EuroSun 2022 - de Medeiros Et Al - Volga
EuroSun 2022 - de Medeiros Et Al - Volga
EuroSun 2022 - de Medeiros Et Al - Volga
Abstract
The simulation of photovoltaic and thermal systems requires accurate knowledge of the solar radiation incident on
the plane of photovoltaic modules or thermal collectors. When irradiance in the tilted plane is not measured,
transposition models are used to transpose the measurements from the horizontal plane to the plane of the array. In
this work, eight models have been evaluated for four different orientations for a low-latitude city at a minute
resolution, providing a better description of the radiation behavior. Three scenarios of albedo have been assessed for
all orientations. A statistical comparison has been performed using normalized mean bias error, normalized root
mean square error, the coefficient of determination, and a skill score (SS4) for the total solar radiation on a tilted
plane. The Hay and Davies, Reindl, Muneer and Perez models presented the best results for Petrolina, Brazil (latitude
9.11ºS), where the sophisticated model of Perez presented the lowest values of nRMSE and highest values of R² and
SS4 for all orientations. The detailed albedo analysis of the Petrolina soil indicated an average albedo of 27.72%,
with higher data concentration between 25.52% and 27.80%. It was also observed that simulations conducted with
albedo varying as a function of solar zenith angle or albedo considered constant, but based on local measurements,
led to more accurate results than simulations conducted with constant albedo and indicated as default by commercial
software for the soil in the region.
Keywords: Transposition models; Diffuse irradiance modeling; Inclined surfaces; Ground reflectance; semi-arid.
1. Introduction
The simulation of photovoltaic (PV) and thermal systems requires accurate knowledge of the solar radiation incident
on the plane of PV modules or thermal collectors. Generally, the photovoltaic or thermal arrays are not installed
horizontally, thus requiring transposition models. These models compute the global irradiance in the tilted plane as
the sum of the direct, diffuse, and reflected irradiance from the ground (albedo). A simple geometric transformation
is applied to the direct component. The reflected irradiance is estimated similarly, adding the influence of the ground
type. The main difference between the transposition models is the approach to transposing the diffuse component,
where two main groups are highlighted: 1) isotropic models, which consider only isotropic radiation; 2) anisotropic
models, which add circumsolar and/or horizon brightness component into the analysis (García et al., 2021).
As the estimation models are strongly affected by the location's latitude due to site-specific characteristics and the
stochastic nature of solar radiation, it is imperative to find the most accurate model for each site (Maleki et al., 2017).
It is essential to evaluate the transposition models for different albedo scenarios, bearing in mind the advancing
market for bifacial modules, and to evaluate those models for higher temporal resolution since data recording has
been moved from hourly to a sub-hourly resolution to provide more information in the simulations (Gueymard and
Ruiz-Arias, 2016). Moreover, the growth of solar energy has led to a massive increase in photovoltaic systems with
different inclinations and orientations typically following the building construction aspects, notably BIPV (Building
Integrated Photovoltaics) (Assoa et al., 2020).
In this context, the present work aims to investigate the performance of 8 widely used models to estimate total solar
radiation on tilted surfaces with 1-minute measurements at Petrolina (Brazil) for four different orientations, north-,
south-, east- and west-facing surfaces tilted at 45º. All models were evaluated in three different scenarios, with
constant albedo and equal to 20%, average albedo measured at Petrolina and albedo varying as a function of the solar
zenith angle. In addition, a detailed analysis of the local surface albedo was performed. The proposed study is
performed within the framework of the R&D project “Solar Platform of Petrolina - Development, Research and
Innovation in Advanced Technologies” (CHESF-ANEEL).
2. Transposition Models
The global tilted irradiance (GTI) can be estimated by the sum of the direct and diffuse irradiance incident on the
inclined plane plus the irradiance reflected by the ground seen by the photovoltaic (PV) array. The GTI is thus
calculated by the expression:
The direct irradiance incident on the tilted plane can be obtained from a simple geometric transformation, where the
direct normal irradiance (DNI) component is multiplied by the cosine of the angle of incidence (AI). The diffuse
portion is obtained by the product of diffuse horizontal irradiance (DHI) and the sky view factor (SVF). The
irradiance reflected by the ground that is seen by PV array can be obtained by the reflected horizontal irradiance
(RHI) multiplied by the ground view factor (GVF). The RHI is the product of global horizontal irradiance (GHI) and
the ground reflectance (ρg), also called albedo (see Eq. 2).
𝜌𝑔 = 𝑅𝐻𝐼/𝐺𝐻𝐼 (eq. 2)
Ground reflectance (albedo) is known to vary with several factors, such as the nature of the ground surface, solar
zenith angle, specularity, cloud cover, presence or absence of snow, and other factors (Thevenard et al., 2006).
Dirmhirn and Eaton (1975) showed that water and snow reflection can be forward-augmented or backward-
augmented. Since the evaluated ground is predominantly composed of sandy soil, the albedo analysis will be based
on the isotropic reflection of radiation.
Among the three components in the calculation of GTI, diffuse irradiance is the most difficult to compute because it
strongly depends on the cloudiness and clearness conditions of the atmosphere (Duffie and Beckman, 2013). Several
authors have studied this component from different approaches, from isotropic models that consider only the isotropic
diffuse (Badescu, 2002; Koronakis, 1986; Liu and Jordan, 1961), to more complex and elaborated models that treat
the circumsolar diffuse and/or the horizon brightness in more detail, called anisotropic models (Hay and Davies,
1980; Klucher, 1979; Perez et al., 1990; Reindl et al., 1990). All these models evaluate the sky view factor (SVF)
between the collecting surface and the visible part of the sky.
The isotropic model proposed by Liu and Jordan (1961) [LJ] considers an isotropic distribution of diffuse radiation,
with the diffuse irradiance incident on the sloping surface being given by DHI corrected by a sky view factor,
represented by (1 + cos β)/2. In Koronakis (1986) [Ko], a correction in Liu and Jordan's geometric factor is proposed,
being corrected to (2 + cos β)/3. In Badescu (2002), a 3D approach is performed and compared to the isotropic model
of Liu and Jordan (1961), showing that Badescu's model estimation with SVF of (3 + cos 2β)/4 was slightly more
accurate for surfaces with a low slope for a high latitude location. Table 1 presents all isotropic models considered
in this study.
Tab. 1: Sky view factor of all isotropic models for comparative analysis.
1 + cos 𝛽
Liu e Jordan (1961) LJ 𝑆𝑉𝐹𝐿𝐽 = (eq.3)
2
2 + cos 𝛽
Koronakis (1986) Ko 𝑆𝑉𝐹𝐾𝑜 = (eq.4)
3
3 + cos(2𝛽)
Badescu (2002) Ba 𝑆𝑉𝐹𝐵𝑎 = (eq.5)
4
The model proposed by Hay and Davies (1980) considers isotropic diffuse radiation, and also the circumsolar
radiation, which results from the scattering of solar radiation concentrated in the solar disk. In this model, the
anisotropy index of Hay and Davies (FHD) is used. In 1977, Temps and Coulson (1977) applied a correction factor
for the isotropic diffuse in order to consider the brightness of the horizon. Based on this authors, Klucher (1979)
modified this correction factor with a modulating function to describe an all-sky model. Similarly, Reindl et al. (1990)
modified the model of Hay and Davies (1980), proposing the addition of the horizon brightening term. This model
is commonly referred as HDKR in the literature (Duffie and Beckman, 2013) due to the contribution of the 3 papers
in the development of this model, in this work Reindl et al. (1990), or HDKR, will be referred as Re.
Another anisotropic model widely used and studied in the literature is the Perez et al. (1990) model, where the
isotropic, circumsolar and horizontal diffuse radiation are analyzed more in detail. In this model coefficients
representing solid angles of the circumsolar region are used (coefficients a1 and a2). In addition, empirical functions
of sky brightness describing circumsolar radiation (F1) and horizon brightness (F2) are used considering air mass (m),
normal incident extraterrestrial radiation (DNIext) and zenith angle (θz).
In the same year as Perez's model, Muneer (1990) proposes a model that discerns between overcast and non-overcast
sky conditions, Eq. 11 presented in Table 2, relates the diffuse from an inclined surface to DHI, where for a tilted
surface on a cloudy day, FHD becomes zero and the term T becomes a ratio between the irradiance of a tilted surface
and the diffuse horizontal irradiance. T corresponds to a function of the radiation distribution (b) and the surface
slope (β) for a given location, so the parameters of eq. 13 are adjusted as a function of the location evaluated. Table
2 presents the sky view factors for all anisotropic models evaluated in this work.
Tab. 2: Anisotropic models selected for comparative analysis.
1 + cos 𝛽 𝛽
𝑆𝑉𝐹𝐾𝑙𝑢 = ( ) (1 + 𝐹 sin3 ( )) ∗ [1 + 𝐹 cos 2 𝐴𝐼 sin3 (90 − 𝛼)] (eq.6)
Klucher 2 2
Klu 2
(1979) 𝐷𝐻𝐼
𝑤ℎ𝑒𝑟𝑒 𝐹 𝑖𝑠 𝑡ℎ𝑒 𝑚𝑜𝑑𝑢𝑙𝑎𝑡𝑖𝑛𝑔 𝑓𝑢𝑛𝑐𝑡𝑖𝑜𝑛 𝑜𝑓 𝐾𝑙𝑢𝑐ℎ𝑒𝑟: 𝐹 =1− ( ) (eq.7)
𝐺𝐻𝐼
1 + cos 𝛽
𝑆𝑉𝐹𝐻𝐷 = [(1 − 𝐹𝐻𝐷 ) ( ) + 𝐹𝐻𝐷 𝑅𝑏 ] (eq.8)
Hay and 2
Davies HD 𝑤ℎ𝑒𝑟𝑒 𝐹𝐻𝐷 𝑖𝑠 𝑡ℎ𝑒 𝑎𝑛𝑖𝑠𝑜𝑡𝑟𝑜𝑝𝑦 𝑖𝑛𝑑𝑒𝑥 𝑜𝑓 𝐻𝐷 𝑎𝑛𝑑 𝑅𝑏 𝑖𝑠 𝑡ℎ𝑒 𝑔𝑒𝑜𝑚𝑒𝑡𝑟𝑖𝑐 𝑓𝑎𝑐𝑡𝑜𝑟:
(1980) 𝐷𝑁𝐼 cos 𝐴𝐼
𝐹𝐻𝐷 = (eq. 9) 𝑅𝑏 = (eq. 10)
𝐷𝑁𝐼𝑒𝑥𝑡 cos(𝜃𝑧 )
𝑆𝑉𝐹𝑀𝑢 = 𝑇(1 − 𝐹𝐻𝐷 ) + 𝐹𝐻𝐷 𝑅𝑏 (eq.11)
𝑤ℎ𝑒𝑟𝑒:
𝛽 2𝑏 𝛽 (eq.12)
Muneer 𝑇 = cos 2 + [𝑠𝑖𝑛𝛽 − 𝛽 cos 𝛽 − 𝜋 sin2 ]
Mu 2 𝜋(3 + 2𝑏) 2
(1990)
𝑓𝑜𝑟 𝑡ℎ𝑒 𝑔𝑙𝑜𝑏𝑒:
2𝑏 (eq.13)
= 0.04 − 0.82𝐹𝐻𝐷 − 2.026𝐹𝐻𝐷 ²
𝜋(3 + 2𝑏)
1 + cos 𝛽 𝛽
𝑆𝑉𝐹𝑅𝑒 = [(1 − 𝐹𝐻𝐷 ) ( ) ∗ (1 + 𝑓 sin3 ( )) + 𝐹𝐻𝐷 𝑅𝑏 ] (eq.14)
Reindl et 2 2
al. Re
(1990) 𝐷𝑁𝐼 cos 𝜃𝑧
𝑤ℎ𝑒𝑟𝑒 𝑓 𝑖𝑠 𝑡ℎ𝑒 𝑚𝑜𝑑𝑢𝑙𝑎𝑡𝑖𝑜𝑛 𝑓𝑎𝑐𝑡𝑜𝑟 𝑜𝑓 𝑅𝑒𝑖𝑛𝑑𝑙: 𝑓=√ (eq.15)
GHI
1 + cos 𝛽 𝑎1
𝑆𝑉𝐹𝑃𝑒 = [( ) (1 − 𝐹1 ) + 𝐹1 + 𝐹2 sin 𝛽] (eq.16)
2 𝑎2
𝑤ℎ𝑒𝑟𝑒:
𝑎1 = max(0, cos 𝐴𝐼) ; 𝑎2 = max(cos 85 , cos 𝜃𝑧 ) (eq.17)
𝜋 𝜋
𝐹1 = max {0, [F11 + 𝐹12 𝛥 + 𝐹13 𝜃𝑧 ( )]} ; 𝐹2 = [F12 + 𝐹22 𝛥 + 𝐹23 𝜃𝑧 ( )] (eq.18)
180 180
Perez et
𝐷𝐻𝐼 1
al. Pe 𝛥=𝑚 ;𝑚 =
𝐷𝑁𝐼𝑒𝑥𝑡 cos 𝜃𝑧 (eq.19)
(1990)
Based on GHI, DNI and DHI data measured with EKO class A pyranometers (model MS-80) and pyrheliometer
(model MS-57), eight transposition models were evaluated using 1-min data measured between December 04, 2021,
to April 29, 2022. A quality control procedure was applied to the measured radiation data to identify and remove
outliers. The methodology applied is described in Petribú et al. (2017), and this data quality procedure consists of
applying objective and automatic tests that can be divided into two large groups: global tests, which identify
anomalies in the timestamps of the analyzed series, assessing the quality of the time series as a whole, and local tests,
which are specific for each analyzed variable and take into account the physical nature of the variables studied.
Following this methodology, the measurements corresponding to solar elevations below 7º were discarded.
The models were assessed for three scenarios: (i) one with albedo considered constant and equal to 20%, which is
the default value adopted in commercial software for the local soil, (ii) albedo constant and equal to the average
value of the ground reflectance, and the third scenario, (iii) evaluating the transposition models with albedo (ρg)
varying as a function of solar zenith angle (θz). The evaluation was performed at the minute resolution using three
isotropic models, Liu and Jordan (LJ), Koronakis (Ko) and Badescu (Ba), and five anisotropic models, Klucher (Klu),
Hay and Davies (HD), Reindl (Re), Muneer (Mu) and Perez (Pe).
The accuracy of the estimates for the global tilted irradiance is assessed using the usual error metrics, the normalized
mean bias error (nMBE), the normalized root mean square error (nRMSE) and the coefficient of determination (R²)
defined in equations 21 to 23.
1
𝑛𝑀𝐵𝐸 = ∑𝑁 𝑖 𝑖
𝑖=1(𝑥𝑠𝑖𝑚 − 𝑥𝑚𝑒𝑎𝑠 ) (eq. 21)
𝑁 𝑥̅𝑚𝑒𝑎𝑠
1 1
𝑛𝑅𝑀𝑆𝐸 = √ ∑𝑁 𝑖 𝑖
𝑖=1(𝑥𝑠𝑖𝑚 − 𝑥𝑚𝑒𝑎𝑠 )² (eq. 22)
𝑥̅𝑚𝑒𝑎𝑠 𝑁
∑𝑁 𝑖 𝑖
𝑖=1(𝑥𝑠𝑖𝑚−𝑥𝑚𝑒𝑎𝑠 )²
𝑅2 = 1 − (eq. 23)
∑𝑁 𝑖 𝑖
𝑖=1(𝑥𝑠𝑖𝑚−𝑥̅ 𝑚𝑒𝑎𝑠 )²
𝑖 𝑖
where N is the number of observations data, 𝑥𝑚𝑒𝑎𝑠 , 𝑥̅𝑚𝑒𝑎𝑠 , and 𝑥𝑠𝑖𝑚 correspond, respectively, to the measured
irradiance at moment i, the average value of the observations (measured) and the simulated irradiance obtained by
the models at instant i.
The nMBE indicates how much the model underestimates or overestimates the results with respect to real measured
data. When nMBE is negative, the model underestimates the measured values. nRMSE indicates the dispersion of
the data. A model with a low nRMSE compared to the others, indicates that this model best fits the observational
data. The R² quantifies the variance between the observational data and the estimated data; the closer it is to 1, the
better the observed data is replicated by the model.
In addition, a skill score (SS4) which indicates the overall performance of a model, was selected to rank all models.
This statistical presented in eq. 24 considers correlation (R) and the standard deviation of a model (stdmod) normalized
by the std of the observation (stdobs) (Taylor, 2001). Similar to the coefficient of determination, SS4 is a statistic that
ranks the model from zero to one, being from worst to best quality, respectively.
(1+𝑅)4
𝑆𝑆4 = 𝑠𝑡𝑑 2 (eq. 24)
1
4( 𝑠𝑡𝑑𝑚𝑜𝑑+𝑠𝑡𝑑 )
𝑜𝑏𝑠 𝑚𝑜𝑑 /𝑠𝑡𝑑𝑜𝑏𝑠
The highest concentration of albedo data is observed in the region above 25% (Fig. 3a). When evaluating the
histogram (Fig. 3b) it is observed that this concentration of points is given for values between 25.52% and 2 7.80%,
with the average albedo for the entire time series being 27.72%.
(a) (b)
Fig. 3: Distribution of albedo data observed by a) colormap and b) histogram.
Tab. 3: Statistics of all 8 models for scenario i) albedo constant and equal to 20%.
Tab. 5: Statistics of all 8 models for scenario iii) albedo as a function of θz.
Similar to García et al. (2021), anisotropic models (HD, Klu, Mu, Pe and Re) presented better results than isotropic
models (LJ, Ko and Ba) by better fitting the experimental data. It was also observed that simulations conducted with
albedo varying as a function of solar zenith angle or albedo considered constant, but based on local measurements,
led to more accurate results than simulations conducted with constant default albedo equal to 20%. This fact is valid
for the models that underestimated the observational data, Badescu (2002), Hay and Davies (1980), Perez et al.
(1990) and Reindl et al. (1990). These models presented negative nMBE for scenario i (albedo = 20%), as presented
in Table 2. When the albedo adjustment was performed (scenarios ii and iii), considering the locally measured data
(average albedo) and the variable albedo, a reduction in bias was observed for these models, as well as an
improvement in the nRMSE. As an example, it can be seen the reduction in nRMSE for the Perez model with North
orientation, the nRMSE is 14.19% with constant albedo (0.20), while the simulation with variable albedo resulted in
the reduction of this statistical metric (13.96%).
Moreover, from Tab. 4 and Tab. 5, it can be seen that the input in the estimation of the global tilted irradiance with
the local average albedo does not substantially impact R² and SS4 when compared to the simulations that consider
the variable albedo. However, it tends to have better bias and better dispersion of the estimated data, thus leading to
slightly better performance. In Nygren and Sundström (2021), photovoltaic systems with bifacial modules were
evaluated for three albedo conditions, hourly variable albedo, fixed albedo and satellite-derived albedo. It was
observed that for the modules' front face, the albedo type variation does not have a high impact. However, for the
rear side, the simulations performed with variable albedo presented higher accuracy when compared to fixed albedo
and satellite-derived albedo.
With the aim of facilitating the comparative analysis of the models, the Taylor diagram (Taylor, 2001) was adopted
as a tool to evaluate the models against the measured results. Fig. 4 to Fig. 7 presents the diagrams for each orientation
(north, south, east and west). Graphical statistical analysis is a valuable tool, where correlation, standard deviation,
RMSE and SS4 are presented. The magenta color indicates the observed series and the dots indicate each model. The
model that is closest to the magenta dot, indicated at the bottom of the graph, tends to describe the observational
series best. Thus, models that are closer to the pink line and closer to the bottom of the frame highlighted in the
figures, tend to have a better description of the observed data.
Fig. 4: Taylor diagram of all transposition models for North orientation (45º).
Fig. 5: Taylor diagram of all transposition models for South orientation (45º).
Fig. 6: Taylor diagram of all transposition models for East orientation (45º).
Fig. 7: Taylor diagram of all transposition models for West orientation (45º).
It can be observed from the graphs shown in Fig. 4 to 7 that the models do not present high differences between
themselves. This fact may be linked to the climatic conditions of Petrolina because the DNI component has a high
impact on GTI calculation. The modelling of the diffuse component does not have a powerful impact. However,
although the differences are slight, it is observed that the Perez model tends to be closer to the magenta colour point
(observation - OBS), presenting the best RMSE and SS4, thus demonstrating to be the best model for the location.
The variation of the albedo scenarios, from constant albedo and equal to 20% for the two other scenarios, result s in
a slight difference between them. However, it improves the model performance from the Taylor skill score and the
relationship between the standard deviations of the model with the observation for the North, South and West
orientations.
It is worth noting that the present work evaluated the transposition models with measured DNI, DHI and GHI data
as inputs. Applying GHI separation models at 1-min resolution may lead to even more variation in GTI calculations
since DHI and DNI modelling can generate higher errors if the model employed does not fit the evaluated location
(de Medeiros et al., 2022; Yang, 2022).
5. Conclusion
The present work investigated the performance of 8 models commonly used in the literature to estimate the radiation
incident on tilted photovoltaic modules at Petrolina, Northeast region of Brazil. The results indicate that Hay and
Davies, Reindl, Muneer, and Perez models presented the best performances, especially the Perez model that presented
the best nRMSE and SS4 results for all orientations and scenarios evaluated.
Three albedo scenarios were considered to estimate the GTI irradiance, where it was observed that despite slight
differences, the simulations conducted with the average albedo of the site resulted in greater accuracy. Furthermore,
from the detailed analysis of the ground reflectance of Petrolina, an average albedo value corresponding to 27.72%
was observed for the sandy soil type of Petrolina, with a higher concentration of data between 25.52% and 27.80%
albedo values.
The graphical analysis of the Taylor diagram allowed a better visualization that the Perez model tends to be more in
agreement with the observation, being able to describe the irradiance in the inclined plane better.
As future prospects, it is desired to evaluate the variable albedo for different sky conditions, assigning equations for
cloudy sky, clear sky or partly cloudy sky, thus seeking to achieve more accurate simulations. Furthermore, it is
intended to extend the analyses performed here, having as input data the results obtained by GHI separation models,
to assess how the combination of separation + transposition models impacts the estimation of GTI irradiance.
6. Acknowledgments
The authors thank the financial support from the National Agency of Electric Energy (ANEEL) and Hydroelectric
Company of São Francisco (CHESF) under the ANEEL R&D Program (CVI 23076.009704/2020-56). Likewise, the
authors acknowledge the financial support provided by the Human Resources Training Program of the Brazilian
National Agency for Petroleum, Natural Gas and Biofuels – PRH-ANP/FINEP, via PRH 48.1/UFPE (ANP Process
number Nº48610.201019/2019-38), and to the Coordination for the Improvement of Higher Education Personnel
(CAPES) in the scope of the graduate program of the UFPE members.
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