Students' SWK 201 Lecture Note
Students' SWK 201 Lecture Note
Students' SWK 201 Lecture Note
Course Description:
This course examines basic theories in the practice of social work. The philosophy, purpose and
methods of social work should be discussed. The functions and importance of theory will be
examined. The professional intervention through various tools and techniques of social work
appropriate to the Nigerian situation; case-work community action and problem solving. Some
basic theories in social work like systems theory, crisis intervention, behavior modification, role
theory and sociology theories.
Course outline
Module One: Definition/Explanations of key concepts
Unit 1: Social work, Model, Methods and Perspectives
Unit2: Differences between a theory and methods
Unit 3: The functions and importance of theory to social work practice
Unit 4: Why we need theory in social work
Module Five: Code of ethics and ethical standard in social work practice
Unit 1: Code of ethics
Unit 2: Ethical standard in social work practice
Social work ethical responsibilities to clients
Social work ethical responsibilities to colleagues
Social work ethical responsibilities to himself
Social work ethical responsibilities to practice settings
Social work is one of the resources that society provides to help people in their
social functioning. It is an agent of change that is often seen as a multi-faceted
profession, usually carried out in both public and private agencies. It is a practice
based profession and an academic discipline that promotes social change,
development, cohesion and the empowerment and liberation of the people in order
to enhance their well-being (International Association of Social Work (IFSW)
2014). The profession is underpinned by theories, models and perspectives which
help to address life challenges and individuals’ interaction with the society.
What is Theory?
There are certain terms related to the use of theory, they include concepts,
facts and hypothesis.
Facts: This is seen as concept that has been empirically verified (eg women give
birth to babies). A good example of fact in social work is the principle of
acceptance of a client in the treatment process. In the profession, it is a known fact
that the discipline does not judge, segregate, nor chose clients.
The relation that exist between these three things is that when we observe
phenomena, we give them names, the names we give them becomes concepts, as
studies are carried out, those concepts are tested and when they are found true, it
becomes a fact. Hypothesis emerge when we try to examine the relationship that
exists between the facts. If the hypothesis is tested and found to be correct, they
can lead to the development of a theory.
Theory building and classifications
However, theory does not just emanate from nowhere; generally, they are derived
from studies and research carried out by scholars. There are two acceptable ways
we can build theory:
1). Beginning with a research: In building a theory using this method, certain
steps are considered to be relevant.
c). Collection of data: In this step, the researcher proceeds to collect data for the
study. Data collected using quantitative method (using questionnaires) or
qualitative method (using FGD or IDI).
d). Data analysis: At the end of the data collection, the researcher proceeds with
analyzing the data. This can be done using statistical method with frequency tables
or transcribing coded notes.
e). Theory: Finally, the conclusion arrived after the unbiased data analysis
becomes the theory. (system theory)
2). Beginning with an already existing theory: This method upholds the view
that theory can be built beginning with already existing theory.
a) Already existing theory: Here, the researcher selects an already existing theory.
Eg Conflict theory
b). Formulation of hypothesis: Based on the know theory, the researcher
formulates the hypotheses. Eg social existence upholds conflict
c). Data collection: The researcher collects data through qualitative or quantitative
method.
d). Data analysis: At the end of data collection, the researcher proceeds to analyze
the data collected.
e). Theory: Finally, a conclusion is drawn based on the findings of the research or
study. The conclusion can either conform with the idea of the existing theory or
lead to the emerges of a new theory.
The social work theories are basically classified into two broad categories.
1). The Assessment theory is concerned with how we obtain our understanding of
people, their situations and problems. It includes a typology of assessment
procedures, a rationale and a set of practice principles. It enables us arrive at
descriptive and prescriptive judgments about what is wrong, what the problem is to
be called, how it is to be explained and what kind of targets and talks can be
chosen.
2). Intervention Theory: This type of theory describes the conditions appropriate
for the use of intervention procedure and techniques. It helps set the conceptions
and expectations for the different types of helping roles (for instance a mediator, a
friend or a resource person). It gives guidelines for the initial interview,
management of resistive clients, how to formulate a problem and how to reduce a
problem to achievable goals.
1). Prediction: This is the most essential and important contribution of theory for
the social worker seeking to offer responsible and effective intervention. It is the
ability to predict outcomes or the ability to explain. Without the confidence in
predicting outcomes based on a presumed understanding of situations and persons,
practice remains in the area of guess work.
2). Understand new Situation: Theory helps the social worker to understand,
recognize and explain new situations. If they understand the phenomena with
which they are dealing and their inter-relationship sufficiently well, they should
therefore have the conceptual tools to deal with some unexpected or unanticipated
observations in the behavior they met.
3). Movement of situation: Theory also enables the social workers to carry over
ideas or issues from one situation to the other. It also aids the worker to recognize
what is similar or different in their ongoing practice experiences. For instance, it
enables the social worker see not only how a client or situation is but how he is
different from other clients or situations.
5). Understands unknown situation: Theory further helps the social worker to
recognize when they have new situations that indicate gaps in their knowledge.
Hence, when the application of a theoretical concept does not result in the expected
outcome, the social workers are made aware that they have misunderstood or that
what they have is not sufficient to deal with the situation at hand.
6) Assurance to the worker: Theory also gives assurance to the social worker.
Theory gives a sense of security to the social worker, thus increasing his certainty
and his effectiveness.
7). Assessment of other theories: Additionally, theory permits social workers to
assess other theories that is, if the social workers are clear about which of their
concepts are empirically verifiable and empirically connected, then social workers
are in a much better position to compare what they know with other emerging
issues.
8) Use of multiple theories: You must understand that the social worker can apply
more than one theory in a case. The type of theory to be applied in a case depends
on the nature of the case
There are certain characteristics expected of a good and adequate theory. They
include:
1). A good theory must be compatible with observation and also with previously
valid theories.
5). A good theory must provide for means of verification and interpretation.
The social work profession utilizes various sociological, psychological and other
theories from related disciplines. You will learn some of these theories, their
philosophy, assumptions and application in case study/treatment.
PART B
The concept of wholeness means that the object or element within the system
produce is greater than the additive sums of the separate parts. It asserts that no
system can be adequately understood or totally explained once it has been broken
down into its components parts.
The concept of relationship asserts that the patterning and structuring among the
elements in a system are as important as the elements themselves.
The concept of homeostasis suggests that most living systems seek a balance
(equilibrium) to maintain and preserve the system.
Social workers are trained to have a system perspective in their work with
individuals, groups, families, organizations and communities. A system
perspective is based on a way of conceptualizing problems and forming
actions/treatment plans. It highlights the importance of looking beyond the client’s
problems in order to assess the complexities of his or her life. The system theory
was proposed in the 1940’s by the biologist Ludwig von Bertalanffy and further by
Ross Ashby (1964). According to Pincus and Minaham (1973), they theorized that
there are four basic systems in social work practice; a change agent system, a client
system, a target system and an action system.
1). The change agent system: This include the social worker and the agency
employing him/her. Agency has guidelines and values that directs or restricts the
worker
2). The client system: The client, the family, group, community requesting the
services of the agency social worker. The social worker usually agrees with the
client system on the nature of help required. The client need not be the party to
helped directly.
3). The target system: This is the system to be changed by the intervention of the
social worker. It varies in sizes, level of individual, family, group, agency among
others. When the client‘s difficulty is located outside itself, the change effort may
be directed to an external target.
4). The action system: This system comprised of all the people who have
organized to bring about change. It includes the client system, social worker and
target system. The action system is essential for the as it facilitates clear thinking
about the roles to be taken by the worker and the kinds of intervention to follow.
Types of system
There are two major types of systems
The open system and the close system.
1). The open system: This is the central idea in system theory. For the system to
continue to exist and perform its functions there is an interchange with the
environment. The essential thing is that it receives inputs from other system in the
environment and sends out output to the other system in the environment.
2). The close system: A close system refers to an entity or system where there is no
interchange with the environment. There is little or no interaction with the
elements or sub-systems that makes up the system. Close system neither receives
nor sends out output to the other system. The fact remains that no social system is
completely closed.
Characteristics of open and closed system
Open Close
Esteem: The esteem here is high. Esteem here is low.
Rules: Rules changes when the need arises, is This has fixed rigid rules, may be
flexible and not static, it encourages freedom out of date. No rule freedom.
Communication: This is cordial and direct It is indirect deceitful and does not
This type of communication favors growth favor growth.
Outcome: Things are done positively and Things are negative and are done in
appropriately in (eg, the family) this system an inappropriate way.
The truth remains that there is no closed family/agency/system, but it may have the
characteristics of a closed system. As such no social system (agents of
socialization) is closed.
According to Freud, the human mind and personality is made up of three parts:
1). The id: This is the unconscious and irrational part of the brain that functions
unconsciously based on what Freud called the pleasure principle. This part of
personality is driven by instant gratification and pleasure; while avoiding anything
that would cause discomfort and pain.
2). The ego: This is the mediator between the id and the superego. It is the
personality part that negotiates between the id and the real world. The ego exists to
provide balance for the id which is motivated by self-interest.
3) The superego: This exists to keep a person from deviating from social
expectations/engaging in a moral behavior. It is the most conscious part of the
personality. It adheres to all the things children learn in the very early part of their
lives such as social or cultural standards.
As such humans are born with the id, develop the ego as toddlers and add
the super ego around 12 years. For instance, the id unconsciously desires to eat
junk food and drink. The ego consciously knows that these things are unhealthy
and socially unacceptable and try to prevent you from doing them. The superego
operates on the moral lessons learned in childhood, knows that junk food are bad
and may result to side effects and reinforces the prevention of the unconscious
pleasure motivation driven behavior.
There are four basic steps involved in the social learning theory. They include:
1). Attention: You need to pay attention in order to learn. Distracted attention will
have a negative effect on observational learning.
2). Retention: The ability to store information. It ensures the ability to assimilate
and internalize information and later the coded information will be acted (cognitive
learning).
3). Reproduction: This is the time to actually perform the assimilated information
you have observed or acquired after being attentive and retaining the information
(example semester examination).
References
Bandura, A.(1977). Social learning theory. Englewood Cliffs, NJ: Prentice Hall
Publishers.
Cherry, K. (2018). How social learning theory works. Retrieved from
https://www.verywellmind.com/social-learning-theory-2795074
The conflict theory suggested by Karl Marx; claims that society is in a state
of perpetual conflict because of competition of limited resources. It holds that
social order is maintained by domination and power rather than consensus and
conformity. The theory stipulates that those with wealth and power try to hold on it
by any means possibly and particularly by suppressing the poor and powerless. A
basic premise of conflict theory is that individuals and groups within society will
work to maximize their own benefits. It is the control of accumulation of wealth,
control of politics and the institutions that make up society. Crossman (2019)
stipulates that the theory has the following features:
4). Later versions of the theory looked at other dimensions of conflict among
capitalist factions and between various social, religious and other types of groups.
Assumptions of conflict theory
3). Structural inequality: Human relationships and social structures all experience
inequalities of power. As such, some individuals develop more power and rewards
than others. Those individuals tend to work to maintain those structures so as to
retain and enhance their power.
3). Request solutions: After getting each party’s view point, the next step is to get
them to identify how the situation could be changed. As a mediator listen to both
verbal, non-verbal and body language of the clients.
4). Identify solutions both disputants can support: Point out the merits of various
ideas, not only from each other’s perspective but in terms of the benefits to the
organization.
5). Agreement: There is need to accept solutions in number 4 point and reach
negotiated agreement /write contract.
References
The practice challenges facing social workers in the adoption of this theory is not
only for the development of a more complex and inclusive understanding of what
it means to be fully human, but also for a transpersonal theory big enough to allow
and facilitate equal development of human consciousness (Cowley, 1993). As
such, the practice of transpersonal theory can include discussions, mystical state of
consciousness, mindfulness and meditative practice, demonic state, ritual, the
overlap of spiritual experiences with disturbed mental state like psychosis,
depression and other psychopathologies of the transpersonal dimensions of
interpersonal relationships, services and encounters with the natural world.
Carrier, J.W.& Mitchell, N.G (2011). Transpersonal theory. In D. Capuzzi & D.R
Gross (Eds.), Counseling and Psychotherapy, American Counseling
Association (p335-353).
Cowley, ADS (1993). Transpersonal social work: A theory for the 1990’s. Social
The psychosocial theory allows us to emphasize the social nature of human beings
and the important influence that social relationship have on development.
Reference
Cherry K. & Gans, S. (2017). Erik Erikson stages of psychosocial development.
Retrieved from https://www.verywellmind.com
MODULE TWO
MODELS USED IN SOCIAL WORK PRATICE
UNIT 1: PROBLEM SOLVING MODEL
The idea of the problem solving theory is attributed to John Dewey in his book
‘‘How we think’’ published inb1933. In this book, he described human begins as
being constantly involved in problem solving process. In social work, problem
solving as a treatment model was originated by Helen Haris Perlman and she
borrowed her ideas from John Dewey. The model rests on the assumption that
every human individual has the desire to be active in life and to exercise
meaningful control over his purposes and life, and thus give the needed assistance
which can bring about positive changes in life. The problem solving model can be
describe as the process by which the social worker and the client decide:
a) On the problem that they want to work on
b) The desired outcome of the work
c) The causes of the problem in spite of the clients desires to have the problem
solved
d) The procedures that will be used to change the situation or solve the problem
and
e) The specific actions that will be taken to implement the procedure and how
the actions have worked out.
When using the problem solving model, the client and social worker should begin
with the problem as seen by and at whatever level the client may present it. Social
workers run into difficulties when they focus on their own definition of the
problem or their concern with the real problem or cause of the problem that they do
not listen or hear the client. As such the social worker should start from where the
client is. The professional who is using the problem solving model requires and
needs to possess certain skills to enable him/her tackle the phase of the problem
solving model. However, the phase of the problem solving model and the skills
required are presented below:
1). Contact/engagement phase: In this first stage there are certain activities
expected from both the social worker and the client. These activities include:
1f) Skill in using a theoretical knowledge base to guide the collection of salient and
relevant information.
2) Contract phase
Activities include:
2a) Assessment and evaluation
2b) Formulation of an action plan
2c) Prognosis
1). Problem specification: The social worker and the client explore and clarify the
problem of the client. The problems are stated in definite terms. Efforts should be
made by the social worker to ensure that the real problems are adequately
identified.
2) Contract: The social worker and client form the contract at this stage. It can be
oral or written. Also, it is at this stage that they both will discuss on the length of
duration of the number of sessions for the treatment. This contract can be
negotiated if it is realized that the goals set was not accomplished particularly at
the agreed time.
3) Task planning: It is here that the task is defined. The task refers to what is to be
done by the social worker and the client in solving the problem. It includes all the
activities and skills exhibited by the social worker and client. The planned task
may involve other persons like parents, siblings, teachers e.t.c. They task are
carefully planned and selected by both the social worker and client. It may be in
general or specific terms.
General task is where the task is defined in broad terms for instance; Ada lost
admission and set to study harder.
Specific task: This is where the task is define in a specific and definite manner for
instance how is the final result and jamb score etc.
5) Analysis and establishment of obstacles: Here they both identify and clarify
obstacles that may be encountered in the cause of carrying out the task. The
obstacles may be either psychological or environmental or the both. They both will
discuss ways of removing these obstacles.
6) Stimulation and guided practice: The professional assists the client to rehearse
intended/task. It involves role playing and modeling (repeating what social worker
have done). As such, the professional has to demonstrate to the client the role/task
he is expected to perform; after which the client imitates him by repeating what he
has done. It is during this rehearsal of role performance that necessary corrections
are made by social workers.
7) Task review and termination: In this stage the client progress is reviewed after
sometime by the social worker in order to ascertain the extent he has gone in
carrying out the task of achieving the set objectives/goals. On the contrary, the
contract can be re-negotiated when it is discovered that the set goal is not yet
accomplished.
However, the central theme of this approach is that people are capable of solving
their own problems and that it is important to work on problems that are identified
by the client. This indicates that clients’ identification of priority concerns and the
collaborative relationship are empowering aspects of the model.
Reference
Reid, W.J (1992). Task strategies. New York; Columbia University press.
Reid, W.J & Fortune, A.E (2002). The task-centered model. In A.R. Robert &G. J.
Greene (Eds.). Social workers Desk Reference. New York: Oxford
University press, pp101-104.
Theoretical framework
The solution focused approach borrows from social constructivists the belief that
people use language to create their reality. Reality is constructed by culture and
context as well as perceptions and life experiences. Therefore it is more important
for one to understand the way in which clients constructs the meaning of their
experiences and relationships. The approach also draws form cognitive-behavioral
theory the assumption that cognitions guide language and behavior.
3) What signs will indicate to you that you don’t have to see me anymore?
4). Can you describe what will be different in terms of your behavior, thought or
feelings?
5).What signs will indicate to you that others involved in this situation are
behaving, thinking or feeling differently?
These four questions typically guide the assessment, goal-setting and intervention
process in this model.
REFERNCES
Corcoran, J. (2008). Solution-Focused therapy. In N. Coady & P. Lehmann (Eds.),
Theoretical perspectives for direct social work practice
Murray, C.E & Murray T.L (2004). Solution-Focused premarital counseling:
Helping couples build a vision for their marriage. Journal of marital and
family therapy, 30 (3), 349-358.
3). Another method of eliminating behavior is the use of punishment: The main
idea for the adoption both in child rearing and behavior therapy has been to
strengthen reinforcement of wanted behavior and diminish punishment of
unwanted behavior. However, the use of punishment in a therapeutic context raises
both ethical and judicial concerns.
Stage 1: The initial tension is accompanied by shock and perhaps denial of crisis
provoking event (denial of the fact).
Stage 2: To reduce the tension, the individual attempts to utilize his/her usual
emergency problem solving skills (singing/murmuring). If these skills fail to result
in the lessening of the tension, the stress level will become heightened.
1). Define the problem: The social worker should explore and define the problem
from the client point of view. Use active listening including open-ended questions
and attend to both verbal and non-verbal messages of the client. Cultural factors
and social class status are equally essential in assessing problem identification (eg
the case of a pregnant school teenager)
2). Ensure client safety: Assess the seriousness of threat to the client’s physical
and psychological safety. Also assess both the client’s internal events and the
situations surrounding the client. Ensure that the client is made aware of
alternatives to impulsive self –destructive action.
3). Provide support: Communicate to the client that the crisis worker is a valid
support person. Demonstrate (by words, voice and body language) a caring,
positive, non-judgmental, supportive, acceptant, personal involvement with the
client.
4). Examine alternatives: Assist client in exploring the choices he/she has
available to him or her own. Facilitate a search for immediate situational supports,
coping mechanisms, and positive thinking.
5). Make plans: Assist client in developing a realistic short term plan that
identifies additional resources and provides coping mechanisms. Then, state
definite action steps that the client can own and comprehend.
6). Obtain commitment: Help client commit him/herself to definite positive
action steps that the client can own and realistically accomplish or accept.