ch2 Compatibility Mode

Chapter 2: Operating-System
Structures
Operating System Concepts – 8th Edition, Silberschatz, Galvin and Gagne ©2009
Chapter 2: Operating-System Structures
 Operating System Services

 User Operating System Interface
 System Calls
 Types of System Calls
 System Programs
 Operating System Structure
 Virtual Machines
Operating System Concepts – 8th Edition 2.2 Silberschatz, Galvin and Gagne ©2009
Objectives
 To describe the services an operating system provides to users, processes,
and other systems
 To discuss the various ways of structuring an operating system
Operating System Services
 One set of operating-system services provides functions that are

helpful to the user:
 User interface - Almost all operating systems have a user interface (UI)
 Varies between Command-Line (CLI), Graphics User Interface
(GUI), Batch
 Program execution - The system must be able to load a program into
memory and to run that program, end execution, either normally or
abnormally (indicating error)
 I/O operations - A running program may require I/O, which may involve
a file or an I/O device
 File-system manipulation - The file system is of particular interest.
Obviously, programs need to read and write files and directories, create
and delete them, search them, list file Information, permission
management.
A View of Operating System Services
Operating System Services (Cont)
 One set of operating-system services provides functions that are

helpful to the user (Cont):
 Communications – Processes may exchange information, on the same
computer or between computers over a network
 Communications may be via shared memory or through message
passing (packets moved by the OS)
 Error detection – OS needs to be constantly aware of possible errors
 May occur in the CPU and memory hardware, in I/O devices, in user
program
 For each type of error, OS should take the appropriate action to
ensure correct and consistent computing
 Debugging facilities can greatly enhance the user’s and
programmer’s abilities to efficiently use the system
Operating System Services (Cont)
 Another set of OS functions exists for ensuring the efficient operation of the
system itself via resource sharing
 Resource allocation - When multiple users or multiple jobs running
concurrently, resources must be allocated to each of them
 Many types of resources - Some (such as CPU cycles, main memory,
and file storage) may have special allocation code, others (such as I/O
devices) may have general request and release code
 Accounting - To keep track of which users use how much and what kinds
of computer resources
 Protection and security - The owners of information stored in a multiuser
or networked computer system may want to control use of that information,
concurrent processes should not interfere with each other
 Protection involves ensuring that all access to system resources is
controlled
 Security of the system from outsiders requires user authentication,
extends to defending external I/O devices from invalid access attempts
 If a system is to be protected and secure, precautions must be
instituted throughout it. A chain is only as strong as its weakest link.
User Operating System Interface - CLI
Command Line Interface (CLI) or command interpreter allows direct

command entry
 Sometimes implemented in kernel, sometimes by systems
program
 Sometimes multiple flavors implemented – shells
 Primarily fetches a command from user and executes it
– Sometimes commands built-in, sometimes just names of
programs
» If the latter, adding new features doesn’t require shell
modification
User Operating System Interface - GUI
 User-friendly desktop metaphor interface
 Usually mouse, keyboard, and monitor
 Icons represent files, programs, actions, etc
 Various mouse buttons over objects in the interface cause various
actions (provide information, options, execute function, open directory
(known as a folder)
 Invented at Xerox PARC
 Many systems now include both CLI and GUI interfaces
 Microsoft Windows is GUI with CLI “command” shell
 Apple Mac OS X as “Aqua” GUI interface with UNIX kernel underneath
and shells available
 Solaris is CLI with optional GUI interfaces (Java Desktop, KDE)
Bourne Shell Command Interpreter
The Mac OS X GUI
System Calls
System Calls
 Programming interface to the services provided by the OS
 Typically written in a high-level language (C or C++)
 Mostly accessed by programs via a high-level Application Program Interface
(API) rather than direct system call use
 Three most common APIs are Win32 API for Windows, POSIX API for
POSIX-based systems (including virtually all versions of UNIX, Linux, and
Mac OS X), and Java API for the Java virtual machine (JVM)
 Why use APIs rather than system calls?
 Portability
 System calls are more detailed and difficult to work with.
(Note that the system-call names used throughout this text are generic)
Example of System Calls
 System call sequence to copy the contents of one file to another file
Example of Standard API
 Consider the ReadFile() function in the
 Win32 API—a function for reading from a file
 A description of the parameters passed to ReadFile()

 HANDLE file—the file to be read
 LPVOID buffer—a buffer where the data will be read into and written from
 DWORD bytesToRead—the number of bytes to be read into the buffer
 LPDWORD bytesRead—the number of bytes read during the last read
 LPOVERLAPPED ovl—indicates if overlapped I/O is being used
System Call Implementation
 Typically, a number associated with each system call
 System-call interface maintains a table indexed according to these
numbers
 The system call interface invokes intended system call in OS kernel and
returns status of the system call and any return values
 The caller need know nothing about how the system call is implemented
 Just needs to obey API and understand what OS will do as a result call
 Most details of OS interface hidden from programmer by API
 Managed by run-time support library (set of functions built into
libraries included with compiler)
API – System Call – OS Relationship
Standard C Library Example
 C program invoking printf() library call, which calls write() system call
System Call Parameter Passing
 Often, more information is required than simply identity of desired system
call

Exact type and amount of information vary according to OS and call
 Three general methods used to pass parameters to the OS
 Simplest: pass the parameters in registers
In some cases, may be more parameters than registers

 Parameters stored in a block, or table, in memory, and address of block

passed as a parameter in a register
 This approach taken by Linux and Solaris
 Parameters placed, or pushed, onto the stack by the program and

popped off the stack by the operating system
 Block and stack methods do not limit the number or length of
parameters being passed
Parameter Passing via Table
Types of System Calls
 Process control
end, abort, load, execute, create, terminate, wait event, get process
attributes, …
 File management
create, delete, open, close, read, write,…..
 Device management
request device, release, read, write,….
 Information maintenance
get time, date, get system data, ….
 Communications
create, delete communication connections, send message, …..
 Protection
get permission, set permission.
Examples of Windows and Unix System Calls
System Programs
 System programs provide a convenient environment for program

development and execution. These can be divided into:
 File manipulation
 Status information
 File modification
 Programming language support
 Program loading and execution
 Communications
 Most users’ view of the operating system is defined by system

programs, not the actual system calls
OS Structure: 1- Simple Structure (Monolithic)
 Traditionally, OS’s (like UNIX, DOS) were built as a monolithic entity:
 MS-DOS – written to provide the most functionality in the least space
 Not divided into modules
 Although MS-DOS has some structure, its interfaces and levels of
functionality are not well separated–
e.g. application programs can access low level drivers directly .
 Vulnerable to errant (malicious) programs
 Major advantage:
 cost of module interactions is low (procedure call)
 Disadvantages:
 hard to understand
 hard to modify
 unreliable (no isolation between system modules)
 hard to maintain
Traditional UNIX System Structure
UNIX
 UNIX – limited by hardware functionality, the original UNIX operating

system had limited structuring. The UNIX OS consists of two
separable parts
 Systems programs
 The kernel
 Consists of everything below the system-call interface and
above the physical hardware
 Provides the file system, CPU scheduling, memory
management, and other operating-system functions; a large
number of functions for one level
OS Structure: 2- Layered Approach
 The operating system is divided into a number of layers (levels), each built
on top of lower layers. The bottom layer (layer 0), is the hardware; the
highest (layer N) is the user interface.
Layered Operating System
 With modularity, layers are selected such that each uses functions
(operations) and services of only lower-level layers
• Advantage: modularity  Easier debugging/Maintenance
• Not always possible: Does process scheduler lie above or below virtual
memory layer?
Need to reschedule processor while waiting for paging
May need to page in information about tasks
3- Microkernel System Structure
 Moves as much from the kernel into “user” space (Move all non-essential
components from the kernel into “user” space).
 Main function of microkernel: Communication between client programs and
various services which are run in user space
 Communication takes place between user modules using message passing
 Benefits:
 Easier to extend O.S.(all new services are added to user space).
 Easier to port the operating system to new architectures(because the
microkernel is small).
 More reliable (less code is running in kernel mode)
 More secure.
 Detriments:
 Performance overhead of user space to kernel space communication.
3- Microkernel System Structure
Layered OS vs Microkernel
4- Modules
 Most modern operating systems implement kernel modules
 Uses object-oriented approach
 Each core component is separate
 Each talks to the others over known interfaces
 Each is loadable as needed within the kernel
 Overall, similar to layers but with more flexible
-Any module can call any other module
Solaris Modular Approach
5- Hybrid Systems
 Very few operating systems adopt a single structure
 Most operating systems combine different structures
 Example: Windows OS
 Largely monolithic
 Partially microkernel structure: Provides support for separate
subsystems
 Partially modular structure: Provides support for dynamically loadable
kernel modules
Mac OS X Structure
BSD: provides support for command line interface,

networking, file system, POSIX API
• Mach: memory management, IPC, message
passing.
Virtual Machines
 A virtual machine takes the layered approach to its logical

conclusion. It treats hardware and the operating system
kernel as though they were all hardware
 A virtual machine provides an interface identical to the
underlying bare hardware
 The operating system host creates the illusion that a process
has its own processor and (virtual memory)
 Each guest provided with a (virtual) copy of underlying
computer
 The guess process is in fact an OS, and is how a single
physical machine can run multiple OS concurrently, each in its
own VM.
Virtual Machines History and Benefits
 First appeared commercially in IBM mainframes in 1972
 Fundamentally, multiple execution environments (different operating
systems) can share the same hardware
 Protect from each other
 Some sharing of file can be permitted, controlled
 Commutate with each other, other physical systems via networking
 Useful for development, testing
 Consolidation of many low-resource use systems onto fewer busier systems
 “Open Virtual Machine Format”, standard format of virtual machines, allows
a VM to run within many different virtual machine (host) platforms
Virtual Machines (Cont)
Non-virtual Machine Virtual Machine
(a) Nonvirtual machine (b) virtual machine
VMware Architecture
The Java Virtual Machine
End of Chapter 2
Operating System Concepts – 8th Edition, Silberschatz, Galvin and Gagne ©2009

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Chapter 2: Operating-System

 Operating System Services

 One set of operating-system services provides functions that are

 One set of operating-system services provides functions that are

Command Line Interface (CLI) or command interpreter allows direct

 A description of the parameters passed to ReadFile()

 Parameters stored in a block, or table, in memory, and address of block

 Parameters placed, or pushed, onto the stack by the program and

 System programs provide a convenient environment for program

 Most users’ view of the operating system is defined by system

 UNIX – limited by hardware functionality, the original UNIX operating

• Advantage: modularity  Easier debugging/Maintenance

BSD: provides support for command line interface,

 A virtual machine takes the layered approach to its logical

Non-virtual Machine Virtual Machine

(a) Nonvirtual machine (b) virtual machine

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