Materials Chemistry A: Journal of
Materials Chemistry A: Journal of
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Distinct from conventional carbon nanostructures, such as fullerene, graphene, and carbon nanotubes,
carbon nanodots (C-dots) exhibit unique properties such as strong fluorescence, high photostability,
chemical inertness, low toxicity, and biocompatibility. Various synthesis routes for C-dots have been
developed in the last few years, and now intense research efforts have been focused on improving their
functionality. In this aspect, doping and surface functionalization are two major ways to control the
chemical, optical, and electrical properties of C-dots. Doping introduces atomic impurities into C-dots
Received 8th June 2016
Accepted 27th June 2016
to modulate their electronic structure, and surface functionalization modifies the C-dot surface with
functional molecules or polymers. In this review, we summarize recent progress in doping and surface
DOI: 10.1039/c6ta04813g
functionalization of C-dots for improving their functionality, and offer insight into controlling the
www.rsc.org/MaterialsA properties of C-dots for a variety of applications ranging from biomedicine to optoelectronics to energy.
Yoonsang Park received his B.S. Jounghyun Yoo received his B.S.
in Chemical Engineering from in Chemical Engineering from
Pohang University of Science Pohang University of Science
and Technology (POSTECH) in and Technology (POSTECH). He
2014. He is currently pursuing is currently pursuing his Ph.D. in
his Ph.D. in Chemical Engi- Chemical Engineering at POST-
neering at POSTECH. His ECH. His research interests
research interests include focus on luminescent carbona-
synthesis of luminescent carbo- ceous and siliceous nano-
naceous nanomaterials (carbon materials and their application
nanodots, graphene quantum in optoelectronics, bioimaging,
dots, carbon nitrides, etc.) and and therapeutics.
their application in optoelec-
tronics and bioimaging.
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inorganic nanocrystals that have been conventionally used in introduced. Section 4 covers surface functionalization of C-dots
the past few decades. for multiple purposes, ranging from characterization to appli-
Many research groups have made efforts to improve the cation. We hope that this review provides valuable information
functionality of C-dots, with doping and surface functionaliza- on methods for controlling the properties of C-dots and even-
tion being two major ways of controlling their chemical, optical, tually promotes the use of C-dots in a variety of science and
and electrical properties. Doping (incorporating atomic impu- engineering elds.
rities into carbon cores) creates n-type and p-type carriers,
changing the electronic structures of C-dots. Surface function-
alization (tuning the functional groups on the surface of C-dots) 2. Chemical and electronic structures
can create or change the surface states, as well as endow C-dots of C-dots
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Woosung Kwon received his B.S. Shi-Woo Rhee received his Ph.D.
in Chemical Engineering with in Chemical Engineering from
a minor in Physics (2010) and Massachusetts Institute of
Ph.D. in Chemical Engineering Technology (MIT) in 1984. Aer
(2013) from Pohang University two years of postdoctoral
of Science and Technology research at MIT, he joined the
(POSTECH). Aer postdoctoral faculty of Pohang University of
research at Stanford University, Science and Technology (POST-
he joined the faculty of Sook- ECH) in 1986. He currently
myung Women's University, holds a joint appointment in the
where he is now serving as an Department of Chemical Engi-
assistant professor of chemical neering at POSTECH as
and biological engineering. His professor emeritus and in the
research interests include (1) development of functional, biocom- Department of Chemical and Biological Engineering at Sookmyung
patible nanomaterials for theragnostic and optoelectronic appli- Women's University as the chair professor. His current research
cations, (2) advancement of functionality of nanomaterials interests are carbon materials for electrode applications, uores-
through atomic doping and molecular conjugation, and (3) study cent carbon nanomaterials for optoelectronic devices, and mate-
of the effect of nanomaterials on physiological and biochemical rials for electronic and solar cell devices. He has published more
processes in living organisms to address nanotoxicological issues. than 200 peer-reviewed journal articles and edited two books in
the eld of materials engineering.
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Fig. 8 (a) The scheme for the formation process of the N-doped C- Photograph of an exemplary device under operation. Reprinted with
dots (represented as N-doped CQDs in the figure). (b) Relationship permission from ref. 48. Copyright 2013 American Chemical Society.
between methyl orange concentration and reaction time for different
catalysts (C-dots are represented as CDs in the figure). Reproduced
from ref. 42 with permission from The Royal Society of Chemistry.
phosphorus atom is larger than the carbon atom. Thus, it can
form substitutional defects in the carbon cluster and behave as
an n-type donor, thereby modifying the electronic and optical
properties.129 Several kinds of P-doped C-dots were produced
using phosphorus-containing precursors, such as phosphorous
tribromide,129 triphenylphosphine,106 monosodium phos-
phate,29 phosphoric acid,130 etc.
Zhou et al. synthesized P-doped C-dots by a solvothermal
method using phosphorous tribromide and hydroquinone as
precursors.129 The as-prepared P-doped C-dots exhibited strong
Fig. 9 (a) PL spectra of the N-doped C-dots in aqueous solution upon blue uorescence with a quantum yield of up to 25% (Table 1).
addition of various concentrations of Hg2+ (from top to bottom: 0, 5, It was suggested that the coexistence of defect sites and isolated
10, 15, 20, 25, 30, 35, 40, 45, 50, 55, 60, 65, 70 and 75 mM), excitation at sp2 carbon clusters could efficiently increase the band gap into
360 nm. (b) The dependence of PL intensity on the concentration of
UV-vis light regions and give rise to stronger visible uorescence
Hg2+ ions within the range of 0–75 mM, and the inset shows the linear
relationship between the PL intensity and Hg2+ concentration. than the single sp2 carbon clusters. The uorescence enhance-
Reprinted from ref. 43, Copyright 2014, with permission from Elsevier. ment may also originate from the isolated sp2 carbon clusters,
since the incorporation of phosphorus into C-dots creates more
isolated sp2 carbon clusters, with the number of these clusters
Wang et al. have synthesized N-doped C-dots of less than
increasing concomitantly with the phosphorus content. Toxicity
3 nm size via a facile one-pot route by reacting melamine and
and bioimaging experiments showed that P-doped C-dots have
glycerol in the presence of an acid catalyst.47 The N-doped
low cell toxicity and excellent biolabeling ability.
C-dots were used to sensitize TiO2 solar cells, showing compa-
Sarkar et al. demonstrated the effects of phosphorus doping
rable performance to CdSe and InAs quantum dots at their early
by comparing non-doped C-dots with phosphorus-doped
development stage. More signicantly, the C-dot sensitized
C-dots.29 Doping the non-doped C-dots with phosphorus caused
solar cell is responsive to near-IR irradiation, owing to the
a red shi of the maximum emission wavelength from 420 to
energy upconversion ability of the N-doped C-dots. Kwon et al.
470 nm and enhanced their uorescence intensity as well as
reported the preparation of nitrogen-rich C-dots by emulsion-
quantum yields by up to 10%.
templated carbonization of polyacrylamide.48 The authors
fabricated large-scale (20 20 cm) freestanding luminescent
C-dot lms based on a poly(methyl methacrylate) matrix. The
3.3. Boron dopings
obtained lms are low-cost, fully exible, easily scalable, ther-
mally stable, eco-friendly, and mechanically robust. Further- Boron has only three valence electrons, i.e., one less than
more, white LEDs using these lms as color-converting carbon. Thus, if a boron atom is introduced in a carbon cluster,
phosphors and InGaN blue LEDs as illuminators were demon-
strated. Fig. 10 shows the emission spectrum and CIE Table 1 The fluorescence quantum yields and lifetimes of C-dots and
(Commission Internationale d'É clairage) chromaticity coordi- P-doped C-dots. Reproduced from ref. 129 with permission from The
nates of the white LED. Such white LEDs exhibit no temporal Royal Society of Chemistry
degradation of their emission spectrum under practical opera-
Sample lex (nm) Ff a (%) sb (ns)
tion conditions.
C-Dots 368 3.4 8.4
P-Doped C-dots 372 25.1 5.0
3.2. Phosphorus doping
a
The uorescence quantum yields in ethanol at their respective
Phosphorus, which belongs to group 15 of the periodic table, excitation wavelength. b The average lifetimes.
can act as an n-type impurity in C-dots. Unlike nitrogen, the
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p-type carriers are generated inside C-dots, changing their non-linear optical response compared to non-doped C-dots.
electronic structures and optical properties.106,131–134 This result is in line with previous studies, which reported
Shan et al. reported that uorescent B-doped carbon a similar effect on the non-linear optical properties of boron-
quantum dots were prepared by a facile one-pot solvothermal doped silicon nanocrystals.
route using BBr3 as the boron source and hydroquinone as the
carbon source131 (Fig. 11). B-Doped C-dots exhibit bright blue 3.4. Sulfur doping
uorescence with a maximum emission peak at 368 nm,
Recently, S-doped C-dots have received great attention, since
whereas non-doped C-dots show weak green emission with
sulfur atoms can provide energy or emissive trap states for
a maximum at 440 nm. The maximum uorescence quantum
photoexcited electron capture, which modies the electronic
yield of B-doped C-dots is 14.8%, which is considerably higher
structure of C-dots.135 Numerous studies reported the synthesis
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Fig. 11 Schematic representation of the synthesis of B-doped C-dots Fig. 12 (a) J–V characteristics under dark and photo conditions of the
and glucose-sensing mechanisms based on B-doped C-dots and hybrid cell made by C-dots (donor) and PCBM (acceptor). (b) The
H2O2. Reproduced from ref. 131 with permission from The Royal corresponding plot of power density against voltage. Reproduced
Society of Chemistry. from ref. 136 with permission from The Royal Society of Chemistry.
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3.5. Co-doping
So far, single-element doping has shown great potential for
controlling the intrinsic properties of C-dots, but it also has
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136–138
38–128
160
161
162
165
87
that has been used in various research elds, including energy
structure engineering, mechanical property engineering, sensor
applications, bioapplications, photocatalytic applications, etc.
yields (%)
Quantum
1.5–93.3
0.5–14.8
3.66–67
54.4–73
9.42–59
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10–65
11.44
3.25
19.2
8.9
5.4
4.1. Electronic structure engineering
19
—
So far, many studies have shown that the optical properties of
C-dots are highly dependent on their surface states. These
Maximum emission
500–524
406–550
450–571
382
465
563
450
C-dots.
A bare C-dot surface contains many defect sites, such as
dangling bonds, non-radiative states, radicals, etc. These defect
(N, S), ethylenediamine (N),
Ge-132
Hydroquinone
Chinese ink
Citric acid
Boron/nitrogen
Germanium
Selenium
Nitrogen
Terbium
Silicon
Boron
Sulfur
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Fig. 16 Aqueous solution of the PEG1500N-attached C-dots (a) excited could introduce different emission sites, resulting in variable
at 400 nm and photographed through band-pass filters of different intensities of the emission spectra (Fig. 17). The same group
wavelengths as indicated, and (b) excited at the indicated wavelengths reported a series of C-dots exhibiting various emission wave-
and photographed directly. (c) The colored but homogeneous lengths ranging from 430 to 610 nm by varying the degree of
supernatant contained the C-dots with PEG1500N species attached to
surface oxidation or their size.12
the surface. Reprinted with permission from ref. 167. Copyright 2006
American Chemical Society. Hola et al. reported the synthesis of alkyl chain passivated
C-dots with controlled size and surface chemistry from simple
gallate molecular precursors.13 The alkyl chains on the C-dot
surface were readily converted to carboxylate groups via mild
quantum yields of 11–15% for a wide range of pH values from base hydrolysis and induced red-shied emission (from 402 to
5 to 9. Gao et al. found an interesting phenomenon that Ag+ 440 nm) due to COO surface states. Recently, Ding et al.
exhibited an enhancement effect on the photoluminescence of synthesized C-dots with tunable PL and a quantum yield of up
C-dots, which is a quite different way to the usual quenching to 35% in water using a hydrothermal method and silica
effects of metal ions on the uorescence of C-dots.170 Based on column chromatography.21 Although these samples had similar
their proposed mechanism, Ag+ ions could be reduced to Ag0 distributions of particle size and graphite structure in their
clusters on the surface of the C-dots, which can efficiently carbon cores, the surface states varied between the samples,
enhance the uorescence intensity of the C-dots. In 2010, the especially the degree of oxidation. Therefore, the red shi (440
Sun group synthesized PEG1500N-passivated C-dots for a more to 625 nm) observed for their emission peaks was ascribed to
rigorous control of the functionalization reaction conditions a gradual reduction of their band gaps with increasing incor-
and fractionated them on an aqueous gel column.171 The most poration of oxygen species into their surface structures. Intro-
uorescent fractions achieved quantum yields close to 60%, duction of new surface states using organic molecules was
comparable to those of the best commercial CdSe/ZnS QDs in conducted by Kwon et al.6 Surface functionalization with para-
solution and brighter at the individual dot level. Aer a year, substituted anilines endowed C-dots with new energy levels,
they reported C-dots surface-passivated by a combination of exhibiting long-wavelength (up to 650 nm) PL of very narrow
inorganic and organic moieties.172 In detail, doping the surface spectral widths with high quantum yields of ca. 20% (Fig. 18).
of the precursor C-dots with inorganic salts, such as ZnS or ZnO, Introduction of surface states also changes excitation-(in)
followed by functionalization with PEG1500N molecules led to dependent characteristics.7,14 Nie et al. prepared two types of
the formation of surface-doped carbon dots. Coupled with gel C-dots with either excitation-independent blue emission or
column fractionation, the most uorescent C-dots exhibited distinctive excitation-dependent full-color emission from chlo-
uorescence emission quantum yields of up to 78%. roform (CHCl3) and diethylamine (DEA) by varying the reaction
Surface functionalization can also change the excitation/ time.14 Diversied surface states obtained at longer reaction
emission characteristics by introducing new emissive surface times resulted in excitation-dependent behavior. The opposite
states on C-dots, which can interact with the intrinsic band gap phenomenon was observed by Li et al.7 They varied the passiv-
core via electron and/or energy transfer.6,7,11–14,21,173 The Pang ation degree of surface traps on C-dots by changing their
group prepared luminescent C-dots by electrochemical etching surface coverage with amino groups. Amino-poor C-dots had
of carbon bers and observed red-shied emission of the C-dots various surface states (terminated with various groups) and
with a high degree of surface oxidation.11 They speculated that exhibited excitation-dependent behavior, whereas C-dots with
surface oxidation would create emissive surface states, which surfaces rich in amino-groups exhibited excitation-independent
are considered responsible for C-dot PL. Different surface states behavior due to amino-passivated surface states (Fig. 19).
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of water-soluble C60 fullerenes have also been developed by the pyrolysis of anhydrous citric acid in N-(b-aminoethyl)-g-amino-
Valcárcel group.194 C-dots functionalized with carboxymethyl- propyl methyldimethoxysilane (AEAPMS) (Fig. 22). These surface
b-cyclodextrin showed uorescence quenching, owing to the methoxysilyl groups could be directly fabricated into a hybrid
non-covalent self-assembly of functionalized C-dots and C60, uorescent lm or monolith by simple heating in the absence of
making possible the quantication of the latter. any additional polymers or inorganic compounds. The change of
C-dot morphology was investigated by other researchers. Wang
et al. have created a exible, free-standing, and transparent
4.3. Enhancement of mechanical property
ionogel by the combination of a carboxyl-functionalized IL with
C-Dots without surface functionalization showed low dis- organosilane-functionalized C-dots.196 This C-dot ionogel exhibited
persibility and restricted solubility, which limit their potential thickness-dependent emission tunability at a single excitation
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applications. Surface functionalization enables the high dis- wavelength, based on the combination of light reabsorption and
persibility of C-dots in various solvents, including organic the excitation-dependent PL of organosilane-functionalized C-dots
ones.19,24,195 Bourlinos et al. synthesized surface-functionalized dispersed in the ionogel at a high concentration (Fig. 23).
C-dots by thermal decomposition of either different ammonium
citrate salts or 4-aminoantipyrine.19 In the ammonium citrate 4.4. Bioapplication
route, the citrate unit served as the source of carbon, while the
Surface functionalization of C-dots introduces an effective
ammonium provided the covalently attached surface modier.
linkage to connect C-dots to biological systems. In addition,
Thus, carbonization of different ammonium citrates resulted in
biocompatibility and nontoxicity encourage the investigation
different C-dot properties, e.g., using octadecyl ammonium
of C-dot bioapplications, such as bioimaging, biosensing,
citrate resulted in organophilic nanoparticles, whereas
drug delivery, theranostics, etc. In vivo bioimaging and bio-
carbonization of the 2-(2-aminoethoxy)-ethanol salt resulted in
sensing based on functionalized C-dots was investigated by
hydrophilic nanoparticles. In the 4-aminoantipyrine route, the
various researchers.10,14,16,22,23,25,167,168,176,178,188,198–210 The rst
obtained particles also showed high dispersibility in solvents
work on C-dots for bioimaging applications was reported by
such as DMSO, DMF, and CF3CH(OH)CF3. The authors also
the Sun group.167 In this paper, the authors synthesized
developed a method for making functionalized C-dots highly
dispersible in water and photostable in the long term, using
thermal oxidation of a salt precursor prepared from the
acid–base reaction of tris(hydroxymethyl)aminomethane (Tris)
and betaine hydrochloride to form the corresponding ammo-
nium carboxylate complex.195 Superhydrophobic C-dots in
liquid and solid phases were presented by Wang et al., obtained
via surface functionalization of water-soluble C-dots with
amine-functionalized polyhedral oligomeric silsesquioxane
(POSS–NH2) by chemical bonding.24
Surface functionalization also allowed C-dots to form
Fig. 22 Schematic diagram for the preparation of photoluminescent
solid-state architectures.24,196,197 Wang et al. rst used an organo- C-dots (represented as CDs in the figure), flexible CDs film, and CDs/
silane as a coordinating solvent to synthesize highly luminescent silica particles. Reprinted with permission from ref. 24. Copyright 2011
C-dots (quantum yield ¼ 47%).24 The reaction proceeded through John Wiley and Sons.
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PEG1500N-passivated C-dots via laser ablation and passivation. CdSe/ZnS QDs to obtain a dual-emission uorophore
Confocal microscopy images of E. coli ATCC 25922 cells labeled (CdSe@C nanohybrid), in which CdSe/ZnS QDs embedded in
with the passivated C-dots were obtained (Fig. 24a–d). Shortly silica shells (CdSe@SiO2) were inert to Cu2+ ions and only
aerwards, they reported two-photon luminescence microscopy served as reference signals for providing built-in correction to
imaging of the C-dots internalized in human cancer cells.198 The avoid environmental effects. Meanwhile, AE-TPEA, acting as
C-dots were passivated with poly(propionylethylenimine-co-ethyl- a specic receptor for Cu2+ ions, was synthesized and conju-
enimine) (PPEI-EI) and exhibited strong luminescence based on gated with the responsive C-dot surface to form inorganic–
two-photon excitation in the near-infrared region. Finally the organic CdSe@C-TPEA probes. The blue-uorescent C-dots
two-photon luminescence microscopy imaging of the C-dots functionalized with AE-TPEA could selectively recognize Cu2+
internalized in human breast cancer MCF-7 cells using excitation ions, leading to blue uorescence quenching, whereas the red
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by 800 nm laser pulses was demonstrated (Fig. 24e). uorescence of CdSe@SiO2 particles stayed constant. Conse-
The Tian group integrated an organic molecule specic quently, variation of the two uorescence intensities showed
for Cu2+ ions, N-(2-aminoethyl)-N,N,N0 -tris(pyridin-2-ylmethyl) a continuous change upon addition of Cu2+ ions, which could be
ethane-1,2-diamine (AE-TPEA), into a hybrid system composed successfully applied for imaging and biosensing of Cu2+ ions in
of C-dots and CdSe/ZnS quantum dots (Fig. 25).199 In detail, the living cells. In the same year, the group reported a C-dot-based
blue-uorescent C-dots were hybridized with red-uorescent inorganic–organic uorescent probe for two-photon biosensing of
physiological pH in living cells.200 The AE-TPY (40 -(amino-
methylphenyl)-2,20 :60 ,200 -terpyridine) molecules were bound to
C-dots functionalized with –COOH and/or –OH groups to form the
inorganic–organic nanosystem CD-TPY, using amidation catalysts
such as sulfo-NHS (N-hydroxysulfosuccinimide) and EDC (1-ethyl-
3-(3-dimethylaminopropyl)carbodiimide) (Fig. 26). The CD-TPY
probe has been successfully used in two-photon imaging and
biosensing of pH gradients in living cells and tissues.
Li et al. reported functionalized C-dots as nanoprobes for
targeting cancer cells in vitro.211 In this work, they synthesized
three passivated C-dot types with different polymer coatings:
polymer 1, poly(ethylene glycol), H2NCH2-(CH2CH2O)nCH2-
CH2CH2NH2 (average n 35, PEG1500N); polymer 2, a triblock
copolymer consisting of poly(ethylenimine)-b-poly(ethylene
glycol)-b-poly(ethylenimine) (PEI-PEG-PEI, 5k-5k-5k); and poly-
mer 3, a 4-arm, amine-terminated PEG (4-arm PEG, MW ¼ 10k).
The three C-dot types with the different polymer coatings were
named CD2 (CD-PEG1500N), CD3 (CD-PEI-PEG-PEI), and CD4
(CD-4 arm PEG). All three CDs were further functionalized with
human transferrin (Tf) through carbodiimide chemistry to
target HeLa cancer cells in vitro (Fig. 27).
Theranostic drug delivery systems, representing a combination
of medical therapy and bioimaging diagnostics, are paving the way
for personalized medicine. A C-dot-based theranostic gene delivery
system was reported by several researchers.17,26,212–216 Liu et al.
synthesized polyethylenimine-functionalized C-dots (CD-PEI) via
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