QCD Lagrangian
QCD Lagrangian
QCD Lagrangian
QCD
The quark fields are Dirac spinors (index α) and transform under the fundamental
representation of SU (3)C (color index i = 1, 2, 3 or red, green blue). The additional
index f = 1 . . . Nf labels the flavor quantum number (f = up, down, strange, charm,
bottom, top). The eight gluon fields Aµa (x) are Lorentz vectors; there is one field
2 QCD
where εa = const. and the Uij act on the color indices of the quarks. This invariance
is no longer satisfied if we impose a local SU (3)C gauge symmetry ψ 0 (x) = U (x) ψ(x)
with spacetime-dependent group parameters εa (x). The mass term is still invariant,
but the derivative in the kinetic term now also acts on the spacetime argument of U (x),
and invariance of the Lagrangian (or the action) cannot be satisfied with an ordinary
partial derivative. To ensure local color gauge invariance, we introduce a covariant
derivative and thus gluon fields:
Dµ = ∂µ − igAµ , (2.1.3)
P
where Aµ (x) = Aµa (x) ta is an element of the Lie algebra. From the new Lagrangian
/ ψ must transform in the same way as the quark field itself,
/ − m) ψ we see that D
ψ (iD
which fixes the transformation properties of the gluon fields:
!
ψ0D
/ 0ψ0 = ψ D
/ψ ⇒ Dµ0 ψ 0 = U Dµ ψ = U Dµ U † ψ 0 (2.1.4)
⇒ (∂µ − igA0µ ) ψ 0 = U (∂µ − igAµ ) U † ψ 0
i
⇒ A0µ = U Aµ U † + U (∂µ U † ). (2.1.5)
g
The second term in A0µ is particular to local gauge transformations; for a global sym-
metry we don’t need a covariant derivative and could simply set Aµ = 0. Note also that
we can generate gluon fields out of nothing (Aµ = 0) by a local gauge transformation:
such gauge fields ∼ U (∂µ U † ) are called pure gauge configurations.
Why do we actually impose local gauge invariance in the first place? In fact, only global symmetries
are true ‘symmetries’ which lead to conserved charges and quantum numbers. A local gauge symmetry
reflects a redundancy in the description, which can be seen if we turn the argument around and
start from Eq. (2.1.5), for example in the Abelian case where U (x) = eiε(x) is just a phase. The
action of a free massless vector field contains redundant degrees of freedom which are related to each
other by local gauge transformations A0µ = Aµ + ∂µ ε/g. The standard way to eliminate them is to
modify the Lagrangian and impose a gauge-fixing condition on the state space (cf. Sec. 2.2.3). As a
consequence, longitudinal and timelike photons decouple from physical processes and S-matrix elements
are transverse: qµ Mµ = 0. To preserve this feature when including interactions (e.g., when adding
fermions), the interacting part of the action must couple to a conserved current corresponding to
the global symmetry of the full action, δSint /δAµ = j µ , which is equivalent to imposing local gauge
invariance for the matter fields. Thus, Eq. (2.1.5) is tied to the invariance under ψ 0 (x) = U (x) ψ(x), and
even though we needed an underlying global symmetry in the fermion sector to begin with, the local
gauge invariance is not truly a symmetry but rather a consistency constraint that generates dynamics.
In QCD, it introduces a quark-gluon interaction of the form g ψ A / ψ.
2.1 QCD Lagrangian 3
Another way to motivate the covariant derivative is the following. We can write the ordinary
derivative as
1
nµ ∂µ ψ(x) = lim [ψ(x + n) − ψ(x)] . (2.1.6)
→0
0
For a local gauge transformation ψ (x) = U (x)ψ(x) the first term becomes U (x + n)ψ(x + n) but
the second U (x)ψ(x), so we are comparing objects at different spacetime points. To remedy this, we
define the parallel transporter or link variable C(y, x) by
because then the quantity C(y, x) ψ(x) has a simple transformation behavior:
[C(y, x) ψ(x)]0 = U (y) C(y, x) U † (x) U (x) ψ(x) = U (y) C(y, x) ψ(x) . (2.1.8)
where igAµ is just a name for the coefficient of the linear term. Inserting this into (2.1.9) yields
1
nµ Dµ ψ(x) = lim [ψ(x + n) − ψ(x) − nµ igAµ ψ(x)] = nµ ∂µ ψ(x) − nµ igAµ ψ(x) (2.1.11)
→0
and therefore Dµ = ∂µ − igAµ . Similarly, the transformation of the gluon field follows from
Gluon dynamics. Next, we need a kinetic term that describes the dynamics of the
gluons. To this end we define the gluon field strength tensor as the commutator of
two covariant derivatives:
i
Fµν (x) = [Dµ , Dν ] = ∂µ Aν − ∂ν Aµ − ig [Aµ , Aν ] . (2.1.13)
g
where the ta are again taken in the fundamental representation because ∂µ , Dµ and Aµ
act on quark fields in the (three-dimensional) fundamental representation of SU (3)C .
0 = U F U †.
Fµν inherits the transformation properties from (2.1.4): Fµν µν
4 QCD
-1 -1
Fig. 2.1: Tree-level (inverse) propagators and interactions in the QCD action.
The contraction of two field-strength tensors is not gauge invariant; only its color
trace is invariant due to the cyclic property of the trace:
0 0 µν n o
Tr Fµν F = Tr U Fµν U † U F µν U † = Tr {Fµν F µν } . (2.1.15)
Only the trace can therefore appear in the Lagrangian. We can write it as
Tr {Fµν F µν } = Fµν
a
Fbµν Tr {ta tb } = T (R) Fµν
a
Faµν , (2.1.16)
where we used [ta , tb ] = ifabc tc . Note that in an Abelian gauge theory such as QED this
commutator would vanish, leaving only the linear terms in the gluon fields. The non-
Abelian nature of SU (3)C introduces gluonic self-interactions which lead to significant
complications. Inserting Eq. (2.1.17) into the term Fµν a F µν and partial integration
a
yields
1
a
− 41 Fµν Faµν ∼
= Aaµ (2 g µν − ∂ µ ∂ ν ) Aaν
2
(2.1.18)
g g2
− fabc (∂ µ Aνa − ∂ ν Aµa ) Abµ Acν − fabe fcde Aµa Aνb Acµ Adν ,
2 4
where ∼= means ‘up to surface terms in the action’, e.g. ∂µ Aaν ∂ µ Aνa ∼ = −Aaν 2 Aνa after
2
partial integration. In contrast to the Abelian theory, where the F term only produces
a photon propagator, we can see that in the non-Abelian case we end up with the gluon
propagator, a three-gluon interaction ∼ A3 and a four-gluon interaction ∼ A4 .
For example, the inverse quark propagator corresponds to the term ψ (i∂/ − m) ψ.
The Fourier transform of the fields is
Z 4
d p −ip·x
ψ(x) = e ψ(p) . (2.1.19)
(2π)4
R R
Abbreviating p = d4 p/(2π)4 , the term in the action becomes
Z ZZ Z Z
i(p0 −p)·x
d4 x ψ (i∂/ − m) ψ = ψ(p0 ) (p
/ − m) ψ(p) d4
x e = / − m) ψ(p)
ψ(p) (p
p0 p p
fabc (∂ µ Aνa − ∂ ν Aµa ) Abµ Acν = fabc (∂ µνρ Aaρ ) Abµ Acν = fabc Aaµ Abν (∂ µνρ Acρ ) = . . .
In the last step we renamed the color indices and used fabc = fbca = fcab . For three
Lorentz indices there are 3! = 6 possible permutations; ∂ µνρ is already antisymmetric
in µ ↔ ν so we only need to add the two remaining cyclic permutations:
1 h i
. . . = fabc Aaµ Abν (∂ µνρ Acρ ) + Aaν Abρ (∂ νρµ Acµ ) + Aaρ Abµ (∂ ρµν Acν )
3 (2.1.22)
1 h i
= fabc Aaµ Abν (∂ µνρ Acρ ) + (∂ νρµ Aaµ ) Abν Acρ + Aaµ (∂ ρµν Abν ) Acρ .
3
6 QCD
In the first line we renamed the Lorentz indices and in the second line the color indices.
Now we can pull out Aaµ (p1 ) Abν (p2 ) Acρ (p3 ) in momentum space and the term in the
action becomes
Z Z Z
ig
− fabc (2π)4 δ 4 (p1 + p2 + p3 ) Aaµ (p1 ) Abν (p2 ) Acρ (p3 )
6
p1 p2 p3 (2.1.23)
h i
ρ µν µ νρ ν ρµ
× (p1 − p2 ) g + (p2 − p3 ) g + (p3 − p1 ) g ,
from where we read off the Feynman rule for the vertex:
h i
Γµνρ
3g,0 = gfabc (p1 − p 2 )ρ µν
g + (p 2 − p 3 )µ νρ
g + (p 3 − p 1 ) ν ρµ
g . (2.1.24)
The symmetry factor 1/6 does again not enter, and p1 +p2 +p3 = 0. The resulting vertex
is Bose-symmetric, i.e., symmetric under a combined exchange of any two momenta
with corresponding Lorentz and color indices.
The same strategy applies to the four-gluon vertex from the A4 term in (2.1.18),
which is also not yet manifestly symmetric:
fabe fcde Aaµ Abν Aµc Aνd = fabe fcde g µρ g νσ Aaµ Abν Acρ Adσ
1 (2.1.25)
= fabe fcde (g µρ g νσ − g νρ g µσ ) Aaµ Abν Acρ Adσ .
2
Denoting Γ µνρσ = g g − g g µσ , then with four Lorentz indices there are 4! = 24
µρ νσ νρ
Together with −g 2 /4 from (2.1.18), the combined symmetry factor for the A4 term is
indeed 1/24. The resulting four-gluon vertex is Bose-symmetric and given by
h
Γµνρσ
4g,0 = −ig 2
fabe fcde (g µρ g νσ − g νρ g µσ )
+face fbde (g µν g ρσ − g νρ g µσ ) (2.1.28)
i
+fade fcbe (g µρ g νσ − g µν g ρσ ) .
2.1 QCD Lagrangian 7
QCD action. Putting everything together, the resulting QCD action constructed
from the fields ψ, ψ and Aµa has the most general form that is invariant under Poincaré
transformations, invariant under local gauge transformations, and renormalizable:
Z
SQCD = d4 x LQCD , LQCD = ψ(x) (iD a
/ − M) ψ(x) − 14 Fµν Faµν . (2.1.29)
The summation over the Dirac, color and flavor indices of the quarks is again implicit,
and we generalized the quark mass m to a quark mass matrix M = diag (m1 . . . mNf ).
Some further remarks:
Eq. (2.1.29) also conserves charge conjugation and parity, where the charge
Since CP T is always conserved, this implies that the QCD action is also invariant
under time reversal.
g2 n o 1
Q(x) = Tr Fµν
eµν
F with Feµν = εµναβ Fαβ , (2.1.32)
8π 2 2
where Feµν is the dual field strength tensor. The resulting ‘θ term’ in the Lagrangian
L + θQ(x) violates parity and would give rise to an electric dipole moment of the
neutron, whose experimental upper limit is however tiny (θ ≤ 10−10 ). So it would
seem that QCD does conserve parity; unfortunately, even if we started with θ = 0 in
QCD, the CP -violating weak interactions would renormalize it to θ 6= 0. There are
several possible scenarios how θ = 0 could be enforced beyond the Standard Model,
e.g. by promoting θ to a field (axions). Then again, CP must have been violated in
the early universe, because otherwise the Big Bang would have created matter and
antimatter in equal portions, which would have annihilated and resulted in a radiation
universe without matter. This leads to the strong CP problem. On the other hand,
since Q = ∂µ K µ can be written as the divergence of the Chern-Simons current K µ ,
it only contributes a surface term to the action and in principle we could discard it
(unless topological gauge field configurations play a role).
We could have defined the gluon fields so that they absorb the coupling constant
g (i.e., by replacing A → A/g and F → F/g). From Eqs. (2.1.13), (2.1.18) and (2.1.29)
we see that the only place in the Lagrangian where the coupling would then appear is
in front of the gluon kinetic term, as a prefactor 1/g 2 . This shows that the sign of g is
physically irrelevant.
8 QCD
Quark masses and flavor structure. With regard to the flavor structure, we can
simply ignore the gluons since they are flavor independent. The quark-gluon interaction
is flavor-blind, and the distinction between different quarks only comes from their
masses. If the masses of all quark flavors were equal, the Lagrangian would have an
additional SU (Nf ) flavor symmetry. This is not realized in nature, where
mc ∼ 1.3 GeV,
mu ∼ md ∼ 2 . . . 6 MeV, ms ∼ 100 MeV, mb ∼ 4.2 GeV, (2.1.33)
mt ∼ 173 GeV.
These current-quark masses have their origin in the Higgs sector and from the
point of view of QCD they are external parameters that enter through the quark mass
matrix M = diag(m1 . . . mNf ). Because M is diagonal in flavor space, the flavor pieces
P
in the Lagrangian simply add up: ψ M ψ = f mf ψ f ψf . The flavor structure of the
Lagrangian is crucial for the properties of hadrons and we will return to it in Chapter 3.
In the fundamental representation, the group generators are the Gell-Mann matrices;
in the adjoint representation they are given by (tc )ab = −ifabc . Inserting this into
Eq. (2.1.3), we see that Dµab is the covariant derivative in the adjoint representation:
(Dµ )ab = (∂µ − igAµ )ab = ∂µ δab − igAcµ (tc )ab = ∂µ δab − gfabc Acµ . (2.1.35)
In an Abelian gauge theory such as QED, the commutator vanishes and Dµab = ∂µ δab
is the ordinary partial derivative.
With U = 1 + iε, the infinitesimal gauge transformation of the fields is given by
ψ 0 = U ψ ≈ (1 + iε) ψ ,
ψ 0 = ψ U † ≈ ψ (1 − iε) ,
i 1 1 (2.1.36)
A0µ = U Aµ U † + U (∂µ U † ) ≈ Aµ + i [ε, Aµ ] + ∂µ ε = Aµ + Dµ ε ,
g g g
0 †
Fµν = U Fµν U ≈ Fµν + i [ε, Fµν ] ,
δF [φ]
F [φ] F [φ + δφ]
δφ(x)
R R R
dx φ(x) J(x) dx (φ + δφ) J = F [φ] + dx J δφ J(x)
R∞ R∞ R
dx φ(x) = dx φ(x) Θ(x) F [φ] + dx Θ(x) δφ(x) Θ(x)
0 −∞
R
R exp i dx (φ(x) + δφ(x)) J(x) R
exp i dx φ(x) J(x) R iJ(x) exp i dy φ(y) J(y)
= F [φ] 1 + i dx J(x) δφ(x)
R R
φ(z) = dx φ(x) δ(x − z) F [φ] + dx δφ(x) δ(x − z) δ(x − z)
we obtain the Dirac equations for the quark and antiquark fields:
δS δS ←−
/ − M) ψ = 0 ,
= (iD = ψ (−i ∂/ + g A
/ − M) = 0 . (2.1.41)
δψ δψ
For the gluons, we first work out the derivatives of the field-strength tensor:
a
∂Fµν ∂Fµνa
b ρ b ρ ρ σ ρ σ
= gfabc A µ δ ν − Aν δµ , = δ µ δ ν − δ ν δµ δac . (2.1.42)
∂Acρ ∂(∂ρ Acσ )
and finally
δS
= gfabc Acν Fbµν − ∂ν Faµν + g ψ γ µ ta ψ = 0 . (2.1.44)
δAaν
The first two terms on the r.h.s. can be combined to
where the parenthesis vanishes due to the Bianchi identity, which follows from the
Jacobi identity for the generators, Eq. (A.1.3). Similarly, one can establish covariant
current conservation Dµ J µ = 0 for the solutions of the equations of motion.