Main
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Heart failure with preserved ejection fraction (HFpEF) is increasingly recognised and diagnosed in clinical practice, a Lancet 2024; 403: 1083–92
trend driven by an ageing population and a rise in contributing comorbidities, such as obesity and diabetes. Published Online
Representing at least half of all heart failure cases, HFpEF is recognised as a complex clinical syndrome. Its diagnosis February 14, 2024
https://doi.org/10.1016/
and management are challenging due to its diverse pathophysiology, varied epidemiological patterns, and evolving
S0140-6736(23)02756-3
diagnostic and treatment approaches. This Seminar synthesises the latest insights on HFpEF, integrating findings
This online publication has been
from recent clinical trials, epidemiological research, and the latest guideline recommendations. We delve into the corrected. The corrected version
definition, pathogenesis, epidemiology, diagnostic criteria, and management strategies (non-pharmacological and first appeared at thelancet.com
pharmacological) for HFpEF. We highlight ongoing clinical trials and future developments in the field. Specifically, on March 14, 2024
this Seminar offers practical guidance tailored for primary care practitioners, generalists, and cardiologists who do Department of Cardiology,
not specialise in heart failure, simplifying the complexities in the diagnosis and management of HFpEF. We provide Southern Trust, Craigavon Area
Hospital, Portadown, UK
practical, evidence-based recommendations, emphasising the importance of addressing comorbidities and integrating (P Campbell MD); Department
the latest pharmacological treatments, such as SGLT2 inhibitors. of General Practice and Nursing
Science, Julius Centre,
Introduction Epidemiology University Medical Centre,
Utrecht University, Utrecht,
Heart failure with preserved ejection fraction (HFpEF), Because of a growing and ageing population and Netherlands
simply put, is when a person has a diagnosis of heart increasing prevalence of conditions that contribute to the (Prof F H Rutten MD); School of
failure and their left ventricular ejection fraction (LVEF) pathophysiology of HFpEF, such as obesity, hypertension, Cardiovascular and Metabolic
Health, University of Glasgow,
is 50% or higher. The definition of HFpEF offered by the and diabetes, the total number of patients living with
British Heart Foundation
European Society of Cardiology (ESC) is more complex: HFpEF continues to rise.5 In high-income countries, the Glasgow Cardiovascular
“Those with symptoms and signs of HF [heart failure], prevalence of known heart failure is generally estimated Research Centre, Glasgow, UK
with evidence of structural and/or functional cardiac at 1–2% of the general adult population, with an estimated (M M Y Lee PhD,
Prof M C Petrie MD); Division of
abnormalities and/or raised natriuretic peptides (NPs), 50% of those having HFpEF. However, these estimates
Cardiology, University of
and with an LVEF ≥50%, have HFpEF”.1 This nuanced are largely based on administrative claims data or British Columbia, Faculty of
and lengthy definition makes it more difficult to electronic health records. There are no modern Medicine, Vancouver, BC,
diagnose HFpEF than heart failure with reduced ejection prospective, population-based studies using natriuretic Canada (N M Hawkins MD)
fraction (≤40%) or mildly reduced ejection fraction peptides and detailed echocardiography to assess the true Correspondence to:
Patricia Campbell, Department of
(41–49%). One example of the challenge of diagnosing prevalence of HFpEF. If such a study were to be
Cardiology, Southern Trust,
HFpEF is that approximately 20% of patients with conducted, especially with a liberal interpretation of the Craigavon Area Hospital,
HFpEF (mostly those living with obesity) have normal ESC’s definition of HFpEF, it is possible that the Portadown BT63 5QQ, UK
natriuretic peptide levels.2 Therefore, there is no prevalence of HFpEF would be much higher than patriciam.campbell@
southerntrust.hscni.net
one simple definition that specifies a combination of currently cited. A meta-analysis of echo cardiographic
imaging or natriuretic peptides that gives a binary rule- screening studies in the general population reported a
in or rule-out assessment of whether a person has prevalence of all-type heart failure in people aged 65 years
HFpEF.
Clinical trials of HFpEF have adopted a simple
definition of HFpEF (table). Typically, this definition Search strategy and selection criteria
includes a combination of LVEF more than 40% Searches for heart failure with preserved ejection fraction
(although HFpEF is technically defined as ≥50%) and were for material up to Sept 28, 2023 and were restricted to
elevated N-terminal pro-B type natriuretic peptide material published in English. Searches were run in PubMed,
(NT-proBNP) levels (usually above 300 pg/mL in ClinicalTrials.gov, and the Cochrane Library (Wiley). Search
sinus rhythm and 600 pg/mL in atrial fibrillation) terms included: “randomized controlled trial”, “meta-
in combination with a structural abnormality analysis”, “systematic reviews”, “epidemiological studies”,
(usually left ventricular hypertrophy or an enlarged “population studies”, “review article”, and “editorial”. Specific
left atrium) on echocardiography. Many clinicians use search terms included: “heart failure preserved ejection
this com bination to diagnose HFpEF in clinical fraction”, “epidemiology”, “prognosis”, “pathogenesis”,
practice; however, guidelines use LVEF greater than “inflammation”, “phenotypes”, “contributing co-morbidities”,
50% as the cut-point and also recommend functional “diagnosis”, “HFpEF mimics”, “congestion management”,
abnormality assessment with tissue Doppler imaging “SGLT2i”, “GLP-1 receptor agonist”, “sacubitril/valsartan”,
to define increased left ventricular stiffness with “mineralocorticoid receptor agonists”, “tirzepatide”,
impaired relaxation, and increased left ventricular “ziltivekimab”, “self-care”, and “rehabilitation”.
filling pressures.1
Left ventricular Left ventricular Left atrium enlargement Elevated filling pressures Natriuretic peptide
ejection fraction hypertrophy level (pg/mL)
EMPEROR- >40% Septal or posterior wall Width ≥4·0 cm; length E:e’ (mean septal and NT-proBNP >300 (no
Preserved (2021)3 thickness ≥1·1 cm; left ≥5·0 cm; area ≥20·0 cm2; lateral) ≥13; e’ (mean septal atrial fibrillation) or
ventricular mass index volume ≥55 mL or volume and lateral) <9 cm/s >900 (with atrial
≥95 g/m2 (women) and index ≥34 mL/m2 fibrillation)
≥115 g/m2 (men)
DELIVER (2022)4 >40% Septal or posterior wall Width (diameter) ≥3·8 cm, NA NT-proBNP ≥300 (no
thickness ≥1·1 cm length ≥5·0 m; area atrial fibrillation or
≥20 cm2; volume ≥55 mL or flutter) or ≥600 (with
volume index ≥29 mL/m2 atrial fibrillation or
flutter)
e’=early diastolic mitral annulus velocity. E:e’=early diastolic mitral inflow velocity to early diastolic mitral annulus velocity. HFpEF=heart failure with preserved ejection
fraction. NA=not applicable. NT-proBNP=N-terminal pro-B type natriuretic peptide. SGLT2i=SGLT2 inhibitor.
and over in high-income countries of 11·8%, with more heart failure, including HFpEF by 62%,11 possibly related
than three quarters of these cases being HFpEF. This to a higher prevalence of unfavourable behavioural risk
meta-analysis gives a calculated prevalence of all-type factors, including physical inactivity, poor diet, smoking,
heart failure in the general population of 4·2% (around and medication non-adherence.12
3% for HFpEF); twice as high as the typical reported
prevalence.6 Epidemiological data indicate that the Prognosis
prevalence of HFpEF relative to heart failure with reduced Although HFpEF is thought to be associated with better
ejection fraction (HFrEF) is increasing at a rate of 1% per survival than HFrEF based on findings from clinical trial
year, indicating that HFpEF is becoming the most data,13 most observational studies show that this difference
common type of heart failure.7 is negligible.1 Data from the Karolinska–Rennes (KaRen)
The three signatory epidemiological features of HFpEF study of patients with HFpEF revealed mortality rates at
are increasing prevalence with advancing age, female 1 (15%), 3 (31%), 5 (47%), and 10 (74%) years.14 Although
sex, and comorbidities that either contribute to the the dominant cause of death is cardiovascular in both
myocardial stiffness (eg, metabolic and inflammatory) HFrEF and HFpEF, non-cardiovascular death does assume
or exacerbate the functional abnormality (eg, atrial a greater proportion of deaths in HFpEF.15
fibrillation and valve disease). These three factors Previous studies have noted no difference between
interact, as women have greater life expectancy, and HFpEF and HFrEF in terms of hospitalisation rate,
advancing age accrues comorbidities. hospitalisation duration, and the effect on quality of life
There is considerable international variation in the (QoL).12 However, more recent data from the ESC Heart
prevalence of HFpEF and its contributing factors. For Failure Long-Term Registry shows percentages of
example, compared with high-income countries, low- patients hospitalised for heart failure and all-cause
income countries have a higher prevalence of hyper admission in the HFrEF (14·6% and 31·9%), heart
tension, which contributes to HFpEF populations being failure midrange ejection fraction (8·7% and 22·0%),
younger.8 and HFpEF (9·7% and 23·5%) groups.16 Atherosclerosis
Risk In Communities surveillance data indicated an
Sex and socioeconomic status increase in admissions for acute decompensated heart
HFpEF is more common in women, with one study failure, primarily driven by HFpEF.17
showing women with heart failure had HFpEF in 67% of
cases, compared with 42% of men with heart failure having Pathogenesis
HFpEF.9 These data support the notion that sex might play Originally, HFpEF was viewed as a disorder due solely to
a pathophysiological role in this condition.5 This higher abnormalities in left ventricular diastolic function. Our
prevalence of HFpEF in women than men might be partly understanding has evolved so that HFpEF is now
related to obesity and diabetes. Women have obesity more understood as a systemic syndrome, perhaps partly
often than men, and the relationship between obesity and triggered by inflammation and with important
incident HFpEF seems stronger in women.6 Diabetes contributions from ageing, lifestyle factors, genetic
confers a higher risk for heart failure, mainly driven by predisposition, and multiple comorbidities (some of
HFpEF, in women (relative risk 1·95, 95% CI 1·70–2·22) which might be disease drivers; figure 1).
compared with men (1·74, 95% CI 1·55–1·95).10
Low socioeconomic status assessed by all common Inflammation
measures (education, income, occupation, and region) is The inflammatory state induced by chronic obstructive
independently associated with greater risk of incident pulmonary disease, renal impairment, obesity, diabetes,
Figure 1: Interacting causes, contributors, or drivers of HFpEF reflecting the complex and heterogeneous underlying pathophysiology
HFpEF=heart failure with preserved ejection fraction.
and other comorbidities is predictive of incident HFpEF, Pulmonary hypertension is very common in HFpEF,
but not of HFrEF.18,19 Inflammation has been proposed as seen in roughly 80% of patients, and mortality is
a central mechanism in the pathogenesis of HFpEF.20 increased in this cohort.26 Some patients will go on to
The Paulus theory states that a chronic proinflammatory develop pulmonary vascular disease, manifest by
state, caused by the plethora of comorbidities, results elevation in pulmonary vascular resistance and reduction
in coronary endothelial inflammation and cardiac in pulmonary arterial compliance,27 resulting in reduced
dysfunction. Reduced bioavailability of nitric oxide is exercise capacity and increased risk of adverse outcomes.28
linked to myocardial and vascular stiffness via the Pulmonary hypertension eventually leads to right
cyclic guanosine monophosphate (cGMP) pathway. This ventricular systolic dysfunction, which is common and
unifying hypothesis is supported by tissue studies of associated with adverse outcomes in HFpEF.29 However,
patients with HFpEF showing reduced levels of cGMP.21 right ventricular dysfunction can be noted in patients
Metabolic disorders and obesity also promote expansion with near normal pulmonary pressures in the setting of
of the epicardial adipose tissue and secretion of atrial fibrillation or tricuspid regurgitation, and can occur
adipocytokines, which causes further inflammation and during exercise, even when resting function appears
fibrosis of the myocardium. Based on proteomic normal.24
analyses, there is a strong relationship between inflam Left atrial remodelling is common in HFpEF and
matory biomarkers, HFpEF, and extracellular matrix occurs secondary to increased left ventricular filling
reorganisation.22 Inflammation affects not only the left pressures. Left atrial dysfunction is associated with worse
ventricle, but also the left atrium, and atrial fibrillation QoL, more pulmonary vascular disease, greater right
might often be the first sign of HFpEF, especially in ventricular dysfunction, reduced exercise capacity, and
patients with obesity or diabetes.23 an increased risk of adverse outcomes, suggesting that
patients with greater atrial myopathy might also
Structural and functional cardiac phenotypes constitute a different phenotype within the HFpEF
Although diastolic dysfunction plays a central role in the spectrum.30
development of HFpEF, with the impairment in
relaxation causing elevated filling pressures at rest or Comorbidities contributing to pathophysiology and
with exertion,24 multiple non-diastolic abnormalities inflammation
contribute to the syndrome. These abnormalities Comorbidity burden is associated with increased severity
include subtle left ventricular systolic dysfunction, of HFpEF symptoms and corresponds to a poorer QoL
left atrial impairment, relative pericardial restraint, and a worse prognosis.31 Hypertension, coronary artery
abnormal right ventricular-pulmonary artery coupling, disease, obesity, sleep apnoea, diabetes, chronic kidney
pulmonary vascular disease, systemic vascular stiffening, disease, and atrial fibrillation are risk factors for HFpEF,
coronary and peripheral microvascular dysfunction, and which are increasing over time.10,32 Diabetes is a potent
chronotropic incompetence.25 risk factor for HFpEF.33 Importantly, diabetes and obesity
affect left ventricle function even in the absence of comorbidities associated with HFpEF that have
coronary artery disease and hypertension.34 The rate of overlapping presentations is a frequent clinical scenario
obesity is fast on the rise globally, and excess adipose (including chronic obstructive pulmonary disease, obesity,
tissue is associated with an increased risk of HFpEF.35 In type 2 diabetes, ageing, frailty, or deconditioning).26,42
the general population, there is a direct relationship Collaboration with heart failure specialists can help
between body mass and the parameters of diastolic generalists learn how to diagnose HFpEF. Further
dysfunction.36 confusion can be caused by interpretation of spirometry.
Acute myocardial infarction is a driver for developing Spirometry might show an obstructive pattern due to
HFrEF, but chronic coronary artery disease is more related pulmonary congestion caused by unrecognised heart
to HFpEF.37 Both obstructive epicardial coronary artery failure, which further causes misclassification of HFpEF
disease and coronary microvascular dysfunction are very as chronic obstructive pulmonary disease.43
common in HFpEF and often remain undetected.22 Because both type 2 diabetes and heart failure can result
Another contributing comorbidity is anaemia with a in reduced exercise tolerance, and a sedentary lifestyle can
prevalence in HFpEF varying from 12% to 33%.33,38 Causes mask HFpEF symptoms, HFpEF can remain unrecognised.
of low haemoglobin in patients with HFpEF include iron In a Dutch study of 581 patients older than 60 years with
deficiency, chronic inflammation, and impaired renal type 2 diabetes not known to have HFpEF, opportunistic
function.39 In an analysis of the TOPCAT trial, patients screening revealed new heart failure in 27·7% of the
with HFpEF and anaemia had a higher mortality risk and participants, the majority of which (22·9%) was HFpEF.44
increased hospitalisations.40 Approximately 20% of patients with HFpEF have
normal natriuretic peptide levels.2 The reason for this
Diagnosis finding might relate to the mechanism of natriuretic
The diagnosis of HFpEF might be fairly straightforward peptide release. Natriuretic peptides are released in
in patients with overt physical examination signs of response to high left ventricular diastolic wall stress.
congestion on physical examination (eg, pitting leg oedema Bearing in mind that left ventricular diastolic wall stress
and pulmonary crackles), elevated natriuretic peptide levels is inversely proportional to wall thickness, in cases with
(ESC criteria of NT-proBNP >125 pg/mL sinus rhythm) mild left ventricular hypertrophy (common in HFpEF),
or atrial fibrillation (>365 pg/mL), brain natriuretic wall stress might be diminished, and pericardial adipose
peptide (>35 pg/mL sinus rhythm) or atrial fibrillation tissue could prevent cardiac stretch, and natriuretic
(> 105 pg/mL), or radiographic evidence of congestion or peptides not released as a result.
echocardiographic evidence of elevated filling pressures. Another reason for low natriuretic peptide levels is
Such cases are typically encountered in emergency care obesity.45 Patients with obesity and heart failure have
settings. However, it is worth noting that even in these lower natriuretic peptide concentrations due to increased
overtly congested patients, natriuretic peptide levels can expression of clearance receptors and augmented peptide
be normal or lower than expected for the given severity of degradation by the adipose tissue.46 If there is a suspicion
congestion.41 of HFpEF in a patient with obesity and low natriuretic
In the community, the diagnosis of HFpEF is much peptide levels, referral to a heart failure specialist for
more challenging. Patients are at risk of misdiagnosis or HFpEF diagnosis might be warranted.
under-diagnosis due to several factors, including (1) under- Therefore, in patients at risk with emerging symptoms,
reporting of symptoms by patients (eg, shortness of breath we propose a simple stepwise algorithm to allow for
on exertion, orthopnoea, or paroxysmal nocturnal accurate HFpEF diagnosis (figure 2). This algorithm is
dyspnoea), (2) non-specific heart failure symptoms (eg, based around the ESC Heart Failure Guidelines and
fatigue, reduced exercise tolerance, or ankle swelling), published HFpEF risk scores.
(3) absence of awareness of heart failure as a cause of
pulmonary symptoms, (4) the presence of mimicking Step 1: identify a defining feature of HFpEF
comorbidities, (5) the absence of ready access of natriuretic This algorithm (figure 2) allows for a diagnosis of HFpEF
peptides or echocardiography, and (6) uncertainty on how in most patients (approximately 80%) at step 1 whereby a
to diagnose HFpEF (due to uncertainty of how to interpret patient with symptoms, with or without signs, of heart
natriuretic peptide levels and echocardiographic reports). failure, or with an LVEF of 50% or higher has a defining
There is a long-standing perception among many feature (eg, detectable congestion or elevated natriuretic
clinicians that HFpEF is a condition that causes acute peptide levels), and meets at least one of the echo
breathlessness with detectable pulmonary and peripheral cardiographic criteria. Therefore, the need to proceed to
oedema. There is less appreciation of heart failure as a step 2 and 3 is rare. For the generalist, moving to step 2
chronic condition that presents with exercise-related should prompt a referral onward for expert guidance.
breathlessness and reduced exercise tolerance in the Guidelines emphasise that the greater the number of
absence of signs of fluid overload. Fluid overload might be non-invasive indicators of raised left ventricular filling
absent, particularly in patients receiving diuretics pressures, the greater the likelihood of a diagnosis of
for hypertension. Confusion caused by common HFpEF.1
Step 2 Assess probability of HFpEF: Low score (0–1) then HFpEF unlikely
HFA-PEFF or H2FPEF score High score (≥5 or ≥6 respectively) then
HFpEF likely
If intermediate score
Step 3 Non-invasive or invasive exercise haemodynamics High filling pressures at rest or on exertion,
then HFpEF
The precise cutoffs for NT-proBNP and echo Step 3: elevated filling pressure
cardiographic parameters are much debated. For In the event of intermediate probability (where
example, recent publications have highlighted different HFA-PEFF score is 2–4 or H2FPEF 2–5), step 3 is required
cutoffs for NT-proBNP according to age and other to determine the presence of elevated filling pressures at
factors.47 Echocardiographic parameters and their rest or on exertion. The filling pressure can be established
cutoffs are often also confusing to generalists. Our with non-invasive (with exercise stress echocardiography)
recommendation is that patients with suspected heart or invasive haemodynamic exercise testing. In global
failure are referred from primary care to secondary care clinical practice, the availability of both non-invasive and
via heart failure diagnostic pathways. These pathways invasive haemodynamics is rare.
allow referral to a process where heart failure
diagnostic tests (NT-proBNP, electro cardiograms, and Mimics of HFpEF
echocardiograms) are performed, and the results The physician should, with clinical history and
reviewed by a heart failure team. Clear feedback with examination and investigation, rule out cardiac and non-
respect to both heart failure diagnosis (HFpEF or HFrEF) cardiac mimickers of HFpEF. Cardiac mimickers are
and management plan can be provided to the primary plentiful and include myocardial disease resulting in a
care team. thickened heart, including hypertrophic cardiomyopathy,
infiltrative disorders (eg, amyloidosis, haemochromatosis,
Step 2: HFpEF risk scores and sarcoidosis), and storage disorders (most notably
For approximately 20% of HFpEF cases where the Fabry disease); pericardial disease, such as constrictive
NT-proBNP is normal but a high index of suspicion pericarditis, primary valvular heart disease, pulmonary
remains, HFpEF risk scores might be helpful. The arterial hypertension (group 1 pulmonary hypertension)
two heart failure scores are the Heart Failure or lung disease-related pulmonary hypertension (group 3
Association Pre-test assessment, Echocardiography and pulmonary hypertension, which at first sight might be
natriuretic peptide, Functional testing, Final aetiology difficult to distinguish from pulmonary hypertension
(HFA-PEFF) score (range 0–6),48 and the heart failure related to HFpEF); and high-output heart failure, and
with preserved ejection fraction (H2FPEF) score primary right ventricular failure (arrhythmogenic
(range 0–9).49 Where the score is high (HFA-PEFF ≥5, ventricular cardiomyopathy and right ventricular
H2FPEF ≥6), then a diagnosis of HFpEF is likely, and infarction). The echocardiogram should be examined for
when low (HFA-PEFF 0–1, H2FPEF 0–1), HFpEF is evidence of these cardiac mimickers, and this list should
unlikely. be systematically considered in every patient, but
SGLT2i Diuretics for fluid retention Screening for treatment of aetiologies or cardiovascular and non-cardiovascular
(class I) (class I) comorbidities
(class I)
particularly among those with atypical features, such as 95% CI 0·73–0·87; p<0·0001).52 The ESC 2023 Heart
younger age, relevant family history, or an absence of Failure Guideline update has given SGLT2 inhibitor use
typical risk factors (eg, hypertension, diabetes, and for HFpEF a class 1a recommendation.53
obesity). Where doubt lies, additional imaging (eg,
cardiac MRI or PET scanning) and laboratory work (eg, Treatment of congestion
alpha-galactosidase for Fabry or iron studies for Relief from congestion with diuretics remains a
haemochromatosis) might be necessary. cornerstone of HFpEF care for patients who are volume
overloaded.1 Therapy is initiated with loop diuretics with
HFpEF management the type and dose depending on the severity of volume
Non-pharmacological management overload. For patients who do not show a sufficient
Figure 3 outlines the core strategies in HFpEF diuresis with loop diuretics, either a thiazide or thiazide-
management. Management strategies for HFpEF include like diuretic or mineralocorticoid receptor antagonists
the identification and treatment of common comorbid (MRAs) can be added, individually or in combination.
conditions. This approach is often implemented in a The recommendation for MRAs (particularly spiro
hospital setting by a multidisciplinary team including nolactone) comes from the signs of benefit from the
nurses, medicine for the older physicians, pharmacists, TOPCAT trial.54
and physiotherapists. Involvement of the general
practitioner is important for ensuring seamless transition Treatment of cardiovascular and non-cardiovascular
of care when the patient goes home, and for subsequent comorbidities
monitoring in an ambulatory clinic setting. Although The core of therapeutic recommendations in HFpEF are
clinical trials have shown the benefits of multidisciplinary focused on the treatment of underlying comorbidity and
care (especially by heart failure nurses)50 in HFrEF, treating modifiable heart failure risk factors. Multiple
similar trials for HFpEF are yet to be completed. Notably, cardiac and non-cardiac conditions, including hyper
a trial that reported the benefits of cardiac rehabilitation tension, coronary artery disease, obesity, sleep apnoea,
in patients who were recently hospitalised with heart anaemia, diabetes, chronic kidney disease, atrial
failure included about 50% of participants with HFpEF.51 fibrillation, and chronotropic incompetence are all fre
quently associated with HFpEF, and might accelerate
Pharmacological management disease progression or contribute to functional into
A table of notable HFpEF drug trials is included in the lerance. However, there is no evidence for HFpEF-
See Online for appendix appendix. specific management of these conditions. Pragmatic
strategies for managing common comorbidities are
SGLT2 inhibitors addressed in the panel.
Recently (in 2021 and 2022), the first positive outcome
trials in HFpEF were published. In the EMPEROR- GLP-1 receptor agonists
Preserved3 and DELIVER trials,4 SGLT2 inhibitors The GLP-1 receptor agonist semaglutide was assessed for
reduced the composite of cardiovascular death and heart treatment of HFpEF in the STEP-HFpEF trial.55
failure hospitalisations by 20% (hazard ratio [HR] 0·80; Semaglutide markedly improved health status and
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