionary intention was not understood, and because of
this obvious possibility of misunderstanding illocutionary intention calls for special
attention.
119
Though Austin considered that there should be some signs of success, at least in the sense that the
audience of a given illocutionary action understood what was being done.
61
In order to explain his interest in intentions Skinner turns to the speech act theory
developed by J. L Austin. By referring to speech act theory, as already noted, we may
distinguish between different concepts of authorial intentions, and this is what I
suggest we do. Austin did not speak about illocutionary intentions, and Skinner, while
speaking about the concept of illocutionary intention, does not speak about
perlocutionary intentions. But I suggest that here we make this distinction because it
allows us to keep Skinner’s ideas clear from terminological fuzziness. This distinction
can be explained in the following way. First, there are perlocutionary intentions,
which tell us what kind of perlocutionary force the agent wishes his act to have.
Perlocutionary intentions are our concern when we ask what effect or response the
author intended to achieve with the work; what the author wanted to do by writing the
text. We could say that the author wanted the readers to become sad, amused or
convinced on some point. In other words, perlocutionary intention tells what the
author will achieve by a successful act of communication. We may ask whether the
author succeeded in carrying out these intentions by his perlocutionary act, because
there is always some kind of result in it, and the result might be what the author
intended or it might be something else. Second, we may pay attention to the
illocutionary intentions, and this is the kind of intention that Skinner has in his mind
when he emphasizes the importance of intentions in understanding a given work or
utterance. They are our concern when we ask what the author was intending to do in
writing what he wrote: how the act would be understood if the reader or listener
understood this kind of authorial intention correctly. He might have been ridiculing,
joking, convincing or giving orders, and in this he cannot fail, because the results
about whether he managed to achieve the goals are irrelevant if we ask what the
author was doing in the text. An author may be joking (his illocutionary intention)
even though her audience takes her utterance completely seriously (his illocutionary
force) and may get scared and run away (his perlocutionary force), i.e. he might be
incompetent to express or to realize his illocutionary intentions, or he just may not
care how others react. We generally try to carry out illocutionary intentions by acting
in a certain way in order to achieve some effect, or perlocutionary force, but the case
could however be that the acts are performed without any efforts to produce
perlocutionary force, although the act then could hardly be described as a
communicative act. 120 To make this distinction more clear we can say that
perlocutionary force is normally what the agent achieves by using illocutionary force,
120
The third kind of speech act that Austin describes is the so-called locutionary act. This simply
means saying something, and the study of these acts often goes in the direction of discussing references
and semantics: what is the agent saying and what does his words refer to.
62
but only normally and not necessarily since illocutionary intentions do not have to be
accompanied by the aim of a corresponding perlocutionary force.121
From another point of view it could be said that it makes sense to ask whether I
succeed in persuading someone to appreciate my invitation to stay for a lunch (my
perlocutionary intention), or even whether I did make someone understand that I am
inviting him to stay for a lunch (the illocutionary force). But it does not make sense to
ask if I succeeded in intending (illocutionary) to invite someone to stay for a lunch, or
to ask if I did manage have this illocutionary intention of inviting in my speech act if,
according to my best understanding, I did invite the person to stay for a lunch. If I
failed to carry out my illocutionary intention of making someone to understand that I
121
Iain Hampsher-Monk has marked the difference between illocutionary and perlocutionary acts in an
illustrative way by referring to dialogue in Shakespeare’s play Henry IV:
63
am inviting him to stay for a cup of tea, then the illocutionary force of my act would
be something like confusion of his mind--if he did not understand me at all--or that he
thinks that I am joking. In this case it can be said that I failed to carry out my
illocutionary intention as my act failed to be recognised as an invitation, which was
meant to be its illocutionary force.122
In the form of questions and answers the differences can be put in the following way.
Illocutionary intention is my honest answer if I was asked what I was doing in the
piece I wrote. Illocutionary force would be the reader’s answer if he was asked what
was done in the piece. Perlocutionary intention is my answer to the question how I
would like the reader to react to my piece and perlocutionary force is the answer how
he reacted to the piece. From the point of view of historiography, to write history of
force is to engage oneself someway in the reception history and to write solely about
intentions is more or less to forget about the reception history, though, of course, it
may provide instrumental help.
We have now established why Skinner considers that intentions are connected to the
meaning of a work, but we have not said what it means to give special attention to
intentions. Before developing that argument Skinner makes two preliminary remarks
to avoid potential misunderstandings. The first is that he is not claiming that a
122
The original example of inviting someone to stay for a lunch is taken from G. H. von Wright’s
Logik, filosofi och språk. See von Wright, G. H. 1971, 220. But here I have developed it further.
123
Skinner 1988b, 76.
64
historian’s whole enterprise is to recover the author’s intention(s). It is just one task
among others. Furthermore, he states that he has no difficulties of speaking of “a
work having a meaning for me which the writer could not have intended”.124 He is
merely saying that this is one of the relevant meanings the work has. Second, Skinner
wants to make it clear that he does not think that any explicit statement by the author
of a text should be accepted as a final statement of what he was doing. It may well be
that these statements should be discounted. The author may be, for example,
deceiving him/herself.
After these short remarks, Skinner suggests two general rules for the mission of
recovering the M3 of a given work. We have already seen that the connection
between (illocutionary) intentions and the M3 is the “closest possible” because they
are actually the same. Skinner says then that if the historian hopes to recover these
intentions, he has to focus not only on the text, but also on the prevailing conventions
because all the texts are (usually) acts of communication, and acts of communication
always take place in a certain historical situation. To see what is being done in the act
of communication one has to have an idea what (and how) things can conventionally
be done in that particular historical situation. This does not mean that it is impossible
to overcome the prevailing conventions, to do things nobody has done before. It
means that to recognize a move as an innovative move is to recognize that the author
is using language innovatively e.g. to recognize that it differs from prevailing
conventions. It also seems that in any case, even in innovative cases, authors must to
some degree use the prevailing conventions if they care about becoming understood
by their contemporaries. Thus, in order to understand textual strategies, and
accordingly the illocutionary acts of a given text, a historian has to know about the
prevailing conventions of the time and the place the text was written in. Intentions do
not manifest themselves automatically simply by reading only a given text, and some
special attention is needed to recover intentions: a text must be studied in the
framework of prevailing conventions. 125 It should also be emphasised that
illocutionary acts are not necessarily fully determined by the words used in the act.
Kent Bach gives an example: imagine a bartender saying that “The bar will be closed
in five minutes”.126 In this utterance the illocutionary act is that the bartender is
informing people that the bar where this is said (evident in the words) will be closed
soon, and there might be another illocutionary act (not evident in the words) that the
bartender is urging customers to buy a last round. To notice this, one would have to
124
Skinner 1988b, 76.
125
This is not only when reading texts from the past. We also recognize the intentions in contemporary
texts because we are familiar with the prevailing conventions. This is not to say that we could not make
mistakes, but when we get it right, it is largely due to our knowledge of contemporary conventions,
though of course, we need to exercise our imagination as well.
126
Bach, K. 2007. Routledge Encyclopedia of Philosophy entry “Speech Acts”. Taken from
http://online.sfsu.edu/~kbach/spchacts.html.
65
know if this utterance is conventionally used by this particular bartender in this sense
or is it just used to indirectly urge the customers to leave the bar as soon as possible.
The second rule Skinner suggests is that besides the text and prevailing conventions,
the historian should also concentrate on the writer’s mental world. By mental world
Skinner refers to the belief system that the author could possibly have. It is necessary
to get acquainted with the possible empirical beliefs of the author to set some limits of
the world to his or her possible intentions. There are some underlying conditions for
every intention. One does not intend to do something one believes to be impossible
(in principle), for example, intend to act on premises he himself considers to be false.
I have emphasised above the critical function of excluding some options of Skinner’s
programme of recovering possible worlds of intentions by recovering conventions,
and of recovering the author’s mental world. But it has to be noticed that the function
is not only critical, but also heuristic. Even though we are not epistemologically in a
position to recognise with absolute certainty anybody’s intentions, neither of past
actors nor of our contemporaries, because there is no straight access to them, in many
cases we are able to get reasonably reliable evidence, although perhaps not decisive in
the strict sense of the term,for some interpretation of authorial intentions.
To conclude: when reading Skinner it is important to keep in mind that when he does
equate or even reduce ‘meaning’ to intention or to agency, it is always a specific
concept of meaning. Skinner puts this very clearly in the introduction to volume one
of Visions of Politics: “I mark a strong distinction between what I take to be two
separable dimensions of language. One has conventionally been described as the
dimension of meaning, the study of sense and reference allegedly attaching to words
and sentences. The other is perhaps best described in Austin’s terms as the dimension
of linguistic action, the study of the range of things that speakers are capable of doing
in (and by) the use of words and sentences”.127 This is the clearest statement on the
matter by Skinner, and though on this occasion he does not seem to be using the
concept of meaning accordingly to his typology of different meanings (M1, M2 an
M3 above), seeming paradoxes can be explained by applying this distinction and
keeping in mind that M3 refers to the linguistic action dimension of language.
127
Skinner, 2002a, 3. This is, of course, almost exactly the same what he wrote in Skinner 1996, 7–8.
66
many different techniques of historical enquiry as there are rational methods of
pursuing those interests. Nor do I see any justification for invoking images of core
and periphery and privileging some kinds of historical study over others. So I cannot
see that there is anything of general interest to be said about what historians should be
doing”. 128 So, in this regard, we could call Skinner’s attitude methodological
pluralism, even though he is himself in his work interested in a particular
methodology and meanings.
In Visions of Politics Vol. 1 Skinner considers the relation between concepts and the
world in the article “Interpretation, Rationality and Truth”, based on “A Reply to My
Critics” from 1988. Skinner makes a cautious remark that “our concepts are not
forced upon us by the world” and continues, somewhat more daringly, “but [they]
represent what we bring to the world in order to understand it”.129 After that he makes
it clear that he does not have in mind such an idealistic stance that there is no mind-
independent world. He means only, in a Putnamian phrase, that observational
evidence is always, to some degree, shaped by our conceptual arsenal, by
“vocabularies that are used to express concepts”130 and that when we come up with
concepts they are also part of the world that we are using these concepts to describe
that world.
Skinner arrives at these conclusions by discussing the ‘concept’ of rain and the
concept that in Latin is expressed by the word ‘imber’, which according to Skinner is
the only term in classic Latin that can be used to express a fall, rain or shower.131 The
128
Skinner 1998, 108-109. For a more extensive account of Skinner’s position, see Skinner, 2002b.
129
Skinner, 2002c, 46.
130
Skinner, 2002c, 46.
131
See Skinner, 2002c, 45.
67
situation could be that while a Latin-speaking observer might describe what he
observes as ‘imber’, the Briton, who takes this as a reference to rain or a shower, in
the face of the same evidence, would deny this judgment and claim that it is only a
faintest drizzle they are experiencing. The lesson to notice is to acknowledge how
employing concepts is always to “appraise and classify our experience from a
particular point of view”,132 from the point of view of particular distinctions that we
make. According to Skinner this means that “what we experience and report will
accordingly be what is brought to our attention by the range of concepts we possess
and the nature of the discriminations they enable us to make”.133 Here, I think,
Skinner too easily abandons his usual exercise of caution; his comment seems to be a
little too determinist. I would say that if we are to take this statement at its face value,
it is in contradiction with Skinner’s ideas in the same essay on how we are able to
understand unfamiliar modes of rationality and his ideas on understanding or learning
foreign languages or language games, presented later in the same essay and also
discussed in “Meaning and Understanding”. First, if he followed his earlier
statements, he would conclude that this is only our initial condition. Of course, after
some reflection, we could come up with new ways of reporting, and also most likely
new conscious ways of experiencing the same observational evidence. We are by no
means nailed to our present concepts and present ability to perform certain kinds of
discriminations. Second, I feel that it is not totally unusual to have experiences which
are so strange that we feel that none of our concepts or discriminations can do justice
to them, and we simply wonder what they are all about. These remarks stand, even
though Skinner is actually only trying to make the correct point that there is no route
from “observational evidence to one determinate judgment”.134 And, I suspect, that
Skinner would accept my points, and that the over-determinism mentioned above is
only a temporary lapse of concentration.
Skinner has written more extensively on this matter from a particular angle of
perspective of conceptual and social change. In “Idea of Cultural Lexicon” Skinner
poses the following general question: “what kinds of knowledge and awareness we
can hope to acquire about our social world through studying the vocabulary we use to
describe and appraise it”,135 and a particular sub-question which deals even more
closely with the relation between a concept and the world: “in what sense are […]
linguistic disagreements also disagreements about the social world itself?” 136
132
Skinner, 2002c, 44.
133
Skinner, 2002c, 44.
134
Skinner, 2002c, 44.
135
Skinner 2002i, 171. At the beginning of the essay however, he poses a different question: “What can
we hope to learn about the processes of social innovation and legitimation by studying the key words
we use to construct and appraise the social world itself.” These are clearly different questions though
Skinner seems to suggest that they are the same. Nevertheless he does try to answer both in the essay.
136
Skinner, 2002c, 163.
68
Skinner’s views are easier to understand if we keep in mind that he is a proponent of
holism, in the style of Quine, Davidson and the late Wittgenstein.137 It is regrettable
that Skinner does not explicate his holism in detail, but only makes some remarks on
the topic. A preliminary, cautious general formulation of this holism would probably
go like this: particular words stand in relation to the whole vocabulary and to a
broader network of beliefs which relates back to words. In other words, changes in the
meanings of words are made in relation to the whole net of other words, i.e. changes
in parts of the vocabulary are also apt to cause changes in other parts, especially in
their counterparts or antonyms. This also goes for beliefs and between beliefs, which
form a part of the social world, and words that are used to describe the social world,
to appraise actions or deeds, etc.
Skinner’s holism becomes evident when he criticizes Raymond Williams for not
noticing the radical nature of disputes over the meaning of a given term. Williams
notices only the internal changes in the words that make up the term’s definition,
while Skinner insists that if a change in the definition of a term like ‘art’ takes place,
then there will be a whole series of other changes. This is because ‘art’ gains its full
meaning from its place in the whole conceptual scheme: in Skinner’s words,
“traditionally, the concept of art has been connected with an ideal of workmanship,
has been opposed to the ‘merely useful’, has been employed as an antonym for nature,
and so on”.138 If now any, or almost any, object that we find can count as a work of
art we simply disconnect links in the chain. Furthermore, as this chain is a constituent
part of how we divide or demarcate an area of our cultural experiences, it is a change
of greater significance than an internal change of a concept made by replacing some
word with others in a definition of a term.
This holism connects individual concepts to a larger conceptual and social field.
Moreover, in order to completely understand an individual concept one should be able
to relate the given concept to certain other concepts and social phenomena. This
means that in practice a totally perfect understanding of a given concept is impossible,
because to understand a given concept, one would also have to understand the related
concepts and to understand them, one should understand concepts related to them and
so on, not mention the social role(s) all these concepts play in the social world.
137
For an explicit statement on his holism see Skinner 2002a, 4. See also 2002c, 43-44 (beliefs);
2002g, 142 (action); 2002c, 165 (Williams’s lack of holism).
138
Skinner, 2002a, 164.
69
discussed below, will throw some additional light on this. The second relevant feature
is that already at this stage one should notice the importance of studying conceptual
history. To study conceptual history is to explore how the agents of a given time
classified the world, what kind of demarcations they used to describe their
experiences, and so on. In the following two sections this feature will become more
evident.
The essay in which Skinner first discusses the relation of concepts and the social
world at length is the article “The Idea of a Cultural Lexicon”. This article was
originally published in 1979, which Skinner has revised at twice. The first revised
version was published as “Language and Social Change” in 1980 and was re-revised
in 1988. In the following I shall explore the most recent version, published in 2002,
with the original title. This is also the article that Skinner himself has described as by
far the best of his philosophical essays.139
The first level is disagreement about what a certain term means more or less literally
speaking, how it should be defined in dictionaries and so on, the “nature and range of
the criteria in virtue of which the word […] is standardly applied”, e.g. to know how
to mark this term “off from similar and contrasting adjectives”.141 This is very much
about the M1 I described above. It is the level in which people are most likely to
agree, even though it might need some negotiation. An interesting example of a
change of this kind, which Skinner borrows from Raymond Williams, is when
changes in theory (or theoretical changes) may cause a change in the meaning of a
139
See Skinner, 2002l, 61.
140
See Skinner, 2002a, 162.
141
Skinner, 2002a, 161.
70
term. Williams’ example is ‘the unconsciousness’ of which meaning has changed
during the course when new theories of ‘unconsciousness’ have been formulated.142
The second type of disagreement is about relating a defined term to the world. To use
Skinner’s example, we might agree on a dictionary definition of the term
‘courageous’, but we might disagree if a certain act fulfils criteria of the definition.
Somebody might think that it would be courageous to attack a man pointing a gun at
you with bare hands, while others might think that it would be simply stupid. Some
might think that it shows courage to keep smiling while suffering great pain, though
others might think that there is nothing courageous in pretending. All of these parties
could, at the same time, agree on the first level of potential disagreements (meaning
as dictionary definition) over the word ‘courage’, for example, in the following way:
an act can be described as courageous when the actor is doing something that involves
some kind of danger or possibility of losing something valuable, and he is aware of
this possibility, is performing the act voluntarily, is facing dangers heedfully, and is
aware of the nature of the situation, and so on. In this case different parties might
disagree on the reference of a term. We could also take ‘democracy’ as an example.
The term ‘democracy’ has a strong positive evaluative power. Nowadays probably
most leaders of different states wish to describe his or her state as a democracy. Even
when such differently managed states are called democracies, the question is not, at
least always, about trying to give a new definition to the term ‘democracy’. In many
cases they might argue about the application of the term, and its reference, and it
seems that discussions of this sort are relatively new. The reference was more or less
clear, or uncontested, for a very long time. Only the recent success of democracy has
given rise to discussion about how to relate the term to the world, and to
disagreements on which existing states it can refer to.143
Perhaps it should be noted that Skinner does literally say that to be able to apply the
term in question “correctly”, to grasp its “correct use”, 144 one has to be aware of the
standard dimension of the term. It would be more in line with his thought to use the
terms ‘conventionally’ and ‘conventional use’, but it is enough for us to remember
that Skinner does not think that there could be the correct way of applying a term,
especially not any appraisive terms, and that these “correct uses” are what the
disagreements are concerned with.
The first two levels are disagreements on the term’s sense and reference in the classic
sense. The third level of disagreements is characteristic especially of evaluative terms
and is very closely connected with the meaning type M3. Basically, to use a term one
142
Skinner, 2002a, 163.
143
See e.g. Hanson 1989.
144
Skinner 2002a, 161.
71
has to know if the term, for example ‘courageous’, can be used to mock people,
approve their actions, or perhaps even to praise them. But we do have to remember
that changes may take also place on this level, which is about how the concept is
evaluated: what can be done with it. Again ‘democracy’ presents us with a good
example. As just mentioned, today ‘democracy’ is a term that everybody seems to
appreciate and almost all the leaders of the world say that they are in favour of it. But
it has not always been so. A look at the classical Greek philosophers tells another
story. One could say that there was a contest over the range of speech acts that could
be covered with the concept of democracy. Plato, for example, was using ‘democracy’
as a term as an abuse; In fact one does not have to go two thousand years back to
illuminate this point: democracy “was regarded as a dangerous and unstable form of
politics” until the middle of the nineteenth century.145 Or we could take Skinner’s
own example of this kind of change: the term ‘patriot’ underwent a threefold change
from a word of appraisal to abuse and back to appraisal again. It was first a term of
appraisal, but as enemies of England’s rulers in the eighteenth century insisted that
their actions were true to the constitution and therefore ‘patriotic’, the result was a
short confusion of meaning after which ‘patriot’ came to mean “a factious disturber of
the government”. But subsequently, by gradual adoption in party politics, it became a
term of praise again.146 One further note needs to be made: we should remember that
the same concept can also have a different evaluative content during the same period
of time, depending on the context in which it is used. ‘Liberal’ and ‘leftist’ or ‘right-
winger’ are good examples of concepts which during the same period have been used
both to praise and to mock people depending on the context. If a left-winger describes
Mr. Smith as ‘leftist’ it is very likely to be taken as a compliment, but if a right-wing
politician tells us that “Mr. Smith is a leftist” he is very unlikely to be praising Mr.
Smith.
Perhaps it should be mentioned that the form of change Skinner is most interested in
belongs to the second and third level. His concept of innovative ideologist refers to a
political actor that skilfully uses ‘rhetorical re-description’ to pursue his or her own
ends. An innovative ideologist may for example use a normative term in contexts that
in which it would not conventionally be used, aiming to persuade the audience that
the term can actually or properly be used in such circumstances. As an example
Skinner mentions the special rhetorical trope called paradiastole. Paradiostole means
to describe a certain act using evaluative terms that suit the ends of the person
describing the act: a murder can thus be described as a courageous or a brutal act. It is
the moral nature of the act that is described differently by different groups, and not
the act itself. This can also be an act intended to overcome the prevailing conventions,
145
See Hanson 1989, 68.
146
See Skinner 2002a 167-168. See also Skinner Q. 2002c and for a longer-term history of the concept
of patriotism see Dietz, M. 1989.
72
though at the same time it takes advantage of them (and certainly does not intend to
abandon all conventions).
In “Moral Principles and Social Change” (2002) Skinner reflects on the linguistic or
rhetorical techniques that innovative ideologists can use to pursue after their own
ends. The case here is that the innovative ideologist tries to legitimize social actions
that are considered questionable by applying or inventing favourable vocabulary
when describing them. He tries to get opponents to accept this vocabulary as a correct
description of the actions. Skinner suggests that what the innovative ideologist is after
here are (linguistic) illocutionary effects. So, according to Skinner, to achieve “effects
such as evincing, expressing or soliciting approval or disapproval of the actions they
describe” is a linguistic matter, while the question whether they succeeded in
persuading “their hearers or readers to adopt some novel point of the view” is a
historical question concerning perlocutionary effects.147 This could be summarised in
the following phrase: the innovative ideologist uses linguistic means to achieve
political/social ends.148
Skinner mentions two different strategies. The first of the two different strategies can
be carried out by four different tactics which take several sub-forms:
147
Skinner 2002h, 149.
148
Here Skinner speaks of perlocutionary and illocutionary effects (not of intentions, force or act)
which are again something new for his theory of speech acts. In my opinion he would have done better
to speak of illocutionary and perlocutionary action in which innovative ideologist hopes to be
successful.
73
The first strategy consists of using vocabulary that is normally used to express
disapproval, in a neutral or even in an approving manner. The aim is to manipulate the
speech act potential and to “challenge your opponent to reconsider the feelings of
disapproval they normally express when they use the terms concerned”.149 The second
strategy is simpler and according to Skinner more significant. It “consists of
manipulating the criteria for applying an existing set of commendatory terms”,150 i.e.
to preserve the term as it is and to make a change in what it can be used to refer to.
The aim is to get your opponent to admit that a number of appraisive terms can
actually be applied to the behaviour that they consider questionable. The aim is to
make the opponent admit or see that the criteria for applying these appraisive terms or
description are present in this apparently questionable behaviour or actions. Skinner’s
example of this strategy is the attempt, in early modern commercial life, to show that
commercial activities represent providence and that the commitment needed to carry
out these activities is religious in nature (rigorous and severe) in the way that these
concepts are understood in Protestant Christianity. The first strategy can be carried
out by four different tactics of which each consists of two versions.
The first of the different tactics of the first strategy is to try to introduce new and
favourable terms into discussion. It can be divided into two versions. The first version
is a “crude” effort just to come up with new favourable terms and then “coin new
terms as the description of allegedly new principles, and then apply them as
descriptions of whatever questionable actions you wish to commend”.151 Skinner
takes an example from Max Weber: the word ‘frugality’. It acquired widespread use
at the end of the sixteenth century precisely at the moment when approval for this
kind of behaviour became widely sought. The second version of the first tactic is
based on the idea of extending a meaning of a neutral term into a favourable term and
then applying it to the questioned action or behaviour. Skinner’s example is again
from early-modern commercial life when metaphorical uses of the words ‘discerning’
and ‘penetrating’ made their way into a description of a group of talents that many
actors had a reason to defend and wished to be generally commended.
The second tactic consists of efforts “to vary the range of speech acts usually
performed with existing unfavourable terms”.152 There are two alternative ways to
perform it. The first and more usual version of the second tactic is to try to neutralize
the meaning of a term that is conventionally used to express disapproval. Skinner’s
example is the change in the use of the word ‘ambition’ in the early modern period. It
changed from a negative word that expressed disapproval to a neutral word. The
149
Skinner 2002h, 151.
150
Skinner 2002h, 153.
151
Skinner 2002h, 151.
152
Skinner 2002h, 151.
74
second alternative of the second tactic is to aim to “reverse the speech act potential of
an existing unfavourable term”.153 Skinner’s example is the history of the words
‘shrew’ and ‘shrewdness’. Both terms were basically terms of disapproval in the
seventeenth century but in the course of time they came to be used as terms of
approbation, especially in commercial discourse good sense. As the third and fourth
types of tactics for carrying out the first strategy Skinner mentions mirroring the first
and second types of tactics: changing the neutral or positive terms into terms of
disapproval or coming up with new terms of disapproval. As already stated, the
second strategy is about manipulating the criteria of applying a commendatory term.
Skinner does not make any further distinctions within the second strategy.
We may ask now if the changes that these conceptual disagreements cause are only
linguistic changes or if they are, to a greater or lesser degree, also changes in the
social world? We have three different types of conceptual changes to consider.
The first is the disagreement about meaning (M1), i.e. about the criteria for applying a
word. Skinner uses the term ‘art’ and Duchamp as his example. As is well known,
Duchamp took ordinary objects and presented them as works of arts, which were then
exhibited in art galleries. This caused a discussion about the concept of art. Critics
either accepted them as works of art or denied them this status on the grounds of their
definition of art. Those who accepted these works as art relied on a definition
according to which objects that “help us to sharpen our awareness and extend our
appreciation of everyday things” do count as works of art. Others insisted that we
cannot just call something art: a work of art is something that has to be created on
purpose. The linguistic level is easy to spot, but is this at the same time a social
dispute? What if one side wins? Will the prospective linguistic change be a social
change as well? Skinner’s answer is “yes”. This is because depending on the outcome
of this dispute, a range of objects may or may not be elevated onto a new higher class
called ‘art’ and be treated accordingly. This marks a potential change in social beliefs
153
Skinner 2002h, 152.
75
and behaviour. It is also worth remembering that what was said about theories and
how new theories of, for example, unconsciousness may cause a change in the
meaning (M1) of the term ‘unconsciousness’.
The second case of conceptual disagreements was about how to relate the term to the
world. Do the given circumstances yield criteria which allow the standard
conventional use of a given term? Skinner claims that this type of dispute can also
lead both to linguistic change and to social change. If one agrees that the term
‘exploitation’ is a proper description (i.e. circumstances yield criteria by virtue of the
case) of middle-class mothers’ condition in the present time, one will perceive this
piece of social reality in a different light than if one considers that the condition of
these mothers does not meet the criteria of ‘being exploited’. Skinner emphasizes that
this potential dispute has a different character than the previous one, and points out
that these two have often been mixed up. To illuminate this he takes Stuart
Hampshire’s example of a Marxist describing a certain liberal’s actions as “political”
to which the liberal himself would not have attached political significance. Hampshire
thinks that this dispute is about meaning (M1) of the term ‘political’, but Skinner
claims that if this were so, there would be nothing to argue about. It is indeed
important for the Marxist to argue that according to the liberal’s own definition his
actions are political. So, the Marxist’s mission is to convince the liberal and others
that ‘political’ in this exact meaning (M1) can be applied to the action(s) in question;
that circumstances open up this possibility, although in the case of failure or only
partial success, it is possible that the efforts will instead result in a change of the first
kind. The aim is to strive for a new social perception and awareness and not a new
definition or criterion of the term ‘political’.154 Depending on the term in question the
social change might that new phenomena will receive respect or meet with criticism,
i.e. their social status will change.
The third level of disagreements, which concern the range of speech acts that can be
performed using a given term, also has a social dimension. This level is
straightforwardly connected to the social world because, in general, action takes place
within the social world and actions are apt to have some effects on their environment.
It could, perhaps, even be argued that the potential changes are mainly of a social
nature and are linguistic to a certain degree. As we have already seen, there are
several ways of proceeding in these kinds of disputes. For example, if we disagree
with the appraisive use of a given term, we may just stop using it. We may try to
make it clear that we are using it only in a descriptive and not in an evaluative
sense.155 We may even try to reverse the evaluative power of a term by making it
154
See Skinner 2002a, 165-167.
155
This is a rather challenging effort since the evaluative load people attach to terms does not change
on command, and using some terms that have conventionally strong evaluative power carry these
76
contextually clear that we are performing an opposite action to what is conventionally
performed with it (a familiar example of these kinds of disputes is the term ‘liberal’
and how it is used by different political persuasions on the left and on the right).
At the end of “The Idea of Cultural Lexicon” Skinner sketches out his view on these
questions concerning the relation of language and the social reality on the general
level. He opposes the metaphor of language as a mirror of social reality and the idea
that the relationship of those two is (only) contingent and external. According to
Skinner, “it is true that our social practices help to bestow meaning on our social
vocabulary. But it is equally true that our social vocabulary helps to constitute the
character of those practices” and that at some point our social vocabulary and our
social fabric “mutually prop each other up”.156 He even takes under consideration
Charles Taylor’s suggestion that the distinction between social reality and the
language of description of that social reality is artificial. The second general
conclusion that Skinner draws is directed against the reduction of social changes to
linguistic changes and vice versa. Skinner’s conclusion could probably be best called
dialectical: if there are any causal ties between social language and social reality, the
causal arrows may point in both directions. To grasp a normative vocabulary is to take
grasp social constraints on conduct and vice versa.
We have so far summarised what Skinner says about linguistic and social change.
Before moving on to the next topic we should, however, make one remark. Skinner’s
explication suffers from one minor drawback. In this discussion he does not
distinguish between illocutionary and perlocutionary performatives. It would,
however, be important to note that an illocutionary act may not have any effects in the
social world at all, since it is in the text or manifests only in how the listener or the
reader will understand what was said or written, and it is not dependent on any further
reactions or effects. It is only perlocutionary force that causes change in social values
and attitudes, if there is going to be any. Innovative ideologists aim to have some kind
of effect, response, etc. and thus for them it is the perlocutionary act and force that are
of importance, though for us to understand what they meant to do in their acts we also
need to concentrate on their illocutionary intentions.
Especially in this section, but also in the preceding ones, I have hopefully managed to
demonstrate that to study conceptual history is not only to investigate simply the
‘history of linguistics’ but also social and political history. Concerning anachronism,
connotations very persistently. It is also questionable whether terms of any complexity and references
to social practices can ever be used without making evaluative choices. However, Skinner agrees with
Raymond Williams, who claims that e.g. the terms ’culture’ and ’civilisation’ have undergone this kind
of change which was brought about by social anthropology.
156
Skinner 2002a, 174.
77
these sections remind us that when tracking down conceptual discontinuities, and thus
possible points of anachronisms, there may be changes on quite a number of levels.
The number of different levels, and the social and conceptual connections that may
break in the course of time is probably much higher than those pointed in this section.
But these remarks do serve as a starting point.
Skinner asserts that speech acts are essentially conventional and accordingly the
understanding of conventions is a necessary condition for an understanding of all
types of speech acts.157 The possibility of understanding an intention is also dependent
on the use of existing governing conventions. This means that even linguistic
innovations, if they are intended to be understood, have to “take the form of extension
or criticism of some existing attitude or project which is already convention
governed” because otherwise it would have “no chance of being understood”.158 One
of the dangers of not being acquainted with the conventions surrounding the act of
communication is that one is trying to understand, especially in the case of non-
synchronic communication, the apparent familiarity of concepts and conventions one
recognizes. It is a danger, because this familiarity may well be misleading and thus a
possible cause of anachronistic interpretation. This is, of course, the same theme that
Skinner pursues in “Meaning and Understanding” when discussing parochialism (see
157
See e.g. Skinner 1970, 133, 135.
158
Skinner 1970, 135.
78
below). In this article he also formulates a warning very similar to the famous one in
“Meaning and Understanding”: “The danger that A at t2 will ‘understand’ S at t1 to
have intended to communicate something which S at t1 might not or even could not
have been in a position at t1 to have had as his intention”.159 The general idea is that
the S’s speech act should make sense at the moment t1 and to judge this A should be
aware of the criteria of rationality and the governing linguistic and social
conventions160 that are available to S at t1. Otherwise it is impossible to know if A’s
interpretation of S’s speech act would be understandable at t1 in general, and
acceptable to S as a description of what he was trying to communicate. The linguistic
and social conventions can provide an interpretational framework that tells the
historian what speech acts can or could be standardly done by a given set of concepts
or terms at the time and place of the speech act.161
Skinner seems to emphasize the limiting nature that conventions have regarding
communication, and he has been criticised for not taking into account the fact that
someone might come up with new ways of communicating or breaking the
“boundaries of established languages”. However, in “Analysis of Political Thought
and Action” he made a distinction between being limited by conventions and being
limited only to following conventions. 162 Skinner claims that his ‘conventional
approach’ offers the only way to notice when and where these changes or appearance
of novelties took place.
159
Skinner 1970, 136. The famous formula of “Meaning and Understanding”: “No agent can
eventually be said to have meant or done something which he could never be brought to accept as a
correct description of what he had meant or done" will be discussed below.
160
Besides linguistic conventions social conventions also matter, because utterances are treated as
(social) action. The close relation of linguistic and the social world is explained above.
161
Skinner 1988c, 107.
162
See Skinner 1988c, 106.
163
Skinner 1988d, 95.
79
there are no footnotes or other explicit references to the books that Machiavelli
discusses.
The importance of prevailing conventions of the time and the place in which a given
text is written should now be clear. The growing dangers of anachronisms are evident
if the interpretative work is based solely on reading the text over and over again
without paying attention to the surrounding conventions.
164
Skinner, 2000, xiv.
165
Skinner 2002c, 46.
80
uses and be able to “find out what discriminations they are employed to make” and by
doing this we can usually “hope to understand the applications even of those terms
which remain wholly resistant to translation”.166 This seems to me very plausible,
though Skinner could have added that we learn uses and applications of new words all
the time without translating them into the vocabulary that we have already mastered.
For example, this may happen when, for the first time, we come across a term that has
already belonged for some time to our mother tongue, or perhaps for a long time but
has vanished from the sight for a period, or when a totally new term is coined. For any
student of philosophy, both of these cases are very familiar.
Skinner admits that it may well be the case that we cannot fully explain certain terms
of an alien language to others in our mother tongue, and to that extent translations
remain indeterminate. However, he agrees with Quine that the conclusion is not to
give up our efforts of understanding, but to give up the “quest for ‘meanings’ in such
an atomistic sense”.167 The practical advice for a historian that follows from this is
that the historian should never assume that “the task of explicating an alien concept
can be reduced to that of finding a counterpart in his or her own language for the term
that expresses it”. 168 The historian’s task is about learning different styles of
reasoning, and not only about translating them. Skinner gives an example of the
problems by referring to Machiavelli’s term ‘virtù’. Some commentators have
complained that Machiavelli is using the term virtù in very many different meanings,
that virtù has not a one fixed meaning in Machiavelli’s writings: sometimes
Machiavelli seems to use it in a traditional Christian sense; but at other times he
describes wicked men as virtuosi, which the Christian tradition could not accept.
According to Skinner, this critical line of commentaries is mistaken because it is
supposed that there should be a modern counterpart for virtù in modern English.
Skinner maintains that Machiavelli is using the term with “perfect consistency”, but
Machiavelli’s use does not have a simple counterpart in modern English. Machiavelli
is using the term “if and only if he wished to refer to just those qualities, whether
moral or otherwise, that he took to be most conducive to military and political
success”.169 This is Skinner’s paraphrase of Machiavelli’s term virtù. It is not a simple
translation into a corresponding English term, but an effort to track down its meaning
“within an extensive network of beliefs, the filiations of which must be fully traced if
the place of any one element within the structure is to be properly understood”.170
This last statement is of course also an expression of Skinner’s semantic holism,
which was already touched upon above, but from the perspective of translatability it
166
Skinner 2002c, 46, 47.
167
Skinner 2002c, 47.
168
Skinner 2002c, 47.
169
Skinner 2002c, 48.
170
Skinner 2002c, 49.
81
means that when translating a term the translator has to be sensitive to the relations
that the term carries to e.g. a network of beliefs, since the supposed counterpart in the
object language could only make sense in a different network of beliefs. In the case of
Machiavelli and virtù it is, according to Skinner, clear that Machiavelli’s use of the
term does not make sense within the Christian network of beliefs and it follows that in
a Christian network it does not have a counterpart.
Skinner does not have a general theory of rationality or a definition of truth; his views
are more like particular perspectives on these grandiose concepts.172 His questions
concerning these concepts come from the historian’s point of view: should the
historian consider the question of truth of the past beliefs she is investigating, and
what kind of role does rationality have when explaining beliefs? How can it be
explained that such great minds as Aristotle and Jean Bodin held views that seem very
strange. Aristotle believed e.g. that “bodies change quality whenever they change
171
Skinner 2002c, 55.
172
Skinner also states that “Having gestured at the concept of rationality, I ought to stress that I intend
nothing very grand or precise by that much abused term” and “My attempt to construe the concept in
an informal way is indebted to Putnam”. Skinner 2002e, 31 and fn. 22.
82
place”,173 and Bodin believed in the existence of witches and that they are “in league
with the devil”. According to Skinner, we should try to find a sympathetic and non-
anachronistic explanation.
Skinner also wishes to keep separate the question of the truth of a belief and the
explanation why someone holds a belief, even in cases when a belief is obviously
true. 177 When it comes to explaining obviously false beliefs, Skinner rejects the
insistence that they should be explained in terms of “social function” or
“psychological pressure” or a “lapse of rationality,” in favour of considering if at the
time it might have been perfectly rational to hold those beliefs that we now consider
to be “manifestly false”.178
Though Skinner insists on being careful and not trying to come up with one final and
universal definition of rationality, he goes on to describe rational beliefs as suitable
beliefs to be held true in the circumstances in which the actors holding those beliefs
are or were living: “a rational belief will thus be one that an agent has attained by
some accredited process of reasoning. Such a process will in turn be one that,
according to prevailing norms of epistemic rationality, may be said to give the agent
good grounds for supposing […] that the belief in question is true”.179 The distinctive
feature of rational persons is that they will be concerned “to view their own views
173
Skinner 2002e, 28. Bodin’s beliefs are expressed in his La Demonomanie des Sorciers (1595) and
for Aristotle beliefs see Kuhn’s The Structure of Scientific Revolutions (1962). If they really held these
beliefs can be disputed, but the question here is a general one: how can great minds hold beliefs that we
regard as silly?
174
Skinner mentions Pettit and Macdonald. See Macdonald & Pettit 1981.
175
Davidson 2006, 207
176
Skinner 2002e, 30.
177
The idea that true beliefs do not need further explanations is propagated e.g. by Pettit and
Macdonald. see Macdonald and Pettit 1984
178
Skinner 2002e, 31, for views Skinner opposes see Macdonald & Pettit 1981, 34 and 42.
179
Skinner 2002e, 31.
83
critically”, that is, to have an interest in consistency, and an interest in justifying their
beliefs by “considering the degree to which they may be said to fit with each other
and with perceptual experience”.180 However, Skinner concludes cautiously, stating
that the relation between the ideal of rationality and “practices embodying it seem too
complex and open-ended to be captured in the form of an algorithm”.181 So, again
Skinner is sceptical about coming up with a single definition or criterion that would
sum up the concept of rationality.
This leads to the idea that to judge if a belief is rational, one will have to take look at
the ‘circumstances’ in which the belief is held true, and the truth value and the
rationality of a given belief should be kept separate. Skinner takes up the belief in
witches to illuminate his point. If one straightforwardly considers that since the belief
in witches is false and thus not rational in any circumstances, one rules out a kind of
explanation that could give a rational explanation for such a belief. Skinner considers
the sixteenth century peasants’ belief in the existence of witches, and states that in the
sixteenth century it was widely accepted (and manifestly held to be rational) that the
Bible was God’s word or was directly inspired by the word of God. Since the Bible
affirms the existence of witches and condemns them, a disbelief in witches would
have been to discount God’s word. Skinner asks: “What could have been more
dangerously irrational than that?”182 The first moral of this is that one should not
consider a priori that the beliefs we now hold to be manifestly false and would
consider irrational, were held to be irrational at the place and time that we are judging.
The second moral is that by taking such a stance in advance it may mean that the
historian bypasses “a range of questions about the mental world of the peasants which
it may be indispensable to answer if their beliefs and behaviour are to be satisfactorily
understood”.183 Thus the historian’s job is to “uncover the prevailing norms for the
acquisition and justification of beliefs in that particular society” and then examine the
beliefs “in the light of those norms themselves”.184 It is important to notice that
180
Skinner 2002e, 32. It should be noted that “perceptual experience” is not a reference to the positivist
notion of direct observational evidence as basis for justifying beliefs. This Skinner denies explicitly.
See ibid.
181
Skinner 2002e, 32.
182
Skinner 2002e, 36. For the Bible on witches, see Deuteronomy 18.10–12 (Skinner mentions 13.10-
12 but that is probably a mistake); Galatians 5.20; Exodus 22.18. I am not sure if this is actually the
best example to be offered. Since one could consider that possibly it was not so rational to hold the
belief that witches existed at that point, even though the Bible mentions them, or at least there could
have been rational persons who did not believe in witches. However, I would argue that it could have
been dangerously irrational to publicly or perhaps even in private confess that one did no believe in
witches. This might be what Skinner had in mind when he starts to speak of the “prevailing norms for
acquisition” in the particular contexts, but in 2007 he states that the question is truly about believing:
“Surely it would have been irrational for the peasants not to believe what the Bible says” (Skinner
2007b). Possibly better example would have been the belief in the idea of the earth as the centre of the
world in the ancient history.
183
Skinner 2002e, 36.
184
Skinner 2002e, 37.
84
Skinner is not claiming that it would be the historian’s job to take an outside or
objectivist position regarding the standards of rationality. Skinner is emphasising the
importance of becoming acquainted with the prevailing norms or conventions of
rationality of the society under examination: if a past actor has a mistaken belief, even
an obviously mistaken belief from our point of view, it does not automatically mean
that the belief is irrational. The judge’s job is holistic: the rationality of a given belief
has to be judged within its connection to other beliefs that the agent holds, and which
can or cannot be seen as rational to hold at that given moment. In the end, Skinner
leaves it open whether to take an objective stance on standards of rationality is
anyone’s job but he is obviously very sceptical about that job in general.
Skinner has written extensively on the histories of concepts such as liberty and the
state. However, Skinner does not identify himself as ‘a historian of concepts’. He says
that he would rather call these histories “histories of the uses of concepts in
argumentation”185 than histories of concepts, and in an interview with J. F. Sebastián
(2007) he regrets having written on the history of the term paradiastole, which was
used by classical rhetoricians to “express the concept involved”. He states that instead
he should have written “a history of the concept, and not a history of the vocabulary
used to express it”.186 In “Retrospect: Studying Rhetoric and Conceptual Change”
(2002) Skinner writes that his “almost paradoxical contention is that the various
transformations we can hope to chart will not strictly speaking be changes in concepts
at all. They will be transformations in the applications of terms by which our concepts
185
Skinner 2002, 60.
186
Skinner 2007, 114. These remarks are made at the point in which Skinner makes a provocative
comment about Kosselleck and goes on to state that Koselleck was a historian of words rather than of
concepts.
85
are expressed.”187 The concept of ‘concept’ plays a role in Skinner’s writings and it is
obviously an important one. However, Skinner does not really discuss it in detail
anywhere, though his explicit agreement with Wittgenstein that concepts are tools
should not be underestimated in this regard.188 He does, however, make some remarks
on the topic and writes on themes which stand in close relation to it, so we have some
material to work on concerning the concept of concept besides what we have already
discussed, that is the basic distinction between ‘word’ or ‘term’ and ‘concept’.
So, the question is, how does Skinner still hope to write some kind of history of
concepts when he has criticised Lovejoy’s history of ideas so harshly? And what is he
speaking of when he recognizes that ideas do not have to have a corresponding word
or term? Is that not to speak about Lovejovian ideas? Are ‘concept’ and ‘idea’
synonymous in Skinner’s terminology? And what, then, are the ‘ideas’ that Skinner
dislikes so much? We can look for the answers from “Meaning and Understanding” in
which Skinner’s criticism against Lovejoy is articulated for the first time.190 But as a
starting point we could notice a very little-known short essay191 by Skinner, “What is
Intellectual History…?” (1988). In this essay Skinner summarizes his argument in the
following way: “This kind of history […] tends to leave us with a history almost
bereft of recognizable agents, a history in which we find Reason itself overcoming
Custom, Progress confronting the Chain of Being, and so forth. But the main doubt
[…] has been that, in focusing on ideas rather than their uses in argument, it has
seemed insensitive to the strongly contrasting ways in which a given concept can be
put to work by different writers in different historical periods”. 192 As is clear,
187
Skinner 2002j, 179.
188
For an explicit statement, see e.g. Skinner 1988a, 283; Skinner 1988e, 111.
189
See e.g. Palonen 2003, 35-38. Skinner 2007,114.
190
I discuss this below from the perspective of anachronistic “mythologies”.
191
Skinner himself has not included it his official bibliography:
http://www.hist.cam.ac.uk/academic_staff/further_details/skinner_cv.pdf
192
Skinner 1988e, 110.
86
Skinner’s critique of Lovejoy193 is ontological and methodological. In “Meaning and
Understanding” the ontological criticism takes the following form: “the particular
danger with this [Lovejoy’s] approach is that the doctrine to be investigated so readily
becomes hypostatised into an entity […]. The fact that ideas presuppose agents is very
readily discounted, as the ideas get up and do battle on their own behalf”. This
entitization leads to “the tendency to search for approximations to the ideal type”194 or
to the tendency to look for anticipations of the ideal type and it loses connection with
the argumentations or discussion in which human agents use these ideas. Skinner is
quite strict here: there is no independent ‘essential meaning’ of an idea that ‘remains
the same’ or to which individual agents could ‘contribute’, there are only uses of
ideas.
This leads to Skinner’s methodological criticism, and even though Skinner seems to
keep ontological and methodological issues apart (and considers methodological
doubts to be his main doubts regarding the history of ideas), there is a logical
connection from an ontological critique to Skinner’s methodological critique of the
history of ideas. The first logical conclusion is, that since there are no ideas outside of
uses, which are tied to agents, we should study the use of ideas. In order to understand
ideas we have to study “all the various situations [“contexts” in the revised version of
2002], which may change in complex ways, in which the given form of words can
logically be used […] all the various things that can be done with them […] the nature
of all the occasions and activities – the language games – within which they might
appear” and not simply the “forms of words involved”.195 So, in addition to the study
of use it is necessary to understand the idea, and to understand the use it is necessary
to study the contexts and language games.
The second conclusion is that the same kind of study is also needed in order to learn
“what part, trivial or important, the given idea may have played in the thought of any
individual thinker who happened to mention it, or what place, characteristic or
unusual, it may have taken in the intellectual climate of any given period in which it
appears” or to “what questions [in Collingwood’s sense] the use of the expression was
thought to answer, and so what reasons there were for continuing to employ it”.196
And if we do not learn what ‘status’ a given idea might have had, then we do not have
a historical understanding of its value and importance.
193
Even though in this short essay Skinner does not mention Lovejoy by name, the “great chain of
being” is of course a direct reference to the book by Lovejoy.
194
Skinner 1969, 34, 35.
195
Skinner 1969, 55
196
Skinner 1969, 55 – 56.
87
One remark is worth making concerning the formulation the “use of ideas”. It may
lead us to think that there must be independent ideas, since how else could one use an
idea?197 From this some might make the conclusion that Skinner would have to admit
the existence of ideas outside their use. This is a very tempting line of thought, but I
would like to suggest that it is just a linguistic trick or a misconception. According to
Skinner, ideas are constituted in their use. Their being is the use, and outside there is
nothing. It might make as much sense to speak, at the same time, of the ‘making or
creation of an idea’ as it does to speak of the ‘use of an idea’: in the strict sense, an
idea is ‘manufactured’ and used at the same time. Ideas are not taken from a shelf and
put to use. Possibly a good analogous expressions would be: “Boxers use punches to
knock each other down”, etc. The punches are created in the use, they are not taken
from somewhere and then put to use. This misconception may rise from the fact that
beside conceptual discontinuities there are long conceptual continuities in history. If
one tracks down a history of, let us say, the idea that at some point came to be called
paradiastole, one may see – at least on the general or abstract level – the same idea
being used in different arguments. The mind then easily goes on postulating the
continuing separate existence of an idea, which is taken into use on various occasions.
However, I cannot see what would be the place where an idea exists while it is not
used? The existence of an idea outside articulations198 is an unnecessary postulation;
it does not explain anything and it opens up the question where do ideas exists when
they are not being used? However, I do not wish to push this ontological question,
since as I discuss below, it is not very important in regard to my purposes.
Even though I agree with Skinner on what he says about the concept of idea,
supposing that I have understood him correctly, there are, I believe, a few
shortcomings which explain why the line of thinking I have just mentioned is so
tempting. First, Skinner should have some kind of opinion on the continuities,
similarities and relations between different uses of concepts. As long as he does not
give an account of the conceptual continuities it is unclear, (or at least not absolutely
clear) what the history of the uses of concept/idea of e.g. paradiastole, the idea of
redescribing certain vices as virtues, is precisely about. I mean that it is unclear in
what sense there is a continuing history of separate uses of an idea to be told. And
what about the conceptual discontinuities that one will inevitably meet when writing a
history of uses of any given idea from antiquity to the Renaissance? Discussions take
place on too general a level if one has to answer ‘yes’ or ‘no’ to the question if the
idea or concept used by X at t1 is the same as the concept or idea used by Y at t2. But I
197
See for example Jouni-Matti Kuukkanen’s criticism of Skinner in Kuukkanen 2008. See also section
"Theoretical Summary of the Conceptual Prism" below.
198
By ’articulation’ I mean any kind of spelling out of an idea; speeches, dictionaries, jokes,
discussion, movies, etc., perhaps even personal thinking.
88
will suggest a more detailed way of approaching these kinds of questions in the final
part of thesis.
At this point my conclusion is that we are now able to see that Skinner is not actually
criticising ‘ideas’ or the ‘history as ideas’ as such. He even asks and answers the
question how we are to understand a given idea. He stands in opposition to a
particular concept of idea and to particular practice of the history of ideas, which is
implicitly or explicitly based on this concept of idea. In the 2002 heavily revised
version of “Meaning and Understanding” this is marked by the fact that when
speaking of Lovejoy’s project he uses a more precise term: the history of “unit ideas”.
So, there are two different concepts of idea at play: one that is Skinnerian and other
which could be called the Lovejovian concept of idea.200 We have to keep in mind the
title “Meaning and Understanding in the History of Ideas” and that the essay is not
only a critique: it contains positive views on which direction the study of ideas could
and partly also should be practised according to Skinner.
After this miniature study of Skinner’s use of ‘idea’ and ‘concept’, I would like to
suggest that he uses them mostly as synonyms, but there are different conceptions of
idea and concept at play; and when Skinner contrasts his own ‘ideas’ or ‘concepts’
with Lovejoy’s, they might not be synonyms. Most of the time readers will have to
figure out which concept is at play by themselves, but sometimes Skinner uses the
expression “the history of uses of concepts in arguments” instead of “the history of
concepts” to mark the difference. It should also be mentioned that, however, recently
199
For an overview of the discussion, see e.g. Margolis & Laurence 2005. For more specific
discussions, see Margolis & Laurence 2007.
200
I am not claiming that this is a correct description of Lovejoy’s concept of idea. I am actually rather
sceptical towards Skinner’s critique of Lovejoy and do not consider it very fair.
89
(2007) Skinner has described his critique in more radical terms in a way that leaves
me somewhat confused. I would argue that what I have said above, suits nicely with
Skinner’s corpus, but what he himself has recently said is in some kind of conflict as
the term ‘idea’ does belong to his vocabulary and is not always used in the negative
sense. Skinner states that “One of my earliest articles was called ‘Meaning and
Understanding in the History of Ideas’, but I used that phrase ironically, my intention
being to deconstruct the claim that there could ever be a history of ideas of that
kind”.201 However, in the article he does not present such terminological judgments
and instead criticises what he considers to be Lovejoy’s programme. In my opinion
the article tells how not to study the history of ideas and what is the value of studying
the history of ideas. In both matters Skinner is developing his own view and
criticising Lovejoy’s, but not condemning the history of ideas as such or performing a
conceptual sanitation. He has also accepted the term “ideas, history of” in the subject
index of Visions of Politics, and the subcategory references to the history of ideas,
“e.g. value of studying” are by no means all critical.
Another relevant issue on the matter of the concept of concept is the so-called
concept/conception distinction. To agree with this distinction means to maintain that
while various conceptions of, for example, liberty are likely to carry an evaluative or
normative load within them, the concept of liberty might be purely descriptive and
universal. Some philosophers, such as H. L. A. Hart, Ronald Dworkin, John Rawls202
and more recently Adam Swift,203 have made use of this distinction between concept
and conception.
The most recent of these comments, by Adam Swift, describes the idea in the
following way:
The ‘concept’ is the general structure, or perhaps the grammar, of a term like
justice, or liberty, or equality. A ‘conception’ is the particular specification of
that ‘concept’, obtained by filling out some of the detail.204
201
Skinner 2007.
202
It is no coincidence that Rawls formulates liberty following MacCallum: “Therefore I shall simply
assume that liberty can always be explained by reference to three terms: the agents who are free, the
restrictions or limitations which they are free from, and what it is that they are free to do or not to do.”
Rawls 1999, 202.
203
Dworking 1978, Adam Swift 2001. The idea can be traced at least to Rawls 1971 and Hart 1961.
Hart states that “it is possible to isolate and characterize a central set of elements which form a
common part to all the questions when defining the concept of law” (16) even though it is not possible
to give a concise definition. Rawls announces that “[…] it seems natural to think of the concept of
justice as distinct from the various conceptions of justice as being specified by the roe which these
different sets of principles, the different conceptions, have in common” (5) and that “Here I follow H.
L. A. Hart” (5, note 1)
204
Swift 2001, 11.
90
and that
“People disagree not in their views about the concept of liberty but in their
views about conceptions of it. Conceptions differ because there are differences
of opinion about what should be regarded as an agent, a constraint, and a
goal”.205
These passages catch the idea rather well and as I will return to details of this
distinction in later chapters, but at this point I shall simply move to Skinner’s
comments on the matter.
205
Swift 2001, 54.
206
Skinner, 2002l, 268, f125.
207
Skinner, 2002m, 262, f123.
208
Skinner, 2002m, 261.
91
-which forms the concept of liberty. On this ground it could be fairly safe to say that
Skinner does not consider the discussion on the concept/conception distinction to be
very fruitful, or that the distinction does not really add useful information.
In his essay “Rhetoric and Conceptual Change” (1999/2002) Skinner takes ‘child
abuse’ as an example of a case which he calls rhetorical redescription. He states that
some philosophers have been too hasty to say that when disagreeing over what counts
as ‘child abuse’ people must have different concepts of child abuse. Skinner says that
he agrees with the view that to argue, people must have the same concept and they
disagree only on the circumstances in which the concept can be applied. Moreover, “if
the disputants are genuinely arguing, they must have the same concept of what
constitutes child abuse. The difference between them will not be about the meaning of
the relevant term, but about the range of circumstances in which they are prepared to
apply it”. 209 This is of course the second level of the levels of conceptual
disagreements explained above. But Skinner does not give any explanation why the
disagreement should take place on this level in order to be a “genuine argument”,
except simply stating that “if disputants are genuinely arguing they must have the
same concept of what constitutes child abuse”.210 This is no argument at all, and
probably not even meant to be one.
As far as I can see, there is no compelling reason why an argument over what counts
as ‘child abuse’ could not be about, or at least include, the question of how to
construe the concept ‘child abuse’ itself, or the related concepts ‘child’ and ‘abuse’,
even though this may not necessarily be the case. I think that in “A Third Concept of
Liberty” this is also Skinner’s own opinion as explained above. Consider two people
arguing if the pulling of a minor’s hair counts as child abuse. They could agree that
this is an act that causes real pain to a child, but they could disagree if causing pain
(intentionally) is a sufficient (or necessary) element of the concept of abuse (though,
the case could of course be that they could be agreeing on the definition of ‘child
abuse’ and simply arguing if pulling hair does really cause the amount of pain that the
definition requires). I regard both cases genuine arguments, and in my opinion the
decision whether to include or exclude “causing pain” in/from necessary or sufficient
conditions of ‘child abuse’ is a matter concerning the construction of the concept
itself. But perhaps it could be said that Skinner is right to protest against idea that
parties in quarrel must have different concepts of child abuse, but he goes too far
when he insists that to argue genuinely they must have same concept.
209
See Skinner, 1999, 71 and 2002j (revised version: “Retrospect: Studying Rhetoric and Conceptual
change”), 186.
210
Skinner 2002j, 186.
92
What is interesting regarding Skinner’s concept of concept is that in the passage
quoted Skinner equates the concept with the term’s meaning. Skinner indeed denies
that the disagreement could be about “the concept” on the grounds that “the difference
between them will not be about the meaning of the relevant term” but about the
circumstances in which the term is applied. If we take this as Skinner’s definitive
statement on the matter, we will have to conclude that the concept of concept is for
Skinner M1; the definition of a term (even though there might be concepts that do not
have a single corresponding term). However, then the idea of three different levels of
conceptual disagreements, would have to be formulated so that only the first level is
properly conceptual and the others just something related. This would coincide rather
well with his critique of Lovejoy and the idea that there cannot be histories of
concepts. Ontologically he maintains that concepts do not have other forms of
existence than their use, whatever is meant by ‘use’, so perhaps the implicit definition
would be that: concepts are their explicit or implicit definitions (M1) which occur
only in their uses. This is of course almost the classical definition of concept, only the
ontological part has been added. I am not sure if Skinner uses this definition
consistently through his work, but I myself prefer a richer concept of concept.
Concepts are all about meaning and I will try to sketch an alternative view of concept
as a meaning structure in the last part of this work.
The next section of this chapter discusses Skinner’s famous article “Meaning and
Understanding in the History of Ideas” in detail. This is the piece in which Skinner
explicitly discusses anachronisms, and which remains one of the basic references
when discussing anachronisms. In this section I aim to deal with the issues on a more
concrete level and will offer a new, close reading of Skinner’s text.
211
See e.g. Skinner 2002a, 57 and 2002e, 38. This is not the first time a historian calls anachronisms
sins. I do not know if Skinner picked up the word from somewhere, but i.e. Frank Manuel 1972, 128
for one calls the anachronistic attribution of present attitudes to the past the “historical sin of sins”.
212
Skinner 1969, 48.
93
classic writer has said (especially in an alien culture) without bringing to bear some of
one’s own expectations about what he must be saying”.213 Later he argues “It is
obviously dangerous, but it is inescapable, that he [the historian] should apply his own
familiar criteria of classification and discrimination […] Otherwise it is hard to see
how there can be any understanding at all”.214 So, Skinner seems to claim that
anachronisms are sins, but nevertheless, the historian is bound to give, in some sense
of the term, an anachronistic interpretation. What can we make of this? To understand
this apparent paradox we need to speak of anachronisms in a more detailed way. We
need to distinguish between different kinds of anachronisms, and in this Skinner is
able to offer some help. It is widely acknowledged that “Meaning and Understanding”
presents a typology of anachronistic interpretations that Skinner calls mythologies.
Commentators refer to four different kinds of mythologies Skinner describes:
mythologies of doctrines; of coherence; of prolepsis; and of parochialism.215 What has
gone unnoticed, or at least without reference, is that Skinner’s typology of
anachronistic mythologies is much more detailed. If we count all subcategories and
subcategories of subcategories we will find that Skinner actually describes up to 19
different types of mythologies. The exact number of different types depends on how
we interpret a few differences between an upper level category and a subcategory. If
we count only the lowest level categories of each of the four main categories, we can
safely say that Skinner distinguishes at least 12 different forms of mythologies. But
the question concerning the number of different categories is not very important.
What is important is to notice that the typology is indeed richer than is usually
thought.
Yet Skinner does not give an explicit account of the type of anachronism that seems
to be the most important, one which has gone unnoticed among his commentators and
critics.216 As I mentioned above, Skinner insists that historians are attached to the
present in a way that is inescapable: they necessarily approach the history “with
213
Skinner 1969, 31.
214
Skinner 1969, 45 and note 105 (p. 297).
215
See e.g. Femia 1981, Åsard 1987, Palonen 2003. Many of commentators who criticize Skinner's
views on anachronisms pay no attention at all to this typology and build their whole criticism on one or
two of the ‘slogans.’ Those who notice the typology never seem to notice more than the four main
categories. See Jardine 2000; Knuuttila 2003, 1986; Leslie 1970 and Prudovsky 1997 and see also
Palonen 1998. Nick Tosh seems to jump freely from one category to another, namely from the
mythology of parochialism (type D.1.) to the mythology of doctrines (type A.1. converting scattered
remarks into a doctrine). See Tosh 2003, 654-655. Schochet (1974) gives a rather brief and not very
detailed description of some of the mythologies. Pocock comes up somewhat randomly with two of the
mythologies (Pocock 2004), and Lamb seems to deal with only one form of mythology, namely what in
my reconstruction of typology is called criticism for failing to discuss doctrine proper to the subject
(A.2.1.) even though he uses plural form (Lamb 2004). Kaukua & Lähteenmäki 2010 maintain that
there are only three different mythologies.
216
Gordon J. Schochet does notes that “Skinner agrees [...] in some ultimate sense the historian is
incapable escaping his own age”. But he does not explicate this any further. See Schochet (1974), 269.
94
preconceived paradigms”.217 This form of anachronism is crucial for an understanding
of Skinner’s methodological views. I shall call this type of anachronism ‘original sin’,
because historians cannot avoid it.
One more observation needs to be made, before I engage in detailed account of the
typology. We should keep in mind that it is basically a warning of some dangers that
historians are likely to confront: historians are always on the verge of making their
judgments on some other grounds than historically justifiable grounds. For example,
when anatomising the mythology of coherence, Skinner is not saying that it is
impossible that a past thinker could actually be more systematic and coherent than it
first appears: an interpretation which describes the thinker more systematic than it
first looks like is not necessarily mythological. Skinner’s point is that the
interpretation has to be based on convincing historical evidence, not on some pre-
convinced a priori idea of how the great thinkers must think. 218 In general the
typology is a critical tool for a historian to become aware of in order to avoid some of
the dangers that are lurking around the corner.
Secondly, we must see that Skinner’s criticism is in most, but not in all, cases pointed
at interpretations which (explicitly or implicitly) make claims concerning intentions
of an historical agent. However, Skinner does not suggest that we have some kind of
direct access to the intentions of any agent to check if the interpretation is correct, as
we have already noted in previous the chapters. His examples are cases in which the
historical evidence speaks against mythological interpretations. In the main he gives
examples in which we are in a position to say that the authorial intentions could not
be those that they were claimed to be. In some cases there is perhaps some important
evidence on which we can convincingly base a more accurate interpretation of the
intention(s) of the agent in question. This kind of evidence could be, for example, a
description of the intentions that the agent himself provided.219
217
The (un-Kuhnian) use of the plural form of the concept of paradigm is justified because Skinner is
writing to all kinds of histories of ideas e.g. history of politics, religion, physics, philosophy and each
of these disciplines have their own (Kuhnian) paradigm. The question do they really have a single
paradigm within which they are operating is irrelevant here I’m just justifying the use of the plural
form of the paradigm within the Kuhnian language game.
218
At the present I am unable to give any textual references to articles giving this reading, but
experiences in conferences and my private conversations with scholars have shown that it is
surprisingly common to read Skinner’s mythologies, not as warnings of particular dangers, but as a
strict denial of the possibility of coherence etc.
219
Skinner has been accused of putting too much weight on the historical agent’s own testimonies
concerning their intentions and Skinner has himself admitted that he used to do that. In the Meaning
and Understanding, however, he writes that “This special authority of an agent over his intentions does
not exclude, of course, the possibility that an observer might be in position to give a fuller or more
convincing account of the agent’s behaviour than he could give himself. (Psychoanalysis is indeed
95
Skinner’s detailed topology of anachronistic mythologies can be presented in the
following way. The main categories are marked by the letters A, B, C and D, and the
subcategories by numbers following the letter:
A. Mythology of doctrines
A.1. Converting scattered remarks into a doctrine
A.1.1. Sheer anachronism
A.1.2. Dismissing intentions
A.1.3. Ideas as agents (reification of doctrines)
A.1.3.1 Approximations of the ideal
A.1.3.2. Emergence of doctrine
A.2. Criticism for failing to form a doctrine
A.2.1. Criticism for failing to discuss doctrine proper to the subject
A.2.2. Criticism for not being systematic enough
B. Mythology of coherence
B.1. Higher coherence
B.2. Inner coherence
D. Parochialism
D.1. False reference
D.2. Conceptualising into misleading familiarity
And by reading Skinner’s other texts we may construct some more types:
E. Direct translation
F. Mythology of rationality
F.1. Mythology of irrational beliefs
F.2. Mythology of false rationality
F.3. Mythology of charity principle
I will now take a closer look at each of the types mentioned in the list above.
founded on this possibility.)” Skinner 1969, 48. See also Skinner 1988b, 76-77 and note 48: “Here I
retract an overstatement which I made in my essay, ‘Meaning and Understanding in the History of
ideas”. Aviezier Tucker has argued that there is an incoherence here. He thinks that Skinner is speaking
of psychoanalysis as a historiographical method (see Tucker 2006, 302–303), but Skinner is only using
it as an example of a case in which interpreter is--at least supposedly--to understand the person that is
under interpretation better than the latter can. Or if we consider what Skinner wrotes subsequently in
“Interpretation, Rationality and Truth”, it is clear that he finds a difference between explaining a belief
and describing a belief. When explaining a belief we may legitimately use the best possible explanatory
model and the vocabulary following (see Skinner 2002b, 50).
96
A. Mythology of doctrines
The first of the four main forms of mythologies Skinner anatomizes is the mythology
of doctrines. Skinner claims that this is the most persistent form of all the
mythologies. It follows from the fact that historians are “set by the expectation that
each classic writer […] will be found to enunciate some doctrine on each of the topics
regarded as constitutive of his subject”.220 The obvious problem is that the historian is
looking so hard for contributions to themes which are nowadays considered
‘mandatory’ for the subject that he will eventually ‘find’ them in any given author.
The mythology of doctrines has several subcategories.
This form of mythology is generated when the historian starts to convert “some
scattered or incidental remarks” into a doctrine of one of the themes of his field. This
generates three different kinds of subcategories.
Skinner presents here yet another effective formulation: “The particular danger with
intellectual biography is that of sheer anachronism. A given writer may be
‘discovered’ to have held a view, on to which he cannot in principle have to meant
contribute”.221 This is a formulation that Kari Palonen calls “Skinner’s anachronism-
thesis”. 222 But we should notice that this ‘thesis’ concerns only one kind of
anachronism in Skinner’s typology. This in turn reminds us that Skinner’s views on
anachronisms cannot be reduced to any kind of simple formulation. Indeed, the so-
called ‘anachronism-thesis’ is about one special type of anachronism, which
according to Skinner, is typical in intellectual biographies or synoptic kinds of
histories, that is, histories which focus on individual thinkers. Furthermore, this kind
of anachronism is for Skinner “a prior logical oddity”,223 and the particular nature of
this mythology becomes clear when we compare the ‘thesis’ with the next form of
anachronisms, which is about someone wrongly associating a view to a writer to
which he in principle could have contributed but de facto did not.
But before moving to the next category, it is worth noting what Skinner means by
“logical oddity”. Philosophers are prepared to understand it as it is understood in
formal logic (as an incoherence or as bad reasoning). But in this context ‘logical’ does
220
Skinner 1969, 32. Italics are original.
221
Skinner 1969, 32.
222
Palonen 1998, 147-8.
223
Skinner 1969, 33.
97
not refer to that meaning. Skinner simply means that it would not be logically possible
to contribute to, let us say, theory of quantum mechanics, in an age when there was no
idea of quantum. Only the discovery of quantum made it possible. Or, in other words,
for Skinner ‘logically possible’ means here the same as historically possible; that
people could have in principle been aware of the debate they are being linked to.
“Sheer anachronism” is the only mythology in which Skinner warns that one should
not claim that a past actor had debated “the terms of which were unavailable to
him”.224 According to Skinner historians are often too ready to "recognize" familiar
themes on bases of some weak and contingent similarity of terms.
This form of anachronism also generally occurs in historical monographs dealing with
a single philosopher. It appears when a historian constructs a doctrine which the past
thinker could (logically) possibly have intended to state, but in fact did not. This
occurs when the historian does not care about the intentions of the past thinker and
advances only his own, or the current scholarly community’s expectations. Skinner
mentions a modern commentator who may convert Richard Hooker’s scattered
remarks into a systematic theory of social contract. Rather, according to Skinner, it
would be more plausible to understand Hooker’s remarks on the natural sociability of
man as intended simply – in the manner of his time – “to discriminate the godly
origins of the Church from the more mundane origins of the state”.225
The category of dismissing intentions is also interesting because here Skinner for the
very first time 226 gives for the first time an explicit formulation of what he is
interested in when he speaks about ‘intention’. Skinner's views concerning intentions
were discussed above, but it is interesting to see what was his first contribution in the
matter. Skinner writes: “We might well feel that Hooker’s intention (what he meant to
do) was merely […].”227 So, to answer the question what is some agent’s intention,
we would have to understand what he was trying to do. We only have to remember to
add “in” to the formulation: what he was doing in saying something or in writing what
224
Skinner 1969, 33.
225
Skinner 1969, 33.
226
In review article “Hobbes’s ‘Leviathan’” from 1964 Skinner complains that Professor Hood is
failing to reconstruct Hobbes’s intentions and in the “Ideological Context of Hobbes’s Political
Thought” (1966) Skinner criticizes current historical study of Hobbes for having “misleading views
about the intentions even of [Hobbes’s] critics” (287). He argues that “The accepted view of Hobbes’s
reputation has been based […] on a mistaken impression of the assumptions, and even on the intentions
of Hobbes’s critics” (292), “The failure too acknowledge this element of popularity has tended to give
a misleading impression of the intentions of Hobbes’s contemporary critics” (295). He describes his
article as an “interpretation of [Hobbes’s] intentions” (313) and he seems to be using the concept of
intention in the same meaning as in “Meaning and Understanding”, but does not give an explicit
formulation of it.
227
Skinner 1969, 33.
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he did. Accordingly, this mythology occurs when the historian forgets to ask what the
author was doing in writing what he wrote, or answers this question in an
unsatisfactory way.228 Of course later on things became more complicated as Skinner
gave a more detailed analyses of the concept of intention, but at the time of the
publishing of “Meaning and Understanding” his view on the matter was this simple.
The problematic character of these two mythologies (A.1.1. and A.1.2.) is revealed
when we ask the following question: "if the writer, who in many cases has proved to
be both talented and able, meant to articulate a doctrine why is it that he so signally
failed to do so, so that the historian has to reconstruct the doctrine from guesses and
vague hints?"229
When historians treat ideas as independent agents they often start to search for
‘approximations’ of some ideal doctrine. According to Skinner, it is a historical
absurdity to speak about Marsilius anticipating Machiavelli or the latter anticipating
Marx on the grounds that the ‘doctrines’ of the formers’ are “remarkable
anticipations” or “lay foundations” for the “ideal doctrines” of the latter. This is
especially absurd when it leads to simply evaluation of a historical thinker in terms of
how far he “may seem to have aspired to the condition of being ourselves”,231 i.e. past
actors become appreciated only according their ‘psychic powers’. Obviously this is
one of the mythologies that contributes directly to the canon formation of the ‘great
228
Skinner explicates his views on a satisfactory way of answering the question later on in the essay.
See i.e. Skinner 1969, 65.
229
See Skinner 1969, 34.
230
See also the chapter on “ideas” above.
231
Skinner 1969,35.
99
thinkers’ because the emphasis is, at least partly,232 on the personal agent who comes
up with an approximation of the ideal doctrine that was perfected by some other
personal agent who gets the honour of being the great thinker. But we need to keep in
mind that this line of argument is only a symptom of the sin, not its cause.233 The
cause, according to Skinner, is that it is absurd to give the status of agent to an idea.
This type of sin should not be confused with the criticism directed at the idea of
someone being an anticipator, precursor or predecessor of somebody or to something
even though Skinner does venture into discussions framed in this way (Skinner deals
with the problems concerning this line of thought in the mythology of prolepsis).
The second subcategory for the mythology of ideas as agents manifests itself in
‘purely semantic’ discussions if some doctrine has “really emerge”’ at a given time or
if it is “really present” in some author’s writings, or maybe it is there, but only as
“incompletely developed”. Very often, like in the case when the idea or doctrine is
said to be “incompletely developed”, there is an unargued assumption that the writer
is truly trying to develop the very doctrine, i.e. the commentator does not see the
difference if one states that there is something missing or if one states that something
simply is not there. The use of the former expression leaves impression that the
historian is assuming that the missing feature is meant to be there and is somewhere
waiting to show up. These discussions are often presented as if they were empirical
debates, but as long as the historical human agent, and the question whether he tried
to develop the ideal doctrine, are put aside, the whole discussion is purely semantic.
In these problematic conversations the emphasis is on the independently “evolving
doctrine” and human agents are set aside. Possibly the best way to summarize the
mythology of ideas as agents is to say that it is based on the assumption that there are
universal ideal forms of (all sorts of) ideas which all the lower or inaccurate forms of
ideas are trying to reach.
232
If we emphasize this side of the mythology in question then perhaps it would not be a pure
representative or subcategory of the mythology ideas as agents. But I think that this is just a sidetrack.
233
It would probably be easy to imagine a conversation that follows the same lines but has germinated
from some other source.
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so."234 It should be noted that activity of criticizing the past thinker is included to the
description of this mythology. Simple stamen that he did not write on the "mandatory
themes" does not fulfil the criteria of this mythology. It is also important to notice that
here Skinner speaks of criticising and not of describing, relating or comparing. The
idea is simply that it is anachronistic to expect that a past thinker is always trying to
form a doctrine on some of the modern main themes of the subject, and when he
didn’t, then accuse him of failing to come up with one. The cause of this mistake is
that the modern paradigm “determines the direction of the whole historical
investigation”.235
Furthermore, it is another thing to take a moral position and accuse some past thinker
of not paying attention to some piece of information that was available to him. The
difference is that in that case the question is not about someone’s failure to master the
job he was trying to accomplish, it is about setting the wrong goals, making false
starts or not being politically aware. In my understanding Skinner would accept
criticism directed at a (past) thinker that is formulated in this way. Joseph Femia
makes exactly this mistake when he says that according to Skinner “we cannot
(logically) denounce the Chilean junta for failing to uphold basic human rights,
because they never had any intention of doing so.”236 Of course we can criticize the
Chilean junta for not upholding basic human rights (and we should), but it would be--
in Femia’s own word--“bizarre” to say that the junta failed in (its efforts) to uphold
human rights, or to accuse the junta being incompetent in this matter, because it never
made such an effort. We do think that it would have been able and fully competent to
uphold human rights had it only wished to do so. In other words, it is a different thing
to criticize someone for not being able to reach his or her own goals, and to criticize
that person for having questionable goals in the first place (or not having goals that
are sufficiently admirable). In this case, it is perfectly in line with Skinner’s thought
to condemn the junta’s ignorance or maliciousness on the matter.
The first subcategory of failing to develop a doctrine may take an innocent form that
the historian simply concentrates on what a past thinker did not say or mention. It
234
Skinner 1969, 36.
235
Skinner 1969, 36.
236
Femia 1981, 318, n15.
101
becomes more troublesome when speculation about what he would surely have
admitted or surely would not have approved begins. A past thinker then becomes a
tool of fixing, entitling or justifying one’s own prejudices: “history […] becomes a
pack of tricks we play on the dead.”237 It is again important to notice that Skinner is
particularly condemning moral valuations or normative accounts (which are based
solely on modern grounds) of the ancestors, and suggests that modern commentators
should be more willing to challenge their own criteria of what the object of their study
ought to have been doing.
The second form of failing to form a doctrine is based on an a priori idea that every
classic writer must have intended to “constitute the most systematic contributions to
their subject which they were capable of executing”.238 The mistake has two aspects.
First it is assumed that the classic writer was trying to enunciate a doctrine on some
‘mandatory’ theme and secondly, when the doctrine exhibits defects when compared
to some other more coherent theory of the subject, it is accused of failure. All this can
be sometimes justified or properly historical, but judgments should never be based on
a priori grounds. It must first be empirically demonstrated that the classic writer was
truly trying to do what he is being accused of failing in.
B. Mythology of coherence
The first mythology of Skinner’s topology, the mythology of doctrines, has nine
different subcategories. The second, the mythology of coherence, and the following
ones, have only two each.239 The mythology of coherence is close at hand when the
historian’s task is conceived to consist of finding the missing coherence of a text (or
even a corpus). The mythology of coherence is connected with the mythology of
doctrines. It becomes easier to look for coherence if one is first convinced that the
past thinker must have been trying to come up with the most systematic doctrine on a
mandatory theme of some field of enquiry. The difference between the two
subcategories of mythology of coherence is that the mythology of higher coherence
237
Skinner 1969, 37. Recently Steffen Ducheyne presented this formulation as Skinner’s general view
of anachronisms: “Anachronism occurs when we apply those categories to deeds and works from a
period from which those categories were absent. If we anachronistically interpret history, history
becomes a ‘pack of tricks we play on the dead’ [Skinner “Meaning and Understanding”, p. 14]. History
becomes mythology”. (Ducheyne 2006, 276).
238
Skinner 1969, 38.
239
Mark Bevir (1997) builds his criticism of Skinner in his article “Mind and Method in the History of
Ideas” without making any of these distinctions when he attacks Skinner's mythology of coherence as
one single form of mythology. I am not sure if the division is relevant for his arguments, but he
certainly reconstructs Skinner's view on a highly abstract level. The same is true of Prudovsky 1997.
For a more detailed exposition if this mythology and criticism on Bevir's interpretation of it see
Syrjämäki 2011.
102
pays attention to how the writings stand in line or coincide with the subject matter of
the author, and the mythology of inner coherence pays more attention to the
argumentation inside the subject matter. These mythologies are typical of textbooks in
which the writer must constantly paraphrase historical texts in order to make them
more accessible to students, and to extract ‘the message’ of a given thinker. In other
words, the pedagogical outweighs the historical. This way of writing would not be a
terrible sin according to Skinner if the author of a textbook clearly states that his
intention is to be a teacher and not a historian, even though we can always ask why
does the teacher has to make use of past thinkers if he is not aiming to give a
historical description of them. Why not simply speak in the present tense?
The first of the subcategories is called higher coherence. This becomes a danger when
the historian is reading past thinkers through ‘high points’ or ‘wholeness’. A historian
may not pay any attention to what the past thinker himself explained he was doing, or
even when reading through ‘wholeness’ the historian may disregard whole books
240
Skinner 1964, 321, 323.
241
Skinner 1964, 322. It is perhaps interesting to note that Skinner is speaking here of “tradition in the
study of intellectual history which is taken to consist of […] a type of philosophical exercise”, because
in the case of Danto I am also setting his work in the class of philosophical exercises. The difference
between us is that Skinner is primarily considering the mentioned works as contributions to historical
studies, while I am suggesting that Danto’s book could be seen primarily as a philosophical exercise.
103
when those do not fit the so called ‘core message’ of a past writer. The product of this
kind of selectiveness is an impoverished picture of a classic writer, which may serve
as an ideological tool, but is not a historically accurate description; it also disregards
the possibility that authors might change their positions during a lifetime. According
to Skinner, the idea that there is some kind of ‘wholeness’ to be extracted by
reconstructing a higher coherence of a given corpus is metaphysical in the pejorative
sense of the term.
It is worth noting that higher coherence is not a strictly logical term. It refers more to
a “unity of vision”, “the direction of a writer’s efforts”, “finding the central theme in a
given corpus of texts”, or perhaps it is best expressed in this way: the historian thinks
that everything a given writer writes is a contribution to his ‘major system’ and has to
be explained so that it helps us to understand how it contributes to this unity, for
example how a given text links the author to liberalism or to some other kind of ism
(i.e. a set of beliefs which constitute an ideology, which may be transcendent to the
historical text in question in a sense that they are not in any apparent way present in
them).
It is perhaps also worth noticing that one of the historian’s false moves is to take the
criteria of coherence (or rationality) from the present without considering the
possibility that even though a classic writer may seem to be incoherent (or irrational)
from the modern perspective, it could still be that the criteria of coherence (or
rationality) of his period are different from our own and from that point of view he is
fully coherent.242 This is, of course, a point that Skinner elaborates later in his “A
Reply to My Critics” as explained above in the section on “Rationality and Truth”.
242
See Skinner 1988.
104
C. Prolepsis (mixing meaning and significance)
The mythology of prolepsis concerns historical studies which are more concerned
with the retrospective significance of a given work or an author than with what
Skinner calls ‘historical meaning’ (i.e. answer to the question “What the author was
doing in the text?”). The problem is that sometimes historians confuse meaning with
significance and present the significance as an answer to a question concerning the
intentions of an agent.
According to Skinner, historians are in general well aware of the kind of problems
described above, but the mythology of prolepsis occurs in a more vicious form. The
teleology of the explanation of action is not always as explicit as in the crude form of
prolepsis, but, nevertheless, whenever a given action has to wait for the future to gain
its meaning, the explanation/description opens up to general criticism against
teleological explanations. The historian may, for example, legitimately call John
Locke one of the founders of the modern liberal school of political philosophy. This is
his historical significance as later generations of political theorists have been in a
position to discover. But the problem arises when a further claim concerning the
historical meaning of the contents of Locke’s writings is made. To Skinner it would
be wrong to say that Locke himself was a liberal political philosopher. This is because
he could scarcely have intended to contribute to a political tradition, which he--as a
founding father--‘made possible’. Or, to give another example, there is indeed
something dubious if one characterizes Romeo and Juliet as a play full of clichés.
105
D. Parochialism
The fourth, and last, main form of mythologies in Skinner’s typology, the mythology
of parochialism, has two rather different kinds of subcategories. In general, Skinner
explains, this is a danger which arises “in any kind of attempt to understand an alien
culture or on unfamiliar conceptual scheme.”243 Thus a historian might foreshorten his
or her historical position resulting a misguided description of the meaning of a given
work.
(b) Could B have found the relevant doctrine in some other writer than A?
According to Skinner these are the necessary conditions for establishing a reference
between A and B. It is questionable if these (combined) are necessary conditions
especially if we take question (a) literally. As Nick Tosh reminds us, if the influence
is that A has caused a backlash or a counterproposal by B then the doctrines do not
have to be similar.245
243
Skinner 1969, 45.
244
Skinner 1969, 46.
245
Tosh 2003, 653-4.
106
dissolved into an apparent but misleading familiarity”. 246 The historian uses
(unconsciously) his modern point of view to set the given work into the framework of
modern political theory (or some other field of enquiry). For example, according to
Skinner it is a commonplace to think, that when Locke in his Second Treatise writes
about “Government by consent”, he is arguing that it is the ideal form of government.
This is only because the modern commentator is used to connecting the ideas to the
ideal form of government with government by consent. According to Skinner, Locke
is actually using the concept of consent only in connection with the origins of
legitimate societies, and not in connection with ideal government.
If we set “Meaning and Understanding” aside for a moment and take a further look at
Skinner’s corpus, we discover even more different types of anachronisms. Though
subsequently Skinner did not rework the typology, on some occasions he did
anatomize ‘mythologies’ that could have been mentioned in the typology of “Meaning
and Understanding”. Here are some examples:
E. Direct translation
First one has to deal with the problems of translatability that were already discussed
in an earlier section of this study (see “Translation and Translatability” above). The
question is more general than just a problem concerning anachronisms, but in certain
cases the problem may be a source of anachronism. In a 2001 interview Skinner states
this explicitly: “One danger to which this commitment gives rise is that of
anachronistically translating into our vocabulary the term in which past thinkers
phrased the problems they discussed”.247 The following is basically a repetition of
what was said before, but we now may look at it from a different angle.
As we already know, complaints about Machiavelli not using the term virtù
coherently or indeed failing to give any definition of it, are obviously due to the fact
that commentators are thinking of the concept of ‘virtue,’ that is a common translation
for the term virtus; and On this account they expect some kind of list of cardinal
virtues. When Machiavelli does not conform to these expectations he is supposed to
be fuzzy. In Machiavelli: A Very Short Introduction Skinner examines the term virtus
in Machiavelli’s writings. According to Skinner Machiavelli redefines the concept.
He abandons the common way of connecting it with cardinal and princely virtues and
instead connects it with a prince’s ability and willingness to do “whatever is dictated
246
Skinner 1969, 47.
247
Skinner 2002l, 57.
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by necessity […] in order to attain his highest ends”248 and to grasp the meaning of
virtus means to “see it as an element in the very unfamiliar language-games in which
it was originally employed, and to trace its relationship with many other terms --
terms such as fortuna, gloria and libertas”.249
The lesson is that “virtus, as used by Roman and Renaissance theorists of self-
government, has no single-term translation into modern English at all, nor even any
manageable paraphrase”250 and to translate it as ‘virtue’ is anachronistic.
F. Mythology of rationality
There are at least two kinds of problems involved when dealing with the supposed
rationality or irrationality of (past) actors. They give birth to three kinds of
mythologies which are almost the opposites of each other. The first could be called
the mythology of irrational beliefs, the second the mythology of false rationality and
the third the mythology of charity principle.
The mythology of irrational beliefs deals with the question “How are we to explain
e.g. such beliefs as the existence of witches or that the earth stays in one spot while
other planets and stars run around it?” This is a theme that is very much present in
Skinner’s “Reply to My Critics” (1988) and in its revised later versions, especially in
“Interpretation, Rationality and Truth” (2002). This theme was discussed more
extensively above, so at this point a brief summary is sufficient.
The danger is that historians use their own standards of rationality when they judge
and explain the beliefs of the past. This causes a problem as, according to Skinner, the
standards of rationality depend on the time and place (context) at least when judging
the rationality of true or false beliefs. In an earlier section the problem was illustrated
in the example of sixteenth-century peasants believing in witches. Skinner is saying
that the ‘paradigmatic’ view of what kind of action or belief counts as rational should
not be taken for granted, because “otherwise we are sure to commit the characteristic
sin of ‘whig’ intellectual history: that of imputing incoherence or irrationality where
we have merely failed to identify some local canon of rational acceptability”.251 But,
of course, it is possible to practise charity carelessly. Skinner warns us not to be
boundless in charity, and the two following types of anachronisms are concern with
248
Skinner 2000b, 44.
249
Skinner 2002l, 58.
250
Skinner 2002l, 58.
251
Skinner 2002e, 38.
108
this danger. Skinner mentions Machiavelli’s analysis of certain battles as examples of
his fellow men lacking courage. According to Skinner, Machiavelli’s sources do not
support his conclusions, Machiavelli uses certain battles as examples, but he changes
some names and alters evidence to support his conclusions, and Machiavelli’s
contemporaries complained about this. With some additional charity a historian might
support Machiavelli by stating that his belief that the qualities of virtu had been lost in
his times was on strong ground, but this still would not change the fact that the
conclusions he makes on the bases of his evidence were out of order.252
The mythology of irrational beliefs may also have a counterpart: at least in principle it
could also be said that some beliefs which in the light of the current web of beliefs we
judge to be rational could not survive the demonstration of rationality if they were
measured in the light of the standards of their own time. This is one reason why the
explanation of why an agent holds a true belief must be kept apart from the question if
it is rational to hold that belief.
252
Skinner 2002e, 38–39.
253
G. E. R. Lloyd 2006, 5 (and fn. 4).
254
G. E. R. Lloyd 2006, 5.
109
After all, this attention paid to different types of anachronisms raises these obvious
questions: Does Skinner think that it is possible to totally get rid of them? Does
Skinner hold that we can strip ourselves of our contemporary perspectives and stand
immaculate and naked as Adam and Eve before they ate the forbidden fruit? In the
next section I hope to answer these questions.
I have already referred to some of the following quotations, but in these passages
from “Meaning and Understanding” Skinner explicitly states that the historian cannot
get rid of his modern perspective:
(1) […] [I]t will never in fact be possible simply to study what any given
classic writer has said (especially in an alien culture) without bringing to bear
some of one’s own expectations about what he must be saying.255
(2) Both the two mythologies I have discussed here derive from the fact that
an historian of ideas will unavoidably be set, in approaching any given writer,
by some sense of the defining characteristics of the discipline to which the
given writer may be said to have contributed.256
(4) The perennial difficulty with which I have been concerned throughout is
thus that while it is inescapable, it is also dangerous in these various ways to
empirical good sense for the historian of ideas to approach his material with
preconceived paradigms.258
It is strange how these passages have been neglected for some forty years and still
continue to be, when discussing Skinner’s views on anachronisms. Nick Tosh, for
example, states in his (2003) criticism that
110
‘Meaning and Understanding’ [sic!], he has insisted that ‘decisions we have to
make about the study must be our own decisions’ […] These brief remarks,
however are not well integrated into his overall philosophy.259
Had Tosh taken a closer look at “Meaning and Understanding” he would find passage
(3) and would probably be less eager to state his criticism in the way he does. It
should be clear that it was never Skinner’s intention to undermine “that judgement” in
fact he was already a proponent of the judgement in “Meaning and Understanding”.
For the moment, my aim is not ruminate on the reception history of “Meaning and
Understanding”. Rather, it is to give an apt description of Skinner’s positions in these
passages. I take it that the above quotations describe an existential condition of the
historian, or any other person, that ties him to the contemporary perspective from
which it follows that anachronisms are in some sense inevitable in historical studies. I
shall call this condition original sin and try to explain what is the nature of this
anachronism.
The above quotations seem to suggest that there are two or three sides to the notion of
anachronism as original sin. In passages (1), (2) and (4) it is described as a limiting
and dangerous factor in the historian’s quest. But in passage (3) it is seen as a
condition for “any understanding at all.” So there is a puzzle to be solved.
The following characterizations of original sin could be read as an answer to the question:
“What follows from the fact that historians are always in some way tied to the present and what
are these ways?” I admit that it is unconventional and debatable if this condition should be
called anachronism or that all my descriptions are descriptions of anachronisms in the strict
sense. I would like to refer to the bulk of Skinner critics who argue that he is naively presuming
that historians can fully avoid anachronisms and then explains that interpretations are always
anachronistic because historians are tied to the present (without usually realising that the
argumentation is following precisely Skinner’s lines quoted above). I am using the term
‘anachronism’ to emphasize that it is not presumed that all kinds of anachronisms are
avoidable, even though it may be that original sin does not have as much to do with the
historical description as it does with interpretational process or with humankind’s existential
condition.
To see how original sin is a limiting and dangerous factor for a historian, we should look at
Skinner’s work from the epistemological point of view, not only from the
259
Tosh 2003, 655–656 and note 21.
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methodological.260 This move turns our attention first to the question: “Is it possible
to understand the past ‘accurately’, to see things completely free from
anachronisms?” Despite what Skinner says in the passages cited above, his answer
would probably be, that there is no principal reason to say “no”--at least in the sense
this that could be possible. At first, this may seem somewhat confusing, but let me
explain. Skinner does not think that we do not have a possibility of understanding the
past thinkers’ utterances from their point of view. It is only that as historical agents
we are prepared to approach them in a certain way, but we are not determined to
remain in accordance with these first efforts of trying to understand the past thinkers.
Skinner thinks that there is no problem--at the level of principle, and in every case--
that could not be overcome. I used passive form of the verb ‘to overcome’ here on
purpose to emphasize that Skinner is not claiming that we have, or even could have, a
method of inquiry, which would guarantee non-anachronistic understanding of the
past. We only have the methods which are to likely move us in the right direction. On
this point I disagree with Mark Bevir, who claims that Skinner is recommending his
method as sufficient. In his The Logic of History of Ideas, Bevir maintains that
“sometimes conventionalists even suggest that their preferred method might be
sufficient to ensure historical understanding, as when Skinner says, ‘if we succeed in
identifying this [linguistic] context with sufficient accuracy, we can eventually hope
to read off what the speaker or writer in whom we are interested was doing in saying
what he said.’”261 First, it is clear that the view Bevir attaches to Skinner does not
logically follow from what Skinners writes in “Meaning and Understanding”. Second,
and more importantly, I do not see how this certitude would follow from the phrase
Bevir quotes. For me it is an expression of uncertainty: it is written in the conditional
and Skinner writes only of hopes that historical meaning could be reached by
following his methodological advice. Such an interpretation would be more in line
with the rest of the article than Bevir’s interpretation. Also, when Skinner uses the
term ‘sufficient’ in the quotation, he is not using it to suggest that the method is
sufficient, but is wondering whether the context was identified with sufficient
accuracy that we could hope to read out what the author was doing. Furthermore, I
have not been able to find any textual evidence that would support Bevir’s view in
Skinner’s oeuvre. My position is that Skinner considers his method as a necessary
260
I owe this idea to Stephan Fietz (Fietz 2004) though our points of views are different, and Fietz does
not arrive at his conclusions by reading “Meaning and Understanding”. I'm not sure how much I owe to
Fietz, but his paper was certainly inspirational. It is also debatable if Skinner has presented any
method. Gunnell (1982 and 1987) argues that Skinner has not formulated a method for interpretation
and that he gives only a description of the process of interpretation. The answer to this dispute depends
on what kind of concept of ‘method’ one has. Perhaps Skinner has not systematised his
“methodological” statements but he does give at least some concrete instructions such as the historian
should read other texts of the time in addition to the one historian is mainly interested in, and so on.
261
Bevir 1991, 81. The Skinner quotation is from “Motives, Intentions and the Interpretation of Texts”,
(77). Bevir repeated his view in the BSHP conference 5.4.2006 at Robinson College when I presented
my paper on the matter.
112
tool--heuristic and critical, as Skinner writes in “Motives, Intentions and the
Interpretation of Texts”--if one wishes to reach a genuine historical interpretation, but
he does not consider his method to be sufficient to guarantee results which would be
absolutely non-anachronistic. In “Meaning and Understanding” Skinner writes that
“[context] needs rather to be treated as an ultimate framework for helping to decide
what conventionally recognizable meanings, in a society of that kind, it might in
principle have been possible for someone to have intended to communicate” and
continues “what I do claim is that the critical survey I have conducted may be said to
establish and prove the case for this methodology--to establish it not as a suggestion,
an aesthetic preference, or a piece of academic imperialism, but as a matter of
conceptual propriety, a matter of seeing what the necessary conditions are for the
understanding utterances”.262 The strongest expression of trust that Skinner expresses
regarding his methodology (something which Bevir does not mention) can be found
in his “Analysis of Political Thought”. There Skinner states that “my original aim was
merely to analyse the nature of the conditions which are necessary and perhaps
sufficient for an understanding of any of these texts.” 263 But again there is an
expression of incertitude and Skinner is actually speaking of conditions of
understanding and not of methodology. The strongest passage in which Skinner
explicitly denies Bevir’s claim is to be found in “A Reply to My Critics” in which
Skinner writes that “my precepts, in short, are only claims about how best to proceed;
they are not claims about how to guarantee success”.264 It is all about hopes, help and
heuristics: there is nothing about certitude or warranty.
But in order to understand Skinner’s position fully, we have to ask a second question:
"Do we have epistemological criteria to make the judgement that our interpretation is
not contaminated with any anachronisms?" This question often seems to be confused
with the first one: "Can our interpretation be free from all anachronisms?" However,
these two questions must be kept apart. To this second question Skinner’s answer is
certainly "no". He would probably like to add that we often do have some reliable
criteria by which we are able to assess if our interpretation is contaminated with
anachronism(s), and this is what the typology of myths is all about. In other words,
we cannot be certain if we have managed to give an anachronism-free interpretation:
tied to the present as we are, we do not have the epistemological capacity or
information to make this judgment. But it does not follow that we actually did not
manage to give an interpretation, which could truly describe the past in a non-
anachronistic way. But, it has to be noted, an interpretation, which is not
anachronistic, is not necessarily a historically correct interpretation. There are more
traps and dangers lurking than just anachronisms. This is the way original sin works
262
Skinner 1969, 64 (italics are mine).
263
Skinner 1974, 99.
264
Skinner 1988, 281.
113
as a limiting factor for historian. It is an epistemological limitation, and in this
epistemological sense, when judging the correctness of one’s interpretation, historians
are always anachronistic and tied to the present.
Some may wonder how an interpretation can be both anachronistic and not
anachronistic. The trick is to notice that this epistemological anachronism, which I
have just formulated, limits necessarily only the (epistemological) judging of our
interpretation of some given work and not (necessarily) the interpretation of some
given work. So, historians can be anachronistic when we take a look at one of their
duties, but possibly non-anachronistic in regard to another of the duties their job
consists of.
The dangerous side becomes more clear in the following quotation: “the perpetual
danger, in our attempts to enlarge our historical understanding, is thus that our
expectations about what someone must be saying or doing will themselves determine
that we understand the agent to be doing something which he would not – or even
could not – himself have accepted as an account of what he was doing”.265 The
phenomenon in question is familiar from psychology and Skinner explains it
accordingly, that the danger lies in the fact that in our past experiences, in our
personal history, we learn to see details in a certain way. The danger arises because
past experiences are always about to determine the present evaluations. Yet, this is
only dangerous, and not fatal, for historical interpretation.266 Skinner suggests that
even though our psychological tendencies take us in a certain direction, we need not
follow them blindly. Skinner seems to think that a historian will probably have to start
work within a prevailing paradigm, but he should struggle to become aware of the
contingencies the paradigm carries within, and in this way --not letting anachronistic
mythologies seduce us-- he may perform a personal revolution and exceed the limits
the paradigm initially sets on us.
In passage (3) above Skinner states that it would be impossible to have any
understanding at all if we did not use our criteria when approaching a past thinker. In
the first chapter of “Meaning and Understanding” Skinner explains what this means.
He writes that the ideas of “perennial interest” and “fundamental concepts” only seem
to be the basic source of confusion. In fact they are necessary tools for the
265
Skinner 1969, 31.
266
Skinner indeed gives hope that the forms of anachronisms that were anatomised in the typology of
mythologies can be avoided. He writes that “If the tendency, moreover, for the study simply of a
writer’s doctrines to generate mythologies is only to be classified as danger, it is surely one which with
sufficient self-consciousness, the historian may well hope to avoid”. Skinner 1969, 50.
114
historiography of any specific discipline, though it may be only because otherwise we
would not be able to associate past communicative action with the respective
discipline. The past would appear as a jelly-like mess and stay that way if we had no
preconceptions of it to start with. But there is nothing more dramatic here than what
takes place when we read a contemporary author. We always expect something and
we may find out that our expectations are in harmony with the text, and when they are
not we just form new expectations. 267
Perhaps this side of original sin is more clearly visible in Skinner’s later essay on the
concept of the ‘state’. Skinner starts with a definition that can be called a “starting
definition” that is used to “‘mark’ the research problem” 268 so that the concept under
investigation becomes linked with historical vocabulary which demarcates or marks
the object of research.
So, according to Skinner, it is not even possible to recognize what a classic writer
discusses if the interpreter does not have any expectations about what the text might
be dealing with.269 We need this contemporary perspective to get a grip on history.
But again Skinner would add that there is no reason why historians should stick to
their expectations. They form a starting point and historians’ understanding of what
they are dealing with will probably change in the course of their interpretative
actions.270
I have to admit that this last feature of original sin might not, strictly speaking, be
about anachronisms. It might have more to do with a separate but related concept of
‘objectivity’. It must be kept in mind that being anachronistic and not being objective
are not the same or vice versa: ‘non-anachronistic’ and ‘objective’ are not synonyms.
If a description is not objective, it does not follow that it is anachronistic. If a
267
Perhaps Simo Knuuttila’s idea that “avoiding anachronistic interpretative tools or deriving alien
meanings presupposes some sort of systematic comparison” is in line with this early Skinner’s insight:
we need to compare unfamiliar to what we already know in order to understand it. Both what is
common and what is different between the familiar and the alien will help us to familiarize us with the
previously unfamiliar. See Knuuttila 2006, 95.
268
See Kurunmäki 2001,60 and Palonen 1997, 51-52. I am here closely following Kurunmäki’s
formulation. Kurunmäki refers to the passage in Skinner’s essay on the concept of state in which
Skinner connects certain vocabulary to discussions that “gave rise to recognizably modern discussion
of the concept of state”. Skinner 1989, 95-96. Palonen is referring to Koselleck but I think that
Palonen’s description of “marking definition” which does not determine a concept but demarcates or
identifies a problem also fits well to Skinner’s case.
269
Conal Condren refers to the 2002 version of “Meaning and Understanding” and writes that “if a
given past seems radically alien to an historian, then the necessity to mediate it may also seem to
require the use of anachronistic categories to one side of any moral judgement. That is, there may well
be some extreme situations in which some anachronism is taken as a condition for an historian’s
understanding” Condren 2004, 288. Condren seems to be the only one that – so far – has noticed this
side of Skinner’s thought even though he does not explicate the idea any further.
270
I am, of course, not claiming that our opinion forming takes place in a solipsistic world. It happens
in dialogue with our former experiences, the text we are reading, and our inquisitive mind.
115
description is not anachronistic, it does not follow that it is objective. Even if it were
true that anachronistic descriptions are never objective, the converse is not true. It
sometimes seems that the possibility of being non-anachronistic is denied on the
grounds of the obvious fact that a historian has to make choices when describing an
historical event. But this is a category mistake, though again, it has to be noted that it
does not follow from this that it would be possible to give a non-anachronistic
description.
When we describe past events, we have to make choices, but that, as such, does not
make the description anachronistic. Choices are involved in any description of an
event, an object or an action. Even if we are describing our actions at the same time as
we perform them, even if we are describing an object right in front of our eyes, and
even if we are reporting from the midst of an event, we are making choices. It is
possible, at least in principle, that after learning about the circumstances and mental
world in a certain area a hundred years ago, a historian would make approximately the
same choices as a person describing a building a hundred years ago, or that the
ancestor would accept the later description as a good one. Choices mean only that we
cannot claim to present the whole picture and all sides of the object being described,
that we always construe some kind of perspective for our description.
As Skinner explains in the article “The Practice of History and the Cult of the Fact”,
even a description of a building is all about choosing what characteristics which
belong to the building should be included in, say, the “history of the Chatsworth
House”.271 In this article Skinner is refuting Geoffrey Elton’s views that the historian
is a servant of evidence who does not really ask specific questions before they are
forced upon him by historical evidence, after he has found out what the evidence truly
says. Or in other words, the idea which Skinner opposes is that the historian should
not start his work by questioning his evidence, but the historian should let the
questions arise from the evidence. This might be somewhat surprising as Skinner is
known as an advocate of “seeing things their way”, and he indeed admits that these
kinds of remarks serve as a “salutary reminder” about the need to be a aware of our
tendency to set the evidence into familiar interpretational patterns that have no actual
connection with the events historian is describing.272 But what Skinner doubts is that
it could be really possible to get a grip on the historical object without making choices
regarding the starting point of the studies.
To conclude, I would like to add one remark. Our choices can of course be
anachronistic, but the question whether a description is anachronistic has to be
271
See Skinner 2002b, 17.
272
See Skinner 2002b, 15.
116
considered separately from the question whether the choices it is built upon are
objective. Certainly we make our choices from a distance, but it is an epistemological
distance and from this it follows only that we cannot know for sure whether our
choices would actually have made sense or been accepted a hundred years ago.
Finally, I wish to say that even though I have presented Skinner’s typology in a
sympathetic way, I do not wish to suggest that it is above criticism. It is not, and it is
not meant to be, a complete mapping of anachronisms. And I do not claim that the
critical commentaries that I have referred to will fail because they do not pay close
attention to Skinner’s typology. I merely wish to suggest that they would have
benefitted from pushing Skinner’s article a little further. I also hope that I have
managed to show that any criticism which deals only with 'Skinner’s maxims' or tries
to summarize Skinner’s conception of anachronisms in a general way faces the danger
of missing the whole point.
In the following section I shall try to take heed of what has been said above about
methodologies which aim to avoid anachronisms and analysis of Arthur Danto’s work
117
on Nietzsche. I also discuss the approach to history of philosophy that has been called
“rational reconstruction”, which is thought to have based on anachronisms.
4.10.1. Introduction
273
Rorty would have done better had he written about “presentism” instead of “rational
reconstruction”. Presentism is a better label for all the approaches that frame consciously history into a
modern perspective. Rational reconstruction has a more specific traditional meaning.
274
By “historicist” I mean here the variety of approaches to the history of philosophy which maintain
that past thinkers should be seen from their own point of view in their own particular historical
contexts.
275
Of the mentioned authors only Rorty uses the terminology exactly. Danto speaks of his method by
simply the term ‘reconstruction’, and Tejera speaks of ‘logical reconstruction’. I think that the
historical examination of the concept of rational reconstruction allows me to treat them as synonymous
without serious problems.
118
institutional environment. The final part is an interpretation of Danto’s work in these
historical contexts. There I shall try to explicate Danto’s intentions in the spirit of
Skinner’s methodological views by answering the question concerning what Danto
was doing in this book. I provide the answer by studying the contexts and situating
Danto’s books in the conventions and norms within these contexts. It should be noted
that my aim is to give an interpretation of Danto’s intentions, not of Nietzsche or his
intentions. Though my study is historical in nature, I regard it as a contribution to
contemporary philosophical discussions. I hope to demonstrate the possibility of
providing a reasonable description of authorial intentions in a certain text by situating
the text in the intellectual context of the author at the time that the piece was written. I
also regard this is to be a contribution to the discussions of the (ir)recoverability of
intentions. By tracing back the history of the concept of rational reconstruction and its
shift from the contexts of metaphilosophy and the philosophy of science to the study
of the history of science, I hope to offer a perspective that could benefit the
discussions concerning the methodological questions of studying history of
philosophy. I hope that this section will to function as an example of a way to avoid
anachronism and as well as a demonstration of ways of revealing anachronistic
features in an interpretation.
Let us first take a textualist approach to Danto’s work and simply start reading what
Danto himself says about the book and in the book. In the preface to the Morningside
edition Danto explains the title of his book, Nietzsche As Philosopher, by referring to
a conversation with a colleague of his, who had assured him that Nietzsche is not
really a philosopher but a prosaist. Danto’s book is directed against this opinion, and
he goes on to declare that whatever else Nietzsche was, he was certainly a
philosopher. Danto states his aim as a mission to introduce Nietzsche to analytic
philosophy.276
276
See Danto 1980, 9-10. He also restates this in the foreword to the recently published expanded
edition: one of his aims was “to demonstrate that Nietzsche really was a philosopher […]. He is as
much a philosopher in the received sense by which we admire the leading figures in the major
departments in which the discipline it taught to aspiring professionals” and goes on to state that “my
book gave Nietzsche philosophical credibility, admittedly in a far narrower philosophical culture than
he would have recognised, that of professional philosophers in a discipline that had become technical
and logical, as it had in the Anglo-American academic world, whose philosophy departments it
dominated. The book introduced him as a new colleague to my admired peers” Danto 2005b, xv-xvi.
The uncertainty of Nietzsche’s position within Danto’s philosophical circles is confirmed in an review
by Newton P. Stallknecht: “In the early years of this century academic philosophers we slow to include
Friedrich Nietzsche’s writings as a part of their standard curriculum, and even today, except among the
existentialists, his position is uncertain.” Stallknecht 1967,160. Interestingly in the preface to the
extended edition, published in 2005, Danto also speaks of a moral task: “I am not quite so naive as to
believe the Minotaur will never again burst out of the labyrinth he himself showed me how to build –
but neither can I think of a more justified philosophical task than, by turning his arguments back
119
Danto tells us that there seems to be two characteristics in Nietzsche’s work that have
caused his dismissal by Danto’s colleagues.277 The first can be found in the structure
of Nietzsche’s works. To them Nietzsche was a bad architect. Nietzsche’s alleged
fault was that he did not explicate his doctrines in a philosophically coherent and
systematic manner. According to Danto, Nietzsche’s doctrines are so scattered around
that it does not really matter from which page one starts to read his books.
In order to clarify his purpose, Danto examines the way Nietzsche uses language.
Danto says that the philosophical lexicon is much closer to ordinary speech than one
might expect, and this causes problems when the reader expects an ordinary language
word in a philosophical text to be used with the same meaning it normally has in
everyday speech. Danto tells us that there is a second, though related, problem that the
reader has to deal with when reading Nietzsche: Nietzsche constantly shifts between
the philosophical and the everyday meaning of words, and according to Danto,
Nietzsche is usually no more aware of these moves than his readers. This habit gives
the impression that Nietzsche is using concepts in an inconsistent way.
These are the two problems that Danto seeks to overcome in order to give Nietzsche
the status of philosopher. The object is thus to clarify Nietzsche’s “philosophical
language” by showing how the changes in the meanings of words are not random but
are coherently dependent on the contexts in which they are used (to show the logical
connections between his scattered doctrines) and to organize them into a single
“philosophically systematic” theory. By this move, Danto translates Nietzsche’s
philosophy into the systematic and analytic discourse in which he considers real
philosophy operates: had Nietzsche known what he was trying to say “his language
would have been less colourful”.278
The first is the systematic nature of philosophy itself. In the character of the
philosophical discipline, there is no such thing as an isolated solution to an
isolated problem. The problems of philosophy are so interconnected that the
philosopher cannot solve or start to solve, one of them without implicitly
committing himself to solutions for all the rest […] The fact remains however,
against themselves, to blunt his [Nietzsche’s] language. How often, after all, does a philosopher, acting
in the line of duty, actually help save lives?” Danto 2005a, xviii.
277
One further reason, which Danto does not consider, for rejecting Nietzsche is that some
philosophers could have condemned Nietzsche’s political views, or what they thought them to be.
278
Danto 1980, 13.
120
that philosophy as such is architectonic […] [P]hilosophers are systematic
through the nature of their enterprise.279
and second:
“We are apt to attribute to an author’s unconscious what is in fact in our own
knowledge, which he could not have been conscious of because it has to do
with the facts which lay not in the depths of his mind but in the future […] So
the unifying forces of historical intelligence work together with the
systemizing dynamics of philosophical thought to produce a coherent structure
in a writer’s works (his literary style and methods of composition not
withstanding), quite independently of whether he ever was able to express it as
such, for himself or anyone else.”280
Following these ‘rules’ Danto starts to construct a systematic theory from a collection
of aphorisms. He tells his readers that his interpretation is to be taken like any
scientific theory “that is, an instrument for unifying and explaining a domain of
phenomena”.281 According to Danto his theory even has predictive power as it tells us
what Nietzsche was going to say.282 His hypothesis is that Nietzsche was more a
systematic thinker than an irrational or spontaneous sort of thinker, and that ‘nihilism’
is the key concept that enables us to see this. He uses Nietzsche’s textual material in
the same way as scientists employ observations, i.e. to support a hypothesis.283 After
stripping Nietzsche’s philosophy of all its personal and colourful characteristics and
reconstructing his philosophy into a coherent theory, Danto finally concludes that
Nietzsche shares to a considerable extent a modern analytic perspective and deserves
to be considered an important modern philosopher. At the end of his book he hopes
that he has “not merely imposed [his] own will-to-system upon the galaxy of
fragments and aphorisms”.284 There is probably some irony here, but it seems to be
fair to say that Danto considers that he has not violated Nietzsche’s philosophy in any
serious way, that his interpretation is in accordance with the basic ideas of
279
Danto 1984, 24. Subsequently in an interview with Giovanna Borroadori Danto explains what he
means by architecture of thought: “I like things to be clear, I like connections to be clear, and I like to
see structures […] if you take a sufficiently distant view of that, you can see that the lack of structure is
one of the great historic alternatives to clarity”. This may have a kind of holistic sound, but later in the
same interview Danto insists that he is a foundationalist in a very “Cartesian sense”: “I like the idea of
being able to break things down and put them back together to observe how the different elements
interconnect and function”. See Borroadori 2003, 90-91 and 97.
280
Danto 1984, 25.
281
Danto 1984, 26.
282
“[...] in at least a loose, sense this theory has a certain predictive power; that is, it allows us to know
more or less what Nietzsche is going to be saying” Danto 1984, 26.
283
“I shall use texts as scientific theorists employ observations – to confirm my theory at this point or
that”. Danto 1984, 26. This is also how he sees Nietzsche uses his aphorisms, namely to support his
hypothesis.
284
Danto 1984, 229.
121
Nietzsche’s philosophy or with Nietzsche’s “own concept of philosophical
activity”.285 From a historicist point of view this is, of course, a strange suggestion
even though it might be true (if only by chance and with no thanks to Danto’s skills in
historiography or the virtue of his method).
Tejera attacks Danto’s concept of philosophy and denies the possibility that Danto
could have grasped Nietzsche’s conception of philosophical activity. According to
Tejera, Danto’s conception of systematic philosophy is theoricist and assertive while
Nietzsche’s philosophy is systematic “by reference to cultural practices he is
criticizing and to the kind of expressiveness which Nietzsche laboured to achieve”.288
Tejera argues that Danto should have done some philological or interpretative work
on the notion of philosophy instead of showing total ignorance of the history of the
concept. He uses Danto as an example, but his real target is the tradition of “logical
reconstruction”. He names three faults that logical reconstructionists necessarily
commit:289
285
Danto 1984, 230.
286
Reviews of the book at the time it was published varied. An example of very positive evaluation is
Copleston’s ( “There is also a need, however, for straightforward studies of the structure and content of
the philosopher’s thought as expressed in his writings […] Professor Danto’s book belongs to […][this]
class […] The book should prove of real value to those who are looking for a clear, penetrating, and
coherent exposition of Nietzsche’s thought […] It seems to me that the author’s presentation of the
structure of Nietzsche’s philosophy is well grounded […] One of the most valuable features of Danto’s
book […] is the way he relates Nietzsche’s thought both to that of Hume and to the modern analytic or
‘linguistic’ movement” 1968, 103 – 105). Stallknecht (1967) and Steinkraus (1966) provide a neutral
response. Very harsh criticism is given by e.g. Fischer (“[…] it is incomprehensible why and how
Nietzsche should be made available to analytical philosophy […] a waste of effort” 1967, 567–568.
The Viennese philosopher Fischer identifies Danto’s more admiring public as “those who think of
Nietzsche’s work as containing what Brand Blanshard once thought it should present itself as
containing, namely, ‘the aired prejudices of a brilliant writer.’” ibid, 568). The tension between
Copleston and Fischer about the idea of relating Nietzsche to analytic philosophy should be noted.
287
Tejera 1989, 1.
288
Tejera 1989, 1.
289
See Tejera 1989, 3.
122
1. Logical reconstruction is incapable of articulating historical thought in its own
terms.
3. The ubiquitous interpretative problem of how to discount the historian’s own point
of view as the criterion of the rationality of his subject’s activity and products, is not
even present as a problem to the logicalist commentator.
In other words, the main accusation is that logical reconstructionists have constructed
their interpretative frame in advance, and thus the method does not allow any
dialectics between past thinkers and the modern interpreter. Tejera concludes that the
absence of dialectics represents the anti-historical element of logical reconstruction,
and as a result logical reconstruction fails to be self-reflective, which for Tejera
means to be unphilosophical.
It is true that Danto’s interpretation probably offends all the historicist criteria of
historical interpretation, and it may well be anachronistic in many of the ways
described above, for example there is no doubt that Danto’s interpretation is parochial
regarding its conception of philosophy. Danto is conscious of this and states in his
preface that the work may “precipitate some anachronisms”.290 From a historicist
point of view, at first, it seems very tempting and unproblematic to accept the core of
Tejera’s criticism. But we should also ask whether Tejera’s interpretation of Danto
lives up to his own expectations? Has Tejera expressed Danto’s thought in his own
terms? Has Tejera been able “to perceive the special mode” in which Danto has
developed his meanings? And is his reading of Danto ‘dialectical’? To answer these
questions we first have to examine Danto’s interpretation in its historical context as
Quentin Skinner demands, a task that Tejera did not perform.
In order to gain a better understanding of Danto’s work I will first take a look at the
historical background to the concept of rational reconstruction. As already mentioned,
it is possible that Richard Rorty is the first one to use the term ‘historical
reconstruction’ along with ‘rational reconstruction’ when speaking of the
290
Danto 1984, 13.
123
historiography of philosophy, but ‘rational reconstruction’ itself does have a longer
history. Before the term was transposed into this special discussion it was a common
term used in the context of the philosophy of science and metaphilosophy.
If one is willing to abstract the meaning of the term, one can trace back the thought to
Aristotle when he speaks about the ideal of axiomatic science, and how scientific
knowledge should be rearranged according to a certain ideal form. Perhaps a little less
abstraction is needed if one considers that Descartes’s aim in ‘translating’ geometry
into the language of algebra, and Leibniz’s idea of a universal language
(characteristica universalis) are close to the idea of rational reconstruction.291 At least
all this fits in with Takashi Yagisawa’s definition of ‘rational reconstruction’ in the
Cambridge Dictionary of Philosophy:
However, it should be noted that historically speaking it would have been impossible
for those past figures to be rational reconstructionists in the strict sense, since the
concept carries certain attributes that do not belong to the times of Descartes and
Leibniz.
124
reconstruction of a scientific theory presents (or perhaps represents) a scientific theory
by using methods of formal logic in a form that enables us to see, (as clearly as
possible), how the hypothesis is supported by evidence. In other words rational
reconstruction “constitutes the basis of logical analysis”294 of a scientific theory in
order to decide if the theory in question can be justified.295
294
Reichenbach 1947.
295
See Reichenbach 1938 and 1947.
296
See e.g. Losee 1985, 174.
297
That is, individual laws.
298
Losee 1985, 174.
125
level of the hierarchy. The observational level contains statements about
“observables” such as ‘pressure’ and ‘temperature’; the theoretical level contains
statements about “non-observables” such as ‘genes’ and ‘quarks’;
Though it is, of course, rather rare that scientific research leads to a new general
theory such as “kinetic molecular theory” this is one way of looking at ideal structure
of scientific research: how research proceeds from observations to generalizations. I
argue that Danto aims to present Nietzsche’s philosophical activity conforming to this
structure. His illocutionary intention is to show that Nietzsche proceeds from
observations to general theory and this process fits to above structure. I shall return to
this argument in detail but before that we need to take a look at how rational
reconstructions became connected to the historiography of philosophy.
Before setting Danto’s book in its historical context I will take a quick look at the
history of ‘rational reconstruction’ as a method of history of philosophy. For Carnap,
the method of rational reconstruction was an instrument to overcome what he called
pseudoproblems in philosophy. He applied it to topical issues of his time and was not
interested in past thinkers; in effect he hardly mentions any previous philosophers in
his works such as The Logical Structure of the World. Richard Rorty’s article
certainly made famous the distinction between rational and historical reconstruction
126
in the historiography of philosophy, but at least in the case of the concept of rational
reconstruction that history is longer. When considering the impact of Rorty’s article,
it is somewhat confusing to notice that Rorty has actually very little to say about the
methods he writes about. He says a lot about the motives why one wishes to do
historical or rational reconstruction and almost nothing about how to actually use
these methods. Of course, this may just reflect the fact that we have no common
definition of the method of rational or historical reconstruction of the history of
philosophy.299
Rorty suggests that A. J. Ayer carries out a rational reconstruction of the history of
philosophy in his Language, Truth and Logic (1936) but Ayer is not explicit about it.
Rorty also mentions Strawson’s and Bennett’s work from 1966 and 1971 and it would
not have been a surprise if had he mentioned Russell’s A Critical Exposition of the
Philosophy of Leibniz, published in 1900. The first rational reconstructionist of the
history of philosophy who uses the exact word to describe his work (and
acknowledges the word’s uses in other contexts) 300 is probably Wolfgang
Stegmüller. 301 In his article “Towards a Rational Reconstruction of Kant’s
Metaphysics of Experience”, published in two parts in 1967 and 1968, he states that
“The expression ‘rational reconstruction’ is normally used within systematic contexts;
but under appropriate circumstances it is applicable to the historical case as well”, and
goes on to give three principles which a rational reconstruction of a given historical
philosophical system must fulfil:302
1. The theory has to be presented in such a way that it remains in accordance with the
basic ideas of the philosopher;
The aim of the first principle is to prevent rational reconstructions from becoming
arbitrary; and it calls for preliminary interpretation and presystematic insight. The
second principle guarantees, for Stegmüller, that the reconstruction satisfies not only
299
In this sense, my interpretation of rational reconstruction is just one among a number of different
concepts of rational reconstruction (and especially so because I am using only one example). But I
nevertheless hope that my interpretation adds something to our general understanding of the genres of
historiography.
300
Today it has become common to call all anachronistic interpretations “rational reconstructions”
without any reference to the uses of the word in previous (systematic) contexts.
301
The discussion about rational reconstruction of scientific progress was very lively in the 1960s.
302
Stegmüller 1977, 67.
127
our historical curiosity, but our philosophical mind as well. The third principle will
serve as the final criteria when choosing the most adequate reconstruction if we are
offered several rational reconstructions that are indistinguishable by other standards,
for instance when they are in accordance with the intuitive content of the original
theory. Stegmüller insists that rational reconstruction is not intended to be a
justification for a philosophical theory, even though it may serve as one. The general
value of rational reconstruction is that “the account given shall enable us to discuss
the problem of the validity of the theory”303 i.e. it presents the original theory in such
a form that its pros and cons can be pointed out more easily than in the original form.
This is indeed in accordance with the idea of the rational reconstruction of scientific
theories and it certainly helps us to understand the method better than Rorty’s (almost
only) characterization of the practice of rational reconstruction as an opposite of
historical reconstruction pursuit of which is to “obey a constraint formulated by
Quentin Skinner”.304 By this “constraint” Rorty refers to the famous (half of a)
sentence in Skinner’s “Meaning and Understanding in the History of Ideas”: “[…] no
agent can eventually be said to have meant or done something which he could never
be brought to accept as a correct description of what he had meant or done”. 305
Perhaps it also worth mentioning that Stegmüller wrote and published his piece on
Kant before Skinner’s “Meaning and Understanding” appeared, so Rorty’s claim is
somewhat anachronistic. But even though Stegmüller’s characterization of rational
reconstruction is more precise than Rorty’s, he is basically spelling out the criteria of
excellence when doing rational reconstruction and not giving concrete methodological
instructions.
Let us return to Danto’s book, this time widening our horizon outside the text in order
to see how this might affect our understanding of it.
In an essay, published only in Italy,306 Danto takes a look back at the 1960s when he
wrote his book Nietzsche as Philosopher. Paying attention to past thinkers was
somewhat unpopular in analytic philosophy, at least among Danto’s colleagues, at the
time, though the interest had begun to rise in the 1950s. Analytic philosophers may
have just turned to history but they wanted to stand out--or at least--differ from
historians. It was emphasised that the philosopher’s task, when looking at his or her
predecessors, differed from the job of the historian of ideas.307 As Danto reminds us,
303
Stegmüller 1977, 70.
304
Rorty 1984, 50.
305
Skinner 1969, 28.
306
Danto 2005a.
307
Though Lovejoy was a professional philosopher.
128
“the main qualification for writing on a past philosopher was that one had established
credibility as a contemporary philosopher”. Paul Edward, who was editor of The
Macmillan Encyclopedia of Philosophy was involved another project, which was later
published as A Critical History of Western Philosophy, and he invited Danto to write
a piece on Nietzsche for the Critical History. The editor D. J. O’Connor invited
writers to contribute to this new book in order to “explain the principle philosophical
concepts and theories in the order in which they were developed; and to evaluate and
criticize them in the light of contemporary knowledge and to bring out whatever may
be in them that is of permanent philosophical interest”.308 Danto puts it even more
clearly: “the main task was to scrub their writings clean of historical excrescence and
to present them very much as if they might be candidates for tenure in a good
respectable philosophy department in a Midwest university”. 309 So, emphasising
contemporary perspective when discussing past thinkers was a convention and a norm
among Danto’s colleagues at that time, and one was expected to go along with this
convention if one wanted to engage into discussion concerning past thinkers with
one’s colleagues. This is how Danto later describes the starting point of his work.
However, it turned out that for the Critical History collection, Danto’s essay on
Nietzsche needed to be shortened by half. However, he was told that if he wanted to
enlarge it into a book, he would get a contract. This is the origin of Nietzsche as
Philosopher.
308
Quotation from Danto 2005a, 18.
309
Danto 2005a, 18.
310
Nowadays he would probably call himself rather a post-analytic philosopher. See his interview in
Radical Philosophy 90/1998.
311
Danto 1980, 13. For more on the reception of Nietzsche in American academic circles see Jennifer
Ratner Rosenhagen, American Nietzsche: a History of an Icon and His Ideas.
312
It is perhaps self-evident that it was only in Danto’s context (analytic philosophy on both sides of
the Atlantic) that Nietzsche was not considered a philosopher of great interest. At the time e.g. in
France he was of course one of the figures, among the three great H’s and Marx, that philosophers had
to comment on.
129
The department of Philosophy at Columbia University was in Danto’s own words, “a
very pragmatist department”. 313 However, pragmatism was not the only strong
philosophical movement in America at that time. One of Danto’s teachers was Ernest
Nagel, and he acquainted young Danto with logical positivism.314 Even though Danto
did not identify himself as logical positivist, he describes the 1950s as golden age
when everybody was interested in sciences, in mathematics and in logic, and
metaphysics was overthrown. 315 So, most certainly Danto was interested in the
philosophy of science at the time, and in 1960 he co-edited a reader in the philosophy
of science, which included a preface by Nagel and articles among others from Carnap
and Hempel.316 It is also quite revealing that the only person Danto mentions he had
discussed Nietzsche as Philosopher with at the time of writing was a logician and a
philosopher of science, Arnold Koslow.317 It seems to be quite evident that Danto was
aware of the logical positivist’s programme of rational reconstruction.318
After this quick glance on the philosophical background of Danto, we may safely take
a look on the book in light of the history of the method of rational reconstruction.
We are now able to see that Danto’s principles of interpretation are in accordance
with the ideas of rational reconstructionists of scientific theories, especially with the
idea of language levels in science, and with Stegmüller’s principles concerning the
rational reconstruction of the history of philosophy. It can be seen that Danto studies
Nietzsche’s philosophical activity as basically a hypothetico-deductive thinking that
only needs some clarification or re-structuring to be noticed as such and could then be
accepted in the analytic tradition. Also Danto’s own process of reconstructing
Nietzsche’s philosophy is to be understood as a hypothetico-deductive activity that
provides clarification and brings the underlying systematic structure to the surface, so
that Nietzsche’s philosophy can be evaluated as a “philosophically coherent and
systematic theory”. Second, it is important to remember how Danto is using
Nietzsche’s aphorisms in the same way scientists use observations to support their
313
In an interview with Radical Philosophy he describes the department as “heavily historical” Danto
1998, 34.
314
His first rendezvous with analytic philosophy happened however during his short stay at the
University of Colorado.
315
Danto also recalls welcoming metaphysics back at a time when the verification principle was
fading. Danto 1998, 35.
316
Philosophy of Science, edited by Arthur Danto and Sidney Morgenbesser 1960.
317
See Danto 2005a, 20.
318
We are told by Giovanna Borradori that Danto is in disagreement with the so-called “‘idealistic
programs’ [of analytic philosophy] that are engaged in the compilation of an ideal language capable of
embracing, as best it can, the formulation of scientific theories”, see Borradori 2003, 87. But it
certainly looks as if he was not so much in disagreement with the programme at the time he wrote
Nietzsche as Philosopher and he does admit his devotion to architecture of philosophy; “I like things to
be clear, I like connections to be clear and I like to see structures […]” Borradori 2003, 90.
130
hypothesis. The structure of his theory of ‘Nietzsche as philosopher’ can be set to the
frame of hierarchal levels of language in science: on the observational level there are
aphorisms and on the theoretical level there is Nietzsche’s presumed system. They are
connected to each other through operational correspondence rules, that is the “facts”
mentioned above: “philosophy is systematic through its nature” (i.e. it yields a
coherent and systematic theory) and “the life of philosopher forms a coherent unity”
(i.e. his works form a coherent structure). 319 These rules also give Danto an
opportunity to test his theory with aphorisms on the “observational level”. The theory
can also be reduced to aphorisms by using the same rules. By the predictive power of
the theory Danto means that the theory is able to predict how Nietzsche would have
built his theory had he been able to express himself more clearly. Figure 2 presents
the structure of Danto’s reconstruction of Nietzsche’s philosophy. If you compare
figures 1 and 2 you will notice a interesting correspondence between them.
Level content e. g.
(figure 2)
319
Danto 1984, 24,25.
131
clarifying a theory. In this case, the act of philosophising is directed towards a
historical phenomenon, but the interest is not historical.320 The aim of his reading321
of Nietzsche was to provide an interpretation of Nietzsche that would make Nietzsche
a philosopher worth reading for analytic philosophers: to make him “one of us”322 and
in this he was successful. As he he has it: “my book made it possible for those who
read philosophy also to read Nietzsche without guilt”.323
That philosophers who write about past thinkers do not always share the same
intentions that historians do is a point that is sometimes forgotten in the historicist
criticism of Danto and rational reconstructionists in general. To me it is a crucial
mistake for a historicist like Tejera not to pay attention to the intentions of a given
author. It does not matter that Tejera is not commenting on a dead thinker, or that the
book was written only fourteen years before Tejera’s criticism was published. The
same interpretational principles apply to any strange culture, not only those that have
become history. As Tejera calls for the historicity of history of philosophy and denies
the historicity of the historiography of philosophy through his essential conception of
the field, his criticism seems to be more of a moral sort, only disguised in
epistemological form.
320
It could be argued that Danto’s essential concept of philosophy is dubious, but on the same grounds
it could be argued that so is Tejera’s essential concept of history of philosophy. Indeed, it is very much
a denial of the historicity of the historiography of philosophy!
321
Danto describes his book as based more on reading than on research. See Danto 2005a, 22.
322
Danto 2005a, 22.
323
Danto 2005a, 21. This of course applies to readers of philosophy within the branch of analytic
philosophers that Danto himself represents. In continental Europe Nietzsche was much more popular.
There might also have been philosophers who rejected Nietzsche for political reasons, and not because
he did not seem to be systematic enough. But as we know, later on Danto did describe his mission as a
moral one.
324
There could be a further case for another hermeneutical round to set Tejera in his contexts. However
at this point I shall just settle to note that I am conscious of the case, and hope that my interpretation of
Danto will demonstrate the power of the methodology I am advancing though my more textual
interpretation of Tejera leaves my interpretation of his case more open to mistakes and anachronisms.
132
level, by merely staring at the text. It might have been Danto’s intention to offer a
description of Nietzsche’s philosophy that would meet the historicist criteria Tejera is
advancing. Yet, as I have shown, it is more convincing to see the work as the practice
of philosophy in the manner of the analytic philosophy of the time. Tejera’s ignorance
of Danto’s intentions and his charge that Danto is not being ‘historical’ go together. It
might be difficult to easily categorize this as any of Skinner’s sins, because in his
descriptions Skinner is paying great attention to attaching doctrines to past thinkers.
But we do not need very much imagination to see how close Tejera’s comments, (or
descriptions, of Danto’s work come to the mythologies of dismissing intentions and
the criticism of failing to form a doctrine, although the latter one should in Tejera’s
case be articulated in the form of criticism for failing to follow a doctrine, i.e. not
following Tejera’s doctrine of studies of past philosophers. Tejera thinks that people
studying history are (necessarily) committed to the historicist programme he himself
is promoting.
When it comes to original sin, it is clear I have made some choices which have
everything to do with my present interests. Partly they arose from the process of
getting acquainted with the book: Danto’s words made me think about the rational
reconstruction of scientific theories, and I decided to take a look at how his project
fits within that programme. But I have not paid very much attention to the question of
how Danto succeeds in following his methodological recommendation. Nor do I make
any judgments concerning the philosophical or historical value of his work, or how in
my opinion it relates to Nietzsche’s philosophy. There would, no doubt, be much
more to be said about Danto’s work. The choices I have made emanate very much
from my interest in methodology and from a particular Skinnerian angle; my effort
was to ask what were Danto’s intentions? What was Danto doing in the book? As to
133
the epistemological point of original sin, it is clear that it cannot be possible to be
absolutely certain that I managed to explain and describe the work in a non-
anachronistic way.
134
5. CONCEPTUAL PRISM
If there is something general to say about anachronisms, it might be that they occur
when historical discontinuities go unnoticed. This may happen simply because certain
evidence goes unnoticed, but it might also be because one is not prepared to watch out
for certain kinds of discontinuities. Discontinuities may occur at various levels or in
various forms. In the first part of this thesis I sought to deal with this problem on a
more general level; in the second part I will concentrate on conceptual history. I am
presenting a heuristic framework, a “conceptual prism”, which I hope will be a useful
tool for identifying conceptual discontinuities (and continuities). This framework is
designed to segregate different levels of meanings in which discontinuities may take
place. My conceptual prism is constructed from three different ideas: W. B. Gallie’s
idea of essentially contested concepts; Wittgenstein’s idea of family resemblance; and
Quentin Skinner’s idea of three levels of conceptual disagreements. I believe that this
tool could be especially useful in conceptual history, and I shall try to demonstrate
this with a short case study on the concept of ‘liberty’ at the end of this chapter. It is
obvious that conceptual prism suits better to studies of political concepts than, for
example, history of scientific concepts since the pragmatic features (speech acts,
tradition) included in the conceptual prism mark usually stronger differences between
uses of political than scientific concepts.
By conceptual history, I mean the tradition which stems from the work of Reinhart
Koselleck and Quentin Skinner, but which has of late gone in various directions
beyond its origins.325 Practitioners of conceptual history often use philosophical and
methodological ideas from both of the mentioned historians, though both of the
scholars themselves are or were very skeptical about the possibilities of combining
their approaches. The multivolume project Geschichtliche Grunbegriffe led by
Reinhart Koselleck, Otto Brunner and Werner Conze, stands as major landmark in
conceptual history.326 It is sensitive to the logic of conceptualization and conceptual
change in the process of modernization, and focuses “on concepts that are considered
to be crucial to the ‘sprachliche Erfassung der modern Welt’--the linguistic
constitution of the modern world--in law, politics, science, social and economic life
and ideology concepts on which various segments of society and parties relied to
express their experiences, expectations, and actions”.327 The time span of studies in
Begriffsgeschichte is typically rather long and the changes they concentrate on are
often comprehensive periods of major transitions in history. In the Geschichtlichen
325
It is possible to track down a longer tradition of conceptual history, but these are the models that are
most discussed today and in systematic discussions references to earlier times are rare.
326
Koselleck himself states that Begriffsgeschichte has existed as explicit modes of approach to history
since Enlightenment (the term itself is derived from Hegel). See e.g. Koselleck 2002, 21.
327
Hampsher-Monk & Tilmans & van Vree 1998a, 1.
135
Grundbegriffe project concentrates on the period after the Enlightenment called the
Sattelzeit. Quentin Skinner’s studies of the history of concepts such as ‘the state’ and
‘liberty’, alongside his emphases on analysing language in terms of linguistic actions,
have also offered an influential model for doing conceptual history. Skinner’s method
has more typically been to study rapid changes, or so called rhetorical redescriptions,
“kind of epiphanic moments dramatised by Nietzsche”.328 The impact of Koselleck
and Skinner on conceptual history is strong but conceptual historians are by no means
dedicated followers of these two eminent historians. Current practices in conceptual
history are moving in different directions within individual, national and international
projects.
Even though the terms ‘history of concepts’ and ‘conceptual history’ are often used
synonymously, differences can be seen between them--at least intuitively. In the
narrow sense the term the “history of concepts” refers only to such studies in which
the aim is to follow the history of a given concept through years. The term
“conceptual history” might also refer to studies which focus on certain events, the
viewpoint being the role of a concept or a set of concepts in the changes which take
place in the events under study. However, this demarcation cannot be taken for
granted, and it should be noted that e.g. Quentin Skinner prefers the term “conceptual
history” or even such an expression as “the history of uses of concept in
argumentation”329 to the “history of concepts”.
After these brief remarks short remarks I shall not refer often to the German tradition
of Begriffsgeschichte, or to any other existing traditions. However, I shall try to find
out what kind of help W. B. Gallie and Wittgenstein, combined with Quentin Skinner,
are able to offer when trying to avoid anachronisms in conceptual history by
providing a better awareness of the different levels of potential discontinuities in the
meaning of a given concept. I shall not compare or contrast my project with the
Koselleckian programme of Begriffsgeschichte (or any other practise of conceptual
history), and accordingly I shall not take part into discussions on Skinner’s and
Koselleck’s controversies.330 This task has already been taken up by Kari Palonen
who considers that the two programmes can be fruitfully combined and his basic
insight is that Skinner brings the speech act theory into the history of concepts.331
I will first examine Gallie, Wittgenstein and Skinner separately and then synthesize
their approaches. I will start by discussing the general idea of each approach, the
rationality behind it or its legitimacy. I will also take a quick look at some recent
328
Skinner 2002j, 186.
329
Skinner 2002l, 60.
330
See e.g. the interviews of both historians in Contributions. Koselleck 2006, Skinner 2007.
331
See e.g. Palonen 2003b.
136
applications and discuss some criticisms of these approaches. After presenting the
general theory behind these ideas, I will draw out the implications for the analyses of
the concept of concept that these ideas carry, and explain how this can used to
differentiate various levels--which all mark a potential place for discontinuity and
accordingly danger of anachronism--of meanings within one concept. All this could
also be presented in a form of typology of different kinds of anachronism by labelling
the unnoticed discontinuities in different levels of meaning in some corresponding
fashion to the way historical mistakes were labelled in Skinner’s typology of
anachronisms. But I have settled for just pointing to the possible conceptual scenes of
anachronisms.
5.1.1. Structure
The so-called essentially contested concept thesis claims that there are some concepts
which cannot be defined universally, once and for all. On the contrary, these concepts,
their definitions or uses, are always under debate, and the question of the proper use
or meaning of a concept cannot be settled, not even in principle. The paradigmatic
articulation of this thesis is Walter Bryce Gallie’s seminal article “Essentially
Contested Concepts” (1956, revised 1964). I refer mainly to the less known, later
version because it is Gallie’s most recent articulation of the idea. The following list of
seven points concerning the nature of essentially contested concepts and how they can
be demarcated from other sorts of concepts, can be gleaned from this essay.332
2. The achievement they denote must be internally complex but the evaluation must
be attributed to the whole.
332
Gallie 1964a, pp. 161, 168. Collier et al. mentions the following: (i) appraisive character, (ii)
internal complexity (iii) diverse describability, (iv) openness, (v) reciprocal recognition of their
contested character among contending parties (vi) an original exemplar that anchors conceptual
meaning, (vii) progressive competition, through which greater coherence of conceptual usage can be
achieved. See Collier et al 2006, 212. Glock sums up the criteria in the following three-point way: (i)
the practice of using these expressions in a value laden manner, (ii) there is disagreement on both the
extension and intension of the concept, (iii) disputants typically share a small core of paradigmatic
exemplars and differ over which additional candidates are relevantly similar. See Glock 2008, 208–
209.
137
3. Any evaluation must refer to its various parts or features and the action is initially
variously describable e.g. it is possible to give different weight to its different
features.
4. Essentially contested concepts are open because the achievements they describe
admit modification depending on the circumstances in which they take place.
5. Essentially contested concepts are used against other uses. Each party of a dispute
recognizes that its own use is contested by those of other parties. In other words, a
concept is used both aggressively and defensively.
I am not convinced if, for example, the points (5), (6) or (7) are necessary conditions
for a concept to be essentially contested, but here my main concern is not whether the
thesis about the existence of essentially contested concepts holds true. My primary
concern is to explain how conceptual historians can take advantage of the thesis by
applying certain structural features it attaches to (essentially contested) concepts.
Accordingly, the evaluation of the criteria according to which one can judge whether
a concept is an essentially contested concept is only of secondary importance,
although my answer would be affirmative if I were asked whether essentially
contested concepts exist. Gallie, in fact, comes up with an interesting viewpoint
regarding the structure of certain concepts. He suggests that the structural features can
be used to build up a framework which is of practical use when tracking down
conceptual continuities and discontinuities.333
For the purposes of this project probably the most obviously relevant features are (2)
and (3). Point (3), the idea that it is possible to give different weights to different
features the concept, is made possible via (2). However, I would also like to
emphasize point (7), not as a necessary condition for a concept to be essentially
contested, but as a reason not to think that accepting the essentially contested
concepts thesis leads to irrationalism or radical relativism. The existence of a
paradigmatic or ‘original’ exemplar, criteria (6), can help to explain how people may
be proponents of different concepts, for example, ‘liberty’, and can still understand
333
A recent survey of general criticism of Gallie’s thesis is included in “Essentially Contested
Concepts: Debates and Applications” by Collier et al. 2006.
138
each other, and assumes that they are arguing in the same conceptual continuum. This
is one of the points that I shall try to prove below. However, accepting the existence
of an ‘original’ example as a norm would rule out the possibility that the history of a
given concept could have more than one starting point. This is why this should not be
accepted as a norm. Point (4) is an explanation of contestability or contentedness, and
I accept it as such, though I will gladly admit that there might be times of
decontestation, of temporary closure or practical closure. By ‘decontestation’ I am
referring to the work of Michael Freeden, who uses the term to mark a specific
situation or context in which concepts may have a stable meaning. One situation of
this kind is related to defined frameworks, e.g. scholarly uses of concepts. Another
typical occasion, according to Freeden, is the situation where the interest is on
decision-making and a political ideology may work as a means to close down
meanings as they typically announce, for example what ‘justice’ means.334 However,
it should be noted that Gallie himself seems to be aware of the fact that contestation is
largely, if not completely, due to changes in circumstances, and not only due to some
inner nature of these essentially contested concepts. As he explains “politics being the
art of the possible, democratic targets will be raised or lowered as circumstances alter,
and democratic achievements are always judged in the light of such alterations”.335 He
connects this description, which belongs to the concept of ‘democracy’, with criteria
(4) above, which of course connects the changes directly to the context or to changing
situations. I also agree with Collier et al. that there may be a greater variety of
“circumstances under which contestation may be reduced or mitigated.”336 But I take
it that these are more or less questions of contracts, though not in the sense, that there
should be signatures on some paper, but silent agreements. Sometimes, however, at
least in scholarly cases and in legislative texts, there might be published
announcements of the agreed meanings of specific concepts.
334
See Freeden 1996, 75–76 and 2003, 54–60. Freeden gives the following definition of ‘ideology’:
“An ideology is a wide-ranging structural arrangement that attributes decontested meanings to a range
of mutually defining political concepts” Freeden 2003, 54.
335
See Gallie on openness: Gallie 1964a, 180.
336
Collier et al. 2006, 218.
139
point of view”.337 This observation fits nicely with Freeden’s idea that decontestation
takes place within ideologies. In Gallie’s example, decontestation takes place within
certain isms or movements that belong to the art world. Gallie himself does not
develop this idea further, but Freeden seems to me to do the job. However, it is
significant that Gallie does make this distinction, especially since he has been
criticised for being too eager to call concepts essentially contested contrasted with the
idea that they may be contested only periodically (see the discussion on Terence Ball
below). The term ‘decontestation’ is a conceptual clarification of the features of
contested concepts; yet, as we saw, this feature is already present in Gallie’s thinking,
at least in the article “Art as an Essentially Contested Concept” published in the same
year as “Essentially Contested Concepts”.
When explaining (2) and (3) Gallie’s example is the concept of ‘championship’ or
‘the champions’ in games or sports. Gallie does not refer to the concept that defines
champions as the team who won the national or world titles, but to a type of
discussion, typical among sport fans, about which team is the effective or ‘real’
champion, i.e. plays the game best. This, of course, may correlate with game results
but is not reducible to them. Gallie comes up with an example of an imaginary game,
which is like bowling, but perhaps it would be more illuminating if we think about the
familiar game of football. The internally complex nature of the concept of ‘football
champions’ is due to the different areas of potential excellence such as ball control,
power, speed, tactics, etc. that a team, or an individual player, may or may not
possess. Among the football fans339 there is, of course, great disagreement as to what
kind of play is the best: some appreciate speed, some power, some tactical skills,
some defensive tactics, some more aggressive tactics, and so on. Football fans discuss
this on the level of teams, though there is no official nomination of the best team in
337
Gallie 1956a, 113–114.
338
See Freeden 2004, 5–8.
339
Here I speak of football fans as fans of the game, not as fans of particular team.
140
this sense.340 In this case the choice is purely dependent on what kinds of skills are
appreciated and what skills are considered to be the most important. There is no way
of reaching a consensus of the definition on ‘champion’ in this sense. No matter who
is nominated, it will always remain possible to challenge the choice made by others.
The same goes for the fans’ discussions of which team is the best; the debate will
never stop: who are the real champions of football? Some will appreciate the speed of
a certain team, while others will call it a “sheer-speed team” lacking all the other
skills, even though the team might be very effective in the light of game results. It is
possible that some more moderately tempered fans would go on to say that team A is
the champion of attack while team B is the champion of defensive play In this case,
there would be no real contestation of the concept of champion. This is of course
possible. Still, the majority of hardcore fans would continue to make claims about the
champion of the game (and not about the champion of some special area) and the
contestation will surely be about the contents of one concept. It should be noted that
even though it might be possible that fans of a particular team would pick their team
first and then come up with a suitable concept of champion, the discussion would also
still be about the concept of champion. When evaluating teams other than their
favourites, they would apply the same criteria. Put simply, Gallie is making a
difference about degrees, e.g. how important the contesting parties regard speed as
opposed to other skills as the champion’s features. Normally it is very hard to put in
exact terms how important one regards a certain feature. The discussion usually takes
form such as “I appreciate speed more than power”. But there is at least one occasion
in which the different weights are expressed exactly, though it might not be well
suited as the example of football champions. This is when someone regards a certain
feature X as a necessary condition, while somebody else would regard it as a
sufficient condition, and a third party would regard it as a necessary and sufficient
feature of a particular concept.
Gallie also discusses other examples. In “Essentially Contested Concepts” his other
examples are the concepts of ‘religion’ (in fact, just ‘Christianity’), ‘democracy’,
‘social justice’ and ‘art’, the last of which the last one he discusses more thoroughly
in “Art as an Essentially Contested Concept”.341 About the complexity of the concept
of ‘Christianity’, and the fact that it can be described in a variety of ways, he states
that it these are evident if one thinks about the continuing debate “as to which element
or aspect of Christian doctrine and inspiration is most unique to it – incarnation,
redemption, atonement, grace […]”342 Democracy’s internally complex character and
340
Though there is of course “The Player of the Year” nomination by FIFA, which is based on the
votes of the captains and coaches of international teams.
341
In this revised version of the essay Gallie also mentions ’science’ as his example, but he does not
discuss it.
342
Gallie 1964a, 169.
141
the fact that it “admits of a variety of descriptions in which its different aspects are
graded in different orders of importance” are explained by giving examples of various
aspects:
According to Gallie (b) and (c) weighs “features of democracy which clearly can exist
in larger or less degree and are therefore liable to be differently placed for relative
importance”344 but (a) is often presented as an absolute requirement, i.e. a necessary
condition, if not a sufficient condition. Here the idea and possibility of measuring
different weights is effectively displayed. It is done in terms of relative, not absolute
weighing: in terms of necessary and sufficient conditions. Gallie’s claim is not that
this is the correct way of articulating the concept of democracy; on the contrary, he
claims that this can be contested. But for the purposes of this study, it is important to
pay attention to how the weights of different elements are presumed to vary. Michael
Freeden has also illustrated this feature by referring to the concept of democracy: “it
concerns not only the question of the unavoidable absence as well as presence of
conceptual components, but also that of relative weighting assigned to the
components that are present in a given instance of the concept”. Moreover, if it
includes to some degree the concepts of ‘equality’, ‘participation’ and ‘self-
determination’ we do not have a rule that could determine the “correct proportion that
each of those components can claim vis-à-vis the others”.345 According to Gallie,
‘social justice’ allows only two alternative descriptions, which he labels ‘liberal’ or
‘individualist’, and ‘socialist’ or ‘collective’ descriptions. Gallie deals with them very
briefly. He observes that although the account of essentially contested concepts can be
usefully applied to ‘social justice’, it cannot be totally successful. When writing about
‘art’ in the “Essentially Contested Concepts” essay, Gallie states that the “kind of
achievement it accredits is always internally complex”346 since it has in different
times “admitted of a number of very different but no doubt equally illuminating
343
Gallie 1964a, 179.
344
Gallie 1964a, 179.
345
Freeden 2004, 5.
346
Gallie 1964a, 177.
142
descriptions”. For example, painting has been described among other things as “the
placing of colour on wood or canvas”, “the expression or result of how a given artist
sees things”, the act of communication or “the source of aesthetic enjoyment”. In
other words: ‘painting’ is variously describable.347
5.1.2. Rationale/Justification
Gallie identifies his target clearly: it is those thinkers who, since the Enlightenment,
have positively emphasised the irrational elements of thought within the fields of
religion, art and politics. He acknowledges that “my purpose in this paper has been to
combat, and in some measure to correct, this dangerous tendency”.348 Indeed, for
Gallie the essential contestedness of concepts is actually the raison d’etre of
philosophy. It does not lead to radical relativism even though it follows that there
cannot be any general principle for deciding which of the contesting uses is the best.
On the contrary, according to Gallie, there still is room for rational discussion and
evaluation, for it “may yet be possible to explain or show the rationality of a given
individual’s continued use, or in the more dramatic case of conversion his change of
use, of the concept in question”.349Gallie continues:
What Gallie could be trying to say is that even though one may consider one’s own
use of a given concept to be superior, one may also recognize rationality in other uses
and consider some steps taken in conversation, even though the participants might
still go in different directions concerning the their ideas of the best use of the concept
in question. Indeed, Wokler supposes that it was the philosophy of essentially
contested concepts that led Gallie to always acknowledge the merits of alternative
347
Gallie 1964a, 172.
348
See Gallie 1956b, 196.
349
Gallie 1964a, 184.
350
Gallie 1964a, 185.
143
views. This could be used as an empirical piece of evidence against those who hold
that after accepting Gallie’s thesis there would be no other option than to say that you
have your concept, I have mine, and there is nothing further to discuss.351
In the original version of the essay, Gallie also observed that “in the case of an
appraisive concept, we can best see more precisely what it means by comparing and
contrasting our uses of it now with other earlier uses of it or its progenitors, i.e., by
considering how it came to be”.352 This argument could be used as a legitimating
argument for the practise of conceptual history. But it is more important to see that
the essentially contested concepts thesis yields not (radical) relativism, but rather
some kind of perspectivism. It acknowledges that there are no universal or general
criteria or powerful argument with which to decide of the different concepts of
liberty,353 democracy, art, etc. are the best. But when seen from different contexts or
perspectives, it is sometimes possible to demarcate more or less rational or productive
efforts. It is also possible to acknowledge the rationality of competing concepts by
recognising that their use is historically and logically (i.e. coherently) permissible;354
to notice that from certain perspectives, other concepts, over and above the personally
preferred concept, could actually make sense. An awareness of this will manifest
itself in the improved intellectual quality of discussions between rival groups.
Furthermore, if one convinces someone on the other side that one’s concept is, at least
under certain circumstances, also a rational and morally justifiable concept, it could
be one step along a road that leads to positive moral consequences in terms of the
ethics of conversation or the adaptation of a more understanding attitude toward one’s
opponent(s). However, this does not necessarily mean that the steps would lead
towards unanimity in regard to the question how the concept under discussion is to be
defined. Perhaps, in a nut shell, we could say that Gallie values the logic of
conversation but is at the same time highly suspicious of the possibility of having of
an “end of conversation” in the sense that there would be nothing left to have an
351
Wokler 2001, 153.
352
Gallie 1956b, 198.
353
It should be noted that Gallie is somewhat sceptical about whether the concept of liberty is an
essentially contested concept: “Possible candidates are concepts of science and of law, on the one hand,
and of liberty and government on the other. I am doubtful whether any one of these concepts can be
brought satisfactorily under the framework of ideas by means of which I have defined essentially
contested concepts” because these concepts “all seem to me to be tied to more specific aims and
claims, as well as admitting of more easily agreed tests, than the concepts with which we have hitherto
been concerned” Gallie 1968, 190. But I have proceeded and shall proceed regardless of these doubts
as if liberty was an essentially contested concept.
354
See Gallie 1964b, 210, 211. This is also what Quentin Skinner does when he discusses the concept
of positive liberty and tries to show that, contra MacCallum, it is possible to formulate a coherent
concept of positive liberty which is incommensurable with MacCallum’s formulation of (negative)
liberty (as has been done by T. H. Green). Skinner does so despite the fact that MacCallum regards his
formulation as the only rational conception of liberty. Skinner also states that positive liberty is
something that he would not endorse; he is only making the claim that such a notion of liberty exists
and that it is a coherent concept. See Skinner 2003.
144
argument about. Or, perhaps, we could agree with Newton Garver who describes
Gallie’s project as a project of countering “the prejudice, easily engendered by a
simplistic empirical or scientific outlook, that any concept which cannot be clearly
and unambiguously applied is bound to be confused. Essentially contested concepts
are neither...[Gallie] seeks to provide order and structure to a particular sort of
adversarial discourse”.355 To me this is a fair description.
Gallie’s own statements have not managed to convince all critics about the
rationalistic nature of his approach. Many have wondered if this thesis will lead to
radical relativism. But since the question whether Gallie’s thesis will lead to
relativism is not the subject matter here, and I am not trying to contribute, at least
directly, to the field of political theory, but to intellectual and conceptual history, I
shall mention some of the critics very briefly. I will, however, discuss Terence Ball’s
criticism in more detail, since he identifies himself as a conceptual historian,356 though
his reservations are not only about the alleged relativism of Gallie’s thesis.
John N. Gray, who is not totally sceptical about the program, wishes to develop the
idea further, but remains suspicious about Gallie’s original thesis.357 “If my suspicions
are at all well founded,” Gray observes, “it follows that any strong variant of an
essential contestability thesis must precipitate its proponents into radical (and
probably self-defeating) sceptical nihilism.” 358 In another article he states that
“Gallie’s claim that concepts are essentially contested in virtue of their norm-invoking
functions effectively precludes debates about these concepts from susceptibility to
rational settlement for as long as we accept the view – endorsed by Gallie – that the
ultimate questions of morality and politics cannot be answered by an appeal to
reason”. 359 At this point Gray restates his fears of relativism, which might be
understandable, but it seems again that the question of criteria for a rational
discussion is dismissed and his view on the matter is taken as granted. Barry Clarke
is, if possible, even more worried about the possible loss of “rational discourse” in
face of the essentially contested concepts thesis. He claims that the very notion is
radically mistaken and observes that it is possible to make sense of the notion only “at
the cost of introducing radical relativism into all discourse using such disputable
355
Garver 1987. Quotation taken from Collier et al. 2006.
356
For example, the title of his published lecture in Tampere “Confessions of a Conceptual Historian”
can also be counted as a confession that he identifies himself as conceptual historian.
357
According to Gray it would be “highly unfortunate” if we “fail[ed] to exploit the central insight
contained in the notion of essential contestability [...] I want [...] to propose an understanding of
essential contestability which is free of the defects of those I have examined so far, and to suggest that
the investigation of contested concepts (so understood) forms a traditional conception of the
intellectual activity of a political philosopher.” Gray1977, 344. Furthermore Gallie thinks that he is
saving political philosophy from “e.g. the sociology of knowledge and the history of ideas” which
“have deprived political philosophy of its status as an autonomous intellectual activity” ibid. 346.
358
Gray 1977, 343.
359
Gray 1978, 392.
145
concepts”. He suggests that “it might be useful in future to delete all references either
to essentially contestable or to essentially contested concepts. Unless we are willing to
embrace radical relativism it is inconsistent to view concepts as essentially
contestable”.360 John Hoffman and Paul Graham state that according to Gallie’s thesis
“we have no way of resolving the respective methods of competing arguments” and
that “we can note the rival justifications offered (they are mere emotional
outpourings), but we cannot evaluate them in terms of a principle that commands
general agreement”. According to them this “implies that evaluation is only possible
on matters about which we all agree. Such an argument stems from a
misunderstanding of the nature of politics”.361 As it is clear by now, Gallie has not
said that the rival concepts can be noted only as “mere emotional outpourings”, but he
sees that it is possible to identify them as rational opinions. I hope that I have
managed to show above the inappropriateness of these accusations. However, it
should be added that not even all ‘realists’ tend to criticize Gallie in the above
mentioned manner. Robert Grafstein presents “A Realist Foundation for Essentially
Contested Political Concepts” in a 1988 article. He writes that “the political
dimension transforms a relatively inert divergence between distinct definitions of
concepts into an active contest among them. A realist conception of politics completes
the foundation for essential contestability”.362 In his article “What Makes a Subject
Scientific?” (1957) Gallie tackles the question from a kind of meta-perspective.
According to Gallie, what makes a subject scientific is actually the fact that it has
been accepted into a scientific tradition, and to render this answer more illuminating
or clearer, is to attempt to write history in a more “truly historical manner i.e. so as to
reveal on what grounds new results, methods, approaches, etc. have been or are being
accepted into the scientific tradition.”363 However, when it comes to the conclusion,
Gallie tells us only that it is for “scientists, philosophers, historians, above all
historians of science, to draw their own”.364 This suggestion is of course somewhat
unsatisfactory, because it immediately raises the question of who has, and what has
been, accepted into “the scientific tradition”. Whose opinion should we take into
account when there is disagreement, since even within purely academic discourse,
there are disagreements whether certain academic disciplines are or are not “really”
science? The most obvious contemporary example of these debates is probably
women’s studies. But Gallie’s statement is illuminating in regard to his position,
because it implies that the concept or criteria of ‘scientific’ is (essentially) contested.
Even though there might be something which connects the activities that are taken to
be ‘scientific’ (Gallie refers to ‘method’ as a means to achieve results which counter
360
Clarke 1987, 125–126.
361
Hoffman and Graham 2006, xxv–xxvi.
362
Grafstein 1988, 19.
363
Gallie 1957, 139.
364
Gallie 1957, 139.
146
‘mysticism’ or ‘pure guessing’ etc.) it is not enough to formulate a universal
definition or criteria for the ‘scientific subject’.
I am not sure if I have been able to do justice to Gallie’s arguments, but it should be
clear that Gallie does not think that the essential contested concepts thesis reduces the
value of philosophy. As he states in the introduction to his collection of essays: “far
from being a philosophical scandal, [it] is rather a proof of the continuing need of
philosophy and of vital, agonistic philosophy”.365 Philosophers that do not dispute the
proper connotations of a given term, e.g. in ethics, but discuss instead the proper
method for the field and recognize “close affinity between moral and historical
judgments”366 do it better.
Applications of the essentially contested concepts thesis typically take the form of
examining whether a given concept is an ‘essentially contested’’ according to Gallie’s
criteria. In “Art as an Essentially Contested Concept”, Gallie himself examines the
concept of ‘art’ in this manner and argues that it fulfils the criteria. Though this is not
exactly the question which I wish to ask, since my aim is to use the structure for
comparative purposes, I shall take a look at a number of other applications of this
sort.368 A typical example of this genre is Jeremy Waldron’s article “Is the Rule of
Law an Essentially Contested Concept (In Florida)?” (2002). Waldron concentrates
on the concept of the ‘rule of law’ and how it was used when discussing “the counting
and recounting of votes in the 2000 U.S. Presidential Election”.369 Bush supporters
365
Gallie 1964c, 156. Instead of “agonistic” he could have described this philosophy as “agnostic”.
366
Gallie 1964c, 156. It should be noted that Gallie uses the concept of historical basically as an
antonym to ’universal’ in the sense that we should also take into consideration what is specific and
individual.
367
For example, Terence Ball has challenged the essential contestability thesis. See below. And, as we
have seen, even Quentin Skinner has cast some doubt on the idea of disputes being about concepts and
suggested that more often they are about the criteria of applying a concept than about the concept itself.
368
Perhaps the most recent and, at face value, informative article would be Oliver Hidalgo’s
“Conceptual History and Politics: Is the Concept of Democracy Essentially Contested?” published in
Contributions to the History of Concepts (2008). Unfortunately Hidalgo’s discussion of Gallie is
minimal and the article’s main point is the possible normative implications of the history of concepts.
Hidalgo 2008.
369
Waldron 2002, 137.
147
said that the real winner, after the Florida recount was stopped by a decision of the
United States Supreme Court, decision, was the rule of law; but critics claimed that it
was actually an affront to the Rule of Law. There is an obvious case of contestation,
and Waldron tries to decide if it is essential in nature. From my perspective the
interesting part is how Waldron deals with criteria (2) and (3). He states that the
complexity of the rule of law is well known: it is a “laundry list of features that a
healthy legal system should have”, consisting of variations of such features as laws
should be general, publicly promulgated, practicable, intelligible, etc. These are
promoted with varying degrees of emphasis; some features are considered more
important than others; and the hierarchy of importance varies from discussant to
discussant. According to Waldron John Finnis, John Rawls, Joseph Raz and others
have made lists that are rather similar, though there are slight differences in
terminology, in the number of principles and features that are weighted. There are
also two other levels of complexity: the ways “of trying to solve […] the problem of
designing a political system in which the laws rule rather than men” and “the several
values which arguably might be served by the Rule of Law” (e.g. fairness and human
dignity).370 Waldron is not specific about the alleged different weights or levels of
importance of different features. It is of course difficult to establish even relative
weights when it is not explicitly stated whether someone regards feature X as more
important than feature Y, or the differences are not marked by the technical terms of
“necessary” and “sufficient” conditions. But Waldron makes an interesting move
when he adds that the complexity is also about the values which the rule of law may
be contributing to, and not only about the features that are used to define the concept.
This is a new addition to Gallie’s idea since, as Waldron points out, Gallie seems to
suggest that we already know the value(s) of achievement in question. This may
remind us of Skinner’s use of speech act theory, of using the concept in the appraisive
sense, but it is not exactly the same thing, since Waldron is not talking only about
judging if a given concept is used to appraise or to mock something or somebody, but
is suggesting a more precise analysis, namely exactly what values are in question.
The point about giving different features different weights seems to be a neglected
part of Gallie’s thesis. For example Collier et al. do not discuss this at all when
evaluating Waldron’s article, even though they do discuss Gallie’s criteria (2) and (3).
They consider Gallie’s example concept par excellance, democracy, and in discussing
criteria (2) and (3) they state that the complexity is clear. Referring to Guillermo
O’Donnell’s and Philippe C. Schmitter’s study, Transition from Authoritarian Rule:
Tentative Conclusions about Uncertain Democracies, they present “four dimensions
of liberalization”:(1) civil liberties, (2) democratization in the specific sense of
meaningful electoral competition with universal suffrage, and fair and open elections,
370
See Waldron 2002, 154-158.
148
(3) democratization of social institutions and economic processes, and (4)
democratization in the sense of the extension to citizens of substantive benefits and
entitlements.371 The complexity is easily established, but the weighting of different
features is again covered more carelessly; it is only noted that “some components are
emphasized more than others by certain authors, and some components may appear to
be more or less relevant in particular contexts”.372 This is not very helpful if one
wishes to find ways of comparing the weights in some more precise way.
Collier et al. refer to an interesting problem to which internal complexity and diverse
describability may lead. When different parties in a dispute describe a concept of
democracy using different components the concept suffers from disaggregation, and
one might be tempted to ask if the concept is still the same. But this question is, in my
opinion, too simple. The proper questions are to what degree different articulations
are similar and how the similarities reveal themselves. From certain perspective
different ‘democracies’ can be seen as similar even though similarity does not
necessarily consist of a common core, but of a family resemblance. In short, there are
similar components but there is not necessarily a single component that they all share.
Moreover, if there is some common feature to all articulations of the concept, it might
not be a core or centre. In many cases it might be better to speak of “common margin”
or perhaps of a “common periphery” rather than a common centre. I will discuss this
problem in more detail when discussing the family resemblance thesis. At this point I
will simply note that a typical application of Gallie’s thesis would be to write an
article on a given concept and ask whether it is an essentially contested concept. I do
not regard this as a very interesting question, and my application goes in quite a
different direction. As it is already apparent I would urge that advantage is tobe taken
of the structure of concepts that Gallie has sketched. To make the connection with the
issue of anachronisms clear, it can be said that if a historical change in the relative
weight of a given feature of a concept goes unnoticed then we are likely to commit an
anachronistic mistake. If one writes a history of a concept of art and does not notice
that the relative weight of the feature ‘beauty; varies, and expects that it has played a
similar role throughout history, we would be guilty of offering an anachronistic
interpretation. If we wished to give a label to this kind of anachronism we could call
it, perhaps, the mythology of stable weights.
Before looking at Wittgenstein I will tackle two lines of thought that are not always
explicated in the form of a critique of Gallie, but stand in strong contrast with his
ideas presented above. These lines, called restrictivism and the concept/conception
distinction, do have contemporary relevance, so they need to be discussed at some
371
Collier et al 2006, 223. O’Donnell and Schmitter 1986, 13.
372
Collier et al 2006, 223.
149
length. The danger in regard to conceptual history is that the implications of these
lines of thought on the concept of ‘concept’ and the nature of rationality may lead the
conceptual historian to pay undue attention to some minor (common) features of
different concepts in order to construct a common core by abstracting the concepts on
a level disconnected from concrete uses. A not so obvious, but nevertheless a more
general, danger is that the historian may be tempted to construct historical narratives
based on a parochial view of rationality--a topic already touched on above--when
trying to uncover rational discussions from the past.
5.1.4. Restrictivism
While Gallie’s thesis does not sound very radical today, at the time he wrote his piece
it ran very much against the intellectual tide (though its radicalism can also be
exaggerated). However it did not receive much attention at the time of its publication.
Opposition to Gallie’s position was strong within a certain branch or a particular
tradition of thought. There was a marked objection to the idea that concepts such as
liberty, democracy, etc., cannot be defined in a neutral way and that they always
remain open to discussion. I will take a brief look at this line of objection in order to
make it clearer what is at stake. In what follows this current will be called
“restrictivism” (after John Gray). Restrictivism may not be as popular as it once was,
but I shall argue that the proponents of more the popular ‘concept/conception’
distinction share similar assumptions and encounter similar problems.
373
See e.g. MacCallum 1967, 100: “This paper challenges the view that we may usefully distinguish
between two kinds or concepts of political and social freedom [...] The corrective advised is to regard
freedom as always one and the same triadic relation.”
374
MacCallum 1967, 100.
375
MacCallum 1967, 100.
150
also insists that the problems are not about finding out which of the ‘freedoms’ is
“most worthwhile” or “the truest”. For him, the problem is the distinction itself.
According to MacCallum, the problem has been that political actors have attempted to
link the criteria of freedom to the social benefits or forms a social organization that
they advocate or prefer. This has been possible because of the continuous confusion
concerning the concept of freedom, which “results from failure to understand fully the
conditions under which use of the concept is intelligible.”376 According to him, in
order to proceed we have to first formulate a concept of freedom which is neutral in
its relation to social benefits and social organizations.
MacCallum and Oppenheim both insist that all intelligible statements about liberty
should be possible to put in a triadic relation, and that other kinds of formulations are
sources of confusion or are simply unintelligible.377 MacCallum states that “whenever
the freedom of some agent or agents is in question, it is always freedom from some
constraint or restriction on interference with, or barrier to doing, not doing, becoming,
or not becoming something”.378 The formulation of the concept is following:
in which X is always an agent, Y stands for the preventing conditions and Z for
actions, ends, etc. In other words, all statements of liberty are about an agent being
free from interference or constraint to perform or not to perform some action or to
become or not become something. According to MacCallum, the actual differences
between philosophers are not about the concept of freedom (the concept of freedom
being freedom of somebody from something to something) but about the range of
term variables of the above formula.379 MacCallum tells us that after adopting this
“single ‘concept’” of liberty as the only reasonable one, and accordingly specifying
“each term of this triadic relation”, we would be able to discuss separately the real
questions that mark differences introduced by different ideologies, social movements
or philosophies. Among these questions are: “what counts as interference?”380; “what
kind of interference is justified?”; “how much freedom should people have?”,381 and
so on. In conclusion we could say that MacCallum’s aim is to strip the concept of
freedom of its ideological load in order to make progress in the discussion of the
question.
376
MacCallum 1967,102.
377
MacCallum refers to Oppenheim’s formulation in his Dimensions of Freedom (1961).
378
MacCallum 1967, 102.
379
Berlin’s own response to this was that since a person in chains might just want to get rid of his
chains and have no further aims or ends, the relation would actually be dyadic instead of triadic;
freedom from interference. See Berlin 2005 (1968), 36, fn 1.
380
See MacCallum 1967, 121-122.
381
See MacCallum 1967 in D. Miller 1991 p. 101
151
What kind of concept of concept does MacCallum have in mind when he makes this
claim? MacCallum does not stop to think about this question. I would like to suggest
that Felix E. Oppenheim provides us with valuable information in this matter in his
article “‘Facts’ and ‘Values’ in Politics: Are They Separable?” (1973). Regarding the
concept of freedom, Oppenheim states that though it is often used as a normative
concept it can also be used in a purely descriptive sense. According to Oppenheim,
examples of normative uses are to be found, for example, when proponents of the
welfare state equate freedom with “‘freedom from want’, which for them means the
availability of a certain amount of welfare to all” because “their purpose is not so
much to define the concept of freedom as to advocate that the government provides a
minimum standard of living […] This is not a genuine, but a ‘persuasive’ definition –
i.e., a normative judgment couched in definitional form for the sake of rhetorical
effectiveness”.382 According to Oppenheim, these kinds of definitions might be useful
tools of political rhetoric, but they are not suitable for political science. In the case of
political science we have to formulate definitions that are “acceptable to anyone
regardless of his normative and ideological commitments, so that the truth (or
feistiness) of statements in which these concepts (thus defined) occur will depend
exclusively on intersubjectively ascertainable empirical evidence.”383 In regard to the
concept of freedom: “the expression we must explicate is: ‘With respect to B, A is
free to do x’”.384 Oppenheim continues to explain that this definition consists only of
descriptive terms and is value-free since it is not dependent on the assessor’s political
convictions. The argument here is that this concept consists of purely descriptive
variables of B, A and x, and of connective expressions such as ‘with respect to” and
“is free from” which we could call connective functions. Since the formulation does
not contain normative or evaluative terms in the premises, it follows that it is not
logically possible to make normative conclusions.
382
Oppenheim 1973, 56.
383
Oppenheim 1973, 56.
384
Oppenheim 1973, 56. As can be seen, this triadic formula is quite close to MacCallum’s, but
Oppenheim is more restrictive when it comes to the variation ranges of the variables. See MacCallum
1967 in D. Miller 1991, p. 102 fn. 2 and Oppenheim 1961 in which, before MacCallum, he first
formulated freedom as a triadic formula.
385
Oppenheim 1973, 54.
152
evidence”. 386 Oppenheim makes a distinction between value-free language and
ordinary, or political, language, and maintains that in political science it should be our
aim to operate with value-free language. This Oppenheim regards as a condition for
the scientific study of politics, and a possibility for “objective grounding of normative
principles”.387 This also seems to be very much MacCallum’s aim since he wishes to
move from the question how to define the concept liberty to questions concerning the
applications of the concept. Oppenheim restates his convictions in Political Concepts
(1981).
John Gray has labelled this a “restrictivist approach”388 and has summarised this way
of thinking about the concept of liberty in the following way:389
2. … affirm that rational consensus on the proper uses of the concept of freedom can
be reached in absence of any prior agreement on broader issues in social and political
theory: they deny that different uses of the concept of freedom can be shown to hinge
on various conjectures about man and society in a way that is always theory-loaded.
3. … reject the claim that metaphysical views about the self and its powers are
germane to disputes about the nature of social freedom.
The common core of MacCallum’s and Oppenheim’s views is that it is possible and
desirable to provide an autonomous, neutral descriptive definition for ‘liberty’ which
is independent of any metaphysical views and which all rational persons would agree
386
Oppenheim 1973, 54.
387
Oppenheim 1973, 60.
388
I have borrowed the term from and Gray has borrowed it from W. L. Weinstein’s unpublished
conference paper ’The Variability of the Concept of Freedom’ (1975).
389
Gray 1984 in Pelczynski and Gray (eds) 1984, 322.
153
to.390 To Gallie they would reply that, at least in the case of liberty, it does not hold
that the concept is necessarily evaluative.391 MacCallum and Oppenheim seem to
endorse a different kind of criteria for the rationality of discussion than Gallie does.
For Gallie the essential contestedness of concepts is the raison d’etre of meaningful
philosophy. For MacCallum and Oppenheim one has to begin with an objective and
descriptive definition of concepts such as liberty in order to have meaningful
scientific discussions—and, by extension, progress.
I am very much tempted to think that this restrictivist concept of concept is very
closely related to, and influenced by MacCallum’s and Oppenheim’s ideals of
rationality and science (perhaps we should speak of ‘scientific concept’). And if I am
correct here--that their concept of rationality has implications for their concept of
concept, and the concept of concept has implications for the concept of liberty-- then,
the concept of liberty cannot be purely descriptive since, at least in this philosophical
discussion concerning the concept of liberty, rationality is an evaluative, not a purely
descriptive, term since it is used to mark the difference between better and worse
explications of the concept of liberty.
But let me present three other, and perhaps more convincing, arguments against the
idea that there could be one neutral concept of freedom that all rational persons would
finally agree on. First I will speak about two arguments that have been made by
William E. Connolly and Quentin Skinner in response to MacCallum, Oppenheim and
other restrictivist positions on the concept of liberty. Then I will present a third one,
which is in some sense a combination of the first two, one which is new, or, at least, I
have not come across it before.
390
They do not mean that people actually agree on this matter, and that people were not de facto
proponents of some other kind(s) of ‘liberty’. MacCallum’s and Oppenheim’s thesis is a normative
requirement relying on an idea of what is rational.
391
As already mentioned, Gallie doubts whether the concept of liberty is an essentially contested
concept. I, however, would say that it is. My analysis of three concepts of liberty below will provide
some evidence for this view, though they are not decisive.
392
Connolly 1983, 199.
154
what descriptive terms the definition should consist (or not consist) of. According to
Connolly, “‘freedom’ is contested partly because of the way it bridges a positivist
dichotomy between ‘descriptive’ and ‘normative’ concepts”.393
This is an idea that could be taken in at least two directions. In the third argument I
will go in another direction than Connolly, but here Connolly takes up another word,
the English suffix ‘less’, and compares the use of it to the use of the suffix ‘free’. He
concludes that the suffix ‘free’ is always used to report something valued, and ‘less’ is
more negative when it is used to express the absence of something. Among his
examples are the difference between ‘carefree’ motoring and ‘careless’ motoring;
when something has no value in our eyes it is called ‘worthless’ and not ‘worthfree’;
and similarly we speak of a ‘penniless’ persons and not a ‘pennyfree’ persons, while a
room might be ‘dustfree’ and not ‘dustless’. The conclusion is that even though both
of these two suffixes refer in these examples to situations that can be described as ‘the
absence of something’ they “pick out different elements because each notion bears a
different relationship to the wants, interests, and purposes of the agents implicated in
those situations”. Thus the suffixes not only differ in value connotations “but in fact
the suffixes pick out different aspects of situations that are only similar in some
respects.” The “positive normative import of ‘free’ […] is not attached to it
accidentally but flows from its identification of factors pertinent to human well-being
in situations where something is absent. And that normative import sets general limits
to the sort of situations to which the idea of freedom can be applied”. 394 According to
Connolly, because of this, we should not aim to strip the normative load from the
concept of freedom, but ask instead, why does it carry positive normative
significance?
This sounds quite reasonable to me, although I do wonder how this could be
explained to someone who speaks only Finnish, a language that does not have similar
suffixes or at least the use of “vapaa” (‘free’) as in “älyvapaa” (free from rationality,
irrational). Nor do words ending ‘-on” or “-ön” (close to ‘less’), as in “päästötön”
(emission free), conform to the English uses of –less and –free similar way as the
English suffixes that Connolly discusses. In other words, it is not possible to repeat
Connolly's argument in Finnish.
The second argument I will discuss is Quentin Skinner’s, as presented in his “Third
Concept of Liberty” (2002). Skinner is discussing the claims of MacCallum and his
follower Adam Swift, that there is just one concept of freedom (which we discussed
393
Connolly 1983, 200.
394
Connolly 1983, 200-201.
155
above) together with the demand that there must be a formulation under which “all
intelligible locutions about freedom can be subsumed”.395
Skinner is not claiming that this concept of liberty is the real concept of liberty. His
claim is only that this positive concept of liberty is intelligible, coherent and is indeed
not about absence of constraints, or actual absences of anything. It may of course be
that the absence of constraint is a necessary condition for one to achieve the state of
positive liberty, but it is not a sufficient condition, since an agent’s success in
realising an ideal of himself could possibly be hindered by some constraint. But the
absence of all constraint does not guarantee that the agent is de facto realising his real
self. The agent could still live a life quite different from the ideal even if there was
nothing preventing him from living the life of the “true self”, which historically
speaking could be to live according to one’s “political essence”, “religious essence”,
etc.
I find Skinner’s argument rather sound and I do not know how MacCallum and
Oppenheim could answer to this challenge, except by making the openly normative
claim that to define liberty in this way is nonsensical.
The third counterargument is of a formal nature. The restrictivist’s idea of the pure
descriptiveness or neutrality of a concept seems to be the following: since
Oppenheim’s or MacCallum’s formulation of liberty consists only of variables and
395
Skinner 2002m, 237
396
Green 1986, 240.
397
Skinner 2002m, 240, Green 1986, 240.
398
I discuss T. H. Green’s concept of liberty in more detail below.
156
connecting functions, which as such are not value-laden, the whole formula is also
value-free. If this is their position, then it does leave space for speculation, because it
is possible to formulate a concept of positive liberty in the very same way. Moreover
this concept of positive liberty is incommensurable with Oppenheim’s and
MacCallum’s formulations or, at least, cannot be reduced to or subsumed under them.
If we define positive liberty as an achievement in the way just mentioned--that the
actor is free only when she/he is truly living according to an ideal of self-realization,
and that the actor is de facto carrying out this idea--we get a concept of positive
liberty which is incommensurable with the triadic formula. As such it is an argument
against the claim that there is one universal (triadic) concept of liberty. But we could
also formulate this concept of positive liberty by simply using variables X and Y and
connective functions. This would meet Oppeheim’s and MacCallum’s requirements
of neutrality or ‘pure descriptiveness’ in the sense that the values of the variables are
not determined a priori:
X living according to Y
OR
X achieved Y
Here X is the actor and Y is the ideal of living or self-realization, one of many
different views of human nature, which could be religious, spiritual, rational and so
on, depending on one’s idea of human nature.399 X is the correlate of MacCallum’s X,
and Y is a replacement of MacCallum’s Y and Z. We could discuss the possible
values for these variables in more detail after having agreed on this formal definition
of liberty, and then see what kind of different ‘ideological uses’ of the concept we
might find (religious, political, etc). Somebody could very well suggest that Y (the
ideal life) is “to play golf all day and to become better in it” while somebody else
would suggest that it is “to serve God”, “to live the vita contemplativa”, or even
399
It is probably a commonplace to speak of positive liberty as self-realization. Skinner also does so in
his later writings. See, e.g., Skinner 2003. But I am not totally convinced that it is always appropriate to
describe it as self-realization since it has been considered from time to time that the self-realization of
certain people is to be slaves while free men were to realize their real selves in the political arena.
Here, at least, self realization has not been seen as equal to liberty, even though one could succeed in
realising one’s true self. This could perhaps be expressed by the familiar phrase that self-realization in
this respect is not a sufficient condition for an agent to be free. Furthermore, if we take a look at
Benjamin Constant’s famous distinction between the liberty of the ancients and the liberty of the
moderns, with liberty of the ancients as a formulation of positive liberty, we will notice that Constant is
speaking more about conditions or ways of living than anyone’s self-realization. He is simply saying
that in antiquity it was understood that to live a free life was to live a certain kind of active political
life; he is not claiming that any kind of political life is anyone’s self-realization. See also Lagerspetz
1998 (92–96) for a more detailed account on the different kinds of positive freedoms.
157
“livin’ la vida loca”. Similarly, one might suggest that only “rational humans” or “all
humans” count as the agent X, while someone else would suggest that also “those
animals that are capable of experiencing pain” or that “all animals”, or maybe even
stones could count as agents. That some of these suggestions may strike us as
straightforwardly irrational or absurd is not a problem for the argument, since the
whole point of the formal “value-free” or “non-ideological” concept of liberty is to
give an account of the supposed common core of different conceptions of liberty. This
then is supposed to enable us to move beyond the question of concept formation into
the discussion of an ideological nature: what counts as an agent, the ideal life or self-
realization? What are the rational values that can be attached to the variables? And so
forth. In principle we could all agree that liberty is always about an agent living
according to an ideal or carrying out self-realization, but disagree on what counts as
an agent or an ideal. When one argues that rocks or animals do not count as agents,
only humans do, or “playing golf all day” does not count as the ideal of a free life, we
make normative claims and get involved in ideological debates. Just as in the case of
MacCallum’s formulation, someone could agree that the “real formulation” of liberty
is really such, but then suggest that “cows” can be agents (X), “to fly” count as an end
(Z), and “the fact that cows do not have wings” count as interference or restriction
(Y). After this suggestion we could agree with the person who suggested this on the
idea of “the real concept of liberty” but disagree on the acceptable contents of the
variables X, Y and Z.400 I do not suggest that this holds true in general about the
concept of liberty, but this is in accordance with the structure of MacCallum’s and
Oppenheim’s lines of reasoning.
400
Followers of MacCallum and Oppenheim, or others, might suggest that in my formulation Y is not a
variable since it is always “self-realization”, while they would of course accept X as variable, since this
can also be found in their formulations. For the critique of positive liberty as always about “self-
realization” see the previous footnote.More generally I would argue that Y is a variable if the X, Y and
Z in MacCallum’s formulation are to be counted as variables, even if it was always about self-
realization. We should to notice that on the general level too MacCallum’s X,Y and Z have been
defined as “agent”, “restriction” and “goal or end”. One cannot give a value to X that one would not
consider to be an “agent”. X is simply always about “agents”. What values one can give to these
variables is not arbitrary. But if it is not a necessary condition for an object to be a variable that it could
receive any (kind) of value, the possibilities could be restricted to any number higher than one. So, the
Y in my formulation is as much of a variable as the X, Y and Z in MacCallum’s formulation, since the
Y in my formulation can receive a (probablyinfinite) number of values as individuals determine what
self-realization truly means for them, or for humans in general (from “serving God” to “active political
life” etc.). It is also important to notice that the theory of “self-realization” can be based on a theory of
common human nature, or it can be based on the idea that each person has a particular, individual, real
self.
158
descriptive or neutral. It seems to me that now we have a second concept of liberty,
which according MacCallum’s and Oppenheim’s standards is ‘purely descriptive’ and
becomes ideological only when values are attributed to the variables.
If I am correct, MacCallum and Oppenheim are left with two options: either they
would have to conclude that there are at least two rival ‘purely descriptive’ concepts
of liberty; or they would have to conclude that when we decide what kind of
connective functions and what kind of variables the formula consists of, we are
making value-laden or normative decisions. I would suggest that this latter option is
more likely to be true. In regard to the question whether there is a single concept or
several different concepts of liberty, we should speak of at least two concepts of
liberty. These arguments can, in my opinion, be used against restrictivism, as well as
against the concept/conception distinction, which I will discuss next.
There have been efforts to clarify the problems raised by the dichotomy between
descriptive and normative concepts. One such effort is to maintain that while various
conceptions of liberty are likely to carry evaluative or normative load within them, a
concept of liberty might be purely descriptive.401 This idea can be traced at least to
Rawls’s Theory of Justice (1971) and L. H. A. Hart’s The Concept of Law (1961).
Hart states that “it is possible to isolate and characterize a central set of elements
which form a common part to all the questions when defining the concept of law”
even though it is not possible to give a concise definition. Rawls announces that “[…]
it seems natural to think of the concept of justice as distinct from the various
conceptions of justice as being specified by the role which these different sets of
principles, the different conceptions, have in common” and that “here I Follow H. L.
A. Hart”. 402 The connection with the ideas of MacCallum and Oppenheim is obvious
even though Rawls, for one, refers to neither of them when discussing the distinction.
But it is not a coincidence that Rawls formulates his concept of liberty following
MacCallum: “Therefore I shall simply assume that liberty can always be explained by
reference to three terms: the agents who are free, the restrictions or limitations which
they are free from, and what it is that they are free to do or not to do” 403 and “here I
follow MacCallum ‘Negative and Positive Freedom.’ See further Felix Oppenheim
401
Christine Swanton has suggested that a person who holds essentially contested concepts thesis true
necessarily commits to concept/conception distinction. This might hold true when one does not have in
his mind family resemblance. But otherwise I see no reason why essentially contested concepts thesis
should lead to concept/conception distinction which gained popularity much later than Gallie presented
his idea. See Swanton 1985, 811.
402
Dworkin 1978, Adam Swift 2001. Hart 1961, 16; Rawls 1999, 5 and fn. 1.
403
Rawls 1999, 177.
159
Dimensions of Freedom […]”404 The most recent of the aforementioned philosophers,
Adam Swift, describes this position in the following way:
The ‘concept’ is the general structure, or perhaps the grammar, of a term like
justice, or liberty, or equality. A ‘conception’ is the particular specification of
that ‘concept’, obtained by filling out some of the detail. What typically
happens, in political argument, is that people agree on the general structure of
the concept – of the grammar, the way to use it – while having different
conceptions of how that concept should be fleshed out.405
It is, in my opinion, quite easy to see the connection of this with the efforts that
Oppenheim and MacCallum made in order to avoid ideological formulation(s) of
liberty. Swift’s suggestion is about discovering up a universal core from the collection
of articulations of specific concepts by extracting the “general structure” from “the
flesh”--the flesh being what Oppenheim and MacCallum call the “ideological”
content (matters they regard as more contingent). I regard this move of making a
distinction between concept and conceptions as basically a conceptual clarification of
Oppenheim’s and MacCallum’s ideas. It will be claimed that contestants do not
disagree about the concept, but about the conceptions.406 We may also say that the
extension of the concept is larger than the extension of the conception while the
intension of the concept is smaller than that of the conception. A concept is more
general and abstract than any particular conception of it.
While, on the other hand, Swift’s formulation captures the idea rather well, it also
quickly raises a number of questions concerning this distinction: wouldn’t it be at
least equally appropriate to call different conceptions different concepts, and not
conceptions, if different conceptions do denote different objects? Further, it is unclear
how many and what kinds of details one can fill in without changing the particular
concept. If we go in two totally different directions, how long are we in a position to
say that the concept remains the same? Is the composition and the number of
variables open to any kind of suggestion? Or, in other words, what does the general
structure/grammar of a concept precisely consist of, and how do we determine it in
each case? I would imagine that for the last question the basic answer would be: by
reducing different conceptions into their constitutive parts and finding out what is
common between them. But what if there are one or more ‘conceptions’ that do not
have a single common core and still the proponents of these ‘conceptions’ would
argue that they are all conceptions/concepts of, for example, e.g. ‘justice’? How then
are we to distinguish between real conceptions of justice and fake ones, and avoid
404
Rawls 1999, 117 fn. 4.
405
Swift 2001, 11.
406
See e.g. Swift 2001, 54.
160
being despotic about this process? It seems that the starting point of this type of
analysis is one’s own idea of how the concept of liberty should be formulated. Thus it
is a normative and value laden act. Had Swift stopped for a while to consider these
questions, his contribution would have been more interesting. But he provides no
answers to these questions. So we need to take a look at other proponents of the
concept/conception thesis.
We should first take a look at H. L. A. Hart, whom Rawls mentions as his exemplar,
and who subsequently has been described as the first person to make the
concept/conception distinction. However, as far as I know, Hart does not use these
terms in his text The Concept of Law, to which later proponents of the distinction
refer when they mention Hart. But, regardless of this drawback, Hart offers some
information that may help us understand what his followers might mean when they
use this demarcation. First, let us take a look at what Hart would not count as a
“general structure” or “general grammar” of a concept:
The uncritical belief that if a general term (e.g. ‘law’ […]) is correctly used,
then the range of instances to which it is applied must all share ‘common
qualities’ has been the source of much confusion. [...] Wittgenstein’s advice
([Philosophical Investigations] para. 66) is peculiarly relevant to the analysis
of legal and political terms. Considering the definition of ‘game’ he said,
‘Don’t say there must be something in common or they would not be called
‘games’, but look and see whether there is anything common to all. For if you
look at them you will not see anything common to all but similarities,
relationships, and whole series of that.’407
At one point Hart gives an example of the general structure of the concept of justice. ,
Hart, as Rawls observes, speaks of the “notion of justice “ and the “idea of justice”
(instead of “concept” or “conceptions of justice”) and tells us that the “general
407
Hart 1961, 235, end note to page 15.
161
principle latent in these diverse applications is that individuals are entitled in respect
of each other to a certain relative position of equality or inequality”. To “treat like
cases alike and different cases differently’ is a central element in the idea of justice”.
However this central element or “constant feature” is too incomplete to determine our
actions as such. It needs to be supported by criteria to determine when cases are alike;
and this second part forms a structure about which people more commonly
disagree.408 This is of course only one of the examples that Hart raises, but he does
seem to drift away from “family resemblance”. He moves in the direction that he first
criticizes when describing some kind of common “quality” to all uses of the term
“justice”. It seems to me that this is also what John Rawls and others who make the
distinction between concept and its conceptions actually do. At the least, Rawls
interprets Hart in this way. In his Theory of Justice (1971) Rawls refers explicitly to
Hart and states that he is following Hart in the matter of demarcating the concept from
conceptions.409 He claims to have distinguished a “concept of justice as meaning a
proper balance between competing claims from a conception of justice as a set of
related principles for identifying the relevant considerations which determine the
balance.” According to Rawls, the concept of justice is “defined by the role of its
principles in assigning rights and duties and in defining the appropriate division of
social advantages” and “a conception of justice is an interpretation of this role”.410 At
this point it appears that there is some kind of contradiction or paradox at work here:
if Rawls follows Hart in distinguishing a concept from conceptions, why does he not
follow Hart when describing the concept of justice? We have two philosophers
arguing that there is some kind of common core which forms the concept of justice,
but they seem to have two rival versions of the common core of the concept. For Hart
the core was to “treat like cases alike and different cases differently”, while for Rawls
the concept consists of the principles according to which rights and duties are
assigned and the principle that there should be “appropriate distribution of benefits
and burdens of social life”.411 It is possible that they could, and perhaps would, argue
that they are not speaking of exactly the same type(s) of ‘justice’: Rawls speaks of
‘social justice’, while Hart speaks of justice within law and legal matters. These rival
conceptions are rivals only within these respective fields and not across borders. This
might form a defence of their position, but it should at least be accompanied by some
kind of definition of how we are to draw the boundaries between different fields of
‘justice’. Otherwise there is the danger of falling down a slippery slope, as we could
always claim to be talking about a different concept (one which belongs to a different
field). This could easily lead to a situation which could be described as “essentially
408
Hart 1961, 155-156.
409
Rawls 1999, 5, note 1. It is worth bearing in mind that Hart did not use these terms.
410
Rawls 1999, 9.
411
Rawls 1999, 47. See also 9.
162
contested contexts”. Or, possibly, it could take us back to Gallie’s thesis: that there are
actually different concepts that are competing.
The distinction serves Dworkin as a tool to analyse how the constitution of United
States should be interpreted today. His claim is that when we are, for example,
interpreting the constitutional clause which prohibits “cruel and unusual punishment”,
412
Dworkin 1972, 134.
413
See Dworkin 1972, 134–135.
163
the terms “cruel” and “unusual” should be seen as concepts and not as conceptions.
Otherwise the punishments should forever follow the practices of the eighteenth
century even though our conceptions of cruel and unusual have changed.414 To take
up the concept/conception distinction in this case might be a rhetorically good move,
but he could equally well maintain that the constitution was passed by historical
agents and that we should and do think differently than our ancestors on many things,
among others on the concept of cruel and unusual punishment.
Among Hart, Rawls and Dworkin only the latter makes a direct reference to W. B.
Gallie or his thesis on the essential contested concepts. Dworkin, however, seems to
understand that the essentially contested concepts thesis is compatible with the
concept/conception distinction. In another essay he writes that “[…] their full force
can be captured in a concept that admits of different conceptions; that is, in a
contested concept”, and makes a reference to Gallie’s “Essentially Contested
Concepts” in a footnote. 415 If one were being generous, one could see some
similarities between an “original exemplar whose authority is generally
acknowledged” as mentioned by Gallie and the concept (in the concept/conception
distinction) when listing the criteria of essentially contested concepts (see the
discussion below). But Gallie does not refer to any general grammar, core, principle,
or structure that would be common to all concepts contesting with each other. Gallie
does not discuss these ideas at all. Instead he makes some notes that hint in the
direction of the Wittgensteinian family resemblance thesis (see the section on “family
resemblance” below) though he clearly remains doubtful about this thesis.
In any case, Dworkin’s, Rawl’s and Hart’s assertions have been regarded as a denial
of the essentially contested concepts thesis in the sense that they are claiming that
people are not disagreeing about a given concept but about their conceptions of that
concept. I am not absolutely sure if a denial of the essentially contested concepts
thesis follows from this, if only because they do not explicitly deny that there could
never be a case in which two concepts could be competing. It could be that none of
the philosophers quoted above is speaking about general conditions. In fact, Hart,
Rawls and Dworkin all apply the distinction between concept and conception in
special cases, at least originally, and it is only later commentators who have placed
them in conversation with Gallie, or with a milder version of the contestedness thesis.
The relation between the concept/conception distinction and Gallie’s idea of
essentially contested concepts remains a bit ambiguous, although it is clear that they
are not the same thing.
414
See Dworkin 1972, 135–136.
415
Dworkin 1975, 103 and fn. 1.
164
It is interesting in this regard that Gallie’s criteria (7), which says that rival concepts
often have a common original exemplar, has been interpreted as espousing the same
ideas that the concept/conception distinction is based on, and Gallie has been
criticised for this. John N. Gray, for example, wonders whether this requirement does
not “commit Gallie to a form of essentialism […] according to which there stands
each essentially contested concept […] ‘a non-contested, unambiguously defined and
fully determinate concept of exemplar’”.416 Gray also suggests that criteria (6) and (7)
cause problems for Gallie’s main thesis. He continues: “to take two of Gallie’s
political examples: when there is a dispute whether a given form of government is
democratic, or about what a just society would look like, it is far from obvious that
the disputants must (or usually do) share a common concept of democracy and social
justice while endorsing divergent criteria for its correct applications”.417 It is of course
possible that often the contesting parties do not, at least consciously, share a common,
well-individuated exemplar. It is more often likely that the exemplar is a somewhat
loose popular understanding of the concept. But the main point is that Gallie is
speaking about exemplars, and to have an exemplar does not mean that one should
agree with it in the sense that there are no other alternatives to it. An exemplar can be
an exemplar in a much more loose way and for many other reasons. Unfortunately,
Gallie is not very specific on this matter.
Gallie explains that conditions (6) and (7) are needed “for distinguishing an
essentially contested concept from a concept which can be shown, by a careful
inspection of its different uses, to be radically confused”.418 It does not follow from
this explanation, nor from conditions (6) and (7) themselves, that there is “a non-
contested, unambiguously defined and fully determinate concept of exemplar,” e.g. of
democracy, though neither does it exclude the possibility. If the original exemplar of
democracy consisted, let us say of six features (a, b, c, e, f and g) it could be that
while the contesting concepts “derived” from one original exemplar they would
include different elements of it: the first one includes features a, d and g (and q, w and
s); while the second one includes features b, c and f (and r, t & y). Then there would
be a common exemplar, but no common core or unambiguously defined concept of
democracy. The competing parties had adopted different features from the “original
exemplar”. Furthermore, it also could be that both of the rival concepts would share
one of the six features, but they would not regard it as very important. Or, possibly,
one would regard it as very important and the other as not so very important when
compared to other features. This would also yield a common exemplar, but the
concept still would not be regarded as unambiguously defined by the two rivals.
416
Gray 1978, 391. The quotation within the quotation is from Ernest Gellner 1974.
417
Gray 1978, 391.
418
Gallie 1964a, 168.
165
It is another matter to ask whether Gallie would accept this explanation, especially as
he was suspicious about the concept of family resemblance. My explanation is partly
about family resemblances and partly about applying Gallie’s criteria (2) and (3). But
if we once more take a look at the concept of democracy, we see that Gallie mentions
that the exemplary authority is a long tradition of “demands, aspirations, revolts and
reforms of a common anti-inegalitarian character”, and states that though this
tradition is vague, it does not effect “its influence as an exemplar”.419 Now if this does
form a common core, the core would be a very loose, very abstract one.
419
Gallie 1964a, 180. Gallie mentions also the American and the French Revolutions being claimed as
exemplars of a few political movements.
420
Ball 1993, 556.
421
This formulation would in my opinion refer more to the family resemblance thesis than to Gallie,
but Ball is here writing against the idea propagated by “several modern political theorists” according to
which “’power’ has, and can have, no single agreed upon meaning, but is an essentially contested
concept’” Ball 1993, 549.
422
Ball 1993, 548.
423
At this point it might be worth noticing that Gallie is not actually claiming that there is not a
common core (or that there is). It remains a possibility depending on how much one demands from
common core on how abstract level it can be established.
166
Ball construes Gallie’s thesis of essential contestability as a claim that there can
never, be agreement on the meaning of political concepts, not even for a while. He
describes Gallie’s thesis in the following way:
You have your understanding of power; I have mine; and never the twain shall
meet [...] one cannot even hope to construct a conception of power upon
which everyone might conceivably agree, since ‘power’ belongs to the class of
essentially contested concepts.424
To make his point even plainer, Ball even goes on to state that “clearly, then, claims
about the essential contestability of political concepts are not about merely assertions
about the limits of language and meaning, but about […] the possibility of
communication and thus of community”.426 And in another essay he writes most
revealingly:
[…] politics itself – is about the public airing of those differences, it as an end
in itself but as a prelude to possibly resolving those differences through
argument and persuasion. And this requires, as a precondition, a shared
language or lexicon […] But if the concepts constitutive of political discourse,
and therefore of political life, are indeed essentially contested, then there can
of course be no common moral language or civic lexicon; hence no
community – indeed, no hope of establishing and maintaining a civic
community or commonwealth. If the thesis of essential contestability were
true, then political discourse – and therefore political life itself – would be
well-night impossible, and for exactly the same reasons that civility and the
civic life is impossible in Hobbes’ imaginary and solipsistic state of nature:
each individual is a monad, radically disconnected from all other individuals
424
Ball, 1993 , 554. Ball repeats this statements in his “Confessions of a Conceptual Historian” (2002,
22–26) and also in “Political Theory and Conceptual Change (1996): “But to claim that a particular
concept is essentially contested is to take a timeless and ahistorical view of the character and function
of political concepts. Not all concepts have been, or could be contested at all times” (1996, 33).
425
Ball, 1993, 555.
426
Ball 1993, 555. Later he states that “if the essential contestability thesis holds true about political
concepts, then the prospects of meaningful communications, and hence community, would appear to be
exceedingly bleak” Ball 2002, 24.
167
insofar as each speaks, as it were, a private language of his own devising.
Because the concepts comprising these individual languages cannot be
translated or otherwise understood, each speaker is perforce a stranger and an
enemy to every other […] Hobbes’s imaginary state of nature is nothing less
than a condition in which the thesis of essential contestability holds true: the
inability to communicate is, as it were, the essential or defining characteristic
of that state.427
“For if anyone seriously and sincerely believes that political concepts are
essentially contestable, the one could hardly judge one understanding better
than other, for there would be no grounds upon which to base such a
judgement. That judgements are made and arguments advanced suggests that
the thesis of essential contestability is both logically and practically self
defeating”428
Some basic points are repeated in these quotations, but a summary of Ball’s claims
would be as follows:
1. According to the essentially contested concepts thesis, it not possible at any time
among any group to reach an agreement on concepts, i.e. contestation takes place at
all times and everywhere.
427
Ball 2002, 23–24.
428
Ball, 1993, 556.
168
5. Politics is about resolving problems (and we need a common lexicon or shared
language to do that).
6. The essentially contested concepts thesis holds true only in the conditions of
Hobbes’s state of nature, meaning solipsism, monadism, and disconnection: that is to
say radical atomism.
7. The essentially contested concepts thesis is logically and practically self defeating.
(1) The problem with Ball’s claim is that he seems to think that essentially contested
concepts thesis holds that concepts are de facto being contested.429 This was discussed
above, when I noted that Gallie says that often concepts are used “in contestable (and
often as not in an immediately contested) way”.430 But more can be said about the fact
that Gallie’s essentially contested thesis does not claim that essentially contested
concepts are necessarily contested all the time. It says only that it would be possible
that certain concepts could be actually contested at some point history on, in
circumstances in which Gallie’s criteria no. 5 is fulfilled: “Essentially contested
concepts are used against other uses. Each party of a dispute recognizes that its own
use is contested by those of other parties. In other words, a concept is used both
aggressively and defensively”. Until this and other conditions mentioned by Gallie are
fulfilled, contesting is just a possibility or potentiality. And, indeed, in his article
“Moral Philosophy Rests on a Mistake”, Gallie writes that while many moral disputes
stem from “our adherence to different particular uses of some essentially contested
concept” it is possible that the parties could at least in theory agree to a “moratorium
on competition between their respective uses of the concept in question”. 431
Moreover, it also possible that the two parties would agree that the other’s use in a
particular context is “historically and logically” permissible (though they would
probably consider each other’s particular uses unfortunate).432
And, of course, Ball should have noted that Gallie speaks mostly of groups that are
contesting with other groups. This means, that some people within a particular smaller
or larger group do de facto agree on some concepts. An absolutely private language,
or everyone’ss war against everyone else is not anticipated.
429
This is shown partly when in the first place he takes the argument to the empirical level and
especially when he writes that “But all that can be inferred from an enumeration of instances of
disagreements [...] is that there have been disagreements, and not that there must always continue to
be.” Ball 1993, 556. See also Ball 2002, 25.
430
Gallie 1956a, 114.
431
Gallie 1964b, 209,211.
432
Gallie 1964b, 211. For a similar example on ’actions’ see 204–205.
169
That concepts which become contested are not contested at alltimes is also very clear
when one thinks about conceptual novelties. Of course, they are not necessarily
contested immediately from the moment of their introduction. It is more probable that
it takes some time before they became contested, before they acquire such a status in
society that it becomes important to challenge them. Ball suggests something like this
himself in his Political Argument and Conceptual Change (1988): “conceptual
contestation remains a permanent possibility even though it is, in practice, actualized
only intermittently.”433 But he does not see that this is in accordance with Gallie’ s
thesis.434
(2) Gallie is very hesitant about whether certain constitutive concepts of political
discourse are essentially contestable. At the end of the “Essentially Contested
Concepts” essay, Gallie seriously wonders whether there are more essentially
contested concepts than the ones he has mentioned in the article. He considers
concepts of science, law, authority and liberty, but is doubtful: “I am doubtful
whether any one of these concepts can be brought satisfactorily under the framework
of ideas by means of which have defined essentially contested concepts.” The reason
for this doubt is that those concepts are “tied to more specific aims and claims, as well
as admitting of more easily agreed tests, than the concepts with which we have
hitherto been concerned” and continues “In general, I would say, it is in those fields
of human endeavour in which achievements are prized chiefly as renewals or
advances of commonly accepted traditions of thought and work that our concepts are
likely to prove essentially contested.”435 So, Gallie is rather cautious about the matter
of which concepts are essentially contested, although it might be that those who have
followed him have been more eager in naming essentially contested concepts.
(a) Ball’s idea is that there cannot be a common moral lexicon if people do not agree
on the meanings of concepts. He may be right, but it does not follow that the
meanings could not be written down in a dictionary from which everybody could
check on the meaning of a concept in use if they know something about the speaker or
433
Ball 1988, 14.
434
One related note: Ball also commits an argumentative failure here. First, he correctly goes on to say
that even though there is empirical evidence that people disagree on meanings of political concepts, it
does not follow that these disputes would go on forever. He does not mention that neither is there any
guarantee that an agreement would continue forever. But he should not have made the subsequent
claim, that from this it follows that there are only “contingently contested concepts” Ball 1993, 555–
556. If we were to make any kind of conclusion from the empirical world it would be only that some
concepts are contested, or are contested at some point of time in some places (or are not). If conceptual
contesting is of a contingent or essential nature, we cannot decide on the grounds of our experiences.
435
Gallie 1956a, 190.
170
the context of a given articulation. If they do not know, it could be possible to proceed
on a hypothetical level of trial and error to see what works. There is no reason why
someone could not be aware of more than one of the circulating meanings of a given
concept, learn new ones, and have the sensitivity to recognize which meaning is being
used in a particular communicative situation. I am not sure whether this means that
they must have some shared concepts. But the essentially contested concepts thesis
does not oppose this idea.
(b) Communication is not only nor mainly about agreement. Rather, it is about
understanding and trying to make oneself understood. To understand another, I do not
have to constantly agree on the meaning of all the concepts used in our conversation. I
will only have to understand what he means.436 It is enough to have, or to reach, some
kind of shared or commonly recognised use of some of the concepts used in
conversation. There is no reason why I could not understand what a person means by
a concept, which I personally or as a member of another group would use differently.
If I notice that I have difficulties in understanding what is meant by some concept, I
would simply ask what do you mean by ‘power’, etc.
(c) This depends of course what is meant by community. “Community” itself may be
a contested concept. In any case, Ball’s point seems to be is that a community needs
communication in order to be a community. I agree, but as explained above, it does
not follow that if Gallie is correct, it would lead to such a situation.
(d) I shall not go on to evaluate how well Ball uses Hobbes, but there is no reason
why the idea of essentially contested concepts would lead to a state of nature and to a
state of war. Or that it is only in the state of nature that Gallie's thesis would hold true.
To make such a conclusion one needs to add extra premises to the thesis.
Another problem with Ball’s view is that when he states that “far from supporting the
thesis of essential contestability, these considerations suggest that disagreements
about the meaning(s) of power are rationally debatable and, at least potentially and in
principle, resolvable” he makes a claim that the existence of essentially contested
concepts would undermine the possibility of rational debate. As seen above in the
discussion of Gallie’s thesis, this does not follow. Rationality is preserved, but the
necessary criteria of rationality do not include the possibility of a final solution.
436
It could be that we do not have a single common stable vocabulary of the necessary words that
enable us to communicate with different persons. Perhaps we need to have a minimum number of
words or concepts with agreed upon meanings, but there is no reason why they would have to be the
same on each communicative occasion. Or why could we not have vocabularies instead of one
vocabulary?
171
(4) Why should an individual concept not be translatable because I do not agree that
the definition offered is the right one, or is the one and only definition for it? Why
could I not, if I tried, learn to understand and translate a person’s utterances even if he
had a different concept of, for example, e.g. freedom? Of course it might be that I
could not translate all the words from the first ‘language’ into exactly corresponding
words in the second language. But this is not a problem that could not, in principle, be
overcome. This problem is not that unusual even with non-contested concepts. The
trivial solution would be to use more words in translation or even coin a new word.
They do occur and sometimes they come into one language from another. It is also
somewhat alarming that Ball does not present any arguments to back up this
conclusion, but instead simply asserts it.
(5) Politics is not about--at least not only about--solving problems. Nor is it about
solving conceptual disagreements. Politics is about pursuing the interests of interest
groups and nurturing and managing problems or conflicts in ways which do not
necessarily entail solving them. Politics involves making compromises, negotiating,
striking deals, discussing and understanding the views of other parties, etc. Quite
possibly politics has to do with solving problems. But are political problems about
definitions of concepts? Maybe they sometimes are, but certainly not always. But,
most significantly, would politics come to an end if politicians did not agree what is
the concept of liberty? Wouldn’t political life continue despite ever continuing
contestation? If there is no definitive answer to the question of what is democracy,
and if politicians became aware of this, would they then become paralyzed? As it
should be clear, this is not the case. Politics is carried on despite the fact that
politicians do not agree on these matters (and perhaps do not care about them), or the
possibly the disagreements are the condition for political life.
(6) What does it mean to be practically self-defeating? For Ball, it appears to mean
that ultimately no one holds that the essentially contested concepts thesis is true. He
presumes that if someone does consider his concept to be better than another’s, then it
follows that he does not subscribe to thesis. But this is not true. One could maintain
that the essentially contested concepts thesis is true, and also claim that concept x of
freedom is, within this or that context, more illuminating, coherent (or whatever
criteria one has in mind) than concept y. It is also not a problem to maintain that there
are several (incommensurable) concepts of liberty which are equally good, which
possibly represent different perspectives, and that there are some concepts that are not
so good. But all this depends on what Ball means by “practically self defeating”.
Logically it is not self-defeating. Why would it be? If someone holds that some
concepts are essentially contested, how does it follow (logically) that it is not true? To
make any kind of conclusions we need more premises. And if Ball is saying that he
172
presented the premises when he discussed the relation of essential contestedness and
communication or politics, it has to be noted that in this discussion Ball injected his
own premises about the nature of communications, community and politics. If these
hold as true, even though I have argued that they do not, they do not belong to
Gallie’s thesis as such. Thus it would not mean that it is, at least, logically self-
defeating. The idea that the essentially contested concepts thesis is practically self-
defeating seems to me to be tied to a bigger problem which might be the basic source
of almost all the problems with Ball: he seems to posit criteria for reason or rationality
in a rather one-sided way. As we already noted, Ball writes that somebody who
seriously believes that concepts are essentially contested could not judge one
construal as better than another, and that “these disagreements cannot be resolved by
fiat or by force or arms or ideological conversion but only by power of a peculiarly
human kind – the power of reason, of argument and persuasion”.437 When charging
that the essentially contested concepts thesis rejects the possibility of gaining a better
understanding of a given concept, he does not consider possibility that “better
understanding” could be measured within historical or spatial contexts. To gain a
better understanding does not mean to have a complete understanding, and to have
complete understanding could mean to understand the real ambiguity or many
sidedness of a given concept or phenomenon. Perhaps more importantly, Ball seems
to think that the only question worth asking is, what is the ‘real’ or ‘true’ nature of
some concept or what does some concept truly mean? I would like to suggest that
there are other questions which are commonly answered by some kind of definition
(or perhaps by a theory) of a concept, and which allow rational judgments regarding
better understandings of the concept in question. If we ask, for example, what kind of
liberty is important for us now at this historical situation or context, we might quite
rationally argue on behalf of some concept of liberty as better or more important,
regarding human conditions, than others. We can do this and still acknowledge that
there are other rational concepts of liberty, and that, very likely, subsequently some
other concept of liberty will be more important and provide a better answer to the
challenges of the time. It is obvious that Ball has not considered what Gallie himself
said about rationality (see the section on Gallie and rationale), which is unfortunate,
since Gallie’s views might have made Ball reassess his critique.
437
Ball 1993, 556.
173
Wittgenstein’s theory is not in contradiction with the essentially contested concepts
thesis. On the contrary, by combining these two theses with certain Skinnerian ideas,
we can discuss questions of conceptual continuities and discontinuities (or similarities
and dissimilarities) in more detail and in a more promising way than either
restrictivism or the concept/conception distinction allow. The family resemblance
thesis forms the backbone of my model of a conceptual prism. It provides the general
framework, and I use Gallie and Skinner to fill in the details. It would be possible to
use other ideas when filling in details, but here I suggest that the combination of
Skinner’s and Gallie’s ideas provide a fruitful solution. The connection between the
essentially contested concepts and the family resemblance thesis has been pointed out
before.438 But when compared to Gallie’s thesis Wittgenstein’s is more radical, since
the essentially contested concepts thesis is concerned only with evaluative terms,
while the family resemblance thesis is about all possible terms from liberty to the
concept of ‘colour’ and concepts of different colours, and with both evaluative and
descriptive terms.
5.2.1. Structure
438
See, for example, Geoffrey Thomas, who contrasts these two theories, as a pair, with another pair of
“essentialist” and “closed” theories of concepts. Thomas 2006, 22–24.
439
Wittgenstein 2006/1953, remark 66. It is a question of Wittgensteinology what the stakes really are:
is it just about universals or is it about all kinds of systematic theories of meaning. I am trying to see
what kind of implications the family resemblance thesis has to discussion on the concept of liberty, as
an example, and how it could be usefully applied in conceptual history.
174
A basic interpretation of the family resemblance thesis can be illustrated in the
following way.440 A set of objects (a, b, c, d, e), all of which could be called “games”,
is classified by reference to (the presence of / absence of) features A, B, C, D and E. It
might be that all of the objects have four of these features but lack the fifth feature (a
different feature in all cases).
e d c b a
ABCD ABCE ABDE ACDE BCDE
There is no common feature to all of the objects but they are related to each other
through similarities or relations to certain set of features. In this case they are related
overall by all having four features, and in detail their relations are structured by the
actual features. This diagram is illustrative, but it presents a very simple case. If we
draw a similar diagram for different uses of ‘liberty’ the picture is more complicated
because the features can be almost anything: external or internal relations, substantive
qualities, etc. All the examples of the application of the family resemblance thesis
discussed below are actually rather loose on the matter of what kind of features may
constitute family resemblance, i.e. how to define ‘feature’, how the features have been
picked up in each case. Wittgenstein did not specify the nature of the concepts’
features. They are there just to be recognised, and thus it becomes possible to
establish the family resemblance in various ways (presuming that giving a perfect
account of them would be too much in practice). We will have to use our imagination
and see how it works.
There is a relevant question that, for example, Bede Rundle raises and Hans Glock
mentions. Does the application of family resemblances lead to a situation in which a
concept is not a “univocal term, but has different, albeit related meanings?” 441
Perhaps this question could be formulated in this way: in order for a concept to exist,
is just one precise understanding, i.e. definition, required for it? As Glock states,
Wittgenstein insists that the case is really about a concept which does not have a
family of meanings but consists of family resemblances and so, the different
understandings of, for example, the concept of ‘understanding’ make up the concept
of understanding.442 Glock invokes the Wittgensteinian view that the meaning of a
concept is its use and continues to claim that “diversity of uses entails diversity of
meaning”.443 This is interesting theme, but one's view in regard to the question
whether there is a “univocal term” or not is irrelevant to the applicability of the idea
440
See e.g. Stern, G. 2004, 113 and Bambrough 1966, 189.
441
Glock 2008, 215. See Rundle 1990, 48–63.
442
See Wittgenstein 2006, §§ 531–532.
443
Glock 2008, 215.
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of family resemblance in tracking down conceptual changes or the search for
conceptual stabilities which I am trying to do. I believe that this problem is a matter of
convention, and from my point of view the idea of family resemblance offers a good
means for tracking down conceptual continuities and discontinuities (or similarities
and dissimilarities). We may, for example, take a look at different articulations of the
so-called negative concept of liberty and notice that they do in fact differ from each
other, and moreover note what kind of differences do exist. On the other hand we may
take a look at positive, negative and republican concepts of liberty. The application of
the family resemblance thesis to this comparison enables us to see how these different
concepts of liberty still fall somehow under the same concept, ‘liberty’. Glock also
thinks that the objection is not relevant in the context of defining analytic philosophy
in terms of family resemblances, as the point is to say that “there are perfectly
legitimate concepts that are explained through such similarities rather than
analytically.”444 I agree with Glock and do not think that we need any kind of general
theory to support us. The family resemblance thesis offers a fruitful perspective to
conceptual history.
5.2.2. Rationale/Justification
The basic justification for Wittgenstein’s thesis is simply the claim that this is how
things really are. Wittgenstein tries to prove this with examples, e.g. by discussing the
concept of game. It is noteworthy that he insists that for a concept to be usable it does
not have to have a precise definition. But then again we have to note that this does not
rule out the possibility that we may give a specific and precise definition of a concept
for special purposes,445 although, in the end, all definitions or explanations of terms--
or signs--are open to different interpretations, and are dependent on further definitions
and explanations).
It is very important to notice that the family resemblance thesis does not make the
claim that it could never be the case that some concepts share a common core and are
thus related.446 For example, if two terms are actually synonyms their similarity is
about having exactly the same features though the words used to mark these features
are different. But the important implication is that the possible existence of a common
ground has to be established individually in each case and not presupposed. If the uses
of a given concept do share a common core, it will become visible a posteriori when
one examines the resemblances of certain concepts and leaves open the possibility
that the resemblance could be a family resemblance. But if one begins with the idea
444
Glock 2008, 216.
445
See Wittgenstein 2006/1953, remarks 68-71 and Stern, G. 2004, 114-116.
446
Glock also points this out. 2008, 214.
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that for example concepts of liberty need to have a common core then the possibility
that similarity is due to family resemblance is counted out a priori. There are
basically two dangers if one expects to find a common core. The first is that one
continues to abstract the concepts under discussion more and more until a common
core can be seen, though this is at the cost of losing all distinctiveness and
connections to the historical articulations of the concept. A subsidiary form of this
danger is that rather than an important core feature, a common periphery, or a feature
that is important only for some articulations and of minor importance to others, is
elevated to a position of a common core. It might also be that the existence of the
resemblance of the concepts goes unnoticed just because the resemblance is not due to
a shared common core, but to a family resemblance. In general, within historical
studies, the dangers of abstracting different articulations of concepts to the level of
common core are obvious. Even if there was a common core to be found after
stripping off everything else, what kind of historical information would such a
treatment have to offer? I am not saying that it is only the differences that count.
Indeed, the importance of differences can be exaggerated. What I am saying is that
they is equally important historical information, and concentrating on what is
common in a series of articulations (or just what is different about them) would entail
disregarding important historical information. So, as a means of describing, and
perhaps even explaining, historical formations and changes in concepts, an emphasis
on the persistence of a common core is likely to miss important dimensions of
specific articulations. Perhaps the problems of expecting a common core can be
illustrated by what Wittgenstein says in the so-called preliminary studies to the
Philosophical Investigations, namely the Blue and Brown Books. There Wittgenstein
says that the idea that general concepts consist of a common, shared feature of the
particulars is as misguided as the idea that properties are ingredients of the object that
has the properties, as if beauty was an ingredient of beautiful things and we have
something like pure beauty (as an ingredient).447
As David Bloor notes, in Culture and Value Wittgenstein himself points out that
family resemblance could be especially useful if it were applied to historical and
cultural concepts or categories.448 Wittgenstein writes that “Spengler could be better
understood if he had said: I am comparing different cultural epochs with the lives of
families; within a family there is a family resemblance, though you will also find
resemblance between different family members.”449 Accordingly Bloor suggests that
the concept would be specially suitable in cases when we speak about “school’s of
thought”, such as “materialism”, “idealism” and “naturalism”, and that if we wish to
situate Wittgenstein within a certain philosophical tradition, we should think of
447
See Wittgenstein 1965/1958, 17.
448
See Bloor 1996, 354.
449
Wittgenstein 1998, 21 (MS 111 119: 19.8.1931)
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traditions in terms of family resemblances: criss-crossing similarities, specific and
overall. 450 Bloor’s own article is an application of this idea in order to see if
Wittgenstein was a linguistic idealist, and if so in what sense.
In political sciences the idea of family resemblance also has also been proposed as a
solution to the concern, within comparative studies, that we should not “stretch”
450
See Bloor, 1996, 354.
451
Freeden 1996, 91. It is interesting to note that the idea has also been used to tell what are the
necessary components of a given concept. See e.g. Johan Nyström on the concept of “partnering”. He
finds two necessary components, namely “trust” and “mutual understanding” Nyström 2005.
452
Beissinger, Mark R. 2006, 294.
453
Beissinger, Mark R. 2006, 297. At this point Beissinger uses the word “word” possibly implying
that the object of his study is a word rather than a concept, but otherwise he is writing about a concept.
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concepts until they lose their ability to make any significant demarcations,454 and that
we should make sure that the cases compared are really comparable. David Collier
and James E. Mahon Jr. acknowledge that the problems may arise “not only from
movement across cases but also from change over time within cases”.455 They discuss
more ways of extending “models and hypotheses to encompass additional cases” in
comparative analysis rather than in historiography in the strict sense. But the
problems are, indeed very similar to ones within conceptual history, especially since
comparative conceptual history is becoming more popular. Collier and Mahon point
out that applying the family resemblance thesis addresses the problem that an “overly
strict application of classical principles of categorization can lead to the premature
abandonment of potentially useful categories” or to “modifying it inappropriately”.456
These are roughly the same problems mentioned above: of abstracting the category
(concept) so that it is no longer recognizable to the agent originally using it, or when
the resemblance of given concepts is not taken into account because the nature of
resemblance is different from what is expected.
But from the point of view of my work, the most interesting application of the notion
of family resemblance is Hans-Johan Glock’s recent attempt to answer the question:
what is analytic philosophy? Glock is not tracking down the diachronic changes in the
concept of analytic philosophy, but his book is an effort to say what analytic
philosophy is at present. In order to do that he is takes into account the (mainly)
synchronic differences within the use of the concept or label, and treats the concept of
analytic philosophy as a concept that unites via family resemblances. On the other
hand, the recent attempts to define and trace the history of the concept of analytic
philosophy have sometimes ended up with absurd conclusions because of the longing
for a common core in all the practices within the philosophical tradition called
‘analytic philosophy’. One illustration of the difficulties which may follow from the
demand for a common core, instead of relying on family resemblance, is Dagfinn
Føllesdal’s effort to explain what analytic philosophy is.457 A comparison between
Glock and Føllesdal can be used to illustrate the differences. Though Føllesdal is at
first critical of definitions that rely on a supposed common feature, he still insists on
finding one. Not surprisingly, he always finds a counter example if one is trying to
define the tradition of analytic philosophy by means of common feature like a
doctrine or a genetic influence or method or problems. Føllesdal does not stop to
consider if the demand for a common core is reasonable. Instead his conclusion is that
a distinct philosophical tradition called “analytic philosophy” does not exist. Føllesdal
454
This concerns the same problem that I named above, namely to the increasingly abstract use of
concepts.
455
Collier & Mahon 1994, 845,
456
Collier & Mahon 1994, 852,854. It should be noted that they are treating concepts and categories as
similar. See note 1.
457
Føllesdal 1996.
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takes the tradition of “analytic philosophy” away from the map of philosophical
traditions, but does not touch phenomenology, existentialism, hermeneutics,
structuralism, ethics, naturalism, aesthetics, etc. Føllesdal’s essay is an exemplary
illustration of the problems that the a priori expectation of a common core causes.
First, it would seem that looking for a common feature shared by all of the
representatives of a large historical tradition may prove to be very difficult. Secondly,
when one finds such a feature, it will be at such an abstract level that it is completely
useless, because it has no discriminating capability. This is also the case with
Føllesdal. He claims that the only thing common to analytical philosophers is a
distinctive approach:
If we accept this, it is easy to see that there are, and have been, philosophers who
fulfil this criteria to a better or worse degree in many different traditions.
Accordingly, ‘analytic philosophy’ changes from a historically embedded tradition
into an abstract approach that has been and is practised to a larger or lesser degree by
philosophers from all traditions or schools of thought. He deconstructs analytic
philosophy and then finds instances of it in all traditions of philosophy. Some
phenomenologists, Marxists and structuralist philosophers are simply more ‘analytic’
than others, and the autonomous tradition of ‘analytic philosophy’ vanishes from the
history of philosophy. But is it reasonable to claim that there is no tradition of analytic
philosophy? I do not think so. Had Føllesdal thought about family resemblances
instead of insisting on a shared common core, he would not have made such a
conclusion. As Glock puts it: “while ‘analytic philosophy’ has a generally recognized
extension in this use, it is too wide and diverse to be captured by an analytic
definition, one which specifies conditions that are individually necessary and jointly
sufficient for a thinker or work to qualify as analytic”.459 It is exactly for this reason
that family resemblances prove to be a fruitful approach, and, as Wittgenstein
claimed, if there is no such definition for a given concept that does not meet the
requirement of necessary and sufficient criteria, 460 it does not make the concept
458
Føllesdal 1996, 202.
459
Glock 2008, 212.
460
What is meant here by necessary and sufficient criteria is a straightforward non-complex criteria
such as individual features. If the criteria are formulated in a complex way using the connective “or”, it
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useless. In effect, as we have seen in the case of Føllesdal, the very insistence on this
criteria may well render a concept virtually useless, al P.M.S. Hacker, however, has
insisted that the term has to be held together, and not only by family resemblance,
since if that was the only thing that holds the term together it “would diminish its
usefulness in characterizing a particular historical movement of the twentieth
century”.461 Hacker’s demand seems to me strangely normative. I would rather say
that if the history of a given movement does not meet Hacker’s requirements, it does
not vanish from the map of movements. In the final analysis the question is empirical
in nature. Such a priori demands of a common core or feature are problematic.
Glock applies the idea of family resemblance, but states that “a definition in terms of
family resemblances draws the lines of analytic philosophy irrespective of any
historical timeframe”.462 I do not see any compelling reasons for this. One may, or
may not, take historical features into account when describing something in terms of
family resemblances. Glock’s solution is to separate historical features from family
resemblances and to include historical influences as a distinct feature, so that
“analytic philosophy” becomes “a tradition held together both by ties of mutual
influence and by family resemblances”463 the former of which present for Glock
“historical features”.464
is, of course, possible to formulate necessary and sufficient criteria by applying family resemblance:
the analytic philosopher is interested in “x” OR “y” OR “z”... or is using a method “a” OR “b” OR
“c”... and IS NOT using method “d” OR “e” OR “f”… AND fills at least “n” percent of the criteria.
However, it is easy to imagine that the requirements might become very complex. David Bloor speaks
of the impossibility of delineating religions and ideologies by giving “clear, necessary and sufficient
conditions” and that the emphasis should probably be put on the term ‘clear’. Bloor 1996, 354.
461
Hacker, 1996, 4.
462
Glock 2008, 205.
463
Glock 2008, 205.
464
It could be mentioned that Dudley Shapere has suggested that a "chain of reasoning" can be used to
used to describe what remains the same while the features change radically. It is an interesting idea, but
works perhaps better with scientific than political concepts. See Shapere 2001, 197-199.
181
(a) some farmers are dairymen, others not; some raise crops, others do not; some keep
tractors, others hire them; some fill up forms, others employ accountants to do so, etc.
Again (b) many farmers keep keep poultry, but so do some miners […] It might
happen to be true that at some given time there is some one activity which all living
farmers are engaged in, but this would be a contingent fact in no sense deducible from
the way we commonly employ the words ‘farm’ and ‘ farming’”465 Gallie goes on to
suggest that “if there were only four farmers in existence, their respective activities
could be set out as follows”:466
465
Gallie 1957, 119.
466
Gallie 1957, 119.
467
Gallie 1957, 119. Gallie’s focus in this article is on ‘science’ which he considers in detail, but the
example of ’farming’ gives a good general picture of what Gallie has to say about the problems of
giving a definition such general concepts.
468
Gallie 1956a, 101
469
Gallie 1956a, 100.
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family resemblance account applies to a number of features of works of art […]”470
But after these remarks Gallie continues in more critical tone: “[…] until it is worked
out in detail I cannot see that it provides any grounds for rejecting the view that
certain highly general features may in conjunction be found necessary and peculiar to
the heads of object or performance that are commonly regarded as works of art.
Moreover, the family resemblance account offers no explanation of why among all
the conceivable sets of over-lapping resemblances that could be traced between and
among, say, printed books, vocal performances […], one particular line of
resemblances, or one set of such lines, has been picked out and valued under the
rubric ‘work of art’”.471 Here Gallie seems to be sceptical about two interpretations of
the family resemblance. First he claims that perhaps there might be some common
general features connecting ‘works of art’, etc. Second, he is not satisfied with family
resemblance because it does not offer an explanation why certain resemblances seem
to be regarded as more important than others within a given ‘family’. These might be
perfectly correct remarks, but they are not relevant in regard to the application I am
trying to develop. To the first problem I would say that applying the family
resemblance thesis does not exclude the possibility of sharing a common core or set
of common features. To the second I would say that Gallie is right when stating that
the family resemblance thesis does not explain why certain features and not others are
chosen and it could be added that it does not even answer the question what a feature
is. My answer is that there is no need for a general answer and that these features can
probably be established in endless ways. It is a matter of the imagination, of trying
and failing until you find features that make sense and fit into a larger picture. It is
worth mentioning that, regardless of Gallie’s own suspicion, Collier et al. state that
regarding Gallie’s relation to family resemblances it is “noteworthy that he situates
himself in relation to that tradition and he seeks to build upon it […] we see both
strong parallels with Gallie’s framework and interesting potential contrasts.
Exploration of these common and divergent elements would be a productive avenue
for further study”.472 For example, the idea of family resemblance could even explain
how parties propagating different concepts of liberty, without a common core, could
still say that they are speaking about the same concept; the real and true concept of
liberty, and understand what the other is saying despite the fact that their concepts, at
the level of definition, do not share a common core. Let us say that there is a
paradigmatic articulation of this concept, for example some past philosopher wrote a
book about it two hundred years ago, and this book has become the standard reference
in discussions about the concept. In his account the concept consists of features a, b, c
and d. Subsequently, two philosophers both acknowledge the paradigmatic status of
this seminal work, and are also critical of it. They are of the opinion that in the current
470
Gallie 1956a, 101.
471
Gallie 1956a, 101.
472
Collier et al. 234, 235.
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historical situation (or in general) the concept has to be revised. The first of these
philosophers accepts that features a and b belong to the definition, but replaces
features c and d with y and z, while the other identifies features c and d as the rational
core of the past articulation but replaces features a and b with g and h. We would then
have three definitions:
L1 L2 L3
abcd abyz cdgh
Definitions 2 and 3 do not have a common core, but they do share a relation to
definition 1. So, we can now see that the fact that different definitions share only a
family resemblance does not mean that they have nothing in common. It is about
constructing the similarities in different ways. Though I would maintain that not even
these kind of relations are required for two contesting parties to be able to
communicate and understand each other, I think such a situation is a apt illustration of
the descriptive and perhaps even explanatory power of the family resemblance thesis.
5.3.1. Structure
3. Disagreement about what range of speech acts the word can be used to perform.
In a conceptual prism, this is a more general structure than the one that I derived from
Gallie. It can partly be seen as an adjustment to the first level and partly as a separate
feature in the overall structure that is based on the family resemblance thesis. Gallie’s
thesis helps to establish discursive connections by paying attention to possible
original exemplars and by recognising other contesting concepts.
The point derived from Skinner’s three levels of conceptual disagreements is simply
that in order to grasp the meaning of a given use of a concept we would: (1) need to
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understand how the user would define it; (2) what things or actions in the world he
would (and would not) accept as representatives of the concept; and (3) what kind of
speech act he was performing. When doing comparative research, for example
tracking down continuities and discontinuities (vertical or horizontal / diachronic or
synchronic) in the uses of concepts, the disagreements at level 2 are not as interesting
if there is also disagreement at level 1. But it might be interesting if there was
continuity at level 2 even if there was disagreement at level 1, and vice versa. Level 2
disagreements may be very hard to anatomize if there is no direct effort to apply the
concept to some concrete phenomena in the world. Thus, in this sense, this level
might not be as useful as the other two. In his own work Skinner concentrates mainly
on levels 1 and 3; and of these two, his emphasis has been on level 3. Introducing the
speech act dimension to historical studies is certainly one of the things which Skinner
is famous for. My aim in the next section is to apply this three-level model as far as it
is appropriate.
Even though it is not my intention to show that Skinner would agree with my
suggestions about combining his, Gallie’s and Wittgenstein’s ideas, a very short note
on Skinner and the family resemblance thesis should be added. In general, Skinner is
more interested in what Wittgenstein says about language games and other matters
than the notion of family resemblance. Nor does he really discuss Wittgenstein
anywhere in detail. However, Skinner did argue in “Meaning and Understanding” that
“there can be no question that the histories of different intellectual pursuits are
marked by the employment of some ‘fairly stable vocabulary’ of characteristic
concepts. Even if we hold to the fashionably loose-textured theory that it is only in
virtue of certain ‘family resemblances’ that we are able to define and delineate such
different activities, we are still committed to accepting some criteria and rules of
usage such that certain performances can be correctly instanced, and other excluded,
as examples of a given activity”. As to recognising an activity he says “for if there
must be at least some family resemblance connecting all the instances of a given
activity, which we need first of all to apprehend in order to recognize the activity
itself, it becomes impossible for any observer to consider any such activity, or any
instance of it without having some preconceptions about what he expects to find”.473
This might be the only time that Skinner brings up family resemblance, but he does
elucidate it further. He seems to consider that it is a possible way of establishing a
tradition of action, and as such it is a pity that he does not take it up again. An
473
Skinner 1969, 31.
185
unfortunate shortcoming of his methodological views is that they seem to lack a
theory of traditions (or continuities) although they are extremely illuminating about
discontinuities.
As to Gallie, I have not been able to find a single reference to him in Skinner’s
corpus. However, the short passage, quoted above, from “Rhetoric and Conceptual
Change” about philosophers being too eager to say that the disagreements over what
counts as ‘child abuse’ concerns concepts, and not the circumstances of application,
might count as a reference to the discussions on essentially contested concepts.
5.3.3. Rationale/Justification
Skinner’s views on how concepts are used are based on the same assumption as are
Wittgenstein’s, and it does not follow that rational discussion is in vain. He does not
suggest that concepts such as the state, liberty, etc. could be defined neutrally, once
and for all. They are, instead, subject to continuing change. The three different levels
of disagreement and semantic holism offer a way to analyse how conceptual
formation and change take place.
In a later essay “On Intellectual History and the History of Books” (2005) Skinner
sums up his arguments against the possibility of coming up with neutral definitions,
and the implications of this. He writes:
474
Skinner 2005, 33-34.
186
argument. As already stated, Skinner argues that acknowledging that the meaning of a
concept is tightly connected to its use, does not entail that discussion becomes less
rational. If we start tracking down and discussing the uses of concepts instead of
trying to formulate a single universal definition, we may, to quote Skinner, actually
find ourselves in a position to “liberate ourselves from any disposition to suppose that
our concept must somehow be the real or the only one, and at the same time to give
ourselves the chance to reflect anew on the concept we have lost, and to reconsider
what we should think of it”. In the case of concept of ‘freedom', Skinner continues,
this is bound to lead to “wholly new perspectives on questions about when we are and
are not free, what the additional duties our governments may have to protect our
freedom, and other questions so far from being ‘merely’ historical that I have dared to
describe them as having a practical significance”.475 This summarizes the rationale
and justification of Skinner’s approach.
I have not been able to find any application that would take into account all levels of
Skinner’s typology. 476 As already mentioned, Skinner himself has largely
concentrated on the speech act dimension, definition and not much on the second
level. The first level, of definition, is often taken as granted or as self-evident, but it
does in fact pose a serious problem. It often happens that an author gives various
explicit definitions or characterizations of his or her concept of liberty. When the
differences are between different essays or books, the problem is not so obvious, since
they may be considered as the author’s views from different positions or periods. A
problem arises when this happens within one text. For example, if one reads T.H.
Green one will certainly find different kinds of characterizations within one text
(which are again present in another text). It is not that Green’s characterizations are
incoherent, or that they are in conflict with each other as they may be illuminating
‘liberty’ from different angles. It might be that formulating one single coherent
Greenian concept of liberty is impossible. My solution, which may, of course, be
contested, is to take one formulation and look it through a conceptual prism. Someone
else may have tried to synthesize of all Green’s formulations, and some might argue
that some of the formulations should be discarded as mental aberrations, etc. However
since this is my initial effort in using the conceptual prism, I shall just try it by
grasping one characterization, which Quentin Skinner also took as Green’s original
contribution.
475
Skinner 2005, 33. Similar comments in Skinner 1998, 116–118.
476
Nor was Skinner himself able to mention any studies that applied all the levels when I asked him if
he knew of such studies.
187
In general, applying the second level of Skinner’s typology, the “application of the
concept to the world”, would be a demanding task. This might explain why it has not
been used extensively. It is obvious that one cannot list all the things that would apply
to the extension of the concept, and sometimes it might be possible just to say what
does not fit there. However, there is no doubt that in some cases it would be possible
to illuminate the difference between two concepts by mentioning different things in
the world that these concepts are used to refer to. Thus I will mention one interesting
difference between two of the concepts of liberty that can be brought to light by
paying attention to the difference between them on the second of the three levels of
conceptual disagreements.
As is by now clear, a synthesis of the theories or theses presented above will be rather
complex, and I will not even try to take into account all the features of the respective
theories. I will, however, concentrate on the features that I consider useful in order to
analyse conceptual continuities and discontinuities (synchronic as well as diachronic)
in my case study. First I will take the basic structure from Wittgenstein’s family
resemblance thesis, to which I will add Skinner’s “levels of conceptual
disagreements”, and then I will use Gallie’s essentially contested thesis to sharpen the
structure. Or to be exact, I will draw implications from these theories and use them
with the acknowledgement that the questions that Wittgenstein, Skinner and Gallie
originally had in their minds are different from mine. I am not trying to come up with
a complete theory of levels of meaning or a complete list of all the different types of
meanings that we can attach to concepts. My aim is to construct a heuristic tool that
will be of practical help. In other words, I will provide a theoretical insight into these
complex matters, but not will not claim that this is the only rational or useful view of
the matter. There is indeed much work to be done in this area. But despite the
incompleteness of my work, I shall argue that the conceptual prism as a heuristic
device can be of help in identifying and analysing both historical discontinuities and
continuities in conceptual history.
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expression of literal meaning in a relatively small number of words. We may find
these kinds of definitions from dictionaries or we may come up with our own
definitions. In the case of analysing the uses of a concept, the relevant definition is of
course the one that the agent using the concept is offering explicitly or implicitly. It
might be worth noting that the same definition of a concept might be expressed in
several ways by using different words.
To this I will add Gallie’s idea of the complex structure of an essentially contested
concept: the achievement that concepts denote must be internally complex, but the
evaluation must be attributed to the whole. Moreover, any evaluation must refer to its
various parts or features and must be variously describable, e.g. it is possible to give
different weight to its different features. This allows us to analyse the definition in a
more detailed way. A definition might consist of different features of differential
importance. In the first definition there may be more weight placed on feature A than
on feature B, while the second definition consists of exactly the same features, but
with more weight placed on feature B than feature A. Here I may not be following
Gallie’s ideas very faithfully. But this approach could help us to see how concepts
change, for example at the level of how much weight is given to different features of
the definition. This might not be a large change when compared to other kinds of
changes, but nevertheless it still might be important, for example the team referred to
as ‘the champions’ of football may change if the weights are altered.
The second component derived from Skinner is the criterion for applying the concept.
Or, to be more precise, Skinner speaks of ‘word’ which is somewhat confusing as few
people disagree over the application of word: isn’t the “application of a word”
actually just the definition for a series of letters?477 I cannot imagine that anyone
would see the point in arguing what series of letters we should apply to a given object.
When people discuss if, for example, the state of the Democratic Republic of X is
really a democracy, they are arguing if “the” or any concept of democracy can be
applied to the state X, and not whether a particular series of letters can be applied to it
(since it already has been).478 In any case, Skinner’s idea can be used as another
component of the conceptual prism. Since it is possible to disagree about the criteria
for the application of a concept, these criteria are a meaningful part of the use of a
concept. To understand a particular use of a concept, one should have an idea of the
477
Or if we wish to speak in Koselleckian terms, the difference between a word and a concept is that
word becomes a concept when it is acquires multiple interpretations. But Skinner is not Koselleckian
so this way of making the difference is perhaps not relevant at this precise point.
478
This would also go together with the idea that ontologically concepts are abilities by which you are
able to discriminate e.g. a democracy from a non-democracy. See Brandom 1994, Dummett 1993,
Millikan 2000. And even though conceptual historians are perhaps not so much engaged in discussions
about the ontology of concepts, this view is often implicitly present since the history of concepts is
usually about the use of a concept (e.g. how it is used to discriminate). It does not take a form of, for
example, the history of concepts as mental representations.
189
criteria of applicability used to distinguish objects that the concept covers from the
objects that it does not cover. This simply means that one should be able to know
what the user would accept as a representative of the concept and what he would not
accept as a representative. But it has to be noted that often it may be that there are no
coherent general criteria to be discovered. Instead, we may simply have a particular
instance that we need to understand, and in this case we need to know on what
grounds this particular instance of a particular object should be counted to belong to
the category that the concept in question is concerned with.
The third basic part of the structure of meaning is the speech act dimension. This also
provides a link from linguistics to the social world since the social world both enables
speech acts and gives limits to the range of possible speech acts. It should be noted
that it may not be possible to determine the whole range possible of speech acts since
that would mean that nothing really new could not be done.
The family resemblance thesis provides a framework for the whole structure and
enables us to mark conceptual continuities and discontinuities in the uses of a given
concept, or different concepts. I am using it to enable us to see what is common and
what is different between particular uses of concepts, or how different members of the
family actually relate to each other. It helps to understand how changes in concepts
can cause changes in other concepts and how concepts gain part of their meanings
from this conceptual network. In the structure of meaning the family resemblance
thesis is used to connect components of the structure of one member of the family to
related components in the structures of other members.
I want to emphasize that the model is not an ontological model. The structure is
analytical and heuristic. My argument is that it provides a frame which, when filled
with information, helps us understand how a given concept was used, and that it helps
us compare articulations of concepts in order to discover continuities and
discontinuities (synchronic as well as diachronic) in their meanings. I hope show this
with the example of liberty, but the idea is simply that if we are interested in finding
out in what sense Machiavelli used virtu in his Prince, we could set this concept in the
centre of the structure and work the information into the frame. We could then do the
same with some other uses of virtu and by comparing the differences we could see
how Machiavelli’s use in Prince differs from those other uses and in what respects it
is similar.
190
characteristic synonyms, antonyms, associated terms”.479 If one wishes to make a
comparison, the conceptual prism is not meant to replace semantic fields as an
analytic instrument. It is a complementary frame, and together they can form a rather
comprehensive map of different factors at the meaning formation of a given
concept.480 In the next section I will try to use multidimensional meaning structure as
a framework to track down the continuities and discontinuities between three concepts
of liberty from different periods of time.
If we acknowledge as I do, that there are several concepts of liberty, we might end up
asking how it can be that there is more than one concept of liberty and yet they are all
about liberty. How can we speak about negative, positive and republican (or neo-
Roman) liberty and at the same time claim that we are somehow talking about the
same thing? Restrictivism in the style of MacCallum and Oppenheim and the
concept/conception distinction (or the idea of a shared common core) could be used in
efforts to solve this problem. But these efforts seem to lead to a situation in which
only the concept of (negative) liberty survives, and other concepts of liberty will
either have to be abandoned as mumbo-jumbo or else be reduced to negative liberty.
In the following, the similarity or continuity of these concepts is established first by
analysing them into constituent features, and then the degree of similarity is
established by applying the idea of family resemblance to them. It should be said that
I am fully aware of the nature of any attempt to analyse a given concept into its
elements. It is very much a matter of imagination and the construction of
demarcations. In other words, I am sure that someone else could perform this analysis
in a different way and that an alternative analysis might be illuminating in its own
way. But I do claim that my analysis manages to bring some important demarcations
to the surface. In other words, I am putting forward a particular kind of analysis and
claiming that it enlarges our understanding of the analysed concepts, even though it
leaves plenty of room for other alternatives.
479
Hampsher-Monk, Tilmans & van Vree 1998a, 2.
480
My suggestion is rather similar to Jan Ifversen’s suggestion of combining semantic fields with
Foucauldian discourse analysis in which “the conceptual architecture proposed by Foucault” is to be
taken as the analytical counterpart to semantic fields. See Ifversen 2003,67.
191
articulations, not least because Wittgenstein in his discussion of family resemblance
features is not very specific about how these different features are to be perceived.
In philosophical terms the three ‘liberties’ that I will study (re)present somewhat
paradigmatic examples of three different types of liberty that have been
conventionally used to distinguish, at least tentatively, negative, positive and neo-
Roman or republican liberty. 481 Since my aim in this work is not so much to
contribute to scholarly debates on the concept of liberty, but mainly to point out that
the conceptual prism could help us in these discussions, my historical examination of
the articulations remains on a rather superficial level. I shall rely very much on
secondary sources, mostly on Quentin Skinner’s studies in the era. Accordingly, one
might read my presentation as a re-reconstruction of Skinner’s interpretation of
different theories of liberty and not as a proper historical study of Hobbes’s and
Thomas Hill Green’s concepts of liberty. As already noted, I shall first study these
concepts of liberty on the level of ‘definitions’, and in Skinner’s three-level typology
of potential conceptual disagreements this means number 1, “disagreement about
meaning”. Then I shall try to see if there is a “common core”, in which the proper
concept of liberty can be isolated from these three concepts. After these efforts I shall
move beyond the simple level of definitions and try to apply other features of the
conceptual prism to these concepts. I hope that this examination demonstrates that
conceptual prism does enlarge our understanding of these concepts and helps us to
establish continuities and discontinuities between them, thus heightening our
capability to avoid anachronisms when discussing conceptual history of liberty.
481
Accordingly I shall call these three concepts of liberty, following the tradition of political
philosophy, “negative”, “positive” and “republican” liberty. It is obvious that this terminology is of
relatively recent origin. The Romans did not call their concept of liberty “republican” and certainly not
“neo-Roman”; Hobbes did not call his concept a “negative” concept of freedom. But T. H. Green did
call his formulation “positive” and even contrasted it with a purely negative concept of freedom. The
contrast between positive and negative concepts of liberty was made famous by Isaiah Berlin. But
according to Josh L. Cherniss (the reference to Cherniss’s unpublished paper is from:
http://berlin.wolf.ox.ac.uk/information/a-z.html) the contrasting terminology of positive and negative
liberty was used before Berlin by Bernard Bosanquet in The Philosophical Theory of the State (1899),
Guido Ruggiero in Storia del liberalismo europeo (1925) and John Plamenatz in Consent, Freedom
and Political Obligation (1938). Immanuel Kant used these terms in theorem four in the Critique of
Pure Reason; Jeremy Bentham and John Lind used these terms in their correspondence; and according
to Philip Pettit this was the first instance when this distinction was made. But the exact point when
these terms were used for the first time used in the sense they are used here is not germane to my
argument. We can safely say that it was well after Hobbes wrote Leviathan. This does not pose a
problem for me, since I agree with Skinner that concepts can be formulated before the corresponding
terminology. It should also be noted that though the following articulations may be described as
paradigmatic examples, they also are all challenged within their respective traditions.
192
5.5.1 The Definition of Hobbes’s Negative Concept of Liberty in Leviathan
I shall discuss the concept of liberty that Hobbes formulates in Leviathan though fully
aware that Skinner has argued that Hobbes’s theory of liberty in Leviathan “not only
alters but contradicts his previous line of thought”.482 This change is of course an
important element when studying the (speech) act dimension of Hobbes’s ‘liberty’.
However, I am not reviewing the changes within Hobbes’s thought, which could also
be done using the conceptual prism, but I am comparing Hobbes’s concept liberty in
Leviathan with other concepts articulated by Green and Skinner. When I consider it
relevant to point out changes of Hobbes’s mind, I shall refer to Skinner’s comments
on the matter.
Thomas Hobbes is often regarded as the first person to have formulated a negative
concept of liberty in its literal form,483 though he is of course not using the term
‘negative concept of liberty’ or ‘negative liberty’. In Leviathan Hobbes expresses
serious concern about the ‘proper’ meaning of words and in Chapter XXI, “Liberty of
Subjects”, he raises the question what proper ‘liberty’ means. The opening sentence
of the chapter is powerful and revealing: “Liberty, or Freedome, signifieth (properly)
the absence of Opposition; (by Opposition, I mean externall Impediments of motion ;)
and may be applied no lesse to Irrational, and Inanimate creatures, than to
Rationall”.484 He continues to state that “A Free-Man, is he, that in those things,
which by his strength and wit he is able to do, is not hindered to doe what he has a
will to. But when the words Free, and Liberty, are applied to any thing but Bodies,
they are abused; for what is not subject to Motion, is not subject to Impediment”.485
Earlier, at the beginning of Chapter XIV Hobbes defines the central terms and writes
that “By liberty, is understood, according to the proper signification of the word, the
absence of externall Impediments: which Impediments, may oft take away part of a
mans power to do what hee would; but cannot hinder him from using the power left
him, according as his judgement, and reason shall dictate to him”.486 In these short
passages Hobbes’s concept of liberty is defined rather clearly. From these passages,
Skinner derives “two essential elements” of Hobbes’s concept of liberty:487
482
Skinner 2008a, 128. According to Skinner, Hobbes silently throws overboard the idea that arbitrary
impediment could take away liberty. This is an important factor if one tries to achieve a deeper
understanding of the political nature of Hobbes’s thought and it makes negative liberty stand in an
interesting contrast with republican liberty. In Skinner’s levels of conceptual disagreements, this
contrast also marks a difference at the second level.
483
E.g. Skinner 2002m. 247.
484
Hobbes 1996, 145. The first instance in Leviathan where Hobbes writes about liberty is in Chapter
14.
485
Hobbes 1996, 146.
486
Hobbes 1996, 91.
487
See Skinner 2002n, 211.
193
1. The idea of possessing an underlying power or ability to act; the relation between
abilities and liberty.
2. The idea of being unimpeded in the exercise of such powers; freedom consists of
finding no stop in doing what one wills and forbears if he wills.
These might be too general descriptions since the freedom in the Hobbesian or
Leviathan sense is not about stopping what one wills, it is about hindering movement
(or forcing something to move). And even though “movement” in Hobbes’s writings
may include a large variety of acts, it certainly does not include everything that is
possible for a body to will and potentially perform. Moreover, in the case of
inanimate bodies it might be somewhat problematic to speak of their will. Related to
this last note, we also might wish to add to Skinner’s list of “essential elements” the
notification that the term liberty can, according to Hobbes, be applied to animals, to
both inanimate objects and human beings, and to irrational beings as well as to
rational beings. The only constraint seems to be that a body which by its constitution
is not able to move cannot be said to be subject to impediment. A stone cannot be said
to be unfree because it is not moving, but water descending by means of a channel has
not only a necessity to descend but also the liberty.488 The banks of a river may count
as impediments since without them water “would spread it selfe into a larger space”
and so it is not in liberty to “move in such manner, as [it would.] without those
externall impediments”489 Thus to the MacCallumian question of what counts as an
agent, Hobbes’s answer would also include animals and inanimate objects that are by
their constitution able to move.
488
See Hobbes 1996, 146. “Liberty and necessity are consistent; as in the water, that hath not only
liberty, but a necessity of descending by the Channel [...]”.
489
Hobbes 1996, 146.
490
Skinner 2002n, 211.
491
See Skinner 2002n, 212-213.
194
1. In cases when the agent is impeded from doing something: the opposition of some
external body, which operates in such a way that the agent is tied so that it cannot
move except within a certain space. This applies to a case when action within an
actor’s powers is rendered physically impossible.
2. The other case concerns someone being forced to do something. To be free one
must to be able not to do what one does not want to do. So there must not be an
irresistible external force. A slave or a person who admits God’s providence is not
free, since in both cases they face an external power which is irresistible; they are
bound to obey in a way so “that their bodily liberty is fortified”. We could conclude
by saying that according to Hobbes in Leviathan a body is free when it is not impeded
by an external force from using its capability to move.
492
Skinner 2003, 15-16.
493
Skinner 2002m, 247.
195
We can distinguish (at least) three important features in Hobbes’s definition:
1. Agent = any (material?) body that does not stay still by its constitution.
In other words, to be free means that a body, which is capable of moving is not
impeded from moving (and is not forced to move).
We have already touched upon this theme in the section on restrictivism. As we have
seen, when Skinner criticised MacCallum’s idea that there is only one rational,
coherent way to define the concept of liberty, his strategy was to show that a perfectly
coherent concept of liberty, which is incommensurable with MacCallum’s concept,
can be and actually has been formulated. As an example of this kind, Skinner
mentions T. H. Green’s concept of liberty. The basic logic has already been discussed
above, but we need to provide more details. First, Green defines liberty as an
achievement. In “States and the Freedom of Citizens” Skinner writes that to achieve
this state is the fulfilment “of our highest potentials”494, he and wonders if Green is
the first “Anglophone philosopher to articulate the argument in precisely these terms”
following Kant and Hegel.495 Second, Green’s most important texts on liberty are “On
Different Senses of ‘Freedom’” (1879, published posthumously) and “Liberal
Legislation and Freedom of Contract” (1881). In the latter Green writes:
We shall probably all agree that freedom, rightly understood, is the greatest of
blessing; that its attainment is the true end of all our effort as citizens […] We
do not mean merely freedom from restraint or compulsion. We do not mean
merely freedom to do as we like irrespectively of what it is that we like. We
do not mean a freedom that can be enjoyed by one man at the cost of a loss of
freedom to others. When we speak of freedom as something to be so highly
prized, we mean a positive power or capacity of doing or enjoying something
worth doing or enjoying, and that, too, something that we do or enjoy in
common with others.496
494
Skinner 2003, 21.
495
Skinner 2003, 21.
496
Green 1986, 199.
196
In this passage Green clearly states that freedom is one of the most, if not the most,
desirable end for humans. Freedom includes the demand for social equality: it is not
true freedom if one man’s enjoyment of it causes its loss for other(s). Green also
distinguishes the most desirable freedom from purely negative concepts of freedom,
of not being hindered from doing what one likes to do.497 For Green, it counts what it
is that one does; it has to be “worth of doing”. What, then, is worth doing? He
continues:
To be free means to exercise499 (i.e. “to do”) successfully the power to “make the
most and best of themselves”. It is not enough that a person is not interfered when
trying to make the best of himself; one actually has to make the most and the best of
oneself. This is an important point, which makes this concept different from a
MacCallumian negative concept of liberty. It is the same point that Skinner raised and
which Green states clearly in his essay “On Different Senses of ‘Freedom’”. Man’s
freedom is tied to self-satisfaction, not to satisfaction of “this or that desire”. Self-
satisfaction consists “in the whole man having found his object […] becoming what
he should be, what he has it in him to be, in fulfilment of the law of his being […] in
the perfect obedience to self-imposed law” and this kind of freedom is precious to
man “because it is an achievement of the self-seeking principle” and “‘freedom’ is the
natural term by which the man describes such an object to himself – describes himself
the state in which he shall have realised his ideal of himself”.500 This formulation is
very Kantian, but the important point is that freedom is defined as a realised or
achieved state, not merely as a possibility which one could chose to achieve without
being hindered. The exact meaning of self-satisfaction is not of major importance to
my aim of demonstrating the applicability of the conceptual prism, nor is Green very
precise about what it means to realize the ideal self. In negative terms, Green states
that it cannot occur at the cost of other people’s freedom. In positive terms, it consists
of developed capacities forming a coherent system, a harmony, and as such it is the
perfection of the self. It means becoming the one that fills up the valuable potential of
497
Green also writes that “the mere removal of compulsion, the mere enabling a man to do as he likes,
is in itself no contribution to true freedom”. Green 1986, 199.
498
Green 1986, 199.
499
The point about exercising is also mentioned in the passage: “We mean by it a power which each
man exercises through the help or security given him by his fellow-men” (italics mine). Green 1986,
199.
500
Green 1986b, 221, 240-241.
197
the self most perfectly. Self-consciousness is an essential feature, since the agent
should be able to “grasp his system of desires as an object to himself”501 in order to
strive for the actualization of his real self. The criterion of self-consciousness also
establishes a criterion for what counts as an agent. Though the formulation of freedom
as an achieved state of self-realization it is obviously not all that Green has to say
about the concept of liberty, Skinner takes this formulation as an example of a
formulation which is not about absence of constraints, and I will follow Skinner in
this matter.
501
See e.g. Gaus, Gerald F. 2005, 346-347
502
Green 1986a, 210.
503
See e.g. Berlin 2001, 191-200.
198
1. Agent = human citizen (or a member of a society)
2. Achievement of self-realization= the real essence of the self (of a social nature)
The concept of republican liberty has been one to the main themes of Skinner’s work
from the 1980s to the present. At one point he started to use the term “neo-Roman”
instead of “republican” liberty to refer to this particular concept of liberty first
because not all of the proponents of this understanding of liberty were really
republicans. For example, John Locke defends an ideal of a mixed monarchy, and
would have found it rather disturbing if he had been called a ‘republican’. Second,
because the central text “in which the distinction between liberty and slavery is drawn
in precisely the manner that interests me is the Digest of Roman Law”.504 But in his
most recent work Skinner has again adopted the term ‘republican’, even though he
thinks that it is misleading as well as anachronistic. However, he chooses to use the
term ‘republican’ for technical reasons, in order “to remain in line with the other
contributors”.505 He explains that there is a need to “adopt the terminology now
constantly in use”506 as “practically everyone seems to agree that the most interesting
distinction is between ‘republican’ and ‘liberal’ theories of liberty”.507 Skinner has
also moved away from his original idea that republican liberty is a sub-category or a
supplement to the concept of negative liberty to an insistence that republican liberty is
not about the absence of interference, but a distinctive concept of liberty. He writes
that this “is best understood as the claim that we are free if and only if we are
independent--if we are able to act independently of the arbitrary will of others”.508
This shift took place in 1990s largely due to Philip Pettit’s influence, with Skinner’s
first articulation of this change arising in Liberty Before Liberalism (1997). Despite
obvious and important modifications, one of his original claims still remains: he
continues to insist that republican liberty is not a positive concept of liberty.509 In
what follows I shall concentrate on the positions that Skinner has developed in his
from 2008 on.
504
Skinner 2008c.
505
Skinner 2008b, 84.
506
Skinner 2008a, ix.
507
Skinner 2008c.
508
Skinner 2008c.
509
See e.g. Skinner 1984.
199
According to Skinner, “the basic claim of the republican theorists is […] that the mere
presence of arbitrary power serves in itself to make us slaves”.510 If there is somebody
that has the power to force an agent to do something against the agent’s will (or not to
do something according to the agent’s will), then the agent is unfree in the republican
sense of the concept, even though the master would not actually use his power. In
other words, a person may be unfree even if she is allowed to follow her will. She is
unfree if she is allowed to follow her will only by the grace of somebody else’s good
will.
It follows that according to the republican concept of liberty an agent can be unfree
without anybody coercing him. This would occur if a person were living under
domination – as a slave – and was subject to arbitrary power. Skinner stresses that
what is primarily in question is the existential condition of an agent.511 The point that
agents are, or are not, being concretely constrained or that they feel, or do not feel,
constrained to follow or to avoid certain courses of action is of a secondary nature.
The point can be put this way: it does not matter if a person under arbitrary power
does not acknowledge his/her condition, nor that no one is de facto constraining him
or her. An agent might be living as if he were free.512 According to the republican
concept of freedom the agent, if living under arbitrary power, is unfree. In terms of
absence, it could be said that liberty is the absence of dependency, of arbitrary power,
and of domination. Though this is the specific point of republican freedom, Skinner
does not deny that republican writers acknowledge that coercion and different
constraints in general did not affect freedom. It is a necessary condition that in order
for a person to be free he must not be constrained. But it is not a sufficient
condition.513 The claim, however, is not that a Hobbesian concept of negative liberty
510
Skinner 2008b, 90.
511
Hampsher-Monk has marked this difference in concepts of liberty as “a (continuing) condition” or
“jural condition of persons” and as “a quality of (particular) acts” or “a quality of individual acts
considered seriatim”. Hampsher-Monk 1998c, 1184.
512
Skinner has in “A Third Concept of Liberty” (2002) addressed the psychological consequences,
namely self-censorship, of a person who is aware of living under arbitrary will. In “States and the
Freedom of Citizens” he presents “battle lines” in a diagram in which he explains freedom as “no
dependence”: “your freedom will thus be curtailed if you are aware that there could be interference
[…] due to your dependence on the arbitrary will of another” (Figure 1, 22). But in “Freedom as the
Absence of Arbitrary Power” he states that this argument has been pursued mainly for polemical
reasons and that republican writers “agree that anyone who reflects on their own servitude will
probably come to feel unfree to act or forbear from acting in certain ways. But what actually makes
them unfree is the mere fact of living in subjection to arbitrary power. This is what leaves them at the
mercy of others, and this is what takes from them the status of free-men and makes them slaves”.
Skinner 2008b, 94–95.
513
“The neo-roman writers fully accept that the extent of your freedom as a citizen should be measured
by the extent to which you are or are not constrained from acting at will in pursuit of your chosen ends.
They have no quarrel, that is, with the liberal tenet that, as Jeremy Bentham was later to formulate it,
the concept of liberty ’is merely a negative one’ in the sense that its presence is always marked by the
200
and republican liberty should be united to one concept of liberty. To
Skinner these are two different concepts. But they do not exclude each
other, nor can the republican concept be reduced to the Hobbesian one.
We have again two obvious features: the agent and the absence of arbitrary
power (or the absence of domination). The latter might be phrased
positively: independence from arbitrary will (or a state of non-domination).
It could be pointed out in a manner similar manner to the case of Green, that
interference could limit freedom and could be an obstacle to one’s complete
freedom. Skinner himself reminds us that theorists of republican liberty
would agree on the point. However, Skinner insists that then they are
speaking about a negative concept of freedom, even if the concepts do not
exclude each other and neither of them is the sole ‘real’ one. Since I do not
wish to take a stand on the question of whether the absence of constraints
should logically be included in the republican concept, I shall accept
Skinner’s concept of republican liberty. Thus the features of the republican
concept of liberty are:
It is notable that there is no end or goal put forward. This is because the
absence of arbitrary power is a condition, an existential state of a person,
and there are no aims beyond that. An agent who wills nothing, aims at
nothing or wishes for nothing can be unfree or free. Skinner’s republican
liberty consists basically of only two features.
absence of something, and specifically by the absence of some measure of restrain or constraint”.
Skinner 1998, 82–83.
201
Hobbes’s Green’s Skinner’s
negative positive republican
Agency
agency as
any movable X – –
body
agency as human – X X
member of society
Absence
absence of X X –
interference
absence of
arbitrary power – – X
End
movement as
end X – –
self-realization
as end – X –
Nothing, unless we move to a very abstract level and speak only in terms of ‘agency’,
‘absence’ and ‘end’. They all have something to do with absence of something,
though in Green’s case this remains debatable. Skinner is emphasising the fact that
real freedom in Green is not about the absence of anything but about achieved self-
realization. I, however, concluded that Green includes absence of interference as a
necessary condition, but only in the sense that it concerns matters that are necessary
for the success of self-realization. For Green, all interference does not hinder the
success of self-realization: sometimes interference by law might aid self-realization.
On the practical level they might even be of help on the way toward self-realization;
this one of Green’s central ideas concerning the justification of certain laws. Here the
absence of interference is, after all, quite different from Hobbes’s idea on the matter,
since Hobbes’s case is rather straightforward: only external impediments on the
movement which a body by its constitution would have been able to perform belong
to this class. In the case of republican liberty, the question is about the absence of
arbitrary power. Even though they all have something to do with absence, what is
common among them in this regard remains rather minimal.
202
Two of the concepts are also about reaching an end, though it is debatable if end is a
correct label for the last feature. Since, to be strict, there is an important difference
between Hobbes and Green. In Hobbes’s concept of liberty, the end is always having
the possibility to perform (or not to perform) ‘movement’ and not about actually
performing (or not performing) movement. If there is a possibility to move, then one
is free. The absence of external impediments is a sufficient condition to Hobbes,
while for Green the possibility to achieve self-realization is just a necessary condition
to live in freedom. To actually achieve self-realization is sufficient condition. In
republican liberty the agent does not really have an end or goal. The absence of
arbitrary power is a sufficient condition marking the state of freedom, no further
actions or particular kinds of behaviour are required.
Naturally, all three concepts include the feature of the agent, but Hobbesian agency
permits a larger variation of objects than do the others. Green and Skinner mention
only humans as agents, although this is not a logical necessity. There is no logical
reason why they should not, at least, speak of animals: Green could include animals in
as far as they can achieve self-realization and can form some kind of society (an idea
that would probably have been strange in Green’s times). In Skinner’s case there
really is no reason why animals could or could not be under arbitrary will. In both
cases it is of course historically (and empirically) clear that they are speaking only of
humans: we have noted Green would not even accept that a man living in nature, like
an animal, could be truly free. Skinner also connects republican liberty to the humans
or maybe only to "citizens".
There is, in fact, not much in common among these concepts. A factor of absence is
present in all of them, but it is not always absence of interference. There is also the
feature of the agent in all of them, but there is also variation in what counts as an
agent, thus the common feature would be a general notion of the agent. If we were to
isolate from these three concepts of liberty a common core that would make up some
sort of general definition, we would not have much to build it on. The best I can come
up is something like this: liberty is about agents and absence. This is the most
definitive common definition of liberty that they can allow, if the definition has to be
based on the common core of these three concepts. It is, however, not very
informative definition, is it? To understand something as a definition of liberty, even
in a minimum sense, one should be able to associate it with the term ‘liberty’. “Has
four legs and a head” does not count as the core concept which all conceptions of
‘dog’ share, since quite a large class of other animals share it too. In addition, a rather
a large class of phenomena does share the ‘core’: “has to do with agents and the
absence of something”, for example ‘poverty’. Thus I doubt that very few in the
203
world would mention “liberty” if they were asked what is about agents and includes
the absence of something?
If one agrees with this analysis, one might think that all concepts speak about
different things, or possibly two of them are about liberty, but not all three of them.
Let us take a closer look and see if, despite the lack of a common core, there is still a
strong enough continuity that could be established, so that we could reasonably agree
that these concepts are indeed all about liberty. In order to do that, I shall add more
features to the meaning dimensions of the three concepts. The new features are:
weights, speech acts, paradigmatic examples and recognition.
The weight dimensions are useful when comparing concepts. The relative importance
of certain features may be an important difference between the two concepts. Within
one concept the analysis in terms of necessary and sufficient conditions may offer
important information. In terms of necessary and sufficient conditions, as explained
above, Hobbes’s requirement of the absence of external impediments is a sufficient
condition for the freedom of a given body.
Skinner emphasizes that Hobbes’s study of liberty and his insistence on this kind of
concept was due to the political situation in England at the time: “By making this
move, he was able to mount a powerful attack on a number of new opponents of
absolute sovereignty who had risen to fatal prominence in England during the period
since the publication of De Cive in 1642”.514 In other words, according to Skinner,
Hobbes’s definition of liberty was a political act: an attack against “democratic
gentlemen” and a defence of the Crown. To underline the political dimensions of the
concept of liberty, Hobbes warns the reader about the dangers if liberty is understood
in some other way. Hobbes writes about “The Liberty which writers praise” which is
the “Liberty of Soveraigns; not of Private men”:
514
Skinner 2008, 138-139.
204
Civil Laws, nor Common-wealth at all. And the effects of it also be the same.
For as amongst masterlesse men, there is perpetuall war, of every man against
his neighbour; no inheritance, to transit to the Son, nor to expect from the
Father; no propriety of Goods, or Lands; no security; but a full and absolute
libertie in every Particular man. 515
This quite impressive list of the problems of adopting a different concept of liberty is
of course very much related to the daily political life of England in that era and to the
Civil War. To further clarify his argument Hobbes warns that “ it is an easy thing, for
men to be decived, by the specious name of Libertie; and for want of judgements to
distinguish, mistake that for their Private Inheritance, and Birth right, which is the
right of the Publique only. And when the same errour is confirmed by the authority of
men in reputation for their writings in this subject, it is no wonder if it produce
sedition, and change of Government”. 516 Skinner also demonstrates that in the
“opening decades of the seventeenth century” 517 liberty was one of the central
concepts in arguments between the royalists and republicans in England, and that
Hobbes’s eventually successful effort, was to win the battle against the concept of
liberty, which Skinner calls the republican or neo-Roman concept of liberty.
So, there are two points to notice in regard to the speech act dimension. First, Hobbes
is attaching a positive value to liberty, though he is making it clear that it is his
concept of liberty that deserves this positive value while others do not. On the
contrary, they are dangerous and corrupted concepts of liberty. Secondly, Hobbes’s
writings may be seen as a move within the political discussion of the time. We may
say that Hobbes was acting against the “democraticall writers”, such as Henry Parker
or John Hall, who suffered from “Tyrannophobia”.518 There was also a “number of
new opponents of absolute sovereignty who had risen to fatal prominence in
England”519 who, according to Hobbes, were reading the books of policy and histories
of the ancient Frees and Romans,520 and who, according to Skinner, were using the
original Roman arguments that the liberty of man consists of him “living
independently of the will of the others”521 to attack the King. Hobbes’s concept of
liberty was an attack against them and a defence of the monarchy. Thirdly, it is worth
noticing that this specific concept of liberty propagated by Hobbes’s enemies to
which Hobbes attaches a negative value is precisely the concept which Skinner calls
republican concept of liberty.
515
Hobbes 1996, 149,
516
Hobbes 1996, 149,
517
Skinner 2002m, 247.
518
Hobbes 1996, 226.
519
Skinner 2008a, 138–139.
520
Hobbes 1996, 225.
521
Skinner 2008a, 152.
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5.5.7. The Weight of the Features of T. H. Green’s Negative Concept
In terms of necessary and sufficient conditions we could say that the absence of
constraints is a necessary but not sufficient condition, while the achievement of self-
realization is a sufficient condition. And, furthermore, we have to keep in mind that
not all constraints are considered, only those which will interfere with the process of
self-realization by the given agent. If we compare Hobbes’s and Green’s concepts, we
might also say that for Hobbes the relative importance of the absence of interference
is higher since it is the only condition in which the agent can achieve freedom.
T. H. Green was active in politics and was indeed an influential educational and social
reformer. Combining philosophy and practical life was not exceptional among British
Idealists, who, unlike Hegel, presumed that philosophy was “integrally related to
practical life and should be directed to improve the condition of society”. 522
According to Melvin Richter, Green’s major achievement was “to transform
liberalism by recasting it in the terms of an idealism adapted to the political practices
and religious crisis of his time”. “From about 1880 to 1920, his political philosophy
did more to shape university teaching and public policy in Great Britain than did J. S.
Mill’s utilitarianism”.523 Green’s political efforts are clearly on the surface when he
writes about liberty in “Liberal Legislation and Freedom of Contract”. His rejection of
and attack against laissez-faire principles using the concept of freedom might perhaps
be described as a rhetorical redescription of the concept of freedom in particular and
the concept of liberalism in general. Green uses the positive value of ‘freedom’, but
defines freedom in a way that certain legal constraints lose their status as restrictions
on freedom. On the contrary, he argues, they will help people attain real freedom. In
short, Green’s argument is that the laws that help men to make best of themselves (i.e.
to be free) do not set restrictions on real freedom, though he does not equate freedom
with these laws. Examples of areas where restricting laws may contribute to real
freedom are, among others, licensing, selling labour, and education At the beginning
of the lecture on “Liberal Legislation” Green is probably referring to debates in the
House of Common (published in Hansards) and especially to Lord Bradbourne’s
speech to the House of Lords when he repeats the arguments presented against The
Employer’s Liability Act. Bradbourne encouraged workmen to appeal to the law in
questions of protection, and argued that workmen should be allowed to make a
522
Boucher, David & Vincent, Andrew 2000, 10.
523
Richter 1991, 183.
206
voluntary contract with their employer and harshly criticised the state interfering with
the freedom of contract between employer and the workman. This was the political
context of Green’s lecture and these were the political views that he opposed in his
redescription of ‘freedom’.524
Though there does not seem to be very much to write about concerning the weights of
different features. We might say that adding the weight of the features to the
components of our analyses seems to add to our understanding of the three concepts.
They help us to mark important differences between them, since, for example, the
feature of absence (of impediments) is a sufficient condition for Hobbes’s negative
liberty, but the absence (of interference) is a necessary condition for Green’s positive
liberty. However, paying attention to these differences does add to the problems of
analysing the concepts of liberty in terms of the concept/conception distinction or in
the spirit of restrictivism.
524
For a more detailed recent study of Green’s political activities and his influence, within British
socialism, see Matt Carter 2004.
207
Yet at the same time he is also fighting on the systematic front as well. Among
Skinner’s recent contributions to the theme of liberty are two works from 2008. both
present different aspects of his Skinner’s project. Hobbes and Republican Liberty
(based on Skinner’s lectures in Oxford 2002–2003) is a work in historical scholarship
in Hobbes studies, with only a very few references to modern debates. On the other
hand the essay “Freedom as the Absence of Arbitrary Power”, is a direct intervention
in contemporary debates among political theorists which includes only a short
historical sketch of the history of the republican concept of freedom. This is no
surprise since Skinner had previously emphasized that he was taking part in
contemporary discussions. In the case of liberty, he is taking part in ongoing academic
philosophical discussions as well as in discussions situated daily politics. Skinner
states his aim very clearly: “I want to emphasise – that moral and political
motivations have always affected my choice of objects for research […] I want my
work to be as historical as I can possibly make it, but I also want it to have some
political point”.525
525
Skinner 2002l, 54.
526
In 2008b Skinner also defends the autonomy of the republican concept of liberty against Kramer’s
and Carter’s claims that the republican concept of liberty brings nothing new to their purely negative
theories of liberty. See Skinner 2008 94-100.
527
Skinner 2002l, 57. Skinner makes the same points about philosophical significance on other
occasions. See e.g. Skinner 1998, 113-120 and 1984, 193-198 & 217-218. Originally Skinner
formulates the argument about the use of historical studies helping to find alternatives to our prevailing
beliefs in “Meaning and Understanding”.
208
the Absence of Arbitrary Power”. There the historical analysis of republican liberty
has a minimal, background role. Skinner primarily discusses “the most challenging
questions raised by Ian Carter and Matthew Kramer”. 528 According to Skinner, the
general lesson to be noticed in academic philosophical contexts is “that there is no
neutral analysis of such keywords to be given”529 and that “we cannot usefully ask in
a straightforward way which of the various theories of liberty I have outlined is the
correct one.”530
But Skinner also uses the “third concept” to aim at straightforwardly political targets.
He published an abridged version of the lecture “A Third Concept of Liberty” in the
London Review of Books. This version has an alternative ending in which Skinner
states that it is deeply ironic that in Great Britain and the United States the current
prevailing idea that (negative) liberty must consist of the absence of interference. This
is especially in the case of United States. This is because it was “born out of the rival
theory that negative liberty consists of absence of dependence”. According to Skinner
the Continental Congress accepted 1776 the classical contention that “if you depend
on the goodwill of anyone else for the upholding of your rights, it follows that – even
if your rights are in act upheld – you will be living in servitude”.531 Skinner goes on to
regret that in our current predicament the discrediting of the republican idea of liberty
is unfortunate, since
we are once again being urged to recognize, that in times of emergency, civil
liberties must bow to national security. We are being urged, that is, to
acknowledge that our liberties are held not as rights but by the grace of our
rulers. These arguments are of course being put us in the name of freedom and
democracy. But it is worth recalling that, according to the American Founding
Fathers, and to the democratical gentlemen by whom they were so greatly
influenced, this is to speak of the language of tyranny.532
I am not taking a stance on the matter whether Skinner is right or wrong in his
political analysis, but his act could not be more political.533 Soon Skinner made an
528
Skinner 2008b, 83.
529
Skinner 2002m, 265.
530
Skinner 2003, 24.
531
Skinner 2002o, 18.
532
Skinner 2002o, 18.
533
The political speech act dimension of Skinner’s writings on liberty has been noticed also by other
readers. For example in his review of Skinner’s Liberty Before Liberalism Ian Hampsher-Monk sets
this work in academic context. The essay is Skinner’s inaugural lecture and reads it as a message to
historians: “Choosing this subject for his inaugural lecture and saying what he does about the political
relevance of historical inquiry within context of Cambridge’s historical tradition are clearly acts which
confront the supposedly autonomous character of history. The intention behind elaborating the
argument and publishing it for a wider audience must at least in part be a political one (...) a Regius
209
even more straightforwardly political use of the concept in “States and the Freedom of
Citizens”, where he points to conditions in Britain. He urges the reader to consider
“the current predicament of the British people” who find themselves “living more and
more under asymmetric relations of power and powerlessness”. This is because the
“triumph of free markets, with the concomitant collapse of trade union movements
[…] has left successive governments subject to blackmail by multinational
corporations while leaving the work-force increasingly dependent on the arbitrary
power of employers”. At the same time the British people lack a written constitution
and “accordingly remain bereft of any liberties that their Executive cannot decide to
take away”. Skinner’s list of problems continues from the problems of ethnic
minorities to “the passing of the latest Anti-Terrorism Act” which, according to him,
jeopardizes “even the fundamental right of habeas corpus” as “there is now a power
of detention, without charge of trial, on mere suspicion of having committed an
offence”. All this presents a shift in balance: “away from the liberty of freedom and
citizens and towards increasingly arbitrary forms of state authority”, and according to
Skinner, “it is partly the acceptance of the view that freedom is undermined only by
coercion that allows such systems of power to flourish and seem defensible.”534 In
recent interview on the matter he repeats the same points at greater length:
As a cure, Skinner suggests that “we could do much worse than begin reconsidering
what it means to enjoy our freedom as citizens of modern states”.536 All in all, Skinner
is using the rehabilitation of the republican concept of liberty very much in the same
spirit as the classical republican thinkers he discusses in his essays. His aim is to
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discredit the despotic actions of the rulers, who today claim to act in the name of
freedom and democracy, and to call for a republican order to secure the freedom of
citizens. Skinner’s general interest in daily politics is lifelong. In an interview in
Helsingin Sanomat (30.5.1997) Skinner reported that he had given rather generous
amounts money to the British Labour Party and analysed the post-Thatcher U.K. after
Labour once morecame to power after its longest period in opposition. He ended by
making an observation that it is the economy that commands politics and not the other
way round. In the same interview Skinner also said he had been more or less a
member of the Labour Party during his adult age. It is clear, therefore, that Skinner is
eager to apply a republican concept of liberty to the analysis of current politics, and is
not ashamed to draw implications from it. On the other hand, he is also addressing his
argument to academic audiences and there he is trying to build a case for a coherent
alternative theory of freedom.
Unlike Hobbes and Green, Skinner is not making claims that one kind of freedom is
more true or more valuable than the others. He is trying to refute ‘one concept of
liberty theories’. His attitude toward negative and positive concepts seems to be rather
neutral in relation to the republican concept, although he insisting that republican
concept of freedom is a separate concept, or at least a separate theory.537 In general, at
least in political interventions, republican liberty is employed with a positive
normative load in order to criticize offences against it. Skinner is also attaching a
positive weight to Hobbes’s negative concept, although he is critical of the minimal
nature, and of the hegemonic strands of the proponents of negative liberty.
Concerning Green’s positive concept, Skinner is simply stating that it is an
independent and coherent concept of liberty.
If we take a look at these three articulations in the light of Gallie’s seventh criterion,
we may find it difficult to come upon a common single paradigmatic or original
concept of freedom, especially when Hobbes’s articulation is itself largely regarded as
537
Skinner sometimes hesitates on this matter: “[…] if a given term can be coherently used with more
than one range of reference, so that it can be used to pick out more than one distinct phenomenon or
state of affairs, then the term may be said to express more than one concept” (Skinner 2002m, 261) and
“I am no longer arguing simply about the conditions necessary for maximising negative liberty, but
about how to construe the concept itself” (Skinner 2002m, footnote 123), but Skinner also writes: “I
deliberately speak of a rival theory of liberty here, rather than following Carter in speaking of a rival
conception. It has become usual to follow John Rawls […] in distinguishing between different concepts
and different conceptions [….] I am not wholly clear, however, what difference this distinction is
supposed to mark, and for me it is in any case enough to say that I have isolated a theory of negative
liberty at once different from – an indeed a rival to – the theory that liberty consists in absence of
interference” (Skinner 2002m, footnote 125, note that all quotations are from the same essay).
211
the original instance of negative liberty. But these concepts also stand in relation to
each other, and Gallie’s fifth criterion might be applicable in this case. Skinner argues
explicitly against the domination of Hobbes’s or the Hobbesian concept and, at least
according to Skinner, Hobbes is arguing against the republican concept of liberty,
despite the fact Hobbes refers to the ‘democratic gentlemen’ of the English Civil War
era and not to the Romans. As Skinner shows, these gentlemen did derive their
arguments from the Roman predecessors. Green does not mention Hobbes by name in
the two essays mentioned above, although in Principles of Political Obligation he
discusses Hobbes. Somewhat paradoxically Green’s preliminary argument, even if it
does not follow strictly, is at least parallel to Hobbes’s analyses of the state of nature
when he states, that
When we examine the Principles of Political Obligation we can easily establish the
link between Hobbes and Green on the matter of freedom: “Again, it was held that in
a state of nature men were ‘free and equal’. This is maintained by Hobbes […]
Hobbes represents the freedom and equality in the state of nature as actual, and this
state as being for that reason bellum omnium contra omnes”.539 Green also states,
when referring to Hobbes, that “if freedom is to be understood in the sense in which
most of these writers seem to understand it, as a power to of executing, of giving
effect to, one’s will, the amount of freedom possessed in a state of nature, if that was
a state of detachment and collision between individuals, must have been very
538
Green 1986, 199.
539
Green 1999, 40, 41.
212
small”. 540 By now it also becomes evident that when Green writes about the
wandering savage, he is writing with the Hobbesian concept of freedom in mind.
All of these figures, Hobbes, Green and Skinner, acknowledge rival concepts of
liberty. Although Hobbes is very hostile to concepts other than his own, he expends
considerable effort in demonstrating that his concept is superior. In this respect he
considers other articulations worth of discussing even if only to refute them. But it
would not be unfair to say that Hobbes’s attitude is not the best example of Gallie’s
ideal of rational discussion: rivals seem to be treated more or less as dangerous fools.
Green is more tolerant of other concepts. Although he considers his concept to be the
most valuable, he does not find the negative concept of liberty totally valueless, and
clearly sees it as a rational formulation, not as pure nonsense. With these points in
mind we can clearly state that Skinner represents a paradigmatic case of rational
discussion in Gallie’s sense. In acknowledging the rationality of all three contesting
concepts, Skinner writes:
Perhaps the idea of liberty as absence of interference was truer to the society
in which [Berlin] himself was writing, in which the ideal of freedom as self-
perfection had come to be widely seen as a religious and collectivist nightmare
from which the ‘free world’ had thankfully awoken. But in earlier periods the
same ideal had been a dream, not a nightmare, and in many western societies
of the present time there are new movements of religious faith in which the
positive concept of liberty may well appear to answer to far deeper purposes
than the negative idea […] The question of which concept best answers to our
purposes will always depend on what account – if any – we believe should be
given for the normative character of human nature. But this is a question that
our theologians as well as philosophers have been debating for centuries, and
it does not seem at all likely that they will manage in the near future to reach a
final agreement541
540
Green 1999, 40.
541
Skinner 2002m, 264–265.
213
As we have noted earlier Skinner says that understanding liberty means trying to
understand the different roles the concept plays and has played in different
historical and social contexts. And though this means that there are no neutral
definitions, only different, contesting definitions, it is clear that the analysis of
‘liberty’ is an intellectual task worth pursuing.
Thus it can be said that there is a historical connection between Hobbes, Green
and Skinner. They belong to the tradition of philosophical and political debate
over the concept of liberty, and they all are aware of the tradition and the
contestation that is taking place.
From the perspective of the history of concepts of liberty, this is very brief
history. nevertheless one is able to mark a clear continuum and even a revolution
in the sense of returning to the republican liberty, and the conflict between
republican liberty and Hobbes’s negative concept. A more complete history
would establish more connections to and via other articulations. This history
might be expressed in terms of influences, albeit negative ones, but it is enough to
state here that it is a story of recognitions. As such it would fulfil Gallie’s fifth
criterion.
214
If we now proceed to set everything in a table it looks like this:
DEFINITION
& WEIGHTS
Agency
agency as
any movable X – –
body
agency as human – X X
member of society
Absence
absence of
arbitrary power – – Xsc
End
movement as
end X – –
self-realization
as end – Xsc –
SPEECH ACT
positive X X X
load
intervention in
daily politics X X X
intervention in
theoretical X X X
discussions
(Hobbes’s) X+ X- X0
negative
(Green’s)
positive – X+ X0
(Skinner’s)
republican X- – X0
215
If we take a look at the table, we may notice that certain features are actually
common, e.g. the speech acts performed, although they could also be discussed in a
more detailed way and could seem to be far less similar. However no one would
accept the speech act dimensions as a sufficient common core for liberty. Also in the
case of liberty, it is a contingent factor that the value dimensions do coincide. If a
hardcore conservative ascetic was speaking about liberty, it could be that he would
see liberty as a negative phenomenon. Moreover, if we had some other concept, e.g.
patriotism or democracy as an example, then we would surely notice the difference in
the normative load between individual uses.542 It also seems that both Green and
Skinner acknowledge Hobbes’s, or at least a Hobbesian negative concept of liberty,
but as can be seen, the attitude toward it varies. Hobbes is actively and rather
militantly in favour of his concept and hostile to others, whereas Green considers the
negative concept to have some value, but nevertheless regards it as an uncivilised
concept of liberty. As such it does not have real value to society, or only a value,
whereas positive liberty is real and valuable liberty. Skinner, for his part, is rather
neutral concerning to the relation of different concepts. When we added “weight of
features” in terms of sufficient and necessary conditions to the level of definition in
the table, it actually caused divergence between the three concepts, and the
development of potential similarities was stifled. But if we look at the table as whole,
we are able to see that besides very weak common qualities within the level of
definitions, there are other kinds of similarities that we could call relations and
overlaps. Some of these are also visible at the definitional level: all the concepts share
at least one feature with one of the other concepts. The bond is not very strong, but
had we taken more examples from the history of the concept of liberty, there would
be even more features like this. The level of recognition is especially helpful when we
try to understand how these different concepts of liberty form a tradition of ‘liberty’,
i.e., a continuity despite many differences. It is important, however, to notice the
differences of attitudes in other recognised concepts.
I have presented one way of analysing differences and similarities, and continuities
and discontinuities, in conceptual history. As already stated, this is not meant to be a
comprehensive approach, nor is it a sufficient method. I regard it as a complementary
approach to the range of other approaches that are available. I should like to think that
the conceptual prism could be usefully applied finely along with the semantic fields –
approach familiar from the German tradition of Begriffsgeschichte. If we added to the
table the features that belong to semantic fields, such as neighbouring concepts (in our
example ‘citizenship’, ‘administration’, etc.) and counter-concepts (‘servitude’,
‘unfreedom’, etc.), the tradition would probably become easier to establish, and we
542
See the history of ‘patriot’ in Dietz, M. 1989. For the history of the concept of democracy see e.g.
Hanson, R. 1989.
216
would also have a fuller picture of the differences. I acknowledge, of course, that my
history of liberty has been somewhat schematic, and I am not suggesting that other
conceptual histories should take precisely this form. What I have done, however, is to
try to show as transparently as possible how different components can play their part
and what these components are in order to give a clear picture of the framework that I
am suggesting.
Perhaps the best way to summarize the theoretical insights of the conceptual prism is
to discuss some recent articles that pose a challenge to my views. I shall first discuss
the family resemblance thesis.
It has been claimed by for example Beardsmore, Bellaimey and most recently
Kuukkanen, that family resemblance account of concepts does not set any limits to a
family resemblance concept’s extension.543 Of these, Kuukkanen is considering the
question directly from the point of view of conceptual history or history of ideas. It is
important to acknowledge that this becomes a problem only if one is interested in the
exact number of concepts of e.g. liberty; when one asks the question whether two or
more people have the same concept of liberty or not. From my point of view this
problem is not that important since the question whether the concept X1 is the same
as X2 is too general. The answer to this question depends very much on the level of
generality and abstraction of the discussion. At the most general level all the concepts
can probably be said to be the same and on the most specialized and detailed they are
all different. From my point of view the proper question is: to what degree and in
what ways they are similar or different. It is important to remember that while there
can be theoretical or semantic similarities and differences, for example, which
features do the definitions of concepts share, there can also be pragmatic similarities
and differences. Furthermore, I cannot see what new information it would add to a
study to conclude after carefully laying out the differences and similarities between
Hobbes's concept of liberty and T. H. Green's concept of liberty that they are the same
or are really different concepts. Of course, it may be impossible to avoid using terms
"the concept of liberty" and "concepts of liberty" in the level of speech. This would
not be even desirable. One should just make clear in what sense one uses these terms.
In my case, when I speak of the concept of liberty, I speak of liberty as a family
resemblance concept, and when I speak in plural or refer to particular individual's
concept of liberty, then I speak of members or a particular member of the family. This
543
See Beardsmore 1992, 142 and Bellaimey 1990, 31 and Kuukkanen 2008, 365-366. For example
Hanna Andersen has tried to give a solution to this by applying Kuhn's interpretation of family
resemblance. See Andersen 2000.
217
enables me to say that my case study above is a partial conceptual history of the
concept of liberty and yet I can maintain that the history I have sketched consists of
three different concepts of liberty. The question whether we can claim that it is a
partial sketch for a history of the concept of liberty, of one concept called liberty, or
should we call it something else is, from my point of view, purely semantic one.
The question whether two or more articulations of liberty are articulations of the same
concept is too abstract if we do not discuss what the features are that make up the
concept of liberty. This question needs to be tackled on meta-level i.e. we need to
discuss what kind of concept of concept we are using to make the comparison. As
Wittgenstein just speaks of "features", and does not describe what kind of features a
concept may consists of, it becomes our duty to give an account of what kind of
features or attributes we include. The conceptual prism acknowledges, for example,
speech acts and a tradition of discussion as well as the relation to possible original
examples.544 One of my main theoretical points is that the number of different levels
of possible continuities and discontinuities is limited only by our imagination, and this
means that we should remain open and not nail down our views concerning the ways
of conceptual change and continuity.
544
Discourse analysis could have much to add to this feature.
545
Kuukkanen 2008, 363.
546
See Kuukkanen 2006.
218
approach the conceptual elements of history. Indeed, it could be argued that this is
what keeps the discipline alive.
In short, Podoksik's main arguments are that (1) "Western political discourse was
dominated through history by only one concept of liberty, which can be described as
'soft negative' concept of liberty." (2) "This conclusion is absolutely consistent with
the historical method" and (3) "those who insist on historicizing the split in the
concept of liberty may themselves be guilty of anachronism."547 The moral of these
arguments is that the history of liberty cannot "be written as a story of the
replacement of one leading concept of liberty by another" or "a story of the cohabition
of two distinct but equally influential concepts". Instead "a more fruitful approach" is
to write it "as story of the constant recurrence of one concept of liberty: liberty
understood as the absence of significant restraint, or as the opportunity to live one's
life as one wishes."548 If you have been convinced by my case study on the concept of
liberty you may wonder how Podoksik can make such claims or if you are not
convinced by my analysis then you probably just think that I must reject Podoksik's
arguments and his conclusion straightforwardly. However, on many points I agree
with him.549 On the other hand, Podoksik is not really interested in the concept of
liberty but of the "leading" or "dominant" concept of liberty in s longue durée550 while
I do not consider whether the concepts discussed are dominant or not. But I think that
these complimentary considerations concerning the popularity of a given concept
could be added to the conceptual prism to mark one possible point of change in
history of the concept. So, one obvious difference between Podoksik's and my study
547
Podoksik 2010, 221.
548
Podoksik 2010, 240.
549
For example, I wellcome Podosiks argument that those who are reading past through analysis of
Benjamin Constant’s distinction between modern liberty and liberty of the ancients may commit an
anachronism because Constant’s interpretation of the past may not hold true.
550
Podoksik 2010, 222 and 236. Concentration on longue durée seems to lead him to consider more
diachronic analyses than synchronic, which might pose a challenge to his views.
219
can be thus explained that we are not speaking about exactly the same thing. However
there are some other points of disagreement at which I shall now take a look.551
One difference between us, and I think that this is matter of perspective, is that when
Podoksik speaks of "the very" meaning of a concept he speaks of its definition. He
does not consider that other features could be taken into account when determining
meaning of a given concept. He also contrasts applications of a concept with its
meaning.552 I am not sure how well this distinction holds up. But first, I would like to
point out that there is no such thing as the meaning of a given concept. Different kinds
of meanings were discussed in earlier chapters, and at this point, it is quite enough to
state that concepts have a variety of meanings and that, following Mark Bevir, it has
to be kept in mind that meanings are always meanings to somebody: there are no
abstract meanings lying around somewhere in a non-human area. Also, one of my key
principles is that concept of concept, which gives directions to our efforts to recover
meanings of concepts, is an open and contested concept. The freedom and duty of all
conceptual historians to take their own stand on this question cannot be
overemphasized. Accordingly, as long as Podoksik does not make universal claims
but speaks about his own perspective and approach and is willing to give his reasons
why he has chosen this particular perspective instead of some other, I have no
principled objection. Unfortunately it seems that he is making much stronger claim.
However, Podoksik does also consider some other factors than just definition. He just
does not think that they belong to domain of the meaning of 'liberty'. Obviously
popularity of given concept is one of his main themes as his argument concerns the
leading concept of liberty but he also notes that the value attached to liberty has been
lower and higher in different times.553 In the conceptual prism there is a feature called
normative load, but I have considered only how the author of the concept values his
concept and also how the author values the contesting concepts. It surely might be
useful to take the context into account and see how a given concept is generally
valued among the contemporaries. But I wonder what would be Podosik's description
in a case when the popular understanding and the understanding of the original author
of the concept differ or in other words: when reception is different from the author's
intentions.
551
More could be said about Podoksik's treatment of Quentin Skinner and his historical sketch of
"positive liberty". Podoksik seems to discredit Skinner's view that republican concept of liberty is not
about absence of interference as "philosophically problematic" only by referring to Mathew Kramer's
criticism on Skinner but he does not discuss Skinner's answer to Kramer (Skinner 2008a) which I
consider decisive. Also when discussing "positive liberty" Podoksik does not mention T. H. Green who
in my opinion poses an important challenge to him. Podosik discusses only earlier thinkers.
552
Podoksik 2010, 231.
553
Podoksik 2010, 240.
220
Podoksik calls his leading concept of liberty 'soft negative liberty' which he defines in
the following way: soft negative liberty is "based on principle of absence of
constraint" though this principle "can be applied differently in different
circumstances."554 This makes me wonder that wouldn't it be more informative to say
that this rather loose principle has been dominating the history of the concept of
liberty rather than claim that a particular concept which applies this principle in
various ways has been dominating the history of concept of liberty? But this leads to
another point where Podoksik stops for a while to reflect on some other conceptual
features than definition, namely whether this principle is sufficient "for the proper
signification" of the concept of liberty. He concludes that it is. As you have seen I
make the claim that there are differences in this matter. I will not go back to the
reasons of our difference, which are due to our different interpretations of history.
Instead, I just ask one question. Podoksik rightly says that we cannot expect a priori
that this or any other principle is sufficient. His conclusion follows from his historical
study, but wouldn't a difference between "necessary" and "sufficient" and "necessary
and sufficient" criteria of proper signification mark a potential change in the meaning
of a given concept and shouldn't they thus be counted as factors of the meaning of
concept, even if it turns out that the difference in the case of "liberty" turns out to be
only a theoretical one?
Another interesting point in the article is the point where Podoksik discusses Skinner's
concept of republican liberty. He considers that to really formulate a new concept of
liberty it has to be shown that the proponents really hold on to that concept and that
they separate it clearly from other concepts of liberty. Podoksik argues that in order to
do this one has to show that they were really not using this formulation in order just to
"prevent imminent interference in liberties" which he thinks is what the democratic
gentlemen in the seventeenth-century England did.555 One could point out that by this
requirement Podoksik makes a demand which no longer belongs to the level of
definition of concept and it seems that he is adding something else than the definition
to the meaning of the concept, actually the use or application which he previously
contrasted with the meaning. However my guess is that Skinner would reply to
Podosik that this is a rhetorical use of concept, this is what the "innovative
ideologists" do: they invent, modify and use concepts rhetorically to achieve their
goals.556 The fact that a concept is used rhetorically does not make it vanish.
At one point Podoksik marks a difference between liberty in the ancient and in the
present world in terms of counter concepts without using the term and without
554
Podoksik 2010, 227.
555
Podoksik 2010, 226
556
See the section "Concept and Social World –relation" above.
221
referring to the practice of Begriffsgeschichte.557 Podoksik notes that in the ancient
world liberty was seen as opposite to slavery, it "was first and foremost attached […]
to the distinction between slaves and the free", but today an attack on liberty would be
"considered a violation of basic human and civil freedoms."558 For me this marks a
change in the meaning of concept of liberty, but not for Podoksik. For him concepts
marked by such difference are still the same soft negative concept of liberty.
So, it seems to me that after all, we do consider many similar points but besides some
interpretational differences of history our concept of concept is the main cause of our
different conclusions. I am sure that Podoksik would not have anything against the
idea of taking a look at e.g. semantic fields (neighbouring concepts) and finding out
what kind of changes or continuities we can find there. The findings just simply
would not affect his conclusion on the question how many concepts of liberty there
are since he would not consider those being a constitutive part of the meaning of
"liberty". As you can see, Podosik does consider a lot of changes and factors around
the concept of liberty, and in my opinion his history of a political concept could be
described actually as a history of changes in and around the concept, not "history of
the constant recurrence of one concept of liberty" and that is not very far away from
what I have done.
Finally, with the risk of repeating myself over and over again I would like to take up
the line of questioning that seem to keep a good number of researchers occupied. The
questions how many concepts and efforts of trying to see whether the articulations are
the same concept or not do not seem very fruitful to me. As the final remark on the
theoretical points of the conceptual prism I would like say that if one applies family
resemblance thesis these problems vanish. Podoksik could spell out the continuities
and discontinuities in the longue durée and abstain from making the problematic
claim, which to a significant degree depends on how he defines the concept of
concept, that there is just one leading concept of liberty.
557
However, on page 232 Podoksik does refer to the article "Freiheit" in Geschichtliche Grundbegriffe.
558
Podoksik 2010, 223-224.
222
6. CONCLUSIONS
The two complementary heuristic frameworks offered in this work form the core of
the dissertation. The first one is constructed rather faithfully on Quentin Skinner’s
ideas, and offers a detailed clarification of his typology. I also add new dimensions to
that typology in the light of Skinner’s other pieces. The other, the conceptual prism, is
built more freely on the bases of Skinner’s, Wittgenstein’s and Gallie’s ideas. The
Skinnerian typology of anachronisms, together with the considerations and
explication of Skinner’s methodological writings, form an analytical device for
intellectual historians in general. They do not, however, constitute strict
methodological instructions to be followed step-by-step in order to avoid
anachronisms. Rather they are more like a framework against which a historian might
compare his or her interpretation of an historical event. If an interpretation does not
align with the framework, my suggestion would be to reconsider it. Perhaps, the
historian will find some problems or reasons why a misalignment should be allowed;
but applying the framework, will in any case raise the reflective level of one’s
interpretation. Indeed, I would like to emphasize that it does not seem possible to
provide a universal solution to the question of how to avoid anachronisms. If such a
solution were offered, in order to meet the demands of universal applicability it would
probably be so abstract that it would lose all connection with the real world, and
would have very little to offer to the practice of history.
In approaching the end of this work, it should be noted that my suggestions about
using Skinner’s methodological considerations more as heuristics than as an absolute
mandate, would be contested by other readers, such as Mark Bevir and Robert Lamb
if we were discussing about Skinner's intentions. But even if my reading is based on a
misunderstanding of his intentions, it would not follow that the idea of a typology as a
heuristic framework would be damaged. My claim here is that my presentation of
Skinner’s typology does provide a useable framework. I have demonstrated this in the
case studies on Danto’s Nietzsche and Tejera’s critique of Danto, which were
developed with the two preceding chapters on Skinner in mind. The application of the
typology, and the methodological recommendations discussed before, enabled me to
notice the actual anachronistic nature of Danto’s interpretation and also Tejera’s
critique, and helped me to construct an historically more illuminating picture of
Danto’s action than Tejera’s. I did note that Danto’s project was, of course,
anachronistic; but as the project was set within the context of explaining the textual
material, it became clear to me that, in the first place, Danto’s intention was to
provide a consciously anachronistic interpretation. Danto did, however, also consider
that Nietzsche might have aspired to provide a system of thought that coincided with
his interpretation. In contrast, Tejera’s critique is based on double standard: he
223
accused Danto of not allowing any dialogue between the past and present, but
dialogue is exactly what Tejera does not allow between his own and Danto’s work. In
other words, my interpretation of Danto was more successful than Tejera’s in terms of
avoiding anachronisms, even though Tejera claims to be spelling out his critique from
a historicist point of view.
The second framework, the conceptual prism, offers more in the way of concrete help,
although in the final analysis, detecting, demarcating and determining different
features of different concepts is not only an analytical task, but is also very much a
matter of imagination. Regarding the relevance of the conceptual prism to conceptual
history, some critics might raise the question if concepts can or cannot be the “same”
if they share only family resemblances. As noted before, in my opinion, what matters
are degrees of similarity or dissimilarity. In a very strict sense, one could claim that
one cannot use the same concept twice; on the other hand, on a more abstract level,
the more one is willing to address the matter, the easier it is to speak about one
concept. The job of the conceptual historian, or the purpose of the history of concepts,
is to trace conceptual changes and continuities. To spend any more than a brief time
wondering whether these changes are taking place within one concept or if there are
many different concepts would not be time well spent by the conceptual historian. In
the task of tracing similarities and dissimilarities the conceptual prism is helpful. It
enables us to make more precise distinctions between the different levels of meaning
of a given concept. This deepens our sensitivity to historical discontinuities and helps
us avoid anachronisms within conceptual history. Adapting this viewpoint to
conceptual history allows us to set aside such questions as whether there are some
kind of Lovejovian unit-ideas or stable concepts which are out there waiting to be
used. Rather, it enables us to concentrate on asking what kind changes are taking
place. My case study on concepts of liberty suggest that anything that could be called
a common core for all three concepts of liberty is very hard to find. At the same time,
it helps to see that these concepts do form a tradition, and that Skinner and Green
recognize that concepts of liberty other than ones they are discussing are rational. By
way of contrast, Hobbes’s argument seems to me more hostile to the idea that there
could be rational concepts of freedom other than what he himself regards the as real
concept of liberty. Regretfully, conceptual historians of political concepts559 seem to
have neglected Wittgenstein’s relevance. I have offered a way to use the idea of
family resemblance as a heuristic frame for comparative studies in conceptual history.
My contribution might contribute nothing new to Wittgenstein studies, but it does
provide an example of applying family resemblance thesis which extends the area of
559
In the area of history of scientific concepts family resemblance thesis has been discussed to some
extent. I have referred to these discussion only occasionally, since conceptual prism is better suitable to
political concepts. One exception of researchers interested in political concepts (and ideologies) who
takes advantage of family resemblance theses is Michael Freeden.
224
its application of in the direction of historical studies that Wittgenstein himself
mentioned as a field of possible development.
W. B. Gallie has been discussed at some length by conceptual historians and political
scientists interested in conceptual history. But my treatment of his work offers a new
way to use it when doing conceptual history. Instead of asking if given concept is
essentially contested, one should concentrate on the structure of contested concepts.
This would allow us to make more precise distinctions in terms of potential levels of
discontinuity. It would allow conceptual historians doing comparative studies to
compare concepts more precisely. I have also discussed the rationality of the
essentially contested concepts thesis, and have argued against those critics who
maintain that Gallie’s thesis involves a fall into radical relativism. I claim that the
case is almost the opposite. It is a narrow understanding of rationality that prevents
critics from noticing that there is an alternative way of judging the rationality of a
discussion. In the end, we can still argue whether there are ways of understanding
rationality (or perhaps science) other than theirs. In the same context, I have also
discussed the distinction between concept and conception. I presented a criticism
according to which this distinction, at least when applied to historical studies,
involves two dangers. The first, a tendency to abstract a concept to a level at which it
has very little to do with any historical articulations. The second, the effects of
bringing to the surface common features of different ‘conceptions’ which are in some
cases only marginal, though they may be central in others. Accordingly I suggest that
the “concept/conception” division should be avoided when doing conceptual history. I
also present three arguments against the related idea of restrictivism, and argue that it
has no place in historical studies, and probably not within other kinds of conceptual
studies.
The conceptual prism could, of course, be taken in various directions, since eventually
its backbone, the family resemblance thesis, leaves open the question concerning what
are the features of a given concept. Wittgenstein and his followers have not been very
precise in this matter. I have taken up Gallie and Skinner in order to examine more
closely some features, but there is no reason to limit their number. In the future, more
features, such as counter-concepts could be taken up for analysis, and could provide a
more detailed understanding of conceptual continuities and discontinuities.
225
vacuum. On the contrary, much critical work can and should be done to avoid
anachronisms. I do acknowledge that the theme of anachronism as original sin has
received too little attention in this thesis. Yet it does provide an interesting direction
for future research.
The other related distinction that I have discussed very briefly is the difference
between objective and non-anachronistic interpretations. This line of demarcation is
important to keep in mind, since the criticism of anti-anachronistic approaches
sometimes unconsciously takes the form of criticising objectivist approaches, rather
than anti-anachronistic approaches, by simply stating that the historian will always
have to make choices that take place in the here and now. A non-anachronistic
interpretation does not mean that it is objective, in the sense that it was not motivated
by some interest and did not include corresponding choices. A non-anachronistic
interpretation is, of course, made from a particular perspective, but this perspective is
not necessarily anachronistic.
Avoiding anachronism is a challenging job. Though it might be the case that on some
occasions avoiding them does not really matter, it clearly makes a difference whether
one is using anachronisms consciously or unconsciously. The problematic nature of
anachronisms is most evident when evaluating historical studies, but anachronism is
far from being merely a question of purely historical interest. Historical
argumentation is part of everyday political life, and it seems that it is never too late to
posit a glorious past or discover a history of oppression which can be used to
226
legitimize current political aspirations. The power of historical argumentation is so
strong that the temptation to present anachronistic interpretations is evident even
within scholarly circles. Although one might sometimes successfully argue that in
certain cases anachronistic uses of history are not problematic, at the least these
should be acknowledged as anachronistic. Yet as most of the historians discussed in
this work would agree, we should not despair. Together with acquiring information
about the past, identifying potential places for historical discontinuities are the most
important moves that historians make when trying to avoid anachronisms. I believe
that the boundaries of these moves have not yet been reached.
227
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