The Lord of the Rings

by

J. R. R. Tolkien

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LITERARY ELEMENTS
SETTING
The Lord of the Rings is set in Middle-earth, a fictional world created by Tolkien. Mystical creatures such as
hobbits, orcs, trolls, ents, elves, wangs, wizards, dragons, dwarves and men inhabit middle-earth. Middle-earth
is a magical world in which imagination rules, but it exists very much like "real" society, with political and
economic problems and power struggles. Each of the races that inhabit this world have their own territories and
are distinct from one another.
Part I is set in the Shire, a community of mostly hobbits. Bag End is in the Shire and is the home of Frodo, the
hero. At the end of Part I, a group of travelling adventurers including Frodo leaves for Rivendell, an elf refuge.
Part II takes place beyond the Shire in the rough worlds between Bag End and the citadel of Sarumon, the
tower Orthanc at Isengard. It also takes place in the Tower of Sorcery, Minas Morgul, where the evil Sauron
rules. Part III takes place in Mordor, a mountain range containing the volcano Orodruin. It also takes place on
the road between Mordor and Bag End. The novel concludes just where it began, at Bag End.
LIST OF CHARACTERS
Major Characters
Frodo Baggins
The adopted heir of Bilbo Baggins. Frodo is chosen to destroy the Ring, and in the course of this mission, he proves to be
a brave and intelligent leader. It is because of Frodo that peace and happiness are once more restored to Middle-earth.

Sam Gamgee
The son of Ham Gamgee and Frodo’s inquisitive gardener. Sam turns out to be one of the crucial characters in the
success of the quest. Not only does he accompany Frodo, he also risks his own life for Frodo. Sam is good-natured and
content.

Gandalf
A wizard who guides the inhabitants of Middle-earth in their assault against Sauron. He is the most important advisor
Frodo has in his fight against evil.

Merry
One of four Hobbits who accompany Frodo on his quest. He plays an important part in the quest, helping Eowyn to kill
the lord of the Nazguls. He pledges life-long service to Theoden, King of the Mark, and helps restore order to the world.

Pippin
Another hobbit who is indispensable to the quest. His impulsive and inquisitive nature makes him look into one of the
seeing stones. By doing this he unknowingly saves Gandalf from being revealed to Sauron. He offers his services to
Denethor, steward of Gondor, and his valiant fighting in the war earns him a knighthood.

Legolas
A representative of the elves who goes on the quest.

Gimli
A valiant dwarf and close friend of Legolas.

Boromir
The elder and more loved son of Denethor. The power of the Ring corrupts him but he is redeemed in his death.

Aragorn
Known as Strider as well as Elessar, he is the rightful king and heir of Isildur of Gondor. He is a close friend to Gandalf
and to Frodo, and is instrumental in destroying the ring and defeating Sarumon and Sauron.

Sauron
The Dark Lord of Mordor. He is the principal source of evil in the novel and covets the Ring, by which he longs to
conquer the world.

Gollum
Also known as Smeagol. Gollum was once an ordinary hobbit, but he became obsessed with the Ring. He killed his best
friend to get the Ring, then became evilly obsessed with getting the Ring back at all cost.

Saruman
One of the wizards of the white council, he is corrupted by his own power and becomes a force of evil in the novel.

Bilbo Baggins - The principle hero of The Hobbit. He is Frodo’s mentor and benefactor.

Minor Characters

Theoden - Valiant king of Rohan, he is killed by the Nazgul Lord in battle. He appoints Eomer, his nephew, as heir upon
his death.

Eomer - The brother of Eowyn and future king. Also, one of the officers of the Rohirrim.

Faramir - The second son of Denethor, Steward of Gondor. He is honest and just but his father grows angry with him
for not bringing the Ring back to Gondor. Faramir, like is name, is fair-minded.

Denethor - Steward of Gondor, father of Boromir and Faramir. Denethor is corrupted by lust for the Ring. He kills
himself in madness and grief.

Galadriel - Queen of Lothlorien. She helps Frodo and his companions greatly by providing them with supplies
throughout their journey.

Elrond - An Elf who established Rivendell against Sauron. He is the father of Arwen and caretaker of Aragorn. He
accompanies Bilbo, Frodo, Gandalf and Galadriel into the Blessed Realm.

Arwen - The granddaughter of Galadriel, sister to Elladan and Elrohir, daughter of Elrond. She gives up her immortality
to wed Aragorn.

Tom Bombadil - The master of wood, water and hills. Tom Bombadil can take any shape or form, but is usually seen as
a bear. He rescues the hobbits from the clutches of evil spirits called Barrow-wights and is generally a content and
benevolent creature.

Gwaihir - The Lord of the Eagles who he rescues Gandalf from Orthanc (and helped Bilbo in The Hobbit.

Treebeard - The oldest living thing on Middle-earth and the leader of the ents. He helps in the capture and defeat of
Saruman.

Shadowfax - Gandalf’s horse, who is loyal and as fast as the wind.

Shelob - A wicked old spider who is even older than Sauron. She stings Frodo but is wounded badly by Sam.

Rose Cotton - Daughter of Former Cotton. She eventually marries Sam and bears him thirteen children, including
Elanor.

Lotho Baggins - The self-appointed chief of Hobbiton and secret ally of Saruman. Wormtongue murders him in his
sleep.

Wormtongue - The evil adviser and counselor of King Theoden who is revealed as wicked. In the end he murders
Saruman in an attempt to protect himself.

Barliman Butterbur - The Innkeeper of the Prancing Pony. He serves as a messenger between Gandalf and the hobbits.

Fatty Bolger - Frodo’s friend who stays behind at Crickhollow to provide a diversion for the Black Riders. Lotho
imprisons him.
CONFLICT
Protagonist
The protagonist of this book is Frodo, who has been chosen by Bilbo to carry on the responsibility of
possessing the Ring. Frodo represents Good in the novel’s epic struggle between Good and Evil. Frodo proves
himself to be brave and clever, managing to avoid danger and earn the trust of his many friends. In the end,
Frodo is nearly controlled by the weight of the Ring. But he resists and emerges heroic. When the novel closes,
Frodo accompanies Bilbo into the Grey Havens, leaving his work and legacy to his dear friend Sam.
Antagonist
There are many antagonists in the novel—all agents of Evil led by Sauron and Sarumon. Sauron is a satanic
ruler who is consumed by his desire for power. He commands all manner of evil, including the Black Riders
and the Nazgul. Sauron is omnipresent especially because of the palantirs, which give him insight, and the Eye,
with which he is able to see the goings-on of the Ring bearer.
Sarumon is a fallen wizard who has been corrupted by his own thirst for power. Though he is a villainous
force, Sarumon is also a character to be pitied. Many times, Gandalf tries to persuade Sarumon to repent and
claim his former position of respect and glory. But the corrupting influence of power is too great for Sarumon.
He destroys the Shire and tries to present Frodo from disposing of the Ring.
There are other characters whose actions constitute evil, or the forces that act against Frodo. Some of these
characters are temporarily driven to their evil acts, such as Boromir. Some are permanently ruined by their
hunger for the ring, but remain characters to be pitied, such as Denethor.
Shelob and the orcs are characters whose grotesque evil only increases anxiety for the protagonist. Shelob and
the orcs are pure evil—beings whose sole purpose in life is to cause trouble for the hero. They are one-
dimensional beings of wickedness.
Climax
There are many climaxes in the novel, especially since it is broken into three parts, six books, and multiple
chapters. The ebb and flow of dramatic intensity continues to build, however, till the climax of the novel,
which occurs when Frodo is ready to toss the Ring into the flames of Mount Orodruin. This has been his
objective all along, and the struggles to get to the Crack of Doom have been fierce. Gollum nearly ruins
Frodo’s objective by biting off the finger that holds the Ring. But Gollum gets too excited and ends up falling
into the crack, carrying with him the Ring and thus completing Frodo’s mission.
Outcome
The outcome is still fraught with tension. Though Sauron has been defeated, the Shire is destroyed. Sarumon is
still wreaking havoc disguised as Sharkey, and Frodo and his friends are still wounded from battle. The
outcome is the gradual recovery of the travelers, the rebuilding of the Shire, the defeat of Sarumon, and the
retirement of Frodo. Just as the novel opens with Bilbo passing his legacy down to Frodo, it closes with Frodo
doing the same to Sam. The final vision is of the new generation, Sam’s daughter, and the hope for the future.
SHORT SUMMARY (Synopsis)
Bilbo Baggins throws a party for himself and his protégé, Frodo. At the party, Bilbo announces that he is
leaving his home to his heir, Frodo. He returns home and is met by his close friend, the wizard Gandalf.
Gandalf insists that Bilbo remove the Ring that he has owned since the events of the previous adventure,
chronicled in The Hobbit, and give the ring to his young heir. The Ring has special powers, the most obvious
of which is to make the wearer invisible. Then Bilbo disappears.
For many years Frodo lives in Bilbo’s home at Bag End. Just like Bilbo, Frodo appears not to he aged. In his
fifties, he grows restless. One day Gandalf comes to Frodo and tells him that he is in danger. It seems that the
Ring originally belonged to Sauron, the Dark Lord. Sauron wants the Ring back so that he can conquer the
world. Sauron is using Gollum, an evil hobbit who also wants the Ring, to find out who has it and where it can
be located. Gandalf tells Frodo that the ring is a corrupting power, and that anyone who uses it will ultimately
be destroyed by it if they do not part with it. Further, he tells Frodo that the Ring can only be destroyed by
tossing it into a volcano at Mount Orodruin. Frodo tries to give the ring to Gandalf, but the wizard tells him
that he (Frodo) was chosen to bear the responsibility; it is his fate.
It is decided that Frodo will take the ring to the Crack of Doom in Mount Orodruin. He is to be accompanied
by his friends Sam, Merry, and Pippin. As they travel, the Black Riders of Sauron pursue them. The Black
Riders are bodiless horsemen who want the Ring. The travelers meet up with Aragorn, a friend of Gandalf, and
together they continue their journey with the aid of some new companions.
Gandalf leads the companions through the mines of Moria. Gandalf battles a dreadful spirit and falls into an
abyss. Aragorn becomes the leader. After many small battles, the company realizes their task will be very
difficult. They meet Lady Galadriel, of the elves, and are given some assistance. Boromir, a representative
from Gondor, tries to persuade Frodo to give him the Ring to take to his father and thus defeat their enemies.
Frodo refuses and the two men fight. Frodo must use the Ring to escape Boromir. Boromir is instantly sorry he
has been overcome by the allure of power. Frodo decides to travel alone, fearful of the consequences of his
friends being corrupted. Only faithful Sam is allowed to accompany him.
Boromir is killed and given a hero’s burial; everyone knows he never meant to fight Frodo. They attribute his
sudden corruption to the Ring. Orcs attack and Merry and Pippin are taken captive. Aragorn, Gimli and
Legolas pursue them, trying to save their companions. The riders of Rohan appear, having been summoned to
help. They destroy the orcs near Fangorn forest but cannot find Merry and Pippin. Merry and Pippin have
come into the area inhabited by Treebeard the Ent. He is the oldest living thing in the forest. He sustains them
and rouses his troops to avenge the hobbits.
Meanwhile, Gandalf has come back from death as Gandalf the White. He approaches Aragorn, Gimli, and
Legolas and tells them what has happened to him. He introduces them to King Theoden of Edoras. Together
Gandalf and his men join Theoden in fighting the orcs and looking for Merry and Pippin. Along the way they
defeat Saruman, who has been causing trouble and impeding Frodo in his quest.
Sam and Frodo are still making their way to the Crack of Doom. Gollum, who still craves the Ring, follows
them. They capture Gollum and try to persuade him to forsake his evil and return to his old likable self as the
character Smeagol. The three make their way through the forest until they are met by an army from Gondor,
led by Faramir (Boromir’s brother).
When Faramir releases them, Gollum leads Sam and Frodo into a trap—the lair of the giant spider Shelob.
Frodo is wounded so badly that Sam fears he is dead. Gollum disappears. Sam decides to take the Ring and
continue on in order to destroy it and fulfil Frodo’s responsibility. Orcs come along and steal Frodo’s lifeless
body. By listening to the orcs, Sam discovers that Frodo is not dead but is merely drugged. He pursues them to
save his good friend.
Gandalf and Pippin arrive in Gondor, where they meet Denethor (Boromir and Faramir’s father). Pippin is
befriended by Beregond. Aragorn has revealed himself to Sauron and decides to travel ahead through the Paths
of the Dead in order to reach Sauron quickly and thereby assist Frodo and Sam. Eowyn, niece of Theoden,
begs to be taken along but Aragorn refuses. He goes to the Paths of the Dead and offers the dead peace if they
will fulfill their promise to fight against Sauron.
Merry is not allowed to accompany Theoden into battle, but the resourceful young hobbit hitches a ride with a
fierce young soldier named Dernhelm.
Theoden, meanwhile, receives an urgent message to help Denethor at Minas Tirith. He refuses to let Merry join
him, but Merry is offered a ride by a young rider named Dernhelm. Denethor is displeased with his younger
son Faramir for having helped the Ring bearer rather than claiming the Ring for Gondor. He sends his son into
battle, and when Faramir is seriously wounded, his repentant father goes mad with grief. He tries to set himself
and his son’s body on fire.
The story continues with the ride of the Rohirrim, allies of Gondor. They are attacked by Nazguls. Theoden
falls beneath his wounded horse, but the young rider Dernhelm reveals himself as the fir Eowyn and kills the
Lord of the Nazguls. Aragorn, meanwhile, rides into Gondor with the help of the forces of the dead and
Sauron’s evil minions are defeated.
Gandalf removes Faramir from the funeral pyre, but Denethor sets himself alight and dies. Merry and Pippin
are reunited and Aragorn heals Merry, Eowyn and Faramir. The army then moves out to Mordor, where an
emissary of Sauron produces Frodo’s cloak and sword saying that if the troops do not withdraw, Frodo will be
tortured. Gandalf snatches the objects from him and another war begins. Pippin saves Beregond from a troll,
but faints just as the eagles come to their rescue.
Sam rescues Frodo and they make their way toward Mount Doom. Gollum, however, overtakes them and just
as Frodo comes to the Cracks of Doom, Gollum obtains the Ring biting off his finger. Gollum is so excited
about having the Ring back that he falls into the abyss, carrying the Ring with him. Mount Doom erupts with
the force of the destroyed Ring. Sauron is defeated for good.
The eagles rescue Sam and Frodo from the erupting volcano. Faramir woos Eowyn Arwen marries Aragorn.
The company then goes to Rohan for Theoden’s funeral, and then Gandalf and the hobbits begin their
homeward journey. The meet Saruman, who is unrepentant, then make their way to Rivendell, where they meet
Bilbo. After this the hobbits reach the Shire, which has been completely transformed by Saruman and his
servants. It is a barren military wasteland. The Shire hobbits manage to regain control and defeat Saruman.
They restore the Shire with some help from Lady Galadriel.
The novel ends with Frodo’s retirement. Elrond, Gandalf and Galadriel accompany him and Bilbo to the Grey
Havens. Sam, Merry and Pippin return to live a full life in Hobbiton.
THEMES
Major Themes
The three major themes are the corrupting influence of power, the ultimate struggle between good and evil, and
the selfless sacrifice for the greater good.
Minor Themes
The minor themes are those of Fate, diversity, responsibility, faithfulness, and obedience.
MOOD
Th mood is definitely imaginative, fantastic, an adventurous. Middle-earth is a new world where the rules and
norms are vivid and dynamic. There is some awe, some wonder. There is suspense, danger, and restoration. As
with any epic, The Lord of the Rings encompasses a gamut of emotional tones and moods. In the end, the
reader response is as vivid and changing as the Middle-earth landscape.
J. R. R. Tolkien - BIOGRAPHY
J.R.R. Tolkien, who was born in 1892 in South Africa, grew up in Birmingham, England with his mother after
the early death of his father. Tolkien attended school at the prestigious Oxford University until he left to fight
in World War I as a member of the Lancashire Fusiliers. In 1919, when the war was over, he returned to school
and his wife, whom he had married during the war.
Tolkien’s intellectual career began when he was selected to assist in the compilation of the Oxford English
Dictionary. After that he taught and accepted academic fellowships until completing The Hobbit in 1938. His
first novel was an immediate success with both children (for whom it was written) and adults, for whom it was
an imaginative tour de force. The Lord of the Rings followed the Hobbit in 1954. Tolkien died in 1973 before
completing a massive literary undertaking that included the complete history of Middle-earth, known as The
Simarillion. Tolkien still maintains his status as one of the most-loved writers of "fantasy" literature today, and
his popularity only grows with each new generation of fans.
LITERARY / HISTORICAL INFORMATION
Tolkien and C.S. Lewis were members of a literary circle called "The Inklings," to whom fantasy and religion
were important compensations for the inadequacies of contemporary life. After Tolkien pointed out the
mythical qualities in the death of Christ, Lewis embraced Christianity.
Beowulf, written after the introduction of Christianity to England, describes a pagan world populated by evil
forces personified in dragons and monsters, but includes no mention of a Supreme Being or a Christian God.
Tolkien interprets its theme as man at war with the hostile world. The Lord of the Rings is set in a world
reminiscent of these times, only with covert traces of Christianity and/or a divine presence.
CHAPTER SUMMARIES WITH NOTES / ANALYSIS
The Lord of the Rings is made up of three parts: The Fellowship of the Ring, The Two Towers, and The Return
of the King.
PART I: "The Fellowship of the Ring"
Book I
Prologue
The Prologue refers to the book, The Hobbit, and also gives detailed information about the lives of the people
known as hobbits. They are described in detail, as are their living habits and their various sub-groups. The
prologue lays the groundwork for the rest of the book, giving a brief history of Middle-earth and the origins of
the Shire records.
A Long Expected Party
Summary
As the title suggests, the book begins with a party that has been planned for quite some time. Bilbo, the hero of
Tolkien’s earlier book The Hobbit, is celebrating a significant milestone in his life, his 111th birthday. His
cousin Frodo, whom he adopted twelve years ago, shares his birthday, which is September 22. Frodo is turning
33 (his coming of age). It seems that Bilbo adopted Frodo in order to make the younger hobbit his heir,
disappointing the Sackville Bagginses, who had always wanted to live in Bilbo’s home at Bag’s End. Frodo’s
parents had died in a boating accident when he was small and he had lived with Bilbo from then on.
This year the party promises to be even grander than ever before, becoming the talk of Hobbiton. Most people
admire Bilbo, but some think that it is unnatural for a person to have inexhaustible wealth as well as a
prolonged life. Still, Bilbo’s parties are legendary and everyone has been invited.
Though it is called a party, Bilbo considers it to be a variety of entertainment rolled into one. There are
presents for everyone; the fireworks have been specially designed for Bilbo by Gandalf the wizard. There is a
splendid supper for everyone, and a special dinner for a small group of special friends and relatives.
After the dinner Bilbo announces that he has three reasons for the grand party. First he cares for everyone
present. Second, he wants to celebrate the birthdays of himself and his heir. Third, he wants to bid the people
of his town farewell. He steps down, puts on his ring of invisibility, and disappears from the crowd.
Back at his home, Bilbo talks to Gandalf, the wizard. After much discussion, Gandalf persuades Bilbo to leave
the magic ring for his protégé, Frodo. Bilbo had promised to do this, but when the time comes he is reluctant.
Bilbo then leaves. The next day Frodo announces that Bilbo has gone and that he will not be back. He
distributes packages that Bilbo had specially made for his friends and relatives before leaving.
Notes
Tolkien’s world is a magical one populated by elves, goblins, trolls and other mystical beasts. The heroes,
Bilbo and Frodo, are hobbits. Bilbo has already had many adventures chronicled in a previous book, The
Hobbit. The author, depending on the reader’s familiarity with the Middle-earth chronicle that came before,
treats Bilbo as a recognizable and likeable character with an established fan base.
This chapter serves mostly to introduce the second generation of adventures, led by Bilbo’s protégé Frodo.
With this chapter presenting a kind of "changing-of-the-guard" scene between the two hobbits, Frodo earns
some respect and admiration simply by his association with a past successful hero.
The Shadow of the Past
Summary
The disappearance of Bilbo is the subject of many conversations in Hobbiton. The general opinion is that Bilbo
has finally gone mad and run off into the Blue. Some think that he is dead, many of whom suspect that he has
been murdered by Frodo and Gandalf for his legendary gold (earned in the course of events in The Hobbit).
Despite this ugly rumor, Frodo lives a long life in the community, continuing to throw Bilbo’s birthday party
year after year. Like Bilbo, Frodo shows what others call signs of "good preservation." He continues to live at
Bag End and spend most of his time with his cousins Merry and Pippin. By the time he turns fifty, he has
begun to grow restless. And the town has gone abuzz with the news of orcs and trolls and mysterious lands
beyond the Shire.
About this time the wizard Gandalf appears. He tells Frodo that town is in danger because of the ring of
invisibility that Bilbo has given him. Gandalf explains. The ring was forged in the volcano at Mt. Doom (or
Orodruin) by the evil Sauron who wants to rule the world. The ring belonged to Gollum, a hobbit who owned
the ring for a very long time until Bilbo tricked him out of it. Now Sauron and Gollum have heard that the ring
is in the hands of a hobbit, and Gollum is on his way to find it.
Gandalf explains that the bearer of the ring never ages; for this reason Bilbo lived such a long life and Frodo
himself has not shown signs of aging since he got the ring. Also, the ring exerts a mental power on its wearer.
It is because of this power that neither Gollum nor Bilbo wanted to part with the ring when the time came. The
power made Gollum evil; since Bilbo is a good man, the power does not make him evil.
Gandalf tells Frodo that if Sauron gains the ring he will be all-powerful. When Frodo hears this, he is shocked
and doesn’t want anything to do with the ring. Gandalf tells Frodo that it is not a simple matter of wanting or
not wanting the ring; the ring chose him (Frodo). Gandalf tells Frodo that he must destroy the ring, and the
only way this can be done is by throwing the ring back in the Crack of Doom in the depths of Orodruin.
Frodo decides to leave the Shire in order to protect the people of his village. Just then Gandalf catches Sam
Gamgee, the gardener, eavesdropping on their conversation. Gandalf thinks Sam has ulterior motives, but it
turns out he only wants to go on this adventure with Frodo, whom he admires.
Notes
This chapter provides some exposition in order to kick-start the plot. It also explains some of the unexplainable
things about Bilbo, such as why he never aged and why he did not want to part with the ring.
Interestingly, Gollum had had the ring in his possession for so long he was transformed completely. Bilbo,
realizing he could not let such a transformation happen to him, reluctantly parted with the ring and left to live
out the rest of his natural life.
FREE STUDY GUIDE FOR LORD OF THE RINGS
Three is Company
Summary
Frodo prepares to leave on his fiftieth birthday, following the path that Bilbo took many years earlier. He sells
Bag End to the Sackville Bagginses. Rumor suggests that Frodo has run out of money and must go live with
relatives in Buckland. Some others insist that Frodo is only leaving because of some dark plot perpetrated by
Gandalf. In truth, Frodo plans to go to Rivendell, as he has discussed with Gandalf. Meanwhile Gandalf has
left, not even staying behind to say good-bye to Frodo. Pippin and Merry are also going along on the trip.
On the way, the band of travelers hears the sound of horses. They think Gandalf is joining them, so they hide in
order to surprise him. Instead of Gandalf, the noise signals the arrival of a black rider on a black horse. He
sniffs the air as if sensing their presence and Frodo gets a sudden urge to put his Ring on. But the rider moves
on. Sam tells Frodo that this very Rider had been asking questions about Frodo. The travelers become
suspicious and move on, more cautious than before.
Later, they meet a group of elves. The Lord of the Elves, Gildor Inglorian, asks the travelers to join him and his
group. After they reach a safe place and have their fill of food and drink, Frodo asks Gildor for news and
advice. Gildor tells him of the gathering darkness, the wars of men and the flight of the elves. He tells Frodo
that the Black Riders are the servants of his enemies and that he must be careful. He extends his friendship and
that of is people to Frodo and his group. Sam is delighted, since he has always dreamed of being on an
adventure with elves.
Notes
There is no explanation for Gandalf’s disappearance. Readers of The Hobbit will recall that he did the same
when he sent Bilbo on his adventure.
Frodo’s adventures begin here, as he is followed by a menacing band of Black Riders. Fortunately the Elflord
arrives to fill him in on the potential threat presented by these menacing riders. Frodo and his companions
proceed more cautiously.
On a side note, Sam is the only one whose fear is offset by his excitement and thrill for adventure.
A Short Cut to Mushrooms
Summary
When the adventurous hobbits get up in the morning, they find that the elves have already left, leaving
breakfast for them. Frodo decides to take a short cut through the woods, in order to avoid the Black Riders on
the road. They hear strange and frightening noises, and hurry along till they come to the farm of Farmer
Maggot.
As a youngster Frodo was caught many a times stealing mushrooms from these fields and he is afraid of
Farmer Maggot and his dogs. His fear is abated, however, when Maggot and the dogs greet them and offer
assistance. Farmer Maggot tells the travelers that a stranger resembling the Black Rider has been asking
questions about Frodo. Old Maggot advises Frodo not to get mixed up in these adventures, but realizes that
Frodo will not change his mind. He offers to drive them to the ferry.
After supper the travelers set off in the thick fog. Farmer Maggot gives Frodo a basketful of mushrooms and
bids them good-bye.
Notes
This chapter advances the suspense. It also adds some light-hearted fun to the novel. Frodo is afraid of Farmer
Maggot because of some childish pranks from his past. He is afraid to go, but is relieved when Maggot appears
not to remember and even offers his help. The chapter ends with Farmer Maggot good-naturedly supplying
Frodo with a basketful of mushrooms for his journey.
FREE ONLINE BOOKNOTES / ANALYSIS-LORD OF THE RINGS
A Conspiracy Unmasked
Summary
Up to this point, Frodo has told his companions that he was moving to Crickhollow to live. As they reach this
destination, Frodo realizes that his companions have known all along that he has to dispose of the ring and they
are committed to helping him. Merry and Pippin have already decided to accompany Frodo to Rivendell. They
agree that it is better to go through the old forest then the road. Fatty Bolger is to stay behind to keep
appearances, so that others might think Frodo is living at Crickhollow. They retire for the night and Frodo
dreams that he is struggling to climb a tall tower near the seaside.
Notes
Loyal friends have great importance in this novel, as they did in The Hobbit. Frodo has not fully realized how
well he is supported until now.
His dream is a forewarning of his future troubles, but with loyal friends at his side it will be much easier.
The Old Forest
Summary
Sam, Merry, and Pippin prepare to depart with Frodo. Merry warns the others that the forest seems alive with
noises, movements and sounds. As they move, the forest seems to close in on them. After some time they come
to the River Withywindle, and Merry realizes that they have been traveling in exactly the opposite direction
they had meant to go in. As they walk along the only path in sight the hobbits are overcome with drowsiness.
Unable to go on any longer the hobbits give in and fall asleep.
Old Man Willow then attacks the hobbits, trapping and tormenting them. An old man named Tom comes along
and sings a song about his girlfriend Goldberry. With his song, Tom commands Old Man Willow to release the
captured hobbits.
Tom then takes the travelers home with him. When they reach his house, they hear the sweetest voice singing
and welcoming them from inside.
Notes
This chapter shows the mystical powers of the forest, which lures the travelers in then makes them sleep. As if
in collusion with the forest, Old Man Willow attacks the travelers. He does not relent until Tom comes along
and sings his song.
Tom Bombadil’s voice appears to have soothing powers, especially since he is able to free the captives with a
song. Tom and his girlfriend Goldberry are creatures whose entire essence seems good. Tom will rescue the
hobbits again, and he seems oblivious to evil. Goldberry, the daughter of the River, has control over the rain
and the streams.
In the House of Tom Bombadil
Summary
When the hobbits enter Tom’s house, they are greeted by Gold berry, daughter of the river, whose sweet voice
they had heard. Goldberry is an elf-like woman with golden hair. Her gown is green, but infused with silver
like drops of dew. She enchants the hobbits and even Frodo bursts into song when he sees her.
Goldberry busies herself at the table. Frodo asks her who Tom Bombadil really is and she tells him that Tom is
the master of wood, water and till. Further, he has no desire to own anything and he has no fear. After Tom
comes in and the hobbits have had their supper, Goldberry retires for the night.
Frodo asks Tom if he heard their cry for help or if he just happened to come. Tom says that he was expecting
them. When Frodo asks him about Old Man Willow, he says that after dark is not the time to ask such
questions.
All the hobbits except Sam have nightmares that night. Frodo dreams of the Black Riders and a stranger.
Pippin dreams that he is back inside the willow. Merry dreams of being drowned. Soon they realize they are in
the home of Tom Bombadil and all are assured.
In the morning, the hobbits have breakfast and realize it is raining. Since they can’t go anywhere Tom begins
to tell them stories. He tells them about the old forest and the trees that live there. He tells them about Old Man
Willow, whose heart is rotten but his strength is green. Old Man Willow is full of hate. Tom tells them about
the great barrows and the barrow wights, evil spirits that roam the hills. The hobbits lose track of time and they
can’t decide whether it has been hours or days since Tom started talking to them. Frodo once again tries to find
out who Tom Bombadil is by asking him directly. Tom Bombadil is vague.
When Goldberry comes in they have supper and Tom begins to question the hobbits. He asks Frodo to show
him the Ring. When he wears it he is completely unaffected. Tom tells them that they must leave early the next
morning and avoid the barrows. He teaches them a rhyme by which they may summon him for help, and then
he retires for the night.
Notes
Tom Bombadil is a benevolent character, yet the mysterious aura surrounding him only deepens. Again,
Tolkien uses a newly introduced character to provide background and exposition for the traveling hobbits. Like
Gandalf, Tom Bombadil tells the hobbits important information they will need for their adventure.
LORD OF THE RINGS-BOOK SUMMARY NOTES
Fog on the Barrow-Downs
Summary
The next morning the hobbits set out and arrive at the edge of the downs by evening. They get lost and are
captured by the barrow wights. Frodo calls for Tom, who rescues them. Tom sings them to consciousness and
brings back their ponies, which had strayed. He gives them each a sword from the barrow wights’ stolen
treasure. The swords had been forged by the Men of Westernesse, foes of the Dark Lord. Tom sees the hobbits
off and they set out towards Bree. Frodo reminds the others that he is now traveling under the name of
Underhill, not Baggins.
Notes
Frodo shows his presence of mind twice in this chapter. First he is able to sing to Tom despite being under the
spell of the barrow wights. Second, he remembers to travel incognito, as unknown assailants are pursuing him.
At the Sign of the Prancing Pony
Summary
Tom escorts the hobbits to the town of Bree, the chief village of Breeland, a small inhabited region. Both
hobbits and big people live in Bree. They are the original descendants of the first men that ever wandered into
the west of Middle-earth. In the wild lands beyond Bree, mysterious wanderers called Rangers roam the lands
as far as the misty mountains. The Rangers have special powers.
When the hobbits reach Bree they go to the Prancing Pony, an inn recommended by Tom. Another stranger, a
man named Strider, is also in the Prancing Pony. During the revelry in the Inn, Frodo accidentally dons the
ring and his sudden invisibility shocks everyone.
When he reappears, he tries to explain away his sudden disappearance, but Strider himself approaches him,
saying he needs to talk to Frodo. The innkeeper Butterbur tells Frodo not to cause any more trouble; he also
tells Frodo that he will come up to this room because he has something of interest to say to him. Frodo suspects
the innkeeper and Strider, as he has become increasingly paranoid.
Notes
The Ring seems to have a mind of its own when Frodo accidentally dons it. As Gandalf had warned Frodo, it is
no ordinary ring and Frodo must not take it for granted. Also, its hold on Frodo seems to have increased.
Frodo’s increasing paranoia must have something to do with the power of the ring.
Strider
Summary
Strider follows Frodo to his room, which makes the hobbit very uneasy. Strider tells Frodo that he knows his
real identity and warns him of the Black Riders. He also warns them of a few hobbits of Bree who are up to no
good. He asks to join them. Despite his offers of assistance, however, Strider is unable to earn Frodo’s trust.
At that moment, Mr. Butterbur comes in. He tells Frodo that Gandalf has left a letter for Frodo. After giving
Frodo the letter and saying he will be on the lookout for Black Riders, Mr. Butterbur leaves.
Frodo reads the letter that warns him against traveling at night and against using the ring. Gandalf has also
written about Strider, saying that he is a worthy friend. The letter also tells Frodo to make for Rivendell with
haste.
Strider tells the hobbits that his real name is Aragorn and that he will protect them. They all wonder what has
befallen Gandalf that he would send someone in his stead. Suddenly Merry comes in.
Merry tells them that he was out for a walk and saw a Black Rider. When he followed the shadow it
disappeared. Merry was then overtaken by the Rider’s breath and fainted. But before any harm could come, the
landlord’s helper Nob came to his aid.
Strider warns the hobbits that they are in danger. He says a Bree man named Bill Ferny must have told the
Black Riders the hobbits were here. Strider tells the hobbits not to sleep in their own rooms. Instead, he helps
them carry their luggage in to the parlous, where they finally go to sleep.
Notes
In Gandalf’s absence, Strider seems to have taken the place of guide and leader. He advises them and leads
them in the direction they ought to go and, like Gandalf, appears to have a lot of background knowledge that
will help the hobbits in their adventure.
LORD OF THE RINGS-BOOKNOTES / SUMMARY
A Knife in the Dark
Summary
Back at Frodo’s new "home" in Crickhollow, Black Riders accost Fatty Bolger. Fatty escapes and the horn call
of Buck is blown, announcing the invasion. The Black Riders flee, but now they know that Frodo and the ring
are not there.
Meanwhile, at the Prancing Pony, Strider discovers that the hobbit rooms have been broken into and the
bolsters and carpets have been torn to shreds. All the horses have been stolen from the stables and the hobbits
have no means by which to travel, except for one pony.
The hobbits load the pony with supplies and set off, creating a stir in Breeland. Their journey begins on the
road and continues along paths and woods through bogs and marshes. By the sixth day they are almost near the
place they have been hoping to meet Gandalf, who has left a sign scratched on a stone signifying that he was
there three days back.
Sam and Pippin find traces of a recent and hasty camp on the mountaintop, left by rangers or perhaps by
Gandalf. Strider is concerned that it was a mistake for the hobbits to stand on the mountaintop, because Black
Riders can smell the blood of living things. The crusaders make a fire, beside which they sit listening to stories
of Elves and Gil-Galad the Elven King and other tales of Middle-earth.
The hobbits notice strange shadows and they realize that the enemy is approaching. Frodo gives in to the
desperation of wearing the Ring and as soon as he does he sees the riders clearly. There are five of them, one
wearing a crown. Though Frodo is invisible, that Black Rider springs forward with his knife. Frodo manages to
strike at the enemy’s feet but is himself injured in the shoulder. He manages to slip the Ring off his finger
before losing consciousness.
Notes
Once again the influence of the Ring on Frodo is powerful. The hobbit cannot seem to resist wearing the ring,
though he has been warned not to. And every time he puts the ring on, he gets into trouble.
Flight to the Ford
Summary
When Frodo comes to, he still has the Ring, much to his relief. T enemy seems to have withdrawn, thinking
Frodo is dead or mortally wounded. Strider prepares a medicine made of leaves in boiling water and the scent
calms them all. Though Frodo feels a little relief, he cannot move his arm. In the morning Frodo is put on the
pony and they set off. After several days they come to a river and cross the Bridge. Strider finds an Elf stone
which brings him hope. The journey proves hazardous and they stray far to the north.
When they turn back toward Rivendell, they meet Glorfindel, an elf who lives in the house of Elrond.
Glorfindel tells them that Gandalf had met him nine days earlier and that the Black Riders are after them.
Glorfindel tries to help them cross the ford.
Just as they are about to cross the water, the Black Riders catch up to them, accompanied by reinforcements.
The Riders attack Frodo’s horse, and just as they are about to triumph, Frodo sees a shining figure of white
light. The river rises and caries away the Black Riders and their horses.
Notes
Frodo’s gradual transformation from a scared, skeptical hobbit to a brave one is apparent towards the end. In
the same way that Bilbo Baggins gained courage while wearing the Ring, Frodo appears to be maturing into a
lion-hearted fighter.
THE LORD OF THE RINGS-BOOK SUMMARY / NOTES
BOOK II
Many Meetings
Summary
When Frodo awakes he is in the house of Elrond at Rivendell. Gandalf is there. Elrond has called a council
meeting to discuss what must happen. Gandalf tells Frodo that Strider is also called Aragorn, Man of the West,
and that the Black Riders are also known as Ringwraiths or the nine servants of the Lord of the Rings. .
Frodo learns that for the past four days and three nights he has been delirious. Elrond, a master healer, has been
at work trying to save Frodo. The rider who had wounded Frodo did so with a Morgul-knife, of which a piece
was embedded in Frodo’s body. That piece had worked its way toward his heart, but Elrond had removed it. If
the fragment had reached Frodo’s heart he would have become like the Riders, a servant to Sauron. The Ring
would have been taken from him, which would have proved torturous to Frodo.
Frodo learns about all those who work for the Dark Lord. The men are made of nothing, and wear robs to give
shapes to their otherwise shapeless existences. The horses, just like many orcs, trolls, kings and men, have
been brought up under the Dark Lord’s power and are in his service forever. Gandalf tells Frodo that the white
figure he saw at the river was Glorfindel and that the river itself was commanded by Elrond.
After they have eaten they go to the hall of fire. To his delight, Frodo discovers Bilbo is living there among the
others. Bilbo tells Frodo what he has been up to and asks to see the Ring. When Frodo produces it, Bilbo at
once asks him to put it away, fearful of the way he as responded to it. Strider returns and Frodo discovers that
he is also called Dinadan.
Notes
The most delightful surprise in this chapter is the appearance of Bilbo, who was the only family Frodo had
known, and who is responsible for Frodo’s life and present situation. Bilbo’s curiosity about the Ring is
mysterious and compelling, as is his immediate request that Frodo put it away. Once again, the Ring has
palpable power.
The Council of Elrond
Summary
Somehow representatives from all the major groups living in Middle-earth have all made their way to
Rivendell on separate matters of business. Each is called to the council to represent their faction, however,
concerning the Ring of Power and the threat of invasion by Sauron and the Black Riders. Frodo is introduced
to elves, dwarves, men, and others of his own hobbit race that he does not know.
Elrond addresses the subject of the Ring. It seems that Sauron has declared war unless he recovers the Ring.
Boromir, the high steward of Gondor, has had a dream about the Ring. In the dream, he is instructed to find the
Ring, a halfling and a broken sword. Strider produces the broken sword--the one Frodo has been using. Frodo
produces the Ring. And Frodo himself is the halfling. All these things reveal that Strider, or Aragorn, is the
rightful heir to the throne of Gondor. Boromir and his people vow to fight Sauron.
Bilbo stands up to tell everyone how he took the Ring from Gollum. Gandalf joins in to explain how Gollum
himself came to possess the ring and how it has changed him and Sauron. In the past, Gandalf ’s search for
knowledge has led him to many records written in the past which explain the history of the Ring and ways to
recognize it.
Gandalf tells them how he captured Gollum and gave him to the elves for safekeeping. But an elf named
Legolas announces that Gollum has escaped. Gandalf goes on to tell how he himself has been held captive by
Sarumon, a chief wizard of his order. Unfortunately, Sarumon himself has been seduced by power. He wants
the Ring and will do just about anything to get it. When Gandalf refused to tell Sarumon the whereabouts of
the Ring, he was imprisoned. But an eagle saved him and that is how he came to be at Rivendell with Frodo
and his companions.
The council discusses many ways of dealing with the Ring, but none seem satisfactory. Eventually they decide
the best course is to let Frodo continue with his journey.
Notes
In this chapter, Tolkien has set out the history of the Ring and how it has affected Middle-earth. Though the
ring has enormous influence, it remains essentially unchanged.
Another important aspect of this chapter is the concept of greater good. The council realizes that the task they
must complete is dangerous and difficult, but the good of everyone is affected and so they press onward.
FREE BOOKNOTES FOR THE LORD OF THE RINGS
The Ring Goes South
Summary
After the group council, the hobbits hold one of their own. Merry and Pippin are indignant that Sam has been
chosen to accompany Frodo and not them. Gandalf informs them that scouts have been sent out to gather
information about the Black Riders and that Frodo cannot leave unless they come back with news. Gandalf
tells Frodo that he might accompany him, but for now Frodo must remain at Rivendell and help Bilbo with a
book of records he is completing.
The hobbits remain a Rivendell for two months, by which time the scouts begin to return. No news is to be had
of the Riders from any direction. It is decided that Frodo must leave at once, accompanied by Sam and
Gandalf. Elrond also decides that they should fortify their numbers to nine, in order to match the Black Riders.
Legolas will represent the elves; Gimli, son of Gloin, will represent dwarves and Aragorn (the Strider) will
represent men. Boromir will go to represent the Gondors. And Pippin and Merry are allowed to go.
The broken sword is reforged and named Anduril, the Flame of the West. Bilbo gives Frodo a small knife and
a shirt of mail armor to be worn under his clothes. Each traveler is given a personal weapon and Sam takes the
pony, Bill. They set out with the understanding that, except for Frodo, each man is free to leave the party
whenever he chooses.
They reach Hollin and the first stage of their journey is complete. Strider notices a feeling of watchfulness and
black crows flying low over the land. The group decides to leave, and at one point even see a dark shadow pass
over the land.
A snowstorm impedes their journey. Both Aragorn and Gandalf wonder if Sauron is governing the snowstorm.
It gets worse and they decide to stop. The next day they begin their journey again but are forced to stop.
Eventually they realize that Canadhras, the mountain itself, hates the elves and dwarves and has set the
snowstorm down to stop them from crossing him. They realize they cannot go over the mountain, so they must
travel under it.
A Journey in the Dark
Summary
Gandalf tells the group that the only way under the mountain is through the mines of Moria, underground
tunnels in which a group of dwarves led by Balin disappeared many years ago.
When the reach Moria, the river has been dammed and the entrance is flooded. Gandalf sets the pony free and
sends it back to Rivendell. Gandalf uses a secret password to gain them entrance, and they proceed into the
mines. Once they enter, there is no choice but to make their way through the mountain and emerge on the other
side.
Fissures and chasms make their path treacherous and at one point they enter a stone door and find a deep well
inside it. Pippin throws a stone into it and they hear tapping, as if someone is using a hammer. They walk on
for as long as they can endure, coming to many paths and crossroads, resting little and eating even less. The
mines of Moria are famous for silver (mithril) and it was in search of this that Balin and his dwarves came to
Moria. Gandalf tells them that Bilbo had a coat of mail armor made of mithril and Frodo staggers when he
realizes that Bilbo has gifted him with a suit of armor whose value can buy the whole Shire.
When they continue on their journey the next day, they come upon a tomb and Gandalf reads what is written
on it. They realize that the tomb belongs to Balin and the elves. Frodo is downcast as he realizes that Bilbo’s
friend is dead.
Notes
In a series of ups and downs, Frodo and his friends continue to their destination. As a testament to the mastery
of Tolkien, the narrative is constantly varied with villains of the known and unknown variety.
Frodo and his companions are clever and creative, coming up with ways to proceed each time they are stopped.
FREE STUDY GUIDE FOR THE LORD OF THE RINGS
The Bridge of Khazad-dum
Summary
From a book of records in the tomb, Gandalf learns that Balin and the dwarves were attacked by orcs and also
by a strange beast with no form or body. Gandalf gives the book of Mazarbul to Gimli; all pay their respects to
Balin’s tomb and leave.
Suddenly, the orcs appear. After a fierce battle in which Frodo is wounded, Gandalf stops the orcs with a spell.
As if in warning of what is to come, however, a very strong presence nearly makes it impossible for Gandalf to
use his power.
The further they go the hotter it gets and they realize that the lower levels are on fire. They come across a deep
chasm that can only be crossed by a narrow bridge. Gimli leads the way and just as Legolas draws his bow, he
sees a sight that fills him with terror. A great shadow, shaped like a man but having far greater power, is
pursuing them. It is Balrog, the beast that attacked Balin and the dwarves. Balrog has a blade like a stabbing
tongue of fire in one hand and a throng of whips in the other. He leaps across the chasm and races toward
them.
Boromir draws out his horn and blows it. Gandalf stands on the bridge and commands the Balrog to go back.
But it comes at him with its sword. Gandalf counters it with his own sword and before it can attack a second
time he cuts the bridge right out from under Balrog. With a cry the Balrog falls, but he entwines his whip
around Gandalf’s knees and drags him to his death as well.
Notes
In this chapter Frodo earns the respect and admiration of his crew, especially for the way he has fought off the
orcs and managed to get himself wounded. Just as Bilbo did in The Hobbit, Frodo grows braver.
The company has lost a great friend and guide in Gandalf, but though they are devastated they manage to keep
their wits. When they exit Moria, they realize that the dark night of the caverns has been an illusion. Now, in
the daylight, they are full of grief and mourning for their lost leader.
Lothlorien
Summary
The company moves on and comes to Durin’s stone. They look into the blue waters of Mirrormere, then
proceed to Lothlorien, land of the elves. Sam and Frodo, who are hurt, are carried on the backs of Boromir and
Aragorn (Strider). The company rests for a while and when Sam’s wound is examined Aragorn realizes that it
will heal fast.
In the forest of Lothlorien, the travelers decide to rest. The elves of the forest welcome them, and for safety’s
sake, they blindfold Gimli (since elves do not like dwarves). The company climbs up two trees and spends the
night there. Late at night a company of orcs passes by.
The next day Aragorn decides that since Gimli must be blindfolded, they will all proceed with blindfolds. Later
in the day a message comes from the Lord and Lady of Galadrim, welcoming them all, so that no one needs
blindfolds. The forest is exquisite and the company admires it. They are told that a strange creature is roaming
the forest but since it has not been seen, they do not know if it is good or evil. The company has seen the heart
of Elvendom and felt the wonderful power of the lady of the Galadrim.
Notes
Aragorn proves his just leadership by blindfolding everyone in the name of equity. As testament to the evil
wind in the air, the companions seem to grow suspicious of one another. Fortunately Aragorn maintains control
and is able to quell the growing suspicious natures of his men.
PLOT SUMMARY / ANALYSIS - LORD OF THE RINGS
The Mirror of Galadriel
Summary
Each member is greeted personally by Lady Galadriel, who is lovely to behold. Her husband the Lord Celeborn
is also handsome. The Lord and Lady are appraised of what the company has been doing till now and they are
truly sorrowful when they hear of Gandalf’s fate.
The adventurers stay for many days, resting and healing themselves as well as mourning Gandalf. One day
Lady Galadriel shows Frodo and Sam her mirror, which is a basin of water from a nearby stream. When she
breathes on the water, Sam and Frodo see scenes from the past and the future. When Sam looks into it, he sees
his home has been dug up and his father is all alone; he wants to go home. When Frodo looks into the mirror
he sees a single eye which is looking for something. The Ring around his neck gets heavier and heavier, but
just as he is about to slip forward the lady makes the vision vanish.
Frodo offers his Ring to her when he realizes that she wears one of the three lesser rings, but she tells him that
if she takes it se will be corrupted, as will anyone else. She refuses his offer and hopes that Frodo succeeds in
his mission, though that would mean the discovery of the elves that she has managed to keep hidden from
Sauron by use of her rings.
Notes
Galadriel knows what the others discussed at the council meeting: if one wants to gain something dear, one
might have to sacrifice. The greater good of destroying the ring may very well mean the individual and
personal sacrifices of her and her beloved elves.
Farewell to Lorien
Summary
Galadriel gives the company boats in order to float down the Anduin. She gives each of them a gift, in order to
help them on their way. She gives Aragorn a sheath made to fit his sword and a silver broach that holds a clear
green stone, the Elfstone of the house of Elendil. To Boromir, she gives a belt of gold. To Legolas she gives a
bow strung with elf-hair and a quiver of arrows. To Merry and Pippin, she gives silver belts with golden clasps.
To Sam she gives neither something to keep him on the road nor to defend himself; instead she gives him a box
of earth from her gardens, so that when he returns to his barren and desolate home, his garden will bloom like
none other. When she asks Gimli what he wants, he asks for a strand of her hair. She gives him three as well as
a blessing that his hands will flow with gold, though it will have no dominion over him. To Frodo she
bequeaths a small crystal Phial in which is caught the light of Earendil’s star, amid the waters of a fountain. It
will be a light for him in dark places and make the night brighter.
The company then leaves and goes on their way. They have chosen a difficult, but a valiant path.
Notes
The path he men have chosen is clearly the path of good, as opposed to evil, which is the essential conflict in
the novel. Lady Galadriel’s psychic powers and Sam’s vision of the Shire being laid waste by some kind of
industry are perhaps social comments pointing towards the change that was taking place during World War I
(in which Tolkien served), or during World War II (during which The Lord of the Rings was written).
The Great River
Summary
The journey by boat is uneventful for a few days. They pass barren lands laid waste by Sauron and come across
no living things except black swans flying overhead. The company decides to follow Aragorn along the path he
recommends. Boromir disagrees, wanting to return to his home with the Ring, because of the dream he had.
Aragorn and Legolas go on ahead to find a safe route; they return to tell the company that they must leave the
river and go by road for a while.
Notes
Not much happens here. The most significant thing is the foreshadowing of the eventual conflict between
Boromir and Frodo. Boromir wants to take the Ring back to his people. Clearly, this will not fit in with Frodo’s
aim. The tragic consequences of this disagreement will affect everyone.
The Breaking of the Fellowship
Summary
That night the company rests on the right bank at the foot of Amonthen. The next day the burden of choice is
laid on Frodo’s shoulders. He must decide whether to return with Boromir to Gondor and defeat Sauron, or
proceed with the plan to destroy the Ring.
Frodo takes a walk. Boromir follows him and tries to persuade him to return with the ring to Gondor. Frodo
refuses and says that if he does not take the difficult path to Mount Doom and destroy the Ring, every good
battle will ultimately be lost.
In desperation, Boromir tries to take the Ring. Frodo slips it on and evades Boromir, who comes to his senses
and realizes what he has done.
Frodo is aware that the others must be looking for him. He puts the Ring on again and goes towards the foot of
the hill, realizing that he must proceed alone, to avoid further complications. The company learns from
Boromir part of what has happened and they pair off to go and look for him. On a hunch Sam goes to the river
where he sees an empty boat floating. He jumps towards it but misses and falls into the water. Frodo takes off
his Ring and helps Sam ashore. After much arguing, Frodo agrees that Sam should accompany him and the two
of them set out toward the Land of Shadow.
Notes
The unexpected complication of Boromir’s desperation has made Frodo realize the enormity of his
responsibility. He decides to travel on alone rather than see any of his other companions overcome by
desperation or the evil spell of Sauron.
THE LORD OF THE RINGS-FREE ONLINE BOOK SUMMARY
PART II: "The Two Towers"
BOOK III
The Departure of Boromir
Summary
The camp is attacked by a band of orcs and Boromir is killed. Before he breathes his last breath, Boromir tells
Aragorn that the orcs have carried off the other hobbits. The remaining members of the party search through
the bodies of dead orcs and find many weapons. They put Boromir’s body on a raft and set it out to sail, having
no time for any other kind of funeral.
Aragorn tells Gimli and Legolas that he thinks Frodo and Sam have gone alone to Mordor and that they
themselves should follow the orcs and not Frodo. So saying, these adventurers continues on their journey,
travelling in search of their missing companions.
Notes
Boromir’s death redeems his last act, because he dies a hero. Aragorn is careful to give him a hero’s funeral, as
much as possible. After that, the men must resume the business at hand of finding their lost companions Merry
and Pippin.
The Riders of Rohan
Summary
On their journey, Aragorn, Legolas, and Gimli come across a pile of slain orcs and come to the conclusion that
the orcs have quarreled among themselves. Still there is no sign of Merry and Pippin. Later, they find hobbit
footprints and a broach—clues that their captured friends have passed this way.
After many days of pursuit without sign of trail or hope, Aragorn sees riders coming their way. The riders are
men of Rohan and their leader is Eomer. Eomer and his riders tell the men that they have already slain the orcs
but that there were no hobbits with them. When Aragorn tells Eomer that both Gandalf and Boromir are dead,
Eomer is sorry. He tells the hunters that the men of Rohan are no friends of either Sauron or Saruman, the
wizard who was aiding in the attack on Boromir’s people. He offers the hunters horses, asking only that once
their deed is accomplished, they return. It seems Eomer’s king, King Theoden, did not want him to aid the
travelers.
After bidding farewell to the men of Rohan the three hunters again pursue their hobbit friends. At night they
rest under some trees in the forest of Fangorn. Gimli, who is on guard, sees an old man but before they can
discover who he is, he disappears. The horses are gone as well. Gimli tells the others that he thinks the old man
was Saruman, who has taken or scared away their horses. Their dim hope of catching their friends grows even
fainter.
Notes
The narrative remains with Aragorn, rather than Frodo. For the time being, he and his companions are focused
on finding Merry and Pippin. The search, like much of the plot, proves more difficult than it had seemed.
The Uruk-hai
Summary
Pippin and Merry, in the custody of the orcs, lie captive awaiting their fates. By listening to the conversation,
Pippin learns that there are two groups of orcs. In the course of taking the captives, the two groups have fought
one another. Pippin gets hold of a knife and cuts his bonds, tying a loose knot around his wrists.
The prisoners are picked up and after another short journey, the orc’s messenger tells them that a single
horseman was seen nearby. This time Merry and Pippin are made to walk instead of being carried. Pippin
manages to break free, but is caught. Fortunately before he is caught, he manages to lose his cloak pin, a
broach. He loses consciousness and only regains it when the orcs stop.
Eomer and his men attack the orcs and Merry and Pippin manage to escape into Fangorn.
Notes
This chapter is a sort of narrative flashback, explaining the pin that the other men found in their search. This
narrative layering reveals a thoroughness on the part of Tolkien, who wants to explain all the loose ends he
includes.
THE LORD OF THE RINGS-FREE STUDY GUIDE/ANALYSIS
Treebeard
Summary
The hobbits run as fast as they can into the forest, finally stopping for a drink of water. They come upon a sort
of rock wall and climb up natural stairs, where they meet an Ent, or Treebeard, as he calls himself. Treebeard is
the oldest living creature in Middle-earth, a fourteen-foot guardian of Fangorn forest. He takes the hobbits to
an Ent house and gives them drink and shelter. He knows Gandalf and asks the Hobbits for news of the outside
world. When he comes to know about Saruman and how he has tamed orcs to serve him, he is angry. He
decides to gather all the Ents and march to Isengard. Treebeard tells the hobbits that there aren’t many Ents left
because all the Entmaidens and Entwines have gone away and the Ents cannot find them. Due to no new
Entings being born and the Ents growing old, the population is dwindling.
The next day Treebeard takes the hobbits to a meeting of Ents at Entmoot. Two dozen Ents are gathered and
more come. The next day they march to Isengard. The Ents are angry at Saruman, their neighbor, who cuts
down their trees and burns them without reason and who also trains Orcs not to be afraid of Fangorn. Pippin
looks behind and sees the whole forest moving. The trees have awakened and are marching towards Nan
Curunir, the valley of Saruman.
Notes
The Ents are a population on the verge of dying out. Their forces are weak and they have no force with which
to repopulate. Still, they march toward death to fight Saruman, knowing that the greater good they can
accomplish will live on as a legacy even if they do not.
The White Rider
Summary
The story now returns to the three travelers hunting for their lost companions. They find a leaf from Lorien and
crumbs of food in the grass, as well as pieces of cut cord. They also find an orc knife. They follow the hobbit
prints up to Treebeard's rock wall and when they climb up to the top they once more see the old man who had
appeared earlier.
The old man comes to them and reveals himself to be Gandalf. He tells them that the old man they had seen
earlier was not him but Saruman. He also tells them that their missing hobbit friends have gone with the Ents to
Isengard, to fight Saruman. He tells Aragorn that he must go to their aid.
He tells them what happened when he fell into the abyss with Balrog. Gandalf held on to the enemy’s heel and
the Balrog took him up to the highest peak from where Gandalf flung the Balrog to its death. Gwaihir, who had
been sent by Lady Galadriel, found Gandalf there. He was taken to Lothlorien, where he was clad in white and
healed. Lady Galadriel’s messages of caution are given to the three and they set off.
The White Rider (Gandalf) then summons Shadowfax, his horse, which he took from Theoden along with two
others. Gandalf sets Gimli on his own horse and they ride off toward the halls of Theoden, Eomer’s king.
Notes
Saruman becomes a more important villain than Sauron in this part of the novel. He has managed to pervert
society by controlling the orcs and waging war on all his neighbors. It now becomes the mission of the others
to stop him.
The King of the Golden Hall
Summary
Now that Gandalf has returned from the dead, he serves as the captain of the hunters. He leads them to
Theoden’s halls, and tells the guards that they have come back to return the horses that Eomer had lent them.
The four companions enter the hall after leaving their weapons behind, but they do not get a warm welcome.
Theoden is reluctant to show gratitude; he says this is because Gandalf almost always heralds bad news and
asks for help. In truth, it is because Saruman has a secret hold on him in the form of his advisor, Wormtongue.
Gandalf frees Theoden from the wicked influence of Wormtongue. Gandalf then asks Theoden to release
Eomer, who has been held prisoner of Wormtongue’s counsel. Eomer returns and lays his sword at Theoden’s
feet. Theoden realizes his mistake in trusting Wormtongue. He decides that he will himself lead the riders of
Rohan against Saruman. Wormtongue is sent away.
Theoden gives Shadowfax to Gandalf. He proclaims that Eomer his heir and Eowyn his sister are to rule in his
place until he returns.
Notes
The war on the orcs escalates as the narrative remains diverted from Frodo, as well as Merry and Pippin.
CHAPTER SUMMARY AND NOTES
Helm’s Deep
Summary
On the second day of their journey, a messenger who tells them that Saruman has almost won meets the group.
Gandalf leaves them with the excuse of having an errand to run. When they reach Helm’s Deep, the battle is
fierce and the orcs seem to be winning. Suddenly Theoden and his men ride up from behind, trapping the Orcs.
Gandalf appears with a contingent of reinforcements. The orcs flee into the forest, but the trees capture them
and the battle is over as quickly as it began.
Notes
Gandalf’s strategy proves victorious. He had ridden away to gather men for reinforcements. Many heroes are
proclaimed that day, but none as precious as Gandalf. Once again the forces of evil have been overthrown by
those of good.
The Road to Isengard
Summary
King Theoden, Gandalf the white rider, Aragorn, Legolas, Erkenbrand, Eomer, Gimli and the men of Rohan all
gather beside a stream. When Theoden asks Gandalf about his wizardry over the trees, Gandalf laughs and tells
them that it has not been his doing. He asks them to come with him to Isengard if they wish to know more
about the trees.
After resting, the men set forth again. They come to Orthanc, the citadel of Saruman at Isengard. They are
surprised to find that Treebeard and his Ents have destroyed the citadel, and that Saruman and Wormtongue
have hidden themselves away, guarded by none other than Merry and Pippin. Theoden, who is anxious to see
Treebeard, says good-bye to the hobbits and accompanies Gandalf to the Northern wall.
Notes
At last the band of travelers, minus Frodo, are complete.
Flotsam and Fetsam
Summary
Merry and Pippin tell their companions how they came to be at Isengard after escaping the orcs and being
helped by Ents. Merry tells them how the whole forest marched to Isengard and tore up the gates. Pippin then
tells them how Saruman almost managed to escape but was spotted in time and took refuge in the stronghold of
Orthanc that even the iron tearing Ents could not destroy. He also tells them how Gandalf came by and asked
for Treebeard’s help, which he gave. Pippin tells them how Wormtongue came to give Saruman a message, but
seeing the destruction he wanted to leave. At that point Treebeard captured him and that is how he came to be
cloistered with Saruman.
Notes
Again, Tolkien takes the time to backtrack and explain the missing pieces of the plot that the narrative has not
revealed.
The Voice of Saruman
Summary
Gandalf warns everyone about Saruman’s voice, which has powers beyond their imagination. Theoden,
Aragorn, Legolas and Gimli decide to go with Gandalf to get a first hand view of Saruman. When Saruman
does appear, his voice sounds like the sweetest anyone has ever heard. He speaks to Theoden and tries to
persuade him to be his friend. Gandalf doesn’t say a word because he has to let Theoden make his own
choices: either succumb to Saruman’s wizardry or fight it. Gimli is not taken in and neither is Eomer.
Eventually Theoden is able to control himself and he rejects Saruman’s appeal.
Theoden’s men have fallen under Saruman’s spell and are confused by their leader’s rejection. Saruman is
angered and when his voice changes the men realize their mistake in falling for his tricks. Gandalf gives
Saruman a chance to discard his evil ways, but Saruman not only does not take Gandalf’s offer, he even tries to
persuade Gandalf to join him. When Gandalf asks him once more to come out of Orthanc, Saruman turns
away. Gandalf raises his hand and commands Saruman’s staff to break. Saruman’s staff breaks and he falls
back. At that Wormtongue hurls an object at Gandalf but misses and Pippin picks it up. Gandalf retrieves it,
recognizing it at once as a palantir (a seeing stone). Gandalf knows that though Saruman is a lost cause, this is
a great treasure.
Gandalf asks Treebeard to pour back the water into Orthanc so that Saruman can never escape. Treebeard
agrees.
Notes
In this scene, Gandalf again asserts his wisdom and incorruptibility. He also takes over as leader of the
wizards, having been unable to persuade Sarumon to repent his wicked ways. Gandalf emerges greater and
more admirable. Good once again defeats evil. And order is semi-restored.
BOOK SUMMARY / SYNOPSIS - LORD OF THE RINGS
The Palantir
Summary
Pippin is extremely inquisitive about the glass ball that Wormtongue threw at Gandalf. Finally, curiosity
overcomes him and he can stand it no longer. He goes to where Gandalf is and steals the globe. His conscience
tells him not to meddle in the affairs of wizards, but he cannot bring himself to stop. He gazes into the palantir
and screams. Gandalf revives Pippin, asking him what he has done and seen.
Pippin then tells Gandalf that when he looked into the globe he saw a tower, around which nine huge bat-like
things were flying. One of them came up close and he saw Sauron. Sauron saw Pippin and imagined that
Sarumon had captured him. Sauron told Sarumon to bring him the hobbits.
Pippin does not understand this, but Gandalf does. Sauron wants the hobbits, thinking they can lead him to the
ring. Sauron does not yet know that the palantir is in Gandalf’s possession. Gandalf forgives Pippin because he
knows that if he had looked into the palantir, Sauron would have realized what transpired.
Just as he is about to leave, a Nazgul flies over head. Gandalf and Pippin leave. Gandalf tells Pippin that
Sauron must be close. He has sent one of his servants to find Saruman. Since the seeing stone is no longer in
Sarumon's possession, he will not be able to answer Sauron’s summons. The Dark Lord will think Sarumon
has betrayed him.
Notes
Suspense deepens as one danger is defeated and a greater one rears its head. Gandalf and Pippin are separated
from the others and must make their way alone.
Book IV
The Taming of Smeagol
Summary
The narrative returns to Frodo and Sam, who have been traveling for three days. They know that Gollum is
pursuing them so they take the offensive and capture him first. Frodo and Sam have been having trouble
finding their way. Gollum promises to help them and to be on his best behavior.
Notes
Gollum begins to call himself by his old name, Smeagol. When he was Smeagol, he was a good person. Evil
corrupted him and he became Gollum. The message is obvious: every person has a Smeagol and Gollum in
them. It is up to the person to decide which he will entertain.
The Passage of the Marshes
Summary
Gollum, or Smeagol, leads the hobbits down the slopes and makes no attempt to escape. He brings them back
to the narrow gully they had gotten stuck on before and shows them a way down. I
The next stage of their journey is much the same as the last. Gollum leads them over the marshes in single file.
His keen sense of direction serves them well, and even though the morning comes, the sun is hidden behind
clouds and the land is misty.
On the third day, they come upon the Dead Marshes. They see lights and flames above unseen candles floating
in the gurgling water. Sam and Frodo see dead faces in the mud, faces of elves, men and orcs. Gollum tells
them about the battle that was fought there long ago, at the Black Gates, and how the graves of the dead were
swallowed up by the marsh. There are candles for every dead creature in it. Somehow they get across the dead
marshes, guided solely by Smeagol’s senses.
As their journey progresses they sense Smeagol’s uneasiness. Later, a winged creature flies over the marshes
and Gollum refuses to move until the moon is gone. He tells his hobbit companions that the wraith is a Nazgul
of Sauron’s, and that it will tell Sauron where they are.
The travelers change as they get closer to Mordor. The Ring weighs heavily on Frodo. The veil that once
warded its hostility has become thin and fragile. Frodo has become quieter and more troubled as they travel.
Gollum has changed too. For a while, he seemed to have changed into a good person, honest and trustworthy.
Now, however, he is fawning and falsely friendly. Sam grows suspicious of both his companions.
On the fifth day of their quest, they come to the desolation that lies before Mordor. The ground is parched, gray
and white. Nothing grows on it and even the sun’s light is defiled among the ash heaps of the Dark Lords
terrain. Amidst this desolation the weary travelers find a dark hole into which they crawl and go to sleep.
When Sam wakes up, he finds Gollum debating with himself over Frodo’s sleeping body. Each time Gollum
thinks of taking the Ring from Frodo his hand is drawn out, but when Smeagol speaks (which may serve as his
conscience) he draws back his hand. Sam realizes that what he had perceived as hunger for hobbit flesh was
actually lust for the Ring. Sam does not let on that he has overheard Gollum, but rouses Frodo, who has been
refreshed by a pleasant dream, and they set off.
Two more times they feel the dread and fear passing over them. Though they cannot see the Nazgul they
believe it is nearby. Gollum very reluctantly leads them to the Gate.
Notes
The evil forces weigh heavily on Frodo and Gollum. However, good old Sam is untouched. He has the
presence of mind to be suspicious of his companions, and to think clearly and pay attention.
NOVEL ANALYSIS-BOOK NOTES
Black Gate is Closed
Summary
Before the next day dawns, the journey to Mordor is complete. Gollum and the hobbits come to the tower of
the Dark Lord just as the day guards are replacing the night guards. Smeagol says he knows of another
entrance and offers to take the men there. Sam is still suspicious, but as Frodo looks at the tower, he sees
troops approaching.
Once more Frodo puts his trust in Smeagol, who has twice had a chance to steal the ring or harm him. He is
beginning to trust Smeagol. As Frodo contemplates what to do, four more winged creatures fly above. More
troops approach, accompanied by Oliphaunts.
Notes
Smeagol has proved himself trustworthy despite momentary lapses. On the verge of an important decision,
Frodo makes the decision to trust the man who was once his enemy.
Of Herbs and Stewed Rabbit
Summary
As they pursue the alternate entrance, they find themselves travelling by night and sleeping by day. Frodo and
Gollum sleep when they can, but Sam finds it hard to do so.
Eventually they come to a clear lake in a shallow dell, where they drink and wash to their content. Though the
place is pleasant, all around them are signs of old wars and new wounds. Bones and burnt remains are strewn
around the place. Sam asks Gollum if he can find food for them. Gollum comes back with rabbits. Sam fetches
some herbs and cooks the rabbit meat in water. Gollum, disgusted by the practice of cooking meat, goes off to
find something for himself. Sam realizes too late that his fire has attracted attention. Four men whom Gollum
was able to evade capture the hobbits. The men are from Gondor, led by Captain Faramir (Boromir’s brother).
Frodo tells them who they are and asks them to spare Gollum, if they catch him. He tells them about the fate of
Boromir and they are saddened.
Faramir leaves two men to guard the hobbits and goes off on an errand. The guards tell them that they are
rangers come to ambush the men that help Sauron. Though they know that Gondor and Minas Tirith are
doomed, they will not let the Southrons join the Dark Lord without opposition. Sam then gets his first view of
a battle of men against men, which he doesn’t like much. While watching the men fight each other, he sees
another fight that terrifies and delights him for life: an Oliphaunt.
The Window on the West
Summary
When Faramir returns after the battle, he questions Frodo long and hard about the object he has that Sauron
wants. Frodo holds back, telling Faramir of the sword that was broken and about Boromir and Aragorn.
Faramir almost accuses Frodo of killing Boromir when Sam speaks up. Frodo, who did not know that Boromir
was dead, is upset.
Faramir asks Frodo to join them so that they may be protected from orcs. Some of the guards see a shadow.
Sam guesses that it is Gollum, but the men think that it is a large squirrel.
Sam refuses to sleep and after they have eaten Faramir sits to talk with the hobbits. Frodo tells him many tales
except about their quest and the Ring, and Faramir tells them about his ancestors and their quest against the
Dark Lord. Sam tells Faramir about Lady Galadriel’s beauty. While talking he lets slip that Boromir wanted
the Ring.
Faramir guesses that it is the one Ring and puts the hobbits at ease by saying that he is not about to force it
from them. He sympathizes with Frodo, who has an enormous responsibility on his shoulders.
Notes
The friendship between Frodo and Faramir restores Boromir, though he is dead. Frodo never held ill will
toward him, but now he is able to express his admiration for the fallen comrade by remaining silent rather than
dishonoring his memory.
PLOT NOTES - BOOK NOTES
The Forbidden Pool
Summary
Faramir catches Gollum and threatens him with death, but finally releases him to Frodo’s custody. He
questions Gollum about the secret entryway to which he is leading Frodo, and cautions both men that Cirith
Ungol (the place they are travelling through) is evil and unsafe. He tells them not to come back to his secret
hiding place, and says that if he ever catches Gollum without Frodo, he will kill him.
Frodo is concerned that Cirith Ungol is so unsafe. However, he knows he must destroy the Ring and that this is
the only way to reach his destination. Faramir gives Frodo his blessing and reluctantly agrees to let them go.
Notes
Faramir and his men are cautiously helpful, but they do not want any trouble. For this reason, he sends Frodo,
Sam and Gollum away, telling them not to bother him or his people anymore.
Journey to the Crossroads
Summary
When day comes and the hobbits have eaten, Faramir gives them their packs, which he has graciously stored
with food. He presents them with staffs adorned with carved leads and plaited leather thongs, to help them with
their treacherous climbing. Gollum, who has been blindfolded, protests until Frodo and Sam don blindfolds
too, in order to appease their companion’s sense of injustice.
They travel by day and sleep by night for three days. Gollum hurries them along, and Frodo wonders why he
does so. They come to a crossroads and Frodo sees the stone figure of one of the kings. The head has been
replaced with a round stone with one single eye on the forehead, symbolizing Sauron. As he looks around he
sees the original head lying on the side of the road. The setting sun casts a yellow glow about the discarded
head.
Notes
The setting sun creates a crown for the discarded head, symbolizing a return to power by the old rulers and a
deposition of the new dictator, Sauron. Frodo finds meaning and comfort in this scene, knowing that they have
not come on it by accident.
The Stairs of Cirith Ungol
Summary
Once more Frodo is being dragged down by the Ring, which seems to want to preserve itself. In the distance
Minas Morgul looms larger than life and the sister tower of Minas Tirith towers over the moon. Their steps
seem to slow, as if all are impeded by the evil forces.
Frodo is compelled toward a white bridge, though he knows that he will be easily spotted. Gollum and Sam try
to stop him but are unsuccessful, as he seems possessed. Suddenly thunder and lightening split the night air.
The gate opens and out comes the Lord of the Nine Riders. Frodo clutches the Phial of Galadriel and his own
will is restored. The wraith-king does not see them, and instead passes on with an enormous army. Frodo feels
sorry for Faramir, who will have to contend with these forces.
Gollum hurries the hobbits on and they come to an opening in a rock mountain that has many stairs, straight
and winding. The path is difficult, at times too narrow or wide. Frodo sees that there is a red light at the end
and guesses that the secret passage is guarded. Gollum tries to encourage him, telling him they might be
distracted by the battle preparations at hand. The three of them rest and Sam makes Frodo laugh with his
futuristic tales, hoping that once their adventure is over, they can make it into a song. As they talk Gollum slips
away; when he comes back the hobbits are asleep. Something of the old Smeagol stirs in his soul and he
touches Frodo almost lovingly, feeling as he used to when he was jut a plain old hobbit. His touch stirs Frodo
and wakes Sam. Sam misunderstands Gollum’s motives, which causes the other hobbit’s momentary lapse of
goodness to fade in anger.
Notes
This chapter is nearly completely devoted to the character of Smeagol, or Gollum. He is a complex character
who was once good but who has been tarnished by years of exposure to the power of the Ring. When Smeagol
takes over, the character is his old self, wanting connection with his companions. But in this chapter he is
suspected because of his evil self. What might has been a complete relapse into goodness is cut short by Sam’s
suspicion.
This is not to say that Gollum would have turned "good" were it not for Sam. Gollum is a pitiful character,
someone to be sympathized with and felt sorry for. Years of living evilly have turned his soul black and even
though he wavers, he is basically ruined by evil.
ONLINE PLOT SUMMARY/BOOK REVIEW
Shelob’s Lair
Summary
Gollum’s evil side resurfaces with a vengeance as he leads Sam and Frodo into a trap—the lair of the giant
spider Shelob. The smell in the place is horrible, but neither Sam nor Frodo realize they are being led into a
trap. Gollum thinks Shelob will only care about prey, not the Ring he hopes to recover. Once inside the cave,
Gollum disappears.
It is then that Sam and Frodo sense the evil presence of Shelob. It is dark in the cave so they cannot see her.
Sam asks Frodo to use Galadriel’s phial to cast light in the cave. They see the hungry evil eyes of their
predator. As they try to run she spins a web to trap them. Shelob was, as Sauron called her, "his cat", whom he
fed prisoners for which he had no use.
Sam and Frodo escape and come to another pass, where upon Sam hides the Phial, afraid that orcs might spy
them. But as soon as he does that Shelob rushes forward from another hole. Just as Sam is about to warn
Frodo, Gollum grabs him from behind. In the ensuing struggle, Sam and Frodo are separated. By the time Sam
gets free, he cannot see Frodo.
Notes
It is unfortunate but necessary to the plot that Gollum has this last bout of evil intent. Shelob is merely another
villain thrown in to complicate the plot and raise the anxiety levels of the characters and the reader.
The Choices of Master Samwise
Summary
Sam returns to find Frodo entrapped in Shelob’s web, apparently dead or severely wounded. Enraged, Sam
uses Frodo’s sword to fight Shelob. Shelob fights him, but he miraculously recites an elven prayer and uses the
phial; a burned Shelob crawls away. Sam sees that Frodo is lifeless and gives up in exhaustion and sadness.
After some time, Sam resolves to finish Frodo’s task of destroying the Ring. He takes the Ring from his
companion and leaves him in his coat of fine mail armor. He goes some distance before he hears the sounds of
the orcs. He slips on the Ring just in time. His senses seem suddenly sharper, except for his eyesight. And he is
aware of an eye searching for him. He hears the orcs and realizes that they have found Frodo, at which point he
can only think of rescuing his friend’s body from the enemy.
He rushes to where Frodo lay, but the Orcs have carried his body away. Sam realizes he can hear the orcs and
understand their language. Eavesdropping, he learns that the orcs are looking for him; and further, he learns
that Frodo is not dead, merely paralyzed by Shelob’s venom.
Notes
Sam dons the Ring, an act that is full of danger and the threat of corruption. But Sam is a good person, as
already established. He dons the Ring fully aware of its dangerous potential. He does so to honor his fallen
friend, Frodo.
A convenience here is that Sam learns Frodo is not dead. Otherwise, he might have gone on without Frodo. As
it is, he learns that his friend is still able to be saved.
THE LORD OF THE RINGS FREE BOOK REVIEW
PART III: "THE RETURN OF THE KING"
Book V
Minas Tirith.
Summary
Pippin awakes on the way to Minas Tirith with Gandalf. As they near, Gandalf warns Pippin to be careful of
what he reveals. Denethor, the leader, is Boromir’s father. News of his son’s death is bound to cause some
reaction.
Sure enough, Denethor is upset that Boromir died when a mere soldier like Pippin lives. Eventually, Denethor
accepts Pippin and sends him off with a man, Beregond, to learn about the city and the upcoming war. Pippin
and Beregond become fast friends, and Pippin finally feels like he has found a friend (since he has parted from
Merry). When Pippin returns to his quarters after the Gate closes Gandalf tells him to rest while he can,
because soon there will be no time for rest.
Notes
The friendship between Pippin and Beregond is important, as later it will lead to some important sacrifices on
the part of Pippin.
The Passing of the Grey Company
Summary
The story turns now to the remaining members of the company who are at Isengard. With them are Theoden
and his men. They are joined some time later by Halbarad Dinadan, a Ranger like Aragorn. He has been asked
to join them by Lady Galadriel. Thirty men and Elrond’s sons, Elladan and Elrohir accompany him. Elrond’s
daughter, Arwen, sends a staff for Aragorn.
Merry, meanwhile, lays his sword at Theoden’s service, just as Pippin did in Denethor’s. He is accepted as
Theoden’s esquire and given a pony of his own. They are ready to return to Rohan and fight to defend Gondor,
then travel to Minas Tirith to fight Sauron. Aragorn tells them that he must part with them, taking his group of
men across the Paths of the Dead as quickly as possible in order to reach Minas Tirith and defeat Sauron with
haste. Aragorn tells them that he has revealed his position to Sauron in the hopes of frightening him into a
hasty misstep. Legolas and Gimli opt to go with him, as do Halbarad and his men.
The Grey Company, as they are called, travel swiftly through the plains. Theoden and his riders go over the
mountains. On the way Aragorn’s company meets Lady Eowyn, who asks to come along. Aragorn says that
without the King her brother’s permission, she cannot go. Eowyn laments her fate, saying that being a women
she has to remain behind only to hear news of death and destruction. She must govern them especially well,
since all may be lost and only she will remain. The next day they part, painfully bound by duty.
The next day the Grey Company comes to the Haunted Mountains and to the Path of the Dead, where no
mortal has ever lived to travel through. Aragorn summons the dead to fulfill an oath sworn to his ancestor,
Isildur. It seems that long ago the dead promised to aid Isildur in fighting Sauron, but betrayed him. As a
result, they have been cursed to remain in the Paths of the Dead. Aragorn tells them that they will be free only
if they follow Isildur’s heir to battle when called upon. This is that time. The king of the Dead summons his
men to follow Aragorn in battle against Sauron and so be free forever.
Notes
Two themes of interest are restated here. First, Eowyn must act in the interest of a greater good. Selflessness is
the most heroic code by which Tolkien's characters live. Second, true leadership qualities are destined in man.
Aragorn slowly proves his birthright and works his way toward reclaiming a throne that is rightfully and
legally his. Thou he will no doubt meet with some resistance by the seated leaders of Gondor, his claim to the
throne is unquestionably obvious, especially in this chapter.
The Muster of Rohan
Summary
Theoden and his men are met by Eowyn, who tells them of Aragorn’s departure to the Paths of the Dead and
who asks once again to be permitted to join them. Again, she is refused. The Lord of Minas Tirith, Denethor
sends a messenger to Theoden asking or assistance at once in defending Gondor. Theoden then promises that
he himself will ride with six thousand to Minas Tirith.
During the course of the night a great cloud of darkness engulfs the land. As the riders from Rohan prepare to
enter Gondor, Merry is told he must not go. He hitches a ride with a desperate soldier named Dernhelm and
makes his way in to the battle regardless.
Aragorn, Gimli and Legolas have gone to Minas Tirith. Gandalf and Pippin are already there. Frodo and Sam
are off on their quest. Merry, who feels all along like a burden to others, feels even lonelier.
Notes
Plot twists begin to merge and characters come together after many pages of separation. As a character, Merry
emerges more thoroughly. He is excited, loyal, and ready to prove himself. But no one gives him the chance.
The mysterious soldier is a welcome opportunity for Merry, and an exciting and mysterious diversion for the
reader.
FREE STUDY GUIDE-THE LORD OF THE RINGS
The Seize of Gondor
Summary
Pippin meets Beregond in the chaos of the upcoming battle and the two watch as the horizon is devoured by
the Darkness coming from the Black Land. Just as the two talk of the creeping shadow, they are struck dumb
by a shuddering cry uttered by "fine bird-like forms horrible as carrion fowl, yet greater than eagles, cruel as
death". The Nazguls sweep down upon some men who are trying to reach the gates to safety. Beregond
recognizes Faramir just as he is attacked by one of Sauron’s formless demons. Just in time, Gandalf appears
and saves Faramir, delivering him safely to his father’s throne.
Faramir tells his father Denethor that he has met Frodo. Further, he tells him that Frodo is on his way to Cirith
Ungol to dispose of the Ring. Denethor is angry because he had wanted the Ring to destroy his enemies. He
tells Faramir he would have rather him died than Boromir. The king dismisses his son, displeased and feeling
betrayed.
The next day Faramir is sent an extremely dangerous post, Osgiliath, to defend the walls of the city against the
enemy. He goes to please his father, knowing that Denethor feels he has been let down. A messenger comes to
relay the news that the leader of the Nazguls, the black captain, is leading his followers to Osgiliath and is
being joined by a regiment of men from the south, the Haradrim. Gandalf warns Denethor that the Black
Captain will not die at the hands of a man, and that his son Faramir is in trouble on his post. Gandalf tries to
help Faramir, but the latter is hell-bent on doing right by his father; he refuses to leave.
The battle is fierce and Faramir’s troops are decimated. The deadly dart of a Nazgul seriously wounds him. For
a while, it appears the good troops are losing to Sauron’s evil forces. They thrown dead and disfigured soldiers
over the walls of the fort, and the Nazguls circle overhead with their relentless screeching. The reinforcements
have not arrived, and those trapped inside the city begin to fear their own deaths.
As Faramir lies dying, Denethor is overcome with guilt and despair. He loses all hope and interest in the battle,
deciding to take his own life as he buries his son on a giant funeral pyre. Pippin manages to postpone this while
he runs to find Gandalf. He tells Beregond to stop the king from doing anything mad.
Pippin goes down to where he can see Gandalf, but is stopped by the sight of a huge battering ram called grond
hammering away at the Gate. It breaks open and the Black Rider enters. He faces Gandalf. He takes off his
hood and reveals his evil formless body. A red fire shines between the shoulders and the crown, no head is
visible, and he tells Gandalf that he is death.
At that moment, a cock crows. The sounds of reinforcements can be heard. A true battle is about to occur.
Notes
In this chapter, Tolkien has shown remarkable knowledge of father son relationships. An angry father
dismisses his errant son because his ego is hurt and then repents and goes mad with grief. Since Boromir’s
death, Faramir is the only one on whom the father’s hope and lineage rests. The resulting near-tragedy is full of
complicated ethos, another testament to Tolkien’s ability.
The Ride of the Rohirrim
Summary
This chapter backtracks and traces the arrival of the riders of Rohan, Merry and the Rohirrim. They meet with
the Woses, the Wild Men of the Woods, who have agreed to lead the Rohirrim into Gondor by a back way in
order to help stave off the Dark Years of Sauron.
The headman leads the Riders under cover of darkness and forest and leaves them when it is safe. The riders
come to the destroyed walls of Denethor’s kingdom and move forward. Theoden blows upon his horn and the
Riders of Rohan burst forth into song as they attack the surprised enemy.
Notes
Once again Tolkien layers the narrative by backtracking and covering another perspective of the same event.
This time Merry grows bored with his non-role in the battle and thus becomes the bearer of important narrative
information.
The Battle of the Pelennor Fields
Summary
In the battle, Theoden is knocked from his horse and mortally wounded. The Nazgul swoop down to claim
their prey when the mysterious young soldier called Dernhelm challenges the Lord of the Nazgul. Merry
cowers with fear nearby.
Dernhelm tells the Black Lord of the enemy to leave or be sorry, to which the ringwraith replies that he cannot
be harmed by any man. At this moment, Dernhelm throws off his cape and reveals himself to be none other
than Eowyn, whom all had forbade to come on account of being a woman. Eowyn, being a woman and not a
man, advances and stabs at the creature. In the battle, she is wounded. As the master of the Nazgul stands over
her, ready to kill her, Merry strikes him. The Nazgul cries out, giving Eowyn the time she needs to cut off his
head. The Nazgul wails and disappears.
The Black Lord is reduced into nothingness and only his clothes and crown remain. His body vanishes into thin
air. Merry realizes that Theoden is dying. The king names Eomer his heir. Eowyn is taken away to be tended.
Theoden dies not knowing that Eowyn had come to war and killed the Nazgul.
A cry goes up across the city as Aragorn and his men come from the Paths of the Dead just in time to help. The
new leaders of Gondor then ride to the city, triumphant.
STUDY GUIDE FOR THE LORD OF THE RINGS
The Pyre of Denethor
Summary
Denethor is reduced to even deeper madness, still trying to command a funeral pyre in which to kill himself
and his wounded son Faramir. Beregond, who has been trying to stop the building of the pyre, has been called
a traitor and Denethor is about to have him killed. Just in time, Gandalf comes and tries to talk sense into the
deranged father and leader of his people.
Denethor is outraged at Gandalf, whom he mistakenly believes has not only stolen his son but now his servants
too. He is upset that Aragorn will rule his people, though he knows this leadership is just and earned.
Denethor throws himself onto the pyre along with one of the palantir, or seeing stones. He kills himself.
Gandalf carries Faramir’s body to the house of healing. Eomer comes to Gandalf and tells him that all along it
had been suspected that Denethor wrestled with the enemy in thought and has now finally succumbed.
Notes
The palantir has been Denethor’s undoing. Just as Gollum becomes a pathetic character undone by his own evil
transformation, so Denethor is a struggling tragic hero—a man who might have saved himself if he had known
how to resist temptation.
The House of Healing
Summary
Merry, Eowyn and Faramir are carried to the city of Gondor for healing. Denethor is dead, and so is Theoden.
Aragorn asks for the herb "athelas", also known as king’s foil." The people of Gondor do not use this herb, but
since it grows wild in the forest they retrieve it. Aragorn heals them all and the news spreads quickly, because
prophecy has always foretold that the rightful king of Gondor possesses the art of healing.
The Last Debate
Summary
In the morning Legolas, Gimli, Pippin and Merry are all united. Gimli tells them of Aragorn’s deeds--how he
allied himself with the king of the Dead in exchange for setting them free and how the servants of the Black
Lord jumped over board and drowned or fled. Aragorn had then taken the mightiest ship as his own and he put
up the flag of Isildur made especially by Arwen, daughter of Elrond. Aragorn then released the Dead from the
curse and they vanished. After their departure, the troops gathered and set sail for Gondor.
Gandalf, meanwhile, has assembled the leaders of the armies. He tells the men that this victory is not the final
victory. Gandalf says they must wage a battle so completely devastating that Sauron is distracted from
watching Frodo, who is about to destroy the Ring. The leaders then discuss strategies and decide to march out
on the second day with seven thousand men.
Notes
Though Gandalf and Aragon know that this number is too few against an army of the Black Lord, but they also
know that the captain of the Nazgul has been slain and that Sauron’s men are reeling from the unexpected
defeat at Minas Tirith. They also know that he has not had time to gather forces, as they have. Even though
their number is small, some of the men in their army are such that one man is worth more than a thousand. As
the plot nears a climax, Tolkien pulls out all the stops for a dramatic offensive.
The Black Gate Opens
Summary
Legolas, Gimli, Aragorn, Gandalf and Pippin (commanding their troops) set off for war. Gandalf says that they
should not go by the path that Frodo and Sam tread because that will draw unnecessary attention to them.
Instead, they go by the entrance and set fire to the bridge and the fields, then depart.
As they travel closer to Sauron’s land, many of the soldiers are visibly shaken. Aragorn, being the fair leader,
allows the men to change their minds and loses about a thousand.
When the Lords of Gondor reach the Black Gate, they issue a challenge and are answered by a great rolling of
drums. Out of the Black Gate comes an ambassador of Sauron. He speaks to Gandalf, saying that he has
something of interest. To everyone’s surprise he produces Frodo’s cloak and elven broach, as well as his
sword. He then tells them never to fight him again. He commands them to respect him as leader and never
oppose him. If they do not agree, he claims he will torture Frodo.
As this Gandalf asks him to produce Frodo. Before the surprised ambassador can respond, Gandalf takes
Frodo’s things from him and rejects Sauron’s demands. The messenger retreats and the battle begins.
Orcs and trolls larger than humans attack them. As the fighting intensifies, Beregond is thrown down by a troll
who is about to bite off his throat. Pippin comes to his rescue and grabs the troll, who falls on top of him. The
stench and weight of the beastly creature suffocate him and he thinks he hears eagles before he passes out.
Notes
Pippin’s vision of eagles is a reference to Bilbo’s adventures in The Hobbit, not (as he thinks) the result of
being crushed by a troll.
CHAPTER NOTES/SUMMARY-LORD OF THE RINGS
Book VI
The Tower Of Cirith Ungol
Summary
The story returns to Sam, who is outside the doors of the stronghold where Frodo has been taken captive. Sam
dons the Ring and is nearly overwhelmed by its force. He crosses into Mordor then takes off the Ring, realizing
that the Eye is searching for him.
He is frightened, and he longs to use the ring, but he knows that the Ring itself will overpower him if he does.
He proceeds and manages to cast frightening shadows on the walls of the cave. He passes many dead orcs, and
his fearsome shadow frightens off two guards. Finally he reaches the tower in which Frodo is being tortured.
He finds Frodo, rescues him from his torturers, and the two proceed as Sam tells Frodo what has happened.
When Sam tells Frodo he has the Ring, Frodo becomes enraged and calls his dear friend a thief. This fit soon
passes, and both realize it is the Ring and not Frodo himself, striking out with such passion.
Notes
It is in this chapter that Sam proves his true worth. He has saved Frodo, but he has also resisted the pull of the
Ring, which many great men have been unable to do.
The Land of Shadow
Summary
As Frodo and Sam make their way to Mount Orodruin, they realize that the Lord
of the Nazguls has been killed in battle by a sudden change in the air. Frodo and Sam came close to orc
quarters on the vast plain and get behind a bush just in time. One orc kills the other and disappears.
A band of orcs mistake Frodo and Sam for orcs (since they are wearing stolen orc clothing). They are forced to
march with the orcs. Later there is some confusion and Sam and Frodo slip away, finding a pit in which to get
some fitful rest.
Notes
At this point, it seems like each time the two Ring-bearers get close to some kind of success, something gets in
the way. Suspense builds and the plot escalates.
Mount Doom
Summary
As they near Mount Doom, Frodo’s burden becomes so fierce he can hardly go on. While they struggle to
sustain one another, Sam and Frodo are suddenly attacked by none other than a very desperate Gollum, who is
trying in vain to get the Ring. He is in a frenzy, clearly possessed by an evil force driving him to get the ring.
There is a struggle and Sam and Gollum are locked in battle. Gollum begs for his life, and Sam relents. This is
a mistake, however, because Gollum is still lusting after the Ring.
Sam sees Frodo inside the mouth of Orodruin, struggling against himself. It seems the Ring has again taken
control of Frodo. He cannot bring himself to toss it into the pit, which is the only way to destroy Sauron. Frodo
claims the Ring for himself and puts it on his finger. Before Sam can protest he is thrown forward. He hits his
head on the stony floor and blacks out.
As Frodo claims the Ring, he becomes invisible. The Dark Lord notices him, having been distracted by the
wars in Gondor. He summons the remaining Nazguls, who abandon all and fly toward Mount Doom.
Sam wakes and sees Gollum fighting with the invisible Frodo. Sam watches in horror as Gollum snaps his
teeth. One minute he holds in his mouth a finger with the Ring attached; the next minute, Frodo reappears,
fingerless. Gollum, shrieking with delight at having found his "precious," takes a step too far and falls into the
abyss, taking with him the Ring. The Crack of Doom is filled with the Ring, at last.
The mountain shakes and its fires blaze. Sam picks up Frodo and carries him away from Orodruin. Mordor
shakes, its towers fall and mountains slide. The earth shakes and the skies burst forth with black rain, and the
Nazguls come shooting out of the sky like flaming bolts, withering away into nothingness.
Frodo is once more himself and Sam is overjoyed. Frodo asks Sam to forgive Gollum because, after all, he has
had a very important role in delivering the Ring into the Crack of Doom
Notes
This chapter reveals the theme of Fate. Even Gollum, who had struggled with his good identity Smeagol, plays
a part in the restoration of order. He is possessed by evil, but even so, he takes that one step that fulfills Frodo’s
quest. Wise as he is, Frodo tells Sam not to condemn Gollum. Rather, he wants his companion to recognize
that each person plays a part in the battle between good and evil; sometimes the role is not easily categorized.
BOOK SUMMARY/CRITICISM-LORD OF THE RINGS
The Field of Cormallen
Summary
Gwaihir the Windlord and the eagles join in the battle below the mountain. As the Ring falls into the Crack of
Doom, the Black Gate collapses. Sauron is destroyed and his evil forces flee. The victors below celebrate
Frodo’s victory, and the enemy knows their battle is lost.
Gwaihir and the Eagles carry Gandalf to Mount Doom, where he rescues Frodo and Sam from the erupting
volcano. Frodo, who has thought Gandalf dead, is overwhelmed. He and Sam rest until they are healed, then
they are treated as heroes. They are surprised to find that Strider has become Aragorn, the King. Aragorn calls
Frodo, "Frodo of the Nine Fingers and the Ring of Doom". Eventually they all depart for Minas Tirith, at
which point Aragorn will be able to claim his throne in Gondor.
Notes
Another touching reunion between Frodo and someone he has thought dead simply reinforces his position as a
likeable and important hero. Also, he is a true hero. Everyone celebrates his victory, and for days on end he is
lauded for his hard work in disposing of the Ring.
The Steward and the King
Summary
Back in Gondor, Eowyn is restless. She is still recuperating from her wounds and she is restless for Aragorn to
return. Meanwhile Faramir, also recuperating, takes an interest in Eowyn. For days, he spends time with her,
talking and waiting for the news from the great battles. And they grow close and comfort one another, the
Eagles come carrying news of the victory and of the coming of the king.
Faramir knows that Eowyn had loved Aragorn, but he also knows that Aragorn did not return this love. He
confesses that he is in love with her and asks her to be his wife. She consents.
All is ready and the New King arrives in a procession through the city. Gandalf crowns Aragorn the King of
Gondor and a new age begins.
Beregond is forgiven of the treachery that Faramir’s father accused him of, and is named Guard of Faramir.
Aragorn asks Gandalf to be his counselor, but Gandalf says that now that Sauron is defeated, Aragorn must
rule alone.
Arwen, the daughter of Galadriel, is brought to Minas Tirith. She confesses her love for Aragorn, though their
union would render her mortal and therefore subject to death (though she had been immortal).
Notes
The romance of the novel is neatly wrapped up as Eowyn finds new love with Faramir and Aragorn is pursued
by Arwen, who had sent him gifts when he was at battle. Arwen’s sacrifice of her own immortality is testament
to her passion and loyalty; like others in the novel, she will give up important things for a cause she truly
believes in.
Many Partings
Summary
When all the days of rejoicing are over Frodo tells Aragorn that he wishes to go back and visit Bilbo. King
Theoden is placed upon a golden bier and the company follows him to Rohan for burial. After the burial,
Eomer is crowned King in Theoden’s stead. He then gives Faramir and Eowyn his blessings for marriages, as
does Aragorn.
Legolas visits the Glittering Caves. Gimli visits Treebeard. Together, these two remain in Fangorn while the
rest travel on. At the gap of Rohan, Aragorn takes his leave of the hobbits and at the Misty Mountains the
remaining company comes across Saruman, now old and beggarly. Gandalf once more offers Saruman help,
but the old wizard scorns him. He leaves with Wormtongue still in tow. As he goes, he reminds them that the
Shire has been destroyed, as Galadriel’s mirror had shown
Bilbo is at Rivendell and though he has aged considerably, he is happy to see his friends. He is very old and
happenings of Mordor do not hold much interest for him anymore. When the time comes for the hobbits to
depart Bilbo gives Frodo the mithril coat and sword, forgetting that he has already done so. To Sam he gives a
bag full of gold for his marriage and to Merry and Pippin he gives a load of advice and elven pipes made of
pearl and silver. He also gives Frodo three books that he has written—records so that Frodo can continue them
with news from his adventures.
Notes
This chapter is mingled with sadness, as it appears that Bilbo’s life is near an end. He tells Frodo that he need
not return next year, suggesting by innuendo that his life may have ended. And even Frodo, who no longer has
the Ring, feels aches and pains that he never felt as long as he had the Ring.
Homeward Bound
Summary
With Saruman’s warning that the Shire is destroyed ringing in their ears, the hobbits head for Bag’s End. On
the way they stop at the Prancing Pony, where the Landlord Butterbur is delighted to see them. He tells them
that the old pony Bill returned safely and is quite well. Sadly, though, he tells them that the Shire is in trouble.
There are ruffians, wolves and highway robbers. Also, the Shire seems to be under the control of some bad
hobbits.
Near the Barrow-downs Gandalf takes leave of the hobbits, saying that they must handle their own troubles
from now on, of which they will have plenty. He goes off on Shadowfax to meet and talk with Tom Bombadil,
and the four hobbits are left alone, just as they were when they first started out. Merry says that having left the
others behind one after another feels like a dream fading away. But Frodo says that, to him, it is like falling
asleep once more.
Notes
The action begins to wind down after the dramatic fight with Sauron, and the destruction of the Ring. But
Tolkien is ever the plotter, so he reminds his readers that all is not over. The Shire is in trouble and the
adventurers have much work to do to restore their old way of living.
The dream-like dropping-off of their companions is a gentle way of winding down the narrative, one that
contributes to the fable-like atmosphere of the novel.
PLOT NOTES-BOOK SUMMARIES-THE LORD OF THE RINGS
The Scouring of the Shire
Summary
When they arrive at Brandywine, they find that a gate has been erected and that guards are posted to keep
outsiders away. The Shire has fallen under marital law. Merry recognizes one of the Hobbit guards, who is
please to see them alive but has orders from "The Chief’s up at Bag End" that he must obey. It seems that
Lotho Sackville-Baggins, who bought Bag End, has instated himself as Chief.
When Merry and Pippin climb the gate they are accosted by the Chief’s Big Man, who opens the gate and runs
away, never to be seen again. The hobbits enter the Shire and are given a list of "don’t do’s" which they ignore.
They make themselves at home in the guardhouse, where they learn from the guards that life in the Shire is
anything but pleasant. One of the guards tells them that food and drink are scarce, all of which is either kept for
the Chief and his people or is being sent out of the Shire.
The next morning the hobbits make straight for Hobbiton, but are arrested by a "Shirriff" who tells them that
they are to be handed over to the Chief’s Men. They are also told that all the inns are closed, because they have
been converted into quarters for the Sheriffs and no drinking is allowed. Also there are spies all around to
inform Lotho of all the Shire happenings. Many of the sheriffs have no choice but to join up with the Chief
because if they don’t they are put in Lock-holes and even beaten up.
The arrested hobbits go along with the Sheriff and his escorts, noticing along the way that the Shire is ugly and
overgrown with weeds. Some men tell them that Lotho Sackville Baggins is only working for Sharkey, who is
the real boss. They mock the hobbits, who tell them that the King’s men will be coming soon to restore order.
When Pippin pulls his coat back and draws his sword, the men are scared.
Frodo tells his companions that he wants no blood spilled. He suggests that Lotho Baggins may be in trouble
too, if Sharkey is the real cause of the problem. Sam goes off to Tom Cotton’s farm to check up on Tom, Mrs.
Cotton and Rosie, their daughter. Merry blows the horn and wakes the hobbits of Bywater. Tom is happy and
surprised to see Sam, as is his daughter Rosie, who has long been in love with the good-natured hobbit.
The villagers assemble with axes and firebrands; they build barricades and enlist the help of others opposed to
the police state the Shire has become. The leader of the ruffians is killed by Merry and the others surrender.
When this skirmish is over, the hobbits have time to survey the real damage at the Shire. Sam’s nightmare has
come true. Everything is ruined and his father has been kicked out. He is living with Farmer Cotton. Sam’s
father tells them that after Frodo left, Lotho began buying up the Shire bit by bit and sending foodstuff abroad.
People who opposed him were locked up and food was taken away. Lotho became Chief, but even he was not
as bad as Sharkey, who even locked up Lotho’s old mother.
Sam’s father scolds Frodo for selling Bag End, but Frodo soothes him by telling him of their adventures and
Sam’s new hero status. Before the day is up Pippin gathers many of his relatives and they stand ready to
challenge the gathering ruffians. In the Battle of Bywater, seventy ruffians and nineteen hobbits are killed.
When the fighting is over, the good hobbits return to Bag End to salvage their homes.
With a start, Frodo realizes that "Sharkey" is actually Saruman, who had warned them of his misdeeds in the
Shire. Saruman laughs, insisting that he must be spared because of his former greatness. As Frodo is about to
banish him, Saruman tries to kill him. Frodo still spares him, cheating him out of his revenge. Now the
miserable Saruman owes his life to Frodo.
When Frodo offers Wormtongue forgiveness, Saruman says that Wormtongue has killed Lotho. Wormtongue
comes out of his hiding place and kills Saruman. The old wizard shrivels up till only his bones are left. The
bones rest right at the doorstep of Bag End.
Notes
The Shire has been scoured of evil, but it has yet to be restored to its original glory. Saruman, who recognizes
that the hobbit has become a great leader, compliments Frodo. But Saruman offers a gloomy prediction, which
is that Frodo’s life will be far from easy. The narrative is submerged in this though, but only momentarily.
Regrowth is about to occur.
The Grey Havens
Summary
It looks a long time for the cleaning up of the Shire. Prisoners must be released and rogue ruffians must be
caught. Homes must be restored and rebuilt. There are no trees or plants, and the hobbits nearly despair until
Sam remembers the soil that Galadriel gave him. He plants saplings all over the Shire and puts grains of the
precious soil at the roots of these. He pays special attention to Hobbiton and Bywater. He saturates the soil of
the Shire with the fine dust, and soon the Shire is restored to a greater glory than it has ever known.
Sam Gamgee marries Rosie Cotton and goes to live at Bag End with Frodo. Merry and Pippin live together at
Crickhollow. Frodo grows old and his ailments bother him. Sam and Rosie have a daughter and they name her
Elanor. When Elanor is six months old, and it is near Bilbo’s hundred and thirty first birthday, Frodo asks Sam
to accompany him on a journey. He hands over Bilbo’s diary and his own account of the war of the Ring to
Sam, so that he can complete it.
Sam thinks that Frodo is off to Rivendell, but when they come to the Hills, they hear the voices of elves and
Sam is surprised to see Elrond, Galadriel and Bilbo. Sam than realizes that Frodo is going to the Grey Havens
and that he cannot go with him.
Frodo asks Sam to rule the Shire. He tells him that he and Bilbo are going to take their resting-places now,
because their work is complete and because Bilbo is old and he (Frodo) will never completely heal. Then a
white ship steered by Gandalf comes for the two hobbits that had successfully borne the Ring. Merry and
Pippin rush to the shore, telling Frodo that this is the second time he has tried to leave without saying good-
bye. After the farewells are said, Gandalf takes his two hobbits into the Grey Haven. Sam, Merry and Pippin
are left standing on the shores of Middle-earth.
The three companions turn back and ride to the Shire. Sam poignantly closes this chapter of his life, and the
novel, by taking his daughter on his lap and announcing, "Well, I’m back."
Notes
The Grey Haven, symbolic of heaven, becomes the resting-place for Tolkien’s two great heroes, Bilbo Baggins
and his protégé, Frodo. The novel opens with a changing-of-the-guard, and ends with the possibility of two
more generations of leadership (Sam and Elanor). The test of any great novel is the openness of the reader to a
sequel, whether in print or in the imagination. Tolkien, as a master of imagination, creates a rich vibrant world.
The door is open for a new adventure. What’s more, the door is open for a hero (or heroine) to pick up the ball
and start it rolling once again.
OVERALL ANALYSIS

CHARACTER ANALYSIS

Frodo Baggins

Bilbo has adopted the eldest of Bilbo Baggins’ young cousins, Frodo in order to carry on his legacy. Frodo and Bilbo share the same
birthday. This coincidence is as good an explanation as any for the favor bestowed upon Frodo. It also suggests the element of Fate
that is so important in the novel.

Though Frodo is loving, generous and kind, he has his faults. Initially, he is fearful and timid. Later, when the Ring strengthens him,
he is also nearly seduced by it. Still, he has a strong sense of justice. He is not only kind and generous but also loyal. He celebrates
Bilbo’s birthday even though everyone is sure that the old hobbit is dead. And he sells Bag End to his enemy for a pittance, showing
that he is neither malicious nor greedy.

Frodo’s greatest strengths are his generosity of spirit and his power of forgiveness. He saves Gollum from being killed not only by
Sam but also by Faramir’s men. He is ready to give Gollum more than one chance at repentance. He believes that deep within himself
Gollum is a good hobbit and that he will eventually come around to goodness. Frodo also forgives Saruman, who was once a great
wizard but fell into evil ways. He lets Saruman go free even though he has destroyed the Shire. This strength is also a weakness
Frodo trusts too much and faces betrayal too often.

Frodo inspires great loyalty and comradeship. Frodo tames even Gollum, who has given himself over to evil, for a while. And
Saruman, the enemy, acknowledges Frodo’s strengths as a leader.

Frodo is very wise and just hobbit. He is also very brave. In spite of being wounded at Weathertop, he strikes at the enemy and
injures him. Despite countless hurdles, he manages to fulfill his promise and completes the Quest. He puts himself and his loved ones
in immense danger so that the Shire and all of middle-earth may rest in peace. Frodo becomes a poster-child for sacrificial acts of
good, ultimately inspiring many others to act in accordance with the greater good.

The quest, however, does not leave him un-scarred. He has many wounds, some physical, and some spiritual. Frodo knows when it is
time to leave Middle-earth for the blessed realm and, like Bilbo, he finds a successor, someone to whom he can leave his legacy.
Frodo grows as a hobbit, maturing and learning many lessons of strength and bravery. He struggles against his own evil nature, but
he wins. The disposal of the Ring has given Frodo an opportunity to prove himself. The success with which he does so is what makes
him a remarkable character.

Sam Gamgee

Sam is so full of love and admiration for Frodo that he insists on going along in the dangerous quest to return the Ring. At first, he is
more excited about seeing elves and other mystical creatures. Later, though, he is caught up in the heroics of the quest. He does
valiant acts that seem inconsistent with his simple existence.

Sam possesses a unique sense of foresight and intuition. He does not trust Gollum right from the start and he seems imperceptible to
the effects of the Ring. Sam saves Frodo’s life several times. He shows presence of mind, such as when he dresses Frodo and himself
in orc-clothes to get away from the tower. He goes without sleep for days on end so that Frodo can rest. He even gives Frodo most of
the food and drink during the journey to Mount Doom, knowing his truest duty is to get Frodo to Mount Orodruin.

Sam has a clearly defined sense of right and wrong. He manages to get the Ring, but he is so strong willed that it doesn’t affect him
the way it affects Frodo. He doesn’t lust after it and when he does get a chance to become famous and destroy the Ring, he abandons
it in favor of saving Frodo from the Orcs. He keeps a low profile and never wanders from his path. When Frodo collapses before
reaching Mount Doom, it is Sam who coaxes him on. When that fails, he carries Frodo on his back up the steep slopes of Orodruin.

Sam is the hope for the future. Just as Bilbo passed his legacy on to Frodo, Frodo passes his legacy on to Sam.

Gandalf

Gandalf is a wizard who was once passed over for the post of the head of the White Council, which went to Saruman. In the course of
the novel, Gandalf is a leader and mentor to Frodo and many others. Gandalf knows his powers and his limitations and refuses the
Ring when Frodo offers to him. He uses his powers only for the cause of Good against Evil and never takes advantage of it. It is
Gandalf who roams Middle-earth looking for information and allying strength against Sauron. Gandalf not only saves the lives of
Faramir and the hobbits, but also puts himself in jeopardy to let them live.

Gandalf the Grey becomes Gandalf the White after his fight with the Balrog. He is thrown to his death but comes back to life.
Everything that Gandalf does is done deliberately and with deep thought. He chooses Sam as Frodo’s companion, just as he chose
Bilbo to accompany the Dwarves in The Hobbit. Gandalf is fair and wise, offering Saruman a chance to repent.

Gandalf is a reassuring presence in the novel. Every time he shows up, the tone changes from one of frantic desperation to one of
security and direction. Gandalf encourages the other characters to be the best they can be. He often leaves when the situation is under
control and returns only when his help is needed.

Theoden calls him a bearer of ill tidings, but that is only because Gandalf seems to know everything that happens in the Middle-earth.
He is ageless and has been around for quite a long while. He seems to be in the right place at the right time and believes in helping
only the helpless. Like Frodo, Gandalf leaves Middle-earth for the Grey Havens when his task is complete. His exit is graceful and
poignant.

Sauron

Sauron is the evil servant of Morgoth who fled from the blessed Realm to settle in Middle-earth. He is the cause of all the destruction
and corruption in Middle-earth. Sauron is the one who originally forged the Ring of Power, in order to control the world.

Sauron is the principle agent of evil, commanding the Nazguls to wreak havoc in the world. He brings Sarumon under his control and
enlists the help of creatures like orcs, wargs, trolls, dragons and men to work for him.

Sauron is only a servant of Morgoth. His end signals peace on Middle-earth, but not the end of evil.

Aragorn

Aragorn, who is also known as Strider the Ranger, turns out to be the rightful king and heir of Isildur of Gondor. He is valiant and
wise, and nearly as reassuring a presence as Gandalf. He is a fair leader, even making his way through the Paths of the Dead to enlist
the help of the Dead and give them an opportunity to rest in peace by helping him.

Aragorn is a close friend of Gandalf. Like the wizard, he seems to come along at just the right time, in order to save the hobbits or
protect their companions. Being a true king, Aragorn has the power to heal, which he uses on Faramir, Eowyn and Merry. He ends up
marrying Arwen, whom he loves.

Aragorn reveals himself to Sauron as the heir of Isildur knowing that Sauron might be compelled to act rashly upon hearing this.
Being a Numenor he has a life span that is much larger than ordinary men. Arwen gives up her immortality to marry him.

Gollum (Smeagol)

Smeagol was once a hobbit living on Middle-earth near the Misty Mountains. His cousin Deagol discovered the Ring, but Smeagol
murdered him and claimed the Ring for himself. Smeagol was banished by his people and given the name of Gollum. The Ring
ultimately ruined him, so that he longed for it as the cost of morality.

Gollum is desperate for the Ring, like an addict in withdrawal. Even when he is tamed by Frodo, and recalls some of his former
goodness, he still cannot ward off the evil lust of the Ring. In the end, Gollum actually fulfills Frodo’s destiny by stealing the Ring
from him. In his excitement at having bitten Frodo’s finger off (thus acquiring the Ring) Gollum falls over the edge into Mount
Orodruin. He is an agent of Fate. No matter what his objective is, in the end he fulfills the destiny that was set for him.

Merry and Pippin

These brave and royal hobbits are friends of Frodo who accompany him on his quest to destroy the Ring. They are proud of their
involvement with Frodo, and fight valiantly to help him and protect him.

Both Merry and Pippin help Sam and Frodo rid the Shire of scoundrels and ruffians. Their days spent with the Ents have caused them
to grow much larger than the average hobbit, so that their appearances are as great as their reputations. They become famous as a
result of their travels, and though they do not retire the Blessed Realm, their graves are laid side by side next to Aragorn.

Legolas and Gimli

Their friendship is unusual indeed. Legolas represents the elves and Gimli represents the dwarves. Though there is little love lost
between elves and dwarves, Legolas and Gimli are fast friends. Their relationship is symbiotic: Legolas loves trees and open spaces,
and Gimli loves the deep underground. Both are transformed by their friendship.
THEMES - THEME ANALYSIS
Major Themes
Lust for Power
Throughout the book Tolkien has given instances of the corrupting influence of the Ring, which represents
power. It seems that everyone who possesses power is ruined by it. Even Saruman, who was once a good
wizard, is corrupted by it. And Frodo, who is the hero, finds himself compelled by the Ring. Not only does it
weigh on him so much so that he can hardly walk, he is nearly unable to throw it into the volcano.
Gandalf is afraid of the Ring. He has seen first-hand that good people can be ruined by this evil Ring. He
refuses to take it when Frodo asks him. Galadriel is the same way; she does not want to be ruined by the
power. There are others who seem resistant to the appeal of the Ring. Sam, for instance, seems so good-hearted
and pure that though he feels the Ring, he is able to give it back to Frodo and also recognize that it has exerted
some pull on his own actions. And Tom Bombadil, like Sam, seems not to be affected by the Ring.
Boromir is an example of a good man who covets the Ring within the action of the novel. He thinks that he can
handle the Ring and not be affected by it. But his desperation gives him away. Frodo realizes that he cannot
even trust his friends, because the Ring exerts a force on even the best of men.
The Ring, which is synonymous with power, hold attraction for many, but none can possess it. The Ring itself
cannot be controlled or tamed. The irony of the title is obvious: there can never be a "lord" of the Ring.
War Between Good and Evil
The Lord of the Rings is a classic struggle between good and evil. This universal theme is obvious as Frodo
seeks to destroy Evil, and Evil seeks to destroy Frodo. There are many pairs of characters representing good
and evil: Saruman and Gandalf, and Sauron and Tom Bombadil.
There are also characters whose very selves are split between good and evil: Boromir, Gollum, and Denethor.
In the end of the novel, Evil is not defeated for good, since Morgoth still lives. But Evil has been defeated by
Good; that is the most important battle in the novel.
Greater Good, or Altruism and Responsibility
In accordance with the Christian faith, the characters of Tolkien’s novel are altruistic. There are many
instances of altruistic behavior, of which Sam’s stands out. Though he sets out with extremely romantic ideas
his quest turns out to be one that is life threatening. At great personal cost Sam accompanies Frodo making
sure that the Ring-bearer is not lacking in anything. Sam himself goes without food and drink to make sure that
Frodo has enough; he even goes without sleep so that Frodo may sleep peacefully and safely. Frodo himself
makes a great sacrifice. He gives up his comfortable life in the Shire to go on the quest and make life easier for
the Shire folk, most of whom are ignorant of his sacrifice and his deeds.
Aragorn, one of the greatest characters of The Lord of the Rings, does things quietly and with much thought.
He roams Middle-earth gathering information that will aid the Ring bearer in his quest. He does this without
revealing his true identity and even posts his men, the rangers around the Shire, to protect its people. He does
his duty to his ancestors. He reforges the Sword Anduril and gives the Dead a chance to redeem themselves.
He is a good king, who looks to the interests of his people and does not try to grab opportunities
unscrupulously. Arwen gives up her right to immortality so that she may marry Aragorn. She lets Frodo go to
the Blessed Realm instead of herself, and Frodo rightly deserves the honor.
The Ents know that their end is near. They cannot find Ent wives and they know their race is doomed. Yet,
they spend their precious lives and time on the storming of Isengard. Their sense of responsibility is great, as is
that of Faramir and Boromir. These two brothers try to do their father’s bidding: Boromir goes to Rivendell to
get help from Elrond while Faramir goes to Osgiliath to protect the borders of Minas Tirith, even though he
knows that is a fatal task.
Tolkien has stressed the importance of altruism and responsibility. The god characters always manage to do
their duty even if it is at the cost of one’s life. They know that a greater good is served by their individual
sacrifice.
Minor Themes
Racial Harmony
Middle-earth is a creation of Tolkien’s imagination. It is peopled by many creatures of different groups. All
these creatures have their own social and moral codes that correspond to their groups. However different they
may be from each other, they understand the value of peace and harmony.
One of Tolkien's themes is the importance of racial harmony. This is epitomized by the friendship between
Legolas the Elf and Gimli, the Dwarf. This friendship represents and ideal. Interestingly, the races of Middle-
earth remain separate for much of the novel. But when the War of the Rings begins, they come together as a
united front. This is Tolkien’s vision.
Religion
Tolkien’s Middle-earth is not covertly Christian, but as Paul Kocher remarks "it contains many of the
transcendent elements of a more than pantheistic religion." There is an underlying scheme of values and rituals
of religion and the emphasis placed on pity and forgiveness is definitely Christian. There are examples of
sacrifice and redemption, as well as forgiveness and rebirth. These religious themes lend authenticity to the
imaginary world of Middle-earth.
AUTHOR'S STYLE
Tolkien has invented not only names but also languages for the different races of Middle-earth. The Elves
speak a language that is soft and pleasant sounding; the orcs, on the other hand, have a language that is just as
bad as their behavior.
Tolkien’s attention to detail is remarkable. With each change in status, the characters are given new names.
Strider becomes Aragorn who then is crowned king Elessar. Tom Bombadil has many names and is called
different names by different races. Even the speeches or talking style of the characters in different. Treebeard
the Ent, who is the oldest living thing on Middle-earth, talks in long sentences. The Hobbits, on the other hand,
are short and to the point in their speech.
SYMBOLISM / MOTIFS / IMAGERY / SYMBOLS
The imagery of light and dark has been very well used to stand for good and evil respectively. Gandalf the
White stands for good, as does Galadriel who gives Frodo the Phial to show him light in dark places. The
Black Riders stand for evil and all of Mordor is covered with a shadowy blackness. Every time a Nazgul passes
overhead, the sun or moon is completely blocked out. Evil creatures live in dark places; Shelob, for example,
lives in a pitch-black cave called Cirith Ungol.
Tolkien has used the images of light and dark to portray good and evil. White stands for the forces of good
whereas black stands for evil. Gandalf the white stands for the forces of good. His staff issues for lightening.
Galadriel gives Frodo a Phial that lights up places that are dark. The coming of dawn always brings hope and
gladness to the heart of the dwellers of Middle-earth. Night always brings fear and evil. The dark is symbolic
of the power of Sauron. He commands a thick cloud to cover Mordor for his own protection. His power is
greatest under cover of darkness. Even Gollum hates the light of day and craves the anonymity of dark.
Tolkien has used this image very effectively, borrowing from man’s natural fear of night and the unknown.
STUDY QUESTIONS - BOOK REPORT IDEAS
1. Is there a true Lord of the Rings? Explain your answer with specific details from the text.
2. Compare Middle-earth to Earth. Be sure to include politics and religion in your comparison, as well as
social issues like racism and war.
3. What is the thematic importance of the Ring? Of the Eye?
4. What does power do to those who wield it? List some characters who appear to be immune to the
corrupting influence of power.
5. Discuss responsibility and the concept of the "greater good" in The Lord of the Rings.
6. Explain the significance of the "changing of the guard" that takes place at the beginning of the novel
between Bilbo and Frodo. Relate this to the similar scene at the end of the novel between Frodo and Sam.
7. Compare Denethor (father of Boromir and Faramir) to Aragorn. How do they differ as leaders?
8. Compare the relationship between Gandalf and Sarumon to the one between Frodo and Bilbo. (i.e., both are
mentor relationships)
9. Discuss the symbolism of light and dark in The Lord of the Rings.
10. How does Sam change as the story progresses?
11. How does Frodo change?
12. Compare the characters of Aragorn, Gandalf and Sauron as leaders of their people.
13. Lady Galadriel and Tom Bombadil are purely benevolent characters. Discuss the roles they play in Frodo’s
adventure.
14. Boromir is redeemed by a last-minute repentance. Denethor, his father, dies in the shame of his own
corruption. Where does Faramir fit into this scheme?
15. Make a list of the following three groups of characters: Good Characters, Conflicted Characters, Evil
Characters.
16. Which characters from the above lists are the most compelling? Why?

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