ACQF - RPL Handbook For Practitioners-En - 07082024
ACQF - RPL Handbook For Practitioners-En - 07082024
ACQF - RPL Handbook For Practitioners-En - 07082024
www.acqf.africa
Recognition of Prior Learning
Handbook for RPL Practitioners
This Handbook on Recognition of Prior Learning for Practitioners is elaborated in the context of the
Implementation Plan of the project “Supporting Implementation of the African Continental
Qualifications Framework” (ACQF-II).
Views and opinions expressed in the document are the responsibility of the authors and should in no
way be attributed to the institutions to which they are affiliated, or to the African Union Commission
and the project implementation institution – the European Training Foundation.
We acknowledge all contributions from institutions and experts who expressed views, comments and
recommendations during the consultation process, and supported the authors’ team in the
accomplishment of this mission.
Comments and additional information can be sent to Eduarda Castel-Branco ([email protected]).
06 August 2024
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Table of Contents
Table of Contents .....................................................................................................................................................3
Abbreviations ...........................................................................................................................................................6
1. Introduction and Context ...............................................................................................................................7
1.1. Context – RPL at the Core of the ACQF II................................................................................................7
1.2. A Handbook for a Wide Audience – Toward a Broad Definition of the Notion of Practitioners ............7
1.3. The Guidelines in a Nutshell/ The Scope and Structure of the Handbook ............................................8
1.4. How to Use this Handbook for Immediate Access to Key Information ..................................................9
2. What is RPL in Lifelong Learning...................................................................................................................11
2.1. Quick Reminders ...................................................................................................................................11
2.1.1. Conceptual Clarification ...............................................................................................................11
2.1.2. What is RPL? – Definitions ...........................................................................................................14
2.1.3. The Supply – i.e., the RPL System set in Motion by a Country ....................................................17
2.1.4. The Demand – i.e., the Applicant’s RPL Pathway ........................................................................18
2.1.5. What RPL is and is not – FAQ .......................................................................................................19
2.1.6. RPL – A Policy Tool .......................................................................................................................20
2.1.7. RPL and the Double Currency Paradigm ......................................................................................23
2.1.8. RPL as a Powerful Mechanism for Promoting Lifelong Learning .................................................23
2.1.9. RPL as a Powerful Mechanism for Innovation .............................................................................23
2.1.10. RPL in Higher Education ...............................................................................................................24
2.1.11. RPL for Qualifications Leading to a Regulated Occupations ........................................................28
2.2. Quality Assurance in Recognition of Prior Learning .............................................................................30
2.2.1. RPL – A Specific Area for Quality Assurance ................................................................................30
2.2.2. Important Special Cases and Solutions ........................................................................................32
2.2.3. RPL – The Encounter of a System and an Individual... .................................................................33
2.2.4. ... with an Intermediate Level: The Network of RPL Centres .......................................................33
2.2.5. Risk Associated with Quality Assurance in the Context of RPL....................................................33
2.2.6. Quality Assurance is not only about Monitoring and Evaluation ................................................34
2.2.7. Quality Assurance is not only about Developing Guidelines .......................................................35
2.2.8. General Aim and Specific Objectives of Quality Assurance in RPL ..............................................35
2.2.9. Licensing or Accreditation............................................................................................................38
2.2.10. Recommendations – Licensing and then Accreditation ..............................................................41
2.2.11. Further recommendations ...........................................................................................................41
3. Education and Learning Theories Behind RPL ..............................................................................................42
3.1. Theoretical Foundations and Links to RPL ............................................................................................43
3.1.1. Lifelong Learning ..........................................................................................................................43
3.1.2. Constructivist Theory ...................................................................................................................44
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Abbreviations
ACQF African Continental Qualifications Framework
AU African Union
CAT Credit Accumulation and Transfer
CATS Credit Accumulation and Transfer System
CBT Competence-based Training
CNQ National Qualifications Catalogue
DUC Differentiated Unit Cost of assessing Prior learning
ETF European Training Foundation
EC European Commission
EU European Union
HE Higher education
HEI Higher Education Institution
ICT Information and Communication Technology
ILO International Labour Organization
KNQA Kenya National Qualifications Authority
LLL Lifelong learning
M&E Monitoring and Evaluation
MoE Ministry of Education
MoL Ministry of Labour
MQA Mauritius Qualifications Authority
NQF National Qualifications Framework
NQS National Qualifications System
QA Quality assurance
RPL Recognition of Prior Learning
RVCC Recognition Validation Certification of Competences
UC-SNQ Coordination Unit of the National Qualifications System
SAQA South African Qualifications Authority
SQA Seychelles Qualifications Authority
TVET Technical and vocational education and training
VET Vocational Education and Training
VNFIL Validation of non-formal and informal learning
WBL Work-based learning
ZAQA Zambia Qualifications Authority
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1.2. A Handbook for a Wide Audience – Toward a Broad Definition of the Notion of
Practitioners
This Handbook resolutely takes the side of proposing a tool that would be of help to most professionals
dealing with RPL one way or another. Therefore, the definition of “practitioner” is voluntarily not too
narrow. It includes all professionals whose occupation or activities have to do with recognition of prior
learning (RPL).
It therefore includes all professionals that are specialised in the field of acquiring learning outcomes in
contexts that are not necessarily formal, and of validating and recognising them. They can be career
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guidance officers, educators, trainers, psychologists (of education or labour), human resources
professionals, managers of in-company education and training and, of course, RPL providers, RPL guidance
officers, verifiers, or assessors.
These professionals may practice in the following institutions or work places providing RPL services:
ministries, regulatory bodies, qualification awarding institutions, RPL assessment centres, workplaces,
industry, workers’ organisations, professional bodies, development partners, among others.
The role of these Practitioners entails creation of awareness and publicity about RPL, counselling and
facilitation to potential RPL Applicants, development of the portfolio of evidence, development of
assessment tools, assessment of RPL applicants, verification of the assessment process, awarding of a
qualification to successful RPL applicants, processing appeal cases, registering the RPL achievements into
the National Database of Qualifications and post-RPL-assessment follow up.
In some cases, RPL Practitioners, in collaboration with relevant industry or professional bodies, may also
be involved in the development of Occupational Standards that may not be in existence or are not in sync
with RPL context, hence require customisation for adoption.
This Handbook assumes that all these RPL professionals need a sound understanding of what RPL is about
and how to best create publicity and awareness, counsel and facilitate, assess, validate and recognise the
acquired learning outcomes from formal, non-formal and informal contexts.
This Handbook sets broad minimum requirements for one to qualify as an RPL Practitioner. These include
having a comprehensive and current knowledge of the industry practices and the job being assessed,
completed RPL Practitioners pedagogy training, at least three years of industry experience in the trade
area/occupation, understanding of the qualifications frameworks and being accredited/licensed by
relevant authority as an RPL Practitioner.
1.3. The Guidelines in a Nutshell/ The Scope and Structure of the Handbook
As it is clear by now, this document is designed as a handbook for all RPL practitioners. Therefore, this
Handbook is wide in essence. It contains different components for all practitioners to find what they need
when they need it. It is structured along the following lines:
The quick reminders about The section on quality assurance is The description of the RPL process
what RPL aim at setting the RPL deemed essential here because RPL step by step for RPL applicants is
scene so that the practitioners are the guardians of the thread for RPL practitioners to
recommendations to RPL the quality of the entire process, organise their work on a daily
practitioners later in this from initial information to the basis. It corresponds to the
Handbook appear more validation and certification of moment when RPL practitioners
sensible in relation to what RPL learning outcomes and to the are actually in contact with RPL
is about and meant for. awarding of a qualification. This applicants. It is where this
requests that RPL practitioners are Handbook goes into details in
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1.4. How to Use this Handbook for Immediate Access to Key Information
This Handbook is designed for RPL practitioners to use as a comprehensive guide. It provides sound
knowledge about the theoretical underpinnings behind RPL as well as practical checklists and
suggestions for implementing RPL. It can be read cover-to-cover for a complete understanding or
accessed directly by sections for specific information, for particular need. Each main section (2 to 4) is
structured to provide a clear understanding of its objectives, key takeaways and additional resources
if necessary. Redundancies are included to ensure that practitioners can find relevant information
without having to read the entire Handbook sequentially.
In addition to the summary, introduction, conclusion, list of references and annexes, this Handbook
proposes three major sections, with subsections, for quick access to key information by the reader as
indicated in Table 0.
Table 0. Content of Key Sections
S ec t i on s Co n t ent
This section sets the stage with foundational concepts and definitions related to
RPL. It explains key terms and concepts, provides definitions and examples,
2. 1 Qu i c k
describes the setup required for RPL, details the stages an individual goes through
R em in d ers
in the RPL process, clarifies common misconceptions, discusses RPL as a strategic
tool for policy, and explains the dual benefits of RPL.
This section emphasises the importance of quality assurance in the RPL process. It
focuses on quality assurance in the context of RPL, addresses unique scenarios and
2. 2 Qu a l i t y their solutions, describes the interaction between the RPL system and individual
Assu ra n c e in applicants, discusses the role of RPL centres, explores challenges in ensuring quality
R ec o gn i t io n o f Pri o r assurance, clarifies the broader scope of quality assurance beyond just monitoring,
L ea rn i n g outlines the objectives of quality assurance, discusses the importance of
accreditation for RPL centres, provides recommendations for effective licensing and
accreditation, and offers additional advice for maintaining quality assurance.
This section explains the educational theories that underpin RPL practices. It
3. 1 T h eo ret i c a l discusses the principles of lifelong learning, constructivist learning theory,
Fo u nd a t io n s a nd experiential learning model, situated learning, adult learning principles,
L i n ks t o R PL transformative learning, equity and social justice in learning, and human capital
theory and its relevance to RPL.
3. 2 Pra c t i c a l This section links theory to practice in the context of RPL. It highlights practical
I m pl i c a ti on s a nd implications of lifelong learning theory and discusses practical applications of
Ap p l i ca t io n s fo r R PL constructivist theory, experiential learning theory, situated learning theory, adult
o f i t s Th eo ret i ca l learning theory, transformative learning theory, equity and social justice and
Un d erp in ni n gs human capital theory to RPL.
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This section lists principles and guidelines for RPL practitioners. It stresses the
importance of initial guidance, emphasises a personalised approach to RPL,
4. 1 R u l es fo r R PL discusses fairness in assessment, highlights the importance of privacy, promotes
Pra c t i t i on ers/ inclusivity in RPL, ensures RPL processes are accessible and adaptable, focuses on
Du t i es& outcome-based assessment, ensures assessments meet high standards, values
resp o n sib i li t i es of learning from various contexts, ensures transparency in decision-making,
R PL Pra c t i t i on er provides mechanisms for handling complaints, offers pathways for unsuccessful
applicants, emphasises the importance of monitoring and evaluation, and
ensures compliance with legal requirements.
4. 2 E n su re th a t th e This section focuses on the implementation of guidelines. It stresses the importance
G u id el in es a re of adhering to established protocols and ensuring that all RPL processes and
Ap p l i ed /Assessm en t practices align with the recommended guidelines to maintain consistency, quality,
Cri t eri a and fairness across all assessments and interactions.
4. 3 E xa m p l es o f This section provides best practices for maintaining quality in RPL processes. It
G oo d Pra c t ic e i n offers insights into successful strategies and methods used in various contexts to
t h e Fi el d of Qu a l i ty ensure that RPL assessments are fair, reliable, and valid, thereby enhancing the
Assu ra n c e overall credibility and effectiveness of the RPL system.
4. 4 I n d i vi du a l This section describes the individual assessment process. It outlines the steps
Assessm en t involved in assessing an individual’s prior learning outcomes, from initial application
Pa t h w a y – Th e Co re to award of qualification, emphasising the need for a thorough, fair, and
o f t h e Wo rk o f R PL transparent process that accurately reflects the applicant’s learning outcomes and
Pra c t i t i on ers/ R PL achievements assessed against prescribed standards.
a ssessm en t p ha se
This section provides a detailed walkthrough of the RPL process. It explains the
4. 5 R PL S t ep -b y -
rationale behind each step, identifies key stakeholders involved, and provides
st ep – R a ti on a l e,
detailed explanations and examples for each stage of the RPL process, including
S t a keh o ld ers,
initial information and guidance, administrative registration, application screening
E xp l an a t io n , an d
and eligibility, preparation of the final assessment, final assessment of learning
E xa m pl es / T h e R PL
outcomes, certification of learning outcomes and documentation of the applicants
Pro c ess
achievement into the Database of National Qualifications.
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This section provides a comprehensive understanding of the foundational aspects of RPL, ensuring
that practitioners are well-equipped to implement RPL processes effectively:
Foundational Concepts and Definitions: This section begins with explaining key terms and concepts
related to RPL, providing a clear understanding of what RPL entails and its significance in lifelong
learning.
Conceptual Clarification: It clarifies various concepts, ensuring that practitioners understand the
broad scope of RPL, including its application and the types of learning it recognises.
Definitions and Examples of RPL: It provides specific definitions of RPL and illustrates these
definitions with concrete examples, making it easier for practitioners to grasp the practical aspects
of RPL.
Institutional Setup Required for RPL: It outlines the necessary institutional arrangements for
effective RPL implementation, including the roles of different stakeholders and the structural
requirements.
Stages of the RPL Process: It details the stages an individual goes through in the RPL process, from
initial inquiry to final qualification, providing a roadmap for practitioners to follow.
Common Misconceptions About RPL: It addresses and clarifies common misconceptions about
RPL, helping to dispel myths and ensure a correct understanding of the process.
RPL as a Strategic Policy Tool: It discusses how RPL can be used strategically as a policy tool to
enhance education and workforce development, highlighting its broader societal benefits.
The Double Currency Paradigm: It explains the dual benefits of RPL, showing how RPL serves both
the educational system and the labour market by recognising diverse learning experiences.
RPL in Higher Education: It covers the application of RPL in higher education, detailing how
universities and colleges can integrate RPL into their systems to recognise non-traditional learning.
RPL for Regulated Occupations: It discusses the specific challenges and solutions related to
implementing RPL for qualifications leading to regulated occupations, ensuring that practitioners
understand the additional considerations needed in these contexts.
This section is somewhat generic. It aims at providing some background information regarding the RPL
ecosystem, rather than focusing on the RPL process only. A review of a possible RPL process will come
later in this Handbook. This section is meant to provide the scene so that the reader understands the
analysis and recommendations provided in this Handbook.
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1 “recognition of a qualification” is the acceptance that this particular qualification has currency
in the labour market and/or in the lifelong learning formal system. In other words, it is the
acceptance by the main stakeholders in the labour market and in the lifelong learning formal system
that holders of this qualification do possess the learning outcomes that the qualification describes.
A typical stakeholder in this context is a recruiter, for instance an employer in the process of hiring
new employees. It is therefore essential that s/he recognises the qualification of any job applicant
applying to her/his company so that they are hired at the level of responsibility, of autonomy and
of wage they deserve; to name a few parameters of a job that are associated with the qualification.
2 “recognition of learning outcomes” is the process by which what learners have acquired in any
sphere – e.g., private, occupational, voluntary work – is assessed and validated to allow for the
awarding of credits and/or a full-blown qualification.
As it is clear by now, these two meanings of “recognition” are not specific to the context of RPL.
Regarding recognition of qualifications, all vocational education and training providers seek maximum
recognition of the qualifications they award, by employers and the society at large. There is clearly a
reputation effect in the matter, and long-established providers clearly benefit from a higher
reputation. In any case, the full recognition of qualifications awarded is a key parameter for receiving
subsidies and attracting learners. It is not specific either when it comes to recognition of learning
1 There are main names throughout the World. See the ACQF II « RPL Campaign ».
2 https://acqf.africa/resources/recognition-of-prior-learning
3 The term “RPL graduates” is a shortcut to designate RPL applicants that were successful in the RPL assessment and therefore were awarded
a qualification. Nevertheless, the qualification itself is not specific and usually, and with reason, the same qualification than the qualification
awarded in the formal education and training system.
4 https://acqf.africa/resources/policy-guidelines/acqf-policy-document-upon-validation-by-au-member-states-en-fr-pt
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outcomes as it is what all education and training providers, including therefore vocational education
and training providers, do when they assess their learners with the objective, among others, to award
them with a qualification.
Again, the issues with recognition are not specific to the context of RPL, but everything is somewhat
more complex with RPL, as the next section shows.
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Overview – RPL is Made for Africa and Africa is Made for RPL
There is wide agreement that individuals learn everywhere and all the time, far beyond the borders
of formal learning contexts exemplified by schools, universities, and technical/vocational education
and training centres. Nevertheless, there need to be some common work and consensus building
regarding the best way to make the corresponding learning outcomes visible, if any. Learning
outcomes acquired outside of formal contexts, in everyday life as it were, are indeed hardly
documented. Taking advantage of such learning that took place in contexts that are not formal –
whether non-formal and/or informal – requires it to be visible and therefore the corresponding
learning outcomes to be known. This requires the involvement of all actors and other key
stakeholders.
This Handbook therefore aims to assist decision makers, actors, and other key stakeholders to better
comprehend what RPL is about; and therefore use existing tools for these learning outcomes to be
not only known, but widely recognised, throughout the society and, in particular, in the labour market.
This Handbook focuses on learning outcomes acquired in non-formal and informal learning contexts;
and does not deal with recognition of credentials (including qualifications) being transferred to
another context, e.g. for migrants moving from one country to another. This topic constitutes an issue
on its own. Nevertheless, it is also true that what is proposed in the context of the ACQF II has value
for migrants just as well because it is sometimes faster and easier to re-assess the learning outcomes
of newcomers rather than to try to track down their formerly acquired credentials in their country of
origin.
This work undertaken in the context of the ACQF II is promising because RPL is made for Africa and
Africa is made for RPL, and this Handbook will demonstrate why. For a start, there is the obvious fact
that knowledge and skills in Africa are plenty, but very few of them are recognised in a document,
such as a qualification. Another fact is that unemployment rates are high and fighting unemployment
at the individual level is about making job-seekers more employable. Since employability is oftentimes
connected to owning a document describing the knowledge and skills owned by the job seekers, any
route to qualification is helping building employability and lowering unemployment rates. Finally,
Africa is plagued with the issue of indecent work. Here again, owning a qualification is the best possible
way of accessing decent work, and therefore decent wage.
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RPL is Sector-based
The learning outcomes have to be consistent with each other so that they may be reasonably grouped
in order to constitute the building blocks to characterise a skills or a set of skills, so that the applicant
may set a course toward the labour market (occupation) or toward further learning (another
qualification than the qualification awarded in the context of RPL). In an RPL process, the learning
outcomes cannot be taken in isolation but are assessed globally. An applicant who would display
learning outcomes from several experiences in different, unconnected fields, would probably not
succeed. For example, applicants that have experience in car mechanics and cooking may find it
difficult to use RPL for the purpose of merging these two experiences with the view of being awarded
a qualification.
RPL is therefore mainly about accepting the idea that all human beings learn everywhere and all the
time and that the corresponding learning outcomes carry value and should be given currency. It is a
general approach to accepting that all learning outcomes should be considered more than a unique
one-size-fits-all method. Once stakeholders agree on this general principle, organising RPL concretely
becomes extremely easy.
RPL is a Process
RPL is a process, and this should always be borne in mind when organising RPL in practice.
For example, it may take time, and the system should adjust to the pace of the individual applicants
who are adults.
Some applicants may find this process too long.
1This point of what should be awarded to successful RPL applicants will be addressed later in the document. It is a thorny issue. For the sake
of brevity, and without loss of generality, it will be assumed for now that RPL applicants are seeking to achieve a qualification when they
enrol into an RPL process.
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Because it is a process, it means that guidance is provided before and after engaging in RPL.
RPL is widely used because it is fully understood everywhere, even in the presence of local variations.
✓ Validation,
✓ Recognition,
✓ Assessment,
✓ Learning outcomes,
✓ Formal learning,
✓ Non-formal learning,
✓ Informal learning,
1 Only an abridged definition of some of the key terms will be provided in the text. A comprehensive glossary will be provided in Annex.
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✓ Credits,
✓ Qualification,
✓ Certification,
✓ Competence, and
✓ Career guidance.
2.1.3. The Supply – i.e., the RPL System set in Motion by a Country
The different steps a government should take to establish an RPL system may include:
Identify the strategic issue or the need that necessitates the development of the RPL Policy
1 together with the statement of purpose or justification
Develop the Legal and Policy Framework for RPL while ensuring stakeholder involvement,
validation and Gazettement and publishing 2
Integrate the RPL Policy framework into the existing education and training policies, e.g. the
3 NQF if available, social economic and employment policies
Organise the social dialogue, influence stakeholders and organise a sense of ownership
(for further commitment to accept the qualifications that will be awarded to future
successful RPL applicants).
8
9 Design the institutional/Governance structures for RPL
Train staff and RPL practitioners, guidance officers and assessors in the first place 14
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Refine the RPL Policy and instruments based on the findings of the Pilot exercise 20
21 Organising the debate among key stakeholders for improving the RPL system
Not all stages are equally important, nor they are all necessary. This list is built as a checklist for policy
makers to select from. Some stages are more time consuming than other. Finally some are of
paramount importance for the success of RPL. For instance, the preparation of a well-trained RPL
workforce is key to success. Hence again, the crucial role of this Handbook.
These different steps of the public action are not to be confused with the pathway of individual
applicants must follow when engaging in RPL. The former (the supply) will not be addressed here. The
latter (the “demand”) relates to the individual pathway RPL applicants have to follow. This is the core
of this Handbook because this is the moment when RPL practitioners and RPL applicants are in contact.
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Preparatory work by the applicant for final assessment (including for instance
4 elaborating a portfolio of competences)
Assessment as such (or “final assessment”, including assessors reviewing all
5 the pieces of evidence and the material provided by the applicant) 1
Some of these stages may be organised in parallel, for example the “preparatory work for final
assessment” by the applicant and the “review of the pieces of evidence provided by the applicant”.
Again, this is only a convenient summary, for communication with the broad public and high-level
decision makers. For really understanding what the RPL individual process is about, it is advisable to
breakdown it down along the lines described in Section 4 (Guidelines in Detail).
RPL is cheaper than formal education and training alternatives, RPL is not free and not
because it makes visible what RPL applicants already know or can necessarily cheap.
do.
1 The full process is about assessment, but it is convenient to call this particular stage “assessment” as well, because this where this is where
it all comes together. For the sake of clarity, this handbook will call this stage “final assessment”.
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RPL is about the already acquired competences. RPL is not about Education and
Training.
RPL, in the most efficient systems, works hand-in-hand with the RPL is not a competitor to the
formal education and training system formal education and training
(e.g., for positioning future learners, for sharing assessment system.
procedures, for sharing qualifications standards, for preparing
competent staff, especially assessors).
RPL assessment is about ascertaining whether applicants already RPL does not assess the input
possess required learning outcomes (are competent) which can process nor the context of the
only be determined via a thorough and quality-assured learning.
assessment process, based on authentic assessment (i.e. actually
assessing applicants doing or explaining about what they are being
assessed on, as opposed to remotely connected assessment).
RPL assesses the learning outcomes, which is in line with modern RPL does not assess the time for
approaches: it is what people know and can do that matters. learning nor how much
experience a person has (a
person may learn or work for ten
years and still not possess the
required learning outcomes).
RPL is about providing people who appear to possess the required RPL does not award
learning outcomes and who are in need of a qualification. qualifications to anyone unless
they possess the required
It provides them with the opportunity to have their learning
learning outcomes.
outcomes assessed, validated and recognised, and potentially
receive a qualification. RPL is not about providing
qualifications to all individuals in
a society regardless of what they
know and can do.
RPL is about creating a more equitable system providing a second RPL is not about awarding
chance for qualifications for people possessing learning outcomes undeserved qualifications,
not yet recognised. credits or exemptions.
RPL is about assessing and recognising learning outcomes a person RPL is not a second chance of
already possesses. RPL is a second chance of qualification. education and training.
RPL may inform applicants and assessors about additional learning RPL does not create the learning
outcomes that an applicant requires to fulfil the requirements of outcomes that are being
a qualification (e.g., the necessary learning outcomes assessed.
corresponding to the preparation phase of the assessment:
patience, hard work, organisation, articulation).
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Informal apprenticeship, for instance, is the most common mode for acquiring knowledge and skills in
Africa. However, in the absence of a qualification to attest these knowledge and skills acquired in non-
formal and informal contexts, they face severe disadvantages as far as finding decent jobs, migrating
to other regions and accessing further education and training.
Policy makers and researchers have realised the power of RPL to equip individuals with proven and
tested qualifications, genuinely mirroring knowledge and skills. RPL is therefore now seen as a policy
tool and is at the top of the agenda in many countries around the world.
RPL is a policy tool also because it is flexible. Policy makers may use it to match their need, as RPL has
the capacity to:
✓ Provide credible – financially and technically – solutions for addressing the key questions
and issues in the public policies domain: e.g., decent jobs through the improvement of
individual qualification, business climate through the improvement of the collective level
of qualification, unemployment through the improvement of individual employability,
working poor, enterprise productivity, occupational and geographical mobility.
✓ Fit perfectly under the general umbrella of lifelong learning, as learning outcomes
acquired non-formally and informally are acquired throughout life.
✓ Complement the formal education and training system and fill some gaps in it.
✓ Share key concepts (e.g., learning outcomes, transparency) with other modern policy tools
such as qualifications frameworks (NQFs), and credits accumulation and transfer systems
(CATs).
✓ Be flexible regarding the groups of the population it targets and therefore regarding the
way individual and collective needs are addressed (e.g., unemployed people, migrants,
returnees, jobseekers, non-participants in the labour market).
✓ Be flexible regarding the way it is organised (e.g., there are many options for assessing
participants/ RPL is Applicant centred).
✓ Propose actual and effective solutions for promoting equity and social inclusion.
✓ Offer solutions at all levels of governance: from the very local to the national, and from
the micro to the macro levels.
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Recognition of Prior Learning and National Qualifications Frameworks are Close Siblings
Discussions about organising RPL and establishing an NQF are central in the context of the ACQF. The
two approaches have a lot in common and should therefore be considered together.
RPL and NQFs have the concept of learning outcomes in common. They both bring transparency to
qualifications, knowledge and skills. They both promote access and equity, and it is very likely that one will
not happen without the other in many countries. These commonalities probably explain the attempt to
address both of them at the same time.
The qualifications framework classifies and articulates the qualifications awarded after an assessment;
the recognition of non-formal and informal learning outcomes system aims at assessing these learning
outcomes. Having established a qualifications framework therefore greatly facilitates the establishment
of an RPL system.
Therefore, Recognition of Prior Learning is one of the tools used to implement the National
Qualifications Frameworks.
Certificate of labour market skills, with currency in a region, an industry sector, or even a
company; therefore with limited currency, oftentimes based on bilateral agreement
between the certifying body and a sector or an employer organisation (e.g., for applying
for a job in a particular industry sector or region).
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Any document stating what the owner knows and is able to do (skills).
These options are not mutually exclusive, and it is a key decision for countries to make sure that they
are in control of their RPL system. This is also why the RPL system is a policy tool, since it allows
countries to act where they need the most some change in the system.
As mentioned earlier, for the sake of this document, it is assumed that achieving a complete
qualification is the ultimate objective of all applicants and this Handbook is written accordingly, but
the reader – i.e., decision maker – has to bear in mind that all options are always possible. It is even
conceivable that the system is upgraded little by little. It would be of absolute relevance to start an
RPL system with only some features and to upscale as expertise and confidence grow in the country.
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labour market and the possession of certain knowledge and skills is directly established. To that
extent, the RPL approach has the potential to feed back into the TVET and HE systems and to bring
innovation the way the formal TVET and HE systems are organised. RPL is a powerful driver for
innovation.
In addition, the RPL approach brings innovation in the TVET and HE systems also in the way it organises
and controls the identification, assessment, and certification of learning outcomes (e.g., by using
modern/flexible portfolio of competences, by mobilising occupation standards to re-write
qualifications standards).
RPL brings about a new paradigm and it has a lot of potential for rethinking the formal education and
training systems, in all its sub-sectors.
Inclusive Access
RPL is a powerful tool for promoting inclusive access to higher education by providing opportunities
for individuals who may not have qualifications but possess relevant experience,
knowledge and skills. Traditional admission criteria often heavily rely on formal academic
credentials, which can exclude many capable and experienced individuals from accessing
higher education. By recognising and valuing prior learning, institutions can open their
doors to a broader range of applicants, including mature students, working professionals,
and those from non-traditional learning backgrounds.
For example, a person who has gained extensive experience and expertise in project management
through years of work in the field, but lacks a formal degree, can be admitted to a relevant degree
programme based on their demonstrated learning outcomes. This approach not only diversifies the
student population but also enriches the learning environment by bringing in varied perspectives and
experiences.
It will also increase the size of the group of potential higher education students by opening to virtually
the entire adult population. Inclusive access through RPL thus helps bridge the gap between formal
education and practical experience, making higher education more attainable for a wider audience.
Lifelong Learning
RPL supports the concept of lifelong learning by acknowledging that learning is a
continuous process that occurs throughout an individual’s life and not just within formal
learning contexts. This recognition encourages individuals to engage in ongoing education
and professional development, knowing that their prior experiences and non-formal and
informal learning outcomes will be recognised. For instance, professionals who attend workshops,
training programmes, or self-study to keep up with industry advancements can have these learning
experiences recognised and credited towards a higher education qualification.
This not only motivates individuals to continue their personal and professional growth but also
ensures that their learning outcomes are formally acknowledged, potentially leading to career
advancement and personal fulfilment.
By promoting lifelong learning, RPL helps to create a more dynamic and adaptable workforce, capable
of meeting the evolving demands of the modern economy. It also fosters a culture of continuous
improvement and knowledge acquisition, which is beneficial for both individuals and society as a
whole.
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Skills Utilisation
RPL enables higher education institutions to make efficient use of the learning outcomes
that learners already possess and reduce redundancy in the learning process. When
students enter a programme leading to a higher education qualification with significant
prior experience and learning outcomes, traditional education systems often require
them to repeat foundational courses they are already proficient in. This can lead to
frustration and disengagement. Through RPL, these [future] students can receive credits for their
existing learning outcomes, allowing them to focus on acquiring new more advanced learning
outcomes.
For example, an experienced ICT professional may bypass introductory courses in computer science
and proceed directly to more specialised and advanced subjects. This not only makes the educational
journey more relevant and engaging for the student but also optimises the use of educational
resources. By recognising and utilising prior learning, institutions can design more tailored and
effective learning pathways, ultimately enhancing the overall educational experience and outcomes
for students.
Workforce Development
RPL plays a crucial role in workforce development by enabling individuals to upskill or
reskill through higher education based on their existing learning outcomes. In today’s
fast-paced and ever-changing labour market, the ability to adapt and acquire new
knowledge and skills is essential in career success. RPL facilitates this by allowing
workers to leverage their prior learning outcomes to gain academic qualifications more efficiently.
For instance, an employee in the manufacturing industry who has gained technical skills on the job
can use RPL to earn credits towards an engineering degree, increasing their level of qualification and
enhancing their career prospects. This not only benefits the individual but also addresses the skills
gaps in the workforce, helping employers to meet the demands of a competitive economy. Moreover,
RPL-supported workforce development initiatives can be strategically aligned with industry needs,
ensuring that the education provided is relevant and directly applicable to real-world challenges. This
alignment enhances the employability of graduates and contributes to a more competent and
versatile workforce.
Countries around the world are using RPL in higher education systems to promote equity
and social justice by providing educational opportunities to marginalised groups who
may have been excluded from formal education systems. Many individuals, including
those from disadvantaged backgrounds, minorities, or those with interrupted education
histories, possess significant knowledge and skills acquired through life and work experiences.
Traditional educational pathways often fail to recognise these non-formal and informal learning
experiences, perpetuating social inequalities. RPL helps to break down these barriers by validating and
accrediting the learning outcomes that occurs outside formal contexts.
For example, first nations communities with rich cultural knowledge and practical skills can have these
experiences recognised for academic credit. This recognition empowers individuals, enhances their
educational and career prospects, and promotes social mobility. By implementing RPL, higher
education institutions can contribute to a more just and equitable society, ensuring that all individuals
have the opportunity to achieve their educational and professional aspirations regardless of their
background.
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As a matter of fact, RPL is already used around the world in the higher education system. This is the
way how RPL is actually implemented in practice:
Portfolio Assessment
Assessment of portfolio of competences is a comprehensive method used by higher education
institutions to assess prior learning outcomes. Prospective students compile a portfolio that typically
includes a detailed CV, work samples, project descriptions, professional certificates, and/or
testimonials from employers or colleagues, and provide their own assessment of their learning
outcomes (reflexive thinking). This portfolio is designed to provide a thorough representation of the
applicant’s knowledge and skills acquired in contexts that are not formal.
For example, a professional who has worked in marketing for several years may include campaign
reports, client feedback, and certificates from short courses attended. The portfolio is then reviewed
by faculty or a dedicated RPL assessment team, who assess the evidence against the learning
outcomes of specific courses or programmes. This process allows students to gain credits for the
learning outcomes they already have, thus reducing the time and cost required to complete a higher
education qualification (degree). By formally recognising the practical experience and all learning
outcome of future students, portfolio assessment fosters a more inclusive and equitable approach to
higher education.
Credit Transfer
Credit transfer through RPL enables students to use their previously acquired learning
outcomes to earn academic credits towards a higher education programme. This is
particularly beneficial for students who have completed professional qualifications,
vocational training, or even parts of other higher education programmes that are relevant
to their current field of study.
For instance, a military veteran with extensive experience in logistics and supply chain management
seeks to pursue a bachelor’s degree in business administration. Throughout their military career, they
have completed various accredited training programmes and have accumulated years of practical
experience in managing complex supply chains, overseeing procurement processes, and coordinating
large-scale logistical operations. Recognising the relevance of this experience, the university evaluates
the veteran’s prior learning outcomes against the curriculum of the business administration
programme. Through a thorough assessment process, including a review of military transcripts,
certificates, and a detailed portfolio of professional accomplishments, the institution determines that
the veteran’s knowledge and skills are equivalent to several core courses in the degree programme,
such as "Introduction to Supply Chain Management," "Operations Management," and "Procurement
and Contract Management." As a result, the veteran is granted academic credits for these courses,
allowing her/him to bypass these subjects and focus on more advanced topics and electives within the
programme. This credit transfer not only acknowledges the value of the veteran's prior learning
outcomes but also accelerates their path to obtaining a higher education qualification. It reduces
redundancy by ensuring they do not need to relearn concepts they are already proficient in, making
their educational journey more efficient and relevant. This approach also supports the veteran’s
transition to civilian life by leveraging their military experience towards academic and career
advancement in the business field. Through credit transfer, the university demonstrates its
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commitment to recognising diverse learning pathways and facilitating the integration of experienced
professionals into higher education.
Challenge Examinations
Challenge examinations offer a practical and efficient way for current higher education
students to demonstrate their proficiency in specific subject areas and earn academic
credits without attending regular classes. These examinations are designed to test the
knowledge and skills that students have acquired through work experience, self-study, or
learning in contexts that are not necessarily formal.
For example, a software developer with extensive experience in programming can take a challenge
examination to bypass introductory courses in a computer science degree programme. These
examinations typically cover the key concepts, theories, and practical applications of the subject
matter, ensuring that students have a comprehensive understanding comparable to that of students
who completed the course in the traditional way. The use of challenge examinations allows
institutions to validate the learning outcomes of students in a formal and standardised manner. It also
provides a flexible pathway for learners to progress through their education at their own pace, making
higher education more accessible and accommodating to diverse learning styles and experiences.
Gap Training
Gap training is a strategic approach used by higher education institutions to bridge
the learning outcomes gaps identified during the RPL assessment process. This
method is particularly useful for applicants whose prior learning outcomes are
substantial but not entirely aligned with the requirements of the desired higher
education qualification programme.
For instance, an engineer from another country may have significant experience and education, but
certain local standards or specific technical knowledge may be missing. Gap training involves tailored
coursework or modules that focus on these specific areas, enabling the applicant to meet the
academic and professional standards required by the institution. This training can be delivered
through various formats, including online courses, workshops, or intensive short-term programmes.
The objective is to ensure that the applicant is fully prepared to integrate into the higher education
1In some countries, regulated occupations – such as health occupations typically, e.g., in France – are not open to RPL. The argument is that
there is no way for individuals to have experience in practicing health since the license to practice is submitted to stringent requirements.
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programme and succeed academically. Gap training thus supports the inclusivity and adaptability of
higher education, allowing students from diverse backgrounds to leverage their prior learning while
addressing any deficiencies in their existing learning outcomes.
Articulation Agreements
Articulation agreements are formal partnerships between higher education institutions
and other organisations, such as employers, industry bodies, or training providers, to
recognise prior learning outcomes and facilitate seamless transitions into higher
education qualification programmes. These agreements outline the specific terms and
conditions under which credits, or advanced standing, are granted based on the prior
learning experiences of the applicants. For example, a community college may have an articulation
agreement with a local university, allowing students who complete a vocational programme in
healthcare to transfer credits towards a bachelor’s qualification in nursing. These agreements are
often developed through collaborative efforts, ensuring that the curriculum and learning outcomes of
the training programmes align with those of the higher education institution. Articulation agreements
provide clear and structured pathways for students, reducing uncertainty and simplifying the process
of credit transfer. They also enhance the relevance and applicability of higher education by
acknowledging and incorporating the practical knowledge and skills gained through vocational
training.
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Stakeholder Buy-in
Gaining the support and trust of all stakeholders – including employers, professional associations, and
potential RPL applicants – can be challenging. Some stakeholders may have reservations about the
validity and reliability of RPL, fearing it could dilute occupational standards. Others may lack
awareness or understanding of the process, leading to reluctance or resistance in its adoption and
implementation.
1There is nothing more formal than a qualification, and the adjective formal is therefore redundant. Nevertheless, it is kept throughout this
document when there is a need to stress the formal character of the qualification.
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Quality Assurance
Ensuring high quality assurance standards in RPL assessments is essential, particularly in regulated
occupations where public trust and safety are paramount. Any compromise in the quality of RPL
assessments can lead to questions about the actual learning outcomes of individuals that have been
awarded a qualification after an RPL process. Thus, stringent quality assurance mechanisms must be
in place to monitor and evaluate the RPL process continually, ensuring it meets the rigorous standards
expected by regulatory bodies and the public, which may be a strong deterrent for regulated
occupations.
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how they acquired such and such learning outcomes or a particular skill, but it is the learning outcomes
possessed at the time of assessment that matter, not the input process.
In practice, this means that it is not possible to apply quality assurance to the input process, which is
by far the longest process compared to assessment, and which would have offered a lot of
opportunities to apply quality assurance rules. In the field of RPL, it is not possible to apply quality
assurance, for example, to teacher training, to the required qualification level of the teachers, to
education and training institutions (e.g., equipment, tools), to the elaboration process of the curricula,
and/or to the teaching materials used to acquire the learning outcomes being assessed; all being
related to the input process, i.e., how RPL applicants have acquired their learning outcomes.
Simply put, the only real opportunity to establish a quality assurance procedure is at the time of the
assessment of the RPL applicants, which is the core of the approach. This is both the main occasion
during which the RPL practitioners and the applicant meet and the important moment to establish the
decision to validate and recognise the learning outcomes of the applicant. Of course, the time of the
assessment may be taken quite widely and include information and guidance as well as the
qualification process. It is called assessment time to distinguish it from the learning process that takes
place beforehand and is out of the reach of the RPL professionals.
In general, it is very important to understand that it is not possible to assess applicants in the RPL
system in the same way as pupils at schools, students at university, learners in the TVET centre, or
learners in the formal education and training system in general are assessed. Assessment methods are
siblings, and they must refer to the exact same qualification/assessment standards, but they are
different. For example, written tests are not effective nor efficient in the RPL approach, especially for
RPL applicant with literacy issues in the language of the assessment. It is therefore equally illusory to
want to establish a quality assurance system identical to the one existing in the formal education and
training system.
This proximity between the yet different education/training and RPL systems is interesting to amplify
for practitioners to grasp the essence of RPL. The formal education and training system and the RPL
system are siblings because there is no difference in essence between assessing pupils’ and students'
learning outcomes in the formal education and training system and the learning outcomes of
applicants in the RPL system. In both cases, it is about verifying that the learning outcomes of the
applicants for the qualification match the corresponding qualification/assessment standards. The
procedure can be random in both the RPL system and in the formal education and training system. In
other words, it is not necessary to assess all expected learning outcomes in either case. It is agreeable
to assess a selection of learning outcomes and to infer about this sort of random sample that the
applicant possesses the learning outcomes described in the qualifications standard. In practice
learners aiming for a qualification are never thoroughly assessed for all possible learning outcomes
(with few exceptions such as airplane pilots or health related occupations, because many lives are at
stake in both cases, and the learning outcomes must be sound and complete).
The assessment, in either case, always aims at verifying that the applicant has a potential to rapidly
be a good professional accepting that professionalism comes with experience. This is true in the formal
education and training system, and this is also true in the RPL system. Just by way of example,
individuals that have just been awarded a driving license cannot be good drivers. It is only after years
of experience that driving skills become solid.
Overall, the key message is that only the assessment changes with RPL, the qualification/assessment
standards must be the same. Using the same standards than the formal education and training is the
only way to convince stakeholders potentially not knowledgeable regarding what RPL is about that
successful RPL applicants should be kept in equal esteem as formal education and training graduates.
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• Qualifications in the formal education and training and/or in the RPL system are broken
down in micro-credentials, i.e., block of competences that are organised in a relevant way
and that have standards – “micro-credentials standards” as it were – in order to make the
assessment possible.
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There is a trade-off to be made, and a compromise to reach, between strong rules and light rules. The
strong rules, described in particular in the forthcoming guidelines, will be almost certainly and
immediately bypassed. The light rules may not be enough to ensure the desired level of quality. The
decision about the desired level of quality and the rules to set in motion rests with the RPL body in the
country, and this Report aims at providing guidance – i.e., possible options – for doing so. The point is
that too strict rules will be more systematically circumvented.
It may be believed that strict rules would guarantee better quality, but strict rules come with several
drawbacks:
• Fewer organisations – i.e., RPL providers – will be licensed or/and accredited because fewer
will apply as some will self-select themselves out, or/and because fewer organisations will
meet the criteria listed under strict rules.
• Strict rules inevitably lead to higher risks of bypassing the rules and, in the end, delivering less
quality. This is because it is worth the effort to invest energy in finding ways to bypass the
rules when the rules are so strict that the potential gain – in administrative burden for instance
and therefore cost – is high. Conversely, when the rules are light, investing energy in trying to
bypass them is not worth the effort.
All in all, strict rules may well lead to lower quality than light rules because the light rules are fully
implemented whereas stricter rules are more likely to be partly bypassed. Another advantage of light
rules is that they are less difficult to enforce because selected RPL operators are more inclined to
follow them in full. Strict rules are costly because enforcement costs are higher, and enforcement is
more necessary. As a consequence, the cost of controlling whether the rules are adequately applied
is the case of lower rather than stricter rules.
A specific objective of the proposed quality assurance system that RPL practitioners are first and
foremost in charge to implement is therefore to strike a balance between establishing a good level of
quality assurance without undue restrictions on RPL stakeholders, including RPL system managers,
individual applicants, and assessors. For example, if all RPL assessors are required to have a PhD in a
RPL related topic, and thirty years of experience in the field of assessment in the relevant industry,
there is little chance that assessors are available any time soon. Another example is drawn from
reality: some countries require that, in order to apply for a given qualification through RPL, the
applicant must already possess a qualification at the level immediately below1, which prevents access
to many potential applicants who may well have the master’s level without possessing a bachelor’s
degree, and this is a loss of talent for the country. It is also contrary to the mere idea of RPL that says
that whoever has the learning outcomes corresponding to a given qualification should be awarded
this qualification after a proper assessment, no matter what.
1 E.g., in order to apply for a master’s degree through RPL, applicants must already possess a bachelor’s degree.
2 Development Assistance Committee (DAC) of the Organisation for Economic Co-operation and Development (OECD).
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Quality assurance indeed refers to what needs to be implemented to ensure that RPL applicants'
learning outcomes are identified, validated and recognised at the level of accuracy that the country
sets for itself.
For example, assessors in the RPL at such and such level need to have such and such experience and
such and such qualifications. Still for example, there should be a professional of the field, a
teacher/trainer in the field, and a RPL expert in the panel of assessors; or the guidance officer cannot
be among the assessors. All these conditions for quality assurance are usually tested during the pilot
phase, and they have to be spelled or in the preparation of it.
Monitoring and evaluation are therefore necessary to confirm that the RPL system and its process are
in place to ensure that the RPL system meets the expected quality norms.
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✓ Deciding on the right level of rules, midway between strict and light rules.
✓ Building a digital platform for applying, for the guidance process and perhaps, if appropriate, for
some elements of the assessment (especially in the case of collective assessment).
✓ Organising the decision-making process for the RPL Body to make key decisions, especially
regarding the sequential process from licensing (input based) to accreditation (outcome based
with some elements of the licensing process regarding the RPL process), and regarding the role
of the digital platform.
✓ Elaborating guidelines for RPL operators (detailed rules, and explanations), and disseminating
those rules among RPL practitioners.
✓ It will speed up the process, at least when it comes to initial information, to registration and to
some other stages of the RPL process (e.g., information about the next assessment session).
✓ It will help centralising the process and collect the same data for all potential and actual RPL
applicants, for managing the assessment and also for research purposes.
✓ It will help potential applicants in remote area to benefit from an access to the same information.
✓ It will allow to organise some pre-assessment, for instance for eligibility (the right to become an
RPL applicant).
✓ It could allow collecting the fees for enrolling in the RPL process and deliver all the official proof
of payment.
✓ It will allow to keep a record of the entire process and its outcomes (awarding of a qualification,
or not; and appeal procedure).
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✓ It will bring neutrality and therefore fairness to the RPL assessment for an objective assessment.
✓ It will bring transparency, comparability and trust which enhances the reputation of the RPL
system.
✓ It will connect/ integrate all the digital platforms of all institution that operate in the field of RPL
under the auspices of the RPL Body. It will help consolidate the data and therefore help improving
the governance of the RPL system.
✓ In the long term, the digital platform will allow to organise the written assessments, if any (e.g., if
higher education establishes an RPL system), and adapt them to each of the applicants (e.g., level,
sectors, qualification aimed).
✓ In the long term, the digital platform will allow to organise the written assessments, if any (e.g., if
higher education establishes an RPL system), and adapt them to each of the applicants (e.g., level,
sectors, qualification aimed).
✓ Still in the long-term, the digital platform may help in distributing subsidies to RPL applicants that
qualify for subsidies. Options are provided by lifelong learning subsidies, or individual learning
accounts.
✓ A digital platform may be the place to buy top-training for those RPL applicants that failed the first
time, but that failed so short of meeting all the criteria in the qualification standards that a few
modules would help them succeed the second time.
✓ A digital platform may also be the place for employers to be informed about the content of a
specific qualification achieved through RPL. Qualifications could be issued with a QR-code that
would directly link to the qualifications database associated with the digital platform.
However, a digital platform should never be the only option for RPL applicants, as some of them may
be digitally illiterate, or even illiterate in the language of the assessment.
Quality Assurance in Practice – Options for Issuing Rules and Prefiguring the Guidelines for
RPL Operators
In order to ensure the credibility, consistency and reliability of the RPL system, it is important to have
adequate quality assurance at all stages of the RPL process; again accepting that RPL is assessment,
and therefore that this includes all the stages identified, including guidance typically. The quality
assurance aspects of each stage of the RPL process should be integrated into the RPL guidelines. These
aspects relate to communication, guidance, advice, facilitation and support, strictly speaking
assessment (modalities), capacity building and recruitment of RPL practitioners (e.g., guidance officers
and assessors), as well as monitoring and evaluation professionals.
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Licensing
The quality assurance set in motion by a country could be input-based or outcome-based. If the
country opts for an input-based system, an institution can qualify as an RPL centre if it meets the
following broad criteria, with no particular order:
✓ The premises of the institution must be modern and adapted to the reception of RPL
applicants.
✓ If the institution has several buildings/addresses, the application must clearly state where
exactly the RPL applicants will be received and then assessed in practice.
✓ The institution must have an appropriate staff in terms of quantity and quality; and experience
may replace qualification.
✓ The institution appoints one of its staff to be the RPL referent in the institution, and in
particular the contact point for the RPL Body to obtain information regarding RPL in the
institution.
✓ All staff involved in the RPL system must follow and receive appropriate training and ongoing
professional development for the functions they perform, with regular update.
✓ The institution must have a proven track history in assessing learning outcomes against
predefined standards. Experience in delivering education and/or training may complement a
too light experience in assessment, but it cannot not replace it.
✓ The institution must have a proven track history in providing guidance to individual learners.
✓ The institution commits to only providing guidance without forcing any potential applicant in
any RPL process. The final decision to apply rests with the individual, after a phase of
information, guidance and advice of good quality. All this is transparent and made public.
✓ The institution must clearly designate a physical place – an office, a booth – for potential
applicants to seek initial information.
✓ The website of the institution must clearly inform about RPL, the opportunities it provides,
and the way to apply in a clear and accessible way (e.g., plain language, no jargon).
✓ The institution must name a referent in the field of psychology with reference or a
qualification in career guidance (i.e., school, and occupational guidance). The referent does
not need to be a member of the staff but must be available on short notice (less than a week
under normal circumstances, outside of festive seasons for example).
✓ The institution is able to spell out – in clear, concise and meaningful terms – how it will carry
out the different stages of the RPL process, especially regarding guidance, preparation for
assessment and actual assessment. In particular, it must be able to explain the tools it will use
and provide to its assessors (e.g., manual, a checklist that includes a clear set of criteria for
assessment, a handbook about work ethics).
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✓ In particular, the institution must be able to demonstrate that it will organise the assessment
process so that: it assesses learning outcomes, and not just the duration of the experience; it
proposes a transparent, valid, reliable, fair, and authentic assessment; it recognises learning
outcomes acquired in non-formal and informal settings as of equal value to learning outcomes
acquired in formal settings; is always explain the decisions of the assessors; it involves a formal
assessment of summative complaints (appeal); it proposes alternatives to failed applicants,
such as additional learning, so that they meet the qualification standards the next time they
apply for a qualification through RPL.
✓ The institution should clearly communicate about the schedules for assessment. It must be
transparent about whether assessment is organised all year around or during assessment
sessions a couple of times per year. In the latter case, dates must be published well ahead of
time (6 months).
✓ The institution must be familiar with learning outcomes-based curriculum (as opposed to
input-based curriculum), so that the RPL is germane to their overall approach to teaching and
learning.
✓ The institution must be familiar with the concept of micro-credentials, so that they are ready
to award them if the country decides to follow this track.
✓ The institution must be in a position to deliver top-up training at reasonable cost, directly or
through the partnership they may have with other institutions, for failed RPL applicants who
are close to meeting the qualification standard and deserve a second chance in the short-
term; without the failed applicant having to enrol for a full programme.
✓ The institution must commit to the fact that RPL assessment will be based on the qualification
standards for the aimed qualification (already existing or developed for the RPL system).
✓ The institution must commit that it will not organise RPL processes for other qualifications
than the qualifications for which it has obtained the right to operate RPL from the RPL Body
(the regulator).
✓ The institution is aware of self-evaluation and is able to organise it on a regular basis to learn
from its practice and improve its RPL process. The institution may name an independent
external evaluator to assist this process.
✓ The institution has a relevant network of enterprises, especially in the industry sectors for
which it has received delegation from the RPL Body to operate RPL.
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✓ The institution must make a clear case about its intention to apply the guidelines that will be
provided to it. It must commit to regularly request and obtain the revised guidelines (schedule
to be provided); and apply the new guidelines whenever a new version is issued.
✓ The institution must clarify its intention to merge the quality assurance processes for RPL into
the quality assurance processes of the institution (after scaling up).
✓ The guidance officers cannot be assessors, and assessors cannot be guidance officers, because
the assessment must be completely neutral. If the applicant and assessor know each other,
the assessment process cannot be neutral.
✓ The institution commits to immediately report to the RPL Body in case of fraud, or any other
misbehaviour.
✓ The policies, procedures, and criteria applied to the RPL assessment, including the disposition
for appeal, should be fully disclosed and prominently available to all parties involved in the
assessment process, especially on the institution website.
This is a non-comprehensive list based on extensive fieldwork in many countries. It is intended to guide
the RPL Body in its decision-making process. This list should be seen as a menu from which to select
what is suitable in the country context.
Accreditation
If the country opts for an outcome-based (accreditation) system, the criteria for the applicant
institutions could be:
• The institution collects socioeconomic data regarding the RPL applicants while they are in the
RPL process.
• The institution collects data regarding the position of the RPL former applicants in the labour
market from the end of the RPL process until 18 months after it.
• The exact criteria will be provided in the guidelines and will be most probably different
according to the industry, the education sector, the region and the level of qualification but
what will matter will the differential between the treatment group (RPL graduates) and the
control group (unsuccessful RPL applicants). The key decision regarding these should be made
by the RPL Body (the regulator) according to contextual pieces of information.
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The quality assurance system allows to make explicit the expectations of the institution, here the RPL
operator. It is also a tool for self-evaluation in relation to these expectations. In other words, a strong
recommendation would be to incentivise RPL practitioners to open up to a quality assurance culture.
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This section provides a comprehensive understanding of the educational theories behind RPL and
their practical implications and applications, equipping practitioners with the knowledge behind
recognition of prior learning:
Lifelong Learning: This section emphasises the principles of lifelong learning, highlighting the
importance of continuous education and skills development throughout an individual's life. This
section explains how RPL supports lifelong learning by validating and recognising all learning
outcomes, including non-formal and informal learning ones.
Constructivist Learning Theory: It describes constructivist learning theory, which posits that
learners construct knowledge through their experiences.
Experiential Learning Theory: It explains experiential learning theory, which also emphasises
learning through experience.
Situated Learning Theory: It discusses situated learning theory, which asserts that learning occurs
within a specific context and is often a social process.
Adult Learning Theory (Andragogy): It focuses on adult learning principles, also known as
andragogy. This section highlights the unique characteristics of adult learners and how RPL can be
tailored to meet their needs, recognising the knowledge and skills they have gained through life
and work experiences.
Transformative Learning Theory: It explores transformative learning theory, which involves a deep,
structural shift in the basic premises of thought, feelings, and actions.
Equity and Social Justice: It addresses issues of equity and social justice in learning. This section
emphasises the role of RPL in promoting inclusivity and fairness, ensuring that all learners,
regardless of their background, have access to formal recognition of their knowledge and skills.
Human Capital Theory: It discusses human capital theory, which views education and training as
investments that enhance an individual's economic value. The section connects this theory to RPL
by explaining how recognising prior learning outcomes can increase individuals' employability and
economic opportunities.
Practical Implications for RPL: It links the theoretical foundations to practical applications in RPL.
This section provides concrete examples of how the theories can be applied in assessing and
recognising prior learning outcomes, offering guidance for RPL practitioners on implementing these
concepts.
This whole Handbook proposes a basis for conducting the thinking process in the countries interested
in building the capacities of their RPL practitioners. It is about RPL in practice, and it is also about
learning about RPL. It is therefore rather general in nature and rather broad in scope so that countries
may decide of their main topics of interest and implement the propositions they see relevant for their
country.
To that extent, it contains practical as well as theoretical elements. Now that the previous section has
clearly established the nature of RPL, this section proposes a reflection on the conceptual
underpinnings of RPL. In particular, this section proposes the possible connections between the
education and learning theories and RPL.
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One of the key aspects of lifelong learning, which is relevant to RPL as a policy tool, is its flexibility
because, as seen above, learning can take place in different contexts. In theory – some countries have
restricted approaches – RPL reflects this flexibility by validating and recognising learning outcomes
from a wide range of experiences.
Lifelong learning also connects to RPL in the sense that it emphasises the importance of personal and
professional growth. RPL supports this by providing individuals with the opportunity to gain formal
recognition for all their learning outcomes through a qualification or, among others, credits toward a
qualification, exemptions for access to formal education and training, shortening of a curriculum. In
turn, the outcome of RPL for successful applicants – typically a qualification – can enhance their career
prospects and personal development. In addition, by validating prior learning outcomes, RPL can
reduce the time and cost required to obtain qualifications, making it easier for individuals to engage
in actual lifelong learning.
Finally, lifelong learning promotes the idea that learning should be relevant and applicable to
individual’s life and goals. Given the way RPL processes are organised and implemented, RPL aligns
with this principle by recognising learning outcomes that have relevance to an individual’s project,
personal or more often occupation project. It is also consistent with the fact that RPL is known as
increasing the motivation and level of engagement in further learning, whether formal or not, and/or
in the labour market, as individuals see more clearly the benefits they reap from knowledge and skills.
Lifelong learning and RPL have common foundations because they are comprehensive and inclusive
in essence and recognise the value of learning everywhere and all the time throughout life. They both
promote the permanent acquisition of knowledge and skills. They both validate the diverse ways in
which individuals learn throughout their lives, promoting personal and professional growth and
fostering a culture of continuous learning.
1 The Zone of Proximal Development is the zone between what learners can do without assistance and what they can do with guidan ce or
in collaboration with more capable peers.
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compiling documents1 for substantiating learning outcomes – a.k.a. portfolio of competences – for
the RPL assessors is a constructivist activity, as it involves identifying relevant experiences, reflecting
on what was learned, and demonstrating how this learning meets specific criteria or outcomes.
Relevant portfolios of competences are those that go beyond a simple passive collection of pieces of
evidence such as labour contract or attendance certificates. Finally, the social aspect of constructivist
theory is reflected in RPL’s recognition of collaborative learning. Learning that occurs through
interaction with peers, mentors, and colleagues is valued and validated in the RPL approach, mostly
because it boosts the quality of the learning outcomes and helps creating transversal and transferable
skills (e.g., teamwork). This recognition supports the idea that knowledge is co-constructed through
social processes and interactions.
RPL relies on some constructivist principles because it provides a flexible and inclusive approach to
recognising learning outcomes. It validates the diverse and individualised ways in which people
acquire knowledge and skills, supporting lifelong learning and personal and professional development.
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applied them in various contexts. Relevant portfolios of competences do stress this reflexive process
as RPL applicants have to demonstrate that they have identified their learning outcomes and why they
are critical to succeeding in the RPL process. Consequently, purely descriptive portfolios of
competences are not suitable in the RPL process.
The third stage, abstract conceptualisation, involves building a general understanding of the matter
at stake. This also a crucial step in the RPL process because it consists of identifying knowledge and
skills gained from practical experience and their potential to correspond to formal learning outcomes,
as described in qualifications or assessment standards typically. A fair fraction of the work of RPL
applicants, during the RPL process, is to articulate all their learning outcomes – whether acquired in
formal contexts or no – with the criteria required for formal qualifications, or similar outcomes (e.g.,
credits toward a qualification, exemptions for access, shortening of a curriculum).
The fourth and last stage of Experiential Learning Theory, active experimentation, involves applying
these new knowledge and skills in new situations. Here again, this is consistent with the RPL approach
that proceed with final assessment by asking RPL applicants to prove their knowledge and skills during
a final assessment – oftentimes practical – such as observations at the workplace, simulations of a
workplace, tests, interviews, case studies, or a mix of all these.
The Experiential Learning Theory is a natural applicant theory for providing a strong theoretical
underpinning to the RPL approach because it proposes to consider any kind of learning activities,
whether they are taking place in a formal context or not. It is not recommended to use the term
“experiential learning” in this context because it may introduce some confusion. Indeed, it is not a
characteristic of the learning approach that leads to RPL: several learning systems that are highly
formal do contain a huge fraction of experiential learning, for example the dual apprenticeship system.
Nevertheless, the Experiential Learning Theory heavily and naturally reminds of RPL because they have
in common the focus on all kinds of learning contexts, and on the importance of reflecting on and on
documenting all learning outcomes. It provides a framework for understanding how learning
outcomes acquired in all contexts, formal or not, may be formally assessed, validated and recognised,
supporting individuals in achieving a qualification, or similar outcomes.
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• Communities of Practice: Groups of people who share a concern, set of problems, or passion
about a topic, and who deepen their knowledge and expertise by interacting on an ongoing
basis. These groups of individuals engage in a process of collective learning in a shared
domain. Members of a community of practice share resources, experiences, stories, and tools,
enhancing their knowledge and skills through mutual engagement.
• Social Interaction: Learning is a social process that occurs through participation in social and
cultural activities, rather than through the passive reception of abstract knowledge.
The connection to RPL is actual on different levels. It appears in relation to the fact that learning is
contextualised. The Situated Learning Theory highlights the significance of context in the learning
process. Learning is most effective when it takes place within the same context where it will be
applied, hence the stress on work-based learning in many formal learning systems. RPL aligns with this
by acknowledging the learning that occurs in real-world contexts, such as workplaces, community
activities, and personal life experiences; and validating and recognising the corresponding learning
outcomes. This recognition supports the idea that significant learning happens within authentic
contexts rather than solely in formal education settings.
The connection to RPL is also clear in relation to social and cultural relevance. Lave and Wenger's
emphasis on social interaction and cultural context in learning aligns well with the principles of RPL.
RPL takes into account the various social and cultural dimensions of learning, recognising that learning
experiences are shaped by the environments and communities in which they occur. By validating
informal and non-formal learning that happens within different communities of practice, RPL respects
and values diverse learning pathways.
Finally, RPL aligns with the Situated Learning Theory in relation to legitimate peripheral participation.
This concept directly supports the RPL process since individuals often begin their learning journeys in
peripheral roles, gradually moving to more central and responsible positions as they gain expertise.
RPL recognises this progression by validating the learning outcomes acquired through various stages
of involvement in professional or community practices, and at the end of this learning process. This
gradual acquisition of knowledge and skills may be seen as a fundamental aspect of both situated
learning and RPL.
In practice the Situated Learning Theory and RPL align with each other quite well when a portfolio of
competences is used during the RPL assessment process since situated learning principles include
portfolios and reflective narratives, i.e., collecting evidence of learning experiences and reflecting on
how these experiences contribute to overall competence. There is also an interesting alignment
between Situated Learning and RPL since peers and mentors are oftentimes involved in the RPL
assessment process, and peers and mentors are found in what is described as the community of
practice in the Situated Learning Theory. This is critical to the RPL assessment process as this is a way
to guarantee contextually relevant assessment of the RPL applicant’s learning outcomes.
Situated learning theory enriches the understanding of RPL by emphasising the importance of context,
social interaction, and participation in communities of practice. It underscores that learning is a
dynamic and social process, deeply rooted in practical experiences and cultural contexts. By validating
and recognising these situated learning experiences, RPL fosters a more inclusive and comprehensive
approach to acknowledging diverse learning pathways. By integrating these theoretical insights, RPL
can be more effectively designed and implemented to support the diverse and dynamic nature of
learning in real-world contexts.
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Knowles (1973) deals with what is a component, and a component only, of lifelong
learning: adult learning, or andragogy. The term “andragogy” was actually coined by
the German educator Alexander Kapp in 1833., who needed to describe the educational
theory of the teaching of adults, contrasting it with pedagogy, which focuses on the
education of children. The concept was later popularised and expanded by Malcolm
Knowles (1973) who developed a theory of adult learning based on andragogical principles. His theory
of adult learning emphasises that adults are self-directed learners with a wealth of experiences that
they bring to the learning process. It is based on several key principles:
• Adults need to know why they need to learn,
• They are motivated to learn things that are immediately relevant to their occupational or
personal lives,
• They bring a rich reservoir of experiences that serve as a resource for learning, and
• They are self-directed in their learning.
RPL aligns closely with these principles to the extent that it provides a framework for assessing,
validating and recognising all learning outcomes, even those coming from experience in contexts that
are not formal (non-formal and informal). The core principle of adult learning theory is that adults
need to understand the relevance of what they are learning. And precisely, RPL processes help
applicants to articulate and validate the relevance of their prior learning outcomes by mapping it to
formal qualifications and clearly identified knowledge and skills. This relevance is demonstrated during
the final assessment of the RPL process which has to be authentic. RPL assessors have to assess
applicants in relation to the meaning of their learning outcomes and of their projects, whether
occupational or personal.
The concept of self-directed learning is central to both the adult learning theory and RPL. In RPL,
individuals take responsibility for identifying, documenting, and reflecting on their prior learning
outcomes. This process requires a high degree of self-direction and motivation, as learners must
compile evidence, reflect on their experiences, and articulate how their learning outcomes meets
specific criteria, oftentimes listed in qualification standards. This aligns with Knowles’ view that adult
learners are self-directed and capable of managing their own learning processes (Knowles, 1973).
The adult learning theory also emphasises the importance of drawing on the rich experiences of adult
learners. RPL explicitly values these experiences, recognising that learning occurs in a variety of
contexts beyond formal education and training. All individual’s occupational experience, volunteer
work, or personal projects can all be considered valid sources of learning. By validating the potential
learning outcomes coming from these experiences, RPL acknowledges the value of the knowledge and
skills adults have acquired throughout their lives. Finally, adult learning highlights that adults are
motivated to learn in order to acquire knowledge and skills that have immediate relevance to their
lives and work. RPL supports this by providing formal recognition of knowledge and skills that are
directly applicable to an individual’s career or personal goals. This immediate relevance can enhance
motivation and engagement, as individuals see the tangible benefits of having their learning validated
and recognised.
By aligning with the principles of adult learning theory (andragogy), RPL provides a framework for
validating and recognising the diverse and rich learning experiences of adult learners. It supports self-
directed learning, values experiential knowledge, and enhances the relevance and applicability of
learning in real-life contexts.
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Equity and social justice are foundational concepts that emphasise the importance
of ensuring equal access to educational and occupational opportunities and
recognising the diverse forms of learning and cultural backgrounds individuals bring
(Fraser, 1997). These principles are central to creating inclusive and fair societies
where everyone has the opportunity to succeed.
RPL promotes equity and social justice by providing a mechanism for validating and recognising
learning outcomes acquired outside traditional learning contexts. This recognition is particularly
important for individuals from marginalised or underrepresented groups who may not have had
access to formal education, or not long enough. By acknowledging the value of diverse learning
experiences and giving currency to all learning outcomes, RPL helps providing equal opportunities to
all individuals in order to gain credentials and improve their socioeconomic status.
One of the core principles of equity is the recognition of diversity. RPL supports this principle by valuing
the unique experiences and learning pathways of individuals. For example, someone who has
developed leadership skills through community involvement or family responsibilities can have these
skills formally recognised through RPL. This validation acknowledges the rich and diverse forms of
learning that occur in different cultural and social contexts.
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Inclusion is another key aspect of equity and social justice. RPL promotes inclusive practices by
recognising the learning outcomes of individuals who may have been excluded from traditional
educational pathways. This includes recognising the knowledge and skills of workers in informal or
non-traditional employment sectors, validating the learning outcomes of immigrants and refugees,
and acknowledging the learning of individuals with disabilities.
By providing formal recognition to all experiential learning outcomes, RPL enhances the visibility and
value of diverse forms of knowledge and skills. This recognition supports social justice by validating
the contributions of all individuals, regardless of their background or circumstances. It empowers
individuals by enhancing their self-esteem and confidence, providing them with the credentials
needed to access further education, training, and employment opportunities.
RPL is the most inclusive approach that can be found in the field of lifelong learning. Its alignment with
equity and social justice principles helps to create a more inclusive and fair society. It recognises and
values the diverse learning experiences of individuals, promoting equal access to educational and
occupational opportunities and supporting social mobility and individual agency.
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capital is not so relevant nowadays, but it provides an interesting theoretical underpinning to think
about RPL as a process for making the labour market more fluid.
Overall, RPL enhances the economic value of knowledge and skills, and therefore contributes to the
economic growth and productivity. It supports individuals in gaining the credentials needed to access
better job opportunities, contributing to their economic well-being and reducing skills gaps in the
labour market. The possible interpretation of RPL in relation to the Human Capital Theory highlights
its economic benefits and its role in supporting workforce development.
3.2. Practical Implications and Applications for RPL of its Theoretical Underpinnings
The idea of RPL is connected to various concepts and theories that emphasise the value
of experiential, contextual, and lifelong learning. Understanding these theoretical
underpinnings help building stronger rationales so that RPL can be more effectively
implemented to validate diverse learning experiences, promote equity, support
lifelong learning, and enhance economic opportunities. These theories provide a
comprehensive framework for understanding how RPL supports personal and professional growth,
fosters inclusive and equitable education, and contributes to economic development.
In addition, these theoretical underpinnings have practical implications and applications. By
incorporating this theoretical knowledge into practical applications, RPL can also be more effectively
implemented. Indeed implementing RPL involves translating theoretical insights into practical
processes that can be applied in educational and occupational settings. Each theoretical underpinning
has the potential to inform actual implementation.
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3.3. Conclusion
The theoretical underpinnings mobilised show that RPL allows for more personalised and flexible
learning pathways because:
• There are no initial conditions, especially not in relation to socioeconomic status of the
parents/family, to enter the RPL process,
• RPL acknowledges the value of all backgrounds and experiences of learners,
• RPL is fully inclusive.
RPL is also a strong promoter of equity of access for all because RPL improves access to education and
qualifications for individuals who may not have had the opportunity to engage in formal education, or
not long enough.
Overall, this section meant to provide the potential theoretical underpinnings of RPL because
implementing RPL involves translating theoretical insights into practical processes.
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4. How to Do RPL
This Section highlights the comprehensive guidelines and best practices that RPL practitioners
should follow to ensure an effective, fair, and inclusive RPL process:
Rules for RPL Practitioners: This section outlines the principles and guidelines that RPL
practitioners must follow to ensure a fair, transparent, and effective RPL process. It emphasises the
importance of features described in the rest of the section such as: initial guidance, personalised
approaches, fairness, privacy, inclusivity, accessibility, and flexibility in the RPL process.
Guidance Should Be Provided to Individuals and Potential RPL Applicants: Practitioners should
offer clear and comprehensive guidance to individuals interested in RPL, ensuring they understand
the process, benefits, and requirements. This helps in making informed decisions and prepares
them for the assessment.
RPL Should Be Applicant-centred: The RPL process should be tailored to the needs and
circumstances of each applicant, recognising their unique learning experiences and providing
personalised support throughout the process.
RPL Assessment Should Be Fair: Fairness in assessment is crucial. Practitioners must ensure that
all assessments are conducted objectively and consistently, using valid and reliable methods to
evaluate the applicant’s learning outcomes.
Respect the Privacy of the Applicant: Protecting the privacy and confidentiality of applicants is
essential. Practitioners must handle all personal information and evidence provided by applicants
with the utmost care and security.
Take Into Account Equality, Inclusiveness, and Diversity Issues: RPL processes should promote
equality and inclusiveness, ensuring that all individuals, regardless of their background, have equal
opportunities to have their prior learning outcomes validated and recognised.
RPL Should Be Accessible and Flexible: The RPL process must be designed to be accessible and
flexible, accommodating the diverse needs and schedules of applicants. This includes offering
different modes of assessment and support.
Assess Learning Outcomes and Not Just the Duration of the Experience: The focus of RPL
assessment should be on the learning outcomes achieved rather than the time spent in acquiring
those outcomes. This ensures that the assessment accurately reflects the applicant’s learning
outcomes.
Propose a Transparent, Valid, Reliable, Fair, and Authentic Assessment: The assessment methods
and criteria should be transparent, ensuring that applicants understand what is being assessed and
how. The assessment should be valid, reliable, fair, and authentic, reflecting the true learning
outcomes of the applicants.
Examples of Good Practice in the Field of Quality Assurance: This section provides examples of
good practices in maintaining quality assurance within the RPL process. It offers insights into
successful strategies and methods used in various contexts to ensure that RPL assessments are fair,
reliable, and valid, enhancing the overall credibility and effectiveness of the RPL system.
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RPL should be linked to Occupational Standards and the NQFs to ensure quality and relevance of
the qualifications awarded.
Guidelines could be established on the basis of the approach to quality assurance described in
Section 2. This work should be done in consultation with RPL stakeholders. This is a necessary
condition for the relevance of the guidelines, and the only simple way to ensure that they are actually
implemented by the practitioners involved in the RPL system, rather than regarded as imposed from
outside. It is indeed necessary to create a sense of ownership among stakeholders.
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Practitioners should provide equal opportunities for all individuals to demonstrate their learning
outcomes, ensuring that the RPL process does not disadvantage any applicant. Fairness involves
providing clear and constructive feedback to all applicants, with practitioners being accountable for
their decisions and open to scrutiny. Ensuring that the appeals process, if any, is accessible and fair,
practitioners must continuously review and improve their practices to maintain fairness.
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and experiences, offering different assessment methods to suit applicants' strengths (e.g., no written
tests to applicants with a low level of literacy).
Practitioners should be willing to adjust timelines to fit applicants' circumstances, providing
alternative ways to submit evidence in the preparatory process, such as online or in-person. They need
to be flexible in scheduling assessments and meetings, responding promptly to any changes in
applicants' situations.
Practitioners should continuously seek feedback to improve flexibility, embracing a flexible approach
to enhance the RPL experience for applicants.
4.1.8. Assess Learning Outcomes and Not Just the Duration of the Experience
Practitioners should focus on the actual knowledge and skills applicants have gained, ensuring that
assessments are based on learning outcomes rather than time spent learning. They need to use
existing standards or develop clear criteria for assessing learning outcomes, using authentic
assessment methods that reflect real-life tasks.
Practitioners should avoid assumptions based on the duration of applicants' experiences, recognising
that valuable learning can occur in short, intense periods; and that this is a personal characteristic.
They should provide examples of how to demonstrate learning outcomes, offering guidance on
compiling evidence that shows learning achievements.
Practitioners should use a variety of assessment tools to capture all aspects of learning, ensuring that
assessments are fair and valid in evaluating learning outcomes.
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effectively prepare for the RPL assessment and best leverage on the RPL outcomes as a talent
management strategy. Finally, carry out tracer studies to establish the impact of RPL.
✓ Whenever possible, best practice would be to integrate quality assurance processes for RPL
in the standard quality assurance processes and procedures of the RPL centre (after scaling
up).
✓ The guidance officers cannot be assessors, and the other way around, because the assessment
must be completely neutral. If the applicant and the assessor know each other, the
assessment process cannot be neutral.
✓ Maintain a database collecting data regarding RPL applications and final decisions in terms of
qualification granted to RPL applicants to compare similar applications to ensure consistency.
✓ Develop a checklist that includes a clear set of criteria that RPL assessors and moderators can
use when assessing new applications.
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4.4. Individual Assessment Pathway – The Core of the Work of RPL Practitioners
At this stage, in order to provide concrete elements to all stakeholders of the RPL system in their
country, it is proposed that concrete elements for organising the pathway of each RPL applicant along
are suggested (Table 2). At this stage, it is obviously only a menu, from which interested countries may
select the relevant stages for them, and the next version of this Handbook will amplify every single
stage for RPL practitioners to have a comprehensive view of their role, responsibilities, and duties.
There are more complicated menus, but they have not proven to be more effective.
There are also less complex menus, but they oftentimes missed key steps such as guidance.
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Phase 1 in short: Inform, motivate, build trust towards RPL and provide initial guidance (Table 3)
The initial information and guidance phase is critical in the RPL process because it sets
the foundation for the entire RPL journey. Phase 1 aims to provide potential applicants
with a clear understanding of what RPL entails, the benefits it offers, and how the
process works. It also addresses any concerns or misconceptions applicants may have,
thereby ensuring they are well-prepared and confident to proceed with the
subsequent phases.
Phase 1 is designed to build a solid foundation for the RPL process by ensuring applicants are well-
informed, motivated, and adequately prepared to embark on their RPL journey. This phase addresses
potential barriers and sets clear expectations, contributing to the overall success and effectiveness of
the RPL process.
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Who are the key actors and what are they expected to do?
In Phase 1 of the RPL process, the key actors are the RPL practitioners and the
applicants. RPL practitioners are expected to provide clear, comprehensive
information about the RPL process, including its benefits, stages, and
requirements. They play a crucial role in guiding applicants through the initial steps,
offering personalised advice and support. Practitioners must ensure that applicants
understand what RPL entails, how it can benefit their personal and professional
growth, and what is expected of them throughout the process. They are responsible for clarifying any
doubts, addressing common concerns, and dispelling myths about RPL. If practitioners create a
welcoming and informative environment, applicants feel confident and motivated to proceed with
their RPL journey. There is strong evidence that the quality of the greeting and of the information
provided at the first contact point is a strong predictor of enrolment.
Applicants, on the other hand, are expected to actively engage with the information and guidance
provided by the practitioners. They need to understand the RPL process, including the types of
evidence required and how to gather it. Applicants should take advantage of the resources and
support offered, such as workshops, self-assessment tools, and one-on-one sessions. It is essential for
applicants to be proactive in preparing for the RPL process, collecting initial relevant evidence, and
participating in guidance sessions. Applicants can more effectively navigate the initial phase, setting a
strong foundation for their RPL journey, if they stay committed.
What are the benefits of this phase: for the RPL system, for take-up, for the applicants?
Phase 1 of the RPL process offers significant benefits for the RPL system, the take-
up of the program, and the applicants themselves.
For the RPL system, Phase 1 ensures that the entire process starts on a solid
foundation. By providing comprehensive initial information and guidance, the
system can reduce misunderstandings and errors later on in the process, and
dropout rates. This phase helps streamline the process, making it more efficient
and reducing the administrative burden on practitioners. Clear communication and well-prepared
applicants mean fewer delays and smoother transitions between the subsequent phases of RPL,
enhancing the overall effectiveness and credibility of the RPL system.
Phase 1 is also crucial for take-up because RPL needs to attract and retain applicants. Clearly
articulating the benefits of RPL and demystifying the process create the conditions for more
individuals to likely consider and pursue RPL. Effective initial guidance reduces the apprehension and
confusion that potential applicants may have, thereby increasing participation rates. When applicants
see the process as accessible and supportive, they are more likely to commit to it, leading to higher
take-up and completion rates.
For the applicants, Phase 1 provides essential clarity and confidence. They gain a thorough
understanding of what RPL entails, including the benefits and requirements. This initial phase helps
them see the value in having their prior learning outcomes and experiences formally recognised. With
access to resources, self-assessment tools, and personalised guidance, applicants are better prepared
to succeed in the RPL process. They feel supported and motivated, knowing what to expect and how
to navigate the process effectively, which enhances their overall experience and likelihood of success.
The whole Phase 1 is about building trust.
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For clarity and simplicity of use, this section is presented in a table. It is a checklist
designed for all countries and all practitioners. Therefore, some items may not be
relevant in all contexts. It is meant to be a guidance tool for all practitioners not to
forget any key step rather than a prescribe list of actions.
In addition, not all the steps described in Phase 1 (Table 3) will actually be carried out
in Phase 1. Phase 1 is about explaining the entire process to potential applicants, hence the sense of
overload of steps.
Table 3. Phase 1 of the RPL Process: Initial Information and Guidance in Detail
S teps
of Al tern at i v e Hi nderi ng To o l s a nd
Desc ri pt i o n Key Po i nt Key Po i nt
Pha se Appro a c h Fa c to rs Tri c ks
1
1. 1. Explain RPL and RPL: "RPL allows Eligibility: Instead of Lack of Use clear,
I nt ro du eligibility. individuals to "RPL is individual awareness or simple
ction gain formal available to meetings, understanding language and
recognition for anyone who conduct group of RPL among real-life
to R PL
knowledge and has acquired workshops to potential examples to
skills they have, relevant explain RPL and applicants, explain RPL.
however they knowledge eligibility which may Create
have been and skills, criteria. This lead to low engaging
acquired, whether can save time participation. visual aids or
especially through work, and resources videos to
outside formal volunteering, while providing make the
learning or life applicants with concept more
contexts. experiences. peer support. accessible.
For example, if For instance, For example,
you've managed a chef with avoid the
projects in your years of term
job or in a not- experience “learning
for-profit but no formal outcomes” or
organisation, qualification any other
RPL can can apply for jargon or
acknowledge RPL to earn a scary words
those project certificate in during the
management culinary arts." first
skills towards a discussion
qualification." (e.g.,
assessment,
examination,
classroom)
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1. 3. Provide a step- Stages of RPL: Timeline: Create detailed Complexity of Break down
R PL by-step "The RPL "The RPL online guides the RPL the RPL
Pro c ess overview and process involves process and video process and process into
timeline. several stages” typically takes tutorials that lengthy smaller,
Ov er v i
and explain between 3 to walk applicants timelines can manageable
ew
them all in plain 6 months, through each discourage tasks and
words. depending on stage of the applicants milestones.
the RPL process. from starting Use project
For instance,
complexity of These or completing management
you start by
your resources can the process. tools to help
meeting with an
application be accessed at applicants
RPL advisor to
and the any time, track their
discuss your
amount of allowing for progress.
experiences,
evidence you self-paced
then gather Use tools on
provide. learning.
evidence like smartphone,
work samples or It is longer for quite
references, higher common
which are then education these days.
evaluated by an qualifications
assessor." (up to 18
months).
But note all
this is part
time.”
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1. 5. Conduct a Knowledge and Self- Use digital self- Difficulty in Offer one-on-
I ni t i a l knowledge and Skills Audit: Assessment assessment self- one sessions
Assess skills audit and "We’ll start with Tools: "You tools that assessment to help
provide self- a knowledge can use our automatically due to lack of applicants
m ent ,
assessment and skills audit self- match confidence or with self-
fo r tools. to map out your assessment applicants’ inability to assessment.
el i gi bi l existing tool to knowledge and identify and Provide
i t y a nd knowledge and evaluate your skills to articulate examples of
i dent i f skills. For own potential their how to
yi ng example, if knowledge qualifications. knowledge document
t he you’re applying and skills. For This can and skills and knowledge
ta rget for RPL in early instance, you streamline the experiences. and skills and
qua l i f i c childhood may rate your initial experiences
education, we’ll proficiency in assessment effectively.
at i o n
review your various process and
experience in software if provide
childcare, you’re immediate
lesson planning, seeking RPL in feedback.
and child ICT support."
development."
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1. 11. Schedule an “During the “We will Offer virtual Applicants Provide a
I ni t i a l initial initial assess your consultations may feel checklist of
Co nsul t consultation to consultation, readiness for to uncertain items to
discuss the we will discuss RPL and accommodate about their prepare
at i o n
applicant's goals your career provide an applicants who readiness for before the
and readiness goals, previous overview of are unable to RPL, leading to consultation
for RPL. experiences, the process, attend in hesitation in to help
and how RPL including person. scheduling a applicants feel
can help you timelines and consultation. more
achieve your expectations.” confident and
objectives.” prepared.
1. 12. Assist applicants “We will guide “Your Offer online Applicants Provide
Po rt fo l in developing a you in creating portfolio portfolio may struggle templates and
io comprehensive a portfolio that should development with examples of
and reflexive includes work showcase workshops to organising and well-
Dev el o
portfolio of samples, your help applicants presenting organised
pm ent competences. certificates, and knowledge understand the their evidence portfolios.
reflective and skills, requirements effectively. Offer one-on-
essays.” providing and best one support
detailed practices. to address
evidence of specific
your challenges.
competence.”
Accept all sort
of evidence
(including
sounds, video,
image)
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Assess the final with detailed can help you videos that anxious about assessments
m ent assessment information on understand explain the the and provide
Prepa r process. the assessment the types of assessment assessment constructive
criteria and questions and process and process and feedback to
at i o n
what to expect tasks you will provide tips for uncertain build
during the be required success. about how to confidence
assessment.” to complete.” prepare. and
readiness.
Insist the final
assessment is
professionals
talking to a
professional,
not teachers
talking to a
pupil.
1. 14. Provide support “We will review “If additional Offer follow-up Applicants Offer positive
Po st- and guidance your evidence is consultations may feel reinforcement
Assess after the assessment needed, we via video call to discouraged and clear
assessment. results with you will guide you review by their guidance on
m ent
and discuss any on how to assessment assessment how to
S uppo r areas for collect and outcomes and results and address any
t improvement or present it.” next steps. uncertain gaps
further action.” about the next identified
steps. during the
assessment.
✓ You have been drawn into a team of experts to offer advice to your government on the
impending development of policies and guidelines on the validation and recognition of
learning. Briefly discuss the key features or principles to be considered under the following:
Policy or recognition of learning outcomes vs. recognition of qualification.
This question aims to foster critical thinking and practical policy development skills among
practitioners.
✓ Define the modes used for the validation and recognition of learning in your own words.
This is to encourages practitioners to reflect on the different approaches to validating and
recognising prior learning outcomes, enhancing their understanding of the process.
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✓ How would you explain the concept of RPL to a potential applicant who is unfamiliar with it?
This question encourages practitioners to think about how to communicate the fundamental
concept of RPL in a clear and accessible manner.
✓ Which strategies would you use to highlight the benefits of RPL to applicants to motivate
them to engage in the process?
This question prompts practitioners to consider effective ways to convey the advantages of
RPL, such as career advancement and personal growth.
✓ How can you ensure that the information and guidance you provide are inclusive and
accessible to all potential applicants, regardless of their background or education level?
This question encourages reflection on inclusivity and accessibility in the initial guidance
phase.
✓ What are the most common misconceptions about RPL that you have encountered, or can
think about, and how do you address them?
This question helps practitioners identify and think about how to correct common
misunderstandings about RPL.
✓ How would you tailor the initial assessment tools to suit the diverse needs and backgrounds
of different applicants?
This question prompts consideration of customisation and personalisation in the assessment
process to accommodate various applicant profiles.
✓ What role does the initial guidance session play in setting the tone for the entire RPL process,
and how can you make this session most effective?
This question focuses on the importance of the first interaction with applicants and how to
make it impactful, and not too impressive.
✓ How can you ensure that applicants fully understand the types of evidence required and how
to effectively collect and present it?
This question encourages strategies for clear communication and support regarding evidence
collection.
✓ In what ways can follow-up sessions and continuous support improve the RPL process for
applicants?
This question prompts reflection on the importance of ongoing support and follow-up
throughout the RPL process.
✓ How can you leverage technology to enhance the initial information and guidance phase of
the RPL process?
This question encourages thinking about the integration of digital tools and resources to
improve the guidance provided, especially smartphones.
✓ Reflect on a time when you successfully guided a applicant through the initial phase of the
RPL process, if any. What were the key factors that contributed to this success?
This question allows practitioners to draw on their own experiences to identify best practices
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✓ Explain the role of the competent recognition authorities and education institutions involved
in the recognition of qualifications, with reference to your country.
This is to help practitioners to consider the specific responsibilities and contributions of
various entities in the RPL process.
✓ Learning achieved through non-formal and informal settings should not be of equal standing
to formal learning. Argue for or against this statement.
✓ This question encourages practitioners to critically evaluate the relative value of different
types of learning, promoting a deeper understanding of the principles behind RPL.
✓ Discuss the content of different phases described in this section, and the role of the
redundancies to ensure the main messages are understood. Start selecting the most
important for your country.
This question helps practitioners to visualise and comprehend the sequential phase and steps
involved in the RPL process, improving their ability to guide applicants effectively
Who are the key actors and what are they expected to do?
In Phase 2, the key actors include again the RPL practitioners, especially those in charge of the
administration of the system, and the applicants themselves. RPL practitioners are responsible for
guiding applicants through the administrative requirements of the RPL process. They must ensure that
application forms are correctly completed, all necessary [administrative] documents are submitted
and verified, and fees are paid. Practitioners also create and maintain accurate records for each
applicant, provide comprehensive information packs, and schedule initial meetings to discuss the RPL
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process. Their role is pivotal in ensuring that the administrative aspects are handled efficiently, and
they must provide clear, ongoing communication to support applicants throughout this phase.
Applicants, on the other hand, are expected to actively engage with the administrative requirements
of the RPL process. This includes accurately completing and submitting application forms, providing
necessary documents, and paying required fees promptly, if any. They must also carefully review the
information packs provided, preparing themselves for the next stages of the RPL process. Active
participation and timely response from applicants are crucial, as these elements contribute to a
smooth and efficient administrative process, setting the stage for successful progression through the
RPL journey.
What are the benefits of this phase: for the RPL system, for take-up, for the applicants?
For the RPL system, Phase 2 ensures a structured and reliable administrative process, which is
essential for maintaining the integrity and efficiency of the entire RPL framework. Systematically
collecting and verifying applicant information helps the RPL system to operate smoothly, minimising
errors and delays. This organised approach enhances the credibility of the RPL system and facilitates
better management and tracking of applicant progress.
For take-up, a clear and well-managed administrative registration phase can significantly boost
participation. When applicants perceive the process as well-organised and supportive, they are more
likely to engage and proceed with their RPL applications. Transparent communication and efficient
handling of administrative tasks create a positive first impression, encouraging more individuals to
consider and pursue RPL opportunities.
For the applicants, Phase 2 provides clarity and support, making the RPL process accessible and
manageable. Applicants benefit from receiving detailed information and guidance, which helps them
understand what is required and how to navigate the process. This support reduces anxiety and builds
confidence, ensuring that applicants are well-prepared for the subsequent stages of the RPL journey.
Overall, an effective administrative registration phase enhances the applicant experience,
contributing to higher satisfaction and success rates in the RPL process.
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2. 3. Fee Collect the Inform the Applicants Offer multiple Applicants Provide
Paym ent required fees applicant of must pay the payment may face detailed
for the RPL the fee fees via bank options, difficulties payment
process, if structure and transfer, including with payment instructions
any. payment online instalment methods or and support
methods payment plans, to financial for
available for portal, or in- accommodate constraints. applicants
the RPL person at the different facing
process. RPL office. financial payment
situations. issues.
2. 4. Confirm the Send an SMS, Provide a Automate the Technical Ensure the
Co nf i rm at i o registration email or letter registration confirmation issues or registration
n of of the confirming number and process through delays in system is
applicant in the contact an online processing reliable and
Regi st rat i o
the RPL applicant’s information system that can cause provide
n programme. registration in for further sends instant confusion for immediate
the RPL assistance. confirmation applicants. support for
programme upon successful any issues.
after all registration.
documents
are verified
and fees are
paid.
2. 5. Create and Enter the Maintain a Use a secure Manual data Implement
Creat i o n o f maintain a applicant’s digital record cloud-based entry can lead regular
Appl i c a nt record for details into that can be system to store to errors or audits and
each RPL the RPL easily and manage loss of data backups
Rec o rd
applicant. database, updated and applicant information. to ensure the
including accessed by records. accuracy and
personal the RPL security of
information, team. records.
submitted
documents,
and payment
status.
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information to Follow up
the registered with
applicants. reminders.
✓ Explain the role of the competent administrative authorities, recognition authorities and
education institutions involved in the RPL system, with reference to your country.
This question helps practitioners to consider the specific responsibilities and contributions
of various entities in registration process.
✓ What are the key elements to include in an effective RPL application form to ensure all
necessary administrative information is collected from the applicants?
This question prompts practitioners to think about the essential components of the
application form and how to design it for completeness.
✓ How can you streamline the verification of documents to ensure a quick and efficient
registration process without compromising accuracy?
This question encourages reflection on balancing efficiency and accuracy in the document
verification process.
✓ What are the potential challenges applicants may face during the fee payment process, and
how can these be mitigated?
This question helps practitioners consider financial barriers and how to address them to
facilitate smoother administrative registration.
✓ How do you ensure clear and timely communication with applicants throughout the
administrative registration phase?
This question focuses on the importance of effective communication and strategies to
maintain it throughout the registration process.
✓ What are the best practices for maintaining and updating applicant records to ensure data
accuracy and confidentiality?
This question prompts practitioners to think about data management practices that
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✓ How can the provision of an information pack be improved to better prepare applicants for
the subsequent phases of the RPL process?
This question encourages consideration of the content and delivery of the information pack
to maximise its usefulness to applicants.
✓ What strategies can you implement to ensure the initial meetings with applicants are
productive and address their individual needs and concerns?
This question focuses on personalising the initial interactions to make them more effective
for each applicant.
✓ Reflect on a time when you successfully managed the administrative registration phase for
a applicant, if any. What were the key factors that contributed to this success?
This question allows practitioners to draw on their own experiences to identify best
practices and successful strategies in managing registration.
✓ How can technology be leveraged to enhance the administrative registration phase of the
RPL process?
This question encourages thinking about the integration of digital tools and resources to
improve the registration process.
✓ What measures can you take to ensure equity and accessibility in the administrative
registration process for all applicants, regardless of their background?
This question prompts reflection on inclusivity and accessibility to ensure that all applicants
can navigate the registration process smoothly.
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Who are the key actors and what are they expected to do?
In Phase 3, the key actors include RPL practitioners, especially pre-assessors, and the applicants
themselves. RPL practitioners are responsible for conducting a thorough review of the applications,
verifying the authenticity of the submitted evidence, and ensuring that all documentation meets the
established standards. They must meticulously cross-check information, contact referees or previous
employers if necessary, and make informed decisions about the applicants' eligibility. Practitioners are
also responsible for communicating the results of the screening process to the applicants, providing
detailed feedback and guidance on any additional requirements needed.
Applicants, on the other hand, play an active role by submitting comprehensive and accurate
applications that include all necessary documentation and evidence of their prior learning outcomes
and experiences. They need to respond promptly to any requests for additional information or
clarification from the practitioners. If deemed ineligible, applicants must carefully review the feedback
provided and take the necessary steps to address any deficiencies. This proactive engagement ensures
that applicants are fully prepared and qualified for the next stages of the RPL process.
What are the benefits of this phase: for the RPL system, for take-up, for the applicants?
For the RPL system, Phase 3 ensures that the process maintains high standards and credibility by
rigorously checking applicants' evidence. This thorough screening process helps prevent illegitimate
applicants from advancing, which in turn upholds the integrity of the qualifications issued after the
RPL process. By maintaining these standards, the RPL system enhances its reputation and reliability,
encouraging trust from both applicants and industry stakeholders. It also help minimising the cost of
RPL system for a country as inviting too many illegitimate applicants will necessarily lead to extra costs.
For take-up, a clear and fair initial screening process can increase participation by providing
transparency and confidence in the RPL system. When applicants understand that the process is
rigorous but fair, they are more likely to apply, knowing that their experiences and corresponding
learning outcomes will be thoroughly and objectively assessed. This can attract a larger pool of
applicants who are serious about gaining formal recognition for their prior learning outcomes.
For the applicants, Phase 3 offers crucial insights into their eligibility status, helping them understand
where they stand in the RPL process. Detailed feedback and guidance provided during this phase can
help applicants identify areas that need improvement or additional documentation, making the
process more transparent and supportive. This guidance ensures that applicants are well-prepared
and eligible, ultimately increasing their chances of success in obtaining RPL qualification. The clarity
and direction provided in this phase empower applicants to take the necessary steps to meet the
required standards, enhancing their overall experience and outcomes in the RPL process.
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Table 5. Phase 3 of the RPL Process: Application Screening and Eligibility in Detail
Al tern at i
S teps o f Desc ri pt i o Hi nderi ng To o l s a nd
Key Po i nt Key Po i nt ve
Pha se 3 n Fa c to rs Tri c ks
Appro a c h
3. 3. Verify that the Compare the Document any Create a Ambiguities Regularly
E l i gi bi l i t y applicant applicant’s areas where the clear in eligibility update and
Cri teri a meets the qualifications applicant does eligibility criteria can clarify
established and not meet the matrix that lead to eligibility
Chec k
eligibility experience criteria and simplifies the inconsistent criteria to
criteria for against the prepare comparison decisions. ensure they
RPL. RPL eligibility recommendation process. are
criteria. s. straightforwar
d and
unambiguous.
3. 4. Ensure that all Verify Contact referees Use digital Verification Build
Veri f i c at i submitted certificates, or previous verification can be relationships
on of evidence is work employers tools and delayed if with common
faithful and samples, and provided to third-party third parties third-party
Ev i denc e
relevant. other confirm the services to are verifiers to
evidence authenticity of validate unresponsive facilitate
provided by the evidence. documents. . quicker
the responses.
applicant.
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potential
applicant.
3. 6. Make a final Review all Document the Use a Bias or lack Establish clear
Dec i si o n decision on gathered reasons for the decision- of consensus decision-
Ma ki ng the information decision and any making panel can affect making
applicant’s and make a conditions that to ensure decision guidelines and
eligibility for decision apply. impartiality quality. include
RPL. regarding the and fairness. multiple
applicant’s reviewers to
eligibility. mitigate bias.
3. 8
Po st R PL
Assessm e
nt fo l l ow
up
✓ What criteria do you use to determine whether their administrative registration of applicants
for the RPL process is valid? How do you ensure these criteria are fair and inclusive?
This question encourages practitioners to reflect on the fairness and inclusivity of their
eligibility criteria.
✓ Describe a time when you had to screen an application for RPL, if any. What challenges did you
face, and how did you overcome them?
This question helps practitioners think about real-world application of their screening
processes and problem-solving approach.
✓ How do you verify the authenticity and accuracy of the evidence provided by applicants during
the application screening?
This question prompts practitioners to consider methods for ensuring the reliability of the
evidence submitted.
✓ What steps do you take to communicate the results of the administrative screening to
applicants, and how do you ensure this communication is clear and supportive?
This question focuses on the importance of effective communication with applicants regarding
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✓ How do you handle cases where applicants do not meet the administrative criteria? What
support or guidance do you offer them?
This question encourages practitioners to think about how they support applicants who are
not initially administratively eligible.
✓ In your opinion, what are the most common reasons for applicants being deemed
administratively ineligible for RPL, and how can these be addressed in the initial information
and guidance phase?
This question helps practitioners identify common barriers to eligibility and consider
preventive measures.
✓ Reflect on the role of administrative staff in the application screening process. How can their
knowledge and skills be enhanced to improve the efficiency and effectiveness of this phase?
This question focuses on the continuous improvement of administrative procedures and staff
training.
✓ How do you ensure that the application screening process is transparent and that applicants
understand the criteria and procedures involved?
This question encourages transparency and clear communication throughout the screening
process.
✓ What role does technology play in your application screening process, and how can it be
leveraged to improve efficiency and accuracy?
This question prompts consideration of the use of digital tools and systems to enhance the
screening process.
✓ Discuss the importance of feedback from applicants regarding the application screening
process. How do you collect and use this feedback to make improvements?
This question highlights the value of applicant feedback in refining and improving the screening
process.
✓ What strategies do you use to handle high volumes of applications while maintaining the
quality of the screening process?
This question focuses on managing workloads and ensuring the integrity of the screening
process under pressure.
✓ Reflect on a real or fake case where a applicant’s application was initially deemed ineligible but
was later accepted upon further review. What were the key factors that led to this change?
This question helps practitioners consider the importance of thorough review and
reconsideration processes.
✓ What steps do you take to support applicants in understanding and fulfilling the eligibility
requirements?
This question focuses on providing clear guidance and support to applicants throughout the
eligibility phase.
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✓ How do you communicate with applicants whose applications are incomplete or need further
information? What follow-up procedures do you have in place?
This question prompts reflection on communication strategies and follow-up procedures to
ensure completeness of applications.
✓ In what ways can the application screening process be improved to make it more efficient and
user-friendly for both applicants and practitioners?
This question encourages thinking about process improvements and user experience.
✓ What feedback mechanisms do you have in place to gather input from applicants about the
application screening process, and how do you use this feedback to make improvements?
This question highlights the importance of feedback loops and continuous improvement.
✓ How do you balance the need for thorough application screening with the need to process
applications in a timely manner?
This question focuses on finding the right balance between thoroughness and efficiency in the
screening process.
Phase 4 is crucial for ensuring that the assessment process is thorough, fair, and
aligned with the required standards, e.g., qualification standards, assessment
standards or occupational standards. This phase involves detailed planning and
preparation of assessment tools and methods to accurately evaluate applicants'
learning outcomes. By carefully selecting appropriate assessment methods,
developing assessment rubrics, and preparing assessment materials, practitioners
ensure that the assessment process is structured and objective. This meticulous preparation is
essential for maintaining the integrity and credibility of the RPL process, as it ensures that the final
assessments are comprehensive and reflective of the applicants' true abilities. It also ensure reliability
from an assessment centre to another.
In addition, this phase includes assessors to ensure they are well-equipped to conduct the
assessments consistently and fairly. Assessors must be familiar with the assessment criteria, tools, and
procedures to provide an accurate assessment of the applicants' learning outcomes. This must be
provided with all the assessment tools (e.g., rubrics) or previous partial assessment of the applicants
(e.g., portfolio of competences or written tests, if any). This phase also involves preparing the
applicants by providing them with clear information about the assessment process, what to expect,
and how to best prepare. Setting clear expectations and offering guidance, makes this phase more
able to reduce anxiety and improve applicants' performance during the assessment, leading to more
accurate and fair results.
Who are the key actors and what are they expected to do?
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In Phase 4, the key actors include RPL practitioners, especially assessors, and the
applicants themselves. RPL practitioners are responsible for designing and
preparing the final assessment tools and methods. They must ensure that the
assessment criteria are clearly defined and that the tools are capable of accurately
measuring the applicants' learning outcomes. There should be training sessions for
assessors, ensuring they understand how to apply the assessment criteria
consistently and fairly. Additionally, practitioners provide applicants with detailed
information and resources to help them prepare for the final assessment.
Assessors play a critical role in this phase as they are responsible for conducting the final assessment
in the next phase. They must apply the assessment criteria objectively and consistently to evaluate
the applicants' performance accurately. Assessors need to be well-trained and familiar with the
assessment tools and methods to ensure the reliability of the results. Applicants, on the other hand,
are expected to actively engage in the preparation process. They should review the provided
materials, seek clarification if needed, and practice the knowledge and skills that will be assessed.
Their proactive involvement in this phase is crucial for their success in the final assessment.
What are the benefits of this phase: for the RPL system, for take-up, for the applicants?
For the RPL system, Phase 4 ensures that the assessment process is well-organised,
valid, fair, reliable and authentic. By thoroughly preparing the assessment tools
and training assessors, the RPL system can maintain high standards and ensure
that the final assessments accurately reflect the applicants' learning outcomes.
This phase also helps build credibility and trust in the RPL process, as stakeholders
can be confident in the integrity and accuracy of the assessments.
For take-up, a well-prepared and transparent assessment process can encourage more applicants to
participate in the RPL process. When applicants know that the assessments are fair, objective, and
well-structured, they are more likely to engage with the process. Clear communication and guidance
during this phase also help reduce anxiety and build confidence, making the RPL process more
accessible and appealing to potential applicants.
For the applicants, Phase 4 provides clear guidance and support to help them prepare effectively for
the final assessment. If they understand the assessment criteria and what to expect, applicants can
focus their preparation efforts and improve their chances of success. This phase also helps applicants
build confidence in their abilities and reduces anxiety, leading to better performance during the
assessment. Overall, the thorough preparation and support provided in this phase enhance the
applicant experience and increase the likelihood of successful outcomes. The quality of this phase is
essential to minimise the dropout rates often witnessed just before the final assessment.
For clarity and simplicity of use, this section is presented in a table. It is a checklist
designed for all countries and all practitioners. Therefore, some items may not be
relevant in all contexts. It is meant to be a guidance tool for all practitioners not to
forget any key step rather than a prescribed list of actions.
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Table 6. Phase 4 of the RPL Process: Preparation of the Final Assessment in Detail
Al tern at i
S teps o f Desc ri pt i o Key Hi nderi ng To o l s a nd
Key Po i nt ve
Pha se 4 n Po i nt Fa c to rs Tri c ks
Appro a c h
4. 3. Develop and Create Ensure all Utilise digital Poorly Pilot test
Prepa rat i o n prepare the assessment tools are tools and prepared tools assessment
o f Assessm ent tools and rubrics, validated platforms to can tools with a
materials questionnaire and tested streamline compromise small group
To o l s
needed for s, and for the the quality of of applicants
the checklists reliability. preparation the before full
assessment. tailored to and assessment. implementati
the administratio on.
applicant’s n of
field and assessments.
assessors
skills.
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with written
material.
✓ How do you determine the most appropriate assessment methods for different types of prior
learning outcomes?
This question encourages practitioners to reflect on the selection of assessment methods based
on the nature of the learning outcomes being assessed.
✓ What steps do you take to ensure that the assessment criteria are clear and transparent to all
applicants?
This question focuses on the importance of clear communication and transparency in the
assessment process.
✓ How do you involve applicants in the preparation of the final assessment to ensure it is fair and
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✓ Reflect on a time when you had to adapt the assessment process to accommodate a applicant's
unique needs, if any. What challenges did you face, and how did you overcome them?
This question helps practitioners think about real-world application of their skills in adapting
assessments
✓ What strategies do you use to ensure that the final assessment is comprehensive and covers all
necessary learning outcomes?
This question encourages a thorough approach to designing assessments that are both
comprehensive and targeted.
✓ How do you provide feedback to applicants during the preparation phase to help them improve
and succeed in the final assessment?
This question focuses on the role of constructive feedback in preparing applicants for their
assessments.
✓ What measures do you take to ensure the validity and reliability of the final assessment results?
This question prompts reflection on quality assurance and the integrity of the assessment
process.
✓ In what ways can technology be used to enhance the preparation and administration of the
final assessment?
This question encourages thinking about the integration of digital tools to improve the
assessment process.
✓ How do you ensure that the assessment environment is supportive and conducive to applicants
performing their best?
This question focuses on creating an optimal environment for applicants during the assessment.
✓ Discuss the importance of continuous improvement in the assessment process. How do you
gather and use feedback to enhance future assessments?
This question highlights the importance of feedback loops and ongoing improvement in the
assessment process.
✓ How do you ensure alignment between the learning outcomes being assessed and the
standards or qualifications frameworks?
This question prompts reflection on ensuring that assessments are relevant and aligned with
external standards.
✓ What role do stakeholders, such as employers or industry experts, play in the preparation of
the final assessment? How do you incorporate their input?
This question encourages consideration of involving external stakeholders in the assessment
process, especially employers.
✓ How do you balance the need for rigorous assessment with the need to make the process
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✓ What strategies do you use to ensure that the assessment process is free from bias and that all
applicants are assessed fairly?
This question prompts reflection on fairness and impartiality in the assessment process.
✓ How do you prepare applicants who may have anxiety or lack confidence about the assessment
process? What support mechanisms do you offer?
This question focuses on providing support to applicants who may be anxious or lack
confidence.
✓ How do you ensure that the assessment tools and methods are updated regularly to reflect
current best practices and technological advancements?
This question encourages ongoing review and updating of assessment tools and methods.
✓ What training and support do you provide to assessors to ensure they are fully prepared and
competent to conduct the final assessments?
This question focuses on the training and development of assessors.
✓ Reflect on the role of peer assessments in the RPL process. How do you integrate peer feedback
into the final assessment preparation?
This question prompts consideration of the value and integration of peer feedback in the
assessment process.
✓ How do you handle discrepancies or disputes that arise during the assessment process? What
procedures are in place to resolve these issues?
This question focuses on conflict resolution and the procedures for handling disputes in the
assessment process, perhaps on the needs of an appeal procedure.
✓ In what ways can the preparation phase be tailored to meet the needs of applicants from
diverse cultural and educational backgrounds?
This question encourages reflection on inclusivity and how to tailor the assessment preparation
to diverse applicants.
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assessments validate the applicants' prior learning outcomes and ensure that only those who meet
the standards are awarded recognition.
Moreover, Phase 5 provides an opportunity for applicants to showcase their abilities in a structured
and supportive environment. This phase includes practical demonstrations, written tests, and/or
other assessment methods tailored to the applicants' fields and experiences (decided in the previous
phase). By offering a range of assessment methods, practitioners can obtain a holistic view of the
applicants' learning outcomes. This comprehensive assessment not only confirms the applicants'
readiness for certification of her/him learning outcomes but also highlights any areas where further
development may be needed. The final assessment phase is a crucial step in ensuring that the RPL
process is rigorous, fair, and reflective of true learning outcomes.
Who are the key actors and what are they expected to do?
In Phase 5, the key actors also include RPL practitioners, and mainly assessors, and the applicants. RPL
practitioners are responsible for organising and overseeing the assessment process. They ensure that
the assessments are conducted according to established criteria and standards. Practitioners must
coordinate with applicants and invited assessors to schedule assessments, provide the necessary
materials and tools, and address any logistical issues. They also ensure that the assessment
environment is conducive to a fair and objective assessment of applicants' learning outcomes.
Assessors play a pivotal role in this phase as they are responsible for conducting the assessments and
evaluating the applicants' performance. They must apply the assessment criteria consistently and
objectively to ensure accurate and fair results. Assessors need to be well-trained and familiar with the
assessment tools and methods to provide reliable assessment. Applicants, on the other hand, are
expected to actively participate in the assessments, demonstrating their learning outcomes. They
must prepare thoroughly and engage with the assessment process to showcase their learning
outcomes effectively. Their performance in this phase is crucial in determining their eligibility for a
qualification.
What are the benefits of this phase: for the RPL system, for take-up, for the applicants?
For the RPL system, Phase 5 ensures that the assessment process is rigorous and objective,
maintaining high standards for qualification. By conducting thorough and fair assessments, the RPL
system can validate the learning outcomes of applicants accurately. This phase also helps maintain
the credibility and integrity of the RPL process, ensuring that only qualified applicants receive
recognition. A robust final assessment process also enhances the reputation of the RPL system,
building trust among stakeholders.
For take-up, a clear and fair final assessment process can encourage more applicants to engage with
the RPL system. When applicants see that the assessments are well-organised, objective, and aligned
with standards (e.g., industry standards), they are more likely to participate. Transparent
communication and support during this phase also help reduce anxiety and build confidence, making
the RPL process more accessible and appealing to potential applicants.
For the applicants, Phase 5 provides an opportunity to demonstrate their learning outcomes in a
structured environment. This phase offers clear criteria and expectations, helping applicants prepare
effectively and perform to the best of their abilities. Successful completion of the final assessment
leads to formal recognition of their prior learning outcomes, which can enhance their career prospects
and personal growth. The thorough and supportive assessment process also helps applicants identify
any areas for further development, contributing to their continuous improvement and professional
advancement.
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Al tern at i v To o l s
S teps o f Desc ri pt i o Hi nderi ng
Key Po i nt Key Po i nt e a nd
Pha se 5 n Fa c to rs
Appro a c h Tri c ks
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for
improvemen
t.
5. 6. Dec i si o n Decide Explain where Explain the Delay the Unclear Establish a
whether there is room reason for discussion communicati rather
applicant for failure to about the on may formal
passes or fails improvement unsuccessful final decision create protocol to
after to successful applicants. to avoid tensions. inform
completion of applicants. unexpected applicants.
the final reactions.
assessment.
✓ What methods do you use to ensure that the final assessment is comprehensive and accurately
reflects the applicants' learning outcomes?
This question encourages practitioners to think about how to create a thorough and accurate
assessment process.
✓ What methods do you use to ensure that the final assessment is transparent to applicants?
This question encourages practitioners to think about how to create the best possible
conditions for full transparency of the assessment process.
✓ How do you address any discrepancies or disputes that arise during the final assessment?
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This question focuses on conflict resolution and maintaining fairness during the assessment
process.
✓ What strategies do you use to provide constructive feedback to applicants after the final
assessment?
This question prompts practitioners to consider how to offer valuable feedback that can help
applicants understand their performance and areas for improvement.
✓ How do you ensure the consistency and reliability of the assessment results across different
assessors, applicants and regions?
This question encourages reflection on standardisation and reliability in the assessment
process.
✓ How do you ensure the fairness and authenticity of the assessment process?
This question encourages reflection on the foundations of the assessment process.
✓ What role do digital tools and technologies play in the final assessment process? How can they
be used to enhance the assessment? Are they realistic?
This question focuses on the integration of technology to improve the assessment process.
✓ How do you involve external stakeholders, such as industry experts or employers, in the final
assessment process?
This question prompts consideration of external validation and relevance of the assessment to
real-world standards.
✓ Reflect on a time when a applicant did not meet the expected outcomes in the final assessment.
How did you handle this situation, and what support did you provide to the applicant?
This question helps practitioners think about supporting applicants who struggle and ensuring
they have opportunities to improve.
✓ What measures do you take to ensure that the final assessment environment is conducive to
applicants performing their best?
This question focuses on creating an optimal assessment environment that supports applicant
success.
✓ How do you ensure transparency and clarity in the assessment criteria and process for
applicants?
This question encourages practitioners to think about clear communication and transparency
in the assessment process.
✓ What continuous improvement practices do you implement to enhance the final assessment
process over time?
This question prompts reflection on ongoing improvements and updates to the assessment
process to maintain its effectiveness and relevance.
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Who are the key actors and what are they expected to do?
In Phase 6, the key actors are RPL practitioners, qualification authorities, and the applicants
themselves. RPL practitioners are responsible for preparing and issuing the qualification documents,
ensuring that all relevant details such as learning outcomes possessed and levels of qualification are
accurately recorded. They must verify the assessment results to ensure that all standards have been
met before issuing qualifications. Practitioners also manage the notification and distribution process,
ensuring that applicants receive their certificates promptly and that all records are meticulously
maintained for future reference.
Qualification authorities play a vital role in overseeing the entire qualification process, ensuring that
it aligns with national standards. They may be involved in auditing the certification procedures to
guarantee compliance and integrity. Applicants, on the other hand, are the recipients of the
qualification. They are expected to review the feedback provided, understand their achievements, and
use the qualification to further their career or educational goals. Applicants may also provide feedback
on the qualification process, helping to improve future iterations of the RPL system.
What are the benefits of this phase: for the RPL system, for take-up, for the applicants?
For the RPL system, Phase 6 solidifies the legitimacy and credibility of the entire RPL process by
formally recognising applicants' learning outcomes. This phase ensures that all successful applicants
receive a widely acknowledged qualification, which enhances the trust and reliability of the RPL
system. Meticulous record-keeping and verification processes also ensure that the RPL system can
efficiently manage and authenticate qualifications, contributing to its overall robustness and
effectiveness.
For take-up, the qualification provided in Phase 6 is a strong motivator for potential applicants.
Knowing that their prior learning outcomes can be officially recognised and documented encourages
more individuals to participate in the RPL process. The promise of a formal, recognised qualification
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adds significant value to the RPL process, making it more attractive and credible to potential
applicants.
For the applicants, Phase 6 provides the ultimate reward for their efforts throughout the RPL process.
Receiving a qualification validates their knowledge and skills, opening doors to new career
opportunities and further education. This official recognition can significantly boost their confidence
and professional standing. Additionally, the detailed feedback and follow-up support provided during
this phase help applicants identify further development opportunities, ensuring continuous growth
and advancement in their chosen fields.
Al tern at i v
S teps o f Desc ri pt i o Hi nderi n To o l s a nd
Key Po i nt Key Po i nt e
Pha se 6 n g Fa c to rs Tri c ks
Appro a c h
6.2. Verify that all Cross-check Verify the Use a digital Incomplete Maintain a
Ve r i f i c ati o n assessment assessment authenticity system to or inaccurate comprehensiv
of results meet results with of streamline the assessment e and up-to-
Assessment the required the assessment verification records can date
R e s u l ts standards. qualification results with process. hinder assessment
criteria to the verification. database.
ensure all assessors.
criteria of the
standard are
met.
6.3. Issue Print and sign Include Offer digital Manual Automate the
Issuance of qualifications certificates for specific certificates processes issuance
C e r ti f i c ate s (or other eligible details such that can be can be time- process to
awards) to applicants. as the easily shared consuming ensure
applicants who learning and verified and prone to efficiency and
have met the outcomes online. errors. accuracy.
qualification possessed
With QR code
requirements. and the level
linking to the
of
NQF.
qualification.
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✓ What methods do you use to ensure that the awarded qualification accurately reflect
the learning outcomes and achievements of the applicants?
This question encourages practitioners to think about how to create thorough and
accurate qualification documents (qualification) or use existing ones.
✓ What are the pros and cons for rubber stamping the awarded qualification with the
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mention “RPL”, indicating that the qualification was achieved in the RPL system? What
would be ideal in your country?
This question focuses on the issue of equity among the owners of a qualification from
the formal education and training system or from the RPL system.
✓ How do you ensure that the qualifications awarded after an RPL process are sent to
successful applicants in a minimum of time?
This question encourages reflection on the speed of the qualification process.
✓ What role do digital tools and technologies play in the qualification process? How can
they be used to enhance the qualification?
This question focuses on the integration of technology to improve the qualification
process.
✓ The qualification after an RPL assessment – or alternatives, such credits or partial qualification
– should be awarded only for learning outcomes and not for experience. The duration of the
experience is not always a good indicator of the quality of learning outcomes.
✓ It is the applicants who must decide on the qualification they aimed for, after a phase of
information, guidance and advice of good quality. All this is transparent and made public.
✓ The qualification awarded after the RPL process must be appropriate to the context in which it
is awarded and recognised.
✓ The policies, procedures, and criteria applied to the assessment, including the disposition for
appeal, should be fully disclosed and prominently available to all parties involved in the
assessment process.
✓ All RPL practitioners involved in the RPL assessment must follow and receive appropriate
training and ongoing professional development for the functions they perform and the
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Obviously, many, if not all, of these recommendations could form part of the final guidelines as well.
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Through the right to acquire any of the registered qualifications via processes
CNQ of recognition, validation, and certification of acquired competences, in
accordance with the legislative-regulatory framework.
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The UC-SNQ website provides brief information about the RVCC and its organisation.
Figure 1: Different paths to a common goal – certification of competences within the National
Qualifications System.
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▪ Target group: Individuals over 25 years of age with at least 5 years of professional/
employment experience.
▪ Governance of the system: UC-SNQ coordinates the organisation, functioning and
elaboration of referential for professional certification and assessment standards. UC-SNQ
supervises the certifying entities, monitors, and provides them with technical and
methodological support.
▪ Accreditation: Only accredited certifying entities can provide services of the RVCC system, in
accordance with the legal requirements. Substantive experience in professional training and
in the targeted professional families are among the key criteria of accreditation of certifying
entities. The accreditation can be revoked under circumstances of breach of the legal
requirements and obligations, low performance or at request of the entity.
RVCC is a process based on phases, which share similarities with the phases of Validation of Non-
Formal and Informal Learning defined by the EU Recommendation of 2012.
In Cabo Verde the phases of RVCC are defined and organised to allow candidates to grow in awareness
and preparedness to the assessment and certification. Candidates can develop requisite competences
through modular training, if needed to complete the full qualification.
Stages of the RVCC process in Cabo Verde (Article 8 of Decree-Law No. 54/2014):
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Example:
▪ Professional qualification "Reception in accommodation": https://snq.cv/wp-
content/uploads/2019/07/HRT006_4-RECEPCAO-EM-ALOJAMENTOS.pdf
▪ RVCC standard for this same professional qualification: https://snq.cv/wp-
content/uploads/2022/07/Referencial-RVCC-Pro_Rece%C3%A7%C3%A3o-em-
Alojamentos.pdf
▪ The RVCC standards published in the CNQ are (access: 27/02/2023):
HRT003/3: HRT006/4: IMA006/3: AGE002/4:
HRT003/4: HRT004/5:
Service of Reception in Plumbing and Administrative
Cooking Tourism
food and hotels / installation in Services and
Guide
drinks accommodations building Customer care
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• The process is being implemented in accredited centers such as the School of Hospitality,
CERMI and others.
• The cost of the RVCC process is $29,000 (Cabo Verde) per applicant (about €262). Currently it
is being co-funded by the candidates and government.
High demand for RVCC requires more resources
Statistical data from September to December 2022 published in the GAO report indicate that demand
for RVCC has exceeded the provision of RVCC services. Thus, by September of the total of 463
candidates, only 4% (18 people) reached the certification. These figures are not yet final, as there are
new processes of the 2nd pilot experience in progress (Table 7) and the final data until December 2022
to consider.
UC-SNQ and RVCC partner entities are aware of the need to streamline and allocate more resources
to the implementation of RVCC processes with registered candidates. It is expected that the
involvement of interested private companies, including entities in the hotel restaurant and tourism
sector can provide important technical and material support to practical evaluations, facilitate
processes, and encourage candidates to devote themselves to the activities and procedures of the
evaluation and certification process.
Table 9: Number of candidates for the RVCC, and of professional qualification certificates awarded.
By age and gender - January to September 2022
25-35 25-35 36+ 36+
M F Total
years F years M years F years M
Number of Candidates 181 174 56 52 237 226 463
Certificates of professional
0 5 1 12 17 1 18
qualifications
% of Certification 0% 3% 2% 23% 0% 8% 4%
Source: IEFP, EHTCV
Source: GAO Report. Page 12.
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✓ Decree-Law Nr 13/2018 of 7 December. Revises the Bases of the Education System. At:
https://minedu.gov.cv/media/orientacao/2020/10/06/Decreto-
legislativo_n%C2%BA_13_2018_LBSE.pdf
✓ Decree-Law Nr 4/2018 of 10 January, Establishes the new legal regime of the SNQ. At:
https://kiosk.incv.cv/V/2018/1/10/1.1.4.2461/
✓ Decree-Law Nr 7/2018 of 7 February, Regulates the organisation and functioning of the UC-
SNQ. At: http://iefp.cv/wp-content/uploads/2018/08/Regula-o-Funcionamento-UC-SNQ.pdf
✓ Joint Ordinance Nr 9/2020 of 17 February, Ministry of Finance and Ministry of Education,
Establishes the structure and organisation of the CNQ. At: http://iefp.cv/wp-
content/uploads/2020/02/bo_20-02-2020_20-CNQ-e-QNQ.pdf
✓ Joint Ordinance Nr 10/2020 of 17 February, Ministry of Finance and Ministry of Education,
Regulates the NQF. At: http://iefp.cv/wp-content/uploads/2020/02/bo_20-02-2020_20-CNQ-
e-QNQ.pdf
✓ UC-SNQ, SNQ, Procedures Guide – Methodology for Elaboration of Professional
Qualifications. Unpublished.
Methodological guidance
✓ UC-SNQ, Guide supporting the operationalisation of processes of professional RVCC, March
2016. At: http://docplayer.com.br/65626641-Operacionalizacao-de-processos-de-rvcc-
profissional.html
✓ UC-SNQ, Process of Recognition, Validation and Certification of Professional Competences,
March 2013. At: http://docplayer.com.br/49553365-Processo-de-reconhecimento-validacao-
e-certificacao-de-competencias-profissionais.html
5.2. RPL in the context of Southern African Development Community (SADC) Member
States
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Mauritius
The implementation of RPL rests with the Mauritius Qualifications Authority
(MQA) as per the provisions of the Mauritius Qualifications Act 2001 which is “to
recognise and validate competencies for purposes of certification obtained
outside the formal education and training systems”. For certification, RPL
considers both recognition of accredited learning and recognition of prior
experiential learning. RPL provides an alternative route for earning a valued
qualification. RPL is free of charge for candidates.
The NQF has been the main vehicle through which RPL has been promoted in Mauritius. The
Framework explicitly aims to recognise all learning achievements regardless of the specific context
where they were gained, including prior learning. It does so by establishing a single national point of
reference for RPL, learning outcomes, alternative pathways to qualifications and a more flexible and
integrated system of qualifications. The Authority’s role is to encourage the development of processes
for recognising prior learning and promoting its co-ordination and harmonisation.
The Recognition of Prior Learning Guidelines, amended in 2016, define the goals, scope and phases of
RPL.
The potential benefits of RPL are not limited to the applicants.
• Employers, for instance, may benefit from RPL for cost-efficiency reasons. It allows employers
to advance workers in which they have invested over the years and who possess the relevant
skills and experience for a job.
• Governments, on the other hand, can use RPL to improve the educational profile of their
workforce and help applicants expand their employment prospects. If RPL is integrated into
the overall education and training systems, it will positively impact the labour market, as well
as countries’ economies, and society.
RPL process in Mauritius - The National RPL Framework
Central to the present Mauritian RPL model, starting from its conception to its implementation, reside
the different phases namely the pre-application, pre-screening, facilitation, and assessment stages.
Table 10: RPL process in Mauritius - phases
Stage one Pre-application Candidate is provided information about the process of RPL
Stage two Pre-screening Candidate submits its application and identifies the qualification against
which RPL will be claimed
Stage Facilitation A facilitator guides the RPL candidate in the preparation of the portfolio
three
Stage four Assessment The candidate is assessed against the unit standards of the selected
qualifications
RPL is proposed against unit standard based qualifications. Different sets of RPL strategies are
proposed for levels 2-3, levels 4-5 and for levels 6. RPL, at this stage, is limited to NQF level 6.
These strategies are linked to a specific target group thus further increasing the reliability and validity
of the system and thereby enhancing trust. The guiding principle throughout the RPL process is fairness
to the candidate and continuous learning.
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Mozambique
✓ regulate and facilitate certification of skills and competences from lifelong learning;
✓ increase employability of the population, by making visible and formalising skills and
competences from lifelong learning;
✓ support further training for individuals who dropped out of education and training;
✓ social and formal recognition of skills and competences from lifelong learning;
✓ Eligible population: individuals aged 18 and above with at least 3 years of proven
professional experience in a domain related with the target qualification of the RCA
process.
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✓ The SRCA is closely linked with QNQP, through the mandatory use of the qualifications
standards registered in the National Catalogue of Professional Qualifications (CNQP).
✓ RCA processes are conducted only by RCA Centres, which must be accredited by the
regulatory body of vocational education and training. Such centres can be established
TVET institutions, public and private enterprises and institutions. Accreditation is valid for
a maximum of 5 years, and can be renewed upon request and verification of all
accreditation requisites.
✓ Quality assurance of evaluation and validation of candidates’ skills and competences, as
defined in the RCA Regulation.
✓ Phases of RCA: evaluation, validation, and certification of acquired skills and competences.
✓ The certificates obtained via RCA are identical to those obtained as outcome of formal
training.
✓ Candidates can obtain a full or a partial qualification (module), according to the results of
the RCA.
The Order approving the SRCA Regulation was published in the Bulletin of the Republic Nº 243 on
16/12/2021. The Regulation establishes the norms and procedures for implementation of SRCA, the
process of authorization and accreditation RCA Centres, registration and selection of candidates, the
principles and procedures of evaluation, verification, validation, and certification of acquired
competences. Validation is the quality control of the evaluation process and is performed by a jury,
which verifies and confirms the certification proposal and concludes the process. Candidates can be
certified for a full qualification or units thereof. Certificates are issued by the institution responsible
for the supervision of the sector of vocational education and training.
Operationalisation of the SRCA has started in 2021, with training and certification of SRCA
professionals, and further accreditation of RCA Centres in which these professionals operate. RCA pilot
implementation started with up to 45 candidates to a qualification in one of the three occupations:
electrician, plumber or welder.
Outputs of the first pilot RCA project in Mozambique:
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Seychelles
A Facilitation of access to further study and lifelong learning opportunities, transfer and award
of credits leading to certification of qualifications within the National Qualifications
Framework (NQF), in essence, promoting equity of access and fair chances to all learners;
B Provision for further development, implementation and mainstreaming of RPL, including its
resourcing, effective delivery and quality assurance;
D Provision of a credible way of validating and certifying knowledge, skills and competencies;
E Provision of a basis for the SQA national RPL guidelines document to be developed;
F Creation of an enabling mechanism for potential candidates who may be lifelong learners, or
potential job seekers to obtain qualifications and/or have their knowledge, skills and
competencies validated as part of a qualification;
G Recognition of the roles and functions of the SQA, government departments, employers,
professional bodies, public and private providers, and RPL practitioners in the provision of RPL
across the education and training system.
Benefits
RPL has the potential to improve employability, mobility, lifelong learning, social inclusion and self-
esteem. The key drivers of and benefits for RPL are:
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A Recognizing and validating prior learning, experience, knowledge, skills and competencies
acquired in work or life experiences, previous non-formal training and workshop environments;
B Granting formal credit for learning regardless of where the learning was achieved;
C Allowing individuals who have gained significant experience in a particular field to be given the
opportunity to become formally qualified;
D Encouraging lifelong learning in order to create a competent and adaptable workforce that can
meet the challenges of a fast changing labour market and address skills shortages and gaps;
G Establishing clear and credible quality assurance guidelines and mechanisms within education
and training providers, overseen by the SQA;
J Recognising that different kinds of RPL processes, different purposes for RPL and different RPL
assessment models exist.
RPL serves a number of purposes, namely for:
The SQA coordinates the implementation if the RPL counts for more than 25% of the competences of
a qualification. For RPL of less than 25% of a qualification the SQA quality-assures the process
implemented by the provider.
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Source: National Guidelines for the Implementation of RPL, Seychelles (2017: 30)
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South Africa
Since its inception, South Africa’s NQF has made provision for the achievement
of qualifications and part-qualifications through RPL. The National Policy and
Criteria for the Implementation of Recognition of Prior Learning was amended
in March 2019.
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Figure 2: Data on RPL in South Africa – RPL achievements in the context of National Learners’ Records
Database (NLRD). Data as of 01/05/2024.
Zambia
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ZAQA published in 2016 the ‘Policy and Criteria for Recognition of Prior Learning in Zambia’, which sets
out the policy and criteria for recognizing prior learning under the Zambia Qualifications Framework.
Principles and Procedures for the recognition of prior learning are described and intended for use by
appropriate Authorities and the general public as defined under the ZAQA Act. This document shall be
read in conjunction with the Zambia Qualifications Framework Level Descriptors.
The aim for recognising prior learning in Zambia is to allow learners who have not been able to attend
formal education but have managed to gain significant experience in a particular field to be given an
opportunity to earn a qualification or to upgrade an existing qualification, which can be at any level of
education and training. This policy recognises equivalences rather than a precise match between
experience and academic learning. Assessment of learning from experience, consideration of relevant
competences and equivalences contained in the qualification requires a set of agreed criteria, policies
and procedures which this document specifies.
RPL practices of all awarding and quality assurance bodies should be guided by the following:
• policies and procedures should be explicit and fair; and applied consistently;
• policies and procedures adopted should help an institution to demonstrate that it properly
exercises its responsibility for the standards of all awards granted in its name;
• information available to learners and staff should be clear, explicit and accessible;
• roles and responsibilities of learners should be clearly defined;
• learners wishing to access recognition of prior learning should be competent to undertake
their responsibilities;
• appropriate support should be offered to learners;
• policies and procedures should be monitored and reviewed regularly.
The 12 Guiding Principles of RPL are distributed in five main clusters (headings):
• Policies and procedures
• Information
• Roles and responsibilities
• Support
• Monitoring and review
Zimbabwe
Since 1984 Zimbabwe’s Manpower Planning and Development (MPD) Act,
amended in July 2021, has given provision for the achievement of
qualifications and part-qualifications through RPL. The 2018 National
Qualifications Framework facilitated the inclusion of RPL competency
standard certifications to be formally recognised alongside TVET, General
Education and Higher Education qualifications. The ZNQF was further
backed by a legislation framework through amendment of the MPD Act of
1984 amended in July 2021.
Zimbabwe through the Higher Education Examinations Council (HEXCO)
has set “The process of systematically and clinically measuring skills, through the practical
performance of tasks and written expression of technical knowledge, using established competency
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standard skills proficiencies for the level of the test as given in the Statutory Instruments of the
respective Industries and Trades”.
What are the requirements?
✓ Application for RPL
• Preparation and Pre-Selection screening
✓ Submission of documentary evidence of relevant work experience in the trade; or
✓ documentary evidence of apprenticeship; or
✓ In the case of Institutional candidates, documentary evidence of training in all cases two
certified photographs (17x25)mm;
✓ if trained abroad, official translation of evidence of training and / or industrial experience in
foreign countries;
✓ in the case of re-testing a completed re-test application form together with a certified
Photocopy of the previous statement of results or certificate;
✓ a certified photocopy of the National Identity Document;
✓ a certified photocopy of the long Birth Certificate;
✓ Allocation of Mentor/ Human Skills Planning Officer to Prepare the candidate;
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Agricultural Colleges ) but all these have their RPL centrally accredited and assessed by the Higher
education Examinations Council in line with the ZNQF of 2018 and the National TVET Policy of 2023.
Before employment both local and foreign private and public industry confirm the accreditation status
of the TVET RPL qualifications and their placement on the Zimbabwe National Qualification framework.
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6. Conclusions
This Handbook for RPL Practitioners builds on international and African experiences, knowledge and
practices. It combines a readable and pertinent conceptual and theoretical background, with practical
guidance on processes, steps, and technical components of RPL implementation. Moreover, the
Handbook gathered seven concrete examples of RPL in African countries, which are useful for any
institution and country on the continent interested in benchmarking and developing the national RPL
framework.
It provides a robust framework for the effective implementation of RPL within the context of lifelong
learning. It underscores the critical role that RPL plays in also validating and recognising the learning
outcomes acquired outside traditional educational contexts. By doing so, RPL promotes inclusivity,
equity, and social justice, ensuring that all forms of learning are valued and formally acknowledged.
Central to this Handbook is the concept of lifelong learning, which is vital in today’s rapidly evolving
world. The Handbook articulates the dual benefits of RPL: enhancing individual employability by
formally recognising all learning outcomes, including non-formal and informal ones, and supporting
continuous occupational and personal development. This dual approach not only benefits individuals
by improving their life and career prospects but also contributes to the broader societal goal of creating
a workforce with visible knowledge and skills.
The theoretical foundations of RPL, as detailed in here, are essential for understanding its application
and implications. Theories such as constructivist learning, experiential learning, situated learning,
adult learning (andragogy), and transformative learning provide solid underpinnings for RPL practices.
These theories emphasise the importance of experiential and contextual learning, recognising that
much valuable learning occurs outside formal educational environments. If these theoretical
perspectives are integrated, RPL practitioners can develop more effective and responsive assessment
strategies.
Quality assurance is highlighted as a pivotal component of the RPL process. The Handbook provides
comprehensive guidelines on ensuring that RPL assessments are reliable, valid, authentic and
equitable. Key aspects include standardised assessment criteria, rigorous training for assessors, and
robust monitoring and evaluation mechanisms. These measures are crucial for maintaining the
credibility and integrity of the RPL system. They ensure that all stakeholders, including applicants,
employers, educational institutions and practitioners themselves, have confidence in the RPL process
and its outcomes.
The practical guidelines offered for RPL practitioners cover the entire spectrum of the RPL process,
from initial information and guidance to final assessment and qualification. This Handbook stresses
the importance of providing clear, accessible information to potential applicants, ensuring that they
understand the RPL process and its benefits. It outlines the steps for administrative registration,
application screening, and eligibility verification, emphasising the need for a systematic and
transparent approach.
Preparation for the final assessment is a critical phase, requiring careful planning and alignment with
assessment criteria. The Handbook provides detailed strategies for developing and implementing fair
and comprehensive assessments. It also emphasises the importance of providing constructive
feedback to applicants, supporting their ongoing development and preparation for qualification. The
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final assessment phase is crucial in determining whether applicants meet the required standards, and
it must be conducted with the highest level of rigor and objectivity.
Certification (awarding of qualification), the culminating phase of the RPL process, formally recognises
applicants’ learning outcomes and achievements. This Handbook details the procedures for issuing
qualifications, ensuring that they are accurate and reflective of the applicants’ demonstrated abilities.
It also discusses the importance of maintaining detailed records and providing follow-up support to
certified individuals, guiding them towards further learning and career advancement opportunities.
In addition to these procedural guidelines, the Handbook includes examples of good practice and case
studies that illustrate successful RPL implementation. These examples provide valuable insights and
practical tips for practitioners, helping them to navigate challenges and optimise their RPL processes.
The inclusion of a quality assurance checklist for pilot programmes further enhances this Handbook’s
utility, offering a practical tool for ensuring excellence in RPL initiatives.
In conclusion, this Handbook for RPL Practitioners serves as an indispensable resource for those
involved in the RPL process. It equips practitioners with the theoretical knowledge and practical skills
needed to implement RPL effectively and ethically. Following the principles and guidelines outlined in
this Handbook will help RPL practitioners making a significant impact on the lives of individuals, helping
them to achieve formal recognition for their learning outcomes and enhancing their career prospects.
Moreover, the Handbook contributes to the broader goals of educational and social reform, promoting
a more inclusive and equitable society where all learning is valued and recognised.
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7. References
ACQF, 2021. Thematic Brief 1. Concepts and definitions. https://acqf.africa/capacity-development-
programme/thematic-briefs/acqf-thematic-brief-1-concepts-and-definitions
ACQF, 2022. Validation and Recognition of Learning, ACQF Guidelines 4.
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learning/acqf-guideline-4-validation-and-recognition-of-learning-english/@@display-
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WEB.pdf
ACQF, 2022. Validation and Recognition of Learning, ACQF Training Module 4.
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english/training-module-4-validation-and-recognition-of-learning/@@display-
file/file/EN_TM4_Validation%20and%20Recognition%20of%20Learning_WEB.pdf
ACQF, 2022. Peer Learning Webinar - RPL / VAE / RVCC (RCA) (Examples from Cameroon, France,
Ghana). https://acqf.africa/capacity-development-programme/webinars/14th-peer-learning-
webinar
Becker, G. S. (1964). Human capital: A theoretical and empirical analysis, with special reference to
education. University of Chicago Press. (Third version in 1993)
Candy, P. C. (1991). Self-direction for lifelong learning: A comprehensive guide to theory and practice.
Jossey-Bass.
Castel-Branco E., 2022. Recognition of Prior Learning Gives us Wings, for Transition to Decent Work,
Learning and Social Activity. Thematic brief 14. https://acqf.africa/capacity-development-
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transitions-to-decent-work-learning-and-social-activity/@@display-
file/file/Thematic%20Brief%2014_RPL_Wings%20for%20LLL_Overview%20RPL%20policies%20and%
20tools_WEB.pdf
Cedefop NQF Online Tool. https://www.cedefop.europa.eu/en/tools/nqfs-online-tool
Cedefop RPL (Validation) Web-resources: https://www.cedefop.europa.eu/en/projects/validation-non-
formal-and-informal-learning
Council Recommendation of 20 December 2012 on the validation of non-formal and informal learning.
https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex%3A32012H1222%2801%29
Council Recommendation of 22 May 2017 on the European Qualifications Framework for lifelong learning
and repealing the recommendation of the European Parliament and of the Council of 23 April 2008 on the
establishment of the European Qualifications Framework for lifelong learning. https://eur-
lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32017H0615%2801%29
Council Recommendation of 26 November 2018 on promoting automatic mutual recognition of higher
education and upper secondary education and training qualifications and the outcomes of learning periods
abroad. https://eur-lex.europa.eu/legal-content/EN/TXT/HTML/?uri=CELEX:32018H1210(01)
Cedefop. 2015. European Guidelines for validating non-formal and informal learning, 2015.
https://www.cedefop.europa.eu/en/publications/3073
Cedefop, 2023. European guidelines for validating non-formal and informal learning. Luxembourg:
Publications Office. Cedefop reference series; No 124.
https://www.cedefop.europa.eu/en/publications/3093
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European Commission, Directorate-General for Employment, Social Affairs and Inclusion, Study supporting
the evaluation of the Council Recommendation of 20 December 2012 on the validation of non-formal and
informal learning : final report, Publications Office, 2020, https://data.europa.eu/doi/10.2767/55823
Cedefop, 2023. European Guidelines for Validating Non-formal and Informal Learning. Third Edition
https://www.cedefop.europa.eu/files/3093_en.pdf
Delors, J., & UNESCO. (1996). Learning: The treasure within. Report to UNESCO of the International
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Fraser, N. (1997). Justice interruptus: Critical reflections on the “post socialist” condition. Routledge.
Jarvis, P. (2006). Towards a comprehensive theory of human learning. Routledge.
Kolb, D. A. (1984). Experiential learning: Experience as the source of learning and development.
Prentice-Hall.
Knowles, M. S. (1973). The adult learner: A neglected species. Gulf Publishing.
KNQA, 2024. Recognition of Prior Learning Policy Framework.
Lave, J., & Wenger, E. (1991). Situated learning: Legitimate peripheral participation. Cambridge
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Lindeman, E. C. (1926). The meaning of adult education. New Republic, Inc.
Merriam, S. B., Caffarella, R. S., & Baumgartner, L. M. (2007). Learning in adulthood: A comprehensive
guide (3rd ed.). Jossey-Bass.
Mezirow, J. (1991). Transformative dimensions of adult learning. Jossey-Bass.
OECD. (1996). Lifelong learning for all. Meeting of the Education Committee at Ministerial Level, 16-
17 January 1996. OECD Publishing.
Piaget, J. (1952). The origins of intelligence in children. International Universities Press.
Schön, D. A. (1983). The reflective practitioner: How professionals think in action. Basic Books.
Tough, A. (1979). The adult’s learning projects: A fresh approach to theory and practice in adult
learning. Ontario Institute for Studies in Education.
Vygotsky, L. S. (1978). Mind in society: The development of higher psychological processes. Harvard
University Press.
Yeaxlee, B. A. (1929). Lifelong Education. London: Cassell.
Yin, R. K. (2014). Case study research: Design and methods (5th ed.). SAGE Publications.
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Joint Ordinance Nr 9/2020 of 17 February, Ministry of Finance and Ministry of Education, Establishes
the structure and organisation of the CNQ. At: http://iefp.cv/wp-content/uploads/2020/02/bo_20-
02-2020_20-CNQ-e-QNQ.pdf
Joint Ordinance Nr 10/2020 of 17 February, Ministry of Finance and Ministry of Education, Regulates
the NQF. At: http://iefp.cv/wp-content/uploads/2020/02/bo_20-02-2020_20-CNQ-e-QNQ.pdf
UC-SNQ, SNQ, Procedures Guide – Methodology for Elaboration of Professional Qualifications.
Unpublished.
UC-SNQ, Guide supporting the operationalisation of processes of professional RVCC, March 2016. At:
http://docplayer.com.br/65626641-Operacionalizacao-de-processos-de-rvcc-profissional.html
UC-SNQ, Process of Recognition, Validation and Certification of Professional Competences, March
2013. At: http://docplayer.com.br/49553365-Processo-de-reconhecimento-validacao-e-certificacao-
de-competencias-profissionais.html
Mauritius Qualifications Authority, Recognition of Prior Learning Guidelines. 2016.
https://mqa.govmu.org/mqa/wp-content/uploads/2023/03/RPL-Guidelines_pdf-version.pdf
Mozambique. ANEP. All RPL resources and texts: http://www.anep.gov.mz/SRCA
NQF Act 67 of 2008 (Also SAQA Act 58 of 1995)
DHET’s (2016). RPL Coordination Policy (South Africa)
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Seychelles Qualifications Authority (SQA), 2017, National Policy for the Recognition of Prior Learning
(RPL). http://www.sqa.sc/Resources/RPL/NationalPolicyRPL.pdf
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Recognition of Prior Learning (RPL). http://www.sqa.sc/Resources/RPL/NationalGuidelinesRPL.pdf
South African Qualifications Authority, SAQA National Policy and Criteria for the Implementation of RPL
(amended in March 2019); (Also 2002, 2013, 2016)
Zambia. ZAQA. 2023. Recognition of Prior Learning Policy. Revised March 2’23
https://www.zaqa.gov.zm/learners/#priorlearning
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Annexes
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Evaluation
Evaluation is the systematic and objective assessment of an ongoing or completed policy, plan or
programme, including its design, implementation and results. It aims to assess the relevance and
fulfilment of objectives and strategies with the intention of informing decision-making. ‘Formative’
evaluation relates to ongoing activities and helps guide implementation. ‘Summative’ evaluation
assesses the results of a particular initiative, after completion.
Formal education and training
Education or training provided in educational institutions, such as schools, universities, colleges, or off-
the-job in a workplace, usually involving direction from a teacher or instructor.
Formative assessment
A range of formal, non-formal and informal ongoing assessment procedures used to focus teaching
and learning activities to improve student attainment, or which are required for the purpose of a year
mark.
Guidance and counselling
A range of activities designed to help individuals make educational, vocational or personal decisions
and carry them out before and after they enter the labour market.
Informal learning
Learning resulting from daily activities related to work, family or leisure. It is not organised or
structured (in terms of objectives, time or learning support). Informal learning in most cases is
unintentional from the learner’s perspective. It typically does not lead to certification.
Knowledge
Knowledge is central to any discussion of learning and may be understood as the way in which
individuals and societies apply meaning to experience. It can therefore be seen broadly as the
information, understanding, skills, values and attitudes acquired through learning. As such, knowledge
is linked inextricably to the cultural, social, environmental and institutional contexts in which it is
created and reproduced.
Learning outcomes
Statements of what a learner knows, understands and is able to do on completion of a learning
process, which are defined in terms of knowledge, skills and competence.
Micro-credential
A micro-credential is a proof the learning outcomes that a learner has acquired following a short
learning experience. These learning outcomes have been assessed against transparent standards.
Monitoring
Monitoring is the continuous and systematic collection of data on specific indicators in order to provide
the main actors of an ongoing development intervention with indications as to the extent of progress
and the achievement of objectives (in relation to allocated resources).
Non-formal learning
Planned learning activities, not explicitly designated as learning, towards the achievement of a
qualification or part qualification; often associated with learning that results in improved workplace
practice.
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Portfolio
means a guided collection of objects, pictures, videos, written testimonials and any other as per the
assessment guide, attained over a period and duly prepared by an RPL candidate as evidence in
support of his or her application for RPL assessment or issuance of a partial or full qualification.
Practitioner
Means individual accredited by relevant authorities to carry out RPL assessment process.
Prior learning
The knowledge, know-how and/or competences acquired through previously unrecognised training or
experience.
Qualification
Means a formal outcome of an assessment and validation process which is obtained when a competent
authority determines that an individual has achieved learning outcomes to given standards.
Qualifications framework
‘A policy and instrument for the development and classification of qualifications according to a set of
criteria for specified levels of learning achieved, which aims at integrating and coordinating national
qualifications subsystems and improve the transparency, access, progression and quality of
qualifications in relation to the labour market and civil society.
Qualifications system
This includes all aspects of a country’s activity that result in the recognition of learning. These systems
include the means of developing and operationalising national or regional policy on qualifications,
institutional arrangements, QA processes, assessment and awarding processes, skills recognition and
other mechanisms that link education and training to the labour market and civil society. Qualifications
systems may be more or less integrated and coherent. One feature of a qualifications system may be
an explicit framework of qualifications.
Recognition
‘Formal recognition of learning outcomes’ means the process of granting official status by a competent
authority to acquired learning outcomes for purposes of further studies or employment, through (i)
the award of qualifications (certificates, diploma or titles); (ii) the validation of non-formal and informal
learning; (iii) the grant of equivalence, credit or waivers.
Recognition of prior learning
The Recognition of Prior Learning (RPL) is a process through which formal, non-formal and informal
learning is measured, mediated for recognition across different contexts and certified against the
requirements for credit, access, inclusion or advancement in the formal education and training system
or workplace. (Source: National Policy for the Implementation of RPL: par 30).
The aim is to make it possible to obtain formal recognition for knowledge gained throughout life, such
as in workplaces and own reading or experiences. The RPL process also entails providing support to an
applicant to ensure that knowledge is discovered and displayed in terms of a relevant qualification
registered on the National Qualifications Framework (NQF).
Skills
A bundle of knowledge, attributes and capacities that can be learnt and that enable individuals to
successfully and consistently perform an activity or task and can be built upon and extended through
learning.
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