Musical Instruments As Tangible Cultural Heritage
Musical Instruments As Tangible Cultural Heritage
Musical Instruments As Tangible Cultural Heritage
doi:10.1017/S0940739121000436
A RT IC L E
Keith Howard
SOAS University of London, London, United Kingdom
Email: [email protected]
Abstract
Musical instruments are central components of both the tangible and intangible heritage. However,
discourse about music as intangible cultural heritage frequently overlooks the importance of instru-
ments in conserving traditions inherited from the past and making live performance possible in the
present, while curating instruments as tangible heritage often neglects their function for making
music. This article explores two interrelated research questions about musical instruments as
heritage. First, should instrument-crafting skills inherited from the past be sustained today, and,
where industrial or mechanized manufacturing processes and the development of instruments is
encouraged, what are the implications for sustaining music traditions? Second, given that instruments
as crafted objects deteriorate over time, should instruments inherited from the past be displayed as
objects, be restored to playing condition, or be updated and developed for contemporary use? To
explore these questions, I take three case studies that juxtapose musical instruments from opposite
sides of the world and from societies with very different philosophical and ideological approaches. The
three case studies are Britain’s piano heritage, traditional Korean instruments (kugakki) in the Republic
of Korea/South Korea, and “national” instruments (minjok akki) in the Democratic People’s Republic of
Korea/North Korea. Based on fieldwork, ethnography, and collecting and curating work, my choice of
case studies allows me to look at both the country I call home (Britain) and the region where I have
researched matters musical for 40 years (the Korean peninsula). But the case studies also demonstrate
that there is no single answer to questions about the role of musical instruments when (and if)
instruments are recognized as both tangible and intangible heritage.
Introduction
The following pages navigate some of the issues surrounding musical instruments as
tangible and intangible heritage. My starting point is the observation that discourse about
music as intangible cultural heritage often overlooks the role of instruments in conserving a
tradition and making live performance possible, while curating instruments as tangible
heritage often neglects their use in music making. With this in mind, I explore two
interrelated research questions. First, I ask whether instrument-crafting skills inherited
from the past should be sustained or whether industrial or mechanized manufacturing
processes should be encouraged. Second, I explore whether instruments inherited from the
past should be displayed as objects, be restored to playing condition or be updated and
© The Author(s), 2022. Published by Cambridge University Press on behalf of the International Cultural Property Society. This is an
Open Access article, distributed under the terms of the Creative Commons Attribution licence (https://creativecommons.org/
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properly cited.
developed for use today. To discuss these issues, I explore Britain’s piano heritage, tradi-
tional Korean instruments (kugakki) in the Republic of Korea/South Korea, and their
equivalent “national” instruments (minjok akki) in the Democratic People’s Republic of
Korea/North Korea.1 The juxtaposition of such different instruments from opposite sides
of the world allows me to look at both the country I call home (Britain) and the region where
I have researched matters musical for 40 years – namely, the Korean peninsula.
The choice of the first recognizes the increasing proximity of musicology to ethnomusi-
cology (or, inversely, of musicology to ethnomusicology)2 and illustrates an issue critical to
contemporary heritage discourse: should old instruments be preserved as museum objects or
be maintained and restored to playing condition? In considering this question, I nod to organ
craftsmanship in Germany, which, alongside organ music, was inscribed on the United Nations
Educational, Scientific and Cultural Organization’s (UNESCO) Representative List of the Intan-
gible Cultural Heritage of Humanity in 2017.3 Shifting to the two Koreas for my second and
third choices reveals my background in ethnomusicology, but it also demonstrates that the
focus of ethnomusicological research overwhelmingly remains focused on our musical Others.
Also, though, instruments in the two Koreas reveal different attitudes to conservation – the
first, which is in the south, is closely allied to UNESCO’s heritage discourse, and the second, in
the north, reflects an ideology that resists “resurrectionism” and “revivalism.”4
Data for this article have been collected in South Korea since 1981, with almost annual
visits to, and interviews with, instrument makers and musicians. I have conducted two
research visits to North Korea in 1992 and 2000, when I worked with senior instrumentalists,
collected instruments, and interviewed musicians and musicologists. The challenges of
research in North Korea are such that I have also worked with archive and library materials
on North Korea that are held in South Korea, China, North America, and Europe. I began to
work with British keyboard makers in 2004, when I commissioned a new harpsichord from
Michael Johnson, and with keyboard restorers in 2007, when I purchased the unrestored
Ganer “square” piano discussed below from one restorer (Lucy Coad) and commissioned a
second (Jean Maurer) to restore it. I have since participated in clavichord, harpsichord, and
square piano groups and visited the major collections that I discuss in this article. My earlier
work on music as intangible heritage includes work for UNESCO and research reported in,
among other publications, my 2006 and 2012 books.5
1
As with most scholars researching Korea, I use the McCune-Reischauer romanization system for Korean terms.
2
Cook 2008.
3
“Organ Craftsmanship and Music: Germany. Inscribed in 2017 (12.COM) on the Representative List of the
Intangible Cultural Heritage of Humanity,” undated, http://ich.unesco.org/en/RL/organ-craftsmanship-and-
music-01277 (accessed January 2022).
4
“[We must] discard the obsolete and reactionary and retain the progressive and popular.” Kim Jong Il, “On the
Juche Idea: Treatise Sent to the National Seminar on the Juche Idea, Held to Mark the Seventieth Birthday of the
Great Leader Comrade Kim Il Sung,” 31 March 1982.
5
Howard 2006, 2012.
6
However, the challenge changes, and today’s campaign is against digital streaming. “It’s Time to Fix Streaming
and Keep Music Alive,” undated, http://www.musiciansunion.org.uk/Home/Campaign/Keep-Music-Live (accessed
January 2022).
permeates discussions of music as intangible cultural heritage, with the result that attention
tends to focus on the practical skills of performance, even though performing instrumen-
talists – including percussionists – are always concerned with obtaining good instruments.
Hence, the craft skills involved in making instruments are vital.
Contrary to this idea, within tangible heritage discourse, curating instrument collections
for display often downplays performance skills. Curating can be matched to archiving, and
the same interests were evident in early efforts to conserve music as intangible heritage.
Hence, the 1989 Recommendation on the Safeguarding of Traditional Culture and Folklore,
adopted at the twenty-fifth session of the UNESCO General Conference, encouraged the
development of inventories and institutions for folklore, the archiving of documentation,
and the training of collectors, archivists, and documenters.7 However, as the agenda
evolved, efforts to sustain music shifted from archiving to identifying musicians and
promoting their performance and transmission activities, thereby reinstating the “Keep
music live!” mantra. Hence, in 1993, UNESCO announced a Living Human Treasures policy8
and introduced guidelines in 1996 that were revised in 2002 – the Guidelines for the
Establishment of Living Human Treasures Systems.9 I worked on behalf of the Korean
National Commission for UNESCO on the 2002 version of these guidelines. The shift should
have allowed for craftsmen who made instruments to be recognized alongside musicians –
surely, the future viability of much music performance rests on sustaining the skills for
crafting and maintaining (including, in the case of old instruments, restoring) instruments.
Instruments, then, articulate the interface between objects as tangible heritage and
music as intangible heritage. Notions of “tradition,” however, along with arguments about
whether new creation should be allowed within genres considered “traditional,” are often
framed around what is performed. Updating “tradition” will typically involve adaptations
that purportedly serve contemporary tastes, with “airport art” targeting tourist consump-
tion and with institutions, scholars, and journalists evaluating high-watermarked perfor-
mances and appealing for preservation. There are parallels in instrument crafting, where
considerations also include the impact of technology, shifting aesthetics of sound produc-
tion, and whether factory production should be encouraged or resisted. Sustaining crafts,
and the extent to which adaptations suited to new generations should be allowed, were
discussed at a policy meeting sponsored by the (South) Korean National Commission for
UNESCO in 1996 and continued in eight UNESCO workshops held between 1998 and 2002 in
Korea, Italy, Japan, the Philippines, and the Czech Republic.10 Also, France appointed
“maîtres d’art” from 1994 onwards under the jurisdiction of a Crafts Council, while, in
1994, Poland initiated a program to protect “perishing professions,” and, in 1996, the Uzbek
government set up a charitable organization, the Oltin meros (Golden Heritage) to support
crafts. It is, then, reasonable to ask to what extent “traditional” music should use old
instruments and/or whether it should be adapted for new instruments.
In Western art music, this question has been regularly voiced since pianos usurped
the role of harpsichords and metal strings replaced gut strings on stringed instruments.
7
Recommendation on the Safeguarding of Traditional Culture and Folklore, 1989, “Identification of Folklore,”
points a, b, c; “Conservation of Folklore,” points b, c, f, http://www.un-documents.net/folklore.htm (accessed
January 2022).
8
United Nations Educational, Scientific and Cultural Organization (UNESCO), “Establishment of a System of
‘Living Cultural Properties’ (Living Human Treasures) at UNESCO,” Doc. 142 EX/18 (1993) and “Draft Decisions
Recommended to the Executive Board by the Programme and External Relations Commission,” Doc. 142 EX/48
(1993).
9
“Guidelines for the Establishment of Living Human Treasures Systems,” 2002, http://unesdoc.unesco.org/ark:/
48223/pf0000129520 (accessed January 2022).
10
Howard 2006, 18; 2012, 12.
A: I’m thinking of buying a digital piano. Has anyone got any advice on what to look for,
what to avoid, etc? I’m hoping for a weighted-key piano feel and full range.
Howard: I am a die-hard fan of real pianos. I know they require tuning and maintenance,
and take more space, but …
B: Nothing can replace or be as inviting as a grand, but some of the digital pianos do a
darned good job of mimicking them in feel and response. And at a fraction of the price.
Howard: Why do you need a grand? A good upright is still much better than a plugged-
in keyboard. Why is that many ethnomusicologists don’t like finding a keyboard in,
say, Javanese or Indian music? Or, why not have an electronic gamelan? Or, for that
matter, electronic tabla or mbira? I am intrigued by how many ethnomusicologists
look for “authentic” instruments in the music cultures they study, but don’t apply
the same logic for the Western music traditions they grew up in.
A: For my Master’s dissertation, I wrote about a genre that combines keyboards with
Javanese gamelan instruments. I’m not sure I would appreciate traditional classical
gamelan pieces played on a keyboard, though.
11
See, e.g., “Bruckner: Symphony no. 1 in C minor,” Catalogue no. 71063 (Capriccio, 2005). The symphony was
composed in 1866, and this recording was released in 2005.
12
See, e.g., Hossam Ramzy, Rock the Tabla, Catalogue no. EUCD2349 (ARC Music, 2011) as “world fusion.” “Rock
the Tabla – featuring A.R. Rahman, Billy Cobham, Manu Katché, Omar Faruk Tekbilek,” http://store.arcmusic.co.uk/
rock-the-tabla-featuring-ar-rahman-billy-cobham-manu-katch-omar-faruk-tekbilek.html (accessed January 2022).
13
See “Hakan Ali Toker Plays the Fluid Piano: Track 1: Musahabat-I Musikiye and Rast Oyun Havasi ‘Ondört’”
(2015), http://www.youtube.com/watch?v=MVM5-8cbvE4 (accessed January 2022); “Ustav Lal Performs Raga
Bhairav Alap-Jod-Jhala on the Fluid Piano” (2010), http://www.youtube.com/watch?v=X7ti6HUX5xQ (accessed
January 2022).
14
Balosso-Bardin, forthcoming.
15
Spitzer 2021, 137–72.
16
Herron-Allen 1884.
17
Latour 2012.
18
Howes 2005; Dawe 2001, 2003.
19
Roy 2015.
20
Convention on International Trade in Endangered Species of Wild Fauna and Flora, 1 July 1975, 993 UNTS 243.
21
Convention for the Safeguarding of Intangible Cultural Heritage, 17 October 2003, 2368 UNTS 3.
22
UNESCO, “Representative List,” Doc. no. ICH-02-2021-EN.
and re-creation, how it provides a sense of identity and continuity to a given community,
and how its inscription on the list will help local, national, and international visibility and
awareness. The use of control and validation mechanisms is common because heritage
policies involve administrative and budgetary practices, procedures, and provisions for
cultural action prescribed by a state or other institutions.23 For crafts, including instru-
ments, research and documentation has long aimed at reaching a consensus on quality that
feeds into policies for collection and display and that may substantiate economic value,
particularly in the case of violins. However, and ignoring for the moment how researchers
are brought into the process, much of the literature on intangible heritage criticizes top-
down mechanisms that provide control and aspects of valorization and instead champions
bottom-up community efforts.
“Infrastructure and regulations” offers only a partial fit for how musical instruments
function as both tangible and intangible heritage. Huib Schippers and Catherine Grant
express the complexity involved in music sustainability in terms of an ecosystem divided
into five domains, one of which is “infrastructure and regulations.” This domain has
multiple elements.24 Schippers and Grant slot instrument crafting into an “availability of
instruments and other hardware” element within “infrastructure and regulations,” but
because instruments are central to music making, a second of their domains – “media and
music industry” – is also relevant (in respect to design evolutions). The complexity of
instruments, however, means the reality is much more messy since they are implicated in
many other elements across several of the five domains: “patronage and philanthropy”
(consider the ownership of stratospherically expensive Stradivarius violins and how musi-
cians are loaned precious instruments by collectors), “aesthetics and cosmology” (instru-
ment design, features, and assigned meanings), “ethnicity and gender” (where some
instruments are played by one gender only or by particular sub-groups with a given music
culture), “approaches to authenticity” (consider bagpipes and the use of Galician gaita reeds
by some Majorcan xeremies’ players), “pedagogy,” and “teachers.”
It is today routinely considered that to sustain cultural heritage requires promotion.25 A
notion of endangerment has become commonplace – there is, as Grant puts it, “an increasing
sense of international urgency to better understand the wide-scale endangerment and loss
of … music.”26 Promoting music as heritage counterpoints the fractures caused by global-
ization, in which “localizing forces” seek to re-territorialize music, “weighing anchors” to
conjoin “proximity and distance.”27 This position, though, sits at some remove from earlier
ethnomusicologists who have argued, following anthropology’s structural functionalism,
that as societies change so must music.28 In contrast, the contemporary Zeitgeist is that we
should retain a past that is alive – as the South Asian theatre director and critic Rustom
Bharucha notes, “instead of [just] venerating ‘the past’,” we need to “breathe a fresh spirit
into it.”29 Or, following from David Lowenthal in his musings on L. P. Hartley’s novel The Go-
Between, our nostalgia should not be based merely on curated objects from a contested
history framed for us by museums and archives.30 In other words, heritage needs to be
23
Baumann 1991, 22.
24
Schippers 2015, 141; 2016, 12–13; Grant 2016, 19–37.
25
For an earlier but more extensive version of my argument, see Howard 2012, 2–7.
26
Grant 2014, xi.
27
After Giddens 1990, 142; Tomlinson 2000, 270. “Reterritorialization” reacts to Arjun Appadurai’s (1996)
discussion of “deterritorialization” but can equally be cast as part of “glocalization,” as discussed in respect to
East Asian popular culture by, for example, Koichi Iwabuchi (2002) and Shanti Kumar and Lisa Parks (2003).
28
Blacking 1978; 1987, 112; Nettl 1985, 124–27; Bohlman 2002, 63.
29
Bharucha 1993, 20.
30
Hartley (1953) 1971; Lowenthal 1985, 2015.
performed to remain meaningful, which renders the intangible heritage central to how
people relate to the world that surrounds them: it brings the tangible to life.31 Hence,
tangible and intangible belong together, and, in music, it is instruments that assume the
primary role in fusing the two because they are both tangible objects and part of the
intangible heritage – as crafted objects, instruments are crucial to music performance.
31
Vergo 1989; Woodhead and Stansfield 1994; Dean 1996; Dicks 2000; Jewell and Crotts 2001; Hall 2009.
32
“Discover UNESCO in the UK,” undated, http://www.unesco.org.uk/our-sites/ (accessed January 2022).
33
For which, see the website of the Central Council of Church Bell Ringers, http://cccbr.org.uk (accessed January
2022). For a list of British churches and their bells, see Dove’s Guide (Baldwin, Jackson, and Johnston 2018).
34
A charity for the tangible cultural heritage created through a a merger of several state bodies in 1983. Today,
divided into Historic England and the English Heritage Trust, it manages more than 400 historic monuments,
buildings, and sites.
35
Eleanor Doughty, “There Is Something Magical about Bell Casting,” The Telegraph, 7 September 2018; Rowan
Moore, “Ringing the Changes at the Whitechapel Bell Foundry,” The Observer, 3 March 2019; Gareth Rubin, “It Tolls
for Thee: £5m Needed to Save Britain’s Last Major Bell Foundry,” The Observer, 31 August 2019; James Pickford,
“Battle over Britain’s Historic Bell Foundry Far from Over,” Financial Times, 25 December 2019.
36
Good 1982, 200, cited in Ehrlich 1990, 10. Note that the literature on pianos is extensive, but to survey it would
be well beyond the scope of this article.
World’s End), served as a labor exchange: tradesmen gathered each Monday to see what
piecemeal jobs were available in the piano factories. Some factory buildings remain, such as
those of Brinsmead (once the largest piano factory in the world; now an apartment complex)
and the round premises of Collard and Collard (recently home to EasyJet).37 The industry has
gone, although Broadwood, the oldest maker in the world (with foundations stretching back
to 1728 when the Swiss emigré Burkat Shudi, later father-in-law to John Broadwood, set up a
workshop to make harpsichords), survives, primarily operating as a tuner and repairer.
Other crafts for instruments associated with Western art music are listed by the Heritage
Crafts Council as “endangered”: crafting brass instruments,38 free reed instruments, wood-
winds, percussion instruments, and other keyboards. The cottage industry producing
keyboards – primarily of types that predated the piano such as clavichords, harpsichords,
and spinets – was a legacy of a late nineteenth-century revival associated with Arnold
Dolmetsch and sustained by the mid-twentieth-century historical performance move-
ment.39 Although the cottage nature extends to, and is maintained by, associations of
interested people, it is in severe decline, as was starkly illustrated in July 2019 when the
British Clavichord Society dissolved itself after 40 years of existence.40 Again, virtually all of
Britain’s tertiary-level instrument-making courses have closed: many of today’s makers and
restorers trained at the London College of Furniture, which is now part of London Metro-
politan University, where only a short guitar-making course survives; Lincoln College offers
the last remaining piano tuning and restoration course.41
Although the instrument industry once had considerable national importance, Britain is
today ambivalent about its loss. In respect to piano crafting, Alistair Laurence, whose family
has connections to Broadwood stretching back more than 200 years, writes: “This indeed is a
very dangerous situation – dangerous because we may reach a point where there is no one
left to teach piano-making skills and to pass on critical knowledge to a new generation. … It is
not unrealistic to suggest that, in the years ahead, we may have to commission technicians
to fly in from Germany or Japan, just to keep our own pianos in reasonable order!”42
Ambivalence is evident in British museums. There is no national collection of instruments.
The Victoria and Albert Museum, which defines itself as the world’s leading museum of art
and design and is the keeper of the national collection of performing arts,43 closed its
instrument gallery in 2010 – the gallery is now used for displays of fashion and the history of
dress. A few of its instruments have since been displayed in the museum’s furniture,
medieval, renaissance, and British galleries, and some are on loan to the Horniman Museum,
37
See Harry Rosehill, “Kentish Town: Former Centre of the Universe for Pianos,” February 2016, http://
londonist.com/london/history/kentish-town-centre-of-the-universe-for-pianos (accessed January 2022). Note
that Camden Town is merged with the neighbouring Kentish Town in this article.
38
Boosey and Hawkes was, until it scaled back operations in the mid-1970s, the pre-eminent British manufac-
turer. A recent doctoral dissertation discussing the company’s rise and fall is by Jocelyn Howell (2016).
39
Witnessed in, for instance, the journal Early Music, and notwithstanding waves of revival stretching back
earlier (as discussed in Haskell 1988; Lawson and Stowell 1999). The Dolmetsch Collection of keyboards is currently
housed at the Horniman Museum in South London, while the Dolmetsch-trained Andy Durand of The Music Room
Workshop (http://www.musicroomworkshop.co.uk [accessed January 2022]) continues to make and restore
keyboards.
40
The website is, at the time of writing, being maintained: http://clavichord.org.uk/Home.html (accessed
January 2022). Those interested in harpsichords and “square pianos” are catered for by loosely organized groups,
for which see, www.harpsichord.org.uk and www.friendsofsquarepianos.co.uk (accessed January 2022).
41
London Metropolitan University, http://www.londonmet.ac.uk/courses/short/advanced-guitar-making/
(accessed January 2022); Lincoln College, http://www.lincolncollege.ac.uk/search/courses?cf_courses_career_choice=
106 (accessed January 2022).
42
Laurence 2015, xiii.
43
“Executive Summary,” Victoria and Albert Collections Development Policy, 2010, para. 1, http://www.vam.ac.uk/__
data/assets/pdf_file/0009/176967/v-and-a-collections-development-policy.pdf (accessed January 2022).
but the gallery is “substantially closed.”44 Most instruments are stored offsite, accessible
only by appointment.45 The Victoria and Albert Museum’s collection dates back to Carl
Engel,46 and some of its instruments were used by Alexander Ellis as source materials for his
1885 foundational text “On the Musical Scales of Various Nations,” a text that remains on
many ethnomusicology course reading lists.47
Some conservatoires, and Oxford and Edinburgh universities, house collections of key-
boards, and the National Trust and English Heritage maintain collections spread between
their properties. Two collections are housed in specific National Trust properties, both
associated with individual collectors: the (Alec) Cobbe collection at Hatchlands in Surrey,
and the (Major George Henry) Benton Fletcher collection at Fenton House in Hampstead.48
Sadly, the two largest private collections in Britain, both formerly in Kent, have recently
closed: Finchcocks was home to over 100 keyboard instruments – more than 40 in playing
condition and used for regular public demonstrations – but it closed in 2015, and most of its
instruments were auctioned in 2016;49 the Colt Clavier collection in Bethersden, assembled
using profits from wooden-framed buildings erected across Britain after the destruction of
World War II, auctioned its instruments in 2018.50
A large number of antique keyboard instruments, however, survive in Britain, testament
to the long history of crafting. This ought to sustain a community of maintainers and
restorers, but generating a living from restoration is increasingly hard, so only a handful
remain active, supplemented by one maker of brass and copper strings and one supplier of
leather and felt for hammers and dampers. Restoration allows instruments to be used rather
than being displayed as objects in museums and to perform music written for them (rather
than performing old music on a newer instrument with different tonal qualities and with
different playing techniques). We may arguably “be overly concerned with having the ‘right’
instruments,” given that composer musicians in the past51 “did not necessarily play the
same type of instrument all the time.”52 This was true as pianos replaced other keyboards in
the late eighteenth century, when many composer musicians travelled widely and, as a
result, played on a number of different instruments, but composers of the time did often
write for specific instruments. Hence, Katalin Komlós shows why the first four of J. C. Bach’s
1768 Opus 5 sonatas are among the earliest written for the piano (rather than the harpsi-
chord).53 David Rowland notes how piano pedaling evolved as instruments developed, and
developments in piano actions, and extensions to keyboard ranges, allowed the evolution of
44
“Executive Summary,” 20.
45
See also “The V&A’s Musical Instrument Collection,” undated, http://www.vam.ac.uk/content/articles/m/
musical-instruments/ (accessed January 2022).
46
Schott (1968) 1998, 9–10.
47
Ellis 1885.
48
Waitzmann 1999; Cobbe 2000.
49
See “Richard Burnett keyboard collection sells for £835K at auction,” 12 May 2016, http://www.bbc.co.uk/
news/uk-england-berkshire-36273486 (accessed January 2022). The Richard Burnett Collection, made up of
14 instruments, is retained by the Finchcocks Charity for Musical Education, for which see “Richard Burnett
Heritage Collection,” undated, http://www.finchcocks.co.uk/collection.html (accessed January 2022).
50
The collection began in 1944 and was housed in purpose-built wooden-framed halls on the premises of the
factory. Charles Colt died in 1985, and, thereafter, the collection was accessed by appointment only, managed by a
trust and from a distance in Switzerland (where a few instruments were kept) by his widow. Her death led to the
collection’s dissolution.
51
That is, before the Steinway Artists program was launched in 1905, which, after the extended sponsorship of
Arthur Rubenstein and Ignacy Jan Paderewsky, contracted with professional pianists for them to play a Steinway
piano in their recitals. Cattani, Dunbar, and Shapira 2017, 24–25.
52
Rowland 2001, 11.
53
Komlós 1995, 40–43;
compositional language, including that of composers such as Ludwig van Beethoven and
Muzio Clementi (see Figure 1).54
Playing antique instruments causes wear and, over time, damage. So should instruments
be preserved and studied in their “original” state, should they be restored to playing
condition using modern parts as required, or should “authentic” copies be made? I will
avoid adding to the controversies surrounding these questions by simply introducing two
pianos from my personal collection, neither of which would be likely considered important
by museum curators. First, in a 2008 British Broadcasting Corporation television adaptation
of Jane Austen’s Sense and Sensibility, Colonel Brandon (David Morrissey) hands Marianne
Dashwood (Charity Wakefield) some sheet music. “You have an instrument?” “Yes, of sorts,”
she replies.55 The instrument of sorts is a “square” piano crafted by Christopher Ganer in
Golden Square when Beethoven was a young teenager, in or around 1785, less than 20 years
after the first known London-made square piano had been built (see Figure 2). However, the
instrument heard in Sense and Sensibility, sadly, is a modern piano because when filming took
place the Ganer had just been rescued from long service as a family’s sideboard. It had stood,
54
Rowland 1993. Also, developments in pianos can readily be documented in compositions, as shown in Nicholas
Temperley’s (1984–87) 20-volume The London Pianoforte School.
55
This scene begins at 40 minutes, 30 seconds, into the film.
Figure 2. Christopher Ganer “square” piano, circa 1785, restored (photo by Keith Howard; all rights reserved).
unopened, as a piece of furniture for perhaps 200 years. The inside was thick with dust, and
the leather hammers were caked in mold. Strings had broken, and the soundboard had split;
it could no longer produce a note. However, this instrument has significance: it is an early
example to have been built with two pedals, one providing a swell by lifting part of the
casework in the manner of some harpsichord “Viennese swells.” Today, restored to playing
condition, it sits in my music room alongside a cardboard box – not the cardboard box of
forgotten treasures in The Go-Between that generated the well-known comment and title for
Lowenthal’s books but, rather, a box with slivers of wood, hand-turned rusty screws, broken
hammers, and even a Victorian-era penny red stamp, which were all found in the piano but
unusable in restoration.
Second, when the composer Joseph Haydn (1732–1809) came to London for the second
and final time in 1794, he was given a grand piano crafted in Golden Square by Matthew and
William Stodart, on which, commentators believe, he wrote his final three piano sonatas.
The instrument used the distinctive action designed in the late 1760s by Americus Backers.56
Relatively few early grand pianos survive, not least because pressure placed on their wooden
frames by strings held under tension led to “twists” that over time rendered many
unplayable. But a 1796 Stodart grand sits in my music room, bought at auction in London,
and which had previously belonged to the late actor Alec Clunes (Hastings in Laurence
Olivier’s Richard III, with other film credits including One of Our Aircraft Is Missing). A minor
twist had at some point resulted in its action being stripped out, leaving the beautiful
veneered case. Two years later, a second Stodart grand from 1795 with a much-damaged case
but long before converted into a harpsichord (that is, replacing three strings per note to one
per note, thereby reducing pressures on the frame), appeared at auction. One piano was
56
Only one Backers instrument survives, in the Russell Collection of Edinburgh University.
brought back to playing condition from the two, using the 1796 case, but also utilizing ivory
key coverings from a third instrument of the same period – a Stodart “square” piano.
Restoring old instruments presents one approach to sustainability. A very different
approach is to accommodate development and change, and advances in design have
constantly refined the standard acoustic piano, from the revolution brought by iron frames
in the nineteenth century to many more recent innovations. Reflecting the latter, Australia’s
Stuart and Sons’ pianos are notable since they avoid the tenor “break” of Steinway pianos,
extend the range, and use a redesigned agraff to couple the strings to the bridge and
soundboard.57 The fluid piano, designed by Geoff Smith, takes a different approach. In an
interview in The Guardian newspaper, Smith stated that he intended it as “definitely an
international instrument,” able to play Indian or Middle Eastern music; however, he
lamented the resistance he had encountered from institutions, the piano community, and
academics.58 Smith’s fluid piano partly returns to late eighteenth-century construction
(using, for example, bi-strung strings and small hammers).59 Some continue to market his
instrument as a success – hence, in a YouTube clip by a pianist of South Asian ethnicity, it is
praised for its ability to play raga, unlike “when I hear Indian musicians introducing an
electronic keyboard or a piano into their … compositions, since [that] just jars.”60
57
For a thesis comparing the Stuart with Steinway for use in jazz, see Hunt 2016. Among recordings using a
Stuart piano, Gerard Willems’s set of complete Beethoven sonatas, concertos, and sets of variations is noteworthy.
“The Beethoven–Willems Collection,” Catalogue no. 481 0464 (ABC Classics, 2013).
58
Mark Brown, “Composer Reinvents the Piano,” The Guardian, 23 November 2009, http://www.theguardian.
com/music/2009/nov/23/composer-fluid-piano-geoff-smith (accessed January 2022).
59
Willems, however, prepared for his Beethoven recordings using the Stuart by spending several months
practicing on grand pianos built during Beethoven’s life. Gerard Willems, personal communication, Sydney, 2010.
60
“Introducing the Fluid Piano,” Youtube, 23 November 2009, 1:40, 3:37, http://www.youtube.com/watch?v=
t7Cq3pbcMkI (accessed January 2022),
61
Note that some earlier texts use “assets” or “treasures” in place of “properties,” and a few recent texts refer to
“heritages.”
62
Ye 1963, 207.
63
Ye 1963, 19.
64
Howard 2015, 73–78, 116–23, 162–68.
65
A second zither maker was also designated at this time, Yi Yŏngsu (born 1929), who bolstered the income he
could make as a craftsman by renting out rooms in his house to music teachers.
(known in Korea as “court” chŏngak kayagŭm and “folk” sanjo kayagŭm) to accommodate
contemporary musical creativity and practice. In 1986, the composer Yi Sŏngch’ŏn (1936–
2003) commissioned a 21-stringed instrument from Ko, the extra strings expanding the
range to four octaves and facilitating the simultaneous playing of melody and accompani-
ment; in 1987, the composer Pak Pŏmhun (born 1948) asked Ko to create a trio of zithers,
adding a larger bass to a smaller and shorter soprano version; in 1988, the composer Pak
Ilhun (born 1950) commissioned an 18-stringed instrument from another maker, combining
the two traditional versions. This last instrument quickly became standard issue for Korea’s
traditional music orchestras. Today, Ko also produces a 25-stringed version, using Western
diatonic tuning rather than the traditional Korean pentatonic tuning. First developed by the
maker Pak Sŏnggi in 1995, the 25-stringed version has become the instrument of choice for
many composers and arrangers. Other innovations by makers include an eight-stringed
small zither designed for school children that is little larger than a melodica and a 15-
stringed version featuring an attached collapsible stand and a built-in electronic tuner. New
South Korean versions of the zither maintain well worked-out aesthetics of timbre and
ornamentation that are part of an inherited sound world. In essence, these promote
nationalism, anchoring an identity of the traditional to a globalizing, contemporary world
(see Figure 3).
Traditional music as intangible heritage is sustained chiefly by the state-funded National
Gugak Centre (Kungnip kugagwŏn). Centred in Seoul, this center today employs 550 musi-
cians, dancers, researchers, and administrators and regards itself as the successor to royal
court music offices stretching back 1,200 years. It is dedicated to the conservation and
promotion of kugak (or gugak [Korean traditional music]) and, hence, has a division for
instrument research that seeks to understand inherited construction techniques and
performance practice. In 2009, the center revealed a restored version of an ancient set of
Figure 3. Paulownia wood for kayagŭm zither soundboards, drying, behind Ko Hŭnggon’s workshop, 2014 (photo by
Keith Howard; all rights reserved).
tuned stone lithophones (known as the p’yŏn’gyŏng). The lithophones are used in the
orchestras for two ancient, but extant, state rites: Chongmyo cheryeak and Munmyo cheryeak,
which are conserved as National Intangible Cultural Properties 1 and 85, designated in 1964
and 1986 respectively. The rites are given at the Royal Ancestral Shrine (the Chongmyo), a
World Heritage site entered in the UNESCO list in 1995 with two halls, the 19-shrine Chŏngjŏn
and 16-shrine Yŏngnyŏngjŏn, which are listed in South Korea as Important Tangible Cultural
Properties (Chungyo yuhyŏng munhwajae) 227 and 821 respectively, and the Confucian
Shrine (the Taesŏngjŏn), Important Tangible Property 141. The Confucian rite dates to 1116,
when the Korean court received instruments for it, including lithophone sets, from the
Chinese Song emperor, Huizong.
The lithophones are calcite, and when the instruments received in 1116 needed replacing
in the fifteenth century, new stone was quarried at Namyang in Korea to the size and
thickness specifications of the inherited instruments (the specifications are recorded in a
1493 treatise, Akhak kwebŏm (Guide to the Study of Music)). The new instruments, however,
produced different pitches and were discarded. The quarry was closed, and, from then
onwards, Chinese lithophones were imported when needed, but, over time, China’s pitching
changed. With Korea’s Confucianesque concern for retaining the past, the center attempted
to craft local instruments in the 1980s using calcite quarried near Ch’ungju, but this had a
different chemical composition to Chinese calcite. Namyang calcite was found to match the
Chinese stone more closely, so, in 2009, the Namyang quarry was reopened. Prior to
unveiling the new lithophone set, the Akhak kwebŏm treatise was re-examined: the hanging
of the chimes was switched, long side to short side, and the pitching was adjusted to conform
to the fifteenth-century specification. Restoring the set, though, had a knock-on effect since
other instruments in the ritual orchestra had to be remade (or retuned) to match its pitches,
and the new set of instruments was revealed in 2010 (see Figure 4).66
66
Yi Yongshik 2009, 1–51; 2010, 66–85.
67
Howard 2016; Kim 2020.
68
Minjok is sometimes translated as “people,” but the term minjok chuŭi is normally rendered as “nationalism” –
hence, my translation here.
Figure 4. The “new” stone lithophones (p’yŏn’gyŏng) at the National Gugak Centre, 2010 (photo by Keith Howard; all
rights reserved).
Study Institute (Minjok ŭmak yŏn’guso) in April 1960. Two aspects of the state’s interven-
tions are notable. First, instruments were standardized, and the factory crafted parts by
machines operated by non-specialist workers. To take one example, the contemporary
shawm (chang saenap), known in Korean tradition (and still in South Korea) as the t’ae-
p’yŏngso, hojŏk, or nallari and familiar in China as the suona or further West as the zurna, today
has a body length of 500 millimeters (almost twice the length of most old instruments in
Korea), with a fixed distance from the center of the top hole to the base of the bell of
402 millimeters and from the bottom hole to the base of 52 millimeters. These are
measurements for machine production since, outside North Korea, measurements for
instruments routinely run from the top of the body to the holes because this prescribes
the sounding length of the tube (from mouthpiece to hole). But, in North Korea, given that
the manufactured length of the chang saenap body is always the same, lengths can be given
the other way around (from the instrument base to holes). The measurements suggest
precision, but a chang saenap that I ordered in Pyongyang in 2000 proved unplayable when it
arrived. The senior musician I was learning from commented, simply, that factory workers
are not musicians; he took the new instrument home, worked on it over a weekend, and
returned it to me fixed and playable.69
69
The comparison with several taegŭm (horizontal bamboo flute) craftsmen I have observed in South Korea is
striking. They drilled small holes by lining up a blank bamboo tube next to a finished instrument, tested the pitch,
then enlarged the holes upwards (toward the blowing hole) to sharpen the pitch or downwards (toward the lower
end of the tube) to flatten the pitch.
Second, instruments were to be reformed and developed – the North Korean term is
kaeryang (“improved”),70 which is taken from the Chinese gailiang – to make them suitable
for a rapidly developing socialist state. A program to do this was announced at the Fourth
Congress of the Korean Workers’ Party in September 1961. A year earlier, in October 1960,
the Central Committee had taken aim at “flunkeyism” (sadae chuŭi), a term that means the
negative imitation of the foreign. This gave impetus to retaining Korean traditional
instruments but required them to be improved so they would exceed the capabilities of
equivalent Western instruments.71 The chang saenap was one of the first to be tackled:
previously a raucous, screaming, outdoor instrument favored by rural percussion bands
(nongak/p’ungmul ) and for court processional music (ch’wit’a), it was redesigned to match
the look and sound of the Western oboe, its sound softened and rounded by lengthening
and narrowing the reed and reducing the conical bore of the tube. From a pentatonic
instrument, it became chromatic and the range was extended through adding key work
(which covered new, additional tuning holes). Although North Korea understates the
influence of Western instruments, the “improved” instrument’s double reed resembles
that of an oboe, while its key work arrangement is reminiscent of the single-reed clarinet
and saxophone.
Experiments to develop the traditional 12-stringed kayagŭm zither included increasing
the string number incrementally until a standardized 21-stringed instrument was settled
on.72 Many of the modifications parallel how the related Chinese zither (the zheng) had
earlier been reformed: metal pegs replaced wooden pegs to allow tuning with a key,
fastening cords were removed, and nylon strings replaced wound silk to reduce the
likelihood of breaks (nylon, however, limited the pliability of strings and thereby restricted
previously characteristic ornamentation). A box at the lower end enclosed pegs, replacing
the historically significant and distinctive “ram’s horns” (fashioned from a separate piece of
hardwood, with a shape that identifies the depictions on ancient pots and surviving old
instruments as Korean rather than Chinese or Japanese zithers). The basic range of two-and-
a-half octaves of old instruments was slightly extended – to one note short of three octaves –
with strings tuned now to a diatonic scale rather than the pentatonic arrangement of old.
The “improvements” contrast the approach of South Korean instrument makers when
developing the instrument.
The “improved” haegŭm fiddle is particularly striking. Texts refer to the traditional
instrument on the Korean peninsula from the thirteenth century onwards, although the
retrospective Koryŏsa (History of Koryŏ [Dynasty] [published in 1452]) states that it was
introduced from Song China in 1124. In North Korea, it underwent initial reform during
the 1950s, shifting from a two-stringed spiked fiddle to a three-stringed fiddle with violin-
style “f” holes to the soundboard. The inherited Korean fiddle of old lacked a fingerboard
and generated a harsh, nasal sound primarily because of its two wound-silk strings, its
paulownia soundboard as resonator, and its use of earth to line the inside of the sound
box. During the Nationalist period in Shanghai, the equivalent Chinese fiddle, the erhu,
had been “improved,” changing its soundboard and sound box construction and devel-
oping a set of instruments from the single type that could function as equivalent to
70
My use of quotes indicates that “improved” is a contested notion; “developed” or “reformed,” though not the
meaning of the Chinese and Korean term, would be less controversial.
71
Mao’s 1956 slogan is pertinent: “Make the past serve the present, and foreign culture serve China” ( guwei
jinyong, yangwei Zhongyong). Lessons were also learnt from the late nineteenth-century Russian orchestra and from
Soviet practice. See Howard 2020, 43–48.
72
North Korea is an authoritarian state, and it is notoriously difficult to discover what debates and discussions
have taken place. However, traces can be found in the pages of the journal Chosŏn ŭmak (Korean Music), as I have
explored elsewhere. Howard 2021.
Western orchestral strings. By the end of 1962 in Pyongyang, a short article in the journal
Chosŏn ŭmak (Korean Music) reported a similar set of four haegŭm fiddles were to be
created.73 Several experiments followed, and, by 1970, a set of so haegŭm, chung haegŭm,
tae haegŭm, and chŏ haegŭm was in use, the four equivalent to Western instruments
(as seen in their open strings, notated as E0 -A0 -D-G (chŏ haegŭm; double bass), C-G-d-a0 (tae
haegŭm; cello), c-g-d0 -a00 (chung haegŭm; viola), g-d0 -a00 -e00 (so haegŭm; violin). Made in a
factory, the four haegŭm are constructed using precise and standardized measurements.
This stands in contrast to the variations in size of surviving instruments from earlier
times (and the instruments made by South Korean craftsmen today). In North Korea
today, all so haegŭm – the smallest of the set of fiddles – measure 692 millimeters
( 5 millimeters) from the tip of the neck above the pegs to the base, and they have a
sound box 167 millimeters tall by 172 millimeters wide and 159 millimeters deep (all
1 millimeter).
My North Korean interlocutors resisted any suggestion that their four fiddles imitate
Western practice, despite the tuning observation made above, not least because Kim Il Sung
(1912–94), the northern state’s first leader, demanded that Korean identity must be main-
tained:
You shouldn’t modify national instruments after the pattern of Western instruments. If
you make national instruments similar to Western ones, they are national instruments
only by name, not [in reality]. Our national instruments produce elegant sounds
favourable to Koreans; however, if they produce the din of Western instruments, they
lose national characteristics.74
Hence, the senior musician Han Namyŏng, as he explained the development process to me in
April 2000, commented:
We thought about how the reformed haegŭm could provide the string section of an
orchestra, combining harmonic textures with counterpoint. We did not pay much
attention to Western orchestral strings and their tunings at the time … although I admit
that when we added the fourth string to the fiddles it could be interpreted as copying.
What did we think about this problem? Well, it didn’t matter to us, since our aim was to
follow our own national history while creating something modern. Sometimes, we
might elect to make an instrument similar to something Western, and there is nothing
to stop us doing so. No, because if our method of making an instrument creates
something suitable for our people and our music, it is good. And, with the combination
of instruments that we now have, we are no longer restricted in any way. So, where we
used to listen to Western orchestral music, now our people can listen to an orchestra of
our own instruments.
Space prevents delving into the many questions that this comment raises beyond noting
that it inverts the Facebook exchange with which I began this article.75 It is apparent,
however, that North Korea’s national music has been established by fusing local and
Western instruments and by replacing craftsmanship with industrial manufacturing.
73
Song Sŏkhwan 1962, 8–10.
74
Cited, with adjustments, from Youngmin Yu’s (2007, 64) translation of “Minjok munhwa yusanesŏ nasŏnŭn
myŏtkaji munje-e taehayŏ [On some questions arising in inheriting national cultural heritage],” a speech given by
Kim on 17 February 1970.
75
For a more detailed account of how instruments have been “improved” and how the developments are
defended, see Howard 2020, 43–100.
Concluding remarks
This article has sought to introduce some of the knotty issues surrounding musical
instruments as both tangible and intangible cultural heritage. In emphasizing their complex
but critical role as heritage, I have recognized that instruments are tangible objects that,
when collected and displayed, tell stories about the history of humanity. They are important
parts of the archaeological record and, as material culture, offer evidence for the develop-
ment of tools and materials and chart diplomatic, commercial, and cultural trade and
exchange. Instruments, however, are also products of intangible crafting skills; made and
restored, they form central components in enabling the intangible performance of music.
Having identified instruments as bridges between the tangible and the intangible, the first
point to make in concluding is that we risk losing sight of their importance if instruments are
relegated to the amorphous category of “infrastructure and regulations” within heritage
systems, when they are silenced in museum displays, or when they are rendered invisible in
music recordings. And when the connection of an instrument as a physical, tangible object
loses its intimate connection to musicking, it is the intangible – both the crafting skills of
making the instrument and the performance skills of making music live – that suffers.
Second, albeit related to my first point, the mantra “Keep music live!” emanates from an
awareness that music needs to be performed to be sustained. This awareness is shared with
considerations of music as intangible cultural heritage. The awareness, therefore, involves
both an inherited past – music and instruments that have been transmitted to us from
earlier times – and a present in which music and instruments are part of contemporary
creativity. The importance of sustaining the crafts involved in creating and maintaining (or,
in respect to my first case study, restoring) instruments must therefore not be overlooked. If
support for crafting and maintaining is not actively encouraged, then the efforts to support
music performance and, thereby, to sustain much music as intangible heritage (that is, all
but vocal music) will ultimately fail since, as instruments fall silent, performances of much
music, whether old or new, will die.
Third, no single strategy for sustaining instrument production and maintenance fits all
situations. To show this, I chose three contrasting case studies in this article, not to criticize
any particular approach but, rather, to illustrate how markedly different strategies have
been adopted and, further, to suggest how these strategies entwine not just with distinct
repertoires and musical histories but also with political and social systems.
Fourth, in seeking to understand instruments as cultural heritage, I do call for action,
although I do not suggest one single strategy. I do so because of the observations with which
I opened my discussion: the role of instruments in conserving a tradition and making live
performance possible is often overlooked, and ethnomusicologists have tended to focus
attention on sustaining musical Others when we also need to consider instruments that have
emerged in the course of the development of Western “art” music. In 1993, Philip Bohlman
imagined “post-disciplinary musicologies” that would reconfigure the internal subdivisions
of the field of musicology while “responding to the transformation of music in the public
sphere.”76 He was critical of musicology’s “remarkable capacity to imagine music into an
object that [has] nothing to do with political and moral” causes.77 To be fair, this is no
longer – if, indeed, it ever was – the reality of musicology, and, today, many seek an
“accommodation between established methodologies and new horizons,” matching the past
to the present.78
76
Bohlman 1993, 435–36.
77
Bohlman 1993, 414–15.
78
Cook and Everist 1999, 3.
Still, one new horizon in the transformation of music in the public sphere is rooted in the
past – namely, the discourse on music as intangible cultural heritage. This reflects the
undeniable decline of many musical traditions in the contemporary world. If much ethno-
musicology has turned to charting that decline, much the same decline affects Western “art”
music: audiences, at least in Europe and North America, are ageing; the costs of staging
performances as well as the investments required in training (including the costs involved in
procuring high-end instruments, where instruments have become prized objects) are rising.
For musicking, then, and expanding from Paul DiMaggio,79 one might argue that neoliber-
alism is no friend since, with each passing year, it becomes ever more challenging for those
who perform music to generate adequate income from their endeavors. Those who craft
instruments face the same challenges as those who perform music. Hence, as musicologists
and ethnomusicologists become increasingly interventionist and as they contribute to
policies that aim to conserve and sustain music as intangible cultural heritage, they must
support more than performance. As museums consider how to curate collections of musical
instruments, they must be concerned with more than preservation and display. For all of us,
fusing our intangible heritage with our tangible heritage demands efforts to sustain the
skills of crafting and maintaining instruments.
Acknowledgements. Earlier versions of this article were given at the symposium “Modernization of Musical
Traditions: Global Perspectives” at the Instituto de Etnomusicologia – Centro de Estudos em Música e Dança in
Lisbon, Portugal, in March 2019, and at the “Sound Futures” working conference at the Smithsonian Institution in
Washington in October 2019.
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Cite this article: Howard, Keith. 2022. “Musical instruments as tangible cultural heritage and as/for intangible
cultural heritage.” International Journal of Cultural Property 29, no. 1: 23–44. https://doi.org/10.1017/
S0940739121000436