Childhood Trauma and Obsessive Compulsive Disorder
Childhood Trauma and Obsessive Compulsive Disorder
Childhood Trauma and Obsessive Compulsive Disorder
Research Article
CHILDHOOD TRAUMA AND OBSESSIVE-COMPULSIVE
SYMPTOMS
Carol A. Mathews, M.D.,1 Nirmaljit Kaur, M.D.,2 and Murray B. Stein, M.D., M.P.H.3
INTRODUCTION
Childhood
1
Department of Psychiatry, University of California, San
trauma (physical, emotional, or sexual Francisco, San Francisco, California
abuse, and emotional or physical neglect) has been 2
Department of Psychiatry, Palo Alto VAMC and Stanford
linked to specific neurobiological changes, and is University, Palo Alto, California
associated with a variety of long-term adverse effects, 3
Department of Psychiatry, University of California, San
including an increase in the risk of developing Diego, La Jolla, California
psychiatric illnesses and adult at-risk behaviors [Bern-
Contract grant sponsor: Supported in part by grant MH-64122 to
stein et al., 1998; Bierer et al., 2003; Breslau, 2002; Chu
MBS and by grant RR15533 to CAM.
and Dill, 1991; Fonagy, 2000; Ford et al., 2000; Gearon
Correspondence to: Dr. Carol A. Mathews, Department of
et al., 2003; Haller and Miles, 2004; Heim and
Nemeroff, 2001; Heim et al., 2002; Kendler et al., Psychiatry, University of California, 401 Parnassus Ave, Box
F-0984, San Francisco, CA 94143-0894.
2004; Langeland et al., 2004; Nemeroff, 2004; Ray-
E-mail: [email protected]
worth et al., 2004]. Despite evidence that childhood
trauma has broad-based and far-ranging effects, its Received for publication 22 June 2006; Revised 10 January 2007;
relationship to only a few psychiatric syndromes, Accepted 30 January 2007
particularly posttraumatic stress disorder (PTSD), DOI 10.1002/da.20316
dissociative disorders, depression, and borderline Published online 7 June 2007 in Wiley InterScience (www.
personality disorder, has been studied in detail [Bernet interscience.wiley.com).
and Stein, 1999; Gearon et al., 2003; Haller and Miles, Mathews et al., 2004; Roussos et al., 2003]. Obsessive
2004; Hubbard et al., 1995; Johnson et al., 2003; symptoms are present at low levels throughout the
Langeland et al., 2004; Levitan et al., 1998; Windle lifespan, do not necessarily cause anxiety, and at certain
et al., 1995; Yen et al., 2002; Zlotnick et al., 2001]. developmental stages are thought to be adaptive. For
Substantial research has shown that high levels of example, in early childhood, obsessive-compulsive
obsessive-compulsive symptoms (OCS), particularly in traits or behaviors are important in the emergence of
adolescence and early adulthood, are associated with an behavioral and cognitive control and as an adaptive
increased risk of Axis I disorders, including obsessive- reaction to common childhood fears and anxieties.
compulsive disorder (OCD), depression, eating dis- Similarly, in early adolescence and young adulthood,
orders, polysubstance abuse, panic and generalized low levels of OCS can act as an aid to developing a
anxiety disorder (GAD), and also with multiple other sense of control and self-efficacy during separation
impairments (increases in somatic complaints, avoi- /individuation from parents and other authority figures
dant, dependent, and obsessive personality disorders, [Evans et al., 1999; Feygin et al., 2006; Franzblau,
tendency to be more withdrawn, worse peer relation- 1997; Zohar and Felz, 2001]. However, individuals
ships, lower marriage rates, higher divorce rates, and with high OCS scores are at substantially increased risk
lower life satisfaction) [Berg et al., 1988; Brynska and for the development of OCD and other disorders
Wolanczyk, 2005; Grabe et al., 2000; King et al., 1995; compared with those with low or moderate scores
Leonard et al., 1990; Maggini et al., 2001; Mancini [Berg et al., 1989; Roussos et al., 2003]. For this reason,
et al., 1999; Roussos et al., 2003; Thomsen, 1993; we examined both the relationship between childhood
Westen et al., 2005; Zohar and Bruno, 1997]. There is trauma and total OCS score, as well as the relationship
known to be a strong overlap between non-OCD between childhood trauma and high OCS score (which
anxiety symptoms and OCD, as well as between these we refer to as ‘‘probable OCD’’) with the hypothesis
symptoms and childhood trauma [Donahue, 2005; that childhood trauma would be more likely to cause a
Heim and Nemeroff, 2001; Tukel et al., 2002]. PTSD maladaptive response, and thus would be more strongly
symptoms in particular have a high degree of overlap associated with probable OCD. We further hypothe-
with obsessive symptoms, in part due to symptoms sized that specific personality characteristics that have
such as intrusive unwanted thoughts, and rituals and/or been proposed as vulnerability traits for OCS (e.g.,
avoidance behaviors developed to avoid such thoughts neuroticism, conscientiousness, and introversion, or
[Huppert et al., 2005]. However, little is known about low extraversion) would also be associated with higher
the relationship between childhood trauma and OCS levels of childhood trauma, and that, given the known
or OCD, despite the known comorbidities between overlap between OCS and other anxiety symptoms,
OCS and neuropsychiatric disorders associated with much of the association between childhood trauma and
childhood trauma [Angst et al., 2004; Carter et al., OCS, if any, would be mediated by co-occurring
2004; Gershuny et al., 2003; Grabe et al., 2001; Heim anxiety symptoms [Bienvenu et al., 2004; Gershuny
and Nemeroff, 2001; Huppert et al., 2005; Nemeroff, et al., 2000; Rector et al., 2002; Samuels et al., 2000].
2004; Rayworth et al., 2004]. To date, only one study
examining the association between childhood trauma
and OCD has been published [Lochner et al., 2002]. METHODS
This study, which assessed physical, emotional, and
sexual abuse and physical and emotional neglect using SUBJECTS
the Childhood Trauma Questionnaire in 74 women Subjects were 938 undergraduate students enrolled
with OCD, 36 women with trichotillomania, and 31 in an introductory psychology course who agreed to
control women, found that levels of childhood trauma participate in the study for extra credit in the course.
in general, and emotional neglect in particular, were Subjects were primarily, but not exclusively, freshman.
higher in subjects with OCD and trichotillomania than The study was approved by Institutional Review
in controls. This work has yet to be replicated, nor has Boards at the University of California San Diego
there been any work published examining the role of School of Medicine and San Diego State University.
childhood trauma on OCS in non-clinical populations Study participation was voluntary and informed con-
or in male subjects. sent was obtained from all subjects. Six hundred eighty-
In this study, we examine the relationship between one participants were female (73%) and 246 were male
childhood trauma and OCS in a population of male (27%). Eleven students did not report their gender.
and female college students. We hypothesized that Sixty-three percent of the participants were 18 years or
childhood trauma, particularly emotional abuse and younger, 23% were 19 years, and 8% were 20 years,
neglect, would be associated with an increase in OCS. with the remainder falling between 22 and 25 years.
The distribution of OCS among adolescents and young Fifty-three percent of subjects were Caucasians, 12%
adults has a right skew, with the majority of subjects were Latino, 9% were Asian American, 7% were
having low OCS levels, and only a small proportion Filipinos, 4% were African American, 1% were Native
having high OCS levels at or above the suggested American, and 14% reported that they were of mixed
cutoffs for clinical significance [Berg et al., 1988; or other races.
Depression and Anxiety
744 Mathews et al.
TABLE 1. Proportion of college students meeting criteria for probable childhood trauma, clinically significant OCS,
PTSD, and anxiety symptoms
Probable
Emotional Physical Sexual Emotional Physical Any Probable Probable anxiety
abuse abuse abuse neglect neglect childhood OCD PTSD disorder
(C 5 8) (C 5 7) (C 5 5) (C 5 9) (C 5 7) trauma (C 5 20) (C 5 50) (C 5 50)
Total sample (N 5 927) 28.7 19.3 13.8 30.3 20.9 50.5 1.9 7.6 20.5
Males (N 5 246) 27.2 29.3 13.8 37.0 34.6 57.7 1.2 8.5 19.1
Females (N 5 681) 29.1 15.9 13.5 27.6 15.6 42.3 1.9 7.3 21.0
w2 0.30 20.8 0.01 7.6 39.8 7.4 0.5 0.4 0.4
P value 0.58 o0.0001 0.90 0.006 o0.0001 0.006 0.48 0.55 0.53
African Americans (N 5 38) 39.5 44.7 29.0 34.2 29.0 71.1 0 2.6 18.4
Asians (N 5 83) 42.2 30.1 15.7 47.0 38.6 67.5 4.8 4.8 25.3
Latinos (N 5 110) 30.0 22.7 21.8 34.6 22.7 59.1 1.8 5.5 23.6
Native Americans (N 5 7) 28.6 28.6 28.6 42.9 0 42.9 0 0 14.3
Filipinos (N 5 65) 32.3 35.4 15.4 41.5 26.2 60.0 6.2 10.8 24.6
Caucasians (N 5 493) 22.7 12.2 10.1 25.2 15.2 41.2 1.0 6.1 18.7
Mixed/other (N 5 126) 35.7 20.6 12.7 29.4 25.4 56.4 2.4 15.9 21.4
w2 21.7 50.26 20.77 22.72 31.6 40.6 12.85 18.81 3.85
P value 0.001 o0.0001 0.002 0.001 o0.0001 o0.0001 0.045 0.004 0.697
C 5 cutoff score. P values are uncorrected. Owing to multiple testing, a P value of r0.008 is considered statistically significant.
OCS, obsessive-compulsive symptoms; PTSD, post-traumatic stress disorder.
childhood trauma, whereas Asians and African Americans (F 5 21.46, Po0.00001). Because ethnicity was
reported the highest. Approximately 2% of students strongly associated with total CTQ-SF score, the
met the cutoff for significant OCS, whereas 7.6% met analyses were repeated for Caucasians only, with
the criteria for probable PTSD, and 20.5% met criteria similar results (data not shown).
for clinically significant anxiety. In light of a previous report that childhood trauma
The rates of reported childhood trauma in our was associated with OCD, and in order to test the
sample, while high, are consistent with what has been hypothesis that childhood trauma would be preferen-
previously reported in non-clinical populations [Briere tially associated with high, potentially clinically sig-
and Elliott, 2003; Duran et al., 2004; Paivio and Cramer, nificant, levels of OCS, we also examined the rela-
2004; Spertus et al., 2003; Thombs et al., 2006]. tionship of childhood trauma and ‘‘probable OCD’’
However, contrary to previous findings, we found (defined as LOI-SF score Z20; [Mathews et al., 2004]).
higher reported rates of childhood trauma among males In this analysis, emotional abuse was positively
when compared with females [Paivio and Cramer, 2004; associated and physical abuse was negatively associated
Thombs et al., 2006]. This is most likely an artifact due with probable OCD. The total best-fit model for
to skewing of the sample, which consisted of more non- probable OCD accounted for approximately 11% of
Caucasian male subjects than female subjects (30 versus the variance (Table 3). To determine whether child-
24%, w2 5 4.8, P 5 0.028). We found substantially more hood trauma was independently associated with prob-
childhood trauma in non-Caucasian subjects than in able OCD, we compared the scatterplot of total CTQ-
Caucasian subjects (Table 1), a finding that has been SF score by total LOI-SF score for all individuals with
reported previously, with Asian, Hispanic, African that of individuals with probable OCD only and
American, and Native American subjects reporting up examined the regression fit. The slope of the regression
to two time the rates of childhood trauma reported by line for all individuals was positive, and showed that
Caucasian subjects [Hussey et al., 2006]. LOI-SF score increased in a linear fashion with
increasing CTQ-SF score. In contrast, the slope of
the regression line for subjects with probable OCD was
OBSESSIVE-COMPULSIVE SYMPTOMS
flat, suggesting that there was no additional relation-
AND CHILDHOOD TRAUMA
ship between trauma and LOI-SF score in this subset
We examined the relationship between overall levels of subjects.
of OCS and childhood trauma using a backward
stepwise regression approach. Emotional abuse and
CHILDHOOD TRAUMA, ANXIETY, AND
physical neglect were significantly associated with total
LOI-SF score, as was ethnicity, whereas emotional OBSESSIVE-COMPULSIVE SYMPTOMS
neglect, physical abuse, and sexual abuse were excluded As a comparison, we examined the relationship
from the best-fit model (Table 2). The total model between childhood trauma and PTSD and anxiety
accounted for approximately 8.4% of the variance symptoms in our sample. The relationship between
Depression and Anxiety
746 Mathews et al.
TABLE 2. Best-fit regression model for obsessive-compulsive symptoms as measured by total LOI-SF score
Excluded from the model were emotional neglect, sexual abuse, physical abuse, gender, age, and Native American ethnicity. F 5 21.46,
Po0.00001, adjusted R2 5 0.084.
P values are uncorrected. Owing to multiple testing, a P value of r0.0125 for the total model is considered statistically significant.
LOI-SF, short form of the Leyton Obsessional Inventory.
a
Comparison is Caucasian ethnicity.
TABLE 3. Best-fit regression model for probable OCD, defined as LOI-SF score Z20
Excluded from the model were emotional neglect, physical neglect, sexual abuse, African American, Latino, Native American, and mixed/other
ethnicities, gender, and age. LR w2 5 16.87, P 5 0.0020, pseudo R2 5 0.11.
P values are uncorrected. Due to multiple testing, a P value of r0.0125 for the total model is considered statistically significant.
OCS, obsessive-compulsive symptoms; LOI-SF, short form of the Leyton Obsessional Inventory.
a
Comparison is Caucasian ethnicity.
childhood abuse and PTSD has been well substantiated the final best-fit model included emotional abuse,
in the literature [Cloitre et al., 1997; Ford and Kidd, physical abuse, and PCL-C score, but not STAIT score
1998; Ford et al., 2000; Gearon et al., 2003]. For this (Table 4).
reason, we expected to find a strong positive relation- In a further attempt to determine whether
ship between PTSD symptoms and childhood trauma, the association between OCS and childhood trauma
particularly abuse, as well as a positive, but possibly was accounted for by overlap with anxiety symptoms,
weaker, relationship between other anxiety symptoms we next examined the association between the indivi-
and childhood trauma. As expected, emotional abuse, dual LOI-SF items and emotional abuse, the subtype
emotional neglect, and sexual abuse were all strongly of childhood trauma that was associated both with
positively correlated with total PCL-C score. The total probable OCD and with total LOI-SF score. To assess
model, which also included ethnicity but not age or the independent contribution of the individual LOI-SF
gender, accounted for 14.6% of the variance items, total STAIT score and total PCL-C score were
(F 5 19.89, Po0.00001). Similarly, emotional abuse included as covariates. The LOI-SF items retained in
and neglect were strongly positively correlated with the best-fit model for emotional abuse were primarily
total STAIT score. The total model, which also obsessive-compulsive specific symptoms (as compared
included ethnicity, accounted for 15% of the variance with items that might have some overlap with other
(F 5 26.6, Po0.00001). anxiety symptoms), and included: ‘‘I am excessively
We then examined the relationship between OCS concerned about cleanliness’’ (P 5 0.011), ‘‘I take a
and childhood trauma in the context of comorbid rather long time to complete my washing in the
anxiety and PTSD symptoms by conducting a back- morning’’ (P 5 0.012), ‘‘I frequently get nasty thoughts
wards stepwise regression analysis that included total and have trouble getting rid of them’’ (P 5 0.018), ‘‘I
STAIT and PCL-C scores as covariates. When STAIT usually have serious doubts about the simple everyday
and PCL-C total scores were included in the analysis things I do’’ (P 5 0.034), ‘‘My parents were very strict
using total LOI-SF score as the outcome, the final during my childhood’’ (P 5 0.055), and ‘‘Some numbers
best-fit model included STAIT total score, PCL-C are extremely unlucky’’ (P 5 0.088). These items, in
total score, ethnicity, and gender, but none of the addition to total STAIT score and total PCL-C score,
childhood trauma subscales. In contrast, when the same accounted for 15.3% of the total variance (F 5 21.32,
analysis was done using probable OCD as the outcome, Po0.00001).
Depression and Anxiety
Research Article: Childhood Trauma 747
TABLE 4. Best-fit regression model for probable OCD, defined as LOI-SF score Z20, including STAIT total score and
PCLC total score as covariates
Excluded from the model were emotional neglect, physical neglect, sexual abuse, STAIT total score, African American, Filipino, Latino, Native
American, and mixed/other ethnicities, gender, and age. LR w2 5 26.05, Po0.0001, pseudo R2 5 0.17.
P values are uncorrected. Owing to multiple testing, a P value of r0.0125 for the total model is considered statistically significant.
OCS, obsessive-compulsive symptoms; LOI-SF, short form of the Leyton Obsessional Inventory; STAIT, State Trait Anxiety Inventory, trait
Version; PCL-C, PTSD Checklist-Civilian Version.
a
Comparison is Caucasian ethnicity.
Excluded from the model were physical neglect, physical abuse, emotional abuse, age, gender, and ethnicity. F 5 5.75, P 5 0.0042, adjusted
R2 5 0.078. P values are uncorrected. Owing to multiple testing, a P value of r0.0125 for the total model is considered statistically significant.
NEO-PI-R, Revised NEO Personality Inventory.
correlated with childhood trauma than was OCS, and sexual abuse, which were identified as potentially being
accounted for much more of the variance. However, we indirectly associated with OCS, mediated through
found that comorbid anxiety symptoms did not account conscientiousness. In our sample, the relationship
for all of the relationship between childhood trauma between emotional trauma and OCS was the most
and OCS, as the association between childhood trauma consistent, and in conjunction with the previous
and probable OCD remained significant when anxiety findings, suggests that although physical or sexual
and PTSD symptoms were included as covariates, trauma may contribute, emotional trauma (abuse or
suggesting an independent relationship between child- neglect) is likely to be the most relevant factor in the
hood trauma and OCS. Similarly, independent of other development of clinically significant OCS. Emotional
comorbid anxiety symptoms, the LOI questions that trauma in particular has been previously associated
are most specific to OCD, and relate to worries about with high rates of other types of anxiety symptoms,
contamination and cleaning, pathological doubt, super- including generalized anxiety, social phobia, and
stitions, and intrusive unwanted thoughts, were the PTSD, as well as with lower levels of psychosocial
most strongly associated with emotional abuse, the functioning in adulthood [Bernet and Stein, 1999;
form of childhood trauma most consistently associated Gibb et al., 2006; Krause et al., 2003; Spertus et al.,
with OCS. 2003; Young et al., 1997]. Studies on parenting style
In addition to a direct association with OCS, we also also provide indirect support for the suggestion that
identified a potential indirect relationship between emotional trauma may be a relevant contributing factor
childhood trauma and OCS, via the personality facet of to the development of clinically significant OCS.
conscientiousness. Conscientiousness, which has been Although there is little research in this area, increased
shown to be associated with OCS in other studies, was levels of OCS have been associated with a variety of
the only personality facet that was significantly maladaptive or dysfunctional parenting styles that are
associated with OCS in our sample, accounting for related to emotional abuse and neglect, including
about 10% of the total variance [Gershuny et al., 2000; parental over-control, over-protection, high expressed
Rector et al., 2002]. In addition, conscientiousness was emotion, and emotional rejection [Barrett et al., 2002;
associated with emotional neglect and with sexual Cavedo and Parker, 1994; Waters and Barrett, 2000].
abuse in our sample, accounting for about 8% of the This research does not support a direct causal role for
total variance. The fact that conscientiousness was only parenting style in the development of clinically
associated with total OCS score and not with probable significant OCS, however, suggesting instead that a
OCD suggests that any role of childhood trauma reciprocal relationship may exist [Barrett et al., 2002;
mediated through conscientiousness is most important Cavedo and Parker, 1994; Parker et al., 1997; Waters
in the development of low to moderate rather than high and Barrett, 2000]. Although outside of the scope of
OCS, and is therefore likely to be associated with this study, the relationships between parenting style,
adaptive rather than maladaptive behavior patterns. It childhood trauma, and the development of OCS and
should be noted, however, that evidence for an indirect later psychiatric psychopathology would be important
relationship between childhood trauma and OCS to investigate.
mediated through personality facets is only implied
by our results; unfortunately, we are unable to assess
direct causal links with our current data. LIMITATIONS
Our results are consistent with the only other Our findings, while intriguing, are exploratory, and
published study of childhood trauma and OCS, which clearly not conclusive. Although our results are
found a positive association between childhood trauma consistent with earlier findings, and the study has a
(most specifically, emotional neglect) and OCD in number of strengths, including the inclusion of male
female subjects [Lochner et al., 2002]. Our study subjects, the large sample size, and the use of a
identified emotional abuse as being associated with Bonferroni correction for multiple testing, it is subject
probable OCD and total OCS score, along with to a number of limitations, the most important of
physical abuse, which was associated with a reduced which is that all assessments were made using self-
risk of probable OCD, and emotional neglect and report questionnaires. We do not have objective
Depression and Anxiety
Research Article: Childhood Trauma 749
evidence of childhood trauma in our sample, nor Breslau N. 2002. Epidemiologic studies of trauma, posttraumatic
do we have clinical assessments, and therefore do not stress disorder, and other psychiatric disorders. Can J Psychiatry
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