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BEETHOVEN 1806
AMS Studies in Music
Editorial Board
Mark Ferraguto
1
1
Oxford University Press is a department of the University of Oxford. It furthers
the University’s objective of excellence in research, scholarship, and education
by publishing worldwide. Oxford is a registered trade mark of Oxford University
Press in the UK and certain other countries.
1 3 5 7 9 8 6 4 2
Printed by Integrated Books International, United States of America
For Lisa
Contents
List of Figures ix
List of Tables xv
List of Music Examples xi
List of Appendices xvii
Acknowledgments xix
List of Abbreviations xxi
Introduction 1
1 After Leonore 17
2 Music for a Virtuoso: Opuses 58 and 61 47
3 Music for a Diplomat: Opus 59 70
4 Music for a Culture Hero: Opus 60 113
5 Music for a French Piano: WoO 80 148
6 Music for a Playwright: Opus 62 177
Conclusion: “Everyday” Beethoven 207
vii
Figures
ix
x List of Figures
6.2 “Veturia,” from Heroines of History (1530–62). Engraving by Virgil Solis.
The British Museum. 194
6.3 Coriolan et Véturie, ou le respect filial (1790). Engraving by Jean-Jacques
Avril after a painting by Jean-Jacques François Le Barbier. The British
Museum. 196
6.4 Veturia fordert Coriolan auf, die Stadt zu verschonen (1809). Engraving by
Vincenz Georg Kininger after a painting by Heinrich Friedrich Füger.
Österreichische Nationalbibliothek. 197
Music Examples
xi
xii List of Music Examples
3.7 Beethoven’s Quotation of “Singe, sing’ein Lied” in Op. 59,
no. 3, ii. 107
a. “Singe, sing’ein Lied” (Ty wospoi, wospoi, mlad Shaworontschek),
as it appears in the Allgemeine musikalische Zeitung (July 25, 1804).
b. “Singe, sing’ein Lied,” mm. 1–2, displaced by one beat.
c. Beethoven, String Quartet No. 9 in C Major, Op. 59, no. 3, ii,
mm. 1–5.
4.1 Comparison of first-movement retransition sections. 125
a. Haydn, Symphony No. 102 in B-flat Major, Hob. I:102
(Paris: Ignaz Pleyel, 1803)
b. Beethoven, Symphony No. 4 in B-flat Major, Op. 60
(Bonn: N. Simrock, 1823)
4.2 Comparison of opening themes. 130
a. Haydn, Symphony No. 102 in B-flat Major, Hob. I:102
(Paris: Ignaz Pleyel, 1803)
b. Beethoven, Symphony No. 4 in B-flat Major, Op. 60
(Bonn: N. Simrock, 1823)
4.3 Onset of transition. 136
a. Haydn, Symphony No. 102, iv, mm. 37–45
b. Beethoven, Symphony No. 4, iv, mm. 24–32 (cf. 192–210)
4.4 Auxiliary idea in S-Space. 137
a. Haydn, Symphony No. 102, iv, mm. 78–85 (cf. 234–41)
b. Beethoven, Symphony No. 4, iv, mm. 42–9 (cf. 230–9)
4.5 Closing (postcadential) idea. 138
a. Haydn, Symphony No. 102, iv, mm. 110–17 (cf. 298–305)
b. Beethoven, Symphony No. 4, iv, mm. 88–95 (cf. 266–73) 138
4.6 “Crisis” in developmental space. 139
a. Haydn, Symphony No. 102, iv, mm. 165–74
(cf. 86–9, 242–5, 286–9)
b. Beethoven, Symphony No. 4, iv, mm. 169–76
(cf. 64–77, 242–8, 290–4)
4.7 Retransition. 140
a. Haydn, Symphony No. 102, iv, mm. 208–17 (cf. 181–8)
b. Beethoven, Symphony No. 4, iv, mm. 181–9 (cf. 290–9)
4.8 “Joke” in coda space. 141
a. Haydn, Symphony No. 102, iv, mm. 272–85
b. Beethoven, Symphony No. 4, iv, mm. 345–55
5.1a Johann Baptist Cramer, Étude pour le piano forte en quarante deux
exercises dans les differents tons (Paris: Erard, 1804), No. 18. 158
5.1b Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), No. 8. 159
List of Music Examples xiii
5.2a Johann Baptist Cramer, Étude pour le piano forte en quarante deux
exercises dans les differents tons (Paris: Erard, 1804), No. 19. 159
5.2b Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), No. 20. 160
5.3a Daniel Steibelt, Étude pour le pianoforte contenant 50 exercices de différents
genres (Leipzig: Breitkopf & Härtel, 1805), No. 22. 160
5.3b Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), No. 22. 161
5.4 Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), Coda (mm. 275–80). 162
5.5 Beethoven, Sonata No. 23 in F Minor, Op. 57 (“Appassionata”)
(Vienna: Bureau des Arts et d’Industrie, 1807), iii, Coda (mm. 325–61). 166
5.6a Beethoven, Piano Concerto No. 4 in G Major, Op. 58
(Vienna: Bureau des Arts et d’Industrie, 1808), i, mm. 104–7. 169
5.6b Beethoven, Piano Concerto No. 4 in G Major, Op. 58
(Vienna: Bureau des Arts et d’Industrie, 1808), i, mm. 275–9. 169
5.7 Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), Theme. 170
5.8 Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), No. 3. 171
5.9 Beethoven, Thirty-Two Variations on an Original Theme, WoO 80
(Vienna: Bureau des Arts et d’Industrie, 1807), End of No. 31 through
Start of Coda (mm. 256–67). 173
Tables
xv
Appendices
xvii
Acknowledgments
xix
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my own part, my lords, I do freely and from my heart forgive you
who are judges, and the men who are appointed to go about this
horrid work, and those who are satiating their eyes in beholding. I
do entreat that God may never lay it to the charge of any of you, as
I beg that God, for his Son Christ’s sake, may be pleased to blot out
my sin and mine iniquity.” At the ninth, the sufferer fainted through
the extremity of pain. “Alas! my lords,” said the executioner, “he is
gone!” The unfeeling wretches told him “he might stop,” and coolly
walked off. When Mitchell recovered, he was carried in the same
chair back to his prison. Here he continued till January 1677, when
he was sent to the Bass.
BOOK X.
A.D. 1676-1677.
A.D. 1677.
Early in the year, a pretty large meeting, both of the indulged and
unindulged ministers, had been held in Edinburgh, for the purpose of
considering the religious state of the country, and for endeavouring
to heal the differences which still subsisted among themselves
respecting what should have been long before dismissed as
vexatious—the conduct of those who had declared against the
resolutions, and who still lay under the sentence of some of the
church courts. It commenced inauspiciously, Mr Blackadder having
proposed that before they proceeded to business, some time should
be set apart for fasting and humiliation on account of their
defections, especially the tokens of disunion which began to appear
respecting the indulgence. This gave rise to some unpleasant
altercation. Mr Richard Cameron, then a probationer, with two
others, being called to account for their preaching separation from
the indulged, declined the right of the meeting to interfere with their
conduct, it not being a lawfully constituted judicatory, and continued
to express their disapprobation of the indulgence and of such as
accepted it.
Eighteen years’ persecution had now thinned the ranks of the
earliest and most experienced of the “outted” ministers, who,
although they never approved of the conduct of the indulged, yet
had striven by all means to live in brotherly fellowship with them.
But as age and infirmity, or death, removed them from the field,
their places were supplied by young zealous preachers, who being
educated among the sufferers, and associating only with them, were
not fully aware of the evils of division, nor did they sufficiently guard
against the causes of it. In their sermons, the older ministers
proclaimed the glad tidings of salvation through a crucified Saviour,
and the necessity of fleeing for refuge to the hope set before them
in the gospel; and dwelt not so much upon the immediate causes of
their persecution, although they did not shun in declaring the whole
truth, to vindicate their allegiance to Christ as sole Head and King of
the church, bearing ample testimony against the usurped supremacy
of their temporal monarch and the tyranny of his ecclesiastical
creatures, the bishops. On the other hand, as was remarked by one
of themselves, the younger and more inexperienced ministers
insisted more strenuously in their sermons upon the controverted
points; and in their private intercourse spoke too sharply of the
conduct of such as did not go their lengths, by putting harsh
constructions upon their actions, and perhaps flattered too much
some “frothy professors,” not properly considering the difference
between a proselyte to a party and a true Christian. Upon these
topics they delighted to expatiate, till their minds became highly
excited; and, unhappily, instead of moderating, encouraged a similar
humour among their hearers, in the hope of managing them, though
sometimes they themselves were forced by the people to go farther
than they intended or inclined.
The fervour of numbers of young converts newly brought in by the
gospel run high. The zeal and success of the first reformers, and of
those more lately in 1638, were with them animating and frequent
subjects of conversation; their conduct was much extolled, while
that of the ministers’ in leaving their charges in 1662, and the
people’s in suffering the curates to be thrust in and hearing them,
was as greatly condemned. The king’s perjury, too, was often held
up to execration, and his assumed supremacy represented as an
object of equal abhorrence with that of the man of sin.
The meeting, however, after these disagreeables were discussed,
decided that the sentences should be removed, and that both parties
should hold ministerial communion. They also advised that the
indulged should invite those who were not, to preach in their pulpits;
and likewise that they should themselves preach “wherever” a
proper opportunity offered, and the necessities of the people
required. With this last recommendation many of the ministers
readily complied; and the people evincing a great desire for hearing,
conventicles continued to multiply, and so numerous was the
attendance, that it was found unadvisable to execute the severe
laws against them to their full extent, only a few conspicuous
individuals of the richer or more active, were singled out for
persecution, to satisfy the vengeance of the prelates and the avarice
of the needy gentry or soldiers. Robert Blae, late bailie in Culross,
was fined four thousand merks for one conventicle—Adam Stobbie of
Luscar, three thousand, for withdrawing from public ordinances,
aggravated by converse with intercommuned persons; and, after
payment of the fine, was ordered to be transported furth of the
kingdom—John Anderson, younger of Dowhill, accused of a tract of
non-conformity, which the prosecutor being unable to prove, the
whole was referred to his oath, when he refusing to swear, was held
as confessed. But he voluntarily acknowledged that he had for
several years deserted his own church at Glasgow, and heard the
indulged, by one of whom he had had a child baptized, and that he
had been at five conventicles; for which grievous offences, and
because he would not promise to hear his parish minister, he was
amerced in four hundred pounds sterling, and ordered to lie in
Edinburgh tolbooth till it was paid. After remaining about four
months in prison, he compounded for nearly the half and got out.
Nor were ladies treated with more tenderness, Lady Kinkel being
fined five thousand merks, and Lady Pitlochie one thousand,
because they dared to hear the gospel preached by men who
understood it, and declined countenancing the ministrations of state-
puppets.
One of the most popular of the persecuted preachers, and
peculiarly obnoxious to the primate, was Mr James Fraser of Brea, a
gentleman by birth, and possessed of considerable property. He
happened about this time to be in Edinburgh, and the town-major
being solicited by Sharpe, was induced by great promises of reward,
meanly to entice a servant-maid of one of his relations with whom
he lodged, to betray him. When engaged in family worship upon
Sabbath evening, January 28, about ten o’clock the major burst in,
caught the culprit in the very act, seized him, and haled him off to
prison; then went rejoicing to the archbishop, who, delighted with
the intelligence, rewarded the exploit by a piece of money and a
promise of more; and, next morning at day-dawn, sent strict orders
to the jailer to keep Mr Fraser close, nor permit any person to have
access to him, till he was examined by a committee of the council.
When he appeared before them, he was questioned as to his being a
preacher at field-conventicles, which, as it was a capital offence by
law, he declined answering. He acknowledged that he was, although
most unworthy, a minister of the gospel, independently of the
bishops, but denied that the subject of his discourses was either
disloyal or traitorous as the archbishop asserted—what he preached
was repentance towards God, and faith towards our Lord Jesus
Christ, and no other thing than what was contained in the prophets
and the New Testament. That, as for rising up in arms against the
king, upon the pretext of religion, which the archbishop alleged, he
maintained he had expressly told him, that he never knew any of the
most zealous asserters of the liberties of the people who maintained
the propriety of rising in arms upon pretence of religion—pretences
affording no ground or warrant for any man’s conduct. Respecting
matters of prerogative and privilege, these were things of a ticklish
and thorny nature, not within his sphere, nor did he think himself
called to meddle with them. As to preaching the gospel either in
houses or fields, when opportunity offered, so far from thinking it
unlawful, he believed it to be duty; and meetings for this purpose, to
be ordinances of Christ, instead of “rendezvouses of rebellion,” as
the archbishop termed them. Being insidiously asked, seeing these
were his opinions, whether he had ever preached in the fields? he
refused to acknowledge that he had, adding, that if they thirsted
after his blood, and wished to take his life on that account, they
could not expect he should himself reach them the weapon. Let
them bring proof; for he was resolved no man living should find him
guilty of such a weakness as turning evidence against himself.
After his examination, he was sent back to prison, to be kept in
solitary confinement; but that night, he remarks in his Memoirs, was
the sweetest he had enjoyed for many years—“The Lord was a light
round about me, and HIM they could not shut out; I was lifted up
above death, sin, hell, and wrath, and the fears of prelates and
papists, by a full sense of the divine favour!” Next morning he was
awoke about six o’clock, and ordered to make ready to march for the
Bass, where he was carried accordingly, and remained there till July
1679.
Subjected to the caprice of their jailer, the situation of the
prisoners here was extremely uncomfortable, especially such of them
as had moved in the middle and higher ranks of life. Their female
servants were frequently changed; whenever any appeared to be
attentive or sympathizing, they were turned away and new ones
sent, or, what was worse, they were attempted by the ruffian
soldiers, who, if they succeeded, would shamelessly charge the
ministers with the crime. Sometimes they were shut up in holes in
the rock, and deprived even of the society of their fellow-sufferers—
their letters were intercepted, opened, and read—their provisions,
which they were obliged to purchase from the governor, were
extravagantly dear, and consisted chiefly of hard fish and oatmeal—
melted snow was their common drink in winter, or, at other times, a
little brackish water, unless they paid well for the spring—they were
harassed by the soldiers obtruding rudely among them and vexing
them by their obscenities and blasphemies, or endeavouring to
ensnare them upon political topics, especially upon the Lord’s day, or
when they observed others in serious conversation with them about
their souls; for their confinement there was blessed to the
conversion of several of their keepers, who would never otherwise
have come under the sound of the gospel.
But perhaps the most outrageous act of pillage which occurred
this year, was perpetrated upon Lord Cardross. On the 7th of August,
he was served with an indictment for having had two children
baptized by persons who were not his own parish ministers, nor
authorized by the established government of the church, nor
licensed by the privy council. His lordship’s defence was cogent and
irrefragable. He had one child born to him in the town of Edinburgh,
while he was confined prisoner in the Castle; and not being
permitted to attend his wife in her confinement, nor perform any
duty relating to the infant, he did not conceive himself concerned in
the act of parliament respecting baptisms, being in no liberty or
capacity to satisfy its appointment; nor did he inquire further than to
learn that the child was truly and Christianly baptized, without once
asking by what minister the same was done;—seeing, therefore, that
the foresaid act was made expressly against wilful withdrawers, and
such as presumed to offer their children to be baptized otherwise
than is therein ordained, these things were nowise chargeable upon
him a prisoner, having neither ordinary parish, or settled family, nor
so much as access to have presented his child for baptism. In
conclusion, he appealed to the moderation of the council, reminding
them of his protracted sufferings; and informing them that the child
was since deceased, besought them not to add affliction to the
afflicted; but he appealed in vain. These men had no feeling. He was
robbed of half a year’s valued rent of his estate, because his lady in
his absence had performed an act of maternal piety towards her
child.
While the council were thus urging the pecuniary processes, in
order more vigorously to incite their already too willing agents, they
warranted the sheriffs, bailies of regalities, and other inferior
officers, to appropriate to themselves the fines levied from all
persons below the degree of an heritor; and, for those of heritors,
they were to reckon with them. Of the extent of these exactions, no
proper account remains; but as several of the soldiers received large
donations, the sums must have been considerable; and the
persecutions were chiefly carried on against those who could pay. In
cases where the under-officials were remiss, “the committee for
public affairs,” who were always upon the alert, took the matter
under their own cognizance. A conventicle having been kept at
Culross, on a Sabbath about this time, was dispersed by the military,
and eighteen persons sent to jail. The committee finding that some
of them had been set at liberty without their permission, ordered the
magistrates to call them all back to prison, and “condescended”
upon the most substantial of them, whom they appointed the said
magistrates to produce before the council within eight days, to be
dealt with as they should deserve, i. e. fined according to their
circumstances.
Besides its all-pervading inquisition abroad and at home, the
prelatic despotism of Charles had a malignity peculiarly its own, that
delighted to destroy the very profession of Presbyterianism. The
wretched, or, as he has been designated, “the merry monarch,” used
to say, Presbyterianism was not the religion of a gentleman. I cannot
pretend to define the religion of a gentleman; but if his majesty’s
were a specimen, the more dissimilar Presbyterianism was to it the
better.[86]
86. Evelyn, certainly no Whig, gives the following description of a Sunday at
court:—“I can never forget the inexpressible luxury and profaneness,
gaming, and all dissoluteness, and as it were total forgetfulness of God, it
being Sunday, which this day se’enight I was witness of. The king sitting and
toying with his concubines, Portsmouth, Cleveland, and Mazarine. A French
boy singing love songs in that glorious gallery, while about seventy of the
great courtiers, and other dissolute persons, were at basset round a large
table; a bank of at least £2000 in gold before them, upon which the
gentlemen who were with me made reflections with astonishment.” Mem.
vol. i. p. 585.
To be grave and decorous in conduct, devout and consistent in
religious observances, were considered as unequivocal marks of
Whiggery and disloyalty. At this period a majority of the inhabitants
of the Scottish Lowlands were so distinguished, particularly in the
west and south-west; and these quarters coming more immediately
in contact with the prelatists were more severely visited, as they
were stanch to their principles, and zealous for their creed. There,
therefore, the bitterest efforts of the government were directed.
Upon the 2d of August, a proclamation was issued for enforcing a
bond, obliging the subscribers, with their wives, children, cottars,
and servants, regularly to attend public worship in their parish
churches, and not to be present at any conventicles, neither at any
marriage or baptism, except such as were duly celebrated or
administered by a regular incumbent, under the statutory penalties.
A few days after, a commission was appointed to carry this act into
execution. Immediately a very full meeting of the noblemen,
gentlemen, and heritors of Ayrshire assembled, at which a
representation was drawn up, refusing the bond, as requiring
impossibilities; for they asserted the councillors themselves were
unable to enforce compliances in their own families, and how did
they expect plain country gentlemen to become bound for numbers
over whom they could, in these matters, have no control? but they
proposed an easier and surer expedient for preserving the peace of
the country, and that was by extending and protecting the liberty of
the Presbyterians. The council was highly displeased at this address;
and the Earl of Loudon, by whom it was signed, was in consequence
exposed to so many unpleasant attacks, that he went into voluntary
exile, and died at Leyden. Clydesdale followed Ayrshire. The Duke of
Hamilton opposed it; and the heritors of Lanarkshire, at a full
meeting, unanimously agreed to decline the bond; even those who
were not partial to Presbyterianism reprobated it, as fraught with
ruin to their estates, seeing they could not promise for all their own
families and servants at all times, much less for those of their
tenants.
The vexations occasioned by the bond, added to the other
severities, had spread so widely, that it was computed, before the
end of this year (1677), about seventeen thousand persons, of every
rank, sex, and age—from the noble to the cottar-servant, man,
woman, and child—from the grey-headed veteran to the infant at
the breast, who was forced to lodge with its intercommuned mother
on the heath—had suffered, or were suffering every extremity for no
crime but hearing the gospel, and worshipping their Maker according
to their conscience.
Lauderdale having come down to Scotland with his Duchess, to
get one of her daughters by her former husband married to Lord
Lorn, afterwards first Duke of Argyle, the Presbyterian ministers in
Glasgow, Paisley, Hamilton, and the neighbouring districts, thinking
that when he came upon so joyous an occasion, he would be more
susceptible of kindlier feelings, deputed Mr Matthew Crawford to
proceed to Edinburgh and consult with their brethren there, to try if
possible to get the sentence of intercommuning pronounced against
so many of their faithful fellow-labourers annulled, and the prisoners
on the Bass released. Mr Anthony Murray, a relation of the Duchess,
who was employed to intercede with the Duke, obtained an
interview, and urged his Grace to grant this their humble request;
but all the answer he obtained was, “as for himself, he (Lauderdale)
was ready to do him any kindness in his power, but he would grant
no favour to that party, because they were unworthy of any.” Next
council day, however, when several of the lords represented that
pressing the bond would ruin their tenants and lay their lands waste,
he seemed inclined to relax, and not only spoke about a third
indulgence, but even intimated his desire for it to some of the
ministers by Lord Melville; and commissioners were in consequence
sent from several parts of the country to consult about a supplication
to the king. No sooner did the two archbishops learn what was in
agitation, than they vehemently assailed the Duke, complaining
heavily of his concessions to their enemies; in reply, he assured
them he had no intention of granting any liberty to non-conformists,
only it was necessary to amuse them till he got a force raised
sufficient to suppress them, as they were then too numerous to be
rashly meddled with. The representations, however, which he had
received, subscribed by so many respectable heritors, who could not
be considered fanatics, were not to be altogether despised; and, in
the month of October, the council enacted (Sir George Mackenzie,
who had lately been admitted to be his majesty’s advocate, says
upon his suggestion)[87]—that if any person who is cited be ready to
depone or pay his fine, he be not troubled with taking of bonds or
other engagements, the law itself being the strongest bond that can
be exacted of any man; and all the expenses of process were to be
remitted.
87. Mackenzie’s Hist. p. 322. Sir John Nisbet was turned off because he would
not give the rapacious Duchess of Lauderdale a sum of money; and Sir
George Mackenzie, whose memory was long execrated in Scotland as “the
bloody Mackenzie,” was made king’s advocate, Sept. 7, this year. Primrose
had been removed from the lucrative place of clerk-register by the same
influence, and Sir Thomas Murray, a friend of her own, was nominally
appointed; “but her Grace hade from him the profits of the place. To stop Sir
Archibald’s mouth, they bestowed upon him the office of justice-general, and
sore against his heart.” Kirkton’s Hist. p. 383.