Individualized Positive End-Expiratory Pressure On Postoperative Atelectasis in Patients With Obesity: A Randomized Controlled Clinical Trial
Individualized Positive End-Expiratory Pressure On Postoperative Atelectasis in Patients With Obesity: A Randomized Controlled Clinical Trial
Individualized Positive End-Expiratory Pressure On Postoperative Atelectasis in Patients With Obesity: A Randomized Controlled Clinical Trial
ABSTRACT
Background: Individualized positive end-expiratory pressure (PEEP) guided
by dynamic compliance improves oxygenation and reduces postoperative atel-
Individualized Positive ectasis in nonobese patients. The authors hypothesized that dynamic com-
pliance–guided PEEP could also reduce postoperative atelectasis in patients
End-expiratory Pressure
undergoing bariatric surgery.
Methods: Patients scheduled to undergo laparoscopic bariatric surgery
on Postoperative were eligible. Dynamic compliance–guided PEEP titration was conducted in all
patients using a downward approach. A recruitment maneuver (PEEP from 10
Atelectasis in Patients to 25 cm H2O at 5–cm H2O step every 30 s, with 15–cm H2O driving pressure)
with Obesity: A ized (1:1) to undergo surgery under dynamic compliance–guided PEEP (PEEP
with highest dynamic compliance plus 2 cm H2O) or PEEP of 8 cm H2O. The
Randomized Controlled primary outcome was postoperative atelectasis, as assessed with computed
tomography at 60 to 90 min after extubation, and expressed as percentage
Clinical Trial
to total lung tissue volume. Secondary outcomes included Pao2/inspiratory
oxygen fraction (Fio2) and postoperative pulmonary complications.
Xiang Li, M.D., He Liu, M.D., Ph.D., Jun Wang, M.D., Results: Forty patients (mean ± SD; 28 ± 7 yr of age; 25 females; average
body mass index, 41.0 ± 4.7 kg/m2) were enrolled. Median PEEP with highest
Zhi-Lin Ni, M.D., Zhong-Xiao Liu, M.D., Jia-Li Jiao, M.S.,
dynamic compliance during titration was 15 cm H2O (interquartile range, 13
Yuan Han, M.D., Ph.D., Jun-Li Cao, M.D., Ph.D.
to 17; range, 8 to 19) in the entire sample of 40 patients. The primary out-
Anesthesiology 2023; 139:262–73 come of postoperative atelectasis (available in 19 patients in each group) was
13.1 ± 5.3% and 9.5 ± 4.3% in the PEEP of 8 cm H2O and dynamic compliance–
guided PEEP groups, respectively (intergroup difference, 3.7%; 95% CI, 0.5
EDITOR’S PERSPECTIVE to 6.8%; P = 0.025). Pao2/Fio2 at 1 h after pneumoperitoneum was higher in
the dynamic compliance–guided PEEP group (397 vs. 337 mmHg; group dif-
What We Already Know about This Topic ference, 60; 95% CI, 9 to 111; P = 0.017) but did not differ between the two
• Atelectasis is common after bariatric surgery and may predispose groups 30 min after extubation (359 vs. 375 mmHg; group difference, –17;
the patient to postoperative pulmonary complications. 95% CI, –53 to 21; P = 0.183). The incidence of postoperative pulmonary
• Optimal methods for reducing atelectasis using varying levels of complications was 4 of 20 in both groups.
positive end-expiratory pressure (PEEP) or recruitment maneuvers Conclusions: Postoperative atelectasis was lower in patients undergoing
are controversial.
laparoscopic bariatric surgery under dynamic compliance–guided PEEP ver-
What This Article Tells Us That Is New sus PEEP of 8 cm H2O. Postoperative Pao2/Fio2 did not differ between the two
groups.
• The authors randomized patients undergoing bariatric surgery to
undergo surgery with an optimal dynamic compliance–determined (ANESTHESIOLOGY 2023; 139:262–73)
level of PEEP or a fixed PEEP level of 8 cm H2O (following a stan-
dardized recruitment maneuver). Computed tomography was per-
formed in the early postoperative period to quantitate the degree
• The median PEEP level determined by optimal dynamic compliance
of atelectasis (primary outcome). Secondary outcomes included
was nearly double that of the control group (15 cm H2O).
Pao2/inspiratory oxygen fraction ratio and postoperative pulmonary
• The primary outcome was significantly reduced, although no signif-
complications.
icant differences were noted in postoperative secondary outcomes.
This article is featured in “This Month in Anesthesiology,” page A1. This article is accompanied by an editorial on p. 239. This article has a related Infographic on p. A17.
Supplemental Digital Content is available for this article. Direct URL citations appear in the printed text and are available in both the HTML and PDF versions of this article. Links
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X.L. and H.L. contributed equally to this article.
Submitted for publication July 9, 2022. Accepted for publication April 27, 2023. Published online first on July 13, 2023.
Xiang Li, M.D.: Department of Anesthesiology, Eye & Ear, Nose, and Throat Hospital of Fudan University, Shanghai, China; Jiangsu Province Key Laboratory of Anesthesiology, Xuzhou
Medical University, Xuzhou, China; Department of Anesthesiology, Affiliated Hospital of Xuzhou Medical University, Xuzhou, China.
He Liu, M.D., Ph.D.: Department of Anesthesiology, Huzhou Central Hospital, Huzhou, China.
Jun Wang, M.D.: Jiangsu Province Key Laboratory of Anesthesiology, Xuzhou Medical University, Xuzhou, China; Department of Anesthesiology, Affiliated Hospital of Xuzhou Medical
University, Xuzhou, China.
Copyright © 2023 American Society of Anesthesiologists. All Rights Reserved. Anesthesiology 2023; 139:262–73. DOI: 10.1097/ALN.0000000000004603
propofol, remifentanil, sevoflurane, and cis-atracurium until until the final step of 25 cm H2O PEEP and 40 cm H2O
the end of surgery. Routine intraoperative monitoring inspiratory pressure. The driving pressure was maintained
included Spo2, electrocardiogram, invasive arterial blood at 15 cm H2O throughout the increase. Then the titration
pressure, nasopharyngeal temperature, and muscle relaxant of dynamic compliance–guided PEEP was performed by
monitoring (train-of-four). decreasing the PEEP in steps of 2 cm H2O every 30 s until
the final step of 5 cm H2O in volume-controlled ventila-
tion mode, with the same ventilatory parameters except
Dynamic Compliance Titration
PEEP as those at the beginning of mechanical ventilation.
Mechanical ventilation was conducted in the volume- The dynamic compliance was calculated using tidal volume
controlled ventilation mode with a tidal volume of 8 ml/ (VT)/(peak pressure - PEEP). To avoid potential underesti-
kg predicted body weight (male 50 + 0.91 × [height (cm) mation of optimal PEEP value due to pneumoperitoneum,
Fig. 1. Titration protocol and results from a representative patient. The patient received a recruitment maneuver before and after the
titration trial. The recruitment maneuver was performed under pressure-controlled ventilation mode, with a stepwise increase in positive
end-expiratory pressure (PEEP) from 10 to 25 by 5 cm H2O every 30 s and a driving pressure of 15 cm H2O. The decremental titration trial was
performed under volume-controlled ventilation mode, with a stepwise decrease in PEEP from 25 to 5 by 2 cm H2O every 40 s. In this patient,
the PEEP that corresponded to the highest dynamic compliance was 17 cm H2O.
PEEP group, and under 8 cm H2O for patients in the PEEP in between) were used to calculate the amount of atel-
of 8 cm H2O group. PEEP value was maintained through- ectasis for each patient. The validity of this method has
out the surgery after randomization using the volume- been established based on good agreement of differently
controlled ventilation mode. Intra-abdominal pressure was aerated compartments between the extrapolated results
maintained at 14 mmHg during surgery. from 10 sections and those from all computed tomog-
After exsufflation of pneumoperitoneum, the ventilation raphy sections by a previous study.18 The lung area was
mode was switched to pressure control, and the patients delineated, and major pulmonary vessels (short diameter
were switched to a supine position. VT was maintained by 3 mm or greater) were excluded manually. Lung aeration
adjusting inspiratory pressure. Extubation was performed in compartments were calculated as a percentage of the
the operating room, and then patients were transferred to total lung tissue volume using the following Hounsfield
postanesthesia care unit. After returning to the ward, sup- unit thresholds: nonaerated (–100 to + 100 Hounsfield
was arbitrarily set following previously used criteria.6 The compliance–guided PEEP group had higher mean dynamic
3% SD was based on the results of a previous study.3 Other compliance, static compliance, peak pressure, plateau pres-
assumptions included α = 0.05, power = 0.85, and dropout sure, and driving pressure throughout the anesthesia than the
rate = 10%. The calculation using a two-tailed Student’s t PEEP of 8 cm H2O group (e.g., after randomization, 10 min
test yielded 40 patients (20 in each group). after pneumoperitoneum, 1 h after pneumoperitoneum, and
immediately before extubation; all P < 0.001).
Statistical Analysis
Normality of continuous variables was examined using the
Postoperative Atelectasis
Shapiro–Wilk test. Normally distributed variables, includ- The analysis of the primary outcome was conducted using
ing the primary outcome of atelectasis, were analyzed using the data of 38 patients (19 in each group) who completed
a Student’s t test and presented as mean ± SD. Variables the postoperative computed tomography scan. The post-
compliance–guided PEEP group had higher Pao2/Fio2 differed between the two groups by only 3.6%. However,
during but not after surgery. the similar discrepancy between the reduced postoperative
The analysis of computed tomography revealed that atelectasis and no improvement in postoperative oxygen-
patients in the dynamic compliance–guided PEEP group ation has also been reported in several previous studies,6,8
developed atelectasis accounting for 9.5% of the total lung suggesting the existence of other underlying mechanisms.
tissue volume, less than the 13.1% in the PEEP of 8 cm H2O One potential mechanism is that morphological appear-
group at 60 to 90 min after extubation. However, the two ances of atelectasis (such as computed tomography) occur
groups did not differ in Pao2/Fio2 at 30 min after extubation. later than physiologic changes (such as Pao2/Fio2). Small
Such a discrepancy indicates intraoperative lung recruit- airways tend to close in the early period after extubation
ment may not necessarily translate into high postoperative and impair gas exchange in distal alveoli in the absence
lung aeration, as previously suggested by Lagier et al.23 The of postoperative lung stabilization strategies. However, the
lack of improvement in postoperative oxygenation in our morphological performance of collapsed alveoli as revealed
trial could be due to the fact that postoperative atelectasis by computed tomography requires complete absorption of
the trapped air, which is a slow process at low inspiratory studies of intrapulmonary gas distribution of individual
oxygen fraction.24 Accordingly, the open lung effects of lungs,25 this finding is not surprising since surgery was con-
individualized PEEP may partly remain in the early extu- ducted in a partial right-leaning lateral decubitus position
bation period. in all patients in this trial. Since the effects of individualized
We observed a reduced amount of postoperative atel- PEEP on lung ventilation in the lateral decubitus position
ectasis in the dynamic compliance–guided PEEP group in has not been explored in other studies, this finding cannot
the right but not in the left lung. In reference to previous be taken as a definitive conclusion. It is important to note,
however, that since the lateral decubitus angle was small
in our trial, this conclusion cannot be extended to a com-
pletely lateral decubitus position.
The median optimal PEEP in this trial was 15 cm H2O
Baseline characteristics
Age, yr 27 ± 7 28 ± 7
Female, n (%) 15 (75) 10 (50)
ASA Physical Status
II, n (%) 14 (70) 15 (75)
III, n (%) 6 (30) 5 (25)
Body mass index, kg/m2 40.1 ± 3.5 41.9 ± 5.6
Predicted body weight, kg* 60.1 ± 8.2 64.5 ± 10.5
Waist-to-hip ratio 0.99 ± 0.060 0.99 ± 0.065
Current and former smoker, n (%) 6 (30) 11 (55)
Hypertension, n (%) 2 (10) 7 (35)
Diabetes, n (%) 5 (25) 3 (15)
Intraoperative characteristics
Duration of mechanical ventilation (min) 152 ± 34 142 ± 32
Intravenous fluids (ml) 1,303 ± 243 1,360 ± 300
Hypotension during recruitment maneuver [n (%)]† 8 (40) 6 (30)
Vasopressor (phenylephrine) dosage (μg) 335 ± 325 280 ± 251
Data are presented as mean ± SD or median (interquartile range) for continuous variables, and n (%) for categorical variables.
*Predicted body weight (kg) is calculated as [50 + 0.91 × (height – 152.4)] for males and [45.5 + 0.91 × (height – 152.4)] for females. †Hypotension is defined as a mean arterial
pressure less than 65 mmHg.
ASA, American Society of Anesthesiologists; PEEP, positive end-expiratory pressure.
A B
E F
Fig. 4. Time course of repeated measure outcomes. Repeated measure outcomes include peak pressure (A), plateau pressure (B), driving
pressure (C), dynamic compliance (D), static compliance (E), heart rate (F), and mean arterial pressure (G). Filled circles represent means, and
vertical lines identify 95% CI of the data at the given timepoint.
A B
Fig. 5. Postoperative atelectasis and perioperative Pao2/inspiratory oxygen fraction (Fio2). (A) Box plot of postoperative atelectasis in total,
left, and right lung measured by computer tomography at 60 to 90 min after extubation. Magenta boxes represent the positive end-expiratory
pressure (PEEP) of 8 cm H2O group, and blue boxes represent the dynamic compliance–guided PEEP group. The ends of boxes represent the
25th and 75th percentiles, and the middle lines represent medians. The upper and lower whiskers represent 95% CI. Compared with the PEEP
of 8 cm H2O group, the dynamic compliance–guided PEEP group developed less atelectasis in total and right (relative lower) lung, but not left
lung. P values < 0.05 are indicated in bold. (B) Line graph of perioperative Pao2/Fio2 measured by arterial blood gas analysis. Magenta circles
and dotted lines represent the PEEP of 8 cm H2O group. Blue circles and solid lines represent the dynamic compliance–guided PEEP group.
The upper and lower whiskers represent the SD. The data were missing in two patients (one in each group) before extubation and one patient
in the dynamic compliance–guided PEEP group at 30 min after extubation. Compared with the PEEP of 8 cm H2O group, Pao2/Fio2 was higher
in the dynamic compliance–guided PEEP group at 1 h after pneumoperitoneum and before extubation, but not at 30 min after extubation.
with a median of 17 cm H2O is within the reasonable range, resistance. Therefore, during the stepwise decrease of PEEP
in our opinion. from 25 to 5 cm H2O in this trial, the relationship between
As mentioned in the introduction, the goal of optimal dynamic compliance and PEEP followed an inverted
PEEP is to produce the best compromise of atelectasis and U-shaped pattern (initial increase and then decrease). The
alveolar hyperdistention.6 Excessive PEEP leads to alveolar PEEP value with maximum dynamic compliance was
hyperdistension and increased elastic resistance, which in selected as the optimal PEEP to balance small airway clo-
turn counteracts or even exceeds the reduction in airway sure versus alveolar hyperdistension. Pneumoperitoneum
may impact optimal PEEP value,30 but repeating the titra- insufflation.30 Adding 2 cm H2O to the PEEP with max-
tion procedure after insufflation/exsufflation of pneumo- imum dynamic compliance may not be sufficient to bal-
peritoneum is not pragmatic. Considering increased need ance the impact of pneumoperitoneum. Last, a fixed PEEP
for higher PEEP with pneumoperitoneum, 2 cm H2O was rather than static compliance-guided PEEP was used as the
added to the final dynamic compliance–guided PEEP for control. Accordingly, whether static compliance-guided
use during the entire surgery. Another consideration is the individualized PEEP is superior to dynamic compliance–
change of body position from a reverse Trendelenburg to guided PEEP remains unknown.
supine position upon exsufflation of pneumoperitoneum,
which in turn tends to cancel out the effects of exsufflation. Conclusions
Thus, we did not remove the additional PEEP value of 2 cm
H2O after exsufflation of pneumoperitoneum. Postoperative atelectasis was lower in patients undergoing
laparoscopic bariatric surgery under dynamic compliance–
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