Treatment of Seismic Input and Boundary Conditions
Treatment of Seismic Input and Boundary Conditions
Treatment of Seismic Input and Boundary Conditions
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1
Department of Structural Engineering, University of California at San Diego, La Jolla, CA 92093. E-mails:
[email protected], [email protected], [email protected], [email protected].
2
Department of Civil & Environmental Engineering, Carnegie Mellon University, Pittsburgh, PA 15217. E-mail:
[email protected].
INTRODUCTION
The Humboldt Bay Middle Channel Bridge (Fig. 1) is one of three bridges that cross
Humboldt Bay on California State Route 255. Owned and maintained by the California
Department of Transportation (Caltrans), the bridge (no 04-0229) is a 330 meter, nine-span
composite structure with precast and prestressed concrete I-girders and cast-in-place concrete
slabs to provide continuity. It is supported on eight pile groups, each of which consists of 5 to 16
prestressed concrete piles, in soils potentially vulnerable to liquefaction (under extreme
earthquake shaking conditions). The river channel has an average slope from the banks to the
center of about 7% (4 degrees). The foundation soil is composed mainly of dense fine-to-medium
sand (SP/SM), organic silt (OL), and stiff clay layers (Fig. 2). In addition, thin layers of loose and
soft clay (OL/SM) are located near the ground surface (see Fig. 2). The bridge was designed in
1968 and built in 1971 and has been the object of two Caltrans seismic retrofit efforts, the first
one designed in 1985 and completed in 1987, and the second designed in 2001 to be completed in
2005. The objectives of the first retrofit effort were to mitigate the potential for unseating and
diaphragm damage, while those of the second retrofit are to strengthen the piers, pilecaps, and
pile groups. It is an interesting bridge because it is fairly representative of older
AASHTO-Caltrans girder bridges with moderate traffic loads (average daily traffic of 4,600 to
15,800 in 1992), designed before ductile detailing was common. Furthermore, since the bridge is
founded on poor soils, permanent ground deformation is a serious concern.
Borehole 1 at Caltran’s Samoa Bridge Geotechnical downhole array (~0.25 mile north-west of
the west abutment of the Middle Channel Bridge) provides a shear wave velocity profile down to
a depth of 220 meters, where the borehole encountered bedrock (shear wave velocity > 850
m/sec). The shear wave velocities are about 180 m/sec in the upper 20 meters, lie in the range of
200 to 400 m/sec in the depth range of 20 to 60 meters, and fall in the range of 400 to 600 m/sec
in the depth range of 60 to 220 meters (Somerville and Collins, 2002).
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model with linear kinematic hardening) is used to model the reinforcing steel. Confined and
unconfined concrete materials are modeled using different sets of material constitutive parameters.
The pile groups supporting the bridge piers are first lumped in the bridge transversal direction and
then modeled using 2-D nonlinear material, fiber beam-column elements (with two Gauss-Lobato
points in the length direction). The superstructure is idealized using equivalent linear elastic
beam-column elements. The interior expansion joints and the abutment joints are modeled using
zero-length elasto-plastic gap-hook elements. The soil domain is analyzed under the assumption
of plane strain condition. It is spatially discretized using four-noded, bilinear, isoparametric finite
elements with four integration points each. The materials in the various layers of the soil domain
are modeled using a multi-surface plasticity model incorporating liquefaction effects and
formulated in effective stresses (Elgamal et al., 2003). The lateral and base boundary conditions
for the computational soil domain are modeled using a modified Lysmer transmitting/absorbing
boundary. A set of viscous dampers normal and tangential to the soil boundaries is used to
implement these transmitting boundaries.
A B
∂ 2 u ( x, t ) 2 ∂ u ( x, t )
2
= vs (1)
∂t 2 ∂x 2
where u denotes the soil particle displacement (perpendicular to the direction of wave propagation)
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and v s = G ρ is the shear wave velocity. The solution of the above wave equation has the
form
x x
u ( x, t ) = u r (t − ) + u i (t + ) (2)
vs vs
where ur(…) and ui(…) can be any arbitrary functions of (t − x v s ) and (t + x v s ) , respectively.
The term u r (t − x v s ) represents the wave traveling at velocity vs in the positive x-direction,
while u i (t + x v s ) represents the wave traveling at the same speed in the negative x-direction.
Thus, ui is the incident wave if it points upwards into the computational domain and ur is the
reflected wave. Taking the partial derivative with respect to time of both sides of the above
equation and multiplying by ρv s gives
∂u ( x , t )
ρ vs = ρvs ur' (t − x vs ) + ρvs ui' (t + x vs ) (3)
∂t
where the prime superscript denotes the derivative of the associated function with respect to its
argument. Now, the linear elastic uniaxial shear stress - shear strain relation is given by
∂u ( x, t ) G G
τ ( x, t ) = G = − u r' (t − x v s ) + u i' (t + x v s ) (4)
∂x vs vs
where τ ( x, t ) is the shear stress. Combining equations (3) and (4), we get
∂u ( x, t )
τ ( x , t ) = − ρv s + 2 ρv s u i' (t + x / v s ) (5)
∂t
Note that ∂u ( x, t ) / ∂t represents the velocity of the total soil particle motion, while
u i' (t + x / v s ) = ∂u i (t + x / v s ) / ∂t is the velocity of the incident motion. Therefore, the first
term on the right hand side of equation (5) is equivalent to the force (per unit area) generated by a
dashpot of coefficient ρvs , while the second term is equivalent to a force (per unit area), which is
proportional to the velocity of the incident wave. As a result, the soil below the soil domain of
interest can be replaced with a dashpot and an equivalent force, which defines the seismic input.
In our two-dimensional finite element model, we assume that the response of the soil deposit is
predominantly caused by vertically propagating shear waves. We model the soil below the base
(at a depth of about 75 m) of the computational domain as a linear elastic, undamped, and
homogeneous semi-infinite half-space. It is expected that any nonlinearities below the base of the
computational domain would remain small, since this soil is significantly stiffer than the soil
within the computational domain. On each node at the base and on the lateral boundaries of the
soil domain, we add two dashpots, normal and tangential to the boundary, respectively. The
normal dashpots are set to absorb the reflected compressive waves while the tangential ones are
set to absorb the reflected shear waves. And on each node at the base, an equivalent force, which
is proportional to the velocity of the incident wave and the tributary surface area of the node, is
applied in the horizontal direction to represent the vertically incident SV-wave.
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DEFINITION OF SEISMIC INPUT
As we stated above, the seismic input is defined in terms of equivalent nodal forces (or
effective earthquake forces), which are proportional to the velocity of the incident seismic wave,
applied in the horizontal direction along the base of the soil domain included in the finite element
model. Three sets of scaled actual earthquake ground motions corresponding to three different
hazard levels (50%, 10%, and 2% in 50 years, respectively) including both soil and rock site
conditions are used in the project (Somerville and Collins, 2002), yielding a total of 51 free
surface ground motions. These free field ground motions are consistent with the local seismology
at Humboldt Bay and with the magnitude-distance deaggregation of the seismic hazard, defined
as the probability of the spectral acceleration at the fundamental period of the bridge-ground
system exceeding a threshold level. For rock site free field ground motions, we assume that the
free surface motion represents the rock outcropping motion. In the case of vertically propagating
shear waves in a homogeneous, undamped, elastic half-space, the amplitude of the free surface
total motion is twice the amplitude of the incident motion at any point in the half-space (Kramer,
1996). Thus, for each of the rock site ground motions, we take as incident seismic wave half the
free surface ground motion. For the soil site free field ground motions, the software SHAKE
(Schnabel et al, 1972) is used to deconvolve these free surface motions in order to obtain the
corresponding incident wave motion at the base of the computational domain. For the
deconvolution operation, it is assumed that the soil region underlying the soil domain included in
the finite element model is homogeneous, viscoelastic, with material properties representative of
the exterior soil domain.
RESPONSE ANALYSIS
To illustrate and validate the above procedure for defining the seismic input, a rectangular,
homogeneous, undamped, elastic soil domain (1,100 by 40 meters in size) under plane stress
condition is discretized into the finite element model shown in Fig. 3. Horizontal and vertical
dashpots are defined at every node along the lateral and base boundaries of the soil domain. The
dashpot coefficients (per unit area) are defined as ρvs and ρv p (where v p denotes the
compressive or P-wave velocity) for the dashpots tangential and normal to the boundaries,
respectively.
Since we apply the results derived for one-dimensional wave propagation to a finite size
two-dimensional soil domain, the soil domain is made sufficiently long so that the response in the
center part of the mesh is close to its counterpart for the one-dimensional case. A sinusoidal
incident wave is applied at the base through a set of nodal equivalent forces. The total
acceleration response histories along the height of the two control soil columns shown in Fig. 3
are plotted in Fig. 4. We can clearly see the shear wave propagating vertically from the base to the
top of the soil domain and being reflected at the free surface. The amplitude of the total
acceleration on the ground surface is twice the amplitude of the incident wave. The vertical
acceleration at points along the height of each control soil column remains very small compared
to the horizontal acceleration at the same level, which verifies that the response of the soil domain
is predominantly caused by vertically propagating shear waves. Thus, the results of
one-dimensional wave propagation apply very well, even near the lateral boundaries (e.g., control
soil column # 1), to the propagation of vertically incident shear waves through the finite size
rectangular soil domain considered here and endowed with the Lysmer-Kuhlemeyer boundaries.
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Soil Column #1 Soil Column #2
Total acceleration
Incident wave
Incident wave
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6
Time (sec) Time (sec)
FIG. 4. Wave propagation through the rectangular homogeneous linear elastic soil
domain, (a) control soil column # 1, (b) control soil column # 2
We investigated the wave propagation in the soil domain, shown in Fig. 5, of the bridge
ground system, modeled as both a multi-layered linear elastic undamped and elastoplastic soil
medium. A single Ricker wavelet with a dominant frequency of 3.9 Hz is used as the incident
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wave, see Fig. 6. The total horizontal acceleration response histories at points along the height of
the two control soil columns shown in Fig. 5 are plotted in Fig. 6. Observe that the amplitude of
the linear response is greater than that of the nonlinear response and that the difference between
these two response amplitudes decreases with depth. In both cases, the total acceleration response
at the base of the soil domain is very close to that of the incident wave. For the linear case, we can
clearly see the reflected incident wave reaching the base level, while for the nonlinear case the
reflected wave dies out before it reaches the base. This is due to the fact that there is no source of
energy dissipation in the linear soil, while energy is dissipated through inelastic action in the
nonlinear soil.
Soil Column #1 Soil Column #2
FIG. 6. Linear soil versus nonlinear soil total horizontal acceleration response (single Ricker
wavelet as incident wave, no bridge present), (a) control soil column # 1, (b) control soil
column # 2
Before implementing the transmitting/absorbing L-K boundaries in our current (second
generation) model of the Humboldt Bay bridge-foundation-soil system, in our first generation
model of this bridge system, we implemented a shear beam constraint across the horizontal
direction of the soil domain. According to this shear beam constraint, the two lateral boundaries
(vertical sides) of the soil domain are constrained to deform similarly in the lateral direction by
imposing equal horizontal degree of freedom constraints to pairs of lateral nodes at the same
elevation. Then, the seismic input is applied to all nodes at the base of the soil domain assuming
that the base moves rigidly according to the total ground acceleration input, thus neglecting
spatial variability of the seismic input. It is of interest to compare the response simulation results
obtained using the two types of soil boundary conditions and definition of the seismic input.
Comparative results are shown in Figs. 7, 8, and 9. Fig. 7 corresponds to simulation cases without
the bridge, while Figs. 8 and 9 show results of simulation cases with the bridge present. The total
horizontal acceleration response histories at points along the height of control soil columns # 1
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and 2 due to a single Ricker wavelet incident motion applied to the nonlinear soil without the
bridge are shown in Fig. 7 for the two models of the soil boundary conditions and seismic input.
Fig. 7 indicates that the soil acceleration responses for the two treatments of boundary conditions
and seismic input are very close when the shear wave velocity of the soil below the computational
soil domain is high (i.e., vs = 600 m/sec). Then, an actual earthquake ground motion record (with
a 2% in 50 years hazard level), was applied as incident wave motion to the bridge-ground system.
Fig. 8 compares the soil total horizontal acceleration response at points along the height of control
soil columns # 1 and 2 for the two models of the soil boundary conditions and seismic input. The
transmitting/absorbing L-K boundaries were based on a shear wave velocity of vs = 600 m/sec. A
more significant difference between the soil responses for the two modeling assumptions is
observed than in the case of the single wavelet incident motion (see Fig. 7). This could be due to
the presence of the bridge structure and its foundations and/or to the fact that earthquake
excitation has a greater frequency bandwidth than the Ricker wavelet considered and that high
frequency waves are more sensitive to soil heterogeneities than relatively low frequency waves.
Figs. 9 (a) and (b) show the shear stress – shear strain soil response during the earthquake at
control points A and B, respectively, of the computational domain (see Fig. 2) for the two models
of the soil boundary conditions and seismic input. Comparison of the responses of the bridge
structure itself for both modeling assumptions is of the highest interest in this study. As an
illustration, Fig. 9(c) shows the top-to-bottom relative horizontal displacement of the bridge
column # 4 (see Fig. 2), while Fig. 9(d) displays the moment-curvature history of the base section
of the bridge column # 1 (see Fig. 2). From Figs. 9, it is clear that the treatment of the soil
boundary conditions and seismic input has a significant effect on the simulated local response of
the soil material and response of the bridge structure itself.
FIG. 7. Nonlinear soil total horizontal acceleration response at points along the two control
soil columns (single Ricker wavelet as incident wave, no bridge present), (a) control soil
column #1, (b) control soil column # 2
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Shear Beam
Total horizontal acceleration (a) Transmitting/absorbing
(b) Shear Beam
Transmitting/absorbing
FIG. 8. Nonlinear soil total horizontal acceleration response at points along the two control
soil columns (earthquake ground motion as incident wave, bridge present),
(a) control soil column # 1, (b) control soil column # 2 , (c) zoom of (a), (d) zoom of (b)
10 80
(a) 60
(b)
5 40
Shear stress (KPa)
Shear stress (KPa)
20
0 0
−20
−5 −40
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Column #4 Base section of column #1
0.2 10000
Shear Beam Boundary
(c) Transmitting/Absorbing Boundary 8000 (d)
0.15
6000
Moment (KN−M)
4000
Moment (KN−M)
0.1
2000
0.05
0
0 −2000
−4000
−0.05
−6000 Shear Beam Boundary
Transmitting/Absorbing Boundary
−0.1 −8000
0 10 20 30 40 50 60 70 −0.004 −0.002 0 0.002 0.004 0.006 0.008
Time (sec) Curvature
FIG. 9. Nonlinear soil and bridge structure responses (earthquake motion as incident wave),
(a) shear stress –shear strain soil response at control point A (see Fig. 2), (b) shear stress –
shear strain soil response at control point B (see Fig. 2), (c) top-bottom horizontal relative
displacement of bridge column # 4, (d) moment-curvature at base section of bridge column
#1
CONCLUSIONS
This paper briefly describes a 2D nonlinear finite element model of the
structure-foundation-soil system for the Middle Channel Bridge at Humboldt Bay near Eureka in
Northern California. This model was developed using OpenSees, the new software framework for
seismic response simulation of structural and geotechnical systems developed by the Pacific
Earthquake Engineering Research (PEER) Center. This paper especially focuses on the
implementation of the Lysmer-Kuhlemeyer transmitting/absorbing boundary for this bridge
model. Several response simulations were conducted to verify this implementation. The effect of
linear elastic versus elastoplastic soil constitutive behavior on the propagation of vertically
incident shear waves in the computational domain is examined. It is found that soil nonlinearity
has a significant effect on the wave propagation through the foundation soil. The difference
between two approximate modeling approaches for the soil boundary conditions and definition of
the seismic input was investigated in terms of local and global, soil and bridge structure responses
to vertically incident shear waves. These two modeling approaches are: (1) shear beam constraints
across the longitudinal direction of the computational soil domain used in conjunction with “rigid
soil” excitation under the base of the computational soil domain; and (2) use of
Lysmer-Kuhlemeyer transmitting/ absorbing boundaries along the lateral sides and base of the
computational soil domain in conjunction with a definition of the seismic input in terms of
vertically incident shear waves. It is found that these two modeling approaches can produce quite
different responses of the bridge structure itself.
This study is part of the PEER Center ongoing development of a probabilistic seismic
performance assessment methodology for civil structures such as buildings and highway bridges.
This methodology integrates probabilistic seismic hazard analysis, advanced computational
modeling of the bridge ground system, probabilistic seismic demand analysis, and probabilistic
damage analysis or fragility analysis (Cornell and Krawinkler, 2000).
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ACKNOWLEDGMENTS
Support of this work was provided primarily by the Earthquake Engineering Research Centers
Program of the National Science Foundation, under Award Number EEC-9701568 through the
Pacific Earthquake Engineering Research Center (PEER). This support is gratefully
acknowledged. The authors wish to thank Mr. Patrick Hipley, Mr. Cliff Roblee, Mr. Charles
Sikorsky, and Mr. Mark Yashinsky of Caltrans for providing all the requested information
regarding the initial design and retrofits of the Middle Channel Bridge. Prof. Greg Fenves, Dr.
Frank McKenna, Mr. Michael Scott (U.C. Berkeley) and Prof. Boris Jeremic (U.C. Davis) helped
with the OpenSees modeling and analysis framework. Prof. Pedro Arduino (Univ. of Washington,
Seattle) suggested and helped with the use of GID (http://gid.cimne.upc.es/), a commercial pre-
and post-processing system for geometric modeling and visualization. Their help is gratefully
acknowledged.
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th
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