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The Journal of Emergency Medicine, Vol. -, No. -, pp.

1–8, 2015
Copyright Ó 2015 Elsevier Inc.
Printed in the USA. All rights reserved
0736-4679/$ - see front matter

http://dx.doi.org/10.1016/j.jemermed.2015.04.008

Clinical Laboratory in
Emergency Medicine

PREDICTIVE ROLE OF ADMISSION LACTATE LEVEL IN CRITICALLY ILL


PATIENTS WITH ACUTE UPPER GASTROINTESTINAL BLEEDING

Karim El-Kersh, MD,* Udit Chaddha, MD,† Rahul Siddhartha Sinha, MD,† Mohamed Saad, MD,*
Juan Guardiola, MD,* and Rodrigo Cavallazzi, MD*
*Department of Pulmonary, Critical Care and Sleep Disorders Medicine, University of Louisville, Louisville, Kentucky and
†Department of Internal Medicine, University of Louisville, Louisville, Kentucky
Reprint Address: Karim El-Kersh, MD, Department of Pulmonary, Critical Care and Sleep Disorders Medicine, Ambulatory Care Building,
550 S. Jackson Street, Louisville, KY 40202

, Abstract—Background: The predictive role of lactate in and nonsurvivors was 2.0 (interquartile range [IQR]
critically ill patients with acute upper gastrointestinal 1.2–4.2 mmol/L) and 8.8 (IQR 3.4–13.3 mmol/L; p < 0.01),
bleeding (UGIB) remains to be elucidated. Objective: The respectively. The receiver operating characteristic (ROC)
primary objective of this study was to assess the value of area to predict in-hospital death for clinical Rockall score
lactate level on admission to predict in-hospital death in pa- and lactate level (0.82) was significantly higher than the
tients with UGIB admitted to the intensive care unit (ICU). ROC area for the clinical Rockall score alone (0.69)
The secondary objective was to assess whether lactate level (p < 0.01). Conclusions: In patients admitted to the ICU
adds predictive value to the clinical Rockall score in these with acute UGIB, lactate level on admission has a high sensi-
patients. Methods: This was a retrospective cohort study tivity but low specificity for predicting in-hospital death.
that included 133 patients with acute UGIB admitted to Lactate level adds to the predictive value of the clinical
the ICU. Inclusion criteria were age > 18 years and presence Rockall score. Given its high sensitivity, lactate level can
of UGIB on admission to the ICU. Results: Mean age was be used in addition to other prediction tools to predict
55.4 years old and 64.7% were male. The most common outcomes in patients with UGIB. Ó 2015 Elsevier Inc.
cause of gastrointestinal bleeding was peptic ulcer disease,
followed by erosive esophagitis/gastritis. The in-hospital , Keywords—lactate; gastrointestinal bleeding; Rockall
mortality was 22.6%. Median lactate level in survivors score; mortality in ICU

The results of this study were partly presented in the Amer- INTRODUCTION
ican Thoracic Society 2014 international conference held in
San Diego, CA on May 21, 2014 (Chaddha US, Sinha RS, Acute upper gastrointestinal bleeding (UGIB) accounts
El-Kersh K, Woodford M, Cavallazzi R. Lactate level in criti- for >400,000 hospitalizations per year in the United
cally ill patients with acute gastrointestinal bleeding. Am J States, with an estimated mortality rate ranging between
Respir Crit Care Med 2014;189:A5492).
6% and 10% (1–4). In the intensive care unit (ICU), the
This study has been approved by the appropriate ethics com-
mittee and has therefore been performed in accordance with the
mortality rate can be even higher (5). Risk stratification
ethical standards laid down in the 1964 Declaration of Helsinki in UGIB is important in order to select low-risk patients
and its later amendments. This study was approved by the Uni- for early discharge and high-risk patients for ICU man-
versity of Louisville Institutional Review Board (protocol agement. Several scoring systems have been developed
#13.0231). Informed consent was waived. to predict outcomes after UGIB, but none of these scoring

RECEIVED: 23 January 2015; FINAL SUBMISSION RECEIVED: 1 April 2015;


ACCEPTED: 7 April 2015

1
2 K. El-Kersh et al.

systems used serum lactate level as a predictor of out- study were admitted to the same ICU, which had a single
comes (6–8). Although it is well known that in severe team managing all of the patients with UGIB included in
sepsis a high serum lactate level is associated with the study with the same standard protocols for volume
mortality independent of organ dysfunction and shock, resuscitation, blood transfusions, pressor usage, and
the knowledge about the role of serum lactate level interventional procedures, among others.
upon admission in predicting outcomes in patients with
UGIB is still evolving (5,9–11). We hypothesized that Measurements
the use of serum lactate level upon admission can be a
valuable tool for the prediction of outcomes in patients We abstracted information from the charts of patients us-
with upper gastrointestinal hemorrhage. The primary ing a structured data-collection form. Information
aim of this study was to evaluate the value of the collected included demographics, cause of gastrointes-
admission lactate level to predict in-hospital death in pa- tinal hemorrhage, comorbidities, vital signs, and lactate
tients with UGIB admitted to the ICU. The secondary aim level on admission to the ICU, the clinical Rockall score,
was to evaluate whether lactate level adds predictive and outcomes.
value to the clinical Rockall score in these patients. The medical record review and data abstraction were
performed by two internal medicine residents who had at
METHODS least 1 year of internal medicine training. They underwent
data-collection training that included defining eligibility
This was a retrospective cohort study that included criteria and other variables that were included in the study
consecutive patients with acute UGIB admitted to our via initial supervised data collection of randomly selected
university hospital ICU from 2010 to 2013. We per- charts. After completion of data collection, random chart
formed a secondary analysis of a database created by reviews were performed to ensure data accuracy.
our group of patients with gastrointestinal hemorrhage The clinical Rockall score (before endoscopy) was
admitted to the ICU. The study was approved by the uni- calculated from three clinical variables that included pa-
versity Institutional Review Board (protocol #13.0231). tient’s age (score 0 to 2), presence of shock (systolic
Informed consent was waived. blood pressure and heart rate) (score 0 to 2), and presence
of comorbid conditions (score 0 to 3), with a maximum
Patients additive score of 7 (Table 1).
The venous lactate level was measured by VITROS-
Patients admitted to the ICU from the emergency depart- 5600 analyzer (Ortho Clinical Diagnostics, Rochester,
ment (ED) with a primary diagnosis of acute UGIB were NY). The outcome for this study was in-hospital death.
identified through a computerized search using Interna-
tional Classification of Diseases, Ninth Revision, and Statistical Analysis
Clinical Modification (ICD-9-CM) codes. Medical re-
cords were subsequently reviewed. Inclusion criteria for We present normally distributed continuous variables as
the study were age > 18 years, presence of UGIB (evi- mean and standard deviation (SD). When they are not nor-
denced by hematemesis or an endoscopic evidence of mally distributed, we present them as median and inter-
UGIB in patients presenting with either hematemesis or quartile range (IQR). We employed the Wilcoxon rank-
melena) on admission to the ICU, and a lactate level sum (Mann-Whitney) test to compare continuous vari-
that was obtained on the same day of ICU admission. ables. For categorical variables, we employed Fisher’s
We excluded patients with lower gastrointestinal exact test. We provided the accuracy of both lactate level
bleeding and those who did not have a lactate level and the clinical Rockall score to predict in-hospital death.
upon admission to ICU. All the patients included in the For lactate level, we used a cutoff of >2.1 mmol/L, as

Table 1. Clinical Rockall Score

Score

Variable 0 1 2 3

Age, y <60 60–79 $80


Shock
SBP, mm Hg $100 $100 <100
HR, beats/min <100 $100
Comorbidity No major comorbidity IHD, CHF, any major comorbidity Renal or liver failure, disseminated malignancy

CHF = congestive heart failure; HR = heart rate; IHD = ischemic heart disease; SBP = systolic blood pressure.
Lactate in Acute Upper Gastrointestinal Bleeding 3

lyses, we considered a p value < 0.05 statistically signif-


icant. STATA software, version 10 (Stata Corp, College
Station, Texas) was used for statistical analysis.

RESULTS

We initially screened 280 patients, of which 147 were


excluded (Figure 1). A total of 133 patients were included
in the study. The mean age was 55.4 years old, and 64.7%
were male. The most common cause of gastrointestinal
bleeding was peptic ulcer disease, followed by erosive
Figure 1. Flow diagram of the study. esophagitis/gastritis (Table 2). The in-hospital mortality
was 22.6%.
intermediate serum lactate level (2–3.9 mmol/L) was Median lactate level in survivors and nonsurvivors
shown to be associated with mortality in patients present- was 2.0 (IQR 1.2–4.2 mmol/L) and 8.8 (IQR 3.4–13.3
ing to the ED with severe sepsis independent of shock or mmol/L; p < 0.01), respectively (Table 3).
organ dysfunction (9). Also, 2.1 mmol/L is the threshold
that is used by our laboratory to indicate abnormally Diagnostic Accuracy
elevated lactate level. For the clinical Rockall score, we
used a cutoff of >1, as patients with Rockall score < 1 Using an a priori lactate cutoff of >2.1 mmol/L, a high
are considered to be at low risk for adverse outcomes (12). lactate level had a sensitivity of 0.87 (95% CI 0.69–
To this end, we calculated the sensitivity, specificity, 0.96), specificity of 0.55 (95% CI 0.45–0.65) positive pre-
positive predictive value, and negative predictive value dictive value of 0.36 (95% CI 0.25–0.48), and negative
using standard formulas. We assessed the discriminative predictive value of 0.93 (95% CI 0.84–0.98) to predict
property of the predictive models by estimating their in-hospital mortality. Using a cutoff of >1, the clinical
area under the receiver operating characteristic (ROC) Rockall score had a sensitivity of 0.93 (95% CI 0.78–
curve. Subsequently, we tested the equality of the area un- 0.99), specificity of 0.28 (95% CI 0.20–0.38), positive
der the ROC curve of the predictive models. We evaluated predictive value of 0.28 (95% CI 0.19–0.37), and negative
whether lactate level and clinical Rockall score were predictive value of 0.93 (95% CI 0.79–0.99) to predict
significantly associated with in-hospital death by running in-hospital mortality.
univariate and multivariate logistic regression models.
The latter included the variables, lactate level, and clin- Comparison of Area Under ROC Curves
ical Rockall score.
We present the results of the regression models as odds The ROC areas to predict in-hospital death were 0.69,
ratios and 95% confidence intervals (CIs). For all ana- 0.80, and 0.82 for the clinical Rockall score, lactate level,

Table 2. General Characteristics of the Patients

Characteristic Total (n = 133) Survivors (n = 103) Non survivors (n = 30)

Age, y, mean (SD) 55.4 (13.8) 55.2 (14.2) 55.9 (12.7)


Male sex, n (%) 86 (64.7) 67 (65.0) 19 (63.3)
Comorbidities, n (%)
Renal failure 12 (9.1) 11 (10.7) 1 (3.3)
Liver failure 43 (32.3) 28 (27.2) 15 (50.0)
Active malignancy 10 (7.52) 10 (9.71) 0 (0)
Heart failure 18 (13.5) 12 (66.7) 6 (33.3)
Coronary artery disease 21 (15.8) 17 (16.5) 4 (13.3)
Vital signs, n (%)
Heart rate $ 100 beats/min 69 (51.9) 55 (53.4) 14 (46.7)
Systolic blood pressure <100 mm Hg 48 (36.1) 31 (30.1) 17 (56.7)
Cause of bleeding, n (%)
Peptic ulcer disease 28 (21.1) 24 (23.3) 4 (13.3)
Erosive esophagitis/gastritis 24 (18.1) 23 (22.3) 1 (3.3)
Variceal hemorrhage 19 (14.3) 13 (12.6) 6 (20.0)
Other 62 (46.6) 43 (41.7) 19 (63.4)
Endoscopic procedure, n (%) 106 (79.7) 88 (85.4) 18 (60.0)

SD = standard deviation.
4 K. El-Kersh et al.

Table 3. Admission Lactate and Clinical Rockall Score

Variable Total (n = 133) Survivors (n = 103) Nonsurvivors (n = 30) p Value

Lactate, mmol/L, median (IQR) 2.6 (1.4–6.8) 2 (1.2–4.2) 8.8 (3.4–13.3) <0.01
Clinical Rockall score, mean (SD) 3.0 (1.7) 2.8 (1.7) 3.8 (1.5) <0.01

and the clinical Rockall score + lactate level, respectively remained significantly higher in nonsurvivors compared
(Figure 2). The ROC area for clinical Rockall score + to survivors (9.7; IQR 4.5–15.2 vs. 2.25; IQR 1.55–5,
lactate level was significantly higher than the ROC area respectively; p = 0.003).
for clinical Rockall score (p < 0.01). However, there
was no statistical significance between the ROC areas DISCUSSION
for lactate and clinical Rockall score + lactate (p = 0.68).
Our study found that lactate level of 2.1 mmol/L on
Relationship Between Lactate Level, Clinical Rockall admission has high sensitivity but low specificity for pre-
Score, and In-Hospital Mortality dicting in-hospital death in patients with acute upper
gastrointestinal hemorrhage admitted to the ICU. The
Four patients with a lactate level < 2.1 mmol/L died in the addition of the clinical Rockall score to lactate level did
hospital. All 4 patients had a clinical Rockall score $2. not significantly improve the discriminative property of
Table 4 stratifies the numbers of patients with clinical lactate. However, with the combined use of clinical Rock-
Rockall score > 1 and outcomes according to lactate level all score and lactate level, no case of in-hospital death
quartiles, and Figure 3 shows the lactate level according would have been missed. Such a highly sensitive strategy
to clinical Rockall score in survivors and nonsurvivors. comes at the cost of a very low specificity.
The main scoring systems that predict outcomes
Regression Analysis after UGIB, such as clinical Rockall score, Glasgow-
Blatchford score, and AIMS65 score use systolic blood
On univariate logistic regression, the odds ratio for in- pressure and heart rate as a part of the scoring system,
hospital death was 8.1 (95% CI 2.6–24.7; p < 0.01) for pa- but none of these scores used serum lactate level to
tients with lactate level > 2.1 mmol/L, and 5.5 (95% CI predict outcomes (6–8).
1.2–24.5; p = 0.026) for patients with clinical Rockall Koch et al. found elevated serum lactate level in
score > 1. On multivariate regression analysis, both patients with acute gastrointestinal hemorrhage on admis-
lactate level and the clinical Rockall score remained inde- sion to the ICU to be superior to some of these standard
pendently associated with in-hospital death (Table 5). prognostic scores in predicting mortality (5). Further-
more, elevated serum lactate level on presentation to
Subgroup Analysis the ED with acute gastrointestinal hemorrhage was found
to be associated with higher in-hospital mortality and it
We assessed the lactate level according to outcomes in the was independently correlated with death (11).
group of patients with liver cirrhosis. Median lactate level It is well known that, in severe sepsis, high serum
lactate is associated with mortality independent of organ
dysfunction and shock (9). In addition, in septic patients,
increased clearance of lactate within the first 6 h has been
shown to be associated with decreased 60-day mortality,
even in the absence of arterial hypotension (13). In
trauma patients, survival rate was 100% for those who
had normalization of their serum lactate level in 24 h (14).
Animal studies showed that the gut is sensitive to
hypoperfusion. During hemorrhage, intestinal oxygen
uptake is compromised early, even without changes in
systemic oxygen consumption, due to reflex mesenteric
vasoconstriction (15). Furthermore, progressive vasocon-
striction of microvasculature can persist after resuscita-
tion and restoration of hemodynamics (16,17).
The concept of tissue hypoperfusion despite restora-
Figure 2. Area under the receiver operating characteristic
(ROC) of predictive models for in-hospital mortality. CRS = tion of hemodynamics was further supported by clinical
Clinical Rockall Score. studies that showed evidence of tissue hypoperfusion,
Lactate in Acute Upper Gastrointestinal Bleeding 5

Table 4. Relationship Between Outcome and Clinical Rockall Score According to Lactate Level Quartiles

Lactate Level Survivors with Clinical Nonsurvivors with Clinical


Quartile Survivors, n Rockall Score > 1, n (%) No. of Nonsurvivors Rockall Score > 1, n (%)

<1.4 30 22 (73.3) 1 1 (100)


1.4–2.6 31 23 (74.2) 3 3 (100)
2.6–6.7 26 18 (69.2) 7 7 (100)
>6.7 16 11 (68.8) 19 17 (89.5)

evidenced by lactic acidosis and decreased mixed production cannot be measured or predicted based
venous oxygen saturation, despite normalization of vital solely on hemodynamics as well.
parameters, including blood pressure, heart rate, and
urine output (18,19). Also, some patients with acute Implications for Future Research
gastrointestinal hemorrhage have an abnormally ele-
vated lactate level, despite normal hematocrit and heart Our study encourages further investigation of the predic-
rate, which point to the potential use of lactate level to tive role of serum lactate level in the setting of acute
identify occultly ill patients (11). UGIB. Developing scoring systems for an acute UGIB
Besides tissue hypoxia, other mechanisms have been incorporating serum lactate level and other biomarkers
proposed for lactic acidosis in the setting of sepsis can be beneficial for predicting outcomes. The role of
(20,21). These mechanisms include mitochondrial serial measurements of serum lactate levels for predicting
dysfunction and increased aerobic glycolysis via tissue outcomes in acute UGIB and the role of using serum
cytokine-mediated glucose uptake or catecholamine- lactate to help in triage of patients with acute UGIB can
enhanced Na-K skeletal muscle pump activity, which is be investigated in future studies.
a proposed mechanism of lactic acid production in hem- Prospective studies can assess the impact of lactate use in
orrhage as well (22–28). These mechanisms of lactic acid acute UGIB on both resource utilization and patient-
production are not reflected in vital parameters, such as oriented outcomes before it is recommended for routine use.
blood pressure and heart rate. These findings support
the role of serum lactate as a marker of tissue Limitations
hypoperfusion in the setting of normal blood pressure
and heart rate in early stages of hypoperfusion and after Our study has a number of limitations. The retrospective
resuscitation. Other proposed methods of lactate design leads to a higher risk of misclassification bias with

Figure 3. Lactate level according to Clinical Rockall score in survivors and nonsurvivors.
6 K. El-Kersh et al.

Table 5. Univariate and Multivariate Logistic Regression Results for the Outcome In-Hospital Death

Variable Crude OR (95% CI) p Value Adjusted OR (95% CI) p Value

Lactate > 2.1 8.1 (2.6–24.7) <0.01 8.2 (2.6–25.4) <0.01


Clinical Rockall Score > 1 5.5 (1.2–24.5) 0.026 5.6 (1.2–26.2) 0.028

CI = confidence interval; OR = odds ratio.

regard to the characteristics of the patients. Because of 3. Lin HJ, Wang K, Perng CL, Lee CH, Lee SD. Heater probe ther-
mocoagulation and multipolar electrocoagulation for arrest of
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Another limitation is that a high number of patients 4. Kankaria AG, Fleischer DE. The critical care management of non-
variceal upper gastrointestinal bleeding. Crit Care Clin 1995;11:
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38:316–21.
comorbid conditions that might have an impact on lactate
9. Miklsen ME, Miltiades AN, Gaieski DF, et al. Serum lactate is asso-
level and mortality. Median lactate level was significantly ciated with mortality in severe sepsis independent of organ failure
higher in nonsurvivors compared to survivors in patients and shock. Crit Care Med 2009;37:1670–7.
10. Chaddha US, Sinha RS, El-Kersh K, Woodford M, Cavallazzi R.
with liver cirrhosis, but the severity of underlying liver Lactate level in critically ill patients with acute gastrointestinal
disease could not be assessed. bleeding. Am J Respir Crit Care Med 2014;189:A5492.
11. Shah A, Chisolm-Straker M, Alexander A, Rattu M, Dikdan S,
Manini AF. Prognostic use of lactate to predict inpatient mortality
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752–5.
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8 K. El-Kersh et al.

ARTICLE SUMMARY
1. Why is this topic important?
This topic is important because predicting outcome in
acute upper gastrointestinal bleeding (UGIB) is essential
for triaging and clinical management. In addition, the pre-
dictive value of combining lactate level to clinical Rockall
score to predict outcomes after UGIB was not evaluated
before.
2. What does this study attempt to show?
This study evaluated the value of lactate level on admis-
sion to predict in-hospital death in patients with UGIB
admitted to the intensive care unit (ICU). Also, it evalu-
ated whether lactate level adds predictive value to the clin-
ical Rockall score in these patients.
3. What are the key findings?
In patients admitted to the ICU with acute UGIB,
lactate level on admission has a high sensitivity but low
specificity for predicting in-hospital death. Lactate level
adds to the predictive value of the clinical Rockall score.
4. How is patient care impacted?
Lactate level might be a suitable test to be used in addi-
tion to other prediction tools to predict prognosis patients
with acute upper gastrointestinal hemorrhage. Developing
scoring systems for an acute UGIB incorporating serum
lactate level and other biomarkers can be beneficial for
predicting outcomes.

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