15.wo - Na08 - E1 - 0 Umts Radio Network Kpi-38

UMTS Radio Network KPI
Contents
1 Radio Key Performance Indicators (R99) ............................................................................................... 1
1.1 Coverage rate .................................................................................................................................... 1
1.2 Call Establishment Indicators ........................................................................................................... 1
1.2.1 RRC Connection Establishment Success Rate (Service-related) ........................................... 2
1.2.2 RRC Connection Establishment Success Rate ....................................................................... 3
1.2.3 RAB Establishment Success Rate .......................................................................................... 4
1.2.4 Radio Access Success Rate .................................................................................................... 5
1.2.5 Call Block Rate ...................................................................................................................... 5
1.3 Call Maintain Indicators.................................................................................................................... 6
1.3.1 Cell Radio Call Drop Rate ..................................................................................................... 6
1.3.2 Cell CS Call Drop Rate .......................................................................................................... 7
1.3.3 Cell PS Call Drop Rate .......................................................................................................... 7
1.3.4 Relocation Success Rate ........................................................................................................ 8
1.4 Mobility Management Indicators .................................................................................................... 10
1.4.1 RNC software handover success rate (include softer handover) .......................................... 10
1.4.2 Cell soft handover success rate(including softer)................................................................. 11
1.4.3 Intra-frequency hard handover success rate ......................................................................... 12
1.4.4 Inter-frequency hard handover success rate ......................................................................... 14
1.4.5 Inter-RAT CS Handover Success Rate (UMTS->GSM) ...................................................... 16
1.4.6 Inter-RAT PS Handover Success Rate(UMTS->GPRS，by UTRAN)................................ 17
1.4.7 Inter-RAT PS Handover Success Rate(GPRS->UMTS) ...................................................... 19
1.5 System Resources Indicators........................................................................................................... 20
1.5.1 Flow Indicators..................................................................................................................... 20
i
1.5.2 System Resources Utility Rate .............................................................................................23
1.5.3 Uplink Block Error Rate .......................................................................................................25
1.5.4 PS Downlink Retransmit Rate (RLC) ...................................................................................25
2 HSDPA Key Performance Indicators ......................................................................................................27
2.1 Successful HSDPA PS Traffic Establishment Rate .......................................................................... 27
2.2 HSDPA PS Call Drop Rate .............................................................................................................. 27
2.3 HSDPA Mobillity Management Indicators ...................................................................................... 28
2.3.1 HS-DSCH Intra-frequency Serving Cell Success Rate.........................................................28
2.3.2 Successful Rate of handover from HS-DSCH to 2G ............................................................28
2.4 HSDPA System Resources Indicators ..............................................................................................29
2.4.1 HSDPA Average Cell Throughput ........................................................................................29
2.4.2 Cell HSDPA Data Retransmit Rate .......................................................................................29
3 HSUPA Key Performance Indicators ......................................................................................................31
3.1 HSUPA PS Establishment Success Rate .......................................................................................... 31
3.2 HSUPA PS Call Drop Rate .............................................................................................................. 31
3.3 HSUPA Mobility Management Indicators ....................................................................................... 32
3.3.1 Cell E-DCH Soft Handover Success Rate ............................................................................ 32
3.3.2 Success Rate of Handover from E-DCH to 2G .................................................................... 32
3.4 HSUPA System Resources Indicators ..............................................................................................33
3.4.1 Cell E-DCH Throughput ....................................................................................................... 33
3.4.2 Cell HSUPA Mac-es Retransmit Rate ................................................................................... 33
ii
1 Radio Key Performance Indicators (R99)
1.1 Coverage rate

Performance Statistics Time Granuity Statistics Area Granuity Indicator Value
Indicator Name
Coverage rate － Cell -> Node B -> RNC -> CN
Indicator Meaning
Radio network coverage rate reflect the availability of the network. Cell coverage rate is closely related to the
capacity because UMTS cell breathes according to the capacity; More important, different service has different
rate and different coverage. Therefore, network coverage rate differentiates based on user number and service
type. This Indicator has direct impact on user’ take and confidence on the product.
Indicator Definition
KPI formula：
F＝RSCP≥R, Ec/Io≥S，
RSCP represents received signal code power; Ec/Io represents received pilot signal quality; RSCP≥R & Ec/Io≥
S represents whether it’s fulfilling, R& S are thresholds of RSCP and Ec/Io respectively. If RSCP≥R and Ec/Io≥
S, F= 1; If one or neither of the conditions is met, F= 0. Discard the exceptional value of RSCP and Ec/Io that
greatly exceed the normal range of value.
The formula means the area is covered if received signal code power and signal code quality reach the threshold.
It reflects the percentage of test spots of which F equals 1 Because coverage and coverage rate vary with different
services. Therefore, F is different based on services when computing coverage rate.
Note: coverage rate refers to area coverage rate, not marginal coverage rate which is more complicated and not
considered here.
Applied Counter Explanation
－
Remark
Get data by DT
1.2 Call Establishment Indicators

Call success rate is one of the most important indicators reflecting UMTS performance
and an indicator which the operator pays much attention to. A complete call completion
rate has several layers of meaning: paging success rate paging, RRC connection
establishment success rate and RAB assignment establishment success rate. A complete
call process goes from US receiving paging message from CN to RAB assignment,
which can also be classified into originated call and terminated call process. Signaling
1
process is as follows:
UE RNC CN
RRC Connection
Request
RRC Connection Setup
RRC Connection
Complete
Direct Transferring Message Interaction
RAB Assignment
Request
Establishe
Radio Bearer Setup
d
Radio Bearer Setup
Complete
RAB Assignment
Response
After RAB assignment success, UE can initiate the function of CS voice service
(telephone) and PS data service（web page scaning）.
When UE received paging in connect state (including

CELL_PCH/URA_PCH/CELL_DCH/CELL_FACH), it’s not within range of KPI
discussion because there are no consecutive signal process (no RRC establishment
happening and RAB assignment process probably).
1.2.1 RRC Connection Establishment Success Rate (Service-related)

Performance Indicator Name Statistics Time Granuity Statistics Area Indicator Value
Granuity
RRC Connection 15 min, 30 min, 1 hour, …1 Cell >99%
Establishment Success day, …
Rate(service-realated)
Indicator Meaning
It reflects UE acceptance capability of RNC or cell. RRC connection establishment complete indicates that UE
establish signal connection with the network. RRC connection establishment is categorized into two kinds: one
is service-related; the other is not related to the service (such as location update, inter-system cell reselection
and registration). The former indicates call completion rate which can be used as the basis for channel
configuration adjustment; the latter reflects system load.
It defines whether to establish connection or not and whether on dedicated channel or on public channel.
RRC connection establishment success rate (service-related) is the rate of RRC connection establishment
success number to RRC connection establishment attempt number. The corresponding signals are RRC
CONNECTION SETUP COMPLETE messages received by RNC and RRC CONNECTION REQ received by
2
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RNC. This indicator shall be recorded based on different service catagory.

Formula:
RRC connection establishment success rate(service-related) ＝ RRC connection establishment success
number(service-related)/RRC connection establishment attempt(service-related)×100%
note：RRC connection requests may contain the number of RRC connection establishment messages resent.
Applied Couter Explanation
RRC Connection Establishment Success Number （ service-related ）＝
(C301230874+C301230875+C301230876+C301230877+C301230881+C301230882+C301230883+C3012308
84)；
RRC Connection Establishment Request Number （ service-related ）＝
(C301230854+C301230855+C301230856+C301230857+C301230861+C301230862+C301230863+C3012308
64)；
Remark
Due to specific radio environment and network capacity, one call may cause several RRC connection
establishement request messages sent; In this case, RRC connection establishment success rate shall
differentiate whether RRC connection establishment request message is resent or not. RRC connection
establishment request of one call is regarded as one time of RRC connection establishment request.
1.2.2 RRC Connection Establishment Success Rate

Granuity
RRC Connection 15 min, 30 min, 1 hour, …and Cell
Establishment Success Rate 1 day, …
Indicator Meaning
It reflects UE acceptance capability of RNC or cell. RRC connection establishment success indicates that UE
establish signal connection with the network. RRC connection establishment is categoried into two kinds: one
is service-related; the other is not related to the service (such as location update, inter-system cell reselection
and registration). The former indicates call completion rate which can be used as the basis for channel
configuration adjustment; the latter reflects system load.
RRC connection establishment success rate (service-related) is the rate of RRC establishment success number
to RRC establishment attempt number. The corresponding signals are RRC CONNECTION SETUP
COMPLETE messages received by RNC and RRC CONNECTION REQ received by RNC. This indicator
shall be recorded based on different service catagory.
Formula:
RRC connection establishment success rate(service-related) ＝ RRC connection establishment success
number/RRC connection establishment attempt×100%
RRC Connection Establishment Success Number ＝
(C301230874+C301230875+C301230876+C301230877+C301230878+C301230879+C301230880+C3012308
3
81+C301230882+C301230883+C301230884+C301230885+C301230886+C301230887+C301230888+C3012
30889+C301230890+C301230891+C301230892+C301230893)；
RRC Connection Establishment Attempt Number ＝
(C301230854+C301230855+C301230856+C301230857+C301230858+C301230859+C301230860+C3012308
61+C301230862+C301230863+C301230864+C301230865+C301230866+C301230867+C301230868+C3012
30869+C301230870+C301230871+C301230872+C301230873)；
Remark
Due to specific radio environment and network capacity, one call may cause several RRC connection
establishment request messages sent; In this case, RRC connection establishment success rate shall differentiate
whether RRC connection establishment request message is resent or not. RRC connection establishment
request of one call is regarded as one time of RRC connection establishment request.
1.2.3 RAB Establishment Success Rate

Performance Indicator Statistics Time Granuity Statistics Area Granuity Indicator Value
Name
RAB Establishment 15min, 30 min, 1 hour,… and 1 Cell >99%
Success Rate day,…
Indicator Meaning
RAB establishment success is the final step of the service indicating successful User Plane connection.
RNC CN
RAB ASSIGNMENT
REQUEST
RAB ASSIGNMENT
RESPONSE
.
.
.
*
* it can be several responses
RAB establishment is started by CN and executed by UTRAN. RAB is the bearer of user interface used for
transmission of voice & data and multimedia service between UE and CN. First UE shall have RRC connection
established and then RAB set up, then a basic call can be made an UE enter the state of call making.
RAB setup success rate is the rate of RAB assignment setup request number to RAB assignment setup
response. The corresponding signalings are RAB ASSIGNMENT REQUEST（RAB setup request） and RAB
ASSIGNMENT RESPONSE(RAB setup complete). RAB setup success rate is recorded by CS and PS.
KPI formula：
RAB setup success rate＝(CS RAB assignment setup success RAB number +PS RAB assignment setup
4
success RAB number)/(CS RAB setup request RAB number+PS RAC setup request RAB number)×100%
CS RAB assignment setup success RAB number = (C301230784+C301230785+C301230786+C301230787)
CS RAB setup request RAB number＝(C301230767+C301230768+C301230769+C301230770)
PS RAB assignment setup success RAB number＝(C301230800+C301230801+C301230802+C301230803)
PS RAB setup request RAB number＝(C301230792+C301230793+C301230794+C301230795)
Remark
1.2.4 Radio Access Success Rate

Indicator Name
Radio Access 15 min, 30 min, 1 hour, …, 1 day, … Cell
Success Rate
Indicator Meaning
It reflects UE acceptance capability of RNC or cell and directly has impact on user’s feeling.towards the
network.
When thinking of radio access success rate, we think RRC connection setup success rate and RAB assignment
success rate as a whole. Taking RRC setup request number as denominator and RAB assignment setup success
number as numerator, we use the following formula to calculate service connection rate.
KPI formula:
Radio Access Success Rate＝RAB Setup Success Rate×RRC Connection Setup Success Rate(service-related)
×100%
Note: The result may be incorrect in the case when SCCP setup fails, which is practically neglected in the
engineering.
Please refer to the counters of “RRC connection setup success rate(service-related)” and “RAB setup success
rate”.
Remark
1.2.5 Call Block Rate

Indicator Name
Call Block Rate 15 min, 30 min,…, 1hour, …1day,… Cell
Indicator Meaning
It reflects UE acceptance control capability of RNC and cell.
5
KPI formula:
Call block rate＝acceptance refused service number/ acceptance request service number×100%
C301320170/ C301320166
Remark
1.3 Call Maintain Indicators
1.3.1 Cell Radio Call Drop Rate

Indicator Name
Radio Call Drop 15 min, 30 min,…, 1 hour, …, 1 Cell
Rate day, …
Indicator Meaning
It reflects commnunication maintaining capability of the system which is a key factor affecting users’ take on
the network.
RNC CN RNC CN
RAB
RELEASE REQUEST IU RELEASE REQUEST
RNC sends RAB release request message to CN. When UE is missing or inactivated or it’s due to UTRAN,
RNC send Iu connection release request to CN, requesting Iu connection with UE.
KPI formula:
Call drop rate =( RAB release number request by UTRAN for CS domain + RAB release number for Iu
connection release request by UTRAN for CS domain + RAB release number request by UTRAN for PS
domain + RAB release number for Iu connection release request by UTRAN for PS domain )/（Successful RAB
establishment number for CS domain +successful RAB establishment number for PS domain）×100%
Cell RAB release request counter (CS + PS) ：
(C301230085+C301230087+C301230088+C301230089+C301230092+C301230093+C301230758+C3012307
59+C301230760+C301230099+C301230101+C301230102+C301230103+C301230106+C301230107+C3012
30761+C301230762+C301230763+C301230130+C301230131+C301230132+C301230134+C301230135+C3
01230140+C301230141+C301230142+C301230144+C301230145)
Cell RAB establishment complete counter （ CS + PS ）：
(C301231197+C301231198+C301231199+C301231200+C301231227+C301231228+C301231229+C3012312
30)
6
Remark
1.3.2 Cell CS Call Drop Rate

Indicator Name
Call Drop Rate 15 min, 30 min, 1 hour,…, 1 Cell
day, …
Indicator Meaning
It reflects commnunication maintaining capability of the system and is a key factor affecting users’ take on the
network.
CS call drop rate=( RAB release number request by UTRAN for CS domain + RAB release number for Iu
connection release request by UTRAN for CS domain) / Successful RAB establishment number for CS domain
×100%
Cell RAB Release Request Counter (CS) ：
(C301230085+C301230087+C301230088+C301230089+C301230092+C301230093+C301230758+C3012307
59+C301230760+C301230130+C301230131+C301230132+C301230134+C301230135)
Cell RAB Establishment Complete Counter (CS)：(C301231197+C301231198+C301231199+C301231200)
Remark
1.3.3 Cell PS Call Drop Rate

Indicator Name
Call Drop Rate 15 min, 30 min, 1 hour,…, 1 Cell
day, …
Indicator Meaning
It reflects commnunication maintaining capability of the system and is a key factor affecting users’ take on the
network.
PS call drop rate=( RAB release number request by UTRAN for PS domain + RAB release number for Iu
connection release request by UTRAN for PS domain) / Successful RAB establishment number for PS domain
×100%
Cell RAB Release Request Counter (CS+PS) ：
(C301230099+C301230101+C301230102+C301230103+C301230106+C301230107+C301230761+C3012307
62+C301230763+C301230140+C301230141+C301230142+C301230144+C301230145)
7
Cell RAB Establishment Complete Counter (CS+PS) ：

(C301231227+C301231228+C301231229+C301231230)
Remark
1.3.4 Relocation Success Rate

Indicator Name
Relocation Success 15 min, 30 min, 1 RNC
Rate hour,…, 1 day, …
Indicator Meaning
It reflects commnunication maintaining capability of inter-RNC handover and is a key factor affecting users’ take
on the network.
UE SRNC CN DRNC
RELOCATION_REQUIRED
RELOCATI ON_REQUEST
RELOC_REQ_ACK
RELOCATION_CMD
RELOC_COMMIT
RELOC_DETECT
UTRAN_MOBILITY_INFO
UTRAN_MOBILITY_INFO_CONF
RELOC_CMP
IU_RELEASE_CMD
KPI formula:
Success Rate of RNC Outgoing Relocation with UE not Involved for CS Domain =1－(fail number of RNC
Outgoing Relocation with UE not Involved for CS Domain)×100%
Success Rate of RNC Outgoing Relocation with UE Involved for CS Domain =1－(Fail number of RNC
Outgoing Relocation with UE Involved for CS Domain/ number of RNC Outgoing Relocation Preparation
Requests with UE Involved for CS Domain)×100%
Success Rate of RNC Outgoing Relocation with UE not Involved for PS Domain =1－(Fail Number of RNC
Outgoing Relocation with UE not Involved for PS Domain / Number of RNC Outgoing Relocation Preparation
Request with UE not Involved for PS Domain)×100%
Success Rate of RNC Outgoing Relocation with UE Involved for PS Domain =1－(Fail Number of RNC
8
Outgoing Relocation with UE Involved for PS Domain / Number of RNC Outgoing Relocation Preparation
Request with UE Involved for PS Domain)×100%
Success Rate of RNC Incoming Relocation with UE not Involved for CS Domain =1－(Fail Number of RNC
Incoming Relocation with UE not Involved for CS Domain / Number of RNC Incoming Relocation Preparation
Request with UE not Involved for CS Domain)×100%
Success Rate of RNC Incoming Relocation with UE Involved for CS Domain =1－(Fail Number of RNC
Incoming Relocation with UE Involved for CS Domain / Number of RNC Incoming Relocation Preparation
Request with UE Involved for CS Domain)×100%
Success Rate of RNC Incoming Relocation with UE not Involved for PS Domain =1－(Fail Number of RNC
Incoming Relocation with UE not Involved for PS Domain / Number of RNC Incoming Relocation Preparation
Request with UE not Involved for PS Domain)×100%
Success Rate of RNC Incoming Relocation with UE Involved for PS Domain =1－(Fail Number of RNC
Incoming Relocation with UE Involved for PS Domain / Number of RNC Incoming Relocation Preparation
Request with UE Involved for PS Domain)×100%
Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Requests with UE not
Involved for CS Domain;
Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Failure with UE not Involved
for CS Domain;
Relocation Recording Counter-> Number of RNC Outgoing Relocation Requests with UE not Involved for CS
Domain(16);
Relocation Recording Counter-> Number of RNC Outgoing Relocation Failure with UE not Involved for CS
Domain (17～18);
Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Requests with UE Involved
for CS Domain (19～25)；
Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Failure with UE Involved for
CS Domain(26～33);
Relocation Recording Counter-> Number of RNC Outgoing Relocation Requests with UE Involved for CS
Domain (34)；
Relocation Recording Counter-> Number of RNC Outgoing Relocation Failure with UE Involved for CS Domain
(35～45);
Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Requests with UE not
Involved for PS Domain (46～52)；
Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Failure with UE not Involved
for PS Domain (53～60)；
Relocation Recording Counter-> Number of RNC Outgoing Relocation Requests with UE not Involved for PS
(61);
Relocation Recording Counter-> Number of RNC Outgoing Relocation Failure with UE not Involved for PS
Domain (62～63);
Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Requests with UE Involved
for PS Domain (64～70)；
9
Relocation Recording Counter-> Number of RNC Outgoing Relocation Preparation Failure with UE Involved for
PS Domain (71～78)；
Relocation Recording Counter-> Number of RNC Outgoing Relocation Requests with UE Involved for PS
Domain (79)；
Relocation Recording Counter-> Number of RNC Outgoing Relocation Failure with UE Involved for PS Domain
(80～90)；
Relocation Recording Counter-> Number of RNC Incoming Requests with UE not Involved for CS Domain
(91～97)；
Relocation Recording Counter-> Number of RNC Incoming Failure with UE not Involved for CS Domain (98～
102)；
Relocation Recording Counter-> Number of RNC Incoming Requests with UE Involved for CS Domain (103～
109)；
Relocation Recording Counter-> Number of RNC Incoming Relocation Failure with UE Involved for CS
Domain (110～114)；
Relocation Recording Counter-> Number of RNC Incoming Relocation Requests with UE not Involved for PS
Domain (115～121)；
Relocation Recording Counter-> Number of RNC Incoming Relocation Failure with UE not Involved for CS
Domain (122～126)；
Relocation Recording Counter-> Number of RNC Incoming Relocation Requests with UE Involved for CS
Domain (127～133)；
Relocation Recording Counter-> Number of RNC Incoming Relocation Failure with UE Involved for CS Domain
(134～138)；
Remark
1.4 Mobility Management Indicators

UMTS handoff includes softer handoff, soft handoff and hard handoff. Handoff
process involves measurement control, compress mode and handoff judgement etc, and
cell breath makes handoff even more frequent. Handoff is a important part of system
mobility management and handoff success rate is a key factor evaluating mobility
management performance of the system.
Handoff success rate is grouped into soft handoff success rate, hard handoff success
rate and inter-system handoff, which reflects handoff performance of the whole system.
1.4.1 RNC software handover success rate (include softer handover)

Indicator Name
Software handover 15 min, 30 min, 1 RNC
10
success rate hour,…, 1 day, …

Indicator Meaning
It reflects the success of RNC soft handover. Soft handover can ensure UE communication quality and improve
UE OoS. Setting of the size of soft handover area is closely related to system capacity. Users can sense the
indicators indirectly.
Soft handover refers to the process that MS starts communication with a new BTS while maintaing the
communication with the previous BTS. During the process, multiple channels are activated (funcation as diversity
in TCH) and handover happens between intra-frequency channels, which effectively reduces call drop rate. Soft
handover is carried out within the same frequency in different BTS and diversity signal make selection and
combination in RNC. Soft handover is classified into the operation of Iub radio link and of Uu activation set
update. Operation of Iub radio link include RADIO LINK ADDITION, RADIO LINK REMOVAL, and
RADIO LINK ADDITION AND REMOVAL. Operation of Uu activation set update is the same as operation of
Iub radio link. Therefore, by statistics of ACTIVE SET UPDATE message and ACTIVE SET UPDATE
COMPLETE message, we can get handover success rate.
UE UTRAN
ACTIVE SET UPDATE

A
ACTIVE SET UPDATE COMPLETE

B
KPI Formula：
Soft handover success rate＝(soft handover request number－soft handover fail number) / soft handover request
number×100%
Soft handover request(including softer) counter(RNC)-> C301100386；
Soft handover failure(including softer) counter(RNC) ->
(C301100387+C301100388+C301100389+C301100390+C301100391+C301100392+C301100393+C301100394
+C301100395+C301100396+C301100397)；
Remark
1.4.2 Cell soft handover success rate(including softer)

Performance Indicator Statistics Time Granuity Statistics Area Indicator Value
Name Granuity
Cell handover success 15 min, 30 min, 1 hour,…, 1 day, … Cell
rate
11
Indicator Meaning
It reflects the success of cell soft handover. Soft handover can ensure UE communication quality and improve UE
OoS. Setting of the size of soft handover area is closely related to system capacity. Users can sense the indicators
indirectly.
Refer to RNC soft handover success rate
KPI formula：
Cell soft handover success rate＝(cell soft handover request number –cell soft handover failure number)/ cell soft
handover request number×100%
Cell soft handover request(including softer) counter (in cell) -> C301390302；
Cell soft handover failure (including softer) counter (in cell)->
(C301390303+C301390304+C301390305+C301390306+C301390307+C301390308+C301390309+C301390310
+C301390311+C301390312+C301390313)；
Remark
1.4.3 Intra-frequency hard handover success rate

Name
Intra-frequency hard 15 min, 30 min, 1 hour,…, 1 day, … Cell or RNC
handover success rate
Indicator Meaning
Concerning RNC intra-frequency hard handover, there are two cases: when Iur exists (handover when transmitting
fast-rate data), intra-frequency hard handover may be made instead of soft handover; when Iur does not exist, hard
handover may be made. Therefore making statistics of intra-frequency hard handover within RNC is meaningful. It
reflects the success rate of intra-frequency hard handover which can be basis to adjust radio parameter and is a realatively
key factor affecting users’ take on the network.
Intr-frequency hard handover include intra-RNC intra-frequency hard handover and inter-RNC intra-frequency hard
handover. As to intra-RNC intr-frequency hard handover, the statistics is made by cell (including handover in and out) and
by RNC; As to inter-RNC intra-frequency hard handover, it includes handover in and handover out.
1．intra-RNC intra-frequency hard handover:
By cell:
intra-frequency hard handover success rate(cell outgoing) ＝ intra-frequency hard handover success
number/intra-frequency hard handover attempt number(serving cell)×100%；
intra-frequency hard handover success rate(cell outgoing handover)= intra-frequency hard handover success number
(serving cell) /intra-frequency hard handover attempt number×100%；
By RNC:
intra-frequency hard handover success rate(intra-RNC)＝intra-frequency hard handover success number / intra-frequency
12
hard handover attempt number×100%；
2．Inter-RNC intra-frequency hard handover

intra-frequency hard handover success rate(inter-RNC outgoing handover)＝intra-frequency hard handover success
number/intra-frequency hard handover attempt number×100%；
intra-frequency hard handover success rate(inter-frequency incoming handover)＝null；

Intra-RNC cell intra-frequency hard outgoing handover success rate =
(C301410340-(C301410341+C301410342+C301410343+C301410344+C301410345+C301410346+C301410347+C3014
10348+C301410349+C301410350+C301410351))/C301410340；
Intra-RNC cell inter-frequency hard incoming handover success rate =
(C301410352-(C301410353+C301410354+C301410355+C301410356+C301410357+C301410358+C301410359+C3014
10360+C301410361+C301410362+C301410363))/C301410352；
Intra-RNC intra-frequency hard handover success rate =
(C301110398-(C301110399+C301110400+C301110401+C301110402+C301110403+C301110404+C301110405+C30111
0406+C301110407+C301110408+C301110409))/C301110398；
Inter-RNC intra-frequency hard outgoing handover success rate = C301110423/C301110422；
Remark
13
The statistics is made by cell and RNC
1.4.4 Inter-frequency hard handover success rate

Indicator Name
Inter-frequency hard 15 min, 30 min, 1 hour,…, 1 day, … Cell or RNC
handover success rate
Indicator Meaning
It reflects the success rate of inter-frequency hard handover which can be basis to adjust radio parameter and is a
realatively key factor affecting users’ take on the network.
Inter-frequency hard handover involves the change of radio frequency band between UE and UTRAN, the triggering and
decision of which may need inter-frequency measurement supporting compressed mode.
Inter-frequency hard handover includes intra-RNC inter-frequency hard handover and inter-RNC inter-frequency hard
handover. As to intra-RNC inter-frequency hard handover, the statistics is made by cell (including incoming and
outgoing handover) and by RNC; As to inter-RNC inter-frequency hard handover, it includes incoming and outgoing
handover.
UE UTRAN
PHYSICAL CHANNEL RECONFIGURATION
PHYSICAL CHANNEL RECONFIGURATION COMPLETE
Intra-RNC intra-frequency hard handover
14
Inter-RNC inter-frequency hard handover

KPI Formula:：
1．Intra-RNC intra-frequency hard handover:
1) statistics made by cell:
Inter-frequency hard handover success rate(inter-cell outgoing handover)＝ Inter-frequency hard handover success
number / Inter-frequency hard handover attempt number(serving cell)×100％；
Inter-frequency hard handover success rate(inter-cell incoming handover)＝ Inter-frequency hard handover success
number(serving cell) / Inter-frequency hard handover attempt number ×100％；
2）statistics made by RNC:
Inter-frequency hard handover success rate(intra-RNC) ＝ Inter-frequency hard handover success number /
Inter-frequency hard handover attempt number×100％；
2．Inter-RNC inter-frequency hard handover
Inter-frequency hard handover success rate(outgoing handover)＝Inter-frequency hard handover success number /
Inter-frequency hard handover attempt number ×100％；
Inter-frequency hard handover success rate(outgoing handover)＝Inter-frequency hard handover success number /
Inter-frequency hard handover attempt number ×100％；
15
Intra-RNC Cell Hard Outgoing Handover Success Rate=

(C301410364-(C301410365+C301410366+C301410367+C301410368+C301410369+C301410370+C301410371+C30
1410372+C301410373+C301410374+C301410375))/C301410364；
Intra-RNC Cell Hard Incoming Handover Success Rate =
(C301410376-(C301410377+C301410378+C301410379+C301410380+C301410381+C301410382+C301410383+C30
1410384+C301410385+C301410386+C301410387))/C301410376；
Intra-RNC Hard Handover Success Rate =
(C301110410-(C301110411+C301110412+C301110413+C301110414+C301110415+C301110416+C301110417+C3011
10418+C301110419+C301110420+C301110421))/C301110410；
Intra-RNC Hard Outgoing Handover Success Rate = C301110425/C301110424；
Remark
The statistics is made by cell and RNC
1.4.5 Inter-RAT CS Handover Success Rate (UMTS->GSM)

Performance Indicator Name Statistics Time Granuity Statistics Area Granuity Indicator
Value
Inter-RAT CS Handover Success 15 min, 30 min, 1 hour,…, Cell or RNC
Rate (UMTS->GSM) 1 day, …
Indicator Meaning
It reflects the success rate of inter-RAT handover which can be reference for network planning & optimizing work and is
a realatively key factor affecting users’ take on the network. It reflects stability and reliability of CS hard handover
between radio subsystems (UMTSÆGSM）and radio coverage between 3G and 2G. network. Handover from GSM to
UMTS is not considered.
Inter-RAT handover is used to change UE access system in Cell-DCH state either by UE or UTRAN. Inter-RAT
handover needs inter-RAT measurement supporting compression mode and is classified into inter-RAT CS handover
success rate and inter-RAT PS handover success rate.
16
UE RNC CN 2GMSC
Relocation required
Prepare handover
Handover from Prepare handover

UTRAN command Relocation command response
Handover commplete
UMTS->GSM CS Handover
KPI formula：
In cell：
Inter-RAT cell CS handover success rate UMTS->GSM = 1-(CS inter-RAT cell outgoing handover failure number / CS
inter-RAT cell outgoing handover preparation number×100％)；
In RNC：
Inter-RAT CS handover success rate UMTS->GSM = 1-(CS inter-RAT outgoing handover failure number / CS
inter-RAT outgoing handover preparation number ×100％)
Inter-RAT inter-cell handover statistics data ->CS inter-RAT inter-cell outgoing handover failure number=
(C301491109+C301491110+C301491111+C301491112+C301491113+C301491114+C301491115)；
Inter-RAT inter-cell handover statistics data -> CS inter-RAT inter-cell outgoing preparation attempt number =
C301491108；
Inter-RAT handover statistics data -> CS inter-RAT outgoing preparation failure number =
(C301130585+C301130586+C301130587+C301130588+C301130589+C301130590+C301130591)；
Inter-RAT handover statistics data -> CS inter-RAT outgoing preparation attempt number = C301130584 ；
Remark
The statistics is made by cell and RNC（UMTSÆGSM）
1.4.6 Inter-RAT PS Handover Success Rate(UMTS->GPRS，by UTRAN)

Performance Indicator Name Statistics Time Granuity Statistics Area Granuity Indicator
Value
Inter-RAT PS Handover Success 15 min, 30 min, 1 Cell or RNC
Rate (UMTS->GPRS) hour,…, 1 day, …
17
Indicator Meaning
It reflects the success rate of handover between UMTS and GSM which can be reference for network planning and
optimization work and is performance indicator affecting users’ take on the network.
Inter-RAT PS handover can be originated either by UE or by UTRAN. PS outgoing handover originated by UTRAN is
classified into Uu PS handover process (CELL CHANGE ORDER FROM UTRAN message) and Iu context information
acquiring process. PS outgoing handover by UE is triggered by cell reselection process and context information can be
acquired in Iu.
UE NODEB RNC 3G SGSN 2G MSC BSS
Cell change order from UTRAN

[A]
[B]
Iu Release Command
RL Del Req
RL Del Resp
Iu Release Complete
UMTS->GPRS PS Handover
KPI formula:
In cell:
Inter-RAT cell PS handover success rate UMTS->GPRS = 1-(PS inter-RAT cell outgoing handover failure number / PS
inter-RAT cell outgoing handover request number×100％)；
In RNC:
Inter-RAT PS handover success rate UMTS->GPRS = 1-(PS inter-RAT outgoing handover failure number / PS
inter-RAT outgoing handover request number×100％)
Inter-RAT inter-cell handover statistics data->PS inter-RAT inter-cell outgoing handover request number =
C301491116；
Inter-RAT inter-cell handover statistics data -> PS inter-RAT inter-cell outgoing handover failure number =
(C301491117+C301491118+C301491119+C301491120+C301491121+C301491122)；
Inter-RAT handover statistics data -> PS inter-RAT outgoing handover request number = C301130604；
Inter-RAT handover statistics data -> PS inter-RAT outgoing handover failure number =
(C301130605+C301130606+C301130607+C301130608+C301130609+C301130610) ；
Remark
It’s categorized by cell and RNC.
18
1.4.7 Inter-RAT PS Handover Success Rate(GPRS->UMTS)

Performance Indicator Name Statistics Time Granuity Statistics Area Granuity Indicator Value
Inter-RAT PS Handover Success Rate 15 min, 30 min, 1 hour,…, 1 Cell or RNC
(GPRS -> UMTS) day, …
Indicator Meaning
It reflects success condition of PS hard handover between radio subsystem（GPRS->UMTS）and indicates stability and
reliability of the handover.
PS handover triggers RRC connection establishment request message represented by RNC receiving RRC
CONNECTION REQUEST from UE and the establishment is successful represented by RNC receiving RRC
CONNECTION COMPLETE from UE. The reason of PS outgoing handover RRC connection establishment originated
by UE is Inter-RAT cell re-selection and PS incoming RRC connection establishment originated by UTRAN is
Inter-RAT cell change order. In succedent Iu RAB assignment message, serial number of PDCP and GTP-U is included.
UE S erv in g CN
RNC
1 . U E in itiated sig n allin g co n n ec tio n estab lish m en t
2 . D irect T ran sfer
3 . R ad io A ccess B earer E stab lish m en t
GPRS->UMTS PS Handover
KPI formula：
In cell：
Inter-RAT cell PS handover success rate GPRS -> UMTS = PS inter-RAT cell incoming handover success number / PS
inter-RAT RNC incoming request number×100％；
In RNC：
Inter-RAT PS handover success rate GPRS->UMTS = PS inter-RAT cell incoming handover success number / PS
inter-RAT RNC incoming request number×100％
Inter-RAT inter-cell handover statistics data ->PS inter-RAT inter-cell incoming RNC request number = C301490701；
Inter-RAT inter-cell handover statistics data -> PS inter-RAT inter-cell incoming success number = C301490702；
Inter-RAT handover statistics data -> PS inter-RAT inter-cell incoming RNC request number = C301130611；
Inter-RAT handover statistics data -> PS inter-RAT inter-cell incoming RNC request number = C301130612 ；
Remark
19
It’s categorized by cell and RNC
1.5 System Resources Indicators
1.5.1 Flow Indicators
1.5.1.1 Iu Throughput
Performance Indicator Statistics Time Granuity Statistics Area Indicator Value

Name Granuity
Iu Throughput 15 min, 30 min, 1 hour,…, 1 day, … RNC
Indicator Meaning
If reflects Iu load.
Iu throughput statistics is made of the throughput in Iu transmission layer and is not related to physical transmission
media. Due to the possible asymmetry of uplink & downlink data throughput, there are two indicators used: Iu uplink
throughput and Iu downlink throughput. Here uplink and downlink is leveled at RNC.
KPI formula：
Iu uplink throughput＝data throughput sending from ATM layer in Iu interface
Iu downlink throughput＝data throughput received at ATM layer in Iu interface
Unit is BYTE
Iu uplink throughput = C301190887+C301190891；
Iu uplink throughput = C301190885+C301190889；
Remark
This counter records PVC flow by OMC-R.
Formula: in R5VcInfo table, Link Use Type is USET_AAL2, Interface Type is DBS_IFTYPE_IUCS and
DBS_IFTYPE_IUPS. It’s the total of PVC incoming uplink and outgoing downlink before scheduling.
1.5.1.2 Iu CS traffic throughput

Indicator Name
Iu CS traffic 15 min, 30 min, 1 hour,…, 1 day, … RNC
throughput
Indicator Meaning
If reflects system load in Iu CS domain which will help users to know the traffic in CS domain.
Iu CS traffic throughput statistiscs is made of the flow in CS Iu user interface (IuUP). Due to possible asymmetry of
uplink and downlink data throughput, there are two indicators used concering Iu CS throughput: Iu uplink traffic
throughput and Iu downlink traffic throughput. Here uplink and downlink is leveled at RNC.
KPI Formula:
20
Iu CS uplink traffic throughput＝uplink data throughput on user interface in Iu CS domain

Iu CS downlink traffic throughput＝downlink data throughput on user interface in Iu CS domain
Unit is BYTE
Iu flow statistics data -> CS Iu user interface uplink data throughput =
（C301141035+C301141036+C301141037+C301141038）；
Iu flow statistics data-> CS Iu user interface downlink data throughput =
（C301141039+C301141040+C301141041+C301141042）；
Remark
1.5.1.3 Iu PS Traffic Throughput

Indicator Name
Iu PS traffic 15 min, 30 min, 1 hour, … , 1 RNC
throughput day, …
Indicator Meaning
It reflects Iu PS load and helps users to know PS traffic comprehensively.
Iu PS traffic flow statistiscs is made of the flow in PS Iu user interface (GTP-U). Due to possible asymmetry of
uplink and downlink data flow, there are two indicators used concering Iu PS flow: Iu uplink traffic flow and Iu
downlink traffic flow. Here uplink and downlink is leveled at
KPI formula：
Iu PS uplink traffic flow＝uplink data throughput on UI in PS Iu domain
Iu CS downlink traffic flow＝downlink data throughput on UI in PS Iu domain
Unit is BYTE
Iu flow statistics data -> uplink data throughput on user interface in PS Iu domain =
C301141043+C301141044+C301141045+C301141046；
Iu flow statistics data -> downlink data throughput on user interface in PS Iu domain =
C301141047+C301141048+C301141049+C301141050；
Remark
1.5.1.4 Iub Throughput

Indicator Name
Iub Throughput 15 min, 30 min, 1 hour,…, 1 day, … RNC（Node B type）
Indicator Meaning
It reflects Iub PS load and helps users to know traffic comprehensively.
21
Iub throughput statistics is made of the throughput in Iub transmission layer and is not related to physical
transmission media. Due to the possible asymmetry of uplink & downlink data throughput, there are two
indicators used: Iub uplink & downlink throughput. Here uplink and downlink is leveled at RNC.
KPI formula：
Iub uplink throughput＝data throughput sending from ATM layer in Iub interface
Iub downlink throughput＝data throughput received at ATM layer in Iub interface
Unit is BYTE
OMC-R performance counter ->Iub ATM throughput -> uplink data throughput at ATM layer in Iub(record after
incoming scheduling) = C301210004；
OMC-R performance counter ->Iub ATM throughput -> downlink data throughput at ATM layer in Iub(record
after outgoing scheduling) = C301210006
Remark
This counter records PVC throughput by OMC-R.
Formula: in R5VcInfo table, Use Type is USET_AAL2, Interface Type is DBS_IFTYPE_IUB. It’s the total of
PVC incoming (uplink) and outgoing (downlink) before scheduling.
1.5.1.5 Iur Throughput

Indicator Name
Iur Throughput 15 min, 30 min, 1 hour,…, 1 day, … RNC（neighboring RNC）
Indicator Meaning
It reflects Iur PS load and helps users to know traffic comprehensively.
Iur throughput statistics is made of the throughput in Iur transmission layer and is not related to physical
transmission media. Due to the possible asymmetry of uplink & downlink data throughput, there are two
indicators used: Iub receiving & sending throughput.
KPI formula：
Iur uplink throughput＝data throughput sending from ATM layer in Iur interface
Iur downlink throughput＝data throughput received at ATM layer in Iur interface
Unit is BYTE
OMC-R performance counter ->Iur ATM data throughput -> receiving data throughput at ATM layer in Iur(record
before incoming scheduling) = C301210004；
OMC-R performance counter ->Iur ATM data throughput -> downlink data throughput at ATM layer in Iub(record
before outgoing scheduling) = C301210006
Remark
This counter records PVC throughput by OMC-R.
Formula: in R5VcInfo table, Use Type is USET_AAL2, Interface Type is DBS_IFTYPE_IUR. It’s the total of
PVC incoming uplink and outgoing before scheduling.
22
1.5.2 System Resources Utility Rate
1.5.2.1 Average Load of the Processor
Name
Average load of the 15 min, 30 min, 1 hour, … , 1 RNC
process day, …
Indicator Meaning
It reflects equipment load and provides reference for equipment expansion.
It’s average load of the processor.
KPI formula:
Average load of the processor＝average load
Data statistics of RNC processor load ->average load = C301220001；
Remark
1.5.2.2 Cell Code Resource Utility Rate
Name
Cell Code Resource 15 min, 30 min, 1 hour,…, 1 Cell
Utility Rate day, …
Indicator Meaning
It reflects the utility of downlink code resources and provides reference for network planning &optimization.
UMTS downlink scrambling code sets number is restricted to be 512, each cell is provided with a main
scrambling code. A main scrambling code corresponds to a spectrum spreading code tree, the value of each level
of code tree is defined as the value of spreading factor. Main scrambling codes are used to differentiate cells.
Downlink channel codes are used to differentiate users in different cells. The characteristics of this spreading code
tree is that the occupancy of one node will lead to the congestion of subcode tree nodes and directly connected
high-level nodes.
SF=4 Below the red a re

SF=8 a vailable codes
SF=128
SF=512
Spreading Code Tree

23
Therefore, cell code resources occupancy rate represents the ratio of assigned code resource to all code resource
which can correctly show the code resource of the serving cell.
KPI formula：
Cell code resource utility rate=1－（SF=4, code nodes number /4＋SF=8, code nodes number /8＋SF=16,
code nodes number /16＋SF=32, code nodes number /32＋SF=64, code nodes number /64＋SF=128, code
nodes number /128＋SF=256, code nodes number /256＋SF=512, code nodes number /512）
Cell code resource statistics data->code resource average utility rate= 1-C301272114/C301272115；
Remark
1.5.2.3 Paging Congestion Rate

Indicator Name
Paging Congestion 15 min, 30 min, 1 hour,…, 1 day, … Cell
Rate
Indicator Meaning
It reflects the utility of radio paging channel and is a Indicator that users can sense directly.
Paging congestion rate indicates the failure of RNC sending paging messages on PCCH due to resource
limitation.
KPI formula：
Paging congestion rate＝paging sending unsuccessful number /necessary paging sending number on paging
record×100%
Paging sending unsuccessful number = C301292174
necessary paging sending number on paging record = C301292167
Remark
1.5.2.4 Iu Congestion Rate

Indicator Name
Iu congestion rate 15 min, 30 min, 1 hour,…, 1 day, … RNC
Indicator Meaning
It reflects the utility of radioand equipment and is a Indicator that users can sense directly.
Iu congestion rate indicates RAB establishment refusal due to lack of resource. The triggering point is in RANAP
RAB ASSIGNMENT RESPONSE and failure reason is “No Resource Available”and“Tqueuing Expiry”.
KPI formula：
24
Iu congestion rate＝[Iu congestion number]/[RAB establishment attempt number]×100%

Iu congestion number counter =
(C301050013+C301050065+C301050775+C301050776+C301050805+C301050806)；
RAB assignment establishment attempt number counter =
(C301050916+C301050917+C301050918+C301050919+C301050938+C301050939+C301050940+C301050941
)
Remark
1.5.3 Uplink Block Error Rate

Indicator Name
Uplink Block Error 15 min, 30 min, 1 hour,…, 1 day, … Cell
Rate
Indicator Meaning
Block error rate of transmission channel indicates signal quality in radio interface affecting handover, power
control & acceptance and can be used as the reference for radio resource management. This Indicator reflects
network interfering situation and is an indirect Indicator reflecting network planning quality.
It reflects block error rate in received uplink transmission block during statistics period.
KPI is classified by traffic type and RAB type and is counted by best cells. If soft handover exists, BER is
counted of multiple radio links.
KPI formula：
Upling block error rate＝(error block number in uplink blocks received /received uplink blocks number)×100%
Error block number of uplink transmission blocks received =
(C301431033+C301431034+C301431035+C301431036+C301431041+C301431042+C301431043+C301431044
)；
Received uplink transmission block number =
(C301431058+C301431059+C301431060+C301431061+C301431066+C301431067+C301431068+C301431069
)；
Remark
1.5.4 PS Downlink Retransmit Rate (RLC)

PS Downlink Retransmit Rate(RLC 15 min, 30 min, 1 Cell
layer） hour,…, 1 day, …
25
Indicator Meaning
It reflects downlink retransmit rate of services of RLC Layer on PS channel. Downlink retransmit rate is an
important quality indicator of PS and is a key part of PS network planning and optimization. PS downlink
retransmit rate reflects data tranmitting rate. In 2.5G network, downlink retransmit rate of GPRS is KPI.
Downlink retransmit rate is valid for making statistics of acknowledge mode (AM).
PS downlink retramsit rate records retransmitted number of RLC PDU in PS domain sent by RNC(Data PDU
only). PS downlink transmit number records transmitted number of RLC PDU in PS domain sent by RNC(Data
PDU only).
KPI formula:
Cell PS downlink retransmit rate ＝PS downlink RLC retransmit block number / PS downlink RLC retransmit
block number×100％
Cell RLC throughput data ->retransmitted RLC package number in AM = C301370703：
Cell RLC throughput data->RLC package number sent= C301370704；
Remark
26
2 HSDPA Key Performance Indicators
2.1 Successful HSDPA PS Traffic Establishment Rate

Successful HSDPA PS Traffic 15 min, 30 min, 1 Cell
Establishment Rate hour,…, 1 day, …
Indicator Meaning
KPI formula：
HSDPA PS traffic establishment success rate ＝ SUM
（Cell data. HSDPA PS traffic establishment success number.
All sub-measurement item）
/ SUM（Cell data. HSDPA PS traffic establishment request number. All sub-measurement item）×100％
(C301340191+C301340192+C301340193+C301340194)/(C301340187+C301340188+C301340189+C301340190)
Remark
2.2 HSDPA PS Call Drop Rate

HSDPA PS Call Drop Rate 15 min, 30 min, 1 Cell
hour,…, 1 day, …
Indicator Meaning
HSDPA PS call drop rate=（number of HSDPA bearer release requested by RNC－number of HSDPA bearer
release requested due to RNC inactivation）/HSDPA PS traffic establishment success number*100%
KPI formula:
HSDPA PS call drop rate = （SUM（Cell data. number of released HSDPA PS traffic requested due to RAB
release. Submeasurement items due to call drop）+ SUM（Cell data. number of released HSDPA PS traffic
requested due to Iu connection release. Submeasurement items due to call drop））/
SUM（Cell data. Released HSDPA PS RAB number.all submeasurement items）×100％
(C301340209+C301340210+C301340211+C301340212+C301340218+C301340219+C301340220+C301340221)
/(C301340232+C301340233+C301340234+C301340235)
Remark
27
Released RAB number requested due to RAB release and Released RAB number requested due to Iu connection
release shall be recorded by two sets of submeasurement items.
2.3 HSDPA Mobillity Management Indicators
2.3.1 HS-DSCH Intra-frequency Serving Cell Success Rate

HS-DSCH Intra-frequency Serving 15 min, 30 min, 1 Cell
Cell Success Rate hour,…, 1 day, …
Indicator Meaning
It’s used to know the success of HS-DSCH serving cell change. HS-DSCH serving cell change can guarantee the
seamless handover of HSDPA traffic in UE moving. Serving cell change failure indicates the failure of the
connection.
HS-DSCH intra-frquency serving cell change success rate = HS-DSCH intra-frequency servingcell change
success number /HS-DSCH intra-frequency serving cell change request number
KPI formula:
HS-DSCH intra-frequency serving cell change success rate = （Cell data. HS-DSCH intra-frequency serving cell
change request number - SUM （ Cell data. HS-DSCH intra-frequency serving cell change number. All
submeasurement items）） / Cell data. HS-DSCH intra-frequency serving cell change request number×100％
(C301440808-(C301440809+C301440810+C301440811+C301440812+C301440813+
C301440814+C301440815+C301440816))/C301440808
Remark
2.3.2 Successful Rate of handover from HS-DSCH to 2G

Successful Rate of handover from 15 min, 30 min, 1 Cell
HS-DSCH to 2G hour,…, 1 day, …
Indicator Meaning
It’s used to know the success situation of handover from HS-DSCH coverage area to GSM coverage area.
HS-DSCH handover to 2G can guarantee the seamless handover of UE from HSDPA coverage area to GSM
coverage area. The failure indicates the call drop, which the users can directly sense.
Success rate of handover from HS-DSCH to 2G =success rate of handover from HS-DSCH to 2G /requests of
handover from HS-DSCH to 2G
KPI formula:
Success rate of handover from HS-DSCH to 2G = （Cell data. Request number of handover from HS-DSCH to
28
2G - SUM（Cell data. Failure number of handover from HS-DSCH to 2G. all submeasurement items）） / Cell
data. Request number of handover from HS-DSCH to 2G×100％
(C301460862-(C301460863+C301460864+C301460865+C301460866+C301460867))/C301460862
Remark
2.4 HSDPA System Resources Indicators
2.4.1 HSDPA Average Cell Throughput

HSDPA Average Cell Throughput 15 min, 30 min, 1 Cell
Indicator Meaning
It indicates HSDPA average throughput per cell and average throughput per subscriber.
KPI formula:
HSDPA average throughput per cell = SUM（Cell data. data throughput of HSDPA traffic in RLC layer of the
cell.all submeasurement items）/ record period
Remark
2.4.2 Cell HSDPA Data Retransmit Rate

Cell HSDPA Data Retransmit Rate 15 min, 30 min, 1 Cell
Indicator Meaning
It reflects downlink retransmit rate of services of RLC Layer on PS channel. PS downlink retransmit rate reflects
data tranmitting rate. Downlink retransmit rate is valid for making statistics of acknowledge mode (AM).
HSDPA data retransmit rate(traffic class）= { data throughput of downlink HSDPA traffic in RLC layer of the cell
（traffic class）－acknowledged data throughput of downlink HSDPA traffic in RLC layer of the cell（traffic
class）} / acknowledged data throughput of downlink HSDPA traffic in RLC layer of the cell（traffic class）.
Traffic class：PS C/S/I/B
KPI formula：
Cell HSDPA data retransmit rate = （SUM（Cell data. Data throughput of downlink HSDPA traffic in RLC layer
29
of the cell. All submeasurement items except C traffic） - SUM（ Cell data. Acknowledged data throughput of
downlink HSDPA traffic in RLC layer of the cell. All submeasurement items except class C））/ SUM（Cell data.
Acknowledged data throughput of downlink HSDPA traffic in RLC layer of the cell. All submeasurement items
except class C traffic）×100％
((C301360562+C301360563+C301360564)-(C301360550+C301360551+C301360552))
/(C301360550+C301360551+C301360552)
Remark
Class C traffic usually uses RLC bearer in UM mode which is meaningless and thus not recorded here.
30
3 HSUPA Key Performance Indicators
3.1 HSUPA PS Establishment Success Rate

HSUPA PS Establishment Success 15 min, 30 min, 1 Cell
Rate hour,…, 1 day, …
Indicator Meaning
KPI formula：
HSUPA PS Establishment Success Rate ＝ SUM（Cell data. HSUPA PS Establishment Success Number. All
submeasurement items）
/ SUM（Cell data. HSUPA PS Establishment Success Number. All submeasurement items）×100％
(C301341108+C301341109+C301341110+C301341111)/(C301341104+C301341105+C301341106+C301341107)
Remark
3.2 HSUPA PS Call Drop Rate

HSUPA PS Call Drop Rate 15 min, 30 min, 1 Cell
Indicator Meaning
HSUPA PS call drop rate=（number of HSUPA bearer release requested by RNC－number of HSUPA bearer release
due to RNC inactivation）/HSUPA PS traffic establishment success number*100%
KPI formula:
HSUPA PS call drop rate = （SUM（Cell data. number of released HSUPA PS traffic due to RAB release.
Submeasurement items due to call drop）+ SUM（Cell data. number of released HSUPA PS traffic requested due to Iu
connection release. Submeasurement items due to call drop））/
SUM（Cell data. Released HSUPA PS RAB number.all submeasurement items）×100％
((C301341121+C301341122+C301341123+C301341124+C301341125)+(C301341130+C301341131+C301341132+
C301341133+C301341134+C301341135+C301341136+C301341137+C301341138+C301341139))
/(C301341140+C301341141+C301341142+C301341143)
31
Remark
Released RAB number requested due to RAB release and Released and RAB number requested due to Iu connection
release shall be recorded by two sets of submeasurement items.
3.3 HSUPA Mobility Management Indicators
3.3.1 Cell E-DCH Soft Handover Success Rate

Granuity
Cell E-DCH Soft Handover 15 min, 30 min, 1 hour,…, 1 Cell
Success Rate day, …
Indicator Meaning
KPI formula:
Cell E-DCH soft handover success rate ＝（SUM（Cell data. E-DCH soft handover（including softer handover）
radio link addition attempt number. All submeasurement items） + Cell data. E-DCH soft handover（including
softer handover）radio link deletion attempt number - SUM（Cell data. E-DCH soft handover（including softer
handover）radio link addition failure number. All submeasurement items of failure）- SUM（Cell data. E-DCH softer
handover（including softer handover）radio link deletion failure number. All submeasurement items））
/
（SUM（Cell data. E-DCH soft handover（including softer handover）radio link addition attempt number. All
submeasurement items） + Cell data. E-DCH soft handover（including softer handover）radio link deletion attempt
number）×100％
((C301391156+C301391157+C301391158)+C301390594-(C301391159+C301391160+C301391161)-
(C301390595+C301390596+C301390597+C301390598+C301390599+C301390600+C301390601+C301390602))
/((C301391156+C301391157+C301391158)+C301390594)
Remark
3.3.2 Success Rate of Handover from E-DCH to 2G

Granuity
Success Rate of Handover from 15 min, 30 min, 1 hour,…, 1 Cell
E-DCH to 2G day, …
Indicator Meaning
It indicates the success condition of handover from E-DCH coverage area to GSM coverage area. E-DCH handover
to 2G can guarantee the seamless handover of UE from E-DCH coverage area to GSM coverage area. The failure
32
indicates the call drop, which the users can directly sense.
Success rate of handover from E-DCH to 2G =success rate of handover from E-DCH to 2G /requests of handover
from E-DCH to 2G
KPI formula:
Success rate of handover from E-DCH to 2G = （Cell data. Request number of handover from E-DCH to 2G -
SUM（Cell data. Failure number of handover from E-DCH to 2G. all submeasurement items）） / Cell data.
Request number of handover from E-DCH to 2G×100％

(C301461173-(C301461174+C301461175+C301461176+C301461177+C301461178))/C301461173
Remark
3.4 HSUPA System Resources Indicators
3.4.1 Cell E-DCH Throughput

Cell E-DCH Throughput 15 min, 30 min, 1 Cell
Indicator Meaning
KPI formula:
Cell E-DCH throughput = SUM（Cell data. Data throughput of cell HSUPA traffic in RLC layer . All
submeasurement items）
C301361182+C301361183+C301361184+C301361185
Remark
3.4.2 Cell HSUPA Mac-es Retransmit Rate

Granuity
Cell HSUPA Mac-es Retransmit 15 min, 30 min, 1 hour,…, Cell
Rate 1 day, …
Indicator Meaning
It shows Mac-es PDU retransmitted rate of E-DCH traffic in the cell.
33
Traffic retransmit rate using cell E-DCH channel = Traffic retransmit number using cell E-DCH channel / Mac-es
package number received using E-DCH channel * 100%
KPI formula:
Cell HSUPA data retransmit rate = SUM（Cell data. Mac-es retransmit number of cell E-DCH channel.all
submeasurement items）/ SUM（Cell data. Mac-es package number received on cell E-DCH channel. all
submeasurement items）×100％
(C301431238+C301431239+C301431240+C301431241)/(C301431246+C301431247+C301431248+C301431249)
Remark
34

15.wo - Na08 - E1 - 0 Umts Radio Network Kpi-38

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UMTS Radio Network KPI

1 Radio Key Performance Indicators (R99) ............................................................................................... 1

1.1 Coverage rate .................................................................................................................................... 1

1.2 Call Establishment Indicators ........................................................................................................... 1

1.2.1 RRC Connection Establishment Success Rate (Service-related) ........................................... 2

1.2.2 RRC Connection Establishment Success Rate ....................................................................... 3

1.2.3 RAB Establishment Success Rate .......................................................................................... 4

1.2.4 Radio Access Success Rate .................................................................................................... 5

1.2.5 Call Block Rate ...................................................................................................................... 5

1.3 Call Maintain Indicators.................................................................................................................... 6

1.3.1 Cell Radio Call Drop Rate ..................................................................................................... 6

1.3.2 Cell CS Call Drop Rate .......................................................................................................... 7

1.3.3 Cell PS Call Drop Rate .......................................................................................................... 7

1.3.4 Relocation Success Rate ........................................................................................................ 8

1.4 Mobility Management Indicators .................................................................................................... 10

1.4.2 Cell soft handover success rate(including softer)................................................................. 11

1.4.3 Intra-frequency hard handover success rate ......................................................................... 12

1.4.4 Inter-frequency hard handover success rate ......................................................................... 14

1.4.5 Inter-RAT CS Handover Success Rate (UMTS->GSM) ...................................................... 16

1.4.6 Inter-RAT PS Handover Success Rate(UMTS->GPRS，by UTRAN)................................ 17

1.4.7 Inter-RAT PS Handover Success Rate(GPRS->UMTS) ...................................................... 19

1.5 System Resources Indicators........................................................................................................... 20

1.5.1 Flow Indicators..................................................................................................................... 20

1.5.3 Uplink Block Error Rate .......................................................................................................25

1.5.4 PS Downlink Retransmit Rate (RLC) ...................................................................................25

2 HSDPA Key Performance Indicators ......................................................................................................27

2.1 Successful HSDPA PS Traffic Establishment Rate .......................................................................... 27

2.2 HSDPA PS Call Drop Rate .............................................................................................................. 27

2.3 HSDPA Mobillity Management Indicators ...................................................................................... 28

2.3.1 HS-DSCH Intra-frequency Serving Cell Success Rate.........................................................28

2.3.2 Successful Rate of handover from HS-DSCH to 2G ............................................................28

2.4 HSDPA System Resources Indicators ..............................................................................................29

2.4.1 HSDPA Average Cell Throughput ........................................................................................29

2.4.2 Cell HSDPA Data Retransmit Rate .......................................................................................29

3 HSUPA Key Performance Indicators ......................................................................................................31

3.1 HSUPA PS Establishment Success Rate .......................................................................................... 31

3.2 HSUPA PS Call Drop Rate .............................................................................................................. 31

3.3 HSUPA Mobility Management Indicators ....................................................................................... 32

3.3.1 Cell E-DCH Soft Handover Success Rate ............................................................................ 32

3.3.2 Success Rate of Handover from E-DCH to 2G .................................................................... 32

3.4 HSUPA System Resources Indicators ..............................................................................................33

3.4.1 Cell E-DCH Throughput ....................................................................................................... 33

3.4.2 Cell HSUPA Mac-es Retransmit Rate ................................................................................... 33

1.1 Coverage rate

1.2 Call Establishment Indicators

Direct Transferring Message Interaction

When UE received paging in connect state (including

1.2.1 RRC Connection Establishment Success Rate (Service-related)

RNC. This indicator shall be recorded based on different service catagory.

1.2.2 RRC Connection Establishment Success Rate

1.2.3 RAB Establishment Success Rate

* it can be several responses

1.2.4 Radio Access Success Rate

1.2.5 Call Block Rate

1.3 Call Maintain Indicators

1.3.1 Cell Radio Call Drop Rate

1.3.2 Cell CS Call Drop Rate

1.3.3 Cell PS Call Drop Rate

Cell RAB Establishment Complete Counter (CS+PS) ：