Moretto 2010
Moretto 2010
Moretto 2010
Abstract
■ Converging evidence suggests that emotion processing skin conductance response (SCR) was measured as a somatic in-
mediated by ventromedial prefrontal cortex (vmPFC) is necessary dex of affective state. Replicating previous evidence, vmPFC pa-
to prevent personal moral violations. In moral dilemmas, for ex- tients approved more personal moral violations than did controls.
ample, patients with lesions in vmPFC are more willing than normal Critically, we found that, unlike control participants, vmPFC pa-
controls to approve harmful actions that maximize good conse- tients failed to generate SCRs before endorsing personal moral vio-
quences (e.g., utilitarian moral judgments). Yet, none of the exist- lations. In addition, such anticipatory SCRs correlated negatively
ing studies has measured subjectsʼ emotional responses while they with the frequency of utilitarian judgments in normal participants.
considered moral dilemmas. Therefore, a direct link between emo- These findings provide direct support to the hypothesis that the
tion processing and moral judgment is still lacking. Here, vmPFC vmPFC promotes moral behavior by mediating the anticipation of
patients and control participants considered moral dilemmas while the emotional consequences of personal moral violations. ■
INTRODUCTION
Foot, 1978), in which two moral scenarios, impersonal ver-
For decades, moral psychology has been concerned with sus personal, are contrasted. On the impersonal version
identifying a rational basis of human morality (Kohlberg, (trolley dilemma), a bystander can use a switch to redirect
1969; Piaget, 1965). A different and more recent approach, a runaway trolley away from five victims and onto a single
however, places strong emphasis on the causal power of victim; on the personal version (footbridge dilemma), a
affective and intuitive processes to drive our moral judg- bystander can push a single victim off of a bridge in front
ment and convictions (Haidt, 2001). Integrating these op- of a runaway trolley in order to stop its progress toward five
posite views, recent work in psychology and neuroscience victims. From a simple “economic” point of view, the two
has suggested that moral judgments are mediated by two dilemmas are identical (i.e., killing one person to save five
classes of computational processes (Greene, Nystrom, lives). Yet, numerous empirical studies have demonstrated
Engell, Darley, & Cohen, 2004; Greene, 2003; Greene & that a large majority of individuals consider it morally ac-
Haidt, 2002; Greene, Sommerville, Nystrom, Darley, & ceptable to sacrifice one person to save five in the im-
Cohen, 2001). One class, referred to as moral intuition, personal dilemma, whereas they believe that it is wrong
consists of emotion-laden processes that automatically to push the large man to save the five victims (Ciaramelli,
evaluate socially relevant stimuli along a right–wrong or Muccioli, Ladavas, & di Pellegrino, 2007; Koenigs et al.,
like–dislike dimension. A second class, moral reasoning, 2007; Mikhail, 2007; Cushman, Young, & Hauser, 2006;
consists of controlled, deliberative processes that arrive Valdesolo & DeSteno, 2006; Greene et al., 2001, 2004;
at moral judgment or decision through laborious steps of Petrinovich, OʼNeill, & Jorgensen, 1993).
deductive reasoning and cost–benefit analyses. According to Greene et al. (2001), the reason for these
For the most part, these processes work cooperatively to seemingly contradictory responses lies in the stronger ten-
promote moral behavior. Certain ethical dilemmas, how- dency of personal scenarios (i.e., the push case), compared
ever, involve decisions in which the tension or conflict to impersonal scenarios (i.e., the switch case), to engage
between intuitive and deliberative processes becomes ap- emotional processes which would affect moral decisions.
parent (Greene et al., 2001). One such dilemma is illus- Supporting this proposal, neuroimaging has revealed that
trated by the classic trolley problem (Thomson, 1986; impersonal and personal moral dilemma yield dissociable
patterns of neural activation (Greene et al., 2001). Specifi-
cally, impersonal moral scenarios characteristically yield
1
Università di Bologna, Italy, 2Centro studi e ricerche in Neuro- greater activation in brain areas associated with problem
scienze Cognitive, Polo Scientifico-Didattico di Cesena, Italy, solving and deliberate reasoning [including dorsolateral
3
Spedali Civili, Brescia, Italy prefrontal cortex (dlPFC) and inferior parietal lobule],
© 2009 Massachusetts Institute of Technology Journal of Cognitive Neuroscience 22:8, pp. 1888–1899
whereas personal moral scenarios yield greater activation emotional responses to standardized social stimuli (see
in brain areas that have been implicated in emotion and Koenigs et al., 2007). None of the existing studies has
social cognition (such as medial prefrontal cortex and pos- systematically measured subjectsʼ emotional responses
terior cingulate gyrus). emerging during (and, presumably, having an impact on)
In this view, the thought of pushing someone in front a evaluation of moral dilemmas. This is particularly relevant
trolley (i.e., a personal moral violation) elicits prepotent, considering that in specific social circumstances, vmPFC
seemingly negative, emotional responses that oppose or patients have been found to exhibit increased, rather than
prohibit such repugnant act. In this case, making “more reduced, emotional reactivity (Koenigs & Tranel, 2007;
rational,” “utilitarian” choices (i.e., deciding that is accept- Barrash, Tranel, & Anderson, 2000; Grafman et al., 1996).
able to make a harmful act in order to maximize overall Therefore, critical evidence linking vmPFC, emotion, and
utility) would require overriding a strongly aversive emo- moral judgments is still lacking.
tional response. Accordingly, in a later study, Greene et al. The aim of the present study is the gathering of direct
(2004) found that the (infrequent) selection of utilitarian psychophysiological evidence, both in healthy and neuro-
responses in the context of personal moral dilemmas elicits logically impaired individuals, that emotions are crucially
heightened activity in both “cognitive” (such as dlPFC) and involved in shaping moral judgment, by preventing perso-
emotional brain areas (including medial prefrontal cortex, nal moral violations. Toward this end, 8 patients with focal
posterior cingulate area, and anterior insula). Interestingly, lesion involving the ventromedial sectors of prefrontal cor-
utilitarian decisions were also associated with increased tex (vmPFC patients), 7 control patients with lesions out-
activity in anterior cingulate cortex, which is thought to re- side the frontal lobe (non-FC patients), and 18 healthy
flect the conflict between competing processes (Botvinick, controls responded to personal as well as impersonal moral
Cohen, & Carter, 2004), namely, cognitive processes favor- dilemmas while skin conductance response (SCR) was re-
ing a utilitarian judgment and the emotional response to corded as a physiological index of affective state.
the prospect of doing harm to others. The SCR is related to the sympathetic division of the
Perhaps the most direct evidence supporting a necessary autonomic nervous system (Boucsein, 1992), and is widely
role of emotion in shaping moral decisions has emerged used as a sensitive and objective measure of emotional pro-
from the neuropsychological investigation of individuals cessing (Dawson, Schell, & Filion, 2007; Naqvi & Bechara,
with selective deficits in affective processing. More specifi- 2006; Büchel, Morris, Dolan, & Friston, 1998). Moreover,
cally, patients with adult-onset lesions in ventromedial pre- among cortical regions, vmPFC is presumed to be critically
frontal cortex (vmPFC) develop a marked, albeit isolated, implicated in the generation and feedback representation
impairment in social behavior that has been consistently of bodily states of arousal (i.e., somatic markers), indexed
attributed to a defective engagement of social emotions, by SCR, in the context of social, emotional, and motiva-
such as guilt, embarrassment, and shame. Recent research tional behavior (Nagai, Critchley, Featherstone, Trimble,
has demonstrated that vmPFC patients respond normally & Dolan, 2004; Bechara, Damasio, Damasio, & Lee, 1999;
to impersonal moral scenarios. However, they are more Bechara et al., 1996; Damasio, 1994; Tranel & Damasio,
likely than control groups to endorse moral violations (i.e., 1994). Consequently, SCR is a measure ideally suited to
inflicting serious harm to people) in personal moral sce- study the relationship among vmPFC, emotion, and moral
narios (Ciaramelli et al., 2007), specifically, “high-conflict” decision-making.
personal scenarios, situations in which there are no clear First, we expected to replicate previous evidence that,
social norms to decide whether a behavior is morally right compared to normal controls, patients with vmPFC dam-
or wrong (Koenigs et al., 2007; Hauser, 2006). age are more willing to judge moral violations as accept-
One interpretation of this result is that vmPFC patients able behaviors in personal moral dilemmas, whereas their
lack automatic affective responses, or aversion signals, im- performance in impersonal and nonmoral dilemmas is
peding any personal moral violation. When affective reac- comparable to the controls. If emotional state activation
tions dissolve (due to brain damage), principled reasoning mediated by vmPFC plays a critical and selective role in
aimed at maximizing benefits and minimizing costs may pre- shaping personal moral judgments, then we should ob-
vail, thereby increasing the rate of “rationally appropriate” serve differences in SCRs between patients with vmPFC
utilitarian choices (Greene, 2007; but see also Moll & de damage and comparison groups during contemplation of
Oliveira-Souza, 2007, for a different view). personal moral scenarios (such as the footbridge dilemma),
Patient lesion studies, thus, strongly suggest that emo- but not during contemplation of impersonal moral sce-
tions, particularly those subserved by vmPFC, are integral narios (such as the trolley dilemma).
constituents of our moral views. These conclusions, how- An additional prediction, derived from the hypothesis
ever, rest entirely on the assumption of general emotional that emotional reactions drive disapproval of harmful ac-
blunting or flattened affect following vmPFC damage, a tions (even when aimed at promoting the greater good),
notion based on previous work concerning vmPFC and was that skin conductance activity during contemplation
nonmoral (and nonsocial) decision-making (i.e., gambling of personal moral dilemmas would be negatively corre-
task; Bechara & Damasio, 2005; Bechara, Tranel, Damasio, lated with the tendency toward utilitarianism (i.e., percen-
& Damasio, 1996; Damasio, 1994), or the evaluation of tage of utilitarian judgment made) in normal controls. In
vmPFC (n = 8) 7/1 53.1 (10.8) 13.3 (4.9) 5.1 (3.2) 35.3 (16.7) 27.1 (1.8)
non-FC (n = 7) 6/1 52.7 (16.6) 11.8 (4.5) 3.4 (2.6) 25.5 (10.4) 27.5 (1.3)
HC (n = 18) 16/2 53.5 (12.6) 13.5 (5.7) – – 28.7 (0.5)
other words, we predicted that SCR would be higher in presented with clinical evidence of a decline in social inter-
participants exhibiting fewer utilitarian choices than in personal conduct, impaired decision-making, and emo-
those with a higher rate of utilitarian responses. tional functioning, but had generally intact intellectual
abilities (see Table 2).
The non-FC patients were selected on the basis of
METHODS having damage that did not involve the frontal lobe, and
also spared the amygdala and the insula in both hemi-
Participants spheres. In this group, lesions were unilateral in six pa-
Three groups of subjects participated in the study: (a) a tients (in the left hemisphere in 2 cases, and in the right
group of patients with focal lesions involving vmPFC bi- hemisphere in 4 cases) and bilateral in one patient. Brain
laterally (the vmPFC group, n = 8); (b) a control group lesions were caused by arterial–venous malformation in
of patients with damage sparing frontal cortex (the non- one case, and by ischemic or hemorrhagic stroke in the
FC group, n = 7); and (c) a control group of healthy sub- remaining six cases. Lesion sites included the occipital lobe
jects (the HC group, n = 18), who were matched on age, in two patients, the lateral occipito-temporal junction in
education, and sex with the vmPFC group. three patients, and the lateral occipito-parietal junction in
Brain-damaged patients were recruited from the Centre the remaining two patients.
for Studies and Researches in Cognitive Neuroscience in All subject groups were administered a short neuro-
Cesena, and from the Azienda Ospedaliera Spedali Civili in psychological battery including tests with potential sensitiv-
Brescia. They were selected on the basis of the location of ity to frontal damage, as well as intelligence and memory
their lesion evident on CT or MRI scans. Table 1 shows de- tests (results are provided in Table 2). The groups differed
mographic and clinical data, as well as the Mini-Mental Sta- significantly only in their performance on the Stroop task,
tus Examination score (MMSE; Folstein, Robins, & Helzer, with vmPFC subjects making more errors than both non-
1983). There were no significant differences between FC patients and healthy controls (Mann–Whitney U test,
vmPFC patients and comparison groups with regard to p < .05). Patients were not receiving psychoactive drugs
age, education, clinical and personality variables ( p > .05 at the time of testing, and had no other diagnosis likely
in all cases). to affect cognition or interfere with participation in the
In the vmPFC group, lesions were caused by rupture and study (e.g., significant psychiatric disease, alcohol misuse,
repair of anterior communicating artery (ACoA) aneurysm. history of cerebrovascular disease, focal neurological ex-
Lesions involved vmPFC—defined as the medial one-third amination). Neuropsychological and experimental studies
of the orbital surface and the ventral one-third of the me- were all conducted in the chronic phase of recovery, more
dial surface of the frontal lobe, following the boundaries than a year post-onset. All lesions were acquired in adult-
laid out by Stuss and Levine (2002)—and adjacent basal hood. Patients gave informed consent to participate in the
forebrain area.1 The vmPFC damage was bilateral in all study according to the Declaration of Helsinki (Interna-
cases, although often asymmetrically so. All vmPFC patients tional Committee of Medical Journal Editors, 1991) and
vmPFC 43.8 (4.7) 5 (0.8) 24.5 (7.8) 39.6 (7) 84.6 (5.4) 6 (3.4)a
non-FC 43.1 (4.4) 5.1 (0.9) 23.2 (6.3) 39.8 (2.8) 89.8 (4.1) 3.7 (0.8)
HC 46.3 (3.4) 5.1 (0.9) 26.9 (5) 43.1 (4.7) 96.9 (5.4) 1.9 (1.3)
SRM = Standard Raven Matrices (scores in percentile values); WMS = Wechsler Memory Scale.
a
Values that differ significantly between groups.
screen was displayed, lasted for 20 sec in each trial, allow- on a second PC. Each testing session began with a 10-min
ing the psychophysiological response (see below) to return rest period during which the participantsʼ SCR acclimated
to baseline after each trial. to the environment, and the experimenter ensured a cor-
For all dilemmas being tested, (“appropriate”) affirma- rect attachment and conductance of the electrodes. Pre-
tive responses implied the maximization of overall conse- sentation of each dilemma was synchronized with the
quences (Greene, 2003), for instance, killing one instead sampling computer to the nearest millisecond. Further-
of five persons (in a moral dilemma), or buying a new tele- more, each time the subject pressed a response key, this
vision instead of repairing the old one for the same price action coincided with a mark on the SCR polygram. During
(in a nonmoral dilemma). However, only for moral dilem- acquisition of the psychophysiological data, the partici-
mas did “appropriate” responses result in moral violations. pants were asked to remain quiet and as still as possible
Note that “appropriate” and “inappropriate” is a value- to avoid confounding these measurements.
neutral description of what the participant said about the After acquisition, skin conductance values were trans-
action in the dilemma and not an evaluation of the partici- formed to microsiemens values using the AcqKnowledge
pantʼs decision. Both the number of “appropriate, affirma- software. Also, this software provides an extensive array
tive responses and response times (RTs; i.e., the time from of measurements that can be applied to the collected
the onset of the dilemmatic question to the moment a data. Raw skin conductance data were low-pass filtered
response was given)” were collected. Dilemmas were pre- to remove high-frequency noise. The slow downward drift
sented in random order in a single session that lasted ap- in baseline skin conductance level was removed using a
proximately 70 min. moving difference function with a difference interval of
0.05 sec. Before the start of recording, we ensured that
subjects were able to generate SCRs to external stimuli,
Psychophysiological Data Acquisition
such as loud sounds (i.e., hands clapping).
and Reduction
We used the skin conductance activity as a dependent
measure of emotional arousal and somatic state activation. RESULTS
For each participant, prewired Ag/AgCl electrodes (TSD203
Model; Biopac Systems, Goleta, CA), filled with isotonic Behavioral Data
hyposaturated conductant, were attached to the volar sur- The proportion of affirmative responses (e.g., utilitarian
face of the middle and index fingertip of the nondominant choices in the context of personal moral dilemmas) for
hand and held firmly in place with Velcro straps. Impor- each type of dilemma and each participant group were
tantly, doing so left the dominant hand free for behavioral computed (see Figure 2). The data were subjected to a
responses. The electrode pairs forming part of the input mixed-design ANOVA, with group (vmPFC, non-FC, HC)
circuit were excited by a constant voltage of 0.5 V (Fowles as a between-subject factor, and dilemma (personal, imper-
et al., 1981; Lykken & Venables, 1971) and the current sonal, nonmoral) as a within-subject factor. The ANOVA
change representing conductance was recorded using a yielded a significant main effect of group [F(2, 30) = 4.4,
DC amplifier (Biopac GSR100) with a gain factor of 5 μS/ V p < .05], as well as of dilemma [F(2, 30) = 6.3, p < .005].
and low-pass filter set at 10 Hz. The analog signal was digi- Critically, the two-way interaction between group and di-
tized using the MP-150 digital converter (Biopac Systems) lemma was significant [F(4, 60) = 2.6, p = .05]. Pair-
at a rate of 200 Hz and fed into AcqKnowledge 3.9 record- wise comparisons showed that both control groups gave
ing software (Biopac Systems). As subjects performed the fewer affirmative responses to personal (HC = 0.32, non-
moral judgment task seated in front of the computer, SCR FC = 0.30) as compared to impersonal (HC = 0.51, non-
was collected continuously and stored for off-line analysis FC = 0.57) and nonmoral dilemmas (HC = 0.52, non-FC =
during contemplation of personal relative to impersonal comparisons using the Fisher LSD test, which is consid-
and nonmoral scenarios, as well as a highly significant effect ered the most powerful technique for post hoc tests in-
of response [F(1, 30) = 22.4, p < .0001], due to increased volving three groups (Cardinal & Aitken, 2006), revealed
levels of skin conductance for affirmative versus negative that both non-FC patients and healthy controls generated
responses. Also, there was a significant interaction be- larger SCRs during contemplation of personal moral di-
tween dilemma and response [F(2, 60) = 9.9, p < .001], lemmas that were associated with affirmative responses
and between group and response [F(1, 30) = 5.7, p < (e.g., utilitarian judgments) (all ps < .01); in contrast,
.01]. More important for the present purposes, however, vmPFC patients showed no differential skin conductance
the analysis showed a marginally significant three-way in- activity preceding affirmative and negative responses in
teraction between group, dilemma, and response [F(4, personal moral dilemmas ( p = .91).
60) = 2.4, p = .058], whereas the four-way interaction was For both impersonal and nonmoral dilemmas, ANOVAs
not significant [F(8, 120) = 0.9, p = .5]. showed that the factor group did not result in a main ef-
To uncover the source of the marginally significant fect; neither did it alter any of the interactions, suggesting
three-way interaction, separate ANOVAs were conducted that contemplation of impersonal and nonmoral scenarios
on contemplation SCRs (collapsing across epochs) for the resulted in similar skin conductance activity across all groups
different types of dilemma. For the personal dilemmas, of participants.
both the main effect of response [F(1, 30) = 19.4, p ≤ To ensure that our findings were not driven by group
.001] and the two-way interaction between group and re- differences in tonic level of electrodermal activity, we re-
sponse [F(2, 30) = 4.9, p < .01] were significant. Pairwise peated the main ANOVA with baseline skin conductance
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