IURI 275 - Notes SU 1-11
IURI 275 - Notes SU 1-11
IURI 275 - Notes SU 1-11
What is a ‘state’?
The legal definition:
• The State is a juristic person, consisting of people (citizens), within a geographical
area which belongs to the State.
• There exists a public legal order that is maintained by governmental organs of the
state which authority is vested in the law.
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QUESTION:
Suppose American businessmen bought large tracts of farmland in the Northern Cape and North-
West, on the Botswana border. A few thousand American men, women and children have settled
there over years to work for the owners. At a meeting these settlers and owners unanimously decide
that they no longer want to be subject to South African rule, pay SA taxes, or abide by SA laws
(particularly those on mineral rights). The meeting declares that a separate state, New New-York, is
called into being, to be governed by the rules to be determined by the land owners.
ANSWER (Method):
→ Does New New-York have a determinable community or citizenry?
→ Does it have a determinable state territory?
→ Does it have a communal legal system?
→ Does it have effective government / structures of government bearing authority?
→ Does it enjoy independence from other states?
***Is it recognised as a state?
(By its own laws, and in terms of International Public Law and other states’ views?)
What is a society?
• A society is a group of individuals who resides in the same social territory and who is
subject to the same political authority.
• Societies are characterised by the social interaction between the individuals who
share a distinctive culture.
What is law?
• Refers to a system of rules, customs and practices that are recognised as binding in
a community.
• It is a system of rules that regulate behaviour- created and enforced by government.
• Importance of the law:
Law sets the standards for acceptable and unacceptable behaviour.
Law provides access to justice.
The law ensures safety to all citizens.
Protects individual rights against the abuses of other people, organisations and
the government.
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REASONS:
Pre-colonial history was never written down.
There is insufficient clarity about the governing structures through which pre-colonial
indigenous populations of South Africa governed themselves.
Current borders of South Africa came into existence only in 1910.
• In the 19th century, systems developed that allowed locally elected executives to
govern these territories developed- British-appointed Governor-General power had to
approve legislation.
• GOVERNING SYSTEM:
The governance structure mirrored the Westminster system of Britain.
Legislature therefore could pass any legislation it wished as long as it followed the
correct procedures.
Courts could not test the laws passed by the legislature against a Bill of rights and
could also not declare legislation invalid even if it infringed on the rights of citizens.
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1. Boer Republic:
• To the North of the Cape, 2 Boer Republics (Orange Free State and Transvaal
Republic) emerged in mid-19th century.
• They rejected the Westminster system.
• GOVERNING SYSTEM:
Boer Republics created a system of governance based on the separation of
powers doctrine with directly elected presidents.
Orange Free State had a Bill of Rights that ensured rights to peaceful assembly,
petition, property, and equality before the law.
Orange Free State's constitution allowed for the review of legislation by courts,
however, it was only used once.
The protection in the Constitution were limited because it was reserved for white
males only.
In the Transvaal the Constitution was blatantly racists- people desire to permit no
equality between coloured people and white inhabitants either in Church or
State'.
1892- Chief Justice (CJ) JG Kotze attempted to review and strike down legislation
passed by the legislature in conflict with the Constitution (rejected by President
Paul Kruger).
2. Chiefdoms:
• The parts of South Africa that were not directly colonised, implemented indigenous
governing structures based on the concept of chiefdoms.
• The chief and his headmen formed a council and below them were family or kraal
heads.
• Role of chief:
Adjudicate disputes fairly;
Provide for the well-being of his people by applying a living customary law.
• Colonial governments became the main source of the traditional leader's authority.
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• ‘Natives’ were considered to have special rights to these reserved lands as the
ancestral land held by their forefathers.
• ‘Native reserves’ were governed communally by tribal chiefs who transferred their
sovereign rights over land and their political authority to the Crown through a
process of ‘peaceful annexation’- was a myth created by colonial rulers to satisfy
their interests.
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• Britain facilitated negotiations that led to the Union of South Africa in 1910 (black
citizens did not take part in these negotiations)
• This resulted in the adoption of the Union Constitution (South Africa Act):
This Act brought together the 4 settler colonies: Cape, Natal, Orange Free State
and Transvaal including all the indigenous groupings into a single unitary state.
The Act granted limited parliamentary democracy to the white minority (only men
could vote).
• Compromise allowed the Cape to retain limited voting rights of black citizens- did not
change the racists nature of the Union Constitution.
• African society was presented as 'traditional' and was governed by chiefs under the
racist 'protection' of the white government.
• South Africa was established as a unitary state (state governed as a single entity)
rather than a federal state.
• However, the four colonies were retained as 4 provinces and each province had
equal representation in the Senate.
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1. Until the British Parliament enacted the Statute of Westminster in 1931, it was
still bound by the provisions of the Colonial Laws Validity Act of 1865.
2. A few clauses in the Union Constitution required the use of a special procedure
by Parliament before they could be changed.
These entrenched sections protected blacks' limited franchise in the Cape and
the equality of the two official languages (English and Dutch).
The Union Constitution required that any amendment to the above sections
would be valid only if it was passed by both Houses of Parliament sitting
together and agreed by not less than two-thirds majority.
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• The CODESA was preceded with intense negotiations, particularly between the NP
and the ANC, to try to reach an agreement.
• The Declaration of Intent signed when the CODESA was set in motion on 21
December 1992 –recorded a common view that the new constitution would ensure:
A united, democratic, non-racial, non-sexist state;
Constitutional supremacy and impartial judiciary;
Multi-party democracy and regular elections;
Separation of powers between legislature, executive and judiciary with checks
and balances;
Acknowledgment of diversity of languages, cultures & religions;
Universally accepted human rights, freedoms and civil liberties including religion,
speech, assembly protected by a justiciable BoR and legal system that
guarantees equality before the law.
• June 1992: Negotiations stalled when ANC walked out in protest at the slow pace of
progress and the CODESA was replaced by the Multi-Party Negotiating Forum
(MPNF).
• 1993: MPNF adopts the interim Constitution that was later ratified by the apartheid
Parliament.
On the other hand: The NP favoured drafting of the final constitution by the
unelected MPNF, followed by a long transitional government with power sharing
among most popular parties.
The ANC and NF reach a compromise model for the transition to democracy = A 2-
stage transition from the apartheid stage to a democratic stage rather than outright
transferral of power from old order to new.
Stage 1:
The unelected negotiating parties at MPNF negotiated the Interim Constitution which
was adopted by the apartheid Parliament in terms of the 1983 Constitution and
which became binding immediately after the first democratic election of 1994. The
Interim Constitution provided for the establishment of national unity.
Stage 2:
Constitutional Assembly (CA) was to draft a final constitution after the first
democratic election (2/3 majority to adopt); to be certified by CC.
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• As the ANC was by far the strongest party in the CA, the large majority of provisions
of the Constitution most likely reflects its vision for a democratic society.
• Generally accepted that the consensus that emerged, ultimately favoured ANC.
• The Constitutional Assembly adopted the final Constitution and submitted to CC for
certification.
• Various parties except ANC and PAC, lodged objections to text because it emerged
threw negotiations and parties were unhappy with some of the clauses in the draft
and hoped that the CC would refuse to certify the text for failure to comply with the
34 Constitutional Principles (CP).
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• CC saw its task as measuring the text of the final Constitution against:
The 34 Constitutional Principles to determine if the text complies with those
principles. Thus, the principles need to be interpreted holistically and not too
technically rigid.
• The CC finally certified the amended draft of the constitution in Certification of the
Amended Text of the Constitution of the Republic of South Africa, 1996, the Second
Certification Judgement, as being complaint with the 34 Constitutional Principles in
December 1996.
• On 10 December 1996, President Nelson Mandela signed the final Constitution, and it
came into effect on 4 February 1997.
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• Textual provisions alone will not always provide a clear and definitive answer about
their meaning.
• Courts have to interpret and apply these provisions and through interpretation the
meaning of the Constitution will evolve over time.
• Con Court judges acknowledge the broad nature of the Constitution and the need to
refer to other sources in order to understand the meaning- it is not permissible to
use moral values to understanding of the constitutional text.
• The sources that the Con Court relies on in interpreting the constitutional
text includes:
Common law;
Judicial precedent;
The history of the drafting of the Constitution;
International law; and
Foreign case law.
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Constitutionalism:
Constitutionalism is a “term” to describe:
• Various models, mechanisms and structures dealing with:
Distribution of state power.
Limitation of state and governmental power.
Binding rules to regulate government and those governed.
Nature of relationship between government and those governed.
Establishment of instructions of government.
• The term conveys the idea of a government that is limited by a written Constitution
(codified).
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1961:
• South Africa cut ties with the British Commonwealth and adopted a Republican
Constitution (no monarch and creation of ‘state president’).
• S59 of 1961 Constitution still provided for parliamentary supremacy.
• Westminster system/parliamentary sovereignty used by apartheid government (NP)
as instrument to secure political power for white minority.
• The NP used parliamentary supremacy to create the many legal provisions that
discriminated against black South Africans.
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2) Constitutional supremacy:
• Move from parliamentary sovereignty to constitutional supremacy.
• Any law or conduct can be tested against the provisions of the Constitution
and must be declared unconstitutional and invalid if it does not comply with
these provisions.
• Any law is subject to judicial review: courts can declare any law or conduct
inconsistent with the Constitution invalid.
• Section 1 confirms that the South African Constitutional system is not only
DESCRIPTIVE but PRESCRIPTIVE.
• These values set out the foundational values on which the current
constitutional system is based- a break from the past and established the
foundation of a new society.
• The South African Constitution doesn’t only set out rules that place limits on
governmental power = also expresses itself on the ideals and characteristics
to which society aspire to.
• “Federalism”:
• The Constitution provides for a quasi-federal system:
All 3 spheres of government must work together to achieve
the vision of the Constitution (E, L and J).
There is a co-operative relationship between 3 spheres (levels)
of government (National, provincial and local) share
responsibilities in an interdependent manner.
Entrenched provision – can only be amended with special procedures & majorities.
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Separation of Powers:
The purpose and principle of separation of powers (Trias Politica):
• Constitutional restrictions on the exercise of public power can be both procedural
and substantive:
- Substantive: justiciable BoR; constitutional commitment to other
values (eg. RoL)
- Procedural: separation of powers doctrine.
• Constitution seeks to limit the exercise of power threw the separation of powers
doctrine.
• The separation of powers doctrine seeks to limit the powers of each branch of
government: Legislature, Judiciary, Executive- prevents the abuse of power by
different spheres of government.
• The separation of power safeguards political liberty & protects human rights.
3. Separation of personnel: each branch must have assigned specific persons who are
responsible for the performance and execution of the branch’s function.
4. Checks and balances: one branch can be held accountable by other branches to check
the exercise of power by that branch.
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• The Constitution does not provide for a strict separation of powers between
the legislature and executive and makes provisions for the involvement of the
executive in the performance of legislative functions.
Thus, the executive (Parliament) can enjoy law-making powers.
2. The executive:
• The executive is responsible for developing, preparing and implementing
national policy and legislation as well as co-ordinating the functions of state
departments and administration.
• Chapter 5 of Constitution vests executive authority in the President (who is
Head of State and head of National Executive).
• The President is bound to uphold and defend the Constitution as the supreme
law of the Republic.
• The President exercises executive authority with Cabinet (Deputy President
and Ministers) and can appoint and dismiss other members of Cabinet.
• The Constitution requires the President to select all but two members of the
Cabinet from the National Assembly.
• The Constitution give the NA the power to remove or recall the executive.
• These powers give the NA the powers to remove the entire Cabinet or only
the Deputy President and Ministers by a way of vote, by a majority of the
members.
• The Constitution permits the NA to remove the President by way of a 2/3
vote by members where the President is found to have violated the
Constitution or the law, engaged in serious misconduct or when she or he is
found to be no longer able to perform his or her functions of office- power of
impeachment.
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3. The judiciary:
• Unlike the relationship between the executive and the legislature, there is an
absolute separation in personnel and powers between judiciary and other 2
branches – Bedrock principle.
• The question is why the decisions of a few unelected judges carries more weight
than decisions by the executive (that is elected by society)- referred to as the
counter-majoritarian dilemma or difficulty.
• The essence of the dilemma is that judicial review involves the courts making
decisions on undemocratic decisions that often go against the will of the people.
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• According to Dicey, an advocate for the principle, the rule of law comprises three
main principles:
1. The law is supreme- thus, public power can only be exercised in terms of
authority given by law and no one may exercise public power in their
own.
2. Everyone is equal before the law- thus, law must be applied equally to all
persons regardless of their status – all are subject to the jurisdiction of
the ordinary courts.
3. Courts are responsible for enforcing law of the land (common law and
statute) in a way that protects basic rights of all people.
Value:
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Democracy:
• Section 1 of the Constitution declares SA to be a ‘sovereign, democratic state’.
• The Constitution also set out the democratic values of SA, namely ‘universal adult
suffrage, a national common voters roll, regular elections and a multi-party
democratic government’.
• The idea of democracy is linked to the notion that the will of the people should
prevail, and that people should have a say in how they are governed.
2. Representative democracy:
➢ System where members of a political community participate indirectly through
elected representatives, in the governance of their community.
➢ Citizen elects representatives who govern on their behalf for a limited period
of time until the next election.
➢ Governance is too complex to take account of each citizens viewpoint on
decisions that affect them.
➢ Political parties act to represent the interests of their members who will share
a common agenda or vision.
➢ For example, the right to vote- citizens vote for a political party that make
decisions on behalf of the voters.
3. Participatory democracy:
• Concerned with ensuring that citizens are given an opportunity to participate
or be involved in decision-making on matters that affect their lives.
• Adds a participation element to representative democracy in that seeks to
ensure that while citizens may have an elected representative, that they are
not excluded from the decision-making process in matters that affect them.
• The Constitution places legislatures under duty to facilitate public involvement
in their legislative and other processes.
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4. Constitutional democracy:
• South Africa's conception of democracy is multifaceted.
• South Africa is defined as a constitutional democracy- a political system in
which decisions are made by a specific political community in accordance with
a constitution.
• This constitution specifies the terms and conditions under which such a
democratic vision can be achieved.
• Constitutional democracy is more than the sum of its parts, as it includes
direct, representative, participatory, deliberative, and majoritarian forms of
democracy.
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National Election:
Provincial Election:
The NA is directly elected
by citizens who vote for The Provincial legislatures are directly
their political parties elected by citizens who vote for the
during the national provincial legislatures during the
election. provincial election.
Consists of 90 delegates
VERY NB:
• The National Council of Provinces is,
- One house of the NATIONAL
legislature (Parliament)
- But represents the provinces on
the NATIONAL level.
- And the PROVINCIAL legislatures
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• You must make it onto the party electoral list following the party’s internal rules
(though these must be consistent with the Bill of Rights).
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5. Practical functioning:
• NA controls its own arrangements/proceedings and rules with regard to
representative and participatory, accountability, transparency and public
involvement – s51(1)(a) and (b)
• The Speaker presides over the NA (s52) – with the impartiality expected of a
judge.
• Public meetings are held in the NA where MPs can ask questions of the
Cabinet; the President, Cabinet and MPs also make speeches in the NA; and
political parties debate issues.
What is the impact of political parties on the legislature’s role in holding the
executive accountable?
• The head of the executive (the President) is the leader of the majority political party
in the NA.
• The majority party in the NA will try and fulfil the role of the President as he is the
leader of the majority party- the executive influences the decisions in the NA.
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• President must assent to and sign all Bills passed (section 79 of the Constitution)
• If there needs to be amendments made to the Bill the President must either send it
back to Parliament or refer it to the Constitutional Court.
• The President does not have the power to veto (invalidate) a Bill- he can either send
it back to Parliament for amendments or refer it to the CC, but if the CC states that it
is constitutional, the President must sign it.
• Section 81: once a Bill has been signed and assented to it becomes an Act that must
be published.
• The Act comes into effect on date published in gazette or date specified.
• Section 82: the signed copy of an Act is the conclusive copy and is kept at the
Constitutional Court.
“Tagging”:
“Tagging” takes place on the national legislative level (i.e. in Parliament) to start
with; the question when “tagging” is whether to start in the NA or NCOP.
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Terminology:
1. State:
• An organised political entity occupying a certain territory.
• Includes ALL branches of State.
• The State DOES NOT change when a new government is formed, or new
party elected.
2. Executive Branch:
• Includes the national executive and the public administration.
3. National Government:
• Formed by the majority party in NA for limited duration.
• Governments change with elections (whereas public administration &
State remain)
• Temporary bearer of state or political authority.
4. National Executive:
• Consists of the President, Deputy President and rest of Cabinet.
5. Public Administration:
• Officials who do government work, implementing the decisions of the
executive.
• For example: Employees of government departments & other organs of
state (eg Eskom, public schools, etc)
6. Public Service:
Persons who work for national/provincial government departments.
Thus, excluding organs of state.
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• How to distinguish if the President is acting as head of the State or head of the
Executive:
If the President is exercising political discretion, the President is usually acting
as head of the national executive;
If there is no political discretion, the President is usually acting as head of
state.
Look at the function and powers:
o Head of the State- Section 84(2)
o Head of the Executive- Section 85(2)
This is done at the first sitting of the National Assembly, after the national election.
President then appoints members of cabinet who govern country for term of NA
(usually 5 years).
Upon election, the President ceases to be member of NA and swears and oath of
affirmation- Section 87.
NB: The President must serve the entire Republic, not only his party or
those who elected him!
• Economic Freedom Fighters v Speaker of the National Assembly 2016 (3) SA
580 (CC) para 20.
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A preliminary phase:
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When the NA adopts the report the ad-hoc committee decides whether there are
factual grounds for the removal of the President.
When the committee says that factual grounds for removal exists, the NA votes on
whether to remove the President or not.
The President then cannot receive any benefits from the office (e.g., loses pension), and
may not serve again in ANY public office.
• The Acting President has all the same duties, responsibilities & powers etc as
the President.
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Formal limits:
Specific procedures that have to be followed.
For Example- Appointing judges of HC – on advice of JSC.
Substantive limits:
Even if procedure is followed, decision must be consistent with the Constitution and rule of
law; must be in good faith and powers must not be misconstrued.
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• Removal:
By President: s91(2)
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▪ The Cabinet is under the same limitations as those on the President as head of the
national executive (political, formal and substantive limits):
Exercise of powers must not infringe on Bill of Rights; and
Must not infringe principle of legality (rationality); must act in good faith and
must not misconstrue powers; must exercise powers personally.
▪ The power of the President is set out in the Constitution, but the powers of Cabinet
is authorised to them by the President- if the President does not give members of
Cabinet the authority to do something then they don’t have the power.
❖ Therefore, their powers must be delegated to them by the
President directly (eg in assigning a portfolio).
❖ OR must be derived from legislation that the President has
assigned to them.
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What is Jurisdiction?
• Jurisdiction refers to the power or competence of a court to hear and adjudicate on,
and to determine and dispose of a legal dispute.
Before 1994:
• Based on Parliamentary sovereignty- courts could not overrule Parliament and the
apartheid state had unlimited power in the judiciary and could make any decision
they wished.
• The process of the selections of judges was made in secrecy and political factors
played a role in who was appointed as judges.
The judiciary consisted of almost only white males from privileged ranks.
Before 1990, only 1 white female had been appointed as a judge.
No black judges had been appointed.
• Before 1994 there was no Constitutional Court, and the Appellate Division (now
Supreme Court of Appeal) was the highest court in SA for all matters.
• The AD considered appeals from various Provincial Divisions of the Supreme Court
(now renamed as High Courts) which had their seats in the main urban centres
across SA.
• The Supreme Court (including the AD) and other specialised courts, made up the
superior courts.
• The lower courts consisted of magistrates’ courts which were divided into regional
and district courts.
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1994-1996:
• The Interim Constitution was adopted.
• The Constitutional Court was created but is had a very limited role.
• The Constitutional Court would deal ONLY with constitutional matters, and the
Supreme Court could NOT deal with constitutional matters.
• The SCA was the court of final instance in non-constitutional matters.
1996-2013:
• The final Constitution was adopted.
• The SCA (and High Courts) can now also hear constitutional matters- but, in
constitutional matters, the Constitutional Court is still the final court of appeal.
• The Constitutional Court still can only deal with “constitutional matters”.
2013:
✓ The Constitution Seventeenth Amendment Act was adopted.
✓ The Constitutional Court is now the final court of appeal in ALL matters, even non-
constitutional ones only if it is of general public importance.
• Separation of powers and checks and balances can only operate optimally if an
independent judiciary is empowered to enforce the provisions of the Constitution.
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• Once the CJ and DCJ are appointed, they take their place alongside 9 other
judges (11 judges total) and has the same powers as any other judge of the
Con Court.
• The seat of the Con Court is in Johannesburg but, the CJ may allow it to sit
elsewhere in the country.
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b) CONCURRENT JURISDICTION:
Is where several courts exercise the same jurisdiction
for certain subject matter.
Its concurrent jurisdiction is exercised with the High
Courts and the Supreme Court of Appeal.
• The seat of the SCA is in Bloemfontein but, the President of the SCA may
allow it to sit elsewhere in the country.
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• The SCA will ONLY be the final court of instance for factual matters.
• When a case raises constitutional issues and does not deal with an
issue on which the Constitutional Court has exclusive jurisdiction, the
case is first heard by the High Court after which an appeal can be
lodged with either the SCA or the Constitutional Court directly.
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• If the High Court or later the SCA declares the legislation invalid, the
Constitutional Court must confirm this before such an order will have
any force or effect – section 172(2)(a)
• Where the HC does not find legislation invalid with the Constitution an
appeal has to be lodged by the party seeking and order to be invalid.
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5. Specialised Courts:
Superior specialist courts:
Labour Court;
Land Claims Court; and
Tax court.
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Appointment of Judges:
• The Constitution created the Judicial Service Commission (JSC), who is involved in
the appointment of judges.
• The JSC plays a fundamental role in ensuring the independence of the judiciary.
▪ The oath requires each judge to decide a case without fear or favour, be neural,
impartial and uphold the law.
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Security of Tenure:
• The independence of judges depends on a guarantee that judges will not be
dismissed from office for making certain decisions.
This means that a person who has been in active service on a High
Court or in the SCA for three or more years, will usually serve a fixed
term of 12 years on Constitutional Court.
This is unless the judge turns 75 before completing the 12-year term-
the judge will then retire when reaching the age of 75.
However, a judge who has not served on any other court before
appointment to the CC will normally serve a fixed term of 15 years on
that court, provided again, that he or she does not reach the age of
75 before the end of this 15 year period.
2. Secondly, judges can only be removed from office before the end of their tenure
after following a special procedure that entrenches their position.
Section 177 of the Constitution determines that a judge may only be
removed from office if the JSC finds that a judge:
(a) suffers from an incapacity;
(b) is grossly incompetent; or
(c) is guilty of gross misconduct.
Section 177 of the Constitution states that a judge cannot be removed for
political or other reasons other than his inability to perform his duties.
Once the JSC establishes such findings, the judge in question will only be
removed from office if the NA calls for it and adopt at least a two-thirds
majority vote.
Once the NA has passed this resolution, the President must remove the
judge from office.
The President has the power on the advice of the JSC, to suspend a judge
who is under investigation by the JSC.
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Financial Security:
• If judges are not financially secure and if they believe they can be punished for
making an unpopular decision by having their salaries and other benefits reduced by
the state, their independence is threatened.
• The Constitution states that the salaries, allowances and benefits of judges may not
be reduced - Section 176 (3) of the Constitution.
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• They are independent non-judicial institutions and do not play the same role as the
judiciary in enforcing the Constitution- they are NOT the judiciary!
• They are accountable to the National Assembly.
• FUNCTIONS:
They can make findings and recommendations.
They do NOT have the power to review and set aside legislation or the
actions of the executive.
They monitor the state’s realization of individual’s rights in terms of the
constitutional obligations.
They safeguard and promote democracy and can only do their work if they
are independence from the legislative and executive branches of government-
but they also rely on cooperation from the other branches, to get their work
done.
Section 181 (3): Requires other organs of state to assist and protect these
institutions to ensure their independence, impartiality, dignity and effectiveness.
Section 181 (4): States that no person or organ of state may interfere with the
functioning of Chapter 9 institutions.
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• If the NA removes a member of the Chapter 9 institutions on any other ground, they
can approach the court and the court can declare the removal invalid thus, the
member will retain their position.
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Whether such remedial action is binding will depend on the nature of the
issue under investigation, the findings made, and the particular kind of
remedial action taken.
• Those affected can approach a court to review and set aside the findings and
remedial action taken by the PP.
• The findings and remedial action can thus be set aside on the grounds that they are
unlawful, vague or irrational.
• The PP must investigate a matter in a rational way and his/her findings and remedial
action must be rational.
• Findings and remedial action of the PP can also be set aside on the grounds that
they infringe the doctrine of separation of powers.
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Branches of government:
Legislature, Executive, Judiciary, (Chapter 9 Institutions).
WHY? - To enforce separation of powers.
Spheres of government:
National, Provincial and Local spheres.
WHY?- To regulate matters in within their own sphere.
DEFINITIONS:
1. Unitary government:
• One central government with all the power- can legislate on anything it wants.
• Example: small countries
2. Federal government:
• Several State/Provincial governments with the majority of the power, with some
powers transferred by them to a shared Federal Government.
• The States/Provinces can generally legislate on anything they want while the Federal
Government can only legislate on specific things within its power.
3. Divided federalism:
• Strict divisions between spheres, no overlap.
• Example: United States
4. Integrated federalism:
• Some allocations exclusively for some spheres, others are concurrent (ie shared).
• Laws made by the central sphere of government must be implemented and
administered by the provincial or local spheres of government.
• Example: Germany
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Historical background:
Before 1994:
Before the end of apartheid- strong unitary system in SA.
President concentrated all power in himself.
National sphere of government had all power because the President abolished the
provincial spheres.
After 1994:
After apartheid- federal system in SA.
The current system is a result of political compromise.
(a) The nine provincial governments share the power to make laws (on certain
matters) with the national government.
o Schedule 4 of the Constitution sets out these shared or concurrent
matters that include matters such as education, the environment, health,
housing and policing.
(b) Where there are concurrent powers, the national and provincial government have
equal law-making powers.
o If the laws made by national and provincial government conflict with each
other, the national law will override the provincial law, but ONLY IF
the national law satisfies the criteria set out in section 146 (read section)
of the Constitution.
o The provincial law remains “in limbo”, and will revive if the national law is
changed.
(c) Provincial governments have exclusive power to make laws on matters set out
in Schedule 5 of the Constitution.
o BUT, Section 44(2) of the Constitution provides that the national
government may intervene and pass a law on a Schedule 5 matter.
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(e) If national government makes laws that fall into concurrent matters, they must
be implemented and administered by provincial and local government.
The primary role of provincial and local governments is the
implementation and administration of national laws.
(f) The national government has the plenary power to pass laws on any matter
not mentioned in Schedule 4 or 5.
• Due to the overlap between legislative and executive authority of the national,
provincial and local government, the Constitution makes provision for a system of
intergovernmental co-ordination to manage any potential conflict between the
various spheres exercising concurrent competences.
Intergovernmental co-ordination:
• In order to avoid conflict between the three spheres, the Constitution provides for
co-ordinating bodies.
• Some of these bodies are responsible for co-ordinating the legislative activities of the
three spheres and other the executive activities of the three spheres government.
The responsibility of co-ordinating the legislative activities= vested in the
National Council of Provinces (NCOP).
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The division of legislative and executive power between the national and
provincial spheres:
1. The Provincial Sphere:
The provincial legislature are elected the same way as the members
of the NA.
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• When such a challenge takes place, the court will have to determine
whether the legislature in question was competent to pass the legislation.
• There are two distinct issues that can arise whenever there is uncertainty
whether the legislature of one sphere of government is competent to pass
legislation on a specific topic:
1. First issue:
If it’s a Schedule 4 matter, there is concurrent competence between
national and provincial spheres, and if section 146 applies, the national
legislation prevails otherwise the provincial legislation prevails.
2. Second issue:
If it’s a Schedule 5 matter, the province has exclusive competence, BUT
the national legislature can still “override” in exceptional circumstances in
terms of section 44(2).
• For example: Schedule 4 lists education. They each provincial legislatures pass
regulations about the pass mark for their matric exams, and they all pass different
marks. The national government passes a regulation that the pass mark for the
matric exam is 50%. Who’s legislation will prevail? Education is a Schedule 4 matter
thus they both have the power to make laws but, this matter contains a criterion
contained in section 146 that “the matter regulates the requirement of uniformity of
norms and standards etc”. The matric pass mark must be standardized across the
country; thus the national legislation will prevail.
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Does the
section 146 Yes: national
exception legislation
Schedule 4: prevails
apply?
CONCURRENT
COMPETENCE
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• Section 155 of the Constitution also provides that national legislation must establish
where an area has a single category A municipality OR should have municipalities of
both category B and category C.
• The Municipal Demarcation Board decide how the municipalities are separated from
one another and whether and area classifies as a metropolitan area.
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1. Executive systems:
Collective executive system: executive authority of municipality is
exercised by an executive committee – leadership collectively vested in
this committee.
Mayoral executive system: executive authority of the municipality is
exercised by an executive mayor assisted by a mayoral committee –
leadership vested in mayor.
Plenary executive system: executive authority is exercised by the
municipal council itself – leadership of municipality is vested in municipal
council.
2. Participatory systems:
Subcouncil participatory system: allows delegated powers to be
exercised by sub councils established for parts of the municipality.
Ward participatory system: allows for matters of local concern to be
dealt with by committees established for wards.
• After distinguishing between these systems, the Act also provides that:
(a) Metropolitan council: must have either a collective or mayoral system and
may have a subcouncil participatory system or ward participatory system or both.
(b) Local council: may have a collective/ mayoral/ or plenary executive system and
may have a ward participatory system but NOT with a subcouncil participatory
system (ONLY FOR METROS).
(c) District council: may have a collective/ mayoral/ or plenary executive system
but may NOT have a subcouncil or ward participatory system.
Municipal powers:
• Section 156 provides for the executive and legislative powers of a municipality.
• Section 156 provides that a municipality has executive authority and can
administer:
(a) matters listed in Part B of Schedule 4 and Part B of Schedule 5 (original
powers);
(b) any other matter assigned to it by national or provincial legislation
(assigned).
• Section 156 of the Constitution also provides that a municipality may make by-laws
in their area.
• Section 156 distinguishes between two types of powers:
(1) Original power- powers derived directly from the Constitution.
(2) Delegated/assigned powers- powers assigned to the municipalities by national or
provincial legislation.
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Local Elections:
• When we vote in local elections, we vote to put together a Municipal Council.
The provinces and municipalities may impose only certain forms of taxes,
and only under certain conditions.
The fact that the Constitution restricts the power of the provincial and
local spheres to impose taxes, it compensates them for the loss by
granting them the right to an equitable share of revenue collected.
This Act in section 214 (1) is known as the Division of Revenue Act
(DORA).
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Section 214 (2) of the Constitution states that DORA can only be passed
after the provincial governments, organised local government and the FFC
(Fiscal and Financial Comission) have been consulted and any
recommendation made by the FFC have been considered.
The equitable share to each sphere of government must be set out in the
Bill.
The DORA begins by dividing the revenue nationally between the three
spheres of government.
It then goes to divide the provincial share raised nationally between the
provinces and it divides the municipal share raised nationally between
municipalities.
• Section 224 (2) also provides that the bank is obliged to function independently and
without fear, favour or prejudice, but must consult regularly with the Minister of
Finance.
The government has no real control over the SARB’s monetary
policy; the SARB is thus said to be “independent”.
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Traditional Leaders:
• It has historical relevance, and it still has an impact on SA today especially in rural
areas.
• BUT this recognition is subject to two normative constraints (constraints that limit
what traditional leadership should be):
Legal Pluralism:
• Refers to multiples systems of law interacting with each other in the same space at
the same time.
• Different systems include: the countless forms of indigenous or African systems,
different religious systems, legislation and the Constitution.
• As they are not democratically appointed, they can only fulfil an advisory role, not a
legislative role.
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3. Remedy stage:
→ If the law or conduct does infringe the right, how can the court remedy
the infringement?
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• Includes every person present in SA, irrespective of whether they are citizens or non-
citizens.
• BUT, the formulation of right will determine whether “everyone”/ ”citizens”/
“children”/ “workers” are entitled to the protection of the right.
• Certain rights are only available for ‘citizens’, ‘children’ or ‘detained persons’.
Juristic persons:
• Section 8(4) provides that juristic person is entitled to the rights in the BoR to the
extent required by the nature of the right and the nature of that juristic person.
• Juristic persons cannot claim certain right because they are unable to enjoy them as
they are specifically for human beings, such as:
o The right to life (s11) and the right to vote (s19); and
o The right to health care, food and safety and security (s27)
o Exception: a church may claim right to religious freedom.
- The state is bound by the BoR and cannot claim protection.
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Who has legal standing (locus standi) to enforce the rights in the BoR?
(Section 38):
According to section 8 of the BoR, the persons who may approach (bring a claim) a court
are-
2. Indirect application:
→ The purpose is to determine whether the ordinary rules of law (legislation,
common-law and customary law) promote the values in the BoR.
→ If they do NOT, the BoR does not override the oridinary rules of law or
generate its own special remedies.
→ The BoR is used to develop the rules and remedies of the ordinary law so
that the ‘objective normative value system’ is given effect.
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2. Horizontal application:
→ When a private party brings human rights claim against another private
party.
→ it imposes an obligation on both the State and private persons to respect
the right on the BoR.
→ BOTH the State and private persons are bound by the right in the Bill of
Rights.
→ The right applies “horizontally”.
CASES:
• Carmichele v Minister of Safety and Security and Another (Centre For Applied
Legal Studies Intervening) 2001 (4) SA 938 (CC)
• Shilubana and Others v Nwamitwa 2009 (2) SA 66 (CC)
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Limitation of rights:
• Although the rights set out in the BoR are fundamental, they can be limited in certain
specific circumstances in order to promote the public interest or to protect other
rights.
o EXAMPLE: Legislation prohibiting corporeal punishment in Christian schools
may limit the right to freedom of religion.
• Section 7(3) of the Constitution states that, all rights in the BoR are suspectable to
limitation as referred to in section 36.
• Section 36 of the Constitution is the limitation clause and provides the requirements
for a valid limitation.
Section 36 of the Constitution states that:
(1) The rights in the Bill of Rights may be limited only in terms of law of general
application to the extent that the limitation is reasonable and justifiable in an
open and democratic society based on human dignity, equality, and freedom,
taking into account all relevant factors, including-
(a) the nature of the right;
(b) the importance of the purpose of the limitation;
(c) the nature and extent of the limitation;
(d) the relation between the limitation and its purpose; and
(e) less restrictive means to achieve the purpose.
(2) Except as provided in subsection (1) or in any other provision of the Constitution,
no law may limit any right entrenched in the Bill of Rights.
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Two-stage enquiry:
STAGE 1:
• THRESHOLD ENQUIRY: It must be determined whether a fundamental right has
been limited by looking at the content and scope of the protected right and
determining whether the measure (conduct) has in fact limited the right by infringing
or violating it.
Threshold enquiry 1:
The content and scope of protected right:
It must be determined whether the party who claims that his or her fundamental
right has been limited is a bearer of that right and whether the party who limits the
right (the perpetrator) is bound by it.
INTERNAL MODIFIERS:
→ Internal modifiers (provision in the right, that limit the right) sets out the
content and the scope of a right that explicitly limits the content if the
right in certain ways.
→ EXAMPLE: Section 16,
▪ Everyone has the right to freedom of expression, which includes—
(a) freedom of the press and other media;
(b) freedom to receive or impart information or ideas;
(c) freedom of artistic creativity; and
(d) academic freedom and freedom of scientific research.
▪ The right in subsection (1) does not extend to—
(a) propaganda for war;
(b) incitement of imminent violence; or
(c) advocacy of hatred that is based on race, ethnicity,
gender or religion, and that constitutes incitement to cause
harm.
The rights must be interpreted to enable the promotion of the value system of an
open and democratic society,
The rights must be interpreted contextually, and a too narrow interpretation should
be avoided.
Threshold enquiry 2:
Is the right infringed by this measure?
After determining the scope and content of the right involved, it must be established
whether the measure (perpetrators actions) have in fact limited the right by infringing
or violating it.
This is often a fact-specific exercise, where it involves determining the nature and
breach of the measure (conduct) to see whether it limited the protected right.
o The result of this inquiry will determine if it is necessary (or not) to continue
with the process - a negative outcome at this stage will halt the process.
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STAGE 2:
• Once the court has determined that the perpetrators conduct has limited a protected
right, it must be determined whether the limitation is justified.
• If the court finds that the limitation is justified, the conduct has passed the test of
constitutionality.
• If the court finds that the limitation is not justified, the conduct will be
unconstitutional and invalid.
Justification enquiry 1:
Any legislature may limit rights in line with section 36 within their scope
of legislative authority.
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(b) Reasonable and justifiable in an open and democratic society based on human
dignity, equality and freedom?
QUESTIONS:
o Does the limiting measure serve a legitimate purpose? And
o Is there a rational connection between the limiting measure and its
stated purpose?
If a measure fails these two questions, it can never justifiably limit a right.
The factor set out in section 36(1)(a)-(e) needs to be considered.
2. STAGE 2:
What is the relationship between the limitation and it legitimate purpose. Are they
rationally connected?
3. STAGE 3:
Are there alternative, less restrictive means?
4. STAGE 4:
Is the limitation proportional taking into account the extent of the infringement, the
nature of the right, the breath of the limitation and the social good it achieves?
5. STAGE 5:
If the limitation is proportional, then the infringement is constitutionally valid. If not,
then the infringement is constitutionally invalid.
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→ The party challenging the measure does not need to establish that it is unjustified.
→ The difficulty arises when the state or private person relying on the limiting measure
makes an unsatisfactory attempt at justifying it under section 3691), or make no
attempt at all- it may be fatal to the legislature’s case (or that of the party relying on
the measure).
→ In a number of cases the court has assumed a more active role, as it has a duty to
conduct the justification analysis and to apply the limitation clause (only with legal
argument – not factual or policy-based).
Section 37(3)(c): “Any competent court may decide on the validity of any
legislation enacted, or other action taken, in consequence of a declaration of a state
of emergency.”
Thus, even under a state of emergency rights are protected and courts may rule on
limitations and infringements.
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(2) a) The Supreme Court of Appeal, the High Court of South Africa or a court of similar
status may make an order concerning the constitutional validity of an Act of
Parliament, a provincial Act or any conduct of the President, but an order of
constitutional invalidity has no force unless it is confirmed by the CC.
b) A court which makes an order of constitutional invalidity may grant a temporary
interdict or other temporary relief to a party, or may adjourn the proceedings,
pending a decision of the Constitutional Court on the validity of that Act or conduct.
Constitutional remedies:
1. Declaration of invalidity
2. Declaration of rights
3. Interdict (mandatory & prohibitory)
4. Constitutional damages
5. Meaningful engagement
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1. Declarations of invalidity:
Section 172(1)(a):
→ Where law or conduct conflicts or is inconsistent with the Constitution,
a court must declare the law or conduct invalid to the extent of
invalidity- no discretion is given to the courts.
→ The courts do not invalidate the law or conduct, they merely confirm
the invalidity which already existed (Ferreira v Levin).
→ The doctrine of objective invalidity:
o States that, law or conduct in conflict with the Constitution is
invalid from the moment that the conflict arises.
o An order of invalidity usually has retrospective effect, meaning
that the court merely confirms that the legislation or action of
the individual is invalid from the moment that the conflict with
the Constitution arose.
The process that the court must follow when a person alleged that a
legislative provision is constitutionally invalid:
a) Reading-down:
▪ Upon an allegation of invalidity, the courts must first attempt to
interpret the provision in a manner that renders it valid.
▪ If reading- down is not possible, then the court must declare the
provision invalid.
▪ BUT, the court should also attempt to limit the impact by severing
(cutting) the offending words, or reading in words.
▪ A court may also suspend invalidity or limit the retrospective effect.
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b) Reading-in:
o The court literally reads words into an unconstitutional provision to cure the
unconstitutionality.
o This is done if provisions are unconstitutional because of the omission of
certain words and phrases.
o Reading-in only happens AFTER the court has established that a provision
conflicts with the Constitution and declared invalid– it is a REMEDY.
o The court can order that the section read as follow: ““A person may inherit
from their husband or wife or life-partner, whether married or not.”
o Therefore, where something is missing, the court will read in (add) the
missing words.
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In the case of, National Coalition for Gay & Lesbian Equality v Minister of Home Affairs the
CC stated that reading- in does not give the judiciary the final word on how legislative
provisions should be formulated. The remedy that the court grants (addition of words) is not
final and can still be amended or abolished by the legislature.
c) Severance:
o The opposite of reading in – instead of adding missing words, the
court removes extra words that are causing the problem.
o A court does not have to declare the entire provision
unconstitutional, if it is possible to cut out the bad parts and
retain the good parts- could be a subsection, words, or a certain
section.
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d) Notional severance:
o This remedy is similar to severance in that it allows the court to
remove the constitutionally invalid parts and leave the
constitutionally valid parts intact BUT, the offending words are not
actually removed from the provision.
o This provision will therefore, only apply to certain cases or
circumstances.
o Notional severances differ from reading down, in that the provision
cannot reasonably be interpreted and therefore, the court instructs
others how to interpret and apply the provision.
o Notional severances are used if other remedies would leave an
impermissible gap in the law.
2. Declaration of rights:
Section 38 of the Constitution provides that when a right in the BoR has been
infringed, a competent court may grant relief in the form of a declaration of
rights.
It is aimed at resolving a dispute between parties and to provide guidance on
how the law must be observed.
The declaration of rights can be given before the actual infringement takes
place.
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4. Constitutional damages:
Damages refers to a sum of money paid to a person to compensate him/her
for harm caused by the wrongful conduct of the state or another individual.
Damages can also be paid to mitigate future loss a person will suffer as a
result of the wrongful conduct of the state or another individual.
The CC stated that there may be cases where the payment of compensation
can vindicate the vales underlying the Constitution or where it may deter and
prevent future infringement of rights.
5. Meaningful engagement:
✓ This remedy is used by the courts to help deepen democracy and empower
citizens
✓ This remedy places an obligation on the state to respond to the concerns of
the affected parties.
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Study Unit 11: Equality, human dignity, freedom and privacy rights
(1) Everyone is equal before the law and has the right to protection and benefits of the
law.
(2) Equality includes the full and equal enjoyment of all rights and freedoms. To promote
the achievement of equality, legislative and other measures designed to protect or
advance persons or categories of persons, disadvantaged by unfair discrimination
may be taken.
(3) The state may not unfairly discriminate directly or indirectly against anyone on one
or more grounds, including race, gender, sex, pregnancy, marital status, ethnic or
social origin, colour, sexual orientation, age, disability, religion, conscience, belief,
culture, language and birth.
(4) No person may unfairly discriminate directly or indirectly against anyone on one or
more grounds in terms of subsection (3). National legislation must be enacted to
prevent or prohibit unfair discrimination.
(5) Discrimination on one or more of the grounds listed in subsection (3) is unfair unless
it is established that the discrimination is fair.
(a) Firstly, the right to equality does not guarantee that all people should be treated
identically at all times- the right entail more than a formal prohibition against
discrimination.
(b) Secondly, the right to equality must guarantee more than equality before the law
and must focus on the effects or impact of the law and society which give rise to
inequality in the first place. It doesn’t focus on making the law treat everyone the
same- substantive equality.
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• Formal equality is the belief that inequality is irrational and arbitrary and that people
are all born free and equal, and that the harm of discrimination is situated in the
failure of a government to treat all people as equally free.
• Formal equality is based on the idea that all individuals should be treated the same
by the law- it is a “liberal’ idea, it focuses on individual “autonomy” and “freedom”
and avoids social structures.
• Substantive equality is remedial- because it aims to overcome the effects of the past
as well as ongoing discrimination or prejudice.
- Therefore, the courts must take into account in each equality case, the
following, in order to determine whether there is a breach of section 9:
o The situation of the complainants in society;
o Their history and vulnerability;
o The history, nature and purpose of the discriminatory practice; and
o Whether it adds to group disadvantages in real life context, in order to
determine its fairness.
I make a new Lecturer Rule: everyone on Vaal Campus will get an apple during today’s
lecture. After the lecture, students on Mahikeng and Potch campus are understandably
upset, and call for the abolition of this discriminatory rule- the rule is abolished before the
next lecture. The students on Mahikeng and Potch remain upset, because they didn’t get an
apple last lecture. I tell the displeased students are told that while my old Rule was indeed
unfair, I am now acting perfectly fairly- there are now no rules whatsoever that distinguish
between students of different campuses (the treatment of all students are equal)- it is
formal equality.
The students remain displeased! They argue that measures must be taken to acknowledge
my prior unfair rule and to take meaningful steps to rectify the unfairness (whether that
mean giving apples to them as well or redistributing apples)- the students argue for
substantive equality (not only formal but also substantive).
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Section 9(1):
• Used in cases of MERE DIFFERENTIATION!
• Section 9(1): “Everyone is equal before the law and has the right to equal
protection and benefit of the law.”
Section 9(2):
• Used in cases of REDRESS MEASURES (AFFIRMATIVE ACTION)!
• Section 9(2): “Equality includes the full and equal enjoyment of all rights and
freedoms. To promote the achievement of equality, legislative and other measures
designed to protect or advance persons or categories of persons, disadvantaged by
unfair discrimination may be taken.”
• EXAMPLE: The Employment Equity Acts provisions requires only certain employers to
institute affirmative action policies.
• The section recognises that the achievement of equality requires the state and other
powerful institutions to take positive steps to address the social and economic
inequalities in society, AND to address the structures and systems that help to
perpetuate this inequality.
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Section 9(3):
• Used in cases of UNFAIR DISCRIMINATION!
• Section 9(3): “The state may not unfairly discriminate directly or indirectly against
anyone on one or more grounds, including race, gender, sex, pregnancy, marital
status, ethnic or social origin, colour, sexual orientation, age, disability, religion,
conscience, belief, culture, language and birth.”
• EXAMLE: A legislative provision that grants women but not men the right to certain
number days pregnancy leave.
• This section recognises that the state should at rational and fair and avoid
discrimination on the grounds listed in section 9(3).
• Discrimination on the grounds listed in section 9(3) will amount to unfair
discrimination.
• Harksen v Lane:
• To determine whether a differentiation amounts to unfair
discrimination in terms of section 9(3), the court use the following
analysis:
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→ “Everyone has inherent dignity and the right to have their dignity respected and
protected.”
• According to Sachs J:
→ The right to human dignity entails that everyone has the same moral worth
and is recognised as human beings who are entitled to be treated with
respect.
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• Dignity includes:
1. A right to family life:
▪ Consists of the right to marry and the right to raise a family.
▪ This means that legislation that threatens a foreign national to remain in
the country with his South African spouse and children, infringes on the
right to dignity.
2. A right to have one’s agency respected and protected:
▪ When individuals are treated in a manner that limits their ability to make
meaningful choices about their daily lives.
▪ EXAMPLE: Forcing unhoused people to be at a shelter by 8pm or else be
denied access – Dladla v City of Johannesburg
▪ OR assault of children being classified as legal if it qualified as “moderate
chastisement” – Freedom of Religion SA v Minister of Justice and
Constitutional Development.
3. The right not to be degraded, stigmatised and devalued:
▪ When an individual is unfairly discriminated against which result in
degrading and humiliating treatment against that individual.
(1) Everyone has the right to freedom and security of the person, which includes the
right -
(a) not to be deprived of freedom arbitrarily or without just cause;
(b) not to be detained without trial;
(c) to be free from all forms of violence from either public or private sources;
(d) not to be tortured in any way; and
(e) not to be treated or punished in a cruel, inhuman or degrading way.
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The more “traditional” part of the right- focuses on unwanted attacks on an individual’s
physical body, and protects individuals against abuse by the State for political purposes (as
under apartheid).
(2) Everyone has the right to bodily and psychological integrity, which includes the right
-
(a) to make decisions concerning reproduction;
(b) b. to security in and control over their body; and
(c) not to be subjected to medical or scientific experiments without their informed
consent.
The more “modern” part of the right- focuses on individual autonomy and protects particular
aspects of particularly vulnerable people’s bodies.
The purpose and aim of the right to freedom and security of the
person:
• Apartheid relied on depriving people of their freedom in various ways- allowed for
anyone to be “detained”.
• Therefore, Section 12 of the Constitution guarantees certain freedoms, both in terms
of physical, bodily and psychological integrity.
Section 12(1):
→ Two aspects of section 12(1):
(1) Procedural fairness:
o A fair and lawful procedure must be followed before anyone can be
deprived of their physical freedom.
(2) Substantive fairness:
o Even if the procedure is fair and lawful, no-one may be deprived of their
freedom on an arbitrary ground or without just cause.
o There must be a satisfactory and adequate reason – it must be “rational”
and “just”.
o It must be consistent with constitutional values.
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(14) Everyone has the right to privacy, which includes the right not to have—
▪ Bernstein v Bester:
→ The inner sanctum of a person’s life, in his personal realm like his
home or bedroom, there would be a greater likelihood that a
person’s expectation of having his or her privacy respected is
reasonable.
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→ The judgment suggests that the prohibition on the use, cultivation, and possession of
cannabis, strikes at the inner sanctum of privacy and therefore limits the right to
privacy however, the interference in the inner sanctum can still be justifiable in terms
of section 36(1) of the limitation clause.
→ The court held that the prohibition of the use, cultivation, and possession of cannabis
was not a justifiable limitation on the right to privacy.
→ The court found that it was no longer a criminal offence for an adult to cultivate,
possess and use cannabis in private.
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