10 1108 - BFJ 03 2021 0293
10 1108 - BFJ 03 2021 0293
10 1108 - BFJ 03 2021 0293
https://www.emerald.com/insight/0007-070X.htm
Abstract
Purpose – This study aims to take a holistic perspective to investigate how open innovation supports
sustainability and the contribution to the Unite Nations (UN) Sustainable Development Goals (SDGs).
Design/methodology/approach – The study is based on an in-depth single case study of Andriani SpA, a
leading Italian company in the food industry. The case is built by triangulating data from direct observations,
documentary analysis and semi-structured interviews.
Findings – The findings show an organization that has developed its competitive advantage by adopting open
innovation to embed sustainability in its strategy and business model. The case study complements the
understanding of how open innovation can effectively drive strategic renewal and innovation activities to
address sustainability objectives in the food industry.
Originality/value – This study contributes to theoretical development by offering new and insightful
explanations of firms’ strategic behaviour and coevolution toward sustainability via open innovation. It
provides practitioners, policymakers, researchers and students with reflections and inspiration about how
open innovation may be deployed to support a holistic strategic renewal aimed at sustainability objectives,
such as the SDGs, in the food industry.
Keywords Open innovation, Food innovation, Sustainability, Sustainable Development Goals,
Strategic renewal, Sustainable business model
Paper type Research paper
1. Introduction
Building a more sustainable and ethical economic system represents one of the main
challenges for policymakers, as evidenced by the 8.9% of the worldwide population affected
by food insecurity (Sachs et al., 2020). The United Nations 2030 Agenda identifies a central for
the private sector, so far mostly evidenced in large corporations (Scheyvens et al., 2016;
United Nations, 2015). Yet, to achieve real change and sustainable goals, small and medium
enterprises (SMEs) must adapt. However, the integration of sustainable principles within
© Andrea Venturelli, Andrea Caputo, Simone Pizzi and Giuseppe Valenza. Published by Emerald
Publishing Limited. This article is published under the Creative Commons Attribution (CC BY 4.0) license.
Anyone may reproduce, distribute, translate and create derivative works of this article (for both
commercial and non-commercial purposes), subject to full attribution to the original publication and
authors. The full terms of this license may be seen at http://creativecommons.org/licences/by/4.0/legalcode British Food Journal
Vol. 124 No. 6, 2022
The authors would like to thank Raffaele Raso (CSR Manager), Filippo Capurso (Sustainability pp. 1895-1911
Coordinator) and Mattia Caravella (Sustainable Sourcing Specialist) for their availability in providing Emerald Publishing Limited
0007-070X
information for the development of the Andriani case study. DOI 10.1108/BFJ-03-2021-0293
BFJ businesses represents an activity that implies a high degree of complexity, since the
124,6 contribution of regulations and recommendations on organizational behaviours is moderated
by many factors (Bartolacci et al., 2020; Gatti et al., 2019; Pizzi et al., 2021a, b, 2022). In the
context of SMEs, the adoption of sustainable strategies is particularly complex due to
technical, cultural and financial barriers typical of smaller-sized businesses (Bartolacci et al.,
2020; Ormazabal et al., 2018). Despite the existence of common mandatory provisions and
regulations, the adoption of sustainable strategies, capable of embedding sustainability into
1896 the business model of the firm, is influenced by organizational and managerial attitudes to
such practices, contextual elements and resource constraints (Alassaf et al., 2020; Boons and
L€udeke-Freund, 2013; Schaltegger et al., 2016a, b).
In the past years, many scholars started to discuss sustainable transformation in the food
industry because of their pivotal role in the achievement of the Sustainable Development Goals
(SDGs) (FAO, 2020; Jouzdani and Govindan, 2020; UN Global Compact and KPMG, 2020). Within
this scenario, an enabling role can be covered by open innovation (OI), which was defined by
Chesbrough et al. (2006, p. 1) as: “the use of purposive inflows and outflows of knowledge to
accelerate internal innovation, and expand the markets for external use of innovation, respectively”.
The concept was recently integrated by sustainable principles to identify a possible pathway to
favour the transition to more sustainable business models by Food firms (Bogers et al., 2020). Yet,
a question arises for SMEs in the food industry: how can OI help increase sustainability
holistically and contribute to the realization of the SDGs? By answering this question, we
contribute to the understanding of the challenges, mostly organizational and cultural, that SMEs
face when applying OI practices in the context of sustainability (Van de Vrande et al., 2009).
Stemming from Randhawa et al. (2016), our article aims to develop a theoretical framework
(which we called the “4SOI framework”) to study how sustainable OI (seen at firm-, industry- and
community level) can lead SMEs in the food industry towards the achievement of sustainability
objectives via strategies for the development of more sustainable business models. Inspired by
the studies on sustainable open innovation (SOI) (Bogers et al., 2020), we aim to show how food
businesses can achieve significant financial, social and environmental performances by directly
contributing to the realization of specific SDGs. From a theoretical perspective, this work aims to
contribute to the knowledge on the interconnections between OI and sustainable strategies,
especially by highlighting the role of networks and communities as catalysts for innovation.
Altogether, the study can also provide practitioners and policymakers with inspiration on how
OI may be deployed to support strategic renewal aimed at achieving SDGs in the food industry.
To achieve these research objectives, we analyze the case study of Andriani, an Italian company
that operates in the market segment of the “innovation-food”. Although the European food
industry is considered a “traditional sector” (K€ uhne et al., 2010), Andriani’s business model is
characterized by a high degree of orientation towards sustainability and innovation. Thus, the
case selection was driven by the opportunity to analyze an organization that has based its core
competitive advantage by intersecting innovative and sustainable strategies.
The paper is structured as follows. Section 2 proposes a literature review on OI and
sustainability in the food industry, providing the theoretical framework of the research
object. Section 3 explains the methodology adopted to develop this exploratory research.
Section 4 describes the case study and analyzes the different levels of OI experienced by
Andriani’s company. Section 5 discusses the findings and develops the “4SOI (For
Sustainable Open Innovation) Framework”. Finally, Section 6 concludes the paper, providing
some managerial and political implications as well as suggestions for future research.
2. Literature review
2.1 Open innovation: evolution of a concept and state of the art
Over the past years, organizations have been adopting a new and wider approach to
innovation based on open collaborations with stakeholders, which lead to iterative exchange
processes of several factors, such as resources, technology and knowledge. Chesbrough Sustainable
(2003) defined OI as “a paradigm that assumes that firms can and should use external ideas as open
well as internal ideas, and internal and external paths to market, as the firms look to advance
their technology”. Through this approach, organizations open their boundaries to external
innovation
stakeholders, leveraging mutual knowledge and capabilities to stimulate innovation framework
(Obradovic et al., 2021; West and Gallagher, 2006). On the one hand, the paradigm of OI
rejects dividing lines between organizations and their external stakeholders. On the other
hand, organizations share and acquire knowledge for innovating in a wide network of actors 1897
(Bogers and West, 2012; Chesbrough, 2006; Enkel et al., 2009).
Randhawa et al. (2016), through a bibliometric study, identified three clusters focusing on
the main themes of the extant literature on OI. The firm-centric aspects of OI cluster address
the investigation of the OI application and implementation at the firm level by focusing on
technology and knowledge and adopting a collaborative development perspective (Barham
et al., 2020; Chiaroni et al., 2011; Van de Vrande et al., 2009). The management of OI networks
cluster focuses on the management of industry networks, addressing issues on corporate
ventures, intellectual properties and patents (e.g. Seldon, 2011), as well as partnership and
alliances (e.g. Han et al., 2012). The role of users and communities in OI cluster addresses the
investigation of the role of users and communities as innovators and participants in OI (Ebner
et al., 2009; F€ uller et al., 2008). In this cluster, studies have analyzed how user ideas are
integrated into the design and development of new products (e.g. F€ uller et al., 2009) or how
communities may contribute to the innovation processes in the context of open-source
software (e.g. Dahlander and Wallin, 2006).
Yet, little attention has been given to networks and communities as catalysts for innovation
since the contributions to the second and third clusters are more recent. Therefore, the studies
on the interactions of the participants and the OI communities remain sparse (Randhawa et al.,
2016). This is even more true about OI in the food industry. A limited number of studies assume
diverse perspectives, such as regulation (Grimsby, 2020), crowdfunding (Cillo et al., 2019),
empirical analyses of specific countries (Della Corte et al., 2018; Miglietta et al., 2017; Santoro
et al., 2017) and industries (Fortuin and Omta, 2009; Grimsby and Kure, 2019; Tardivo et al.,
2017). Despite the importance of the food industry for reaching sustainable objectives, little
attention has been given to the theme of OI in the food industry from a sustainability
perspective (Bogers et al., 2020; Bogers and Jensen Jørgen, 2017). The perspective of
sustainability could favour the understanding of how OI can be deployed to address societal
challenges (McGahan et al., 2021), even with regard to the food industry.
3. Method
The study was done adopting a qualitative approach, which is indicated for exploratory
research. This study adopts a case study method to analyze how OI can help increase
sustainability holistically and can support the firm’s contribution to the realization of the UN
SDGs. The use of the case study is appropriate for research questions of the type of “how” and
“why”. Via the case study, investigative research of current phenomena can be carried out
within its actual context and allows to study situations where the boundaries between the
phenomenon and the context are not established (Yin, 2018).
Andriani, a public limited company founded in 2009, was selected because it is among the Sustainable
top leading companies in the innovation food industry in Italy, as evidenced by the many open
awards the company and its entrepreneur have won over the years (https://www.andrianispa.
com/category/premi/page/3/). This makes the company a critical case (Yin, 2018) in analyzing
innovation
the processes, challenges and outcomes of the adoption of SOI. framework
Similarly to previous studies (Bogers et al., 2020; Brusca et al., 2018), and following the
guidelines by Yin (2018) to strengthen the study results, we have triangulated various
complementary analyses of data from different sources, via inductive coding, balancing the 1899
internal views of the management of the company, with the external views of the
stakeholders and the views of the research team. This approach has allowed us to collate
in-depth insights into the case study from multiple sources, codified in different types of
knowledge and limited the biases to which qualitative research is subject.
In particular, the research design process followed the recommendations by Yin (2018) to
test for validity (construct, internal and external) and reliability and entailed, first, the use of
different sources of information for analysis (Table 1) to extrapolate both tacit and explicit
knowledge and generate complementary evidence. Second, we triangulated via comparison
and complementary analysis of facts from different sources, i.e. company reports, archival
documents, interviews and direct observations, allowing for the development of converging
lines of inquiry (Yin, 2018). Third, the composition of the case study began as early as possible
and in parallel with the sustainability projects in progress. Fourth, using an inductive
approach (Yin, 2018), key informants received and reviewed the analysis and contributed to a
process of co-creation and co-interpretation of the findings.
The analysis was built using primary and secondary data. Secondary data were classified
in internal and external data. The data were validated using comparative analysis between
the different sources used in the research (Scapens, 2004).
Primary data were collected using participant observations, which represents a
methodological approach particularly suitable to gain access to events or groups that are
otherwise inaccessible (Yin, 2018). In detail, the research team performed unstructured
interviews with key individuals involved in the strategic process of the company and key
stakeholders (Qu and Dumay, 2011). The choice to adopt unstructured interviews instead of
alternative approaches such as interviews or semi-structured interviews was driven by the
opportunity to collect truthful data by using an informal approach (Adler, 1995). The
methodological approach was supported by the presence in the research team of a member of
Research question How can OI help increase sustainability holistically and contribute to the
realization of the sustainable development goals?
Unit of analysis Relationship between OI and strategic management in the food industry;
challenges; opportunities; entrepreneurial decision-making
Organization Andriani
Stakeholders (internal/ Founders; board of directors; risk and compliance board; team CSR and
external) sustainability; employees and managers; nutritional observatory; partner
universities; suppliers; subsidiaries and joint ventures; consulting firms; auditor;
local institutions; territorial associations; key customers; partner NGOs
Duration/timeframe July 2018–March 2021
Sources of data and Triangulation of data collected through interviews, direct observation and
reliability documentary analysis
Construct validity Multiple sources of evidence
Internal validity Systematization of the process of relationship between OI and the grand
challenge of sustainability in the cases analyzed
External validity Logic of methodological replication and discussion of empirical results in light of Table 1.
the state of the art Case study protocol
BFJ a governance body, who allowed insider observation of the main strategic processes for a
124,6 period of about three years.
The secondary data have been divided in internal and external data. As regards
internal archival data, we analyzed Andriani’s strategic documents, such as sustainability
reports, impact assessment and press releases. In particular, we paid specific attention to
the contents disclosed in the sustainability reports published during the period 2018–2020
due to the existence of interlinkages between corporate communication and business
1900 strategies (Unerman, 2000). As regards external archival data, we collected documents
published by independent stakeholders such as mass media, non-governmental
organizations (NGOs) and policymakers. The data were gathered using Nexis Lexis, a
scientific and professional database that contains newspapers in electronic form and
includes a digital feature for searching for articles using specified keywords (Passarini
et al., 2017). In this regard, we considered an overall number of articles published during
the period 2016–2020 equal to 40.
Finally, the data were analyzed following an open coding approach.
1901
Figure 1.
Key events affecting
Andriani’s pathway
in SOI
1903
Figure 2.
Andriani’s sustainable
strategic plan. Source:
Andriani Sustainable
Development Report
2019 (p. 27)
1906
Figure 3.
4SOI framework
6. Conclusions
Evolving from linear towards sustainable and, possibly, circular business models is one of the
main challenges for firms nowadays (Pizzi et al., 2021a, b, 2022; Sachs et al., 2019). This
evidence is particularly relevant in the food industry, which is considered by academics and
policymakers among the main strategic drivers for the achievement of the 17 SDGs proposed
in the 2030 Agenda (Bogers et al., 2020; UN Global Compact and KPMG, 2020). However, in
the business sector, the achievement of those targets is negatively influenced by the existence
of cultural, technical and dimensional barriers. Thus, management scholars are called to
identify managerial practices to fill those gaps (Pizzi et al., 2020).
The paper discussed some lessons learnt to guide future research, practice and policy.
Firstly, the case follows recent studies about how OI can effectively drive strategic renewal
and innovation activities to address a stated sustainability objective (Bogers et al., 2020).
Moreover, this case study may provide practitioners, policymakers, researchers and students
with inspiration about how OI may be deployed to support a holistic strategic renewal aimed
at sustainability objectives, such as the SDGs, in the food industry. Finally, the paper
contributes to expanding our understanding of OI and to future research on the interlinkages
of OI, sustainable strategy and sustainable business models (Scuotto et al., 2017;
Vanhaverbeke et al., 2017).
In particular, this study extends the scientific debate through new insights on the food
industry, a standalone topic within the theoretical debate on SOI (Bogers et al., 2020;
McGahan et al., 2021). The case study confirms the enabling role covered by OI, which
represents an effective strategy to avoid some of the main barriers that negatively affected
the integration of sustainable practices by food organizations (Fiore et al., 2020; Pohlmann
et al., 2020). The direct involvement of Andriani’s stakeholders in decision-making activities
supported the development of new innovative practices that have impacted the business
model. Furthermore, the analysis reveals the central role covered by the existence of a long-
term vision by managers and owners. The analysis showed that Andriani constantly revised
its business model through the adoption of a coevolutionary approach based on continuous
engagement with internal and external stakeholders.
Regarding the evolutionary approach, the analysis also shows that over the years the
company moved from a firm-level strategy towards a community-level approach through
SOI, which represents an activity rarely adopted by managers due to the absence of direct
interlinkages with firms’ core business (Randhawa et al., 2016). In this sense, the case study
underlined the need for academics and policymakers to evaluate sustainable practices
through a dynamic lens to collect useful insights about sustainable evolutionary pathways in Sustainable
controversial sectors such as the food industry. open
The managerial implications are several, as evidenced by the 4SOI, which represents a
multidimensional framework based on the integration of different theoretical dimensions. In
innovation
detail, the analysis underlined the opportunity for managers and owners to integrate within framework
their business models sustainable and ethical principles to enhance their competitive
advantages through positive impacts on societies. The evolutionary pathway of Andriani
was characterized by the combination of financial and sustainable growth. Combining 1907
financial and non-financial dynamics within a common operational paradigm represented a
key factor to enhance competitive advantage over the years. Furthermore, the case
underlined the existence of direct benefits for entrepreneurs related to the opportunity to
engage with strategic partners to enhance sustainable practices. Engaging with strategic
partners with different backgrounds represents one of the main cultural barriers for an
effective SOI. However, as evidenced by the continuous engagement between Andriani and
unconventional partners such as academics and practitioners, those processes can foster the
sustainable transition due to the knowledge exchange between stakeholders with different
expertise.
The policy-making implications are represented by the need to build an institutional
context inspired by sustainable and ethical principles. The results of the research confirm the
high degree of dependency between firms’ strategies and managerial approaches. Thus,
policymakers should identify new strategies to encourage a wider number of organizations to
rethink their business models according to the SOI paradigms.
This study has several limitations. The first and main research limitation consists in the
use of a single case study as a methodological approach, which allowed for in-depth analysis
but may raise concerns of generalization. Thus, future research could fill this knowledge gap
either through the adoption of quantitative methods to evaluate the main determinants that
impact the relationship between OI and corporate social responsibility or by replicating
multiple case studies to develop additional fine-grained insights. Another limitation lies in the
contextual element of the case study, which may be influenced by cultural determinants
pertinent to Italy and its southern regions. Future research could corroborate our results by
selecting different contexts and regions.
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Corresponding author
Andrea Caputo can be contacted at: [email protected]
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