ANTONY ViolencePredationSinoVietnamese 2014
ANTONY ViolencePredationSinoVietnamese 2014
ANTONY ViolencePredationSinoVietnamese 2014
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Major
Violence the
themost
most and persistent
persistent prédation,features
and pervasive and pervasive mainly in features the form of of the piracy, Sino-Vietnamese were two of
of the Sino-Vietnamese
maritime frontier between the mid-fifteenth and mid-nineteenth cen-
turies.1 In the Gulf of Tonkin, which is the focus of this article, piracy
was, in fact, an intrinsic feature of this sea frontier and a dynamic and
significant force in the region's economic, social, and cultural devel-
opment. My approach, what scholars call history from the bottom up,
places pirates, not the state, at center stage, recognizing their impor-
tance and agency as historical actors. My research is based on various
types of written history, including Qing archives, the Veritable Records
of Vietnam and China, local Chinese gazetteers, and travel accounts; I
also bring in my own fieldwork in the gulf region conducted over the
past six years. The article is divided into three sections: first, I discuss
the geopolitical characteristics of this maritime frontier as a background
to our understanding of piracy in the region; second, I consider the
socio-cultural aspects of the gulf region, especially the underclass who
engaged in clandestine activities as a part of their daily lives; and third,
I analyze five specific episodes of piracy in the Gulf of Tonkin.
The Gulf of Tonkin (often referred to here simply as the gulf),
which is tucked away in the northwestern corner of the South China
Sea, borders on Vietnam in the west and China in the north and east.
(See the following map.) It has always been a dynamic and diversified
political, social, and economic contact zone. Besides a vibrant maritime
trade, the political economy of the region also included the important
areas of fishing, pearl collecting, and salt production. The innumerable
1 For convenience, I use the term Vietnam rather than Annam throughout this article, al-
though the name did not officially change to Vietnam (Yuenan until 1803.
87
2 Vu Duong Luan and Nola Cooke, "Chinese Merchants and Mariners in Nineteenth-Cen-
tury Tongking," in Nola Cooke, Li Tana, andjames Anderson, eds., The Tongking Gulf through
History (Philadelphia: U. of Pennsylvania P., 201 1), p. 152.
88
actions was the creation of a society and culture that were not quite
the same as, and in fact often in opposition to, the ones that they left
behind. Although all of these previous studies focused on inland fron-
tiers, nevertheless, the maritime frontier discussed in this article also
shared these same basic characteristics.4
3 C. Patterson Giersch, Asian Borderlands: The Transformation of Qing China's Yunnan Fron-
tier (Cambridge, Mass.: Harvard U.P., 2006), p. 4.
4 Owen Lattimore, Inner Asian Frontiers of China (1940; Oxford U.P., 1988). More recent-
ly a number of important studies of Chinese land-based frontiers have appeared in English;
e.g., see Stevan Harreil, ed., Cultural Encounters on China's Ethnic Frontiers (Seattle: U. of
Washington P., 1995); Peter Perdue, China Marches West: The Qing Conquest of Central Eur-
asia (Cambridge, Mass.: Harvard U.P., 2005); Giersch, Asian Borderlands ; Leo K. Shin, The
Making of the Chinese State: Ethnicity and Expansion on the Ming Borderlands (Cambridge:
Cambridge U.P., 2006); Pamela Crossley, Helen Siu, and Donald S. Sutton, eds., Empire at the
Margins: Culture, Ethnicity, and Frontier in Early Modern China (Berkeley: U. of California P.,
2006); Diana Lary, ed., The Chinese State at the Borders (Vancouver: U. British Columbia P.,
2007); Dai Yingcong, The Sichuan Frontier and Tibet: Imperial Strategy in the Early Qing (Se-
89
attle: U. of Washington P., 2009); and Wang Xiuyu, China's Last Imperial Frontier: Late Qing
Expansion in Sichuan's Tibetan Borderlands (Lanham, Md.: Lexington Books, 201 1). To date¿
however, there are no major studies on the history of China's maritime frontier, although Li
Tana and Nola Cooke, eds., Water Frontier: Commerce and the Chinese in the Lower Mekong
Region, 1750-1880 (Lanham, Md.: Rowman and Littlefield, 2004), and Cook, Li, and Ander-
son, Tonking Gulf broach the subject for Vietnam.
5 On overlapping frontiers in Southeast Asia, see Thongchai Winichkul, Siam Mapped: A
History of the Geo-Body of a Nation (Honolulu: U. of Hawai'i P., 1994), pp. 97-101.
6 For both phrases, see Fangeheng xian xiaozhi (Guangxu 7 fe&i edn.; Guang-
zhou: Lingnan meishu chubanshe, 2006), p. 209; Fangeheng xianzhi chugao
(Minguo KUJ edn.; Guangzhou: Lingnan meishu chubanshe, 2006), /14, pp. 86b-87a; and
Zhong Tue bianjie lishi ziliao xuanbian (Beijing: Zhongguo shehui
kexue chubanshe 1993), p. 43.
7 Yunnan sheng lishi yanjiu suo ed., Qingshflu Tuenan, Miandian, Taiguo,
Laowo shiliao zjhaichao (Kunming: Yunnan renmin chuban-
she, 1995; hereafter, QYMTL ), p. 61; also see Gongzjhongdang Qianlong chao zouzhe
PÉ#lllííI (Taibei: Gugong bowuyuan chubanshe, 1985), vol. 20, pp. 766-68; and Fange
xianzhi chugao, 7.14, pp. 88a, 89a.
90
Detail of a large, rice-paper map, a section of which came into the author's personal
collection. The Dongxing area, in the center of this image, has been marked as a light
cartouche. The part shown here is a very small section of the total map, which was
originally perhaps about 20 inches by 20 feet. Remaining parts of the whole are prob-
ably in private collections.
8 QYMTL, p. 52.
9 Fangeheng xianzhi SŽ (Nanning: Guangxi minzu chubanshe, 1993), pp. 567-68.
91
Neither Chinese nor Vietnamese states had firm control over this
maritime frontier. Outside of the walled administrative cities, such as
Leizhou It jll, Hepu oTB, Qinzhou iWtl, Thang Long řflt, and a few
others, the rule of law was feeble and ineffective. For Ming and Qing
officials the Gulf of Tonkin was simply a "turbulent sea frontier."10
Outlaw groups flourished: bandits in the mountains and pirates and
smugglers on the coast and offshore islands. During the Ming and Qing
periods (as earlier), the gulf was the weakest link in China's coastal
defense system. At the fringe of the imperial administration, the area
was poorly staffed with civilian and military officials, and its land and
water forces were always undermanned and inadequately equipped.11
Although the center of Vietnam's government was located in the north,
in the area referred to as Tonkin in Western literature, after the tenth
century northern rulers concentrated on developing overland trade
with the neighboring Cham, Lao, and Yunnan regions. By the sixteenth
century the commercial center of gravity shifted southward to Hoi An
and large sections of the northern coast became increasingly un-
der-governed. Not only were the Chinese and Vietnamese governments
unable to curb illegal activities, but often, too, regional authorities and
local strongmen actually cooperated with pirates and smugglers.12
The Sino-Vietnamese maritime frontier was also a contested zone.
See, e.g., Pan Dingqui fttjftlîÉ, Annan jiyou (1689; rpt. in Annan zhuan 'ji qita
erzhong] Sí) [Beijing: Zhonghua shuju, 1985]), p. 4.
11 See, e.g., Li Qingxin Binhai zhi di: Nanhai maoyi yu Zhongwai guangxi shi yanjiu
M. ISÍ (Beijing: Zhonghua shuju, 2010), pp. 268-69.
12 For an example of the collaboration of a local Vietnamese official with Chinese p
in 1666, see Qing shilu Guangdong shiliao (Guangzhou: Guangdong sheng
ditu chubanshe, 1995), vol. 1, pp. 96-97; and for the collaboration between the Tay Son re-
gime and Chinese pirates from 1780 to 1802, see Robert Antony, "Maritime Violence and
State Formation in Vietnam: Piracy and the Tay Son Rebellion, 1771-1802," in Stefan Eklöf
Amirell and Leos Müller, eds., Persistent Piracy: Maritime Violence and State Formation in
Global Historical Perspective (New York: Palgrave, 2014), pp. 113-30; for general discussion
of northern Vietnam during the mid- 15th to mid- 17th cc., see John Whitmore, "Van Don,
the 'Mac Gap,' and the End of thejiaozhi Ocean System: Trade and State in Dai Viet, Circa
1450-1 550," and Iioka Naoka, "The Trading Environment and the Failure of Tongking' s Mid-
Seventeenth-Century Commercial Resurgencé," both in Cooke, Li, and Anderson, Tongking
Gulf, pp. 101-16, 117-32.
13 Li Tana, "Introduction. The Tongking Gulf through History: A Geopolitical Overview,"
in Cooke, Li, and Anderson, Tongking Gulf pp. 12-13.
92
93
As for the indigenous people living in the gulf area, borders sim-
ply did not exist.22 This was especially true of those peoples who lived
and worked on the seas and who traveled by boat. For the fishermen,
sailors, pirates, and smugglers, who lived most of their lives on the wa-
ter, borders and boundaries simply made no sense. They were not tied
to any particular territory or state, and borders, like laws and taxes,
were unnatural to their ways of life. In this sparsely populated region
one's very existence seemed fleeting and makeshift. Permeability was
a defining characteristic of this sea frontier. In fact, it was precisely the
ambiguity and fluidity of this whole region, as Li Tana has explained,
that "made life uncertain and potentially violent."23
Not only feeble governments, a negligent military pjresence, and
porous borders, but also the geography of the gulf regioni proved con-
ducive to piracy. The long jagged coast, lined with innunlerable bays,
sandy shoals, mangrove swamps, lagoons, and islands, provided count-
less hideaways and safe havens. In selecting their lairs
¡
pirątes preferred
I
20 Shin, Making of the Chinese State , p. 169; and for the ancient period, s¿e Nicola Di Cos-
mo, "Han Frontiers: Toward an Integrated View fJAOS, 129.2 (20 9), p. 2Ò9.
21 Se Robert Antony, Like Froth Floating on the Sea: The World of Pirates and Seafarers in
Late Imperial South China (Berkeley: U. of California, Institute of East Asian Studies, China
Research Monograph 56, 20 3), p. 139.
2 In interviews in the summer 201 1 along the Beilun River on the Sino- Vietnamese bor-
der in Guangxi, local Chinese informants told me that even in the 1950s- 1960s they made no
distinction betwe n areas that were China and those that were Vietnam. For them there were
no borders hindering the fre flow of people and go ds.
23 Li Tana, "The Water Frontier: An Introduction," in Cooke and Li, eds., Water Fron-
tier , p. 8.
94
95
25 Fieldwork notes from Leizhou, January 2009, from a stone inscription dated 1587
the Xiajiang Tianhou Temple M ÖKS®; and fieldwork notes from Weizhou Island, Jan
96
ary 2010; also see Chen Xianbo "Ming-Qing huanan haidao de jingying yu kaifa: yi
Beibuwan Weizhou dao wei li" WW Mingdai
yanjiu 15 (2010), pp. 85-117.
26 See Qinzhou zhi svjfw© (Jiajing Mm edn.; Qinzhou: Qinzhoushi difangzhi bianzuan
weiyuanhui bangongshi chongyin, 2009), pp. 36-37, 62; Guo Fei fßfSI, Tue daji (1598
edn.; Guangzhou: Zhongshan daxue chubanshe, 1998), Pan, Annan jiyou , pp. 3-4; and field-
work notes from coastal Guangxi, January 2010 and July 201 1. Also see Li, Binhai zhidi , pp.
271-72; and Niujunkai and Li Qingxin, "Chinese 'Political Pirates' in the Seventeenth-Cen-
tury Gulf of Tongking," in Cooke, Li, and Anderson, Tongking Gulf, pp. 216-17.
27 Fangeheng xianzhi chugao,j.' , pp. 2oa-b.
97
28 QYMTL , pp. 300-4; Pan, Annan jiyou , p. 3. Also see Robert Antony, "Giang Binh: Pi-
rate Haven and Black Market on the Sino- Vietnamese Frontier, 1780-1802," in John Kleinen
and Manon Osseweijer, eds., Pirates , Ports , and Coasts in Asia: Historical and Contemporary
Perspectives (Singapore: ISEAS, 2010), pp. 31-50; and Suzuki Chūsei "Re Chõ koki
no Shin to no kankei" in Yamamoto Tatsurõ ed., Betonamu
Chūgoku kankeishi : Kyoku-shi no taitõ kara Shin-Futsu sen
Ofë (Tokyo: Yamakawa shuppansha, 1975), pp. 480-81; and fìeldwork
notes from Jiangping, July 201 1.
29 Ming-Qing shiliao wubian, (Taibei: Zhongyang yanjiuyuan lishi yuyan yan-
jiusuo, 1953), pp. 305, 492-93.
30 For a discussion of clandestine trade in the Gulf of Tonkin in the ^th-igth cc., see Rob-
ert Antony, "War, Trade, and Piracy in the Early Modern Tongking Gulf," in Angela Schotten-
hammer, ed., Tribute, Trade, and Smuggling: Commercial, Scientific and Human Interaction in
the Middle Period and Early Modern World (Wiesbaden: Harrassowitz Verlag, forthcoming).
98
99
For both Vietnamese and Chinese officials one of the most per-
plexing problems was how to distinguish between criminals and hon-
est folks, and more specifically, to distinguish between fishermen and
pirates.37 In fact, they were often one and the same. Most pirates were
amateurs who took to crime as an occasional occupation. While piracy
was an important, sometimes essential, component of their livelihood,
nonetheless they also engaged in legitimate occupations as fishermen,
sailors, farmers, laborers, traders, and the like. Such men joined pirate
gangs during times when they were also lawfully employed to supple-
ment low but honest wages, or they went on temporary sprees of crimi-
nality during intervals between periods of legitimate work. Attuned to
a time-honored life cycle, they "assumed several roles, opportunisti-
cally shifting between fishing, smuggling, piracy, and trading as cir-
cumstances allowed."38
Official documents from both China and Vietnam often used the
unflattering term drifters (in Chinese, liumin Ž/rtiā) to describe the un-
derworld denizens of this sea frontier. They included homeless wan-
derers, runaways, displaced persons, squatters, vagabonds, fugitives,
and refugees. According to Wang Gungwu, the term liumin "suggests
people whose anti-social behaviour and irresponsible acts had led to
their homeless state and to their status as outcasts, vagrants, and even
outlaws." The term also referred to people who left China without per-
mission.39 In fact, in Ming and Qing law codes border-crossing without
permission was a serious crime.40 One such rogue who crossed over into
Vietnam was a monk named Jue Ling MM, who hailed from Guangdong.
In his youth, he was a hoodlum and assassin who first sought the safety
of the monastery by becoming a monk and then later fled to Vietnam
to avoid arrest. Another Chinese fugitive named He Xiwen MUK had
been a Triad boss, but because of involvement in sectarian disturbances
in Sichuan province, he fled to Vietnam in 1778, where he joined the
fight against the Tay Son rebels.41 These sorts of people were the most
mobile and lawless segment of the gulf region's population.
IOO
42 On the cost of living and sailors' wages at that time, see Anto
the Sea , pp. 71-73, 76-81.
*3 Xingke tiben (IŽPÉ 48 io£j ii0) Beijing, First Histor
document is translated in Robert Antony, Pirates in the Age of S
ton, 2007), pp. 114-18.
IOI
I02
OCCUPATIONS NUMBERS
Fishermen 102
Hired Sailors 34
Hired Laborers 1 8
Peddlers 1 4
Merchants 1 2
Porters 1 o
Boatmen 8
Monks 2
Soldiers 1
Miscellaneous 6
Total 207
103
William Skinner, "Creolized Chinese Societies in Southeast Asia," in Reid, Sojourners and Set-
tlers , pp. 59-61; also see Antony, Like Froth Floating on the Sea , pp. 143 n. 10. On the Minh
huong, see Charles Wheeler, "Identity and Function in Sino-Vietnamese Piracy: Where Are
the Minh Huong?," Jou mal of Early Modern History 16.6 (2012), pp. 503-21.
49 Gongzhongdang (file 1047, MM 1^ 8^ 19 S).
50 On the culture of pirates and seafarers in southern China see Antony, Like Froth Float-
ing on the Sea , pp. 139-63.
51 Although in the early- 19th c., in China, a number of female pirates, such as Zheng Yi
Sao SP - in Guangdong and Cai Qian Ma in Fujian, commanded pirate fleets, there
is no evidence that women played any leading roles in piracy in the Gulf of Tonkin. Also lat-
er on, in the first decade of that century, although Chinese pirates under the female chieftain,
Zheng Yi Sao, issued a code of conduct that attempted to protect female captives from rape,
the evidence is mixed as to just how effective this rule was in actual practice.
52 Gongzhongdang (file 2845, MM 2^ 7^ 6S)-
IO4
105
106
59 Qujiusi II Wanli wugong lu ÏÛWÂïÙH (Xuxiu SKQS edn.), vol. 436, pp. 238-40;
and Haikang xianzhi (2005 edn.), p. 23.
107
general area. In 1 580 wokou raiders from Fujian and Zhejiang plundered
coastal villages from Hainan to Lianzhou.60
Wu Ping was another infamous Chinese pirate associated with
the wokou. He hailed from Zhaoan iS3c county on the coast of Fujian
province. He was described as a short, pudgy, and cruel man, and was
married to the niece of another pirate chief named Lin Guoxian
SS. From his base on Nan'ao Island, on the Fujian-Guangdong bor-
der, Wu Ping launched raids on shipping, towns, and villages mostly
in nearby Fujian in the 1550s. Then in 1565, because the Ming mili-
tary intensified its suppression campaigns and also because of a severe
famine in Fujian, he and several other pirates felt compelled to leave
their usual bases on the Fujian-Guangdong border. Wu Ping and one
of his associates, Zeng Yiben fled to western Guangdong and
then to the Gulf of Tonkin, where they continued their nefarious ac-
tivities over the next year. For instance, in the winter of 1565 Wu Ping
plundered the area near Longmen and soon afterwards he fled to Viet-
nam.61 What happened to him after that is a mystery: some sources
said he was captured and executed, while others said he drowned at
sea. Still other sources claimed that he had not died in 1566, but had
continued his pirating activities off the southern Hainan coast, where
soldiers reportedly captured his wife and one of his chief lieutenants,
but not Wu Ping.62
60 Haikang xianzhi (1938 edn.; Shanghai: Shanghai shudian, n.d.), pp. 539-40;
Guo, Tue daji , j. 32, p. 89; Guangdong shengzhi dashiji , p. 97; also see Hoang Anh Tuan,
"Tonkin Rear for China Front: The Dutch East India Company's Strategy for the North-East-
ern Vietnamese Ports in the 1660s," in Kleinen and Osseweijer, Pirates, Ports, and Coasts , p.
21; and Li, "16-17 shiji Yuexi," pp. 132-34.
61 Lianzhou fuzhi , p. 55.
62 Fangeheng xianzhi chugao, j.14, p. 72a; jfai zhouzhi ÎËjlfô (Guangxu edn.; Guangzhou:
Guangdong renmin chubanshe, 1983), p. 231; also see Chen Chunsheng "16 shiji
Min Yue jiaojie diyu haishang huodong renqun de tezhi, yi Wu Ping de yanjiu wei zhongxin"
Haiyangshi yanjiu 1 (2010),
pp. 143-50.
108
63 Niu and Li, in "Chinese Political Pirates," use the term "political pirates" to argue that
the pirates were politically motivated anti-Qing, pro-Ming insurgents; I simply use the term
to indicate that they were involved in the political struggles of the time, without speculating
about their motivations.
64 Li, Binhai zhidi , pp. 274-75; an£i fieldwork notes from Qinzhou, January 2010, and from
Fangeheng and Qinzhou, July 201 1. Also see Robert Antony, "'Righteous Yang': Pirate, Rebel,
and Hero on the Sino- Vietnamese Water Frontier, 1644-1684," Cross- Currents (e-journal) 11
(June 2014), at http://cross-currents.berkeley.edu/ ejournal/issue-1 1, pp. 4-30.
65 Qing shilu Guangdong shiliao , vol. 1, p. 89.
109
Leizhou. Later they joined the Ming resistance against the Manchus in
western Guangdong with another pirate-rebel leader named Deng Yao
ffßJS. Between 1652 and 1656 their forces occupied several coastal areas
around Leizhou and in the Gulf of Tonkin. In 1656 the Qing defeated
and captured Wang Zhihan with more than 5,400 followers, both men
and women. Wang Zhijian, however, continued his activities as a pi-
rate and Ming loyalist for several more years. Deng Yao was defeated
at Longmen in 1 661. 66
In the meantime the Yang brothers continued to operate as pirates
and rebels in the Gulf of Tonkin. By the 1660s, official sources now
referred to them as sea bandits ( haizei $SK) and sea rebels ( haini M
M), no longer simply as local bandits. The Yang brothers and several
other pirates briefly reoccupied Longmen and other nearby islands as
their bases, but after repeated attacks by Qing forces in 1663-1666,
Yang Yandi fled to Vietnam where he received protection and sup-
port from a local strongman. Around this same time, he also associ-
ated with a turncoat and rebel named Zu Zeqing and a local
outlaw named Xie Chang Wil. When the Qing government requested
that the Tonkin authorities arrest Yang, he fled to Taiwan and joined
the Zheng camp, reportedly receiving an official position as a military
commander. In 1677 he and another pirate named Xian Biao fäfM left
Taiwan in eighty ships with several thousand followers to return to the
Gulf of Tonkin and to reoccupy Longmen, which once again became a
pirate base. Raiding and fighting continued intermittently until 1682,
when Yang and other pirate-rebels were driven out of Longmen. Yang
retreated with several thousand followers to Vietnam, finally settling
in the south around My Tho (near Sai Gon) in the Mekong delta and
helping the Nguyen lords secure this area for Cochinchina.67 According
to the historian Yumio Sakurai I3ÍÍÉ, a subordinate assassinated
Yang Yandi in 1688.68 As for his brother, the Qing Veritable Records
mentioned that a notorious pirate named Yang San was apprehended
and summarily executed in 1700.69
66 Haikang xianzhi (1938 edn.), p. 542; Haikang xianzhi (2005 edn.), p. 26; and Li, Bin-
hai zhidiy pp. 273-74.
67 Xu and Xie, Da Nan shiluy p. 3; Qing shilu Guangdong shiliaoy vol. 1, pp. 89, 96-97, 149,
162, 165, 178; Haikang xianzhi (1938 edn.), pp. 543-44; and Haikang xianzhi (2005 edn.), pp.
27-29; Fangeheng xianzhi chugao,7'.i4, pp. 8ja-b; and Li, Binhai zhidi , pp. 274-76.
68 Yumio Sakurai, "Eighteenth-Century Chinese Pioneers on the Water Frontier of Indo-
china," in Cooke and Li, eds., Water Frontier p. 40.
69 Qing shilu Guangdong shiliao , vol. 1, p. 217.
no
III
72 This information is culled from Xu and Xie, Da Nan shilu , pp. 163-268.
112
73 John C. Dalrymple Hay, The Suppression of Piracy in the China Sea, 184g (Lon
ward Stanford, 1889), pp. 27-28; and China Mail , November 1, 1849.
US
CONCLUSION
LIST OF ABBREVIATIONS
74 Beresford Scott, An Account of the DestrJttion of the Fleets of the Celebrated Pirate Chief-
tains Chui-Apoo and Shap-ng Tsai , on the Coast of China , in September and October , 1849 (Lon-
don: Savill and Edwards, 1851), pp. 139-41, 173; Qiongshan xianzhi (1857 edn.),/
ii, p. 13b; and Gaozhou fuzhi Â'/NJÊLê (1889 edn .),/ 20, p. 19a; 50, p. 6b.
114