The General Systems Theory (Boulding, 1956)
The General Systems Theory (Boulding, 1956)
The General Systems Theory (Boulding, 1956)
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Science
NUMBER 3
Managemen
April 7956 Scienc
GENERAL SYSTEMS THEORY-THE SKELETON OF SCIENCE
KENNETH E. BOULDING
University of Michigan
General Systems Theory' is a name which has come into use to describe a level
of theoretical model-building which lies somewhere between the highly general-
ized constructions of pure mathematics and the specific theories of the specialized
disciplines, Mathematics attempts to organize highly general relationships into a
coherent system, a system however which does not have any necessary connec-
tions with the "real" world around us. It studies all thinkable relationships
abstracted from any concrete situation or body of empirical knowledge. It is not
even confined to "quantitative" relationships narrowly defined-indeed, the
developments of a mathematics of quality and structure is already on the way,
even though it is not as far advanced as the "classical" mathematics of quantity
and number. Nevertheless because in a sense mathematics contains all theories
it contains none; it is the language of theory, but it does not give us the content. At
the other extreme we have the separate disciplines and sciences, with their
separate bodies of theory. Each discipline corresponds to a certain segment of
the empirical world, and each develops theories which have particular appli-
cability to its own empirical segment. Physics, Chemistry, Biology, Psychology,
Sociology, Economics and so on all carve out for themselves certain elements of
the experience of man and develop theories and patterns of activity (research)
which yield satisfaction in understanding, and which are appropriate to their
special segments.
In recent years increasing need has been felt for a body of systematic theo-
retical constructs which will discuss the general relationships of the empirical
world. This is the quest of General Systems Theory. It does not seek, of course,
to establish a single, self-contained "general theory of practically everything"
which will replace all the special theories of particular disciplines. Such a theory
would be almost without content, for we always pay for generality by sacrificing
content, and all we can say about practically everything is almost nothing.
Somewhere however between the specific that has no meaning and the general
that has no content there must be, for each purpose and at each level of abstrac-
1 The name and many of the ideas are to be credited to L. von Bertalanffy, who is not,
however, to be held accountable for the ideas of the present author! For a general discus-
sion of Bertalanffy's ideas see General System Theory: A New Approach to Unity of Science,
Human Biology, Dec., 1951, Vol. 23, p. 303-361.
197
affairs, and so on. Others are organized around the application of a common
methodology to many different fields and problems, such as the Survey Research
Center and the Group Dynamics Center at the University of Michigan. Even
more important than these visible developments, perhaps, though harder to
perceive and identify, is a growing dissatisfaction in many departments, espe-
ciaLly at the level of graduate study, with the existing traditional theoretical back-
grounds for the empirical studies which form the major part of the output of
Ph.D. theses. To take but a single example from the field with which I am most
familiar. It is traditional for studies of labor relations, money and banking, and
foreign investment to come out of departments of economics. Many of the needed
theoretical models and frameworks in these fields, however, do not come out of
"economic theory" as this is usually taught, but from sociology, social psy-
chology, and cultural anthropology. Students in the department of economics
however rarely get a chance to become acquainted with these theoretical models,
which may be relevant to their studies, and they become impatient with eco-
nomic theory, much of which may not be relevant.
It is clear that there is a good deal of interdisciplinary excitement abroad. If
this excitement is to be productive, however, it must operate within a certain
framework of coherence. It is all too easy for the interdisciplinary to degenerate
into the undisciplined. If the interdisciplinary movement, therefore, is not to
lose that sense of form and structure which is the "discipline" involved in the
various separate disciplines, it should develop a structure of its own. This I
conceive to be the great task of general systems theory. For the rest of this
paper, therefore, I propose to look at some possible ways in which general
systems theory might be structured.
Two possible approaches to the organization of general systems theory suggest
themselves, which are to be thought-of as complementary rather than competi-
tive, or at least as two roads each of which is worth exploring. The first approach
is to look over the empirical universe and to pick out certain general phenomena
which are found in many different disciplines, and to seek to build up general
theoretical models relevant to these phenomena. The second approach is to
arrange the empirical fields in a hierarchy of complexity of organization of their
basic "individual" or unit of behavior, and to try to develop a level of abstrac-
tion appropriate to each.
Some examples of the first approach will serve to clarify it, without pretending
to be exhaustive. In almost all disciplines, for instance, we find examples of
populations-aggregates of individuals conforming to a common definition, to
which individuals are added (born) and subtracted (die) and in which the age
of the individual is a relevant and identifiable variable. These populations exhibit
dynamic movements of their own, which can frequently be described by fairly
simple systems of difference equations. The populations of different species also
exhibit dynamic interactions among themselves, as in the theory of Volterra.
Models of population change and interaction cut across a great many different
fields-ecological systems in biology, capital theory in economics which deals
with populations of "goods," social ecology, and even certain problems of sta-
tistical mechanics. In all these fields population change, both in absolute numbers
and in structure, can be discussed in terms of birth and survival functions re-
lating numbers of births and of deaths in specific age groups to various aspects
of the system. In all these fields the interaction of population can be discussed in
terms of competitive, complementary, or parasitic relationships among popula-
tions of different species, whether the species consist of animals, commodities,
social classes or molecules.
Another phenomenon of almost universal significance for all disciplines is that
of the interaction of an "individual" of some kind with its environment. Every
discipline studies some kind of "individual"-electron, atom, molecule, crystal,
virus, cell, plant, animal, man, family, tribe, state, church, firm, corporation,
university, and so on. Each of these individuals exhibits "behavior," action, or
change, and this behavior is considered to be related in some way to the en-
vironment of the individual-that is, with other individuals with which it comes
into contact or into some relationship. Each individual is thought of as consisting
of a structure or complex of individuals of the order immediately below it-atoms
are an arrangement of protons and electrons, molecules of atoms, cells of mole-
cules, plants, animals and men of cells, social organizations of men. The "be-
havior" of each individual is "explained" by the structure and arrangement of
the lower individuals of which it is composed, or by certain principles of equi-
librium or homeostasis according to which certain "states" of the individual are
"preferred." Behavior is described in terms of the restoration of these preferred
states when they are disturbed by changes in the environment.
Another phenomenon of universal significance is growth. Growth theory is in
a sense a subdivision of the theory of individual "behavior," growth being one
important aspect of behavior. Nevertheless there are important differences
between equilibrium theory and growth theory, which perhaps warrant giving
growth theory a special category. There is hardly a science in which the growth
phenomenon does not have some importance, and though there is a great differ-
ence in complexity between the growth of crystals, embryos, and societies,
many of the principles and concepts which are important at the lower levels are
also illuminating at higher levels. Some growth phenomena can be dealt with in
terms of relatively simple population models, the solution of which yields growth
curves of single variables. At the more complex levels structural problems be-
come dominant and the complex interrelationships between growth and form
are the focus of interest. All growth phenomena are sufficiently alike however to
suggest that a general theory of growth is by no means an impossibility.3
Another aspect of the theory of the individual and also of interrelationships
among individuals which might be singled out for special treatment is the theory
of information and communication. The information concept as developed by
Shannon has had interesting applications outside its original field of electrical
engineering. It is not adequate, of course, to deal with problems involving the
semantic level of communication. At the biolo-aical level however the informa-
tion concept may serve to develop general notions of structuredness and abstract
measures of organization which give us, as it were, a third basic dimension beyond
mass and energy. Communication and information processes are found in a wide
variety of empirical situations, and are unquestionably essential in the develop-
ment of organization, both in the biological and the social world.
These various approaches to general systems through various aspects of the
empirical world may lead ultimately to something like a general field theory of
the dynamics of action and interaction. This, however, is a long way ahead.
A second possible approach to general systems theory is through the arrange-
ment of theoretical systems and constructs in a hierarchy of complexity, roughly
corresponding to the complexity of the "individuals" of the various empirical
fields. This approach is more systematic than the first, leading towards a "system
of systems." It may not replace the first entirely, however, as there may always
be important theoretical concepts and constructs lying outside the systematic
framework. I suggest below a possible arrangement of "levels" of theoretical
discourse.
(i) The first level is that of the static structure. It might be called the level
of frameworks. This is the geography and anatomy of the universe-the patterns
of electrons around a nucleus, the pattern of atoms in a molecular formula, the
arrangement of atoms in a crystal, the anatomy of the gene, the cell, the plant,
the animal, the mapping of the earth, the solar system, the astronomical universe.
The accurate description of these frameworks is the beginning of organized
theoretical knowledge in almost any field, for without accuracy in this descrip-
tion of static relationships no accurate functional or dynamic theory is possible.
Thus the Copernican revolution was really the discovery of a new static frame-
work for the solar system which permitted a simpler description of its dynamics.
(ii) The next level of systematic analysis is that of the simple dynamic system
with predetermined, necessary motions. This might be called the level of clock-
works. The solar system itself is of course the great clock of the universe from
man's point of view, and the deliciously exact predictions of the astronomers are
a testimony to the excellence of the clock which they study. Simple machines
such as the lever and the pulley, even quite complicated machines like steam
engines and dynamos fall mostly under this category. The greater part of the
theoretical structure of physics, chemistry, and even of economics falls into this
category. Two special cases might be noted. Simple equilibrium systems really
fall into the dynamic category, as every equilibrium system must be considered
as a limiting case of a dynamic system, and its stability cannot be determined
except from the properties of its parent dynamic system. Stochastic dynamic
systems leading to equilibria, for all their complexity, also fall into this group of
systems; such is the modern view of the atom and even of the molecule, each
position or part of the system being given with a certain degree of probability,
the whole nevertheless exhibiting a determinate structure. Two types of ana-
lytical method are important here, which we may call, with the usage of the
economists, comparative statics and true dynamics. In comparative statics we
compare two equilibrium positions of the system under different values for the
basic parameters. These equilibrium positions are usually expressed as the solu-
tion of a set of simultaneous equations. The method of comparative statics is to
compare the solutions when the parameters of the equations are changed. Most
simple mechanical problems are solved in this way. In true dynamics on the
other hand we exhibit the system as a set of difference or differential equations,
which are then solved in the form of an explicit function of each variable with
time. Such a system may reach a position of stationary equilibrium, or it may
not-there are plenty of examples of explosive dynamic systems, a very simple
one being the growth of a sum at compound interest ! Most physical and chemical
reactions and most social systems do in fact exhibit a tendency to equilibrium-
otherwise the world would have exploded or imploded long ago.
(iii) The next level is that of the control mechanism or cybernetic system,
which might be nicknamed the level of the thermostat. This differs from the simple
stable equilibrium system mainly in the fact that the transmission and interpre-
tation of information is an essential part of the system. As a result of this the
equilibrium position is not merely determined by the equations of the system,
but the system will move to the maintenance of any given equilibrium, within
limits. Thus the thermostat will maintain any temperature at which it can be
set; the equilibrium temperature of the system is not determined solely by its
equations. The trick here of course is that the essential variable of the dynamic
system is the difference between an "observed" or "recorded" value of the main-
tained variable and its "ideal" value. If this difference is not zero the system
moves so as to diminish it; thus the furnace sends up heat when the temperature
as recorded is "too cold" and is turned off when the recorded temperature is
"too hot." The homeostasis model, which is of such importance in physiology,
is an example of a cybernetic mechanism, and such mechanisms exist through the
whole empirical world of the biologist and the social scientist.
(iv) The fourth level is that of the "open system," or self-maintaining struc-
ture. This is the level at which life begins to differentiate itself from not-life:
it might be called the level of the cell. Something like an open system exists, of
course, even in physico-chemical equilibrium systems; atomic structures main-
tain themselves in the midst of a throughput of electrons, molecular structures
maintain themselves in the midst of a throughput of atoms. Flames and rivers
likewise are essentially open systems of a very simple kind. As we pass up the
scale of complexity of organization towards living systems, however, the property
of self-maintenance of structure in the midst of a throughput of material becomes
of dominant importance. An atom or a molecule can presumably exist without
throughput: the existence of even the simplest living organism is inconceivable
without ingestion, excretion and metabolic exchange. Closely connected with
the property of self-maintenance is the property of self-reproduction. It may be,
indeed, that self-reproduction is a more primitive or "lower level" system than
the open system, and that the gene and the virus, for instance, may be able to
reproduce themselves without being open systems. It is not perhaps an important
question at what point in the scale of increasing complexity "life" begins. What is
clear, however, is that by the time we have got to systems which both reproduce
the warning cry of an animal-which most clearly marks man off from his
humbler brethren. Man is distinguished from the animals also by a much more
elaborate image of time and relationship; man is probably the only organiza-
tion that knows that it dies, that contemplates in its behavior a whole life span,
and more than a life span. Man exists not only in time and space but in history,
and his behavior is profoundly affected by his view of the time process in which
he stands.
(viii) Because of the vital importance for the individual man of symbolic
images and behavior based on them it is not easy to separate clearly the level
of the individual human organism from the next level, that of social organiza-
tions. In spite of the occasional stories of feral children raised by animals, man
isolated from his fellows is practically unknown. So essential is the symbolic image
in human behavior that one suspects that a truly isolated man would not be
"human" in the usually accepted sense, though he would be potentially human.
Nevertheless it is convenient for some purposes to distinguish the individual
human as a system from the social systems which surround him, and in this
sense social organizations may be said to constitute another level of organization.
The unit of such systems is not perhaps the person-the individual human as
such-but the "role"-that part of the person which is concerned with the
organization or situation in question, and it is tempting to define social organi
tions, or almost any social system, as a set of roles tied together with channels of
communication. The interrelations of the role and the person however can never
be completely neglected-a square person in a round role may become a little
rounder, but he also makes the role squarer, and the perception of a role is
affected by the personalities of those who have occupied it in the past. At this
level we must concern ourselves with the content and meaning of messages,
the nature and dimensions of value systems, the transcription of images into a
historical record, the subtle symbolizations of art, music, and poetry, and the
complex gamut of human emotion. The empirical universe here is human life
and society in all its complexity and richness.
(ix) To complete the structure of systems we should add a final turret for
transcendental systems, even if we may be accused at this point of having built
Babel to the clouds. There are however the ultimates and absolutes and the
inescapable unknowables, and they also exhibit systematic structure and rela-
tionship. It will be a sad day for man when nobody is allowed to ask questions
that do not have any answers.
One advantage of exhibiting a hierarchy of systems in this way is that it gives
us some idea of the present gaps in both theoretical and empirical knowledge.
Adequate theoretical models extend up to about the fourth level, and not much
beyond. Empirical knowledge is deficient at practically all levels. Thus at the
level of the static structure, fairly adequate descriptive models are available for
geography, chemistry, geology, anatomy, and descriptive social science. Even
at this simplest level, however, the problem of the adequate description of
complex structures is still far from solved. The theory of indexing and cataloging
for instance, is only in its infancy. Librarians are fairly good at cataloguing books,
meaning. General Systems Theory is the skeleton of science in the sense that it
aims to provide a framework or structure of systems on which to hang the flesh
and blood of particular disciplines and particular subject matters in an orderly
and coherent corpus of knowledge. It is also, however, something of a skeleton
in a cupboard-the cupboard in this case being the unwillingness of science to
admit the very low level of its successes in systematization, and its tendency to
shut the door on problems and subject matters which do not fit easily into simple
mechanical schemes. Science, for all its successes, still has a very long way to
go. General Systems Theory may at times be an embarrassment in pointing out
how very far we still have to go, and in deflating excessive philosophical claims
for overly simple systems. It also may be helpful however in pointing out to
some extent where we have to go. The skeleton must come out of the cupboard
before its dry bones can live.