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    Independence Declaration Form

    Uploaded by

    Tejas Kapoor

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd

    Independence Declaration Form

    Uploaded by

    Tejas Kapoor
    317 views2 pages

    Original Title

    3. Independence Declaration Form

    Copyright

    © © All Rights Reserved

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    PDF, TXT or read online from Scribd

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    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    317 views2 pages

    Independence Declaration Form

    Uploaded by

    Tejas Kapoor

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    of 2

    Employee Name:

    Tejas Khattar
    Entity Name:
    Walker Chandiok
    Position:
    Trainee
    Service Line:
    AUDIT - PIE
    Location:
    GURUGRAM
    CONFIRMATION ON JOINING THE FIRM

    [to be completed within one month of joining the Firm]

    Please fill in the appropriate responses ( Yes/No)

    Policies

    I confirm that I have read and understood the following documents: Yes
     the Ethics and Quality Control Manual
     Firm’s policies and procedures

    Global independence system (GIS)

    [Partners and Managers]

    I confirm that my reported investment portfolios on GIS are complete, accurate, and Yes
    current.

    [Other personnel]

    I have reported and cleared any Financial Interests I hold in Globally Restricted
    Entities and locally restricted entities.

    I also confirm that I have not traded in any of the above mentioned client’s securities
    from the period of joining to the date of this confirmation

    Relationships with the client or Director/ Partner of the firm

    I confirm that I don’t have any relationship or entered into transactions with the:
    Yes
     Firm’s Client that are prohibited by the firm’s ethical policies.

     All personal, business or other relationships with Director/ or Partner of the firm

    Positions held

    I confirm that I have disclosed all executive and non-executive external positions Yes
    held by me (Directorship, Partnership, Others etc.)
    Documentation under Sarbanes-Oxley Act of 2002

    I consent to cooperate in and comply with any request for:

     Testimony or the production of documents made by the Public Company


    Accounting Oversight Board of the USA in furtherance of its authority and Yes
    responsibilities under the Sarbanes-Oxley Act of 2002.

    I understand and agree that this consent is a condition of my continued


    employment with the firm.

    Confidentiality

    I have read, understood, and complied with the firm’s statement of policy on Yes
    confidentiality regarding the affairs of the Firm’s clients and of the Firm's
    materials

    Others Matters

    I confirm that I have disclosed all the other matters which are not covered above. I
    bring to the notice of the firm's risk management group as other potential
    independence, conflict of interest, ethical or risk management threats which may Yes
    need to be evaluated

    I hereby confirm that the above mentioned information is true.

    By signing this independence Confirmation, I attest that my responses are complete and accurate.

    Signed ___________________________

    Tejas Khattar
    Name ___________________________

    Date
    22/04/2024
    ___________________________

    Page 2

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