Main 26
Main 26
Main 26
REVIEW ARTICLE
trials (to December 2001). The key words used were: stroke, scored yes/no, which resulted in a maximum sum score of 18
cerebral hemorrhage, cerebral infarction, motor recovery, mo- points. The selected studies were independently analyzed by 2
tor function, impairments, motor control, spontaneous recov- authors (HTH, JvL). In cases of disagreement, consensus was
ery, and rehabilitation. The references used in the retrieved pursued.
articles, as well as in narrative reviews, were also reviewed. Assessment of internal validity was comprised of the fol-
lowing items. The study population had to be homogeneous
Study Selection with respect to diagnosis and disease stage. Therefore, a con-
Preliminary screening. A preliminary screening was con- firmatory diagnosis, by computed tomography (CT) or mag-
ducted to select longitudinal cohort studies in which at least netic resonance imaging (MRI), was required in at least 90% of
some standardized assessment of motor deficits was used at the cases, and patients had to be included in the study within 1
stroke onset and at some point during follow-up. Assessment week after stroke onset. Both prognostic determinants and
by global stroke scales that include evaluation of motor func- outcome measures had to have been assessed by using stan-
tions was accepted. Prognostic studies that evaluated specific dardized tests. Outcome measurements had to be repeated after
diagnostic procedures (particularly evoked potentials) with re- a period of at least 3 months. In the case of heterogeneity of
spect to the prognosis of motor recovery were also included. In initial motor impairments or other possible prognostic variables
addition, the control groups in randomized clinical trials such as stroke type, first or recurrent stroke, subgroup analysis
(RCTs; receiving placebo treatment) were eligible. Only stud- was required. The percentage of patients lost to follow-up was
ies published in English, French, German, and Dutch were not to exceed 20%. The reasons for loss to follow-up had to be
included. Case studies, letters, abstracts, comments, and pre- given to judge selective loss. Furthermore, these cases must
liminary reports were excluded. Each study had to include have been managed adequately in the analysis. Death or stroke
more than 20 patients. recurrence during the study was regarded as loss to follow-up
Assessment of methodologic quality. All studies emerg- if these cases were not yet handled as such. External validity
ing from the preliminary screening were subjected to a system- was assessed as follows. To prevent selection bias, the study
atic review using a checklist with a priori defined methodologic population had to be extracted from a community base or a
criteria. This checklist was constructed according to a system general hospital base. Inclusion and exclusion criteria had to be
originally developed for evaluating RCTs.5,6 The character of described accurately, and the relevant characteristics should
our review, with its special emphasis on prognostic factors, have been given, including age, gender, and comorbidity. Fi-
demanded specific adaptations.7,8 The constructed checklist nally, statistical analysis was assessed. It was first determined
(table 1) assessed internal validity (11 items), external validity whether the statistical analysis was described clearly. The
(3 items), and statistical validity (4 items). All items were requested sample size was calculated in relation to the statis-
tical analysis performed. The ratio of the number of patients
and the number of prognostic determinants had to equal or
exceed 10. There had to be sufficient control for known con-
Table 1: Methodologic Checklist founders in the research design or in the analysis, if applicable.
The statistical analysis also had to be appropriate for the design
Internal validity
used and for the research objective.
1. Diagnosis confirmed by CT or MRI in at least 90% of the
The internal validity was judged as the most critical aspect of
cases
the selected studies, in particular the study entry (2) and the
2. Study entry within 1-wk poststroke onset
homogeneity (7) criteria (table 1). To be included for quanti-
3. Standardized assessment of possible prognostic
tative analysis and final discussion, the study entry and homo-
determinants
geneity criteria had to be fulfilled, and the total minimal inter-
4. Standardized outcome measures
nal validity score had to be at least 9 (maximum 11). The
5. Repeated measurements during the observation period
external and statistical validity criteria were considered of
6. Homogeneity of study sample or subgroups analysis done
secondary importance, and their minimally required sum score
with respect to stroke type, subarachnoidal hemorrhage, and
had to be at least 5 (maximum 7). Studies fulfilling our inclu-
recurrent stroke
sion criteria were used as primary evidence with respect to the
7. Homogeneity of study sample or subgroup analysis done
research questions. Other studies that did not meet the critieria
with respect to initial impairments and severity of stroke
could have been used as secondary evidence.
8. Minimal observation period of 3mo
9. Loss to follow-up ⬍20% Data Extraction
10. Description of relevant characteristics related to loss to
follow-up
In studies in which the results could be expressed as pro-
11. Adequate management of loss to follow-up
portions, odds ratios (ORs) for the occurrence of motor recov-
External validity
ery and their confidence intervals (CIs) were calculated. In the
12. Hospital- or community-based
case of continuous outcome variables, standardized effect sizes
13. Description of inclusion and exclusion criteria
(z scores) were calculated in order to compare (group) differ-
14. Demographic characteristics are given, including age,
ences as a function of the pooled standard deviations: z
gender, and comorbidity
score⫽(xa⫺xb)/PSD, where xa and xb are means of samples a
Statistical validity
and b, and PSD is the pooled standard deviation.9 By conven-
15. Statistical analysis described
tion, the cutoff criterion for considering a particular effect
16. Adequate sample size
clinically relevant was a (group) difference of at least 1 stan-
17. Statistical control for confounding, if applicable
dard score (z⫽1.0). Originally, a meta-analysis was pursued to
18. Appropriate statistical analysis done in relation to design
generate summary estimates.
used Data Synthesis
Abbreviations: CT, computed tomography; MRI, magnetic reso- The numbers of studies resulting from the primary search,
nance imaging. the preliminary screening, and from the systematic method-
patients with mild motor deficits and no self-care problems will (table 4). Rapisarda et al70 studied motor recovery in 26 acute
often be treated as outpatients. stroke patients with hand paralysis (table 3); 7 patients (27%)
As to the extent of motor recovery, the data from the studies showed partial hand motor recovery at 2 weeks poststroke
appear to be rather vague, particularly with respect to partial (Medical Research Council [MRC] Scale91 score range, 1– 4).
motor recovery. Only few (rather small) selected stud- Which prognostic factors of motor recovery can be identi-
ies13,24,40,70 supplied more detailed information on this issue, fied and what is their magnitude in terms of ORs? Based on
showing a broad range from little to nearly complete motor the studies discussed previously, the initial grade of paresis
recovery. appears the most important clinical predictor for motor recov-
One study was specifically aimed at the temporal aspects of ery, as could be expressed by different ORs for different grades
recovery. Jorgensen et al42 studied the time course of neuro- of initial motor deficits (table 4). For example, Bonita and
logic recovery in acute stroke patients stratified according to Beaglehole15 found a significant association between motor
initial stroke severity, as measured on admission in the hospi- recovery and initial grade of hemiparesis, as measured at
tal. There was a substantial difference in time course between admission. They calculated an OR of 10.8 for recovery after
the strata (tables 3, 4) showing a recovery period approxi- mild versus severe initial paresis, including nonsurvivors. Cal-
mately twice as long for patients with severe paresis (mean, culating motor recovery in survivors only, the OR was still 8.7
15wk) compared with those with only mild paresis (mean, (CI, 4.43–17.06) (table 4). In the study of Jorgensen et al,43 the
6.5wk), resulting in a z score of 12.18. This finding is consis- calculated ORs indicated that a patient with initial mild leg
tent with the studies of Bonita and Beaglehole15 and Duncan et paresis was 4 times as likely to show motor recovery as a
al,25 who both found that most of the overall improvement in patient with initial leg paralysis. Comparable ORs could be
motor functions occurred within the first month after stroke, calculated for the upper extremity. Dominkus et al24 assessed
although some degree of motor recovery continued in some motor recovery in the upper extremity (shoulder flexion, elbow
patients for up to 6 months, especially in the initially severe flexion, handgrip) by means of the Motricity Index.21 A patient
subgroups. with initial paresis was 4.58 as likely to show motor recovery
Valid data concerning late motor recovery appear to be as a patient with initial paralysis. Quantitative analysis of the
rather scarce in the literature considered in the present system- data of Escudero et al27 resulted in a much higher OR of 24.0
atic review. In an RCT29 concerning a therapeutic intervention (CI, 4.50 –127.96) for motor recovery after initial moderate
for improving motor and functional recovery of the upper paresis (MRC score range, 2–3) versus severe paresis or pa-
extremity, mean changes of the Fugl-Meyer Motor Assess- ralysis (MRC score range, 0 –1) (table 4), indicating an extreme
ment90 (FMA) of 12.1 points in the first half year and 4.3 points difference in recovery potential for the muscle group studied
in the second half year poststroke were found in the control (abductor pollicis brevis). It should be argued here that valid
group (50 patients). Because of the limited data presented, z assessment of motor recovery by the MRC is not possible in
scores could not be calculated to quantify differences in the this small muscle group.
degree of recovery during the first versus second half year Five studies24,27,40,61,70 were specifically aimed at determin-
poststroke. Yet substantial secondary evidence concerning late ing the predictive value of evoked potentials for motor recov-
recovery is available.16,35,44,45,56,58,59,68,75,78 These studies sug- ery after stroke. Motor-evoked potentials (MEPs) recorded in
gest that, in some patients, late motor recovery may occur even the early phase (first days) poststroke appeared highly predic-
several months after stroke. Because most of these studies were tive for the occurrence of motor recovery, as could be illus-
conducted in rehabilitation centers, these observations were trated by very high ORs for present versus absent evoked
made in selected patient populations. potentials (table 4). Despite the differences in timing of the
Two studies13,70 specifically addressed early recovery. Biller assessments (on day 1 clinical examination vs several days
et al13 studied the degree of spontaneous neurologic improve- poststroke), evoked potentials seemed to be considerably more
ment (predominantly motor functions) during the first hours predictive than clinical examination. MEPs assess objectively
after admission (table 3). A z score of .26 indicated no sub- and quantitatively the integrity of the motor pathways and may
stantial neurologic recovery in the first hours after admission generate valid prognostic information because postlesional re-
Biller et al13 Ps, Hb 29 Neurologic recovery in Neurologic recovery in NIH 6h after admission Moderate to severe neurologic 52% recovery, 41% no change, 7%
the first hours the first hours deficit deterioration
Binkofski et al14 Ps, Hb 52 Prognostic value of Motor recovery arm Own scale¶ 6mo Severe paresis (33%) 45% complete or partial recovery
lesion size
Bonita and Ps, Cb 680 Recovery from Recovery from SSS motor 6mo Severe (33.8%) 7% complete, 31% partial
Beaglehole15 hemiparesis hemiparesis part Moderate (25.3%) 22% complete, 31% partial
Mild (30%) 46% complete
Dominkus et al24 Ps, Hb 33 Prognostic value of Motor recovery arm Motricity 2mo Paralysis 36% partial recovery
MEPs Index Paresis 50% partial recovery
Duncan et al25 Ps, Hb 146 Recovery from Recovery from FMA 6mo* Severe motor deficit (31%), Most recovery in the first month,
hemiparesis hemiparesis moderately severe (12%), regardless initial severity, no
moderate (21%), mild (36%) significant recovery after 3mo
Escudero et al27 Ps, Hb 54 Prognostic value of Motor recovery hand MRC 6mo MRC 0–1 (40%) 33% recovery MRC 4
MEPs muscle MRC 2–3 (32%) 92% recovery MRC 4
MRC 4 (28%) —
Feys et al29 RCT, Hb 108 Effect of additional Motor recovery arm FMA 12mo Moderate to severe paresis FMA improvement 12.1 and 4.3 in
sensorimotor first and second half-year,
treatment respectively
Hendricks et al40 Ps, Hb 29 Prognostic value of Motor recovery arm FMA 1–4y Paralysis 10% complete, 13% partial
SEPs and MEPs
Jorgensen et al42 Ps, Cb 1197 Time course neurologic Time course neurologic SSS Until death or end of Very severe (9%) 13 (11.6–14.4) wk†
recovery recovery rehabilitation*; Severe (12%) 15 (13–17) wk†
41⫾46d Moderate (29%) 10.5 (9.5–11.5) wk†
Mild (50%) 6.5 (5.4–7.6) wk†
Jorgensen et al43 Ps, Cb 804 Recovery of walking Recovery from leg SSS motor Until death or end of Paralysis (19%) 14% complete, 31% partial
abilities paralysis and paresis part rehabilitation*; Severe paresis (10%) 34% complete, 41% partial, 4% no
35⫾41d change, 21% deterioration
Moderate paresis (11%) 44% complete, 29% partial, 20%
no change, 7% deterioration
Mild paresis (25%) 76% complete, 19% no change, 5%
deterioration
No paresis (35%) 24% deterioration
Nakayama et al57 Ps, Cb 214 Recovery of upper- Recovery from severe SSS motor Until death or end of Homogeneous, severe arm 14% Complete, 30% partial
extremity function arm paresis part rehabilitation*; paresis (34%)
71⫾53d
MOTOR RECOVERY AFTER STROKE, Hendricks
Palliyath61 Ps, Hb 38 Prognostic value of Motor recovery arm MRC 3mo Paralysis (24%) —
MEPs Paresis (76%) 62% partial recovery
Moderate paresis (67%) 100% Complete or partial recovery
Rapisarda et al70 Ps, Hb 26 Prognostic value of Motor recovery hand MRC 2wk Hand paralysis 27% partial, at 2wk poststroke
MEPs modified㛳
Samuelsson et al72 Ps, Hb 81 Functional outcome in Motor recovery arm Own scale‡ 36mo Severe (17%) At 6mo, 83% of patients with
lacunar infarction and leg Moderate (14%) initial severe deficits showed
Mild (69%) some degree of motor recovery
NOTE. For the Scandinavian Neurological Stroke Scale,92 total score is 0 –58; very severe is 0 –14, severe is 15–29, moderate is 30 – 44, and mild is 45–58. For the scale’s motor part, severe equals little or no active movement; moderate
equals movement against gravity or resistance but limited in range of motion and not in an uncontrolled fashion; and mild equals functionally insignificant impairment of fine movements.
Abbreviations: Ps, prognostic cohort study; Hb, hospital-based; NIH, National Institutes of Health Stroke Scale93 modified (predominantly motor functions); Cb, community-based; SEPs, somatosensory evoked potentials; FMA,
Fugl-Meyer Motor Assessment90; SSS, Scandinavian Neurological Stroke Scale.92
* Weekly assessment.
†
Best neurologic recovery as measured in 95% of the patients, expressed as weeks poststroke (with CIs).
‡
Authors used a motor scale that categorizes motor deficits as severe, moderate, and mild, where severe is severe hemiparesis, cannot elevate the arm and leg against gravity, the hand cannot be used functionally, and walking with
aid is not possible; moderate is moderate hemiparesis, can elevate the arm and leg against gravity, and skilled movement of the hand and walking are clearly affected but the patient can walk with or without aid; and mild is mild
hemiparesis defined as motor function that permits a full range of movement but with reduced strength, and the patient is able to perform all ordinary motor activities without aid.
㛳
Modified MRC Scale range: 0, no movement; 1, movement, only if gravity is removed; 2, weakness against gravity; 3, weakness against slight resistance; 4, weakness against strong resistance; and 5, normal.
¶
Standardized multifactorial scale, assessing force of the arm, grip force, dexterity, coordination, apraxia, motor neglect, and subjective self-assessment. The scale ranges from 0 (normal) to 32 (complete loss of motor functions).
1633
Table 4: ORs and z Scores for Relevant Outcome Measures and Predictive Factors
Biller et al13 Early motor recovery: admission neurologic scores vs neurologic scores at 6h — .26
Bonita &
Beaglehole15 Complete motor recovery in initial mild vs initial severe motor deficit 8.70 (4.43–17.06) —
Dominkus et al24 Any motor recovery in initial paresis vs paralysis 4.58 (0.73–28.64) —
Any motor recovery in small (⬍ 0.5cm) vs large (⬎2.5cm) infarction 5.14 (0.47–55.64) —
Any motor recovery in subcortical vs cortical infarction 2.22 (0.36–13.53) —
Any motor recovery in present vs absent MEP 28.00 (2.65–295.73) —
Escudero et al27 Any motor recovery in moderate paresis (MRC 2–4) vs severe paresis (MRC 0–1) 24.00 (4.50–127.96) —
Any motor recovery in the total group: present vs absent MEP 56.00 (9.20–340.52) —
Hendricks et al40 Any motor recovery of upper-extremity paralysis in present vs absent MEP 46 (6.75–313.3) —
Any motor recovery of upper-extremity paralysis in present vs absent SEP 6.66 (1.1–39.2) —
Jorgensen et al42 Time course of neurologic recovery in initial very severe deficit vs mild deficit — 11.3
Time course of neurologic recovery in initial severe deficit vs mild deficit 12.18
Time course of neurologic recovery in initial moderate vs mild deficit 7.52
Jorgensen et al43 Any motor recovery of lower extremity in initial mild paresis vs initial paralysis 4.00 (2.21–7.26) —
Any motor recovery of lower extremity in initial mild paresis vs severe paresis 1.07 (0.53–2.15) —
Any motor recovery of lower extremity in initial severe paresis vs initial paralysis 3.72 (1.71–8.10) —
Nakayama et al57 Any motor recovery of upper extremity in infarction vs hemorrhage 1.28 (0.35–4.70) —
Rapisarda et al70 Any recovery of hand muscle strength in present initial MEP vs absent initial MEP 21.80 (2.54–257.57) —
Palliyath61 Any motor recovery of upper extremity in present vs absent MEP 108.00 (8.78–1327.83) —
Binkofski et al14 Any motor recovery of upper extremity in severe vs moderate paresis 21.17 (2.55–76.53) —
covery appears strongly influenced by a critical residual spared (table 3). The supplied data were insufficient for further sub-
function.14 Especially in noncooperative or severely cogni- group analysis. Nakayama et al57 found no significant differ-
tively impaired patients (eg, global aphasia, apraxia, neglect), ences between patients with and without motor recovery of the
the clinical evaluation is often questionable and thus inconclu- upper extremity for gender, age, and stroke type (infarction or
sive with respect to prognosis. hemorrhage).
The timing of the prognostic assessment appears of great None of the selected studies discriminated hemispheric from
importance. Duncan et al25 prospectively measured the FMA90 brainstem stroke. Secondary evidence concerning the prognos-
up to 6 months in a cohort of 104 acute hospitalized stroke tic value of lesion site can be derived from the prognostic study
patients, stratified according to the severity of initial motor of Turney et al82 (internal validity, 7; validity sum score, 14).
deficits. Regression analysis revealed that, on day 1, the initial This study was aimed at recovery profiles in first-ever hemi-
FMA motor score accounted for only half of the variance in spheric versus brainstem infarctions; 87% of the hospitalized
motor functions at 6 months, whereas the 5-day motor and patients with hemispheric infarctions (n⫽505) showed motor
sensory scores explained 74% of the variance and the 30-day deficits at onset versus 78% of the patients with brainstem
motor score explained 86% of the variance. These results infarctions (n⫽188). At 1-year follow-up, the proportions of
suggest that very early prediction of motor recovery based on patients with residual motor deficits had declined to 57% and
clinical examination alone may be precarious and that the 59%, respectively. An OR of .93 (CI, 0.62–1.37) indicated no
accuracy of prediction may rapidly increase within a few days significant difference between motor recovery in hemispheric
after the stroke. and brainstem infarctions.
The selected studies were also assessed for other prognostic Several other studies provide secondary evidence concerning
factors that might be associated with motor recovery. Bonita our second research question. Katrak et al44,45 studied early
and Beaglehole15 performed subgroup analysis for different voluntary shoulder movements (shoulder shrug) as a prognostic
age and gender; they reported no significant association be- indicator for recovery of hand paralysis in patients who were
tween these patient characteristics and motor recovery. admitted to a rehabilitation center. Initial shoulder shrug in 71
Dominkus et al24 supplied sufficient data to perform subgroup patients (examined 11d poststroke; range, 0 –23d) predicted
analysis for different lesion size and site (table 4). Motor good hand movement and hand function.45 Other clinical de-
recovery seemed better for small than for large lesions terminants, such as prolonged muscular flaccidity31 and lack of
(OR⫽5.14; CI, .47–55.64) and for subcortical compared with early grip strength,79 have also been suggested as negative
cortical lesion (OR⫽2.22; CI, .36 –13.53). Binkofski et al,14 on predictors for motor recovery. However, there is insufficient
the other hand, found no significant correlation between the evidence for the prognostic value of these more specific clinical
initial lesion size (MRI, 1–3d after stroke onset) and recovery signs.
of motor functions of the upper extremity. There was also no
correlation between the changes of the lesion size (as measured CONCLUSIONS
in proton density MRI) and motor deficits. Samuelsson et al72 This review attempted to establish quantitative estimates of
studied motor recovery in a homogeneous sample of patients different aspects of motor recovery after stroke, including
with lacunar stroke. Although the method of motor assessment prognostic factors, by using only primary evidence from meth-
was self-designed by the authors and rather global (table 3), odologically well-conducted studies. From a total of 174 stud-
some conclusions with respect to motor recovery can be drawn. ies, only 14 studies were included for further review and
Even in the subgroup of patients with severe motor deficits, quantitative analysis. The main problem in the final analysis
some degree of motor recovery occurred in 83% of the patients was the pluriformity in the applied assessment procedures for
motor recovery, follow-up periods, and stratification proce- 9. Greene S, Buchbinder R, Glazier R, Forbes R. Systematic review
dures, suggesting that meta-analysis was not possible. How- of randomised controlled trials of interventions for painful shoul-
ever, our data synthesis and quantitative analysis comprised der: selection criteria, outcome assessment and efficacy. BMJ
data from many methodologically robust studies that may 1998;316:354-60.
support the clinician in the management of stroke patients. 10. Andrews K, Brocklehurst J, Richards B, Laycock P. The rate of
recovery from stroke—and its measurement. Int Rehabil Med
Some observations are as follows. Approximately 65% of
1981;3:155-61.
the hospitalized stroke survivors with initial motor deficits of 11. Arac N, Sagduyu A, Binai S, Ertekin C. Prognostic value of
the lower extremity show some degree of motor recovery. For transcranial magnetic stimulation. Stroke 1994;25:2183-6.
the upper extremity, data were insufficient to give an overall 12. Argentino C, Sacchetti M, Toni D, et al. GM1 ganglioside therapy
estimate. In the case of initial paralysis, complete motor recov- in acute ischemic stroke. Stroke 1989;20:1143-9.
ery occurs in less than 15% of the patients, both for the upper 13. Biller J, Love B, Marsh E, et al. Spontaneous improvement after
and lower extremities. Very little valid information is available acute ischemic stroke. A pilot study. Stroke 1990;21:1008-12.
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recovery, the recovery period in patients with severe stroke was H-J. Recovery of motor functions following hemiparetic stroke: a
twice as long as in patients with mild stroke. With respect to clinical and magnetic resonance morphometric study. Cerebrovasc
early prognosis of motor recovery, our review confirmed clin- Dis 2001;11:273-81.
ical experience that the initial grade of paresis is the most 15. Bonita R, Beaglehole R. Recovery of motor function after stroke.
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recovery. Remarkably, the prognostic accuracy of evoked po- Disabil Rehabil 1999;21;357-64.
tentials appears much higher than that of clinical examination 17. Chae J, Bethoux F, Bohinc T, Dobos L, Davis T, Friedl A.
for different subgroups of patients, although the ORs showed Neuromuscular stimulation for upper extremity motor and func-
tional recovery in acute hemiplegia. Stroke 1998;29:975-9.
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