Dualbandsiw
Dualbandsiw
Dualbandsiw
Article
Miniaturized Dual-Band SIW-Based Bandpass Filters Using
Open-Loop Ring Resonators
Nrusingha Charan Pradhan 1 , Slawomir Koziel 1,2, * , Rusan Kumar Barik 1 , Anna Pietrenko-Dabrowska 2
and Sholampettai Subramanian Karthikeyan 3
1 Engineering Optimization and Modeling Center, Reykjavik University, 102 Reykjavik, Iceland;
[email protected] (N.C.P.); [email protected] (R.K.B.)
2 Faculty of Electronics, Telecommunication and Informatics, Gdansk University of Technology,
80-233 Gdansk, Poland; [email protected]
3 Department of Electronics and Communication Engineering, National Institute of Technology,
Tiruchirappalli 620015, Tamil Nadu, India; [email protected]
* Correspondence: [email protected]
Abstract: This article presents two novel architectures of dual-band substrate-integrated waveguide
(SIW) bandpass filters (BPFs). Initially, two identical open-loop ring resonators (OLRRs) were coupled
face-to-face on the top of the SIW cavity to realize a dual-band single-pole BPF. To obtain two-pole
dual-band characteristics, two OLRRs resonant units were assembled horizontally within the top
metal layer of the SIW, which is a technique used for the first time in the literature. For demonstration
purposes, two types of SIW filters loaded with OLRRs were designed and fabricated. The proposed
filters feature an extremely compact size, a low insertion loss, and good selectivity. The single-
and two-pole filters have an overall size of 0.012λ g 2 and 0.041λ g 2 , respectively. The simulated and
measured circuit responses are in good agreement.
proposed in [9], which employs a different CSRR on the top of the cavity. In reference [10],
a dual-band BPF has been developed using the intrinsic mode approach to achieve a wide
frequency ratio. In [11], a BPF has been designed by incorporating two E-shaped slots into
the HMSIW cavity. In [12], a Z-shaped slot on an SIW cavity and modified CSRRs were
used to demonstrate a BPF. In reference [13], an H-shaped slot has been implemented on
the SIW cavity in order to achieve the desired filtering performance.
In reference [14], a three-pole BPF has been designed. The BPF incorporates adjustable
transmission zeros and utilizes a dual-mode circular SIW cavity. A triple-mode bandpass
filter (BPF) has been designed in [15] using SIW technology. In [16], microwave low-
phase noise oscillators have been created using SIW BPF. A perturbating via hole was
developed and utilized on the SIW circular cavity to improve the filter’s selectivity. In
reference [4], circular SIW cavities were used to design single-band and dual-band bandpass
filters. The analysis and implementation of filters using folded circular substrate integrated
waveguide cavities (FCSIWCs) have been outlined in [17]. In reference [18], an idea has
been made to construct box-like bandpass filters (BPFs) with a wide stopband response
by utilizing dual-mode substrate-integrated waveguide cavities. The SIW multilayer
technology has been employed to develop a balanced filter in [19]. A modified mode
suppression approach was used to implement a broad stopband substrate-integrated
waveguide (SIW) filter in [20]. In reference [21], researchers have developed high-order
BPFs by applying perturbed SIW cavities. In reference [22], dual-mode miniaturized
bandpass filters have been constructed using half-mode substrate-integrated waveguide
(HMSIW) cavities. In reference [23], a multilayer method was employed to suppress
the higher-order modes of the SIW BPF. The metal layer in the middle section has holes
that make it easier to connect rectangular substrate-integrated wave (SIW) resonators on
multilayer substrates vertically. This coupling can be achieved through either magnetic or
electric coupling. In reference [24], the development of the SIW filter was demonstrated
both on and off. The operational frequency range of the filter can be switched between
the S-band and the X-band. In [25], a bandpass filter was designed to have a wide upper
stopband by using post-loaded SIW resonators. The filter has a wide upper stopband and
a lower electric field strength. The SIW coaxial cavity has been utilized for developing
narrow-band and wide-band BPFs, as was demonstrated in reference [26]. The investigation
and development of QMSIW filters have been stated in an earlier research article [27]. In an
investigation presented by researchers [28], a BPF was developed for triple-mode operation.
The BPF was loaded with CSRRs and implemented on a SIW square cavity. In a prior
research investigation [29], researchers successfully developed a compact bandpass filter
(BPF) that exhibited a broad stopband response. This achievement was made possible by
combining microstrip and SIW technology. In reference [30], BPFs were designed using
HMSIW cavities. In reference [31], researchers developed a BPF that utilizes multilayered
substrate-integrated waveguides (SIWs) to achieve a wide upper stopband response. The
combination of QMSIW and EMSIW cavities in reference [32] resulted in a compact BPF that
exhibits a wide stopband response. In [33], a dual-mode substrate-integrated waveguide
(SIW) radial cavity was used to implement a wide-band bandpass filter (BPF). A three-
tunable transmission zero was included in the proposed filter in reference [34]. In order to
do this, the source and load must use mixed coupling. Cascading two dual-mode cavities
constitute an alternate technique for producing extra transmission zeros. The design of a
bandpass filter was performed analytically in [25]. The filter should have a reduced electric
field intensity and a large upper stopband. Utilizing the post-loaded substrate-integrated
waveguide (SIW) resonators’ fundamental mode helped accomplish the goal. An HMSIW
cavity has the potential to be used in the construction of compact planar bandpass filters, as
was shown by the investigation reported in reference [35]. The fractional bandwidth (FBW)
of the fourth-order filters is 31.8%, their footprint size is 0.159λ2g , and they contain one or
two transmission zeros. T-septum HMSIW cavities have been used to create third-order
bandpass filters, as has been detailed in reference [36]. The filter is highly selective and
has a broad stopband and three TZs. A BPW filter has been developed for below 6 GHz
Electronics 2023, 12, 3974 3 of 15
applications employing CSRR and SIW technology, as is mentioned in reference [37]. This
particular application was the reason for the construction of this filter. The filter offers
excellent selectivity, with an FBW of 1.16% and a low insertion loss of 2.9 dB. The work [38]
describes an X-band bandpass filter with a dual-mode SIW cavity. Two transmission
zeros are included in the filter at 10.75 GHz and 13.3 GHz, which run at a frequency of
12 GHz. This filter has an 11% fractional bandwidth. A multilayer HMSIW resonator
bandpass filter was described in the paper [39]. This filter uses a defective microstrip
design to provide a broad stopband response. According to the research publication [40], a
BPF with two distinct frequency bands can be possibly created by combining a D-shaped
ring resonator with a rectangular SIW cavity. This filter is optimized for use at 2.66
and 3.54 GHz frequencies, which are lower than its standard operational frequency of
6 GHz. Reference [41] responded to asymmetric SIW filters. In [42], the development
of a bandpass filter utilizing SIW cavities is described. The SIW cavity and interdigital
resonators collaborate in this filter to accomplish harmonic suppression. As reference [43]
mentioned, a broadband bandpass filter was created using HMSIW cavities. In order to
achieve TZs, along with ideal stopband characteristics, this filter employs a multistage
stepped impedance resonator.
A BPF has been developed using in-line technology on the HMSIW cavity, as was
demonstrated in reference [44]. The filters have the ability to enhance selectivity by utilizing
a slot that can generate limited TZs. A BPF has been developed using SIW technology for
5G applications [45]. The CSRRs have been applied to the SIW cavity in order to enhance its
filtering performance. A stopband filter has been designed in reference [46]. The insertion
loss was achieved at 1.5 dB. Reference [47] describes the development of a BPF capable of
operating at two different frequencies. The first band has a resonant frequency of 5 GHz
and a bandwidth of 3%. The second band has a resonant frequency of 7.5 GHz and a
bandwidth of 4.2%. A tunable BPF utilizing an SIW hexagonal resonator has been reported
in [48]. The filter has an insertion loss of 2.01 dB and a FBW of 2.92 percent. A SIW BPF was
created by combining two resonators and three inverters, as is explained in reference [49].
Reference [50] extensively addresses conceptualizing and developing a BPF that employs
an SIW cavity with iris resonators. The frequency at which the aforementioned filter may
function is 9.77 GHz. Its insertion loss is 1.19 decibels, and its fractional bandwidth is
12.17 percent. The work by reference [51] shows how to construct a BPF using an SIW
cavity that includes DGS technology in order to obtain complete responses. In the prior
work of [52], researchers used an SIW cavity to create a narrow bandpass filter. Inductive
posts have been placed on the top surface of this design. The provided filter has a fractional
bandwidth of 1.475 percent, as well as an operating frequency of 12.2 GHz. In reference [53],
the authors used a cavity in an SIW loaded with cross-shaped slots to successfully construct
a dual-mode BPF. When operating at a frequency of 7.5 GHz, the filter has a fractional
bandwidth of 9.1 percent. It also has two transmission zeros: one at 12.5 GHz and the
other at 15 GHz. According to reference [54], stepped impedance resonators were loaded
onto an SIW cavity to develop a compact BPF. The filter has a 4.8 GHz frequency, four TZs,
and a FBW of 13%. The footprint of it is 0.3 times the square of the wavelength, which is
denoted as λ2g . Adopting an SIW cavity filled with a circular patch slot created a dual-mode
BPF operating at a frequency of 5.8 GHz [55]. The authors of reference [56] employed a
nonresonant mode SIW cavity to develop a BPF. In reference [57], a BPF has been developed
using two CSRRs. A third-order BPF has been developed using SIW technology, as is
reported in [58].
Notwithstanding, all of the reported circuits exhibit significant insertion loss and a
large circuit area. As a matter of fact, the design of SIW-based dual-band bandpass filters
of compact size and low insertion loss still poses considerable challenges. In the pursuit
of addressing the aforementioned issues, this article proposes a novel architecture of a
dual-band SIW-based dual-pole bandpass filter featuring a wide bandpass, low insertion
loss, high selectivity, and a compact size. The proposed filters have the highest fractional
bandwidth and are the lowest-profile dual-band BPF found in the literature.
Electronics 2023, 12, 3974 4 of 15
2. Filter Design
In the first step of the design process, a traditional SIW rectangular cavity is realized
on 0.787-milimeter-thick RT/Duroid 5870 substrate with a dielectric constant of 2.33 and a
loss tangent of 0.0012. To obtain a dual-band SIW bandpass filter, open-loop ring resonators
(OLRRs) are incorporated on the top conductor of the cavity. Since the electric field is
highest in the waveguide center, this design offers a strong coupling between the waveguide
and the OLRRs. The resonant frequency of the SIW cavity in the TEmn0 mode can be
calculated as follows [13].
c
f c(TE10 ) = √ (1)
2Ws ε r
d2
Ws = W − (2)
0.95s
To minimize the energy leakage, the pitch and diameter must be set to d/λ0 ≤ 0.1 and
d/s ≥ 0.5, respectively.
Figure 1. The schematic of the proposed dual-band SIW filter (w = 21, L = 10, t1 = 9, t2 = 11, t3 = 3,
t4 = 5, t5 = 8.4, k1 = 0.3, k3 = 0.4, d = 1.0, s = 2.0, and hs = 0.787; all dimensions in mm).
The circuit model for a dual-band SIW bandpass filter of one cell is shown in Figure 2.
The metal vias are modeled as a shunt-connected inductor Lw in a linear configuration. Lv1
and Cv1 represent the input coupling that occurs due to electrical and magnetic coupling,
respectively. In this approach, the magnetic coupling between the OLRRs and the waveg-
uide transmission line is represented by the vector Lv1 . Cv1 denotes the development of
the capacitive coupling between the OLRRs and the waveguide transmission line owing
to the slot coupling. The OLRRs are characterized by Lu1 and Cu1 . Lv2 and Cv2 represent
the mutual coupling between the OLRRs. The verification of the equivalent circuit model
of the dual-band SIW bandpass filter has been carried out using Keysight ADS. The filter
circuit parameters have been gathered in Table 1. In addition, the S parameters of the
Electronics 2023, 12, 3974 5 of 15
proposed filter have been shown in Figure 3, along with its circuit model and the EM
simulation results.
0 1.0019 0 0
1.0019 0.1083 1.2161 0.1065
A= (3)
0 1.2161 −0.1518 0.9962
0 0.1065 0.9962 0
0 1.3471 0 0
1.3471 0.1563 1.9340 0.1161
B= (4)
0 1.9340 −0.1785 1.3421
0 0.1161 1.3421 0
Table 1. The circuit parameters of the proposed model.
Figure 3. S parameters of the one-cell dual-band SIW BPF: EM-simulated data vs. circuit-simulated
data.
two identical OLRRs (termed as a single resonant unit) on the top of the SIW cavity.
Next, two resonant units have been etched horizontally on the top metal layer of the SIW
cavity to obtain two-pole dual-band characteristics. The lower passband frequency of the
proposed filter is below the cut-off frequency of the traditional SIW cavity, which enables a
significant size reduction. The achieved miniaturization rate is 85.3 percent as compared to
the traditional SIW cavity. There is a coupling between the two OLRRs. As a result, the
OLRRs affect both bands. Therefore, the second band may not be controlled independently
and relies on the characteristics of the first band and vice versa. The performance of
the proposed two-pole SIW filter is verified using the coupling matrix approach. The
ideal coupling matrixes for a lower passband of 1.75 GHz with a TZ at 2.9 GHz and an
upper passband of 4.65 GHz with a TZ at 7.12 GHz are shown in (3) and (4), respectively.
As demonstrated in Figures 5 and 6, the coupling matrix responses and EM simulation
characteristics of the proposed filter are in good agreement. The coupling coefficient k and
the loaded quality factor Q1 are computed by the following [59–61] as
2 − f2
f p2 p1
k = 2 + f2
(5)
f p2 p1
Here, f p1 and f p2 represent the lower and upper resonant frequency, respectively.
f0
Ql = (6)
4 f 3-dB
where f 0 stands for the resonant frequency, and 4 f 3-dB is the 3 dB bandwidth.
Ql
S21 = 20log10 (7)
Qe
1 1 1
= + (8)
Ql Qu Qe
Figure 7 shows the variability of the coupling coefficient with respect to the horizontal
separation K2 and vertical separation K3 of the OLRRs. The graph indicates that the
coupling coefficient is inversely proportional to K2 , whereas it is directly proportional to
K3 . Thus, the coupling coefficient k can be controlled by the parameters K2 and K3 . The
passband bandwidth can be adjusted by changing the position of the OLRRs. The distance
between two OLRRs, specifically K3 , can be altered, thereby resulting in the ability to
control the bandwidth. The electric field distributions of a one-cell and two-pole dual-band
SIW bandpass filter are shown in Figures 8 and 9. The proposed BPF has three types of
losses: radiation loss, conductor loss, and dielectric loss. The radiation loss occurs because
of the electromagnetic power leakage in the space between adjacent vias within the SIW
cavity. Conductor loss occurs due to the metallic vias embedded in the substrate and the
finite conductivity of the metal plates from top to bottom. Dielectric loss is caused by the
dielectric material’s loss tangent (tan δ). However, the main factor contributing to the losses
in the BPF is primarily radiation loss, while other forms of loss have a minimal impact.
For the two-pole dual-band BPF structure, the theoretical external quality factors Qe
of the two passbands are calculated as Qe I = 5.83 and Qe I I = 10.82. Similarly, the unloaded
quality factors Qu of the two passbands can be calculated as Qu I = 53.7 and Qu I I = 151.7.
Electronics 2023, 12, 3974 7 of 15
Figure 4. The schematic design of proposed two-pole dual band SIW filter (w = 22, L = 26, t1 = 9,
t2 = 11, t3 = 3, t4 = 5, t5 = 8.4, k1 = 0.3, k2 = 5, k3 = 0.4, d = 1.0, s = 2.0, and hs = 0.787; all dimensions
in mm.
Figure 5. EM-simulated S parameters of filter II (solid lines) vs. coupling matrix (dotted lines) of the
first operating band.
Electronics 2023, 12, 3974 8 of 15
Figure 6. EM-simulated S parameters of filter II (solid lines) vs. coupling matrix (dotted lines) of the
second operating band.
Figure 7. Properties of filter II: coupling coefficient K vs. OLRR parameters K2 and K3 .
Electronics 2023, 12, 3974 9 of 15
Based on the above study, the following simple design rules are recommended:
1. In the first step, design an SIW cavity with the dimensions of 0.08λ g for L and 0.012λ g
for W;
2. Observe the filtering response of the single cavity with no load applied to the top of
the cavity;
3. Next, to realize a dual-band single-pole BPF, implement two identical open-loop ring
resonators (OLRRs) in a face-to-face arrangement on the top of the SIW cavity;
4. Develop the equivalent circuit model for a single-pole dual-band BPF by considering
all the physical parameters of the BPF;
5. Next, design another SIW cavity with the dimensions of 0.22λ g for L and 0.019λ g
for W;
6. To obtain two-pole dual band characteristics, assemble two OLRR resonant units
horizontally within the top metal layer of SIW cavity;
7. To achieve the desired filtering response, optimize k2 and k3 .
3. Experimental Validation
In order to verify the suggested structure, two prototypes of dual-band SIW BPFs (dual-
narrowband and dual-wideband) were fabricated and experimentally tested. Figure 10
depicts photographs of the SIW-based BPF prototype for a one-cell, dual-band SIW BPF.
Figure 11 displays photographs of the prototype SIW-based BPF for a two-cell dual-band
SIW BPF. The overall sizes of the single-cell and two-pole dual-band SIW BPFs are 0.012 λ g 2
and 0.041 λ g 2 , respectively. The R&S network analyzer has been used to measure the circuit
characteristics.
A comparison of the EM-simulated and tested transmission responses of the dual-
narrowband SIW filter has been shown in Figure 12. The lower and upper passbands were
centered at 1.5 GHz and 4.96 GHz, respectively. The in-band return loss was determined to
Electronics 2023, 12, 3974 10 of 15
be better than 20 dB for both bands. The insertion loss in the lower passband was found to
be 0.85 dB, while it was 0.9 dB in the upper passband. According to the measured data, the
3 dB fractional bandwidths (FBWs) were 14% and 7.3% at the lower and upper passbands,
respectively. Two TZs were realized at 3.38 GHz and 7.5 GHz. The stop-band rejection of
this filter was fairly good, since the evanescent waves propagated below the waveguide
cut-off frequency.
The EM-simulated and tested results for a two-pole dual-band SIW filter have been
shown in Figure 13. The two passbands were located at 1.75 GHz and 4.65 GHz, respectively.
It has been observed that the return loss was better than 14 dB on both of the operating
bands. The insertion loss for the lower passband was recorded as 1.1 dB, while the upper
passband was recorded as 1.15 dB. The 3 dB FWBs were obtained as 14.9% and 10.4%,
respectively. From the measured data, it was found that the TZs were located at 2.9 GHz
and 7.12 GHz, respectively. Both the simulation and measurement data indicate that the two
passbands were followed by the respective TZs, which significantly improved the circuit
selectivity and out-of-band rejection. The group delay response of the proposed two-pole
dual-band SIW filter was computed as shown in Figure 14. The proposed bandpass filters
are suitable for a range of applications, including L-band, INSAT C-band, 5G, and satellite.
However, the dimensions of the OLRRs and the SIW cavities may be optimized to meet the
specifications for a wide range of applications.
The comparative analysis provided in Table 2 allows us to summarize the essential
performance features of the proposed SIW-based dual-band bandpass filters:
1. The dual-band SIW filters exhibit smaller size than the designs reported in the litera-
ture [4–12];
2. Unlike the proposed filters, the majority of the benchmark circuits [8] exhibited
significant insertion loss;
3. In comparison to [4–12], the fractional bandwidth of the proposed filters was much
higher than that reported for the benchmark structures.
-10 S11
-40
-50 EM Simulation
Measured
-60
0 2 4 6 8
Frequency [GHz]
Figure 12. S parameters of the one-cell dual-band SIW BPF: EM-simulated data (solid lines) and
measured data (dotted lines).
S11
-20
S-Parameters [dB]
S21
-40
-60
-80
EM Simulation
Measured
-100
1 2 3 4 5 6 7 8
Frequency [GHz]
Figure 13. S parameters of the two-cell dual-band SIW BPF: EM-simulated data (solid lines), measured
data (dotted lines).
Electronics 2023, 12, 3974 12 of 15
Frequency IL RL Area
Ref. 3-dB FBW F.R. Technology
(GHz) (dB) (dB) (λ g 2 )
[4] 7.71/9.64 5/7.55 1.9 10, 11 1.25 N.R SIW
[5] 3.6/7.1 8.2/6.7 1.3, 1.2 14, 15 1.97 0.084 SIW with E-shaped Slot
[6] 7.89/8.89 3.42/3.39 1.5, 1.9 14, 12 1.12 0.73 SIW with CSRRs
[7] 9.32/11.32 4.3, 4.2 2.43, 2.35 14, 19 1.21 N.R SIW
[8] 7.45/10 6/4 0.83, 0.95 20, 20 1.34 0.06 SIW with CSRRs
[9] 4.05/5.8 4.59/3.58 2.15, 2.25 18, 20 1.43 0.037 SIW with CSRRs
[10] 8/11.4 3.01/2.46 2.26, 3.07 15, 16 1.425 2.17 SIW
[11] 3.47/6.13 9.7/9.8 2.9, 2.1 14, 19 1.76 N.R HMSIW with E-shaped Slot
[12] 1.94/4.84 14.43/2.69 1.26, 2.69 15, 16 2.49 0.018 SIW with CSRRs and Z-shaped slot
Filter I 1.5/4.96 14/7.3 0.85, 0.9 20, 23 3.30 0.012 SIW with OLRRs
Filter II 1.75/4.65 14.9/10.4 1.1, 1.15 14, 21 2.65 0.041 SIW with OLRRs
* Ref: Reference, * IL: Insertion Loss, * RL: Return Loss, * F.R.: Frequency Ratio.
4. Conclusions
This paper proposed novel architectures of miniaturized SIW dual-band bandpass
filters. The underlying concept was to produce two operating passbands that were well
below the cutoff frequency of the waveguide. This was achieved by carefully configuring
the OLRRs employed as the fundamental building blocks of the circuit. The proposed
circuits exhibited attractive features such as low cost, simple integration capabilities, and
low insertion loss, which were all validated experimentally. Owing to their small size, the
proposed filters are particularly suitable for low frequency applications.
Electronics 2023, 12, 3974 13 of 15
Author Contributions: Conceptualization, N.C.P. methodology, N.C.P. and S.K.; software, N.C.P.,
R.K.B. and S.K.; validation, A.P.-D. and S.K.; formal analysis, N.C.P. and A.P.-D.; investigation, R.K.B.
and A.P.-D.; resources, S.K.; data curation, N.C.P., S.S.K. and S.K.; writing original draft preparation,
N.C.P., S.S.K. and A.P.-D.; writing—review and editing, N.C.P. and S.K.; visualization, N.C.P., R.K.B.
and S.K.; supervision, S.K.; project administration, S.K.; funding acquisition, A.P.-D. All authors have
read and agreed to the published version of the manuscript.
Funding: This work was supported in part by the Icelandic Centre for Research (RANNIS), grant
217771, and by the National Science Centre of Poland grants 2020/37/B/ST7/01448.
Data Availability Statement: Not applicable.
Acknowledgments: The authors would like to thank Dassault Systemes, France, for making the CST
Microwave Studio available.
Conflicts of Interest: The authors declare no conflict of interest.
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