Scribd Logo
Upload

Welcome to Scribd!

  • 8 views

    Financial Markets and Services

    Uploaded by

    Jose Hernandes
    Financial markets and services lecture notes -1

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd

    Financial Markets and Services

    Uploaded by

    Jose Hernandes
    8 views3 pages
    Financial markets and services lecture notes -1

    Copyright

    © © All Rights Reserved

    Available Formats

    PDF, TXT or read online from Scribd

    Did you find this document useful?

    Is this content inappropriate?

    Financial markets and services lecture notes -1

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    8 views3 pages

    Financial Markets and Services

    Uploaded by

    Jose Hernandes
    Financial markets and services lecture notes -1

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    of 3

    Master of Business Administration (MBA)

    FINANCE

    L T P S J C
    FINA7001 Financial Markets and Services
    3 0 0 0 0 3

    Pre-requisite Financial Management

    Co-requisite https://in.coursera.org/learn/financial-markets-
    global/home/week/1

    Preferable
    exposure

    Course Description:

    To provide the student an overview of financial markets and services in India and to
    familiarize them with important fee and fund based financial services in India. To make
    learner understand modern financial markets. Central themes are the structure of
    financial markets, their pricing function, the interaction between financial markets and
    macro-economic conditions, and the process of innovation and regulation in these
    market. To familiarize student for the study in market efficiency and the interaction
    between government policies and financial market. The course will consider the stress
    on financial instruments, markets in which they are traded, and attendant structures.

    Course Educational Objectives:

    • Understand what a financial system is and does, and the distinct functions of each
    component
    • Understand some important financial instruments and the economic principles
    underlying their use
    • Able to understand credit rating mechanism and working of mutual funds.

    UNIT 1 Structure of Financial System 10 hours


    role of Financial System in Economic Development – Financial Markets and Financial
    Instruments – Money Markets - Bond Markets - Mortgage Markets - Stock Markets -
    Foreign Exchange Markets - Derivative Securities Markets – Role of SEBI – Secondary

    GITAM School of Business 103 | P a g e


    Master of Business Administration (MBA)

    Market Operations – Regulation – Functions of Stock Exchanges – Listing – Formalities


    – Financial Services Sector Problems and Reforms.
    UNIT 2 Financial Services 10 hours
    Concept, Nature and Scope of Financial Services – Regulatory Frame Work of Financial
    Services – Growth of Financial Services in India – Merchant Banking – Meaning-Types
    – Responsibilities of Merchant Bankers – Role of Merchant Bankers in Issue
    Management – Regulation of Merchant Banking in India. Wealth Management System
    UNIT 3 Venture Capital 15 hours
    Growth of Venture Capital in India – Financing Pattern under Venture Capital – Legal
    Aspects and Guidelines for Venture Capital, Leasing – types of Leases – Evaluation of
    Leasing Option Vs. Borrowing. Hire Purchase Vs. Leasing (NP in Leasing
    UNIT 4 Credit Rating 5 hours
    Meaning, Functions – Debt Rating System of CRISIL, ICRA and CARE. Factoring,
    Forfeiting and Bill Discounting – Types of Factoring Arrangements – Factoring in the
    Indian Context; (NP in Factoring)
    UNIT 5 Mutual Funds 5 hours
    Concept and Objectives, Functions and Portfolio Classification, Organization and
    Management, Guidelines for Mutual Funds, Working of Public and Private Mutual
    Funds in India. Debt Securitization – Concept and Application – De-mat Services-need
    and Operations-role of NSDL and CSDL. NAV calculation – Sharpe, Jensen, Treynor
    models

    Text Books:

    • Bhole&Mahakud, Financial Institutions and Market, TMH, New Delhi


    • V.A.Avadhani, Marketing of Financial Services, Himalayas Publishers, Mumbai

    References:

    • DK Murthy, and Venugopal, Indian Financial System, IK Int Pub House


    • Anthony Saunders and MM Cornett, Fin Markets &Institutions,TMH, New Delhi
    • PUNIThavathy Pandian, Financial Markets and Services, Vikas, New Delhi
    • Vasanth Desai, Financial Markets & Financial Services, Himalaya, Mumbai
    • eir Khan – Financial Institutions and Markets, Oxford Press.

    GITAM School of Business 104 | P a g e


    Master of Business Administration (MBA)

    • Madura, Financial Markets & Institutions, Cengage, New Delhi

    Course Outcomes:

    • Analyse & Apply knowledge of Financial Systems and markets


    • Analyse and Apply Various Financial and various Merchant Banking Services and their
    Growth.
    • Analyse Leasing types and Evaluate leasing vs. buying
    • Analyse Credit Rating systems and evaluate Factoring services
    • Understand and Mutual funds and types and evaluate NAV calculations models.

    CO-PO Mapping:

    PO1 PO2 PO3 PO4 PO5 PO6 PO7 PSO1 PSO2 PSO3 PSO4
    CO1 1 1 0 1 0 1 0
    CO2 0 1 0 1 0 1 0
    CO3 0 3 0 1 0 1 0
    CO4 1 3 0 1 0 1 0
    CO5 1 2 0 1 0 1 0
    Note: 1 - Low Correlation 2 - Medium Correlation 3 - High Correlation
    APPROVED IN:
    BOS : 19th,May,2022 ACADEMIC
    COUNCIL
    SDG No. & 8&9
    Statement
    SDG:8- Decent Work and Economic Growth
    SDG:9- Industry, Innovation and Infrastructure

    SDG Justification:
    Knowledge on financial markets and services related to 8 & 9 SDGs, as subject deal with
    factors contributing to economic growth, industrial investments, Innovations and
    infrastructure development.

    *********

    GITAM School of Business 105 | P a g e

    You might also like