Reference Modulation For Calibrated Measurements of Tag Backscatter
Reference Modulation For Calibrated Measurements of Tag Backscatter
Reference Modulation For Calibrated Measurements of Tag Backscatter
Abstract—This paper presents an approach for calibrating Existing test standards leave significant unresolved chal-
backscattering measurements from 860-960 MHz Ultra-High Fre- lenges, particularly in the return link. They do not yet ad-
quency Radio Frequency Identification (UHF RFID) tags. An S- dress either reader sensitivity or interference rejection, though
parameter model is formulated to relate diode switch and antenna
input circuit parameters with the scattering performance of the previous work has suggested that reader sensitivity is be-
calibration device. Measurements of modulated backscattered coming a more significant system range constraint [2], and
power agree with the model to within ±0.1 dB. Tag backscatter that readers are more vulnerable to interference than tags
measurements can then be calibrated by comparing them to the [1]. Standard ISO 18047-6 [5] prescribes a tag backscattering
reference signal. In an example testbed, the expanded uncertainty performance test characterized as the difference between the
of these measurements is estimated to be ±0.4 dB, compared
with uncertainties worse than -0.9 dB, +1.2 dB for methods that radar cross section values between its two load modulation
calibrate against radar cross section (RCS) standards in the same states. The prescribed test method calibrates measurements of
testbed. tag backscattering against the change in received power from
adding a thin rod to the test environment.
I. I NTRODUCTION The measurement uncertainty of one test performed this
way was estimated to be approximately 2 dB [6]. The current
Continued technical advances in RFID systems are allowing ISO/IEC 18047-6 method introduces further systemic error by
passive transponders (“tags”) to operate with increasingly directly subtracting power quantities, neglecting phase effects,
lower powers received from transceivers (“readers”) in UHF though existing works show how phase can be considered
860-960 MHz bands. This trend enables operation at greater correctly [7][8][9]. Adding and removing the entire thin rod
range, but also means that backscattered replies from tags are calibration standard introduces systemic error via structural-
becoming fainter. If this trend continues, existing interference mode modulation, which interacts with multipath in the test
effects [1] will be made worse, and reader detection of environment differently [2] than tags’ antenna-mode modula-
tags may become a dominant constraint on communication tion [7][8]. The use of such an electrically small calibration
in practical deployments [2]. Unfortunately, performance test target requires faith in the accuracy of the analysis used to
standards are immature for tags, and do not yet exist for compute its RCS, which makes the measurement result not
readers. The lack of strong test standards may add effort and traceable to fundamental physical standards of any national
expense to the designing robust inventory tracking systems. metrology laboratory. These errors may make measurement
System operation, in contrast, has been more extensively results challenging to repeat between different testbeds, and as
standardized. Typical commercial systems comply with the a result some parties may choose not to undertake the expense
EPC Global “UHF Class 1 Gen 2” and ISO 18000-6C stan- of running the tests.
dards, which outline the operation and parameters of the half- To address these shortcomings, a new model and calibration
duplex protocol used for UHF RFID. In the forward link, a device for traceable, more accurate measurements of backscat-
reader transmits a modulated carrier towards a tag field, which tered tag power are proposed in this paper. The contributions
harvests the incident energy to supply power for communi- are organized as follows:
cation and processing circuitry. Each tag responds by time- • Section II introduces the model, based on S-parameters;
varying its antenna load impedance, encoding information in • Section III shows how a calibration device can be real-
the backscattered carrier. This modulated backscattering im- ized with a horn antenna and a laboratory switch, and
plementation, known as load modulation, forms the return link. characterized with the developed model parameters;
Similar processes have been used for antenna measurements • Section IV presents the technique for calibrating tag
[3] and espionage [4]. backscatter with the calibration device;
• Section V shows a calibrated tag backscatter measure-
U.S. GOVERNMENT WORK — Not subject to U.S. copyright. ment with the new model and device.
155
If the input propagation environment (an antenna or trans- antenna reciprocity (|S31 |2 = |S23 |2 in (5)) and the Friis
mission line) is matched to an instrument’s characteristic transmission equation, the backscattered power is
impedance Z0 (S33 = 0), then the modulation index in (5) ! "4
expressed in terms of power |M |2 is bounded by |M |2 < 4. Pbs λ
= G2 G2bs |M |2 , (6)
This is the case of two modulator states with reflection Ptx 4πR
coefficients of with magnitude 1 that are out of phase. If where R is the range between the measurement and backscat-
S33 #= 0, |M | can become quite large or small, but energy tering antennas and λ is the free-space carrier wavelength.
is conserved because the mismatch reduces the magnitude of This makes the same assumptions as the radar equation, and
the transmission coefficients S31 and S23 . has the same form, so it can be related to the modulated radar
This relationship applies most directly to bistatic mea- cross section σmod (see for example [14]) used for tags:
surement antenna configurations, with separate transmit and
receive antennas corresponding to ports 1 and 2 of Fig. 1. It λ2
σmod = G2bs |M |2 . (7)
can also apply to monostatic configurations if S incorporates 4π
a circulator. Relating the S-parameter network model to modulated RCS
in free space therefore requires additional information about
B. Comparison with other scattering models the gain of the backscattering antenna.
The best-known modulated tag scattering characteristic is
III. A REFERENCE SOURCE OF BACKSCATTER
known as either a “differential” (e.g. [7] [13]) or “modulated”
MODULATION
([14]) radar cross section (RCS). These terms are also some-
times used interchangeably with the terms “delta RCS” or The model in the previous section suggests that a carefully
“∆RCS” used in ISO 18047-6, though this term may cause characterized source of reference modulation with a known
confusion over the role of phase in tag scattering. modulation depth (|M |) and measurements of link losses
The modulated RCS model is formulated with power waves (|S31 | and |S23 |) are sufficient to predict the backscattered
[7][13][14][15], which should not be confused with the S- reference power. This section introduces a device that can be
parameter traveling waves used in this paper. The power wave characterized to serve this purpose, and how it can be validated
parameters are convenient for chip-to-antenna matching in tag as an accurate reference for calibrating tag backscatter.
design. In metrology, however, power waves are not suit- A. Calibrated signal generation
able for extracting physical parameters like impedance from
measured data [16], making them unsuitable for calibration The modulator shown in Fig. 3 realizes the model in Fig. 1.
purposes. The switch has a nominal 20 ns rise/fall time to within 10%
of steady state, which is fast enough to emulate the maximum
A more recent model of tag scattering based on reciprocity
640 kHz symbol rate by tags compliant with ISO/IEC 18000-
and impedance (Z-) parameters was introduced in [8], and can
6C.
be shown to be equivalent to the work presented here. Like
A standard gain horn with a measured gain of 6.69 dBi at
ours, this model requires knowledge of a chip and antenna
1 GHz is the reference backscattering antenna. It has return
circuit parameters. The choice of S-parameters instead Z-
loss greater than 10 dB across 860-960 MHz, corresponding
parameters was motivated by practical because far-field prop-
to |S33 |.
agation effects between antennas are understood in terms of
Instruments with 50 Ω input impedance serve both as a
traveling waves (rather than mutual impedances), and because
matched load modulation state (with |ΓL2 | ≈ 0), and to allow
microwave instrumentation uncertainty is expressed in terms
measurements of interrogation signal link losses. A network
of S-parameters.
analyzer makes a convenient matched load for characterizing
This paper is not intended to offer a “black box” characteri-
the device, and a power meter is subsequently used to measure
zation like RCS for tag testing. Direct application of the model
received interrogation power. An additional 3 dB pad between
presented here to tag characterization would require chip and
the switch output and the matched load attenuates reflections
antenna parameters either by prior knowledge or destructive
between the horn and the instrument. The other switch load is a
disassembly of a tag.
short, for |ΓL1 | ≈ 1, though the actual |ΓL1 | is approximately
2 dB smaller because of switch insertion loss.
C. An idealized free-space example
With |ΓL2 − ΓL1 | ≈ 1, and the backscatter antenna approx-
Though the goal of this work is not to present RCS mea- imately matched for small |S33 |, the anticipated |M | is near
surements, the relationship between the S-parameter scattering 0 dB.
model and modulated RCS can give some insight. As a
simple test case, consider an idealized monostatic system in B. Measuring modulation depth
an anechoic environment. The backscattering and detection To become suitable for calibrations with reference backscat-
antennas are well-matched and co-polarized, and we assume ter, the modulation depth must be measured accurately. Equa-
there are no near-field effects. Measurement and backscattering tion (4) gives a choice between two sets of parameters
antennas have gains G and Gbs towards each other. With that can be measured with a network analyzer: “wireless”
156
0#2
Error (dB)
0
0#0
!1
!0#1
Measured ΓL2 "ΓL1 "S33
!2 Measured ∆τ"S31 ! S23
(a) !0#2
800 850 900 950 1000
Frequency (MHz)
C. Validation
Because the model in equation (4) gives two expressions for
M in terms measurable network parameters, the modulation
depth characterization can be validated by measuring the
parameters for each with a network analyzer and comparing
(b) the results.
The validation tests, for simplicity, were performed is mono-
Fig. 3. Simplified schematic (a) and realization (b) of a modulation switch for
reference backscatter calibrations. The load ZL1 is intended to connect with
static. The transmit and receive antenna is a commercial RFID
a matched 50 Ω instrument such as a power sensor or network analyzer, to patch with at least 10 dB return loss across 895-940 MHz.
measure power delivered to the backscatter reference and serve as a matched The change in reflection coefficient ∆ρ into the antenna
reflection state for modulation. The device is mounted in a 33 cm × 18 cm
× 5 cm shielded box with ±5 V DC biasing inputs, and bias tees to improve
was taken to be equivalent to ∆τ , with the simplification
DC to RF isolation. S23 = S13 . The anechoic environment reduces interference
from outside signals, but the calibration for backscattered
signal levels applies in other, more reflective environments too,
if interference is below a tolerable level.
measurements of S23 , S31 , and ∆τ , or reflection coefficient
measurements of ΓL2 , ΓL1 , and S33 . In either case, the Results are shown in Fig. 4. Across the 860-960 MHz
modulation state of the modulator is fixed with a DC voltage tag response bandwidth, the two measurements of M agree
supply during measurement. within 0.1 dB. Below 860 MHz, detection antenna mismatch
introduces additional noise in transmission measurements S31
One advantage of calibrating M from measurements of and ∆ρ, because received signals are weaker.
ΓL2 , ΓL1 , and S33 directly is that (to first order) measure-
ment dynamic range is not reduced by moving the reference IV. C ALIBRATION WITH REFERENCE MODULATION
backscatter antenna in an anechoic test environment. Further,
ΓL2 and ΓL1 can be measured with phase-stable cables near A. Calibration procedure
the network analyzer more accurately than with the long cables 1) Reference |M | calibration: The validated characteriza-
that are necessary to measure reflection coefficients of objects tion of the reference backscatter modulation depth M from
inside the test chamber. the previous section is used. In this work, tag calibrations use
Calibrating M from ∆τ and measurements of propagation the modulation depth based on measurements of ΓL2 , ΓL1 ,
losses S23 and S31 has different advantages. Transmission and S33 .
measurements of propagation losses can have smaller uncer- 2) Transmission loss measurements: During tag measure-
tainties than the reflection measurements in the first approach, ments, it is impractical to measure transmission coefficients
but any motion in the long cables may introduce additional |S31 |2 = |S13 |2 and |S23 |2 = |S32 |2 with a network analyzer.
phase errors. This calibration also needs fewer measurements, Instead, we use power sensors to measure (1) transmitted
which may reduce the contribution of operator mistakes to interrogation power Ptx available to port 1 or 2 with a coupler,
measurement error. and (2) power received at the output of the modulator switch,
(ref )
Detailed quantitative comparison of uncertainties in these Prx . In this paper, transmit, received (by transmission),
approaches will be left for future work. The following subsec- and backscattered power from an interrogation into port n are
tion will validate that either set of measurements can produce represented as Ptx,n , Prx,n , and Pbs,n . Assuming the network
a valid characterization of |M |. analyzer and power sensors are similarly well-matched, power
157
Instead, states are clustered by applying a Gaussian filter
to the I and Q scattering components, and finding sharp
peaks after differentiating the result. These peaks are reported
when they are a local amplitude maximum; this threshold
was set somewhat arbitrarily to the standard deviation of the
filtered signal. The Gaussian filter is convenient here because it
removes noise without shifting pulse edges; it is a simpler one-
dimensional implementation of Canny edge detection [18].
If ∆VI and ∆VQ are the differences between the averaged
two backscattering state measurements of each component,
∆Vbs is computed as (3),
158
TABLE I
ISO/IEC 18000-6C TAG QUERY PARAMETERS
Reader-to-tag modulation PR-ASK
Tag-to-reader modulation FM0
Tag-to-reader link rate (BLF) 160 kHz
Reader-to-tag link rate 160 kHz (data 0)
91 kHz (data 1)
Anticollision slots (Q) 0 (no slots)
Delay after tag response† (T2) 1 ms
Tari 6.25 µs
† Reference backscattering was measured during this period
0.1
Transmit into 6 dBi antenna
Transmit into 8 dBi antenna
/Ptx (dB)
(re f )
Normalized Prx
0.0
Fig. 6. Setup for calibrated tag backscattering measurements. Measurements
were automated by computer via general purpose interface bus (GPIB).
−0.1
5 10 15 20 25 30
Transmit power (dBm)
159
TABLE II
E XPANDED UNCERTAINTY ESTIMATES ( COVERAGE FACTOR 2) standard in the measurement of Table IIc is performed by (very
(a)
slowly) moving the standard by hand, the ±13◦ phase error
Backscattered tag signal measurement becomes significant, and corresponds to a worst-case ±0.23 dB
(with reference backscatter calibration) uncertainty.
M calibration ±0.25 dB
Power measurements ±0.25 dB
The measurement technique presented in this paper has
Multiple reflections ±0.15 dB some unique uncertainty terms. Errors introduced by calibra-
IQ level measurements ±0.05 dB tions of M are a caused by reflection coefficient measurement
Noise and nonlinearity ±0.1 dB
Expanded uncertainty ±0.4 dB
uncertainty of the network analyzer and the short-open-load
calibration standards. The corresponding error estimate is
(b) based on measuring verification load standards on the network
Backscattered tag signal measurement
(without scattering calibration)
analyzer after calibration, and on analysis of manufacturer un-
Transmit power measurements ±0.15 dB certainty specifications. The power measurement uncertainty
Measurement cable losses ±0.1 dB ±0.25 dB is also based on analysis of the manufacturer’s
Instrument uncertainty ±0.9 dB power sensor specifications, from analysis of correlated and
IQ level processing ±0.15 dB
Noise and nonlinearity ±0.1 dB uncorrelated error terms between the two power measurements
Expanded uncertainty −1.2 dB, +0.9 dB of (14) and (15). The multiple reflection estimate is a conser-
vative estimate of detuning effects on the reference backscatter
(c)
Backscattered tag signal measurement antenna reflection coefficient, caused by variations in the test
(with ISO 18047-6 λ/2 rod calibration) setup, such as variations between scattering off of different
Reference λ/2 rod RCS (unknown) tags under test. Empirical tests showed that reorienting the
Multiple reflections ±0.9 dB [2]
IQ carrier phase drift ±0.23 dB antenna or moving the tag in the test zone caused errors
IQ level processing ±0.15 dB smaller than 0.1 dB.
Noise and nonlinearity ±0.1 dB
Expanded uncertainty −1.2 dB, +0.9 dB VI. C ONCLUSION
(neglecting rod RCS uncertainty)
The reference backscatter modulation approach demon-
strated here improves signal accuracy compared to radar cross
section methods, with common lab equipment available at low
error source as a fraction of the measured value. The reported
cost from many different vendors.
value in decibels is related to ui with
With additional effort in analysis of the uncertainty of this
technique as part of RCS tag tests, the authors hope it will
ui (in dB) = 10 log10 (1 ± ui ). (16)
become useful for future versions of tag performance test
The expanded uncertainty estimate uc from n terms is com- standards. Further work may also prove the effectiveness of the
puted with technique in small anechoic environments to reduce test costs.
%
& n
Reference signals may also become practical as in sensitivity
&( or interference rejection tests.
uc (in dB) = 10 log10 1 ± ' u2i (17)
i=1
VII. ACKNOWLEDGEMENTS
by the law of propagation of uncertainty [20], which applies The authors are grateful to Prof. E. Kuester for fruitful
here under the assumption that errors are zero-mean and discussions about the circuit model, and Z. Popovic acknowl-
that dominant errors are normally distributed. The sensitivity edges support from the Hudson Moore Jr. professorship at the
coefficients are already included in the itemized uncertainties University of Colorado.
listed in Table II. The United States Department of Homeland Security Sci-
Some errors are common to all of the measurements. The ence and Technology Directorate has, in part, sponsored
noise and nonlinearity uncertainty is estimated conservatively the production of this material with NIST, under contract
from (8). Uncertainty in the IQ measurement processing, HSHQDC-09-X-00305.
caused by ringing or level clustering errors, is quoted as
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