Van Warmelo - ASPECTS OF JOINT OWNERSHIP IN ROMAN LAW
Van Warmelo - ASPECTS OF JOINT OWNERSHIP IN ROMAN LAW
Van Warmelo - ASPECTS OF JOINT OWNERSHIP IN ROMAN LAW
IN ROMAN LAW
by
P. VAN WARMELO (Pretoria)
A.
la) Cf. Eisele, Zur Lehre vom Miteigenthum, Archiv. f. Ziv. Prax.
63. p. 27 sqq.; Weiss, Untersuchungen zum neuen Gaius, Festschrift
F. Schulz II (1951) p. 79 sqq. at p. 91. sqq. shows the incongruity of
this view when applied to the ancient consortium. Also cf. Perozzi,
Saggio critico sulla teoria della comproprieta, Scritti giuridici I (1948)
p. 437 sqq.; Biscardi, La genesi della nozione di compropriet?., Labeo,
I (1955) 2, p. 154 sqq.
127
ever, that the extraneus (as a general rule) could not ac-
quire for a principal makes it most unlikely that the one
person could acquire partly for himself and partly for another
and hereby constitute joint ownership. This seems unlikely
even for the law of Justinian and of the later empire when
the extraneus had more latitude and could acquire more
frequently for a principal - and when the concept of owner-
ship became more and more divorced from any question of
possession. Naturally, where a communis servus occupies,
the ownership is acquired for his joint masters. But here
again the first question is: how did the slave become a servus
communis?
The problem is, therefore, reduced to the question: can
two persons acquire possession of the same thing jointly?
Could two or more persons jointly take possession of res
nullius or jointly come across treasure and take possession
thereof? We do not seem to have any texts on this point.
In the literature we find the case of two slaves finding
something and taking it for themselves but this is hardly
of any value 4). It is clear that in classical times there was
some difference of opinion amon,g the jurist whether more
than one person could possess one and the same thing 5) but
at the same time it is also clear that they were generally
agreed that two or more persons could not possess on the
same causa (duos iniuste duos iuste (possidere) non posse)6),
which makes it extremely unlikely that the jurists would
accept the possibility of two persons unconnected with each
other occupying the same res nudlius. This seems to follow
from the ruling regarding the wounding of animals by diffe-
rent persons. On the other hand, if the parties should wish
to occupy together and become joint owners there seems to
7) Cf. Gaudemet, op. cit. p. 34. At p. 147 sq. he maintains that the
bona fide possessio may be held by two or more persons and refers to
D.10. 3. ?. 2 and D.10. 2. 10. These texts discuss the secondary type
of ownership (Gai Inst. 2.40), protected by the actio Publicia,na, and
this ownership may be held jointly.
8) Cf. D, 43. 12. 1. 6;in § 7 the case of alveus derelictus is men-
tioned. Cf. Gaudemet, op. cit. p. 82.
9) Inst. lust. 2.1.22.
131
without giving the impression that the three cases are being
contrasted. There seems to be no reason why the compilers
of the Institutes should have changed the text which we
find in the Digest and therefore the only reasonable ex-
planation for the discrepancy between the two versions of
the Libri rerun cottidianarum seems to be the fact that
different versions were used when the Digest and when the
Institutes were compiled 13).
We may safely conclude that we have here the statement
of law in Justinian's time as well as in post-classical times.
The question is, however, whether this statement of the law
reflects the law of Rome at earlier periods.
There are several pointers against adopting the view that
Justinian hands down the law of classical and earlier times.
Firstly, the source being the Libri rerum cottidianarum
inclines one to think that we have here post-classical law
but not necessarily the law of earlier times. Secondly, in
regard to the specific case where different species are mixed,
it is clear that, even if Gaius (as the text wishes us to believe)
would have decided in favour of joint ownership, this could
not be considered to be the unanimous view of the jurists
of classical times I4 ) . Thirdly, from the fact that the voluntas
of the parties is stressed, the suspicion grows that we have
to do with post-classical law. Finally, the weak construction
of the Justinian text seems to denote reconstruction. The
mixture becomes joint property because the parties wish it
to become joint property. Thus, just as in the case of the
occupatio, we are to believe that the mere voluntas of the
parties is the deciding factor whether joint property arises
or not. It is difficult to imagine the mere voluntas playing
such an important part in classical and earlier times, es-
pecially where dominium in some form or another is to be
acquired.
;L9) Cf. Index Int. h. 1.; Grosso, Miscellanea critica, Studi Alber-
tario I (1953), p. 586 sqq., at p. 589; Wieacker, Das Gesellschafterver-
hiutnis des klassischen Rechts, ZSS 69 (1952), p. 302 sqq., at p. 338
n. 99.
139
At a first glance this text would seem to lay down the rule
that tradition pro parte was admissable in classical law. The
interpolation of longi temporis praescriptio (for usucapio'i
and traditio is obvious 27). Traditio was substituted for may-
cipatio or possibly in iure cessio and in this way the text
merely confirms that mancipatio pro parte or in iure cessio.
pro parte was reco,gnised in classical Roman law. Further-
more that traditio pro parte was permissable in the law o :"
Justinian.
For our purpose it is more important that this text lays
down that possession can be obtained of a certa pars pro
indivisio. The text considers the case of two or more person
buying a fundus or receiving it as a donatio. They are there-
upon put jointly in possession (introducitur) and obviously-
they are going to use this fundus jointly and in common.
This joint possession is sufficient for the purpose of creati.ng;
dominium pro parte by means of usyucapio. Thus usucapio
is a mode whereby joint ownership could arise. But in the
same way traditio may introduce joint ownership. In our
specific case the traditio (whereby the parties are put into,
possession jointly) gives rise to pretorian ownership only,
but if we have res nec mancipi there is no reason why if
should not give rise to dominium. Obviously, traditio and.
usucapio as modes whereby joint property arises, are only
applicable to such thing which can be taken possession of
by more than one party at the same time. It is hard to
imagine this happening with movables.
41) Cf. Plutarchus, Aemil. 5. For this and other examples, cf. Gif-
fard, Precis de droit romain (1938) vol. 1, p. 491; Girard, Manuel
616mentairede droit romain (1929) p. 611 n. 2; Monier, Manuel elemen-
'taire de droit romain, vol. 1 (1947), p. 456. Also the brothers Lucanus
and Tullus (first century A.D.): Kunkel, Ein unbeachtetes Zeugnis
uber das romische Consortium, Annales de la Fac-alt6de droit d'Istanbul,
4-5 .(1955) p. 55 sqq. As a general institution down to comparatively
modern times, cf. Westrup, Introduction to early Roman law, vol II
(1934) p. 5 sqq., vol III (1939) p. 235 sqq., p. 266 sqq. ' '
4'<!) Cf. Girard, op. cit. p. 492 n. 3.
149
43) Cf. L6vy-Bruhl, Nouvelles etudes etc. p. 56, 58 sq. This would
seem to be sustained by the research of Westrup, Introduction etc.
vol II (1934) p. 102 sqq.
44) De Off. 1. 7; cf. also Collinet, Les nouveaux fragments des
Institutes de Gaius, RHD. 1932, p. 96 sqq. at p. 105; Levy, Neue Bruch-
st3cke aus den Institutionen des Gaius, ZSS 54 (1934), p. 258 sqq., at
p. 289.
45) Cf. Levy op. cit. p. 279; De Zulueta, The new Fragments of
Gaius, JRS 25,(1935), p. 19 sqq., at p. 20; Arangio-Ruiz, Societa p. 8;
contra Collinet, op. cit. p. 102 sqq.
46) De ling. lat 6, 64; cf. Collinet op. cit. 104 sq. However, Levy-
Bruhl, La manus consertio, Iura, IV (1953) p. 163 sqq.
Cf. for divergent views: Levy, op. cit. p. 289 sqq.; De Znlueta,
op. cit. p. 29 sq.; Collinet, op. cit. 10. sq.; Giffard, op. cit. p. 492 n. 4
and RHD 14 (1935) p. 192; L6vy-Bruhl, Nouvelles 6tudes, p. 57 sq.;
Weiss, Untersuchungen etc. at p. 86 sqq.; Arangio-Ruiz, Societa p. 10.
48) Cf. Arangio-Ruiz, Societa p. 32 and. p. 123; Kunkel, op. cit.
particularly, p. 66.
150
51) Cf. Levy, op. cit. p. 271; Albertario, Frammenti, p. 466; van
Oven, De nieuwe Gaius-vondst TR. 13 (1934) 248 sqq.
52) Buckland, Alienation, p. 483; Albertario, Frammenti, p. 479.
s3) Arangio-Ruiz, SocietA,p. 123 sqq.
152
59) Cf. Levy, op. cit. p. 293; Albertario, Frammenti, p. 473 sqq.;
Arangio-Ruiz, Societa, p. 126 and the discussion on the change from
present to past tense. Also Kunkel, op. cit. p. 74 sq. However, contra
van Oven, reviewing Arangio-Ruiz, TR 19 (1951) p. 448 sqq.
g°) Monier, Les rapports entre le fr. 57, D. 44, 7, et le nouveau
fragment de Gaius (Inst. 111, 154) RHD 1938 (17) p. 304: ,,La com-
paraison des deux textes prouve que non seulement Gaius, mais Quin-
tus Mucius Scaevola et Pomponius distinguaient, de la soci6t6 consen-
suelle, un autre genre de societas soumis A des r6gles differentes et qui
n'6tait pas fond6'sur un simple accord de volontes; .... un indice en
faveur de la survivance, au IIe siecle ap. J.-C., de certaines regles
propres au consortium h6r4ditaire entre freres,....". Cf. also ad
D. 44. 7. 55,Arangio-Ruiz, Society, p. 21. sq.
If we summarise Kunkel (op. cit.) correctly, he takes it that the
consortium was maintained in classical times as "das echte consortium
des fratres" (p. 73) and that Gaius discussed this consortium (giving
its historical - olim - background) but not the societas omnium hono-
rum consensu coita. However, when Gaius mentions in § 148 a societas
totorum bonorum, he is discussing contracts in general arising con..
155
consortium and societas ercto non cito would have left its
impression on the societas omnium bonorum of classical
times. It requires a fair amount of guesswork, however, to
determine the exact scope of this institution.
84) Cf. De Zulueta, op. cit. p. 25, discussing the ancient societas
ercto non cito, points out that the societas omnium bo?wrum is to a
great extent derived from this ancient form. He lays down further-
more, that everything was held in common and "the common fund was
chargeable with the liabilities, other than delictual and gambling, of
the individual 30CiUS...."
165
85) Cf. for instance: De Zulueta, op. cit. p. 24; Levy, op. cit. p. 281;
Buckland, op. cit. p. 483; Frezza, L'istituzione della collegialith in dir.
rom., Studi Solazzi (1949) p. 507 sqq. at p. 536 sqq.; Arangio-Ruiz,
SocietA,p. 37 sq.; Eisele, op. cit. p. 44 sqq.; Perozzi, Un paragone in
materia di cornproprieia, Scritti giuridici (1948) vol. 1, p. 555 sqci.:
Kaser, Das romische Privatrecht, I (1955) p. 346 sqq.
166
D.
92) Cf. De Zulueta, op. cit. p. 24; Levy, op. cit. p. 280 sqq.; Weiss,
op. cit. p. 85 ; Arangio-Ruiz, Society p. 11 sqq.
°3) Ulp. Reg. 1. 18 ;Pauli Sent. 4. 12. I ; Fr. Dosit. 10. Cf. also Inst
lust. 2. 7. 4.
170
the co-owner while the other socii are not reimbursed 96).
But for our purposes it is important that Justinian introduces
his reforms with the words: In communes servos corumque
libertatem et quando cuidam. ommo pars libertatem im-
ponentis adcrescit nec ne, et maxime inter milites, qui huius-
modi intponunt libertatem, multa ambiguitas exorta est
apud veteres iuris auctores 97 ) .
From these words it would appear that there was multa
ambiguitas in the classical law. From the sources (which are
indeed post-classical) nothing appears of such ambiguitas.
Everything seems straightforward - that is to say that the
ius accrescendi applies in the case of formal manumissio
inter vivos or mortis causa. Can it be that this ambiguitas
arose because of the different ruling in the ancient con-
sortium which left its mark in this matter on the societas
omnium bonorum ? For obvious reasons, if this was the case,
no trace is to be found in the Digest, and even the Verona-
Gaius tells us nothing.
1°') For the interpolations, cf. Index Int. However, also Arangio-
Ruiz, Societa, p. 85-86 for a more recent and more conservative view.
177
Nemo ex sociis plus parte sua potest alienare, etsi totorum bono-
rum socii sint.
llo) Berger, op. cit. p. 203 sqq.; Lenel, Das Edictum Perpetuum
,(3rd Ed.) p. 211.
Berger, op. cit. p. 204 and Index Int. ad h. 1.
182
i12) The doubts concerning the existence of this lex were removed
by the discovery of Gai Inst. 4. 17a. Cf. Levy, op. cit. p. 294 sqq.
im) Cf. Frezza, op. cit. p. 532 sq.
183
tutor may alienate. Obviously in this case, too, alienation is not per-
missible. But the fact that the question is put, demonstrates that
before the 0ratio alienation by a tutor was permissible and effective.
Unfortunately the text does not say whether the tutor could alienate
in toto or pro parte. The fact that provoccctiois mentioned shows that
the text is not quite logical. Provocatio, according to the Ordtio
(27. 9.1.1) is necessary where division is to be effected and has nothing
to do with alienation.
"18) Cf. D,17. 2. 68. pr.
186
Here again, it appears that the one socius may dispose o.f
communis pecunict. It is possible that, according to thei:r
agreement, he had the right to lend it out at interest or acted
as negotiorum gestor on behalf of the socii. From the fact
that the case is distinguished from that of the socius omniurn
bonorum it seems clear that such a socius omnium bonorurn
could validly dispose of pecunia communis (at least, such as
is in his possession or available from a common pool). This
right formed part of the rights and obligations arising from
such a societas. This text is all the more valuable, since it
is confirmed from a post-classical source other than the com-.-
pilation of Justinian i19 ) . It would, therefore, appear that the
text retains it post-classical, if not classical, form in the com.-
pilation of Justinian 120).
On the other hand, one would expect that Justinian (oi
perhaps some post-classical writer) would insert here that
alienation pro parte only, was permissible. That would have
brought the text in complete agreement with
E.
To conclude, it would appear that in the ancient consortiun?,
and societas ercto non cito the general rule was that thee
several socii could validly dispose of joint property in toto.
This is not an unreasonable rule, for it presupposes that the
joint property forms part of that socius' "personal belong-
ings" or forms part of a common pool. In several instances
this rule was maintained in classical times and probably
where there was a societas omnzum bonorum. At the same
time the rule arose that dispositions could be valid pro parte
only, and this is the general rule of the law of Justinian.
Furthermore, condominium, at least as we know it in the
cases of societas ercto non cito, consortium and societas
omnium bonorum, does not seem to be an "absolute" right
in the usual sense of the term. It is not so much a form of
doniniuml over things pro parte indivisa. For the Romans,
according to whose views dominiurn should not be viewed
abstractly and divorced from the res itself, the condominium
was apparently, in the same way, a right of dominium over
a res whereof the party having that ri,ght had some form of
control (the res might form part of his "personal belongings"
or be at his disposal in a common pool). However, the socii
had some claim, also, on that thing. Accordingly the con-