Pfoh, Anthropology and The Hebrew Bible
Pfoh, Anthropology and The Hebrew Bible
Pfoh, Anthropology and The Hebrew Bible
i
ii
T&T CLARK HANDBOOK OF
ANTHROPOLOGY AND THE
HEBREW BIBLE
iii
T&T CLARK
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iv
CONTENTS
v
vi CONTENTS
12 Honour, shame and other social values in the Hebrew Bible 263
Philip F. Esler
15 Neither divide nor continuum: Orality and literacy in the Hebrew Bible 327
Robert D. Miller II
18 Acts that work, texts that work: Ritual in the Hebrew Bible 395
Anne Katrine de Hemmer Gudme
22 Spatiality and territoriality: Power over land and power over people 469
Stephen C. Russell
CHAPTER 3
Figure 3.1 Jacob’s well, 1879 46
Figure 3.2 The Pillar of Salt by Jebel Usdum, 1849 47
Figure 3.3 Map of Sinai, 1856 50
Figure 3.4 A theodolite party at work in the Holy Land, 1879 58
Figure 3.5 Archibald Forder in Arab dress, 1902 62
Figure 3.6 Jerusalem from the south-east, 1863 63
CHAPTER 5
Figure 5.1a Abandoned traditional beehive near Dhali in rural
Cyprus, 1971 104
Figure 5.1b Beehive at Dhali, Cyprus, 1971 104
Figure 5.2 Traditional Cypriot breadboard, 1971 106
Figure 5.3 Kiln of private Kornos potter, Cyprus, 1986 109
Figure 5.4a Niches close to the roof in the Kornos church, Cyprus,
held jugs secured by bricks and stones, 2017 111
Figure 5.4b Used jugs with broken rims together in a niche
in Kornos church, 2017 111
Figure 5.5a Threshing sledge (doukani or voukani), Politiko,
Cyprus, 1917 115
Figure 5.5b Underside of threshing board with chipped stones
inserted into the wood, 1971 115
Figure 5.6a Wine fermentation jar at Kalokhorio, Cyprus, 1971 118
Figure 5.6b Impressed letters on a jar rim, 1971 118
Figure 5.7 Incense burner with impressed dots, Kornos,
Cyprus, 1971 119
CHAPTER 8
Table 8.1 Types of power and characteristics 192
CHAPTER 9
Table 9.1 Homo economicus versus Homo reciprocans 211
CHAPTER 14
Table 14.1 A model of exchange in the Biblical era 311
vii
viii ILLUSTRATIONS
Table 14.2 The literary build-up of the book of Jonah as a diptych 314
Table 14.3 A schematic representation of the sections in the
book of Jonah 315
CHAPTER 17
Figure 17.1 Eflatun Pinar, 2015 383
CONTRIBUTORS
ix
ACKNOWLEDGEMENTS
The idea for this handbook of studies dealing with social anthropology and the Hebrew
Bible started brewing at the joint meeting of the European Association of Biblical Studies
and the Society of Biblical Literature in Helsinki in the summer of 2018. Dominic Mattos
from Bloomsbury commented on the project to me and I was instantly imagining
possibilities of themes, scopes and potential contributors. Dominic is to be thanked for
this, as also is Bernhard Lang (Paderborn University), one of the pioneers in using
anthropology in Old Testament studies, who thought I would be up to the task and made
the contact with Bloomsbury possible. Also at Bloomsbury, I wish to thank Sarah Blake
and Lucy Davies for their assistance and orientation; and Sue Littleford for her wonderful
copyediting work.
This volume was produced in a good part through the annus horribilis that was 2020,
which meant that at some point some contributors had to leave the project, others had to
delay considerably the submission of their chapters, and we all essentially went through
difficulties, both professional and personal, due to the Covid-19 pandemic and its
aftermath. I therefore thank all the contributors for their hard work and commitment to
this project.
The research group ‘Anthropology and the Bible’, within the European Association of
Biblical Studies, and which I co-chair with Anne Katrine de Hemmer Gudme (University
of Oslo), has been through the last decade or so a collective platform to think and rethink
many of the themes and approaches presented and discussed in the chapters that follow.
The EABS awarded me in 2015 with a small research grant and some of the results of that
particular investigation are reflected in my contributions to this volume.
Four chapters in this handbook are based on previous publications and they appear
here revised or updated. The following papers are reused here by kind permission of the
respective publishers and editors:
Chapter 2 appeared originally as Adam Kuper, ‘Anthropologists and the Bible’, in R.
Darnell and F.W. Gleach (eds), Local Knowledge, Global Stage (Histories of Anthropology
Annual 10; Lincoln: University of Nebraska Press, 2016), pp. 1–30.
Chapter 7 is excerpted and revised from Paula McNutt, Reconstructing the Society of
Ancient Israel (LAI; Louisville, KY: Westminster John Knox Press, 1999), pp. 75–96, 164–
72, 197–206.
Chapter 10 appears here as an updated and revised version of the chapter ‘Gender
and Society: Reconstructing Relationships, Rethinking Systems’, in Carol Meyers,
Rediscovering Eve: Ancient Israelite Women in Context (New York: Oxford University
Press, 2013), pp. 180–202.
Chapter 19 appeared originally as Lester L. Grabbe, ‘Shaman, Preacher, or Spirit
Medium? The Israelite Prophet in the Light of Anthropological Models’, in J. Day (ed.),
Prophecy and Prophets in Ancient Israel: Proceedings of the Oxford Old Testament Seminar
(London: T&T Clark, 2010), pp. 117–32.
x
ABBREVIATIONS
xi
xii ABBREVIATIONS
Bib Biblica
BibOr Bibliotheca Orientalis
BIS Biblical Interpretation Series
BSOAS Bulletin of the School of Oriental and African Studies
BTB Biblical Theology Bulletin
BTS Biblisch-Theologische Studien
BWANT Beiträge zur Wissenschaft vom Alten und Neuen Testament
BZ Biblische Zeitschrift
BZABR Beihefte zur Zeitschrift für altorientalische und biblische Rechtsgeschichte
BZAW Beihefte zur Zeitschrift für die alttestamentliche Wissenschaft
BZNW Beihefte zur Zeitschrift für die neutestamentliche Wissenschaft
CAJ Cambridge Archaeological Journal
CAT Cuneiform Alphabetic Texts (KTU2)
CBC The Cambridge Biblical Commentary
CBET Contributions to Biblical Exegesis and Theology
CBQ Catholic Biblical Quarterly
CBR Currents in Biblical Research
CHANE Culture and History of the Ancient Near East
CIS Copenhagen International Seminar
COS W.W. Hallo and K.L. Younger, Jr (eds), The Context of Scripture, 3 vols
(Leiden: E.J. Brill, 1997–2002)
CRBS Currents in Research: Biblical Studies
CSAJ J. Eggler and O. Keel, Corpus der Siegel-Amulette aus Jordanien. Vom
Neolithikum bis zur Perserzeit (OBO.SA 25; Fribourg: Fribourg Academic
Press / Göttingen: Vandenhoeck & Ruprecht, 2006)
CSAPI O. Keel, Corpus der Stempelsiegel-Amulette aus Palästina/Israel: Von den
Anfängen bis zur Perserzeit. Katalog Band I: Von Tell Abu Fara’ bis ‘Atlit,
with Three Contributions by Baruch Brandl (OBO.SA 13; Fribourg:
Fribourg Academic Press / Göttingen: Vandenhoeck & Ruprecht, 1997)
CSSH Comparative Studies in Society and History
DANEBS Discourses in Ancient Near Eastern and Biblical Studies
EA Amarna letter
ExpT Expository Times
FAT Forschungen zum Alten Testament
ABBREVIATIONS xiii
Introduction
Social and cultural anthropology and the
Hebrew Bible in perspective
EMANUEL PFOH
When we look at the Renaissance depictions of biblical images and situations, even with
little critical disposition, we rapidly realize that something is off: physical features,
gestures, landscapes and, above all, the clothes of the individuals are depicted in a notably
anachronistic or distorted manner, far from what we would expect nowadays to be an
Oriental or Levantine or, more precisely, a ‘biblical’ setting, and more at home in the
European country of the artist. This Western image of biblical situations in paintings and
engravings, roughly between the fourteenth and seventeenth centuries, offered in itself
what we now could regard an ‘anti-anthropological’ and equally an ‘anti-historical’
perspective: precisely, from modern anthropological and historical points of view, these
biblical depictions were not about a biblical Other and did not have an interest in a
realistic depiction of ancient cultural diacritics, but rather they were exclusively about
European Christianity transposed into imagined biblical scenarios and episodes (see
further Nagel and Wood 2010).
This anachronistic manner of representing episodes and social situations from the
Bible would eventually change since the eighteenth century with the spirit of the
Enlightenment and its focus on reason, logical reality and historicity. Building on
this enlightened perspective, Western powers, along with travellers, explorers and
scholars, rediscovered (or better, reinvented) the territory referred to as Near/Middle
East (cf. Yilmaz 2012) through properly modern cultural perspectives: starting with
the Danish Arabia Expedition of 1761–7, conceived by Johann David Michaelis
(1717–91), and which had Carsten Niebuhr (1733–1815) as the only survivor
(cf. Hansen 1964), and then with Constantin de Volney’s (1757–1820) travels in
Egypt and Syria in 1783–85 (Volney 1787). But more significantly, the decisive event
is usually marked by current historiography with Napoleon Bonaparte’s invasion of
Egypt and Syria-Palestine during 1798–1801, when the Orient – the perceived
scenario of the biblical stories – was properly opened to Western research and exploration
in a historicist and rationalist manner (cf. Ben-Arieh 1979; Silberman 1982; Bar-Yosef
2005).
During the nineteenth century, in effect, we can observe the unfolding of a new
epistemic worldview – actually, the irruption of a new episteme, as Michel Foucault would
1
2 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
term it1 – by which all reality had to be subjected to a certain historicity, that is, to a
concrete inscription in the real world and in a chronological order following the rules of
reason and nature. In this manner, the so-called biblical world evoked by painters of the
pre-Enlightenment could now be recovered by a plethora of scientific disciplines, within
the general framework of biblical studies. The impulse for European and then American
biblical archaeology finds its rationale in this conception (cf. Ben-Arieh 1979; Silberman
1982; King 1983; Moorey 1991; Goren 2003; Davis 2004). Also, the development of
geographical and cartographical studies of the Holy Land, starting with the Napoleonic
investigation of Pierre Jacotin in 1799–1800 but especially with that of Edward Robinson
and Eli Smith in 1838, searching for a confirmation of biblical topography (Robinson and
Smith 1841), and culminating in the Palestine Exploration Fund’s Survey of Western
Palestine (1871–8), falls within this epistemic mode of describing and analysing what was
perceived to be the land of the Bible in the nineteenth and early twentieth centuries (cf.
Goren 2003; Kirchhoff 2005; Aiken 2010; Goren, Faehndrich and Schelhaas 2017).
But perhaps the most interesting expression of this rational manner of recovering the
biblical world is found in the proto-ethnographic descriptions of the many Western
travellers into eastern lands: they would produce for a hundred years realistic and
encyclopaedic descriptions of the peoples encountered in Oriental scenarios and
landscapes, most of the time related to the biblical past (cf., e.g., Lane 1836; Thomson
1859; Van-Lennep 1875; Tristram 1894; Hardy 1912; Baldensperger 1913). This
proto-ethnographic genre revolved around the description of the ‘manners and customs’
of the local populations, which were seen as a direct window into the ancient Oriental
and biblical past: since these societies were perceived from Europe as stagnant and
conservative, observing and studying the Ottoman Bedouin and peasants established a
cognitive bridge with the biblical past, not least for religious illumination, especially for
Protestant travellers (cf. Varisco 2013; Cunningham and McGeough 2018). ‘These
Others, these petrified peoples, re-presented our ancient ancestors, i.e., they presented
us with vivid contemporary memories of our ancient long gone past’ (McGrane 1989:
94). Beyond the imperial and Orientalist epistemological mode behind these scientific
productions (cf. Said 1978; further Netton 2013), it is then important to note how
these Oriental others were displaced from the Ottoman present they were living into a
‘biblical present’ produced by pious travellers, scholars and explorers.2 In effect, this
1
Foucault (2005 [1966]: xxiii–xxiv) regards an episteme as an epistemological field ‘in which knowledge,
envisaged apart from all criteria having reference to its rational value or to its objective forms, grounds its
positivity and thereby manifests a history which is not that of its growing perfection, but rather that of its
conditions of possibility’. Thus, one may say that during the nineteenth century a new historicist manner of
depicting the biblical past arose, particularly through the disciplines of (Semitic) philology, archaeology,
geography/cartography, and ethnography.
2
‘In the mid-nineteenth century, European scientific and military expeditions moved throughout Palestine in
search of archaeological sites with biblical relevance. There was little interest in the history of Palestine or the
Palestinian peoples. Indeed, the nineteenth-century European archaeologists and explorers had European and
Christian interests primarily on their minds; that is the verification of Judeo-Christian roots for the recovery and
preservation of their Christian, European heritage. Indirectly, such actions contributed to the increasing interest
by the European nations for control of Palestine, resulting in an intensification of the religious and political
struggles among the Orthodox, Protestant and Catholic churches in Palestine. The Palestine Exploration Fund
Quarterly Statement published several articles on the need to preserve the biblical lands from the “indolent” and
“ignorant” Palestinian peasantry and to place the region into the hands of the diligent and enterprising Jewish
communities’ (Ricks 1999: 29–30).
INTRODUCTION 3
3
One may trace these ‘temptations to identify’ – as Granqvist calls it – Bedouin with biblical characters or
situations back to H.H. Milman’s (1829 I: 9) depiction of Abraham as a sheik or an emir, but it may also be found
continuously for two hundred years, up to, for instance, Clinton Bailey’s (2018) thorough study of the Negev’s
Bedouin in most recent decades.
4
Similarly, Herbert Spencer’s (1820–1903) study Hebrews and Phoenicians (1880) offers a comparative sociology
of these ancient peoples. By the way, the usual distinction between sociology as the study of industrialized
societies and anthropology as the study of non-Western societies is somewhat artificial for this period in terms of
epistemology since both disciplines were part of the same matrix of Victorian social science; see further in
Chalcraft 2004.
4 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Sociological enquires on Judaism are already present in Max Weber’s Das antike
Judentum (1923 [1917–19]) and also in Antonin Causse’s study Du groupe ethnique à la
communauté religieuse (1937), but these are not properly anthropological in the current
sense of the term, of course.5 In a similar vein, building on a perspective more related to
the history of religions, we have the anthology of lectures by E.O. James, nonetheless
titled The Old Testament in the Light of Anthropology (1935). Other precursors of an
analysis on ancient cultural traits through a historical perspective are, for instance,
Edward Day’s The Social Life of the Hebrews (1901), Alfred Bertholet’s Kulturgeschichte
Israels (1919), and Johannes Pedersen’s Israel: Its Life and Culture (1991 [1926]). But it
is only after half a century of developments within social and cultural anthropology, and
with the replacement of Victorian evolutionism by other styles of anthropological
theorizations – notably structuralism – that we encounter a properly updated interest in
biblical stories by anthropologists. In effect, in 1961 Edmund Leach (1910–89) published
a short paper titled ‘Lévi-Strauss in the Garden of Eden’, in which – and of course referring
to Claude Lévi-Strauss’s (1908–2009) structuralism – he analysed the narrative of the
book of Genesis through a structuralist interpretation of the biblical myth (cf. also Leach
1962). Precisely, with Leach we find perhaps the first anthropological proposal of
understanding the biblical text as a mythical composition – not in the vulgar understanding
of the word as ‘fiction’, as it is misleadingly taken even nowadays in some social (and even
academic) quarters, but rather as a cultural expression of a certain reality which departs
from our modern and Western episteme (once again, as Foucault would have it). In a later
study, Leach would expand his interpretative perspective, first implicitly noting the
change in the epistemic disposition for reading the biblical text, notably the rationalistic
understanding of an ancient religious product:
It is only during the last 150 years that a quite different attitude has come to dominate
biblical scholarship. Truth is now equated ‘historical truth’ and since it has become
apparent that large parts of the Bible could not possibly be ‘true history’ in a strict
sense the task of the scholar has been seen as that of sifting the true from the false. If
only we could know what really happened in history then we should understand the
truth, including religious truth.
—Leach 1983a: 2–3
But then, and most importantly, Leach proposes an anthropological reading of the biblical
text as mythic in toto:
first of all I hold that anthropologists need to make a case for saying that no part of the
Bible is a record of history as it actually happened. Then, on the positive side, they can
show that the whole of the Bible has the characteristics of mytho-history of the sort
which anthropologists regularly encounter when they engage in present-day field-
research. The similarity is a matter of structure not of content. Finally they can show
that if biblical texts are treated as mytho-history of this kind, then the techniques
which modern anthropologists employ for the interpretation of myth can very properly
be applied to biblical materials. If this is done then some parts of the text will appear
5
The more recent studies collected in Goldberg 1987 (in spite of having as a subtitle ‘anthropological studies’)
seems to retain this particular sociological outlook after almost a century.
INTRODUCTION 5
in a new light, or at any rate in a light which has not been generally familiar to Bible
readers during the past four centuries.
—Leach 1983b: 216
And finally, prefiguring a minimalist epistemology that would develop during the 1990s
in Old Testament studies:
In this regard my own position is one of extreme scepticism. If we ignore the rather
small number of named biblical characters whose existence is fully vouched for by
independent evidence, and by that I mean archaeology rather than Josephus, I regard
all the personalities of biblical narrative, both in the Old Testament and in the New, as
wholly fictional. They are there because they fill a particular role in the totality of the
sacred tale and not because they actually existed in history. And even if a few of them
did have some kind of real-life existence this fact is quite irrelevant.
—Leach 1983b: 10
At the time of its publication, this study – especially the epistemic statement in this last
quoted paragraph – had little if any impact on European or American Hebrew Bible / Old
Testament scholarship, which had had its own development in relation to the social
sciences since the 1960s (see next paragraph). However, Leach’s structuralist reading of
the biblical myth opened up the way to other (mostly structuralist; cf. already Rogerson
1970; and Lang 1985a: 10–13) anthropological interpretations of biblical texts, of which
is important to note Mary Douglas’s (1921–2007) Purity and Danger (1966), on the
Levitical laws of impurity, and her follow-ups Leviticus as Literature (1999) and Jacob’s
Tears (2004). In 1977, and within the tradition of British anthropology, Julian Pitt-Rivers
(1919–2001) published The Fate of Shechem, a collection of studies focusing on Greek
and Biblical stories, and expanding the potentiality of Mediterranean anthropology for
interpreting ancient texts anthropologically (see Chapter 6 in this volume). Finally,
Philippe Wajdenbaum’s Argonauts of the Desert (2011) constitutes the latest comprehensive
study of the Hebrew Bible from an anthropological structuralist perspective.
The 1960s were also pivotal in biblical studies. In a short article published in 1962,
George E. Mendenhall would produce what is probably the first serious attempt to use
modern ethnographic data to explain historically an episode of biblical relevance: the rise
of early Israel in Iron Age I (c. 1150–1000 BCE) was explained as an indigenous process,
opposing to the biblical notion of a foreign conquest of the land (Mendenhall 1962).7 After
that, other socio-anthropological studies expanded the potentialities of sociological and
anthropological insights, notably Norman K. Gottwald’s The Tribes of Yahweh (1979),
which made abundant use of Karl Marx’s and Émile Durkheim’s theorizations and add a
peasant revolt to Mendenhall’s indigenous process, and Niels Peter Lemche’s Early Israel
(1985), reviewing Mendenhall’s and Gottwald’s models while deploying a wealth of
ethnographic data from the Middle East. Further studies would appear between the 1970s
and 1990s in Old Testament studies, among which it should be noted Rogerson’s Myth in
Old Testament Interpretation (1974) and Anthropology and the Old Testament (1978), also
6
Without ever referring to Leach, we find a fine example of this interpretative disposition of the biblical narrative
as myth in Thompson 1999. See also Chapter 16 in this volume.
7
In ancient Near Eastern studies, at the same time, there was a certain move towards considering cultural
anthropology as an important interpretive contribution to Cuneiform civilizations; cf. Oppenheim 1960; Kramer
1962.
6 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Anthropological Approaches to the Old Testament, edited by Lang (1985b), and a two-
volume selection of anthropological studies titled Ethnologische Texte zum Alten Testament,
edited by C. Sigrist and R. Neu (1989, 1997). The anthologies by Lang and by Sigrist and
Neu, in particular, collected or reproduced texts by anthropologists showing the usefulness
of ethnographic cases – mostly African – for analogically interpreting biblical stories and
similarly for understanding different processes (ethnogenesis, state formation) in the history
of ancient Israel.8 All these studies made an effort to grant a sociological sophistication to
historical biblical interpretation in order to transcend the mere literary commentary to the
text or a quick historicist correlation – even though all of them, up until the 1990s, would
follow or simply accept the basic biblical scheme of progression in Israelite history
(settlement – tribal formation – state formation – state fragmentation – deportation – exile)
as the background for the different social processes (cf. Pfoh 2009: 69–82).
Usually conceived under the concept of ‘social-science approaches’, the development
of these insights and interpretative methods exposed a variety of interests, mostly biblical
(e.g. genealogies, prophecy, apocalypticism, sectarianism), but also illustrating more
classical topics of anthropological research (e.g. politics and social organization,
economics, honour and shame, family and kinship, gender, myth and narrative, religion
and rituals, folklore, violence), all of which showed the potentialities of social-scientific
analyses of the biblical text (see further Wilson 1977, 1984; Prewitt 1981; Culley 1982;
Kirkpatrick 1988; Meyers 1988, 2013; Clements 1989; Neu 1989; Matthews and
Benjamin 1993, 1994; Niditch 1993a, 1993b; Pilch and Malina 1993; Carter and Meyers
1996; Overholt 1996; McNutt 1999; Simkins and Cook 1999; Lawrence and Aguilar
2004; Esler 2006; Kessler 2006; Chalcraft 2007; Lemos 2010; Pfoh 2010b; Knight 2011;
Olyan 2012, 2015; Rogerson 2013; Boer 2015; Hagedorn 2015; Goldberg 2018; Gilders
2020).
Yet, going beyond the general framework of ‘social-scientific analysis of the Old
Testament’ (Esler and Hagedorn 2006), I think it may be useful to single out the particular
relevance of a specifically anthropological perspective within this set of analytical tools
(cf. Pfoh 2010a). The key issue is anthropology’s emphasis on detecting cultural diversity,
and with that, diverse epistemologies and ontologies. This should suffice to investigate
the biblical narrative through an othering process: to regard it as an ancient source that
not only needs to be linguistically translated but fundamentally culturally translated. A
cultural translation of the biblical data, as a methodological principle, puts on hold the
usual tendency to rapidly historicize the biblical narrative – i.e. from Joshua to Ezra and
Nehemiah – or its core and its main literary characters, along with the possibility of
applying social-science methods to such literary descriptions in order to achieve a realistic
– if not confirmed – historical account.
Before continuing with the paramount relevance of anthropology for both biblical
interpretation and historical interpretation, it is useful to clarify what is understood by
8
In particular during the 1980s, anthropological discussions about lineage and segmentarism in African contexts
were referred to in Old Testament studies for explaining, for instance, the rise and organization of early Israel;
cf., e.g., Malamat 1973; Lemche 1985: 84–244; Rogerson 1986; further Fiensy 1987; and Sigrist and Neu 1989:
65–132. Fiensy asks the right questions: ‘Does one need to accept ethnological theory to use ethnographic
material? Which theory is most appropriate? How does one study a text based on observations of a society? How
can one explain parallels between the Bible and contemporary primitive cultures, or is it necessary to explain
them in order to utilize them exegetically?’ (1987: 73).
INTRODUCTION 7
that precise term. Already decades ago in biblical studies, Rogerson defined the
connotations of the different expressions of the discipline:
First of all, it should be noted that there are differences in the way anthropology is
organized and understood, as between Britain and America. Also, European
terminology seems to differ from that of Britain and America. The easiest difference to
appreciate is that the German word Anthropologie does not entirely correspond to the
British ‘anthropology.’ The German word is more commonly used to denote theories
or speculation about the nature and being of man, and although in theological works
in English it is possible to find ‘anthropology’ used to denote the nature and destiny of
man, it would be fair to say that the modern user of English would not regard this as
the primary sense of ‘anthropology’. The German word Ethnologie conveys more of
what is primarily meant in English by ‘anthropology’ and the nearest French equivalent
is probably sociologie.
—Rogerson 1978: 9
More synthetically, as Adam Kuper noted, ‘American anthropology was about cultural
traditions. British social anthropology was about how societies worked’ (2015: 136;
further Dianteill 2012).9 In this introductory chapter, and extended to the handbook,
Social Anthropology (British tradition), Cultural Anthropology (American tradition),
Ethnologie (German tradition) and Sociologie (French tradition) are understood as
embracing the same general and broad epistemology and methodologies, in spite of
national orientations and diverging interests during the twentieth century (cf. further
Augé 1982; Barth et al. 2005). Lastly, as Rogerson noted above, the German term
Anthropologie, of common use in Old Testament studies to refer rather to human ontology
(see, e.g., Wolff 1974), stands aside the proper elaborations of social and cultural
anthropology since is more appropriately considered an ‘internal’ theological perspective
in biblical texts, apart from an external analytical and/or interpretative orientation (see
further Chapter 11 in this volume).
This last point introduces here the now known and accepted anthropological distinction
between emic and etic perspectives of culture and social practice. An emic perspective
aims at grasping the ‘indigenous discourse’ of a particular culture, group or society,
namely the internal logics which produce and explain a certain reality according to the
particular cultural traits of the members of that culture, group or society. An etic
perspective, on the contrary, is constructed from outside the culture under study; it is
precisely an interpretative discourse which integrates and explains the emic perspective
through concrete analytical categories and theories (cf. the discussions in Harris 1968:
568–604; Headland, Pike and Harris 1990). In this sense, we may distinguish between
the emics found in biblical narrative or related to them (mythic depictions, literary tropes
and motifs, Heilsgeschichten, modern theological elaborations, etc.) and the etics, which
explain not only the production of the biblical texts and the formation of the biblical
9
‘American cultural anthropology and British social anthropology had diverged since the 1920s. They had
become very different disciplines. Social anthropology was a tradition in the social sciences. It had long since
abandoned historical reconstructions and taken its intellectual inspiration from the school of Durkheim. Its
distinctive concept was social structure. In contrast, American anthropology stuck for a long time with the
ethnological programme. The school that formed around Franz Boas at Columbia University in the early twentieth
century saw its vocation as cultural history’ (Kuper 2015: 136).
8 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
narrative in its ancient Near Eastern context, but also how these texts are related to the
history of ancient Israel/Palestine in the Iron Age (c. 1150–586 BCE ) and later periods,
how such a history is elaborated by modern historiography, etc. (cf. already the insights in
Rogerson 1989: 31–5). If we accept, with Philip R. Davies (1992), that ‘ancient Israel’ is
a distinctive historiographical construct in modern biblical studies, blending biblical
narrative with the archaeology and epigraphy of Iron Age Palestine in a rather uncritical
fashion (according to historical epistemological and methodological standards), we may
then consider the usual ‘histories of ancient Israel’ as a rather sophisticated example of an
emic interpretation of the biblical text in modern times, which, however, fails to ultimately
adopt or follow a properly etic approach to all the data (cf. Pfoh 2010a: 19–35).
An etic perspective to the biblical narrative and to the history of Israel/Palestine in
antiquity is therefore one of the main analytical contributions that sociocultural
anthropology makes to the investigation of the historical processes in the ancient southern
Levant. In the first place, it identifies and characterizes a native or indigenous discourse
about such a past (the biblical text), which has of course to be subjected to the expected
criticism as a historical textual source. This native or indigenous discourse can certainly
be read ethnographically – in a rather forensic manner, following a sort of ethnography
of a dead culture10 – through an integration of the logics of the mythical depictions in the
biblical texts with the wider cultural traits of the Levant. In the second place, the etic
perspective also creates the categories through which we will grant coherence and form
to this past as social history, political and economic organization, religious practice, etc.
This research orientation allows for having results less dependent on the biblical images
of the land and its historical processes (cf. Thompson 2019), and it also allows for more
sophisticated multidisciplinary approaches (cf. now Stordalen and LaBianca 2021). Lastly,
we may note how ethnographic research contributes to the interpretation of the
archaeological past of the southern Levant. As Albert Glock stated:
The mental maps of ancient artisans, farmers, merchants, housekeepers and priests are
fossilized in artifacts and architecture, waste debris and decayed installations. The
cognitive maps of archaeologists are embedded in field procedures, laboratory analyses
and excavations reports. The subtle and powerful biases inculcated by social, religious
and political education have shaped the forms of both types of cultural expression. To
find the past that is truly dissimilar from the present, but at the same time to be aware
that the inquiry into the past serves modern needs, requires a deliberate consideration
of the intellectual form and social function of the archaeological enterprise. [. . .] In
sum, the use of ethnographic data in an archaeological research design enlarges the
archaeologist’s vision of the explanatory task and increases his capability to find
probable interpretations by making visible the connections between people and place,
a cultural tradition and its environment.
—Glock 1983: 171, 178
To sum up, with anthropology we have analytically a ‘double attack’ to the past of Israel
in the ancient southern Levant: on the one hand, a disposition to interpretate biblical
10
Pfoh 2010a: 16–19. In fact, an anthropological perspective on a particular social situation, question or problem
is more about the epistemological intervention than about ‘being in the field’ in the traditional Malinowskian
sense; cf. Gupta and Ferguson 1997: 39: ‘The idea that anthropology’s distinctive trademark might be found not
in its commitment to “the local” but in its attentiveness to epistemological and political issues of location surely
takes us far from the classical natural history model of fieldwork as “the detailed study of a limited area.”’
INTRODUCTION 9
11
See, e.g., the plurality of insights gathered in Dube 2000; Sugirtharajah 2001, 2005; Moore and Segovia 2005;
Brett and Havea 2014; West 2016.
12
See, e.g., Lieb, Mason and Roberts 2011; Burnette-Bletsch 2016; Ziolkowski 2017.
10 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
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INTRODUCTION 11
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INTRODUCTION 13
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14 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
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16 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
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PART ONE
Historiographies, theories
and methods
17
18
CHAPTER TWO
Anthropologists and
the Bible
ADAM KUPER
I
A young philosophy don, a Jerseyman at Oxford, Robert Ranulph Marett was intrigued
by the subject set for the 1893 Green Prize in Moral Philosophy: ‘The ethics of savage
races’. He immersed himself in the literature on primitive religion, won the prize and was
befriended by the only anthropologist at Oxford University, E.B. Tylor.
Tylor was the father figure of the new anthropology that had emerged in the 1860s.
It was a baggy, ambitious discipline, and Tylor himself wrote about race and technology
and language and marriage, but especially about religion, and this became Marett’s
main interest too. The first objective of the anthropology of religion was to characterize
the earliest creeds and rites. The anthropologists then explained the advance of
humanity from the long dark age of magic and superstition to the sunny uplands of a
more spiritual religion; or they showed how metaphysical error gave way to rationality
and science.
In any case, they took it for granted that religion, technology and the social order
advanced in lockstep through a determined series of stages. At each stage, the beliefs and
customs of societies at a similar level of development were essentially the same. So
contemporary primitive societies could be treated as stand-ins for past societies at an
equivalent stage of development. The notions of the American Indians, perhaps, or at a
higher level, the Tahitians, provided living instances of conceptions and beliefs that had
once been very widespread. To know one was to know all. Captain Cook had introduced
the word taboo from Tahiti. Soon taboos were being discovered all over the place. Other
exotic terms were soon taken up – mana, another Polynesian word, totem from the
Ojibwa, potlatch from the Kwakiutl of British Columbia, voodoo from West Africa. All
were elements of a universal primal religion. So Victorian anthropologists could write
about Australian totems and American Indian taboos. They could even identify totem and
taboo in ancient Israel.
Such beliefs and practices may once have been universal but they were surely irrational.
How could so many people have believed so many impossible things for so long? Some
missionaries saw the hand of the Devil here, but the anthropologists argued that there was
something about the ways of thinking of primitive people that led them to make mistakes
of perception and logic. After all, Darwin had shown that human evolution was paced by
the development of the brain. It was widely assumed that the brains of the various races
19
20 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
developed at different rates. The smaller-brained savages, and indeed the early Israelites,
were simply not capable of thinking very clearly.
So how did they think? Tylor argued that primitive peoples relied on ‘analogy or
reasoning by resemblance’ (Tylor 1881: 338). For Frazer, such ‘reasoning by resemblance’
accounted for the belief in magic. Robertson Smith agreed that for the savage mind
there was ‘no sharp line between the metaphorical and the literal’, and he blamed the
‘unbounded use of analogy characteristic of pre-scientific thought’ for producing a
‘confusion between the several orders of natural and supernatural beings’ (Robertson
Smith 1894: 274). Pre-scientific thinkers were particularly likely to get into a muddle
when it came to causality. Robertson Smith found that primal religion was characterized
by ‘insouciance, a power of casting off the past and living in the impression of the moment’
which ‘can exist only along with a childish unconsciousness of the inexorable laws that
connect the present and the future with the past’ (Robertson Smith 1894: 57).
Tylor supposed that the very earliest religion arose from a misapprehension. People
everywhere have dreams and visions, but primitive people confuse dreams with real
experiences. When they dream of the dead they imagine that they exist somewhere else, in
another state, the state that living people experience in dreams, trances and fevers. And so,
‘the ancient savage philosophers probably made their first step by the obvious inference
that every man has two things belonging to him, namely, a life and a phantom’ (Tylor 1871
II: 12). They then generalized this conclusion to embrace the rest of the natural world.
Even trees and plants, even the planets, had souls. This was what Tylor termed ‘animism’.
Rituals soon developed, notably sacrifices. In primitive animism, offerings were made
to the spirits of the dead after they had appeared in dreams. In what might be called the
higher animism, sacrifices were also made to ‘other spiritual beings, genii, fairies, gods’.
These sacrifices were gifts: ‘as prayer is a request made to a deity as if he were a man, so
sacrifice is a gift made to the deity as if he were a man’ (Tylor 1871 II: 375). Sacrifices
took the form of burnt offerings, because spirits demanded spiritual food, the souls of
animals of plants (Tylor 1866: 77). Vestiges of the primitive cult – which Tylor called
‘survivals’ – recurred in the ceremonies of the most advanced religions.
In 1899, the young Marett achieved a certain notoriety by challenging Tylor’s thesis
that animism was the primeval religion. Marett identified a pre-animistic religion based
on the Polynesian belief in mana, which he took to mean a sort of psychic energy and
power. Mana was inseparable from taboo. ‘Altogether, in mana we have what is par
excellence the primitive religious idea in its positive aspect, taboo representing its negative
side, since whatever has mana is taboo, and whatever is taboo has mana’ (Marett 1911).
His theory made some converts in Germany and in France, most notably Marcel Mauss,
who made mana the dynamic force behind both the gift and sacrifice.
Tylor was already a frail old man when Marett became his friend, and Marett took
responsibility for the development of anthropology at the university. He was instrumental
in instituting Oxford’s diploma in anthropology in 1908, and he succeeded Tylor as
University Reader in Social Anthropology, a position he held for a quarter of century.
When the university created a chair in anthropology in 1936 he held it for a year before
the appointment of Radcliffe-Brown. From 1928 he was Rector of Exeter College. He
also served for many years as Treasurer of the University Golf Club. A busy man then, but,
he recalled:
All this time [. . .] Anthropology was becoming [. . .] a passion with me [. . .] Yet I was
still attending to the subject with my left hand, while the right tackled the philosophy
ANTHROPOLOGISTS AND THE BIBLE 21
which after all I was paid to teach. In fact, I became a scandal to my friends, so that
one of them wrote: ‘A man of your talents seems rather wasted on the habits of
backward races.’ As it was, I divided my attention impartially between the beliefs of
the savage and those of the Oxford undergraduate.
—Marett 1941: 164
II
Tylor’s theory of animism was hardly original. It was in the direct line of enlightenment
accounts of the development of rationality. Indeed, it was remarkably similar to the theory
that had been advanced by Charles de Brosses and Auguste Comte (de Brosses 1760;
Comte 1830–42). But Tylor was also responding to the scandal provoked by two books
that challenged traditional understandings of the Bible. On the Origin of Species, published
in 1859, presented a scientific alternative to the book of Genesis. The following year
Essays and Reviews appeared, seven essays by intellectuals in the Church of England,
including Benjamin Jowett, Mark Pattison, and Frederick Temple (who was to become
Archbishop of Canterbury) (Parker 1860). They downplayed miracles, questioned the
story of the Creation, denied the doctrine of eternal punishment, and endorsed German
critical scholarship which demonstrated that the Bible was a compilation of sometimes
contradictory texts dating from different periods.
The continental champions of the new biblical criticism, Wellhausen and Kuenen,
further insisted that the Jewish religion had pagan roots. The original religion of Israel
was a family cult. In time the family cult became a tribal and then a national religion. Only
with the emergence of great empires in Mesopotamia and Persia, which subjugated Israel,
had prophets begun to formulate a universal spiritual religion, foreshadowing Christianity.
But pagan elements survived (Wellhausen 1885 [1883]).
Perhaps the ordinary churchgoer could ignore these challenges. Owen Chadwick
remarks that Victorian churches were full of ‘worshippers who had never heard of
Tylor, were indifferent to Darwin, mildly regretted what they heard of Huxley’ (Chadwick
1970 II: 35). But the educated public did debate these new ideas, passionately. Samuel
Wilberforce, Bishop of Oxford, son of William Wilberforce, provoked a famous public
confrontation with Huxley over the descent of man (‘Is Dr Huxley descended
from a monkey on his father’s side or on his mother’s side. . .’) (Hesketh 2009). The
Bishop also moved to have Essays and Reviews condemned in the Convocation of
Canterbury.
However, a new science of religion was emerging, with biblical and comparative wings,
that engaged with the ideas of Darwin and Wellhausen. It brought together theologians,
linguists, folklorists, archaeologists and anthropologists (Wheeler-Barclay 2010). The
particular project of Tylor and the anthropologists was to discover the origins of religion,
origins which could never be completely outgrown, the vestiges of ancient cults haunting
even the most advanced religions.
And they had fresh evidence at their disposal, for they were able to draw on a stream
of reports on primitive religions from all over the world, many of them the work of
missionaries. These sources were themselves shaped by the Bible and by biblical
scholarship. Protestant missionaries especially made it a priority to translate the Bible into
the local language. This obliged them to identify indigenous notions that were roughly
equivalent to god, spirit, sin, sacrifice and holiness. These concepts, and their ritual
representations, were taken to be the essential constituents of a religion.
22 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
There is in fact no word for ‘religion’ in the Hebrew Bible, but it seemed obvious that
ancient Judaism was the prototype of authentic religion. The Bible also gave examples of
false religions, which were those of Israel’s idolatrous neighbours. Similar beliefs and
practices were abundantly represented in the societies to which the missionaries were
called. They could now be identified as not only pagan, but primitive. The idols of false
religions were totems. Their laws were barbarous taboos and had nothing to do with
justice or morality. Their ceremonies, shocking exhibitions of greed and lust, featured
ghastly acts of cruelty, including human sacrifice. Missionary ethnographers read the
reports of their colleagues, which described surprisingly similar pagan religions in distant
parts of the world, and they welcomed the guidance of Tylor and Frazer, who pointed out
what they should be looking for, and explained the hold of superstition.1
So the anthropology of religion was from the first very largely an anthropology of the
Bible, with comparative notes from all over the primitive world. Precisely because it had
consequences for Christianity, it seemed to be very important. Tylor was raised as a
Quaker and he believed that rituals always depended on magical thinking. Frazer argued
that the comparative method ‘proves that many religious doctrines and practices are
based on primitive conceptions, which most civilized and educated men have long agreed
on abandoning as mistakes. From this it is a natural and often a probable inference that
doctrines so based are false, and that practices so based are foolish’ (Frazer 1927: 282).
Robertson Smith believed on the contrary that he was clearing away the debris of folklore
and tribal custom so that the prophetic and historical truths in the Hebrew Bible could be
properly appreciated. For their part, missionary ethnographers delighted in discovering
in the most primitive communities some faint intimations of more advanced doctrines,
crude versions of biblical stories, even traces in the language of the passage of one of the
lost tribes of Israel. In the 1920s and 1930s this sort of thing became a speciality of the
Vienna school, then a hot-house of Catholic missionary anthropology.
III
In parallel with these studies of the development of religion, another foundational
research programme of anthropology addressed the rise of marriage and the family. Was
there some connection between religion, morality and social organization? In 1869, J.F.
McLennan provided Tylor’s animism with a social context. McLennan had himself
proposed a model of the earliest societies (McLennan 1865). They were marauding
nomadic bands, matrilineal and exogamous, practising marriage by capture. He now
argued that these bands had an appropriate religion. Each band believed that it was
descended matrilineally from a particular natural species, its totem, which was worshipped
as an ancestor god and placated with rituals. Totemism was at once a religion – rather like
animism, as McLennan conceded – and a social system.
Long ago, totemism had been universal. McLennan identified traces of a totemic
system in Siberia, Peru, Fiji and even in classical India. The Greeks had their natural
spirits. Totemism was also the point of departure of later systems of thought. It planted
the seeds not only of religion but also of science. When the names of animals were given
1
Some missionary scholars were also aware of the new biblical criticism. The first Anglican bishop of Zululand,
John Colenso, produced sympathetic account of Zulu beliefs and practices, even endorsing polygamy, which, he
noted, and as the Zulu remarked, had been practised by the biblical patriarchs. Colenso also published
contributions to the new biblical criticism, and was duly tried for heresy in Cape Town (Guy 1983).
ANTHROPOLOGISTS AND THE BIBLE 23
to constellations of stars, this was a legacy of totemism but also the first inklings of
astronomy. Beliefs about the descent of human beings from animals gave a faint hint of
what would become the theory of evolution.
McLennan suggested in passing that the serpent story in Genesis may have had a
totemic significance, but his theory of totemism was first systematically applied to the
Hebrew Bible by his friend, William Robertson Smith, who had been appointed to the
chair of Hebrew and Old Testament at the Free Church College at Aberdeen in 1870 (see
Black and Chrystal 1912). Robertson Smith accepted Wellhausen’s demonstration that
the Bible was a compilation of sources of various dates, and that it included mythological
as well as historical elements. Following Wellhausen again, he aimed to identify the
religious beliefs of the most ancient Israelites, and to trace their progressive enlightenment.
He also adopted Wellhausen’s view that rituals were often hangovers from more primitive
times, but given fresh justifications.
How were the primitive elements to be identified? An obvious first step was to
consider the practices and beliefs of Israel’s pagan neighbours. Robertson Smith wrote
that some ancient Jewish laws were based on principles ‘still current among the Arabs
of the desert’ (Robertson Smith 1894: 340). He himself travelled in the Arabian
interior to collect first-hand materials. However, even the Bedouin had progressed
beyond the totemic stage, and they had been Muslims for many centuries. The comparative
method practised by McLennan offered an alternative approach. Early Israel could
be understood with reference to better-documented societies at the same level of
development.
In 1880 Robertson Smith published an essay entitled ‘Animal Worship and Animal
Tribes Among the Arabs in the Old Testament’, in which he argued that ancient
Semitic societies were totemic. The evidence was admittedly patchy. Robertson Smith
pointed to the Queen of Sheba as proof of early matriarchy. Some Arab marriage
rituals might be interpreted as survivals of marriage by capture. Taken together with
other hints scattered in the literature, Robertson Smith later pronounced, ‘These facts
appear sufficient to prove that Arabia did pass through a stage in which family relations
and the marriage law satisfied the conditions of the totem system’ (Robertson Smith
1894: 88).
Similar bits and pieces of evidence might indicate that the early Arabian religion was
also totemic. Tribal groupings were often named after animals, and sometimes after the
moon and sun. Sun and moon were evidently worshipped as gods, so animals presumably
were also once treated as gods. And crucially it seemed that totemic beliefs survived in
ancient Israel, if in an attenuated form. Robertson Smith suggested that the heathen
practices against which the Hebrew prophets inveighed were totemic in origin. And the
second commandment itself was apparently directed against nature worship.
This argument did not go down well with his employers. The General Assembly of the
Free Church of Scotland issued a swift condemnation:
First, concerning marriage and the marriage laws in Israel, the views expressed are so
gross and so fitted to pollute the moral sentiments of the community that they cannot
be considered except within the closed doors of any court of this Church. Secondly,
concerning animal worship in Israel, the views expressed by the Professor are not only
contrary to the facts recorded and the statements made in Holy Scripture, but they are
gross and sensual – fitted to pollute and debase public sentiment.
—Black and Chrystal 1912: 382
24 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Yet Robertson Smith was not cast into outer darkness. He became co-editor of the famous
ninth edition of the Encyclopaedia Britannica (and was reputed to have read every entry).
In 1883 he was appointed Reader in Arabic at Cambridge and in 1889 he became
Professor. And he elaborated his initial thesis on early Semitic religion and social
organization, notably in Kinship and Marriage in Early Arabia (1885), and in his
masterpiece, Lectures on the Religion of the Semites (1894 [1889]).
He remained wedded to McLennan’s theory of totemism. Primitive people believed
that they were physically descended from founding gods. Gods and their worshippers
were originally thought of as kin who ‘make up a single community, and [. . .] the place
of the god in the community is interpreted on the analogy of human relationships’
(Robertson Smith 1894: 53). A more sophisticated doctrine developed in ancient Israel.
The divine father was conceived of in spiritual terms. But initially gods and their
worshippers were thought of as blood relatives. This was also the origin of morality, for
‘the indissoluble bond that united men to their god is the same bond of blood-fellowship
which in early society is the one binding link between man and man, and the one sacred
principle of moral obligation’ (Robertson Smith 1894: 53).
The totemic gods were associated with shrines or sanctuaries. At certain times, a yet
more intimate contact with the gods was required. This was achieved through sacrifice,
which Robertson Smith termed ‘the typical form of all complete acts of worship in the
antique religions’ (Robertson Smith 1894: 214). Sacrifice had been, of course, the central
rite celebrated in the temple in Jerusalem, as in the temples of ancient Greece and Rome.
It remained a vexing problem for Christian theology and for critical scholarship of the
Bible. The priestly code represented sacrifices as acts of atonement, but Wellhausen
insisted that this interpretation was anachronistic. Textual criticism revealed that the code
was a post-Exilic document, which superimposed a late-priestly theology on earlier ritual
practices. Originally, sacrifices were not even performed in the temple. They were
associated with what Wellhausen called a natural religion, which was situated within the
life of the family. Robertson Smith speculated that sacrifice was originally a sort of family
meal. ‘The god and his worshippers are wont to eat and drink together, and by this token
their fellowship is declared and sealed’. The most primitive sacrifices were therefore not
gifts, as Tylor had thought, but were ‘essentially acts of communion between the god and
his worshippers’ (Robertson Smith 1894: 243, 271).
But what was sacrificed, what was eaten at that communion meal? Robertson Smith
declared that the totemic animal itself was the original sacrificial object. Normally, a
totem animal could not be killed or eaten. It was ‘unclean’ – taboo. Taboos were primitive
anticipations of the idea of the sacred. Robertson Smith pronounced the evidence
‘unambiguous’: ‘When an unclean animal is sacrificed it is also a sacred animal’. He
concluded that among the Semites ‘the fundamental idea of sacrifices is not that of a
sacred tribute, but of communion between the god and his worshippers by joint
participation in the living flesh and blood of a sacred victim’ (Robertson Smith 1894:
345).
The argument was clearly leading up to a climax in which something would have to be
said about the sacrifices of gods themselves in Semitic religions, perhaps in connection
with a communion rite. Robertson Smith took the step in this passage:
That the God-man dies for His people and that his Death is their life, is an idea which
was in some degree foreshadowed by the oldest mystical sacrifices. It was foreshadowed,
indeed, in a very crude and materialistic form, and without any of those ethical ideas
ANTHROPOLOGISTS AND THE BIBLE 25
which the Christian doctrine of the Atonement derives from a profound sense of sin
and divine justice. And yet the voluntary death of the divine victim, which we have
seen to be a conception not foreign to ancient ritual, contained the germ of the deepest
thought in the Christian doctrine: the thought that the Redeemer gives Himself for his
people.
—Robertson Smith 1894 [1889]: 393
Frazer cited this passage in his obituary essay on Robertson Smith and remarked that it
was dropped in the posthumously published second edition of the Religion of the Semites,
which had been edited by J.S. Black (Frazer 1894).
IV
Like Robertson Smith, James George Frazer was a Scot, and the son of a clergyman.
When Robertson Smith arrived at Cambridge to take up his new professorship he
commissioned Frazer to write entries on ‘Taboo’ and ‘Totemism’ for the Encyclopaedia
Britannica. Frazer’s essay on totemism turned out to be too long for the publishers, but
Robertson Smith encouraged him to write a book on the subject. Totemism (1887) marked
Frazer’s debut as an anthropologist in his own right.
Frazer’s most famous book, The Golden Bough, first published in 1890, followed up
Robertson Smith’s speculations about the sacrifice of a totemic god. He also drew on the
theory of a German folklorist, Wilhelm Mannhardt, who had explained German peasant
cults of sacred trees as survivals of ancient fertility rituals (Mannhardt 1875). Combining
these elements, Frazer constructed an ethnological detective story. It began with the ritual
strangling of ‘the King of the Wood’, the priest of the sanctuary of Nemi, near Rome. This
sacred king was the embodiment of a tree-spirit. He was not simply murdered, but was
sacrificed to ensure the fertility of nature. Clues drawn from a vast range of ethnographic
sources showed that primitive people identified their well-being with the fate of natural
spirits, whose priest-kings were sacrificed in fertility rituals. ‘The result, then, of our
inquiry is to make it probable that [. . .] the King of the Wood lived and died as an
incarnation of the Supreme Aryan god, whose life was in the mistletoe or Golden Bough’
(Frazer 1900 II: 363). Might this not imply that the Gospel accounts of Christ’s crucifixion
were further versions of the myth of the sacred king? Frazer wrote in a letter to a friend,
in 1904, that ‘the facts of comparative religion appear to me subversive of Christian
theology’ (Ackerman 2005: 236).
Frazer then turned his attention to the Hebrew Bible. In 1904 or 1905 the Regius
Professor of Hebrew in Cambridge, Robert Hatch Kennett, was persuaded to offer a
private beginner’s class in Hebrew (Ackerman 1987: 183–4). It attracted a very select
clientele: Jane Harrison, F.M. Cornford, A.B. Cook and Frazer. Frazer became competent
enough to read the Old Testament in Hebrew and he gradually put together an
anthropological commentary on the Bible, just as he had earlier issued a six-volume
commentary on Pausanias’ description of Greece. He published the three volumes of his
Folk-Lore in the Old Testament in 1918.
Frazer’s method was to select a myth or custom in the Bible and to identify parallels in
‘primitive societies’. So in Volume 2, Chapter 4, a 300-page essay entitled ‘Jacob’s
Marriage’, he analysed Jacob’s marriages to his cousins, the two daughters of his mother’s
brother, Laban, and posed the question whether Jacob was following established customs,
and whether such customs were to be found in other primitive societies. He was, of
26 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
course, able to show that these practices were indeed widespread. A chapter on Cain
explained that all over the world murderers were marked in order to protect them from
ghosts. Similar exercises showed that ‘primitive peoples’ also prayed and sacrificed to
their gods, and had their myths of creation, floods, etc. As a modern biographer of
Frazer comments, ‘the implicit purpose of the work [was] to undermine the Bible and
religion by insisting on its folkloric stratum, thereby associating it with savagery’
(Ackerman 1987: 182–3).
Émile Durkheim was also inspired by Robertson Smith. In The Elementary Forms of
the Religious Life (1971 [1912]) he adopted Robertson Smith’s thesis that religion was
rooted in social arrangements, and in particular that early religions developed out of
family cults (a thesis that had been independently proposed for ancient Rome and Greece
by Durkheim’s teacher Fustel de Coulanges [1864]). Among the aboriginal peoples of
Australia – apparently the most primitive surviving society – the exogamous kinship
group, the clan, was associated with an emblem, the totem, which was the object of
taboos and sacrifice. It was, Durkheim declared, sacred.
For Durkheim, ‘the sacred was the religious’ (Lukes 1973: 241), and he praised
Robertson Smith for remarking the ambiguity at the core of the notion of the sacred, the
biblical qadosh. The ambiguity lies in the fact that qadosh may refer to something that is
holy in the Christian sense, or it may designate something that is unpropitious and taboo,
like a field sown with a mixed harvest, or the q’desha, the temple priestess who is a cult
prostitute. The key is that sacred things are set apart from profane beings. ‘A whole group
of rites has the object of realizing this state of separation which is essential. Since their
function is to prevent undue mixings and to keep one of the two domains from encroaching
upon the other, they are only able to impose abstentions or negative acts’ (Durkheim
1971 [1912]: 299).
Maureen Bloom argues that Durkheim was in reality characterizing biblical Judaism,
and that he was drawing upon his own education in the Hebrew Bible (Bloom 2007: Ch.
7). After all, Durkheim was the son of the rabbi of Épinal, and had been destined for the
rabbinate. So once again, by another route, the Hebrew Bible shaped the anthropology of
religion.
V
The influence of the great Victorians was prolonged. The second edition of Oesterley and
Robinson’s influential History of Israel, published in 1937, still relied on Wellhausen,
Robertson Smith, Tylor and Frazer. Frazer himself continued to publish on the Hebrew
Bible until the 1930s. Freud – another fan of Robertson Smith – produced exercises in
speculative anthropology, Totem and Taboo (1913), and Moses and Monotheism (1937),
that were, at least in point of method, thoroughly Victorian.
Within anthropology a reaction set in against just-so stories of origin, but the
comparative method remained in favour. Marcel Mauss (who was the grandson of a
rabbi) suggested that the situation of the Hebrew patriarchs was similar to that of
pastoralist elites in East Africa, who lorded it over sedentary farmers (Mauss 1926). Franz
Steiner compared the patriarchal families to Nuer clans and lineages (Steiner 1954).
Occasional attempts were made to rewrite chapters of Folklore in the Old Testament in a
functionalist idiom, anthropologists citing observations from their own fieldwork to cast
light on mysterious episodes in the Bible. Isaac Schapera, for example, devoted a Frazer
lecture (appropriately enough) to ‘the sin of Cain’ (Schapera 1955).
ANTHROPOLOGISTS AND THE BIBLE 27
And from the 1950s biblical scholars began to draw on more recent anthropological
theories (see Rogerson 1978, 1989). Some were influenced by theories of nomadism
(though not, surprisingly, by the ideas of Ibn Khaldoun). Functionalist studies of
segmentary lineage systems were taken as a model of the social system of the patriarchal
age. Some scholars combined the lineage model with models of state formation, or with
the typology of bands, tribes and chieftaincies developed by Elman Service (1962).
Inevitably, perhaps, biblical scholars tended to place too much confidence in their
chosen anthropological models. It was readily assumed, for instance, that anthropologists
were quite sure what lineages are (and indeed, that any expert can distinguish minimal
from maximal lineages).2 The only issue was to identify the ancient Hebrew terms for
these social units. This turned out to be very difficult. Experts could not agree whether
the biblical bêt ʿā b or mišpāh
· ā h should be translated as a ‘lineage’, or whether the Hebrew
words šēbe·t or ma·t·teh referred to a ‘tribe’ or a ‘clan’. As Niels Peter Lemche remarks, ‘It
is clear that the traditional literature of the OT employs a very loose terminology to
describe the lower levels of the society, since [Hebrew terms usually rendered as] “house”
and “father’s house” are used indiscriminately of the nuclear family, the extended family,
and also of the higher kinship group, the lineage’. As for the very general view that the
term mišpāh · āh means ‘clan’, ‘no scholar has troubled to define precisely what he meant
by the word “clan”’ (Lemche 1985: 260; cf. Vanderhooft 2009). Yet Lemche himself was
perhaps too ready to identify ‘lineages’ in biblical times, and to conclude that ‘clan
endogamy’ was widely practised (Lemche 1985: 272–4).3
VI
Howard Eilberg-Schwartz (1990) has proposed a return to the comparative method, and
attempts continue to generalize from exotic practices in order to illuminate puzzling
biblical stories.4 Old-fashioned ideas about primitive society still cast a long shadow in
essays on the Bible. The ghosts of Robertson Smith, Frazer and Marett might find some
recent exercises in the comparative method rather familiar.
But N.H. Snaith chided biblical scholars for paying more attention to primitive
parallels than to textual analysis (Snaith 1944). Within anthropology there was increasing
concern with the meaning of beliefs and practices for the people themselves. Marett had
demanded this almost from the first. ‘How then are we to be content with an explanation
of taboo that does not pretend to render its sense as it has sense for those who both
practice it and make it a rallying point for their thought on mystic matters? [. . .] We ask
to understand it, and we are merely bidden to despise it’ (Marett 1909: 97). The post-
First World War generation of anthropologists, the first to spend extensive periods in the
2
For a critique see Kuper 2005: Ch. 8.
3
For some sophisticated attempts to apply the segmentary lineage model to ancient Israel, see Bendor 1996
[1986]; Frick 1985; Wilson 1977. For a review see Goldberg 1996. [Cf. also Ch. 7 in this volume].
4
For instance, Pitt-Rivers (1977) suggested that enduring themes of Mediterranean culture explained some
puzzling biblical episodes. Gilbert Lewis compared the treatment of lepers in New Guinea and ancient Israel
(Lewis 1987). Meyer Fortes identified the biblical figure of Job as the prototype of some West African beliefs
(Fortes 1959). Notwithstanding his clearly stated reservations, Lévi-Strauss himself published a playful comparison
of origin myths of circumcision among the ancient Israelites and the penis-sheath among the Amazonian Bororo
(Lévi-Strauss 1988).
28 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
field, insisted that customs had to be studied in action. Only modern ethnographic
fieldwork could deliver a properly sympathetic understanding of exotic beliefs.
This was also the message of the newly fashionable linguistic philosophy. Wittgenstein
read the Golden Bough in 1931, and reacted with furious contempt. ‘Frazer is much more
savage than most of his savages, for these savages will not be so far from any understanding
of spiritual matters as an Englishman of the twentieth century. His explanations of the
primitive observances are much cruder than the sense of the observances themselves’
(Wittgenstein 1979: 8). In Wittgenstein’s view, meaning was a matter of context and use.
And so they came to agree, the philosophers and the anthropologists, that concepts
and practices could be understood only by appreciating their use in the business of
everyday life in particular communities. Context was all. Peter Winch’s Idea of a Social
Science, published in 1958, identified the doctrines of the later Wittgenstein with the
analytical practice of Oxford’s new professor of social anthropology, E.E. Evans-Pritchard.
As Mary Douglas put it, summing up what she took to be the position of Evans-Pritchard,
‘Everyday language and everyday thought set into their social and situational context
have to be the subject of inquiry’ (Douglas 1980: 26).
Evans-Pritchard had read history at Exeter College as an undergraduate, and he
recalled Marett as an affable fellow. When he became in his turn professor of social
anthropology at Oxford and lectured on theories of primitive religion, he borrowed
Marett’s critical characterization of the theories of Tylor and Frazer as ‘intellectualist’. He
also questioned the value of psychological and sociological accounts of religion. The son
of an Anglican clergyman, Evans-Pritchard was a recent convert to Catholicism, and he
was inclined to believe that all religions contain a kernel of spiritual truth. This now
seemed to him to be their most important feature, and he urged that spiritual beliefs
should be treated seriously in their own right (Evans-Pritchard 1965).
Evans-Pritchard came to deprecate the comparative method (Evans-Pritchard 1963),
but he was prepared to reverse the procedure, claiming in the introduction to his Nuer
Religion that the religion of the Nuer and Dinka ‘have features which bring to mind the
Hebrews of the Old Testament’. He quoted in support an American Presbyterian working
among the Nuer, who remarked that ‘the missionary feels as if he were living in Old
Testament times, and in a way this is true’. ‘When therefore [Evans-Pritchard concluded]
I sometimes draw comparisons between Nuer and Hebrew conceptions, it is no mere
whim but is because I myself find it helpful, and I think others may do so too, in trying to
understand Nuer ideas to note this likeness to something with which we are ourselves
familiar without being too intimately involved in it’ (Evans-Pritchard 1956: vii). African
informants, familiar with the Bible, often made such comparisons themselves (see, e.g.,
Turner 1967: 135). However, Evans-Pritchard clearly intended to suggest that the Nuer
had a sort of pre-knowledge of scriptural truths. In the very last sentences of the
monograph he wrote that the meaning of Nuer rites ‘depends finally on an awareness of
God and that men are dependent on him and must be resigned to his will. At this point
the theologian takes over from the anthropologist’ (Evans-Pritchard 1956: 322).
VII
According to the practitioners of the comparative method, the essential ingredients of
primitive religion were totem and taboo. Its defining ritual was sacrifice. In 1950–1 Franz
Steiner – an émigré Jewish mystic, a German poet, a friend of Elias Canetti, a lover of Iris
Murdoch, and a lecturer in the Oxford institute of social anthropology – gave a course of
ANTHROPOLOGISTS AND THE BIBLE 29
lectures on taboo, which were edited and published after his death (Steiner 1999 [1956]).
His central thesis was that the constructs of the comparative method had been lifted from
specific ethnographic contexts. In the process they were stripped of their particularities
and lost much of their meaning. When modern ethnographers apply these constructs in
their own analyses, they have to be qualified if they are to be of any use at all. ‘They are
then redefined, and by this process they become so narrow as to lose all significance
outside the individual analytical study to which they were tailored’. For example, he
suggested, ‘The broad significance which “Totemism” had as a comparative category has
evaporated’ (Steiner 1999: 105).
Steiner tagged taboo as ‘a Protestant discovery’, while the notion that taboos regulated
social order and morality was ‘a Victorian invention’, one that was peculiarly interesting
to prudes and snobs (Steiner 1999: 132). But taboo was actually a Polynesian concept,
and Steiner proceeded to analyse the specific meaning of tabu in the context of Polynesian
language, thought and religion. It turned out that tabu was not at all the same thing as the
‘taboo’ of the anthropologists.
Steiner then reviewed Robertson Smith’s thesis that the notion of the sacred originated
in ideas of taboo. Steiner had an educated knowledge of Hebrew and he argued (along the
same lines as Durkheim) that the Hebrew idea of qadosh could not be translated simply
as taboo, certainly not in the sense in which the Polynesians used the term tabu. He
concluded that neither the Polynesian tabu nor the Hebrew qadosh were useful cross-
cultural categories. The only universal was that all societies define certain acts, words and
situations as pregnant with danger.
So much, then, for taboo, and perhaps even for the category of the sacred. Evans-
Pritchard gave the Henry Myers lecture in 1954, which he entitled ‘The Meaning of
Sacrifice Among the Nuer’. He remarked that ‘in Nuer sacrifice there are different shades
of meaning. The pattern varies. There are shifts of emphasis’. It was difficult, if not
impossible ‘to present a general interpretation, to put forward a simple formula, to cover
all Nuer sacrifices’ (Evans-Pritchard 1954: 30). Many Nuer sacrifices regulated social
relations, and might be amenable to a sociological analysis. But Evans-Pritchard noted
that Father Crazzolara, a Catholic missionary among the Nuer, had distinguished a
category of piacular sacrifices that were not connected to social events but, much more
interesting, were concerned with a universal quest, ‘the regulation of the individual’s
relation with God’ (capitalized here, so no mere tribal deity) (Evans-Pritchard 1954).
So taboo was a Victorian invention. Sacrifice was a broad term for a range of ritual
practices with unpredictable meanings, resistant to sociological analysis and to comparison.
That left totemism. Lévi-Strauss’s short book, Le Totémisme aujourd’hui, published in
1962, deconstructed the concept, concluding that totemism also was not a useful cross-
cultural category. Anthropologists should rather investigate the truly universal process by
which all societies classify and relate social groups and natural phenomena. In a more
extended study published a few months later, La Pensée Sauvage, Lévi-Strauss demonstrated
that arbitrary features of natural objects were given significance by their position in a
series of binary oppositions. Natural species were classified with reference to these
oppositions. So too were the parts of the society. They were then related to one another.
VIII
These exemplary critiques disposed of the classical components of comparative religion,
totem, taboo and sacrifice. Yet the change of paradigm was incomplete. A close reader of
30 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Steiner and Lévi-Strauss might still be inclined to study the place of taboo and totemic
marriage rules in biblical religion, even if these elements were now understood rather
differently. According to Lévi-Strauss, all societies establish parallel classifications of
social and natural phenomena by making a series of binary contrasts. That was totemism,
properly understood. And Steiner indicated that every society marks off certain social and
natural categories as dangerous. Properly understood, then, taboo was a property of a
system of classification. Edmund Leach and Mary Douglas now proposed structural
accounts of biblical taboos on food and marriage.
Their projects might have been similar, but Edmund Leach and Mary Douglas – like
Robertson Smith and Frazer before them – began from very different points of view.
Leach was a crusading atheist. His mother had hoped that he would be a missionary.
Instead he became the president of the Humanist Society. Mary Douglas was a conservative
Catholic. Reviewing Mary Douglas’s Natural Symbols in The New York Review of Books
in 1971, Leach wrote: ‘All her recent work gives the impression that she is no longer
much concerned with the attainment of empirical truth; the object of the exercise is to
adapt her anthropological learning to the service of Roman Catholic propaganda’ (Leach
1971). Reviewing Leach and Aycock’s Structuralist Interpretations of Biblical Myth (1983)
also in The New York Review of Books, Mary Douglas claimed that Leach imposed his
own meanings on the myths, just like Frazer, and she concluded that the ‘ingenious
argument is extremely interesting and, to readers who are unfamiliar with Old Testament
scholarship, quite plausible’ (Douglas 1984).
And yet the two anthropologists had much in common, including a tendency to read
back into the biblical world their own ideas about European Jews, whom they were
inclined to think were too picky about food, and unreasonably prejudiced against
intermarriage. To be sure, the projection of a particular understanding of the present into
the past, even the very distant past, is hardly unusual. But Edmund Leach and Mary
Douglas also shared more specialized ideas. Priority is difficult to establish – copies of
papers circulated in draft before publication – but clearly they were already working on
very similar lines in the early 1960s, drawing heavily from Lévi-Strauss.
In 1961 Leach published an essay, ‘Lévi-Strauss in the Garden of Eden’, which flagged
his conversion to structuralism and introduced Lévi-Strauss as a better guide to the Bible
than Frazer (reprinted in Leach 1969). Biblical scholars since Wellhausen and Robertson
Smith had recognized mythical elements in the Hebrew Bible, the deposits of very ancient
traditions, but they struggled to distinguish myths from historical texts. Leach insisted
that it was all myth. And although the elements of the texts were no doubt of diverse
origin, the editors of the Hebrew Bible had imposed a coherence upon this body of myth.
The analyst should accordingly act ‘on a presumption that the whole of the text as we
now have it regardless of the varying historical origins of its component parts may properly
be treated as a unity’ (Leach and Aycock 1983: 89–112; similar pronouncements prefaced
a number of Leach’s biblical essays).
In his 1961 essay ‘Lévi-Strauss in the Garden of Eden’, Leach analysed the construction
of the world and its creatures in the opening chapters of Genesis by way of a series of
binary contrasts. In Leviticus 11: ‘creatures which do not fit this exact ordering of the
world – for instance water creatures with no fins, animals and birds which eat meat or
fish, etc. – are classed as “abominations”’ (Leach 1969: 13). Here and in a paper on
‘Animal Categories and Verbal Abuse’, published in 1964, he argued that classifications
constructed by a series of binary contrasts will always throw up elements that breach
ANTHROPOLOGISTS AND THE BIBLE 31
boundaries. These are tabooed (Leach 1964). And taboos on anomalies reinforce
boundaries.
Mary Douglas’s Purity and Danger, published in 1966, was directly inspired by
Steiner’s lectures. It became famous for her first attempt at an anthropology of the Bible,
a chapter on the abominations of Leviticus. Her analysis was very similar to that of Leach,
the argument being that classificatory anomalies were tabooed. She did not at this stage
identify the social context of these taboos, but she soon began to identify various possible
functions. ‘We should see taboos as the performative acts which stop the careless speaker
from getting the categories confused [. . .] The performance protects boundaries around
classifications [. . .] On this distinctly Durkheimian approach, impurity and taboo supply
back-up for the current system of control’ (Douglas 2004: 159–62).
The most important taboos concern sex and food: ‘bed and board’, as Mary Douglas
put it (Fardon 1999: 186). Leach was more interested in the bed side of things, and he
treated the biblical stories of Adam and Eve, Cain and Abel, Noah and Ham, Lot and his
daughters, and Abraham and Sarah as a set of structural transformations on the theme of
incest and endogamy. Arguing that all societies struggle with similar concerns he compared
these stories to the myth of Oedipus, which Lévi-Strauss had selected for exemplary
analysis in the first presentation of his structural method for the analysis of myth (Leach
1969; Lévi-Strauss 1963: Ch. 11).
According to Lévi-Strauss, myths grapple with existential issues, generating temporary
resolutions of intractable problems. In ‘The Legitimacy of Solomon’, Leach set out ‘to
demonstrate that the biblical story of the succession of Solomon to the throne of Israel is
a myth which ‘mediates’ a major contradiction’ (Leach 1969: 31). The contradiction is
between the assertion that God gave the land of Israel to the Jewish people, and that they
should be endogamous, and the reality that the land accommodated a number of different
populations, with whom Jews – even kings – intermarried, and for good political reasons.
Leach argued that central myths in the Hebrew Bible offered resolutions of this structural
contradiction.
Mary Douglas came to agree that the ancient Hebrews were obsessed by endogamy.
Rereading Leach’s essay, ‘The Legitimacy of Solomon’, ‘brought home [. . .] with a
resounding thud something which Old Testament scholarship had been agreed upon for
a very long time [. . .] that the Pentateuch was full of concern for the evils that flowed
from marriage with foreigners’ (Douglas 1975: 208.) Commenting on this passage,
Richard Fardon remarks that ‘Tracing a general analogy between animal classification,
food rules and sexual mating required, as she put it, something of a “conversion” to
alliance theory in the analysis of kinship’ (Fardon 1999: 186).
Dating the redaction of the Tanach is still a controversial matter, but Leach (and Mary
Douglas after him) adopted the view, held by some experts, that it had been put together
in its final form shortly after the return from Babylon in the sixth century BCE , and the
construction of the second temple. Leach and Douglas assumed that the editors imposed
a unity on the various texts incorporated into the Hebrew Bible. Their motives were
political. Leach accepted the thesis that the editors were following the party line of Ezra
and Nehemiah, who led the return from exile and ruled Palestine for their Persian
overlords. The texts were edited to support the policies of these satraps: their land-
grabbing, their xenophobic nationalism and their insistence on Jewish endogamy. Yet if
there was a party line, it was not always consistent. Leach thought that myths were bound
to put alternatives into play, and that myth-makers were never completely in control of
their material. ‘What the myth then “says” is not what the editors consciously intended to
32 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
say but rather something which lies deeply embedded in Jewish traditional culture as a
whole’ (Leach 1969: 53).
Mary Douglas took the view that different factions had edited particular sections of
the Bible. She agreed with Leach that the Persian satraps, Ezra and Nehemiah, who had
led the exiles back from Babylon, were concerned with imposing endogamy, which
enforced social and political boundaries.5 But a priestly party, responsible for what biblical
scholars identity as the P sources in the Bible, were prepared to tolerate exogamy. Their
power base was in the temple, and their special privilege was the performance of sacrifices.
In consequence, the priests were obsessed with the Levitical taboos, the rules of purity
and holiness. And so distinct and conflicting political interests could be discerned behind
the purity rules, on the one hand, and the rules on intermarriage on the other.
The ark, the tabernacle and the temple were the most sacred sites of Judaism. Leach
sketched the outlines of structuralist geography of these sacred places (Leach 1976:
84–93). Mary Douglas argued that the rules regulating behaviour in sacred sites provided
models for everyday activities. The concern for purity that regulated temple sacrifices also
informed the food taboos. This was because the body was itself a temple. ‘To conclude’,
she wrote in her final collection of essays, Jacob’s Tears, ‘the Levitical food prohibitions
have plenty to do with the tabernacle. They frame the analogy between tabernacle and
body: what goes for one, goes for the other’ (Douglas 2004: 172). It was not enough to
analyse systems of classification. One had to connect – food taboos and marriage rules;
the laws of kashrut and the laws of sacrifice; the body and the temple; the temple and
Mount Sinai and the sanctuary. In Leviticus as Literature, published in 1999, she
introduced a further structural parallel, between the form of the book itself – a ‘ring
structure’ – and the layout of the temple.
Some French literary structuralists also wrote essays on the Bible.6 Yet although he had
provided the inspiration, Lévi-Strauss (a grandson of the rabbi of Strasbourg) disapproved
of these studies. A year after the publication of La Pensée Sauvage, the journal Esprit
arranged a discussion between Lévi-Strauss and a group of philosophers led by the
Christian existentialist Paul Ricoeur (Lévi-Strauss 2004). Ricoeur had just made his
famous linguistic turn, and he now believed that only a hermeneutic interpretation
of signs, symbols and texts could yield an understanding of the human condition.
Lévi-Strauss was, of course, all in favour of a linguistic turn, but his linguistics was very
different. Ricoeur charged Lévi-Strauss with privileging syntactics over semantics,
structure over meaning. He conceded that this might be appropriate in analysing the ideas
of simple societies, which really had very little to say for themselves. It was not helpful
when it came to more complex intellectual systems. Similarly, the play of transformations
in the myths of ‘cold’ societies were very different from the historical, logically sequential
myths of ‘hot’ societies like ancient Greece and Israel. They had produced great narratives
that were vehicles of profound reflections about human existence. Could Lévi-Strauss’s
method be applied to such myths?
5
In her treatment of these Persian satraps, Douglas seems to have projected back from an understanding of
contemporary Middle Eastern politics. Richard Fardon remarks: ‘Parallels with the range of political positions
occupied in contemporary Israel may be implicit in Douglas’s account, but they are certainly not lost on her’
(Fardon 1999: 203).
6
French scholars from various disciplines contributed structuralist analyses of biblical texts. See, e.g., Barthes
et al. 1971, and Soler 1973.
ANTHROPOLOGISTS AND THE BIBLE 33
Lévi-Strauss responded that myths did not make sense in the way that Ricoeur
imagined. They did not send messages. Rather they commented on one another. Symbols
had only a positional significance. But Lévi-Strauss rejected the notion that there was a
difference in kind between the mythologies of cold and hot societies. After all, persuasive
structuralist studies of Greek myths were being published. However, the Bible was
different. The problem with the Bible was, first, that while it incorporated mythical
sources, these had been edited and, Lévi-Strauss said, distorted. Moreover, to understand
myths one had to have some basic ethnographic information about the society in which
they were current, but the ethnographic information to be gleaned from the Bible had
very probably itself been mythologized (cf. Lévi-Strauss 1987).
IX
Biblical scholars may well share Paul Ricoeur’s reservations about the structuralist
approach. Another reasonable complaint is that anthropologists generally lacked the
scholarly preparation that their projects required. For instance, J.A. Emerton exposed
Leach’s dubious etymologies and other errors. He also pointed out that Leach’s approach
to the Bible was very selective. Leach exaggerated any biblical concern with purity of
blood, and ignored that fact that intermarriage was denounced for religious rather than
for racial or political reasons. The real fear was that men would follow their wives and
worship foreign gods (Emerton 1976). However, Mary Douglas has been treated with
more respect than Leach, perhaps in part because she was a believer and he was a crusading
atheist. Distinguished scholars of the Hebrew Bible, Jacob Milgrom (2004: passim) and
Jacob Neusner (2006: 149), have made gracious comments on her work (and see Duhaime
1998; Hendel 2008).
In any case, structuralism, broadly defined, remains the prevailing method of
anthropological studies of the Bible. Leach was followed by a number of scholars, who
delivered persuasive readings of biblical myths. For instance, David Pocock analysed the
structural opposition of north and south in the book of Genesis (Pocock 1975), Seth
Daniel Kunin (1995) covers much the same ground as Leach, but with impressive
scholarship, and Édouard Conte is engaged in the structural analysis of Quranic texts on
descent and incest that present further transformations of the myths of the patriarchs and
the genealogy of Israel (Conte 2011a, 2011b). Other anthropologists, following on from
Mary Douglas, have brought out unexpected and suggestive connections – between
systems of classification, rules governing sacrifices and food prohibitions, pollution
beliefs, restrictions on marriage, the politics of legitimacy, and sacred architecture and
landscape. The themes of these studies are, however, rather restricted. Strangely, neither
Leach nor Douglas considered the ample evidence of a preference in biblical times for
cousin marriage, which had been documented long ago by Frazer (1918 II: Ch. 4). And
studies of kingship have been limited to rather old-fashioned exercises in the comparative
method.
The Gospels have also been relatively neglected. Leach’s rather old-fashioned
comparative essay on virgin birth (Leach 1966) did not attract attention from biblical
scholars. His hint that the Christian Mass is a transformation of the Jewish Passover
(Leach 1976: 93) was, however, developed by Gillian Feeley-Harnik, who analysed the
last supper as a structural transformation of the Passover seder, where ‘every critical
element in the Passover is reversed’ (Feeley-Harnik 1981: 19). The Talmud and the
Qur’an are still little studied by anthropologists, though Maureen Bloom has produced a
34 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
REFERENCES
Ackerman, R. (1987), J.G. Frazer: His Life and Work, Cambridge: Cambridge University Press.
Ackerman, R., ed. (2005), Selected Letters of Sir James George Frazer, Oxford: Oxford
University Press.
7
From one point of view, the whole history of the comparative study of religion from the time Robertson
Smith undertook his investigations into the rites of the ancient Semites [. . .] can be looked at as but a
circuitous, even devious, approach to a rational analysis of our own situation, an evaluation of our own
religious traditions while seeming to evaluate only those of exotic others
—Geertz 1971: 22
ANTHROPOLOGISTS AND THE BIBLE 35
Barthes, R., F. Bovon, F.-J. Leenhardt, R. Martin-Achard and J. Starobinski (1971), Analyse
structural et exégèse biblique, Neuchâtel: Delachaux & Niestlé.
Bendor, S. (1996 [1986]), The Social Structure of Ancient Israel: The Institution of the Family
(Beit ʼab) from the Settlement to the End of the Monarchy, Jerusalem: Simor.
Black, J. and G. Chrystal (1912), The Life of William Robertson Smith, London: Adam and
Charles Black.
Bloom, M. (2007), Jewish Mysticism and Magic: An Anthropological Perspective, London:
Routledge.
Brosses, Charles de (1760), Du culte des dieux fétiches ou Parallèle de l’ancienne religion de
l’Égypte avec la religion actuelle de Nigritie, Paris: N.E.
Chadwick, O. (1970), The Victorian Church, 2 vols, Oxford: Oxford University Press.
Comte, Auguste de (1830–42), Cours de philosophie positive, 6 vols, Paris: Bachelier.
Conte, É. (2011a), ‘Adam et consorts: Germanité et filiation de la Genèse au Deluge selon les
traditions musulmanes’, in É. Conte, E. Porqueres i Gene and J. Wilgaux (eds), L’argument
de la filiation: Aux fondements des sociétés européennes et méditerranéennes, 39–71, Paris:
Éditions de la Maison des Sciences de l’Homme.
Conte, É. (2011b), ‘Elles seront des sœurs pour nous: Le mariage par permutation au Proche-
Orient’, Études Rurales, 187: 157–200.
Coulanges, F. de (1864), La Cité Antique: Étude sur le Culte, le Droit, les Institutions de la
Grèce et de Rome, Paris: Durand.
Douglas, M. (1966), Purity and Danger: An Analysis of Concepts of Pollution and Taboo,
London: Routledge.
Douglas, M. (1975), Implicit Meanings, London: Routledge.
Douglas, M. (1980), Edward Evans-Pritchard, London: Fontana.
Douglas, M. (1984), ‘Betwixt, Bothered & Bewildered’, New York Review of Books, 20
December.
Douglas, M. (1999), Leviticus as Literature, Oxford: Oxford University Press.
Douglas, M. (2004), Jacob’s Tears: The Priestly Work of Reconciliation, Oxford: Oxford
University Press.
Duhaime, J. (1998), ‘Lois alimentaires et pureté corporelle dans le Lévitique. L’approche de
Mary Douglas et sa réception par Jacob Milgrom’, Religiologiques, 17: 19–35.
Durkheim, É. (1971 [1912]), The Elementary Forms of the Religious Life, London: Allen and
Unwin.
Eilberg-Schwartz, H. (1990), The Savage in Judaism: An Anthropology of Israelite Religion and
Ancient Judaism, Bloomington, IN: Indiana University Press.
Emerton, J.A. (1976), ‘An Examination of a Recent Structuralist Interpretation of Genesis
XXXVIII’, VT, 26 (1): 79–98.
Evans-Pritchard, E.E. (1954), ‘The Meaning of Sacrifice Among the Nuer ’, JRAI, 84 (1/2):
21–33.
Evans-Pritchard, E.E. (1956), Nuer Religion, Oxford: Oxford University Press.
Evans-Pritchard, E.E. (1963), The Comparative Method in Social Anthropology, London:
Athlone Press.
Evans-Pritchard, E.E. (1965), Theories of Primitive Religion, Oxford: Oxford University Press.
Fardon, R. (1999), Mary Douglas, London: Routledge.
Feeley-Harnik, G. (1981), The Lord’s Table: Eucharist and Passover in Early Christianity,
Pennsylvania, PA: University of Pennsylvania Press.
Fortes, M. (1959), Oedipus and Job in West African Religion, Cambridge: Cambridge University
Press.
36 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
We take up the Iliad and the Aeneid as works of taste and genius, and read them as
much for amusement as instruction. We take up the Bible as a work which we are
taught to consider infallible, and whose contents must be believed; so that we
examine all that can tend to its illustration, with more than ordinary rigour. As we
know that truth must always gain by investigation, and shine forth with increased
brightness, when the dark clouds of error with which human weakness had obscured
it are in any degree removed.
—Buckingham 1821: 491 fn
INTRODUCTION
‘The Bible is the best handbook for Palestine’ is the opening sentence in one of the first
guidebooks for Syria and Palestine. It was written in 1858 by Josias Porter, an Irish
Presbyterian minister, for the publisher John Murray in London. Thomas Cook’s company
also produced a Tourists’ Handbook for Palestine and Syria, in 1876. Its raison d’être,
according to the introduction, was that many tourists in the area complained about how
difficult it was to travel on horseback with the guidebook in one hand, and the Bible in
the other. Therefore, they had included every relevant biblical reference in the book itself,
‘so as to avoid the inconvenience of having to turn to the passage in the Bible’ (Thomas
Cook and Son 1876: iii).
Although there had always been a trickle of travellers to the Holy Land, exploration of
the area really took off in the first half of the nineteenth century. Interest had been
raised partly by Napoleon’s expedition, and the publication of Description de l’Égypte
(1809–29), the massive scientific publication about the history, culture and nature of the
region, and partly as a direct effect of the spirit of the Enlightenment, the era of critical
research that had started in the late seventeenth century and of which the Description
itself was also a product.
Until well into the seventeenth century the Canonical Bible, ‘from cover to cover’, had
been a yardstick against which everything, from philosophy and morality to science in all
39
40 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
its forms, had been measured. Questioning the reliability of that yardstick was a dangerous
undertaking, as people like Galileo Galilei, or Baruch Spinoza or, in Britain, Thomas
Hobbes, were to find out. These seventeenth-century scholars represented the first real
cracks in the authority of Scripture, and the start of the Age of Enlightenment.
When Thomas Hobbes published his Leviathan in 1651, he was immediately
denounced as an atheist, not because of his model for the structure of society, or his views
on sovereignty, but because he argued that the observable laws of nature (created by God)
determined the order of everything, and took precedence over divine revelation in the
Bible, throwing into doubt the existence of miracles. While this was bad enough, at least
in the eyes of the religious establishment, the first man to openly reject the accepted truth
that the Bible, from cover to cover, was God’s word, and the Pentateuch written by Moses
himself, was the Jewish-Portuguese-Dutch philosopher Baruch Spinoza (1632–77). In his
main thesis, published posthumously in his Ethica, he drew a number of far-reaching
conclusions: that the miracles in the Bible were just unexplained natural phenomena, and
the Bible itself was a collection of narratives written by various authors long after the
events happened, and even adapted for political or other purposes, incomplete and with
bits missing. He regarded Jesus as a prophet or philosopher. It was his rejection of
Cartesian dualism, the separation of mind and body, and the unity of God and Nature
that branded him an atheist – if the mind and the soul were functions of the physical
brain, there was no life after death, no Heaven, and more importantly, no Hell, which
undermined morality.
The next step was a systematic text-critical study of the biblical narrative. This was
first undertaken in Germany in the second half of the eighteenth century by the
church historian and theologian Johann Semler and by the philosopher Hermann
Reimarus. Both, like Spinoza, rejected the divine origins and infallibility of the
Old and New Testaments, and individually developed text-critical methods to argue
their case.
The Enlightenment also had its influence on the nature of politics and society.
Political treatises like that of Jean-Jacques Rousseau on The Social Contract (published
in French in 1762) or John Stuart Mill’s On Liberty (published in 1859), questioned
the place of humankind in society, which had for centuries been determined by the
power of the nobility, justified by the Church’s interpretation of the biblical order. The
American war of Liberation, and particularly the French Revolution finally redefined
that place.
Developments in science also clashed with the biblical truths. Towards the end of the
eighteenth century, scholars studied the superposition of geological layers and their
fossils, and concluded that the earth must be millions of years old, not 6,000 as the
Archbishop Ussher had calculated from the biblical narratives. Charles Lyell’s Principles
of Geology (1830–3) saw the development of life on earth as a cyclic motion, rather than
a sequence of catastrophes, while both Jean-Baptiste Lamarck and Charles Darwin
overturned the story of the creation of humans.
Theologians and philosophers struggled to reconcile the new discoveries about nature,
the antiquity of the earth and of life itself, with the biblical narrative. Theories like gap
creationism (the idea that there is a long period between the first and the second creation
stories in Genesis), as well as various theories that would later become known as ‘intelligent
design’, became popular. On the other hand, the attacks on the authority of the Bible, be
it as God’s infallible word, or as a history book, which had started with Spinoza in the
seventeenth century, became ever more sophisticated. Around the middle of the century
THE HOLY LAND AND THE BIBLE 41
devout Christians. They were fully aware of the discrepancies between the biblical account
and the natural world, and always willing to look for explanations that could reconcile
both. What they did not was doubt the essential veracity of the biblical narrative.
The first truly scientific and scholarly expedition to research the origins of the biblical
narrative was the ill-fated Danish expedition into Arabia Felix which set out in 1761, of
which Carsten Niebuhr was the only survivor (cf. Hansen 1964). It was organized by the
universities of Copenhagen and Göttingen, and funded by the King of Denmark, who as
a patron of the arts took an active interest. The expedition, which consisted of a team of
five experts in different fields, was provided with a list of research questions that was 325
pages long, and contained questions regarding (among many other things):
● the depth of the Red Sea, particularly where the Israelites were supposed to have
crossed it
● sex with menstruating women, something that according to Moses’ Law was
punishable by death
● a whole series of questions about leprosy
● about the yield of corn in Asia and Africa, if it can really be a hundredfold, as
mentioned in the Bible (Genesis 26)
● if there is a kind of wood that makes brackish water sweet (Exod. 15.23)
● a series of questions about the origins of Manna
● questions about frankincense
● questions about locusts
● about the benefits of circumcision for boys and girls
Most of the questions were aimed at clarifying the biblical narrative, and reconciling it
with the many scientific discoveries. At the end there appeared a long appendix about the
Yemen, which linked the biblical chronology with the various legends and local traditions
about the Yemen, and particularly with its legendary queen of Sheba, Balkis.
There was also a sense that in order to understand the Bible, make it come to life, and
comprehend its influence on Western laws and morality, one needed to go to its place of
birth. As the French philosopher and orientalist Constantin de Chassebœuf, Comte de
Volney (1757–1820), expressed it:
Those are the countries in which the greater part of the opinions that govern us at this
day have had their origin. In them, those religious ideas took their rise, which have
operated so powerfully on our private and public manners, on our laws, and our social
state. It will be interesting, therefore, to be acquainted with the countries where they
had their births, the customs and manners which nourished them, and the spirit and
character of the nations from whom they have been received as sacred.
—1788: v
Other scientific and scholarly expeditions followed. Napoleon, when he launched his
expedition to Egypt and the lands of Palestine in 1798, brought a large team of scholars
and scientists who studied every possible aspect of the lands to be conquered, which
resulted in the masterpiece that is the Description, which also included Syria and Palestine.
Ulrich Jasper Seetzen (1767–1811) travelled the region between 1805 and 1807 with a
similar aim: to collect as much information as possible, particularly in the unexplored
THE HOLY LAND AND THE BIBLE 43
regions east of the Jordan, for his sponsor, the Duke of Gotha. He was the first westerner
to explore the region east of the Jordan since the Crusaders. He was followed shortly
afterwards by the Swiss Johan Ludwig Burckhardt (1784–1817), who did the same in the
service of the British African Society.
These two travellers were mostly interested in discovering unexplored areas, in the
manners and customs of the people, but their reference guidebook was nevertheless the
Bible. There were no other guidebooks for the area east of the Jordan, and for the west
there were only the accounts of earlier travellers. Both explorers identified a number of
biblical place names, sometimes correctly, sometimes not. Both had a strong interest in
the manners and customs of the people, villagers and Bedouin with whom they came into
contact, and on occasion compared them to the Old Testament narrative (Burckhardt
1830: 216; Seetzen 1854–9 III: 32).
Seetzen, a rather sceptical Protestant traveller, likened the early history of Israel, and
particularly the Exodus narratives to the Sirat, the great Arabic heroic epics, which were
told by the campfires in Bedouin camps, and in the coffee houses in the towns and cities.
Such epics and hero stories could be found in every national culture, and the Exodus
stories fitted in that tradition (Seetzen 1854–9 III: 119). He also refers to Josephus’
suggestion that Moses was the Egyptian renegade priest Osarseph (Seetzen 1854–9 III:
85). This kind of critical appraisal of the biblical narrative would later become unthinkable
among devout Christian travellers.
For most travellers over the course of the nineteenth century, whether they considered
themselves Christians or not, their reference work remained the Bible. As Porter’s
Handbook would say in 1858: ‘The present work is only intended to be a companion to
it [. . .] Every nook and corner of it is “holy ground”’ (Porter 1858 I: v). These guidebooks
also attempted to prepare the traveller for a country that was very different from Western
civilized society. Nonetheless, arriving in the Middle East was often a culture shock.
Charles van de Velde (1818–98), a Dutch missionary and traveller, had his first taste of it
on his arrival in Beirut in 1851, when meeting and dealing with the local Arabs, and he
never recovered from the shock, during all of his journey, although he reserved most of
his ire for the Bedouin (cf. van de Velde 1854).
(sometimes referred to as the land of Sihon), or the Bashan of Og, and further south
through Moab and Edom.
The scenery of the land inspired the traveller to quote fragments of the more poetic
parts of the Bible such as the Psalms or the Song of Solomon, and biblical place names
invoked extensive reminiscing of the various events and miracles that were connected
with it, as if to strengthen the veracity of the story. Often travellers were moved to tears
at the sight of a particular holy place. Félicien de Saulcy (1807–80), French orientalist and
devout Catholic, was so moved when he entered the Cave of the Annunciation in
Nazareth, that he took pieces of stone from the wall of the cave, to give to his mother and
friends back home (de Saulcy 1854 I: 74–5). Dean Arthur Stanley (1815–81) looked at
the ways in which the landscape had shaped what he called the Holy History, and the
metaphors that were equally used in the Bible itself and by his favourite English poets
(Stanley 1868: 127–32). According to him, the mountains were of particular importance
for the biblical history. At the same time, he warns, the holy places themselves did not
make the Holy Land. If you could remove them (as in the case of the Lady of Loreto, for
example) the Land would still be Holy (Stanley 1868: 471). George Adam Smith (1856–
1942), author of The Historical Geography of the Holy Land (1894), dedicated a chapter
to the scenery of the land and the biblical poetry that celebrated it.
Most travellers saw the Bible depicted in the land. But the landscape also bore messages
for the keen observer. As Edward Robinson (1794–1863) mused when he looked out over
the Dead Sea:
Lovely the scene is not; yet magnificently wild, and in the highest degree stern and
impressive. Shattered mountains and the deep chasm of the rent earth are here tokens
of the wrath of God, and of his vengeance upon the guilty inhabitants of the plain:
when, ‘turning the cities of Sodom and Gomorrah into ashes, he condemned them
with an overthrow, making them an example unto them that after should live ungodly.’
—Robinson and Smith 1860 I: 525
Van de Velde wrestled with his own feelings of ecstatic joy when walking on holy soil,
always reminding himself that the reality of his beliefs was not to be found in those places,
but in himself. To him, his own holy ecstasy was a form of superstition. It was good to see
those places, because they gave him a sense of the reality of the biblical narrative, but the
reality of God’s presence was in the heart, not in those places (van de Velde 1854 II:
10–12). Instead, the Bible played a different, but no less important and visible role in
Charles Montagu Doughty’s magnum opus, Travels in Arabia Deserta (1888). Doughty
spent two years on the Arabian Peninsula, travelling on his own and living with Bedouin
tribes. He rarely refers to the Bible, but the language in which he wrote his account was
moulded on the language of the King James Bible, as well as that of Chaucer and Spenser,
as if designed to create an epic of biblical proportions.
Robinson was an American Biblical scholar who travelled through Palestine with his
colleague Eli Smith in 1838. In their magnum opus, Biblical Researches in Palestine (1860
[1841]), they identified large numbers of biblical place names. The book became the
standard reference for travellers in the Holy Land, and earned Robinson the honorary
title of ‘Father of Biblical Geography’. As they explain in the introduction, the main
purpose of their expedition was to debunk the many fanciful ‘identifications’ of holy
places and discern between what was genuine tradition and what was ‘fastened upon the
Holy Land by foreign ecclesiastics and monks’.
Place name identification relied heavily on linguistics: if a name sounded more or less
like a biblical one, and was more or less in the right area, that was a clear argument for its
identification. Claude R. Conder (1848–1910), who together with Horatio Kitchener
(1850–1916) conducted the Survey of Western Palestine (1871–7) for the Palestine
Exploration Fund, goes so far as to say that proper identification is impossible if the old
name is lost (Conder 1879 II: 182). It helped if there were some ruins to signify ancient
habitation, but as archaeological dating-methods were practically non-existent, as not
much was added to the accuracy of the identification. The Presbyterian minister Josias
Porter (1823–89), who wrote the first guidebook for Palestine (see above), identified
the (Roman and Byzantine period) stone architecture that was typical of the Leja district
in the Hauran across the Jordan, as the ancient cities of Og of Bashan (Porter 1891: 13,
25, 30).
Classical writers (particularly Josephus), early Church fathers (such as Origen, Jerome
and Eusebius), and early pilgrims (Helena, who discovered the holy cross and the holy
tomb, or the Pilgrim of Bordeaux, to name only a few), were also trusted on this
identification, because they were chronologically closer to the original events, and
therefore considered more reliable.
If a place was sacred to all three main religions, such as the Cave of Machpelah in
Hebron, that was also a sure sign of its authenticity (Conder 1879 II: 80). There were
some places that were not in doubt, such as Jerusalem, Bethlehem, Nazareth, Hebron or
Samaria/Sichem, and others which were generally accepted as authentic by travellers,
such as Rachel’s tomb, or Jacob’s well by Sichem (Figure 3.1), but others could be the
subject of heated debates.
A favourite object of research was the Vale of Siddim, and the ‘cities of the plain’:
Sodom, Gomorrah, Admah, Zeboim and Zoar. There were three favourite theories, apart
from the suggestion that the whole story was a legend. The cities were either considered
to be somewhere in the south or south-west region of the Dead Sea, close to Jebel Usdum
(de Saulcy 1854; Smith 1894), or on the north-east side (Wilson 1869; Palmer 1871) or
submerged in the south end of the Sea itself (van de Velde 1854; Lynch 1850). The
present site of Zoara, south-east of the Dead Sea, and now generally accepted as the
ancient site of Zoar, is mentioned by Seetzen and Burckhardt, although Seetzen thought
that Jebel Shera was Zoar. Charles Irby and James Mangles, two English army officers
who were on their way to Petra, which had just been discovered by Burckhardt, came
across a site which they thought could be biblical Zoar east of Lisan, near the mouth of
the Wadi Kerak (Irby and Mangles 1845: 138). While both Robinson and the American
captain Lynch agreed with their identification, what they found may have been the site of
Bab edh-Dhra.
The American Captain William F. Lynch (1801–65) had made a survey by boat of the
River Jordan and the Dead Sea. He and his team were the first to accurately measure the
level of the Jordan Valley and the Dead Sea. Lynch believed that before disaster struck
46 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
the ‘cities of the plain’, what is now the Dead Sea was the fertile valley that Abraham and
Lot looked upon when they decided to part ways. When he got caught in a storm on the
Dead Sea he exclaims ‘How different was the scene before the submerging of the plain’,
which was ‘even as the garden of the Lord!’ It was a popular theory that the plain had
sunk because of an earthquake, and the cities of the plain were buried under the floods as
a result (Lynch 1850: 252; Figure 3.2).
Edward Robinson, on the other hand, assumed that a smaller lake already existed, but
he also agreed that the ‘cities of the plain’ were buried in the waters of the south end of
the sea.
This theory was heavily attacked by de Saulcy, who set out on a special journey to find
them. He had no doubt that Jebel Usdum was Sodom, and a chain of ruins further north,
up to Khirbet Qumran, formed the great city of Gomorrah. Zoar was also on the west
shore of the Dead Sea, and he mocked those who ‘still believe, with Irby, Mangles, and
Robinson, that Zoar was on the eastern shore of the Dead Sea’ (de Saulcy 1854 I: 459).
FIGURE 3.2: The pillar of Salt by Jebel Usdum (Lynch 1849: 308).
47
48 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
He even reinterpreted parts of the Bible to support his conclusions, to the disgust of van
de Velde, who heard de Saulcy speak at a meeting in Brussels. Van de Velde, determined
to prove de Saulcy wrong, subsequently also went to investigate the location of the ‘cities
of the plain’, and in his opinion there could be no doubt that they were submerged in the
south part of the sea. Stanley, on the other hand, thought that de Saulcy could have a
point. And so did George Adam Smith, in a long argument in which he defends the
historicity of the destruction against those who ‘have argued that it is simply one of the
many legends of overturned or buried cities, with the addition of the local phenomena of
the Dead Sea, and of a very much grander moral than has ever been attached to any tale
of the kind’ (Smith 1894: 509). He argued that, if the cities were buried in the sea, it
would have been mentioned in the biblical narrative.
In the mountains on the north-west shores of the Dead Sea, de Saulcy met a group of
Arabs of the Dhullam tribe. In his zeal to find biblical names, de Saulcy immediately
recognized their name as that of the biblical town of Adullam in Judah. Realizing that
Adullam was in the plains, rather than the mountains, he even suggested that there could
have been two Adullams. A large cave nearby could, he thought, well have been the cave
of Adullam where David hid (de Saulcy 1854).
Another fiercely fought-over identification was that of Rama, the birthplace of the
prophet Samuel. It was generally located north of Jerusalem, but James Silk Buckingham
(1821: 163) identified Ramla, east of Jaffa, with Rama, without explaining where the
extra ‘l’ had come from. He was roundly attacked for his identification, particularly in the
conservative Quarterly Review. Buckingham, however, was unrepentant, using the rather
cheeky argument that place names may point to a biblical identification, but not
necessarily.1 Although most explorers looked for Rama south of Jerusalem, either at Nebi
Samwil or at er-Ram, Buckingham found a supporter in Constantin von Tischendorf
(1815–74), who also opted for Ramla, and even explained the discrepancy in the name.
1
Pococke also calls it Rama, and mentions it as the hometown of Joseph of Arimathea – but he also says that the
Arabs call it Rameli (Pococke 1743: 25). Buckingham makes some other interesting mistakes: he equates Zerqa
with Zara, Burza with Bosra or Bosor, and Jahaz with Jabes. It makes one wonder whether he was slightly
dyslexic.
THE HOLY LAND AND THE BIBLE 49
crossed the Red Sea. Seetzen put it at the small arm of the sea north-east of Suez (1854–9
III: 119) as did also Stanley (1868: 36; Palmer 1871: 36), but others looked further down
the coast, to the peninsula of Ras Adabiya (e.g. Bartlett 1854: 18; Robinson and Smith
1860 I: 81; Stephens 1862 [1838]: 187). The next stop was Ayun Musa, the Wells of
Moses, opposite Ras Adabiya, for many an argument in favour of that particular crossing.
The bitter wells of Marah, made sweet by means of a branch of wood thrown in by
Moses, were generally considered to be at Ayn Hawara, but from there the routes could
differ significantly, and as Stanley (1868: 33) says: every traveller thought he had found
the route the Israelites took, but only by checking every possible route could that problem
be solved. In the meantime, he suggested three possible routes, a north, a middle and a
south route, depending on the identification of the sacred mount, Sinai (Figure 3.3). The
two main contenders were Jebel Musa, at the foot of which St Catharine’s monastery
stood, and Jebel Serbal, further to the south-west. The German Egyptologist Karl Richard
Lepsius (1810–84) was convinced Serbal was the holy mountain (1852: 350–71), and he
had his followers, but most explorers preferred Jebel Musa. Edward Henry Palmer
(1840–82) explored Arab oral traditions to determine which was the mountain of the
Law (cf. Palmer 1871).
Regardless of whether they favoured Jebel Musa or Serbal as the mountain of the Law,
all travellers stopped at the monastery of St Catharine, although most of them showed a
healthy distrust of the holy places pointed out to them by the monks: the location of the
burning bush, or the various places where Moses performed his miracles. Robinson was
shown the place where, according to the monks the rebels Korah, Dathan and Abiram
were swallowed by the earth, ‘the good fathers of the monastery, as a matter of
convenience, having transferred the scene of that event from the vicinity of Kadesh to this
place’ (Robinson and Smith 1860 I: 113).
Another contested place was Kadesh Barnea. The American Presbyterian evangelist
Henry Clay Trumbull was convinced he had finally discovered its real location, and
dedicated a book to his discovery (1884). Unfortunately for him his identification with
Ein Qedeis is now generally rejected, and C.L. Woolley and T.E. Lawrence’s later
identification with Tell Qudeirat is the generally accepted one.
One thing that baffled most travellers, was the sheer number of people that, according
to the narrative, took part in the Exodus. Based on the text of Num. 1.45, which mentions
603,550 men over twenty years old (without even counting the Levites), there must have
been about two million people if one included women and children. They struggled to
understand how the desert could feed and particularly water two million people and their
animals, during such a long period.
Very few travellers dared question the numbers. One of them was Harriet Martineau
(1802–76). Martineau was a sociologist writer, who was brought up as a Unitarian, but
later turned atheist. She had translated the works of Auguste Comte into English, and was
a friend of Charles Darwin. She wrote extensively on social issues, and believed that the
Mosaic religion represented a new phase in the progress of humanity, ‘a truth so holy and
so vast that even yet mankind seems scarcely able fully to apprehend it: the truth that
all Ideas are the common heritage of all men, and that none are too precious to be
communicated to every human mind’ (Martineau 1848: 288). It made obsolete the
idolatrous religions of Egypt and the surrounding countries. In the end, she claims, it
failed, because Israel was not ready for it.
Martineau was not very interested in determining the route the Israelites took, or their
number. According to her ‘the numbers and dates of the narrative are regarded by all the
50 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
learned [. . .] as untenable’ (1848: 307), something that was not reflected in most travel
accounts.
Those that did not doubt the biblical figures had to look for other solutions. The most
common suggestion was that the desert in the days of the Exodus was greener, and had
more water. And, of course, there were the manna and the quails. The alternative offered
by William H. Bartlett (1854: 19–21), however, rejects all such natural explanations, and
urges his readers to simply accept that the Exodus was one continuous divine miracle,
because it could not be anything else.
2
https://en.wikipedia.org/wiki/Palestine_Exploration_Fund (accessed 26 July 2020).
52 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
sketch. And in a pamphlet for his home front, the evangelical missionary Archibald Forder
(1863–1934) classified the population of the Arabian desert, following closely the Table
of Nations, embellished with local Arab tradition. Arabs were the descendants of Ishmael,
son of Abraham, and therefore close relatives of the Israelites. They inhabited Arabia
Deserta. Arabia Felix was populated by the descendants of Joktan, also known as Qahtan,
another descendant of Shem. The Beni Qahtan created thus the kingdoms of the Yemen
and the Hedjaz. After Abraham had expelled them, Ishmael and Hagar were kindly
received by these peoples. Ishmael married into the family of Jurham, one of the
descendants of Joktan, and had twelve sons (Genesis 25), who went on to become great
tribes, and who were the ancestors of the wandering Arabs, the ‘Children of Ishmael’.
And these, according to Forder, had ‘preserved their language, manners and peculiar
customs more perfectly than any other’, so that ‘one can hardly help fancying himself
carried back to the days of Abraham’ (Forder 1902: 84).
Conder’s arguments for the historicity of the biblical narrative have undertones of
typical Victorian racialism: Semitic people have no aesthetic faculty – no art, no sculpture,
no poetry that we would recognize as such (Conder 1879 II: 208). They also have no love
of nature for its own sake, but only as phenomena created by God. It follows that Semites
cannot have a mythology, so the Old Testament cannot possibly be mythological, it must
therefore be a truthful narrative of actual events (Conder 1879 II: 208). His denial of the
culture of the Arab population is astonishing, as it was well known in his time that they
had a rich oral tradition.
The story of Jonah was accepted as a fable by most (but not all) travellers, which did
not stop them from speculating about the nature of the fish. Buckingham (1821: 149) saw
a connection with the story of Perseus and Andromeda. But Jonah was an exception.
Denying the existence of divine intervention in the history of Israel, as well as Jesus’s
miracles, where there was no natural explanation, was the greatest danger that threatened
a person’s beliefs.
External sources were still relatively rare in the nineteenth century. Although Egyptian
hieroglyphs had been deciphered in 1822, and the various cuneiform scripts and languages
around the middle of the century, translations were still fairly rare and not always accurate,
and the historical documents on which travellers depended for corroboration of the
biblical narrative came mainly from Greek and Latin sources. A comparison of different
versions of the text itself was another way of arriving at the truth. It was the main purpose
for which the German scholar von Tischendorf travelled through the Middle East, in
search of ancient manuscripts of the Bible. His greatest discovery was the Codex Sinaiticus,
a fourth-century manuscript of the New Testament, which he discovered in the monastery
of St Catharine.
Some of these traditions had an obvious Christian origin, from the discovery of the
True Cross by Helena and the accounts of the Church Fathers, to the location of the
burning bush by St Catharine’s monastery and all the places where Jesus dwelt in
Jerusalem, but others were more difficult to place and some were part of the Islamic or
even older local traditions. The Sinai was full of references to the Exodus: wells and
mountains named after Moses or Aaron, or the last struggle of Pharaoh (Stanley 1868:
28). Stanley also thought he had found the names of Jethro and his daughters in various
wadis and mountains on the peninsula (1868: 32–3).
Seetzen (1854–9 III: 15) visited a place called Madara, which, according to local
tradition, had been a great city once upon a time. Its inhabitants were turned into stones
by Allah, for the same crime that condemned the inhabitants of Sodom and Gomorrah.
The same story was later told to other travellers (Trumbull 1884: 136–7).3 Abraham,
who, through his son Ismail, was a patriarch of both Muslims and Israelites also figured
in many local stories, as did Ismail himself. David, and particularly his glamorous son
Solomon were credited with various great building works, such as the temple of Baalbek,
and the ruins of Palmyra (Volney 1788 II: 243). Buckingham heard a local sheikh tell of
the destruction of Amman and Jerash by Solomon:
One day [. . .] when Solomon, the son of David, paid a visit to the prince of Amman,
the king of Jerash was also present; and as they ascended together the steps of the great
palace (meaning the benches of the theatre at Amman), to the summer seat of the
sovereign of that city, Solomon, the son of David, exclaimed, ‘O! Princes! Our empires
are on the decline; our cities must soon decay, and our realms be deserted and
depopulated.’ They expressed a hope that, under the blessing of God, that period was
still far distant, when the King replied, ‘Be not deceived, the sign of destruction already
approaches, for, behold! Even oil hath risen to the price of three paras a skin!’
—Buckingham 1825: 95
These stories were duly noted by the travellers, who, although they found them colourful
and interesting, dismissed them as local folklore. The Muslim tradition, which placed
Moses’ grave at the site of Nebi Musa, west of the Jordan, was dismissed as a Muslim
aberration of Scripture, because ‘it is perfectly certain that Moses died on the further side
of the Jordan, and that he was buried in a valley belonging to the land of Moab’ (de
Saulcy 1854 II: 195).
Many of these local traditions had been collected in the seventeenth century by the
French orientalist Barthélemy d’Herbelot (1625–95), in his Bibliotheque Orientale (1697),
a collection of Arabic and other manuscripts and traditions, and of which particularly
Buckingham made extensive use in his local descriptions.
An interesting ‘tradition’ was noted by Henry Maundrell (1665–1701), a seventeenth-
century minister to the Levant Company in Aleppo, who came to the Holy Land to
celebrate Easter in Jerusalem with some of his flock. He remarked that many of the holy
places he was shown seemed to be caves, even if there was no reason for it (1703: 113).
He also visited the Milk Grotto, which was turned white when Mary accidentally spilt a
drop of Holy Milk when feeding the Baby Jesus. Chalk from the grotto was supposed to
increase a woman’s milk, and was widely used ‘for that purpose, and that with very good
3
Trumbull suggests Madara was the site of Aaron’s burial, rather than Jebel Haroun by Petra.
54 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
effect; which perhaps may be true enough, it being well known how much fancy is wont
to do in things of this nature’ (1703: 90).
The idea and the promise were in strict accordance with Bedouin notions, and greatly
delighted both him and his father Abdallah, to whom they were in due course
communicated. Arab custom is very little changed on the point of marriage from
what it was in the days of Abraham; and it was natural that both father and son should
wish for a wife for him of their own blood, and that he should be ready to go far to
fetch one.
—Blunt 1881 I: xi–xii
The parallels with Isaac’s quest for Rebecca are obvious, but it gets better. Once Muhammad
has found his bride, her father first increases the bride price, and then tries to replace the
chosen bride with her elder sister, like Laban did to Jacob, Isaac’s son, and with the same
argument, that he cannot marry the youngest daughter while the elder is still unmarried.
Ulrich Seetzen called Abraham ‘the great Bedouin Sheikh’ (Seetzen 1854–9 III: 32) and
compared him and his history to the world of the Bedouin as he encountered it. The idea
that the Bedouin of the desert reflected the lifestyle and philosophy of the Patriarchs in
the Bible was popular, particularly by more romantically inclined travellers. Others
equated the Bedouin with the traditional enemies of Israel: the Amalekites and Midianites
‘and in the Tiyâha, Tawârah, or ‘Alawin tribes, with their chiefs and followers, their dress,
and manners, and habitations, we probably see the likeness of the Midianites, the
Amalekites, and the Israelites themselves in this their earliest stage of existence’ (Stanley
1868: 27).
Also, life in the villages and the fields, the labouring of the Fellahin and their skirmishes
with the Bedouin were a source of inspiration. When Maundrell (1703: 188) observed
farmers ploughing the field, he was particularly impressed by the goads they used to drive
the oxen. He described and measured them, and suggested that Shamgar (Judges 3) used
such a goad to kill the Philistines ‘a weapon no less fit, perhaps fitter, than a sword for
such an execution’.
Conder’s (1879 II: 204–35) chapter on ‘the origin of the Fellahin’, is a nice Victorian-
style analysis of the national character of the Semitic ‘race’, whether Jews or Arabs. They
had a lot of good qualities, as long as they were unspoilt by the influence of ‘the worst
class of tourists’. But their worst vice was that of untruthfulness, a trait already found in
the Old Testament, in the story of Jacob and Esau. At the same time, their conceit was
also intolerable, particularly in light of the obvious superiority of the Aryan races. Again,
both Jews and Arabs were guilty of it, a worthy illustration of the parable of the Publican
and the Pharisee (Conder 1879 II: 212–13). However, based on the language spoken by
the Fellahin, Conder concluded that they probably descended from the pre-Israelite
THE HOLY LAND AND THE BIBLE 55
population of Palestine, and were, as hewers of wood and drawers of water, obviously
inferior to their Israelite overlords.
Laurence Oliphant (1829–88) would have concurred with that. Oliphant was a British
diplomat, writer and Christian Zionist, who at had settled in Haifa. During one of his
trips in the region he discovered a village in northern Galilee, Bukeia, which was inhabited
by Muslims, Greek Orthodox Christians and Jews, and in which, according to his
informants, the Jews had lived uninterrupted since before the destruction of the temple.
The local Arabs, therefore, had to be the direct Canaanite descendants of the pre-Israelite
population of the region (Oliphant 1887: 109–10). Archibald Forder also dedicated a
whole chapter to verse-by-verse comparisons of biblical descriptions and Arab customs.
For him those age-old customs and traditions were clear proof of the truth of the biblical
narrative.
Many Bedouin customs related to hospitality, honour and warfare did indeed resemble
biblical laws and customs. Robinson mentions the Bedouin custom of thar (blood revenge):
‘this is the ancient blood-revenge of the Hebrews, which was so firmly fixed in all their
habits of life, that even the inspired lawgiver did not choose to abolish it directly, but only
modified and controlled its influence by establishing cities of refuge. Nothing of this kind
exists among the Arabs’ (Robinson and Smith 1860 I: 141).
Robinson also compared the confrontation between David’s band of outlaws and
Nabal to the paying of protection fees to the Bedouin by the local farmers, but he gave it
a rather rose-coloured interpretation. In his version David was ‘doing them good offices,
probably in return for information and supplies obtained through them’, rather than the
protection racket that it really was (Robinson and Smith 1860 I: 498). Conder, in his Tent
Work in Palestine (1879 II: 88) also compared the Bedouin practice of extracting khawa
from the villages in return for protection with the story of David and Nabal.
An interesting description of Bedouin warfare is recorded by Burckhardt:
When two hostile parties of Bedouin cavalry meet, and perceive from afar that they are
equal in point of numbers, they halt opposite to each other out of the reach of musket-
shot; and the battle begins by skirmishes between two men. A horseman leaves his
party and gallops off towards the enemy, exclaiming, ‘O horsemen, O horsemen, let
such a one meet me!’ If the adversary for whom he calls be present, and not afraid to
meet him in combat, he gallops forwards; if absent, his friends reply that he is not
amongst them. The challenged horseman in his turn exclaims, ‘And you upon the grey
mare, who are you?’ the other answers, ‘I am *** the son of ***’. Having thus become
acquainted with each other, they begin to fight; none of the bystanders join in this
combat, to do so would be reckoned a treacherous action; but if one of the combatants
should turn back, and fly towards his friends, the latter hasten to his assistance, and
drive back the pursuer, who is in turn protected by his friends. After several of these
partial combats between the best men of both parties, the whole corps join in
promiscuous combat.
—Burckhardt 1830:174
Burckhardt leaves it to the discerning reader to draw the obvious parallels.
These comparisons between the biblical narrative and the people and customs of the
land were made by most travellers but some took it further than others. William Hepworth
Dixon (1821–79) in his handbook The Holy Land (1865) created an illustration of the
Bible, using numerous sources and traditions to paint a lively impression of the life of
Jesus. His chapter on the life of the Holy Family is fascinating in its detail, taken from the
56 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Bible, the Apocrypha (gospel of James) and other traditions and sources and describes the
life of Joachim and Anna, Mary and Joseph, and the whole family in fascinating detail.
He calls his book ‘a study of the scenery and politics of the Sacred Story’ (Dixon 1865).
That the road from Jerusalem to Jericho was as dangerous as it had been in the days of
Jesus, was discovered by Frederick Henniker (1793–1825) when he was robbed by
Bedouin and left half dead and naked by the side of the road (Henniker 1823: 284).
Paintings of biblical scenes also changed significantly during this period, largely thanks
to an increased interest in and knowledge of local dress and architecture, as well as a more
critical attitude towards it (Tromans 2008). In 1821 Buckingham could still complain that
paintings which he had seen in Nazareth depicted Joseph and Mary dressed up in the
richest robes and finery. He could condone that in European depictions of those scenes,
but in the land itself painters should have known better and depicted their characters in
the more suitable local dress (1821 I: 98). But things were about to change. Painters such
as William Holman Hunt (1827–1910) and David Roberts (1796–1864) travelled to the
Holy Land to study and paint the landscape, the architecture and the people. In 1854
Holman Hunt settled in Jerusalem, in order to paint his Finding Christ in the Temple, for
which he wanted portraits of Jerusalem Jews. He dressed the boy Jesus in an abaya of the
kind made in Jenin. For his haunting painting of the Scapegoat he stayed at the south end
of the Dead Sea for a fortnight, only attended by a dragoman and a guide, in order to get
the right colouring of the Moab mountains by sunset at the right time of year.
4
https://en.wikipedia.org/wiki/Palestine_Exploration_Fund (accessed 26 July 2020).
THE HOLY LAND AND THE BIBLE 57
opposed to those who occupied it at the time. In 1875 Lord Salisbury could describe it at
a meeting of the Fund as ‘a land without a people’ for ‘a people without a land’. The
Ottoman Empire was crumbling, and Britain, which was already a world empire,
considered itself eminently suited to reclaim Jerusalem, and rule Palestine for the benefit
of its people and the Christian world. In the eyes of many it had every right to do so. And
the Bible supported the British claim: ‘With the Protestants there is a large class who base
their belief in an immediately pending alteration in the political conditions under which
Jerusalem now exists, upon their interpretation of prophecy. They profess to find it clearly
indicated in Ezekiel, Daniel, Revelations [sic], and elsewhere in the Bible, that the
protectorate of Palestine is to be vested in England’ (Oliphant 1887: 313).
The English were not the only ones, however. Von Tischendorf saw a beautiful task for
Germany. Standing on a height north of the town of Nazareth and looking over it he
exclaimed:
Here did the Saviour, when he looked over the ocean to the west, certainly often think
of thee, thou beloved Germany! He thought of thee, because he knew that thou
wouldst one day be called on as the holy avenger of the truth, to fight and bleed in
opposition of falsehood; that thou wouldst found, in German hearts, a bulwark for the
faith comprised within the Epistle to the Romans, when it had vanished from the
palaces of the city upon the seven hills.
—von Tischendorf 1847: 232
Johann Sepp (1863) also saw a noble task for Christianity: it was the duty of the Christian
Western world to reconquer the Holy Land and rescue it for Christianity, just like the
Crusaders had tried but failed to do 800 years earlier.
The Palestine Exploration Fund was founded in 1865 with the express aim of
investigating the Holy Land, by employing ‘competent persons’ to examine the
archaeology, manners and customs, topography, geology and natural sciences (Grove
1869; Figure 3.4). One of the first ‘competent persons’ to be sent out was Charles Warren
(1840–1927), who excavated underneath the Haram es-Sharif in Jerusalem, in the hope
of finding traces of Solomon’s temple. Another aim of the scientific pursuits of the Fund
was less explicitly stated, but equally important: to gain an insight into the strategically
important features of the land, and particularly of Jerusalem. Charles Warren’s exploration
of Jerusalem therefore was as much strategic as it was archaeological.
Other scholarly societies followed: the American Palestine Exploration Society in
1870, later replaced by the American Schools of Oriental Research, the Deutsche
Verein zur Erforschung Palästinas in 1877, and in 1892 the French École Biblique et
Archéologique, all of which had bases in Jerusalem from which they organized and
supported research into the history of the Bible.
FIGURE 3.4: A theodolite party at work in the Holy Land (Conder 1879: title page).
(Finn 1878 II: 56), and wealthy Jews like Moses Montefiore saw the prospect of a Jewish
homeland as an increasing reality, following the probable collapse of the Turkish empire.
Protestant Christians, particularly evangelicals who believed firmly in the second
coming of Christ, which was to take place in Jerusalem, felt more affinity with the Jews
of the country, with whom they shared, at least partly, the same religion and the same
expectations, than with the Arab population. They supported the return of Palestine to
the Jews, in accordance with God’s promises in the Old Testament.
James Finn (1806–72), second British consul of Jerusalem from 1845 onwards, firmly
believed in the need to convert the Jewish population, and to lift them out of their misery
and poverty. He was one of several people who initiated agricultural and other projects
to try and make the Jewish community self-supporting. These projects often failed because
of resistance by the local rabbis, who abhorred any secular interference with their
community, however beneficial.
A variation on the Jewish return to Palestine was devised by Laurence Oliphant. In
1879 he suggested settling the land of Gilead, east of the Jordan, by Jewish colonies under
the authority of the Porte in Istanbul. The scheme was aborted by a flat rejection by the
Sultan though, and after the pogroms in eastern Europe in the early 1880s a renewed
wave of Jewish refugees flocked into Palestine itself.
Charles van de Velde was another evangelical Christian traveller who expressed his
conviction that the Jews would regain the country, quoting God’s repeated promises in
the Bible, once ‘the curse had been fulfilled’ (the curse in his view being the Ottoman
Empire), and once they had all been converted to Christianity. He praised the activities of
the London Society for Promoting Christianity Among the Jews, and lamented its lack of
success (van de Velde 1854 II: 224). In effect, most travellers saw the conversion of the
Jews to Christianity as a precondition for their regaining of the land. In due course these
proponents would be labelled Christian Zionists.
Antisemitism in this time was largely aimed at the religion of the Jews, rather than
their ethnicity. Johann Sepp compared the Old Testament with Hagar’s child Ismael, and
the New Testament with Sarah’s child Isaac, and claimed that the Jews who stuck to the
old religion were as Hagar’s children who were not entitled to the inheritance (1863 I:
77). There were, however, other views. Dixon (1865), for instance, believed that the
return of the Jews to Palestine could be contrived only through a miracle, not through
their own efforts. He saw their attitude of keeping themselves apart from the world, and
considering contact with gentiles as defiling, as the main cause for antisemitism. At the
same time, it was a sense of guilt towards the Jews that led to efforts to support their
return to Palestine, and paid for such projects as that James Finn tried to set up. The
reason he believed these projects failed was that the Jews were too lazy, and too used to
charity.
A particularly infamous book was written by Richard Burton, always a controversial
man. It was called The Jew, the Gypsy and el Islam (1898), and it was heavily antisemitic,
using quotes from the Bible, particularly from the Pentateuch and the laws of Moses to
argue his case. Burton seems to have credited the stories that Jews sacrificed gentile
children (1898: 34–6) explaining it as an act of revenge against the treatment they
received from the world, and quoting Shakespeare’s Shylock. Burton equally endorsed in
his description all the other vices that had traditionally been ascribed to Jews: usury,
greed, exceptionalism and a meticulous, even ridiculous, adherence to the outward
religious instructions of the Talmud and the Torah. According to him Western European
scholars and travellers painted a much too rosy picture of the ‘Jewish race’, mostly out of
60 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
a sense of guilt. The book was published posthumously, in 1898, because Burton’s friends,
with some justification, thought it was too antisemitic and would make him a lot of
enemies.
Lastly, according to Conder (1879 II: 295), ‘The good qualities of the Jews are
numerous: they are energetic and able, very courteous to strangers, and charitable to one
another; but they are fanatical to the last degree, and Palestine under Jewish government
would probably be closed against outer influence even more effectually than it is under
the Turks.’
LOCAL CHRISTIANITY
Since the beginning of Christianity there had been Christian communities in Palestine.
The main local Christian communities were Greek Orthodox or Latin. Monasteries and
convents were dotted all over the country, inhabited by mostly European monks, and
there were Christian Arab communities, with their own Orthodox priests. Most travellers
were either scathing about them, or viewed them with pity, deploring their ignorance and
lack of ‘true’ faith (e.g. Buckingham 1821: 235–6, 1825: 47, 231). Edward Daniel Clarke
(1769–1822), who travelled the region around 1800, lamented that ‘The pure gospel of
Christ, every where the herald of civilization and of science, is almost as little known in
the Holy Land as in Caliphornia or New Holland’ (1814: 246).
Since most of the local population was illiterate, oral traditions played an important
role in people’s religion. Buckingham, trapped by snow in es-Salt, east of the Jordan,
recounts in 1821 a session of evening storytelling by the local priest, who entertained
the audience with a rendering of the destruction of Sodom and Gomorrah. Conder (1879
II: 224) also mentions the garbled stories, merging local traditions with biblical narrative
and heroes, and their presumed graves, and he blames the teachings of medieval monks.
At the same time, he points out (1879 II: 234) that while the state of the population in
the villages is generally poor and miserable, Christian villages ‘thrive and grow, while
Moslem ones fall into decay’, seeing this as evidence of the superiority of Christianity
over Islam, although he does concede that part of it may have been because of the foreign
support and protection that Christian villages received.
While the travellers felt pity for the ignorance of the local Christians, they were more
scathing about that of the monks, particularly those who guarded the holy places. Edward
Clarke complained that ‘devout but weak men’ who come on their pilgrimage are either
taken in by the superstitious exhibitions and embellishments, or when they see through it,
end up being overwhelmed by scepticism and at risk of losing their faith altogether. While
European Christians send missionaries to bring the gospel to the remotest places, ‘the
very land whence that gospel originated is suffered to remain as a nursery of superstition
for surrounding nations’. The whole thing started with Helena, mother of Constantine,
who – with the best intentions no doubt – covered every sacred spot with a church. ‘Had
the sea of Tiberias been capable of annihilation by her means, it would have been
desiccated, paved, covered with churches and altars, or converted into monasteries and
markets of indulgences, until no feature of the original remained, and this by way of
rendering it more particularly holy’ (Clarke 1814: 265).
Where Islamic and Old Testament traditions touched, such as in the patriarchal
narratives, or some of the Exodus stories, the Jewish traditions were invariably adhered
to, and the Islamic traditions dismissed, as in the traditions around Nebi Musa, the
Muslim burial place of Moses west of the Jordan.
THE HOLY LAND AND THE BIBLE 61
MISSIONARIES
A special category of travellers were the missionaries. While many travellers were
convinced that Islam was the curse of the region, some went with the special mission of
converting the population to Christianity. An English couple, William and Jane Lethaby,
with the typical predilection of many missionaries for inaccessible, dangerous and remote
regions, started a mission in Kerak, which was ruled by the infamous Majali family (Durley
1910). After a few years they were joined by Archibald Forder and his wife (Figure 3.5).
When the independent mission was taken over by the Church of England, Forder decided
to leave, and ventured into the Arabian desert to preach the gospel to the Bedouin. He
had Bibles printed to look like Qur’ans, which he distributed, risking his own life on
numerous occasions for the sacred cause, and he describes his adventures with gusto. But
many travellers also indulged in a bit of part-time converting, during conversations with
their guides or Arab hosts.
62
THE HOLY LAND AND THE BIBLE 63
their own necks. So much for the physical impression. As to the moral effect, that is
quite a different affair: we are in Jerusalem. Everything is comprised in that word.
—de Saulcy 1854 I: 118
Their awe for the holiness of the city did not extend towards its inhabitants. Volney (1788
II: 304) claimed that the inhabitants of Jerusalem had the reputation of being the vilest
people in Syria, worse than those of Damascus. The Jews were the most miserable and poor,
and evoked pity in most of the travellers. Muslims and the various local Christian sects were
a subject of scorn. The degrading squabbles over control of the Church of the Holy
Sepulchre by the various Christian groups, and the ritual of the lighting of the Holy Fire at
Easter, were in for particular derision. Seetzen calls it a carnival, Maundrell a bacchanal.
Once they had overcome their culture shock at finding the city cramped and
overcrowded with Muslims, Jews, monks and pilgrims, who all considered it their own
Holy City, they would start looking for the Footsteps of Jesus, Bible in hand. Once again,
reactions differed greatly, from being moved to tears by the awareness of being in the
presence of the Saviour, to indignation at the way most of the holy places had been
decorated and adorned with chapels and churches, and generally so cut up as to be
unrecognizable. Nevertheless, for some the architecture of Jerusalem, its narrow, stone-
paved and half-covered streets, its walls and small houses, took them back to the time
when Jesus and his disciples walked the same streets – or so they imagined. There was
room for heated debate: the identification of the holy places with which the town was
dotted was discussed, scrutinized and rejected, and alternatives suggested.
The most important one, and the first for many to visit, was the Church of the Holy
Sepulchre. Discovered by Empress Helena, the mother of Emperor Constantine, the
presumed locations of Golgotha and the Tomb were covered by a church, destroyed and
rebuilt several times in the following centuries, the last time in 1808, when a fire caused
the dome to collapse. The authenticity of Helena’s discovery was rarely doubted until the
64 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
nineteenth century. The fact that Golgotha was supposed to lie outside the city was
explained away by Maundrell in 1703 by stating that the sanctity of the place had
‘attracted the city round about it, and stands now in the midst of Jerusalem, a great part
of the hill of Sion being shut out of the walls, to make room for the admission of Calvary’
(1703: 96).
Other places, however, were met with more scepticism. Maundrell expresses some
doubt about the locations of the twelve stages of the cross, all conveniently laid out in the
church building itself. Buckingham was shown the house of Uriah, Bathsheba’s first
husband, and her bath, and when he expressed scepticism, quoting a biblical passage to
support it, he was told by his guide,
that he considered the authority of the friars, who had lived here many years, to be of
greater weight than any Scriptures, and that if I began to start doubt of this nature in
the beginning of our visit to the holy places, there would be an end to all pleasure in
the excursion. I therefore bowed assent, and remained silent.
—Buckingham 1821: 186
Scepticism about the Holy Sepulchre itself also began to creep in during the nineteenth
century. Early in the century both Chateaubriand and Clarke expressed their doubt, citing
lack of evidence. Clarke is rather scathing about the ‘evidence’ that he is shown (Clarke
1814: 329–33). Edward Robinson sums up the various arguments, and while he has
serious doubts about the location, he concedes that the real location of the tomb and
Golgotha would probably always remain a mystery (Robinson and Smith 1860 I: 407–
18); one bold suggestion was that the Holy Sepulchre itself was under the Dome of the
Rock, which was built by Constantine (Fergusson 1847: 76). Oliphant, on the other hand,
suggested that the Church of the Holy Sepulchre covered the tombs of the Kings of Israel
(Oliphant 1887: 306).
Archaeology was also beginning to play a more important role in the identification
of the holy places of Jerusalem. Already in 1817 Charles Irby (1789–1845) and James
Mangles (1786–1867) were conducting secret excavations in the tombs of the Kings
outside the city walls, and managed to blow a hole in one of the tombs before they were
discovered. De Saulcy also conducted excavations in the tombs, and appropriated a
sarcophagus for the Louvre. De Saulcy’s archaeological researches relied heavily on the
dating of architectural styles. Assuming erroneously that the Western Wall was part of the
original temple of Solomon, he declared that this wall was so perfectly built that it could
not have been Greek or Roman, it had to be original Solomonic architecture (de Saulcy
1854 II: 100). As a consequence, he ‘recognized’ remains of Solomonic architecture in
many other places in the town.5
The first ‘real’ excavations in the town were conducted in 1867 by Charles Warren, on
behalf of the Palestine Exploration Fund. The water shaft that he discovered, so-called
Warren’s shaft, was immediately identified as part of the tunnel system through which
Joab, David’s general, secretly entered the city on the eve of its conquest by David. He
reported regularly in the Palestine Exploration Fund’s Quarterly Statements, both on his
excavations, and on a number of other subjects of archaeological or topographical
interest, but always with the pen in one hand, and the Bible in the other.
5
To do de Saulcy justice, though, it must be said that he was the first to suggest that Tell es-Sultan in the Jordan
Valley was ancient Jericho (de Saulcy 1854 II: 41).
THE HOLY LAND AND THE BIBLE 65
CONCLUSION
The nineteenth century in Western Europe and the United States was an age of
enlightenment, of great scientific discoveries and new ways of thinking about the world,
life and humanity. It was an age of optimism and progress, in which the West saw itself as
the guardians of civilization. This self-confidence, the sense of moral and cultural
superiority, shines through in the travel books of the period. Travellers and explorers saw
themselves as missionaries, representing the light of Western culture and civilization. This
self-confidence emanates from the accounts of their journeys of discovery in the Holy
Land, the cradle of Christianity, of their own Western morals and values. They express awe
and even humility at walking on holy ground, at being in the presence of the origins of
their faith, and of all the holy places mentioned in their Bible, but by doing so they claim,
as it were, spiritual ownership of it. It is what Edward Said (1935–2003) condemns as
nineteenth-century appropriation, a form of cultural colonialism. There was, additionally,
a more politically motivated angle, which was the conviction that the Turkish empire was
a disastrous influence on the region, and that only a Western government would save it for
Christianity. The expected crumbling of the Ottoman Empire left a gap that should
rightfully be filled by an enlightened, Western government, that could protect Christian
and Jewish holy places and the Jewish population. The influx of Jewish immigrants in the
second half of the century was seen as a major incentive to bring that about.
But these travel accounts display another aspect of the age of discovery. Many accepted
truths from the biblical narrative, the pillars of Christianity, were thrown into doubt or
simply crushed under the weight of scientific evidence. To retain their faith, explorers had
to reconcile these discoveries with their beliefs. They looked for natural and scientific
explanations for miracles, and evidence ‘on the ground’ of the biblical narrative; to claim
their Bible as a proper history book. They needed to see for themselves, to find a way to
accept both as truth, and live in both worlds at the same time: that of the age of discovery
and that of their beliefs.
REFERENCES
Bartlett, W.H. (1854), Forty Days in the Desert, on the Track of the Israelites; or, A Journey from
Cairo to Mount Sinai and Petra, London: Bell and Daldy.
Blunt, A. (1881), A Pilgrimage to Nejd, the Cradle of the Arab Race: Visit to the Court of the
Arab Emir, and ‘Our Persian Campaign’, 2 vols, 2nd edn, London: John Murray.
Buckingham, J.S. (1821), Travels in Palestine Through the Countries of Bashan and Gilead East
of the River Jordan, London: Longman, Rees, Hurst, Orme and Brown.
Buckingham, J.S. (1825), Travels Among the Arab Tribes Inhabiting the Countries East of Syria
and Palestine, London: Longman, Rees, Hurst, Orme, Brown and Green.
Burckhardt, J.L. (1830), Notes on the Bedouins and Wahábys, Collected During His Travels in
the East, London: Colburn and Bentley.
Burton, R.F. (1855), Personal Narrative of a Pilgrimage to al-Medinah and Meccah, Leipzig:
Bernhard Tauchnitz.
Burton, R.F. (1898), The Jew, the Gypsy and el Islam, Chicago: Herbert S. Stone.
Clarke, E.D. (1814), Travels in Various Countries of Europe, Asia and Africa: Greece, Egypt and
the Holy Land, Section I, 4th edn, New York: D. Huntington.
Conder, C.R. (1879), Tent Work in Palestine: A Record of Discovery and Adventure, Volume 2,
London: Richard Bentley and Son.
66 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Stephens, J.L. (1862 [1838]), Incidents of Travel in Egypt, Arabia Petraea, and the Holy Land,
New York: Harper and Brothers.
Strauss, D.F. (1846), The Life of Jesus, Critically Examined, 3 vols, transl. G. Eliot, London:
Chapman Bros.
Thomas Cook and Son (1876), Cook’s Tourists’ Handbook for Palestine and Syria, London:
Thomas Cook and Son; Simpkin, Marshall.
Tischendorf, C. von (1847), Travels in the East, transl. W.E. Shuckard, London: Longman,
Brown, Green and Longmans.
Tristram, H.B. (1865), The Land of Israel: A Journal of Travels in Palestine, London: Clay, Son
and Taylor.
Tromans, N. (2008), ‘The Holy City ’, in N. Tromans (ed.), The Lure of the East: British
Orientalist Painting, 162–97, London: Tate Publishing.
Trumbull, H.C. (1884), Kadesh Barnea: Its Importance and Probable Site, New York: Scribner.
van de Velde, C.W.M. (1854), Narrative of a Journey Through Syria and Palestine in 1851 and
1852, 2 vols, Edinburgh: William Blackwood and Sons.
Volney, C.-F. (1788), Travels in Syria and Egypt During the Years 1783, 1784 & 1785, translated
from the French, Perth: R. Morison.
Wellhausen, J. (1883), Prolegomena zur Geschichte Israels, Berlin: G. Reimer.
Wilson, C.W. (1869), ‘On the Site of Ai and the Position of the Altar Which Abram Built
Between Bethel and Ai’, PEFQS, 1 (4): 123–6.
68
CHAPTER FOUR
Phantoms, factoids
and frontiers
Social anthropology and the archaeology of Palestine
DERMOT NESTOR
69
70 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
the act of historical reconstruction, presents less as an act of objectification than one of
participation. Despite the obvious appeal and indeed the significant impact of this thesis,
the creative tension it introduces between a text that demands to be interpreted and its
interpreter whose expectations exceed the horizon of any previous audience, the approach
would appear to suffer from two related and potentially debilitating limitations. First of
all, the interpreting agent within the equation often seems to operate in the absence of
any informed questioning or critique of the motivations, presuppositions or dispositions
that inform their interpretation (Habermas 1972). Less generous commentators would
suggest that there are certain interpretations that deliberately disguise the significance,
even the existence, of such influences. The sceptre of unreflective and/or unchallenged
modes of historical reconstruction points to the second limitation; that of horizon. While
the etymology of this term would seemingly prescribe the limit of any individual’s
knowledge, experience or interest, the much-vaunted fusion of horizons does little to
relax such constraints. On the contrary, and within the particular schemas popularized
within biblical studies, participation within and/or a contribution to the interpretive
tradition of any text often amounts to little more than the sterile reproduction of it. There
seems to be limited scope to question or to reject the interpretive paradigms that have
already established themselves and which exert their independent logic and their force.
Interpretive novelty is often regulated, and any future reading seemingly already
prescribed (Bourdieu 1977; Nestor 2010; Pfoh 2010).
Such observations thus acknowledge and equally affirm the important historiographic
principle that the past is inevitably presented using categories and paradigms drawn
from the present. In the process, they also function to problematize the quality and
character of any past which the archaeologist might claim to reconstruct. As a result, one
is forced to sound a cautionary note as to the status of the primary data source which
that discipline has traditionally appealed to and utilized, material culture. For despite its
seemingly fundamental role, widespread use and general acceptance, such ubiquity
does not reflect a similarly universal understanding; whether of its meaning and/or
significance. Rather material culture and indeed the ‘archaeological record’ (Patrik 1985)
of whichever past it is deemed to constitute has meant different things, to different
people, at different times and for different reasons. Such alterity is not an outcome of
the kind of free-ranging eclecticism once derided by Marvin Harris (Harris 1979: 290)
but is, at one level, a function of archaeology’s distinctive and venerable relationship
with the discipline of anthropology: a relationship perhaps personified by Willey and
Phillip’s statement that ‘American archaeology is anthropology or it is nothing’ (Willey
and Phillips 1958; Gosden 1999; cf. Clarke 1968: 13). Where such pronounced affinity
may present to some as intellectually indolent and would certainly translate as irresponsible
within the context of contemporary university politics, what Willey and Phillips were
signalling was not some form of capitulation or forfeit. On the contrary, they were
openly acknowledging the fact that archaeology is very much part of a wider disciplinary
effort that encompasses the study of all aspects of human life, past and present. That
disciplinary effort is what we call social or cultural anthropology and the ideas and
concepts which it has developed in an effort to understand human life have long influenced
the efforts of archaeologists to recover and record past specimens of and patterns in
that life.
Such mutually reinforcing effort is not in and of itself problematic. It has proven
entirely possible and is indeed wholly permissible to draw insight and inspiration from
one discipline in an attempt to provide clarity and intelligibility to any particular
PHANTOMS, FACTOIDS AND FRONTIERS 71
phenomenon that is relevant to another; whether it be myth, magic or religion, cult and
sacrifice, totems and taboos, forms of social and political organization or, as a means of
addressing questions of culture, or identity. Indeed, the divergence and disagreement that
has often emerged in the appeal to or application of any particular anthropological
concept or category has furnished biblical studies with an energizing and innovative
dynamic that has fostered an increased sensitivity towards, appreciation for, and
encouragement of difference. What reveals itself as problematic then is not in the first
instance the act of application but rather the often-unacknowledged historicity and
contextual evolution of the very anthropological frameworks and categories that biblical
archaeologists have appealed to and then applied in pursuit of their own specific
endeavours. These problems are certainly less obvious given they rarely impact what one
might deem ordinary archaeological practice and, in many ways, are undetectable in the
day-to-day efforts of archaeological field work. Such clandestine status however stands in
inverse proportion to pervasiveness for as David Clarke long ago recognized, ‘every
archaeologist has thoughtfully or unthinkingly chosen to use concepts of a certain kind’
(Clarke 1973: 12) and these frequently constitute the paradigms within which they think
and work. To that end, the focus of this chapter necessarily becomes one of conceptual
affiliation long before it is one of methodological application and to address it, one is
required to foreground an element of the biblical scholar’s reconstructive endeavours that
have been virtually invisible in their own work and liminal at best in assessments of it:
epistemology.
Isolating, extricating or even identifying such conceptual entanglement and/or
dependency is no easy task (Van Seters 2006; Nestor 2010). Indeed, in some respects it is
a task that has been resisted, or at best frowned upon, by those for whom the unquestioned
embrace of anthropological concepts and their eager conflation with archaeological data
has functioned to reinforce an image of humanity derived from the biblical narratives, or
to buttress a ‘hermeneutic of respect’ (Volf 2010) that renders historical reconstructions
compatible with the ‘claims of ecclesial communities, its canon, and its interpretive
tradition’ (Watson 2006: 120). Such challenges notwithstanding, the resurgence of this
‘old morality’ (Harvey 1966: 103) and its inherent if not slightly ironic scepticism as to
the validity of doubt means that the principal of critical surveillance and with it the
epistemological potential of reflexivity established by Troeltsch as the foundational
criteria of the historical-critical method (Troeltsch 1913), remain as distant a goal as the
very past that theologically or politically oriented reconstructions would seek to reveal.
Indeed, the validations of biblical chronology, of biblical religion/s and of biblical peoples
we frequently encounter under the guise of an archaeological or an anthropological
perspective have done more to impede the project of historical reconstruction then they
have to advance it.
deliberate, effort to establish the antiquity, the singularity and, thus, the legitimacy of
the endeavour. It is in this context that we read of characters such as the Empress
Helena, mother of Emperor Constantine, who reportedly visited Palestine in the year 326
CE and established basilicas, most notably the Holy Sepulchre, at various sites traditionally
associated with the life and passion of Christ and which allowed pilgrims to see for
themselves the truth of Christianity and to worship at the holy places (Hunt 1982).
Such efforts served to transform Palestine into a ‘pivot’ of the Christian empire and
Jerusalem itself into a worldly and cosmopolitan place as opposed to the celestial refuge
of the pilgrim’s imagination. As sites of pilgrimage, such shrines certainly functioned to
support the sojourning pilgrim’s physical and spiritual needs; purposefully designed
to facilitate large crowds, the sites were frequently portrayed as providing an aid to
both the reading and interpretation of scripture. Yet while reactions such as those of
St Jerome’s disciple Paula who claimed her adoration of Jesus at the site of Golgotha
paralleled a direct physical encounter with Him are certainly literalistic, they are not in
any sense historical. Indeed, to assume that pilgrims deliberately sought out holy places
to add to their knowledge of the scriptures or that the newly forged material evidence
functioned to stimulate a belief that specific events described within those pages
had actually occurred is at best an anachronism, at worst a deliberate misprision
(Hunt 1982: 133). As Wilkinson’s early studies have shown (Wilkinson 1977, 1981), the
early European pilgrim was not motivated by any compelling desire to confirm the
reality of biblical events by visualizing them in their hypothesized physical setting. Such
authenticity was confirmed not by critical investigation, but by revelation. If that
belief had not been a logical priority, the journey would not have gone beyond the
proverbial first step.
For the pilgrims who travelled to the Holy Land, then, the majority of whom were
from the eastern parts of the empire and aligned with various ascetic forms of Christianity,
such sites functioned merely as physical settings within which specific biblical events
might be proclaimed. While the prospect of worship in immediate contact with what was
presented as holy constituted a powerful incentive for pilgrimage, such piety proved to be
a welcome companion to, if not a catalyst for, the power of observation. Indeed, the
centuries leading up to and then beyond the Crusades, while a maelstrom of religious,
social and political division, proved something of a golden age in the identification of and
veneration at sites associated with biblical events, the recording of biblical topography
and the establishment of a scientific geography. Notwithstanding the significance of this
pilgrim’s impulse, the antiquarian interests and efforts it stimulated were neither unique
nor in any way, historically prior. Aside from those accounts of earlier Jewish pilgrimage
(Eliav 2005; Limor, Reiner and Frenkel 2014), general histories of archaeology (Daniel
1976; Piggott 1976; Trigger 1989; Schnapp 1997) have shown that the recovery of
ancient sites was a practice already undertaken in the sixth century BCE , Nabonidus’
‘excavations’ at the temple of Larsa being a particular case in point. That similar accounts
and myriad other examples have been documented amongst the classical Greeks, the
Romans and even the Chinese might even prompt one to consider whether and to what
degree such practices existed amongst preliterate societies (Turner 1973; Stott 2005;
Na’aman 2011).
Collectively such accounts provide ample evidence of an awareness amongst various
peoples and at various times of material things surviving into the present, an activity that
would certainly qualify such activities as antecedents of archaeology. However, there is
little if any evidence to suggest that such remains were used as material evidence in the
PHANTOMS, FACTOIDS AND FRONTIERS 73
construction of systematic knowledge of any past society or of humanity itself. They may
well have been addressing the archaeological but there is no way in which their pursuits
can be quantified or qualified as archaeological practice. Rather as Thomas reminds us,
such practice ‘could only come into being once a particular series of understandings of
humanity, of time and of materiality had developed’ (Thomas 2004a: 4).
A significant contribution to such development can be seen to come from Christianity
itself and in terms of its specific anthropology, cosmology and teleology which combined
to generate fundamental assumptions about the human condition and its relationship to
the world in which we live. In this context, we note a fixation upon a liner conception
of time, an implicit faith in perpetual progress (pending the Day of Judgement), and a
creation story which, though echoing antecedent and contemporaneous ancient
Near Eastern myths, posited the inexorable dominion of humans over the earthly realm
(Gen. 1.28). Adam may well have been crafted from clay, but the material realm from
which he was derived was something he constituted no part of. On the contrary, as
someone made in God’s image (Gen. 1.26) the material world was something created
explicitly for his benefit, and to serve his purposes (White 1967). Successive and by no
means always complimentary and/or linear developments in the history of Western
philosophy served to underscore the often unacknowledged and/or overstated significance
of this interpretive and inherently dualistic framework.
Thus, we encounter the experimental philosophy of Bacon, which sought to show not
simply that new knowledge was a possibility but that such knowledge could be gleaned
from material sources that stood outside of, and represented, a significant advance on the
textual sources favoured by tradition (Shapin 1996; Gaukroger 2001; Russell 2005: 497–
501). While Bacon would claim that such new knowledge would serve to magnify the
greater glory of God, even if it did not deal directly with an interpretation of His divine
plan, the empirical certainties he established regarding the status of objects as legitimate
sources of knowledge not only imbued them with a certain objectivity but in the process
set that objectivity apart from the subjective and always uncertain workings of the human
mind. For where the cognitive processes of the human mind were prone to the errors of
tradition and popular misconception (Gaukroger 2001: 106–26), and where sensory
experience was considered of limited value pending verification through experimentation,
items of material culture began to acquire the qualities of accuracy, veracity and devotion.
This separation between mind and matter, or between the mental and the material that is
apparent within Baconian empiricism became substantiated within the rationalism of
Descartes: albeit from an entirely different perspective.
Christianity had established a cosmology in which the agency of God as first cause
and creator gave way to an understanding of that creation as a resource at the disposal
of human agency. Within Cartesian philosophy, the role of the divine was further
marginalized, as a function of the free will and capacity for reason that God deemed fit to
grant. What was for Bacon a deficiency became, for Descartes, a foundational and divinely
instilled mental apparatus that consequently could not be doubted. It is in this way that
the famed cogito established humanity and human reason at the centre of the created
world and as the privileged interpreter of reality. Given the priority that is attributed to
reason, other explanations for the natural order and the connections between its various
elements thus had to give way; particularly that of the Renaissance, which understood the
world as structured through resemblances. Over and against this hermeneutic of similarity
(Foucault 1970 [1966]: 57) and the illusion it necessarily entailed, Descartes imposed a
mechanical philosophy predicated on the assumption that the universe was, in essence, a
74 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
machine. As a machine, its constituent parts operated not on the basis of intentionality
but rather simple and invariant laws (Coley 1991). In establishing those laws, one would
come to comprehend the fundamental principles and workings of nature. Because all
things could thus be measured, classified and ordered, and where the measure of those
things was the God-given and thus infallible project of human reason, the separation
between the observing subject and observed object that was implicit in Bacon now became
explicit and complete through Descartes.
Thus, while the Cartesian suggestion that mental activity takes place in a realm that is
entirely separate from the material world raises a legitimate question as to the quality
and nature of perception, that inconvenience is very much diminished through the
prominence now attributed to epistemology. Because verifiable knowledge rested upon
the subject’s self-certainty and free will and because those qualities functioned to
understand, translate and order the material world from which they stood apart, the
question of how that project of understanding was to take place was established as the
primary question and principal objective of philosophy. Such privileging of epistemology
serves to underscore two other developments that are critical for any understanding of
archaeology.
The first builds out from the broad and shared antipathy towards the contaminating
and often specific effects of tradition, which prioritizes the drive towards a universal and
universalizing logic. Such efforts to banish ambiguity in favour a single, authoritative and,
indeed, divinely sanctioned system of knowledge naturally lead to the second; that the
accumulation and production of knowledge about the material world is to be understood
principally as method. As such, not only was there to be a right and a wrong way to
acquire knowledge but, equally, there were criteria by which meaning, and ultimately
truth, could be established.
There are certainly distinctions between the systems of thought espoused by Bacon and
Descartes and, indeed, those who preceded them and whose work they openly engaged.
Equally, there are sufficient and wide-ranging similarities that allow one to diagnose the
emergence of something like a zeitgeist that could be seen as defining of the modern
period, especially as it relates to archaeological theory and practice (Toulmin 1990;
Thomas 2004a). Principal amongst these is a belief in the gradual expansion of knowledge,
along with the desire to establish new foundations for that knowledge. Because that
knowledge rested principally upon the application of reason, society could thus be
changed by an act of will, a change that would not simply constitute alternative forms of
society but more profoundly, better ones. Thus, while Foucault is certainly correct in his
depiction of that tendency in European philosophical thought to aggregate around
principles of order (Foucault 1970 [1966]), the equally forceful and attractive ideal was
to extend those principles and measurements to a universal plane and to see them as
governing all aspects of the material world. This conviction that order could be imposed
upon the dizzying array of constituent elements of the natural world and through the
application of human reason was extended in new ways by both Locke and Hobbes in
their respective study of society and social systems. Though it was to introduce a tension
between the individual and the social which was to be addressed in later developments,
the political philosophy of Hobbes as articulated in Leviathan (Hobbes 1996 [1651])
assumes the necessary and essential status of the individual as existing prior to any
involvement in systems of social relations. From this first principle, which radically
extends the Platonic insistence on a mathematical conception of the world, Hobbes
reaffirmed the Cartesian primacy of reason and, thus, the reasoned human. If the
PHANTOMS, FACTOIDS AND FRONTIERS 75
application of human reason was the critical faculty necessary to impose order upon the
natural world, then a similar application by such reasoned humans should affirm that
same quality in the social order. This does not mean that Leviathan translates as diagnostic
for some particular variant of a social utopia predicated upon the actions and activities of
reasoned and reasoning human agents. However, the fact that it positions just such a
social order at the apex of all possibilities does mean that what currently exists can be
designed for the better. Clearly an attractive concept during the period of civil war in
which it was written, the possibility of future enhancement necessarily carried with it the
equally plausible possibility of a more problematic alternative. It is this possibility that
gives an insight into Hobbes’s more profound understanding of the human condition and
its development. For while reason and its application had the potential to transform social
relations into civil and legitimate types, such civility and order was an outcome of reason’s
application; it was not and is not the natural condition. The natural condition was just
that, ‘the state of nature’, an anarchic period in which ‘natural inequalities between
humans are not so great as to give anyone clear superiority; and thus all must live in
constant fear of loss and violence’ (Hobbes 1996 [1651]: 88). Lacking that common or
central power that is the mark of a civil society which functions to impose restraint upon
itself, ‘everyone has a natural right to do anything one thinks necessary for preserving
one’s own life and life is solitary, nasty, brutish and short’ (ibid.: 89). While it is certainly
a leap to state that Hobbes considered human nature to be intrinsically evil (cf. Thomas
2004b: 23) since in the ‘state of nature’ nothing can be considered just or unjust, it is a
perfectly valid deduction to state that for Hobbes this state of nature had a rather violent
historical as well as conceptual priority.
Within the context of that appetite for and tendency towards systems of knowledge
that were universal in their applicability, it would be a short step from Hobbes’s treatise
on ideal political forms to a historical narrative of social and technical evolution predicated
on the application of reason. Indeed, it would prove to be an even shorter step to move
from this hypothesis to a complementary narrative that affirmed there was a single
universal condition, and a corresponding type of society to which all human beings
should aspire. Inverting the more traditional trajectory of moral, social and cultural
development suggested by the biblical narrative, such an arrangement would proclaim a
sequential account of human liberation from the restraints of nature and the superstition
of tradition – one predicted on the application of human reason and the imposition of
order. While such abstract knowledge was constructed in isolation from material things,
it was just such an epistemology that was to furnish material things with their meaning. In
a brand of circular logic all too familiar to the biblical scholar, the meaning assigned to
material things would then serve to ground and thus validate the theoretical abstraction
that reason had erected. If material remains are thus to be counted as ‘evidence’ for
anything, it is in the first place the presence and operation of such an epistemology.
This is a necessarily brief and selective review of certain tenets within the philosophical
literature of the early modern period. Though such brevity certainly disguises the extent
and scope of the issues at stake, its aim is simply to highlight that which is all too often
overlooked. Namely, that the discipline we refer to and practise as archaeology, something
surely unrecognizable to the past peoples it purports to recover, was influenced by a lofty
constellation of ideological, material and social beliefs: beliefs that were decidedly
oriented around notions of progress and development which functioned to forge an
estrangement between the past and the present, between the mental and the material and
ultimately, between God and humankind.
76 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
them dominion over it (White 1967). While such an understanding gathered considerable
momentum in the late eighteenth century and as a function of the universalizing
frameworks promoted by the Enlightenment, it is the effective codification of the concept
by anthropologists such as Edward Burnett Tylor and Franz Boas that was to furnish
archaeology with the conceptual framework required to establish its scientific credentials.
In a formulation that has exerted vast influence since it was first put forward in his
1871 treatise Primitive Culture, Tylor declared that ‘culture’ was that ‘complex whole
which includes knowledge, belief, art, morals, law, custom and other capabilities and
habits acquired by man as a member of a society’ (Tylor 1871: 1). While such a definition
could certainly be utilized in the analysis of a plurality of discrete cultural entities, it is
clear that Tylor’s presentation is, as was customary in his day, both singular and
evolutionistic. Indeed, in his widely read textbook of anthropology, this commitment to
a general evolutionary perspective is made explicit when he proclaimed:
On the whole it appears that wherever there are found elaborate arts, abstruse
knowledge, complex institutions, these are the results of gradual development from an
earlier, simpler, and ruder state of life. No stage of civilization comes into existence
spontaneously but grows or is developed out of the stage which came before it. This is
the great principle which every scholar must lay hold of if he intends to understand
either the world he lives in or the history of the past.
—Tylor 1881: 20
Parsed in this way, Tylor’s scheme parallels that of other socio-evolutionists such as John
Lubbock who had earlier presented such development in terms of a ladder up which
different people had differentially climbed (Lubbock 1870). While his was certainly
devoid of the explicit racial undertones of Lubbock’s work in that he did not present the
relative primitiveness of specific cultures as a measure of their intellectual and hence
biological inferiority, Tylor’s work, and specifically on religion, did nevertheless set out a
standard to which all others should aspire; that standard was, of course, the Victorian
society of his own time. Though such positioning certainly functioned to reinforce an
already heightened sense of Victorian self-confidence, a growing sense of political and
economic insecurity along with the all too visible and wholly negative social and
environmental impact of technological progress soon prompted many leading European
intellectuals to jettison the thesis of unilinear cultural development along with any
associated notion of progress. In its stead they appealed to a more pessimistic view of
humans as naturally conservative and resistant to the type and character of change that
evolutionary theories expounded. Though such notions echoed the ‘transcendental
anatomy’ as earlier promulgated by John Knox, they did not evidence an explicit
commitment to his racism, which held that variations in the external character of
individuals were to be read as an expression of underlying and fixed biological types.
What they did carry over, however, and in many ways extended, was Knox’s emphasis on
the distinctive internal character of these racial types; namely their morale, their
temperament and their ability to construct a way of life. It was these cultural capabilities
and respective idiosyncrasies that were embraced by the Romantic Movement.
Within the wider context of that tradition of Western European philosophy, the
Romantic Movement constitutes something of an interruption. For while the empiricism
of Bacon, the rationalism of Descartes and, indeed, the Enlightenment itself valorize the
ideal that progress represented the gradual and universal unfolding of human well-being,
the Romantic Movement and specifically that distillation represented by one of its earliest
78 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
exponents, Johann Gottfried von Herder, marks a crucial shift towards philosophical and
cultural relativism. Not gone, but certainly receiving diminished attention, were
affirmations of the essential unity of the human species and in its place, the importance,
both historically and politically, of individual cultures. Where language was understood
as the vehicle through which the collective and creative energies of such peoples would
come to expression, it was that collective experience, or Geist, that constituted his focus.
In this vein, true insight into a particular culture was to be gained by reconstructing in
one’s own imagination the spirit that had animated it (Nestor 2010: 34). For this task
Herder, obsessively attracted to questions of origin and the vitality of the primitive,
turned towards folklore and poetry; traits that he believed illustrated the inherent
originality, purity and thus the vitality of any nation. While the political implications of
such equation between language and Volk was certainly not lost on his many fervent
readers, the emphasis he placed upon a fundamentally idealist explanation of human
cultural difference and the concomitant prominence attributed to cultural specifics as
opposed to cross-cultural uniformities stimulated a development within the discipline of
anthropology that was to have implications that far outstripped any initial impact.
The origins of that impact can be located in a very specific source: a paper read by
Franz Boas to the American Association for the Advancement of Science in 1896. In that
paper, entitled ‘The Limitations of the Comparative Method in Anthropology’, Boas
argued, and on the basis of his own fieldwork, that the observance of apparently similar
phenomena, which constituted the bulwark of the comparative method that anchored the
thesis of Tylor, could be the result of such varied historical, environmental and
psychological factors that the similarity of their causes could no longer be justified. In
essence, Boas’s argument was that the comparative method, which in its evolutionary
guise sought to arrange the coexisting features of human culture into a temporal sequence
of progressive development at whose peak stood Western European civilization, was
based on a process of mere inference, one far too insecure to serve as a foundation for the
establishment of theoretical principles. ‘If anthropology wishes to establish laws governing
the growth of culture’, Boas claimed, ‘it must not confine itself to studying the results of
that growth alone, but whenever such is feasible, it must compare the process of growth’
(Boas 1896: 906). While Boas never developed such general laws, his exposure of the
logical and methodological flaws of evolutionary theory opened the space necessary for a
redemption of that which Tylor and others had ignored; the fundamental historicity of
cultural phenomena.
Though retaining a limited and somewhat liberal belief in the progress of that broader
construct understood as civilization, Boas’s thesis effectively undermined the more
restrictive application of such assumptions. Over and against the single standard of
evaluation that was employed by the evolutionists, Boas instead affirmed its relativity
through a focus upon that traditional body of habitual behaviour that would define each
culture. Authority, tradition and habit, the contaminating idols of Baconian empiricism,
and which inhibited the acquisition of culture, were here equated with culture itself.
While Boas’s writings betray neither effort nor evidence of any definition of ‘culture’ such
as is oft ascribed to Tylor, the fundamentally relativist premise that underscored his
method transformed that term into a tool quite different from what it had previously
been. For in changing the relation of culture from humanity’s evolutionary development
to the ‘burden of tradition’, Boas had transformed the anthropological concept itself.
What had once been singular in connotation was now plural. What had once been
assumed to reflect a universal process was now representative of historically conditioned
PHANTOMS, FACTOIDS AND FRONTIERS 79
and distinct cultural wholes. What once represented humanity as a general idea was now
equated with the ideas of distinct peoples; peoples who, in the politically reactionary
years of post-Napoleonic Germany, had quickly become the focus of archaeological
enquiry.
Though he was certainly not the first person who sought to ascribe archaeological finds
to specific and named past peoples, today it is the name of Gustav Kossinna who is
inseparably associated with such practice. His distinctive motto, away from Rome and
away from anthropology and ethnography certainly gives the impression that his was a
singularly archaeological pursuit devoid of any dependency on or relation to ancillary
disciplines. To accept such a claim, however, is to patently ignore the evidence. For in
seeking to establish the Germanic provenance of specific material remains, for the purpose
of which he developed his settlement archaeology, Kossinna’s ambition was very much
dependent upon a concept of culture that was derived from outside the discipline he
claimed to prioritize. Though his fervent nationalism would have blinded him to this fact
and would certainly have precluded him from stating it openly, a review of the core
principles that define that method reveals otherwise: ‘Sharply bounded archaeological
provinces coincide with certain peoples or tribes throughout the ages’ (Kossinna 1911: 3;
author’s translation).
In this definition, and its expanded version of 1926, the unacknowledged intellectual
inheritance of Boas is unmistakable (cf. Kossinna 1926). Culture is a univariate and
mentalistic phenomenon whose form and dynamics are reducible to a single component:
ideas. Where particular constellations of such ideas, collectively held and transmitted
across generations, was taken to be representative of particular and distinctive cultures, it
was a logical inference that the archaeological record be treated as a material objectification
of the unique mental template of its maker. Material remains were thus to be considered
the products of internalized traditions; ways of thinking, and doing, that were passed
down from generation to generation largely unchanged. What change did occur, whether
in the form of artefact style or substance, would necessarily have to be explained as
resulting from contact with similarly discrete, bounded entities or, as Kossinna amongst
others was inclined to argue, the actual replacement of entire populations (Nestor 2010:
50–9). Within such a substantialist ontology, a direct equation between pots and people
seemed wholly appropriate – more so when one considers the type of patriotic
antiquarianism from which it was borne and the rising tide of nationalist sentiment it
promoted. Such an equation was not, however, so inevitable. For all of its seeming rigour
and its pretensions to a specifically archaeological methodology, Kossinna’s settlement
archaeology was dependent upon sources of evidence that stood very much outside the
material domain of archaeological enquiry.
As the earlier work of Oscar Montelius illustrates, efforts to infer the nature of
prehistoric societies tended to run up against a significant challenge. Material remains may
well have been understood as the objectified product of the specific norms and regulative
ideals constituting the unique cultural traditions of specific peoples, but this assumption
was unverifiable through independent appeal to the archaeological data. Material remains
were quite simply mute as to the specific question of the peoples who made them. This was
a problem formalized over a century later by the first Professor in European Archaeology
at Oxford University, Christopher Hawkes. Concerned with the divergences in method
and modes of interpretation in what he termed ‘text free archaeology’ (the archaeology of
periods for which no written records remain) and ‘text-aided archaeology’ (the archaeology
of periods for which textual records do remain) Hawkes developed his now famous
80 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
‘Ladder of Inference’ (Hawkes 1954). Here Hawkes argued that there were several degrees
of difficulty in interpreting archaeological data and which he arranged in terms of simplicity
from production techniques at the bottom to religious institutions and the spiritual life at
the very top. While similar limitations on archaeological inference can be read in the works
of V.G. Childe (1956: 129–31) and Colin Renfrew (1985), it was one of Hawkes’s singular
contributions to archaeological method and theory to affirm that without some point of
reference within the historical order which would reveal the specifically human and
intentional mode of social life then the superstructure of past societies would forever elude
archaeological enquiry (Hawkes 1954: 160). For Kossinna then, and all others who sought
to infer the ideational character and quality of specific peoples with reference to specific
material finds, a further standard of evidence was required: literary texts. This was the
essence of the ‘retrospective method’ established by Montelius and which utilized the
ethnic or ideational conditions of the historically documented past to infer the situation in
prehistory. For Kossinna, that historically documented past was best represented by three
sources that were widely considered as offering an authoritative insight into German
prehistory: The Edde, The Nibelungenlied and Tacitus’ Germania. Patently ignoring any
source criticism of this latter work, Kossinna focused instead on the author’s description
of the German people as a pure-blooded people who possessed fierce blue eyes, red hair
and a tall frame (Wiwjorra 1996: 169), not simply as proof of the existence of this
prehistoric German type but one whose physical and hence biological conditioning was
matched by a similar intellectual superiority. Here a further appeal to anthropology is
evident, for in arguing that it was this slim, tall, intellectually brilliant race who gave the
decisive push to the course of history by migrating from their original homeland in the
north of Europe and imposing civilization upon the societies of the ancient Near East and
Greece, Kossinna was drawing upon the distinction between Kulturvölker and Naturvölker
which was popularized in the writings of Gustav Klemm, a scholar often credited as
providing inspiration for Tylor’s seminal work.
Roughly translated as proffering a description of and distinction between culturally
creative and culturally passive peoples this was, for Kossinna, a distinction between
Germans and all other peoples. While such an association can perhaps be read as a rather
languid manipulation of the deeper intellectual inheritance of Herder, it can quite
legitimately be read as a very deliberate and conscious attempt to boost nationalist
sentiment. More forcefully, it translates as a concerted and intentional endorsement of
Germany’s innate cultural and military superiority. Kossinna of course, did not lack
critics, a fact due in no small part to the provocative and polemical style of his work.
Equally, he had his supporters; particularly those who viewed his advocacy of the
Kulturkreis theory as a means of securing support for the academic study of German
prehistory. Kossinna also had what can rather loosely be termed his clients; those who
utilized the culture-historical paradigm he developed and who were often oblivious to its
intellectual origins and sometimes ignorant of the political ends to which he had placed it
in service. Though it has sometimes proven unpopular to say so, some of the most
committed and often quite eager consumption of the Kossinna Method is evidenced
amongst those who engaged in the project of archaeological recovery in the land of Israel.
In this tradition of enquiry, one name stands out and whose work serves as something of
a paragon against which the calculated errors, considered misjudgements and expedient
neglect of others can be assessed: William Foxwell Albright.
Standing in a long tradition of excavation and scholarly enquiry that is often presented
as stretching back to the antiquarian appetites of early pilgrims, the specifics of Albright’s
PHANTOMS, FACTOIDS AND FRONTIERS 81
efforts to conjure up the feet of clay that might anchor the biblical claims of Israelite
history and religion have been sufficiently well documented elsewhere to avoid repetition
here (Long 1997; Nestor 2010). That the particular brand of culture-historical
methodology he appealed to, whether knowingly or otherwise, has resurfaced over and
over again and rather unsurprisingly, with similar results, does raise questions as to the
effectiveness of the many critiques levelled against his original project. The peculiar brand
of scriptural fundamentalism indulged in by Albright and his contemporaries is certainly
a distant memory, even amongst those who remain devoted to the theological interpretation
of the Bible as Scripture (Seitz 1998; Hays 2010; Volf 2010). The ripple effects of the
Maximalist–Minimalist debate have also helped foreground questions as to the historical
veracity of biblical sources and in the process stimulated a near-paranoid emphasis on
evidence evaluation and methodological justification. That debate has equally sensitized
scholars to the epistemological and pedagogical benefit of diversity and the inherent value
of interdisciplinary agendas; whether that diversity is to be read as inherent to Israel
(Stavrakopoulou and Barton 2010a) or whether it is to be applied to an analysis of the
wider social, political and cultural milieu of which it was necessarily a part (Coote and
Whitelam 1987). With some notable exceptions, what the debate and subsequent
scholarship have not sufficiently addressed with the vigour and clarity required to register
critical mass, was an appraisal of the very entity which the biblical text spoke of: Israel.
Certainly, there were questions, often deemed confrontational, as to the nature and
character of what it was scholars sought (Davies 1992) and analogous queries as to
propriety over, and thus legitimate consumption of, the biblical text (Dever 2001). While
the impulse generated by such questions has proved far-reaching, it has not stimulated an
equally rigorous interrogation as to why an entity understood as Israel remains an object
of study at all.
In part that question has been addressed in terms of biblical scholarship’s seemingly a
priori commitment to the substantialist ontology of Israel as a bounded ethnic, tribal or
national entity (Nestor 2010; Crouch 2014). As a function of the degree to which that
unyielding variant of psychological essentialism corroborates a heavily socialized
disposition to the broader Christian tradition, biblical scholars all too frequently embrace
the naturalizing categories of their informants as a frame for their own analysis. When the
best books you read are those you already know (Orwell 2000: 229), it is all too easy to
slip from being analysts of naturalizers to being analytic naturalizers (Brubaker 2004).
Thus, whenever the object of study is set out as a specific named people, to be defined by
a specific repertoire of material culture items which are collectively held to represent a
specific and distinctive mental template, one most commonly expressed in terms of
religion, then it will always be some version of the historical idealism promoted by Herder
and Boas along with the culture-historical paradigm erected by Kossinna that will remain
to the fore (Oestigaard 2007).
If the dominance of the culture-historical paradigm was to be overcome, then
constructive alternatives for, as opposed to probing critiques of, it would have to sought.
One such alternative was supplied by the materialist and neo-evolutionary frameworks of
Julian Steward (1953) and particularly Leslie A. White (1943, 1959). As much as he was
a pivotal figure in the development of American anthropological theory, Leslie A. White
was a controversial one. As the proponent of an evolutionary materialism that focused
attention on systems of production which harnessed ever more powerful forms of energy,
White’s effective affirmation of nineteenth-century cultural evolutionism placed him in
direct opposition to the historical particularist orthodoxy that was the legacy of Boas. In
82 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
what has been presented as one of the most courageous intellectual stands ever taken by
an anthropologist, White voiced his commitment to, and the plausibility of, an eco-
systemic definition of culture as the extrasomatic means of adaptation for the human
organism (White 1949). Herein culture is defined as a materials-based organization of
behaviour, not a univariate mental phenomenon whose form and dynamics are explicable
by reduction to a single component.
The analytical consequences of this reconceptualization of culture as an adaptive
mechanism were made clear in the crusading work of Lewis Binford. In a series of fighting
articles that appeared through the 1960s (Binford 1962, 1965, 1968), Binford illustrated,
on the basis of extensive fieldwork amongst the Nanamuit of Alaska, that there were
behavioural, thus material and hence archaeological correlates of the various responses to
changes in the natural environment. Where continuity and change had previously been
interpreted as a consequence of the internal dynamics of cultural transmission within and
between distinct cultural traditions they were now to be read as the outcome of recurring
and activity-sensitive adaptive response undertaken by a single tradition. In fact, following
White’s formulation of the systemic model of culture Binford would argue that any
similarity and/or difference in the formal traits characterizing distinct assemblages of
material remains can no longer be considered a measure of the degree to which individuals
or populations shared the same ‘culture’ or genealogical affinity. Archaeological cultures
then, those collections of homogeneously shared and hence diagnostically equivalent
traits are effectively removed from the equation. Gone with it was Flannery’s mythical
‘Indian behind the artifact’ (Flannery 1967: 120). From now on, the focus of concern
would be the system behind both Indian and artefact, the only cultural subject which,
according to Binford, was archaeologically knowable.
Binford’s challenge to empiricist, culture-historical assumptions about the nature of
the past had obvious pragmatic appeal within biblical studies and specifically for those
who saw it as providing a means of escaping the famed tyranny of the text. Indeed, in
large part it was Binford’s New Archaeology, along with the eco-systemic understanding
of culture advocated by Leslie White, that provided the theoretical foundation for the
many attempts that sought to emphasize the explanatory potential of large-scale and
long-term cultural dynamics; those shifts and strains vital for understanding social change.
As much as these provided a corrective to the unspoken and more often than not
unconscious assumption that Israel was somehow impervious to the organizing principles
of social evolution, efforts to establish the conditions and the circumstances within, rather
than against, which Israel may have emerged were compromised by the very conceptual
tools selected for the task. At one level, and within the context of that covering-law model
of explanation and conformation embraced by Binford and his disciples (Hempel 1942),
all explanation should be causal in nature. As such, material culture could only be read in
a narrow and wholly functionalist manner. Every object would have its designated and
specific function in terms of harmonizing systemic needs with the realities of the physical
and cultural environment. What was once presented as distinctive evidence of the
authentic Geist of a people were now simply tools for survival. In order to locate a
distinctive Israelite entity within what was an otherwise largely anonymous morass of
adaptive systemic responses then, biblical scholars would be forced to retreat from their
proclaimed revolution and fall again upon that inferential crutch provided by the biblical
narrative. Rather than signalling the departure of biblical archaeology from all previous
forms of practice and orientating commitments, the application of the New Archaeology
merely reflects a desire to work more efficiently and convincingly within the traditional
PHANTOMS, FACTOIDS AND FRONTIERS 83
metaphysic: one defined by the concept of culture inherited from the Romantic and
ultimately nationalist context of nineteenth-century Europe.
THINGS AS SYMBOLS
Expanding the study of the archaeological record beyond the mere subsistence levels of
enquiry mandated by Hawkes’s Ladder has been perhaps the single, unifying standard
around which the various practitioners of what has been labelled post-processual
archaeology can be seen to have rallied. Though such a label would appear to imply a
coherent approach, even a unified body of theory or method, post-processual archaeology
is better characterized as an amorphous beast, a true child of Lyotard’s postmodern
condition and which functions as a convenient placeholder for every reactive trend to
emerge within the discipline since the 1970s (Hodder 1982, 1985, 1986). Yet while the
attachment of the epithet ‘post’ might incline one to consign the claims of this development
to a status merely relative to those that preceded them, those same reactions signal an
important stage in the developing trajectory of the discipline of archaeology, one that
biblical studies has eagerly sought to embrace.
Principal amongst such post-processual reactions is that which critiqued the excessive
and often reductive materialism of its predecessor and which dismissed all ideas as either
functionally irrelevant or tended to explain them as a form of clandestine economic
rationality. In its place, post-processualism sought to restore the theoretical significance of
ideas and within the context of a dialectical relationship between people and things.
Material items, it argued, are not simply tools for survival, nor are they passive reflections
of the unique mental templates of their makers. Rather, they are important carriers and
transmitters of meaning in the living world of humans. Following the linguistic model of
sign systems proposed by de Saussure, material remains are to be understood as a form of
non-verbal communication that functions to project, to negotiate, to manipulate and
often to subvert particular symbolic schemes. Rather than simply active in the adaptive
strategies of particular groups then, material culture is understood to be meaningfully
constituted: it is produced in accordance with specific symbolic schemes and structured
according to the systems of meaning inherent within and determinative of particular
social groupings. Over and against the objective statements about the past that
processualists such as Binford felt confident could and should be made, converts to the
new creed sought to articulate a view of that past as an indeterminate and open-ended
network; one in which material remains necessarily have a potential multiplicity rather
than a singularity of meanings.
Ascribing multivocality to material remains was an outcome of that heightened
awareness within postmodernist and post-structuralist thought as to the character and
status of those who could and should tell the story of the past. This certainly represented
a challenge to the authority of the archaeologist and a concern to highlight those
hidden prejudices that themselves are often an unacknowledged function of gender,
ethnic background and religious and/or political persuasion. Surveillance of this type
concomitantly stimulated what can legitimately be called a more inclusive archaeology
(Hodder 1999, 2004; Meskell 2002) as the plethora of archaeological studies to emerge
from and speak to the concerns of under- or misrepresented and marginalized groups
would testify. Such enfranchisement has not always been greeted so enthusiastically,
however, since there is a radical methodological, theoretical and ethical distinction
between having a voice and having control over (Atalay 2006; Rizvi 2006). An appropriate
84 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
and corrective intervention into hegemonic discourse is about much more than granting
a ‘voice to the voiceless’.
In enlarging that pool of voices who felt empowered or legitimized to speak about the
Bible, this diffuse postmodern sensibility similarly opened up the possibility of further
exploring that diversity of voices and activities that can be detected within it. For all of its
feverish determination to promote the history of Israel and its religious traditions as one
founded upon and representative of a covenant faith in the one God Yahweh, and centred
on the one place, Jerusalem, the Hebrew Bible acknowledges that there were variations
on, and deviations from, this ‘national religion’. Indeed, in many ways it is the abiding
legacy of Wellhausen’s Documentary Hypothesis that such transformations have come to
light, whatever one is to make of the manner in which he interpreted them. Aside from
the various names by which the god of Israel was known (Gen. 1.1, 7.1, 49.24; Exod.
3.14), we witness such noble characters as the patriarchs worshipping, without reproach,
at a variety of sanctuaries and altars (Gen. 12.7, 13.18, 14.17–20, 28.8–20, 33.8–10,
33.31); we are informed how the ark of the covenant itself rotated between a series of
successive sites (Josh. 24; 1 Sam. 7.15; Judg. 18.31, 20.1–2, 21.2–3; 1 Sam. 7.1–2); and
also how, during the stated period of the monarchy, religious practice was, for a long
time, conducted at a variety of locations other than Jerusalem and not all of which were
associated with Yahweh (1 Sam. 15.12–15, 20.6, 21.1–6; 2 Sam. 5.1–5, 21.6; Amos 8.14;
Hosea 10; 1 Kings 18; 2 Kings 10; Jer. 7.12). Even the names bestowed by leading
biblical figures upon their children, for example Saul (1 Sam. 14.51; 2 Sam. 2.8, 21.8)
are, at the very least, to be read as indicative of an attachment to non-Yahwistic religious
practices. It is largely in recognition of this internal biblical dialogue that much recent
scholarship speaks of the religions rather than religion of Israel or indeed Judah
(Stavrakopoulou and Barton 2010a). While in many ways such developments serve to
epitomize Voltaire’s critique of French history as one populated solely by ‘kings, ministers
and generals’ (Bloch 1954: 178), they also testify to an increasingly nuanced engagement
with the idea that whatever else it may be, religion is as much practice as it is the theoretical
formulation of the meaning of that practice (Mayes 1997). Understood as an activity
through which individuals and communities seek to relate themselves to the transcendent,
then, scholarly reconstructions of ‘religion’ and specifically ‘Israelite religion’ have come
to place increasing importance on the diversity of social levels and locales through which
this activity may have taken place.
In addition to the national saving history or Heilsgeschichte of Israel, whose practice
the biblical tradition seeks to firmly and unambiguously anchor in the Sinai event and
within the environs of the Jerusalem Temple, a range of scholars have come to acknowledge
the significance of different modes of religious expression that in many ways are
uncoordinated with or unrelated to the salient features of this ‘national’ version. While
such studies on the varied social locations of worshippers have brought into critical focus
the significance and particulars of familial, even individual modes of religious practice,
such diversity also functions to undermine any simplistic dichotomy such as has been
hypothesized between ‘Israelite’ and ‘Canaanite’ or indeed ‘official’ and ‘popular’ religion.
In illustrating how the various religions of Israel and Judah are most profitably understood
as dynamic, polysemic entities, studies such as those by Mark S. Smith (1990) have
embraced a ‘bottom-up mode of analysis’ to illustrate how this demonstrably endemic
pluralism impacted upon the developing monolatrous or monotheistic Yahwism revealed
within the national myth. Within the context of an uneasy process of convergence and
differentiation, identification and rejection which seeks to challenge the syncretistic lens
PHANTOMS, FACTOIDS AND FRONTIERS 85
through which much Israelite religious activity has been understood, Smith continuously
presses home the image of Yahwism as emerging from within and through rather than
wholly against the polytheism that defined Israelite culture. While Yahweh may well have
been the ‘God of Israel’ from its earliest days, as Smith’s detailed studies illustrate, it was
sometime before Israel was to become the people of Yahweh.
It is this essentially spectral understanding of Israelite religion as something that lends
itself to a multiplicity of forms, across a variety of locations, practised by all strata of
society and in respect of a multitude of deities, that furnishes the landscape upon which
much recent archaeological investigation has been conducted (Mandell and Smoak 2019).
With a notable absence of developed contributions by Israeli archaeologists, despite their
relative proximity to the data and a near myopic focus upon the Bronze Age–Iron Age
transition, this focus has resulted in several overarching syntheses (Zevit 2001; Finkelstein
and Mazar 2007; Dever 2008, 2017; Albertz and Schmitt 2012; Faust 2020), that have
produced pointed assessments of such issues as: distinctions between official and popular
religion; the various loci of religious practice; the ornaments, amulets, animals and shrines
through religious devotion came to expression; the gender and nature of religious
intermediaries; and the identity and nature of the divine whose will was to be placated or
enraged. Such studies have often pleaded for sufficient geographic and/or chronological
breadth so that influences, continuities and/or disruptions could be observed and noted
(Nakhai 2001; Zevit 2001; Hess 2007; Dever 2008; Faust 2010; Albertz and Schmitt
2012; Albertz et al. 2014). Within the context of such discussions, which are generally
styled as examinations of Israelite religion, there are some who would read
the accumulating evidence as offering a complement to rather than any immediate
contradiction of that narrative tradition which emphasizes a relationship with the one
God, and by a single people who understood themselves as Israel (Faust 2012). There are
others who would claim the many religious practices illuminated by the archaeological
data were so widespread that their existence is legitimately to be assumed, whether they
are mentioned in the Bible or not. Despite the patina of authority that accompanies the
proliferation of new data and the incisiveness of new critical agendas, there remains an
abiding sense that, for some, such resources serve merely to reinforce a commitment to
work more efficiently within the traditional metaphysic – that which is supplied by the
concept of culture.
Nevertheless, in exposing what Zevit has referred to as the ‘polydoxies and polypraxises
within Yahwism’ (Zevit 2001: 349) archaeological investigation of Israelite religious
expression can certainly be viewed as a successful enterprise. Within the context of that
wider postmodern discourse of which it is itself an expression, such work has functioned
to resist any easy confidence in the notion that the historic continuity of ethnic groups can
be established on the basis of similarity in material culture, an equation that has long been
appealed to as a basis for claims of territorial possession and the right to dispossess.
Within such narrative constructions, present-day and historic identities become so
enmeshed that neither retains a meaningful existence without the other, and the resultant
confluence fosters a kind of historical amnesia that ensures events of that past are recalled
more vividly and more readily than any realties of the modern day (Silberman 1997;
Abu el-Haj 2001; Feige 2007). That such a recruited archaeology (Ben-Yehuda 2007: 252)
and the epistemic premise upon which it is constructed is deserving of critique and
exposure is readily apparent, and the discipline of biblical studies has made significant
strides in support of such an agenda (Whitelam 1996; Pfoh and Whitelam 2013). Despite
the legitimacy and necessity of such critique, the philosophical orientation of the
86 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
post-processual agenda itself functions to provide a check on optimism. For within the
context of a fundamentally pagan promotion of fragmentation and discontinuity and
within a world of insurmountable uncertainty, any effort to reify a different past in the
service of the present automatically becomes ensnared in, and by, the same politics of
exclusion it would seek to challenge.
The polysemic understanding of material culture generated by post-processualism can
thus be seen to have stimulated as many trajectories as it has been informed by diverse
stimuli. However, the overarching emphasis on social actors as thinking and plotting
agents selectively and actively working their way through society in an unending series of
signals and signs actually tends to draw attention away from the very physicality of
artefacts and other material things. There remains a very real sense in reading these works
that any discussion of archaeological remains relates primarily, if not entirely, to the
material residues of religious activities as opposed to what the recovered materials may
actually encode. Despite an increased sensitivity to the material dimension of religion,
namely that religion is something that people do (Stavrakopoulou and Barton 2010b: 1),
the material items that constitute the medium of such ‘doing’ are all too often framed as
an entirely passive embodiment of the cultural values, thoughts and cosmological beliefs
that are somehow understood to prefigure them. Things, in short, spoke messages that
their human creators and/or users fully intended them to speak. While in many ways the
idealism of this position is something that archaeology has long sought to exorcise, its
enduring vitality reflects the degree to which the dualism of Cartesian logic continues to
inform much archaeological thinking. Rather than see human action and cognition as
coming to expression in and through material forms, archaeology – and biblical
archaeology in particular – continues to separate them, to treat material remains as
somehow, just there. If, as Webb Keane has recently argued, ‘religions [. . .] always involve
material forms’ (Keane 2008: S124) then it is incumbent upon us ask what these material
forms can tell us about the lived experience of religion.
Overcoming the Platonic dogma that subordinates principles of matter to the qualities
of mind has been a defining feature of what has been widely proclaimed as the ‘material
turn’ (Keane 2003, 2005, 2008; Boivin 2004, 2008, 2009; Miller 2005; Morgan 2010;
Finch 2012; Hazard 2013; Mandell and Smoak 2019). Where the inheritance of post-
processualism can be seen to lie squarely in the intellectual speculations of postmodernism
and the symbolic universe described by Geertz (Appadurai 1986; Geertz 1973), the
impetus for this pivot can be seen to derive from more substantive realms (Houtman and
Meyer 2012). Certainly, the material turn constitutes a reaction to and critique of any
reduction of the material world to a system of discourse, symbol, sign and ideology. It
equally, and perhaps more powerfully, constitutes a reaction to the all too apparent impact
of environmental degradation, species extinction and climate change. Where this
ecological crisis calls us to reflect on whether we are integral elements of the biosphere or
rulers of it (Pope Francis 2015), the equally pervasive impact of digital media and
cybernetic systems calls us to question which world is in fact real. Such profound and
ultimately existential questions are what constitute the principal drivers of any material
turn; one whose initial and primary orientation has been a rehabilitation, if not dissolution,
of conceptual dualisms, principal amongst which is that between mind and matter.
This multidisciplinary desire to collapse, if not transcend, the deeply rooted Cartesian
separation of mind and body that characterizes the Western intellectual tradition finds
strong empirical support in the theory of practice articulated by Pierre Bourdieu (1977,
1979, 1984, 2000, 2001). Perhaps the most influential and original French social theorist
PHANTOMS, FACTOIDS AND FRONTIERS 87
since Émile Durkheim (2001 [1912]), Bourdieu’s stress on social life as simultaneously a
practical logic and a logic subject to improvisation dissolves the dualism of empiricist
thought that posits ideas and values as somehow prior to material forms. Rather than
simply mirroring pre-existing social distinctions or ideational norms, Bourdieu’s social
praxeology (Coenen 1989) understands material forms as constituting the very medium
through which these values, ideas and distinctions are produced, reproduced, legitimized
and, ultimately, transformed. Material object and social subject are indelibly intertwined
in a dialectical relationship where they each form part of the other. It is through things
that we understand both ourselves and others – not because they are externalizations of
ourselves, reflecting something more prior or basic in our consciousness or social relations
but because material things are the very medium through which we make and know
ourselves. It is in the creation and deployment of things that the social self is itself created.
While an explicit account of this material component of human and social cultural
existence is provided for in Bourdieu’s well-cited examination of the Kabyle house
(Bourdieu 1979), his emphasis upon the physicality of that material world, and the way
in which it might stimulate rather than simply re-create thoughts and ideas (Rappaport
1999) is an insight aggressively pursued by Bruno Latour’s ‘actor-network theory’ (Latour
1986, 2005). Although he has been critiqued for his suggestion that intentionality is a
trait that applies with equal force to both the human and non-human constituents of any
hypothesized network, Latour’s terminological imprecision does highlight a dimension of
the material world long ignored; its ability to influence and even direct behaviours and
actions.
For while language may well facilitate an appreciation of religion as a particular set of
beliefs to which people subscribe, the grammatical rules of this model are ill-equipped to
capture an extended understanding of that phenomenon as ‘an event that takes place as
individuals seek to relate themselves to the transcendent’ (Mayes 1997: 57). This entirely
practical, and fundamentally material, attempt at engagement with what Keane has
labelled the elusive and the unknown (Keane 2008: S110) cannot be forced into the
distorting prism of a symbolic system any more that it can the Procrustean bed of covenant
faith. Quite simply, it is the materiality of things, their tactile, visual and even olfactory
qualities that evokes ideas of, and facilitates access to, the sacred and the divine.
In this context the significance of Christian faith and particularly the often-sectarian
rivalry that positioned the lofty spiritualism of Protestantism against the vulgar materialism
of Catholicism cannot be disregarded. For where the latter can be credited with
institutionalizing the material, visual and sensual character and claims of religious
experience, the former is what more often presented as stabilizing the deep-rooted
conviction that true religion has to do with faith, or what is more generally classified as
belief.
Where the majority of biblical scholarship has been undertaken by men of this latter
persuasion, it is little surprise that the inclination to emphasize, indeed prioritize, such
individual interiority as defining of religion would take hold within the discipline (Albright
1949; Wellhausen 2001 [1883]; Houtman and Meyer 2012). This is not to be read as
heralding any restoration of Catholic privilege where matter sits above spirit, ritual comes
before belief, and form precedes content. Some of the more celebrated anthropological
engagements with biblical religion have been by Catholics who were as deeply enmeshed
in the symbolic universe as the most puritanical of pastors (Kuper 2016). What it does
proclaim, or at the very least suggest, is the need for a profound reorientation of our
thinking around the nature and function of things in ritual or religious experience; a
88 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
THINGS AS THINGS
In a letter to dated to the year 1914, the English poet Ezra Pound informed his
correspondent that it took him ten years to learn his art, but a further five to unlearn it
(Jenkins 2009: 149). While many have paused to enquire as to the pedagogical and
hermeneutical thrust of Pound’s revelation, within the context of this chapter it points to
a larger series of tensions and questions that revolve around familiarity and estrangement,
precision and ambiguity, singularity and multiplicity, domination and disintegration:
tensions that have long defined the art of biblical scholarship and the very materials it has
employed. Rather than continue to operate with such binaries and thus reinforce the
ontologies they infer, the recent emphases on materiality would appear to offer an
alternative; one that finds inspiration in the etymology of the term culture itself: to care,
to nurture.
Representing the means by which people cultivate their world and their place within
it, culture in this revised sense points towards a process of development and growth
PHANTOMS, FACTOIDS AND FRONTIERS 89
rather than any specific and historically contingent understanding of the outcome of that
process. Prioritizing such process as the primary epistemological frame functions to shift
our understanding away from the false dichotomies that position material remains as
representing the embodiment of logically prior ideas or as evidencing some form of
extrasomatic adaptation to the environment. It moves us away from a spectral distinction
between inner and outer worlds, between mind and matter and towards a more
coherent understanding of the two as necessarily and logically interdependent. It thus
furnishes the possibility for new epistemological frameworks that expose the limitations
inherent in traditional techniques and procedures and which remain dependent upon
homogenous and fictional constructs. It represents possibilities for knowledge that invite
participation and involvement yet which resist the temptation to collapse the worlds of
the interpreter and the interpreted in a quest for that which is common, comfortable or
convenient.
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96
CHAPTER FIVE
Ethnographic and
ethnoarchaeological
insights to interpret
first-millennium BCE
material culture
GLORIA LONDON
INTRODUCTION
Beginning in the nineteenth century, men from various fields of research chronicled a
diverse range of observations in order to provide an overview of local practices and
lifeways in the southern Levant. By the mid-twentieth century, trained ethnographers like
Anne Fuller (1970 [1961]) had embarked on more detailed descriptions of life in an
individual village. More recently, ethnoarchaeological research during the second half of
the twentieth century emerged with the aim of recording specific traditional artefacts and
material culture used and made by an extant population. Rather than a focus on broad
sociopolitical structures by interviewing people, the goal of ethnoarchaeology is to
address issues and questions that arise from excavated ancient artefacts. The emphasis on
artefacts requires field techniques unique to ethnoarchaeology. These studies are carried
out by archaeologists with the ultimate goal of learning how ancient societies functioned
day to day.
After a brief survey of early references to traditional lifestyles observed by ethnographers
and others in Levant and Cyprus during the nineteenth and twentieth centuries, the
subject turns to more recent ethnoarchaeological research and its relevance for creating
templates to understand daily life in the first millennium BCE . Many questions that
archaeologists strive to address lack simply binary solutions. As described here,
ethnoarchaeological research identifies artefacts that cross from daily use to funerary use
and from sacral to profane functions. Handmade pottery never disappeared despite the
availability wheel-thrown wares. Men and women, young and elderly, worked as potters.
Wealth is better defined in terms of covered spaces for humans and animals than in
portable objects. Rather than sedentary versus mobile lifestyles, outside versus inside
work, more fluid lifestyles and workplaces negate a single answer, use or understanding
for excavated artefacts.
97
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how people behave and organize themselves to carry out specific tasks through direct
observations, rather than interviews, and immediate note-taking during the fieldwork.
The current standards for ethnoarchaeological fieldwork do not diminish the early
reports that relied on interviews and observations collected by individuals interested in
male-dominated industries such as those of Gustaf Dalman (1971 [1941]). Early scholars
gathered a variety of general data that is no longer available, as during the 1838 survey of
Edward Robinson and Eli Smith. They observed that Gaza pottery from the Mediterranean
coast reached cities located all along the hajj route (Salem 2009: 25; for the history of
Gaza ware, see Gatt 1885a, 1885b). Jerusalem’s excavator Charles Warren (1876: 513–
19) noted five pottery workshops in the city. According to William Hepworth Dixon,
potters offered their wares for sale at Jaffa Gate and elsewhere. Ulrich J. Seetzen mentioned
pottery and pipe-bowls made at Qastel, near the road to Ramle, although pipes from
Beirut workshops were superior (Ben-Arieh 1984: 41, 56). Nearly all these workshops
have vanished but remain as points on the map thanks to the early observers.
When not excavating at Megiddo and Jericho, Gottlieb Schumacher (1914) travelled
the countryside. He commented on the numbers of houses and tents belonging to
pastoralists, thereby providing demographic information reflecting the carrying capacity
of the land. Such numbers are hard to collect, even from census data. Tawfiq Canaan
(1932) a physician concerned about his clientele, described occupations that usually go
unnoticed, unmentioned or not considered worth recording. His description of women
pounding pot sherds to provide an underlayer for Jerusalem streets is relevant for
archaeologists interested in pottery reuse. The practice explains the dearth of nineteenth-
and early twentieth-century sherds in Jerusalem and elsewhere.
During lulls in early twentieth-century excavations, archaeologists passed the time by
visiting nearby villages where they observed people using artefacts that resembled ancient
material. The abundance of workable clay and the unique benefits of pottery led to its
extensive use in traditional and ancient households. Clay containers out-perform wood,
stone, skins or baskets. Although pottery breaks easily, the sherds are almost indestructible.
Because they survive, unlike the organic materials that burn or disintegrate over time,
ancient sherds abound at first-millennium BCE sites. Based on their brief observations in
the villages, archaeologists used the information to reconstruct how ancient craftspeople
worked and lived. Fortuitous observations of parallels between traditional and excavated
cultural material include those of Elihu Grant (1931: 34), who found the work of
Ramallah potters to be ‘very suggestive’ with regard to ancient pottery. During excavations
at Samaria, Grace Crowfoot (1932, 1940, 1957: 470–1) and E.L. Sukenik (1940) observed
potters before making associations between ancient and traditional pottery in northern
Israel. William Frederic Badè (1931: 5, n5) visited female potters in the central part of the
country at Tell en-Nasbeh. Olga Tufnell relied on her observations of potters when
publishing the Lachish volumes (Tufnell, Murray and Diringer 1958: 176, 1961; Tufnell
and Ward 1966: 170). The brief contacts limit the reliability of their remarks concerning
the overall industry and their applicability to the ancient artefacts but model how ancient
artefacts were made and used.
Unlike the biblical scholars and more casual Victorian-era visitors who were more
inclined to seek a link between past and present (Cunningham and McGeough 2018), a
direct historical continuity between villagers and the ancient populations is not the goal
of ethnoarchaeology. The questions that were addressed a century or more ago arose
from biblical texts (Ben-Arieh 1984; see Chapter 3 in this volume). The questions that
concern ethnoarchaeologists derive from the most mundane excavated artefacts and focus
100 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
snowy winters when fewer other chores were feasible in the mountain regions of Lebanon
(Fuller 1970 [1961]: 26).
attached to a handle. Mothers dipped the cup into the water to give young children a
drink. Large wheel-thrown jars, made at Zizia village in central Jordan, filled with water
for use at construction sites, at least until 1989 have pointed bases either buried in the
ground or inserted into a tin jerrycan (see London 2016: 126–9, Figures 10.4 and 10.5).
Ethnoarchaeological research throughout western Asia and the eastern Mediterranean
reveals the usefulness of handmade unglazed versions with porous walls and why they
remained in production and out-performed all other water containers. The same holds
for processing, fermenting and long-term storing of dairy foods. Clay jars are surpassed
only by the addition of petrochemicals and/or other modern ingredients with their
potential health risks.
without refrigeration. The two-handled challoumokouza (cheese pot), named for the
cheese, never held meat (personal communication K. Demetriou, November 1986).
Small birds transported long-distance in clay jars were described by John Locke in
1553. People would: ‘pickle them with vinegar and salt, and to put them in pots and send
them to Venice and other places of Italy’ (Cobham 1969 [1908]: 72). Pickled fowl in large
jars depicted in an Eighteenth-Dynasty Theban tomb painting show plucked ducks
preserved and stored in brine or oil (Wilson 2001: 40, Figure 48). Ancient porous pots
throughout the first century BCE enabled the fermentation of fresh food items for shipment
and trade or for storage.
Other foods fermented in clay jars embedded with bacteria and protein include grains,
grape alcohol or wine and olives (London 2016: 119–34). Sourdough breads were the
norm.
Honey
Recent excavations at Tel Rehov in the Galilee area have unearthed Iron Age II beehives,
which initiated ethnoarchaeological research on traditional beekeeping. Prior to the
discovery, archaeologists did not know where to find hives, how they looked or how they
were made. At Tel Rehov, unfired piles of cylindrical clay hives in the town centre belonged
to an industrial apiary, which was preserved due to a huge conflagration. The accidental
firing was critical to the discovery. Traditional unfired hives are similar in composition,
shape, location and arrangement. At nearby Nahaf village, unfired clay, straw and dung
hives stand adjacent to houses rather than in fields or outside the village (Mazar and
Panitz-Cohen 2007). Cylindrical clay hives in Cyprus until the late twentieth century
stood close to houses and in Agios Demetrios, Marathasa, near a schoolhouse (Figures
5.1a, 5.1b). Cypriot cylinder hives, however, were kiln-fired (London 2020b: 18–19).
Beekeeping might have more common for millennia than is currently recognized in the
Levant. Sixteenth-century Ottoman-era records stipulate taxes collected from villages in
Palestine, information that is supported by excavated hives (Taxel 2006). Ancient hives
near houses were probably unrecognized unless the clay cylinders fired accidentally. The
implication for archaeologists is that piles of clay mixed with dung and straw, within or
between domestic structures, could represent ancient hives.
104 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
FIGURE 5.1a: Abandoned traditional beehive near Dhali in rural Cyprus consisting of fired ceramic
cylinders arranged in six rows held in place with mud. Photographed by Knud Jensen in July 1971.
FIGURE 5.1b: Beehive at Dhali, Cyprus, piled into three rows and covered with cylindrical
roof tiles. Painted crosses mark some lids. Photographed by Knud Jensen in July 1971.
ETHNOGRAPHIC INSIGHTS 105
106
ETHNOGRAPHIC INSIGHTS 107
In Jordan, medieval-era kilns at Jerash held handmade basins, bowls and roof tiles as
well as wheel-turned jars (Schaefer 1986: 425). Early medieval handmade bowls, troughs,
basins and lamps persisted alongside wheel-thrown containers elsewhere in the Levant
(Stacy 2004: 91, 101, 104). The perpetuation of handmade wares alongside wheel-
thrown pottery resulted from the different purposes each served. Both were essential,
throughout history, until refrigeration and electricity became widely available.
1
For the distribution of kilns in ancient Greece, see https://atlasgreekkilns.arizona.edu/.
FIGURE 5.3: Kiln of private Kornos potter, Mrs Kyriacou Kyriacou, stands adjacent to other
buildings. Stones and bricks (not seen here) were reused after it was demolished. Photograph
courtesy of the author, 1986.
109
110 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
for two contradictory reasons: potters worked seasonally in household courtyards or they
worked as itinerants far away from home (London 2020b: 174–5, 185). Multiple behaviours
contribute to the difficulty archaeologists confront to identify ancient kilns and pottery-
production locations. Potters who threw pots on a fast heavy wheel might have worked
year-round at more permanent workshops although direct evidence is lacking.
FIGURE 5.4a: Niches close to the roof in the Kornos church (photographed during refurbishing
work) held jugs secured by bricks and stones, March 2017. Photograph courtesy of M. Savvas.
FIGURE 5.4b: Used jugs with broken rims together in a niche at the old Kornos church,
March 2017. Photograph courtesy of M. Savvas.
112 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Kamp (1993: 305) emphasizes the impropriety of treating interior and exterior spaces
as two distinct areas for specific functions. Indoor cooking or food preparation (and other
work) was uncommon throughout the Middle East and Cyprus. Separately enclosed
kitchens are a twentieth-century concept for traditional homes in Europe (personal
communication, M. den Nijs, 1996). Late twentieth-century interior kitchens in new
houses erected for Syrian villagers in the Hawran, did not eliminate dish-washing, cooking
and clothes-washing outside. Kitchens became storage for food and seeds (Azar et al.
1985: 138). Women processed and prepared foods on rooftops and in courtyards (London
and Sinclair 1991: 421). At the town of Salt in Jordan, the outdoor workspaces matched
the size of covered interior house space (Mollenhauer 1997: 421).
Late medieval Mediterranean communities prepared foods in home kitchens that
lacked running water or fire and required people to send pots of food, or breads, to be
baked in shops (Levanoni 2005). An Ottoman-era prohibition on household ovens until
the early nineteenth century, possibly resulted in the klibani, a free-standing oven used
over a fire in Cyprus (Gabrieli 2006: 6.28). It is feasible that not all first-millennium BCE
homes had enclosed kitchens.
People residing in traditional communities might own multiple homes for seasonal use
and storage. Pastoralists who camped in tents or caves while travelling with their herds in
search of grazing in southern Jordan owned permanent structures in villages where they
store possessions and animal feed (Köhler-Rollefson 1987: 536–8; Lancaster and
Lancaster 1995: 116; Shqairat 2018: 11). An analysis of the sixteenth-century population
of Ramle found no mention of Bedouin who probably were present and were listed in
regional census data for Jerusalem and Nablus (Singer 1990: 61).
Until recently, residents of upland Greek villagers slept in a nearby hamlet when
tending to their terraced fields, flocks or making cheese seasonally. The reconstruction of
demographic history from the official census data involves complexities emanating from
changes in village names, an undercount of women or a relocation near their original
siting (Sutton 2000: 84, 87). The pottery-producing village of Kornos in Cyprus relocated
repeatedly in the past century. Consequently, village census lists provide incomplete data
because many factors contribute to under- or over-counting. Fluidity of populations
and settlement patterns probably characterized ancient communities in Greece (Sutton
2000: 105). Flexibility and seasonality of resident populations has been proposed for
the late second millennium BCE at Tall al-ʿUmayri (Lev-Tov, Porter and Routledge 2011:
76–7; London 2017: 357).
The implications for archaeologists who estimate the first-millennium BCE population
of ancient Israel are that building measurements, covered spaces or a reliance on texts at
best provide incomplete and redacted data. Instead of a straightforward connection
between houses and residents, the reality is more complicated like the complex lives of
ordinary ancient people.
Threshing floors
Archaeologists search for threshing floors in order to learn about farming practices and to
determine boundaries lines. Based on recent studies in Cyprus and Jordan, there is no single
place, size, shape or location for traditional threshing floors given the highly varied
topography. Circular floors (12–25 metres diameter) or rectangular floors (47 × 37 and 30
× 43 metres or larger) stood within 100–200 metres from the house, near the fields or on
the village/town edge (Whittaker 1996: 110, 118; 2000: 65–7; Yerkes 2000: 29). A stone
enclosure wall was not mandatory but lessened grain loss and prevented animals from
trespassing on the floors made of packed earth, bedrock, clay, plaster or limestone slabs.
A small threshing floor at el-Grubb in north Jordan stood in a valley below steep
agricultural terraces, seen in July 1989 (London and Sinclair 1991: 421) and contrasts
with earlier communal village threshing floors. Other small threshing spots stood near the
fields, away from a village, on rocky outcrops or hardened earth (Palmer 1998: 152). The
ethnoarchaeological research presents the range of traditional options that have changed
over time. The durable material correlates of threshing areas are uniformly small chipped
stones. They reveal little about their production or use date.
FIGURE 5.5a: Threshing sledge (doukani or voukani) pulled by two donkeys as Mr Michael
Fiori stands on top at Politiko, Cyprus. Photographed by Knud Jensen in July 1971.
FIGURE 5.5b: Underside of threshing board with chipped stones inserted into the wood,
photographed at Politiko, Cyprus, by Knud Jensen in July 1971.
116 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
measured 5–9 centimetres long, 2.5–4.4 centimetres wide and 1.0–1.7 centimetres thick
(Whittaker 1996: 115, 118, 2000: 65; for a close-up of flints, see Yerkes 2000: 28).
Itinerant craftsmen collected and roughly shaped stones at the source before returning
home via the homes of farmers in the spring. Retouching or trimming work at the
threshing floor, while fitting stones into the wood, left piles of slivers (Whittaker 2000:
66).
A person standing on top added weight and directed the animal(s) around the threshing
floor. In 1920s Palestine, ‘the sledge for threshing was of hard wood, its front turned up
and cavities on the underside. In these cavities short basalt stones and pebbles were
inserted. The sledge was hitched to oxen. As children our task was to sit on the sledge thus
providing extra weight and pressure’ (Biran 2001: 1). Basalt or flint outfitted traditional
threshing boards in Lebanon (Seeden 1985: 297–8), Syria (Fuller 1970 [1961]: 76) and
north Jordan. In contrast, Carol Palmer (1998: 152–4) recorded trampling bitter vetch
and lentil by people and donkeys with their feet. Both foods are known from first-
millennium BCE excavations. Elsewhere, in central Greece at least until 1981 (Murray and
Kardulias 2000: 150), horses tethered to a central pole walked around circular threshing
floors without dragging a sledge (Clarke 2000: 177). Sledges in southern Europe and
south-west Asia were more efficient than flailing or trampling, even for domesticated
‘free-threshing’ grain varieties (Yerkes 2000: 29).
The archaeological implications are: (1) chipped stone usage spanned the millennia
from the prehistoric periods to the present; (2) threshing did not always require a stone-
studded board or sledge; (3) threshing floors can be close or far from structures; and (4)
worked stones excavated at or near historical-era sites could belong to traditional
threshing boards and were not necessarily intrusive artefacts from earlier periods. Finally,
debitage (waste from shaping the flakes) together with the flattened worn stones are the
material remains of threshing activity where all of the organic material no longer exists.
At ‘Uvda Valley in the Negev, twenty-nine threshing floors had thousands of chipped
stones, leading to its designation as ‘flint workshops’ (Avner et al. 2003: 462–3). Perhaps
they mark places to refit sledges with their ‘teeth’ or a temporary seasonal workspace for
knappers. Similar piles of chipped stones or debitage could designate first-millennium BCE
threshing sites.
Representations of snakes
Snake-like patterns beginning with Pre-Pottery Neolithic stone artefacts excavated near
Eilat in southern Israel (Orrelle et al. 2020) represents an early use of the reptile motif
that continued up to the present in the eastern Mediterranean. Painted or three-
dimensional replicas on Chalcolithic-era pots and ossuaries in the southern Levant (Caselli
2020: 179–80), on Bronze Age Cypriot pottery (Herscher 1976: 16, Plates III, V), on
tenth-century BCE pithoi at Tel Dan in northern Israel (Biran 1994: 166–8, Figures 126
and 128) and on Geometric Period Cycladic pots (Beaumont et al. 2014: 118, Figure 3,
ETHNOGRAPHIC INSIGHTS 117
Plate 31: 2; and Charalambidou 2020) demonstrate the longevity and widespread
prominence of snake motifs. Three-dimensional and incised snake patterns appear on
decorative traditional handmade wares and on wine fermentation pithoi (pitharia) in
Cyprus (Dometios and London 2016: 32–3; London 2020b: 73, 107, Figures 2.10, 9.13).
People feared the strength and poisonous venom of a creature associated with the
underworld and linked to the chthonic cult in Greek mythology. Simultaneous positive
attributions reflect the ability of snakes to shed and rejuvenate their skin. According to
Akkadian and Classical era texts, skin boiled in wine was a curative beverage (Polcaro
2019: 784).
The opposing views of snakes in part reflect the poisonous versus the non-lethal
varieties. Harmless black whip snakes in Cyprus were welcome in the fields and in
buildings. They guarded growing grain by eating the predators of a maturing crop.
Afterwards they guarded the harvested grain stored in a clay jar. Deemed as protectors of
the home, snakes controlled the rodents and preserved the family grain supply. Snake-
shaped wedding breads would hang on the house wall for protection until the first born
tasted it (London 2020b: 119, Figure 10.21). Snakes, as classroom pets in mid-twentieth-
century schools, controlled the population mice (personal communication D. Voskaridou,
18 September 2017).
In antiquity, applied or incised wavy lines encircling jars could represent the protective
snake, which was needed based on a first-millennium BCE large jar embedded into the
ground at Tall al-ʿUmayri. It was entirely empty except for the complete skeletal remains
of a mouse (personal communication, L. Geraty 2008). The ethnoarchaeological research
demonstrates that the non-venomous snakes provided food security in contrast to any
connection with the underworld.
FIGURE 5.6a: Huge (1 metre tall) wine fermentation jar at Kalokhorio, Cyprus, with a raised
snake-like wavy strip between two horizontal bands. An added patch of clay below the rim is
impressed with a bread stamp (typari). It reads: IC-XC-NI-KA ‘Jesus Christ conquers (or is
victorious)’. Photographed by Knud Jensen in July 1971.
FIGURE 5.6b: The same letters are impressed on the jar rim, photographed by Knud Jensen in
July 1971. (See London 2020b: 16–18.)
ETHNOGRAPHIC INSIGHTS 119
FIGURE 5.7: Incense burner with three impressed dots at the handle top plus a row encircle
the interior bowl, made in Kornos, Cyprus. Photographed by Knud Jensen in June 1971.
Burials
How are we to interpret ancient artefacts found at or in burials? It is assumed that goods
deposited inside tombs furnished the dead but anything left outside the grave, as in Persian
Era tombs at Shechem (Stern 2001: 472), supplied the deceased, the living or both.
Ancient texts reference funerary meals and feasts intended to memorialize the deceased
and the ancestors (Albertz and Schmitt 2012: 444–59). Multiple reasons account for
deposits of pottery, metal, textiles, personal items etc. above grave sites that have been
recorded by Autumn Whiteway in her noteworthy study of cemetery ethnoarchaeology.
After interviewing more than a hundred Bedouin to learn about funerary practices she
visited twenty cemeteries containing over a thousand graves in southern Jordan.
Approximately 35 per cent of the material remains on the tombs involved food or drink
consumption, implying that meals happened at the grave. Personal used items, rather than
special funerary items, remain at the cemetery for various reasons (Whiteway 2016: 168–
81). Similarly, Cypriot traditional water jugs that had been repurposed to carry wine and
water for use during burial ceremonies remained on the burial deposit or were deliberately
broken to stand upside-down and protect a small flame in a ceramic incense burner
(London 2020b: 175–6). These two case studies reveal comparable mortuary practices
for migratory and sedentary populations. Ancient tombs with old pots left on the surface
probably reflect final or annual meals.
ETHNOGRAPHIC INSIGHTS 121
SUMMARY
Ethnoarchaeological research identifies multiple explanations for why and how people
use or made similar-looking artefacts. Artefacts’ use changes over time. Artefacts cross
from daily use to funerary use, from sacral to profane functions. An ordinary water jug
became the container carried to the cemetery to sprinkle water on the deceased, the
shovel and hands after the ceremony. Then it was intentionally ‘killed’ to protect a burning
flame left at the tomb. Handmade pottery persisted alongside wheel-thrown wares,
given their mutually exclusive purposes. Wealth in villages manifests in covered interior
space more than in portable material possessions. Potters include males and females,
young and old.
Non-binary answers to the questions that ethnoarchaeologists ask result in a more
diverse and complex conceptualization of ancient societies. Instead of either sedentary or
mobile lifestyles, male or female potters, ritual or secular, snakes as good or dangerous,
and outside or inside work, many long-term ethnoarchaeological studies reveal a nuanced
multifaceted village and urban lifestyles where there is no single answer, use or
understanding. Different people can see and understand a design element differently.
Ancient domestic architecture, like pottery or animal bones, present an incomplete yet
rich set of information for archaeologists to interpret based on assessing assemblages as a
whole and the templates derived from long-term ethnoarchaeological studies. Most
relevant is research on workshops, households or villages rather than the occasional keen
observations and comments of archaeologists travelling the countryside or visiting
villagers in between excavations. Instead of simple answers or binary choices for ancient
people and their material remains, ethnoarchaeological research demonstrates that
complexity best defines humans.
122 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
ACKNOWLEDGEMENTS
My thanks to Emanuel Pfoh for inviting me to contribute to the current volume. I cannot
express my debt of gratitude to the traditional potters of Cyprus and their families for
allowing me to record their work and history. Other village members and those no longer
residing in the rural communities taught me much by allowing me to share their homes,
their tables and their stories. My fieldwork was made possible by grants from the Fulbright
Scholar Program (1985–6), the National Endowment for the Humanities (1999–2000)
and the Council for American Overseas Research Centers (2017), all administered
through the Cyprus American Archaeological Research Institute (CAARI) in Nicosia and
part of the American Schools of Overseas Research. For the opportunity to excavate and
the study of pottery from Tall al-ʿUmayri since 1989, I thank the excavation directors L.
Geraty, L. Herr and D. Clark. Michael Savvas, President of Kornos Village, generously
took photographs of pottery in niches during the refurbishment of the village church. I
thank Autumn Whiteway for permission to mention her unpublished MA thesis on
cemetery archaeology. Andreas Georgiades consulted with me regarding his exceptional
collection of traditional Cypriot artefacts. Discussions with Justin Lev-Tov proved highly
informative. Beth Alpert Nakhai and Xenia Charalambidou kindly read and commented
on an early draft of my paper. My husband, M. den Nijs, continues to provide logistical
and IT support.
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130 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
political alliance, prestige and power, ritual and mythic evocations, etc., taken in
comparison (like Liverani, Zaccagnini and Grottanelli did). Social anthropologists,
instead, can certainly profit from applying ethnographic insights and analogies to dig
deeper into ancient Near Eastern and biblical myths and stories.1 These attempts, drawn
from different disciplines, may, however, both agree on the principle that any text or
mythic/literary tradition from the ancient past can only be unlocked in its original meaning
when a cultural translation is properly performed. Such a cultural translation is met, of
course, with the impossibility of ethnographic documentation and fieldwork.
Notwithstanding this, an interpretative approach drawn from the methods and aims
of social anthropology in order to translate the cultural remnants of ancient societies does
find analytical legitimacy – not only to overcome simplistic evaluations or naïve historicist
readings of written sources, but also to offer possible answers to the complexities of
social practices and logics (political, economic, ritual) and ontologies expressed in
textual records (like the biblical record). In this sense, we may test how ‘Mediterranean’
the societies behind the biblical stories were in their social practices and ontologies,
in spite of the millennia that have transpired between the textual composition of
these sources and ethnographic research conducted in the Mediterranean region, and
also how this perspective contributes to new understandings of the ancient history of the
Levant.
By ‘Mediterranean’ with quotation marks – it should be noted – it is meant here much
more than a geographical location: it is rather intended to allude to a set of interrelated
characteristics and practices present in certain historical periods, as revealed by ethno-
historical and ethnographic research, which may provide an interpretative clue to different
kinds of data coming from ancient times in the East Mediterranean and the region known
as the Near/Middle East – although ‘South-West Asia’ would be a better, less ideologically
charged terminology for this territory (cf. Scheffler 2003).
1
See, for instance, Leach 1962; Leach and Aycock 1983; Kuper 2016; cf. also Grottanelli 1998: 22–38. I am very
well aware that anthropology and ethnography are not monolithic fields and have of course their own intellectual
history and processes (cf., e.g., Barnard 2004; Moore and Sanders 2006; Candea 2018). My intention here in this
chapter is to call for a greater cross-fertilization of approaches and problem-oriented research.
THE ANTHROPOLOGY OF THE MEDITERRANEAN 131
on the analysis of remote societies. Their work was based primarily on literary,
historical and archaeological sources, and was only occasionally connected to living
peoples.
—Silverman 2001: 432
Also, as observed by David Gilmore, ‘Anthropology in the Mediterranean area [was]
nothing new; some of the earliest ethnographies took place there. But an anthropology of
the Mediterranean area which include[d] both Christian and Muslim sides [was] both
new and controversial’ (Gilmore 1982: 175; original emphasis).3 Indeed, the perspective
of having the European, African and Levantine shores conceived of as the scenario of
shared cultural expressions marked a departure from rather old-fashioned evolutionistic
views of humanity (i.e. European = culturally advanced; African and Levantine =
culturally underdeveloped); but more importantly, it also started off a more sophisticated
view which, however, still perceived southern Europe as the ‘primitive backyard’ of
northern Europe (Pitt-Rivers 2000; cf. also Fabre 2007).
Pitt-Rivers’s seminal and now classic ethnography The People of the Sierra (1954),
inaugurated, in fact, the study of Mediterranean societies by British social anthropologists
in the early 1950s, followed by the also relevant monographic study by J.K. Campbell,
Honour, Family and Patronage (1964).4 Yet, maybe 1959 is the true foundational year of
the anthropology of the Mediterranean, with the celebration of a conference in Burg
Wartenstein (Austria) on peasant societies in the Mediterranean basin. This academic
event would trigger several successive academic meetings, which generated, too, the
publication of the foundational texts of Mediterranean anthropology and their
construction of themes and topics proper of such specialization, as their titles indicate:
Mediterranean Countrymen: Essays in the Social Anthropology of the Mediterranean,
edited by Pitt-Rivers (1963b); Honour and Shame: The Values of Mediterranean Societies,
edited by John Peristiany (1965); Contributions to Mediterranean Sociology: Mediterranean
Rural Communities and Social Change, edited by Peristiany (1968); and Mediterranean
Family Structures, also edited by Peristiany (1976).
Eventually, constant fieldwork on northern and southern shores of the Mediterranean
produced a considerable amount of ethnographic material whose cultural details and
features were passible of being compared with each other (cf. Davis 1977; Leca 1977). In
effect, these studies unfolded a concrete ethnographic genre, the ‘anthropology of the
Mediterranean’, which seemed to expose a particular Mediterranean ethos in its different
manifestations, anchored in key factors like honour and shame, amoral familism,
hospitality, feuding, revenge (vendetta), the evil eye and related superstitions, and patron–
client relations, all of them in a somehow essentialist manner and tending to manifest a
2
Further on the context of these processes, cf. Flannery 1967; Silverman 2005; Schneider 2012.
3
Cf. further Horden and Purcell 2000: 485–523.
4
Both Pitt-Rivers and Campbell were attached to the Institute of Social Anthropology at Oxford University and
were influenced by the structural-functionalism of the Oxford professor Evans-Pritchard [. . .]. Many of the early
ethnographies of Southern European societies were, in fact, clearly modelled on Evans-Pritchard’s The Nuer. In
exposition they began with considerations of environment and agricultural production, and then proceeded
through politics, kinship and marriage, moral values and ultimately to religion.
—Stewart 2010: 263
Further on Evans-Pritchard’s anthropological circle in Goody 1995: 77–86; Kuper 2015: 42–63; and on Pitt-
Rivers in Herzfeld 2017.
132 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
5
See especially Banfield 1958, where the concept of amoral familism was coined (in Ch. 5) to characterize these
societies; but cf. the revaluations in Silverman 1968; and Stewart 2010: 265. See further now Roque 2000, 2005;
Bonte 2012: 168–72; Giordano 2012: 21.
THE ANTHROPOLOGY OF THE MEDITERRANEAN 133
6
On the ‘culture-area’, a key term in American anthropology of the early twentieth century, cf. Wissler 1927, 1928;
also Hill 1941. Clark Wissler, through the study of American native societies, would conceive of defined ‘culture-
areas’, in which ecology and material culture corresponded. To this, George Hill added the concept of ‘culture
type’, to deepen the characterization of culture-areas. Later, Alfred Kroeber would use the concept of culture-area
in opposition to the studies of Franz Boas on the indigenous peoples of California (cf. Buckley 1989). Of course,
the risk of cultural essentialism and ecological determinism is very much expressed in these formulations – as it is
in the foundational study of Fernand Braudel (1972 [1966]) on the Mediterranean area. The potential contribution
of the Annales historiographical school to Levantine studies in antiquity cannot be properly dealt here within the
scope of the present study. For some preliminary theoretical orientations, see Tilly 1978; Knapp 1992.
7
See also the seminal study by Davis (1977), although from this recent reflexive outlook.
8
The perspective has been revalidated in more recent times, with a reflexive spirit, both anthropological and
historical: cf. Boissevain 1979; Gilmore 1987; Albera 1999; Horden and Purcell 2000; Roque 2000; Albera, Blok
and Bromberger 2001; Harris 2005; Sant Cassia and Schäfer 2005; Albera and Tozy 2006; Giordano 2012; and
most recently Ben-Yehoyada, Cabot and Silverstein 2020; Shryock 2020; Herzfeld 2020.
9
The same criticism can be applied to characterizations of the Middle East: cf. the essentialist description by
Raphael Patai (1952) on the Middle East as a ‘culture area’.
10
Also Bonte 2012: 167. Further discussion on anthropology in ‘area studies’ is found in Guyer 2004.
11
Or, as has been more elegantly said by Friese (2004: 120): ‘une approche susceptible de rendre compte des
particularités de pratiques sociales spécifiques, de cosmologies culturelles et de leurs “imaginaires” respectifs’.
12
Defined as ‘the various ways in which microregions cohere, both internally and also one with another – in
aggregates that may range in size from small clusters to something approaching the entire Mediterranean’
(Horden and Purcell 2000: 123); cf. also Bresson 2005; Abulafia 2011; and for the Late Bronze Age, Knapp
1990; Hitchcock 2005; and later periods, Lichtenberger 2021.
134 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
present times and practices detected or cautiously assumed to be active in more ancient
times, given a proper control of the comparison, i.e. without extracting universal laws
from observing two analogous practices in similar ecological or economic settings in
different periods of time. The relevant question is whether we are ultimately able to
understand ancient sociopolitical practices placed in a certain environment by analysing
current sociopolitical practices set in more or less similar environments. My answer
is definitely positive, as long as we keep in mind the heuristic purpose of the analytical
effort (cf. further Lang 1985; Matthews and Benjamin 1993: xiii–xxiii; Pfoh 2010,
2016: 63–6).
To give here a general example, the livelihood of many communities in the ancient
southern Levant (in broad lines, from the third to the mid-first millennium BCE ) depended
on growing olives, vines and cereals, goat- and sheep-herding, and horticulture; a certain
interdependence of farmers and semi-nomads was established as well.13 Many urban
settlements of relative size had a rural periphery that depended economically and
politically on them, according to a common topographical fragmentation, especially in
Palestine, where a cantonal landscape was evident (see Sapin 1981, 1982; Thompson
1992: 316–34; Faust 2013). As Liverani explains regarding the latter location,
The first evident consequence of this topographic and ecologic fragmentation is
political fragmentation, at least during all the period in which the dimension of
political formations will be strongly conditioned by the modes of exploitation of the
territory, dependent on agriculture and husbandry. [. . .] Thus, the dimension that we
may qualify as ‘cantonal’ (a city with its hinterland destined to agriculture and
husbandry) cannot be exceeded unless other factors of [territorial] unification (ethno-
linguistic, religious) appear from within or proceed from external interventions. Each
‘canton’ remains isolated from the others due to a weakly inhabited landscape (hills,
steppes, woods) quantitatively predominant.
—Liverani 1990: 1514
This scenario is still found – or was until not so long ago – in many parts the Mediterranean,
and the relationship between an urban centre and the rural space may lead us to think
about the agro-towns of Italy’s ethnographic record.15 Now, if we extend the scope of our
historical perspective, it might be possible to see a socio-economic continuum from the
pastoralist semi-nomad to the peasant to the urban dweller, not only in the Eastern
Mediterranean but also in the Middle East / South-West Asia, at least until around mid-
twentieth century, depending on the regions or areas.16 Said continuum is traversed by
13
Cf. Thompson 1992: 316–34. For ethnographic observations from the early twentieth century, especially
dealing with the productive cycle of agriculture, cf. Dalman 1932; and in relation to a Mediterranean longue
durée, cf. Lichtenberger 2021: 130–32.
14
The translation from the French is mine.
15
On Mediterranean agro-towns, cf. Blok 1969; Giordano 2017. There is certainly an urban–rural continuum in
the Mediterranean basin at the level of socio-economic units. As Caro Baroja (1963: 31) indicates:
In spite of the classical authors’ [Plato, Strabo] insistence on the particular quality of rural as opposed to urban
life, they had very distinct ideas on the close relations of the city with the country and on their necessary
connections. And it is worth noting that when they do the works of sociologists (rather than historians,
geographers or moralists), they begin to see clearly something that can be defined as a linking of functions
between the city and the country.
Cf., for a Middle Eastern comparison, Eickelman 2002: Chs 3–5.
16
See the anthropological discussion in Lemche 1985: 84–244; cf. also the presentation in Lewis 1987.
THE ANTHROPOLOGY OF THE MEDITERRANEAN 135
ON ‘MEDITERRANEAN’ FEATURES IN
THE ANCIENT SOUTHERN LEVANT
In one of the aforementioned foundational works of Mediterranean anthropology, Pitt-
Rivers (1963a: 9) wrote: ‘The geographical form [of the Mediterranean basin] therefore
favours unification by military force, settlement and, as soon as the commanding power
relaxes, rebellion, but not integration into a homogeneous culture. As a result, political
and religious hierarchies were able to replace one another while leaving the local
community, if not unaltered, nevertheless faithful in large parts to its traditions.’
These words, read now decades after being written, may be objected to on some valid
grounds, especially its blatant generalization. However, they capture well two constant
realities in the history of the region of the Levant, or Syria-Palestine, in antiquity: in the
first place, the rather uninterrupted occupation of the territory by successive foreign
powers since the middle of the second millennium BCE until the middle of the twentieth
century – almost four thousand years! – especially due to the geopolitical location of the
region, as a commercial and military bridge between continents (Aharoni 1979: 3–6,
43–63; Astour 1995: 1415–16); and in the second place, what we may call the ubiquity
of vertical ties of political dependence, i.e. patron–client relations, through different
periods. Traditional historiography of the ancient world is confident in detecting ancient
patronage only with the Roman expansion, in our case, towards the east of Europe.18
However, patron–client relations are much older in the region and have been permanent
through different periods, especially in the southern Levant (Westbrook 2005; Pfoh 2016,
2022; Pfoh and Thompson 2019).
One could ask, indeed, whether Pitt-Rivers’s words do not betray a rather explicit
geographical determinism as well. We should not, however, confuse geographical
determinism with the concrete and documented permanence of some sociopolitical
17
Cf. Eickelman 2002: Chs 6–7; Lindholm 2002. After analysing ethnographies carried out in Tell Toqaan (Syria),
Al-Munsif (Lebanon) and Kufr el-Ma (Transjordan), Lemche (1985: 178) notes: ‘The preceding analysis has
shown that in dealing with the Middle East the relationship between city and village is not a dichotomy, but rather
a continuum’. See further about this question in Lemche 1985: 164–201.
18
The Roman period is generally the first historical example taken to illustrate patronage (and from that period
comes the basic terminology of the phenomenon): see, for instance, in general Eisenstadt and Roniger 1984;
Ma˛czak 2005; Lécrivain 2007a, 2007b. For patronage in ancient Rome, Wallace-Hadrill 1989; Deniaux 2007; in
ancient Greece, Finley 1983: 24–49; Pébarthe 2007; in Absolutist France, Kettering 1986. For patronage in rural
settings, cf. Garnsey and Woolf 1989, for the Roman world; and Thompson 1971, for a much more modern
period. On the moral economy of the peasantry and solidarity networks, cf. Fafchamps 1992. Patronage in the
Middle East is well documented, cf. especially Leca and Schemeil 1983; and the studies in Gellner and Waterbury
1977, and Ruiz de Elvira, Schwartz and Weipert-Fenner 2018. For patronage in the Mediterranean basin, cf.
besides the already indicated literature, Campbell 1964; Boissevain 1966; Silverman 1968; Weingrod 1968; Blok
1969, 1974; Schneider 1969. On the related phenomenon of political clientelism, cf. Briquet and Sawicki 1998.
136 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
practices through time in the same region. To focus here on one sociopolitical aspect: if
patronage relations are encountered in the Levant by ethnohistory and ethnography
throughout the twentieth century and even some centuries before (see, e.g., Cohen 1973;
Khoury 1983; Doumani 1995; Rabinowitz 1997; Philipp 2001; Chorev-Halewa 2019),
articulating internally the local community, but also linking the community and the
regional power, and there is data from ancient textual sources that reflects clues that can
most certainly be understood through a heuristic conceptualization of patron–client
relations (cf. Lang 1982; Lemche 1985: passim; Simkins 1999; Westbrook 2005; Pfoh
2009: 113–60; Knight 2011), such an analytical operation is therefore legitimate and is
far from betraying a misguided and ethnocentric essentialism of the societies of the region.
Indeed, as indicated for Palestine by Robert B. Coote and Keith W. Whitelam (1987: 114),
‘[p]easant factionalism shaped according to patterns of elite patronage, at both village and
urban levels, appears to be endemic in Palestine. Once this feature has been examined in
materials dating from the seventeenth to the early twentieth centuries, it becomes quite
noticeable whenever historical sources for rural life in Palestine exist in any detail’.
Contemporary examples of patronage may indeed help us explain and understand the
ideological and political world view active in the ancient Levant through a careful
employment of analytical analogies and being aware of the temporal and cultural distance
between ancient Levantine peoples and modern ones.19 As Horden and Purcell (2000:
464) have suggested, ‘[w]e can then go on to enquire what ways remain in which the
ethnographic present might instruct us about the historic past’.
With patronage, of course, other elements and aspects common in traditional
Mediterranean societies may be assumed to have existed, too, in the ancient Levant.
Kinship structures and bonds are undoubtedly ubiquitous in any society and, in non-state
societies, extended kinship offers also a main vehicle for politics and economic organization
and articulation (see, e.g., Hirth 2020: 17–75). In Mediterranean societies kinship and
patronage are visibly interrelated (cf. Campbell 1964), and it could well be stated that
kinship and patronage constituted the main elements of social articulation in Syria-
Palestine during the Late Bronze Age (c. 1550–1150 BCE ) but also during the Iron Age (c.
1150–586 BCE ), in the kingdoms of Israel and Judah (Pfoh and Thompson 2019; Maeir
and Shai 2016). One might also conceive of the presence of situations in which personal
honour and prestige, along with reciprocity and alliance, play an important role in ancient
Levantine political and cultural sociability, and this may have been equally reflected in
some of the textual data coming from the second- and first-millennium BCE Levant and in
many biblical stories. Precisely, Johannes Pedersen (1991 [1926]) offered about a century
ago a pioneering treatment of honour and shame in ancient Israelite society, although he
understood the conceptual pair through biblical anthropology and Israelite psychology,
rather than through social anthropology (in spite of his uses of random Middle Eastern
ethnographic examples; cf. Pedersen 1991 [1926]: 213–44).20
19
Compare, for instance, the description of Levantine politics in the mid-second millennium BCE by Liverani
(1967, 1983) in the light of patron–client politics (i.e. Gellner and Waterbury 1977; Eisenstadt and Roniger
1984), as illustrated, e.g., in studies like Lemche 1996; Pfoh 2016; Pfoh and Thompson 2019.
20
A more recent treatment of this matter, with contributions by Old and New Testaments scholars and responses
by social anthropologists, is found in Victor H. Matthews and Don Benjamin’s edited volume, Honor and Shame
in the World of the Bible (1994). Olyan 1996 should be included here too, although his explicit reference to
‘vassal’ relationships in the Hebrew Bible (and in ‘ancient Israel’) must instead be understood in terms of patron–
client relationships: cf. Hobbs 1997; Pfoh 2022: 17–21. A most recent discussion of premodern honour, shame
and hospitality in the Ottoman Levant in connection with biblical values is found now in van der Steen 2021.
THE ANTHROPOLOGY OF THE MEDITERRANEAN 137
ON ‘MEDITERRANEAN’ FEATURES
IN BIBLICAL TEXTS
In the field of Judaism and New Testament studies, themes proper of the anthropology of
the Mediterranean have been perhaps more widely discussed and treated than in Hebrew
Bible / Old Testament studies, where they represent only a minority of scholars’ interest.
One could just mention here as different, almost opposite, examples the study by Seth
Schwartz, Were the Jews a Mediterranean Society? (2010),21 and works like David A.
deSilva’s Honor, Patronage, Kinship and Purity (2000) and those by the members of the
Context Group in New Testament studies, like John J. Pilch and Bruce J. Malina’s Biblical
Social Values and Their Meaning (1993), Malina’s The Social World of Jesus and the
Gospels (1996), Jerome H. Neyrey and Eric C. Stewart’s The Social World of the New
Testament (2008), and Zeba A. Crook’s The Ancient Mediterranean Social World (2020).
The reason for a much more accentuated interest about Mediterranean anthropology in
New Testament studies resides probably in that we have in these periods the Roman
power present in the Levant and, with it, Roman culture and politics with their
Mediterranean traits, which naturally affected the world in which this part of biblical
literature was composed (Malina 1996).
For ancient Near Eastern and biblical studies the picture is somewhat different,
although there should be little doubt that the social world of the Hebrew Bible / Old
Testament was ‘Mediterranean’ in its social values (cf., e.g., Matthews and Benjamin
1993, 1994; Lang 2004; further Sacchi and Viazzo 2014; Huebner 2017).22 Both of these
fields, in general, have not been permeated much by social-anthropological insights and
therefore archaeology and philology/linguistics have instead been the main driving forces
and interpretative perspectives when attending to historical matters, at least until not so
long ago.23
As already noted above, what the anthropology of the Mediterranean can offer us is
the possibility of widening our interpretation both of ancient social logics (cultural,
political, economic, religious), and of ancient myths and stories located in the ancient
Levant. To attend to, once again, but one single sociopolitical factor, the notion of prestige
and power, blended with expectations of honour and reciprocity, fits well within the
21
Schwartz (2010: 26) argues that:
To be sure, some biblical heroes, most prominently David (in his early life an ‘outlaw’ pastoralist and brigand)
and the judges (who lived, the Bible repeatedly reminds, at a time when ‘there was no king in Israel and each
man did what was right in his eyes’), are the subjects of stories that portray them approximately as idealized
Mediterranean men. Nevertheless, on the whole, the non-Pentateuchal biblical books have little good to say
about Mediterranean culture [. . .]. [T]he Torah, for its part, has a radically anti-Mediterranean vision of
Israelite society: the only fully legitimate relationship of personal dependency for Israelites is that with their
God, who is their father, master, friend, and lover; hence the importance of charity, a type of redistribution
intentionally set up so as to hinder the proliferation of personal ties of dependency.
One could contend, however, that personal dependency to the Israelite God was in fact modelled according to
the sociopolitical arrangements of patronage, clearly an East Mediterranean practice; cf. Lemche 1996; Pfoh
2022.
22
Compare further, on families, households and domestic spaces, the studies in Bodel and Olyan 2008 and those
in Huebner and Nathan 2017.
23
Cf. further Rogerson 2013, also Hagedorn 2015. In spite of a tradition of two hundred years of conceiving of
‘the world of the Bible’ by attending to ethnographic notices, Old Testament scholarship has essentially made use
of social anthropology in a rather ancillary and secondary manner; see the Introduction to this volume.
138 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
characters, as they can shed light – when interpreted anthropologically – on the society
producing the texts and the values and world views it upholds.24
A CONCLUSION
After the preceding, yet rather preliminary and programmatic, discussion and presentation,
it seems to be obvious that the anthropology of the Mediterranean could indeed contribute
to analysing and widening the interpretation of the social and cultural worlds of ancient
Levantine peoples and biblical stories. Beyond putative criticisms towards the scope and
the characteristics proper to the ‘Mediterranean’ perspective in anthropology, I am
confident that one can overcome any kind of assumed essentialism in this perspective and
recognize the historical continuities and transformations in the social practices and
ontologies of the East Mediterranean region, without conceding by necessity to accepting
characteristics proper of social, cultural and historical stagnation, as previous Orientalist
– à la Said (1978) – understandings would imply or propose. In particular, the history, and
not only the cultural features, of the ancient southern Levant roughly during the third to
first millennium BCE comes also under new light after a critical ‘Mediterranean’
perspective, as we can attempt to understand, for instance, political practices reflected on
textual data after ethnographic attestations (i.e. patron–client relationships, as I have
focused on in this chapter [cf. also Chapter 14 in this volume]), which may in effect shed
further light on the political ontologies at work in these periods – political ontologies that
need to be properly decoded in the extant textual data.
When it comes to the biblical stories and myths, the path already trodden by Pitt-Rivers
in anthropology and by Liverani and Grottanelli and others in ancient Near Eastern studies
should definitely be further pursued. On this level of interpretation, degrees of ‘biblical
historicity’ should best be left aside, for methodological reasons, in order to first and
foremost grasp the ontologies behind biblical texts: what matters from a socio-anthropological
perspective is the cultural voice in the texts, as translated through an ethnographic insight,
and how this cultural decoding contributes to the retrieval of ancient mentalities and cultural
expressions of the peoples of the Levant in antiquity. Finally, what needs to be done now – as
a way to overcome both simplistic and rather complex paraphrases of the biblical text when
historical interpretation is what is aimed at – is writing a proper historical anthropology of
the ancient southern Levant and its different regions, treating systematically and coherently
all of these aspects (see further Pfoh 2017; Thompson 2019).
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For some results on this interpretive technique, see for instance Pfoh 2014. Furthermore, this approach should
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148
PART TWO
149
150
CHAPTER SEVEN
1
Cf. the references to twelve-tribe associations among the Ishmaelites (Genesis 17, 25), the Aramaeans (Genesis
22), and the six Arab tribes (Genesis 25).
151
152 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
for determining the original settlement patterns of the Iron Age I highlands is limited.
They may provide information about patterns at the dawn of the monarchy, when the
tribal regions were transformed into administrative districts for purposes of taxation and
recruiting labour for public projects and military service. But even for this period, the lists
may be idealized.2
In relation to social structure, only very schematic and superficial representations
occur. Examples are found in Josh. 7.16–18, where society is divided into families,
lineages or clans (see below) and tribes, or in census reports such as that in Num. 26.
Although we have no descriptions, there are a number of terms that occur in the
biblical texts that point to conceptualizations of different levels of organization in the
tribal structure. As is clear in the discussion below, there is no clear consensus on exactly
what these terms mean or what level in the organization they refer to. There is also a good
bit of scepticism regarding whether they in fact represent the reality of the early social
organization or were later imposed by the writers of the monarchic and postexilic periods.
The difficulty in understanding the meanings of these terms can be variously explained.
First, the terms we, or ancient peoples, use to identify social categories refer to ideal and
not necessarily empirical categories. In this respect, members of Israelite society themselves
(at whatever time) were probably not precise in their use of these terms. It is also likely
that in the course of the texts’ transmission the meanings of the terms changed as tribal
organization became subsumed under the centralized state, and that individuals in the
circles that preserved them were not familiar with their earlier usage. Another possibility
is that the Israelite societies (synchronically and diachronically) did not adhere to any
single system (see Lemche 1985: 202–4).
2
Cf. Frick 1989: 78–9. Frick assumes that while these boundary descriptions do reflect later administrative
divisions under the monarchy, they derive from a source representing tribal claims during the late premonarchic
period; cf. Halpern 1983. Halpern also suggests the possibility that the notion of a twelve-tribe system antedates
the early monarchy (1983: 12), and that there was a full-blown tribal confederacy by the twelfth century (as
indicated by Judges 5) (1983: 91–2).
KINSHIP AND SOCIAL ORGANIZATION 153
3
The concept of segmentation can be traced back to Émile Durkheim’s The Division of Labor in Society (1933
[1893]: 175). E.E. Evans-Pritchard’s The Nuer (1940) contains the most thorough application of segmentary
theory to an African society. For a review of issues of segmentation in the Middle East, see, e.g., Caton 1987;
Dresch 1988; Eickelman 1989: 131–8. See also Sahlins 1961; Gellner 1969, 1973; Khazanov 1984: 144–8.
4
Reference to the minimal sections as ‘lineages’ is avoided, since patrilineal ties cannot be traced with precision.
KINSHIP AND SOCIAL ORGANIZATION 155
are made to control conflict and maintain order at the lowest possible level. The bottom
‘level’ in a segmented system is composed of discrete camping clusters or rural local
communities that claim common identity and may share residence in a common territory
or herd together, and expect other group members to support their interests. Many
households within such a community, but not necessarily all, claim common kinship ties.
Conflict with other groups is understood in relation to collective honour, and members
of individual groups, which are situationally defined, are expected to support one another.
High value is placed on the autonomy and honour of individuals, as is a ‘balanced
opposition’ of honour-bearing individuals and groups. Cultural notions of persuasion,
mediation, honour and negotiation, rather than use of force, are emphasized in conflict
resolution and the maintenance of social order. Thus one becomes a man of honour in
such societies by learning how to be persuasive.5 The balanced structure of segmented
systems also helps to contain violence by maintaining the ideal of equality, even though in
actuality egalitarianism is not absolute (Gellner 1973: 4). Even so, political leadership can
exist, as long as it remains personal and is not institutionalized into an office, so that the
ideal of egalitarianism can be upheld in spite of political inequality on the ground.
As an example of flexibility in a typical segmented group, Eickelman points to the Bni
Bataw of Morocco (Eickelman 1989: 141–4). As is the case for other segmented societies,
the rural local community is the most important ‘level’ in terms of everyday activity.
Individuals in a rural local community claim patrilineal kinship to one another (among
other ties), but cannot specifically identify how all members of a group are mutually
related. They often point to an unspecified ahistorical past as a way of legitimizing
present-day alignments. What counts, then, is not how individuals are in reality related by
blood, but who acts together with whom in a sustained way on various ritual and political
occasions.
Flexibility is also apparent in the makeup of the community’s council. The council is
an informal body constituted by male heads of households, who consult on such issues of
mutual concern as transhumant movements, quarrels over water and pasture rights, and
other types of collective obligations. When circumstances permit, individual households
or groups of households who are dissatisfied with membership in a particular local
community may break away to join another rural local community or to form their own
in a process of fissioning and fusing.
Marriage ties, a wife’s inheritance or purchasing land in another rural local community
can serve as the basis for a realignment. Normally, the realignments occur only within the
context of nearby local communities, and often households are not even physically
relocated. What is of primary significance, then, is not a person’s actual physical location,
but who is aligned with whom in what circumstances.
The next ‘level’ in the Bni Bataw system, the section, is usually composed of three or
four local communities and is somewhat more stable in composition over time, although
composition and formal identity do tend to change gradually. The greater stability of the
sections over against the lower levels in the system is connected with their recognition as
administrative entities. Prior to the colonial period, for example, sections were responsible
for constructing fortified compounds for collective defence against intertribal raids,
5
Eickelman (1989: 132–5) emphasizes that these notions are cultural principles, not directly observable ‘actual’
social actions. The principle of segmentation and associated notions of person, responsibility and honour serve in
a sense as ‘native’ models of the social order.
156 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
6
See, e.g., Crüsemann 1978: 201–15; Gottwald 1979: 322–3; Frick 1985: 51–69; Lemche 1985: 202–30;
Rogerson 1986; Fiensy 1987; Flanagan 1988: 278–8.
7
Eickelman 1989: 133–5; cf. Lemche 1985: 223–31; Rogerson 1986. Lemche and Rogerson argue that
segmentary lineage theory is inadequate for understanding the situation in early ‘Israel’.
KINSHIP AND SOCIAL ORGANIZATION 157
the studies of tribes in ancient Palestine that have depended on models developed in
studies of African tribes rather than on those relating to the geographical context of the
Middle East. The concepts of tribe refer to real relations and have social and economic
significance, but these are highly variable, as tribal structure and membership change
constantly. Within the context of a particular tribe, as practical definitions of self-identity
change, so do factional alignments over land rights, marriage strategies, access to
resources, and other aspects of society. Power and leadership also shift according to
current membership in changeable descent groups.
Another complicating factor is that the context and goals of the person engaged in
defining ‘tribe’ affect the ways in which a tribe is conceptualized. Administrative concepts
(i.e. concepts developed by administrators of states into which tribes have been
incorporated), for example, frequently assume a corporate identity and fixed territorial
boundaries that many ‘tribes’ do not possess.8 Tribe members themselves, on the other
hand, do not necessarily think of themselves primarily in relation to the state, and their
social and political alignments frequently shift, even as the ways in which they conceive
of boundaries tend to be blurred and flexible.9
It is too simplistic, then, to view tribalism as a single phenomenon, or as an
undifferentiated whole, a peripheral social system, or simply a stage in the evolution of
human civilization, as is often done. Rather, it is a complex system that brings people
together for many different purposes, in the context of many different competing or
alternative principles of alignment (LaBianca and Younker 1995: 405).
Nevertheless, as Eickelman argues, it is possible to identify some ‘family resemblances’
among Middle Eastern tribes. In general, a tribe is a group that is conceptualized in terms
of genealogy, and may be either a part of a ‘nation’ or identical with a whole ‘nation’.
Tribes are found in a wide range of socio-economic settings, including pastoral nomads,
settled farmers or even urban dwellers, and their members are often, although not
necessarily, politically unified (Eickelman 1989: 73).
The composition of segments in social structure and the ways in which the structure is
articulated vary from tribe to tribe and will also vary depending on whether the group is
nomadic or sedentary, or a combination of both. For example, in a sedentary tribe, the
village might be an identifiable segment in the system, whereas in a pastoral nomadic
tribe, the ‘camp’ would be the corresponding segment. In terms of articulation, sedentary
groups tend to develop more rigid lineages than is the case for nomadic groups. Because
kin groups put a great deal of energy into working and protecting particular plots of land,
their sense of ownership and investment, along with feelings of in-group loyalty and
obligation, tend to be stronger.
Kin groups in nomadic societies, on the other hand, tend to have looser, more flexible
lineages because of their dependence on being able to gain access to widely dispersed
areas. Flexible and cooperative alignments that allow them to move beyond the social and
territorial boundaries of smaller, blood-related kin groups offer advantages in this respect.
By means of such processes as ‘telescoping’, ‘fusioning’, and ‘grafting’, pastoral nomads
continually generate loose and flexible networks of cooperation and alignments, through
8
This is perhaps the case in the Israelite monarchic construct of twelve tribal districts.
9
Eickelman 1989: 128–9. For a thorough discussion of the types of relationships that exist among nomadic tribes
and states, see, e.g., Khazanov 1984. The variety of ways in which tribes and states interrelate in contemporary
Middle Eastern societies is also the subject of Khoury and Kostiner 1990.
158 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
which they maintain control over widespread rangeland pastures, watering places,
camping sites, storage depots and burial grounds. Complicating matters further is the fact
that it is not unusual for a certain amount of sedentarization and nomadization to occur
among individual households, depending on their personal circumstances and shifts in
economic and ecological conditions (LaBianca and Younker 1995: 404).
There are also numerous variations with respect to political organization. Some tribes
are organized without strong or centralized apparatuses of power, while others are
governed by a supreme tribal leader or chieftain (Lemche 1985: 111). Tribal elites tend to
think of themselves as egalitarian and making decisions collectively. But in reality
egalitarianism rarely exists.
Ideologies relating to tribal identity also vary, but are generally based on a concept of
political identity formed through common patrilineal descent, as expressed through
genealogies. Political actions in such tribes (the patterns in which groups of people actually
come together or come in conflict with one another in a political manner) are generally
explained by anthropologists in terms of segmentary theory, as has been indicated above,
although other grounds for political action may coexist with segmentary ones. Ideologies
are elaborated in varying degrees by individual members of a tribe, depending on their
social positions and particular situations. Individuals who are socially and politically
dominant often elaborate such ideologies in more complex ways than others, using them,
for example, to solidify political alliances with members of other tribal groups and to
enhance their own positions in relation to state authorities (Eickelman 1989: 128).
Another problem that arises in attempting to present a general description of tribal
organization is that the terminology used to designate organizational levels varies from
scholar to scholar. The use of the term ‘lineage’, for example, is often avoided now
because of its connection to segmentary lineage theory, which implies a rigid system in
which unilineal descent is associated with actual blood ties. It is also sometimes difficult
to distinguish between a ‘lineage’ and a ‘clan’. Both lineages and clans are unilineal groups
that perceive themselves as being descendants of a particular individual. But they are
different in that the genealogy of a lineage is more permanent, reflecting both real and
postulated kinship between its members, while a clan genealogy varies according to
particular clan segments, and its members, who assume common ancestry, cannot
demonstrate their genealogical connections.
As is indicated in the discussion of segmented societies above, a tribe is typically segmented
into at least two subdivisions (referred to variously in the literature as sections, moieties,
subtribes). The form, function and significance of these subdivisions correspond in most
respects to those of the tribe, but they apply to only a section of it. A section may be
segmented into a number of ‘clans’ which, again, in terms of structure and function resemble
both the subtribe and the tribe. On all three of these levels of integration it is the concept of
blood relatedness rather than actual blood relations that motivates common activities. A
clan may be segmented into a number of maximal lineages which are in turn composed of
lineages and minimal lineages. In some tribes, the village or camp is also an identifiable
segment in the system. Finally, the lineages themselves are subdivided into extended and
nuclear families (although the extended family is not always a significant social unit).
Integration and cooperation are typically strongest at the lowest level of the nuclear or
extended family, weaker in higher levels of organization, and weakest at the level of
‘nation’ or tribal confederacy (if one exists). The smaller units in a tribal system (for
example, clans or lineages) rarely unite with each other politically. When they do, it is
normally because of some threat or crisis that requires it. In between times of threat, some
KINSHIP AND SOCIAL ORGANIZATION 159
sense of solidarity and unity and loose bonding are maintained through economic and
religious ties (for example, trade and ritual). A sense of unity is further supported by
myths of common descent, fictitious kinship links by means of mythical or assumed
ancestry.
Lemche’s summary of the social structure of nomadic societies in the Middle East
offers a good example of how individuals relate to the various levels in tribal social
structure. Lemche notes that one common feature of all nomadic societies in the Middle
East is that the family is the basic social and economic unit, although politically it has little
significance. Extended families with up to three generations sometimes live together, but
such families, he indicates, are relatively few in number. The family is exogamous, and the
ideal marriage is between agnates (relatives related through male descent or on the
father’s side). In actuality, however, this is not necessarily the case, especially in ‘princely’
families, where political concerns motivate alliances outside the paternal line.
The family in nomadic tribal societies is economically autonomous, each owning its
own livestock. In terms of inheritance, there is ordinarily no strict rule dictating that the
oldest son must inherit a larger share than others, so ideally all sons have equal rights of
inheritance.
The camp, composed of families who travel together through the annual cycle, is the
next level in the structure. The camp is usually a cooperative unit in which all members
share in caring for the animals and, in cases where agriculture is practised, in farming. Its
organization and the principles that govern it, and the extent of its political significance
in the larger structure, also vary (Lemche 1985: 112–15).
The next level in the characteristic social structure of Middle Eastern nomadic societies
is the lineage, which consists of a number of related families who claim descent from a
single tribal ancestor. The lineage tends to be a fairly stable social unit, in that it almost
always bears a name that it retains for long periods of time. But, as has been emphasized
above, it is not completely inflexible. Divisions sometimes occur that may lead to the
emergence of new lineages, and the genealogies are always susceptible to adjustment
when circumstances require it. The actual form of a genealogy represents the ideological
basis for the composition of the lineage in question within particular situational contexts.
An individual male’s political and economic status within the system is also established
through his position in the lineage system. Ordinarily, rights to such things as pasturage
and water are connected to lineages, and the lineage is responsible for defending the
rights of its members and for protecting individual members. The lineage is typically
endogamous, that is, marital ties are usually formed within the lineage. Within the larger
system, some lineages may have more power and status than others, and the status of the
individuals within a given lineage is relatively homogeneous. Tribal leadership, if any,
usually operates at the lineage level, or within the families comprising the lineage. Often,
there is an officially acknowledged leader whose role is usually confined to how his lineage
relates to other segments in the structure rather than governing within the lineage itself.
Maximal lineages, clans and subtribes are all above the level of the lineage, but have
decreasing importance in relation to daily life. It is rare, for example, for the tribe to
function collectively (Lemche 1985: 116–18).
were ‘survivals’ of nomadic ideals (for example, Pedersen 1926–40 [1920–34]; de Vaux
1961 [1958]). As indicated above, however, recent studies of tribal societies have shown
that many tribes in the recent history of the Middle East share a number of similar
features, whether nomadic or sedentary. And more and more among biblical scholars
there is a consensus that a significant portion of the population comprising Iron Age I
highland Palestine derived from sedentary groups.
C.H.J. de Geus’s work on tribes in ancient Israel was particularly important because he
argued that biblical scholars should abandon the notion that the Semites, and thus the
ancient ‘Israelites’, were originally nomads who came from the Arabian desert in successive
waves of invaders (de Geus 1976).10 He also points out the important distinction between
transhumance, which is associated with agriculture, and pure nomadism. Contrary to
earlier studies, he is also aware of the fact that tribal organization is not associated only
with non-sedentary societies. For him, then, the evidence for tribal organization in
sedentary societies, such as those portrayed in the biblical texts, is not evidence of survivals
from an earlier nomadic stage. He also deals with the issue of the political significance of
the tribe in relation to other levels of tribal organization, and concludes that the most
important political group, and thus the locus of the real power in society and the basis of
political organization, was not the tribe, but the mišpā h.āh or ‘clan’. This level of Israelite
social organization, he proposed, was made up of the population of a small town or, in
some cases, several clans in the same town. The tribe, composed of groups of clans, was
primarily a geographic concept that served as a means of enabling individual Israelites in
a given region to define their relationships to other Israelites in other parts of the country.
The tribe, therefore, had no significance in isolation from the entirety of Israel.11
One of the issues concerning Iron Age I sociopolitical organization that has yet to
come to any kind of consensus is the question of how the various tribes in Palestine
related to one another (socially, economically, politically and religiously). In his extensive
study of the tribal period, Norman Gottwald agreed with de Geus on most questions of
detail in relation to social structure (Gottwald 1979: 245–92). But he attributed more
significance to the level of the tribes and their participation in an intertribal organization,
which he perceived as being of central importance.12 ‘Israel’ as a ‘confederacy or league
of tribes’ was, in Gottwald’s estimation, ‘the widest societal and culture-bearing unit of
associated egalitarian Yahwistic tribes’ (Gottwald 1979: 338). The basic characteristics of
this confederacy were a common concern for the Yahwistic cult, shared laws and ideology,
a commitment to economic egalitarianism, and a readiness to organize military opposition
10
Although his study was not intended so much to present a social-scientific analysis of ancient ‘Israel’ as it was
to critique Martin Noth’s amphictyonic hypothesis, and in retrospect is problematic in some respects, it was
nevertheless important for providing the groundwork for further studies (for example, Gottwald’s The Tribes of
Yahweh, 1979). For critiques of de Geus’s construct, see, e.g., Lemche 1985: 66–76; Martin 1989: 96.
At about the same time, George Mendenhall (1973) considered the issue of the nature of tribes and their social
organization in Iron Age I Palestine. Using only Elman Service’s (1962) study of the evolution of society, however,
and arguing that no form can have the same function in two different societies, Mendenhall concludes that
although there are some incidental similarities between the early Israelite tribes and the characteristics of tribes as
identified by anthropologists, ultimately the anthropological category of ‘tribe’ does not fit the situation in ancient
Palestine.
11
Cf. Halpern 1983: 109–33, 145–63. Halpern makes a similar argument in his detailed discussion of the
regional, historical, cultural, linguistic and economic differences among the tribes.
12
Gottwald 1979: 345–86 and 1985: 281–84. Cf. Gottwald 1993, in which he concedes that such a tribal
organization may not have existed.
KINSHIP AND SOCIAL ORGANIZATION 161
against external, threatening forces such as those of the Canaanites and Philistines. For
Gottwald (1979: 339), then, the tribe was ‘the primary organizational segment’, ‘an
autonomous association of segmented extended families (bē th-’ā vōth) grouped in village/
neighborhood protective associations (mišpā h.āh), averaging about 50 per tribe,
functionally interlocking through intermarriage, practices of mutual aid, common
worship, and a levy of troops’.
What shaped these tribes into such units was their common experience of oppression
and rebellion, as well as their territorial grouping in areas that were determined by factors
such as terrain, climate or enclaves of Canaanite city-states.13
In his more recent studies, Lemche (1985: 282–90, 1988: 98–109) agrees with de
Geus that the Israelite tribes were primarily territorial units. On this basis he argues that
the individual tribes identified themselves particularly with their respective geographical
territories, and postulates that the variations in the descriptions of tribal territories in the
texts correspond to the normal fissioning and fusioning processes of traditional tribal
societies.
The composition of these tribes, in Lemche’s estimation, essentially included the
lineages and clans inhabiting the regions with which the names of particular tribes were
associated. They maintained a sense of social identity on the basis of shared interest in
keeping the territory in their own hands. Tribal affiliation, which would have been flexible
and expressed in terms of kinship, could have been based also on any number of other
factors – for example, actual or fictitious blood ties, common history, common economic
interests or common external enemies.
Lemche agrees that there were probably tribal alliances, but argues that they would not
necessarily have been stable and fixed. There is not, he asserts, a single concrete bit of
evidence dating from the second millennium BCE that indicates that Israel was ever
constituted as a permanent coalition during this period, as is implied in the ‘all-Israel’
construct of the Deuteronomistic traditions, or that there was any single sanctuary that
might have been the centre of such a league, as such scholars as Noth and Gottwald have
argued. The picture presented in the biblical texts, in his estimation, suggests that the
tribes may have been united religiously in some way, but it is not certain that there was a
central shrine that represented this unity. There were probably economic ties as well,
expressed, for example, through trade.
13
For a thorough critique of Gottwald’s reconstruction, see Lemche 1985. Cf. Martin 1989.
162 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
The terms in question are normally understood to designate the nuclear or extended
family (bêt ʿā b), the clan or lineage (mišpāh.ā h) and the tribe (šē be.t or ma.t.teh). Another
term that is sometimes used is ‘eleph (for example, Judges 6–8), which in some contexts
may refer to the same level as mišpā h.āh or perhaps even to another level.14 A close
examination of the writers’ use of these terms, however, indicates that they very likely
have a variety of different meanings, depending in part on the literary contexts in which
they are used.
The term bêt ʿāb, which occurs frequently in the ancestral narratives, seems to overlap
in some instances with mišpā h.āh.15 In some cases it appears to refer to the nuclear or
extended family, but in others to ‘lineage’ or ‘clan’.16 In Gen. 7.1 and 45.1–11, for
example, bêt clearly refers to the extended family. But in other passages it is not clear
whether it refers to extended or nuclear families or to lineages (e.g. Gen. 18.19, 24.38,
24.40, 28.21). Even in passages in which bêt ʿā b occurs together with mišpā h.ā h, it is not
easy to distinguish their relative meanings (e.g. Gen. 24.38, 40, 41; Judg. 9.1; 2 Sam.
16.5). Sometimes mišpāh.ā h occurs but bêt ʿā b does not, and, again, the meaning is
ambiguous (e.g. Deut. 29.17; 1 Sam. 9.21, 10.21). There are also passages in Judges 6–8
in which bêt ʿā b possibly refers to lineage rather than family or extended family, and one
in Judg. 9.1 where ‘mother’s house’ also seems to refer to a lineage. ‘David’s house’
clearly refers to a lineage, as does ‘Saul’s house’.
The term mišpāh.ā h occurs most often in census lists and genealogies, many of which
are priestly, and much more rarely in narrative contexts.17 The term bêt ʿā b, on the other
hand, is not normally used in priestly genealogies and census lists.
The census list in Numbers 26 indicates one way in which the internal organization of
the tribes was conceived in the priestly traditions. Reference to the bêt ʿā b occurs only
once in this list (v. 2), where Israel’s leaders are assigned to take a census of the people
according to their bêt ʿā bôt. Thereafter, the use of the term mišpā h.ā h suggests that it
represents the same basic unit as the bêt ʿā b.
In Numbers 1, where Moses is instructed to take a census of the mišpā h.ā h of bêt ʿā b,
the census does not penetrate below the level of tribe. The emphasis is on determining the
number of grown men in the various tribes according to the various subdivisions of the
tribe in question, but the nature of these subdivisions is not revealed. Numbers 1 does not
really provide any information about how these two segments of society were understood.
Neither of the census lists in Numbers, then, tells us much more than that at this stage in
the formation of the traditions there seems to have been some uncertainty about how the
terms related to social reality and to each other, and that the boundaries between them
were fluid and overlapped somewhat. The stereotypical use of mišpā h.ā h in the priestly
14
In many cases ‘eleph refers to the number one thousand, but in some cases it appears to be used synonymously
with mišpā h.āh, usually in military contexts. Gottwald (1979: 270–6) defines it as a military unit based on the
mišpāh.āh.
15
For a review of passages in which bêt ʿāb and mišpāh.ā h occur, see, e.g., Gottwald 1979: 257–70, 285–92;
Lemche 1985: 245–72; Bendor 1996: passim.
16
Lemche in particular concludes that the bêt ʿāb is used to refer to a variety of social groupings, ranging from
the nuclear family up to and including the lineage.
17
For example, the genealogies in Genesis 10 and 36 and Exod. 6.14–25; the description of the apportionment
of land in Joshua 13–21; the census/genealogy list in Numbers 26; the census list in Num. 1.1–47. Bendor (1996:
47) argues that the census lists and genealogical records, even though schematic, reflect to some extent the social
pattern that existed in a number of different situations.
KINSHIP AND SOCIAL ORGANIZATION 163
lists, therefore, may be a priestly systematization of kinship units that is secondary and has
no relation to the social reality the term may at one time have been associated with.
Because of this confusion in the texts, anthropological models have been useful in
attempts to reconstruct what the social reality might have been, even though a number of
different constructs have resulted. The most thorough treatment to date of the biblical
references relating to social structure is that of Bendor (1996).18
Bendor (1996: 31) sees the structure of Israelite society as having remained essentially
the same from the time of the ‘settlement’ until the end of the monarchic period. He
emphasizes in his study the difficulty posed by the blurring of boundaries in the biblical
texts among the levels in the sequence bêt ʿāb / mišpā h.ā h / šē be.t, which is especially
prominent as indicated above in the usage of bêt ʿā b and mišpā h.ā h (which he translates
‘extended family’ and ‘sib’ respectively).19 Part of the difficulty, he suggests, may be due
to varying perspectives from which the bêt ʿā b would have been viewed: for example, the
synchronic perspective of the bêt ʿā b as constructed by its component generations would
have differed from the diachronic perspective. Generational differences would also have
affected the perspectives from which the bêt ʿāb was viewed: father, son, and grandson
would each have seen the bêt ʿā b and its familial relations differently.20 One of Bendor’s
aims, then, is to construct a general framework in which the dynamic balance of kinship
relations can be viewed both synchronically and diachronically (that is, statically and
dynamically; Bendor 1996: 40–1). He acknowledges that in attempting to do this he is
presenting ‘abstractions’, and quotes Evans-Pritchard:
[The anthropologist] seeks to discover the structural order of the society, the patterns
of which, once established, enable him to see it as a whole, as a set of interrelated
abstractions. Then the society is not only culturally intelligible [. . .] but also becomes
sociologically intelligible [. . .] the social anthropologist discovers [. . .] its basic
structure. This structure cannot be seen. It is a set of abstractions, each of which,
though derived, it is true, from analysis of observed behaviour, is fundamentally an
imaginative construct of the anthropologist himself. By relating these abstractions to
one another logically so that they present a pattern he can see the society in its essentials
and as a single whole.
—Evans-Pritchard 1962 [1950]: 148
Most reconstructions of ancient Israelite social structure subscribe to the interpretation
that the bêt ʿā b consisted of the extended family, with as many as three generations living
together as a residential group,21 that this segment of society was the primary social and
economic unit, and that it was exogamous (see, for example, Lev. 18.6–18, 20.11–12;
18
Bendor’s analysis is based primarily on the biblical texts, with some attention to anthropological models. For
other reconstructions see, e.g., de Geus 1976; Gottwald 1979: 245–92; Lemche 1985: 244–90.
19
A sib is a unilineal, usually exogamous, kin group based on a traditional common descent. The use of this
particular term as a translation for mišpāh.ā h is problematic, in that the ideal marriage pattern relating to this
grouping in the biblical traditions appears to be endogamy rather than exogamy.
20
Although it does not enter into Bendor’s discussion, another perspective may be represented in the occasional
occurrence of bêt ‘ē m (‘mother’s house’ – e.g. Gen. 24.28; Judg. 9.1; Ruth 1.8; Song 3.4, 8.2). With the exception
of Judg. 9.1, the perspective represented is that of a woman. See Meyers 1991.
21
Cf. Gottwald’s argument that the bêt ʿā b refers to the nuclear family and that the residential unit (which was
not the bêt ʿāb alone) contained up to five generations. Lemche notes in his review of contemporary Middle
Eastern tribal societies that he did not come across any instances of a residential unit that large.
164 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Deut. 22.30, 27.20), although there are differing nuances in their arguments. Lemche, for
example, acknowledges that the emphasis in the Hebrew Bible is on extended families
rather than nuclear families, but suggests that this has to do with the fact that the figures
portrayed in most of the narratives are great men – that is, although the extended family
was probably the ideal, in reality the nuclear family was probably more pervasive in day-
to-day existence (Lemche 1985: 250–1).22 The centrality of the nuclear family is reflected
in the custom of Levirate marriage (Genesis 38; Ruth; Deut. 25.5–10), which emphasizes
the survival of the nuclear family, which is threatened by extinction when the father of the
house dies without having left sons.
Bendor agrees with the consensus that the bêt ʿā b was a self-sufficient social and
economic unit consisting of three or four generations, including the head of household
(‘father’), who had authority over it, and his wives, their sons and their wives, their
unmarried daughters, the sons’ offspring, and non-related dependents (Lemche 1985).23
The bêt ʿā b was patrilineal (descent was reckoned through the male line) and patrilocal
(the wife left the bêt ʿāb of her father to reside in the bêt ʿā b of her husband). This
segment of society, then, was composed of nuclear domestic units that consisted of the
households of sons within the bêt ʿā b (Bendor 1996: 31).24 This household constituted a
unit in its own right, although it was dependent upon the bêt ʿāb.
The status of the individual male in a nuclear unit, according to Bendor, was dependent
on his position in the bêt ʿā b in relation to his father and brothers, especially with respect
to his portion of the nah.ala, or patrimony. This consisted of the land belonging to the
kinship group as a whole, which was divided into plots inherited by the sons.25 The plot
was the basis for the nuclear unit’s status in the bêt ʿāb, just as the nah.ala as a whole was
the basis of the bêt ʿāb’s status within the mišpāh.ā h and of the mišpā h.ā h in the larger
society (Bendor 1996: 129–33). These nuclear units were not necessarily uniform or
equal in terms of distribution of wealth and status. Although grazing pastures were shared
by all member of the bêt ʿāb, for example, flocks were the property of each nuclear unit,
and the vineyards and fields belonged to the units that inherited or planted them (Bendor
1996: 202).26
It is very typical in Middle Eastern tribal societies, as Bendor suggests for ancient
Israel, for some individuals to be accorded more prestige than others. Even though ideally
they regard themselves as equals, there are nevertheless considerable differences in social
status and prestige that are associated with such qualities as wealth, warlike accomplishments
and eloquence (see also Lemche 1985: 120–4).
Bendor identifies the social functions of this segment of society as: protecting,
cultivating and developing inherited land; clearing and preparing new land; passing
knowledge from generation to generation; bearing responsibility for daily existence and
survival; arranging marriages; avenging blood; maintaining internal order; redeeming
22
Cf. Carney 1975: 89–92. Carney argues that in ancient societies, although the extended family was the norm
among elites, the poor did not have the resources to live in extended families.
23
The biblical material used to support this interpretation is cited on pp. 48–54 and 120–4.
24
Passages Bendor identifies as clearly referring to the nuclear family include Gen. 42.19, 33; 45.18; Judg. 14.19.
Other examples of passages in which bêt ʿāb occurs are noted on pp. 45–7.
25
Num. 27.1–11 and 36.1–12 refer to surviving daughters’ inheriting land in the absence of sons, with the
stipulation that they must marry within their own mišpāh.ā h.
26
Cf. Gottwald’s (1979) assumption that a segmentary society is egalitarian.
KINSHIP AND SOCIAL ORGANIZATION 165
land that had fallen into the hands of creditors and kinsmen who had sold themselves;
safeguarding the mišpā h.āh’s rights of inheritance; allocating resources and dividing the
obligations of the mišpāh.ā h among its units; and performing the rituals associated with
sacrifice, holidays, marriage, birth, death and burial (Bendor 1996: 118, 202–3).
In terms of the diachronic dynamics affecting social structure and status, Bendor argues
that the distribution of inheritance would have determined to some extent the ways in
which relations within a particular bêt ʿāb would have shifted over time. A nah.ala of
regular size and resources, if repeatedly divided over several generations, for example,
would have been reduced to a series of plots that could not support everyone in the
bêt ʿāb. Over time a point would have been reached when subdivision among heirs was
no longer possible because of the limited availability of property. The bêt ʿā b might have
responded to such a situation by occasional fissioning. Or it might have responded by
passing the inheritance to only some of the brothers, or only the eldest, in which case the
others would be called by the name of their brothers in their nah.ala, that is, they would
no longer be units in their own right within the bêt ʿā b.
In Bendor’s construct, the bêt ʿāb was interrelated with the mišpāh.ā h, the next
identifiable level in the social structure, in the following ways: the head of household
participated in the institution of ‘elders’; the bêt ʿā b appealed to and accepted judgement
from the mišpā h.ā h in conflict situations that could not be resolved within the bêt ʿāb
itself; the bêt ʿā b requested assistance from the mišpā h.āh in times of crisis and participated
in periodic land distribution; it appealed to the mišpā h.ā h for assistance in relation to
blood feuds and marriages; and it participated in communal rituals (Bendor 1996: 118,
141–64).
The mišpā h.āh is typically understood to have been composed of a number of extended
families (‘father’s houses’) that resided together in a village or small town.27 A territorial
identity for the mišpā h.āh is suggested in the tribal boundary lists in Joshua 13–19, where
the tribes are allotted land according to their mišpā h.ā h. Some scholars equate it with
‘clan’ (e.g. de Geus 1976) a view that is generally based on Josh. 7.17, where a lot-casting
procedure follows the order of mišpāh.ā h, bêt ʿāb, and an individual and his immediate
family. Others view it as being closer in definition to lineage (a descent group composed
of a number of residential groups in Lemche’s definition; Lemche 1985: 244–90), and yet
others as ‘sib’ (e.g. Bendor 1996).
Gottwald defines the mišpāh.ā h as a ‘protective association of families’, consisting of:
‘a cluster of extended families living in the same or nearby villages [. . .] providing socio-
economic mutual aid for its constituent families, contributing troop quotas to the tribal
levy, and indirectly serving alone or in concert to provide a local jural community’
(Gottwald 1979: 340).28 In addition to the mišpāh.ā h, Gottwald suggests that there were
27
For example, de Geus 1976. For this level of society, see also Gottwald 1979: 249–51, 257–70, 282–4; Lemche
1985: 260–72.
28
Protection of the bêt ʿā b by the mišpā h.āh, in Gottwald’s construct, consisted of supplying a male heir if
necessary, safeguarding and preventing the alienation of the bêt ʿāb’s property, redeeming its members from
enslavement, and executing blood vengeance. These actions, according to Gottwald, were taken only in emergency
situations, in order to return the bêt ʿāb to its normal state as an autonomous unit. In ordinary circumstances the
mišpāh.ā h served essentially as a reassurance for the bêt ʿā b within it. Arguing against the view that the mišpā h.āh
was a clan, Gottwald asserts that it provided a social fabric with some of the bonding virtues of the true clan, but
without placing restrictions on the family’s primacy, and that it did not have the typical characteristics of a clan
that is, it was neither an exogamous unit nor a unilineal descent group.
166 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
also ‘cross-cutting’ associations, or sodalities, in the Iron Age I social structure. These
included: protective associations that provided mutual aid and mustering a citizen army,
the ritual congregation, the Levite priests, and probably the Kenites (itinerant
metalworkers). In his construct, groupings of protective associations and other sodalities,
tribes and an intertribal confederacy operated in various ways to provide mutual aid,
external defence and a religious ideology of covenanted or treaty-linked equals (Gottwald
1979: 318–21).
Bendor disagrees in some respects with Gottwald’s construct of the mišpā h.ā h, arguing
that there is no evidence that it was an ‘association’ rather than a genetic group (especially
given the fundamentally genetic concept prevalent in the biblical texts), even though
some are artificial schemes. He agrees with Gottwald, however, that the mišpā h.ā h
probably was not exogamous (that is, members of the same mišpā h.ā h were marriageable
partners), but this does not prove that it was a ‘protective association’ with no genetic ties
(Bendor 1996: 84–6).
Lemche hypothesizes that the term mišpāh.ā h is more likely to refer to the levels of
lineage and maximal lineage than to a clan, although the formal similarities between ‘clan’
and ‘lineage’ make it difficult to determine whether the Iron Age I tribal social structure
included clans. None of the biblical references to the mišpā h.ā h, in his estimation, can
clearly be identified as fitting the clan model, although neither do they, he concedes,
provide enough information to argue definitively in favour of the lineage model (Lemche
1985: 96–7, 231–44).
In the biblical traditions, especially as portrayed in the Genesis narratives, the ideal
Israelite marriage was endogamous within this level (e.g. Gen. 11.29, 20.12, 24.15 and
ch. 29). Some traditions, particularly those in Genesis, suggest that polygyny was an
acceptable practice at some points in Israel’s history – probably for the purpose of
acquiring more children or more prestige and power – although on the whole monogamy
is the norm in the biblical construct. As in many societies, the arrangement of marriages
involved an exchange of gifts to cement the relationship between the families, particularly
in the form of gifts given to the bride’s father (see, e.g., Gen. 34.12; Exod. 22.16–17;
Deut. 22.28–29; 1 Sam. 18.25).
In his discussion of the relationship between the bêt ʿā b and the mišpāh.ā h, Bendor
suggests that much of the dynamic of the bêt ʿā b occurred in the blurred boundaries
between the two. The demarcation between them varied according to particular situations
and the points of reference of the individuals or groups concerned. This constituted a
continuous process in which the bêt ʿā b renewed itself and the mišpā h.ā h grew, changing
the points of reference for each generation (see Bendor 1996: 67–79). Sometimes this
resulted in the creation of new mišpā h.ôt as bêt ʿā bôt naturally increased and branched
out in a kind of continuous segmentation. These new mišpā h.ôt would have continued in
some cases to be associated with the traditional mišpā h.ôt, whose territory they regarded
as their patrimony. This would have been one of the factors that contributed to the
continual overlap between places of settlement and mišpāh.ôt. In other cases, the new
mišpā h.ôt would have expanded into new settlements. In such cases, as a sign of the
segmentation that had occurred, a link would have been added in the genealogical record:
horizontally as a ‘brother’, and vertically as a ‘son’. In this way the collective responsibility
of the mišpāh.ā h was maintained, since the mišpāh.ā h and bêt ʿā bôt continued to exist as
active kinship groups. The kinship group may also have been reduced in size at times.
Either strategy would have contributed to the maintenance of demographic stability
(Bendor 1996: 80–2).
KINSHIP AND SOCIAL ORGANIZATION 167
Women
Women are an essential part of any social system. Until recently, however, there has been
a tendency to ignore them in most fields of enquiry, including biblical studies, archaeology
and anthropology. But in the past several decades there has been a significant increase in
studies that focus on this sometimes forgotten gender. In archaeological and anthropological
bibliographies, we now see such titles as Engendering Archaeology (Gero and Conkey
1991) and Dislocating Masculinity (Cornwall and Lindisfarne 1994); and in biblical
studies, such titles as Gender and Difference in Ancient Israel (Day 1989).
The biblical traditions introduce us in an indirect way primarily to the domestic status
and roles of women. Women are almost always portrayed in relation to men – who are
the main characters – as wives, daughters, sisters, mothers or widows. Occasionally, other
roles are represented: women as prostitutes, as having some special wisdom or skill, as
foreigners, as prophetesses and as queens (although in this role the status as wife or
mother of the king is what is emphasized). Very little is revealed concerning how women
participated in social, political and religious institutions outside the domestic sphere.
Whether the status and roles of women changed in any significant way throughout the
course of Israel’s history is difficult to determine on the basis of either the biblical or
archaeological information, although it is likely, at least in rural areas, that they remained
consistent.
The traditions in Genesis clearly portray a patriarchal society, in which it was perfectly
legitimate for men to marry more than one woman, and to have concubines as well.
29
For example, de Geus 1976; Lemche 1985; Bendor 1996: 31, 36, 87–9, as noted above. Bendor does not
include discussions of the nature of the tribe or of tribal society, nor does he address the problem of the tribe prior
to the period of settlement or monarchy.
168 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
References to women in the Pentateuchal legal traditions treat women in a manner similar
to the treatment of other kinds of property. The picture is of a society in which a woman
has no power if she is not protected by a family, and even less if she is unable to participate
in ensuring family continuity by providing her husband with children, especially male
children to carry on the family name. According to the biblical construct, then, a woman’s
proper realm of influence was in relation to the family and related domestic pursuits.
One thorough construct of women’s roles and status in Iron Age I Palestine is that
proposed by Carol Meyers (1988, 1992). Considering biblical texts, along with
archaeological information and anthropological studies of women in pre-industrial
societies (for example, Whyte 1978), Meyers postulates that the absence of any sign of
female dominance in the biblical texts does not necessarily mean that women were
dominated. Nor, she suggests, is the apparent exclusion of women from such roles as the
priesthood necessarily a sign that women were perceived as being inferior to men. And
the fact that women are less visible publicly does not necessarily mean that they were
submissive, or less important to the community. In support of her argument, Meyers
points to anthropological studies that have drawn a distinction between ‘power’ and
‘authority’ [see also Chapter 8 in this volume]. In this distinction, authority is understood
as requiring cultural legitimation, whereas power is seen as deriving from an ability to
control, regardless of whether it is socially sanctioned. Women in Iron Age I Palestine, she
suggests, could very well have had power, even if subordination to men with authority
was what was officially sanctioned. The unauthorized power of women, then, was as
important as male rights, and male authority would have been affected by female power.
In further support of this argument, Meyers points to Edmund Leach’s assertion that
although ‘myth’ does express a certain kind of ‘truth’, it is not necessarily a ‘truth’ that is
based on everyday reality (that is, actions do not necessarily correspond to notions). The
public ‘myth’ of male dominance as expressed in the biblical traditions, then, according
to Meyers, could well have been imposed on a situation that functionally was non-
hierarchical (Meyers 1988: 24–46 [see also Chapter 10 in this volume]).
An important factor in Meyers’s construct is her evaluation of the roles of women in
relation to subsistence. She appeals to studies that have shown that the type of subsistence
strategies in a given society affect the ways in which labour is distributed along gender
lines, as well as how power is allocated within a community. These in turn affect the
quality of relationships between men and women. Among the three factors she identifies
as contributing to group survival in pre-industrial societies – reproduction, sustenance
and defence – reproduction is the exclusive arena of women, sustenance requires
contributions from both men and women, and defence is exclusively male. Meyers
postulates that because it was necessary for men to give so much time and energy to
terrace construction, it was also necessary for women to participate in the farming
activities. This was in addition to attending to other responsibilities such as rearing and
educating children, food preparation, sewing and weaving, and pottery production
(possibly) in the domestic sphere (where women were dominant), all of which were also
highly demanding in terms of energy. Because of the large amounts of energy required on
the part of both men and women in order to survive in the Iron Age I ‘frontier’ settlements,
then, gender became blurred to some extent, and thus gender hierarchy in work roles was
virtually non-existent (Meyers 1988: 139–64).
Another issue that arises in relation to the role of women is the extent to which they
were active in the cult. This, again, is particularly difficult to determine on the basis of the
biblical traditions, which emphasize the religious roles of men. On the basis of
KINSHIP AND SOCIAL ORGANIZATION 169
30
Cf. Lemche 1988: 150–1. Lemche argues that the tribe no longer had any political role, the state assumed all
the former functions of the tribe. Kinship groups continued to exist, but had no significance outside local
communities.
170 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Regardless of the exact dating of the tribal boundary lists in Josh. 13.1–21.42, tribal
areas probably had some kind of administrative function in the Israelite and Judean states,
as is typical in the Middle East today. The numerous examples of tracing tribal descent
that occur in the texts relating to the monarchic period and after testify that the concept
of tribe, at least, had not totally disappeared.
In his reconstruction of social structure, Bendor offers the following conclusions about
the tribe during the monarchic period (Bendor 1996: 92): (1) Tribe was the term by
which a certain territory was identified, usually as an administrative area. (2) The tribal
names served as a means by which most of the populations living in particular areas were
identified. (3) The population living in a tribal territory shared some common
characteristics, expressed through notions of a common past and provenience, and
perhaps some other distinguishing markers of tribal identity. (4) Rituals may have been
maintained in cultic sites that were associated with specific tribal territories and
populations. (5) The tribe provided support and a framework for the mišpā h.ôt that
composed it, and the ‘inheritance of the tribe’ served as a sort of superstructure for the
patrimony of the mišpāh.ôt and bêt ʿābôt.
Pastoral nomadic groups probably also continued to coexist with settled populations
throughout Iron Age II, although, with a few possible exceptions (for example, the
Rechabites), they are not mentioned in the biblical texts relating to this period. Many
Middle Eastern societies have had both nomadic and settled components, and political
leadership and movements have frequently encompassed groups pursuing combinations
of both forms of economic activity (cf. McNutt 1999: 69–70). Some nomadic groups
have subsisted virtually as a state within a state, while others have been integrated to some
extent into the wider political systems (see Lemche 1985: 111), which was most likely the
case in Iron Age II Palestine.
A number of scholars have postulated in strong terms that the institution of the
monarchy and urbanization resulted in the complete breakdown of the kinship structure.31
However, some recent studies consider the possibility that the basic social structure of
Iron Age I may have continued to remain essentially intact, at least in rural settings, into
Iron Age II. Bendor, for example, argues that this structure ‘absorbed’ and adapted to the
pressure imposed by the monarchy and urbanization (Bendor 1996: 32–3, 165–7, 216–
28).32 Kinship structure, in his estimation, was the ‘backbone’ of society, even for the
institution of the monarchy itself, which was based on the king’s bêt ʿā b and mišpā h.ā h
and on the kinship units of its officials. The kinship structure, therefore, remained
essentially the same, with the kinship unit maintaining its role as a self-sufficient economic
unit. This would have been the case in spite of changes in the internal dynamic within and
among kinship groups that resulted from the processes associated with centralization.
In contrast to arguments that the institution of the mišpāh.ā h was replaced by
communities in which kinship no longer played a role, even though their names survived,
Bendor chooses to interpret the association of place names with social units as evidence
that both the mišpāh.ôt and the bêt ʿābôt continued to define the populations of towns
31
For example, Weber 1952 [1916–19]; de Vaux 1961 [1958]; Gottwald 1985.
32
Cf. Halpern 1981: 215–16; Lemche 1985: 261, 265, 1988: 151. Lemche argues that the local significance of
the kinship group was eventually reduced, as local administrators were introduced in connection with the
development of a national administration, but that the lineage system continued to function, in spite of the
decline in the political significance of the tribe. Halpern suggests that tribal organization continued to exist
alongside national administration, and that the kinship system did not break down.
KINSHIP AND SOCIAL ORGANIZATION 171
and villages and perhaps the cities (Bendor 1996: 98–9, 219). The relationship between
mišpā h.ā h and village or town is also confirmed, Bendor believes, in the enumeration of
tribal inheritances and boundaries in the book of Joshua, where the phrases ‘by their
mišpāh.ôt’ or ‘by their mišpā h.ôt – their cities and villages’ occur. The concept behind these
references for him is that both the inheritance and the localities are perceived in relation
to mišpāh.ôt.
The census lists in Numbers 1 and 26 and the genealogies in 1 Chronicles 2–8 are also
cited by Bendor as verifying the continued existence and relevance of the bêt ʿā b and
mišpā h.āh. Regardless of whether these lists represent real or fictitious lineages, they
nevertheless reflect a conception that was either recently past or contemporaneous with
their composition or compilation (Bendor 1996: 102–3). According to Bendor’s construct
the mišpā h.āh would have been responsible during this period for fulfilling obligations to
the monarchy in the form of taxes and conscription (both for labour and the army; Bendor
1996: 118).
Another issue that is raised in relation to social structure during this period, as in the
case of Iron Age I, is the question of whether the basic socio-economic unit was the
nuclear or extended family, and whether it was the same for both commoners and elites.
The archaeological record (clusters of two to three houses sharing the same courtyard)
indicates the probability that extended families continued at least to reside together. And
the consensus seems to be that the extended family continued to be the primary socio-
economic unit as well. In a study that focuses on ancient society in general, however,
Carney suggests that although the extended family was the ‘ideal’ in most of the societies
of antiquity, it was not the norm, except perhaps among elites (Carney 1975: 89–92; cf.
Frick 1977: 105–6). The poor, he argues, would not have had the resources to live in
extended families and thus would have had looser, less contractual types of relationships
than the elites, for whom the extended family was a resource base. Whether or not
Carney’s construct is applicable to ancient Israel and Judah is difficult to assess, particularly
given the elite perspective that permeates the biblical texts, and the fact that the traditions
themselves present quite an ambivalent picture.
In any case, whether it was the nuclear or the extended family, the family was certainly
very important, both socially and economically, and the interests of individuals would have
been subordinate to those of the family. Marriages, for example, were probably perceived
not so much in relation to the benefits and happiness of individuals, but as compacts bonding
family groups and assets together under carefully regulated conditions. Within the family,
gender roles were probably more sharply defined than Meyers argues was the case in Iron
Age I, with the woman’s being more markedly inferior and subordinate. Age divisions, again
primarily within the context of the family (whether nuclear or extended), and the power
and responsibility that correspond to age, were probably also strongly demarcated.
Outside and above the level of the family, socio-economic roles and statuses would
have been based on division of labour and on social proximity to the ruling elites. In both
cities and towns, society would have been subdivided into occupational groups, although
in rural areas farming would have remained the primary occupation. The scholarly
constructs of social stratification in Iron Age II Israel and Judah are based primarily on the
biblical texts, comparisons of the biblical texts with other ancient Near Eastern texts and,
to a lesser extent, archaeological information (see especially Mettinger 1971; de Vaux
1961 [1958]).
The lists of administrative offices in 2 Sam. 8.15–18 and 1 Kgs 4.1–6 (cf. also the lists
of deportees in 2 Kings 24 and 25) refer to government, cult, defence and royal court
172 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
offices. The particular offices mentioned include: priest, scribe, speaker, commander of
the army, one who is in charge of the governors, friend of the king, one who is in charge
of the house, and one who is in charge of forced labour. Apart from the offices mentioned
in these lists, there are three others both mentioned in biblical texts and known from
seals. These are: ‘son of the king’, ‘the king’s servant’ and ‘ruler of the city’. The latter is
only mentioned in relation to Jerusalem and Samaria (1 Kings 22.26; 2 Kings 23.8; 2
Chron. 34.8). The functions of these offices are not explained, but we can assume with
some certainty that those who filled them were in the upper echelon of the social
hierarchy.33
Among these offices, the office of scribe and the question of whether scribal schools
existed in ancient Israel and Judah have been the particular focus of scholarly attention.34
Whatever form their training took, scribal activity was most likely sponsored and
controlled by government authorities, and was probably confined primarily to the cities,
particularly Jerusalem and Samaria but also to other administrative centres. Scribes
associated with the government administrative system would have been responsible for
such activities as maintaining the royal archives, writing annals, conducting correspondence
within the state as well as with neighbouring states, and keeping commercial records.
Other professional classes outside the royal court possibly consisted of judges and local
court officials, other administrators such as census takers, tax collectors, overseers of the
corvée or forced labour that would have been used primarily for royal construction
projects, district governors, and perhaps other officials who had responsibilities within
the towns and villages, all of whom would have been answerable, directly or indirectly, to
the king. There was probably also a class consisting of noble families associated in some
way with the royal court, and a class of wealthy landowners. There may also have been a
class of merchants who attained wealth and achieved elite status through contributing
goods or services to the king. Individuals involved in trading activities would also have
been answerable, directly or indirectly, to the government. Whether or not there were
professional lenders or other similar professionals and entrepreneurs, which are typical of
market economies, is open to question. Such roles are thought to have been discouraged
in redistributive economic systems.
Another group of social roles would have been associated with service in the military.
These would have included officers, career professionals, enlistees and conscripts,
mercenaries, various specialists like runners and charioteers, and possibly sailors.
The majority of the population probably consisted of an agricultural class, including
not only the owners of large estates, but also small freeholders, family farmers, agricultural
workers and peasant farmers.
A number of roles were probably related to the ‘official’ religion of the monarchy, at
least in Jerusalem. The biblical construct includes high priests, ordinary priests, temple
‘doorkeepers’ or supervisors, treasurers, scribes, musicians of various kinds, dancers,
33
The most extensive analysis of these terms and the functions of individuals who filled these offices is Mettinger’s
Solomonic State Officials (1971). Mettinger’s study is primarily a text-critical examination that considers the
terms in relation to possible foreign prototypes. His analysis suggests a considerable amount of Egyptian influence.
Cf. Heaton 1974. Heaton argues that these offices were a conscious imitation of Egyptian civil servants. Cf. also
Redford 1972. Redford disagrees with the proposal that the system of court officials was modelled after that of
Egypt, but agrees that the system of taxation was influenced by Egypt.
34
See, e.g., Mettinger 1971: 140–57; Lemaire 1981; Crenshaw 1985; Jamieson-Drake 1991; Blenkinsopp 1995:
9–65.
KINSHIP AND SOCIAL ORGANIZATION 173
keepers of vestments, those ‘dedicated’ to Temple service, interpreters of the law, and
possibly prophets. It is particularly difficult, however, to distinguish the extent to which
this construct actually reflects the situation during Iron Age II, as religious organization
was a primary concern during the Persian period. The local or so-called ‘popular’ cults
would also have required religious specialists of various kinds, possibly including priests,
diviners and other types of intermediaries, although it is difficult to reconstruct from the
biblical texts what these might have been.35
Artisans of various sorts would have played important socio-economic roles during
Iron Age II, although the locus of some craft production may have remained in the
household in village contexts. It is possible that some artisan groups maintained a separate
and marginal status, as may have been the case during Iron Age I. But others would have
been better integrated into the social structure (see McNutt 1990: 235–49, 1995), some
perhaps attached to the royal court, as seems to have been typical in other ancient Near
Eastern states.36 They may also have been organized in guilds in the cities and towns
(Frick 1977: 127–35). Types of artisans would have included stonemasons, builders,
woodworkers, metalsmiths, jewellers, ivory and seal carvers, potters, leather workers and
weavers.
In his study of ancient Israelite society, Max Weber included artisans and metalsmiths
among the gē rîm (‘sojourners’ or ‘resident aliens’), and compared the status of the gē rîm
to the marginal social position of artisans and smiths, along with bards and musicians,
among the modern Bedouin. This changed, in Weber’s estimation, only during the
reconstitution of the postexilic Jewish community under Ezra and Nehemiah, when
artisans were divested of their tribal foreignness, were organized into guilds, and were
received into the Jewish confessional community organization (Weber 1952 [1916–19]:
28–9). Whether or not his line of reasoning is valid, Weber is probably correct in his
assessment that the social status of artisans and smiths changed over time, particularly as
the social structure became more hierarchical. They may have continued to be socially
separated to some degree (as is suggested of the Rechabites in Jer. 35.8–10),37 perhaps as
endogamous families or guilds,38 but this social separation would not have been as radical
as it was during the premonarchic period (as is suggested in the traditions about the
Kenites and Midianites). If the references in 2 Kgs 24.14 and 24.16 (cf. Jer. 24.1, 29.2) to
smiths and artisans as being among those of high status who were taken into exile by the
Babylonians is correct, the integration may have occurred by the end of the monarchic
period. Certainly by the second century BCE artisans and smiths were highly regarded, as
is apparent in Sir. 38.24–34, where they are identified as individuals whose skills are
necessary for the maintenance of social stability and the stability of the ‘fabric of the
world’ (cf. Exod. 31.1–5; 1 Kings 7.13–14; 2 Chron. 2.13–14).
The lowest classes probably included resident aliens (gē rîm), as well as indentured
servants and slaves, many of them probably attached to agricultural lands. Widows,
orphans, beggars and other destitute or outcast persons may have also been perceived as
having similar status.39
35
For recent social-science-oriented studies of these roles, see Blenkinsopp 1995; Grabbe 1995.
36
On artisans in Mesopotamia, see, e.g., Gunter 1990.
37
See Frick 1971, 1992; McNutt 1990: 243–9, 1995; Halpern 1992. The interpretation that the Rechabites may
have been smiths is based on a genealogical link with the Kenites in 1 Chron. 2.55.
38
Guild organization in the Persian period is suggested in 1 Chron. 2.55, 4.14, 21; and Neh. 3.8, 31.
39
For a recent study of those with low status, see, e.g., Hiebert 1989.
174 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Patron–client relationships
Another social institution that may have played an important role in the way in which
ancient Israelite and Judean society was structured is the patron–client relationship,
which was a dominant mode of relationship in the pre-industrial societies of antiquity
(see Carney 1975: 171; Lemche 1995, 1996; cf. Coote 1990: 20–5). This type of
relationship is typically found between individuals of differing social status at all levels of
society, in both partly centralized and centralized societies.40 In patronage societies
40
Lemche (1995: 120, 1996: 110–11) suggests that patron–client relationships do not exist in bureaucratic states
unless they are beginning to fall apart.
KINSHIP AND SOCIAL ORGANIZATION 175
political power structures are personalized. The relationship between patron and client
involves a kind of reciprocity, in which individuals with position and power use their
influence to advance or protect individuals of inferior status, who thus become their
clients. For example, in relation to the distribution of justice, patrons possess the ability
to secure the rights of their clients. Without patrons, poor individuals have no access to
official institutions that can ensure them fair treatment in, for example, conflicts with
more influential members of society. Clients in turn owe their patrons loyalty, and
reciprocate by providing them with resources or services. Ideally, the parties in the
relationship are thus bound to ongoing mutual responsibilities. Along with the idea of
loyalty, other concepts such as friendship and respect are a part of the relationship. The
patron expects the client to be a friend and to show him respect as a way of expressing
subordination. Potentially, the clients of powerful patrons can also become powerful and
attract clients themselves.
Women
The biblical construct of women’s lives suggests that women were regarded as having no
independent legal status and as being subject to the authority of men, first their fathers’
and then their husbands’.
Carol Meyers’s study of women suggests that the shift to an urban setting during Iron
Age II almost certainly had an impact on gender relations and women’s status and roles,
although there may have been less change in rural settings. In particular, the shift from the
family household to a centralized government with a bureaucracy composed of male
officials as the place where power resided would have resulted in males’ being conferred
more status and privilege than women. Other factors would have included the development
of an economy in which both luxury items and basic goods were more readily available,
and an increase in the types of services available outside the context of the household.
These would have contributed to the loss of the household’s status as a self-sufficient
economic unit (at least in urban contexts). As a consequence, women would have become
less essential and would have had fewer potential roles to fulfil, leading ultimately to an
increase in gender differentiation and a corresponding decrease in women’s power and
status. Meyers postulates that if city households were composed of nuclear, rather than
extended, families, as some have argued, the extent to which a woman was able to exercise
authority would also have decreased (Meyers 1992: 250–1; 1988: 186–96).41
Nevertheless, women appear occasionally in leadership roles in the biblical texts (for
example as queen mother, prophets and wise women; see, e.g., Brenner 1985). Meyers
suggests that these may represent a larger group of publicly active women whose identities
were lost as the result of the male-controlled canonical processes.
41
Anthropological studies cited by Meyers include Bossen 1989; Ember 1983; Silverblatt 1988. Cf. Emmerson
1989, who offers a generally positive evaluation of women’s status.
176 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
unified organization of community members and the Temple priesthood.42 Within this
citizen-temple community, the primary social unit was the bêt ʿā bôt, which consisted on
average of eight hundred to one thousand men and was distinct from the preexilic bêt ʿāb
and mišpā h.ā h. Weinberg (1992: 61) postulates that the bêt ʿābôt
is an agnatic band [. . .] which unified a number of families that were related (either
genuinely or fictionally). The essential characteristics of the bêt ʿā bôt are a large
quantitative composition and a complicated inner structure, an obligatory genealogy
and inclusion of the name of the bêt ʿābôt in the full name of each of its members and
a conscious solidarity based on communal ownership of lands.
This construct is based in part on Weinberg’s understanding of the gôlāh lists in Ezra 2,
Nehemiah 7, and 1 Esdras 5, which he views as sources for understanding how the social
organization of the local population in the Persian period differed from that of previous
periods. The citizen-temple community was grounded in the leadership of the collective
of bêt ʿā bôt, which was directly involved in the administration of property that, Weinberg
suggests, belonged communally to the constituent members of the ‘community’. An
essential feature of the community in his construct is the inalienable property (which
formally belonged to God) of the bêt ʿābôt, which was divided into parcels for use by the
separate families comprising it (Weinberg 1992: 28). Towns were the centre of economic
activity, and together the temple and the town formed a loose horizontal network of
interacting and counterbalancing institutions. This combination of socio-economic
interests and religious affiliation ensured land rights and citizenship within the community,
and is important, Weinberg argues, for understanding the nature of the crises depicted in
Ezra-Nehemiah. This structure was essentially related to agriculture, manufacturing
modes of production and the appearance of money economies, and was a response to
increased urbanization, the Persian taxation system and the practice by the Persian rulers
of distributing estates among its elites. In the face of these Persian policies, the local
community structure provided its members with an organizational unity and a means of
collective self-government, as well as internal political, social and economic welfare
(Weinberg 1992: 22–6). Persian-period Judah, then, according to Weinberg’s construct,
was a society composed of ‘free and fully-enfranchised people who were socially and
politically relatively similar, and who strictly distanced themselves from all those who
were not community members’ (Weinberg 1992: 29). Weinberg’s citizen-temple
community thus did not comprise the whole population of the Judean province, only
those who sought separation from the royal sector and unification with the Temple
(Weinberg 1992: 34–48). It is this structure and the associated concerns for boundary
maintenance that account for the tensions depicted in Ezra-Nehemiah.
Although the essential place of the Temple and priesthood are generally held to have
had a central role in Judean society during this period, as Weinberg argues, other aspects
of his construct have been disputed. Joseph Blenkinsopp, for example, challenges
Weinberg’s conclusions about the relationship of the community to Persian authority,
arguing that the elite were intentionally recruited from among the returnees by the
Persian government, who encouraged their loyalty to the empire (Blenkinsopp 1991; cf.
also, e.g., Lemche 1988: 188; Berquist 1995). The temple community, then, was semi-
42
For evaluations of Weinberg’s construct, see, e.g., Smith 1989; Blenkinsopp 1991; Eskenazi 1993: 67–9. See
further Lemos 2010: 201–13.
KINSHIP AND SOCIAL ORGANIZATION 177
autonomous and was controlled by this group of loyal elites. Blenkinsopp’s construct is
similar to Weinberg’s in the sense that the returnees organized the community according
to ancestral houses, and the community was composed of free, property-holding citizens
and Temple personnel. Leadership consisted of tribal elders and an imperial representative.
This cohesive social entity was jealously protective of its status and privileges. To sustain
this structure, the immigrants had to regain land previously distributed to the peasants
and also rebuild and secure control of the Temple.
Another study that gives attention to social structure is Daniel L. Smith’s The Religion
of the Landless (1989). Smith’s study focuses on the social developments in the community
of exiles as a community in crisis. The models he uses for understanding these
developments, illuminating the social realities reflected in the biblical texts, and proposing
hypotheses, are related to group crisis, minority behaviour and contact between ethnic
groups in situations of unequal power distribution. He points in particular to structural
adaptation as one of the survival mechanisms of the exiles. He argues that the exilic
material from the Bible reveals both continuity and change in various aspects of the social
life of the exilic community. In his construct, continuity with the past is reflected in the
continuing authority of the elders, while structural adaptation is represented in the
demographic changes of the bêt ʿā b / bêt ʿābôt, with the roš as the communal leader.43
This structural adaptation was intended to preserve identity, facilitate self-management
and cope with the economic and political demands of the Babylonian conquerors.
The replacement of the bêt ʿāb and mišpāh.ā h with the bêt ʿā bôt was the primary
structural adaptation to social organization that was introduced among the exiles but
continued to persist into the postexilic period. In terms of size and function, this new
social unit resembled the pre-exilic mišpāh.āh, but while the mišpā h.ôt were based on
‘blood’ lineage, the bêt ʿābôt was more artificial in the sense that there were criteria other
than ‘blood’ lineage that were determinative for its construction, one of which was
probably common residence in exile. The bêt ʿā bôt, then, was an exilic unit that was fairly
large and included the smaller bêt ʿā bs, but also some individuals who adopted a familial
fiction, most likely as an expression of social solidarity with other exiles.
Smith suggests that this structural change was a response to the social crisis brought on
by the Babylonian resettlement, along with Babylonian economic policies and possibly
labour needs (that is, the need for large numbers of labourers for building projects).
Social stratification
Most studies of Persian-period Judah emphasize a sharp division between a class of elites,
usually identified as deriving from the exilic population, and a poorer rural population
composed of the ‘people of the land’ (normally identified with the population who had
remained behind in Judah during the Babylonian exile). Contrary to Weinberg’s
arguments, many scholars now agree that during much of the period of Persian dominance
the elite class was loyal to, and was supported to some extent by, the Persian authorities,
whose self-interests would have been served by such a relationship. If this was in fact the
case, the Jewish elites would have been in a somewhat ambiguous position in relation to
43
Smith 1989: 93–126, 201–16. Cf. Bendor 1996: 228. Bendor emphasizes the fact that in the book of Nehemiah
the bêt ʿāb and the mišpāh.ā h are still mentioned as fundamental units of the community (Neh. 4.13; 10.35
[10.34]).
178 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
the rest of the Jewish population, who on the one hand had to depend on them for
support and protection, but on the other would have viewed them with hostility because
of their relative wealth and privilege.
The composition of the elite class was probably similar in some respects to that of the
monarchic period, with the major exceptions being that there were no royal family or
officials directly connected to the king’s residence. Jewish officials among the elite would
have been answerable to Persian rather than local authorities. Another consequence of
Persian dominance seems to have been an increase in the authority of priests and of
scribes, many of whom also may have been priests.
Classes of elites clearly represented in the postexilic literature include: professional
members of the cult, including Aaronic and Levitical priests (Neh. 7.1, 39, 43, 8.1–9),
singers (Neh. 7.1, 23, 45), Temple servants (Neh. 3.26, 31, 7.46, 11.19), and gatekeepers
(Neh. 7.1, 23, 45); a scribal class (Ezra 8.1, 9); the provincial governor, who would also
have had officials serving under him (perhaps ‘Solomon’s servants’ of Neh. 11.57–60);
and ‘men of the guard’ (Neh. 4.23, 7.3). Artisans may also have been counted among the
elite during this period (Neh. 3.8, 21–22; Ezra 3.7).
44
Cf. Berquist 1995: 8. Berquist notes that despite the persuasiveness of Hanson’s reconstruction and the extent
of its acceptance, more recent historians have emphasized the external influences of the Persian Empire on the
Jerusalem community. Cf. also Davies 1989; Cook 1995. Davies’s criticism (1989: 252) of Hanson’s construct is
that one cannot infer a type of society from a type of literature (apocalyptic), which is what Hanson does. In
contrast to Hanson, Cook suggests that the social locus of early apocalyptic writings was possibly the priestly class
that was at the centre of power in postexilic Judah, not those on the social fringes who were opposed to it.
KINSHIP AND SOCIAL ORGANIZATION 179
Using Mary Douglas’s (1966) work, Daniel Smith considers the issue of conflict in
light of group crisis models and the role of ritual behaviour, especially purity legislation,
as a means of protecting and maintaining social boundaries among colonized peoples.
The exilic and postexilic elaboration of purity laws, and the emphasis on maintaining
separation from the unclean, Smith argues, are related to concerns about the transfer of
pollution from foreigners. This concern for boundary maintenance in relation to
foreigners is represented most clearly in the dissolution of mixed marriages in Ezra-
Nehemiah (Smith 1989: 203).
Smith also considers the conflict between the returning exiles and those still in the land
in light of group crisis models, arguing that the ‘sectarian’ consciousness of the returned
exiles is consistent with the social development of groups experiencing stress. His argument
is that the survival of the exiles as a minority group in exile depended on their success in
creating a solid community with well-defined social boundaries. The solidarity that was
established in exile contributed to the later sense of separation from the population that
did not share in the exile experience. The resulting conflict, then, did not reflect the
‘degeneration’ of religious faith on the part of those left in Palestine so much as it did
different responses to the crisis, which ultimately led to different social configurations.
This perceived separation is represented in the continued emphasis in the postexilic
community on purity boundaries and delimiting identification markers like ‘remnant’,
‘holy seed’ and ‘sons of the exile’. For Smith, then, the economic conflicts between the
exiles and those who remained behind exacerbated, but did not cause, this conflict (Smith
1989: 203).
In her study of the nature of kinship and marriage in Genesis (which she analyses from
the perspective that the final redaction of these traditions dates to the Persian period),
Naomi Steinberg also draws conclusions about how and why boundaries were defined in
the postexilic community (see Steinberg 1993: 135–47). One of the goals of the study
is to investigate how the interrelationship among inheritance, descent and marriage
were conceptualized in the postexilic context. She concludes that the ancestral stories
in Genesis are metaphors for establishing identity and defining community boundaries,
that is, the kinship structures in the texts are metaphors for social structure. More
specifically, the narrative genealogy functions to establish family membership in bêt ʿā bôt,
the primary postexilic kinship group. Only those able to trace their genealogy back to
the family of Jacob – that is, to those who were removed from the land and were in
exile – constituted the true ‘Israel’, according to this biblical construct. Family, or
genealogy, was thus a means of legitimating status and the power structure in postexilic
community organization. Because those who had been in exile were the ones who
could trace their genealogy back to the patrilineal name ‘Israel’, they were entitled
to membership in the restored community. Ability to demonstrate inclusion within
the bêt ʿābôt was a requirement both for membership and for defining the group’s
character.
The ancestral stories in Genesis, then, were intended as rationalizations for a particular
social ‘reality’ or construct. The legitimation of community boundaries is further
represented in the stories’ emphasis on entering into an ‘appropriate’ marriage (Genesis
12–36), which excludes foreigners. That foreign wives are ‘inappropriate’ spouses is also
an idea expressed in Ezra 9–10. Steinberg suggests that this concern is related to different
standards in the exilic and in the postexilic communities – that is, while in exile people
could marry whomever they wanted (since Joseph did; Genesis 36–50), but ‘appropriate’
wives are necessary when living in the land of inheritance.
180 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
45
See also Washington 1994. Washington supports Eskenazi’s conclusions in his analysis of Proverbs 1–9.
KINSHIP AND SOCIAL ORGANIZATION 181
resulted in a more equitable distribution of power for women. She suggests this as a
background for understanding the problem of foreign wives in Ezra 9–10.
The Elephantine texts show that women in the Jewish community there were able to
initiate divorce, hold property, buy and sell, and inherit property even when there was a
son. Eskenazi contends that there was continuity in the practices in Jewish communities
of this period, since they were all under the same Persian imperial government and would
have had frequent contact and communication. References in Ezra-Nehemiah indirectly
support for her the view that wives in Judah had some similar rights.
Camp (1991) argues that the marriage prohibitions related to two major issues for the
returned exiles: (1) a need for family stability as a survival mechanism and to establish
claims to land and political power; and (2) a need to promote the pure and proper
worship of Yahweh. From her perspective, these two issues were closely linked, and crisis
was reached when some men began marrying into foreign families. These marriages
threatened the stability of the authority structure, particularly because intermarriage for
the purpose of attaining upward mobility could bring outside challenges to the power of
the leadership group (Ezra 10; Neh. 13.26–27; cf. Mal. 2.10–12). The focus on wives
rather than husbands may, Camp proposes, represent a situation in which Judean men
were marrying foreign women but not allowing their daughters to marry foreign men,
possibly because the foreign brides brought as dowries actual land holdings that were
claimed by members of the gôlāh community.
Berquist’s study of Judah in the Persian period also deals with this issue (Berquist
1995: 117–18). He draws a distinction between the ways in which intermarriage is
regarded in the Ezra and the Nehemiah passages, although there is a concern in both for
economic and political consequences. The focus in the Ezra passage is on leadership, and
there is some indication that inheritance was at least part of the problem (Ezra 9.12).
Jewish men, including priests, Levites, and officials, were marrying women from
neighbouring areas (Ezra 9.1–2). Nehemiah presents the problem differently. Whereas
Ezra deals with all foreign women, Nehemiah focuses on marriages with the traditional
enemies of Israel – Ashdod, Ammon, Moab (Neh. 13.23). The more specific problem
identified here is that the children of such marriages speak only the languages of their
mothers (Neh. 13.24). The implication, Berquist suggests, is that without a knowledge of
Hebrew or Aramaic they would not be capable of assuming leadership positions within
the community. Nehemiah also seems to be concerned with preventing interference in the
Jewish community by foreign officials (Neh. 13.28).
Berquist also points out that the solutions to the problems differ. Nehemiah
recommends discontinuing the practice, whereas Ezra recommends divorce. Berquist
questions the interpretation that ethnic purity is the issue, especially in light of the fact
that neither Ezra nor Nehemiah appears to be concerned with ethnic issues when dealing
with the Persian court, with which both of them must have had some connection. The
primary issues in Berquist’s construct are matters of regional competition and economic
differentiation within Judah. In both respects Judah was isolating itself from other
geographic and political entities, while at the same time the ruling elite were distancing
themselves from the economic concerns of the masses. In a situation in which economic
depletion and competition from other regions were harsh realities, regulations against
intermarriage would have emphasized a sense of Jewish solidarity over against other
regions as a means of solidifying political control and economic security within the elite
stratum of Jerusalem society. In this context, there would also have been an emphasis on
marrying within one’s own class, particularly as related to control over land and wealth.
182 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
In this respect, Ezra’s injunction may refer not to foreign women per se but to women
who were socially distant from the elites in terms of wealth and status. The economic
consequences of intermarriage with those outside one’s class, then, would have been a
further depletion of already scarce resources, and the political effects of marrying
outsiders would have included interference from other regional governments.
Eskenazi and Judd’s study, referred to above, focuses on understanding the intermarriage
problem in relation to ethnic groups and how ethnicity is defined. They consider both
systems theory – which views society as a system of tension management between
dominants and subordinates in which the dominants have responsibility as well as privilege
– and power conflict theory – which also views society in terms of dominants and
subordinates, but assumes groups whose interests clash over scarce resources such as
economic goods, prestige and power. In both approaches, intermarriage is integral to
understanding ethnic groups, and is identified as a classic example of crossing ethnic
boundaries. In some cases crossing boundaries has positive value – for example, when it
assists in cementing alliances. In other cases it is viewed negatively, as a violation of group
integrity.
On the basis of social-scientific models, Eskenazi and Judd recommend considering
three processes: (1) the structure and function of the social norms, that is, concepts
associated with who benefits and how; (2) the source of deviations from those norms, that
is, actual practices; and (3) the pattern of deviation, especially in terms of religion, race
and class.
As is the case in the other studies cited above, Judah is viewed as an immigrant
community in transition, adjusting to a new situation. This required a re-evaluation of
norms in light of the new circumstances and, as a part of this process, establishing new
boundary markers. The conflict over intermarriage in Ezra 9–10, then, needs to be
evaluated in terms of the complex network of intricate variables that shape such
communities in periods of transition. Eskenazi and Judd further suggest that developments
in twentieth-century BCE Israel provide a useful model for understanding Ezra-Nehemiah,
pointing to the potential value of comparing with Persian-period Judah the tensions
between Jews from different ethnic backgrounds, between Jews and non-Jews, and
between Orthodox and non-Orthodox Jews. Eskenazi and Judd focus on the third type
and agree with some of the constructs introduced above that the ‘foreign’ women of Ezra
9–10 could very well have been Judahites or Israelites who, in the process of redefinition,
came to be regarded as outsiders. Thus, although they may have been viewed as appropriate
marriage partners by the early returnees, by the time of Ezra they were considered to be
outside the newly defined boundaries.
In his analysis of this problem, Daniel L. Smith-Christopher (1994) agrees with other
studies in viewing it in relation to land tenure and economic associations. Where he
deviates from other conclusions, however, is in his argument that the returned exiles,
rather than constituting a privileged elite, were a threatened minority who regarded
themselves as being in a disadvantaged position, socially and economically, in relation to
those who had not gone into exile. In his interpretation of Ezra, those who were
considered guilty in the intermarriage problem would have been men who were attempting
to ‘marry up’ as a means of exchanging their low status as ‘exiles’ for participation in
aristocratic society. The consciousness of ‘us’ and ‘them’, then, is related to a threatened
minority group (the returned exiles) that was intent on its internal affairs and survival
over against the majority (‘foreigners’ – that is, those who had no connection with the
returned exiles). He also deals with the question of who would have regarded the
KINSHIP AND SOCIAL ORGANIZATION 183
marriages as ‘mixed’ and suggests the possibility that it was only Ezra and his supporters,
not necessarily the married persons themselves. The priests would have been singled out
(Ezra 9.1), then, because they disagreed with Ezra about what constituted a marriage that
was actually mixed. Essentially the only basis for Ezra’s objection is that the foreigners
were simply Jews who had not been in exile. In Nehemiah, on the other hand (as Berquist
suggests), the chief danger is perceived as coming from outside Judah, not from an internal
struggle. Here political considerations predominate, particularly in the form of ‘power-
grabbing’ on the part of the leadership through strategic marriages.
The value of these studies, whether or not they agree, is that they provide some insight
into the complexities associated with group and boundary definition and its
interrelationship with economic and political as well as social and religious dynamics.
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Göttingen: Vandenhoeck & Ruprecht.
Lemche, N.P. (1985), Early Israel. Anthropological and Historical Studies on the Israelite Society
Before the Monarchy, VTSup 37, Leiden: E.J. Brill.
Lemche, N.P. (1988), Ancient Israel: A New History of Israelite Society, The Biblical Seminar 5,
Sheffield: JSOT Press.
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Lemche, N.P. (1995), ‘Kings and Clients: On Loyalty Between the Ruler and the Ruled in
Ancient “Israel”’, in D.A. Knight (ed.), Ethics and Politics in the Hebrew Bible, 119–32,
Semeia 66, Atlanta, GA: Scholars Press.
Lemche, N.P. (1996), ‘From Patronage Society to Patronage Society ’, in V. Fritz and P.R. Davies
(eds), The Origins of the Ancient Israelite States, 106–20, JSOTSup 228, Sheffield: Sheffield
Academic Press.
Lemos, T.M. (2010), Marriage Gifts and Social Change in Ancient Palestine. 1200 BCE to 200
CE , Cambridge: Cambridge University Press.
Malamat, A. (1973), ‘Tribal Societies: Biblical Genealogies and African Lineage Systems’,
Archives européennes de sociologie, 14 (1): 126–36.
Martin, J.D. (1989), ‘Israel as a Tribal Society ’, in R.E. Clements (ed.), The World of Ancient
Israel: Sociological, Anthropological and Political Perspectives – Essays by Members of the
Society for Old Testament Study, 95–118, Cambridge: Cambridge University Press.
McNutt, P.M. (1990), The Forging of Israel: Iron Technology, Symbolism, and Tradition in
Ancient Society, SWBAS 8, Sheffield: Almond Press.
McNutt, P.M. (1995), ‘The Kenites, the Midianites, and the Rechabites as Marginal Mediators
in Ancient Israelite Tradition’, in B.J. Malina (ed.), Transformations, Passages, and Processes,
109–32, Semeia 67, Atlanta, GA: Scholars Press.
McNutt, P.M. (1999), Reconstructing the Society of Ancient Israel, LAI, Louisville, KY:
Westminster John Knox Press.
Mendenhall, G.E. (1973), The Tenth Generation: The Origins of the Biblical Tradition,
Baltimore, MD: Johns Hopkins University Press.
Mettinger, T. (1971), Solomonic State Officials: A Study of the Civil Government Officials of
the Israelite Monarchy, Lund: CWK Gleerup.
Meyers, C. (1988), Discovering Eve: Ancient Israelite Women in Context, Oxford: Oxford
University Press.
Meyers, C. (1991), ‘To Her “Mother’s House”: Considering a Counterpart to the Israelite Bêt
ʿā b’, in D. Jobling, P.L. Day and G.T. Sheppard (eds), The Bible and the Politics of Exegesis,
39–51, Cleveland: Pilgrim Press.
Meyers, C. (1992), ‘Everyday Life: Women in the Period of the Hebrew Bible’, in C. Newsom
and S.H. Ringe (eds), The Women’s Bible Commentary, 244–51, Louisville, KY: Westminster
John Knox Press.
Pedersen, J. (1926–40 [1920–34]), Israel: Its Life and Culture, 4 vols, London: Oxford
University Press.
Redford, D.B. (1972), ‘Studies in Relations Between Palestine and Egypt During the First
Millennium B.C.: The Taxation System of Solomon’, in J. Wevers and D.B. Redford (eds),
Studies in the Ancient Palestinian World, 141–56, Toronto: University of Toronto Press.
Rogerson, J.W. (1986), ‘Was Early Israel a Segmentary Society?’, JSOT, 11 (36): 17–26.
Sahlins, M.D. (1961), ‘The Segmentary Lineage: An Organization of Predatory Expansion’,
Anthropological Quarterly, 63 (2): 322–46.
Service, E.R. (1962), Primitive Social Organization, New York: Random House.
Silverblatt, I. (1988), ‘Women in States’, Annual Review of Anthropology, 17: 427–60.
Smith, D.L. (1989), The Religion of the Landless: The Social Context of the Babylonian Exile,
Bloomington, IN: Meyer-Stone Books.
Smith-Christopher, D.L. (1994), ‘The Mixed Marriage Crisis in Ezra 9–10 and Nehemiah 13: A
Study of the Sociology of the Post-Exilic Judean Community ’, in T.C. Eskenazi and K.H.
Richards (eds), Second Temple Studies 2: Temple and Community in the Persian Period,
243–65, JSOTSup 175, Sheffield: Sheffield Academic Press.
KINSHIP AND SOCIAL ORGANIZATION 187
Power and authority come in many guises. The concepts of power and authority as they
manifest themselves in the narratives and legal statements in the Hebrew Bible reflect that
ancient society’s sense of collective identity and the social, economic and political forces
that influenced their lives and their history. Since kinship is the key to collective identity
and behaviour in ancient Israel, the foundational measure of authority in that culture is
based on the household with its hierarchy of power starting with the ‘father’ and that
person’s delegation of authority to each member of the household.1
By exercising his authority, the head of the household perpetuates the effort to
(1) ensure that the household prospers as a social unit within their village, and (2) protect
its honour as the means of demonstrating its value and right to do business with that
community. Coupled with the authority invested in the head of household is a set of social
protocols that govern behaviour and tie members of the household to a specific place
(their portion of the land), provide a set of social expectations based on gender, age and
social status, and set a tone for how they will interact with the extended range of persons
identified as Israelites and those that are labelled as ‘strangers’ (gerîm).2
In any society, especially one that has a collective mentality and that maintains strict
social protocols, it is very difficult to change patterns of behaviour once they have been
established. For instance, limitations are placed on association based on membership in
particular households, clans or tribes. Marriage contracts as well as other business
1
The classic study on this principle is Stager 1985. A further refinement in found in Matthews and Benjamin
1993: 7–21. A recent treatment is found in Weingart 2019. Taking a broader perspective, Sanders (2012: 193)
compares the eighteenth-century BCE Mari texts to the biblical book of Judges for a perspective on kinship groups
‘as primary agents of history’.
2
This label applies to two groups. First are those who are socially liminal: the female prisoner of war (Deut.
21.10–14) or the debt slave who consents to perpetual servitude by having his ear pierced at the door of his
master (Deut. 15.16–17). They are transitioning by entering into a permanent covenant with a household. Second
are outsiders, who are known to a household and have established economic or political covenants with the
household (Deut. 16.11). See Benjamin 2017: 115–16, 134–5; and Glanville 2018: 603.
189
190 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
3
See the treatment of laws associated with male control over female sexuality in Frymer-Kensky 1998.
4
Bannester (1969: 375) refers to this as ‘sociomotive power’.
THE MANY FORMS AND FOUNDATIONS OF POWER 191
things as emotions (fear, infatuation and/or love, faith, loyalty), adherence to socialized
behaviour (social protocols that determine marriage patterns, hospitality, kinship obligations),
and personal desires (wealth, social advancement, opportunity). While exercised by individuals
or groups, power can serve as either a positive or negative force within a community. It is
most often characterized by those employing the instruments of power while being framed as
being in the best interests or the defence and well-being of that community.
The basic instruments of power, both latent and extant, have been identified by
Galbraith as ‘condign, compensatory, and conditioned’ with a combination of these three
instruments often at play in every situation (Galbraith 1983: 4–6). Thus condign force
(physical or psychological) combines with the fear of consequences in order to exercise
control of others.5 Compensatory power contains the potential for or promise of gain
(monetary or otherwise). Conditioning power includes the effect of socialization and
education as well as various forms of speech and propaganda. Implicit norms of morality
and behaviour are inculcated subliminally or overtly and become the means for those in
authority to increase and maintain their hold over power.
Authority and the exercise of power exist at a variety of levels depending on the social,
economic, political or physical setting. For example, ‘an attempt at coercion behind closed
doors cannot be equated with a similar attempt when the door is open’ since the potential
influence of any condign act of coercion can be scaled up depending on the size of the audience,
the number of participants and the frenzy associated with this exercise of power (Bannester
1969: 379). In like manner, a public display of largesse by a leader such as the ‘games’ in the
Roman Coliseum that were sponsored by the emperors can magnify the effectiveness of such
a compensatory gesture and provide a motivation or desire for more such spectacles.
There is also a basis for behaviour that involves the peculiar psychological motivation
of an individual or group to act in a specific manner. It can be triggered by any of the
instruments of power and can be used to an extent to predict specific future actions. Thus,
a military commander can predict whether his troops will obey an order depending upon
the degree to which they have been trained/socialized to obey and have previously
demonstrated their expressed loyalty to the commander and to the purpose for which
they serve. The individual soldier’s motivation, however, may be based on fear of the
consequences of disobedience, an intrinsic desire to please the officer, ambition to rise in
rank or an altruistic desire to serve one’s country (Hooper 1983: 499).
Developing over the past two centuries, post-Enlightenment theorists ‘have portrayed
modern institutions as rational forms of domination (in Weberian terms) that arose
historically from confrontations with different so-called “natural” orders based on
religion, kinship, castes, and personal or patrimonial domains’ (Victoria 2016: 251).
Because these terms tend to be ‘state-centric’ in their orientation, they do not fully take
into account the influences of interpersonal interaction at a micro level or the macro
influences of predatory imperial goals or the social and economic transformations that
take place as the result of the creation of international markets and the resulting wider
world view. Thus, any attempt at defining or analysing power must consider such factors
and phenomena as ‘informal ways of grouping and making alliances, leaderships and
networking, ritual processes, and storytelling’ (Victoria 2016: 254).
5
Hooper points to the willingness to pay taxes to avoid a penalty, but notes that a more stable system is one ‘in
which individuals pay their taxes and perform other support behaviors on the basis of some kind of self-
motivation’ (i.e. compensatory power [1983: 497–8]).
192 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Table 8.1 provides a set of categories or types of power with a list of characteristics
associated with that particular form of power. The extent to which authority is or can be
attached to these power categories may be based on circumstance, such as an individual’s
status within a particular society, political conditions at the time, and social constraints
such as age or gender. Since many of these categories overlap, I will divide the discussion
into five major headings that comprise the remainder of this study.
to maintain the physical and social viability of the community within a fragile and
unforgiving physical environment. Under these conditions, the head of the household,
who in most cases would also be recognized as a village elder, would be responsible for
the actions of his extended family and function as an integral part of the consensus
building process that ultimately serves as the means for enforcement of social protocols.
For instance, Judah’s summary condemnation of his daughter-in-law Tamar after she is
found to be pregnant and is accused of ‘playing the whore’ leaves little doubt that he is
fully in charge of maintaining order within his small community (Gen. 38.24). The fact
that he could then overturn his own ruling when additional evidence is presented also
indicates that authority is not to be exercised without reason or a sense of humility (Gen.
38.25–26).
Additional examples of how the village elders served in the capacity of community
wardens can be found in Ruth 4 and in the story of the ‘rebellious son’ in Deut. 21.18–21.
In both of these instances the elders do not serve as a police force or even as a prosecuting
attorney. Instead they simply sit and listen when an issue is brought before them by
another member of their village that has the potential to disrupt or endanger the entire
community (Willis 2001: 277). When Boaz frames a case of levirate obligation before the
village elders of Bethlehem (Ruth 4.1–12), he is not expecting them to judge the
participants involved, but rather to confirm as witnesses what is already part of their legal
tradition and to use their confirmation of that principle to resolve the legal disposition of
Elimelech’s estate and his daughter-in-law Ruth.
In the case of the disobedient and wasteful son, it becomes the obligation of his parents
to present their grievance against their son before the elders at the gate. Again, it is a
confirmation of an established legal principle that condemns the young man to death in
order to ‘purge the evil from’ their midst (Deut. 21.21), not the elders’ judgement of the
case. And in both instances the authority of place is a significant part of the scene, since
both episodes occur at the gate thereby tying the life and prosperity of the community to
the physical settling of legal disputes (Matthews 2003).
It is really only within the urban-based communities such as Jerusalem that identifiable,
individual political and religious leaders come into play as figures of authority who
transcend or at least are able to modify normalized behaviours on a wider scale and
bypass or override the traditional authority of local elders. Hierarchy in these more
complex settings with its reliance on the leadership of the king still hinges on kinship
relations since the early monarchs continued to practise nepotism, employing members of
their own family as advisers, military leaders, or key members of the bureaucracy (see
David’s use of his nephew Joab as the commander of the army). However, the delegation
of power became necessary beyond the kinship circle as the job of managing a wider and
more complex society required expansion of kinship to encompass clientage relationships
(see the mention of 550 ‘officers’ appointed by Solomon to conduct his various building
projects in 1 Kgs 9.23).6
Attendant with the assumption of power on the part of a high-ranking member of the
priesthood, a monarch or a member of the nobility are the trappings of power that they
adopt and use as recognizable symbols of their authority. Among these would be their
6
The historicity of this account and the possible extent of Solomon’s kingdom and activities is uncertain given a
lack of extra-biblical sources and the mixed opinions on archaeological evidence at various sites including Gezer
and Megiddo. See Cogan 2001: 308–9.
194 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
robes of office. Thus, the elaborate description of the priestly vestments in Exodus 28
makes them distinctive from what all other Israelites wore, setting them aside as
practitioners of religious ritual and serving as reminders to them of their sacred obligation
(Meyers 2005: 240–1). Rulers also would have been clothed in fine garments as a sign of
their rank. Like other monarchs and gods in the ancient Near East these individuals who
are clothed in robes of office separated themselves from their subjects and devotees by
sitting in majesty on their throne.7 That is graphically displayed in the placement of
Ahab’s and Jehoshaphat’s thrones in the gate of Samaria while the two kings ‘sat arrayed
in their robes’ of office (1 Kgs 22.10).8
The importance attached to royal vestments can be seen in two episodes from David’s
early career. As they made a pact of mutual friendship and obligation, Jonathan removes
his robes, armour and weapons and gives them to David symbolizing an investiture
ceremony that would eventually make David rather than Jonathan the king of Israel
(1 Sam. 18.4; Cartledge 2001: 229). In a similar scene featuring the importance attached
to clothing, David cuts off the corner of Saul’s cloak and then regrets his action seeing it
as an act that diminishes the authority of the ‘Lord’s anointed’ and as a belligerent ‘raising
of the hand’ against the king (1 Sam. 24.1–7).9 In this way, David clearly equates the
king’s person and his authority with his robes of office.
A further aspect of how power is used to separate a political leader from those that he
rules can be found in the protocol described in Est. 4.11. It is Persian policy and custom
that forbids anyone to come to the king’s inner court without invitation under pain of
death unless the king holds out his golden sceptre to them. That gesture and the use of
the sceptre as a ‘prop of power’ (compare Ps. 45.6; Isa. 14.5) is used to acknowledge their
presence and the willingness on the part of the king to note their very existence. Esther’s
courage in going to the king uninvited is a gamble on her part, but also an effort to
proclaim her existence and her worth to the king.
A further link to a monarch’s authority is the command that he has over the space that
he occupies whether it be within the palace or simply wherever he and his entourage
happen to be. His presence or his association with that place (a microcosm of the state)
transforms it into his exclusive domain of power for as long as he is there – that is, as long
as those in attendance recognize and accept his authority. Therefore, it also is necessary
that he act authoritatively so that no one else present is able to capture control over him,
his speech or his actions. Thus, Jerusalem becomes David’s city and seat of power when
his captures it from the Jebusites (2 Sam. 5.6–10) and then brings the ark of the covenant
to his capital to the acclaim of the people (2 Sam. 6.1–15). And yet, his son Absalom can
stand before the gates of the city and rally strong support for himself and his political
faction by pointing to David’s failure to appoint judges to hear the legal cases of supplicants
(2 Sam. 15.1–6). His not-so-subtle attack on his father presages an armed rebellion that
temporarily drives David from Jerusalem (2 Sam. 15.13) until he and his army can once
again claim that space for the king.
7
For example, Yahweh claims a victory over the Elamites by proclaiming that the deity’s throne will be set in
Elam (Jer. 49.38).
8
At work here also is the use of calculated ‘positioning’ of persons and objects in significance space as a magnified
expression of power. See Matthews 2008: 119.
9
Note that David, as an outlaw, could be seen as a covenant-breaker, not carrying out his obligations to King Saul.
THE MANY FORMS AND FOUNDATIONS OF POWER 195
The question, however, is what made Absalom a recognizable candidate for the throne.
Certainly, his empathetic rhetoric was an effective tool in bringing the crowd to his side.
But two other factors associated with power and authority play into this scene. First,
Absalom chose daily to stage his public display in the city’s gate area. That space has a
long history associated with both legal and business transactions (Gen. 19.1, 34.20–24;
Deut. 21.18–21, 22.13–24, 25.5–10) and, as a major part of its fortifications, is also tied
to the safety and well-being of the city. Since it would have heavy traffic going in and out
of the city, he can expect to be able to harangue both those who have come to bring their
cases to the king but also many others who could be swayed by his promises of providing
justice to the land. Second, Absalom has an entourage associated with powerful individuals:
‘a chariot and horses, and fifty men to run ahead of him’ (2 Sam. 15.1). A group such as
this could be expected to make way for a powerful individual (compare Joseph’s signs of
power given him by the Pharaoh – Gen. 41.41–43) and make it known that he is to be
respected and possibly feared.
An axiom that signals how those in authority make use of their power is that ‘the more
power becomes centralized, the easier it is for its representatives to ignore what they do
not wish to see’ (Herzfeld 2015: 20). Power in this sense would be political, but socially
blind or at least narrowly focused. Religious leaders, the wealthy, or those of a social
status that allows them a more comfortable life may not wish to take special notice of the
poor or those in need since their presence is a reminder of what the affluent could be or
could become if circumstances change.10 Thus, the well-fed ‘cows of Bashan’ are
condemned by the prophet Amos for ignoring the plight of the poor while calling on their
husbands to ‘bring something to drink’ (Amos 4.1). This principle also applies to average
citizens who may prefer to not see their ‘neighbour’s donkey or ox fallen in the road’
(Deut. 22.4). They may wish not to get involved, but the Deuteronomic code, at least on
an idealized basis, holds them to the social expectation that they will ‘help to lift it up’
and thereby preserve an economic asset for their neighbour. Of course, there is also a
measure of reciprocity in these acts that expresses the expectation or at least the hope that
the neighbour will reciprocate and thereby protect another’s economy.
Other examples of prescribed proper behaviour that will not allow for the needy to
become invisible include Sir. 35.17, which recounts how God ‘will not ignore the
supplication of the orphan, or the widow when she pours out her complaint’. In contrast,
Job characterizes the ‘wicked’ as those who ‘thrust the needy off the road’ (compare
Amos 5.12) and subject the poor to such scorn that they ‘hide themselves’ and are forced
to ‘lie all night naked’11 and work ‘without clothing’ and are ‘hungry’ while ‘carry[ing]
the sheaves’ (Job 24.4–10). The reality of desired invisibility clearly contrasts with the
Deuteronomic expectations but still exists in the mind of the oppressed as in Ps. 142.4
where the lament states ‘there is no one who takes notice of me’.
It is possible that yet another example of refusal of an authority figure to see something
is David’s arranged murder of Uriah the Hittite (2 Sam. 11.14–25)? David instructs Joab
to put Uriah in the front ranks during a siege and then pull back so that he lacks necessary
support and is killed. Conveniently, the king is not present, does not see the action or
Uriah’s death, but benefits from it. In that way the soldier becomes invisible to the
10
See the arguments made by the ‘Eloquent Peasant’ in Egyptian wisdom literature (ANET3, 408–10).
11
See the plea of the workman for justice in the Yavneh Yam ostracon in Matthews and Benjamin 2016: 395.
196 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
commander who orders him into battle – merely a piece moved across the playing board
and one that can be lost or dispensed with dispassionately and with a measure of plausible
deniability for those in authority.
12
See the dialogue between the Egyptian priest Wen-Amun and Tjerkerbaal, the ruler of Byblos (COS 1.41: 90–1)
that describes a long history of Egypt sending representatives to obtain cedar logs from the rulers of the coastal
cities of Lebanon.
THE MANY FORMS AND FOUNDATIONS OF POWER 197
That brings oath-taking into the wider realm of ancient Near Eastern treaty making and
formalizes this agreement as a solemn diplomatic pact.13
The maintenance of international relations is not always straightforward. Thus, in the
episode in which David sends emissaries to the newly crowned king of the Ammonites there
are in fact underlying currents of distrust and jockeying for power (2 Sam. 10.1–5). The
situation as described seems at first to be standard diplomatic procedure designed to renew
and strengthen previously existing, mutually agreed upon treaty arrangements (compare
Hiram’s actions in 1 Kgs 5.1). However, King Hanun is warned by his assembly of ‘princes’
that David’s intentions are not honourable and are the prelude to an attack on Ammonite
territory. As a result, Hanun decides to demonstrate his disdain for what he perceives as
David’s predatory motives by shaming David’s envoys – and by extension David himself
(Esler 2006: 196–7). He symbolically emasculates them by cutting off half of their beards
and half of their clothing (2 Sam. 10.3–4). David fully understands this punitive gesture and
to save face for his envoys and himself orders them to remain in seclusion at Jericho until
their beards grow back, and, of course, he prepares for war with Ammon (10.5–8).14
Sometimes the negotiation process takes the form of a plea for mercy or submission.
Thus, when Jabesh-gilead is besieged by the Ammonites, the response of men of the city
is a request ‘to make a treaty’ obligating them serve the Ammonites (1 Sam. 11.1). Such a
quick surrender could be expected for a city without allies and no chance to drive off the
enemy army.15 Of course, there are instances when a city chose to hold against the
besieging army. That decision, perhaps based on a hoped-for ally’s assistance, could also
lead to a rather undiplomatic, sarcastic speech on the part of the representative of the
enemy forces (2 Kgs 18.17–25). For example, the Assyrian Rabshakeh standing before the
walls of Hezekiah’s besieged Jerusalem is quite articulate in laying out the situation and is
quick to point out to the defenders that those who rely on aid from the Egyptians are in
for a painful surprise (18.21).
13
See Ziegler 2007: 62–3, for the contention that oaths would have been accompanied by a significant gesture or
ritual act. For discussion of ancient Near Eastern treaty language and process, see Goelet and Levine 1998.
14
Lemos (2006: 233) also notes the relation between having half of their beard removed and the Israelites’
aversion for ‘asymmetry’.
15
See the varied responses by cities in the Assyrian Annals of Shalmaneser III (COS 2.113A: 262–4), some of
whom relied on the help of other rulers and some who simply paid tribute rather than face siege and destruction.
198 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
cannot expect to efficiently serve their people alone. As a parallel with a similar instance
in Num. 11.16–30, what we see are efforts from two different time periods to provide an
authoritative underpinning for the judiciary during the monarchy period (Cook 1999:
291–5). It is also worth noting that the actual process of sharing judicial powers probably
came about as a way to deal with issues in politically or environmentally unstable times.
An interesting, if chronologically difficult, reflection of appointed authority is found in
the placement of judges and officials throughout the land in every town (Deut. 16.18–20).
This reference, tied as it is to Moses and thereby obtaining a form of authority through
association with such a foundational figure, could also be compared to other examples of
judicial reform such as the one ascribed to Jehoshaphat (2 Chron. 19.4–11). More likely,
the Deuteronomic text is tied to Josiah’s reform efforts to close down local shrines in
Judah. The displaced ‘Levites in the gates’ were then given positions as judicial officers
charged with implementing Josiah’s reforms in the local assemblies (Benjamin 2017: 28
n.62, 54–7, 119–20). In the process, Josiah would have been able to draw on the
remembered authority of both Moses and Joshua as lawgiver and national leader.
What is interesting in the Deuteronomy passage is the way that the work of these officers
(šō.tĕ rîm) is spatially tied to performing their duties locally ‘in all your gates’. Furthermore,
it is to be carried out without prejudice or subject to the corruption of bribes. In that way
there is a continuity with the authority previously exercised by local elders in the gate
(Deut. 22.15, 25.7) and is consistent with legal and prophetic injunctions that demand
adherence to the principles of social justice (Exod. 23.8; Deut. 10.17; Nelson 2002: 217).
Certainly, judicial reform, especially the centralization of authority, would have been
necessary over time as the society and its governing body changed its character. However,
using the biblical text as our sole source is not sufficient to make a firm statement about
what was actually in existence, and certainly cannot tell us whether a similar judicial
system was in place in both Israel and Judah (Whitelam 1979: 167–84). What might be
extrapolated from the Chronicles passage, set as it is in the social context of the Persian
period, is an indication of a multi-tiered judicial system that spread authority upwards
from an initial tier of royal justices hearing local cases to a second tier seated in Jerusalem
that included Levites, priests and lineage heads that would ‘preside over religious cases
(mišpha.t Yhwh) and disputes (rîb) (2 Chron. 19.8)’ (Wilson 1983: 244, 248).
16
Jan Assmann (2006: 5), in referring to how the Israelites maintained their memory of Egypt and the Exodus,
notes that they are based on oral tradition, anecdote and the attachment of events to a sense of social bonding.
THE MANY FORMS AND FOUNDATIONS OF POWER 199
17
Rollston (2006: 49–50) suggests that despite using an alphabetic script, proficiency in the language does require
formal education to become an accomplished scribe.
200 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
depiction of the construction of a terraced field planted with a vineyard (Isa. 5.1–7). The
back-breaking labour associated with constructing the stone retaining walls of the terraces
and filling them with soil, removing weeds, planting the vines and cultivating them over
several years until they are mature is a test of patience and endurance (Matthews 1999:
25–7).
Such willingness to scratch a living from the soil with its necessary attention to detail
is coupled with the conditioned belief by each household in the ownership of a portion of
the Promised Land. However idealized, the recitation of the distribution of the land to
the tribal groups in Joshua 13–19 gives them a sense of ownership that at the fundamental
level is found in the sacred character of the boundary stone that must not be moved
(Deut. 19.14).18 That sentiment is articulated in Naboth’s simple argument when King
Ahab asks to purchase his vineyard and it reflects a deep-felt tie to the land and its
association with his ‘ancestral inheritance’ down through the generations (1 Kgs 21.2–3).
Despite the abuse of royal power that eventually cost Naboth and his sons their property
rights (21.8–14), the narrative also contains Elijah’s prophetic judgement against the king
and his family that ultimately brings a measure of posthumous justice to this case (2 Kgs
9.21–26; see Magdalene 2015).
However, it is when economic circumstances or environmental disaster drives these
small landowners into debt so crushing that they could no long maintain their hold on
their land that another aspect of economic power presents itself. Marvin Chaney uses
Amos 2.6 to demonstrate a deliberate practice of indebtedness engaged in by large
landowners who would lend the smaller farmers enough silver to cover their production
costs and then recoup their loan in kind from the harvest. However, if the harvest was
poor the loan could not be paid, and then foreclosure proceedings were the result (Chaney
2017: 194–7). These farmers, hopelessly in debt and further burdened by taxes imposed
by the state, subsequently were forced into become landless, seasonal labourers while the
urban-based elites acquired more and more of the best farmlands.19 This practice is known
as latifundialization in which a wealthy land owner is able to ‘join house to house’ and
‘add field to field’. The fact that it continued to occur is indicated by its express
condemnation in Isa. 5.8–10 and Mic. 2.2–5 (Premnath 1988: 54–7).
At the highest levels of power, there are clear signs of the growing authority of the
monarchy in Judah in its efforts to manage the natural resources of the kingdom. That
included the establishment of administrative centres at Lachish around the outskirts of
Jerusalem (Ramat Rahel). They are indications of the government’s ability to tax the
people and then distribute these accumulated resources as needed. The LMLK seal
impressions from the reign of Hezekiah provide graphic proof of the extent of the
bureaucratic organization managing the collection and distribution of commodities of
grain, wine and olive oil by the state (Lipschits, Sergi and Koch 2011). The degree to
which the king saw these facilities as reflections of power can be found in Hezekiah’s
boastful tour that he conducted for the Babylonian envoys of his storehouses (2 Kgs
20.13–15).
18
The sacred character of boundary stones and the injunction against encroaching on a neighbour’s property is
also found in the Egyptian ‘Book of the Dead’, which includes in the declarations that a soul must make to the
gods of the underworld that he has ‘not moved boundary markers of another’s field’. See Matthews and Benjamin
2016: 235.
19
Hopkins 1983: 201. For additional analysis of this process, see Chaney 1989: 25–7.
THE MANY FORMS AND FOUNDATIONS OF POWER 201
Although the Temple in Jerusalem also functioned as an ancillary repository for the
tithes collected during the year, the authority of the priests to make use of these
contributions seems to have varied over time depending on the degree to which the
monarch exercised his authority over the management of the temple complex. For
example, during the reign of Jehoash the funds that had been accumulated in the treasury
were not being disbursed to pay workmen to make necessary repairs (2 Kgs 12.4–8). He
therefore takes direct control, supplanting a portion of the priests’ authority and requiring
a joint accounting of the collected funds by both a priest and a king’s secretary (2 Kgs
12.9–15; compare similar wording in 2 Kgs 22.3–7; Cogan and Tadmor 1988: 138, 140).
It is apparent that the accounts of temple restoration during the reigns of Jehoash and
Josiah parallel to some extent a similar practice by rulers in Mesopotamia, who also
found it politic to take a careful look at the management of the temple community’s
finances (Na’aman 2013: 646–7).
During the Second Temple period when the monarchy had been supplanted by a
Persian-appointed governor, a committee was created by Nehemiah to oversee the
collection of both ‘holy’ taxes as well as the Achaemenid state taxes and both were stored
in the temple treasury (Ezra 8.33; Neh. 13.12; Schaper 1997: 201–5). From these
acquired commodities the Temple supplied the needs of the priesthood and their families,
the daily functions of the temple rituals, and ensured that the taxes were paid to the
Persian government. In that way compensatory power contributes to both the maintenance
of a segment of the population and to continued peaceful relations with Persia.
CONCLUSION
While it has not been possible in this review to touch on every aspect of power and
authority in ancient Israel, the primary point being made here is that nearly everything
that they experienced or did in their communities was governed and influenced by their
sense of kinship. Furthermore, their understanding of the concepts of honour and shame
provided a foundation for behaviour, education, legal principles, and economic interaction
and exchange [see Chapter 12 in this volume]. In the course of their evolution as a nation,
even as they interacted with other political entities, both on a par with themselves and
with massive, predatory empires, they continued to reflect a sense of collective identity
and collective memory that framed their story and reminded their leaders what was
expected of them.
Ultimately, what ancient Israel’s story has to say about the exercise of power and the
mantle of authority acquired or inherited by heads of household, village elders, chiefs,
kings and priests is the tale of a people always striving to maintain their hold on the land.
Certainly, that was not always easy given the difficulties of a marginal and uncertain
physical environment and their spatial placement at a crossroads between empires.
However, by creating a social contract that required communities to care for the needs of
all, including widows, orphans and strangers, they placed their leaders and others who
were often tempted to abuse their authority on notice that they would be judged
themselves by the standards of the law that governed all the people.
Power and authority are tricky concepts. They permeate societies, both ancient and
modern, and at their best they provide structure for acceptable behaviour and a firm
and hopefully reasonable hand in governing these societies. By examining how power and
authority are expressed in terms of the exercise of, or restraints on the use of, force, on
the distribution and use of natural and human resources, and on the inculcation of beliefs
202 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
and social standards it is possible to grasp a sense of how communities are formed, are
able to interact with other communities, and why they do or do not survive.
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University Press.
Bannester, E.M. (1969), ‘Sociodynamics: An Integrative Theorem of Power, Authority,
Interfluence and Love’, American Sociological Review, 34 (3): 374–93.
Benjamin, D.C. (2017), The Social World of Deuteronomy: A New Feminist Commentary,
Cambridge: James Clarke.
Cartledge, T.W. (2001), 1 & 2 Samuel, Macon, GA: Smyth & Helwys.
Chaney, M.L. (1989), ‘Bitter Bounty: The Dynamics of Political Economy Critiqued by the
Eighth-Century Prophets’, in R.L. Stivers (ed.), Reformed Faith and Economics, 15–30,
Lanham, MD: University Press of America.
Chaney, M.L. (2017), ‘Producing Peasant Poverty: Debt Instruments in Amos 2.6b–8, 13–16’, in
Peasants, Prophets, and Political Economy: The Hebrew Bible in Social Perspective, 191–204,
Eugene, OR: Cascade Books.
Cogan, M. (2001), I Kings: A New Translation with Introduction and Commentary, New York:
Doubleday.
Cogan, M. and H. Tadmor (1988), II Kings: A New Translation with Introduction and
Commentary, Garden City, NY: Doubleday.
Cook, S.L. (1999), ‘The Tradition of Mosaic Judges: Past Approaches and New Directions’, in
S.L. Cook and S.C. Winter (eds), On the Way to Nineveh: Studies in Honor of George M.
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Crenshaw, J.L. (1998), Education in Ancient Israel: Across the Deadening Silence, New York:
Doubleday.
Esler, P.F. (2006), ‘David and the Ammonite War: A Narrative and Social-Scientific
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Its Social Context, 191–207, Minneapolis, MN: Fortress.
Evans, P.S. (2017), ‘Creating a New “Great Divide”: The Exoticization of Ancient Culture in
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Frymer-Kensky, T. (1998), ‘Virginity in the Bible’, in V.H. Matthews, B.M. Levinson and
T. Frymer-Kensky (eds), Gender and Law in the Hebrew Bible and the Ancient Near East,
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Galbraith, J.K. (1983), The Anatomy of Power, Boston, MA: Houghton Mifflin.
Glanville, M. (2018), ‘The Gē r (Stranger) in Deuteronomy: Family for the Displace’, JBL, 137
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Goelet, O., Jr and B.A. Levine (1998), ‘Making Peace in Heaven and on Earth: Religious and
Legal Aspects of the Treaty Between Ramesses II and Hattusili III’, in M. Lubetski,
C. Gottlieb and S. Keller (eds), Boundaries of the Ancient Near Eastern World: A Tribute
to Cyrus H. Gordon, 252–99, JSOTSup 273, Sheffield: Sheffield Academic Press.
Herzfeld, M. (2015), ‘Anthropology and the Inchoate Intimacies of Power ’, American
Ethnologist, 42 (1): 18–32.
Hooper, M. (1983), ‘The Motivational Bases of Political Behavior: A New Concept and
Measurement Procedure’, Public Opinion Quarterly, 47 (4): 497–515.
Hopkins, D.C. (1983), ‘The Dynamics of Agriculture in Monarchical Israel’, in K.H. Richards
(ed.), Society of Biblical Literature 1983: Seminar Papers, 177–202, Chico, CA: Scholars Press.
THE MANY FORMS AND FOUNDATIONS OF POWER 203
Lemos, T.M. (2006), ‘Shame and Mutilation of Enemies in the Hebrew Bible’, JBL, 125 (2):
225–41.
Lincoln, B. (1994), Authority: Construction and Corrosion, Chicago: University of Chicago
Press.
Lipschits, O., O. Sergi and I. Koch (2011), ‘Judahite Stamped and Incised Jar Handles: A Tool
for Studying the History of Late Monarchic Judah’, TA, 38 (1): 5–41.
Magdalene, F.R. (2015), ‘Trying the Crime of Abuse of Royal Authority in the Divine
Courtroom and the Incident of Naboth’s Vineyard’, in A. Mermelstein and S.E. Holtz (eds),
The Divine Courtroom in Comparative Perspective, 167–245, Leiden: E.J. Brill.
Matthews, V.H. (1999), ‘Treading the Winepress: Actual and Metaphorical Viticulture in the
Ancient Near East’, in A. Brenner and J.W. van Heuter (eds), Food and Drink in the Biblical
Worlds, 19–32, Semeia 86, Atlanta, GA: Scholars Press.
Matthews, V.H. (2003), ‘Physical Space, Imagined Space, and “Lived Space” in Ancient Israel’,
BTB, 33 (1): 12–20.
Matthews, V.H. (2008), More than Meets the Ear: Discovering the Hidden Contexts of Old
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Matthews, V.H. and D.C. Benjamin (1993), Social World of Ancient Israel, 1250–587 BCE ,
Peabody, MA: Hendrickson.
Matthews, V.H. and D.C. Benjamin (2016), Old Testament Parallels: Laws and Stories from the
Ancient Near East, 4th edn, New York: Paulist Press.
Meyers, C. (2005), Exodus, New York: Cambridge University Press.
Meyers, C. (2006), ‘Hierarchy or Heterarchy? Archaeology and the Theorizing of Israelite
Society ’, in S. Gitin, J.E. Wright and J.P. Dessel (eds), Confronting the Past: Archaeological
and Historical Essays on Ancient Israel in Honor of William G. Dever, 245–54, Winona
Lake, IN: Eisenbrauns.
Milgrom, J. (2001), Leviticus 23–27: A New Translation with Introduction and Commentary,
New York: Doubleday.
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640–51.
Nelson, R.D. (2002), Deuteronomy: A Commentary, Louisville, KY: Westminster John Knox Press.
Popitz, H. (2017), Phenomena of Power: Authority, Domination, and Violence, New York:
Columbia University Press.
Premnath, D.N. (1988), ‘Latifundialization and Isaiah 5.8–10’, JSOT, 13 (40): 49–60.
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Schuster.
Rollston, C.A. (2006), ‘Scribal Education in Ancient Israel: The Old Hebrew Epigraphic
Evidence’, BASOR, 344: 47–74.
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Organization, Representation, and Symbols of Power in the Ancient Near East, 191–211,
Winona Lake, IN: Eisenbrauns.
Schaper, J. (1997), ‘The Temple Treasury Committee in the Times of Nehemiah and Ezra’, VT,
47 (2): 200–6.
Stager, L.E. (1985), ‘The Archaeology of the Family in Ancient Israel’, BASOR, 260: 1–35.
Sutherland, R.K. (1992), ‘Israelite Political Theories in Joshua 9’, JSOT, 17 (53): 65–74.
Tappy, R.E., P.K. McCarter, M.J. Lundberg and B. Zuckerman (2006), ‘An Abecedary of the
Mid-Tenth Century B.C.E. from the Judean Shephelah’, BASOR, 344: 5–46.
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Weingart, K. (2019), ‘“All These Are the Twelve Tribes of Israel”: The Origins of Israel’s
Kinship Identity ’, NEA, 82 (1): 24–31.
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JSOTSup 12, Sheffield: JSOT Press.
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Wrong, D.H. (1997), Power: Its Forms, Bases, and Uses, 2nd edn, New Brunswick, NJ:
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Meaning’, JBL, 126 (1): 59–81.
CHAPTER NINE
Economic anthropology
and the Hebrew Bible
ROGER S. NAM
INTRODUCTION
In its simplest distillation, economics is the study of systems of production, consumption
and allocation of limited resources. For ancient societies, the modern academic field of
economics provides limited value. Modern economic theory is highly theoretical, and tested
against robust data sets. Such data is easily collectible today, but elusive in historical times.
For example, consider the massive amounts of data generated by a single company such as
Uber. The company is able to store and quickly sort through economic data sets against an
array of factors such as time, distance and location, and to measure it against an equally
dizzying array of factors for potential suppliers. Even the most generous historical sources,
in terms of text and archaeological setting, cannot provide a comparable set of data. Besides
the problem of lack of data for the biblical world, modern economics, particularly in the
Western world, is governed by assumptions associated with capitalism, such as supply and
demand. Anthropology allows us to challenge such assumptions and seek to understand an
emic economic world according to whatever evidence is available. Therefore, for studies of
economics in the biblical world, anthropology can serve as a much more productive avenue
Anthropology is especially valuable in that our modern economic assumptions are
often subconscious. Particularly in the modern Western world, we are so accustomed to
factors like prices and taxes, as well as activities such as purchasing goods and earning
wages, that we do not even think about the mechanics of exchange. Consequently, there
is such a strong tendency to superimpose these modern economic assumptions onto our
understanding of ancient worlds. Such instincts are anachronistic and can mislead us in
reconstructing social contexts and impoverish our understanding of biblical settings. To
aid our interpretations, economic anthropology serves two interlocking purposes. First,
anthropology can provide theoretical frames for our reconstructions. Whereas data is
limited, certain stock terms of economic anthropology such as patron/client or reciprocity
have been refined through studies that cross multiple cultural boundaries. These terms
can then bring robust explanatory power to social systems. Second, economic anthropology
can catalyse our imaginations to a wider array of possibilities. These possibilities help to
hone our own reconstructions and give alternatives to our understanding of how economic
systems can work. As an example, economic anthropology can interrogate seemingly
axiomatic assumptions that govern our own analyses, such as the concept of unlimited
wants, which has been a lasting hallmark of modern economic study.
205
206 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
This chapter will introduce the reader to economic anthropology as a tool to build the
capacity for reconstructing more nuanced understandings of the economics of the biblical
world and, in turn, better biblical readings. I will begin with a brief review of the research
on economics of the biblical world and follow with the development of economic
anthropology within its own intellectual history. I will then describe the nature of the
sources specific to the Hebrew Bible economic world in an effort to apply different
anthropological concepts, using different modes of exchange as seen in biblical and
ancient Near Eastern studies. Exchange is highlighted as an activity that is traceable and
necessarily interconnected, but not comprehensive. The chapter will close with suggestions
on how the field of economic anthropology can continue to refine our understandings of
economics in the Hebrew Bible.
1
See also Silver 1986 and 1995; see critiques in Nam 2012a: 23.
ECONOMIC ANTHROPOLOGY 207
viewpoints of economics, Silver explicitly argued for a pervasive capitalist economy in the
Old Testament world. Silver uncritically accepted economies of the ancient world as
parallel to modern economies.
Studies in Levantine archaeology provided another avenue to explore the nature of
economies in the biblical world. The movements of processual archaeology and post-
processual archaeology ignited research agendas that were more intellectually honest
than any alleged pursuit of ‘pure’ historical reconstruction. These movements questioned
methods and epistemologies, and thereby opened the way for more nuanced understandings
of the complexities of Iron Age economies in the wake of empire. Many of these studies
centred on the role of Assyria in economic exchange. Lawrence Stager suggested port-
power theory as an interpretive frame, in which waterways connected local village clusters
in the highlands to more established markets of the Phoenician coast.2 Some connected
the Assyrian Empire to the development of specialized industry according to a sort of
economic opportunity cost, yet without full-blown capitalism (Faust and Weiss 2005).
Other studies have considered the intentionality of Assyrian imperialism in the
development of South Arabian incense trade.3 Metrological studies also have investigated
exchange modes, whether through studies of extant inscribed weights indicating
insignificance of Judah in the wider orbit of the ancient world or the idea that the plentiful
weights in even modest domestic contexts reveal a more thriving market economy (Kletter
1998; Katz 2008). More recently, a survey of the abundant sealings around Persian-period
Yehud may reveal an intricate redistributive network of goods centred around Jerusalem
and then a secondary administrative centre of Ramat Rahel (Lipschits 2021).
The last decade has seen the development of economic study of the biblical world
accelerate. It is possible the Great Recession of 2008 and the democratization of biblical
studies as an academic guild has allowed for renewed conversations on the nature of
economy, particularly as related to inequalities (Nam 2020). These movements align with
faith communities developing more interest in social concerns and looking for more
rigorous biblical understandings to support such interests. Many studies have emerged.4
One particularly impactful study is Roland Boer’s The Sacred Economy (2015). This book
was significant in utilizing the method of régulation theory, an offshoot of the Annales
school that integrated economic life in the wider religious sphere. Boer argues that
regulation is a procedure to navigate crisis in a way that can reinforce exploitation of the
periphery. Such regulation can appear in the form of religious obligation. Thus, the very
first religious centres fostered exploitation, but they reached an apex during the Neo-
Assyrian times. This integration of the religious and economic spheres was long known in
Assyriological studies of temple economies. Boer’s work brought this conversation to
biblical studies, where the guild was still sorting through the Great Recession and its
impact on academic studies in arenas such as the academic job market and communities
of faith wrestling with smaller endowments and reduced gifting.
2
Stager introduced this concept to Late Bronze Age trade, but two of his students applied port power to Iron
Age II systems, see Stager 2001; Master 2003; Aznar 2005.
3
More recent studies have emphasized the flourishing trade in South Arabian spices due to broad contours of
freedom and security through a Pax Assyriaca over a direct colonizing plan; see Bienkowski and van der Steen
2001.
4
Some representative examples in Hebrew Bible studies include Adams 2014 and Altmann 2016, and in New
Testament studies, Hall 2019 and Quigley 2021.
208 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
All of these studies have advanced the study of our understanding of the complex
economies of the Hebrew Bible. But with the notable exception of Boer and a few others,
many of these studies have not fully engaged with anthropological theories.5 As economic
anthropology continues to mature as a social science, biblical scholars may be more eager
to look to these theories to frame their analyses.
ECONOMIC ANTHROPOLOGY
It is difficult to overstate the dominant impact of Adam Smith (1723–90) in the intellectual
history of economics. His publication of An Inquiry into the Nature and Causes of the
Wealth of Nations became the foundation of our understanding of classic political
economy. Smith advocated for unregulated free markets as keys to efficiency and even
equity. Smith argued that such markets allow individual free will to collectively form the
most effective distribution of limited resources. He summed up this idea with a well-
quoted statement, ‘It is not from the benevolence of the butcher, brewer, or the baker,
that we expect our dinner, but from regard to their own interest’ (Smith 1937 [1776] I:
82). Collectively, private interests would aggregate into collective benefit. Smith
determined such free interest as so powerful that it served as an ‘invisible hand,’ guiding
individual suppliers to decisions that would automatically be most beneficial for the
common good. In advocating for a free market, Smith was protesting government
intervention. He advocated for minimal government restrictions except for the protection
of economic freedoms and the maintenance of true markets. Smith regarded the
motivations of government officials as suspect, and less optimal than broad inputs of a
collective population. In a truly free market, each person makes individual decisions that
then motivates production in a way to meet the demands of the majority. Whenever
possible, Smith hoped to even privatize classic public goods like bridges and highways.
Interestingly, alongside Wealth of Nations, Smith supported a free market with certain
assumptions of morality. He described this in his more philosophically oriented treatise,
The Theory of Moral Sentiments (1976 [1759]), which emphasized the importance of
altruism in humanity. Today’s discourse on the morality of free markets has largely
abandoned the philosophical underpinnings that informed Smith’s advocacy of open
capitalism.
Smith’s advocacy for free markets met criticism. Perhaps most famously in the Western
world, Thomas Malthus (1766–1834) stated that population growth would place a ceiling
on the upper limits of production.6 David Ricardo (1772–1823) tied such limits to arable
land, as it was the most important resource directly tied to capacities for food production.
These limits necessitated international trade to invoke mutual comparative benefit. John
Stuart Mill (1806–73) quantified the measure of utility for individual countries in a
macroeconomic world, with all of these inputs resulting in his own mechanism of price
determination. Carl Menger (1840–1921) and William Stanley Jevons (1835–82)
highlighted the concept of marginality as a powerful tool to determine distribution and
complex systems of labour. Perhaps one of the strongest correctives to Adam Smith was
John Maynard Keynes (1883–1946). The Great Depression forced economists to confront
potential failure of unregulated markets with the reality of widespread poverty. Keynes
5
Aside from Boer, see social scientific studies by Stansell (2006) and Matthews (2012).
6
For a review of the reception of Adam Smith in the nineteenth century, see Nam 2012a: 30–4.
ECONOMIC ANTHROPOLOGY 209
7
Russian scholars include Diakonoff 1982; Dandamaev 1984. Prominent Western scholars include Liverani
1979; Zaccagnini 1989.
210 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
centre that continues to extract from the periphery. The extraction could transcend
political borders, thus the descriptor, ‘world’. Although Wallerstein developed the theory
to apply to capitalist periods, it was an extremely attractive explanatory resource for the
ancient world. In biblical studies, Boer’s The Sacred Economy (2015) is one of the more
influential Marxist interpretations of the wider economy with other interpretations
adopting Marx’s progression of clashes.
In addition, Max Weber (1864–1920) had significant influence over the interpretations
of ancient economies. Unlike Marx, Weber never developed ideas of exploitation and
class consciousness. Weber was actually an economics professor, firmly grounded in an
era of classic political economy of Adam Smith. But Weber was unsatisfied with scientific
aspects of economic study, and instead sought to identify underlying patterns to explain
social behaviour in more holistic terms. Weber thought that formal economic behaviour,
as described by Homo economicus, was a limited ideal type (Verstehendes) (Swedberg
1999). This type of economic behaviour was restricted to Western, capitalist systems but
was by no means a universal value. Weber argued that non-economic motivations must
factor into decision-making. He summarized this by protesting pure rationalist economic
theories, stating, ‘Economics is not a science of nature and its qualities but of people and
their needs’ (Weber 1976 [1897]: 32). In a sweeping statement, Weber challenged both
the method of economic study as a pure science, as well as the universality of its perceived
outcomes. As an illustration, Weber stated that patrimonialism was a competing ideal type
in the ancient Near East. Kings and priests patterned their behaviour against patrilineal
kinship structures, thereby invoking a right to govern. David Schloen (2001) cogently
applied the concept of patrimonialism to the Late Bronze Age Levantine societies. He
identifies a basic household model as expanding to fit a broader society with the king as a
fictive patriarchal leader. This social position gives the king the right to control the
resources of the family, parallel to the patriarch of an extended kinship family. Metaphors
and architectural structures are designed to reify this fictive kinship structure. Schloen
suggests that during the Iron Age, the arrival of ‘world empires’ (Assyrian, Babylonian,
Persian) interrupted this kinship network. Overall, Weber’s great contribution was
distancing the study of economics from formal scientific inquiry. Cultural influences and
social pressure can drive economic decisions that contradict profit maximization.
Both Marx and Weber influenced economic theory, but the impact was limited in the
Western world. The academic discipline of economics was relatively immune to these
conversations. During the early twentieth century, most college textbooks were using
John Stuart Mill as a basic economics introduction with viewpoints nearly unchanged
from the time of Adam Smith. The essential characteristics of Homo economicus were still
regarded as largely universal and thus axiomatic for economic study. Ethnocentrism was
particularly deleterious in preventing honest consideration of non-capitalist economic
systems. Non-market economies were known, but generally regarded as unsophisticated,
and thus unworthy of observation.
It was within such a context that economic anthropology as an academic discipline
arose, symbolically through the work of Bronisław Malinowski (1884–1942), who
pioneered approaches to anthropological study. Before Malinowski, most anthropological
research was done from the comfort of a ship with short-term observations. By living
among a Melanesian tribe and learning their native language, he pioneered a much more
immersive approach to anthropological study, which he documented in Argonauts of the
Western Pacific (1922). Although Malinowski was trained in the classic political economy
of Adam Smith, he observed a highly efficient market civilization that did not reflect the
ECONOMIC ANTHROPOLOGY 211
Firth recognized the powerful forces of prestige and honour that motivated activity over
any market motivations. Firth stated that Mā ori cultural norms governed their own
patterns of exchange. Firth said that such motivation could fall under the general guise of
supply and demand as people were willing to maximize their own utility of prestige over
commodities. In his book, The Gift: Forms and Functions of Exchange in Archaic Societies,
French scholar Marcel Mauss (1872–1950) adapted Malinowski to emphasize a kinship
framework underlying exchange (Mauss 1954 [1925]). Mauss investigated the complex
set of social forces behind a reciprocal gift. He stated that kinship relations were the core
motivation for obligations within a group. Gifts were fundamentally different from
commodities because of their social signals. And the exchange of gifts was dominant in
Malinowski’s Kula ring and Firth’s Māori trade, in contrast to commodities of industrial
societies. Gifts are not utilitarian in the same way as commodities, but the gifts have a
crucial role in creating and maintaining kinship relations. Thus, gift exchange must take
into account the social relationships between the worlds of the giver and receiver, and not
merely the maximization of individual utility.
These studies were highly influential in the work of Karl Polanyi (1886–1964), who
quoted generously from these anthropologists. Polanyi was a lawyer, who grew up in
early twentieth-century Hungary and sought to understand the rise of fascism in relation
to the economic turmoil of events like the Great Depression or post–First World War
poverty. He eventually moved to the United States and became colleagues with renowned
ancient Near Eastern historian, Leo Oppenheim (1904–74). This partnership helped
disseminate anthropological ideas of exchange to the field of ancient Near Eastern studies.
In his landmark work, The Great Transformation (1944), Polanyi argued that market
economies did not truly exist until the Industrial Revolution. Rather, the rise of industrial
production was the ‘great transformation’ in which economic activity was removed from
social relationships. Industrial economies emphasized production efficiencies and
distribution according to supply and demand, but such conditions were not universal.
The mechanics of unregulated industry necessitated this degree of socially disembedded
trade. Polanyi understood this transformation as disastrous for humanity, and he
interpreted much of the chaos of the early twentieth century as a reaction to this great
transformation. Polanyi believed that distribution according to social values over supply
and demand was much more beneficial to humanity.
Polanyi described multiple modes of exchange. These descriptors remain stock terms
in economic anthropology. He saw reciprocity as a form of symmetrical socially embedded
trade across some real or fictive kinship relation. Redistribution was an asymmetrical
form, in which a centre would extract from the periphery and redistribute back to some
degree of social obligation. In his later years, Polanyi described a form of exchange as
competitive feasting, in which a local power would display greatness through a feast
with invited participants and thereby create allyship with the participants.8 Polanyi
described market exchange as a modern result of the Industrial Revolution, and
completely absent in ancient economies. Although few people subscribe to this view
today, one must understand that Polanyi was reacting to his own intellectual period, in
which many people still saw Homo economicus as a universal figure in all history. In his
later years, particularly in his posthumous book, he conceded some degree of market
8
For a summary and an application to ancient Israel, see Nam 2012b.
ECONOMIC ANTHROPOLOGY 213
exchange in antiquity.9 Polanyi was quite influential in ancient Near Eastern history,
though decidedly less so in biblical studies. As most surviving ancient Near Eastern texts
are economic, his work spawned rigorous conversations on the nature of markets. In
order to defend his position, Polanyi and his followers outlined a set of descriptions on
two types of market economies: formalist, or that describing a primarily supply-and-
demand regulation, and substantivist, or an economy that was essentially socially
disembedded. Much of twentieth-century economic history was a reaction to this
discussion. In the twenty-first century, these debates have largely subsided as scholars
recognize that economies were mixed and beyond straight binary categories.
The remainder of this chapter will explore specific social contexts of the Hebrew Bible
and how economic anthropology can equip a more nuanced interpretation of biblical
texts. But first, we must briefly describe the nature of sources as we seek to build some of
the ways that economic anthropology can help understand the social contexts of the
Hebrew Bible.
DESCRIPTION OF SOURCES
Before we enter descriptions of exchange, I will briefly review three broad categories
of sources in reconstructions of different ancient economies. First, textual evidence is
primary, particularly extant extra-biblical evidence. This includes monumental
inscriptions, ostraca, papyri and parchment, as well as graffiti and cave writings. Some of
the valuable sources include low-level literary such as sealings, bullae and shekel weights.
These examples can be drawn from the lands of Israel and Judah but also in the
Transjordan, as well as from neighbouring empires of the northern Levant, Egypt or
Mesopotamia. The first reconstructions of economy took evidence from Neo-Assyrian
tribute lists, but the southern Levant itself has a strong amount of evidence in different
formats. Such evidence need not be limited to economic texts, but literary epics and
epistolary evidence can also inform economic reconstructions. The vast economic
documents of the ancient Near East in cuneiform also provide excellent sources to
reconstruct general contours of different ancient economies. In recent years, biblical
scholars have received multiple gifts of sources. For example, the 2014 publication of the
Āl Yā hūdū archives, situated in Nippur, document a group of exiled Judeans displaced
˘
into a certain region of Nippur in order to work in labour-intensive date and barley fields
(Pearce and Wunsch 2014). Thankfully for biblical studies, a group of European scholars
are rapidly producing first editions of different Persian-period economic corpora to
reconstruct its economic network.10
Alongside extant texts, biblical texts also have value. Of course, these are ideological
texts subject to multiple revisions, and its contents are not dependable for historical
reconstructions. With that said, certain portions of economic information are merely
background and not ideological. Such texts may show modern readers, at the very least,
9
It is crucial to understand that Polanyi’s terminology of reciprocity, redistribution and market exchange all hold
to a wide semantic range in anthropology and even within Polanyi’s own writings. Gareth Dale writes, ‘Polanyi
rarely feels the need to clarify which of these uses he has in mind, although he is aware that different definitions
are in play’ (Dale 2010: 73).
10
In particular, the Achaemenid Taxation Project had multiple publications in Jacobs, Henkelman and Stolper
2017.
214 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
what was plausible in ancient Israel. For example, biblical texts can be descriptive of
economic activity, such as the purchase of a tract of land in Benjaminite country in
Jeremiah 32. We can understand that gift-giving and gift-refusing were common place,
and that people depended on land and kinship. We know that inheritances were patrilineal,
but with exceptions in certain cases for the welfare of the family as with the daughters of
Zelophehad. We know from biblical law that payments were both incentives and penalties
as well as ways to make ransom. Women, particularly foreign women, were subject to
more economic dangers. Land seemed to be a primary asset. By the eighth-century
prophets, there seems to be some sort of social stratification, particularly pronounced in
northern Israel. On a more macroeconomic level, long-distance trade was accepted, as
was tribute between polities. Towards the later end of the Hebrew Bible chronology,
coinage is mentioned. These observations are not controversial to the presented ideologies,
and there is little reason to overturn these historical portrayals.
In addition to texts, archaeology plays a role in sources. With archaeology, one can
trace trade, whether through the pottery typologies or even examining residues of
containers. One can see evidence of storage such as silos and water systems. Surveys allow
for some understanding of population data. For example, most archaeology of the Persian
period does show a significant shift in population and a reduction in international trade
(Carter 1999). Most archaeology is centred on elite lifestyles, but more recent turns in
archaeology reveal more about particular domestic residences. For example, Avraham
Faust (2012) determined that the Iron Age IIB northern kingdom showed a more
economically stratified community due to different levels of luxury in the domestic spaces
compared to southern counterparts. Archaeology also shows long-term processes such as
movements of centralization, particularly with consistent structures of royal architecture.
It can also show the introduction, assimilation and even removal of certain cultural forms
such as the material culture documentation of the Sea People in the southern Levant.
But textual evidence and archaeological remains are limited, haphazard and dependent
on the random controls of time. The accumulation of evidence is only a small representation
of the complete economic activity. Therefore, we must turn to anthropology as a way to
flesh out more complete systems of ancient economies. Anthropology can provide a
broader frame by which we can integrate these limited pieces of evidence into more
complete systems. Through anthropology, we can observe better documented systems,
such as the Kula ring, that may have more commonalities with the patrilineal agrarian
economies of ancient Israel. In doing so, theory provides a useful frame for making sense
of this limited evidence. The following pages will exam certain anthropological terms as
apt descriptors for the ancient economies of Israel. But as a note, it should be said that
anthropological leanings always have the danger of orientalizing interpretations. Such
interpretations are avoidable. In this sense, anthropological theories will come from their
own stated contexts, and frames of interpretation should be aware of the ways that the
scholar may harbour orientalist tendencies. It is hoped that some self-awareness on the
part of the interpreter will help mitigate against such constructions.
RECIPROCITY
As stated above, reciprocity is a type of economic exchange characterized by symmetry
between the two parties and rooted in social relationship. When introduced to the
description of reciprocity, Leo Oppenheim considered it a dominant form of exchange in
ancient Mesopotamia, and he even used reciprocity to characterize long-distance trade
ECONOMIC ANTHROPOLOGY 215
11
‘The traders have become royal emissaries carrying precious gifts from one ruler to the other and are sometimes
called ša mandatti, a designation which seems to refer to the source of capital’ (Oppenheim 1977: 93).
216 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
insisting on payment of four hundred shekels of silver. Abraham does not use the land for
any wealth generation, rather it serves as a permanent connection between Abraham and
the Hittites.
Aside from individual reciprocity, the Hebrew Bible gives examples of elite reciprocity
among political leaders. 1 Kings 10 is a prime example. Within this passage, the Queen of
Sheba comes from afar to test Solomon against the rumours she has heard. The passage
begins with emphasis on Sheba’s enormous riches: vast amounts of gold, spices and
precious stones that she gives to Solomon in deference to his intellectual powers. In
return, Sheba gets reciprocal gifting in ‘all that she desires’ in the forms of lavish hospitality
for her and her retinue. Again, a reciprocal arrangement does not negate certain
characteristics that invoke opportunity cost. This arrangement opens up Solomon’s
control of Ezion Geber on the Arabian Peninsula. Also, the insertion in 1 Kgs 10.11–12
on the economic alliance with Hiram supports a level of competitive advantage exchange.
With that said, the overall narrative projects Solomon as honourable, worthy of wealth
from other nations. This honour is realized in that far away polities seek to make strategic
alliances with Solomon. Aspects of the passage contain subtle nods to the intimacy
between Solomon and the Queen of Sheba in that later Jewish, Christian and Islamic
interpretations make the relationship explicitly more sexualized.
Both of these examples show far-reaching appreciation of reciprocity as a basis for
exchange. It happens on elite and non-elite levels, local and distant. Certain limited
aspects of optimized behaviour do not negate the nature of this exchange as essentially
socially embedded. Naturally, economic decisions would understand sourcing, whether
tin from Cyprus, gold from Egypt and Nubia, or horses from Anatolian ranges. But
overall, economics was a means of creating and reinforcing social relationships. In the
ancient world without the concept of ‘money’, it is natural that exchange may reflect the
Kula ring of the Trobriand Islander much more than the New York Stock Exchange.
REDISTRIBUTION
Whereas reciprocity is marked by symmetrical relationships, redistribution is marked by
asymmetrical moves from the periphery to a real or symbolic centre, then a certain
redistribution back to the periphery. Polanyi identified reciprocity and redistribution as
deeply integrated mechanisms. For example, as the Amarna letters documented reciprocal
exchange across long distances, it also involved the major Late Bronze Age powers, such
as the Egyptians, extracting resources to their own centres. Any centralized unit, whether
as small as an extended clan or as large as an empire, must involve some form of
redistribution. The centre will grow in scope and power to eventually have the capacity
to facilitate large-scale resources such as irrigation. Because the relationship is
asymmetrical, such extractions were often coercive and unjust. A centralized power may
extract in-kind goods in exchange for a religious blessing or merely the permission to live.
But states had to redistribute something, otherwise the state is totalitarian and cannot
exist for perpetuity. The forms of redistribution forces questions on equity in the ancient
world.
Because historical evidence favours the elite and powerful, many of the archaeological
sources point to redistribution. There are biases from the past as comparatively
marginalized economic units (such as the simple family, the enslaved and the wanderers)
did not leave much in terms of material culture. There are also biases of the present as
archaeologists overwhelmingly favoured excavations of elite structures of royal and
ECONOMIC ANTHROPOLOGY 217
religious settings. As an example, for ancient Israel, one can consider architecture that
emerges throughout Iron Age II. Regardless of one’s view on precise dating of different
structures, it is clear that Iron Age II began to witness a shift in developing centralized
architecture, whether different layers for Megiddo, Hazor, Gezer and other major cities
(regardless of whether assigning these buildings to Solomon or a later ruler like Omri).
Much of the royal architecture is defensive, thereby constituting a classic public good in
which every recipient benefits equally. Of particular interest to economic distribution, the
appearance of storage centres – whether in the form of long tripartite structures (Hazor,
Megiddo, Lachish), grain silos or even water storage centres – are all evidence of a centre
collecting resources in the form of physical labour, and redistributing in the form of
preserved goods. Such mechanisms are much more efficient with a centralized power
coercing this allocation of resources. Alongside building architecture, epigraphic remains
point to sophisticated systems of redistribution for Israel and her neighbours. In the
Moabite Inscription, King Mesha boasts of various public works to benefit the peoples
such as a royal palace and reservoirs, as well as highway construction and the building of
a structure of Beth-Bamot, presumably for worship. In Israel and Judah, the appearance
of LMLK sealings on large storage vessels is a very visible impression of a centralized
power, presumably King Hezekiah, who consolidated resources to mount a collective
defence against Assyrian invasion. Other corpora of Iron Age II, such as the Samaria
ostraca, Arad ostraca and Lachish letters, assume a central power that controls distribution,
as well as military command.
Hebrew Bible texts show redistribution on both state and temple economies. On the
state level, the portrayal of Solomon’s economy shows pervasive redistributive efforts.
This befits the earlier covenantal promises that would culminate in a unified monarchy, at
least within the biblical narrative. In 1 Kgs 4.7, twelve divisions of the united monarchy
provide in-kind contributions of food to sustain the royal household. In 1 Kgs 5.27–32,
the massive scale of corvée labour provides for the construction of temple materials.
1 Kgs 8.62–63 brings offerings to the centre for usage in cultic functions. The centralization
is particularly strong in 1 Kgs 9.15–32 in building defence installations throughout the
country. These redistributive movements contrast with the prior era of the Judges, when
individual tribes cooperated or refused redistributive efforts. For Solomon, his control is
complete, so much that the text then leads to complaints of abusive levels of coercion as
soon as he is succeeded by Rehoboam. A closer look at the redistributive policies of
Solomon indicates the massive scale of this redistribution. His labour force of 30,000 is
massive collection for an agrarian society dependent on male labour. The listing of 70,000
porters and 80,000 rock cutters notably do not directly contribute to the feeding of the
nation. Add to this an enormous daily ration for his private court of flour (thirty kors),
meal (sixty kors), ten fattened cattle, twenty range cattle, one hundred sheep, 40,000
horse stalls for 12,000 horses, as well as gazelles, deer, roebuck and geese. In addition,
Solomon traded for skilled artisans from Tyre. All of this centralized redistributive activity
gives a notion of largess to the Solomonic kingdom in that ‘Judah and Israel were as
numerous as the sands by the sea, eating, drinking, and rejoicing in abundance’ (1 Kgs
4.20) is an allusion to the Abrahamic covenant. This abundance stood for the glory of the
Lord and the fulfilment of this bold covenant. But of course, redistribution is necessarily
asymmetrical, and thereby subject to corruption, which soon emerges after the succession
from Solomon to Rehoboam.
Redistribution also occurs through the temple economy. Religion is hardly separable
for state mechanisms of exchange. But the precision on the relation of state to temple is
218 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
not always clear. In the ancient Near East, temple economies were ubiquitous and
sometimes dominant in the economic landscape. As Boer (2015) notes, the integration of
the religious with the economic sphere has been neglected whereas in the past, life was
deeply integrated. The Jerusalem temple was no exception, with temple worship serving
as a means of economic centralization and perhaps even as a foundry of collection. Ezra 3
presents the temple in such a light. With the absence of a Davidic king in the postexilic
period, the Persian kings take up residence and institute royal collections through the
Temple. The explicit reason was for worship, but it still constituted a redistributive
movement. Ezra 3.7 reads, ‘So they gave money to the masons and the carpenters, and
food, drink, and oil to the Sidonians and the Tyrians to bring cedar trees from Lebanon
to the sea, to Joppa, according to the grant that they had from King Cyrus of Persia.’
Within this single verse, redistribution comes in the form of silver/coins for natural
resources, skilled labour and the provision for such labour, and all for the construction of
a temple foundation through the imperial authority of King Cyrus. Although seemingly
coercive, the context uses language of offering and indicates that the movement of
resources to the centre was a move of religious obedience. This is merely for the foundation
of the temple. Ezra-Nehemiah would continue to set in place continuous redistribution
for the maintenance of proper cultic ritual. Throughout the text of Ezra-Nehemiah, there
is no explicit protest against this temple centralization, though it does appear obliquely in
Neh. 5.1–13, as the taxation is apparently so oppressive as to bring the people to debt
slavery.
Redistribution along with reciprocity were dominant forms of exchange. Social
relationships and concomitant obligations were foundational for exchange in ancient
Israel. But pure substantivism is an ideological construct in economic anthropology. In
reality, we must realize some existence of modernist-like motivations in the economic life
of the Hebrew Bible.
MARKET EXCHANGE
Adam Smith constructed his views of economic behaviour as universal, applying to all
societies analogous to scientific theories like gravity. To his credit, he operated during the
Enlightenment era where there was a strong confidence in the ability to develop theories
and verify by observations. Economic anthropology has been able to refute the universality
of market motivations. In more recent years, intellectual conversations are no longer
confined to either end of a formalist–substantivist binary. Rather, anthropology
understands that any given economic system likely had both socially embedded forms
alongside market forces. Thus, the Hebrew Bible reveals traces of some market forces.
Certain Hebrew terminology seems to imply long-distance trade. For example, the
word to ‘trade’ (Heb. sh.r) has its etymology in the Semitic root to travel, but its usage in
the Hebrew Bible seems to refer to price-setting markets. In Gen. 37.28, the Midianite
‘traders’ have no desires of social relationships with the patriarchal sons. Thus they ‘trade’
twenty shekels of silver for the life of Joseph. Instead of forging a relationship, this
exchange seems to be a pure optimizing move. The brothers have surplus (in Joseph) and
they even reason that they might as well gain financially from the exchange rather than
just leaving him to die. First Isaiah also labels Sidonians as ‘traders,’ accusing them of
excessive greed. Similar terms in the Hebrew Bible seem to indicate optimizing behaviour,
such as the ‘men of trading’ of 1 Kgs 10.15 and the Tyrians of Ezekiel 27. Another term
would be markets or literally ‘outside spaces’ (Heb. h.ûs.ôṯ ), a later etymologically match
ECONOMIC ANTHROPOLOGY 219
for the Arabic word for markets, or suq. In 1 Kgs 20.34, an Israelite wins the trading
rights to set up markets in Damascus. Considering the central location of Damascus in
trade, as well as other reference to this term in a place of markets (Jer. 37.21; possibly
Zeph. 3.6), it appears that the motivation was not social cohesion with this Aramean
state, but rather a vehicle for greater wealth. Other have equated this term to be parallel
to the Akkadian term karum, or a trading outpost, which was long distance and facilitated
continuous exchange.
Perhaps one of the strongest verses to imply market exchange occurs at 2 Kgs 4.7. A
foreign widow, with children on the verge of debt slavery, is given a miraculous supply of
oil. Without any social kin, she is commanded by the prophet to go out (or to the market?)
and sell the oil and pay the debt. She complies. The text does not explain anything about
a mechanism of sale, nor the process by how this kinless woman can sell. Instead, the
completion of the economic transaction is merely presumed. Somehow, this woman is
able to exchange her commodity and use it to satisfy the terms of her debt and release her
from the debtors. This clearly must be set within an economic context where non-socially
embedded trade was accessible to this woman. The setting near Shunem suggests that the
place was close to the rich Jezreel Valley and likely to be a place replete with traders. In
such an economic setting, kinship structures would not dominate, but market exchange
would exist at some level. But the degree of market exchange within this economy cannot
accurately be quantified.
This is merely a brief summary of economic anthropology and a way to utilize some of
its categories to help inform readings of biblical text and their social contexts. In this
limited scope, this chapter is representative and not at all exhaustive. The world of
economic anthropology is so much bigger, and it is hoped that this can serve as a minor
introduction to how such a lens can be profitable. Economic anthropology can help
characterize all movements within economic systems, including production and
consumption within social settings distinct from capitalist markets. As economic
anthropology continues to mature, it is also impacting modern economics. The study of
modern economics is more open than ever before to non-optimizing activities. The
burgeoning field of behavioural economics hit a significant milestone with its foremost
adherent Richard Thaler winning the Nobel Prize in economics in 2017, and his book,
Nudge, becoming a New York Times bestseller with its second edition published in 2021.
It is hoped that biblical studies can continue to draw on economic anthropology as a
valuable tool in recognizing the complexity of the biblical world as so different from the
present.
REFERENCES
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Westminster John Knox Press.
Altmann, P. (2016), Economics in Persian-Period Biblical Texts: Their Interactions with
Economic Developments in the Persian Period and Earlier Biblical Traditions, FAT 109,
Tübingen: Mohr Siebeck.
Avruch, K. (2000), ‘Reciprocity, Equality, and Status Anxiety in the Amarna Letters’, in
R. Cohen and R. Westbrook (eds.), Amarna Diplomacy: The Beginnings of International
Relations, 154–64, Baltimore, MD: Johns Hopkins University Press.
Aznar, C.A. (2005), ‘Exchange Networks in the Southern Levant During the Iron Age II: A
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Bienkowski, P. and E. van der Steen (2001), ‘Tribes, Trade, and Towns: A New Framework for
the Late Iron Age in Southern Jordan and the Negev’, BASOR, 323: 21–47.
Boer, R. (2015), The Sacred Economy of Ancient Israel, LAI, Louisville, KY: Westminster John
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Carter, C.E. (1999), The Emergence of Yehud in the Persian Period: A Social and Demographic
Study, JSOTSup 294, Sheffield: Sheffield Academic Press.
Dale, G. (2010), Karl Polanyi: The Limits of Markets, Cambridge: Polity Press.
Dandamaev, M.A. (1984), Slavery in Babylonia: From Nabopolassar to Alexander the Great,
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Diakonoff, I.M. (1982), ‘The Structure of Near Eastern Society Before the Middle of the
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Elat, M. (1977), Economic Relations in the Lands of the Bible (1000–539 BCE ), Jerusalem:
Mosad Bialek.
Faust, A. (2012), The Archaeology of Israelite Society in Iron Age II, Winona Lake, IN: Eisenbrauns.
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Firth, R. (1929), Primitive Economics of the New Zealand Maori, London: G. Routledge.
Hall, C. (2019), Insights from Reading with the Poor, Reading the Bible in the Twenty-First
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Jacobs, B., W.F.M. Henkelman and M. Stolper, eds (2017), Die Verwaltung im
Achämenidenreich: Imperiale Muster und Strukturen, Wiesbaden: Harrassowitz.
Katz, H. (2008), A Land of Grain and Wine . . . A Land of Olive Oil and Honey: The Economy
of the Kingdom of Judah, Jerusalem: Yad Ben-Zvi Press.
Kletter, R. (1998), Economic Keystones: The Weight System of the Kingdom of Judah, JSOTSup
276, Sheffield: Sheffield Academic Press.
Lipschits, O. (2021), Age of Empires: The History and Administration of Judah in the 8th–2nd
Centuries BCE in Light of the Storage-Jar Stamp Impressions, Winona Lake, IN: Eisenbrauns.
Liverani, M. (1979), ‘The Ideology of the Assyrian Empire’, in M.T. Larsen (ed.), Power and
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222
CHAPTER TEN
INTRODUCTION
Negative stereotypes and judgements about the relationships between women and men in
ancient Israel permeate biblical scholarship. Israelite women are thought to be inferior to
men, the chattel of men, even enslaved by men.
Literary critics, who tend to work directly and solely with biblical narratives, have
persistently identified male dominance in biblical texts and often therefore claim to see it
in ancient Israel too. One of the most pointed examples is the assertion that ancient
Israel’s social system was patriarchal and that it was ‘a male-supremacist social and
cognitive system’ (Fuchs 2000: 12).1 Supremacist is a powerful word, indicating that
members of a group (in this case, men) believed themselves to be supreme and superior to
others (in this case, women) and thus have the right to rule over them or otherwise
control them. Patriarchy would thus be a form of supremacism – granting special rights
and privileges to men and denying them to women.
This perspective echoes one made several decades ago by the prominent feminist
theologian Rosemary Ruether, who chastises the biblical prophets for not objecting to the
‘enslavement of persons within the Hebrew family itself: namely, women and children’
(Ruether 1985: 119). And it resonates with more recent assertions that Israel was ‘rigidly
patriarchal’ and that women were ‘subordinated to men’ (Marsman 2003: 26, 733, 738).
These extreme views (see Lemos 2015: 227–8) are present in milder but nonetheless
negative assessments that continue to label Israelite society patriarchal and to assume
general male dominance (e.g. Bach 1999: xiv). The lead essay in the well-regarded
Women’s Bible Commentary refers to the ‘patriarchal values embedded in all of the
biblical writings’ as mirroring Israelite society (Ringe 1998: 5). Even Frymer-Kensky, who
heralds prominent biblical women and defends the Bible against charges of misogyny, uses
the patriarchy label and asserts that women were dominated by their husbands (Frymer-
Kensky 2002: xiv). The patriarchal social and cultural world of Israelites, it is assumed,
was arranged to benefit men directly and to always give men power over women
(O’Connor 2006: 13–14). In short, many scholars view women in biblical antiquity as
powerless pawns in an all-pervasive, male-dominated hierarchical structure.
1
For other examples of derogatory assumptions, see Block 2003: 61 and Lemos 2015: n.3.
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Popular views are much the same. Here are some examples of what students in my
course on women in the Bible and its world (see Meyers 2013: 125) say when asked in
the first class to jot down their notions about women in ancient Israel:
● Women were to be seen, not heard.
● Women were shrouded and quiet.
● Are women as devalued in the Bible as they seem?
● I have very few impressions of women’s roles [. . .] However, subservience is what
comes to mind.
● I have always assumed that women were vastly inferior to men in biblical times.
● I think of women in the biblical period as being oppressed.
These unexamined notions stem from traditional interpretations of the Bible and its
world in institutional religion, which draws on scholarly appraisals like those just
mentioned. Cultural productions, including contemporary media, are also influential. For
example, the website of an organization advocating religious tolerance alerts us to the
status of women in biblical antiquity: women were considered ‘inferior to men [. . .]
Women’s behavior was extremely limited [. . .] much as women are restricted in Saudi
Arabia in modern-day times’.2
But are these views legitimate? They are typically based on biblical texts taken out of
context, and they pay little or no heed to information about Israelite society from other
sources. Moreover, they use the term patriarchy without attending to its origins or
considering its legitimacy as a descriptor of ancient Israel. Assumptions that Israelite
gender relations are marked by systemic male dominance in a patriarchal society are
problematic in light of what is now known about the social reality of ancient Israel and in
consideration of the deficiencies of the patriarchal paradigm. They can be contested.
In contesting the typical perspectives, this discussion first uses information about the
maintenance activities (explained below) of agrarian women, arguably the majority of
women throughout the period of ancient Israel (the Iron Age, c. 1200–587 BCE ), to
reconstruct Israelite gender relationships and thus determine whether traditional negative
assessments are legitimate. It then examines the concept of patriarchy – its origins and the
ways in which using it to depict ancient Israel are inappropriate – and also considers other
possibilities for characterizing Israelite society. Finally, in accord with my assertion that
studying ancient Israelite women necessitates an anthropological perspective that
considers ordinary Israelite women apart from the admittedly biased biblical text (Meyers
2013: 14), in this chapter I engage another aspect of an anthropological perspective: the
issue of evaluation. Anthropologists studying other cultures struggle with the problem of
evaluation. They ask whether, as outsiders, they can or should make judgements about the
group they are studying. I believe it is fitting, given the authoritative role of the Bible for
so many people and the concomitant problems that its authority poses for contemporary
Christian and Jewish feminists, to confront the problem of evaluation in relation to
ancient Israelite women and their context.
2
https://web.archive.org/web/20210317051515/http://www.religioustolerance.org/ofe_bibl.htm (accessed 13
April 2021).
GENDER AND SOCIETY 225
GENDER RELATIONSHIPS
The life of an Israelite agrarian was not compartmentalized, as it is for most of us, into
separate domains of work and family, public and private. The domicile was the workplace,
and its occupants were the workers. Although the activities of women and men overlapped
at certain times and under certain circumstances, they were not the same. Texts and
archaeological data along with ethnographic observations have enabled us to reconstruct
women’s household activities. Ethnographic examples and anthropological discussions
now provide the opportunity to understand the gender dynamics embedded in women’s
contributions to household life and to consider the meaning of those activities for Israelite
women. Recourse to several biblical passages is also illuminating, for these texts tend to
corroborate what the anthropological perspective reveals – that the negative image of
Israelite women in academic analyses and popular conceptions is flawed.
An anthropological perspective
The negative assumptions about women in ancient Israel are hardly unique. Whether
expressed implicitly or explicitly, assumptions that ‘women virtually everywhere play a
subordinate role’ (Rogers 1975: 727) appeared repeatedly in anthropological literature
until the rise of feminist anthropology.3 Those conventional views about gender relations
in premodern cultures were rooted in Victorian gender ideology,4 which ‘identified men
as public, active, powerful, and dominant over women, who were considered intrinsically
subordinate, domestic, passive, and powerless’ (Spencer-Wood 1999: 175). That
hierarchical ideology was projected onto the past to interpret ‘all men’s activities and
roles as powerful and high status, while devaluing women’s roles and activities as
unimportant and low status’ (ibid.). Earlier generations of anthropologists carrying out
ethnographic research – mainly men who either were oblivious to the possibility of female
power or who did not have access to the internal workings of a household – perpetuated
these views.
More recent ethnographic studies have provided fresh data and a different perspective.
In small, traditional, Mediterranean societies where, as in ancient Israel, the household is
the basic economic unit of society and where women and men work very hard in mostly
different sets of maintenance tasks, female power has been repeatedly documented [see
further Chapter 6 in this volume]. This documentation began in the 1960s, when a report
on household life in a small Greek village (population 216) – ‘Appearance and Reality:
Status and Roles of Women in Mediterranean Societies’ (Friedl 1967) – was published in
a special issue of Anthropological Quarterly. The author was not surprised to find that
women and men contributed about equally to household labour. But because she held
mid-twentieth-century views about women as powerless and subordinate in traditional
societies, she was astonished to discover how influential women really were. They exerted
considerable power in household decision-making about economic matters and also in
choosing marital partners for their children. Despite appearances to the contrary, male
dominance was not a functional reality in household life.
3
Also, gender anthropology. See Meyers 2013: 10, 31–7, and the essays in Nelson 2007.
4
As are some of the presentisms discussed in Meyers 2013: 117–23.
226 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
5
Described in Meyers 2013: 125–70.
GENDER AND SOCIETY 227
below, to women’s household power. Carrying out household roles determined the
organization and relationships of household life.
In the aggregate, women’s maintenance activities probably required more technological
skills than did men’s. In even the simplest societies, women who transform raw products
into cooked foods and produce other household commodities, as did Israelite women, are
seen as having special knowledge – the ability to ‘work [. . .] wonders’ (Goody 1982: 70).
In contrast, the food-preparation task men are most likely to perform – cooking meat at
sacrificial feasts – is perhaps the least technologically complex, especially if it involves
roasting over an open fire. From time immemorial, men have put the steaks on the grill
and women have concocted the stews. Women’s other maintenance activities similarly
required specialized knowledge and skills (Meyers 2021b: 18–23). Textile work, for
example, was ‘one of the most complex and multi-phased processes’ of any of the ancient
technologies (Cassuto 2011). And making pottery, a five-stage process, each step of which
requires special knowledge and skills, is considered ‘a very difficult task’ (Salem 1999:
70). Technological expertise certainly figured in the agrarian tasks of Israelite men, but
those tasks were rarely daily ones. For example, men ploughed and planted grain seeds
several times a year (Borowski 1987: 47–56) and sheared sheep annually (Borowski 1998:
70); women converted grains into edible form virtually every day, making their
technological proficiency visible in daily life.
Women’s control of and expertise in household technologies – transforming the raw
into the cooked and producing other household foodstuffs and commodities – affords
them both personal and social power. A little-recognized concomitant of women’s
technological skills is the valued sense of self afforded by providing items necessary for
survival. Moreover, many women’s tasks had direct results, providing the gratification
derived from producing items that were immediately consumable or usable. The collective
mindset of the Israelites (see Meyers 2013: 118–21) would not have precluded this self-
awareness and self-satisfaction.
Because commodity production in subsistence households is central to their economic
and social life, women’s maintenance tasks positioned them to exercise certain kinds of
household power. Women in traditional cultures make important household decisions by
virtue of their dominance of essential household processes (Counihan 1998: 2, 4). How
is this manifest? Take, for example, the production of life-sustaining foodstuffs. Women’s
control of their production means the control of their distribution under most
circumstances (see Prov. 31.15). Those who spend considerable time and energy
converting raw foodstuffs into edible form have much to say about how, when and how
much food is consumed. Across cultures, people tend to control the distribution of the
fruits of their labour (Whyte 1978: 68). Because their maintenance tasks generally
take place in or near the domicile, women also determine the allocation and use of
household space and its implements, as in traditional Palestinian villages (Hirschfeld
1995: 152, 182).
Women’s power in household decision-making is not a trivial matter. Because the
household is the most significant social and economic unit, household power has
important consequences for the community as a whole. Ethnographic evidence indicates
that when women have essential information about household or village matters, they
also participate in discussions about how to solve household problems or deal
with community issues (see Friedl 1967: 106). Their economic contributions to
household life conferred ‘a juridical position’ on Sardinian women (Assmuth 1997: 92).
The networks of communication with other women, established in their pattern of joint
228 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
work,6 gave Israelite women access to certain kinds of information that similarly would
have figured in household, and also community, decisions about economic and political
issues (see Meyers 2013: 143–6).
Highlighting their household power means rescuing Israelite women from mistaken
notions of female powerlessness and subordination in household life; it also means
recognizing the gender balance in Israelite households. Women in peasant households
dominate in certain kinds of household activities and men in others, with significant
contributions by both. As a result, female–male relationships are marked by
interdependence, with a relative symmetry between the positions of women and men
(Assmuth 1997: 92; Hendon 1996: 46). The marital union of women and men in rural
Greece has been called an economic, social and moral partnership because of their mutual
dependence on each other (Salamone 1987: 205). The designation ‘partnership’ resonates
with the term ‘partner’ in the Eden tale, which portrays the first woman as the ‘powerful
counterpart’ of the first man (Deutschmann 2022: 38–41; Meyers forthcoming).
Overall, gender interactions in peasant households are largely complementary. In some
instances women may have greater decision-making powers, and in other matters (see
below) men are in control. Their combined efforts are signified in ancient Israel by bread
production. In most settlements bread could be obtained only by household production;
and, as the fundamental nutritional commodity, bread was the sine qua non of food
(Meyers 2021a: 385–6, 389–90). Bread production and consumption were thus the
nexus of household economic, social and even religious life. Bread was a social, economic
and religious substance as well as a physical one for the Israelites (see Counihan 1999:
29). It signified the processes that produced it and, as in traditional Mediterranean
societies, ‘confirm[ed] the complementarity of men and women’ as its producers (ibid.:
37; see also Campbell 1964: 153; Hart 1992: 127, 191). Women and men in agrarian
Israelite households together were ‘breadwinners’ responsible for the livelihood of their
households. Complementary gender-linked responsibilities as parents (see Meyers 2013:
136–7) as well as providers were woven together into the overall fabric of daily life.
I have avoided looking beyond the Mediterranean basin for analogues to ancient
Israelite life. But information about American frontier households, which, like Israelite
ones, were largely self-sufficient, may be relevant. Diaries and other writings show that
frontier women functioned in a ‘partner model’ with respect to household dynamics (see
Kohl 1988 and Myres 1982: 164–7). They regarded their participation in decision-
making to be important, for pioneer homesteads were understood to be viable only
through the considerable cooperative efforts of a marital pair.
The ethnographic evidence for the complementarity of women and men in traditional
agrarian households overturns the traditional views of gender hierarchy, with men
controlling women in all respects. It also provides compelling evidence that the dichotomy
between public and private that characterizes industrial societies (Meyers 2013: 122–3)
and the associated view that low-status, female household tasks give women secondary
status cannot be applied to small-scale premodern settlements.
The idea that women’s maintenance activities were not valued is similarly invalid
(Meyers 2013: 121–2). The significant economic, social and political value of women’s
6
Many household maintenance tasks were performed by women working together, often for hours at a time; this
allowed them to share information. See Meyers 2013: 130, 131–2, 133, 134; Baadsgaard 2008; and Cassuto
2008.
GENDER AND SOCIETY 229
maintenance tasks probably afforded women not only substantial household power but
also the respect that accrues to any household member whose labours are essential for
survival. When women are skilled managers of household production systems, they are
accorded prestige and experience self-esteem. The idealized woman of Proverbs 31, after
all, is praised by her husband and children for her household work. Because technical
expertise was considered a form of wisdom in ancient Israel, women’s technical skills and
their ability to impart them to the next generation made them ‘wise women’. And their
tasks of socializing and educating children made women household sages (Fontaine 1990:
161; Meyers 2021b: 24–6). Finally, the religious maintenance (described in Meyers 2013:
147–79) would have not only enriched women’s lives but also earned them respect for
performing ritual activities considered essential for achieving biological and agricultural
fertility.
This anthropological perspective of the gender dynamics implicit in women’s
maintenance activities suggests that a senior Israelite woman was no less powerful than
her partner, and perhaps more so in some ways. Do any biblical texts, apart from the
depiction of Eve as the counterpart of Adam, support the anthropological view? Biblical
sources do not provide directly relevant information about the gender dynamics of
ordinary Israelite women. But some of the elite women visible in the Hebrew Bible exhibit
the decision-making power evident in ethnographic reports. The activities of these women
resemble those of their less affluent sisters; they both supplement and confirm the
ethnographic information about women’s household power. (The lives of royal women
were too distant socially and economically from the lives of peasant women; thus
narratives about kings’ wives and mothers are not examined.)
Biblical evidence
Most of the power described in the ethnographic studies cited above was exhibited by
older women with considerable experience in household maintenance tasks. Senior
women, especially when extended or complex families are involved, held what today we
would call managerial roles. They oversaw the assignment of tasks and use of resources,
and they were responsible for organizing the work of those junior to them, including
adult sons. In today’s terms, the senior Israelite woman functioned as the household’s
COO (chief operating officer) and, if the senior male was away or incapacitated, as the
acting CEO (chief executive officer; Stein 2006: 403). Household hierarchies were based
on age and experience as much as on gender.
This managerial feature is visible in several biblical narratives involving women –
Micah’s mother, Abigail, and the great woman of Shunem – and the woman of Proverbs
31.7 A pair of stipulations in the legal section of Exodus are also relevant. The narrative
women may not be fully historical figures, and Proverbs 31 probably presents an idealized
figure. Yet these images still have ‘historical and sociological value’ for reconstructing the
lives of Israelite women (see Schroer 2000: 80, 82). Narrative details can be manipulated
to produce desired effects but still reflect social conventions.
The story of Micah’s mother (Judges 17) is about an unnamed woman who discovers
that 1,100 shekels of silver have been stolen from her. Hoping to recover this considerable
7
For further information about the passages discussed here, see the relevant entries and their bibliographies in
Meyers, Craven and Kraemer (2000) and also the sources cited below.
230 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
amount, she utters a curse in the hope that God will punish the thief. In the biblical world
curses (and blessings) were believed to be efficacious. Thus when the thief, who happens to
be her son Micah, hears it, he fears divine punishment; he then confesses and returns the
stolen property. But the story does not end there. Micah’s mother decides that some of the
silver (200 pieces) should be ‘consecrated’ to Yahweh. She commissions a metalsmith to
make items for the household shrine.8 Presumably she retains the other 900 pieces of silver.
This narrative, probably meant to critique the family’s behaviour, in the process
provides interesting details about women’s decision-making powers and other behaviours.
This well-to-do woman, perhaps a widow because Micah’s father is not mentioned, has
resources that she can use at her own discretion. She also has the right to make oaths,
whether curses or blessings. She performs efficacious religious acts in uttering a curse
about the theft and later offering a blessing. Forgiving her son, or perhaps rewarding him
for his honesty, she says ‘May my son be blessed by the Lord!’ (Judg. 17.2). Like the father
of the prodigal son (Lk. 15.11–32) she harbours no parental anger. Finally, she decides to
commission cultic objects that contribute to the value of the household shrine.
Another fascinating narrative (1 Samuel 25) is about Abigail, the wife of a wealthy but
‘surly and mean’ man named Nabal (meaning ‘fool’; v. 3). In contrast her name probably
means ‘her father rejoices’, and she is described as ‘clever and beautiful’ (also v. 3). The
story takes place in the days of King Saul and relates an interaction with David, who is an
outlaw at the time. Boorish Nabal has insulted David. The young men working with Nabal
tell Abigail about this incident, and she decides to make amends lest retributive harm come
to her household. At her own initiative, and without consulting her husband, she prepares
gifts for David: ‘two hundred loaves, two skins of wine, five sheep ready dressed, five
measures of parched grain, one hundred clusters of raisins, and two hundred cakes of figs’
(1 Sam. 25.18). She loads them on donkeys and, with the young men in her household,
she sets out to bring the gifts to David. When Abigail meets him, her impassioned and
diplomatic plea to the future king (1 Sam. 25.24–31) averts David’s ire. When she tells her
husband what has happened, he suffers what seems to be a stroke. Appropriately, ten days
later ‘the Lord struck Nabal’ (1 Sam. 25.38; my emphasis) and he dies. When David learns
of this, he sends messengers to Abigail asking if she would become his wife. She agrees.
Abigail is the principal character in this story about a woman in an affluent household.
The young men come to her to report the unfortunate encounter with David’s men. She
senses the danger to her household and takes swift action. She has access to resources –
large quantities of foodstuffs – and decides how to use them. She does this on her own,
without consulting Nabal; and she enlists others from the household to accompany her to
meet David. Unlike the case of Micah’s mother, whose words are not reported except for a
brief blessing, Abigail’s lengthy speech is presented. It exemplifies wisdom and diplomacy.
In its use of imperatives and in the directness of its rhetoric, it displays authority and creates
‘a picture of a woman used to being in charge’ (Shields 2010: 53). Her intelligence –
mentioned before her beauty at the beginning of the narrative – as well as her beauty make
her a welcome member of what eventually will be the royal household. She functions as a
mediator, empowered by her skill as a negotiator rather than by recourse to force. And, as
is likely the case in village politics, she provides desirable food to enhance the receptivity of
David to her entreaty to forego violence.
8
Contra NRSV, which understands only one object although the Hebrew mentions two.
GENDER AND SOCIETY 231
The third narrative (2 Kgs 4.8–37, 8.1–6) has been called ‘one of the most remarkable
in the Bible’ (Camp 1998: 113). It is about an affluent woman identified as a resident of
Shunem and thus called the Shunammite woman (2 Kgs 4.12). Unlike virtually all women
in biblical narratives, she is not presented as the ‘wife of ’ someone. This unnamed figure
is described by the adjective gědôlâ (2 Kgs 4.8), a word used in the Hebrew Bible in
reference to people ‘of esteem and status’ (Cogan and Tadmor 1988: 56). The usual
translation, ‘wealthy’, is not incorrect yet does not do justice to the term’s connotation of
respect.
The prophet Elisha is visiting her town, and the Shunammite, who happens to be
childless, invites him to a meal. Noting that he is frequently in the vicinity, she decides that
he should have his own room in her house. Informing her husband of this, she has a room
prepared for him. In gratitude, Elisha offers to commend her to the king or his general.
She declines, claiming that her standing among her people needs no such intervention.
The prophet then says he will see to it that her infertility problem is solved, which he does
– she bears a son. Some years later, the child is in the fields with his father and becomes ill.
He is brought to his mother and dies on her lap. The Shunammite immediately sets off to
fetch Elisha, who comes to her domicile and revives the deceased lad.
This happy result is not the end of the Shunammite’s story. Sometime later, following
Elisha’s advice, she moves her family to another place to get relief from a severe drought.
When the drought ends, she returns to Shunem; she finds that her property has been
taken by someone else. She goes directly to the king, requesting that her property be
restored. The king’s favourable response brings not only the restoration of the domicile
and land but also what it would have produced during her absence.
Several features about the Shunammite’s story are notable. First, she makes decisions
autonomously: inviting the prophet to her household, reconfiguring household space,
moving away to escape the consequences of drought, and appealing to the king for
restitution when the household is taken over by others. Second, she is the one who tends,
albeit unsuccessfully, to an ill member of the household. Third, it is her status in the
community that convinces the prophet that she needs nothing special from royal or military
officials. Fourth, she interacts readily with a prophet and a king. Fifth, she is the one to
whom the prophet turns when warning her family to leave Shunem because of the drought.
Does this autonomy and standing in the community mean that the household is her
property? (suggested by Frymer-Kensky 2002: 71–3). Not necessarily. As the competent
COO of the household, she manages its affairs, looking after its property. The designation
‘mother’s household’ (cf. Meyers 2013: 112–13, 191) would surely apply to the
Shunammite. When an Israelite woman entered a man’s household as his wife, she identified
with that household and it became hers as well as his. The household is viewed as corporate
property, given the collective identity of Israelite households (Meyers 2013: 118–21).
This image of a woman running a household and making decisions about the use of
resources also appears in the depiction of a strong woman in Prov. 31.10–31. These
twenty-two verses portray the full life of a household manager. More than half refer to
specifically economic processes. She provides food and engages in textile production, two
of the maintenance activities discussed above. In addition, she purchases land (v. 16),
takes care of her profitable business (v. 18) and sells to merchants the textiles she has
produced (v. 24). Moreover, she uses some of her household’s resources as charity to the
poor (v. 20). Indeed, the very language of this passage ‘ascribes to her physical, emotional,
and intellectual strength, while the male is a bystander’ (Lawrence 2010: 343). For
example, the woman ‘girds herself with strength, and makes her arms strong’ (v. 17). The
232 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
overall portrait resonates with the narrative images depicting women’s autonomous
resourcefulness and decision-making power.
It also resonates with a somewhat later Greek text, Xenophon’s Oeconomicus, a
treatise on household management that reveals gender relationships in elite Greek society.
Xenophon does not polarize the relationship between wife and husband but rather ‘views
their familial and economic roles as complementary’; their powers are divided, with a
woman in some instances exercising authority over her marital partner (Pomeroy 1994:
34, 36, 247).
The managerial role of Israelite women and men also appears in two verses in the
Covenant Code (Exod. 20.19–23.33). Most stipulations in the Covenant Code reflect
urban contexts, but a small group of cases originated in village life (Knight 2000: 177).
These include Exod. 21.15, 17, which mandate the death penalty for offspring who curse
or strike their mother or father. Capital punishment, which seems so harsh to us, is
directed not towards children but to young adults in the household who threaten those
above them ‘on the authority ladder’ (Westbrook and Wells 2009: 73). These cases
indicate that both parents have authority over adult children. So does Prov. 20.20, part of
the sections of Proverbs originating in family settings (Meyers 2013: 137–8); it proclaims
that cursing either parent brings death (‘your lamp [signifying life] will go out’). In the
Covenant Code and Proverbs indicate the dire consequence for threatening parental
authority is specified of both mother and father.
The legal rulings in Exodus and the related admonition in Proverbs make sense in the
complex multigenerational families that were likely the norm in Israelite agrarian
households.9 We tend to romanticize these large family configurations, which were
economically essential in biblical antiquity. But there is a downside, in that internal
tensions can be more complicated than in nuclear families because more people are
involved. Moreover, adult children – notably sons, for daughters marry out – at times
challenge their parents. The threat of harsh punishment functions as a deterrent. At the
same time, adult children have a responsibility to sustain their parents in old age. The
translation ‘honour’ in the biblical commandment to ‘honour one’s father and mother’
(Exod. 20.12; Deut. 5.16; cf. Lev. 19.3, where ‘mother’ precedes ‘father’) is not quite
accurate in this context, for the Hebrew term for honour (root kbd) denotes the obligation
of offspring to provide food, clothing and shelter for elderly parents (Lambert 2016:
331–2 cf. Greenfield 1982).
The Covenant Code and Proverbs texts affirming the authority of both parents arose
in village or family contexts, making it likely that women’s decision-making power in the
narratives described above was not unique to these elite individuals but rather reflects the
dynamics in agrarian households whatever their economic level. In fact, the biblical terms
ba‘al (m.) and baʿălâ (f.) reflect this reconstruction (Guenther 2005: 403–6). Usually
translated ‘master’ or ‘lord’ and thought to indicate sexual possession, ba‘al can better be
understood as a designation for the senior male in a household, the one who ‘owns’ the
household’s property – the nah.ălâ (‘inheritance’; Meyers 2013: 108). His wife, the senior
woman in a household, is thus the baʿălâ, the female head of a household, the manager
responsible for administering the family household.
9
Multigenerational families are characteristic of small-scale agrarian societies in the Mediterranean region
(Huebner 2017: 12). That said, household forms are fluid and shift with the birth and death of its members, the
number of children, etc.
GENDER AND SOCIETY 233
Ethnographic data and biblical texts attest to female household power within overall
gender complementarity in Israelite agrarian households. But households were the basic
unit of a larger social system in which men dominated. Moreover, the term patriarchy is
typically used to label the entire social system, household included. What does the lack of
gender hierarchy within households mean for understanding Israelite society beyond the
household? To answer that question, the meaning and adequacy of patriarchy as an
analytical concept must be addressed.
10
For fuller discussion of patriarchy, including its origins and flaws, see Meyers 2014.
234 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
available translations of classical literature in their claim that the rise of private property
in antiquity caused an original gender equality to be replaced by women’s virtual servitude.
The legal authority of the male head (patria potestas) of the ancient household (pater
familias) was generalized to represent pervasive male control throughout society.
Patriarchy was considered a system that systematically and structurally oppresses women
and gives men authority over political, social and economic institutions (Gilchrist 1999:
xvi). I would add religious institutions to this list.
This ideology of patriarchal dominance was aligned with nineteenth-century theories
about the evolution of human societies from primitive (matriarchal or egalitarian) to a
series of civilized (patriarchal) forms: tribe, chiefdom, state. It entered biblical studies in
the 1880s, when two renowned biblical scholars – William Robertson Smith and Julius
Wellhausen – asserted that ancient Israelite society was dominated by the universal form
of the patriarchal family as it evolved from tribe to state. Fast forward to the twenty-first
century, when one of the most recent studies of Israelite society adopted the notion that
Israelite patrimonialism (in which all power flows from the leader down through nested
units of society) originates in the ‘patriarchal household government’ (Schloen 2001: 52;
see also King and Stager 2001: 38). Feminist biblical scholars too, as noted above, use
patriarchy as a designation for both the Bible and Israelite society.
Although the term continues to be used, patriarchy is an inadequate and inappropriate
designation and can no longer be seen as a cultural universal. Among the reasons for this
assessment are the following:
● Classicists question the validity of the model from ancient Rome that gave rise to
modern notions of patriarchy in the first place (e.g. Saller 1994: 74–132).
● Ethnographic reports from the Mediterranean world (like those cited in this
chapter) and from other traditional societies indicate that much household power
resides with senior women.
● When the household is the central unit of society, as in societies (like ancient
Israel) in which production is at the subsistence level and supra-household
structures (clan, tribe, state) impinge relatively little on household life, women
have significant agency not only in the household itself but also in supra-
household matters. The latter include the political-economic aspect of women’s
maintenance roles (described in Meyers 2013: 139–46).
● Informal organizations of female specialists in ancient Israel had their own
hierarchies, independent of those in the general social system (Meyers 2013:
171–9). Women professionals would have operated outside of other hierarchical
structures (Frymer-Kensky 2002: 324).
● Patriarchal models have been developed largely by analysing modern industrial
societies and do not fit the interlocking social, economic and political structures of
premodern groups.
● Using the patriarchy paradigm implies a fixed set of relationships, when in fact
social arrangements are rarely static and power relations can shift over time.
● The focus on the subordination of women overlooks the fact that inequalities are
a function of class or age as much as, if not more than, of gender. For example,
insufficient regard is given to the inferior position of servants, slaves and strangers
(or ‘aliens’, probably people of different ethnicity) in ancient Israel. And male
GENDER AND SOCIETY 235
11
The term’s origins and development are summarized in Meyers 2006: 249–50.
GENDER AND SOCIETY 237
women holding extra-household professional positions would have their own hierarchies
and cultural authority vis-à-vis other systems. All these factors contest the existence of
Israelite patriarchy, which assigns general subordination to women. Interpretative
traditions that anachronistically read the gender hierarchies in biblically based Judaism
and Christianity (see Meyers 2013: 203–12) back into Iron Age Israel can thus be
challenged.
In other words, the perceptions cited at the beginning of this chapter about male
dominance in pervasive hierarchical structures affecting all domains of human interaction
and subordinating women should be replaced with the recognition that there were
intersecting systems and multiple loci of power, with women as well as men shaping society.
The heterarchy model allows for a more nuanced and probably more accurate view of Iron
Age Israel – a view that acknowledges significant domains of female agency and power. The
term patriarchy obscures the way individuals and groups were organized in complex and
interlocking spheres of activity; it is not an appropriate designation for the Israelites.
The heterarchy model is important not only for understanding gender relationships. It
also has great potential for understanding the diversity and complexity of Israelite society
in general, as several biblical scholars have noted. Gottwald, a strong proponent of
engaging social science research in the study of ancient Israel, calls heterarchy a more
flexible term than the ‘stark choice’ of either egalitarian or hierarchical to describe
Israelite social arrangements in the Iron Age I period (Gottwald 2001: 171). In his
extensive study of Israelite religion as part of a dynamic and complex society, Zevit sees
power throughout Iron Age Israel as heterarchical rather than hierarchical (Zevit 2001:
648, drawing on the analysis of Iron Age kingdoms east of the Jordan; see LaBianca
1999). And Nakhai (2011: 358) refers to ancient Israel’s social structure as ‘heterarchical’.
It is important to keep in mind that, like any model, the heterarchic one is a heuristic
tool that cannot be deemed either true or false (cf. Esler 2005: 4). Rather, its value lies in
helping us to understand a society that cannot be directly observed by providing new
methods for interpreting existing data. Models must be modified or replaced if they are
no longer helpful or if another one becomes more relevant. The hierarchy model has
outlived its usefulness, especially in the way it sustains the notion of patriarchy. Perhaps
the heterarchy one will endure.
Invoking heterarchy in this reconstruction of gendered life in Israelite households
allows us to overcome the stereotypes of presentism and the distortions of patriarchy. The
life of an ordinary Israelite women was difficult, but it did not entail all-pervasive
oppression and subordination. In carrying out a wide range of maintenance activities and
in managing her household, she produced life-sustaining foods and materials, performed
religious acts thought essential for household survival, and was enmeshed in relationships
that contributed to the vitality of her household and community.
Yet the heterarchy model does not mean that no hierarchies existed. Women’s
household power was significant, given the centrality of the household in the lives of most
Israelites. And women held some extra-household professional positions. But these
features do not mean general gender equality or the absence of male privilege. The
monarchy and priesthood, and their bureaucracies, were the norm, excluding women and
also most men. The male military brought men into positions of community power.
Immovable property (land) was owned mainly by men. Female sexuality was controlled
by men. And perhaps most important in the long run, the small group of educated elites
responsible for creating or recording the Hebrew Bible was male. Whether, or how, these
aspects of male position and power can be evaluated or judged must be addressed.
238 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
EVALUATING INEQUALITIES
Should we judge the world in which ordinary Israelite women lived and the hierarchies
that excluded or subordinated them? This question cannot be easily answered, given the
overall anthropological approach of this chapter. That is, anthropological research
generally applies the principles of cultural relativism (see Womack 2001: 26–7). This
means not only trying to gain an emic (insider’s) perspective – considering Israelite culture
as a woman in an agrarian household would have experienced it. It also means trying to
avoid making value judgements about her culture even though aspects would be
unacceptable today. It means avoiding ethnocentrism, that is, considering the values of
the researcher’s culture to be superior to those of the culture being studied. Although the
Hebrew Bible provides a connection of sorts between the twenty-first century academy
and Iron Age settlements in the Levant, the Israelite way of life was vastly different and
should be accepted as such. In short, the anthropological approach means suspending
judgement.
But this is neither easy nor straightforward. Anthropologists may attempt to be neutral
in understanding the customs and structures of groups they study. But inevitably some
aspects seem wrong, no matter what the culture (Tilley [2000] offers a trenchant critique
of relativism). Can anthropologists studying cultures that practise cannibalism or honour
killings really consider them morally defensible customs? Must they refrain from criticizing
blatant violations of human rights? As a philosophical stance valuing the customs and
norms of all cultures equally, cultural relativism is often rejected in anthropological
research. From a feminist perspective and from the perspective of an academic institution
valuing diversity and equality, many aspects of the lives of Israelite women would be
considered unacceptable. But the same could be said about the lives of Israelite men, for
class and ethnic inequities excluded most men from positions of power and exploited
many men. Like other cultures in the ancient world, Israel had a general acceptance of
servitude and slavery that are now deemed intolerable (so Avalos 2011).
Having said this, a closer look at two examples of Israelite gender inequity mentioned
above may be helpful. These examples – male property ownership, and male control of
female sexuality – are interrelated. A household’s land was its life and livelihood. This
property, or ‘inheritance’ (nah.ălâ), was transmitted along male lines, from father to son
or sons and occasionally to daughters, if there were no sons (Num. 27.1–8). In principle,
land could never be sold or transferred from one lineage or person to another. Although
this principle seems to have been violated over time, with estates formed and controlled
by elites, men generally did not have the option of buying or selling real property. Women
were disadvantaged in this respect only slightly more than most men. It is even possible,
insofar as the Israelite family household was a ‘corporate household’ (Meyers 2013: 119–
20; cf. Stein 2006: 401–2), that household property was considered a corporate possession
and not the individual domain of the senior male (as in a Greek mountain village;
Campbell 1964: 187). Women took on the identity of their marital household, sharing
the sense of ownership.
Because land was not only a household’s life but also its identity, maintaining it within
the household patrilineage was highly important, making it critical that a man’s heirs
were his biological children. Thus concerns about property and inheritance hover in the
background of many sex regulations. If a woman engaging in extramarital sex became
pregnant, the heir to household property might not be her husband’s son. Without DNA
tests, strong cultural incentives to refrain from extramarital sex – like the death penalty
GENDER AND SOCIETY 239
for adultery (Lev. 20.10; Deut. 22.22) – were inevitable. (But note that the death penalty
for adultery applied to married men too.) Thus many biblical texts favouring men involve
male control of female sexuality for reasons of inheritance. They include the divine
mandate in Gen. 3.16 for men to be sexually dominant (Meyers forthcoming) and the
Pentateuchal legal stipulations concerning virginity, adultery, prostitution, levirate
marriage and childbirth (see Meyers 2009: 890). Property transmission was at stake for
Israelites in ways that rarely exist in the developed world. Land was the chief resource,
and strategies safeguarding the inheritance of household property had essential functional
value. Understanding the context helps temper judgement. All told, the biblical texts in
which men control women arise from socio-economic factors ‘rather than from a
condemnation of female sexuality per se’ (Brayford 1999: 166). It must also be kept in
mind that most of these legal texts, like ancient law codes in general, were not codes for
ordinary conduct or adjudication of ordinary disputes and that most stipulations were
meant for urban elites (see Wells 2008).
An emic perspective provides another example of context mitigating judgement. When
people’s lives are merged together in social units, as in a society like ancient Israel with
collective group identity, women experience life not so much as individuals but as
household members. The concept of either women or men striving for personal
independence is antithetical to the dynamics and demands of premodern agrarians.
Indeed, analysis of biblical legal materials indicates that the household and not the
individual was the reigning legal entity (Kawashima 2011: 6). Moreover, gender
differentials in life patterns meant complementarity and interdependence and were
essential for the welfare of the household. Can we object to social arrangements that
contributed to household and also community survival? To put it another way, is it really
fair to criticize the past for not having the values of the present?
But offering judgement is still in order. However, I direct judgement not to Israelite
society, which no longer exists, but rather to the interpretive traditions that all too often
equate biblical androcentrism with social reality. I agree with some feminist theologians
who insist that biblical texts themselves neither oppress nor liberate and assert that it is
those who use them and the way they are used that can become oppressive or liberating
(see McClintock-Fulkerson 2001: 49, 119–20, 229). And I concur with feminists who
emphasize that postbiblical interpretations are sometimes more powerful and problematic
than the biblical texts themselves (Fischer and Puerto 2011: 5–6, citing the Eden story as
an example).
Once the Hebrew Bible became authoritative, it was interpreted according to the post-
Hebrew Bible context and ideas of its interpreters (Meyers 2013: 203–12; Deutschmann
2022: 145–84). Its male perspectives and interests become the vehicle for excluding
women from certain roles and otherwise restricting them. Interpreted in increasingly
sexist and misogynist ways, biblical texts often became the ideological justification for the
sexism and misogyny permeating many postbiblical texts. Knowledge about ancient Israel
was mediated through the biblical lens and with little awareness of how the Israelite
context differed from that of early Jews and Christians. Morally problematic claims about
women were the result. Those patterns of interpretation grounded in biblical androcentrism
are too often antithetical to current egalitarian values.
Although traditional views have occluded or distorted the social reality of ancient
Israelite women, research into their world using not only the Bible but all available sources
has helped us recover them. A multidisciplinary anthropological analysis, drawing on
archaeology and ethnography, reveals many otherwise invisible aspects of women’s
240 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
everyday lives and experiences in Israelite households. This expanded knowledge in turn
helps us confront the problematic stereotypes projected onto the biblical past in popular
culture and biblical scholarship, both of which follow the long tradition of reading later
ideas about women into Israelite contexts. Recovering the household context of women’s
lives also means challenging the validity of patriarchy as a designation for Israelite society.
Facile use of that model not only contributes to the negative stereotypes about women in
the period of the Hebrew Bible but also is less accurate than heterarchy in depicting the
complexities of household life and general sociopolitical organization in the Israelite past.
This alternative model allows us to see the makes the power and agency of women –
especially senior women and also professionals.
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York: Continuum.
CHAPTER ELEVEN
Anthropologies of the
Hebrew Bible
JAN DIETRICH
The discipline of anthropology seeks insight into the human being, both emically, from an
interior view, reconstructing a culture’s implicit and explicit assumptions about the nature
of the human being as such and of its members in particular (e.g. some practices of
cultural anthropology), and etically, from an exterior view, ascertaining the essential
nature of, conditions of, and data on the human being as such or of a certain culture in
particular (e.g. the practices of physical anthropology), though the strict distinction
between and delimitation of these perspectives have problems (cf., e.g., Lawrence 2004:
10–11). The first section reconstructs important Hebrew Bible images of the human being
in general and of the Israelites in particular, especially in terms of capabilities and tasks
(liminal anthropologies). The two subsequent sections portray ancient Israel’s distinctive
forms of social relationships (social anthropology) and its distinct modes of thinking
(ancient epistemologies).
245
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and only after the Flood is the human being allowed to eat flesh (although without blood,
Gen. 9.3–4). With God’s blessing, the human being is to be fruitful, multiply and fill the
earth (Gen. 1.28, 9.1), and the subsequent chapters unfold the multiplication and
diversification of the human being. Gen. 5.1 and 9.6, together with the parallel text
Psalm 8, present the human being such that the human image of God is not confined to
the primeval state, but its royalty is conferred as it were ‘democratically’ on all people,
elevating the status and responsibility of the human being in general (cf. Neumann-
Gorsolke 2004; Schellenberg 2011).
In the second, non-priestly account of Creation (Gen. 2.4b–3.24), the human being is
not said to be formed of body and soul as two parts, separate in principle, which can, as
in Pythagorean and Platonic philosophy, become separated at death into an eternal soul
and a decaying body (cf. Müller 2009; Alt 2013). Instead, the human being is viewed as a
synthetic whole (cf. Janowski 2012). In this account, the human being (with no gender as
yet)1 is formed by God out of ‘dust of the soil’ (‘ā fā r min hā ’adā mā h), and God breathes
the ‘breath of life’ (nišmat h.ayyîm) into his nostrils. These two sentences are synthetically
concluded by a third one, which indicates that both of these constituents are needed to
make man a ‘living being’ (nefeš h.ayyā h Gen. 2.7). Being made from the soil, the human
being shares basic characteristics with animal life, which God forms from the soil as well
(Gen. 2.19). In death, all animal life, including human life, returns to dust (Gen. 3.19;
Eccl. 3.20; cf. Sir. 17.1–2).
Complementary to this idea of a return to the soil and also complementary to the
culture of interment and the expression ‘to be gathered to one’s people’ (Gen 25.8 and
elsewhere; cf. Krüger 2009) is the idea of a netherworld. Here, the human being is
conceived of as moving to the netherworld (še’ôl) in its entirety, including both its body
(Gen. 42.38; 1 Sam. 28.14; Job 17.13–16, 21.12–13) and its ‘life force’ or ‘soul’ (nefeš,
Pss. 30.4, 86.13, 89.49; cf. psychē in archaic Greece, e.g. Homer, Iliad 1:3–4; The Shield
of Heracles, l. 254). When Kohelet, the speaker of Ecclesiastes, asks whether the human
breath goes up and the animal breath down to the earth at death (Eccl. 3.22), and when
he later specifies that the dust turns back to the earth and the breath (of the human being)
turns back to God, who gave it (Eccl. 12.7), the ‘breath’ (rûah.) is not described as the
eternal soul of the human being but is more the single emanation or objectivation of
God’s life-breath (nefeš h.ayyā h), which returns to God from the individual human being
in whom it was the power to breathe. According to some biblical and extra-biblical
sources, the life force or soul (nefeš) seems to be a dynamic force that is separable from
the dead body but in need of another corporeal container: The difficult text Num. 19.15
seems to communicate that the nefeš of a dead person may slip into an open vessel (cf.
Michel 1994), and according to the Syrian Kutamuwa stela (line 5), the ‘soul’ (nbš) of
Kutamuwa rests in his stela (cf. Pardee 2009: 53–4).
1
In the second Creation account, the human being is not created at once as both male and female (as in the first
account) but is initially not given any gender determination. Only after the human being is being divided into two
parts are the terms ‘man’ (’îš) and ‘woman’ (’išā h) used (Gen. 2.22–24), and the generic term ’ā dām then evolves
into the proper name ‘Adam’. Still, this perspective appears to be a patriarchal one, as the evolution comes from
the generic term ’ā dām to the male proper name ‘Adam’ who is the speaker in v. 23 who praises the ‘woman’ as
being taken from his own flesh. V. 24 does not seem to imply any matriarchal lineage but that the mature man
leaves his parents to become a full citizen and establish his own patriarchal family with ‘his’ wife (’îštô).
ANTHROPOLOGIES OF THE HEBREW BIBLE 247
Death is not considered here as a non-existence but as a privation of life capacities (Ps.
88.5), envisaged to mean weakness (Isa. 14.10; Job 14.10) and being like a captive bird
(cf. Berlejung 2001). A human being who is affected by sickness or social isolation (social
death) experiences this privation of life capacities as a nearness of death, where death
appears to be extending into human life. In this type of extreme situation, God may
rescue a living person from the clutches of the netherworld (e.g. Psalm 18), but, once
people have died, God usually is considered to have no further relationship with them
(Pss. 6.6, 88.11–13), although some extra-biblical inscriptions (Khirbet el-Qom, Ketef
Hinnom) seem to express a hope for a continued protective relationship in the grave (cf.
Berlejung 2008). It is mostly in later Hellenistic texts that human beings appear to remain
in community with God after death, in incorporeal form (Ps 49.16, 73.26). The idea of
corporeal resurrection, however, is not generally present in the Old Testament. Aside
from a few precursors (Isa. 26.19; Ezek. 37.12; Dan. 12.2–3; a different understanding is
present in 1 Kgs 17.17–23, among other texts), it is in Hellenistic intertestamentary texts,
especially in 2 Macc. 7.9–14, that we find the idea of corporeal resurrection that is later
prominently expressed in the New Testament (Lk. 14.14; Acts 24.15; 1 Corinthians 15).
The second Creation account tells how the human being acquires, against God’s
precepts (Gen. 2.17), the capacity to understand good and evil and discern one from the
other, which confers godlike status (Gen. 3.5, 3.22). This seems different from the case of
Mesopotamia, where in Atra-hasis I: 237–43, from the beginning, the human being is
being created with ‘reason’ (.tē mu, cf. Oshima 2012), while in Genesis 3, reason and
shame are added to the original condition.2 To become fully godlike, however, eternal life
is needed as well, and to avoid this, God ensures that the human being is prevented from
accessing the tree of life (Gen. 3.22–24). With this origin story, the second Creation
account explains the origin of the limited human lifespan, human understanding and the
sense of shame (Gen. 3.7–10). The capacity for understanding and discerning good from
evil and the ability to decide and act against God’s precepts implies a presumption of
autonomous decision making (cf. Deut. 30.10–14; Dietrich 2019b), the ability to decide
for or against adopting the attitude of obedient listening (see section ‘Modes of thinking
in the Hebrew Bible – ancient epistemologies’, below).
The ability to discern good from evil is located in the human heart, the organ of
thinking, volition and feeling (e.g. 1 Kgs 3.9–12, 5.9) and relates to a wisdom-like
orientational knowledge that helps, as in Proverbs, a person live a good and prosperous
life. In many other texts, however, human insight is given in theological terms and refers
to Israel’s knowledge or belief in God and of his instruction (e.g. Exod. 29.45–46; Deut.
4.32–40), an insight that may be extended to the Gentiles (e.g. Ezekiel 39; Daniel 4). It
builds upon God’s revelation, especially his action of electing and releasing Israel, from
which knowledge–belief and submission follow (e.g. Exod. 20.2–3). When this
knowledge–belief is lost, prophetic and other words may bring the hope for a new
Creation of the Israelite heart (Psalm 51; Jer. 31.31–34; Ezek. 11.19, 36.24–28; cf.
Janowski 2019: 471–80).
2
It is possible to argue for epistemological implications already being implicit in Gen. 2.15–25 (cf. Johnson 2013:
22–44), although also in this case as well, the acquisition of reasoning ability comes after the Creation narrated
in Gen. 2.7.
248 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
3
For more examples on other body terms, cf. Schroer and Staubli 2001 and Dietrich 2017a: 25–7.
ANTHROPOLOGIES OF THE HEBREW BIBLE 249
passim), pertain, with the help of the ‘listening heart’, to an outer-directed social habitus,
whose main attitude is openness to ruling cultural norms and habitual forms of behaviour.
For biblical texts, this means internalizing the instructions presented in traditional wisdom
and law (e.g. Deut. 6.4–9; Proverbs 1–9), submitting ‘to an external authority’ (Newsom
2012: 12) and making listening (šā maʿ), with the two aspects of hearing and obeying, a
key concept for social character training, focusing on traditions that are given from
outside instead on an individuals’ own inner depths.
This high sensitivity to mutual social dependence is rooted in the ‘family-based society’
of ancient Israel (cf. Kessler 2006: 49–72), clearly present in the text of the Hebrew Bible,
where the individual always appears as part of a family, kin, clan, tribe and, ultimately, a
people, the people of Israel, irrespective of the fact that, from an etic point of view, the
specific attribution of the relevant Hebrew terms to these institutions is subject to debate
and that the term ‘tribe’ (šēbet) in particular is a vague construction, seemingly a social
˙
construct (cf. Rogerson 1978: 86–101; Lemche 1985: 245–90). Individuals perceive
themselves to be primarily integrated in the family and the clan, and society is considered
to be and is constructed in terms of patrilineal lineages: ‘Hence, family-centeredness
should be understood in a directly literal sense: the family is the center, not only of the
social interaction of its members, but of the system of meaning out of which such cultures
arose’ (McVann 1998: 75–6). In spite of the historical changes that have taken place in
social structures, this part of ancient Israel’s self-perception is seen to persist throughout
its history, as part of its socio-anthropological longue durée. By contrast, other
sociologically relevant, transfamilial power structures and hierarchies, from egalitarian
social structures of early times to the hierarchical power and class structures found during
the period of kings and to the community structures of provincial Persian society and the
hierocratic structures of the Hellenistic period, all of which play an important but shifting
role in the social anthropology of ancient Israel.
In Israel’s family-centred society, only the pater familias as head of the household is a
fully autonomous legal person, with his wife/wives, children and servants occupying the
lower status of a legal person with fewer claims and rights (e.g. Exod. 21.2–11; Numbers
30). No sharp distinction is drawn between the human and animal worlds (cf. Riede
forthcoming): the domesticated animals, like his wife/wives, children and servants, belong
to the household of the patriarch, and smaller domesticated animals (sheep, goats and
dogs) may stay within the house, at least at night. Legally, domesticated animals may be
subject to punishment as if they were legal persons (Exod. 21.28–32; Lev. 20.15–16; cf.
Exod. 11.5, 12.12–29; Deut. 13.15; Jonah 3.7–8). They may also be taken to have legal
rights (Exod. 22.29, 23.4–5, 23.12, 23.19, 34.26; Lev. 22.27–28; Deut. 14.11, 25.4) and
may be treated in moral contexts as if they were social persons possessing knowledge (Isa.
1.3) and needs (Lev. 18.22–24; Prov. 12.10). Some legal rules may even apply to wild
animals (Exod. 23.11; Lev. 25.11; Deut. 22.6–7), and the wisdom of the wild animals
may be used to teach the human being (Prov. 6.6–8, 30.24–28; cf. Job 38.36; Jer. 8.7).
The hope for a world without violence includes the animal world (Isa. 11.6–10, 65.25).
Personal identity is shaped through the eyes of others, incorporating how other people
see, appreciate and treat others (cf. Assmann 2011: 133–4). Honour is a social value that
is awarded to each person according to their position in the community, provided that
this person conducts themself ‘habitually in line with the collective expectations that are
“ethically” linked to their social status’ (Honneth 1995: 123). In the Hebrew Bible, the
pursuit of honour and the avoidance of shame are ‘core values’ (Plevnik 2000: 106), that
is, fundamental cultural strivings that are shared by most members of society as character
250 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
traits. Striving for honour here refers to typical forms of honour, especially of the body,
social status, fame, the dead and the wise, and disgrace, in the form of the respective
opposites of these, is avoided (cf. Dietrich 2009). Disgrace must be avoided because it
expresses social relationships that are cut off (cf. Klopfenstein 1972; Grund 2013). The
Psalms of lament in particular make it clear that severed relationships imply social death,
and that the aim of prayer is to re-establish one’s relationship with God and with the
people (cf. Janowski 2013). Shame, on the other hand, can also include positive and
sensible self-reflexive attitudes (cf. Dietrich 2018a) [see also Chapter 12 in this volume].
Next to honour and shame, issues of sin and guilt are among the most important
questions in ancient Israel. This implies that the distinction between the so-called cultures
of shame or guilt (cf. Benedict 1946) does not apply to the case of ancient Israel. Instead,
we observe here a culture that distinguishes itself through its prioritization of avoiding
‘guilt-based shame’ (Laniak 1998: 8–9), establishing and controlling the attitudes,
standards and behavioural patterns of its members (in relation to this social function of
honour and shame, cf. Vogt and Zingerle 1994: 23). An honourable man keeps his word
and is considered to possess both the character and the power to implement what he
promises. Truthfulness and faithfulness are characteristic of an honourable man in various
loyalty relationships because, with these, ethos is found in the form of solidarity (cf.
Hempel 1964: 32–67). This is why terms like truthfulness (ʾemet/ʾemûnā h) and
benevolence (h.esed), together with justice (mišpā.t) and fairness/righteousness (s.edeq/
s.edāqā h), play a decisive role in the social anthropology of the Hebrew Bible.
Steadfast people can be relied on, making ‘steadfastness’ (ʾemûnāh) another important
socio-anthropological concept for the Hebrew Bible (cf. Jepsen 1974; Dietrich 2014).
Whether it is a good custodian (Neh. 13.13), messenger (Prov. 25.13), friend (Prov. 27.6),
servant (1 Sam. 22.14) or witness (Isa. 8.2) that is under discussion, a person in any of these
roles must be reliable (neʾeman). A reliable person (ʾyš ʾemet Neh. 7.2; cf. Exod. 18.21) is
to be characterized by a steadfast and community-oriented attitude, walking the path of
‘truthfulness’ (derek ʾemûnāh Ps. 119.30), acting as a ‘man of loyalty’ (’yš ʾemûnîm Prov.
20.6) and a ‘friend of reliability’ (ʾoheb ʾemûnāh Sir. Ms A 6:14f; cf. Dietrich 2014; Olyan
2017). For this reason, truth and lies do not only describe knowledge but are community-
supporting concepts: truth as truthfulness represents a community-promoting habitus and
the lie is a community-adverse habitus (cf. Klopfenstein 1964: 353).
A similar idea is found in reciprocal behaviour, which also promotes community. H . esed
(‘benevolence’) is a ‘relational concept’ and belongs to ‘the realm of interpersonal
relations’ (Zobel 1986: 49, 51). Just as the ‘action of Ma’at’ is the basis for ‘connective
justice’ in ancient Egypt (cf. Assmann 1990), the ‘action of h.esed’ is the basis for a society
rooted in mutuality, solidarity, and responsivity (cf. Dietrich 2018b) and oriented toward
justice (mišpā.t) and fairness/righteousness (s.edā qā h) (cf. Koch 1991a). The proverb
‘Whoever digs a pit will fall into it, and a stone will come back on the one who starts it
rolling’ (Prov. 26.27, NRSV) seems to imply, on a more theoretical level, that ‘The man
who does evil to another does evil to himself ’ (Hesiod, Work and Days I: 265). The
responsive ‘action of h.esed’ presupposes that community-enabling action is reciprocated
by further community-promoting action by others (cf. Gen. 21.23; Josh. 2.12–14; 2 Sam.
2.5–6, 10.2; 1 Kgs 2.7; Zobel 1986: 47–8). That is, the way that you behave toward
others will direct how the community responds to you (cf. Janowski 1999), including
God, ‘for those who honour me I will honour, and those who despise me shall be treated
with contempt’ (1 Sam. 2.30, NRSV, cf. 10.2). High sensitivity to responsive action and
speech guides the behaviour of a human being in the terms in which the answer to the call
ANTHROPOLOGIES OF THE HEBREW BIBLE 251
of God, of fellow human beings, and animals are given (Prov. 12.10; cf. Meinhold 2002:
179). In Prov. 12.10, for example, to ‘know’ the needs of the animal implies a way of
‘responsive knowing’, i.e. attending to and caring for it.
The ‘continuous h.esed’, meaning steadfast goodwill, is to be written on the ‘tablet of the
heart’ (Prov. 3.3), implying that socio-ethical expectations from outside are to be internalized
in the form of steadfast attitudes. Elsewhere as well, an emphasis is placed not only on outer
behaviour but also on the inner attitudes that remain (for legal contexts, cf. Deut. 19.4–6;
Num. 35.20). Seemingly identical outer behaviour may, therefore, be viewed differently. In
Proverbs, for example, human labour is regarded positively in the contrast between the
diligent and the lazy (cf. Prov. 10.4, 12.24, 13.4 and elsewhere) but negatively in the context
of seeking, for its own sake, revenue, productivity and wealth in the absence of a proper
ethical or religious attitude (cf. Prov. 11.28, 15.16–17).
Collective identity-building constructs Israel as a tribal or clannish people (e.g.
Weingart 2014) that has been delivered by God out of Egyptian servitude (e.g. Assmann
2018).4 This deliverance was thought of first and foremost as a legal and socio-economic
as well as a ‘negative’ liberation, where negative is taken to mean a ‘release from’ (that is,
a negative liberty) and not as ‘freedom to’ (positive liberty) (cf. Berlin 1961; Dietrich
2019b). Thus, for the ancient Israelite, the concept of liberty was an important reactive
concept, as the escape from a situation of almost complete dependence. In the narrative
of the Hebrew Bible, the positive implications and outcomes were the voluntary approval
of, obedience to, and submission under God’s law.
Cultural remembrance not only provides a connection to the past and constructs
collective identity but also supports social behaviour. The idea of liberation as deliverance
by God from Egyptian servitude (and from Babylonian exile, cf. Isa. 40–48) results in the
use of cultural remembrance strategies in relation to the socio-economic level within the
land of ancient Israel itself. The society thus envisioned is grounded on liberation, and
ethical commandments are motivated by Israel’s liberation. A single Israelite serving in
servitude under against another Israelite is to be released every seventh year because the
Israelites themselves, collectively, had been freed from Egyptian slavery. Highlighting
collective remembrance in motivation clauses (for these, cf. Markl 2015: 329–33) uses
argumenta ex historia for ethical and legal reasons. In Deuteronomy in particular, Israel’s
remembrance is evoked to support charitable attitudes. The paraenetic ‘You shall
remember that you were a slave in the land of Egypt’ (Deut. 5.15, 15.15, 16.12, 24.18–
22) serves the collective biographical actualization of the super-individual experience of
past servitude to promote an attitude of support for the present personae miserae.
In addition, the resilient handling of disaster may have positive effects on unity and
identity, promoting a collective group identity (cf. Dietrich 2015). Thus, ancient Israel
responds to the disaster of exile with the identity markers of monotheism, circumcision
and the Sabbath, and it sets itself apart from outsiders by prohibiting mixed marriage.
Faced with the destruction of Jerusalem, Israel’s concept of collective and cross-
generational guilt (cf. Krašovec 1999: 110–59; Dietrich 2010) can facilitate an identity-
building that can explain and cope with an experienced disaster. Here, resilience can be
acquired by comprehending the origin of a disaster. This is achieved by attributing its
source to two connected causes, namely, (1) the wrath of God that results from (2) human
4
Collective identity-building, in its socio-constructivist dimension, grew in importance under Persian rule (cf.
Berquist 2006; Knoppers and Ristau 2009).
252 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Synthetic thinking
Let us begin with the way of thinking that is typical for poetic texts. In this genre, found
primarily in the wisdom literature and the Psalms but also seen in the prophets and
5
Hebrew thinking is described as ‘analytical’ by Boman, in interesting contrast to other theories in the history of
comparative research in this area, and ancient Greek thought is considered ‘synthetic’ by him. In studies before
and after Boman, however, it was typical to present ancient Hebrew thinking as holistic and synthetic, with the
parallelismus membrorum as its typical mode of expression (cf. Pedersen 1926: 108–9, 123; Wolff 1974: 8;
Avrahami 2012: 24; Müller and Wagner 2014).
ANTHROPOLOGIES OF THE HEBREW BIBLE 253
Obeying listening
Other modes of thinking also appear. Since Boman, it has been asserted that ancient
Hebrew thinking could be understood as ‘listening thinking’, which would include an
attitude of ‘obeying listening’ (e.g. Kraus 1972; Wolff 1974: 74–6). In opposition to this
notion, the epistemological importance of visual experience in the Hebrew Bible has been
ably highlighted in recent research (e.g. Ps. 48.8–9; Job 42.5–6; cf. Carasik 2006: 32–43;
Savran 2009: 320–61; Avrahami 2012: 223–76). While this makes sense as a corrective,
an earlier one-sidedness should not be replaced by a novel one; instead, auditive and
visual epistemologies must be differentiated and contextualized into different thinking
modes and text genres (cf. Dietrich 2019a).6 In traditional wisdom literature, such as that
found in Proverbs and partly in Job, Deuteronomy and many other texts influenced by
Deuteronomistic traditions (such as the wisdom Psalms, the histories and Torah), obeying
listening plays a key role. Here, an outer-directed mode of listening thinking is highlighted
that does not focus on unfolding the inner depths of the human being but listens to and
obeys tradition, the word of God and the demands of the social world (cf. Dietrich
forthcoming). In terms of a cultural attitude, obeying listening in ancient Israel is more
distinct than in modern individualist cultures and was perceived as positive (e.g. Prov.
23.26). The ‘listening heart’ (1 Kgs 3.9) refers to the internalizing of the instructions
contained in traditional wisdom and law (cf. Deut. 6.4–9; Proverbs 1–9).
Mnemonic thinking
As part of obeying listening, mnemonic thinking orients itself toward the cultural memory
of ancient Israel (cf. Assmann 2011). Mnemonic thinking enlivens and refreshes, in
persistent oral–scribal form, the cultural knowledge present in oral communicative
remembrance, and here, Israel is conceived of as a teaching and memorizing society (cf.
Finsterbusch 2005). In a familial context of instruction and memorization (cf. Deut.
6.20–25), epistemic virtues such as attentiveness, mindfulness, prudence, rigor, vigilance,
watchfulness and willingness to learn and to achieve insight and wisdom are made central
(cf. Dietrich 2018b), presenting the concept of ‘one God, one shrine, one mind’ (Geller
1994: 105) to eliminate other-mindedness (cf. Deut. 21.18–21) and bring the core of
Israel’s cultural memory (the collective liberation from Egypt by the sole God who is
worthy of worship, YHWH; e.g. Deut. 6.12) to bear as the ethical reason for socio-
economic support of the needy (e.g. Deuteronomy 15) [see also Chapter 15 in this
volume].
6
Caution must be exercised to avoid implying that the ancient Hebrew mind sought to identify thinking and
perceiving because it was unable to differentiate between them. Semantically, for example, more abstract terms
like h.āšab existed to express thinking in contrast with ‘sensory semantics’. A simple identification of sensual
experience with the acquisition of knowledge cannot be ascribed to the biblical writers (cf. Fox 2007; Johnson
2013: 65–81; Dietrich 2019a), as if thinking was, for the ancient Israelite, entirely dependent upon any sensations,
whether sight or hearing.
254 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Taxonomic thinking
In the priestly texts (as well as in some wisdom texts, cf. Alt 1951; von Rad 1955), the
ancient Israelite ability for and inclination towards abstraction, accuracy, classification,
discrimination and validation occupy the centre, especially in terms of the interest in
formal language (which can be recognized, e.g., by its extensive use of repetition), the use
of exact terms and precise categories (e.g. the categories of clean and unclean and of the
holy and the profane, as well as the different types of sacrifices and feasts) and its interest
in so-called list science (Listenwissenschaft, cf. Dietrich 2020). The priests are tasked with
distinguishing between holy and profane and between clean and unclean (Lev. 10.10,
11.47, 20.25), as well as to restrict the Israelites from mixing different kinds of animals
and textiles inappropriately (Lev. 19.19; Deut. 22.9–11). Taxonomic thinking here
highlights seeing as the main epistemic way of achieving insight through inspection. In
Leviticus 13–14, the priest inspects (the verb used is rā’ā h, ‘to see’) the surface of the
human skin, textiles and houses, indicating that ‘ocular thinking’ is not only typical for
ancient Greece but is applicable to the taxonomic thinking mode of ancient Israel as well.
Inspired thinking
In the ancient Near East, mantic science rules supreme in its interpretation of the signs of
the heavens and the earth (cf. Rochberg 2016; Maul 2018). The Hebrew Bible disapproves
of the search for signs in heaven and earth (e.g. Jer. 10.2) and focuses on prophetic
thinking inspired by God via auditions and/or visions of God’s voice and images from
him, usually while awake but sometimes also in a dream state. This kind of thinking is
ecstatic, in that it does not come from the heart as the organ of thinking within the human
being but from outside, inspired by an external divine source that can impart a higher
form of knowledge (e.g. Isa. 55.8–9) and enable deeper insight to be achieved (cf. Vall
2007). False prophecy, by contrast, is characterized by speech from the speaker’s own
mind or heart (e.g. Jer. 23.16–17, 25–26; cf. Hazony 2012: 161–92). The division
between true and false in religion, whose origin Assmann ascribes to the ‘Mosaic
distinction’ (Assmann 2009)7 seems to apply especially to the prophets and to prophetically
inspired traditions which emphasize epistemic wordings of knowing and unknowing (e.g.
Isa. 44.9–18, 20–25; Deuteronomy 4).
Critical thinking
Abstract thinking, including second-order thinking, entails the ability to reflect and self-
reflect, to criticize and transcend the given, and to anticipate new realms by thinking
outside of what is already given. It has traditionally been argued that this type of thinking
originated in ancient Greece (cf. Elkana 1986; Bellah 2011: 273–82; Schiefsky 2012).
However, rational reasoning, including second-order thinking, can be found in the
ancient Near East as well (cf. Machinist 1986; van de Mieroop 2016, 2018), as well as in
the Hebrew Bible (cf. Tsevat 1978; Gericke 2012: 371–404, 2018; Dietrich 2017b,
2019a; Schaper 2019). The institution of law requires abstraction from single events and
provides society with legal rationales in the apodictic and casuistic modes (e.g. Exod.
7
In later years, Assmann developed his theory further. In his most recent book, he speaks of the distinction
between friend and enemy, particularly in how it pertains to the book of Exodus (Assmann 2018).
ANTHROPOLOGIES OF THE HEBREW BIBLE 255
20.22–23.33), including the application of abstract principles such as impartiality and the
question of truth (Deut. 13.15, 16.19–20, 17.4, 22.20), blueprints of institutions and
procedures (Deut. 17.8–20, 19.15–20) and precise criteria, definitions and differentiations
(e.g. Exod. 21.28–36; Lev. 25.29–31; Deut. 19.1–13). In the priestly offering catalogue
of Leviticus 1–5, an abstraction from the material value of a sacrifice emerges that can be
seen to parallel the ‘spiritualization’ of sacrifice in the Psalms and the prophets (cf. Dietrich
2021). Ethical and religious critiques in the prophetic writings distance themselves from
given attitudes, behaviours and thinking, and establish modes to think critically about all
of these. The prophets use abstract social and ethical standards such as justice,
righteousness, truthfulness and goodness (e.g. Isa. 1.17, 21, 27; Amos 5.14–15; Mic. 6.8;
cf. Barton 2014: 227–31) as evaluative criteria beyond the usual economic or cultic
realms (cf. Ernst 1994: 199). In Deutero-Isaiah, a ‘monotheism of knowledge’ (Assmann
2009: 37, with regard to Akhenaten’s monotheism) comes to the fore with the use of
epistemic terms as part of unmasking the adoration of images as a false way of thinking
(Isa. 44.9–18, 20–25; cf. Berlejung 1998: 378–87) and when differentiating between
godlike and human thinking (Isa. 55.8–9). In the books of Job and Ecclesiastes, the wise
are shown to be thinking critically about wisdom, and an epistemological critique is
sketched that shows the limits of human reason (e.g. Job 28.12–13, 20–21; Eccl. 1.16–
18, 7.23–24; cf., e.g., Schellenberg 2002).
CONCLUSIONS
This conclusion asks the question how far historical developments can be detected
through the material presented here. Most of the presented modes of thinking appear to
run, by and large, parallel to one another. However, some historical developments do
appear at second glance. As far as can be seen in the most ancient written sources,
taxonomic thinking in economic contexts may have been part of the invention of writing
in early Mesopotamia (cf., e.g., Nissen, Damerow and Englund 2004). Mnemonic
thinking, however, seems to have developed along a separate route, through traditional
obeying listening, as a special invention of the Deuteronomistic scribes of Neo-Babylonian
or early Persian times. Critical thinking, already prevalent in religious and political
criticisms in the prophetic writings of pre-exilic times, finds its way, in exilic and postexilic
times, into other text genres as well, such as the historical texts of the Pentateuch and the
Deuteronomistic History, the later prophetic texts and the Psalms, and the critical wisdom
texts of Job and Ecclesiastes. The modes and qualities of abstraction and criticism seem to
have increased over time, whether in synthetic texts (cf. the ‘spiritualization’ of the Psalms
and the critique of reason in Job and Ecclesiastes), in taxonomic texts (cf. the abstraction
from the material value of things in the priestly source) or in the prophetic and
Deuteronomistic texts (cf. the emergence of monotheism in Deutero-Isaiah and other late
texts).
The basic structures of the social anthropologies described, with their high sensitivity
for social, environmental and religious relationships, appear to be part of ancient Israel’s
longue durée, especially in regard to its family- and clan-centredness (where the pater
familias is seen as head of the household), its core values (the steadfastness of the righteous
and trustworthy character, maintaining honour and avoiding guilt-based shame) and its
ideal of reciprocal behaviour. Some concepts seen here, however, seem to reflect later
developments, exilic and postexilic. Collective identity-building is achieved through
specific family-centred modes of cultural remembrance (found especially in Deuteronomy),
256 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
together with ethical motivation clauses for lawlike behaviour (‘theologization of the
law’) and the development of collective-identity markers, such as monotheism,
circumcision, the Sabbath and the prohibition of mixed marriages. After the destruction
of Jerusalem, all of these helped strengthen collective resilience, through exilic and early
postexilic times. In addition, textual reflections of individual agency, although they
did exist in earlier times, seem to intensify in Persian times (cf. Newsom 2012; Niditch
2015).
In regard to creation anthropologies and the human being’s capabilities and duties, the
idea that the human being is made from clay but provided with godlike reason is ancient
indeed, found at least as far back as Atra-hasis and similar texts and traditions of ancient
Mesopotamia (cf. Oshima 2012). It may well be that this idea was old in ancient Israel as
well, just as was the idea of the nefeš as a dynamic force, death as privation of life capacities
in še’ôl, and the heart as the thinking organ of the human being. The idea of the human
being as God’s image, however, seems to have a postexilic origin, at a time when there
was no king in Yehud, transforming imagery from ancient royal ideology, where the king
was God’s image and representative, into a ‘democratic’ idea of the human being as God’s
image and representative on earth.
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Alt, A. (1951), ‘Die Weisheit Salomos’, TLZ, 76 (3): 139–44.
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Assmann, J. (1990), Ma’at: Gerechtigkeit und Unsterblichkeit im Alten Ägypten, München:
C.H. Beck.
Assmann, J. (2009), The Price of Monotheism, Stanford, CA: Stanford University Press.
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CHAPTER TWELVE
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chariots; and he will appoint for himself commanders of thousands and commanders
of fifties, and some to plough his ground and to reap his harvest, and to make his
implements of war and the equipment of his chariots. He will take your daughters to
be perfumers and cooks and bakers. He will take the best of your fields and vineyards
and olive orchards and give them to his servants. He will take the tenth of your grain
and of your vineyards and give it to his officers and to his servants. He will take your
menservants and maidservants, and the best of your cattle and your asses, and put
them to his work. He will take the tenth of your flocks, and you shall be his slaves.’
texts to denote male domination of family life in various cultures. By the early twentieth
century it was adopted by sociologists (including Max Weber) to include society-wide
male domination, from whom it was taken into research on ancient Israel and the Hebrew
Bible. It was widely adopted by feminist scholars, with Gerda Lerner’s The Creation of
Patriarchy (1986) probably signalling the high point of that approach. Recent research,
however, has led to a reappraisal, with Lerner’s book being severely critiqued for its
historical methodology by Susan Kray in 2002. More recently, Carol Meyers (2013,
2014) has comprehensively demonstrated that the picture it painted of largely powerless
women in Israel has proven to be a false one, so that there is a strong case for the
abandonment of the notion of ‘patriarchy’ [see further Chapter 10 in this volume].
Another aspect of the social system of ancient Israel requiring mention is the existence
of a belief that all goods, material and immaterial (including honour, see below) existed
in finite and non-increasing quantities and that someone could only enlarge their share
thereof at the expense of someone else. This is the notion of the ‘limited good’ and it was
first observed by George Foster during his fieldwork among peasants in Michoacán,
Mexico and introduced to biblical research by Malina (1981: 75–6). While limited good
is a ‘cognitive orientation’ (Foster 1967: 301), or part of a world view, to the extent that
it motivates people to certain types of action, it also comes close to being a social value.
In essence, limited good is a social construct ‘which views the world as a zero-sum game’
(Neyrey 2016: 103). Peasant families tend to be self-sufficient and each of them ‘sees itself
in perpetual, unrelenting struggle with its fellows for possession of or control over what
it considers to be its share of scarce resources’ (Foster 1967: 311). In this context the ideal
man is someone who works to feed and clothe his family, fulfils his social obligations,
minds his own business, and does not seek to be outstanding but protects his rights when
necessary (ibid.: 313). Someone who betters his position threatens village stability (ibid.:
314). A sudden improvement in fortune is likely to be attributed to luck, such as by
finding treasure buried in one’s field (ibid.: 316–17). The striving for material gain
disturbs the existing order because ‘it means plunder from others’ (ibid.: 320). Solid
evidence exists that the idea of limited good permeated ancient Israelite society. It is
directly expressed in Sir. 29.23: ‘Whether you have little or much, be content with it’.
Engaging in commerce was regarded as intrinsically wicked, for ‘Sin will wedge itself
between buying and selling’ (Sir. 27.2) and ‘It is difficult for a merchant to avoid doing
wrong and for a small trader not to incur sin’ (Sir. 26.29). The wicked increase in wealth
(Ps. 73.12). The notion of buried treasure is found in Mt. 13.44 which probably reflects
older tropes in Israelite society. Even God was regarded as existing in a world of limited
good. In Exod. 32.19–25 the Lord describes how his people had stirred him to jealousy
and how he will punish them in consequence. Yet there is a limit to his anger and he will
not scatter them and wipe out remembrance of them (Exod. 32.26), ‘less their adversaries
should judge amiss, lest they should say, “Our hand is triumphant, the Lord has not
wrought all this”’ (Exod. 32.27). In other words, there is a certain amount of honour
from scattering Israel’s enemies and God is concerned that it might go to someone else
and not him. Jerome Neyrey and Richard Rohrbaugh (2008: 242–3) note other examples.
Isaac had only one blessing to give and it went to Jacob not Esau (Gen. 27.38). Similarly,
God had Gideon reduce the number of men he used to defeat the Midianites to a bare
minimum of 300 so that Israel could not claim the credit for a victory (Judg. 7.2), credit
that in a world of limited good could only belong to God.
A negative dimension of the belief in limited good was the prevalence of envy in
ancient Israelite society. Envy is a disposition to begrudge someone else the possession of
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a valuable asset, attribute or relationship (Malina and Seeman 2016: 51). Envy exists in
every human society but in a world where all such goods are thought to exist in finite and
non-increasing quantities it is likely to be particularly intense. Envy is a trigger for the
activation of the evil eye, a malign force in human affairs with the power to cause great
harm and which needs to be warded off by apotropaic actions, words and amulets. It has
been a feature of the Mediterranean world for thousands of years (Elliott 2015). A parade
example of envy and the evil eye in the Hebrew Bible, also noted by Neyrey and Rohrbaugh
(2008: 242–3), is found in 1 Samuel 18. Here we are told that Saul became very angry
after women of Israel had sung ‘Saul has slain his thousands, and David his tens of
thousands’ and ‘eyed David from that day on’ (vv. 7–9), as powerfully depicted in a
painting by Rembrandt of Saul, spear in hand, watching David as he plays his harp (Esler
1998: 254).
One process that serves various functions in numerous social systems, but that also
operates to ameliorate the perceived realities of limited good, is for people to enter into
various forms of non-market exchange of goods or services (labour especially), a process
known as ‘reciprocity’. Marshall Sahlins identified three broad types of reciprocity and
this typology has been widely recognized as useful in understanding features of the ancient
world, including Israel (Crook 2004; Kirk 2007; Stewart 2010 [see also Chapter 14 in
this volume]). Sahlins’s three types of reciprocity are:
● generalized, characterized by the altruistic supply of goods and services, without
an expectation of return and typical of relationships within kin groups;
● balanced, characterized by the exchange of equal amounts of goods and services;
and
● negative, characterized by the attempt to get more out of a transaction than one
gives, or even to obtain nothing with impunity (Sahlins 1972: 193–6).
Phenomena comparable with reciprocity generally and with these three types are
observable in the Hebrew Bible. Seth Schwartz (2010) observes the presence of notions
of reciprocity in ancient Israel even though he believes they were more at home in the
cultures of Greece and Rome and were often at odds with notions of Torah-based
solidarity. Roger Nam finds ‘symmetrical reciprocity’ in the book of Kings (2012).
Generalized reciprocity characterized relationships between family but also occurred in
wider society: ‘One man gives freely, yet grows all the richer; another withholds what he
should give, and only suffers want’ (Prov. 11.24 RSV) and ‘A liberal man will be enriched,
and one who waters will himself be watered’ (Prov. 11.25 RSV). In his Gospel, Luke
provides evidence of both generalized and balanced reciprocity which surely reflect
patterns in Israel older than the first century CE . As to generalized reciprocity, the father
in the Parable of the Prodigal Son tells the other brother, ‘Son, you are always with me,
and all that is mine is yours’ (Lk. 15.31). As to balanced reciprocity, Jesus says to his host
at a banquet, ‘When you give a dinner or a banquet, do not invite your friends or your
brothers lest they invite you in return, and you be repaid’ (14.12), before calling for the
man to practise generalized reciprocity instead: ‘But when you give a feast, invite the
destitute, the maimed, the lame, the blind and you will be blessed, because they cannot
repay you’ (14.13). Negative reciprocity can be viewed as the practices frowned upon in
a limited good society, including the practice of commerce (as noted above).
Another way to mitigate the negative effects of a limited good society, which really falls
within the larger category of reciprocity (Stewart 2010: 157), was to enter into a
HONOUR, SHAME AND OTHER SOCIAL VALUES 267
relationship with someone socially and economically superior and gain his or her
assistance when necessary in return for loyalty and services as requested. This was the
relationship of patron and client (sometimes mediated by a broker). It was an asymmetrical
but mutually beneficial relationship sometimes presented as ‘friendship’ or fictive kinship.
Indeed, patronage can be seen as a forum, along with kinship, for the expression of
generalized reciprocity (Crook 2004: 59; Stewart 2010: 157). There is a good case to be
made that in the Hebrew Bible God is often presented as acting as a patron to Israel. Thus
J.-M. Schäder has argued that in Psalm 47 ‘God functions as Israel’s patron when he
subdues nations (verse 4) and chooses Israel’s inheritance (verse 5) for them. Israel
responds to this act of grace by proclaiming God’s honour and even compelling the
nations to do so as well’ (2010: 256).
I will now proceed to a discussion of central values in the Hebrew Bible, beginning
with by far the two most important, honour and shame. As Timothy Laniak (1998: 31)
has noted in relation to Esther (but with wider application), other values (such as
hospitality, generosity, obedience, anger and revenge) are ‘subsidiary’ to honour and
shame in the sense that they are ‘explicitly linked’ to honour and shame. Perhaps it would
be more accurate to say that in ancient Israel other values (to which one might also add
purity to Laniak’s list) were understood and enacted in relation to honour and shame.
1
The use of anthropology in understanding the Hebrew Bible actually has nineteenth-century antecedents in the
work of William Robertson Smith and James Frazer: see Esler and Hagedorn 2006.
268 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
2
See Stiebert 2002: 25–86 and Lawrence 2003: 28–9 and passim. More recent support for Herzfeld’s view comes
from Lynch 2010: 509.
HONOUR, SHAME AND OTHER SOCIAL VALUES 269
3
On Herzfeld’s position being unrepresentative of anthropology, see Crook 2007: 252 n.4. When Timothy
Laniak was working in the mid-1990s on honour and shame for his Harvard doctorate on Esther, Herzfeld
encouraged him ‘to disprove the reigning paradigm in Mediterranean studies’. The result is notable: ‘Though
fully expecting to do so, I found that the text of Esther was comprehensively ordered around these two values
and that they were explicated in terms quite in keeping with the honor–shame matrix as conventionally
understood’ (Laniak 2002: n1).
4
Wikan 1984: 647: ‘It [the position of adulterous women in Oman] is a far cry from Egypt, where an almost
palpable fear of people’s talk constrains the person in all her dealings. An Egyptian adulteress would take the
utmost care to shield her misdemeanour from public view’.
270 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
valuable (1984: 643). Finally, the importance of honour in anthropology has recently
been vigorously and persuasively reasserted by Charles Stewart (2015).
More recently, Tchavdar Hadjiev (2016) has very reasonably questioned the evidentiary
basis for the claim often made that the pattern in some contemporary Mediterranean
societies for men to be dishonoured by the (real or imagined) sexual misbehaviour of their
wives, daughters or sisters is also to be found in the Hebrew Bible. His argument is strong
but would be improved by a consideration of the highly pertinent evidence of Shechem’s
rape of Dinah and its aftermath in Genesis 34 and Absalom’s killing of Amnon in response
to the latter’s rape of his sister, Tamar, in 2 Samuel 13. The question is what motivated
the revenge of Shechem’s brothers and Absalom. Perhaps it was anger at the violent
affront offered to their sister or perhaps concern for the family honour or perhaps both.
Dinah’s brothers specifically recognize the reality of family dishonour in Gen. 34.14 and
their later rejection of letting Shechem get away with treating Dinah as a prostitute
(Gen. 34.31) is also compatible with such a concern. The same question of motivation
arises in connection with the revenge Absalom wreaked on Amnon. In any event and as
Hadjiev recognizes, this is an important discussion for the nature of social dynamics in
ancient Israel that we are having because of Malina’s introduction of Mediterranean
anthropology into biblical interpretation.
The deployment of honour and shame as conceptual fields, rather than monovalent
concepts, capable of being brought to bear on a wide variety of data, as well explained by
Laniak (1998: 38–53), is really an instance of the essential role of different levels of
generality in cognition, whether in relation to the natural or social world. Because the
individual phenomena and stimuli we experience are so numerous there are occasions
when, rather than seeking to attend to all of them individually, it is cognitively efficient to
move beyond the detail and attend to the larger patterns. Thus, our sense of a landscape
in a plane flying at 500 feet is very different from when we are at 30,000; both vistas are
valuable but for different purposes. This is why we draw maps at small scale (e.g. 1:25,000,
as in the UK Ordnance Survey Explorer maps used by hikers), medium scale (e.g.
1:600,000) or large scale (e.g. 1:50,000,000). To reject the use of conceptual fields from
Mediterranean anthropology in interpretation is akin to insisting that we should restrict
ourselves to small-scale maps. This consideration (together with the heuristic and non-
nomistic character of social-scientific interpretation as discussed below) is the basis for
doubting the persuasiveness of Gerald Downing’s important argument (1999), posed
with reference to a variety of ancient evidence, that the approach oversimplifies the
ancient data.
It is worth noting that in 1991 Lyn Bechtel published an important article on shame as
a sanction on social relations in biblical Israel that entirely overlooked Mediterranean
ethnography and Malina’s 1981 work but yet in many respects reached very similar
conclusions. For her analysis Bechtel was, however, heavily reliant on another social
anthropologist, namely, Mary Douglas, who maintained a central distinction between
social systems that were oriented around the group at one end of the spectrum and
individuals at the other (Bechtel 1991: 51–2; she used Douglas 1973). Bechtel cogently
argued, for example, that ancient Israel was a strongly group-oriented society layered by
an ‘“honor” hierarchy’ and that since ‘shame relies heavily on external pressure from the
group, it works most efficiently’ in such a society (Bechtel 1991: 52). Stiebert discussed
Bechtel’s article, but in her enthusiasm to differentiate her position from ‘the claims of
Neyrey, Malina or Pilch’, unwisely found ‘problematic’ ‘the view that any culture can be
more fully understood by examining it through the parameters of an alleged pivotal value’
HONOUR, SHAME AND OTHER SOCIAL VALUES 271
(Stiebert 2002: 59), despite the fact that Bechtel (although approaching the matter from
a different starting-point) provided abundant and persuasive evidence for the benefits of
doing precisely that (Bechtel 1991: 54–76).
Malina himself, it should be noted, did not propound ‘honour’ and ‘shame’ as binary
opposites since most of his interest in ‘shame’ was in its role as speaking positively about
women’s virtue.5 He also made plain that his summary was a model, but then suggested
that it was to be ‘tested out’ against the texts; ‘disprove it if you like’ (1981: 48). This was
unfortunate; models are not social laws to be disproved or tested; like typologies, they are
tools for undertaking comparison with empirical reality. They are not true or false but
useful for not (Esler 1995a: 4). More specifically, a model is: ‘An abstract selective
representation of the relationships among social phenomena used to conceptualize,
analyze, and interpret patterns of social relations, and to compare and contrast one system
of social relations with another. Models are heuristic constructs that operationalize
particular theories and that range in scope and complexity according to the phenomena
to be analyzed’ (Elliott 1993: 132).
The comparative method can also be served not by the use of a model but by the
comparison of one particular system with another; in biblical research this typically means
comparing an ethnography of a particular group in the modern period with a biblical text
or passage, but this still remains a heuristic process as just described. There are no social
laws. The comparative process boils down to two dimensions; first, the heuristic use of
models or specific ethnographic material to ask new questions of a text; and, second, the
use of model or ethnography to make sense of the answers the biblical text provides to
those questions, a process akin (as Elliott used to say) to ‘drawing lines between the dots’.
The use of modern material to fill holes in ancient data is impermissible, however,
especially since it may be in the lacunas in the evidence that the ancient experience varied
most greatly from the modern (Esler 1987: 11–12). Moreover, because a social pattern
occurred in the Mediterranean world in the modern period does not mean it was present
there in the past. On the other hand, individualism as we know it did not exist in the
ancient world and was not much present in the groups studied by the Mediterranean
ethnographers and both settings were also characterized by largely rural societies featuring
patrilinearity. This meant the Mediterranean cultures in scope were much closer in many
respects to the contexts in which the biblical texts were written than modern, individualistic,
northern European and North American cultures. This factor made the comparative
exercise more fruitful because interpreters from these latter contexts who delved into the
settings opened up by Mediterranean ethnography suddenly had a perspective very
different from their own with which to investigate biblical texts in the comparative and
heuristic manner described above. This is the reason why exegesis proceeding in this way
established its importance in the 1980s and has not lost it since, as evident in the research
to be discussed in what follows.6 In particular, ethnographic research into the
Mediterranean world and regions a little further east that feature patrilinear social systems
is continuing and provides abundant comparative material for the heuristic application to
the texts of the Hebrew Bible.
5
See Malina 1981: 42–4 and 48 (‘Honor has a male and a female component. When considered from this
perspective, the male aspect is called honor, while the female aspect is called shame’).
6
For recent explanations of the importance of biblical interpretation using Mediterranean notions of honour and
shame, see Crook 2007 and 2009, and Esler 2011a.
272 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
(44.23, 49.3, 60.21, 61.3). The word שׂגַּב ְ ִנ, meaning ‘is exalted’, is applied to the human
realm (2.11, 2.17, 26.5, 30.13) and also to God (12.4, 33.5). In addition, ִהגְדִּ יל, the Hiphil
of גָּדַ ל, ‘to magnify’, ‘to exalt’, is used of the honour attached to the law at 42.21. The
word אדרmeaning ‘wide’, ‘great’, appears in the imperfect Hiphil ( )יַאְדִּ ילin the same verse
with the sense of ‘will make glorious’. The Piel of פארtwice designates God’s glorifying
Israel (55.5, 60.9), while the Hithpael refers to God’s being glorified on four occasions
(44.23, 49.3, 60.21, 61.3). The noun cognate to פאר, namely ְאָרה ָ תִּ פ, meaning ‘pride’ or
‘glory’, is used with reference to God seven times (4.2, 28.5, 60.2, 60.19, 62.3, 63.12,
63.15) and with a human referent seven times (10.12, 13.19, 20.5, 28.1, 28.4, 44.13,
52.1). A standard Hebrew word for ‘pride’, ‘exaltation’, ‘glory’, ‘magnificence’, clearly
expressive of honour, is גָּאוֹן. It appears forty-two times in the Hebrew Bible and eleven
times in Isaiah, more often than in any other text (2.10, 2.19, 2.21, 4.2, 13.11, 13.19,
14.11, 16.6, 23.9, 24.14, 60.15; of which four instances relate to God and the rest to
human beings). The noun הָדָ רhas six examples in Isaiah, four with respect to God (2.10,
2.19, 2.21, 35.2) and two with respect to human beings (5.14, 53.2). Another word
conveying honour is גָּב ֹ ַהּ, meaning ‘high’ or ‘exalted’ and it appears in Isaiah on three
occasions in relation to human or divine honour (3.16, 5.16, 52.13). The word ְצבִי,
meaning ‘honour’, ‘glory’, has seven instances in Isaiah (out of seventeen in the Hebrew
Bible), of which three refer to God (4.2, 24.16, 28.5), while four have human referents
(13.9, 23.9, 28.1, 28.4). There is also a range of words that are used when someone with
honour scorns those who lack it (thus connoting arrogance), although these words can
also be deployed in a positive sense, typically of God. Thus in 13.3 God refers to his
honoured status with the word ַגּ ֲאוָה, while the word is used of human haughtiness in 9.9,
13.11 and 16.6. The word רוּם, meaning ‘haughtiness’, ‘arrogance’, occurs in 2.11, 2.17
and 10.12, while ָרם, meaning ‘exalted’, appears at 2.12, 6.1 and 26.11. In 12.5 and 26.10
גֵּאוּתis used for God’s majesty and in 28.1 and 28.3 of human pride. The word זֵד, meaning
‘insolent’, ‘presumptuous’, ‘arrogant’, is found in 13.11. In addition, the word ‘( שֵׁםname’)
is often deployed not to identify someone – God, a person or group – but as a way of
referring to their honour. This usage is apparent in relation to human beings when the
Lord says in 56.5: ‘I will give in my house and in within my walls a monument and a name
better than sons and daughters; I will give them an everlasting name which shall not be
cut off.’ There is a similar usage in 66.22. There are also some twenty-one instances of the
word שֵׁםapplied to God in Isaiah where the connotation of honour appears.7 Clearly, it
would be a worthwhile task to explore in detail the role of honour in connection with the
name of God.
To summarize this data, we thus have some 160 words in Isaiah that represent emic
equivalents to our ‘honour’, or approximately 2.5 per chapter, and many others, for
example denoting ‘praise’ (the appropriate response to a person of honour) that have not
been included. While it is important to determine in detail the way in which honour
language is functioning in any given passage, that the broad categories of honour and
shame frequently provide the framework for talk of values in the text is incontrovertible.
Examples of the honour and shame framework as applied in detail to particular texts in
the Hebrew Bible are given below.
7
12.4 (twice), 18.7, 24.15, 25.1, 26.8, 26.13, 29.23, 30.27, 42.8, 48.1, 48.9, 50.10, 52.5, 56.6, 57.15, 59.19,
60.9, 63.12, 64.1 and 66.5.
274 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Second, as to the opposition of honour and shame, which Stiebert alleges is ‘not well
attested’. The opposition between honour and shame is brought out unequivocally in
Isa. 23.9 which states that the Lord of hosts has decided ‘to dishonour the pride of all
glory’ ( ) ְל ַח ֵלּל גְּאוֹן כָּל־ ְצבִיand ‘to bring into contempt all the honourable of the earth’
(י־אָרץ
ֶ ֵ) ְל ָהקֵל כָּל־נִ ְכבַּדּ. In 2.11 ‘the haughty looks of humanity shall be brought low, the pride
of people shall be humbled’ (similarly, 2.17). In 9.1 (sometimes cited as 8.23) we learn
that ‘In the former time he brought into contempt ( ) ֵהקַלthe land of Zebulon and the land
of Naphtali, but in the latter time he will make glorious ( ) ִה ְכבִּידthe way beyond the sea,
the land beyond the Jordan, Galilee of the nations’. In a description of the coming day of
the Lord God says ‘I will put an end to the pride of the arrogant and I will humble () ַאשְׁפּיל
the haughtiness of the ruthless’ (13.11). In 22.18 the chariots of Shebna’s glory ( )כָּבוֹדwill
be the shame ( )קָלוֹןof his father’s house. In 24.23 ‘The moon will be confounded, and the
sun ashamed’ ( )וּבוֹשָׁהfor the Lord of hosts will reign ‘gloriously’ ()כָּבוֹד. When in 47.1 God
enjoins the virgin daughter of Babylon to ‘sit on the ground without a throne’, the image
evoked is of not just of the loss of power but of the transformation from honour to shame,
as confirmed soon after in his reference to her shame ( ;ח ְֶרפָּה47.3). The prophet announces
to Israel in 61.6–7 that ‘you shall eat the wealth of nations, and in their glory ( )וּ ִבכְבוֹדָ םyou
shall boast. Instead of your shame ( ) ָבּשְׁתְּ כֶםyou shall have a double portion, and instead of
dishonour ( )וּ ְכ ִלמָּהyou shall rejoice in your lot’. The final instance of this common pattern
comes in 66.5: ‘Let the Lord be glorified, that we may see your joy; but it is they who will
be put to shame’. The opposition between honour and shame, especially when one is
being replaced by the other in many of the social and political convulsions mentioned in
the text, is thus not only ‘well attested’ but represents a standard feature of Isaian rhetoric.
The main emic terms in Isaiah related to the etic term ‘shame’ in Isaiah are: בּוֹשׁ,
meaning ‘to be ashamed’, with twenty instances in the Qal (out of ninety-three times in
the Hebrew Bible), and one in the Hiphil meaning ‘to put to shame’ (out of thirty-two
times); the noun בּשֶׁת, meaning ‘shame’, with five instances (of twenty-eight times); the
verb ח ַָרף, used mainly in the Piel meaning ‘to reproach’, with five examples (of thirty-four)
and the noun ח ְֶרפָּה, meaning ‘reproach’ or ‘disgrace’, with six examples (of seventy-three);
the verb ָכלַםin the Niphal meaning ‘to be put to shame’, with five instances (of twenty-
six), and its cognate noun, ְ ּכ ִלמָה, meaning ‘ignominy’ or ‘reproach’, with six occurrences
(of seventy-three); נָאַץ, meaning ‘to despise’, ‘to scorn’, with three examples (of twenty-
three); and, finally, a word indicating ‘shame’ in the sense of its social lowliness, שׁפֵל ָ ,
which in the Qal means ‘to become low’, with nine instances (of ten) and in the Hiphil ‘to
abase’, ‘to humble’, with five examples (of eighteen).8
The most significant of these is בּוֹשׁ. One tack taken recently by two scholars who are
unsympathetic to the notion that honour and shame are such prominent values in the
Hebrew Bible as others propose is to reinterpret instances of בּוֹשׁas relating to other
issues (Avrahami 2010; Lynch 2010). Both run an interesting case, with Avrahami
suggesting that in the lament Psalms בּוֹשׁmeans ‘disappointment’ rather than ‘shame’,
while Lynch proposes that this word and its synonyms often mark physical not ‘psycho-
social processes’. Nevertheless, that in some places בּוֹשׁmight not mean ‘shame’ does not
really carry much weight against the fact that in numerous locations it does. While their
specific arguments are subject to critique in various ways, it is worth noting that, for
8
For a discussion of shame in the Hebrew Bible, see Klopfenstein 1972; Bechtel 1991: 54; Botha 1999: 390–1.
HONOUR, SHAME AND OTHER SOCIAL VALUES 275
central instances upon which they rely, the Septuagintal translators (whom they fail to
mention) thought בּוֹשׁreferred to ‘shame’. Thus, counting against Avrahami’s advocacy of
‘disappointed’ for אֵבושׁ ָהin Ps. 71.1 (2010: 304) is the Septuagint’s translation
καταισχυνθείην (‘let me not be put to shame’). His translation of י ֵב ֹשׁוּ יִכְלוּin Ps. 71.13 as
‘Let my accusers perish in frustration’ runs up against the Septuagint’s translation as
Αἰσχυνθήτωσαν καὶ ἐκλιπέτωσιν᾽ (‘Let them be ashamed and utterly perish’). Finally, in
relation to the use of בושׁin Ps. 71.24 Avrahami’s claim that ‘there is no justification for
the common translation “to be shamed”’ (Avrahami 2010: 306–7) comes into collision
with the Septuagint’s rendering of αἰσχυνθῶσι (‘they are ashamed’). Similarly, Lynch’s
insistence that in Jeremiah 14 the verbs בושׁand ‘ כלםdenote a process of physical weakening
or diminishment’, referring to ‘physical processes of bodily harm occasioned by drought’
(Lynch 2010: 501–2) was not something that occurred to the Septuagintal translators,
who translated ב ֹשׁוּin v. 4 as ᾐσχύνθησαν (‘they were ashamed’).
9
See Esler 2011b. An alternative approach would be to begin with David’s sending his ambassadors, which he
regarded positively but was regarded negatively by the Ammonites.
10
Also note the valuable observations on ‘Shaming as a Means of Social Control’ in Matthews 1997: 98–102.
276 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
that he or she lacked honour. As she notes, since ‘shame relies heavily on external pressure
from the group, it works most efficiently on a predominantly group-oriented society’
(Bechtel 1991: 52).
Deut. 25.5–10 represents a good example of shaming in a judicial context. In a case
where a man refused to marry his brother’s widow, she could go to the town gate and
complain about him to the elders (who were functioning judicially). When they summoned
the man, and he still refused, she could pull the sandal off his foot and spit in his face
(both of which were shaming acts) and then declare, ‘So shall it be done to the man who
does not build up his brother’s house’, and ‘the name of his house shall be called in Israel
“The house of him that had his sandal pulled off ”’ (Deut. 25.9–10). ‘Name’ (which was
one facet of honour, as noted above) was, as Bechtel observes, of ‘enormous importance
in biblical culture’ (1991: 58).
Practices of shaming also figured prominently in the conduct of warfare:
[I]nhumane treatment and punishment of defeated warriors and leaders were not
carried out for sadistic purposes alone. Such tactics were important because of their
psychological impact. A captured vassal was not just vindictively tortured; he was
made a public example for all to see [. . .] It was publicity, not necessarily pain, that
was the primary motive for shameful and inhumane treatment of captives. (Bechtel
1991: 63; original emphasis)
As Lemos has noted, the Hebrew Bible never mentions pain as the reason for disfiguring
a victim. Rather, mutilation of captured enemies ‘functioned to shame the victim or his
community’. It threatened ‘what many ancient Israelites seem to have valued most, their
standing in the eyes of others’ (Lemos 2006: 241). Reducing captives to nakedness before
leading them off into captivity was also a central feature of the shaming process.
‘Humiliating captive warriors lowered them and their nation to an inferior position and
raised up the victors in status’ (Bechtel 1991: 64). Thus, the process involved status
elevation for the victor and status degradation for the vanquished.11 A particular feature
of warfare and its aftermath in the Hebrew Bible that repays analysis from the perspective
of honour and shame is the footstool ()הֲד ֹם ַר ְג ַלי ִם, with six occurrences in the biblical text
(Isa. 61.1; Pss. 99.5, 110.1, 132.7; 1 Chron. 28.2; Lam. 2.1). The footstool is a mostly
used as a metaphor for the power of king (Sutton 2016: 58). The example in Ps. 110.1
(RSV), however, directed to the king of Israel, is connected with warfare:
The Lord says to my lord,
‘Sit at my right hand,
till I make your enemies
your footstool.’
The message conveyed is that in this process the king will acquire honour and the defeated
enemies will be shamed, another coupling of status elevation and status degradation in a
single image (Sutton 2016). Similarly, one might add, in the Passion accounts in the
Gospels there are numerous references to the dishonour that Jesus sustained, but virtually
none to the pain that he undoubtedly experienced.
11
One of the Judaea Capta coins minted after Titus had captured and sacked Jerusalem in 70 CE (an aureus from
the mint in Lugdunum) perfectly captures this juxtaposition by showing Titus in his chariot and a bound Judean
captive in the same image (Esler 1995b: 253, ill. 11).
HONOUR, SHAME AND OTHER SOCIAL VALUES 277
The process of shaming could also have a political or diplomatic function. A good
example is the way that Hanun, the new king of Ammon, treated the ambassadors David
had sent to offer a continuance of good relations between the two states on the death of
Hanun’s father in 2 Sam. 10.1–5 (Bechtel 1991: 67–70). Taking the view that they were
spies, Hanun had half their beards shaved off and half their garments cut at their
hips (thus exposing their private parts). The ambassadors were greatly shamed by this
()נִ ְכ ָלמִים מְא ֹד, and so great in fact was the insult – an unambiguous ‘challenge’ requiring a
robust ‘response’ if ever there one (see above) – that it precipitated a war with Ammon
that only ended with David’s capture of Rabbah, the Ammonite capital, in 2 Sam. 12.29–
31 (Esler 2011b). Other examples of the use of shame for political purposes appear in
Ezra/Nehemiah when the need to avoid shame is deployed by Ezra and Nehemiah for
various ends, including motivating them to rebuild the Temple and the city wall and to
re-establish the people as holy to the Lord (Kang 2020).
Bechtel also provides examples of the use of shame as a sanction ‘publicly and
informally by ordinary folk in the midst of everyday life’ (1991: 70). This was clearly the
most widespread arena for the production of shame. As well as specific instances from
daily experience – such as scorn: mockery and being made a laughing-stock; wagging the
head; gaping with an open mouth; sticking one’s tongue out; spitting; hissing; striking the
cheek and winking (1991: 72) – Bechtel also cites examples from the Psalms and from Job
(1991: 70–4), areas of evidence considered below.
Recent research by Okyere and Effah Darko (2019) has aptly pointed to the sentiments
in Prov. 10.5, ‘A son who gathers in summer is prudent, but a son who sleeps in harvest
brings shame’, as not only revealing the extent to which shame can function as a sanction
against laziness in harvest-time but as also opening up the importance of the larger task of
exploring the socio-economic life of ancient Israel in the light of the dynamics of honour
and shame.
The Psalms
Leonard Maré (2014: 2–4) has usefully summarized recent research on the Psalms
from, he suggests, the rather neglected perspective of honour and shame. He rightly
endorses the view of deSilva (2008: 288–91) that the Psalms are a rich source of evidence
on this matter generally and on specific issues connected with honour and shame, such as:
the use of honour and shame to signal a reversal in the fortunes of the individual and the
group; the notion that honour was one of the goods that would result from a virtuous
life; the fact that experience regularly contradicted the expectations of the people as they
became subject to mockery and derision; the frequent wish that disgrace would instead
fall on their enemies, both individuals and nations; and that God’s honour often features
in the Psalms. Following Tucker (2007: 469–70), he notes that sexuality is, however, not
a prominent issue in the language of honour and shame in the Psalms although it is
habitually present in the narrative texts of the Hebrew Bible (Maré 2014: 4). Maré’s
persuasive exegesis of Psalm 44 foregrounds important issues such as: Israel is honoured
if the people are faithful to God’s covenant; Israel’s honour is intertwined with God’s;
God has the responsibility for shaming Israel’s enemies and, at times, Israel itself; Israel’s
shame is reflected in a negative way on God; Israel recognizes that although God at times
shames them, he is the only entity capable of restoring their honour; and Israel deploys
the rhetoric of accusation against God to shame him into acting on their behalf (2014:
10–11). Sutton (2018) has posed the provocative question of whether the picture of God
as a shield-bearer in Ps. 35.2, meaning that he was in a subordinate position in relation to
the warrior being shielded, was intended to attach shame to Yahweh as a way of intimating
Yahweh as a righteous, caring, merciful and loving God.
A notable feature of Psalms 47, 93, 96, 97, 98 and 99 is the use of the expressions ‘God
is king’ or ‘God reigns’ that has led to their often being referred to as the ‘enthronement
Psalms’. They ‘proclaim the reign of Yahweh over all nations, over the whole earth and
over all creation. Yahweh’s holiness, majesty, exaltedness, judgement and saving power
are used to motivate the call to rejoice in his praise’ (Botha 1998: 26). For present
purposes, another common denominator of these Psalms is that ‘Each one of them in its
own right, and all of them as a group, seem to proclaim the world-wide honour of God’.
An offshoot of this demand is that ‘an honourable position is also claimed for Israel
among the family of nations’ (Botha 1998: 27). In these Psalms kingship is a metaphor for
honour. For the community of believers to recognize and validate the honour of Yahweh
in this way is an illocutionary act (1998: 28). In part, since Yahweh enjoys divine status
his honour is ascribed, as with the references to his sitting enthroned between the
cherubim (99.1) on his throne (47.9) and robed in majesty (93.1). But he also possesses
acquired honour: on a cosmic level he has overcome the forces of chaos (93.3–4) and he
has made the heavens (96.5). But he has also acquired honour from his treatment of
Israel: he has, for example, achieved victory with his mighty arm and shown his faithfulness
to Israel (98.1–3); spoken through Moses, Aaron and Samuel (99.6–8); and given his
people law (93.5; Botha 1998: 29–31). In the result, ‘enthronement Psalms’ is a misnomer
for these poems, which rather celebrate the honour of Yahweh. In a context where the
honour (perhaps the existence) of Israel was at stake, their purpose seems to be to
strengthen in-group identity in the face of threats from antagonistic nations and their
gods, whose devotees will be put to shame (97.7; Botha 1998: 31–5).
Psalm 119 also represents another ample expression of shame in the Hebrew Bible.
As Botha has observed (1999: 392–4), there are three main categories of material relating
HONOUR, SHAME AND OTHER SOCIAL VALUES 279
to shame: first, prayers for avoiding shame; second, prayers focusing on the removal
of shame that has already been experienced; and, third, statements by the Psalmist that
he will not be deterred from his doing his duty by the threat of shame. In the first category,
for example, we find prayers from the Psalmist that ‘I not be put to shame’ (;ֹלא־אֵבוֹשׁ
Pss. 119.6 and 80) and in each case avoidance of shame depends upon his keeping the
commandments. Second, and more frequently, are found prayers for God to remove
the shame that has been incurred. The same rationale is offered, however, that the
Psalmist has obeyed the law or acknowledges the worth of the divine ordinances: ‘Remove
scorn ( )ח ְֶרפָּהand contempt ( )בּוּזfrom me, for I keep your statutes’ (Ps. 119.22) and ‘Take
away the disgrace ( )ח ְֶרפָּהI dread, for your judgements are good’ (Ps. 119.39). Examples
of the third category include ‘The arrogant mock me ( ) ֱהלִי ֻצנִיwithout restraint, but
I do not turn from your law’ (Ps. 119.51) and ‘Though I am lowly ( ) ָצעִירand despised
()נִ ְבזֶה, I do not forget your precepts’ (Ps. 119.141). Although the Psalmist is more
concerned with avoiding shame than gaining honour, evidence for the existence of
honour occurs in the Psalm, for example when he claims to be wiser than people older
than him or his teachers (vv. 99–100; Botha 1999: 395). In the Psalm the frequent
references to shame and the occasional insinuations of honour are tied to the religious
purpose ‘professing a special relationship with Yahweh through the Torah’ (Botha
1999: 397).
A gloomier picture, as Bechtel has noted, appears in the complaint Psalms,12 where we
find a constantly repeated concern with being shamed by fellow Israelites or outsiders and
a wish that God would instead shame the Psalmist’s opponents. Psalm 25.1–3 (RSV) is
typical:
To thee, O Lord, I lift up my soul.
O my God, in thee I trust,
let me not be put to shame (;)אֵבוֹשָׁה
let not my enemies exult over me.
Yea, let none that wait for thee be put to shame (;)י ֵבשׁוּ
Let them be ashamed ( )י ֵב ֹשׁוּwho are wantonly treacherous.
Finally, Dennis Tucker (2007) has cogently argued for the usefulness of using the notion
of patron and client relations to interpret Psalms of lament such as Psalms 44, 74 and 79.
He proposes that in these psalms Yahweh fails to act ‘as patron in a manner that reflects
the reciprocal nature of the relationship, and further, in a manner that engenders
solidarity’ (ibid.: 475). The consequence is shame for the client (= the community) but
also, and to a greater degree, for the patron (= Yahweh). These Psalms look to the patron
to restore his honour by acting in accordance with the obligations he owes to his client.
This idea emerges in verses such as ‘How long, O God, will the foe taunt ( ?)חרףWill the
enemy revile ( )נאןyour name forever?’ (ibid.: 477), which employ examples of the
language of shame noted above. The Psalmist reminds Yahweh ‘of his cosmic capacity as
creator to establish order’ and in doing so reasserts ‘his belief in the constancy of the
patron–client relation established with Yahweh’ (ibid.: 477).
12
She identifies (Bechtel 1991: 70–1) the following Psalms in this connection: 4, 22, 25, 31, 34, 35, 37, 39, 40,
42, 55, 57, 69, 70, 71, 74, 79, 80, 89, 102, 109, 119 and 123.
280 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Esther
Laniak (1998: 167–77) has shown the extent to which the conceptual fields of honour
and shame find richly responsive data in the text of Esther. Several examples of the
dynamic of challenge-and-response are present. The pattern evident in some of the Psalms
(see above), where someone driven to despair and lamentation by the action of enemies
seeks retribution in the form of disgrace that falls on those enemies, is also present in
Esther. Furthermore, Laniak argues that Esther is representative of other Israelite
literature, Daniel for example, in portraying Israel in the diaspora as living in a state of
shame but yet at times experiencing movement from humiliation to exaltation. Moreover,
the ‘character of Esther provides an appropriate personification of life in Exile’ (Laniak
1998: 174). This indicates the connection between the presentation of social reality and
theological reflection, since in this light the text can be ‘more fully appreciated as another
chapter in the ongoing story of Jewish survival, another example of the Heilsgeschichte’
(ibid.: 176–7).
Humility
Humility is a social value that exists at the intersection of honour and limited good, since
it ‘directs persons to stay within their inherited social status’ (Malina 2016b: 99). Humble
persons refrain from threatening or challenging others in the social dynamic of challenge-
and-response and do not claim more for themselves than what has been allotted to them
in life. Conversely, to strive for honour that others possess is an example of proud
behaviour. To humiliate oneself is ‘to declare oneself powerless to defend one’s status’
(Malina 2016b: 99, citing 2 Chron. 33.23, 36.12; Phil. 2.8).
However, other explanations of the value reasonably designated as humility are
available. Thus S.B. Dawes has, as an explanation of the ענוה/ ענוsemantic field in the
Hebrew Bible, suggested the meaning of ‘lowering oneself before a social equal’, a
perspective also to be found in early Christianity (1991a, 1991b). In reply to Dawes,
Dickson and Rosner (2004) have argued for a rather different explanation of humility,
namely, that the ענוה/ ענוwords in the Hebrew Bible convey other meanings, especially
submission to God. The instances in 2 Chronicles cited by Malina use the different verb,
ָכּנַעin the Niphal, and while the sense clearly is to declare oneself powerless before
another, that other is not at the same social level, being God in each case. Of the twenty-
five examples of ָכּנַעin the Niphal in the Hebrew Bible, there are only two reflexive (as
opposed to passive) examples that refer to human beings lowering themselves before
other human beings (2 Chron 30.11, 36.12, but in the second case the person is Jeremiah,
God’s agent). While this illustrates a social sense of this virtue, on the other fifteen
occasions of ‘humbling oneself ’ the person or people in question does so before God
(1 Kgs 21.29 twice, 22.19, 2 Chron. 7.14, 12.6, 12.7 twice, 12.12, 32.26, 33.12, 33.19,
33.23 twice, 34.27 twice). Clearly, this is an area of great importance where the honour/
shame dimension drawn from anthropology has made a valuable contribution but which
would profit from a more extended analysis sensitive to both its social and religious
dimensions.
Purity
In 1981 Malina devoted a chapter of The New Testament World: Insights from Cultural
Anthropology to the question of purity but his source was not Mediterranean anthropology
but the work of Mary Douglas, in the form of her classic study Purity and Danger from
1966. The central idea in this book was that ‘dirt’ was matter out of place, especially
because it had crossed particular boundaries that were invested with symbolic significance:
‘Dirt, then, is never a unique isolated event. Where there is dirt there is a system. Dirt is
the by-product of a systematic ordering and classification of matter, in so far as ordering
involves rejecting inappropriate elements’ (Douglas 1966: 44).
Thus, muddy boots are an accepted incident of a hike through countryside after rain;
but later tramping those same boots through the front door of one’s house and onto the
white carpet is unacceptable. As applied to the Hebrew Bible, this insight opened up a
powerful new way, aptly appropriated by Malina (1981: 122–52), to understand the
numerous instances of what we call ‘pollution’ as exposure to substances, entities,
places and times that transgress particular social boundaries. Purity is thus a state that
obtains when such boundaries are not being breached or, if they have recently, appropriate
rituals of cleansing have been performed. This area, recently surveyed by Wil Rogan
(2018), will remain central to the understanding of numerous phenomena in the Hebrew
Bible.
282 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Other social values that can be explored using Mediterranean anthropology (perhaps
starting with the various entries in Pilch and Malina 2016) include faith/faithfulness,
grace/favour, gratitude, love, obedience, patience, pity, trust and zeal. In each case it will
soon become clear that adopting this approach usefully enriches what is often already a
rich discussion of these topics from other perspectives.
CONCLUSION
Perspectives on social values in the Hebrew Bible using ideas drawn from anthropology,
either from specialists in the Mediterranean valorizing issues of honour and shame or
from other anthropologists in relation to issues like group orientation or purity, have
formed part of the burgeoning social-scientific approach to biblical interpretation since
the late 1970s. While this approach has inevitably attracted critiques, these have not led
to its termination but have been extremely useful in encouraging its more nuanced
application.13 Looking forward, there is, in particular, ample scope for the continued
deployment of specific ethnographic research in relation to particular texts and topics in
the Hebrew Bible in the heuristic manner outlined above.
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Stansell, G. (1996), ‘Honor and Shame in the David Narratives’, in V.H. Matthews and D.C.
Benjamin (eds), Honor and Shame in the World of the Bible, 55–79, Semeia 68, Atlanta, GA:
Scholars Press.
Stewart, C. (2015), ‘Honour and Shame’, in J.D. Wright (ed.), International Encyclopedia of the
Social and Behavioural Sciences, Volume 11, 2nd edn, 181–4, Amsterdam: Elsevier.
Stewart, E.C. (2010), ‘Social Stratification and Patronage in Ancient Mediterranean Societies’,
in D. Neufeld and R.E. DeMaris (eds), Understanding the Social World of the New
Testament, 156–66, Abingdon: Routledge.
Stiebert, J. (2002), The Construction of Shame in the Hebrew Bible: The Prophetic Contribution,
JSOTSup 346, Sheffield: Sheffield Academic Press.
Sutton, L. (2016), ‘“A Footstool of War, Honour and Shame?” Perspectives Induced by Psalm
110.1’, Journal for Semitics, 25 (1): 51–71.
Sutton, L. (2018), ‘A Position of Honour or Shame? YHWH as an Armour Bearer in Psalm
35.1–3’, Acta Theologica, 38 (S26): 268–85.
Triandis, H. (1988), ‘Collectivism v. Individualism: A Reconceptualisation of a Basic Concept in
Cross-Cultural Social Psychology ’, in G.K. Verma and C. Bagley (eds), Cross-Cultural
Studies of Personality, Attitudes and Cognition, 60–95, London: Palgrave Macmillan.
Tucker, W.D., Jr (2007), ‘Is Shame a Matter of Patronage in the Communal Laments?’, JSOT,
31 (4): 465–80.
Wikan, U. (1982), Behind the Veil in Arabia: Women in Oman, Chicago: University of Chicago
Press.
Wikan, U. (1984), ‘Shame and Honour: A Contestable Pair ’, Man NS, 19 (4): 635–52.
Wilson, R.R. (1975), ‘The Old Testament Genealogies in Modern Research’, JBL, 94 (2):
169–89.
Wilson, R.R. (1977), Genealogy and History in the Biblical World, New Haven, CT: Yale
University Press.
CHAPTER THIRTEEN
Numbers 12 is an incredibly puzzling story, despite being merely sixteen verses. It contains
numerous powerful themes including ethnicity, intermarriage, kinship, gender, migration,
prophecy and priesthood. The episode strangely culminates with the punishment of
Miriam who is struck by Yahweh with ( צרעתNum. 12.10). This essay explores the specific
intersection between the mention of Moses’s Cushite wife in the initial verse and the
striking down of Miriam with צרעת. A key contribution of this chapter is the suggestion
that in this passage, ethnic boundaries are refracted through the language of the body’s
boundaries. In the text, Miriam represents those during the postexilic period who opposed
marriage with foreign women, who are depicted as contaminating and impure. The text
reverses this idea rather ironically by making Miriam (the one who criticizes Moses’s
intermarriage) the very source of the impurity as someone with the cultic pollution of
צרעת. Rather than foreign women being unceremoniously cast out, Miriam is the one who
must leave. The chapter also highlights the significance of murmuring and malicious
language (such as representing foreigners as impure, or questioning the leadership of
Moses) in Numbers. In Numbers 12, Miriam’s murmuring polemic of Moses’s
intermarriage is targeted in a powerful way in order to emphasize the authority of Moses’s
leadership. If even the authority figure Moses can be depicted, and remembered, as
choosing to intermarry, then later groups in postexilic Yehud who make similar choices
can claim legitimacy and authenticity as in-group members (rather than being depicted as
‘impure’ outsiders).
Moses’s intermarriage with a woman from Cush has been a hermeneutical crux from
early times, prompting reflection about the marriage from Ezekiel the Tragedian,
Demetrius the Chronographer, Artapanus and Josephus (Collins 1983; Hanson 1983;
Robertson 1983; Whiston 1995). Perhaps it was also a source of confusion for translators,
given that the clause ‘for he had married a woman of Cush’ is simply omitted by the
Vulgate? Some modern commentators also seem perplexed by the mention of the woman
and a common way to remove the problem, it would appear, is to ignore it. For example,
287
288 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Gray did not see any connection between the phrase and the rest of the story suggesting
instead that Miriam and Aaron’s question ‘has no relation to the occasion mentioned in
1b’ (Gray 1986: 122). Put more forcefully, the intermarriage is understood as ‘only a
pretext’, ‘suspicious yet scarcely fundamentally significant’ or ‘an irrelevant issue’
(Milgrom 1991: 94; see also Noth 1968: 93; Frankel 2002: 42). If the matter is
insignificant and irrelevant then the possibility has been raised that what we have in
Numbers 12 is a not literary unity. Noth, for example, speculated about this but
concluded that that the chapter was a ‘complex which, from the literary point of view, can
no longer be disentangled, two different strands have been combined’ (Noth 1968: 93)
but they are now ‘so closely joined together that it is impossible to pursue a division
into separate literary sources’ (ibid.: 92). A more compelling argument is provided by
Camp who offers several examples of her theory that Numbers 12 is a doubling episode.
As Camp argues, ‘this sort of doubling, with one episode or version of an event intercut
with another, is rampant in the rebellion chapters of Numbers’ (2000: 227 n.1).
Furthermore, Winslow suggests that the first verse plays a key role in the chapter,
functioning in a way similar to Gen. 22.1. As such, she understands the verses’ repetition
as emphatic, inserting the word ‘indeed’ into her translation (Winslow 2011a: 147).
Using this as a springboard, we can translate the first verse thus: ‘And Miriam and Aaron
criticized1 Moses on account of the Cushite2 woman that he had married:3 for he had
indeed married a Cushite’ (Num. 12.1). Therefore, rather than assuming the repetition of
the detail about Moses’s wife is redundant, or a case of sloppy editing of different units,
this chapter will assume that it is a critical detail that has emphatically been pushed to the
head of the episode.
If it is significant for the episode that Moses has intermarried with a woman from
Cush, the next logical step is to address the woman’s identity and the significance of
Cush. On the former question, it is worth noticing that we are not informed about what
the actual objection to the marriage is. The idea has been raised that the character is to be
identified with Zipporah. However, ‘no objection is made to the Non-Israelite origin’ of
Zipporah (Noth 1968: 94). There are scholars on each side of this debate. Some suggest
that the character Zipporah can be identified with the woman mentioned here and others
resist this idea (Exod. 2.21, 18.2; Num. 10.29) (Copher 1991: 156; Bellis 2007: 103;
Serino 2016: 163). For example, Camp (2000: 236) suggests that Zipporah, Miriam and
the Cushite can and should be read together, as three characters with overlapping
identities all as strange, or Other, women. Other scholars prefer not to identify the
characters as one (Noth 1968: 94; Levine 1993: 328; Adamo 1998: 70). For the purposes
of this chapter, we shall not assume that the two characters are connected. Instead, we
will read Numbers 12 alongside its most proximate ‘murmuring motif ’ passage (Numbers
11), according to Coats’s (1968) identification of ‘murmuring motif ’ texts in Numbers
(Numbers 11–16, 20). We ought also to note here the generally negative view of women,
1
Literally, the text has the phrase ב+ דברwhich can be translated as ‘speak against’.
2
The Hebrew word used is ‘ כּוּשִיתCushite woman’. Sadler (2005: 36) notes that this text ‘contains the only
explicit reference to a Cushite woman in the Hebrew Bible’. However, the Greek has the term Αἰθιοπίσσης
‘Ethiopian’.
3
The term לקחliterally means to ‘take’. However, it is regularly used in a formulaic way to suggest ‘marriage’;
cf. Southwood 2012: 163–81.
METAPHORS, POWER, ETHNICITY 289
especially foreign women whose presence on two occasions causes a plague, that is taken
in Numbers and which is in contrast to Exodus (Num. 25.6–8, 31.9–20).4
Regarding the significance of Cush, despite Levine’s dismissal of the idea, ‘race could
not have been the point at issue’, several scholars have made precisely this argument.
Pitkänen suggests that ‘some racist overtones’ might be read into the text (2018: 112).
For example, Olojede, though disagreeing with the thesis, certainly acknowledges the
possibility that the mixed marriage ‘could be interpreted [. . .] as having racial or even
xenophobic undertones’ (Olojede 2017: 137).5 Williams is more emphatic, arguing that
Moses’s wife is a ‘black African woman’ and that the matter ‘is a racist issue’ that was ‘not
only the attitude of Miriam and Aaron’ but also ‘the attitude of the narrator also’ (Williams
2002: 265). However, despite the possibility of reading this into the text (eisegesis), the
evidence does not seem to suggest that racism is the problem. Indeed, in the Hebrew Bible
more generally, if anything, Cush is usually a positive indicator of identity. As Sadler’s
systematic examination of Cush in the Hebrew Bible identifies, there are several ‘types’ of
associations in the evidence for Cush and they are all positive. These include tropes for:
military might; swiftness; dark colour; foreign gift-bearers; wealth; far-away places
(Sadler 2005: 148). Adamo provides a helpful summary of Cush in the Hebrew Bible,
arguing that in this material:
Cush and Cushites [. . .] are unmistakably referring to Africa and Africans [. . .] In
terms of a geographical location, it is described as the extreme part of the world (Ezk.
29.10; Isa. 45.14; Job 28.19). The inhabitants of Cush were described as tall and
smooth-skinned people. Their blackness becomes proverbial (Isa. 18.2; Jer. 13.23).
Moses’ wife was from Cush (Nm 12.15). A Cushite man reported the death of Absalom
to David (2 Sam. 18.21, 31–33). Ebed-Melech was referred to as having a Cushite
ancestor (Jer. 38.6–14, 39.16–18). The Cushite power was comparable only to the
power of the Assyrians. They became the hope of Judah for deliverance from the
Assyrians (2 Chr. 12.3–9; Isa. 18.2; 1 Kgs. 18.19–21; 2 Chr. 32.9–15, 3.8).
—Adamo 2018: 2–3
While the geographical location is not a central concern for this chapter, it is worth
noting that a growing number of scholars are making connections between Cush and
Africa (see Adamo 1998, 2001; Holter 2000; Lokel 2006; Olojede 2017; cf. Felder 1991;
Getui, Holter and Zinkuratire 2001). What is particularly interesting, however, is the
high estimation of Cush and the Cushites in the primary evidence. This attitude towards
Cush and towards Moses’s wife in Numbers 12 is also replicated in evidence outside of
the biblical text. For example, in Josephus’s retelling of the story, the woman is an
Ethiopian princess (Josephus Ant.: 2.10.1, 239–53). In Targum Pseudo-Jonathan she is
‘the queen of Cush’ מלכתא דכושׁ. Likewise, Targum Onkelos describes the woman as
‘beautiful’. The evidence seems to suggest, therefore, that through marrying the woman
Moses’s status is raised. This aligns well with some of the theory on intermarriage more
4
Note also the contrasts between the character Miriam in Numbers and Exodus. Whereas in Exodus she is a
prophetess, in Numbers she criticizes Moses, is punished for having done so, and then she dies (Exod. 15.20–21;
Num. 12, 20.1). The only relatively positive story in Numbers pertaining to women is the story of the inheritance
concerning the daughters of Zelophehad (Num. 27.1–11). For Exum (1996), the encoded message readers
receive from the way women are portrayed is Numbers is one which perpetuates patriarchy.
5
The suggestion that the description ‘Cushite’ is ‘an ethnic slur based on word play’ with the Arabic word ‘kuss,
denoting “vulva”’ is an unnecessary over-interpretation of the available evidence (cf. Hepner 2009: 234).
290 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
generally wherein hypergamy is a relatively common theme.6 In this case the charges that
Robinson lays against Miriam, that she is ‘guilty of [. . .] a small-minded jealousy of the
importation of another foreign wife’, although somewhat overstated perhaps, are not
entirely outside the realms of possibility (Robinson 1989: 431).
Having established that Cush is a positive, then if the Cushite woman actually elevates
Moses’s status, then what accounts for Miriam and Aaron’s criticism of Moses on account
of her? How is this criticism connected with the emphasis on Moses’s leadership in the
verses that follow? Why is it that only Miriam is punished by Yahweh, when we are
informed that the criticism came from both Miriam and Aaron? Some scholars answer
these hermeneutical cruxes by focusing on the character Aaron. For example, Gray
accounts for Aaron’s lack of punishment by emphasizing the fact that the verb דברin the
first verse is third feminine singular. Therefore, he supposes that ‘Miriam took the lead’
in criticizing Moses’s marriage (Gray 1986: 120). Similarly, Abela suggests that we should
understand the waw in the phrase ‘Miriam and Aaron’ ( )ואהרןas a ‘waw of accompaniment’
(2008: 526). Perhaps these details are significant. However, we ought also to note that the
subsequent verb reporting their speech ( )אמרis plural (Num. 12.2). Likewise, in other
instances where the characters appear side by side in the narrative, Aaron is mentioned
first (Num. 12.4, 5). Regardless, the significance of the symbolic severing of the relationship
at the beginning of the narrative between Miriam and Aaron through Yahweh’s punishment
of only Miriam should be noted. Perhaps, as Camp (2000: 274) argues, it is ‘a point of
departure for validating the Aaronite priesthood through ever-increasing narrative
identification of Moses and Aaron’, a move which corresponds ‘to the shifting power
structures, both institutional and symbolic, of the postexilic period’?7 Coats came to a
similar conclusion, suggesting rather more tentatively in his appendix that the chapter
represents a ‘conflict in the priesthood’ between the ‘Levites and the Aaronic priesthood’
(1968: 263). More recently, Erbele-Küster noted the prevalence of this sociological
approach noting that the Aaronide priests ‘would have used the regulations to guarantee
their grip on ritual practices’ thus explaining the ‘social and ideological function of the
Purity laws against its presumed context in the Persian period’ (2017: 18). This connection
is really interesting, certainly adding a new possibility for contextualizing the role of
Aaron in assisting with Miriam’s ( צרעתNum. 12.11–12).8 If Aaron’s intervention to Moses
on Miriam’s behalf is designed to emphasize his priestly role then this tightens the
connections between this chapter and Leviticus 13–14. In these chapters, if צרעתoccurs
then the person showing signs of it ‘shall be brought to Aaron the priest’ (Lev. 13.2).
6
For an excellent discussion of mixed marriages in the Second Temple period, refer to the essays in Frevel 2011.
Note also the connection between the setting – the desert of Paran – and the intermarriage between Abraham and
his Egyptian wife, who is also this location (Gen. 21.21).
7
With Camp, this chapter suggests that Numbers has been edited some time during the late exilic or postexilic
period. Therefore, whatever the original meaning of the story, it is not inappropriate to draw later parallels with
other postexilic material. Camp provides an interesting critique of Douglas (2001: 35), who dated the redaction
similarly, and who argued that the connection between Numbers (and Leviticus) was through a battle against the
puritanical outlook of Ezra and Nehemiah.
8
We should note here that the word צרעתthroughout this chapter will not be translated in order to avoid
retrospective diagnosis. This word will be discussed below. We should also observe here the phrasing of Aaron’s
intervention on Miriam’s behalf here which is ambiguous. בי אדניliterally ‘please, my lord’ is a petition followed
by a deferential address of Moses. Levine translates ‘by my life, master’, suggesting that this ‘can mean that one
offers to assume the punishment for the other’s sin by asserting that the offense life in oneself ’ and also notes the
possibility that it ‘could be taken to mean “By my life, at the cost of my life”’ (Levine 1993: 332).
METAPHORS, POWER, ETHNICITY 291
Similarly, the quarantine period of seven days aligns with Levitical protocol, as does
Miriam’s dwelling outside the camp (Lev. 13.45–46, 14.8). The observation may have
broader implications relating to the struggles within the priesthood in the Persian period.
However, the main focus of this chapter is intermarriage, purity and ethnicity.
Therefore, although the mention of Aaron does create potential for pausing to think
about a possible conflict in the priesthood informing the chapter, it does not help us here.
This is because the questions about the criticism of the Cushite woman and the connections
between this and the criticism of Moses’s leadership still stands. What is, however,
abundantly clear through the text is the special relationship between Moses and Yahweh.
The criticisms of Moses, which are overheard by Yahweh, are swiftly discredited with a
theophany wherein Yahweh breaks into elevated poetic parallelism on the theme of
appropriate prophetic communication and attitude (Num. 12.6–7). In sharp contrast
with the murmuring criticism and lust for power of Miriam and Aaron, and the
congregation in the previous chapter, Moses is described as Yahweh’s ‘servant’ who is
‘humble’, ‘faithful’ and with whom Yahweh speaks ‘mouth to mouth’ (Num. 12.3, 7, 8).
Sturdy describes the term ‘humble’ ( )ענוas ‘a key term in the religious language of the
psalms’ which makes it clear that ‘Moses is here given the highest valuation that Israelite
piety has’ (1976: 90).9 Likewise, Sturdy notes the significance of the title ‘servant’ used
‘especially of those who are close to God’ (1976: 91). Perhaps a key image here, however,
is the somatic metaphor of God speaking to Moses, not just ‘face to face’ as friends, but
‘mouth to mouth’ (Num. 12.8; cf. Exod. 33.11; Deut. 34.10). This leads Wilson to
suppose that the narrative ‘was originally concerned with a dispute over prophetic
authority’ (1980: 154). Ackerman (2002: 80) also notes that both Miriam and Aaron
have indeed previously been assigned the label ‘prophet’ and having criticized Moses she
‘appears only once more in the Exodus story, in Num. 20.1, to die’ (Exod. 7.1, 15.20).
The authority of Moses is certainly emphasized here through the powerful somatic
metaphor which makes Moses’s mouth tantamount to God’s mouth. But Yahweh’s speech
also makes it clear that this is not only about prophetic authority and communication;
clearly it is also about attitude and leadership.
If this is the case, then how does it help us to understand the leading motif in the
narrative, that of Moses’s Cushite wife? What, if anything, does it have to do with the
challenge to Moses’s authority and Miriam’s punishment? In order to answer these
questions, it is perhaps sensible to probe further into the social and ideological context of
postexilic Yehud and the connections between the editing of this text and Persian period
texts such as Haggai, Zechariah, Ezra-Nehemiah, Malachi and Proverbs 1–9. One quite
direct link between the texts and Numbers 12 is the idea of the so-called ‘foreign woman’.10
This connection is widely recognized. For example, Winslow (2011b: 281) comments that,
9
This aspect of Moses’s characterization was demonstrated in the previous chapter, when Moses rebuked Joshua
son of Nun for being ‘jealous’ on his behalf because of Eldad and Medad prophesying in the camp (Num.
11.24–30).
10
The use of the term foreign has been here is encircled with inverted commas. This is a deliberate attempt to
emphasize that, in this chapter, I do not approach ethnicity as a primordial entity. Nevertheless, we should
recognize that the primordialist approach to ethnicity is not entirely without its uses: it certainly helps to explain
the emotive, committed and passion-driven behaviour of many ethnic groups in the extremes of ethnic conflicts
and violence. However, instead of thinking of ethnicity as a ‘given’, immutable and ineffable identity, this chapter
leans instead towards understanding it from an instrumental or constructivist approach. According to the
instrumentalist viewpoint, ethnicity is not intrinsically valuable but is instead a strategic basis for alliances that
292 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
The conflicts over intermarriage among previously exiled Jews, as reflected in the
Persian period texts of Ezra-Nehemiah, form the context for the redaction of Numbers.
The story about Moses’ Cushite wife in the context of God’s affirming of Moses as his
most intimate prophet would have countered Ezra, Shechaniah, and Nehemiah’s
exclusivism [. . .] the pedagogical effect of this narrative is that protesters against those
who married ‘foreigners’ – especially the priestly and prophetic leaders – are
impertinent and should be reprimanded.
In this case, the mention of the Cushite wife in Numbers 12 is indicative of an attitude,
exemplified by the character Miriam who polemically attacks exogamous unions through
resistance to mixed marriages. This is a position that is similar, in some ways, to that of
Douglas. Douglas (2001: 198) suggests that Miriam is a symbol for Israel and compares
her with Cozbi, but her more generalized argument about the ‘anti-racist leanings’ of
Numbers seems to compare with Winslow’s point. Similarly, Burns suggests that Miriam
is ‘a public figure and that she is voicing a public concern’ that ‘stemmed from a religious
objection to relations with foreign women’ (1980: 109), and therefore wonders if the
concern stemmed from a view of ‘foreign women as occasions for apostasy’ (1980: 107).
Rapp also suggests that a conflict arose during the postexilic period wherein two groups
wrestled for power and authority: a group who challenged the authority of Moses who
produced ‘mirjamfreundliche Texte’ (e.g. Exod. 15.19–21; Num. 26.59; Mic. 6.4). The
other group was critical of Miriam and produced ‘mirjamkritische Texte’ (Rapp 2002:
388). Whether, or not, we group the texts in this way, the emphasis in Rapp’s discussion
on conflict centred around the role of women and on attempts amongst rival groups to
gain authority is helpful. This is because it strengthens the case for the postexilic period
being a time wherein ethnic boundaries and ‘foreign women’ formed a critical focal point.
As with Winslow, Rapp’s theory also aligns with the suggestions that Douglas made,
namely that a scenario emerged during the period between priestly groups and a dissident
minority.11 Finally, Sadler suggests that the repetition of the first verse in the Masoretic
enhance a group’s power and wealth. Similarly, the constructivist theory suggests that ethnicity is socially
constructed but fluid; it is a social category influenced by social, economic and political processes but not a
‘natural’ or unchanging identity. This approach is helpful on account of its tendency towards recognizing the
humanity of the unknown ‘Other’ despite the fact that their behaviours, appearance, language, customs, myths of
ancestry, religion, homeland and common past do not align with those from the in-group. Nevertheless, an
acknowledged limitation of instrumental and constructivist approaches is their inability to explain why groups
with similar historical, structural, socio-economic and political environments regularly behave very differently. It
must be recognized that the theoretical material concerning ethnicity is, itself, not immutable or absolute. It does,
however, give us some useful tools through which to reframe the way we think about ethnicity when we discern
traces of the concept in primary evidence, such as (but not restricted to) the biblical texts. Cf. Hutchinson and
Smith 1996.
11
Camp has produced a thoroughly researched and convincing critique of Douglas wherein she challenges the
irenic ideological coherence and inclusiveness that Douglas finds in Numbers. For Camp, Douglas too easily
dismisses the conflict between priestly groups and therefore ‘misses the rather important point that control of
the cult always constitutes a significant social power base’ (Camp 2000: 134). Camp makes this point
powerfully through a set of rather provocative questions: ‘[H]er analysis would seem to suggest that this power
struggle was resolved without residue. The “good” priests, having made a generally understood literary-
theological response to a pressing socio-political problem, nonetheless lose to their opponents. Having fought the
good fight, they. . . what? Ride off into the sunset?’ (2000: 222). Camp’s argument here suggests that the symbolic
power-struggle over gender, ethnicity and deity which culminates in who can claim a ‘real’ Israelite identity, and
with it power and authority to dictate how Yahwism is regulated ritually, would not have been simplistically
resolved.
METAPHORS, POWER, ETHNICITY 293
Text emphasizes that the woman is an Other, and that ‘[w]hat is clear is that Miriam
implies the Cushite woman was Other, and that the difference mattered’ (2005: 36–7).
Therefore, for Sadler what we have in this story is ‘an early biblical author’s strategy for
addressing a colour prejudice by highlighting YHWH’s ironic response to Miriam’s
complaint’ (2005: 40).12 It seems to be the case that postexilic Yehud was, as Camp
describes it, ‘a society in flux’ not only in terms of who gets control, but also in terms of
who gets to dictate ‘defining metaphors’ and who has authority over ‘socially accepted
symbols’ (2000: 275). The primary evidence does seem to point towards a generalized
issue that was something to do with ‘foreign’ women in the postexilic period. Likewise,
the scholarship around that matter makes a compelling case for deeming the story’s
leading issue, the matter of the Cushite union, to be the central issue that is discussed in
the text, and therefore far more than a mere pretext for a discussion of Moses’s leadership.
Given this context, Numbers 12 is a text that is, we suggest, largely about foreign
women. But what should we interpret from the fact that the Cushite woman is silent
throughout the episode and, save for her marriage to Moses and her ethnicity, anonymous?
Perhaps her powerlessness in textual terms points to the greater social powerlessness that
existed at the time? Or, on the contrary, perhaps being characterized in the text as a silent
and largely anonymous figure would only have served to exacerbate any existing
conceptions about the place in society of foreign women? We will probably never know.
However, a sensible place to examine the matter further is to look again at the text and
reconsider Yahweh’s secondary response of punishing Miriam with צרעת. Douglas suggests
here that ‘the relative severity of the punishment is not merited by the offence,’ but she
also points out that ‘Miriam’s leprosy has to be taken seriously’ as a ‘strong pointer on
how to read her story’ (2001: 198, 209, 202). Given the similarities in terms of social
boundaries that emerge in material concerning ethnicity and in body-metaphors in the
Hebrew Bible wherein the body is a bounded system, it may be worth entertaining the
possibility that Miriam’s punishment and objection to Moses’s intermarriage are more
closely connected than may, at first, be apparent. In order to engage with this line of
enquiry it is sensible to address the textual evidence in further detail.
Following Yahweh’s poetic response readers are surprised by two interjections in the
following verse: ‘And the cloud turned away from the tent. And behold! Miriam became
צרעת, as white as snow. And Aaron turned to Miriam, and Behold! She had become ’צרעת
(Num. 12.10).13 The implication seems to be that Miriam’s sudden condition is some
form of retribution for her behaviour. This is not surprising, given the prevalence of
illness (as conceived of very generally) in the Hebrew Bible as retribution for some
12
The irony that Sadler refers to here is the colour-coding of the chapter, as Sadler notes, ‘there is a strange irony
to the story of a woman who complains against a woman identified as Cushite, implicitly dark-skinned, whose
skin is then transformed as a result of YHWH’s punishment, to be void of color’ (2005: 39). Olojede makes a
similar observation, noting ‘ironically, the one who abhors another’s skin color is punished with a skin disease’
(2017: 138). Nevertheless, one should be cautious before jumping to conclusions about the implicit juxtaposition
of skin colour in the text. As Sadler recognized, Brenner argued that ‘whiteness’ might be understood as skin that
is flaky, like snow, thus referring to the damaged skin texture described in Leviticus 13–14 relating to צרעתrather
than colour (Sadler 2005: 37, 89; Brenner 1982).
13
Regarding צרעת, see n.8, above.
294 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
14
As Southwood (2021: 6 n.20) notes, examples of the link between illness and sin in the Old Testament include
the diseases on Pharaoh and his household on account of Abraham’s wife-sister deception (Gen 12.17); the
striking blind of the men threatening Lot’s house (Gen. 19.11); the closing of wombs in Abimelech’s household
again because of Abraham’s wife-sister trickery (Gen 20.17–18); plagues and death of the Egyptian first-born on
account of the genocide and forced labour of Hebrews (Exod. 7–11); Miriam’s infection of תערצon account of
her and Aaron’s speaking out against Moses’s intermarriage with an Ethiopian woman (Num. 12.9–10); various
occasions in Numbers when Yahweh threatened the Israelites with illness during their rebellions against Moses
and Aaron (Num. 14.11–12, 14.36–37, 17.12–15, 25.3–9, 25.17–18, 31.16); the Philistines’ rumours upon
capturing in the ark (1 Sam. 5.6–6.12); the unfaithful King Jeroboam’s child dies in Yahweh’s manoeuvre to
wipe his house out (1 Kgs 14.10–14); Yahweh refuses to heal Ahaziah because he consulted with Beelzebub (2
Kgs 1.16); greed incites תערצin Gehazi as punishment (2 Kgs 5.26–27); the pride of King Uzziah causes him
to get 2) תערצChron. 26.16–20); Jehoram gets an incurable illness on account of deserting Yahweh (2 Chron.
21.14–15); David’s census annoys Yahweh so he is punished with a plague resulting in the death of seventy
thousand people (2 Sam. 24.10–15; 1 Chron. 21.7–14). To use a poetic example, the Psalmist explicitly connects
God’s anger and his body’s dysfunction, stating: ‘There is no soundness in my flesh because of your indignation;
there is no health in my bones because of my sin’ and ‘my wounds grow foul and fester because of my foolishness’
(Ps. 38.3, 38.5). This idea continues in the New Testament material, wherein it is epitomized by the question
the disciplines ask in reaction to a man born blind ‘Rabbi, who sinned, this man or his parents, that he was born
blind?’ (John 9.2).
15
The Septuagint rendered the term צרעתby λέπρα. Most Latin translators followed this rendering and therefore
transliterated into Latin (lepra). Levine emphasizes the connection between Miriam and the condition in later
Jewish material, stating that, ‘In ancient Israel it was believed that s.ā ra’at was a punishment from God, as was
believed of illness generally. The present episode of the affliction of Miriam served as the primary basis for a body
of postbiblical Jewish interpretation that regarded s.ā ra’at as the specific punishment for malicious talk (Babylonian
Talmud, Sô.tāh, 15a; Šābû’ôt, 8a)’ (Levine 1993: 332). It is interesting that this material directly associates
Miriam’s criticisms of Moses with her condition, thus strengthening the idea of the condition as sometimes being
a retribution for some wrongdoing or other. Many later texts associate צרעתwith slander or gossip (4QMMT
B64–72).
METAPHORS, POWER, ETHNICITY 295
Numbers 12 to suggest, even implicitly, that the sudden onset of צרעתwas caused by
idolatry or apostasy (‘false gods’) on Miriam’s part. Furthermore, the connection with
death might be questioned slightly too. Obviously, it is there in the text; when Aaron
likens Miriam to a dead person or a stillborn child ‘whose skin is half consumed’
(Num. 12.12). Similarly, it is mirrored in the Levitical laws, wherein one struck with צרעת
not only occupied space outside the camp, but must also endure the humiliation of
shouting ‘unclean, unclean’ and wearing mourning garments (Lev. 13.45; Olyan 2004).
However, Douglas’s connection between death verses the ‘living God’ in this chapter is
slightly undermined by the fact that the text ‘tacitly implies that Miriam was immediately
cured of her leprosy, for the full acceptance of someone cleansed of leprosy could take
place only after a seven-day period of waiting’ (Num. 12.12; cf. Lev. 14.8; Noth 1968:
97).16 Therefore, far from the צרעתbeing a dress-rehearsal for Miriam’s imminent
mortality, it is instead related to cultic pollution. The cause of the pollution is explicitly
identified twice by Aaron as ()חטא17 ‘sin’ on account of ‘foolishness’ (Num. 12.11).
But what is the significance of צרעתin the text and how does it relate to the intermarriage
between Moses and the woman from Cush? Perhaps, in order to answer this question, it
is sensible first to explore the implications of תערצ. Several times in Leviticus, the condition
תערצis tightly connected to the idea of being אמט: ‘polluted’ or ‘defiled’ (Lev. 13.3, 8, 11,
15, 20, 25, 27, 30, 59). Erbele-Küster (2017: 142) provides a helpful description of the
issues and implications related to this term, stating:
In Leviticus 11–15, טמאis a functional category that describes the status of an object or
a person with respect to the cult and the sanctuary. [. . .] This is what the suggested
renderings of טמאsuch as ‘unsuitable for the cult’, ‘unclean in a ritual respect’,
‘compromising the cult’, ‘cult-abstinent’, ‘cult-disabled’, ‘ritual noncompliance’, ‘cultic
disqualification’, ‘in conflict with the cult’ – are intended to express. These renderings
try to make visible the cultic notion of impurity in Leviticus 11–15 in contrast to the
moral usage elsewhere.
Here Erbele-Küster emphasizes the distinction between different types of purity, a
distinction that has become rather popular amongst scholars. For example, Klawans, who
questioned Milgrom’s attempt to understand the purity regulations in Leviticus as a
coherent system, suggests the idea of moral impurity, in contrast with ritual impurity
(Klawans 2006: 28–33, 2000; cf. Klawans 1998: 391–415). Several other scholars
emphasize the need to distinguish between ‘natural’ impurities and those which emerge
because of some specific, usually forbidden, action. For example, some impurities are
‘tolerated impurities’ (Anderson and Olyan 1991: 157–62). Likewise, Frymer-Kensky
(1983) makes a distinction between ‘ritual pollutions’ and ‘danger beliefs’.
More divisive, perhaps, is the way this purity-centred language is being used in the
Persian period in texts such as Ezra and Nehemiah. For example, Hayes notes that during
the postexilic period we have the emergence of a tendency, certainly in Ezra, ‘to define
16
Noth takes the rather unforgiving view that since ‘Miriam had turned against Yahweh’s confidant [. . .] she
should really have been punished by a lifetime of suffering from leprosy’ (1968: 97). This statement goes beyond
the evidence within the text.
17
Interestingly, however, ‘there is no indication that Miriam herself acknowledged her guilt. In fact, Miriam is
silent in the narrative after she has been described to have expressed her initial slander and challenge’ (Pitkänen
2018: 113).
296 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
18
Some scholars emphasize the gendering of this purity language in a way that Douglas did not. For example,
Camp, commenting on Miriam’s צרעתargues ‘When Miriam is given the appearance of a corpse, and shut up
outside in the place of corpses, we recognize, against the ideological cover-up, that she has been made strange’
(2000: 256). Therefore, for Camp, ‘foreigners, in the form of strange women’ are ‘vilified in Numbers in a
manner not alien to Ezra and Nehemiah’ (2000: 224–5). Similarly, Erbele-Küster, focusing specifically on
Leviticus 12 and 15, argues that ‘The concern for order in Leviticus is effected by means of the gendered body.
Hence the body serves as a boundary marker’ (2017: 19).
19
However, it is crucial to point out that in using medical anthropology as a hermeneutical tool, we are not
retrospectively diagnosing or suggesting that Miriam’s צרעתis an illness. As argued, the term relates to cultic
pollution. Rather, we are using this research to see how it might inform our thinking when we examine the
language relating to the body in Leviticus 13–14 and Numbers 12.
METAPHORS, POWER, ETHNICITY 297
experience) to think with metaphorically’ (1992: 334). Lupton makes a similar point,
specifically with regard to bodies that visibly depart from the socially constructed ‘norm’,
claiming that the ‘appearance and deportment of the body conveys specific cultural
meanings to those who observe this body’ (2012: 49). Likewise, Gibbs and Franks
highlight the ubiquity of metaphor in language relating to the body, arguing that people
‘routinely employ a wide range of metaphorical expressions as they talk about specific
diseases and their subjective experiences of illness’ (2002: 140). Pilch (2000: 28–9, 45)
makes a similar point about the critical role of language when constructing ideas about
illness, arguing that:
health care often overlaps with religion and other cultural systems [. . .] all realities are
fundamentally semantic. Sickness becomes a human experience and an object of
therapeutic attention when it becomes meaningful. Physicians make sickness meaningful
by identifying the disease that fits the symptoms. Laypeople make sickness meaningful
in a very subjective way, drawing upon a wide range of knowledge and ultimately
constructing an illness. Thus illness realities will differ widely from individual to
individual within a society, culture, or ethnic group.
What is particularly interesting about this language is the proliferation within it about
beliefs.20 Illness is explained in a personalistic way by external factors such as ‘sorcery,
witchcraft, and the wrath of ancestor spirits’ even when other biomedical etiologies are
available’ therefore a proliferation of reinterpretation of biomedical ideas emerge ‘in
ways that fit local understandings of cosmology, ethnophysiology, vulnerability, and
etiology’ (Nichter 2008: 43–4). The research suggests that language concerning the body
is important. Such language is regularly metaphoric and driven by systems of belief.
Therefore, it is entirely possible that Miriam’s sudden onset of צרעתis intended not only
as a punishment from Yahweh on account of criticizing Moses’s intermarriage. Rather,
צרעתpoints towards a deeper symbolic and metaphoric level of meaning: Miriam is not
merely punished, she is culturally unacceptable and unclean. Perhaps her body also takes
on a symbolic and political role in the narrative beyond her being unclean. It is entirely
possible that Miriam’s culturally unacceptable body in these narrative points towards a
deeper social rift between groups in the postexilic period, as Miriam becomes a symbol of
those groups who did not tolerate intermarriage on the basis of the assumption that so-
called ‘foreigners’ were impure.
If this is the case, then the connection between illness and punishment should also be
probed further here for the significance of the specific punishment of צרעתto be unpacked.21
Sontag highlights the longevity of the idea, arguing that divine wrath was the reason cited
for illness in the ancient world. Judgement was meted out to people who deserved it. For
example, Sontag cites ‘the plague in book I of the Iliad that Apollo inflicts on Achaeans in
punishment for Agamemnon’s abduction of Chryses’ daughter; the plague in Oedipus
that strikes Thebes because of the polluting presence of the royal sinner’ similarly ‘the
20
The connection between illness and belief systems is also made by Vindrola-Padros and Johnson who argue
that ‘Storytellers shape the world according to the narratives they tell. In health services research, these stories
describe the complex constellations of beliefs, values, emotions, intentions, identities, attitudes, and motivations
that research participants use to express themselves as individuals and embed themselves within the illness
narratives they enact and tell’ (2014: 1603).
21
Refer to n.8.
298 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
stinking wound in Philoctetes’ foot’ (1978: 39). This is particularly divisive given the
potential for language about the body and its lack of confirmation to standards of public
health (or cultural purity) to make rifts between people and groups. As Lloyd (2003:
242), citing modern language concerning illness, argues: ‘even in the absence of the
ancient belief in objectivity in the matter of political goods, the rhetoric of disease still
infects our political and moral discourse to an alarming degree. Even though we may
think we are no longer in thrall to the idea of the pathology of politics, the rhetoric of
politicians is still full of that imagery’.
These observations are potentially quite suggestive in light of the material relating to
defilement Numbers 12. Language concerning the body, as will be demonstrated, is
central in Numbers 11 and 12. The mouth and the body play a key role, as does punishment
through defilement. Camp emphasizes the centrality of language and the body, arguing
that Yahweh’s opinions are made known in the form of language transmission that is
‘often parsed with body parts’ (2000: 299). In this text Miriam’s punishment in the form
of defilement is a direct consequence of her act of speaking out against the Cushite
woman. Ethnic boundaries are questioned in a similar manner to what we have in Ezra-
Nehemiah. Numbers 12 questions the restriction of ethnicity through undermining
Miriam’s questioning Moses’s marriage to a foreign wife. But, through emphasizing the
importance of language and the body in these texts, we can deduce that this undermining
of strict ethnic boundaries is achieved through a mirroring system of boundaries relating
to the body. Specifically, the power of the defilement and impurity metaphors when used
against foreign women are being turned on their head in this instance. It is not the foreign
women who are impure: it is Miriam. She receives the worst metaphoric treatment
possible by the author, through being utterly defiled with צרעת.
Furthermore, as if to emphasize the level of disapproval of her, Yahweh adds a comment
about her father spitting in her face. Here, the mouth of the father is contrasted with the
figure Moses, who has intermarried, but who retains authority as one whose mouth is
tantamount to Yahweh’s. This is again contrasted with Miriam’s mouth and the centrality
of speech in the text. Miriam’s mouth and speech criticize Moses for his intermarriage
with a foreign woman. Her murmuring mouth is like the murmuring mouths of the
people in ch. 11 whose constant requests for meat are met with so much of it that Yahweh
says it will come out of their nostrils: another example of the centrality of the mouth and
speech and how it is connected to the body in punishment. Miriam’s defilement is not a
‘tolerated’ impurity here, it is a direct punishment from Yahweh.
As noted, in order to totally emphasize the text’s condemnation of Miriam’s criticism
of the foreign women and intermarriage, not only is she depicted as defiled through צרעת,
the author also has Yahweh strongly condemn her. This adds an extra layer of interpretation
to the seven-day period of quarantine that is usually associated with ( צרעתLev. 14.8; cf.
13.45–46). Yahweh asks Moses, rhetorically, ‘if her father had surely spat ( )ירק ירקin her
face, would she not bear her shame for seven days?’ (Num. 12.14). The combination here
of the infinitive absolute relating to the humiliation of a father spitting in a daughter’s
face and the comparison of this with the level of ‘shame’ ( )כלםthat Miriam ought to be
experiencing emphasize the level of disgrace that Miriam now occupies in the eyes of
Yahweh. Not only is she to live in the ‘great distress’ that living outside the camp in the
place of the unclean would have caused, but she must also bear the added dishonour of
Yahweh’s fiercely worded rebuke, a rebuke communicated directly to Moses (Wenham
1979: 201). The idea of shame and a father spitting in a daughter’s face is somewhat
anomalous. There might be an indirect analogy to be made between the disapproval
METAPHORS, POWER, ETHNICITY 299
expressed by the wife of the deceased on account of the levir refusing to do his duty
(Deut. 25.5–10; cf. Ruth 4.8). In other words, a ‘formalized mark of contempt’ (Sturdy
1976: 92). Unsurprisingly, spitting on another person is a very widespread way to express
anger and contempt (Coomber, Moyle and Pavlidis 2018). Therefore, the evidence
suggests that this extra level of meaning was included into the narrative in order to
emphasize the shamefulness of Miriam’s behaviour.
Another technique that the text uses to undermine the critique of foreign women
during the postexilic period, as communicated through Miriam’s speech, is to make the
intermarriage not just with any foreign woman, but with a woman from Cush. This is
hypergamy for Moses, a step up in status through marriage. Far from being threatening
and impure this ethnic other is impressive. Her ethnicity is associated with wealth and
strength. It should be pointed out here that Miriam’s criticism is not specifically stated
using the language of impurity. This is an acknowledged drawback for our theory. But it
is not much of a problem considering the abundance of evidence in the Hebrew Bible that
uses the impurity and defilement metaphor in order to restrict ethnic boundaries, through
demonizing and emphasizing the need to separate from foreign women. The highly
gendered, powerful idea of the impure and defiled ‘foreign woman’ becomes almost an
archetype for the ethnic Other, the one who threatens the entire group, in the postexilic
period. This is nowhere more clear than in Ezra-Nehemiah:
Ezra’s emphasis on cultic and moral purity is clear through the excessive use of such
terminology within the intermarriage crisis: ( קדשEzr. 9.2, 8); ‘ טמאunclean’ (Ezr. 9.11);
‘ חטאsin’ (Neh. 9.2, 9.37, 10.33); ‘ מעלsacrilege’ (Ezr. 9.4, 9.6, 10.2, 10.6); ‘ נדהdefile’
(piel Ezr. 9.11); ‘ אשםguilt’ (Ezr. 9.6–7, 13, 10.10) ‘ אשמהguilt offering’ (Ezr. 10.19);
‘ תעבותabominations’ (Ezr. 9.1, 9.11, 14); ‘ בדלseparate’ (hiphil Ezr. 9.1, 10.8, 11, 16;
Neh. 10.28; Neh. 13.3); ‘ ערבintermix’ (hithpael Ezr. 9.2), as well as in other parts of
the text ‘ טחורpure’ (Ezr. 6.20; Neh. 12.30); ‘ גאלimpure’ (Ezr. 2.61–62/Neh. 7.64,
13.29). Moreover, throughout the narrative, we witness continual purification and re-
purification of the community, temple and city, perhaps indicating a sense of the
contagiously impure interpretation of those considered to be external to the ethnos
(Ezr. 6.20; Neh. 12.30, 13.9, 13.22). However, this culminates in a clear indication of
boundary integration through Nehemiah’s self-congratulating claim of having ‘purified
them [the priests and the Levites] of everything foreign’ ( וטחרתים מכל נכרNeh. 13.30).
Like Ezra, Nehemiah’s conclusion represents a metamorphosis from religious divisions
to ethnic boundaries.
—Southwood 2012: 13622
However, connecting the language of purity with so-called ‘foreign women’ is by no
means restricted to the rather extreme examples found in Ezra-Nehemiah. For example,
Malachi connects the language of ‘abomination’ ( )תועבהand the term ‘profane’ ( )חללwith
the idea of having married the ‘daughter of a foreign god’ (Mal. 2.11).23 A slightly more
extreme example can be found at a later period, in 4Q184, wherein the connection
22
A further example, that is not included within the quotation, is the connection in Nehemiah between ‘foreign
women’ and ‘sin’ (( )חטאNeh. 13.26).
23
Though not using purity language, it is worth noting the condemnation of Solomon as ‘evil ( )רעfrom Yahweh’s
perspective’ on account of his marriages to Moabite, Ammonite, Edomite, Zidonian and Hittite women (1 Kgs
11.1). Similarly, Ahab’s marriage to Jezebel is reported as having ‘caused irritation’ ( )כעסto Yahweh (1 Kgs 16.33).
300 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
between the so-called ‘foreign woman’ and purity language are also coupled with the link
to death. 4Q184 states that ‘her ways are the ways of death and her path[s] are the roads
to sin; her tracks lead [. . .] to iniquity and her paths are the guilt of transgression [. . .]
her gates are the gates of death’ (4Q184.9–10).24 This is precisely the type of widespread
language relating to foreign women in the postexilic period that is being countered in
Numbers 12 with Miriam’s punishment of צרעת. It is not the foreign women who ‘defile’
and ‘pollute’ the land, and potentially the Israelites. Rather, the source of the ‘infection’
(to continue the metaphor) is Miriam and her language with which she indirectly criticizes
the foreign woman through questioning Moses’s decision to intermarry with her. The
way the narrative treats Miriam puts her on the other side of the type of criticism that
foreign women receive in the postexilic period. Instead of the foreign women who is
described as impure – sometimes to the extent that she can be linked with death and Sheol
– ironically it is now Miriam, with her murmuring, who must be separated from the
camp. Rather than have the wives and children cast out, as Ezra-Nehemiah does, the one
being cast out and assigned the thoroughly impure label צרעתis Miriam. Effectively, what
we have here is a powerful polemic against those in the postexilic period who would use
purity language to disparage foreign women and intermarriage, pitched in exactly the
same terms that those who resist exogamy choose to use.
Why use the same tactic of relating to defilement and pollution with ethnic differences,
a tactic used to alienate so-called foreign women, against in-group members who object
to intermarriage? Why counter those who choose to spread such ethnically polemical
murmuring by using the exact same metaphorical tool – making Miriam one with – צרעת
in a narrative against those emphasizing ethnic differences? It is impossible to know.
Perhaps one answer though, is that language relating to the body and possible breaches to
its boundaries, whether through cultic impurity, or to use the research from medical
anthropology, through injury or illness, is a very powerful when used metaphorically to
shore up ethnic boundaries. Given the ubiquitous nature of metaphor when referring to
the body it is perhaps not surprising that sometimes language relating to the body and its
boundaries is also used when thinking about the ethnic group and its boundaries.
However, what happens when these two unrelated concepts collide using metaphor is a
type of conceptual synaesthesia wherein we understand one nexus of ideas in the context
of another. Through doing so a new narrative is added to the original idea. As Musolff
(2007: 28) argues,
The source cluster of body/illness/cure concepts is not an arbitrary constellation of
notional elements but a complex, narrative/scenic schema or ‘scenario’, one that tells a
mini-story, complete with apparent causal explanations and conclusions about its outcome
[. . .] This narrative scenario is mapped as a whole on to the target domain, leading the
hearer or reader towards the expectation that a healer will appear who will cure.
24
Like the connection between negative purity language and ‘foreign’ women in the Hebrew Bible, death is
also used to as a connection to create fear, demonize and emphasize the Otherness of so-called foreign women.
Examples of the connection between death and the ‘foreign’ woman are plentiful in Proverbs. The foreign
woman’s ‘house sinks down to death’, her ‘feet go down to death’, and ‘her steps grasp Sheol’ (Prov. 2.16–19;
5.5; cf. Tan 2008). Moreover, her ‘house’ leads to ‘Sheol, going down to the chambers of death’, and her mouth
‘is a deep pit’ (Prov. 7.27; 22.14). Nevertheless, the most significant connections for our purposes between
so-called foreign women and death is the example in Numbers of the incident at Baal Peor or the murder of the
Midianite women who are not virgins (Num. 25.6–18, 31.5–20).
METAPHORS, POWER, ETHNICITY 301
25
Perhaps, given the direct relevance of this chapter to modern ethnic prejudice in present-day times a better way
of repurposing metaphors that link foreignness to dirt and lack of purity is to use the metaphors themselves to
attack the logic behind that connection. For example, ‘racism is a deadly, highly infectious disease that is gripping
politics and shutting boarders these days’, or ‘humanity and goodness have been consumed by a cancerous tumour
of hatred that grows rapidly in present times’. These metaphors seek to attack attitudes, rather than specific
people. Note the quotation earlier from Lloyd that employed this tactic, stating that ‘the rhetoric of disease still
infects our political and moral discourse’ (2003: 242).
302 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
place they are buried designated the ‘graves of lust’ (( )הואתה תורבקNum. 11.33–35).
Likewise, a subsection of those who murmur against Moses in ch. 12 are punished. The
juxtaposition between the incidents in chs 11 and 12 only serves to emphasize the often
dangerous nature of speech (whether through prophesy or through criticism of Moses),
the connection between the mouth and the body, and the possibility of punishment in the
form of defilement. Here Moses functions as an example of good communication and
attitude. His position as one spoken to ‘mouth to mouth’ by Yahweh is the polar opposite
of Miriam’s position, which in itself is a metaphor for those who oppose supposedly
impure foreign women.
In conclusion, we have argued that intermarriage, ethnic boundaries and bodily
boundaries are a key to understanding the dynamics in Numbers 12. We suggested that
Moses’s intermarriage with a Cushite woman was hypergamy and that the woman need
not be identified as Zipporah. Likewise, we suggested that if an authority figure such as
Moses can be depicted, or remembered, as having intermarried, then any questioning of
intermarriage was severely undermined. We also argued that Miriam was symbolic of a
group in the postexilic period with negative attitudes towards foreigners, who connect
constructed concepts of ‘foreignness’ with impurity. If this is the case, we argued, then
Miriam’s punishment in the form of ( צרעתunderstood as cultic pollution) repurposes
metaphors connecting the breach of bodily boundaries with the breaching of ethnic
boundaries. As such, purity becomes a defining metaphor in the postexilic period to
divide between those who can claim in-group membership and those who are considered
to be foreign. Numbers 12 turns these metaphors on their head by emphasizing the
problematic nature of Miriam’s murmuring criticisms of Moses’s intermarriage and
advocates for care to be taken, amongst audiences, in communication and speech. Here,
an in-group woman is cast out as one who is severely impure, as indicated by the
punishment of צרעת.
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Gibbs, R.W., Jr and H. Franks (2002), ‘Embodied Metaphor in Women’s Narratives About
Their Experiences with Cancer ’, Health Communication, 14 (2): 139–65.
Gray, G.B. (1986), A Critical and Exegetical Commentary on Numbers, Edinburgh: T&T Clark.
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Hellenistic Works, 803–20, Peabody, MA: Hendrickson.
Hartley, J.E. (1992), Leviticus, Dallas, TX: Word Books.
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Hayes, C.E. (2002), Gentile Impurities and Jewish Identities: Intermarriage and Conversion
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306
CHAPTER FOURTEEN
Asymmetrical reciprocal
exchange in the Book
of Jonah
JO-MAR Í SCH Ä DER
INTRODUCTION
Since the 1970s, the social sciences have demonstrated their value in reconstructing and
understanding the world of the ancient Israelites. The usefulness of the social-scientific
approach for biblical studies has been proven over and again (cf. Schäder 2020: 2). Social-
scientific scholarship has noted similarities from the Mediterranean, through to the
ancient Near East, spanning from the third millennium BCE until the legalization of
Christianity (see Bolin 2004: 38–9). Within the set of social-scientific models, patronage
has been useful to account for reciprocity exchanges.
The terms patron and client come to us from the study of the Graeco-Roman world,
the terms being borrowed from the Roman patronus, a powerful aristocrat with loyal
followers, known as clientes (Westbrook 2005: 210). However, the semantic range of
such terms in the languages of the ancient Near East is very broad (Westbrook 2005:
213).1 What studies like those of Olyan (1996) and Westbrook (2005), and also in this
instance Crook (2006), aim to do is to contextualize and apply an adjusted version of
these theories and values to the context of the ancient Near East and the ancient Israelites,
and the Hebrew Bible specifically.
In this contribution the aim is, first, to provide an overview of the types of reciprocity
as proposed by Marshall Sahlins (2017 [1972]), because even though his original work
focused on primitive cultures – those without a political state – it has been found to be
applicable to various cultures from different regions and times. Following upon this an
overview will be provided of the adaptation of Sahlins’s theory by Crook, as his focus is
1
‘Kinship terms such as “father” and “son” are promiscuously employed outside of the realm of the family for all
manner of social, commercial and legal relations. Terms for “gift” are frequently used in legal fictions to designate
a payment that would be illegal or invalid if given its real title of price, fee or compensation. Terms of affect such
as “love” are employed in servant–master / vassal–overlord relations (witness the biblical injunction that Israelites
should love their god). Even terms for “friend” may designate a commercial or professional relationship’
(Westbrook 2005: 213). ‘A further difficulty is the nature of the sources. Most of the primary sources from the
region are institutional – from the palace or the temple – and record formalized relationships of dependence’
(ibid.: 214).
307
308 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
to contextualize Sahlins’s work for application to the ancient Near East and the Hebrew
Bible specifically. In his discussion on asymmetrical reciprocity – which would appear to
be the most frequent manner in which reciprocal relationships manifest within the
Hebrew Bible – he distinguishes between covenantal and patron–client relationships. The
relationship between these two types of asymmetrical reciprocal exchange will then be
dealt with, specifically focusing on their differences and similarities.
An introductory overview of the book of Jonah will be provided pertaining to its
structural layout, themes and purposes of the book, its dating, and authorship and audience.
This will be done in order to contextualize the application of Crook’s version of asymmetrical
reciprocity to the book’s emic (insider) perspective.2 This is because ‘[T]he ancient writers
tell us what they wish to tell us, and they seldom explain everyday acts or behaviors’
(Matthews 2007: 129). The aim of this chapter is to determine to which extent asymmetrical
reciprocity is present in the book of Jonah and how applicable the model is to it.
2
In anthropology, there is a conventional distinction between emic (insider) and etic (outsider) information and
perspectives (cf. Elliott 1993: 38). Taking cognisance of the distinction between emics (insider) and etics (outsider)
help us realize how the material that we study is part of a reality that is different from that of our own. We should
then be sensitive not to modernize the meaning of the text to be investigated (Van Eck 1995: 163). It also aids us
in overcoming ‘the hermeneutical gap’ that exists between ‘us’ and ‘them’ (ibid.: 163, 164). ‘Implicit features in
texts are thus emic data, and to make them explicit an etic interpretation is needed’ (ibid.: 164).
3
In this chapter, the latest version of this essay, published in the 2017 edition of Stone Age Economics, will be
consulted. Even though both Crook (2006) and Matthews (2007) made use of earlier versions of Sahlins’s essay,
the basic tenets in the latest version remains the same.
ASYMMETRICAL RECIPROCAL EXCHANGE 309
As has already been referred to, Sahlins’s model holds great potential in better understanding
the types of reciprocal exchange between people from different periods and areas. So too
it can be applicable to the interactions and relationships between people from the ancient
310 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Near East, the Israelites (or Yehudites), and as reflected in the Hebrew Bible specifically.
What follows is one such adaptation to make his model applicable to the biblical era.
Familial reciprocity
For Crook this reciprocity occurred in the family and broader ancient Near Eastern family
(Crook 2006: 81). It is important, however, to bear in mind that not each member in the
familial unit had equal status. ‘Rather, the family formed a unit within which there would
be equality relative to those outside the family unit’ (ibid.: 91). Matthews (2007: 152)
points out that the main characteristic of this type of reciprocity is that ‘charity, hospitality,
gifts given to kin and the circle of friends’ does not require the immediate return of that
which was exchanged.
4
Crook (2006) not only modifies the work of Sahlins, but also draws on that of Ekkehard and Wolfgang
Stegemann (1999). The Stegemanns initially adopted Sahlins’s model to reflect ancient Mediterranean forms of
exchange (Crook 2006: 80). They proposed four types of reciprocal exchanges for the application to the Graeco-
Roman context, namely (1) familial reciprocity (Familiäre Reziprozität), balanced reciprocity (Ausgeglichene
Reziprozität), generalized reciprocity (Generelle Reziprozität), and negative reciprocity (Negative Reziprozität)
(Crook 2006: 80–1). Crook modified their typology by renaming balanced reciprocity to symmetrical reciprocity,
and by renaming generalized reciprocity to asymmetrical reciprocity (ibid.: 81).
ASYMMETRICAL RECIPROCAL EXCHANGE 311
recipient of asymmetrical reciprocity is then subservient to the giver, even though the
language of friendship is used in such exchanges (Crook 2006: 83). The favour is repaid
by ‘homage and loyalty or political support or information’ (ibid.: 82) or ‘by giving honor,
gratitude, and loyalty’ (ibid.: 83). According to Crook (ibid.: 82), this then ‘results in an
ongoing and open-ended relationship’. Crook (ibid.: 83) argues that ‘patronage and
clientage has become the epitome and characteristic type of asymmetrical exchange. This
presents a problem in that similar but not identical forms of asymmetrical exchange are
typically collapsed into a single type’. It is then that Crook (ibid.) makes the case that
there is another type of asymmetrical exchange that is not patronage and clientage, but
covenantal exchange, which appears to be similar on the surface. Both are then classified
as asymmetrical (generalized) reciprocity. We will return to the relationship of covenantal
reciprocity and patronage and clientage in the next section of this chapter.
Negative reciprocity
Negative reciprocity, similar to Sahlins’s explanation, is a tactic – often an aggressive
one – used to obtain a greater return than that which was initially exchanged. It could also
take the form of barter or theft, or getting something for nothing. These exchanges are
not kin-based (Matthews 2007: 152).5
According to Crook (2006: 91), the main characteristics of the aforementioned
exchanges is tabulated in Table 14.1.
From the preceding it ought to be clear that there are different types of reciprocal
relationships reflected specifically the Hebrew Bible. However, what interests me in the
next section is two types of asymmetrical reciprocal relationships, namely covenantal
exchanges and patron–client relationships. The distinction and correlations between the
two will now be discussed.
5
Crook (2006: 80–1) writes little on negative reciprocity apart from referring to it as one of the types of
reciprocity the Stegemanns adopted and that it is a part of the model of exchange they compiled (see Table 14.1).
312 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
6
According to Pfoh (2013: 35), the native mode of political rule and subordination in Syria-Palestine was patron–
client relationships. He takes issue with the term ‘vassalage’ as he is of the opinion that it is filled with medieval
connotations and is an anachronism. He prefers the designation for these types of relationships to rather be
patron–client relationships or political patronage. He is also of the opinion that the designation ‘client-states’
should be used instead of ‘vassal states’ (ibid.: 36).
7
According to Matthews (2007: 156), a covenant can include multiple other gifts from God such as (1) protection
from enemies via the aid of the Divine warrior (cf. Exod. 17.8–16), (2) nurturing to widows and orphans in his
capacity as a father (Ps. 68.5–6), and (3) God’s control over the forces of nature resulting in prosperity (Isa.
30.23–26; Zech. 10.1).
8
Pilch (1998: 31) indicates that God is the most common subject of the verb ‘to show compassion’. God is free to
show compassion to whomever and however he wishes. Many of the occurrences of ‘compassion’ are linked with
‘mercy’ and is ‘situated in the context of God’s covenant promises’ and ‘in the Hebrew Bible compassion is most
commonly ascribed to or desired from conquerors or other powerful figures’ (ibid.). Obedience was not the condition
for the establishment and maintenance of the covenant, but the result of it (Linington 2002: 688; cf. Cross 1998: 15).
ASYMMETRICAL RECIPROCAL EXCHANGE 313
exchanges (see Matthews 2007: 154; Crook 2006: 68, 86–7). According to Elliott (1996:
144), patronage and clientage are ‘dependency relations, involving the reciprocal
exchange of goods and services between socially superior “patrons” and their socially
inferior “clients”’. Patron–client relationships are, therefore, relations of personal loyalty
and commitment entered into voluntarily by individuals of unequal social status (Elliott
1996: 148; cf. Westbrook 2005: 211), often referred to as ‘friendship’ (ibid.), therefore
asymmetrical in nature. Patronage is a mutually beneficial relationship between a client,
whose needs have been met, and a patron, who receives grants of honour and benefaction
in turn.9 Patron–client relationships appear to be rooted in kinship obligations as members
of the community (household, clan or tribe) realize that their actions will have
consequences on the larger kinship group’s honour and shame (Matthews 2007: 153–4).
In most cases a superior party is favoured as ‘having the monopoly of coercion in the
relationship’, which then ‘governs the whole political situation’ (Pfoh 2013: 37). ‘[P]
atronage relations are not institutionalized in society and, therefore, the presence of
written treaties connoting patronage bonds would appear, prima facie, paradoxical’
(ibid.). However, stating that patron–client relations are ‘forced’ would be a misnomer as
it ‘requires some degree of consent by the client’ (ibid.: 38, n.45). Westbrook (2005:
211–12) points out that patronage is ‘symbiotic’ with other types of formal relationships,
such as legal relations, bureaucracy, commercial exchanges and kinship obligations.
Whereas it can function on an individual level, it also exists as a system.
According to Matthews (2007: 155), examples of types of patrons are the following:
(1) an individual patron: potential clients will seek out a wealthy or influential individual
who can protect and care for them, whether kin or not; (2) village or city elders: elders
are considered to be wise men who come from influential families, and who are property
owners. They sit at the gate of a city where they listen to testimony and judge cases that
are brought before them in the light of the law and the community’s traditions. They are
thus deemed authoritative and honourable; and (3) the king: a king is responsible for the
protection and care of the people within his realm.10
The most prevalent example of a patron in the Bible is when someone is referred to as
‘father’, but is not someone’s biological father. The title refers to the role and status of the
patron. The patron is like a father and the clients are like grateful and loving children.
Another example of a common form of patron–client relationship is between landowners
and some of their tenants (Malina 1998e: 151–3; cf. Botha 2001: 193; Crook 2006: 90).
In the case of individuals who lack the means of taking care of themselves (such as
widows, orphans and strangers), and who would not readily have access to a patron, it is
the responsibility of the entire community to provide them with assistance, as is expected
by the prophets (cf. Zech. 7.8–10; Malina 1998f: 158; Matthews 2007: 153). Pity is then
the quality that leads a person to perform acts of kindness, and to look after those in need.
‘People moved by pity are prompted to act honourably toward one in need’ (Malina
1998f: 157). Such a person is deemed compassionate or gracious. This is also a quality of
God (Exod. 34.9; Jon. 4.2; Pss. 103.8, 13, 111.4). When his pity is withdrawn, it is a sign
of judgement (e.g. Jer. 13.14; Ezek. 5.11, 7.4, 9; Malina 1998f: 157–8).
9
When things ran awry, ‘[P]atrons and clients did not take each other to court; a dissatisfied patron simply
stopped giving to a dishonoring or ungrateful client, and a dissatisfied client was more or less powerless’ (Crook
2006: 89).
10
‘The kings in Syria-Palestine, local and foreign (with exception of the pharaoh), behaved indeed like patrons
towards their subjects and like clients towards their overlords’ (Pfoh 2013: 40).
314 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
11
See, for example, Deut. 7.9–12; 1 Kgs 8.23; 2 Chron. 6.14; Neh. 1.5, 9.32; see also Pss. 25.10, 89.28, 106.45,
Isa. 54.10 and Dan. 9.4 (Malina 1998d: 92).
ASYMMETRICAL RECIPROCAL EXCHANGE 315
mention is made of the Ninevites worshipping idols either. It would appear that the
universalist view cannot be anchored in the text of the book of Jonah (ibid.).
3. The realization versus compliance of prophecy This theme relates to Jonah’s refusal
to prophesy to the Ninevites and his anger at their deliverance. He is afraid that his
credibility will be undermined if the destruction of Nineveh, which he prophesied, would
not occur. However, ‘there is no real sign in the book of Jonah of the prophet’s anguish
that his prediction did not come to pass, nor anything like this elsewhere in the Bible’
(Simon 1999: xi).
4. Compassion: justice versus mercy ‘Jonah argues on behalf of strict justice against the
merciful God, who repents of His sentence.’ Simon (1999: xii) then pointed out that ‘[O]
nly when the proponent of strict justice realizes his own humanity can he understand the
fundamental dependence of mortals on human and divine mercy’.
From the preceding it can be concluded that each of these themes had critique levelled
against them. There is as yet then still no agreement as to the book of Jonah’s purpose and
message.
12
There are two traditional chronological boundaries for the book of Jonah’s dating. They are: (1) The eighth
century BCE as the terminus a quo or the conservative estimate, based on the reference to a (historical?) prophet
named Jonah in 2 Kings 14.23–25, who prophesied in the Northern Kingdom of Israel, during the reign of
Jeroboam II (c. 750 BCE ); and (2) the second century BCE as the terminus ad quem or the liberal estimate, based
on a reference in Sir. 49.10 (c. 180 BCE ) and Tob. 14.4 (c. 200 BCE ) to the ‘book of the Twelve’ or the ‘twelve
prophets’. This implies that the book of Jonah might have been part of the prophetic canon by 180 BCE and could
pre-date the Maccabean Period (Trible 1963: 104, 107; 1996: 466; cf. Sasson 1990: 21; Salters 1994: 23;
Nogalski 2011: 1–2, 401–2).
ASYMMETRICAL RECIPROCAL EXCHANGE 317
and the Yehudite literati appear to have in common that they were both mediators or
intermediaries between God and humans, or the Persian elite and commoners. They are
considered to both be wealthy, to have a learned theology or education, and to have a
shared knowledge of sacred texts (Schäder 2020: 5).
After this brief overview of the book of Jonah, we may now identify asymmetrical
reciprocal exchanges within the book of Jonah itself and determine to what extent
patron–client relationships are reflected in it.
13
According to Bewer’s (1971) famous hypothesis, the foreigners refer to God as אֱֹלהִיםin the first three chapters
and Jonah, the Hebrew, refers to him by his personal name ‘( י ְהוָהYahweh’). However, this does not appear to be
consistently the case (cf. Trible 1963: 38; Salters 1994: 38).
14
The word ‘foreigners’ is used to refer to the sailors and the Ninevites to place emphasis on their cultural
designation in relation to that of Jonah. This is done instead of the traditional designation of ‘gentiles’, which
places emphasis on their implied religious identity.
15
Typical of Hebrew narrative technique, Jonah answers the last question of the sailors first. This is then an
example of hysteron proteron (‘last first’) (Sasson 1990: 115).
318 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
The word ‘( ִעב ְִריHebrew’) occurs thirty-five times in the Hebrew Bible. ‘The word ִעב ְִריis
a gentilic adjective with the directive suffix ִ ;יthis suffix is often added to names of people
(i.e., Eber) and thereby converts them to tribal names’ (Trible 1963: 23; cf. Snaith 1945:
18). It is postulated that ִעב ְִריderives from the word ָעבַר, ‘to cross (over)’. It probably
refers to those who lived in Eber ( ֵעבֶר, the land across the River (Euphrates?)). It also
referred to the ethnic label associated with ‘an eponymous ancestor, Eber, who was
fourteen (twice seven) generations removed from Creation and who, according to Sethite
genealogy, was the seventh descendant since Enoch’ (Sasson 1990: 116). The Hebrews
have also been associated with the habiru; however, these peoples are not believed to have
˘
had an attachment to a specific city-state or distinct ethnicity. The term ִעב ְִריwas also
attached to ancestors (Abraham, Joseph, Moses), in order to distinguish them from
foreigners. Jonah labelling himself as a Hebrew may, then imply him distancing himself
from the (foreign and other) sailors (Sasson 1990: 116–17; cf. Limburg 1993: 53; Angel
2006: 6, 11).16 In some texts the term ‘Hebrew’ is even used by foreigners when referring
to Israelites (by Egyptians, see Gen. 39.14, 39.17, 41.12; by Philistines, see 1 Sam. 4.6,
4.9, 13.19), or when a text marks a contrast between Israelites and other people (Gen.
43.32; Limburg 1993: 53).17 It would appear that the terms Israelite and Hebrew are
synonymous when used in the Hebrew Bible (Mendenhall 1996: 157). The Hebrew Bible
also employs three distinct terms when referring to the inhabitants of Israel namely
Israelite, Hebrew and Jew (from Yehudite; Sasson 1990: 115).18 The use of ‘Hebrew’ may
have been meant by the narrator to appeal ‘to his audience’s pride’ (ibid.: 127). What is
then clear is that the term ‘Hebrew’ is closely associated with Yahweh’s power of salvation
and his special bond with his people. Jonah defines himself narrowly in terms of a specific
group occupying a specific territory, allotted to them by none other than Yahweh
‘according to tradition and popular belief ’ (Prinsloo 2013: 20–1).
Jonah admits to fearing (revering) and being in an asymmetrical (generalized) reciprocal
relationship with the creator deity Yahweh by mentioning his cultural identity. However,
the irony of this confession is not lost on the reader. This deity he confesses his faith in
controls all aspects of the world, namely the heavens, the seas and the dry land. Attempting
to escape the presence of this deity is naturally futile. The epithet ‘the God of the heavens’
(שּׁ ַמי ִם
ָ )אֱֹלהֵי ַה19 occurs in Jon. 1.9 and is rare in older texts in the Hebrew Bible (Gen. 24.3, 7;
Ps. 136.26). However, it is common in later books like Daniel, Ezra, Nehemiah, Chronicles
and the apocryphal books of Judith and Tobias (Limburg 1993: 53; Simon 1999: xl).
When Jonah instructs the sailors to throw him overboard, and they eventually concede,
in order for the storm and sea to stop raging, Yahweh sends a fish to save Jonah from
drowning (Jon. 2.1). Jonah cannot repay Yahweh in kind (symmetrically) for saving him,
but promises to sacrifice to him with a voice of thanksgiving (extolling his honour), and
to pay the promises he made, i.e. vows (Jon. 2.10). However, there is no indication in the
16
See, for example, Gen. 39.14, 17; 40.15; 41.12; 43.32; and Exod. 1.15, 16, 19; 2.7, 11, 13; 3.18; 5.3; 7.16;
9.1, 13; 10.3 (Angel 2006: 11).
17
‘First Samuel 14.21 indicates that the class “Hebrews” includes more than Israelites. The expression “the
LORD, the God of heaven” also occurs in Gen. 24.7 (24.3, “heaven and earth,” Abraham speaks); 2 Chron.
36.23 and Ezra 1.2 (Cyrus speaks); and Neh. 1.5 (Nehemiah prays), thus always in direct address’ (Limburg
1993: 53).
18
See Sasson (1990: 115) for an elaboration on their etymological origins and brief discussion of their uses.
19
In occurs in Hebrew in Neh. 1.4; 2.4; cf. Ps. 136.26, and in the Aramaic equivalent in Ezra 5.11, 12; 6.9, 10;
7.12, 21, 23 (twice), and Dan. 2.18, 19, 37, 44 (Limburg 1993: 53).
ASYMMETRICAL RECIPROCAL EXCHANGE 319
rest of the story that he indeed does so. He does praise Yahweh for being his source of
salvation (Jon. 2.1) whilst in the fish, but not in a public domain for witnesses to hear.
In Jon. 2.9, Jonah states:
ֵי־שׁוְא ַחס ָ ְ֖דּם יַעֲז ֹֽבוּ׃
֑ ָ שׁמּ ִ ְ֖רים ַה ְבל
ַ ְמ
Those who revere worthless idols, abandon their loyalty.
One of the expectations of the covenant between Yahweh and Israel is that they remain
loyal and faithful to him alone, and not to worship idols. ‘( ֶחסֶדloyalty / steadfast love’)
occurs 246 times in the Hebrew Bible and it refers to Yahweh’s covenant mercy and
loyalty towards his people. ‘( ָעזַבto abandon’) can be understood in a covenantal context.
Israel is charged with abandoning the covenant (e.g. Deut. 29.25; Jer. 2.13, 17, 19, 22.9),
and according to Hos. 4.10, the people have abandoned Yahweh. They are following
other gods (cf. Hos. 1.2, 4.12). It would be impossible for the Israelites to repay God for
the gifts of the covenant, therefore they have to be obedient and show their fidelity to
God by abstaining from the worship of other deities (Exod. 20.3; Matthews 2007: 157–
8). Like all goods, even gifts from God are limited (Malina 1998c: 90). That is probably
why Jonah was angered at God’s mercy to the Ninevites. Could this imply that there
would be less for Israel? Nonetheless, the main character and the audience would have
experienced this state of affairs as miscarried justice.
After his second calling Jonah responds with obedience and goes to Nineveh to prophesy
against her (Jon. 3.3). Jonah delivers the required prophecy of doom to Nineveh (Jon. 3.4),
but is angered when the Ninevites repent, and God shows them patronage in the form of
mercy and pity (Jon. 3.10). Pity is in essence an act that cannot be repaid. In Jon. 4.2, Jonah
states that he knows Yahweh’s true nature, and that is why he fled from his commission:
ַויּ ִתְ ַפּ ֵלּ֙ל אֶל־י ְה ֜ ָוה וַיּ ֹא ַ֗מר א ָָנּ֤ה י ְהוָה֙ הֲלוֹא־ ֶז֣ה דְ ב ִָ֗רי עַד־הֱיוֹתִ ֙י עַל־אַדְ מָתִ֔ י עַל־כֵּ ֥ן ק ַ ִ֖דּמְתִּ י ִלב ְ֣ר ֹ ַח תַּ ְר ִ ֑שׁישָׁ ה
ִכּ֣י י ָדַ֗ עְתִּ י ִכּ֤י אַתָּ ה֙ אֵ ֽל־חַנּ֣ וּן ו ְַר ֔חוּם ֶ ֤א ֶרְך ַא ַ֙פּי ִם֙ ו ְַרב־ ֶ֔חסֶד ְונ ָ ִ֖חם עַל־ה ָָר ָעֽה׃
And he prayed to Yahweh, and he said: ‘Oh, Yahweh! Was this not what I said while I
was still in my own land? Therefore I was eager to flee to Tarshish, for I knew that you
are a gracious and compassionate God, slow to anger and very loving, and feeling
sorry over evil.’
The idiom ‘gracious and compassionate’ ( )חַנּוּן ו ְַרחוּםis likely a diachronic chiasm in Jon.
4.2. Yahweh challenges Jonah whether it is reasonable for him to be angry when he
displays patronage to other people, who in Jonah’s mind, do not deserve it (Jon. 4.4).
Jonah only replies to this question in Jon. 4.6. When God appointed the tiny plantlet to
provide Jonah with shade, he was glad about it, but no thanks was offered for it in
exchange. Jonah then comes across as an ungrateful client for the patronage that Yahweh
has bestowed upon him, for saving him from death (cf. Jonah 2) and from his discomfort
with the growth of the tiny plantlet (Jon. 4.6). Yahweh is then typically depicted as
displaying the following attributes of a patron, namely graciousness, compassion, patience,
love and mercy. Jonah in turn is disobedient and ungrateful. Incidentally it is these same
attributes that Yahweh would display to the foreigners as well.
The Hebrew term for ‘covenant’ may not be used in the book of Jonah to describe the
main character’s relationship with his deity, but it is implied as there are expectations of
Jonah from the outset of the narrative of what he is to do and how he should behave
towards his divine superior. This relationship is implied to be anything but informal due
to Jonah designating himself as a Hebrew, making the covenant stipulations applicable to
320 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
him. The covenant between Israel (and Jonah) and Yahweh requires their continuous
faithfulness (cf. Matthews 2007: 158). In Deut. 11.1 it is written ‘You shall therefore love
the Yahweh your God, and keep his charge, his statutes, his ordinances, and his
commandments always’. Even though the God of Israel is authoritarian, requiring total
submissiveness, he is also described as wielding ‘steadfast love’ and ‘mercy’ with those
who are in a covenant with him (Malina 1998a: 13–14).
Whether a covenant is implied in the book of Jonah between Yahweh and Jonah,
without the context of 2 Kgs 14.25, is questionable, but what is clear is that an asymmetrical
reciprocal relationship and exchange exists between them. Yahweh then inherently
functions as the divine patron to Jonah, the human client.
Jon. 1.14
שׁ ה ִ ָ֣אישׁ ַה ֶ֔זּה וְאַל־תִּ ֵ ֥תּן ע ֵָל֖ינוּ ָ ֣דּם נ ִ ָ֑קיא כִּ ֽי־אַ ָ ֣תּה י ְה ֔ ָוה כַּאֲ ֶ ֥שׁר ח ַ ָ֖פצְתָּ ע ִָשֽׂיתָ ׃
֙ אַל־נ֣א נ ֹאבְדָ֗ ה ְבּ ֶ֙נ ֶפ
ָ ֙א ָָנּ֤ה י ְהוָה
Oh, Yahweh! Please do not let us perish for this man’s life. And do not give to us
innocent blood, for you, Yahweh, as pleases you, you do.
Jon. 3.9
ֵ ֱֹלהים ו ָ ְ֛שׁב ֵמח ֲ֥רוֹן א ַ֖פּוֹ וְֹל֥ א נ
ֹאבֽד׃ ֑ ִ ֽי־יוֹד ַע י ָ֔שׁוּב ְונ ַ ִ֖חם ָהא
ֵ֣ ִמ
Who knows?! He may turn back and God will feel sorry, and he will turn from his
burning anger, so that we may not perish.
Each of these prayers occur before major changes in the narrative. The captain and the
king of Nineveh’s prayers share similarities in terms of theme, vocabulary and syntax.
According to Trible (1994: 113), both of these prayers proclaim a theology of hope.
Whereas Jon. 1.6 calls upon the help of no specific deity, this is not the case with the
king’s prayer where he utters it to the deity that called Jonah to prophesy against Nineveh.
The collective theme of the prayers in Jon. 1.6, 1.14 and 3.9 is ‘a quest for the preservation
of life’ (Potgieter 2004: 612).
The standard idiom of ‘vowing a vow’ occurs as ‘( ַויִּזְבְּחוּ־זֶבַח לַיהוָה ַויּ ִדְּ רוּ נְדָ ִריםAnd they
offered a sacrifice to Yahweh, and they made vows’) in Jon. 1.16, pertaining to the sailors,
and as שׁ ֵלּמָה
ַ ‘( ַו ֲאנִי בְּקוֹל תּוֹדָ ה ֶאזְ ְבּחָה־לְָּך ֲאשֶׁר נָדַ ְרתִּ י ֲאAnd I – I will sacrifice to you, with a voice
of thanksgiving; what I have promised, I will pay’) in Jon. 2.10, pertaining to Jonah.
The sailors first come to know about Yahweh when Jonah utters his confession in Jon.
1.9. They then fear Jonah’s deity, as he caused the storm on the sea. Before they threw
20
The other two poetic prayers are Jon. 2.3–10 and 4.2–3 and are both uttered by Jonah.
ASYMMETRICAL RECIPROCAL EXCHANGE 321
Jonah into the sea, they called to him in Jon. 1.14 as indicated above. They then pick
Jonah up as he instructed and threw him overboard. Unintentionally they experience
patronage when the sea ceases its raging. They then feared Yahweh greatly, and offered a
sacrifice, and they made vows. There are two reasons why they are doing this. The first is
in gratitude to the Yahweh who caused the storm to cease. The other is as a type of
purification ritual for having thrown Jonah into the sea, to wash their hands of his death.
It is unclear what becomes of the sailors after this, as they are fairly quickly faded from
the scene. To argue that a covenant has been constituted between Yahweh and the sailors,
because they made vows in public, is stretching the available information beyond what it
probably intends to convey. Nonetheless they experience (unintended?) favour by
following Jonah’s advice, whereas the sailors by acting as clients experience patronage
from Yahweh.
After being thrown overboard the ship, Jonah prays to Yahweh ( ) ַויּ ִתְ ַפּלֵּל יוֹנָהfrom the
bowels of the fish (Jon. 2.2). After Nineveh is saved, he prays again ( ) ַויּ ִתְ ַפּלֵּל אֶל־י ְהוָהin Jon.
4.2. Following upon the latter, we read three times that God appoints ( ) ַוי ַ ְ֤מןthree
instruments ( קִיקָיוֹןin Jon. 4.6; תּוֹ ַלעַתin Jon. 4.7 and רוּ ַח קָדִ יםin Jon. 4.8) to do his bidding.
This calls to mind God’s appointing of the great fish ( דָּ ג גָּדוֹלin 2.1). In this manner he is
depicted as sovereign over nature as well.
Prior to Jonah 3, the only things we know of Nineveh is that it was a wicked city (Jon.
1.2), that Yahweh wanted Jonah to prophesy against her inhabitants, and that Jonah was
unwilling to do so (Jon. 1.3). Nineveh is described in exaggerated terms (a great city that
requires a three-day journey to cross), probably emphasizing its importance to Yahweh
(cf. Jon. 1.2, 3.2, 3.3, 4.11). Jonah’s prophecy of doom in Jon. 3.4 is as follows:
אַרבּ ִ ָ֣עים י֔ וֹם ְו ִנ ֽינ ְֵו֖ה נֶהְפָּ ֽכֶת׃
ְ ֚עוֹד
Still forty days and Nineveh will be overturned!
Jonah proclaims that Nineveh will be overturned. This ‘to turn, overthrow’ ( ) ָהפְַךcan be
the destruction of the city, or it can mean that the city turns from her evil ways, i.e.
repentance. It then appears that the inhabitants repent. To repent implies a change of
heart, transformation or the broadening of boundaries. Halpern and Friedman (1980: 87)
pointed out how Jonah did ‘not fathom the delphic nature of his oracle’. Nineveh was
indeed ‘overturned’ ()נֶ ְה ָפּכֶת, i.e. experienced a change of character, and not destruction,
as Jonah intended to mean with his prophecy in Jon. 3.4. In essence, his prophecy was
fulfilled.21 According to Matthews (2012: 202), ‘a righteous God is obliged to warn
people of their failings before issuing a final judgment and imposing a sanction upon them
(compare Amos 5.14–15; Joel 2.12–14)’. Whereas this warning is usually intended for the
covenantal partner, this is now extended to the Ninevites. The moral change of the
Ninevites is then expressed with the use of the word ‘( שׁוּבto return, bring back’) in Jon.
3.10 (Simon 1999: 29).
The Ninevites and their animals partake in mourning rituals, by dressing in sackcloth,
fasting and the king even throwing off his royal garb and sitting on ash. They do this in
an attempt to avoid the destruction of the city (Jon. 3.5–8). In Jon. 3.9, they perceive this
anonymous deity, who sent his prophet to deliver a prophecy of doom, as an angry one,
not knowing that his attributes are mercy, compassion and patience (cf. Jon. 4.2). In
21
The verb ָהפְַךdenotes a change of character in 1 Sam. 10.6, 9 (cf. Exod. 14.5; Hos. 11.8; Lam. 1.20), and
transformation in Deut. 23.6; Jer. 31.13; Amos 5.7; Ps. 30.12; and Neh. 13.2 (Halpern and Friedman 1980: 87).
322 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
reaction to their plight, God repents from his plan to destroy them. He acts to them
as a patron showing mercy and pity to a client – the Ninevites and their animals – which
they can never repay in kind. However, it is unclear how long Nineveh’s repentance
lasted, or how sincere it was, in the light of the book of Nahum’s prophecy about its
destruction.
In the cases of the foreigners, it is clear that covenants with Yahweh were not
established, but that they experienced a one-off display of mercy, therefore patronage.
There was no formal or legal agreement preceding their acts of sacrifice or repentance.
Thus, there is no covenantal exchange present or implied. No doubt their implied
reactions would be gratitude for being saved. What can be said about the salvation
experienced by the Ninevites is that it would appear that Yahweh’s mercy is conditional.
In order to receive mercy, repentance must precede it, similar to Jonah praying to Yahweh
in Jonah 2 and receiving deliverance from the fish. The withdrawal of Yahweh’s pity or
mercy is a sign of judgement – at least from what we know from the Israel’s history. ‘Any
compassion God chooses to exercise with respect to that creation is a divine prerogative’
(Matthews 2012: 205).
The sailors and Ninevites appear more compliant in behaving in a manner that is
socially accepted of them in the circumstances that they find themselves in – being
bestowed patronage by Yahweh – than the supposedly pious Jonah. They behave
appropriately by bringing homage. The values pertaining to patron–client relationships
dictated people how to act, and the foreigners act according to (Israelite/Hebrew)
expectations.
Thus, from the above we can conclude that the foreigners, specifically collectively the
sailors and the Ninevites, experiences asymmetrical reciprocity and patronage from the
Hebrew God, Yahweh.
What then proceeded was an application of asymmetrical reciprocity to the book of Jonah
to determine the extent of its applicability to it.
Patron–client relationships dictated how people – and even the divine – conducted
themselves in relations to each other, be it as kin or not. Based on the types of reciprocal
exchanges identified by Crook, we can conclude that all reciprocal exchanges within the
book of Jonah are asymmetrical, i.e. the relationship between a benefactor and a
beneficiary that is open-ended and ongoing, as they are two individuals (or groups) of
unequal social status, and that this patronage is not limited to Jonah alone, but also to the
foreigners, namely the sailors and Ninevites. However, just like the Hebrews and Israelites,
the foreigners cannot repay Yahweh in kind. They are also subservient clients to the giver,
very much like Jonah is.
In this contribution it was pointed out how there is an implied covenant between
Yahweh and Jonah as Jonah is taken to be a representative of Israel, Yahweh’s chosen
people, when the book is read in the light of the Jonah character being the same as the
one mentioned in 2 Kgs 14.25. However, in his capacity as covenant partner, Yahweh also
functions as patron, whereas Jonah is his client. Contrary to the foreigners that make
vows and offer prayers to Yahweh or God, Jonah only makes the promise to do so (see
Jonah 2) and is not described as fulfilling his word.
The type of reciprocal exchange between Yahweh and the foreigners is that of a
patron–client relationship. Even though vows are made, this is not considered to be signs
of a formal contract or instituting of a covenant with Yahweh, but rather is a sign of their
gratefulness for the one-off act of mercy and salvation they experience.
Jonah, in turn, functions as an involuntary and unwilling broker between Yahweh and
the foreigners that inadvertently made mercy towards and salvation of the foreigners
possible.
What is clear from the preceding is that asymmetrical exchange appears in the Hebrew
Bible, and then specifically between Jonah and the foreigners with Yahweh. Yahweh stands
in a clear asymmetrical reciprocal relationship with both Jonah and Ninevites as they are
his clients and are the two parties from which he has expectations that need to be fulfilled.
Jonah is reluctant to do as Yahweh commands of him, but the Ninevites jump at the
opportunity to change their ways and to comply with the threat of destruction.
In the light of the Persian Period dating of the book of Jonah, we can conclude that
there is an element of universalism, where the foreigners are granted access to Yahweh/
God. Certain circumstances and conditions were either stipulated or implied in order for
them to be granted patronage, such as repentance. It would then appear that there is a
doctrine of retribution at play in this book. Nonetheless, even (former) oppressors of
Israel were awarded compassion when they prayed to God and turned from their wicked
ways (see Jon. 3.8).
Could it then be that the book of Jonah serves as a critique on the covenantal
relationship, or at least the asymmetrical reciprocal relationship, that is limited to the
Israelites (or Yehudites) and Yahweh alone? Is this exclusive relationship being challenged?
This would appear to be a possibility in the light of even foreigners being on the receiving
end of Yahweh’s patronage and their client-like behaviour.22
22
Read in the light of a text such as Psalm 82 reinforces such a notion.
324 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
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Scientific Reading, Hervormde Teologiese Studies Supplementum 7, Pretoria: University of
Pretoria.
Westbrook, R. (2005), ‘Patronage in the Ancient Near East’, JESHO , 48 (2): 210–33.
CHAPTER FIFTEEN
ROBERT D. MILLER II
In the twentieth century, biblical scholars wrangled and refuted over just when ancient
Israel became literate. In other words, the heuristic model for discussions of ‘oral tradition’
was something that illiterate societies had, tales that were handed down orally until
writing was discovered and then they were written. Alongside the argument of when
literacy arose were claims presented for one text or another out of the Hebrew Bible
being ‘originally oral tradition’ and later written down. Oral tradition, in that view, would
be about the forerunners of the Bible, bits of ‘pre-Bible’, fragments only.
All of this picture is false. It is false first because there was no single ‘discovery’ of
writing (Macdonald 2005: 49–50; Carr 2008: 121).1 Writing was known in Palestine long
before the twelfth century BCE , albeit not by Israelites. From almost the earliest Israelite
settlement in the twelfth and eleventh centuries, there are inscriptions, including scribal
exercises, although very few (Rollston 2008: 61–3). Of the multitude of seals excavated
from the tenth and ninth centuries, not one is inscribed (Sanders 2008: 103–4). The ability
to write one’s name and draw up receipts is widespread by the eighth century (Rollston
2010: xvi; 2015: 88). By the seventh century, even common soldiers and property owners
could write letters (Rollston 2010: 95, 133; 2015: 76–9). Yet there is not a single narrative
piece of writing from the entire pre-exilic period. Epigraphic remains from Palestine are
primarily ostraca, and most ostracon texts are ephemeral letters or economic documents.2
Literature could not be accommodated by ostraca. Writing, even when known, does not
seem to have been thought of as appropriate for literature, nor for hymnody, prophetic
narrative, wisdom or law (Macdonald 2005: 53, 63; Wicomb 2018: 75–6).
That disinclination may have been due to what is a far more important reason that we
should abandon the older model of oral tradition: peoples do not become reading societies
upon achieving literacy (Macdonald 2005: 64–7). Historians of Israel and elsewhere have
now acknowledged the anthropological work, both from fieldwork as well as from
1
The acquisition of reading need not even accompany the acquisition of writing; see Macdonald 2005: 52–3.
2
Given the ongoing debates about its contents, I am not considering the Khirbet Qeiyafa ostracon in this
discussion. I do not consider it to be Hebrew in any case.
327
328 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
analysing texts that circulated orally, that must demolish the notion of a ‘Great Divide’
between two mutually exclusive media, oral and written (Carr 2005: 159–62; Egilsdóttir
2006: 215; Niditch 2008: 18; Miller 2011: 20–1; Wicomb 2018: 67). That binary
opposition is a misleading, reductive approximation. Many societies produced oral and
written literature simultaneously (Carr 2005: 6–7).3 In fact, preliterate societies are not
the most common source of oral literature. Most of the oral literature we possess and
analyse was not collected from purely oral cultures. Some of this literature was collected
from societies that have recently become literate but preserve much orality, but there are
also many societies that have been literate from antiquity where oral literature has
continued to flourish (Macdonald 2005: 74–8; Nagy 2009: 172).
Writing often supports oral tradition and vice versa. In other words, written texts
circulated in oral form long after they were committed to writing; and those oral forms
could be then modified into other oral forms that were not in writing, or that were put in
writing some time afterwards (Harris 2016: 13; Friedrich 2019: 183). On the other hand,
reading-and-writing often has a different social location than oral tradition: some genres
are considered appropriate for writing, while others are not, and it is not a matter of
length or textual complexity (Macdonald 2005: 63). So we cannot even speak of a
‘continuum’ between oral cultures and literate cultures, since there is no single spot on
that continuum to place any entire society.
In ancient Egypt and Mesopotamia, audiences who knew how to read still preferred
and even expected to experience their literature orally (Afanasjeva 1976: 123, 126–30,
135; Hodge 1989: 412, 414). Ancient Israel, even after the Exile, when a largely literate
Jewish population returned to Judah, also expected to encounter their literature aurally,
in performance (Gitay 2011: 37, 47). Israel and Judah were what David Carr calls an
‘oral-written culture’.4 In oral-written cultures, oral tales that circulated from bard to
audience or bard to bard could be recorded in writing; they could be consulted by writers;
they could be consulted by oral composers of other stories (Engnell 1969: 7, 65; Colbert
1989: 66; Wendland 2013: 95; Ready 2019: 18).
Scrolls had no spaces between words, no offset poetic lines, no chapter and verse
breaks, which would have made them highly reader-unfriendly manuscripts.5 ‘An Israelite
could read a book with ease only if he had previously heard it’ (Levin 1995: 188, 204).
In all the descriptions of texts being read in the Bible, with only one exception (2 Kings
22) it is always a text being read by a person who had already heard it (Levin 1995: 213).
Even what we have written in the Bible had to be rendered orally by reciters, whether we
think of them as bards or Levitical Temple priests (Wendland 2013: 84). They rendered
them orally in performances, interpretive contexts mandated by tradition, to which we
shall return shortly (Carr 2010: 33).
3
This was recognized already by Ahlström (1966: 70); and McLuhan (1999: 139).
4
In a fully literate society, references to all kinds of writing by all kinds of people are ubiquitous. Consider in
Rome, Plautus, Mercator, 405–409 ‘My doors would be full of elegies scrawled in charcoal’; Cicero, In Verrem
3.2.77 ‘Couplets were constantly being scribbled over the dais’; and similar quips in Plutarch, Tiberius Gracchus
8.7; Gaius Gracchus 17.6; Seneca, Suasoriae 1.6; Cassius Dio, Roman History 55.27.1–2, 61.16.2a; discussed in
Slater 2014.
5
Levin 1995: 186–87, 190; Wendland 2013: 15; Cassuto 2014: 39; Edzard 2014: 52. Evans (2017: 753–4)
believes such scepticism about reading vowelless, run-on scrolls is anachronistic (or ethnocentric). Levin argues
the Masoretic pointing of the Hebrew Bible preserves most of ancient Israel’s pronunciation. While it may well
retain much from the Second Temple Period of the first century (see Khan 2018), it is impossible to say it stretches
back to the biblical period.
ORALITY AND LITERACY 329
If we have removed the notion of a Great Divide between oral tradition and literate
writing, and if we also consider that the Hebrew Bible – or nearly all of it – never ceased
to be performed orally in an oral-and-written society, then clearly any pursuit of ‘which
passages’ were originally oral is misguided. Indeed, biblical scholars’ continued recourse
to ‘oral formulaic’ tests for orality based on the work of Milman Perry and Albert Lord,
or even more problematically to Axel Olrik’s ‘epic laws’ of a century ago, is lamentable
(e.g. Chi 2018: 109, 112).
Our focus on this implied audience, encountering the text orally and often both orally
and in writing, requires ‘Performance Criticism’ (Wendland 2013: 31). In order to study
the biblical text within its local context of settings and participants, we will want to
investigate who the implied audience is, how they are addressed and by whom: a
performative schema (Ready 2019: 17). Different performative schemas would have
existed for different genres, but those schemas were accepted and understood according
to social and cultural conventions familiar to the original performer and audience (Hymes
1964: 16; Sherzer 1990: 119; Frog, Koski and Savolainen 2016: 24–5). Linguists and
anthropologists recognize that all texts emerge in contexts in which they were actually
employed, and that these contexts emerge in ‘negotiations’ between participants in social
interactions (Sowayan 1985: 123; Shepherd 2016: 191). Governing conditions of
performance like location, possible musical settings, instrumental accompaniment,
gestures and much more will determine the kinds of performative schemas any society
will generate (Hymes 1964: 19; King 1991; Harris 2016: 14; Shepherd 2016: 35; Patron
2018: 41). Performance Criticism focuses on the event or the dynamic complex of action
of a performance. The meaning of the performance depends, then, not on some strict
recitation of a text, but on a sort of social game, an interplay between a specific text, the
individual performers, the setting and physical elements of the performance, and the
customary performance practices that the audience expected (Busoni 1986: 208–9; King
1991: 1, 8, 19; Borges 2000: 491; Shepherd 2016: 39, 192).
The Hebrew Bible itself has almost no accounts of performances (Harris and Reichl
2012: 143). There are some depictions; these cannot be taken as necessarily historically
accurate but will remain an important resource (Bergman 1979). Yet hints of performance
are embedded in the text, as scribes who ‘performed’ the writing of the texts were usually
individuals also involved in their performance (Tarkka 1993: 173; Wendland 2013: 79).
Performative schemas can also be reconstructed on the basis of evidence from other
societies of the ancient Near East (Shehata 2009: 378). Yet we will also depend on
ethnographic analogy: looking at societies elsewhere in history that shared the same level
of literacy and the same balance of oral and written literature as ancient Israel (Zerubavel
2003: 29). As the folklorist Lauri Honko writes, ‘The only way out of this dilemma seems
to be more and better empirical studies on living oral epic traditions, a careful comparison
of the results and their cautious application to other epics whose performance contexts
will always remain poorly known but may be elucidated with the help of comparisons’
(Honko 1996: 2; cf. Thomas 2005: 5). Biblical scholars have long looked to Iceland for
these analogies, and with good reason, as Iceland holds many parallels to the oral-and-
written world of ancient Israel (Barstad 2013: 13). As with Israel, the original contexts of
composition and recitation of Icelandic literature are lost to us, only reconstructed from
scenes found in the text itself, which are much later than the material’s origin (Miller
2011: 31–5). As with the Hebrew Bible, Icelandic sagas and poetry drew on both oral
poems and written stories, with writers deeply indebted to written material still dependent
on oral tradition (Colbert 1989: 155, 158; Harris 2016: 13).
330 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Performative schemas will differ greatly from genre to genre (Shehata 2009: 370).
Nevertheless, societies of the world by and large have qualities that are common to all of
their performances, regardless of genre. So some general observations are possible about
the performance locations, performers, vocal elements, music and gesture of ancient
Israelite performance as a whole.
Not all performance depends on a single venue; the same tales could be told in the
back room of the Israelite four-roomed village house as in the court of the King of Israel
in Samaria (although in some cultures certain kinds of tales are forbidden in certain
seasons; Propp 2012: 306). What a performer could do in a performance is always going
to be constricted by that space. Or to put it differently, the performative schema is a
relationship that emerges between the space and the performer, between what the
performer wants to do and what that place of performance means to the audience, its
cultural resonance (McAuley 2003: 602–3, 611; Pasqualino 2008: 112). The ways in
which the space imposes its reality on the performance extend far beyond physical
constraints to include collective memory.
We need to consider also the performer themselves. Oral performers’ behaviours are
external components of the non-verbal part of the performative schema (Poyatos 2002:
338). Performers also have what Fernando Poyatos calls ‘Personal sensible behavioral
nonactivites’, which include jewellery, body marking and clothing – and we should think
here not so much of costume, as this was rare, but things like tightness of dress, appearances
of self-neglect, cloaks that make distinctive sound when rustling, and so on (Poyatos
2002: 333–4; Braun 2011: 24). Poyatos’s work is important, as he emphasizes that the
performative schema is not a list of location, performer, techniques etc., but ‘a continuum
formed by verbal and nonverbal, behavioral and nonbehavioral’ (Poyatos 2002: 346).
Some of these will not even be consciously noticed, at least not by everyone present.
If, following Poyatos, we think of clothing as a sensible body-related personal
component, then what one does with the body are sensible bodily personal components
(Poyatos 2002: 328; Ready 2019: 23). Some of these are proxemics, or ways performance
is constricted physically by performance space. Others are paralanguage (throat
clearing, silences) and kinesics, body movements (Gerson-Kiwi 1961: 64; Hymes 1964:
25; Sherzer 1990: 31; Nord 2005: 876). The latter may be pantomime, actual expression
of narration through body movements, but more often would be less explicit: slapping
one’s thigh, raising an arm (Pasqualino 2008: 112). These, too, will be dictated by
convention.6
We should first of all resist drawing a sharp distinction between song and oratory
(Sherzer 1990: 22). Even Greek writers like Aristotle’s student Aristoxenos who discussed
the difference between the two described it as a difference of degree, not kind (Winn
1981: 4). Certainly there was Hebrew musical poetry, as in the Psalms. The Prophets are
also poetry. Even the narratives of Exodus and Judges, however, were probably more
what musicians call Sprechstimme, midway between speech and song (Sherzer 1990: 27).
Each genre probably had its own unique place on the continuum between speech and
song (Gerson-Kiwi 1961: 64; Lomax 1968: 6).
Some scholars have stressed the importance of considering the rhythmic qualities of
the declaimed Hebrew itself, since human beings detect rhythm as naturally as we detect
changes in loudness or pitch (Lundin 1985: 113; Cohen, Douaire and Elsabbagh
6
Already Wundt (1973 [1921]: 66), who greatly influenced early biblical scholars of orality.
ORALITY AND LITERACY 331
NARRATIVE
The narratives of the Hebrew Bible are dramatic. First, they use direct speech: ‘Abraham
said, “My son”’ – indirect speech is rare (Licht 1990: 39). Second, a great many details
are missing; there is no attempt at mimesis, leaving the performer to fill a lot out (Licht
332 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
1990: 64; Mathieu 2018: 150).7 On the other hand, duplications abound, as source
critics have known for centuries. But the oral-and-written nature of ancient Israel suggests
another possible explanation for duplications. Antony Campbell writes, ‘Texts do not
always tell stories but on occasion (by including variant versions) enable stories to be told’
(2004: 31). In other words, duplicate text may in some cases be presenting options that
the reader or reciter was supposed to choose from in each reading (Gitay 2011: 38).
Texts are strategically selected and refigured in each oral performance, even when
there are written copies already in existence.8 In the earlier stages of the assembly of
Hebrew Bible, no doubt writing down of performances took place, as in Mesopotamia
(Smith 2015: 8). A given passage of the Hebrew Bible might, therefore, represent one
particularly memorable ancient performance, or numerous performances as well as
annotations of a later editor (Walton 2017).9
Nevertheless, even the latest parts of the Pentateuch, which might have been composed
in writing, were performed orally (Engnell 1969: 66). Early on, this might have been
quite theatrical, as we have seen (Mathieu 2018: 141, 149).10 But even when this was no
longer the primary means of performing the text, oral performance continued.
David Carr argues that what appear to be aural variants in the account of Hezekiah
resisting Sennacherib in 2 Kings, 2 Chronicles, and Isaiah are evidence of ongoing oral
performance, at times misheard (Carr 2015: 165). Yet, William Tooman has shown not
every ‘memory variant’ is the result of hearing. ‘Dissimilarity appears to have been a
prominent and productive feature of communication-replication in ancient Hebrew
literature’ (Tooman 2019: 109), and dissimilarity generated by writers reading written
texts ‘are identical to types of dissimilarity that [. . .] Carr identif[ies] as aural- or memory-
variants’ (ibid.: 110). Tooman acknowledges there certainly were oral/aural variants along
with writers’ dissimilarities; it is just that we have no way of knowing ‘the medium from
which the source of a replication is drawn’ (ibid.).
To reconstruct performance contexts for Israelite oral prose and narrative poetry,
ancient Near Eastern evidence helps a great deal, but ethnography will be another
important means to reconstruct performative schemas.11
In ancient Egypt, it is first necessary to remove ‘audience-less’ performances, the large
number of attested performances that were put on only for the gods. Alongside these,
there are performances of personal memoires, humorous morality tales and eulogizing of
the king that involve ‘reciting’. The setting is usually the royal court, minstrels are depicted
in stylized ‘rapt’ poses, and the performer and audience together influence the composition.
The fullest presentation of a performative schema is in the Middle Kingdom text ‘King
Cheops and the Magicians’ from Papyrus Westcar. In the court of Pharaoh Khufu (Cheops),
the story goes, ‘The king’s son Khafra arose [to speak, and he said: I should like to relate
to your majesty] another marvel, one which happened in the time of [your] father, Nebka’
7
Mathieu (2018: 145) presents a model for a staged performance of the story of Abimelech in Judges 9 that he
believes belongs to the original text.
8
Nagy 2009: 171; Wicomb 2018: 75; Smith 2015: 10, for examples from India and suggestions vis-à-vis the
Homeric corpus.
9
Harris 2016: 16, illustrates this for Icelandic literature.
10
Also Tarkka 1993: 183, for the Nordic world; Afanasjeva 1976: 123, for Mesopotamia (Epic of Gilgamesh).
11
Evans (2017: 755–6) suggests performance critics have imagined audiences on little basis. The contrary will be
shown herein. See also Person (2018).
ORALITY AND LITERACY 333
(1.16–20). He then tells a sort of ‘marvel tale’. This is followed by, ‘Bauefre arose to
speak, and he said: Let me have [your] majesty hear a marvel which took place in the time
of your father King Snefru’ (4.18–20). There are two more such tales, each is accompanied
by a favourable response from Khufu, which encourages and moulds the performance of
the next one. Although we cannot assume this is an accurate record of real events, we see
here a depiction of a court setting and an interplay between audience and poet.
Within various Mesopotamian narrative texts, there are numerous prologues like ‘I
will sing. . .’ and epilogues such as ‘This is a ballad in praise of . . .’ or ‘Whoever recites
this text . . . .’ The mythical Atrahasis epic, which contains a flood story much like Genesis,
is written ‘for singing’. Harps (sammû) and lyres are often depicted in such performative
schemas. In the city of Mari, mushtawum minstrel poets were employed to compose and
recite epic praise poetry for the king (Ziegler 2010: 127–8). We also see, however, an
interplay of performance and writing. A story could be performed orally while a written
form was composed from the performance on the spot (Jacobsen 1982: 131, citing the
Kesh Temple Hymn).
A Canaanite Ivory plaque from Megiddo around 1200 BCE illustrates a scene reminiscent
of Khufu’s court, here with a lyre accompanying the rhapsode (Carter 1995: 297, 300–4).
Jane Carter argues cogently that this represents the same recitation of epic poetry about
heroes as found in the Homeric epics (ibid.: 307). She also argues that it is precisely the
kind of performance depicted (and denounced) in Amos 6.4–7 (ibid.: 302–3).
There are accounts of performances found in some Icelandic sagas, but these must be
used cautiously as they reveal only the authors’ portrayal of performance. Nevertheless,
those saga descriptions of performance are very similar to the ancient Near Eastern
evidence. We see the audience–speaker interaction, the court setting and even the harp
(Faulkes 1993: 16).
With caution we can examine the Bible’s own picture of oral performance. Narrative
recitation seems to have been accompanied in particular by the kinnôr lyre. The lyre was
performed at the feasts envisioned by Isa. 5.12, and the scene looks much like that in
Papyrus Westcar or as in Iceland.
LAW
Most scholars understand that written law did not play a major role in the ancient Near
East. We have no law codes from the Levant and the actual use of Mesopotamian ‘law
codes’ is unproven. A good case can be made that those so-called codes were school texts,
while the actual state law was customary law, oral with some written memory aids and
display texts (Lemche 1995).
Textual depictions of judicial process, as Bernard Jackson writes, ‘conspicuously omit
any reference to the application of written rules’ (Jackson 1999: 816; see Meyer 2017:
62). Even in late texts, criminal justice is based on prior decisions, not code but stare
decisis (Falk 1964: 29).12 David’s judgement for the woman of Tekoa in 2 Sam. 14.5–7
not only does not appeal to statutory law, ‘it is diametrically opposed to a known rule’ in
Num. 35.31–33 (Patrick 2011: 195). The same is true for Ahab and Jezebel’s trial of
12
Cf. Démare-Lafont 2017: 24, on stare decisis in Mesopotamia.
334 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Naboth (ibid.: 196). As Jackson (2007: 373) writes, ‘The use of such codes by judges in
courts [. . .] remains singularly devoid of evidence’.
Further proof that the legal system must have been something other than what we have
in the Pentateuch lies in the fact that the Torah lacks key areas of law (Morgenstern 1930:
32; Noth 1972: 18). It refers to divorce, modifies it, but never sets out its basics. It
provides no legislation on how to marry in the first place (Pressler 2019: 290). The Goel
is referred to but never explained (noted already by Michaelis 1814: 10, 474). Birth or
war-captive grounds for slavery are never laid out in the Covenant Code, nor theft of
anything other than an animal (Daube 1999: 414). All of this was known by custom
(ibid.: 418–19).
Instructions for judges in Deut. 16.18 say nothing about consulting codes (Jackson
2002: 15–16). The only legal document we have from the First Temple Period, the Yavneh
Yam Inscription, invokes no laws. That the Hebrew Bible regularly depicts law recitation
from written texts (e.g. Exod. 24.3–7; Deut. 31.9–11; Josh. 8.30–35) relates not to the
functioning legal system but to the performance of a display document, exactly as at the
Icelandic Althing.13
This means the Israelite legal system was customary (Jackson 2006: 68; Schweid 2008:
108), based in a body of oral lore shared and developed by acknowledged experts who
intentionally transmitted and manipulated its contents (Noth 1968: 14, 18). Law in oral-
and-written Israel was much like early Iceland’s: ‘Law doubtless comprised an important
body of oral lore which was shared and developed by acknowledged experts who
deliberately passed it on to their successors’ (Kjartansson 2009: 89). ‘There were a
number of men in [Israel], most of them probably from the social elite, with a good
knowledge of the law, and these men must have taught their own sons, foster-sons and
possibly sons of other members of their class’ (Sigurðsson 2017: 28).
On the other hand, nothing precludes the role of writing in the customary law of
ancient Israel and Judah. Iron Age legal memoranda, on ostraca, would have been memory
aids for official lawmen as well as private possessions of individuals (Patrick 2011: 24;
Morrow 2013: 328).
Here, then is the connection between the laws of the Hebrew Bible and the actual laws
of ancient Israel. Upon a short saying, anything from an idiom of two words to a full legal
maxim, a real or imaginary case is hung, or, vice versa, such a saying is added to an
imaginary case (Stein 1966: 105). From that case, principles can be derived, and these are
then applied to new cases ‘in the gates’. The legal principle is what carries forward,
however, far more than the exemplary case itself: ‘When a case is done, the rule just
applied returns from its brief excursion into detail, and reverts to its normal condition of
generality’ (Bennett 2004: 3). The Torah, then, is made of school texts (see below on the
aural nature of education in ancient Israel), compendia of minute distinctions, not codes
(cf. Byock 2001: 314–15; Sigurðsson 2017: 27).
The resultant ‘codes’ are descriptive, not proscriptive (Westbrook 1988: 5; Milstein
2018: 163). At the same time, those codes preserve signs of performance,14 indicative – as
in Iceland, and as in Greece (Sophocles, Antigone, 23.8.27–30; Hermippus, Frag. 88;
Strabo, 12.2.9; Aelian, Varia Hist. 2.29; Plutarch, Solon 3; Pseudo-Aristotle, Problemata
13
Watts (1999: 22–3) notes the parallel but entirely misses its significance, insisting it proves written law was the
basis of the Israelite legal system.
14
Démare-Lafont 2013: 73, with illustration of Hammurabi’s Code.
ORALITY AND LITERACY 335
19.28.919–20a)15 – of oral legal pedagogy and possibly of some sort of legal performance
(Démare-Lafont 2013: 74). Finally, we cannot exclude the role played by the ‘codes’ as
tokens of power, present as objects for display or whose ritual reading functioned ‘magically’
(Greengus 1995: 472; Schniedewind 2015: 306). As Bernard Jackson (2006: 70–1) insists,
the function of the written law should not be limited to any one of these purposes.
Performative schemas for the Law will need to distinguish between pre-exilic and
postexilic. Assemblies would have played an important role in the pre-exilic Israelite system
(Num. 1.16, 14.10, 16.2; Josh. 24.22; Judg. 20.7–11; 1 Kgs 12.3; Prov. 5.14; Michaelis
1814: 229). The place of assembly most commonly designated is the gate (Knierim 1987:
25). The physical features of ancient Near Eastern gate complexes dispose them well for
such assemblies. In fact, modifications to gate design in the Iron Age II period provided the
one large open space for otherwise densely crowded towns and cities (Frese 2012: 204–5,
2020: 131). Excavated gates at Dan, Bethsaida and Tel Mevorakh have raised platforms
that could have functioned for assembly leaders (Frese 2012: 228–30).
Small village moots would not have had the option of a gateworks (Matthews 1987:
29), and threshing floors had to be high ground, open to the breezes, usually circular
or semi-circular, naturally suited for assembly (Aranov 1977: 168). Threshing floors
sometimes serve for judicial proceedings (1 Kgs 22.10; Dietrich, Loretz and Sanmartin
1976: 1.17 ii.5–8; Aranov 1977: 158).
The lawmen active in ancient Israelite Things, if they correspond to any figures in the
Hebrew Bible, are the so-called ‘elders’ (Alt 1968: 116; Reviv 1989: 38–9; Avalos 1995:
622; Frymer-Kenski 2003: 988; Wagner 2012: 96). City elders function as assembled
representatives in Late Bronze Age Amarna Letters (EA 100) and at Alalakh (Márquez
Rowe 2003: 695). A letter from Ishme-Dagan of Assyria to Yasmah-Adad refers to ‘elders’
gathered in ‘assembly’, as elders did at Emar (Westbrook 2003: 659).
The verbal contents of Israelite customary law would have been short aphorisms like
Gen. 9.6, ‘If anyone sheds the blood of man, by man shall his blood be shed’, often with
chiasms and other performative features (Jackson 2000: 215). The law in Deut. 19.16–21
seems to witness two independently circulating oral dicta for the same legal situation:
‘Then you shall do to him as he meant to do to his brother’ and ‘Life for life, eye for eye,
tooth for tooth, hand for hand, foot for foot’ – the former reappearing in Judg. 1.6–7 and
15.4–11 and Prov. 24.29 (where it is contested); the latter, in 1 Kgs 20.39–43 and 2 Kgs
10.24 (Jackson 2002: 18).
15
Thomas 1995: 63–4; Havelock 1982: 130–1; References in Athenaeus’ Deipnosophistae, 619b, and Strabo,
Geographica, 12.2.9, to singing the Laws of Charondas by a nomōidos, ‘lawsinger’, and in Claudius Aelianus’s
Varia Historia, 2.39, to children of Crete learning laws with music are taken by Gagarin (2008: 34–5) to refer not
to laws at all but either to nomoi as ‘melodies’ or ‘general rules such as those in Hesiod’s Works and Days’,
because he finds it ‘nearly impossible to imagine someone putting, say, the Gortyn laws’ to a melody. But no
melody is mentioned, only to singing, which could easily be recitative or parlando. Gagarin also insists these are
not oral laws, since they already existed in writing by this time. But, of course, that is precisely the oral-and-
written phenomenon we see worldwide: oral performance of written texts, with modification happening both in
the performance and in the subsequent rewriting. Gagarin retains a Great Divide between orality and literacy. It
would be nice to add ‘8th century BC ’ tablets discovered in the early nineteenth century at Corinth supposedly
dealing with music, which mentioned ‘priests sang the nomoi’ (Murhard 1825: 74). A text so at variance with the
known chronology of Greek music was already deemed suspect by William C. Stafford’s History of Music (1830:
131, footnote). It has been dismissed as ‘a lengthy “text” with an even lengthier pseudo-scholarly “commentary”’
(Bonds 2006: 96). I have found no indication what happened to these tablets, and the current Archaeological
Mission to Corinth also has no idea.
336 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
However, we have no good way of knowing which portions of the Pentateuch’s laws
once served as written artefacts of, say, tenth-century Israelite law (Alt 1968: 110; Knight
2009: 111), especially since markers of performance might only be evidence of, e.g.,
seventh- or even fifth-century performance of written law.16 For, as we have seen, in a
legal system such as this, the resultant ‘law codes’ are mishmashes of various layers from
different periods.17 Editors, primarily postexilic editors, picked from the riches of the
customary law of the pre-exilic community according to their own strategies, choosing to
put certain laws alongside the narratives of the Pentateuch and vice versa (Greenstein
2001).
Thus, scholars have long debated whether Deut. 31.10–13, which calls for annual
recitation of the Torah in which the performer has a scroll but does not read from it – the
scroll an ‘aide memoire and physical signifier of the authority of God’ (Newsom 2017:
20–1) – whether it was historically accurate for pre-exilic Israel and Judah. This debate
extends to the readings of the Torah in Josh. 8.30–35 and 2 Kgs 23.1–2. This argument,
however, misses seeing the value of these passages for reconstructing performative
schemas even if those schemas turn out to be postexilic. In other words, whether or not
performances like these three passages ever took place in Israel and Judah prior to the
Babylonian Exile in the sixth century BCE , they reflect someone’s understanding of how
the text was to be performed. Moreover, they reflect a different kind of performance than
that depicted in postexilic Nehemiah 8. There we have a much more ‘liturgical’
performance, with ceremonial responses (‘Amen! Amen!’, Neh. 8.6), gestures (bowing,
face to the ground; Neh. 8.6), and quite explicitly an audience that does not understand
what they are hearing (Neh. 8.7–8; Newsom 2017: 25–7).
PROPHETS
A century ago, Mowinckel confidently spoke of three stages in the genesis of a prophetic
book: the words of the prophet, a collection phase in which inauthentic additions were
made, and the canonical book. Yet Theodore Robinson understood already then (building
on Harris Birkeland and H.S. Nyberg) we have nothing of ipsissima verba of the prophet,
and we have no real means to make hard and fast distinctions of what is original and what
added by tradition (Nyberg 1935: 7–8, 128; Birkeland 1938: 1, 7–13; Robinson 1953:
53, 55).18 So, ‘The biography of Jeremiah that resulted from’ early biblical scholarship
‘has a strong resemblance to the lives of the nineteenth-century’ liberal Protestant
theologians doing the scholarship (Henderson 2016: 6).
The other problem with Mowinckel’s linear progression is that writing did not replace
oral transmission or performance (Widengren 1948: 88, 91). The books of the prophets
are printed as poetry in modern Bibles because they are meant to be heard. Sound-play
like Amos 5.5 or Isa. 24.3 is audible (Widengren 1948: 124). Rhythm, vivid imagery, and
‘action-oriented language’ is ubiquitous (Voth 2005: 123).
16
Contra Locher 1986: 91. And why limit ourselves to Exodus? The law in Deut. 21.1–9 is also found at Ugarit,
in an Akkadian letter from the King of Carchemish to Ammishtamru, Rs 20.22 (Ugaritica 5, 94–97); Westbrook
2008: 109.
17
The argument to the contrary in Westbrook 1994 is based on pure analogy to Mesopotamia and logical non
sequitur. See the discussion in Greengus 1994: 77; Levinson 1994: 39.
18
The debate has been framed by Robert Carroll, Henning Graf Reventlow, and Jacques Vermeylen; for an early
discussion, see Brueggemann 1987: 113–14, 120–5.
ORALITY AND LITERACY 337
Prophets are the one genre where orality has actually been taken seriously in the past
century. The supposed great achievement of the work on the prophets was isolating the
oracles from each other, something now reflected in most modern published English
Bibles.19 Nevertheless, more recent scholarship concentrates the books of the Prophets as
written text, rightly reacting to the early over-focus on the prophet’s ‘very words’ (Wilson
2015: 83; Skornik 2019: 518–19 n.65).
And yet, the prophets are depicted as orators, not writers, for a reason (Wilson 2015:
84–5; Nissinen 2000: 241). Writing authors penned prophetic texts for oral delivery and
performance in order to evoke the thunderous, plaintive, compassionate and grim voice
of the preacher.20 It is unlikely the books of the Prophets ever ceased being performed
aloud. When Jonah is trapped in the belly of the fish, the inserted psalm, whose contents
have little to do with his situation, could have been a sort of ‘burden’ or ‘sequence’
provided by a chorus. In Hab. 3.4, when the prophet describes the coming of God like a
sunrise, the word ‘there’ in ‘His brightness was like the light; rays flashed from his hand;
and there he veiled his power’ only makes sense if the performer of the text accompanies
it with a gesture of his hand to the horizon.
PSALMS
Oral poetry, ‘insofar as it engages a body thru the voice that carries it, rejects any analysis
that would dissociate it from within its social function and from its socially accorded
place – more than a written text would’ (Zumthor 1990: 28). One would not imagine a
musicologist who only studied scores or a classicist who studied ancient Greek dramas
without ever seeing them performed. Yet the standard approach to Psalms research for the
past century, form criticism, focused on literary genres and their supposed Sitzen im
leben, while more recent scholarship focuses on the Psalter as a book and its componential
assembly. Only lately has any performance criticism examined the performance event, the
dynamic complex of action that includes sound and gesture.21
But what is the relationship of the Psalms as we have them to the orally performed
versions in ancient Israel? Bakhtin famously warned against assuming continuity between
the songs of oral tradition and their written descendants (Bakhtin 1981: 14; so, too,
Sigurðsson 2013: 50). Certainly, the function of the oral poems could have been quite
different from functions of the poems passed on and preserved in writing (Gunnell 2016:
96). Contemporary tastes of the time of the ‘recorder’ may have intrusively imposed
patterns and otherwise bent the Psalms to fit the conventions of the time (Zolbrod 1995:
54). Yet Eddic poetry, our best analogue to ancient Israelite oral poetry, ‘was subject to a
high degree of fixity’ in terms of lexicology, style, structure, and narrative time and voice
(Frog 2014: 148–50). As Gunnell (2016: 96, 102; also 2014: 23) writes, ‘Much [. . .] can
be assessed by reading the poem closely and analyzing exactly how the poems might have
“worked” in performance’.
19
The greatest debt is owed to Westermann (1967).
20
Voth 2005: 119; Gitay 2011: 38; Wénin 2018: 159–60. See Nissinen 2000: 244–5, for discussion of the
interplay of scribal and oral prophecy in Mari.
21
Performance criticism arose only slightly earlier for Icelandic literature; Tarkka 1993: 168–70; cf. ‘Text and
Music’, in Randel 2003: 876.
338 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Pauses and periods of silence would be difficult to detect in the written remains that we
have in the Psalter (Toelken 2003: 34, 36). Subordinating conjunctions repeated in regular
positions at the beginning of parallel phrases, however, can serve as signs of delivery style
(ibid.: 20). Eddic poems regularly indicate even more explicitly who is speaking and who
is addressed (Gunnell 1995: 136–237), at times to such an obvious extent as to suggest
dramatic performance (Gunnell 1995: 351, 353; Zolbrod 1995: 81). Sometimes we can
name these speakers’/listeners’ social identity (Hull 2014: 173). Some Psalms strongly
suggest the spaces in which they could have been most effectively performed (Gunnell
2016: 102, 108). Others suggest ‘blocking’ or ‘stage directions’, including gestures.22 Even
when no actual movement occurs, the contrast between someone fairly stationary and
someone in full motion can be conveyed by the dynamics of singing.
Most oral poetry is sung, not chanted or declaimed (Zumthor 1990: 142). Music is an
indispensable element in its performance, while pitch and intonation are likewise essential
(Cohen, Douaire and Elsabbagh 2001: 74–7, 80). Nevertheless, vocal scoring (unlike
instrumentation data) would have been transmitted orally, and not encoded in written
versions.
In what scholars have classically termed laments and thanksgivings, there is a sort of
dialogue involved, as the rhetorical language presumes the deity is really present
(Greenberg 1983: 25–8, 30–33, 36; Harkins 2012: 234; de Jong 2007: 119). In other
words, the language of the Psalms especially when read aloud has a performative aspect
that makes the senses understand an event between the prayer and God that is ‘real in the
here and now’ (Harkins 2012: 235–6; also de Jong 2007: 131–2). As Angela Harkins
(2012: 237) writes, the lament Psalms ‘arouse vivid bodily sensations of spatiality and
affect within readers’; and, even more, within hearers.
We can go further however, and postulate a soloist and a choir or congregation
responding antiphonally. Sometimes this is obvious, as in Psalm 136, where the refrain
‘for his mercy endures forever’ is repeated stanza after stanza responsorially. There are
other ways, however, of breaking up a song into fragments and distributing parts. Nissim
Amzallag (2014) presents the most thorough argument for antiphonal performance of the
Psalms. Psalms 121, 126 and 128 work with a complex antiphony of ‘steady responsa’,
where the Psalm divides into two entities of equal length (Amzallag 2014: 30–1). Amzallag
identifies a ‘cross-responsa’ or canon cancrizans in Psalm 87 (as well as Exodus 15; Isa.
14.4–20; and 2 Sam. 1.19–27), with a palindrome-like structure where a central verse is
sung in echo by two voices in the middle of a Psalm that one voice begins and the other
finished (Amzallag 2014: 32–3). And in Psalm 114, he finds a ‘canonic responsa’ where a
second voice reiterates with a constant delay what is sung by the first voice from beginning
to end (Amzallag 2014: 34). In Mesopotamia and Ugarit, too, antiphonal interplay
between solo singer and choir or congregation is common.23
WISDOM LITERATURE
Although there may be early elements preserved in this material, especially in Proverbs,
these are among the latest books of the Hebrew Bible, the product of the highly literate
postexilic period. Moreover, even the book of Proverbs is the creation of educated scribes
22
Gunnell 2016: 105–6; Frog 2017: 599–600, for Iceland; Geisen 2012: 72, for Egypt.
23
Shehata 2009: 369–70; Amzallag 2014: 31. In Greece, a conductor with a baton appears as early as a tablet
from 709 BCE ; cf. ‘Conducting’ in Randel 2003: 204.
ORALITY AND LITERACY 339
or scribal schools. We know there were such schools, as even in the pre-exilic period; the
officials in Judah who read and wrote Aramaic in the eighth and seventh centuries BCE
would have required years of study, although we should envision a handful of students
learning in a teacher’s household, not separate institutions (Crenshaw 1998: 88; Rollston
2015: 81).
As we have seen, the uniformity of Hebrew handwriting, consistent uniform spelling
and the use of the complicated Egyptian numeral system all indicate sophisticated written
education for an elite few already before the Exile. In the postexilic period, the evidence
for literate schools is overwhelming. After the Exile, up to the conquests of Alexander, the
uses of writing expanded from economic and official uses to what we would think of as
sciences and arts.24 In fact, all the administrative inscriptions from the Persian period
found in Judea were written in Aramaic (Lemaire 1992: 309). Local Jewish scholars had
received formal instruction in Aramaic, while Hebrew was used mainly in the increasing
amount of written codification of the books of the Hebrew Bible (Dietrich 2008: 182–3;
Person 2010: 11; Van Seters 2015: 189). After the Greek conquest in the fourth century
BCE , efforts were made to inculcate Greek language and culture, superseding Hebrew and
Aramaic education (2 Macc. 4.12–14).25 Proverbs 5 and Ecclesiastes 12 envision an
educational setting.
And yet even this genre, seemingly the most thoroughly literary, comes from an oral
literate culture.26 We have no direct evidence of education in that ‘Second Temple
Period’,27 but Persian and Hellenistic provincial education both show the oral-and-written
duality.
Of Persian education, scholars know very little, up to now all of it from Greek writers.28
Strabo says Persian students ‘rehearse both with and without song the deeds of gods and
noble men’, learning ‘loud speaking’, ‘breathing’, and ‘use of their lungs’ (15.3.19), all
bespeaking oral education. More recently, Jonathon Riley and I have expanded our
understanding of Persian education by looking at the extreme eastern end of the Persian
Empire, in ancient India (this research is not yet published). That Persian education was
oral-and-written. Written texts formed the basis of the curriculum, but texts were meant
to be read aloud. They were memorized and then performed in pedagogical settings.
Hellenistic education, including in Ptolemaic Egyptian worked through ‘imitation,
drill, and monotonous repetition’29 (Gk. Αποστοματιζω).30 Images on Greek vases of
people reading scrolls normally show them with musical instruments at hand; ‘to read’
was still ‘to sing’ (Loubser 2007: 20).
The Aramaic Instructions of Ahiqar, dated just prior to the Persian period but immensely
popular during and after it, open with an account of a performance occasion and the
identity of the performer. Like Ecclesiastes, a named speaker performs or has performed
the instructions that follow, even though those instructions are really independent of this
24
Cf. Loubser 2007: 17, who calls this period ‘Primary Manuscript Culture’.
25
Cf. Loubser 2007: 19, who calls this, ‘Intermediate Manuscript Culture’.
26
Vayntrub (2016: 100) seems to think it cannot be both: written and oral.
27
See Crenshaw 1998: 4–5 n.6 for review of this discussion.
28
Xenophon’s Cyropaedia is an idealized, romanticized fiction; Herodotus (1.136) says Persians only learned
riding, archery and honesty.
29
Grubbs, Parkin and Bell 2013: 135.
30
Cribiore 2001: 145, 181. Earlier, Classical Greek education was entirely oral, even long after the invention of
the alphabet; Havelock 1982: 187.
340 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
imagined setting (Vayntrub 2016: 105). Ahiqar’s nephew Nadin represents an ‘ideal
audience’ (ibid.: 108). In other words, as Jacqueline Vayntrub has shown, Ahiqar mimics
‘live speech performance, yet as readers we encounter these performances through written
texts’ (ibid.: 109).31
This means in ancient Israel, the performance setting for wisdom literature was ‘small-
scale, writing-supported, oral education of the literate elite’ (Carr 2005: 208). Even in
school, one learned aloud, what the Greeks called zōsa phōnē (Cribiore 2001: 145;
Ueberschaer 2017: 33).
CONCLUSION
Ancient Israel was an oral-and-written society – not oral, not ‘literate’, and not somewhere
on a continuum between those two. The literature that makes up the Hebrew Bible was
both written and orally performed. Performative schemas would be different for different
genres, at least. Moreover, the processes of composition of the various components of the
Hebrew Bible, obviously a large matter beyond the scope of this chapter, would have
involved not simply composition in writing or oral composition later written down.
Writers drew upon both oral tradition and written texts, and their work was then
performed orally, and that performance was drawn upon by still other writers, on and on
in a complex skein of transmission that is largely irrecoverable.
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350
CHAPTER SIXTEEN
Telling tales
Biblical myth and narrative
KAROLIEN VERMEULEN
Human beings are storytellers. Whether they talk about what they did yesterday or write
the next Jane Austen, they turn to stories. Therefore, some say that storytelling is a basic
human capacity. It occurred and occurs all over the world (Reck 1983: 8; Dancygier 2012:
4; Gottschall 2012). Stories are conscious as well as unconscious tools that assist in both
understanding and shaping the world in which we live. Precisely because of this, stories
can be considered a form of social behaviour (Bruner 1991; Herman 2003). As any social
behaviour, they are the product of their environment. They are produced by people in a
particular time and place for specific reasons, naturally ‘co-operations’ with others
(Fludernik 2007: 261). This is no different for the story known as the Hebrew Bible. What
is more, this Bible,1 often described as a florilegium, illustrates another important
characteristic of storytelling, that is, that stories take different forms and shapes. Some
tales in the Bible are short, others long. Genres go from prose and poetry to law codes and
parables. Among its story themes are murder, love, war, regret, praise and power. In
addition, the Hebrew Bible displays a plenitude of characters, some of whom play a role
in multiple narratives whereas others appear only once. Despite this variety, which can be
explained through the historical composition and growth of the text (Carr 2011), the
Hebrew Bible is conceived as a coherent whole with recurring themes and concerns (Clines
1978), a divine character that features in almost all stories (Amit 2001: 82–6) and inner-
biblical allusions that connect its various parts (Sommer 1998). The Bible is one big story.
This chapter will focus on two aspects of this story, or better, two concepts that are
often mentioned when speaking of the story quality of the Hebrew Bible: myth and
narrative. The term ‘narrative’ features in research early on, referring to the prose tales
included in the biblical text (e.g. Linafelt 2016) as well as to the overall story of the work
(e.g. Miller 2004) or a part of it (e.g. Tull 2016). Literally, narrative means that which is
told, from the Latin narrare. It refers to both what is told and how it is told, covering the
age-old division between meaning and form, or signified (signifié) and signifier (signifiant)
(Saussure 1916). The term ‘myth’ appears as soon as scholars turn to the Bible text in
terms of style and expressive modes. With a divine being as one of the protagonists and
tales about the beginnings of time, some passages in the biblical text seem to fit the
interpretation of myth as a story about gods and inexplicable things. Myth, from the
1
In this chapter, I will use Bible as a synonym for Hebrew Bible, unless otherwise noted.
351
352 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Greek mythos, in origin refers to a speech, thought or word, or, in a derivate sense, to a
tale delivered by word of mouth. These preliminary definitions immediately reveal the
connection and even (partial) overlap between the two concepts discussed here.
What it is about
The introduction above offers an etymological definition of myth and narrative, as one
possibly neutral way of describing the concepts. The history of research on myth and
narrative in the Hebrew Bible, however, shows that both terms have been used in a variety
of ways. ‘We throw traditional tales, magico-religious beliefs, theology, false beliefs,
superstitions, ritual formulae, literary images and symbols, and social ideas into a common
pot and call the mixture mythology’ (Fontenrose 1966: 53). Stephen Moore points out a
similar confusion for defining narrative, and biblical narrative in particular (2016: 27). As
will become clear from the overview that follows, how a term is understood changes over
time and highly depends on the approach adopted. Whereas it is difficult, if not impossible
or perhaps even irrelevant, to discern a clear chronological evolution, definitions can be
placed on a graded continuum from more narrowly to more broadly defined. What is
more, a third concept, that of metaphor, seems to explain the transfer from one end of
the continuum to the other.
In its strict sense, myth is a partially if not totally fictive traditional story that explains a
special event, custom or practice (e.g. Robertson Smith 1889). Think of examples such as
creation narratives or stories which explain the name of a character or a festival. The
explanations given are deemed unscientific or, rather, an alternative to what (modern) science
would say, often involving a divine being instead. Myth says something about the relationship
between this being and humans in one way or another. When defined more broadly, myth is
still explanatory in nature but no longer limited to the specific closed story structure implied
in the narrow definition. Whereas human–divine relations may still play a role, myth is, first
and foremost, an explanatory model used by people to assess past, present and future (Pfoh
2016: 198). To summarize (and at the risk of oversimplifying matters), one could say that
myth in its narrow form is a type of story with a very specific format and required elements
and characters, while the broader definition of myth sees it as an interpretive frame that is
present in a whole array of biblical stories, if not in the Bible as a whole.
Similarly, narrative in its strict sense is a description of events, as one finds it in novels,
bedtime stories and some micro-stories within the Bible. It typically has a beginning,
middle and end. Depending on the adjective used, narratives can be fictional, but also
historical. Narratives have identifiable features such as time, location, characters and plot
(e.g. Bar-Efrat 1979; Ryan 2007).2 Examples from the Hebrew Bible would include the
Flood account, but also the patriarchal narratives. More broadly speaking, narrative
refers to a mode of communication (Fewell and Heard 2016: 114), a way in which human
2
More recent studies of narrative adopt a prototypical approach, in which stories are compared to the best
examples of the narrative category rather than being set against a checklist of features that determine whether
they are in or out of the category (Herman 2007; Ryan 2007). This approach can also be found, although without
explicitly referring to prototypicality, in studies of the apocalyptic genre in Biblical Studies (Collins 1979).
BIBLICAL MYTH AND NARRATIVE 353
beings talk about the past, shape the present and imagine the future. This communication
is often thought to reflect people’s values or view on things (Dick, Segura and Dennehy
2017). Whereas the term ‘narrative’ may evoke the idea of prose tales,3 one should keep
in mind that its specific forms and genres are not limited to these. Narrative can be poetic,
performed, open-ended, multimodal and so on (e.g. Tull 2016). When people speak of
the grand narratives of a culture, they refer to narrative in its broad application. What is
more, in that particular context, narrative and myth may become interchangeable, as two
forms of storytelling that function as tools to understand the world outside the story.4
It is precisely in such a role that myth and narrative show close affinity with metaphor,
an understanding of one thing through another (Lakoff and Johnson 2003 [1980]). What
is more, just like myth and narrative, metaphor has a micro-level appearance in the form
of specific metaphorical expressions in a text, often called literary or novel metaphors,
and a macro-level appearance that consists of conceptual metaphors underlying the actual
words of the text (Steen 2014: 316–17). The narrower definitions of myth and narrative
respectively become the more broadly defined concepts when understood metaphorically.
The small, specific story is a condensation of a world view. The broad interpretation of
the concepts moves the discussion from the particular to the general, from unique
expression to more universal conceptualization. There is only one priestly Creation
account covering seven days (narrow definition), but there are many stories in the biblical
corpus about order or about establishing a position (broad definition).5
The hermeneutical role of myth and narrative is intrinsically connected to the immediate
communicative situation of the stories. They are told by people to other people in the real
world (at least in some specific version of it). As Danna Nolan Fewell states, ‘stories, even
supposedly individual and private ones, are inherently social and shared’ (2016a: 9).
Literary research calls this setting or (social) reality in which authors and audience live the
extratextual world or situation (Bal 1997: 118). Stylisticians speak of a discourse world
(Gavins 2007: 9–10, 18–31). Other researchers use Sitz im Leben (Gunkel 1913) or the
general term ‘context’ (Noegel 2007: 11). All these terms refer to the same concept,
although emphasizing different aspects of it. Form-critical research and its Sitz im Leben is
mostly interested in the original sociocultural setting that led up to the production of the
tale, whereas in Text World Theory the discourse world refers to everything from the
writer and the audience’s context that impacts and interacts with how the world of the text
is construed when reading it. In other words, the former focuses on what is present when
the text is produced the first time, the latter on how that text actually is (re)constructed
when it is read (or heard) by a specific reader, be it an ancient or a modern one.
3
Consider, for example, studies such as Robert Alter’s The Art of Biblical Narrative (1981) or Shimon Bar-Efrat’s
Narrative Art in the Bible (1989, orig. Hebrew 1979), both of which exclusively discuss prosaic stories in their
respective works on biblical narrative.
4
In her book The Conflict Myth and the Biblical Tradition (2015), Debra Ballentine initially seems to distinguish
myth from narrative (2) but soon enough resorts to expressions such as ‘mythic narrative’ (3), following the work
by Bruce Lincoln (1999: 147).
5
In his study on the sea in the Hebrew Bible (Cho 2014, 2019), Paul Kang-Kul Cho brings the notions of myth,
narrative and metaphor together, although using different terminology (myth, mûthos and metaphor) and
understanding metaphor more from the rhetorical point of view than the cognitive tradition and myth in a
narrower definition as stories with gods. He argues that ‘once unmoored from myth, the sea muthos became
available for later biblical writers to use as a metaphor to interpret, conceptualize and describe many historical
events’ (2014: 462). I suggest that the argument on a theoretical level can be expanded even more, because not
only the mûthos, thus the narrative, but also myth, in its broader definition, can function as metaphor.
354 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Another element fundamental to both myth and narrative is the use and role of
language. Both are language products. Language is the means by which the stories and
their views on a particular reality are transmitted. Scholars such as Robert Lowth (1753)
and Johann von Herder (1825) acknowledged early on the importance of how things are
told in the Hebrew Bible. Their concern for the expressive modes of especially biblical
poetry is apparent throughout their work.6 Whereas language is where research of the
Hebrew Bible starts by definition, it forms the centre of attention in a selective set of
approaches, namely literary-rhetorical approaches to myth and narrative (with a focus on
literary sophistication) and (cognitive-)linguistic studies (dealing with language more
generally as a [conceptual] system). For Robert Alter, for example, the literary form of the
Bible is inseparable from its meaning (Alter 1981: X ). As a result, he pays close attention
to formal features such as repetition, wordplay and structural analogies. A scholar, such
as Ellen van Wolde, draws on the Bible’s language (and in particular its grammar and
semantics) as a frame of reference that reflects reality, experiences and ideas about that
reality, and cultural customs, including literary ones (2009).
Finally, myths and narratives come in different forms, which has led scholars to
distinguish between several categories. For myth the following distinctions were made:
historical myths (related to real events); philosophical-theological myths (offering
explanations of the inexplicable); and artistic myths (the kind that was considered to be
the product of human creativity without a historical event or a philosophical-theological
need to be fulfilled) (Rogerson 1974: 3). As far as the Hebrew Bible goes, the focus was
primarily on the first two categories, with the third category mainly created to avoid the
issue of multiple gods inherent to some of the narrow definitions of myth (which was
considered at odds with the monotheism proclaimed in the biblical text). However, some
scholars would show precisely that biblical myths showcased an artistry comparable to
that of their Mediterranean neighbours (e.g. Gordon and Rendsburg 1997; Smith 2008;
Louden 2019). For narrative as well, scholarship created several subcategories: some
topological (Creation narratives, Flood narrative, patriarchal narratives), others in terms
of genre (poetic narratives, prophetic narratives, legal or historical narratives), or
focalization (female narratives, animal narratives or earth narratives) (e.g. Fewell 2016b).
In addition, classifications also distinguished between myth or narrative proper and
mythical or narrative elements (such as motifs or characters) (Rogerson 2014: 15). Note
that this separation forms an alternative to the broadening of the definition of both terms.
The terms ‘myth’ and ‘narrative’ are used to refer to stories in their narrow sense, whereas
the notion of mythical or narrative elements opens to understanding the respective
concepts more broadly.
6
Lowth praises the style of the Hebrew Bible, calling it ‘sententious, figurative and sublime’ (1815: 49). Herder
focuses on its combination of image and feeling (1825: 6–7).
BIBLICAL MYTH AND NARRATIVE 355
narrative tended to focus on the literary qualities of the biblical text with the biblical God
being just one of the narrative’s characters.
In his foundational work Myth in the Old Testament, John Rogerson (1974) offers a
chronological overview of the main approaches used to study myth in relation to the Old
Testament (or Hebrew Bible) from the eighteenth century onward. Key figures from this
period are Robert Lowth and his study of Biblical Hebrew poetry, Christian G. Heyne’s
interpretation of myth as ‘attempts of earliest man to understand and express his
experiences by drawing analogies from the world of nature around him’ (Rogerson 1974:
3), and the mythical school with Johann P. Gabler who posited that fact and perception
of it are inseparable (Rogerson 1974: 7). Johann von Herder concludes the early
contributions to the study of myth with a narrower definition that focuses on artistry and
stories about gods (Rogerson 1974: 10–14). Already in this first wave of research, it
becomes apparent that myth can be understood as both a literary form of text (narrow
definition) and an explanatory model (broad definition).
In the first half of the nineteenth century, research on myths develops in two directions
(or a combination thereof): philosophical-theological and historical. Wilhelm M.L. de
Wette, who combines both approaches, repeats Gabler’s point that the two views cannot
be separated from each other. He furthermore shows that myth is not something primitive,
as Heyne had suggested, by relying on contemporary philosophy for his analysis (Rogerson
1974: 16–23). Whereas de Wette’s approach turned to the biblical corpus as a whole, the
work by J.F.L. George and Heinrich Ewald narrows that scope significantly. George’s
philosophical take on myth focuses on isolated fragments in which he sees ‘incorrect
explanations of natural phenomena’ (Rogerson 1974: 25). Ewald adopts an even narrower
definition of myth as a story about gods which makes him exclude the Old Testament
almost entirely, because its main story is about God (singular), not about gods (plural)
(Rogerson 1974: 27–8).
The second half of the nineteenth century gives rise to comparative mythology, drawing
on comparative philology. Myth evolves from the narrow definition as found in Ewald’s
work to a more general understanding of myth as ‘the attempt to explain things’ (Rogerson
1974: 54). Researchers such as Robertson Smith adopt a view of the Bible that includes
both myth and history (Kuper 2016: 7). With Hermann Gunkel, it becomes clear that
scholarship has at least two distinct definitions of myth: one that sees it as stories about
gods (narrow definition) and one that broadens this to stories about universal questions
(such as ‘Where do we come from?’ and ‘Why do we fight?’) (Rogerson 1974: 63).
Under influence of developments in other fields, the study of myth becomes intertwined
with the study of ritual in the twentieth century. These practices, and thus a specific social
context, are the new paradigm to explain some of the stories in the Hebrew Bible. Frazer’s
famous work The Golden Bough (1890) plays a role in this shift, not in the least because
Frazer himself turns to the study of the Hebrew Bible (Kuper 2016: 11–12). The pendulum
swings again to research that argues that the biblical view is radically different from
mythical thought. The work by George E. Wright and the biblical theology movement is
here noteworthy to mention. They argue that there is no mythology in the Hebrew Bible
(Wright 1950). Leach summarizes the situation in twentieth-century scholarship as a
divide between so-called symbolists, for whom myth explains the inexplicable and is even
a form of word magic, and functionalists, who consider myths a justification for social
action (1961: 387). The answer offered by Claude Lévi-Strauss and structuralism can be
seen as a way to bridge the gap. Similarly, work by scholars such as Mary Douglas (1966)
and Paul Ricoeur (1960) no longer seems to fit one or the other group but creates a new
356 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
category of research on myth, combining insights from different approaches (most notably
structural-linguistic, ritual and philosophical ideas, but also literary insights and socio-
historical ones; Kuper 2016: 19). Whereas scholars keep on considering myth a
problematic term for the biblical corpus, it does not keep them from producing insightful
studies, such as Brevard Childs’s Myth and Reality in the Old Testament (1962) and Frank
Cross’s Canaanite Myth and Hebrew Epic (1973).
The tendencies noticed by Rogerson persist in the decades that followed: a going back
and forth between various understandings of myth, the adoption of new methodologies to
revive old discussions, and a recurring struggle to match the mythical concept with the
Hebrew Bible as a document of monotheistic faith. More recent research, however, seems
to come at terms with some of these issues, under the influence of globalization as well
cognitive science. As a result, the definition of myth is extended more frequently to an
explanatory world view, without the restrictions of being about God, natural phenomena or
events at the origin of time. This change can be attributed to the growing awareness that
human behaviour shows certain universal features, regardless of the day and age one lives
in. Or better, it is precisely by comparing all these different cultures and historical periods
that researchers have come to realize that there is an interpretation of myth that supersedes
the individual definitions. As Emanuel Pfoh has stated, myth can be considered as an
‘explanatory worldview employed by “natives” to process and represent reality, past, present
and future’ (2016: 198). What is more, also non-natives can, with some effort, see how that
explanation worked exactly. When Susan Niditch (2000 [1978]) considers underdogs and
tricksters, she does this in the broader social context of the ancient Near East. The narratives,
or myths if you want, are approached as illuminating the biblical world and the view of the
biblical authors on matters such as gender, politics and identity.7 Similarly, Nicolas Wyatt’s
study The Mythic Mind (2005) shows, through comparison, how the Israelite texts reflect a
world view that synthesizes as well as reacts to the ideas of the surrounding cultures of
Ugarit, Egypt and Mesopotamia. Likewise, Mark Smith (2010) draws on a broad definition
of myth in his work on the first Creation account in Genesis. His analysis lifts myth up to
the metalevel of explanation as well as framing of a certain view on reality.
The rise of cognitive science since the 1970s and 1980s is another factor that plays into
a broader definition of myth. As pointed out at the beginning of this chapter, human
beings are storytellers. What is more, despite fundamentally different circumstances,
people’s cognitive capacities to make sense of the world have remained the same, as has
their physical presence in the world that frames those capacities (D’Andrade 1995).8
Whereas one may prefer the term ‘narrative’ or ‘story’ over ‘myth’ nowadays, because of
the last one’s association with god(s), people still produce stories to understand how they
were, are and will be. Since this production is inherently bound with the specific material
world, stories and myths are embedded in a sociocultural reality. Note that this cognitive
turn brings myth in its broad sense closer to narrative. Myth does not necessarily have to
be about gods, and as will be shown below, narrative is not necessarily a literary story
format detached from the real world.
7
Niditch’s work treats legendary narratives relying on folklore methodology. However, in her introductory
chapter it becomes clear that myth is part of the larger frame in which she operates. What is more, if she would
have adopted a broader definition of myth, the trickster narratives under study could have been labelled as
representing a myth of the trickster as ‘an essential story and [. . .] a way of seeing, understanding, and organizing
reality’ (2000 [1978]: 72).
8
D’Andrade does not discuss myths in his book but outlines the rise of cognitive anthropology more broadly.
BIBLICAL MYTH AND NARRATIVE 357
Whereas scholarship on myth has a long history, the history of narrative research starts
more recently. Even though narrative is intrinsically linked to the Hebrew Bible as a text
and appears as a term in almost all research of the Hebrew Bible, narrative itself is seldom
the focus of study. For that, one has to wait until the 1960s and 1970s with the rise of
literary criticism in biblical studies. The work by Meir Weiss (1984, orig. Hebrew 1962),
Jan Fokkelman (1975), and Robert Alter (1981) firmly places narrative on the research
agenda as a topic to be studied for its own sake.9 Drawing on the assumption that the
Bible is formally a narrative as any other, they analyse the text’s time, space, characters,
plot, motifs and other fundamental features. Opposing itself against the dominant
historical-critical paradigm, the literary definition of narrative makes abstraction of the
world outside the text. It looks, first and foremost, at the internal functioning of texts.10
According to Stephen Moore, however, ‘biblical literary criticism has, by and large and
relative to the often radical options on offer from the extrabiblical field of literary studies,
long been a moderate, middle-of-the-road enterprise’ (2016: 32). What is more, various
studies look for the explanation of literary features in the world outside the text. Rather
than sticking with the idea that phenomena, such as paronomasia or metaphor, draw the
attention of the audience or appear merely to embellish the text, scholars investigate the
social embedding of the text and consider the features’ function against that background.
Hence, literary features are found to be performative and far more powerful than earlier
research had proposed (e.g. Noegel 2007; Vermeulen 2017a). Words were conceived as
having a non-conventional link with the thing behind them, as holy (Rabinowitz 1993:
5–25), and as tools to manipulate reality (Noegel 2014: 20–6). ‘What is sayable, is
knowable. [. . .] Language both constructs a universe of meaning and becomes the means
whereby that universe is presented to consciousness’ (Fishbane 1998 [1979]: 3). In
addition, the social environment in which biblical texts were produced played a role as
well (Noegel 2014: 26–30). Biblical narrative is not just a neutral category of storytelling,
but a means of shaping and even controlling the world outside the text.
Research on narrative also develops in another direction that is social in a different
way. Rather than focusing on the way the texts fitted in the ancient world, cognitive
research and especially cognitive linguistics and stylistics look at narrative as both
reflecting and dealing with how people perceive the world around them. The way in
which stories are told reveals something about how people understand things (e.g. Geertz
2004; van Wolde 2009). Scholars emphasize that ‘our stories are never strictly our own,
but are shaped by social interaction and inevitably imbued with cultural assumptions and
expectations’ (Fewell 2016a: 10). In other words, narratives may be particular in one way
but are always inscribed in a larger discourse. It is precisely this ‘balance between
communicating the exceptional and the culturally recognizable and relatable’, according
to Fewell (2016a: 9), that is necessary for storytelling to be successful. What is more, the
reading process (or the listening or viewing process) is not just a reconstruction of ancient
views and what writers have tried to transmit to their audience, but it is also and always
an interaction between the world of the text (and its composers) and that of an audience
(Stockwell 2002: 1–11; Gavins 2007: 8–13). The imaginative process of reading is
9
For a more elaborate discussion of the rise of literary criticism in Hebrew Bible studies and its current relevance,
see, among others, Weitzman 2007; Vermeulen 2014; Moore 2016.
10
Nevertheless, many of these early literary approaches of the Hebrew Bible were accused of having a hidden
theological agenda (Benjamin 2007).
358 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
impacted by the world in which a reader lives and the assumptions that are out there.
These assumptions interact with the views as displayed in the biblical text. This explains
why modern readers respond fiercely to stories that, for example, treat women violently.
These views stand in contrast with the views of the reader, personal ones but also societal
ones. What is more, readers may adopt ideas embedded in the text based on the broader
text’s authority (e.g. O’Brien 2009).
It is precisely this idea, that narratives both are, as well as affect, social behaviour that
lies at the heart of many postmodern narratological approaches. Given their interest in
context, very often of the modern reader or mediated through concerns of that reader,
Stephen Moore lists these ways to tend to biblical narrative together with the
aforementioned cognitive approaches. ‘Chameleon-like, it [i.e. narratology in general]
has adapted to whatever critical environment it has found itself in’ (2016: 39). Work on
feminist biblical narratology, for example, has been conducted, among others by Mieke
Bal (1988), Phyllis Trible (1984), Athalya Brenner (1985), Susan Ackerman (1998), and
Gale Yee (2003) to name just a few. Each of these scholars unravels the narratives of
biblical women as the product of their environment and invites readers to reassess the
stories in light of their own environment.
As the above reveals, the current study of biblical narrative shows both an interest in
the discourse world of the past (original, historical) and that of the present (feminism,
ecological, queer), which is the result of an evolution that started with a focus on the text
itself and its constitutive narratological parts to a broader view on narrative as a socially
embedded form of communication (Fewell 2016a: 3–4).
But is it true?
One of the most debated issues is probably the relation of myth and narrative with history.
The discussion seems to be especially heated when it comes to myth and history. For a
long time, myth was treated as a made-up story and thus, by definition, the opposite of
history, which was considered that which had really happened (Green 1990). As an
example, people would point at the Creation narrative in Genesis 1 in which a divine
being makes everything in a handful of days. Whereas this is a way to explain the origin
of the world and human beings, this explanation differs from the Big Bang theory that
science supports (e.g. Arnold 2009: 51–2). The point here is not to start a discussion
about creationists versus scientists, but to illustrate that the assumption that myth and
history are two different explanatory models is widely accepted. With the arrival of
experimental science, the worlds of myth and facts were separated completely. Such has
not always been the case. On the contrary, for a very long time and surely in biblical times,
the two modes were just that, two modes that had the same goal: to offer insight into why
things are the way they are (Lévi-Strauss 1963: 230). The ancient way of answering that
question was to offer multiple answers. There was no need to choose one over another
BIBLICAL MYTH AND NARRATIVE 359
because all that truly mattered was offering an explanation. More recently there is a
strong call to acknowledge that this distinction between fact and fiction was absent in the
biblical world. It was absent in the text (Pfoh 2016: 202).11 In other words, an analysis of
the Hebrew Bible should treat both myth and history as explanatory models and consider
them alongside each other and together rather than separately. In a similar way, narrative
was opposed to history, and their respective methodologies in biblical studies, literary
criticism and historical criticism. Here as well, ‘the question is not only whether one can
separate between the literary and the historical, but also whether that is necessary after
all’ (Vermeulen 2014: 8). In the end, a text makes its own history and history its own
myths and narratives. Or as Leach has put it, ‘a myth is true for those who believe in it;
whether it is also true in a matter-of-fact, empirical, sense is irrelevant and would, in any
case, usually be very difficult to demonstrate’ (1983: 8, original emphasis).
11
Also called a discussion on emic and etic categories (Headland, Pike and Harris 1990), for example, for literary
features or other elements that we superimpose on the text without taking into account that the text and world
of that text may have had different categories or a different understanding of the same categories (Noegel 2014:
19–38).
12
Others use the term ‘corporate personality’ (e.g. Robinson 1964; Rogerson 1970).
13
When Gavins introduces the concept of ‘discourse world’ her example touches upon what she calls a cultural
difference between American and British society and their respective way of making a chicken sandwich (with or
without cheese). It is precisely her belonging to one group and not the other that leads to the miscommunication
she discusses.
360 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
incompatibility moves more to the background. What truly matters is the explanatory
power of a myth (e.g. Fishbane 2003). For a text such as the Hebrew Bible, this often
involves some influence of the divine anyway.
This self-evident inclusion of the human–divine relationship is what one finds in
narrative research of the Hebrew Bible. God is treated as one of the characters in the
story, regularly one of the protagonists. Debates mainly consist of the role of this divine
character. Is he always the protagonist, even when hidden in the background? Or is he a
major player in a tale that is, first and foremost, about human beings and their perception
of the world? Much depends on the researcher’s position, although in general most
scholars acknowledge the divine character’s role as essential to the biblical story world
(Alter 1981; Sternberg 1985; Gunn and Fewell 1993; Amit 2001). Whether they extend
this to the world outside the text is a different matter.
Representation or interpretation
The study of myth and narrative does not end with identifying the stories and their
(social) background. Since these tales are a form of social behaviour, they can be
approached as representing a real world or a particular view of that world, or an
interpretation of these (Fishbane 2003: 81). In other words, when the Hebrew Bible
portrays women’s painful childbearing as a punishment for eating from the forbidden
fruit of the Tree of Knowledge (Gen. 3.16), is this representing the reality of childbirth
(Wurst 2000: 97) or more generally the causal relationship between transgression and
punishment? Is the narrative showing a society in which labour and delivery are conceived
both as negative and positive (connected to the divine realm that decides on life and
death)?14 Is the story reflecting an interpretation of a mysterious event, rendering it less
of an enigma and more controllable?
Whether a story corresponds to a certain reality (childbirth, transgression and
punishment) or offers an interpretation of a reality (painful labour and delivery) touches
upon another issue, namely, whether the myths and narratives are conveying a general,
accepted opinion or whether they form an alternative to this view. The latter includes
both accepted and thus perhaps complementary views as well as more revolutionary and
possibly rebellious positions. Returning to the above example, one could consider whether
Genesis 3’s view on labour and delivery is what most people thought or whether it
presented a new view on the matter. As with the previous issues, it is clear that all these
questions are entangled with concerns about the sociocultural embedding of the stories,
their holistic understanding of what modern scholars would call fact and fiction, and their
more inclusive take on God and gods.
14
Karalina Matskevich argues that the text develops several lines of thought: one on childbearing as part of the
blessing of God and one of pain as part of the punishment for the humans’ transgression. She notes in that respect
that the word for pain used in Gen. 3.16 is the same as the one appearing in Adam’s punishment in 3.17 and
different from words referring to pain related to childbearing elsewhere in the Hebrew Bible (2019: 58).
BIBLICAL MYTH AND NARRATIVE 361
is upon it in seven days. Instigator of it all is the divine being God. The text has been
labelled variously as narrative (Fishbane 1998 [1979]), mythic (Fishbane 2003: 35),
account (Polak 2002) and story (Sarna 1989: 3). As the list shows, both narrative and
myth appear and, given the other terms in the list, are used mostly in their narrow sense,
as particular story formats with a certain form and content. Myth features especially in
studies that compare the story with other mythical texts that offer an account of the
creation of the world. This comparison can be limited to the ancient Near East but also
be widened to other cultural areas (e.g. van Wolde 1995; Gordon and Rendsburg 1997:
33–51). The term ‘mythical’ refers to the story’s content: an account of the beginning,
not as much to it including gods. As far as narrative goes, the first Creation account
features as prototypical example of a biblical tale (e.g. Fishbane 1998 [1979]: 3–16). It is
a closed unit in prose with a distinguishable beginning and end. It builds up to a climax
and applies structural features to help its reader navigate the text. It has identifiable
characters that do things and objects that undergo these things.
A very insightful study that shows how the first Creation account can be read as a myth
more broadly is Mark Smith’s The Priestly Vision of Genesis 1 (2010). In this book, he
places the Creation story within its societal context and shows how it not only explains a
priestly world view in the tale itself but also reframes the second Creation narrative that
follows it. Obviously, whereas scholars distinguish the first Creation account from the
second and know the background of each of them, the average reader will read the stories
as one. In other words, what is said in Genesis 1 also matters to the stories following. Text
World theorists would say that is precisely where world-shifting comes in. Readers build
a certain text-world with information from the text and complement it with other
information readers carry already. Yet, text-worlds are dynamic. They are adapted as
readers go through a text. What is more, new text-worlds are regularly created next to the
text-world(s) already produced (Werth 1999: 210–58; Gavins 2007: 47–8). For the
Creation narratives in particular, this means that readers cannot but incorporate Genesis
1 in their reading of Genesis 2–3 (unless they deliberately skip the first Creation account).
Smith points out that that was precisely the point. By positioning this priestly account
first, the explanatory model, the overarching world view as presented in the text, would
extend to the second Creation narrative as well (2010: 117–38).
His discussion not only touches upon the mythical aspect of the Genesis 1 story and
the world view it includes, but also addresses the role of the expressive mode and thus of
the narrative techniques used. The deliberate placing of Genesis 1 before the older
Creation account in Genesis 2 is a good example of that. Another example is the structure
of seven days used in the story, an innovation compared to other existing creation
narratives (Smith 2010: 87). Repetition is a strong mnemonic feature but also an iconic
one. Evoking order is presenting order in your story. The audience can predict what is to
come next, another day with a morning and an evening and something new to have been
created. The text plays with schemas in our head with this repetition. A disruption of this
schema creates surprise (Semino 1997: 119–25). This is the case when, on day seven God,
stops creating. In addition, the description of this day differs from the other days, lacking
the part that marks the end of the day (Collins 2006: 70). Note that the expressive and
explanatory mode are perfectly in sync. The former tells the story with precisely that
content and in such a way that fits the priestly world view best. As a result, it explains the
past, but also aims to shape the future in a particular way.
The Creation account in Genesis 1 seems like the perfect example of myth as a fictive
story. Its explanation is unscientific, according to the modern standards of science. The
362 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
term ‘historical’ would only apply in the sense that it is an ancient text that has become
part of our cultural history. And yet, such a conclusion would be premature. There are
several elements in the Creation story that have a historical reality behind them. Take for
example the distinctions between heaven and earth, day and night, animals of the sea, the
land and the air, male and female. None of these are mythical or made-up entities. What
is more, humans have always tried to categorize the world around them. Even today,
when male and female are complemented with a third gender X, the notion of categories
does not disappear. Another historical reality present in the text is the belief in the cultures
surrounding ancient Israel. The biblical God may have been singular, but such was not the
case in the Mesopotamian or Canaanite traditions. Scholars have gone out of their way to
show that all the possible references in this first Creation narrative to polytheistic cultures
are silenced by the text. Think of the echo of Tiamat in tehom (Cassuto 1961: 22–4), the
mention of tanninim (Sarna 1989: 10) and the Sun and Moon (Hasel 1974: 89). Whereas
they are part of (non-historical) stories of surrounding cultures, the stories themselves are
real. What is more, the biblical Creation account clearly includes this reality in the tale in
a way that can be considered conversational (Arnold 2009: 29–32).15 This conversation is
the result of the story’s original setting or discourse world.
Scholars often point at the similarities between Genesis 1 and the Babylonian creation
epic Enuma Elish. This story is unequivocally called a myth, as in ‘a story about gods and
the beginning of times’. Yet, when discussing the first story of the canonical Hebrew Bible,
even with the cultural background and Enuma Elish in particular in mind, scholars still
refrain from using the label ‘myth’ or ‘mythical’ consistently for Genesis 1. At the most,
some of its themes or motifs will be called such. In other words, myth is referred to as a
narrative component, not a general category, let alone an explanatory frame. The main
reason for this is that Genesis 1 introduces its protagonist God as a singular god. He is the
creator of everything. No other gods feature in the story. God’s position as creator
necessarily results in a relationship with his creatures. He controls, for example, the
waters, which he separates from the dry land (Gen. 1.9–10). And he treats the human as
his associate by having him rule over all that had been created previously (Gen. 1.26, 28).
Scholars have described the relationship between God and humanity in Genesis 1 as
rather distant and impersonal, this in contrast to Genesis 2 where God is presented in a
more affectionate relationship with the human beings (Speiser 1964: 18; Kessler and
Deurloo 2004: 40).
The first Creation account is an excellent example to show that myths and narratives
can represent the view of a particular group in society. The priestly source is a distinct
voice and Genesis 1 is a condensation of that voice’s opinion in the form of a narrative
and in the form of a myth. It both expresses and explains what this specific group of
people thought about the world and God’s role in it (Sternberg 1985: 104). Because,
obviously, the story may be camouflaged as a story about the beginnings of time, but it is
far more about how the biblical God, this new god on the scene, stands for a cult of order
and peace and what that means for the audience, not in the past, but in the present. In
that respect, the text is ‘not simply descriptive of the ancient past’ but also ‘an ongoing
prescription for Israel’ (Smith 2010: 111).
15
In other words, if there is a silencing of some sort, it is a conscious one, which shows that the authors were
aware of the myths and narratives out there. What is more, they were placed within the orderly structure of the
Creation narrative, as such being an integral part of God’s Creation (Smith 2001: 38).
BIBLICAL MYTH AND NARRATIVE 363
As far as which voice is the conventional one in the Hebrew Bible, the purposeful
placing of this new account before the one that already existed shows that a new view on
things was replacing or attempting to replace an older one. In that respect, the narrative
is unconventional, even though it may have represented the dominant viewpoint of that
particular day and age. For the biblical text, much of pinpointing this has to do with
whose viewpoint we are taking. Are we reading Genesis 1 when it was just added? Or are
we reading it much later when Genesis 1 and 2–3 are often read together? And does this
reader know about the composition history of the text? From a modern perspective, for
example, Genesis 1 may represent an old-fashioned world view, that may have been
conventional at one point in time but is no longer right now. Questions about
conventionality and representativeness precisely point out the importance of situatedness
for understanding myths and narratives. Which extratextual situation are we considering?
What did the world look like in that situation? What were the dominant ideas, in this
particular case, about the creation of the world, and more generally, about the position of
the Israelite God? Who communicated this view? In what way? And to whom?
To conclude this section, let us return one more time to the text. As argued in the first
part of this chapter, language plays a crucial role when discussing myth and narrative. It
is the means by which the stories are created and transmitted. It is also a very powerful
tool that is intrinsically connected to human thought. If well formulated, stories can
change the world while the world in turn may also change stories. Genesis 1 plays out this
power of the word. It plays subtly with the plural Elohim at the beginning of the story,
evoking the polytheistic environment in which the biblical God is trying to establish its
position. It uses repetition to create predictability and reinforce the message of the story.
Indeed, ‘the narrative is not content with the tremendous impact of the story-stuff itself,
but reinforces it by an array of original devices that are to recur with variations in future
contexts’ (Sternberg 1985: 105). Its language is often iconic and performative, thus
representing (Vermeulen 2017a) as well as creating the reality it is imagining (Sternberg
1985: 106–8).
(Couffignal 2005: 67). Even though it is a short story, it is full of suspense with a tension
between Babylon and Jerusalem from the very beginning that finds its acme in the violent
death of the city’s future. Psalm 137 expresses a response to a situation that was life-
changing if not outright traumatic (Plank 2008: 184; Lucas 2007: 38.3). It starts with
what could be considered a historical reality, of exiled people mourning in Babylon to
evolve into a revenge fantasy that functions as a way to deal with the situation (Vermeulen
2020: 68). Obviously, one could question whether there were really people sitting by the
river and others pestering them to sing songs that used to be happy.16 Yet, what this psalm
shows is how the story supersedes history, and how it responds to that history. At least,
the psalm reveals one particular response. It uses narrative techniques to voice a feeling.
Features such as parallelism, the use of oppositions, personification, alliteration and
chiasm allow readers to experience some of the singers’ distress as well as hope. It is as if,
by reading the psalm and working our way through the various storytelling strategies, we
develop a coping mechanism to deal with the loss of a home (Lucas 2007: 38.5–38.7;
Ahn 2011: 103; Vermeulen 2017b: 171).
Psalm 137 not only tells a story; it also explains something. That is where myth comes
into play. The psalm reveals how home has been dealt with in different times and, more
importantly, how these different states of home can be reconciled into a future one that is
satisfying and hopeful. It explains how the Babylonian Exile was assessed, as a complex
given that challenged the idea of Jerusalem as a home (Lucas 2007: 38.1; Ahn 2011:
258). The singers have to redefine home, detaching the physical aspect from mental
concepts such as happiness, continuity and safety. The psalm sets up a model that explains
how home is perceived in this particular exilic setting (Becking 2012: 280). At the same
time, it functions as a possible model for the world of future readers as well (Hays 2005:
50). Finally, one could say that Psalm 137 is also a myth of home in a narrower sense. As
a story unit, it explains where people get the idea that home is where the heart is, as one
says in English. Because people were forced to leave their physical homes and their home
country (Ahn 2011: 67), they could no longer identify these as fundamental to their home
concept. Hence, they had to come up with another definition of home. Their focus shifted
entirely to the non-tangible aspects of home, things such as prosperity, utmost happiness,
familiarity, joy and endurance (Sixsmith 1986), packed in an imaginary world (Lemche
2015: 89).
In the discussion above, I have already pointed out that historical elements are
interwoven with the narrative of the text (Ahn 2008). What is more, to truly understand
the psalm the situatedness of the text is crucial. This is equally as true for the original
setting in which, and for which, it was produced as for the later settings in which it was
read. There is no reading without a discourse world outside the text. How narrative
strategies are understood depends on that context. Likewise, the explanatory power of
the psalm is subject to the circumstances in which it is read. A reader with a nice house in
a peaceful area will consider the text less of use to explain its home concept than a person
without a roof over their head living in a conflict zone. Yet, both can read Psalm 137 as
an explanatory world view of the ancient situation of the Babylonian Exile.
As far as the divine–human relationship goes in this text, it clearly plays a role. It starts
with the tormentors asking the singers to sing a song of Zion which is replaced by a song
16
According to Hays, the abuse by the Babylonians should not be taken literally. He argues, ‘it is safe to assume that
nothing the Babylonians could have done would have made them look like good hosts to the psalmist’ (2005: 44).
BIBLICAL MYTH AND NARRATIVE 365
of the lord in the next verse, indicating the close connection between Zion and God
(Couffignal 2005: 65; Maré 2010: 120). Perhaps for that reason the psalmist changes to
use of the name Jerusalem when talking about the actual physical destruction of the city,
even though in v. 6, he uses the same Jerusalem as a mental construct similar to Zion
(Vermeulen 2016).17 Whereas God is part of the absent world at the beginning of the
Psalm, he takes a more present role near the end, when he is addressed. He must remember
the violent destruction of Jerusalem and support an equally brutal end for Babylon.
Whereas God is not an acting character in this text, the psalmist clearly has a relationship
with God. This relationship is strongly rooted in the past, both in happy events (the Zion
psalms) and in unhappy ones (the fall of Jerusalem). The speaker addresses God in the
present, he is the one who witnessed the loss of the home and he is implicitly present in
the future construction of a new home. Whereas the home concept is fundamentally
human, God is part of both the story about it and the explanation given for its specific
form. God does not create the home for the people, but he is there with them, siding with
mental aspects such as safety and continuity. God is presented as the human’s companion
in their quest for home in this text (Vermeulen 2016).
When saying the psalm explains a certain view on things, the question is not only
which view but also whose view. Is what we read the conventional take on things or a
new, perhaps revolutionary, perspective? And does it represent a certain reality or is it an
interpretation of that reality? To start with the former, the psalm is written for a changed
reality the speaker experiences or has experienced (Viviers 2010). Would all people facing
exile explain the situation in terms of a spatial battle between Jerusalem and Babylon?
Probably not. Would they all use a turn-the-tables rhetoric? More likely, since we find this
principle in various other stories in the Hebrew Bible as well as the wider ancient Near
East. People strongly believed in the lex talionis principle in which the universe could be
set right again by matching the punishment to the crime (Becking 2012: 285–6). Would
all people turn to images of violated city-women and mother-cities bereft of their children?
Not necessarily. There are a few passages in the biblical corpus in which the destruction
of cities is imagined through such metaphors; however, there is a far greater number of
passages where destroyed cities are not violated or are not even personified at all
(Vermeulen 2020). However, when writers turn to this specific personification involving
rape and murdered babies, the message surely hits home. Despite it being problematic and
amoral, it is a powerful narrative strategy to evoke a strong response in readership
(Vermeulen 2020: 67–8). ‘Ps 137 might be wrong in its solutions but is not wrong in its
deep-seated neurological or ideological experiences of the “other”’ (Viviers 2010: 6). In
addition, the imagery contributes to the complex picture of home space drawn in the
psalm, a picture that tried to capture a torn home concept, one that had to go against its
own principles (of safety and security) to reinvent itself. In that respect, it seems unlikely
that the myth of home as told in Psalm 137 is a conventional one. It has nothing of the
peaceful conversations featuring the Promised Land nor anything of the detailed
descriptions of the (re)construction of Jerusalem. It is a new myth for new times.
As far as its representativeness goes, I would like to refer to my previous comments
about the history-narrative/myth tension. It all depends on how one defines reality. I
follow here the line of thought developed by Pfoh (2016) and others (Callender and
17
If this line of thought is followed through, this would mean that the Psalmist construes Zion and Jerusalem
differently. Whereas Jerusalem is presented as a physical and conceptual space, Zion’s image is merely conceptual.
366 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Green 2014) that there is no point in separating one from the other because that separation
did not exist at the time of the text and, as a result, cannot feature in the views mediated
through that text. The text has its own reality. What is more, it creates its own reality,18
‘replicat[ing] for the reader the spatial dynamic that the psalmist knows on foreign shores:
the loss of a center, the forceful coincidence of competing frames, and the unsettling of
any “habitual order” of home’ (Plank 2008: 185). Psalm 137 represents a certain view on
exile, that questions such as the following can draw out further: Why does the psalmist
choose an oppositional, openly violent rhetoric to talk about home space? What is the
effect of personification and personal address in this psalm? What does it tell us about the
relationship with God? How does this story explain exile and loss of home more generally
(rather than that of a specific phase in the Babylonian Exile)?
Approaching the psalm through myth and narrative allows looking beyond the
historical event of the Babylonian Exile and its traumatic experience. It is also more than
noting the poetic form of the story or its use of personification for cities. It is connecting
the text and its narrative with its myth, or its expression with its explanation. It is focusing
on the how and why in addition to the what. It is seeing where God comes in and where
he may be missing. It is understanding narrative strategies and choices within their cultural
setting. It is placing the text’s reality first, as an expressive and explanatory means of
communication that addresses all readers, no matter where or when they live, who they
are and what they believe. Human beings are storytellers, and the Hebrew Bible is a damn
good story.
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18
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372
CHAPTER SEVENTEEN
A social anthropology of
biblical memory
NIELS PETER LEMCHE
1
By using the name of Palestine about the territory today split between the modern state of Israel and the quasi-
state of the Palestinians, I am referring to the classical name of this country, used by the Assyrians, and by the
Greeks from Herodotus (fifth century BCE ) and onwards. The Romans reinstated the name after the Jewish
rebellions in the first and second centuries CE .
373
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appearance of social history in the last part of the twentieth century was not of much
help, although it created a better understanding of the circumstances that lead to history-
writing. In spite of attempts by especially North American social anthropologists and
archaeologists to create a system for analysing remains from the past which was intended
to develop theories about the development of prehistoric societies into historical states,
such attempts only led to another set of meta-histories.2 In biblical studies such approaches
were more often than not characterized by an obvious neglect of social anthropological
studies in general.3
But in spite of all of this the biblical narratives about Israel’s glorious past survived.
Since the story of ancient Israel is obviously a narrative and not history-writing in any
modern sense, the tools inherited from the historical-critical method of the nineteenth
century were unsuited to analyse it. In many aspects the method had only led to a kind of
circular argumentation that had proven fallacious.4
It was in this situation that memory studies came to the rescue of the history of ancient
Israel. After all, memory is about the past and a meticulous application of memory
approaches might perhaps be able to create a tool used for the extraction of a possible
historical origin of this memory. Maybe we might after all save the lost history of ancient
Israel, although only in a fragmentary state. Scholars such as Mario Liverani (2003, 2005)
and Reinhard Kratz (2013, 2015) would go further and distinguish between biblical Israel
whose story is told by biblical historiographers and the actual report of events of ancient
Palestine as told by modern historians, but they are not inclined to give up the idea of
ancient Israel as the backdrop of such a history. Other scholars made it absolutely clear
what the historical purpose of memory studies aimed at, including Ronald Hendel, who
states: ‘The remembered past is the material with which biblical Israel constructed its
identity as a people, a religion, and a culture’, but also adds that ‘cultural memories tend
to be a mixture of historical truth and fiction, composed of “authentic” historical details,
folklore motifs, ethnic self-fashioning, ideological claims, and narrative imagination’
(Hendel 2005: ix, 58). We may only ask: what is not included? And we will have to
realize that several issues are missing. Hendel is only referring to various forms of literary
remembrance of the past, but identity is shaped by many other factors relating to food,
dress, habits, the landscape and more.
It would, however, be unfair to leave Ronald Hendel alone in this place. Mark S. Smith
(2004) is, if anything, even more outspoken in his way of linking history to memory. In
Smith’s universe, history comes first and memory is a reflection of this history. Philip R.
Davies’s (2008) approach is not very different. First, we have history, next comes memory.
A more conscientious and multifaceted application of memory studies has recently been
presented by Daniel D. Pioske (2015), who links historical events to landscapes and later
memory. But still, the historical part always lurks in the background. It is obviously nearly
impossible for biblical scholars to liberate themselves from this historical referent. Thus,
2
So-called system theory. It became a popular tool for explaining cultural development in the ‘New Archaeology’
school of L.R. Binford (1972). A well-known example from historians of the early periods of Middle Eastern
history is Redman (1978). For an early critique, cf. Lemche 1985: 216–19, and developed in Lemche 1990.
3
This became abundantly clear when working on my Early Israel (1985). Even the most common terms from
modern social anthropology were absent, such as ‘lineage’. There was no proper understanding of the content of
the word ‘tribe’, nor of ‘clan’, just to mention a couple of central concepts.
4
For an overview of the historical-critical method and its shortcomings, cf. Lemche 2008.
SOCIAL ANTHROPOLOGY OF BIBLICAL MEMORY 375
a recent study by Matthieu Richelle (2019) clearly builds on the schema: first something
happened; then it was embedded in memory, in this case in the form of cultural memory.5
Memory is made an ancillary of history, although one might think that the relationship
should go the other way, saying that history is ancillary to memory, moving from what
is known to have happened in the real world to what is imagined by later remembrance.
Few scholars seem to realize that there is a definite possibility that nothing happened
and that the narrative about the past does not need to rely on what happened in the past
but on what people imagined might have happened. Maybe the most obvious example
from antiquity is the story of the Greek war against Troy narrated by Homer in the Iliad.
Did this war ever take place – and in case it did, probably at the end of the Late Bronze
Age – or is it simply a story told by a poet (tradition says a blind poet) supposed to
have lived at the end of the eighth century BCE , i.e. about 500 years after the end of the
Bronze Age?6
It is clear that biblical scholars are left in the void when it comes to a subject like
cultural memory. It is a recurring story, when new subjects are included in biblical studies.
Scholars do not have the proper tools for accessing new methodologies originating within
other fields than their own, as they are dominated by philology and theology. This was the
case towards the end of the twentieth century when social history became a dominant
way of approaching historical studies, and now it is repeated again when the focus is
changing to memory studies. Mario Liverani put it pointedly more than fifty years ago
when he accused scholars of the Ancient Near East of focusing on philology and traditional
historical method in such a way that they were intellectually unprepared to deal with
changes within other fields of importance for their own subject (Liverani 1966). It was the
case when social anthropology was introduced into Near Eastern studies. It seems still to
be the case when social memory studies are involved. The technical part of the subject is
sorely neglected.
5
Richelle’s point of departure is this quotation from Jan Assmann: ‘what counts for cultural memory is not
factual but remembered history. One might even say that cultural memory transforms factual into remembered
history, thus turning it into myth’; cf. Assmann (2011: 37–48).
6
Was there a Trojan War or was there not? An unending debate including almost as many sentiments as the
discussion of historicity in the Old Testament. An overview is presented in Bryce 2005: 357–71.
376 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
same phenomenon: social memory, collective memory and cultural memory, but are they
really identical? It would probably help if memory specialists could agree on a fixed set of
terms, thereby establishing a distinction between the different forms of memory. Finally,
the relationship between memory and history has never been fully explored, not least
because history is in itself a not very well defined subject, relating to the origins of modern
history from ancient ‘histories’, i.e. narratives about the past.
Memory
‘Memory’ is in the Anglo-Saxon world the accepted word used in the discussion of
remembrance. As such it has a long pedigree going back to Latin memoria. Memoria,
from memor, has several meanings: (1) the faculty of remembering, memory, and
recollection; (2) memory, remembrance; (3) a historical account, relation, narration; (4)
a written account, narrative, memoir (Lewis and Short 1962 [1879]: 1130). (1) Mainly
concerns memory understood to be the ability to remember; (2) is about what is stored in
the mind of the person who remembers; (3) has to do with written documents the content
of which is supposed to be stored in memory and (4) simply something written about the
past.
When the term loci memoriae is invoked, a least from the time of Cicero until Giulio
Camillo with his memory theatre, they are primarily intended to help memory; they are
tools used to improve the capability of the memory. They have little to do with what is
remembered, i.e. recalling the past. Thus, Cicero’s loci memoriae did not relate to the past
but made-up significant markers in the courtroom where he held his speeches, making it
easier for him to remember which points should be part of his speech. The orator, so to
speak, moved from one locus to the next as his speech progressed. Loci memoriae were
rhetorical tools. They had nothing to do with the past, did not imply recollections from
the past.7
However, when Latin memoria is translated into other and especially modern
languages, problems arise. In French the usual translation of memoria is mémoire.
Alternative translations are souvenir and réminiscence. Mémoire has the same connotations
as memoria: the ability to remember, remembrance, memory, but also means something
to be remembered. The gender of the word mémoire covering both meanings is feminine.
There is also a form of mémoir having a masculine gender with the meaning of memoirs,
written records of a person’s life. It may also mean ‘a piece of writing’, more or less
synonymous with the English memorandum, a note written as information in some
concrete situation. French souvenir means a recollection, memory (of something), but as
a verb ‘to remember’, ‘recollect’. And finally French réminiscence means ‘memory’ both
in the sense of remembering and with the meaning of the ability to remember.8
In German there are two basic words of importance in this connection, Erinnerung and
Gedächtnis.9 German Erinnerung has two basic meanings: (a) memory and remembrance,
both in the sense of remembering something and of being able to remember something;
7
On memory from Antiquity to the Renaissance, Yates 2014 [1966].
8
The discussion of the French words for memory is based on the entry ‘mémoire’ in Blinkenberg and Høybye
1984: 1163.
9
For an almost complete discussion of the two terms in the context of the study of memory, see Gudehus and
Eichenberg 2010.
SOCIAL ANTHROPOLOGY OF BIBLICAL MEMORY 377
and (b) reminder. It can also be used in the sense of a memento, when something – often
a physical item – is brought up as a memento about something often in the past.10
Gedächtnis means memory in the sense of the ability to remember but also memorial or
remembrance.11
So far, the different meanings of the Latin memoria seem to survive in modern
European references to memory/mémoire/Gedächtnis-Erinnerung. This picture hardly
changes when we investigate the various meanings and words relating to the phenomenon
of memory in English. Memory, in a popular definition found on the internet, refers to
the processes that are used about the mental capacity or faculty of retaining and reviving
facts, events, impressions, etc., or of recalling or recognizing previous experiences.12
There are three major processes involved in memory: encoding, storage and retrieval.
The Oxford Learner’s Dictionary places in the first rank ‘an individual person’s power to
remember things’. The second meaning has to do with the retrieval of the past, and
therefore memory is also the period from which people may remember events. Finally,
memory is also something left when you depart this world. The derived words like
memorabilia, memorial etc. follows what has already been found in other languages.
Thus, memory is largely concerned with the ability to store remembrances about
something. Recollection also belongs in this context, but is mainly used about short-term
memory.
In comparison, Webster’s online dictionary has the following definition:
1. The faculty of the mind by which it retains the knowledge of previous thoughts,
impressions, or events; [. . .]
2. The reach and positiveness with which a person can remember; the strength and
trustworthiness of one’s power to reach and represent or to recall the past; [. . .]
3. The actual and distinct retention and recognition of past ideas in the mind; [. . .]
4. The time within which past events can be or are remembered; [. . .]13
In conclusion, the basic terminology has mainly to do with a human’s ability to remember
events belonging to the past and to the present. It can also be extended to mean the
subject which is remembered, or simply recollections from the past. Still, it must be
stressed that we are talking about individual memory, about an individual’s talent for
remembering.
Collective memory
Until fairly modern times, the study of memory concentrated on an individual’s ability to
remember and about how to improve this memory through various devices such as the
loci memoriae arranged in different ways to enhance the memory of particular points to
10
Duden Online: Erinnerung: Fähigkeit, sich an etwas zu erinnern. Besitz aller bisher aufgenommenen Eindrücke;
Gedächtnis Eindruck, an den jemand sich erinnert; wieder lebendig werdendes Erlebnis Andenken, Gedenken
Erinnerungsstück Niederschrift von Erlebtem; Autobiografie.
11
Duden Online: Gedächtnis: Fähigkeit, Sinneswahrnehmungen oder psychische Vorgänge (im Gehirn) zu
speichern, sodass sie bei geeigneter Gelegenheit ins Bewusstsein treten können; Vermögen, Bewusstseinsinhalte
aufzubewahren, zu behalten, zu speichern und sich ins Bewusstsein zurückzurufen, wieder zu beleben;
Erinnerung[svermögen].
12
https://www.dictionary.com/browse/memory.
13
https://www.webster-dictionary.org/definition/Memory.
378 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
14
On Camillo’s theatre, cf. Yates 2014 [1966]: 135–62.
15
The introduction to Maurice Halbwachs: On Collective Memory (Coser 1992: 1–34), presents an overview on
the career and intellectual development of as does the French specialist in Halbwachs studies, Gérard Namer
(2000).
16
Scholars of the Anglo-Saxon world are mostly acquainted with the ideas of Halbwachs through the
aforementioned selection of his writings in the volume published by Lewis A. Coser (1992). It mainly consists of
a selection of his fundamental study, Les Cadres sociaux de la mémoire (1925), leaving out very important parts
especially at the beginning of the work. A modern edition was prepared by Gérard Namer (Halbwachs 1994).
17
Halbwachs 1941, of which only a few pages were included in Coser’s already mentioned translation.
18
Halbwachs’s second work, La mémoire collective (1950), was published after his death in Buchenwald in 1945.
A critical edition of the text was published by Gérard Namer (Halbwachs 1997).
19
The English translation by Ditter and Ditter of The Collective Memory (Halbwachs 1980) has been out of print
practically since its publication and is almost impossible to find, as noted in Olick, Vinitzky-Seroussi and Levy
(2011: 139), probably because the first French edition was sub-standard. Extracts are printed in Olick, Vinitzky-
Seroussi and Levy 2011: 139–49, and in Rossington and Whitehead 2007: 139–43.
SOCIAL ANTHROPOLOGY OF BIBLICAL MEMORY 379
little discussion of his ideas appeared, even in France as noted by Bruno Péquinot as late as
2007 in his introduction to a series of studies devoted to Halbwachs (Péquinot 2007: 5). It
was probably only after Paul Connerton published his critical assessment of Halbwachs’
theory in 1989 that the situation began to change.
Connerton’s criticism of Halbwachs was well-founded. His point of attack was centred
on the very issue of memory, about how memories survive in a social group, and how it
is expressed. Because of his adherence to the Durkheim circle, Halbwachs did pay much
attention to the mechanics of memory itself, and certainly to the many various forms of
memory in existence. Taking up the thread Connerton distinguishes between what he
calls social memory and commemorative memory referring to the Sitz im Leben of various
forms of memory within a group, especially religious ceremonies with a fixed and repeated
ritual and with a specific mythic underpinning, but he also draws special attention to
bodily ‘memories’, physical distinctions that mark out special groups.
Connerton’s studies have opened up an almost endless discussion of practically all
possible aspects of memory and the relations between various forms of memory, especially
as it is clear that collective memory is dependent on individual memory but not in the
naïve way that it is just a combination of memories belonging to the individuals that make
up a social group; it represents just as well the impression of the combined memories
on the individual members, as expressed by James V. Wertsch (2009), who claims that
collective memory is not only how a social group remembers but just as well how an
individual remembers within a group, meaning that an individual’s perception of the
world is always coloured by his adherence to a social group and its collective.
This approach could be broadened by introducing another aspect of memory, individual
as well as collective: what is forgotten? Since the very essence of remembering, originating
in the definition of the Latin memoria has to do with the ability to remember, it is clear
that because this ability sometimes fails and things are forgotten – either unintentionally
or intentionally20 – no memory can be complete. It will always be selective. In a modern
society this is most conspicuous, and growing especially when modern demagogues make
use of the human ability to forget to promote political and religious programmes that
were believed to belong to the past.21
20
The Romans knew this very well: things or persons might be forgotten, and it can be decided that a person
should be forgotten, expressed in the damnatio memoriae rite, decided by the Senate, where every trace of a
person was destroyed, such as was the fate of Lucius Aelius Sejanus who fell from the grace of Emperor Tiberius
in 31 CE , whereupon his name was banished from all public venues (primary sources: Tacitus, Annales, and
Suetonius, De vitae caesarum).
21
On forgetting cf. Weinreich 2005 [1997]. The subject is a main subject in Radstone and Schwarz 2010, Part 3:
‘Controversies’ (363–464). Ricoeur (2004: 412–56) includes forgetting as an integral of his analysis of memory.
Connerton published on the subject twenty years after the appearance of his How Societies Remember (1989):
How Modernity Forgets (2009).
380 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
with history; we may even say that the tendency to blend history with memory is increasingly
becoming a problem in modern times, when history is used as a raison d’être for political
programmes demanding, for example, the restoration of the Russian Empire, whether
the Tsarist or the Communist one, or presently with the appearance of a kind of neo-
Ottomanism as a backdrop for modern Turkish political aspirations in the Middle East.22
Complicated as the relationship between history and memory is, it has become even
more complicated in recent years, caused by the crisis of history in the modern sense of
an exact investigation of what happened in the past. The problem already appears when
it comes to terminology. The ancients wrote histories. We have histories in the Old
Testament. As a matter of fact, all societies have, since antiquity, produced histories. In the
opening of his narratives of the fate of the Greeks in the world, Herodotus wrote in his
own words of histories:
This is the showing forth of the Inquiry [histories] of Herodotus of Halicarnassos, to
the end that neither the deeds of men may be forgotten by lapse of time, nor the works
great and marvellous, which have been produced some by Hellenes and some by
Barbarians, may lose their renown; and especially that the causes may be remembered
for which these waged war with one another.
—Herodotus 1.1
In his Ionian Greek, Herodotus writes histories (ἱστορίης), ‘histories’ (in the plural), but
Greek historia (in the singular) does not mean ‘history’, but as translated here ‘enquiry’.
It could also be translated with ‘investigations’ or ‘research’ (Liddell and Scott 1961:
842). Not even Latin historia has the meaning of history, but equals memoria (Lewis and
Short 1962 [1879]: 858). Classic authors did not write history (in the singular); they
wrote histories (in the plural), the results of their investigations.
There is, in this place, no reason to discuss the origins of modern history. Nothing
comparable is known from ancient times. The ancient historiographers were authors who
put into writing their enquiries about what happened, in times of old and in the present
– like Herodotus, and from the same period (fifth century BCE ) Thucydides. The Romans
adopted the Greek word historia with more or the less the same meaning as memoria. The
Romans would accordingly probably have understood Herodotus to speak about
remembrances, memoriae, from the past. Anything like modern history understood to be
a methodically controlled reconstruction of past and present events was unknown.
Naturally, the relationship between history and memory being a hot spot for debate
has been extensively discussed in recent years.23 The relationship between the remembered
past and modern interpretation – whether scholarly or popular – is nowhere clear. Neither
has the human ability to invent histories about the past or to select stories from the past
been fully explored.24 It is evident, speaking about memory, that memory is related both
to the individual person who possesses a certain memory, and to the collective
communication between people where individual memories are stored and transformed.
22
While the role of pan-Slavism as the ideology behind present Russian politics is well known, the case of neo-
Ottomanism is not. Yavuz’s Nostalgia for the Empire: The Politics of Neo-Ottomanism (2020) appeared too late
for consideration here.
23
Among the many works relevant to this discussion, we may mention Le Goff 1992; Hutton 1993; Climo and
Cattell 2002; and Cubitt 2007. Essential discussion may also be found in other places, such as A. Assmann 2011.
24
For discussions see especially Radstone and Schwarz 2010, Part 2: ‘How Memory Works’ (179–362), and here
especially the second section ‘Subjectivity and the Social’ (235–80).
SOCIAL ANTHROPOLOGY OF BIBLICAL MEMORY 381
If the individual passes away, his memory is also gone, and only a vestige of it may survive.
We know this especially from the memories of war veterans, because in spite of modern
methods of collecting such memories from interviews with veterans, it is not possible for
the outsider to understand the emotions connected with memories of this kind. As
expressed by Major Richard Winters when asked about how to prepare for war, he
answered: ‘You cannot prepare for it. It is something you have to cope with yourself.’25
When the veteran passes away, nobody can recall his memory; it is gone in spite of being
often extensively recorded. Only a person who has similar experiences may be able to
understand the basis of this memory.
Of course, memories of this kind are extreme, but the case is obvious: individual
memory is short lived, basically lasting for only one generation and when lost, it can
never be retrieved. No memory understood as the recollection of personal experiences
survives the demise of the person who carries these recollections. Group memories are of
course more robust, but the coming and going of members of the group indicates that the
content of the memory is always in flux. If memories are conveyed into writing, they
survive as cultural memory, i.e. as results of a fixation of the redaction of these memories;
they belong to a different genre and are no more spontaneous recollections. Group
memories include and combine, creating a forum for the memories of members of the
group. They are always redacted; some memories are accepted, other are rejected, and
some are retold with a different meaning. Furthermore, they are always told, meaning
that they primarily exist in the communication between the members of the group. How
far they spread from their group of origins depends on the character of the group in
question and on the type of communication between different groups.
Individual memory cannot be controlled. They belong to the individual in question as
the person’s own possession. We can perhaps, to a degree, decide the manner in which the
memory forms the person, creates her identity, especially if we have alternative sources to
the origins of this person’s memories. The same applies to collective memory. We can, on
the other hand, not always check the reality of the memories, whether individual or
collective. Most people have experienced exchanges of memories where disagreement
arises over the precise content of the recollections told by other members of the same
group. ‘This never happened’ or ‘it did not happen as told’.
If you allow this writer to use a personal example, probably other persons may have
the same experience as me, who, in 1968 was a leading member of the student’s council
at the University of Copenhagen and a close witness to the students’ revolt that year.
When the fiftieth anniversary celebrations approached, it was for me impossible to
identify with the image of the rebellion described in the media in 2018. The rebellion was
said to be about flower children, hippies, free drugs and more; but those things were to
me never the essentials of the movement, which had a far more important purpose
including a change in the way we think, programmatically claiming that nothing has any
value if it cannot justify itself. The consequences could be seen during the next decade
when in many sectors the academic discourse began to change in a remarkable way and
many conventional theories from the past were rejected because they were unable to
defend themselves, that is, were seen as obsolete.26
25
In an interview given in combination with the miniseries Band of Brothers (HBO 2001).
26
In the context of biblical studies, biblical minimalism, as expressed by the Copenhagen School of biblical studies, is
one among many other examples of the changing perspective in science and especially humanities; cf. Lemche 2022.
382 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Memories are always negotiable. They are also individualistic even if shared by many
persons carrying their own interpretation of what may have happened. But are they
history in the modern sense of a realistic report of events past? There is really only one
way to provide an answer: a historical investigation of the content of a memory. The
historical worth of a memory of the past is dependent on the person or group who
entertains this memory, and as the Greeks and Romans already understood it, the worth
of recollections depends on the ability of the mind to remember, or simply memoria.
Clearly people possess different facilities for storing recollections. The same is true for
groups with a collective memory. However, the problems for the use of memory in
historical studies do not end here.
We have already discussed the issue of amnesia, forgetfulness. The editing of memories
by individuals or groups is evident and may change the content and, even more, the
meaning of the original memory. Still, one more problem exists: the human ability to
invent memories of the past. Some will say: lie about the past, distort what happened, but
in essence it is about redacting what is said about the past. But it goes further than that.
Humans possess the ability to invent the past, to create memories that have nothing to do
with real events or persons belonging to the past.
27
Sources for this case study: Mellaart 1962; Harmanşah 2015: 67–82; Yalman 2019.
28
An article (in Turkish) by M. Sabri Doğan, ‘Sille’nin efsanelere konu olan Eflatun Manastırı’ (Google translation:
The Legend of Sille is the Subject of Legends) includes what is known from tradition about this complex: https://
www.kozanbilgi.net/sillenin-efsanelere-konu-olan-eflatun-manastiri.html (accessed 15 July 2022).
SOCIAL ANTHROPOLOGY OF BIBLICAL MEMORY 383
name as part of the process of domesticating the philosopher to central Anatolia? Or was
it because of the healing qualities that the well was supposed to possess and which in
popular memory might have been looked upon as a part of the popular image of Plato as
a magician?29 The ancient Hittite gods on the monument would probably have been seen
as trolls and demons. A third option would be that the name originally meant ‘the Well of
the Lilac’, and changed meaning because of the increasing importance of the tradition
about the philosopher in the Konya region. We cannot say; it is just as possible that the
well only became the well of the lilac in the twentieth century in combination with Kemal
Atatürk’s general settlement with religious Ottoman traditions.
This case study shows how memory – in this case a collective one – is created by
elements of very different origins, including invention. The only historic reference is the
philosopher Plato, but he has absolutely nothing to do with the places linked by tradition
to him. Any reminiscence of the monument that was placed in connection with the
philosopher is lost, as is by all means the memory of the Hittite Empire that constructed
the monument.
It is true that places create memories to become, in the words of the French historian
Pierre Nora, lieux de mémoire, places of memory.30 It is also correct that we today live in
29
The tradition of Plato as the subject of veneration from the Persian magi goes back to antiquity. According to
Seneca such magi, living in Athens at the time of Plato’s death, sacrificed at his grave (Ad Lucilius 58.31). This
tradition is mentioned by Francesco Petrarca, in his Seniles XVII, 2.
30
Nora 1989. See also the implications of this concept in the multivolume work on the history of France published
by Nora (1996–8, orig. Fr. 1984–92). An up-to-date review of the discussion can be found in De Nardi et al.
2020. However, it also has to be stressed that Nora’s use of the concept of memory places definitely goes back to
the Roman idea of loci memoriae, but in essence it has little except the name in common with the Roman concept.
384 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
a world of monuments that are intended to remind us about past and present events and
people, both individually and collectively. It seems that it is a special characteristic of the
human race to establish memorials, and it follows our history from the Stone Age to
modernity. If anything, the mania of putting up memorials has only been intensified in
modern times. No modern state will be without its national monuments, no dictator will
rule without having his statues put up at every square where one would fit. Buildings are
plastered with inscriptions that tell us that famous persons once lived there, if only for a
night or two. The question is: do we remember because we are surrounded by such
memorials or are such memorials erected in order that we shall remember?
Cultural memory
We may talk about cultural memory in this connection, and no ancient culture produced
more of such memories than the one which Jan Assmann, who coined the expression
‘cultural memory’, has as his special field of research: ancient Egypt.31 In his study of
cultural memory, Assmann concentrates on three major ancient cultures: Egypt, Israel and
Greece.32 We will, in this place, ignore his ideas of ancient Israel as a home of cultural
memory as they are based on a now obsolete idea of the history and civilization of ancient
Israel that had its basis in twentieth-century German biblical scholarship and which can
best today best be described as ‘idealistic’.33 Assmann’s two other case studies are relevant
although very different: in Egypt we may talk about a one-way communication of public
memory centred on the deeds of the ruler, the Pharaoh. The memorials included both
texts and images. Everyone could see and understand the images but only the literate
minority would be initiated into the mysteries of the inscriptions. The impression of
ancient Egypt conveyed by these monuments therefore represented the official version of
Pharaoh’s divine acts, recollected by members of this group and read as long as the
hieroglyphs could be understood. In this way the literate elite controlled the communication
of the official memory of Egypt.34
When the Greeks took over the control of Egypt after Alexander’s conquest in 332
BCE . they adopted the Egyptian official memory and adjusted their public manifestations,
although they at the same time established memories for themselves. The traditional
Egyptian version lived on next to the Greek, but after the Roman annexation of Egypt in
30 BCE , it gradually went into decay with the diminishing importance of the hieroglyphs
until the ability to read them finally disappeared in the course of the fourth century CE .35
31
Jan Assmann, professor in Egyptology at the University of Heidelberg 1976–2003. His bibliography on strictly
Egyptian subjects is extensive, but in this connection, it is his studies in ancient memory that draw interest. His
Cultural Memory and Early Civilization (2011) has already been mentioned. Other studies of direct relevance
include Ägypten: Eine Sinngeschichte (1996), Religion und kulturelles Gedächtnis: Zehn Studien (2007a), and
Moses der Ägypter: Entzifferung einer Gedächtnisspur (2007b). A biography was published devoted to him and his
work by Schraten (2011).
32
Assmann 2011: part II, 147–277. This section includes four chapters, on ‘Egypt’, ‘Israel and the Invention of
Religion’, ‘The Birth of History from the Spirit of the Law’, and ‘Greece and Disciplined Thinking’.
33
Idealistic in the way it is presenting a rationalized paraphrase of biblical historiography as essentially historical.
34
‘Elite’ is such a misleading concept in connections like this, although often used about almost everything in the
media today. The literati as they are also sometimes called, constituted in ancient societies a minority that was of
course important, but hardly belonged to the ‘elite’ that ruled the country. They were civil or military officers but
not (normally) the ones who ‘ruled’. Even today this has not changed, although in the optics of the group
belonging to the ‘elite’ they are the persons in charge.
35
Hieroglyphs were already interpreted as symbolic signs in the study of Horapollo, normally dated to the fifth
century CE . Further on the tradition of the hieroglyphs, Iversen 1961.
SOCIAL ANTHROPOLOGY OF BIBLICAL MEMORY 385
Although the meaning of the hieroglyphs was forgotten, the memory of Egypt, or rather
of the mystics of Egypt, lived on to this day; it even survived the decipherment of the
hieroglyphs in the early part of nineteenth century CE .36 Official and communicative
memory, the message of the Egyptian state to its inhabitants was substituted gradually by
a collective memory and transformed accordingly, a shift represented by the change of
names of persons and places. Even the ancient name of Egypt, Kemet, was lost except in
Coptic memory. The name of Egypt itself comes from Aigyptos, a Greek rendering of
Hwt-ka-Ptah, one of the names of Memphis.
The Greek case is in many ways similar to the Egyptian one, but also very dissimilar.
There was never a controlling force in the sense of a central government that decided
what should be remembered. Neither were the memories confined to leaders of states.
Memorials were put up of individuals who had done remarkable things, such as being
winner at the Olympic Games, defeated the enemy, or who were great philosophers and
artists, but also of mythological figures. We may talk of an ancient Egyptian state sponsored
‘official memory’. In Greece memory was truly cultural and collective in a quite different
sense. It was also in a way democratized as the easier access to reading and writing using
a simple alphabet that was easy to learn made commemorative inscriptions accessible to a
far larger community than the Egyptian hieroglyphic documents readable only by the few.
To gain an impression of the importance of the huge collections of memorials available
one may go to classical geographers, especially Pausanias, the author of Description of
Greece, Hellados Periegesis (Ἑλλάδος Περιήγησις), from the second century CE . Pausanias
makes extensive use of information from monuments and statues and records such
persons’ deeds meticulously. For an antiquarian like Pausanias, these are living memories.
Definitely the memories of ancient Greece had an important impact on posterity; not least
the Romans who, like modern tourists, visited the classical localities in plenty to be part
of the Greek heritage.
36
Contrary to the opinion of Jan Assmann, who believes that the modern direct access to the Egyptian through
their writings changed Egypt from a mystic society to a historical one: ‘Damit hat auch Ägypten aufgehört, ein
Gegenstand der Erinnerung zu sein, und ist zu einem Gegenstand der Forschung geworden’ (2010: 184).
37
There is no reason in this place to enter the discussion of what an oral culture remembered and what it forgot,
a ghost that has haunted biblical studies for at least two hundred years. This author’s ideas about oral memory
are very much close to those expressed by Walter Ong (2012), namely that oral societies do not remember much
if anything at all. The consequence of literacy has been extensively studied, especially relating to classical culture.
But cf. also Goody 2010 and, for the classical world, Havelock 1988. [Cf. also Chapter 15 in this volume].
386 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Yet still the Old Testament is a monument of memories of the past. Nowhere in ancient
Near Eastern literary remains have we found such an outspoken interest in the past.
‘Remember’ (zakar) is a dominant concept in biblical historical literature, nowhere more
frequent than in Deuteronomy, in cases such as Deut. 15.15: ‘You shall remember that
you were a servant in the land of Egypt, and the Lord your God brought you out thence
with a mighty hand and an outstretched arm; therefore the Lord your God commanded
you to keep the sabbath day’; 7.18: ‘You shall remember what the Lord your God did to
Pharaoh and to all Egypt’; or 8.2: ‘And you shall remember all the way which the Lord
your God has led you these forty years in the wilderness’. Common for these and other
cases is the reference to past events, but only in a few places there are connections made
to specific places, as we find, for instance in the book of Genesis (28.18), where the
patriarch Jacob sat up a stone in Bethel as a memorial, or in the book of Joshua (4.7): ‘So
these stones shall be to the people of Israel a memorial [zikron] for ever’. If we look for
references to monumental inscriptions, the Old Testament comes to our rescue. The best-
known example we find in the book of Joshua, ch. 24, where,
Joshua wrote these words in the book of the law of God; and he took a great stone,
and set it up there under the oak in the sanctuary of the Lord. And Joshua said to all
the people, ‘Behold, this stone shall be a witness against us; for it has heard all the
words of the Lord which he spoke to us; therefore it shall be a witness against you, lest
you deal falsely with your God.’
—Josh. 24.26–27
Such examples show that the biblical authors had very precise ideas about the function of
memory, oral and written. Memory and memorials refer to past events of the people of
Israel. It is therefore astonishing that no specimens of physical memorials have been
found in the archaeological remains from the territory where these Israelites were
supposed to have lived. Are we only talking about a written memory, and should we see
the many admonitions to remember (and in some places not to forget) what happened to
Israel in the past as warnings against forgetting, or would it be possible to point at a place
or an occasion where such a historical memory was kept alive? Scholars and theologians
have regularly pointed at the great festivals in Jerusalem as the place where the whole
people were supposed to participate, especially the Passover celebrated in remembrance
of the deliverance from Egypt and the Sukkoth reminding the Israelites of the way of
living in the desert when they escaped from Egypt.38
We are now leaving the subject of memory in the technical sense and are moving into
the field of the study of biblical texts. Here there are divergences of hypotheses that are
mutually exclusive. The traditional understanding as expressed by a perhaps waning
majority of scholars would place the relevant text in a context towards the end of the Iron
Age, i.e. before 600 BCE . Because of the preservation of both northern central Palestine/
Israelite and southern/Jerusalemite traditions (memories), two periods are in focus: (1)
the time after the destruction of the Kingdom of Israel in 722 BCE , when it is supposed
that a large segment of the Israelite population fled to the south and settled there; their
recollections merged with the Judean tradition, to form what is today known as ‘ancient
38
Lev. 23.14–17 establishes the rules and reason for the three great festivals in Judaism, Passover, Pentecost and
Succoth.
SOCIAL ANTHROPOLOGY OF BIBLICAL MEMORY 387
Israel’;39 and (2) the time of King Josiah of Judah, who is said to have reformed the
temple services in Jerusalem but also to have initiated a conquest of the territory of the
former state of Israel, a project curtailed by the Egyptians who killed Josiah at Megiddo
in 609 BCE . In connection with his expansions which included former Israelite territory,
a ‘national’ history was established as the cultural memory of his state.40
Both options are possible but also easy to criticize.41 They still leave us in the dark
when it comes to the total lack of commemorative items such as inscriptions and
iconography commemorating the incidents of this new national history. Nothing has been
preserved, perhaps because there was not much; or perhaps, nothing has been preserved
because there was nothing to preserve!
For more than three decades a third possibility has become increasingly widespread: the
Old Testament is the product of the Hellenistic Age.42 The basic idea is that apart from the
Blessing of Aaron (Num. 6.24–26) which had been discovered in 1979 inscribed on two
silver amulets in priestly graves in Jerusalem from c. 600 BCE (cf. Barkay et al. 2004),
nothing included in the Old Testament predates the second century BCE . This means that
if it is possible to explain the present Old Testament as a Hellenistic product, there is no
reason to try to push its origins back into an unknown process that should have led to its
formation in pre-Hellenistic times. However, being Hellenistic, it should be possible to find
traces of traditions from this period in the biblical literature, and this is exactly what is
happening at this moment. All kind of motifs and influences from the Greek world are
being traced in biblical narrative.43 Recently also more complex ideas such as the relationship
between the Law of Moses and Plato’s Nomoi are being discussed (Gmirkin 2017).
It is, on the other hand, impossible to overlook other influences on the biblical texts.
We definitely find Mesopotamian influence, especially in the Primary History (Genesis
1–11), and in the stories about the three patriarchs (Genesis 11–37), just as Egyptian
motifs are absolutely undeniable in the Joseph stories in Genesis (37–50) and in the stories
in the book of Exodus about the escape of Israel from Egypt.44 Neither are motifs and
remembrances from ancient Palestine forgotten; the staging of the history of ancient
Israel is definitely the scene of ancient Palestine, the land of Israel. Samarian motifs are
blended with Judean ones and definitely with a ‘Judean’ bias, at least from the time where
kings should have ruled Israel as a sacred people that had forsaken the rule of its God.
There is no reason to continue. We have three options, two in the Iron Age, and one
in the Hellenistic Age. Pure literary studies will probably not help. Furthermore, it is
certainly not our task in this place to present a definite solution. But all is not lost. We still
possess this collection of scriptures. They represent the result of a literary process. This
means that, from a sociological point of view, it should be possible to get closer to the
cultural environment that produced this literature.
39
This is the position of the archaeologist Israel Finkelstein, who has for many years entertained the theory that
the mixing of Northern, Samarian and Judean traditions or memories happened after the Assyrian conquest of
Samaria in 722 BCE .; cf. Finkelstein and Silberman 2001: 229–314 (Part Three ‘Judah and the Making of Biblical
History’).
40
The idea of looking at the origin of the compilation of the history of ancient Israel in the time of Kong Josiah
(640–609 BCE ) goes back to Alt 1953: 250–75, and has ever since been refined and edited by later scholars.
41
This writer has provided criticism of both positions in many places, most clearly perhaps in Lemche 2010.
42
If not for the first time, the formulation of this thesis is best remembered from Lemche 1993.
43
Thus extensively in Wajdenbaum 2011. See also the collection of studies in Thompson and Wajdenbaum 2014.
44
An interesting analysis of Joseph as a Hellenistic sage has been published by Jovanović 2013, placing the
biblical figure of Joseph not only in Egypt but in Hellenistic Egypt.
388 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
The first requirement is the existence of a written literature. Those who wrote the
stories found in the biblical books must have been able to read and write. In this connection
the notion of the literati as a kind of ‘Mandarin’ class has become popular.45 The second
requirement is that there is a public who will read the products of the literati. A sociological
placement of the collection of written literature like the Old Testament demands a literary
culture, and here some requirements are necessary. Minor agrarian communities were not
able to sustain a class of scribes writing history for the entertainment of the public, which
in such places could neither write nor read. This excludes most places in ancient Palestine.
We have to look for larger urban units such as residential cities with a royal administration
that would have tolerated some of its members being engaged in literary productivity.
In such a case the writings originating in such an environment would most likely have
a propagandistic character, sponsored by the state in question and promoting the great
deeds of its sovereign. Nothing of this kind has survived. If anything, the story of ancient
Israel as told by biblical historiographers is definitely anti-monarchical; the very institution
of kingship is seen as blasphemous.46 From this angle, the placement of scribal activity in
Jerusalem either around 700 or around 600 BCE seems totally out of place. It simply does
not make any sense.
The alternative suggested here is that the story of ancient Israel originated in a totally
different environment, in the learned circles of the Museion (or even the Serapeion) in
Alexandria in the Hellenistic Age.47 Sponsored by the Ptolemaic kings of Egypt, the
institution of the Museion with the famous library provided a place of study for learned
people of the time, probably including members of the extensive Jewish community, or
what was to become the Jewish community, in which elements from both ancient Samaria
and from Jerusalem and Judah blended, merging their traditions – the collective memory
– of both groups (and more). This would also be the likely place of incorporating elements
of Greek literature, as this literature was present at the library, and Greek was the common
language of the time in Alexandria. The Egyptian civilization was present just outside the
door of the library as were its old monuments and learned priests to interpret the content
of the inscriptions. Mesopotamian tradition was further away but remnants of it were
present in the Greek language such as Herodotus’ description of Babylonia from the fifth
century BCE and most likely also Berossos’ Babylonian history (see Gmirkin 2006; cf.
further Haubold et al. 2013).
The product, the history of ancient Israel, was definitely a political product aiming of
establishing the rights of a religious society to its alleged homeland, ancient Palestine,
45
The biblical scholar who in a particular way has stressed the importance of these literati is Ehud Ben Zvi, who
has in numerous publications emphasized the importance of such people for the formation of biblical tradition.
See recently the major collections of articles on the subject in Ben Zvi 2019. It has to be added that Ben Zvi leans
on a date of the historical collection that basically belongs to a pre-Hellenistic period.
46
The anti-monarchic line of argument in biblical historiography opens with the Prophet Samuel’s denunciation
of kinship in 1 Samuel 8 in combination with the rise of Saul to king of Israel. And the consequence of the choice
of the Israelites of a king is traced all the way through the books of Kings where every ruler is evaluated according
to his good or bad relations to Yahweh, the God of Israel. Only a couple receive good marks, such as Hezekiah
and Josiah; most – and all the kings from the northern part of Israel – receive bad reviews.
47
The Museion is said to have been founded by the first Ptolemaic ruler of Egypt, Ptolemaios I Soter (r. 305–282
BCE ) as a centre of learning with around a thousand alumni, all paid by the state, a huge library and other
facilities. The sources for it mention how foreign – non-Greek – manuscripts were brought in from all over the
known world and translated into Greek. Cf. further MacLeod 2004.
SOCIAL ANTHROPOLOGY OF BIBLICAL MEMORY 389
now the land of Israel, by tracing the origins of this community back to the land and
creating a cultural rather than collective memory of this land and its fate at the hands of
foreign conquerors. We cannot control every single element of this cultural memory of
the Jewish literati, whether they relied on a genuine memory from the past or just
represented invented tradition. Most likely both categories can be found in this literature,
and in a few cases historical memory is definitely there, however, surprisingly almost
exclusively in combination with the intrusion of foreign powers into the land of Israel,
such as Sennacherib’s siege of Jerusalem in 701 BCE and Nebuchadnezzar’s destruction of
Jerusalem in 597 or 587,48 both commemorated in Assyrian and Babylonian official annals
and iconography. Without such external evidence we are lost in tales from the past
without being able to decide whether they are genuine recollections or fictive storytelling.
Maybe the emergence and programme of this biblical historiography should be linked to
the resurgence of the interest in Palestine as the land of Israel and its history in Hellenistic
times as studied by Doron Mendels (1987, 1992).
IN CONCLUSION
A sociological analysis of biblical memory had rather surprising consequences. Biblical
historiography was not the memory of ancient Israel of its own past as imagined by
Ronald Hendel and other biblical scholars. It was a learned composition put together
centuries after the downfall of the petty states of Palestine at the end of the Iron Age by
scholars living most likely under Greek dominion in Alexandria in Egypt, borrowing their
themes and motifs from the vast literature accessible to them in the gems of the famous
library in Alexandria. The Old Testament is not the collective memory of any state of the
past; it is a cultural memory created by a literary circle of scholars. It was definitely
composed for religious and political reasons, and it was definitely persuasive and has
remained so to this day. In his Oltre la Bibbia (2003), Mario Liverani sees every section
of the story about ancient Israel as a response to challenges belonging to the periods when
these sections were put into writing. Maybe it is time to see not only the single parts as
such responses; maybe it is time to consider the story in its entirety as a response to a
challenge.
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48
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394
CHAPTER EIGHTEEN
INTRODUCTION
The Hebrew Bible is a collection of texts teeming with ritual. This may be exemplified by
the first book in that collection, Genesis. When Cain and Abel present their offering ()מנחה
to Yahweh in Genesis 4, they perform a ritual, as does Noah in Genesis 8 when he offers
burnt offerings ( )עלתto Yahweh after the Flood. In Genesis 17, Abraham performs a ritual
as he circumcises himself and his household as a sign of his covenant with God (cf. the
Shechemites in Genesis 34) and again, when he buries his wife Sarah in Genesis 23 (cf. the
burial of Abraham in Genesis 25, of Isaac in Genesis 35, and of Jacob in Genesis 50). In
Genesis 28, Jacob performs a ritual as he makes a conditional vow ( )נדרto Yahweh,
promising yet more ritual activity, to set up a standing stone and create a sanctuary and to
offer tithes there, if Yahweh will ensure his safety. These are all relatively clear examples
of ritual practices and most readers and interpreters of the Hebrew Bible would recognize
them as such.1
If the abovementioned examples are ‘clear’ cases of ritual in the Hebrew Bible, there
are also less clear hints of possible ritual practices in the texts. For instance in Genesis 15,
where Abraham sees a smoking oven and a burning torch pass through a row of severed
animal carcasses. This text may allude to a ritual practice connected with covenant-
making, the details of which are now long forgotten. Admittedly, the text may also simply
be using the obscure as a narrative tool in order to relate an experience of divine revelation.
A slightly less obscure reference to a seemingly ritualized gesture can be found in Genesis
24, where Abraham orders his servant to place his hand under Abraham’s thigh ( )ירךas he
swears ( )שבעan oath. This way of substantiating a speech act, a solemn promise, with a
formalized gesture, placing one’s hand on the recipient of the oath, can certainly be
categorized as a ritual action. Similarly, the reference to bear children on the knees ()ברך
of another woman in Genesis 30 may carry the echo of a ritual practice or gesture intended
1
These are also texts that have been commented upon and analysed extensively and repeatedly, but focused ritual
theoretical analyses of these texts remain rare.
395
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to transfer parentage from a child’s biological parents to its adopted parents. Again, it
may also merely be a figure of speech in biblical Hebrew. Along the same lines, and with
a similar lack of clarity, the mention of a great feast ( )משתהon the day of Isaac’s weaning
( )גמלin Genesis 21 may allude to a customary ritual celebration of an important transition
in a young child’s life. However, it may also simply be a detail included by the author in
this particular narrative in order to stress a father’s delight in his firstborn son.
Indeed, the Hebrew Bible is so teeming with ritual, explicit and implicit, clear and
obscure, that theorizing is necessary to foreground it. In the next section, I shall give an
introduction to the study of ritual and outline the most prominent currents in ritual
studies in recent decades. Then I shall offer a brief survey of the kinds of ritual we find in
the Hebrew Bible and of the kinds of texts and literary genres that we find these rituals
in. Here, I divide the Hebrew Bible into two main parts, the so-called priestly texts in the
Pentateuch that have an explicit and almost programmatic interest in ritual and the non-
priestly texts in the Hebrew Bible, in which ritual plays a much more subtle role. I
conclude this section with a discussion of method and application, in which I offer a few
reflections on the literary character of ritual in the Hebrew Bible and how best to apply
ritual theory to Hebrew Bible ritual texts (‘Literary Ritual and Ritual Fiction’). In the last
two sections of the chapter, I present two examples to demonstrate how ritual theory may
guide and inform an analysis of ritual in the Hebrew Bible.2 The first example is ritual
mourning. In the Hebrew Bible, ritual mourning is a relatively uniform set of practices,
such as the absence of hygiene and personal grooming, wailing, gestures of despair and
fasting, but, depending on the context of these practices, the ritual has different audiences
and serves different functions. For this study, I have chosen petitionary mourning, the
performance of ritual mourning behaviour in order to appeal to a deity. I have chosen this
example because it illustrates three aspects of ritual particularly well: first, the relationship
between one ritual form and several ritual functions, second, the connection between the
‘genre’ or category of a ritual action and expectations of ritual efficacy, and third, it is a
good example of ritual as a category of action that mirrors social action. The specific
example of King David’s performance of petitionary mourning in 2 Samuel 12 is also a
very good example of how a description of ritual behaviour is used as a literary tool to
characterize persons in Hebrew Bible texts. The second example is the ritual behaviour
prescribed for a female prisoner of war and her Israelite captor in Deut. 21.12–13. This
brief legal text describes what can be called a classic rite of passage, where one of the
ritual actors, the female captive, undergoes a transformation and changes her social status
from captive to wife. This ritual is a good example of ritual transformation and of the
tension between ritual efficacy and individual disposition. It illustrates what Roy A.
Rappaport has called the meta-performativity of ritual – the capacity that ritual behaviour
has to establish conventions of how behaviour should be in spite of any resistance felt by
individual ritual actors (1999: 123).
2
I have chosen my two examples in the sections ‘Doing Things with Tears’ and ‘Ritual Transformation’ from
non-priestly Hebrew Bible texts, because so far in Hebrew Bible scholarship on ritual in general, and admittedly
in my own research as well, the priestly texts have received far more attention than the non-priestly texts. With
this study, I have decided to make a small contribution to correcting this bias. Readers with a particular interest
in ritual theory applied to priestly texts may find Gudme 2009b on the Nazirite law in Numbers 6, Gudme 2013c
on the Law of jealousy in Numbers 5 and Gudme forthcoming on the ritual use of incense in Exodus 30 and
Leviticus 16 informative.
RITUAL IN THE HEBREW BIBLE 397
3
For good introductions to the most important themes in ritual studies and to the history of research, see Bell
1997, 2006; Kreinath, Snoek and Stausberg 2006, 2007; Brosius, Michaels and Schrode 2013.
4
It is beyond the scope of this chapter to offer an attempt at a comprehensive bibliography of literature on ritual
in the Bible, but two recent publications in the influential Oxford Handbook series may serve to illustrate the
place that ritual now has in biblical studies. In 2019, Oxford University Press published The Oxford Handbook of
Early Christian Ritual (Uro et al. 2019), and in 2020 followed The Oxford Handbook of Ritual and Worship in
the Hebrew Bible (Balentine 2020). Ritual has clearly moved from the periphery to the centre of biblical studies.
It remains the case, however, that scholarship on ritual in the Bible tends to be quite undertheorized. This is
regrettable, not only because theorizing can lift the quality of the analysis but also, and especially, because clear
application of theory and method is the kind of scholarly ‘conversation starter’ that would enable a fruitful
dialogue between biblical studies and cognate disciplines.
398 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
the anthropologists Caroline Humphrey and James Laidlaw in their 1994 publication on
the Archetypal Actions of Ritual, and the second was put together by the scholar of
religion and highly influential ritual theorist Catherine Bell a few years later, in 1997.
Humphrey and Laidlaw’s list comprises non-intentional, stipulated, elemental and
archetypal and apprehensible (1997: 89). Bell’s list of characteristics of ritual actions
include formalism, traditionalism, invariance, rule-governance, sacral symbolism and
performance (1997: 139–69). The strengths of these attempts to define ritual or to make
a catalogue of ritual’s most prominent features are that they do seem to capture what
most people would identify as ritual. They all stress ritual as ordered, repetitive and
sequential. They also stress ritual as formalized or stipulated and they all hint at the fact
that ritual can somehow be apprehended or received, but that the message or
communication in ritual is not necessarily invented by the ritual performers. Finally, there
is a stress on performance, that ritual takes the form of acts and utterances. The weakness
of these and many other attempts to define ritual is that they are not quite able to capture
this phenomenon, which is seemingly formalized, rigid and invariant, but which may also
sometimes be spontaneous, innovative and dynamic (Grimes 2000: 261–2).5 There is an
archaizing quality to the ritual form that gives the impression that a given ritual has been
prescribed since the dawn of time, even if it is in fact performed for the very first time (cf.
Bell 1997: 145–50, 2006: 397–8).
The steadily growing interest in ritual across academic disciplines has led to an increase
in descriptions of ritual phenomena. This in turn has led to a dawning awareness that no
one definition of ritual is going to sufficiently encompass all of ritual, just as no single ‘big’
theory of ritual will ever sufficiently map and explain all that ritual is and does (cf. Bell
2006: 406). Thus, generally, scholarship on ritual is gradually moving away from firm
definitions of what a ritual is and towards more polythetic and fuzzy ways of categorizing
rituals as phenomena that share a number of features, none of which are essential in itself
for their categorization as ritual (Snoek 2006: 4–6; McClymond 2008: 25–34). In this
way, it is possible to theorize actions as ‘more or less’ ritual, rather than as ‘either or’. It
follows from this way of thinking flexibly and dynamically about ritual that the working
definition of ritual that one chooses, as well as the theoretical approaches that one applies,
depends on the rituals that one wishes to study. In the following, I shall outline the most
prominent ‘trends’ in ritual theory. This is not intended as a comprehensive history of
research on ritual, but rather as a road map for choosing a fruitful theoretical angle when
working on ritual.
5
In an attempt to capture the dynamic and diverse nature of ritual, Ronald Grimes lists the key dynamics of ritual
as four paradoxical pairs: (1) rituals empower and disempower groups, (2) rituals attune and disattune bodies, (3)
rituals reinforce the status quo and enact transformation, and (4) rituals make and unmake meaning (2014:
302–28).
RITUAL IN THE HEBREW BIBLE 399
century. In his 1912 book, Les formes élémentaires de la vie religieuse, Durkheim described
ritual as behavioural rules intended to regulate between the domains of the profane and
of the sacred, and particularly to regulate interaction with and behaviour around sacred
objects (2001 [1912]: 40). Durkheim stressed that religious ritual is performed explicitly
for the benefit of the sacred or the gods, but that it has a side effect, which is to recreate
and reinvigorate the social (ibid.: 157–9, 283–5). When ritual participants come together
to perform a ritual, they experience a feeling of ‘effervescence’, an experience of being
part of something bigger than themselves, and this is the engine that fuels moral life and
makes society possible. When a group comes together to perform a ritual, it both maintains
and reaffirms itself, and thus ritual performance becomes as necessary to the moral life of
society as ingestion of food is to physical life (ibid.: 284).
There is a clear line running from Durkheim’s thoughts on ritual and society to the
work of Rappaport and his 1999 monograph Ritual and Religion in the Making of
Humanity, mentioned above. Rappaport also saw ritual as the foundation for human
society. Rappaport divided ritual into two types of messages, canonical and self-referential.
The self-referential messages say something about the current physical, mental and social
state of the participants, whereas the canonical messages are the liturgical order or world
view encoded in the ritual (1999: 50–2).6 The canonical messages are what is seemingly
invariable and eternal in the ritual whereas the self-referential messages take advantage of
the variance in the ritual situation, namely who participates, how many participate, if one
participates at all etc. (ibid.: 53–4). The self-referential and canonical messages relate to
each other as respectively the form and substance of a ritual, and Rappaport further
described their function by reference to the sign theory developed by C.S. Peirce. The
canonical messages relate to their content as a symbol relates to that which it signifies,
that is a relation, which is purely arbitrary and established by law or convention. The self-
referential messages, on the other hand, relate to their content as an index relates to its
object, i.e. a relation where the index is directly affected by or connected with its object.
As she performs the ritual, the ritual participant becomes an index of the abstract content
of the canonical message (ibid.: 54–8). Since the canonical messages are symbols and their
relation to their content is arbitrary, theoretically this content could just as well be
expressed in another form, for instance in a text, but it is the ritual form and the
combination of the canonical and self-referential messages that make the ritual situation
unique. The ritual form adds to the symbolically encoded ritual substance something that
the ritual substance cannot express on its own, and the ritual form depends on the ritual
substance in order to be interpreted and understood. Abstract concepts such as honour,
faith and valour are realized when they are given a bodily sign in ritual (ibid.: 31, 58). By
participating in a ritual, the ritual actor indicates to himself and to anyone present,
acceptance of the canonical message, which is encoded in the ritual. Acceptance, however,
is not the same as personal belief and a person may disagree with the canonical message
in a given ritual and still perform the ritual (ibid.: 119–20). The implied acceptance of a
ritual’s canonical message does not guarantee that the ritual participant will support this
world view in the future and promises or commitments given in a ritual may be broken.
However, because the ritual participant has communicated acceptance of the ritual order
by participating in the ritual, any actions against the ritual order will be perceived as a
transgression. The ritual participant’s implied acceptance does not guarantee how the
6
There is a brief and helpful introduction to Rappaport’s ritual theory in Jensen 2009.
400 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
ritual participant’s actions will be, but it does create a convention of how the ritual
participant’s actions should be (ibid.: 123). To Rappaport this is the meta-performativity
of ritual. Ritual is merely performative when it performs a conventional act, such as a
marriage or a baptism, but ritual is meta-performative when at the same time it establishes
and supports the conventions, which are the basis of the conventional act (ibid.: 278–80).
Because of ritual’s meta-performativity Rappaport names ritual the basic social act. By
creating and maintaining social conventions and norms, ritual makes the social contract
possible, which in turn makes human society possible (ibid.: 125–6, 138).
Practising bodies
Rappaport stressed two aspects of ritual in particular: first that ritual is communicative,
that it contains some kind of message and, second, that ritual is performed. This dual
stress on communication and performance can also be found in other influential scholars’
work on ritual, such as in the work of another Durkheimian, the British social
anthropologist Mary Douglas (1921–2007). In her work on ritual, Douglas combined
Durkheimian influence with regard to religion and the social with structuralism inspired
by the work of Claude Lévi-Strauss (cf. Bell 1997: 43–6). Douglas saw ritual as a
communicative system that conveyed the values of a social group, such as the group’s
system of categorization, its hierarchies and its social organization (2003: 53–4). The
performance of ritual communicates these values to the ritual participants and in this way
ritual has a regulatory effect on social behaviour. Douglas’s work on ritual impurity has
had a significant impact on Hebrew Bible scholarship, especially in relation to the dietary
laws in Leviticus 11 (cf. Deuteronomy 14) and to the ‘priestly’ (see ‘Ritual in the Priestly
Text of the Hebrew Bible’ below) world view in the Pentateuch in general.7 Douglas’
work, however, is also a good illustration of the methodological challenges posed by an
approach that views ritual as communication, because it presupposes that we are able to
‘read’ and decipher this communication. It follows that our understanding of a ritual
performance is dependent upon our ability to ‘crack its code’.
Rappaport stressed that there is no intrinsic relationship between a ritual’s form and a
ritual’s substance. For instance, there is nothing in the act of scooping handfuls of water
onto an infant’s head that in itself signals baptism just as there is no natural connection
between the act of touching a person’s shoulders with a sword and receiving the accolade
(1999: 114–15). The connection between the ritual form and substance is based solely on
convention, and therefore in order to decipher the message communicated in a certain
ritual one will have to be socialized into or in another way informed of this ritual’s
symbolic system (cf. ibid.: 106, 111). In her study on Hebrew Bible dietary laws, ‘The
Abominations of Leviticus’, which was part of her 1966 monograph Purity and Danger
(2002: 51–71), Douglas suggested an interpretative key to the classification of clean and
unclean animals in Leviticus 11. Here, the category clean corresponded with holiness,
wholeness and perfection, whereas unclean was attached to the species that were perceived
to be either imperfect examples of their class or whose class itself was seen to go against
the scheme of the world as expressed in the creation account in Genesis 1 (ibid.: 67–71).
According to Douglas, ‘the dietary laws would have been like signs which at every turn
7
See especially Douglas 2002, which was originally published in 1966, and her renewed interest in the books of
Leviticus and Numbers in Douglas 1999 and 2004.
RITUAL IN THE HEBREW BIBLE 401
inspired meditation on the oneness, purity and completeness of God’ (ibid.: 71). Douglas’s
work received much praise and a great following, but also much criticism, which she
addressed and largely acceded to in her preface to the Routledge Classics edition of Purity
and Danger published in 2002 (ibid.: xiii–xvi; see also Hendel 2008). In this preface,
Douglas among other things noted ‘the absence of any positive implications for the social
system of the biblical Hebrews for whom the rules were made’ (Douglas 2002: xiv). To
place this in the context of the present discussion on ritual as a mode of communication,
there was no positive information in the Hebrew Bible to support that Douglas’s way of
deciphering the system behind the dietary laws was correct, nor that it was a symbolic
system that would have been recognized by the authors of these texts. As a twentieth-
century scholar, Douglas had obviously not been socialized into an emic understanding of
these ancient texts and the texts themselves did not give the key to the deciphering of
their symbolic communication. It goes almost without saying that limited or no access to
the substance of a ritual action, its symbolism or meaning, is a recurring methodological
challenge to scholars studying the rituals of ancient societies. More often than not ancient
ritual texts and iconography does not come with an interpretative key that may ‘socialize’
us into the ritual’s symbolic universe. Anthropological research has shown, however, that
scholars who study contemporary ritual and who have performances to watch and ritual
participants and experts to interview, are in fact not much better off. In their study on the
Jain Puja ritual, The Archetypal Actions of Ritual, Caroline Humphrey and James Laidlaw
clearly demonstrated that both ritual experts and ‘ordinary’ ritual participants gave a
multitude of different answers and interpretations, when asked about the ‘meaning’ of the
ritual they performed (1994: 16–57). Based on the results of Humphrey and Laidlaw’s
fieldwork, the Puja ritual did not communicate one message or meaning, but rather at
least one meaning per ritual participant. Humphrey and Laidlaw summarized this in the
following way: ‘Ritual acts are publicly stipulated cultural constructs, yet wide variations
in how they are enacted and how they are thought about indicate that while they are in
this sense not individual, they are not completely shared either’ (ibid.: 133). This research
indicates that the quest to decipher and ‘read’ a message communicated through a ritual
performance may be slightly off point, because there is not necessarily a commonly agreed
upon and previously encoded message built into the ritual.8 At least if this message is
there, it may be accessible neither to the ritual actors nor to an outside observer
and interpreter. The ritual performance itself is all there is, and in as far as there is
communication in ritual, the performance of the ritual is the message, or at least it is the
only message that we have access to. If we frame this in Rappaport’s terminology, the
indexical messages is all we have, whereas the canonical messages are either non-existent
or inaccessible.9
Humphrey and Laidlaw’s work also indicates that we should see the ascription of
‘meaning’ to a ritual performance as a secondary product of the act rather than as a primary
prerequisite for the ritual (1994: 64–81).10 Whereas Douglas and other scholars of her
8
Cf. the discussion in Jay 1992: 8–16.
9
Interestingly, scholars of contemporary ritual have been more ready to adopt this insight than their colleagues
studying ancient ritual (but see the recent treatment of this topic in Gilders 2020: 136–7). This is presumably
because living ritual participants and ritual experts are able to disagree with the ways in which ritual scholars
decode and ‘translate’ their ritual behaviour, whereas historical ritual texts and other expressions of ritual
material culture are unable to ‘talk back’.
10
Cf. the critique of Mary Douglas in Kazen 2011: 23–4, and Lemos 2013.
402 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
generation imagined a symbolic system or message, which was communicated through the
medium of ritual, Humphrey and Laidlaw suggested that we start with an action or a
practice, which undergoes ritualization over time and thus becomes ritual (ibid.: 88–110,
153–5). The process of ritualization introduces a shift in the intentionality of an action and
in the connection between the purpose of an action and this action’s form. Whereas in
everyday quotidian actions there usually is a strong and immediately perceptible link
between purpose and form, this link is undermined by ritualization and appears weak in
ritual actions (ibid.: 167–87). The disconnection between purpose and form in ritual
actions creates a ‘gap’, which then calls for meaning and interpretations (ibid.: 191–208).
A focus on ritual as practice is also voiced in Catherine Bell’s 1992 monograph, Ritual
Theory, Ritual Practice, in which she proposes a ‘practice approach’ to ritual, inspired by
the French sociologist Pierre Bourdieu (Bell 1992: 74–93). Bell sees ritual as one social
practice among many, and she stresses the fact that ritual is embodied and that the
performance of ritual requires bodily ritual mastery (ibid.: 94–108).11 In the decades
following the publication of Ritual Theory, Ritual Practice, it has become increasingly
common in scholarship to focus on the embodied and performative aspects of ritual. This
is a development which is well aligned with the general ‘material turn’ in the humanities
in general and in religious studies in particular, where the past three decades has seen an
increasing focus on practices and on the materiality of religion, rather than on beliefs and
ideas (Hazard 2013; Roberts 2017).
11
For an example of an application of Bell’s practice approach to ancient Near Eastern ritual, see Neumann 2019.
12
Of the scholars mentioned in the section, Robert N. McCauley, Thomas E. Lawson and Justin Barrett all self-
identify as working within the paradigm of the cognitive science of religion, whereas Jørgen Podemann Sørensen
and Catherine Bell do not.
13
In their later work, McCauley and Lawson changed their terminology from ‘culturally postulated superhuman
agent’ (CPS agent) to ‘counter intuitive agent’ (CI agent), cf. McCauley and Lawson 2007. One disadvantage of
McCauley and Lawson’s definition of religious ritual is that it is rather exclusive:
Our claim that all religious rituals (as opposed to religious action more broadly construed) include an agent
doing something to a patient departs from popular assumptions. Priests sacrifice goats, ritual participants burn
offerings, and pilgrims circle shrines, but people also pray, sing, chant, and kneel. Even though such religious
activities may be parts of religious rituals, in and of themselves they do not qualify as religious rituals in our
theory’s technical sense.
—McCauley and Lawson 2007: 223
RITUAL IN THE HEBREW BIBLE 403
agent in the ritual action, McCauley and Lawson classify religious rituals as ‘special agent
rituals’, ‘special patient rituals’ and ‘special instrument rituals’. In special agent rituals, the
CPS agent or a representative of the CPS agent fills the place of the agent in the ritual.
Examples of special agent rituals are initiations, consecrations and ordinations. Special
patient rituals are rituals where the CPS agent occupies the patient slot in the Action
Representation System, i.e. rituals where someone does something to the gods, such as
presenting them with gifts. The third and final category, special instrument rituals, includes
rituals where the closest link with the CPS agent is in the act/instrument slot. A good
example of special instrument rituals is rituals of divination, in which a particular object
or substance is manipulated in order to divine the will of the gods. Along similar lines, in
an article co-authored with Justin Barrett, Lawson describes ritual actions as mirror images
of social actions in the sense that ‘someone performs some kind of action in order to
motivate another’s action or change in disposition’ (Barrett and Lawson 2001: 185).14
A focus on agency in ritual and on ritual as a category of action that mirrors social
action can be fruitful in an analysis of ritual, because it helps to shift attention away from
the social functions of ritual in order to focus on the purpose of the ritual, what the ritual
participants expect their ritual to do.15 This is not to say that the social function of ritual is
not important to a ritual analysis, but simply to stress that ritual’s impact on society and on
social structures is only part of the picture. Ritual participants perform ritual for a variety
of reasons, reasons that they may be more or less conscious of having, and quite often it
seems that the society-facilitating aspects of ritual behaviour, which I described above, are
not among the salient reasons for performing a ritual.16 Ritual is performed rather in order
to please the gods, to cure an illness, to initiate a priestess or simply to do ‘good’ in a vague
or general sense, because there is a perception that the world with this ritual performance
is in some way better than without it. This stress on the purpose or efficacy of a ritual
action can be seen for instance in the work of historian of religion Jørgen Podemann
Sørensen, who defines ritual as ‘representative acts designed to change or maintain their
object’ (Podemann Sørensen 1993: 19–20). The aims of ritual actions can be as diverse as
to uphold the cosmos, to cure gout or to make it rain. What ritual actions have in common
is that they are designed to work, to have an effect: ‘A ritual is designed and performed on
the assumption that once it is accomplished, the world is not quite what it would have been
without the ritual’ (ibid.: 18). It is the context of each individual ritual that determines
what the ritual is expected to achieve in a given situation. To illustrate this Podemann
Sørensen mentions the singing of a hymn in different ritual circumstances. If the hymn ‘A
14
See also Lawson and McCauley 1990. According to Barrett and Lawson, the objective of ritual actions is to
bring about ‘non-natural’ consequences. ‘That is, rituals are actions that are performed to accomplish something
that would not normally follow from this specific action. For example, a person who strikes a special pot in order
to bring rain would be performing a ritual; whereas, a person who strikes a special pot in order to create pottery
fragments, would not be performing a ritual’ (2001: 184). This attempt to discern between ordinary quotidian
actions and ritual actions is quite similar to what Humphrey and Laidlaw do in their description of ritualization,
which I summarized above. Seen from an etic perspective, this division works, but seen from an emic perspective
striking a special pot in order to make it rain or indeed applying blood to a curtain in order to purify it from ritual
impurity (cf. Lev. 16.14) may be just as ‘natural’ as striking a pot in order to break it. Cf. Bell 1992: 72.
15
Along similar lines, Ronald Grimes discerns between ritual intentions, ritual functions and ritual effects (2014:
301).
16
With terminology borrowed from the sociologist Robert K. Merton, William K. Gilders discerns between the
‘manifest’ and the ‘latent’ functions of ritual (2004: 181–91). Manifest functions are consciously attributed by
actors to their actions, whereas latent functions are generally not recognized.
404 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Mighty Fortress Is Our God’ is sung in church during a regular Sunday service its aim or
purpose appears to be primarily maintaining and laudatory. However, if the same hymn is
sung at sea during an awful storm the purpose of the ritual may take on a new sense of
urgency and it may now be intended to rescue the ritual participants from drowning
(Podemann Sørensen 2006a: 66–7; see also Podemann Sørensen 2006b).
It is the context of a ritual performance and not the ritual’s form that determines the
purpose of a given ritual action (cf. DeMaris 2018: 6–11). Catherine Bell has proposed
six ‘basic genres of ritual actions’ (1997: 93–137). These are: Rites of Passage; Calendrical
Rites; Rites of Exchange and Communion; Rites of Affliction; Feasting, Fasting, and
Festivals; and Political Rites. Most rituals will match more than one of these basic genres,
but quite often one genre does appear to be leading in relation to a given ritual more than
the other genres. In this way, Bell’s basic ritual genres may be a helpful tool in determining
the purpose of a ritual action, what this particular ritual action is expected to have an
effect on and to either change and maintain.
17
Here and in the following, I use the NRSV translation of the Hebrew Bible unless otherwise stated.
18
For more on burial in the Hebrew Bible, see Bloch-Smith 1992: 114–20 and see 2 Samuel 3.31–37. For death
and care for the dead in the Hebrew Bible, although not with an explicit interest in ritual theory, see Ackerman
1992: 143–51; Schmidt 1996: 1–13, 132–273; Stavrakopoulou 2010: 1–53; Suriano 2018; and Sonia 2020.
RITUAL IN THE HEBREW BIBLE 405
of no consequence to the story that was being told or because it was assumed that they
needed no explanation, because the intended audience were as familiar with them as they
needed to be. Either way, it is clear that the authors of the majority of Hebrew Bible texts
have no particular interest in educating their readership on ritual. This is illustrated quite
well by the Joshua passage mentioned above. Joshua 5 is completely silent to the how of
the circumcision, but it does give us an answer to the why. The problem is that it is not
the kind of answer we want. Josh. 5.4 begins in a very promising way by saying ‘this is the
reason why Joshua circumcised them’. The reason follows in v. 5: ‘all the people born on
the journey through the wilderness after they had come out of Egypt had not been
circumcised’. Joshua circumcised the Israelites because they were uncircumcised. As
Nancy Jay (1992: 9) writes: ‘Why he should circumcise them in the first place is not
considered to need explanation. What was problematical to the author of Joshua was not
circumcision itself, but rather why all those grownup Israelites were uncircumcised. The
interpretation in Jos. 5 is disappointing because it is an explanation for someone else, in
some other situation, not one for us.’
If we turn to other literary genres in the Hebrew Bible, such as law texts, poetics texts,
wisdom texts and prophetic texts, we also find relatively frequent and quite compact
references to ritual. So, for instance in Ps. 66.13–15, where the psalmist promises to come
to Yahweh’s temple to pay the conditional vows ( )נדריhe made to him, when he was in
trouble. The psalmist intends to offer several animals as burnt offerings ()עלות, fatlings,
rams, bulls and goats, but that is as much detail as we get in this passage both on the ritual
practice of making and paying conditional vows and on the ritual practice of making
animal sacrifices.19 Similarly, in Prov. 15.8 the sacrifice ( )זבחof the wicked is compared
with the prayer ( )תפלהof the upright, but no additional information is offered on either
practice.
As the analysis of our two Hebrew Bible examples of ritual below will show, this lack
of detail in the texts does not mean that nothing whatsoever can be said about ritual
practices in the Hebrew Bible. Sometimes a little actually does go a long way. It does
mean, however, that one should be conscious of the limitations of the data and refrain
from trying to make it yield more information than it reasonably can (cf. Gudme 2009a;
Gilders 2020).
19
For more on conditional vows in the Hebrew Bible, see Cartledge 1992; Berlinerblau 1996; Gudme 2013a:
41–3, 2013b.
20
The idea of a priestly textual layer or redaction in the Pentateuch originates from the early era of historical-
critical biblical scholarship and the so-called documentary hypothesis; see Carr 2016: 106–14. For the priestly
writings specifically, see Gorman 1997: 2–5; Hundley 2011: 1–4. For the sake of the example and simplicity, I
have chosen not to include texts that seem to be ideologically related to the priestly writings, such as the holiness
code in Leviticus 17–26 and the book of Ezekiel, in the discussion here, but much of what I say about the priestly
texts as literary ritual in ‘Literary Ritual and Ritual Fiction’ below could be applied to these texts as well.
406 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
have been designated as ‘priestly’ in Hebrew Bible scholarship, because their focus on
temple ritual and on priestly privileges makes it seem plausible that the authors were
indeed priests of Yahweh by profession. Traditionally, the priestly texts have been dated
to the Persian period and it is often assumed that their authors were affiliated with the
Jerusalem temple in postexilic Judah/Yehud.21
The priestly texts are characterized by a certain literary style, by the use of a distinct
terminology and by a kind of narrative logic with which it orders a body of texts that are
primarily composed of ritual ‘laws’, divinely ordained prescriptions for the ideal Yahwist
sanctuary according to the priestly authors.22 The texts gain divine authority from the
story of the revelation on Mount Sinai (Exodus 19 and 24).23 The priestly prescriptions
for the tent of meeting, Yahweh’s transportable sanctuary, and the ritual practices that
pertain to it, are placed in the deity’s mouth as they follow immediately after the event of
the revelation (Exod. 25.1–9).24 Although the bulk of text that follows in Exodus 25–40
(minus the incident of the golden calf in chs 32–34) and Leviticus 1–16 contains very little
actual narrative, the priestly ritual texts do seem to be ordered according to a narrative
logic or sequence, where the various components of the sanctuary and its rituals are ‘told’
in the right order. First, in Exodus 25–31 Yahweh gives his instructions for the construction
and furnishing of the tent of meeting. Then, in Exodus 35–40 the text meticulously and
rather repetitively relates how everything is carried out in exact accordance with Yahweh’s
instructions, and finally, in Exod. 40.34–35, Yahweh moves in to his new sanctuary and
dwells among his people exactly as he said he would in Exod. 25.8.
The careful construction of the sanctuary according to divine command is the
prerequisite for installing the divine presence (cf. Exod. 40.34), in the adyton of the
sanctuary. The indwelling of the divine presence in turn is the prerequisite for the ritual
laws that follow in Leviticus 1–16, where prescriptions are given for the two most
important general ritual categories in the priestly material; how to correctly present
sacrifices and offerings to Yahweh (Leviticus 1–7) and how to identify, avoid and dispose
of ritual impurities (Leviticus 11–15).25 Finally, in ch. 16, the final building block is put
into place as Yahweh instructs Moses on how to perform the annual ritual for purification
of the sanctuary on the day of atonement or Yom Kippur. In sum, the bulk of priestly texts
that stretches from Exodus 25 to Leviticus 16 can be read as a carefully constructed
21
This remains the majority view on the dating of the priestly texts, but a minority sees these texts as pre-exilic
or even premonarchic and possibly connected with the sanctuary in Shiloh, see Milgrom 1991: 3–35; Grabbe
2001: 92–4; Nihan 2007: 1–17.
22
Helpful descriptions of characteristic priestly literary style and priestly theology can be found in Gorman 1990:
39–60; Jenson 1992: 15–39.
23
The priestly ‘law’ is one among several Hebrew Bible law collections that draw authority from the narrative of
the revelation on Mount Sinai. The same can be said about the two versions of the Decalogue (Exod. 20.1–21 and
Deut. 5.1–22), the so-called ‘Covenant Code’ (Exod. 20.22–23.33), the ‘Holiness Code’ (Leviticus 17–26) and
the ‘Deuteronomic Law’ (Deuteronomy 12–26).
24
George 2009: 133–4. For the description of the sanctuary in Exodus 25–31 and 35–40, see Gudme 2014b:
2*–6*.
25
These two blocks of ritual laws are linked by descriptions of the initiation of the priesthood (Leviticus 8) and
the High Priest, Aaron’s, first sacrifice (Leviticus 9), which is followed by the first illegitimate offering in Leviticus
10. The text instructively juxtaposes Aaron’s first successful sacrifice, which is consumed on the altar by a fire that
emanates from Yahweh’s divine presence inside the tent of meeting (Lev. 9.24), with the unauthorized incense
offering by Aaron’s two sons, Nadab and Abihu. In this way, the benefits of performing rituals in accordance with
Yahweh’s instructions and the consequences of not doing so are very clearly illustrated in the text (Gorman 1997:
54–67).
RITUAL IN THE HEBREW BIBLE 407
assembly set for the ideal cult of Yahweh. First, Yahweh gives his instructions for the cult
(Exodus 25–31), then Moses and Israel carry them out (Exodus 35–40), so that Yahweh
can move into his new dwelling (Exod. 40.34–35). As soon as the divine presence is
installed in the sanctuary, the rituals for guaranteeing divine satisfaction, sacrifices and
purifications (Leviticus 1–16), are put into place (Gorman 1990: 45–8; Hundley 2011:
91–3).
Compared with the non-priestly texts in the Hebrew Bible, the priestly texts are
abundant in ritual details. To mention but a few examples, they specify the dress code for
the High Priest (Exodus 28), the ingredients for the sacred anointing oil (Exod. 30.22–
24), what exactly a grain offering must consist of (Leviticus 2) and how to detect the
ritually problematic skin disease (Leviticus 13). At the same time, in spite of their
meticulous wealth of detail on the how of ritual, the priestly texts are practically silent on
the why (cf. Gilders 2004: 58). Much like their non-priestly colleagues, the priestly
authors do not feel a need to explain why exactly all fat belongs to Yahweh (Lev. 3.16),
why some types of sacrifices are categorized as ‘pleasing odours’ for the deity and others
are not, or why a discharge from the genitals is a source of ritual impurity (Leviticus 15)
whereas a runny nose is not.26
26
For a discussion on the fat, see Gudme 2019, and for a discussion of the term ‘pleasing odour’, see Eberhart
2002: 48–52, 186. Finally, for a discussion of the ‘system’ behind ritual impurity in the Hebrew Bible, see Kazen
2019.
27
See for instance Watts 2007: 27–36; Bibb 2009: 5–69; Hundley 2012; Boorer 2016: 1–107.
408 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
28
See the discussion on textualization of ritual in MacDonald 2016 and Frevel 2016.
29
See McClymond 2016: 92–3 for a discussion of ‘imaginal ritual’ and ‘discursive representations of ritual’
(original emphasis).
30
I find the term ‘literary ritual’ particularly relevant in relation to the majority of ritual texts in the Hebrew
Bible. This is a collection of texts that has been compiled and heavily edited over time and this makes it very much
a literary product and not a ‘documentary’ source. If we look to other cultures in the ancient Near East and
ancient Mediterranean, we find a wider variety of different types of ritual texts, some that would fit the definition
of literary ritual and others that appear to be less ‘literary’ and more like ritual instructions or checklists.
31
See Podemann Sørensen 2009 for a very interesting Egyptian example of how a ritual text may store ritual
competence and how the preservation of a written ritual appears to just as efficacious as the performance of this
ritual. See also the interesting discussion of the priestly writings and the Holiness Code in the Pentateuch in
Wright 2012: 199–209.
RITUAL IN THE HEBREW BIBLE 409
the words, no one spills the oil and where the fire on the altar is never obstructed by wind
or rain or damp kindling.32
In this way, the ritual virtual reality created by literary ritual resembles the ‘ritual
subjunctive’, a term coined by Adam B. Seligman, Robert P. Weller, Michael J. Puett and
Bennett Simon to describe the conscious tension in ritual between the world as it is and
the world as it should be (2008: 21–8; see also Smith 1982: 63–5). Performed ritual
creates an illusion of a better world, an ‘as-if ’ version of reality, where the world is
presented as the very best version of itself. In a way, literary ritual does exactly this as well,
but it is removed one step further from reality: literary ritual presents the ideal version of
performed ritual, which presents an ideal version of the world. Literary ritual is subjunctive
in the second degree, it lives out its authors’ ritual imagination. I believe this is part of the
reason for why literary ritual is such an apt medium for communicating theology. Literary
ritual utilizes a category of action, ritual, that excels in constructing ideal realities to
express the ideal relationship between deities and their worshippers or between members
of a group. In the priestly ritual texts in the Pentateuch, the ‘as-if ’ character of the texts is
particularly noticeable in the chapters in Exodus (25–31 and 35–40) that portray the tent
of meeting and its trappings. The texts are packed with sensual impressions, bright colours,
luxurious textures and alluring smells. In this way, the sanctuary that is constructed in the
priestly ritual texts is even more vibrant, lush, bright and fragrant than any actual physical
sanctuary ever could be. There is no dust in the corners, no animal blood or dung on the
floor, no stale oil or mouldy bread; there are only bright colours, glittering gold, perfumed
air and the majesty of Yahweh’s presence that descends on the sanctuary.33
If we turn to the non-priestly texts of the Hebrew Bible, we also often find ideal
versions of ritual practice in these texts. For instance, in Ps. 66.13–15, which was quoted
in ‘Ritual in the Non-Priestly Texts of the Hebrew Bible’ above, the author promises
exemplary ritual behaviour and thus paints a picture of himself as a model worshipper
and of Yahweh as a deity worthy of such praise. Similarly, in Job 1.5, the information that
Job would get up early in the morning to sacrifice a burnt offering for each of his children
in case they had sinned in their hearts, contributes to the portrayal of Job as a particularly
righteous and upright man. In this way, ritual performance can be used in both poetic and
narrative texts as a literary tool that constructs identity for the characters in the texts.
Similarly, less-than-ideal ritual performance may be used to underline a person’s moral
failures, such as when the ritual offences of the ultimate ‘bad king’ in the Hebrew Bible,
King Manasseh, are listed in 2 Kgs 21.3–6. So, although explaining the details of ritual
behaviour is rarely first on the biblical authors’ agenda, rituals are usually mentioned in
these texts for a reason. This may be to accentuate the moral character of a person in the
text, but ritual may also be used to set the scene for a story, such as when Elkanah travels
to Shiloh to sacrifice with his family and this leads to his wife Hannah receiving a divine
promise of a son, the prophet Samuel, in 1 Samuel 1. We can refer to this literary use of
ritual as ritual fiction. It is ritual-as-literature, and it may be analysed as such.
32
The notion of ritual failure is largely absent from the priestly texts in the Pentateuch. The exception that
confirms the rule is Nadab and Abihu’s failed offering in Leviticus 10 mentioned in note 25 above. This is one of
the noticeable differences between the priestly texts and ritual texts from Mesopotamia, where cases of ritual
gone wrong are addressed explicitly, see Ambos 2007.
33
In a way, this is also true about the description of the construction and organization of the Jerusalem temple in
1 Chronicles 22–29 and in the much shorter account in 1 Kings 6–8. Here, we also find ideal versions of temples
and cult.
410 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
34
In this section, I have shamelessly stolen the first part of the title from Paul Delnero’s brilliantly titled recent
book, How to Do Things with Tears: Ritual Lamenting in Ancient Mesopotamia (2020). I hope Delnero will take
this in the spirit it is intended: imitation is the highest praise.
35
Ritual mourning is well-described in Hebrew Bible scholarship. A clear and systematic treatment of the topic
can be found in Olyan 2004, but see also Hvidberg 1962; Anderson 1991; Pham 1999; Kozlova 2017.
36
See also the informative instruction on how to fake mourning behaviour in 2 Sam. 14.2: ‘Joab sent to Tekoa
and brought from there a wise woman. He said to her, “Pretend to be in mourning [ אבלin Hithpael]; put on
mourning garments, do not anoint yourself with oil, but behave like a woman who has been mourning many days
for the dead”’. For more examples, see Olyan 2004: 28–40.
RITUAL IN THE HEBREW BIBLE 411
like David and his men do in 2 Sam. 1.11–12 and petitionary mourning in 2 Samuel 12
(Olyan 2004: 62–96).37
Here, I would like to pick up on two points from the sections ‘Practising Bodies’ and ‘Acts
that Work’, above. The first is related to the relationship between ritual’s form and substance
and to the context-dependence of determining a ritual’s function or purpose. Rappaport
stressed that there is no intrinsic relationship between a ritual’s form and a ritual’s substance
(1999: 114–15). This connection is based on convention in a culture, and there is no
‘natural’ or ‘obvious’ connection between the distinct set of behaviours summarized as ritual
mourning above and the purpose of either mourning the dead or petitioning the gods.38 This
is also a good example of how the same ritual form, in this case mourning behaviour, may
be performed to achieve various purposes. This illustrates Podemann Sørensen’s point that
it is the context of each individual ritual that determines what the ritual is expected to
achieve in a given situation (2006a: 66–7). The reaction of David’s servants in 2 Samuel
12.21 reveals that they seemingly interpreted David’s ritual mourning as mourning associated
with death and therefore it baffles them that he ceases to mourn exactly when death has
occurred. David’s explanation clarifies that his behaviour was intended as petitionary
mourning, and he hints that he, at least in this case, finds mourning the dead a complete
waste of time: ‘Why should I fast? Can I bring him back again?’ (2 Sam. 12.23).39 This is also
a good illustration of Humphrey and Laidlaw’s observation that ‘ritual acts are publicly
stipulated cultural constructs, yet wide variations in how they are enacted and how they are
thought about indicate that while they are in this sense not individual, they are not completely
shared either’ (1994: 133). In the story, David’s servants recognize David’s behaviour as
ritual mourning and thus display a shared knowledge of a ritual form, but they mistake
David’s individual purpose in performing this ritual: they assume that he is mourning the
(almost) dead child, but he is in fact attempting to petition Yahweh.
My second point has to do with how ritual actions mirror social actions and with
Barrett and Lawson’s point that ritual actions are intended to ‘motivate another’s action
or change in disposition’ (2001: 185). In 2 Samuel 12, David performs a ritual in order
to bring about a change in Yahweh’s disposition and to motivate him to spare the child.
According to McCauley and Lawson’s theory of religious ritual competence (2002: 8),
the ritual performed by David is a special patient ritual, a ritual in which the culturally
postulated superhuman (CPS) agent, Yahweh, occupies the patient slot in the Action
Representation System. In short, David does something to Yahweh. If we turn to Catherine
Bell’s six basic genres of ritual actions (1997: 93–137), we can classify David’s petitionary
mourning as a Ritual of Affliction.40 This category of ritual ‘attempt[s] to rectify a state of
37
Compare with Delnero’s distinction between lamenting the dead and proactive lamenting intended to prevent
a catastrophe (2020: 31–8).
38
Olyan identifies four distinct sets of mourning behaviour in the Hebrew Bible: mourning the dead, petitionary
mourning, non-petitionary mourning in times of calamity, and the mourning of the individual afflicted with skin
disease. This distinction is helpful for analytical purposes, but in practice these may not always be distinct and
exclusive ritual actions. For instance, one could, in the act of mourning, be petitioning the god(s) to make sure
the dead successfully make the transition to the world of the dead. I am grateful to Richard E. DeMaris for
pointing this out.
39
In other situations, David seems to put mourning the dead to good use for political purposes. See for instance
2 Sam. 3.36–37, where David’s enthusiasm in mourning Abner persuades the people that David had no part to
play in Abner’s death, see Olyan 2004: 51–6.
40
This classification sets petitionary mourning apart from mourning the dead, which is usually categorized as a
rite of passage, see Bell 1997: 94–102; Davies 2017: 25–7.
412 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
affairs that has been disturbed or disordered; they heal, exorcise, protect and purify’ (Bell
1997: 115).41 In 2 Samuel 12, the state of affairs that requires rectifying is a dying child
and the means to do so is to sway Yahweh with petitionary mourning. Sadly, David’s
petitionary mourning does not have the outcome he hopes for and the child dies. This is
not always the case with petitionary mourning in the Hebrew Bible, however. In a
humorous story, in the book of Jonah, the King of Nineveh and his subjects (including the
animals!) manage to change Yahweh’s mind by performing petitionary mourning. The
King removes his robe and covers himself in sackcloth ( )שךand ashes ()אפר. Then he
commands all of Nineveh to follow his example and to fast and to ‘cry mightily to God’
(Jon. 3.6–8). When Yahweh sees this, he ‘changed his mind about the calamity that he had
said he would bring upon them; and he did not do it’ (Jon. 3.10). As the reader knows,
Yahweh’s change of heart and Nineveh’s survival causes considerable grief for the prophet
Jonah (cf. Jonah 4).
In 2 Samuel 12, the description of David’s petitionary mourning portrays him in a
particular light. I would say that his ritual behaviour characterizes him as a man of action
rather than a man of tradition. He engages in ritual as long as it serves a clear and well-
defined purpose such as averting Yahweh’s anger, but once the tragedy has occurred and
the child is dead, David moves on and returns to his duties. David’s refusal to mourn the
dead child portrays him as an unsentimental and somewhat cynical person, one who is
not ruled by cultural norms or the expectations of others. David mourns if and when it
suits him. It is interesting to compare David’s violent public expression of grief over the
deaths of his two adult sons, Amnon (2 Sam. 13.31–36) and Absalom (2 Sam. 18.33–
19.4), with his reaction to the death of a baby in 2 Samuel 12.42 David is clearly not
portrayed as a man who holds no affection for his children in general, but he reacts much
more strongly to the deaths of grownup sons and potential heirs to the throne than to the
death of an infant.43
41
One could make a case for interpreting David’s petitionary mourning as a ritual of ‘Exchange and Communion’
(Bell 1997: 108–14), where David’s abstention from food, hygiene and comfort can be seen as a ‘negative gift’
(cf. the discussion in Berlinerblau 1996: 175–6) offered to Yahweh in return for his clemency.
42
2 Sam. 19.1–8 is another example of how David’s behaviour goes against common expectations even to the
point where it causes embarrassment. The usurper, Absalom, has been killed by David’s soldiers and therefore
David-the-king should be glad, but David-the-father displays such violent grief in public that the victory feast in
the city is turned to shame (see Olyan 2004: 54–5).
43
There may also be an element of gendered ideal behaviour in this narrative. Whereas Bathsheba is in need of
comfort over the death of her child (2 Sam. 12.24), David does not dwell on their loss. I cannot help but hearing
a faint echo of the ideal of a composed response to the death of their two-year-old daughter for which Plutarch
commends his wife in Consolatio ad Uxorem 4.
44
Unlike the priestly texts in the Pentateuch (see ‘Ritual in the Priestly Texts of the Hebrew Bible’ above), ritual
in the book of Deuteronomy has not been paid much attention in Hebrew Bible scholarship, but see Melissa D.
Ramos’s (2021) recent monograph on rituals of covenant re-enactment in Deuteronomy 27–30. See also Brett E.
Maiden’s reading of Deuteronomic theology as ‘cognitively costly religion’, a reading inspired by corporate social
responsibility and signalling theory (2020: 64–132).
RITUAL IN THE HEBREW BIBLE 413
that deals with various cases of family law (Deut. 21.10–21; Bultmann 2001: 149;
Beukenhorst 2021). It reads:
When you go out to war against your enemies, and Yahweh your God hands them over
to you and you take them captive, suppose you see among the captives a beautiful
woman whom you desire and want to marry, and so you bring her home to your
house: she shall shave her head, pare her nails, discard her captive’s garb, and shall
remain in your house for a full month, mourning ( )בכהfor her father and mother; after
that you may go in to her and be her husband, and she shall be your wife. But if you
are not satisfied with her, you shall let her go free and not sell her for money. You must
not treat her as a slave, since you have dishonoured her.
—Deut. 21.10–14
The ritual prescribed here seems intended to transform a female ritual actor from a
prisoner of war to the wife of an Israelite man. In a Deuteronomistic context, the content
of this law is somewhat surprising because of its relaxed attitude to exogamy (Beukenhorst
2021: 276), a practice that is generally forbidden in the strongest terms both in the book
of Deuteronomy (e.g. Deuteronomy 7) and in the Deuteronomistic History (e.g. 1 Kings
11). The ritual consists of three stages. First, the woman is selected and brought to the
man’s house. Second, once inside the house, the woman must undergo some physical
changes. She has to shave off her hair, clip her nails and discard the clothes that she was
wearing as a prisoner. Then she must spend a month in the house mourning or weeping
over ( )בכהher parents. Lastly, the Israelite man can have sex with her and take her as his
wife. This ritual can be categorized as a Rite of Passage according to Catherine Bell’s six
basic genres of ritual actions (1997: 93–137). This type of ritual ‘culturally mark[s] a
person’s transition from one stage of social life to another’ (Bell 1997: 94). Arnold van
Gennep first described rites of passage as consisting of three distinct phases. A phase of
separation, where the ritual actor is set apart from society, a liminal phase in which a
symbolic threshold (limen) of some sort is crossed and a transformation takes place, and
a phase of incorporation, where the ritual actor is re-integrated into society in a new
social role (1960: 10–11, 116–45). If we apply this scheme to the ritual in Deut. 21.12–
13 it fits relatively well. The first phase, the separation, takes place when the woman is
brought to the man’s house. She is separated from her fellow prisoners of war from which
she was singled out and taken, and she is separated from the people of Israel, because she
is to be kept inside her captor’s house. The second phase, the phase of transformation,
takes place in the house, which becomes a liminal space for the woman.45 Here, she must
shed her hair, her nails and her clothes and shed tears for her parents, who are now
presumably lost to her.46 The text offers no explanation for why these particular actions
are required, but the repeated shedding of body tissue, of garments and of tears does seem
to call forth a mental image of leaving the past behind. The month-long weeping and the
reference to cutting hair and removing clothes overlap to a certain extent with ritual
45
One could argue that the physical transformation is part of the phase of separation and not of the phase of
transformation, because especially the shaved head will set the woman apart from others.
46
There is an echo of Ps. 45.10–11 here: ‘Hear, O daughter, consider and incline your ear; forget your people and
your father’s house, and the king will desire your beauty. Since he is your lord, bow to him’ (emphasis added). For
a much-needed critical look at so-called marriage by rape, see Bowen 2003 on Psalm 45, Niditch 2014: 197–200
on Deuteronomy 21, and Parker 2020 on ‘trafficking’ of women in the Hebrew Bible in general.
414 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
mourning (see ‘Doing Things with Tears’ above), but the focus in this ritual text seems to
be on the woman’s transformation rather than on her mourning her parents (Olyan 1998:
617–19, 2000: 97–8; Niditch 2008: 130; Quick 2021: 58–9). The final phase of the
ritual, the phase of incorporation, is when the woman becomes the man’s wife. She is now
no longer a captive, but the wife of an Israelite and as such a member of the people of
Israel.
Here, I bring in Rappaport’s work on ritual and how he described the relationship
between what he called the canonical and self-referential messages in ritual (cf. ‘Ritual
Between the Social and the Sacred’, above). The self-referential messages say something
about the current physical, mental and social state of the ritual participant, whereas the
canonical messages are the liturgical order or worldview encoded in the ritual (1999:
50–4). By participating in a ritual, the ritual actor indicates to herself, and to anyone
present, acceptance of the canonical message, which is encoded in the ritual. Acceptance,
however, is not the same as personal belief or personal desire, and a person may disagree
with the canonical message in a given ritual and still perform the ritual (ibid.: 119–20).
Let us try to apply this to a ritual such as the one described in Deut. 21.12–13. This
ritual’s canonical message is something along the lines of what we find in the book of
Deuteronomy and it contains ideas about the mighty deity Yahweh and about his chosen
people, Israel, and their special privileged relationship that makes Yahweh deliver other
peoples into the hands of Israel to do with as they please. The difference between Israel
and other people is so significant that it is necessary to bring about a transformation in
order to make someone a member of Israel. Part of this canonical message is certainly also
a patriarchal view of sex and society, where male desire (Deut. 21.11) is relevant, whereas
female consent and a woman’s right over her own body is irrelevant (cf. Deut. 22.13–30).
Finally, the canonical message seems to consider the female prisoner of war as something
other than a ‘sex slave’, since she cannot be sold on as a slave once she has been used as a
wife (cf. Exod. 21.8–11). If a woman were to perform the ritual stipulated in Deut.
21.12–13, her performance would make her an indexical sign of this ritual’s canonical
message and she would appear to indicate acceptance of this message. This is so, even if
her participation was forced by her captor and his family and she was secretly plotting her
escape as she went through the motions of cutting her hair and nails etc. Because of what
Rappaport called the meta-performativity of ritual, the woman’s implied acceptance
creates a convention of how her actions should be (1999: 123). This means that if she
were to try to make a run for it either during her one-month detention in her captor’s
house or at any point after this, she would most likely be viewed by her captor and his
family and by their community as a transgressor. She would be seen as a wayward wife,
who tried to abandon her husband—master ()בעל, and not as a courageous woman, who
managed to regain her freedom and control over her own body.
The ritual procedure in Deut. 21.12–13 is part of a host of laws in the book of
Deuteronomy, and just as it is the case in the priestly ritual laws in the Pentateuch, these
rules are framed in Deuteronomy as uttered by Yahweh during the revelation on Mount
Sinai and thus given the highest possible authority (Bultmann 2001: 135–6). It is uncertain
if a law and a ritual such as this one has ever been practised, but as it sits in the text it
becomes part of Deuteronomy’s description of the ideal existence in the promised land,
which Yahweh will give to his people – an existence in which, according to Deut. 21.10–
14, Israel will be victorious thanks to Yahweh and Israelite men will be able to take their
pick from beautiful and desirable captive women. It is a ritual fiction that describes an
ideal life in an ideal land in accordance with divine law.
RITUAL IN THE HEBREW BIBLE 415
ACKNOWLEDGEMENTS
I dedicate this study to my two mentors in ritual studies, Bent Flemming Nielsen and
Jørgen Podemann Sørensen, in deep appreciation and gratitude of their inspiring teaching
and generous supervision. I am also grateful to the editor of this volume, Emanuel Pfoh,
for his patience, advice and kind encouragement, and to Richard E. DeMaris for offering
thoughtful and constructive feedback along the way.
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George, M.K. (2009), Israel’s Tabernacle as Social Space, Atlanta, GA : Society of Biblical
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Gilders, W.K. (2004), Blood Ritual in the Hebrew Bible: Meaning and Power, Baltimore, MD :
Johns Hopkins University Press.
Gilders, W.K. (2020), ‘Social and Cultural Anthropology ’, in S.E. Balentine (ed.), The Oxford
Handbook of Ritual and Worship in the Hebrew Bible, 125–41, Oxford: Oxford University
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JSOTSup 91, Sheffield: Sheffield Academic Press.
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Leviticus, International Theological Commentary 3, Grand Rapids, MI : Eerdmans.
Grabbe, L.L. (2001), ‘Leviticus’, in J. Barton and J. Muddiman (eds), The Oxford Bible
Commentary, 91–110, Oxford: Oxford University Press.
RITUAL IN THE HEBREW BIBLE 417
Grabbe, L.L. (2003), ‘The Priests in Leviticus – Is the Medium the Message?’, in R. Rendtorff
and R.A. Kugler (eds), The Book of Leviticus: Composition and Reception, 207–24, VTSup
93, Leiden: E.J. Brill.
Grimes, R.L. (2000), ‘Ritual’, in W. Braun and R.T. McCutcheon (eds), Guide to the Study of
Religion, 259–70, London: Cassell.
Grimes, R.L. (2014), The Craft of Ritual Studies, Oxford: Oxford University Press.
Gudme, A.K. de Hemmer (2009a), ‘Practice Behind the Text? The Conditional Vow in Hebrew
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Ritualistic Reading of the Law of the Nazirite (Num 6,1–21)’, SJOT , 23 (1): 64–84.
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Comparative Analysis of the Aramaic Votive Inscriptions from Mount Gerizim, BZAW 441,
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Gudme, A.K. de Hemmer (2013b), ‘Barter-Deal or Friend-Making Gift? A Reconsideration of
the Conditional Vow in the Hebrew Bible’, in M.L. Satlow (ed.), The Gift in Antiquity,
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Gudme, A.K. de Hemmer (2013c), ‘A Kind of Magic? An Analysis of the “Law of Jealousy” in
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A.K. Gudme (eds), Magic and Divination in the Biblical World, 149–67, BI 11, Piscataway,
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172–84.
Gudme, A.K. de Hemmer (2019), ‘Liquid Life: Blood, Life, and Conceptual Metaphors in the
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T. Biró (eds), Language, Cognition, and Biblical Exegesis: Interpreting Minds, 63–70,
London: Bloomsbury Academic.
Gudme, A.K. de Hemmer (forthcoming), ‘Sensing a Sanctuary: The Ritual Use of Incense in
Exodus 30 and Leviticus 16’, in M. Bradley, A. Grand-Clément, A.-C. Rendu Loisel and
A. Vincent (eds), Sensing Divinity: Incense, Religion and the Ancient Sensorium, Cambridge
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Scriptures 8: art. 8. Available online: https://doi.org/10.5508/jhs.2008.v8.a8.
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Priestly Tabernacle, FAT 2, Reihe 50, Tübingen: Mohr Siebeck.
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Texts’, in E. Ben Zvi and C. Levin (eds), Remembering and Forgetting in Early Second
Temple Judah, 209–24, FAT 85, Tübingen: Mohr Siebeck.
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Israelite Religion, Leiden/Copenhagen: E.J. Brill / Arnold Busck.
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Jay, N.B. (1992), Throughout Your Generations Forever: Sacrifice, Religion, and Paternity,
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106, Sheffield: Sheffield Academic Press.
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Oxford Handbook of Early Christian Ritual, 220–44, Oxford: Oxford University Press.
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RITUAL IN THE HEBREW BIBLE 419
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Watts, J.W. (2007), Ritual and Rhetoric in Leviticus: From Sacrifice to Scripture, Cambridge:
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Retrospect and Prospect, 195–216, RBS 71, Atlanta, GA : Society of Biblical Literature.
CHAPTER NINETEEN
Shaman, preacher or
spirit medium?
The Israelite prophet in the light of
anthropological models
LESTER L. GRABBE
It is fair to say that most biblical scholars who study prophetic literature are primarily
interested in prophecy as literature and theology. There are occasional discussions of the
prophetic persona, but this tends to be a secondary interest. The uniqueness of Israelite
prophecy is assumed: it is not often discussed explicitly but just taken for granted. The
question of uniqueness of theological message is a subjective one and beside the point here.
Yet even though prophecy has been looked at from an anthropological point of view for many
years, one notices a knee-jerk negative reaction when it is suggested that Israelite prophets
might have acted in similar fashion to shamans or spirit mediums or those in a trance.
All we know about Israelite prophets comes from the biblical text. There are no other
sources of information so far. Anthropology does not give us additional data. Its
importance is that examples of prophetic or related figures in other cultures can be studied
in situ. How prophetic figures actually live, perform and act can be observed and recorded.
By comparing the scientific description of a living figure with the literary description in
the text, we might learn something new. We might see new possibilities for understanding
the biblical picture. Most of all, we might break through the constraints of our prejudices,
assumptions and teachers. My intent in this chapter is to discuss possible models for
Israelite prophets and prophetic activity and to discuss what they might suggest about
Israelite religion (cf. Grabbe forthcoming).
ANTHROPOLOGICAL EXAMPLES
Wana shamanship1
The Wana are a rice-growing forest people in the interior of Sulawesi, Indonesia. During
the head-hunting days of the nineteenth century the Wana tended to be the victims. They
were often oppressed by a succession of coastal regimes and developed the capacity to
move quickly and disappear when danger threatened. The Dutch and later the independent
1
The main study is Atkinson 1989.
421
422 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Indonesian government attempted to get the Wana to settle on the coast, but most of
them managed to avoid this and escape back into the interior.
This and other experiences have created centrifugal tendencies in Wana settlements.
The Wana concept of selfhood is that the person consists of a series of vital elements. This
picture applies only in the context of illness, but the cohesion of these elements is
dependent on powers external to the person. Since these elements are unstable, they can
become dislocated or dispersed and can be managed only by the specialist. Sometimes the
person’s soul can fly away into the spiritual realm. The shamans play a central role among
the people not only as healers and exorcists but also in integrating the polity of the
community and countering the centrifugal tendencies noted above.
There are mainly two shamanic rituals. The lesser is the potudu where the shaman only
sings. The other, the mabolong, is a communal event, a public forum in which the shaman
has the chance to demonstrate his power – and also a chance for the people to see his
ability tested and demonstrated (or not). In a shamanistic ritual he calls for his spirit allies,
and his ability to summon and control them is the measure of his power and reputation.
In some cases, the shaman must ascend to the sky to Pue, which translates as the ‘Lord’ or
‘Owner’, who seems to be some sort of supreme being. Such a drastic action is taken only
when other treatments are considered insufficient.
The view of the ill person as having vital elements dispersed seems to be a major
metaphor of Wana society. Just as the body has vital elements that can become disassociated,
so Wana society is subject to forces that press toward its fragmentation. When knowledge,
power and wealth were present in the community, it would thrive, like a healthy person,
but when these were dispersed, the Wana people were like the individual who suffered
soul loss. The mabolong had an integrative function for the community as a whole.
Atkinson’s (1989: 298) analysis shows that the ‘Wana have relied on “men of prowess”
with special access to exogenous knowledge to promote social cohesion and to cope with
the hegemonic advances of a succession of coastal regimes – a trend that has only gained
in strength in recent Wana history’.
In the nineteenth century, chiefdoms existed in the Wana region, and the ‘men of
prowess’ were chiefs who sponsored priestly functionaries to conduct liturgy-centred
rituals that stabilized communities. But the chiefdoms collapsed with the coming of the
Dutch shortly after 1900. The result has been for present-day communities to depend on
charismatic ritual leaders to give cohesion and direction (Atkinson 1989: 299).
Tenskwatawa2
Shortly after 1800, a crisis developed among the Shawnee Indians of Ohio, at a time
when the various native American tribes were being pushed back west of the Ohio river.
The Shawnee chief Tecumseh had a ne’er-do-well brother with a reputation for being lazy,
dissolute and frequently drunk. But he had guardian spirits and worked as a healer and
exorcist. He had a vision, as a result of which he changed immediately, to everyone’s
astonishment, and began to preach a message of repentance to all of his people who
would listen. We have a contemporary account of his message from a Shaker who was
sent as part of a mission to meet Tenskwatawa, known as ‘The Prophet’, in 1807 and
2
The basic information on Tecumseh and the Prophet is taken from Sugden 1997 and Mooney 1896. Some other
literature is cited below.
THE ISRAELITE PROPHET IN ANTHROPOLOGY 423
3
The handwritten Shaker account is not signed but was written by one of the three men who formed the party
sent to find and talk to Tenskwatawa. This account is published in Andrews 1972. For other contemporary
accounts, see Sugden 1997: 116–26.
4
This section is based on the data in Masquelier 1999.
5
The information in this section is derived from Behrend 1999a and 1999b.
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Resistance Army won out but sent soldiers to occupy the region of Acholi. A young spirit
medium woman named Alice Lakwena, who had previously worked as a healer, began to
organize resistance to this new government in the shape of the ‘Holy Spirit Mobile Forces’.
She was able to do this because she was possessed by a variety of spirits who formed a
hierarchy that lent itself to military command. The spirits would take possession of her
before a military action, and a clerk of the spirit would translate and record Alice’s words.
She freed the soldiers from the threat of witchcraft and evil spirits and promised protection
again enemy bullets. After some remarkable successes, she marched on Kampala, at which
point her army was defeated, and she fled to Kenya. Her spirits abandoned her, and she
was succeeded by her rival Joseph Kony. She eventually died in January 2007.
Hopi prophecy7
Among the Hopi Indians of the American Southwest a tradition of prophecy has developed
in at least the last 150 years. We cannot speak about the pre-Columbian period, since no
records are available, nor about the long period of Spanish rule, since the Spanish written
records say nothing about it. But beginning about the middle of the nineteenth century,
when the Hopi came under American domination, we have the record of a continuing
prophetic tradition to the present day. It appears to be a native development, not the
result of Christian influence, for these prophecies arise from and are interpretations of a
central Hopi creation myth. Although there are a number of versions, the essence of the
myth does not change. It describes how the Hopi people migrated through four worlds,
one above the other until they emerged into the present world. It was empty except for
Maasaw (the Hope tutelary deity), who allowed them to settle in it. They created the sun
and moon to give light (since the world was previously dark). They asked the Maasaw for
land and were told that they could settle; however, he would not give up title to the land
6
This section depends on Sharp 1999 for the data cited.
7
The main source for information in this section are the writings of Armin Geertz, mainly Geertz 1994.
THE ISRAELITE PROPHET IN ANTHROPOLOGY 425
but would see how they lived in the future. A good deal of space is given to the migrations
of the various clans, and the myths vary in detail from clan to clan in this part of the
narrative. An essential part of the myth concerns two brothers, an elder and a younger,
who journeyed in the land. The elder moved faster and went towards the east and the
rising sun. He gave rise to the White people, who would eventually return to help his
younger brother. The Hopi sprang from the younger brother and settled about the centre
of the earth. This myth underlies and supports Hopi society (Geertz 1994: 77):
[T]his core narrative is enhanced, mobilized, and reiterated in hundreds of ways in
social praxis. One can even postulate that every ceremonial and social drama either
refers explicitly to the narrative or assumes it. The narrative and its prophetic
framework follow the Hopi individual from the cradle to the grave. It defines his or
her world view and provides the individual with powerful instruments in the creation
of meaning and significance.
It is also the source of the series of prophecies that have been recorded over the last
century and a half. The interesting thing is that as time has gone on, the prophecies have
been embellished to incorporate new technologies and events. Thus, around the turn of
the century leaders of two opposing factions in the community both agreed that the split
had been prophesied. Later on, the prophecies were said to envisage a highway in the sky,
‘cobwebs’ by which people would communicate, and a ‘jar of ashes’ that would rain
destruction on the earth (interpreted as the atomic bomb). During the 1960s and 1970s
the prophecies took on an ecological character that would appeal to the counterculture
and the many hippies who came to live in the Hopi community.
The prophecies were mainly utterances of elders and community leaders. A number of
them were the product of the ‘Traditionalist Movement’ that was seeking to present an
image compatible with left-wing White expectations, such as movie and rock stars,
ecologists, and members of the counterculture. Their success was evident in the claims
that the Hopis lived a pure life in harmony with nature and had prophesied the evils of
modernity long before. In fact, no prophecy can be shown to precede the event prophesied.
A catalogue of the recorded prophecies shows that none is earlier than a decade after the
event; for example, the first recorded reference to the ‘gourd full of ashes’ appears in
1956 (Geertz 1994: 430), though it is supposed to have been mentioned in a meeting in
1948 (ibid.: 141), but the report of this utterance was not made until 1984.
8
The main source for this section is the study of Humphrey 1994, with some data from Humphrey 1996.
426 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
elders or Buddhist lamas in the ritual area. The other, ‘the transformational’, used trance
and performance-centred ritual. The aim of the ritual was to restore balance to the world.
This type of shaman competed with midwives and those who used magic because they
performed some of the same functions. After the consolidation of the state, shamans
specializing in such practices tended to be in the backwaters.
Caroline Humphrey argues that different manifestations of shamanic practice may
support or undermine political authority. Using examples from twelfth or thirteenth
century, she argues that inspirational practices were deeply implicated in the formation of
Inner Asian states. During the formation of the Mongol state, shamans gave characteristic
discourses on prophecy and interpreted omens (e.g. natural phenomena). When the state
was consolidated, prophecy became less significant and discourse related more to
interpersonal power and identity, with different registers, depending on whether it was
central or peripheral. Under the Manchus, concern for genealogies led to associating
spirits with the ancestors, which gave an emphasis to the patriarchal form of shamanism.
The shamans had much in common with priests and became ‘a largely hereditary social
class, responsible for maintaining the regular sacrifices for the well-being of the government
and empire’ (Humphrey 1994: 211). The Manchus had essentially a shamanic state
religion until the end of the dynasty.
Nevertheless, the other sort of shamanism survived. Judging from interviews with
modern Mongol peoples, such as the Daurs, shamanism on the periphery was different.
It was less interested in the ‘patriarchal’ form of shamanism and more in the yadgan or
‘transformational shamans’, who were masters of spirits and able to travel to the other
world to rescue souls. The emperor Hongli issued an edict to renew the court shamanic
ritual by drawing on this peripheral shamanism in the mid-eighteenth century.
9
The information here is taken from Giles 1987.
THE ISRAELITE PROPHET IN ANTHROPOLOGY 427
PROPHETIC THEMES
An analysis of the anthropological examples catalogued above, and also the many biblical
passages on prophets, yields several themes that cut across both the anthropological and
the biblical material:
Religious criticism
Biblical scholars have often emphasized how prophets were commentators on the evils of
the society around them. What is often overlooked is how little of the contents of
prophetic writings have to do with social criticism. For example, in the book of Isaiah
what we would call social or moral critique is found primarily in ch. 5, which talks about
drunkenness and taking bribes to pervert the course of justice. Most of the content of the
book actually has to do with religious criticism – incorrect worship, abandoning Yahweh,
following others gods, and the like. Prophets, of whatever favour, do not usually make the
modern differentiation between ethical and religious criticism: they regard their ethical,
social and religious critique as all part of one whole. In the prophetic literature of the
Hebrew Bible, the ‘religious’ critique (false worship) is much more prominent than the
‘ethical’.
Multiple roles
The idea types discussed below associate a single role with each religious specialist, yet in
actual societies the prophet may practise a number of roles. For example, Samuel was
428 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
simultaneously a prophet (1 Sam. 3.20, 9.9, 19.20), a civil leader (1 Sam. 7.6, cf. 8.1) and
a priest (although perhaps not called a priest as such, he definitely acts as a priest: cf. 1
Sam. 2.35, 7.7–10, 9.6–14). We know a number of prophets who were priests – Jeremiah
(Jer. 1.1), Ezekiel (Ezek. 1.3), probably Malachi (cf. Mal. 1.6–2.9) – though it is not clear
that any of them practised that office while engaged in prophetic activity. There is also the
question of whether some of the prophets were cult prophets – a subject that unfortunately
could not be explored here because of space constraints (but see Grabbe 1995: 112–13).
Shamans generally have multiple roles in their society, usually acting as priest, healer,
prophet and even sometimes civic leader (e.g. among the Wana). Elijah and Elisha healed,
raised the dead and fed people miraculously (1 Kings 17; 2 Kings 4).
Prophetic cults
The existence of prophetic groups or bands seems to be often overlooked or ignored in
discussions, but they are mentioned in several contexts (1 Sam. 10.5–13, 19.18–24; 1 Kgs
2.3, 2.5, 2.15, 4.1, 4.38–41, 6.1–7, 9.1–10, 20.35–43). We are left with many more
questions than answers. What was their function? What did they do? Were they permanent
groups or did people drift in and out? But one cannot help wondering whether there is
some resemblance between the ‘sons of the prophets’ and the possession cults known
THE ISRAELITE PROPHET IN ANTHROPOLOGY 429
widely in various parts of the world (e.g. the Swahili possession cults, the tromba
mediums).
Prophetic conflict
In living societies with several prophet figures that have been studied, prophet rivalry is
ubiquitous: prophetic figures naturally compete with each other, and prophetic conflict is
normal. The Bible puts it in terms of true and false prophecy, but this is precisely what we
would expect. Thus, Jeremiah contrasts himself with other prophets whom he says have
not stood in the council of Yahweh and who have prophesied good things (Jer. 23.18,
23.22, 28.8–9); of course, a number of prophecies in the Bible predict good, including
some in Jeremiah. Among the anthropological examples looked at here, there are a
number of examples: the shamans of Wana, the Mongol shamans, Alice Lakwena.
The diviner
I begin with divination for a particular reason. Divination seeks to ascertain God’s will
and other esoteric knowledge, usually by some sort of manipulation. It often uses
mechanical techniques or physical objects, but divination can use such a wide range of
techniques that it becomes hard to characterize it. It might involve the interpretation of
written texts or extensive questioning of the person consulting the diviner, but can be by
means of the spirit of a medium or shaman. Since prophets gain esoteric knowledge by
430 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
means of the divine spirit, prophecy can usually be considered a type of divination. This
is why I put this idea type first, since I argue that most prophecy – including Israelite
prophecy – is a form of divination (Grabbe 1995: 139–41).
The shaman
The main distinguishing characteristic of a shaman is being a master of spirits: to call
them up when needed and also to journey to the spirit world on occasion.10 The Israelite
prophets most resembling the traditional shaman are Elijah and Elisha, who control the
weather (1 Kgs 17.1, 18.1, 18.41–45), make miraculous journeys (1 Kgs 18.46), conjure
food from nowhere and heal and raise the dead (1 Kings 17; 2 Kings 4), and even recover
lost objects (2 Kgs 6.1–7). Most of the time we are not told the context for a revelation
from Yahweh: did it come out of thin air or did the prophet evoke the message? At times
we know that the prophet instigated a revelation (‘enquired of Yahweh’), which resembles
the shamanic call up of spirits (2 Kgs 3.11–20; Ezekiel 14, 20). It seems to have been
common to ‘stand in the council of Yahweh’ (or at least have a vision of it: 1 Kgs 22.15–
28; Jer. 23.18, 23.22).
The scribe
The basic job of the scribe is to write, but his duties usually go beyond this. He not only
may put dictated text into words, but might well compose writings himself – we have
what seem to be a variety of scribal works from antiquity. In some cases, scribes interpret
the prophetic utterances in the process of recording them (e.g. with Alice Lakwena).
Thus, the scribe not only keeps records but might edit existing literature and even extend
this literature by composing additions to it. It looks as if a considerable portion of
prophetic literature in the Bible was written by scribes.
There are two points to keep in mind about ideal types: first, they do not necessarily
occur in real life; second, they do not serve to describe reality but to interrogate it. That
is, ideal types are simply a way to ask questions about the real world. The descriptions
10
This differs somewhat from the definition of Eliade (1964), who puts his emphasis on the heavenly journey of
the shaman, but my impression is that those who distinguish the shaman from the spirit medium and other
individuals engaged in spirit possession usually have the same emphasis as that here: the shaman is able in some
sense to control the spirits, though this can include his ability to journey to the spirit world to consult them.
THE ISRAELITE PROPHET IN ANTHROPOLOGY 431
given above are abstractions, whereas real religious specialists live in a specific cultural
environment that develops, adapts and evolves over time.
One can ask whether there is an ‘Israelite prophet’ or only a variety of different but
related types; the latter seems more likely. None of these ideal types precisely fits any of
the prophets known from the biblical text, but the Israelite prophets have similarities
to a number of these ideal types: shaman and spirit medium in particular, with the
scribe making his contribution more in the process of transmission. The purpose of
anthropological models is not to impose a structure found in one cultural situation onto
another. It is only a means of trying to probe more deeply into the tradition – the biblical
tradition in our case – and ask whether there is more to be discovered and learned.
CONCLUSIONS
My aim here has been to seek clarity and illumination. Various models have been looked
at to see whether they help us to understand the data of the Hebrew Bible. This might
lead to the criticism that the exercise is illegitimate because – after all – Israelite prophets
were not spirit mediums or shamans or witch-finders. I would make two responses to
such criticisms. First, these models are just that – models. No model is actually like the
real thing, and some of the models were clearly unlike Israelite prophets in some
particulars. Some have even rejected the term ‘prophet’ for anyone but the prophets of
the Bible. I would dispute that, but this aspect of the question is not essential for what I
am doing here. I have emphasized resemblances in my discussion because this is where the
models are likely to provide help, but I take for granted that many differences will also be
noticeable without the need to draw attention to them.
Second, the point is not that these models provide something exactly like what we find
in Israel. Rather, they suggest how prophets might have functioned, forcing us back to the
biblical texts to read more carefully, to notice forgotten details, and to put aside our
prejudices. For how do we know – a priori – whether the Israelite prophets were or were
not shamans or spirit mediums? Is it only because such an idea goes contrary to your own
subjective – prejudiced – image of what a prophet would have been? My opinion is that
we should not answer these questions prematurely or close off possibilities until we have
carefully investigated the matter. I think I have demonstrated how at least some biblical
prophets have characteristics in common with shamans and spirit mediums. We might
decide that ‘shaman’ and ‘spirit medium’ is not the way we want to characterize them, but
this should be decided in the context of discussing scholarly definition, not simply from
religious bias.
REFERENCES
Andrews, E.D. (1972), ‘The Shaker Mission to the Shawnee Indians’, Winterthur Portfolio, 7:
113–28.
Atkinson, J.M. (1989), The Art and Politics of Wana Shamanship, Berkeley: University of
California Press.
Behrend, H. (1999a), Alice Lakwena and the Holy Spirits: War in Northern Uganda 1986–97,
Eastern African Studies, Oxford: James Currey.
Behrend, H. (1999b), ‘Power to Heal, Power to Kill: Spirit Possession and War in Northern
Uganda (1986–1994)’, in H. Behrend and U. Luig (eds), Spirit Possession: Modernity and
Power in Africa, 20–33, Oxford: James Currey.
432 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Eliade, M. (1964), Shamanism: Archaic Techniques of Ecstasy, Bollingen Series 76, Princeton,
NJ : Princeton University.
Geertz, A.W. (1994), The Invention of Prophecy: Continuity and Meaning in Hopi Indian
Religion, Berkeley: University of California Press.
Giles, L.L. (1987), ‘Possession Cults on the Swahili Coast: A Re-examination of Theories of
Marginality ’, Africa, 57 (2): 234–58.
Grabbe, L.L. (1995), Priests, Prophets, Diviners, Sages: A Socio-historical Study of Religious
Specialists in Ancient Israel, Valley Forge, PA : Trinity Press International.
Grabbe, L.L. (forthcoming), Prophets and Prophecy in Ancient Israel: A Cross-Cultural
Perspective, London/New York: Bloomsbury T & T Clark.
Humphrey, C. (1994), ‘Shamanic Practices and the State in Northern Asia: Views from the
Center and Periphery ’, in N. Thomas and C. Humphrey (eds), Shamanism, History, and the
State, 191–228, Ann Arbor: University of Michigan Press.
Humphrey, C. with U. Onon (1996), Shamans and Elders: Experience, Knowledge, and Power
Among the Daur Mongols, Oxford Studies in Social and Cultural Anthropology, Oxford:
Clarendon Press.
Masquelier, A. (1999), ‘The Invention of Anti-Tradition: Dodo Spirits in Southern Niger ’, in
H. Behrend and U. Luig (eds), Spirit Possession: Modernity and Power in Africa, 34–49,
Oxford: James Currey.
Mooney, J. (1896), The Ghost-Dance Religion and the Sioux Outbreak of 1890: Fourteenth
Annual Report of the Bureau of Ethnology, 1892–93, Part 2, Washington, DC : Government
Printing Office [reprinted Lincoln: University of Nebraska, 1991].
Sharp, L.A. (1999), ‘The Power of Possession in Northwest Madagascar: Contesting Colonial
and National Hegemonies’, in H. Behrend and U. Luig (eds), Spirit Possession: Modernity
and Power in Africa, 3–21, Oxford: James Currey.
Sugden, J. (1997), Tecumseh: A Life of America’s Greatest Indian Leader, New York: Henry
Holt.
CHAPTER TWENTY
You are what you eat. While this proverb may induce the obligatory eye-roll or waves of
guilt, the essence of it, like most proverbs, rings true. Archaeologist Kathryn Twiss
expands upon this proverb with, ‘We are also where we eat, how we eat, and with whom
we eat’ (Twiss 2007: 1). Albeit the essential nature of food to human survival is obvious;
food as a matter of enquiry within many of the social sciences, however, was overlooked
or considered too mundane to matter until somewhat recently (Meyers, Shafer-Elliott and
Fu 2022: 2–3). Today the study of food has become a hot topic, so to speak, with the field
of anthropology taking the lead.1 Moreover, ‘Food Studies’ has evolved since the 1980s
into a distinctive discipline that can be described as ‘an academic field that critically
examines the ways in which food shapes and is shaped by the human experience’ (Zhen
2018). Food studies is interdisciplinary in nature and engages with diverse topics,
disciplines, theoretical approaches and methodologies. Two of the more recent disciplines
to engage in food studies is Hebrew Bible Studies and Archaeology of the Southern
Levant.
Historically, much of the study of ancient Israel has focused on its monumental
contexts, meaning the monumental or significant people, places and performances; such
as priests and kings, temples and palaces, battles and cultic ritual (Meyers 2002: 15). The
Hebrew Bible itself is more interested in providing accounts of monumental people,
places and events through the lens of Israel’s theologies, such as military conquests, the
anointing of a new king, the development of law codes and (again) cultic ritual. Likewise,
the archaeology of ancient Israel has been accused of being ‘Tell-minded’ or the preference
to excavate large, urban settlements, even though most Israelites lived in rural villages,
hamlets and farmsteads (Meyers 2013: 42; Faust 2015: 248).
In regard to the study of food within Hebrew Bible studies, it must be noted that the
subject of food was not fully ignored; rather, it chiefly focused on a very narrow,
monumental aspect of food – that is, the food-related cultic rituals (i.e. sacrificial animals
and foods as found in Leviticus 1–7 and Deut. 12.15–19) and the priestly concerns
regarding food prohibitions in the Torah (Lev. 11.2–23; Deut. 14.3–20) (Shafer-Elliott
1
For a collection of so-called classics in the anthropology of food see the anthology in Counihan, Van Esterik and
Julier (2019).
433
434 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
2013: 1; Meyers, Shafer-Elliott and Fu 2022: 4).2 Within the archaeologies of the
Southern Levant and of the ancient Near East, zooarchaeology (i.e. the study of animal
bones) and feasting as displayed in iconography (i.e. representational art) were early foci
of food studies (Altmann and Fu 2014: 7; for instance, Wapnish and Hesse 1991; Collon
1992; Wapnish 1993; Ziffer 2002a, 2002b). More specifically, within the archaeology of
ancient Israel and Judah the focal point of the study of food was primarily relegated to
food as an identity marker (e.g. the presence or absence of pig remains). Of course, there
are some exceptions to these norms including Oded Borowski’s work on agriculture and
animal husbandry, Carol Meyer’s contribution to women and food preparation, and
Nathan MacDonald’s study of the Israelite diet and the symbolism of food in the Hebrew
Bible (Borowski 1987, 1998; Meyers 2002; MacDonald 2008a, 2008b). Fortunately, the
progress made in anthropology and food studies has made its way to the study of the
Hebrew Bible and ancient Israel with MacDonald’s books in 2008, as can be seen in the
rise in publications on matters related to food.3
Be that as it may, in order for us to focus on the role of food in ancient Israelite society,
we must shift our focus from the monumental to the mundane or the ordinary people,
places and performances of the everyday. Unfortunately, the mundane or ordinary is
typically overlooked or ignored in the Hebrew Bible unless, of course, it takes part in
setting the scene for the narrative or the like. Furthermore, Meyers (2014: 19) notes that
the Hebrew Bible is an elite, androcentric text that systematically ignores the lives of the
average ancient Israelite men, women and children. Consequently, for the purpose of this
study, we will make use of social-scientific approaches that will help us understand the
social role of food in the lives of ordinary ancient Israelites during the Iron Age (c. 1200–
586 BCE ). Approaches such as food studies (previously mentioned) and household
archaeology will be most helpful in appreciating the social complexity of food in ancient
Israel. The purpose of this chapter is to provide a general presentation on the basic, social
and cultural meanings of food in ancient Israel within domestic contexts. In other words,
our aim is to better understand how everyday ancient Israelite society related to food and
how it contributed to making their lives more meaningful. Unfortunately, we cannot
cover all aspects of the social and cultural dynamics of food in this chapter; consequently,
we will limit our focus to the sociability of food in every day and special occasions, and
the politics of food and gender made visible within the Israelite household.
2
For a fuller history of food-related scholarship within Hebrew Bible studies and the archaeology of the Southern
Levant, see MacDonald 2008a; Altmann 2011; Greer 2013; Altmann and Fu 2014.
3
This list is by no means exhaustive: MacDonald 2008a, 2008b; Altmann 2011; Greer 2013; Altmann and Fu
2014; Peters 2016; Welton 2020; Fu, Shafer-Elliott and Meyers 2022.
THE ANTHROPOLOGY OF FOOD 435
analysis when excavating a house or houses; and the second is the use of secondary sources
to help infer activities from the activity areas. These secondary sources include, but are not
limited to: texts, comparative archaeological data, ethnography, ethnoarchaeology,
iconography, gender archaeology and experimental archaeology (Hardin 2004: 74, 2010:
22, 27, 33). In order to fully appreciate how household archaeology can be utilized in food
studies, it is important to flesh out the concept more fully.
In their landmark paper essentially introducing household archaeology, Richard Wilk
and William Rathje characterize the household as ‘the most common social component of
subsistence, the smallest and most abundant activity group’ (1982: 618), and argue that
the study of the household can be categorized into three main groups: the material, social
and behavioural aspects. The material aspect includes the physical reality of the household,
which is primarily made up of the dwelling, its activity areas and possessions. The second
is the social aspect including the household members and their relationships to each other.
Finally, the third consists of the behavioural aspect or the activities the household members
perform (ibid.).
Of course, archaeologists can only excavate the physical remains (i.e. the material
aspect) of a household, with the social and behavioural aspects inferred from the excavated
dwelling and its material culture.4 Utilizing the methodology of spatial analysis on an
excavation allows the archaeologist to recognize and understand patterns and regularities
that would have been otherwise missed, by mapping in detail the vertical and horizontal
relationships of the dwelling and the remains found within it (Hardin 2010: 26–7).
Recognizing the spatial relationships of and patterns in the material culture can then be
linked to specific activities, where these activities occurred, and who possibly carried
them out (ibid.: 10). For example, we employed spatial analysis in our excavation of an
Iron IIB (eighth century BCE ) house at Tell Halif, Israel. In one room, a number of broken
storage jars were found next to a grinding installation that, coupled with the micro
artefacts sampled, suggest that the activity of food preparation, more specifically the
grinding of grain into flour, was conducted in this space (Shafer-Elliott 2022b: 241).
Inferring behaviour from activities can be aided by the concept of ‘habitus’. Habitus is
defined as ‘the practical logic and sense of order that is learned unconsciously through the
enactment of everyday life’ (Gilchrist 1999: 14). Repeated activities, or habits,
communicate what societies value and devalue. The repetitive domestic activities
uncovered by household archaeology and spatial analysis provide clues about what a
household valued and its attitudes, including those related to identity, class and gender.
Food-related repetitive activities that occurred daily or on special occasions can tell us not
just what the household grew and raised, or what food was prepared and how, but they
can also provide insight into what customs and norms ancient Israelite society deemed
acceptable or not.
Wilk and Rathje note that there are four basic functions that households perform on a
daily basis, which further clarify the household’s social and economic roles. These
functions include: production, distribution, transmission and reproduction. Here
production is defined as ‘human activity that procures resources or increases their value’.
Distribution, or ‘the process of moving resources from producers to consumers and could
include the consumption of resources’, differs from transmission, which is ‘a special form
of distribution that involves transferring rights, roles, land, and property between
4
I.e. the physical evidence of a culture in the objects and architecture they have made.
436 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
generations’. Finally, reproduction, which is ‘the rearing and socializing of children’ (Wilk
and Rathje 1982: 622, 624, 627, 630). Of course, the implementation of these functions
is going to vary depending on the society and its environment, social strata and phase of
cultural evolution; not to mention what other social groups (such as lineages, villages,
monarchies etc.) are complementing, replacing or competing with the household (ibid.:
621). The basic functions of a household are similar, but we must make allowances for
how households differ across time and space.
5
Unlike the topic of food, much has been written on the preferred style of house in Israel during the Iron Age,
too many to list here. A selection of sources include: Shiloh 1970; Stager 1985; Kempinski and Reich 1992;
Schloen 2001; Faust and Bunimovitz 2003; Hardin 2010; Yasur-Landau, Ebeling and Mazow 2011; Battini,
Brody and Steadman (forthcoming).
THE ANTHROPOLOGY OF FOOD 437
the task is finished. A guest would stay with the family but rules of hospitality would
forbid them from working. A slave would both live and work with the household. Anyone
who lived and or worked with the household would be considered as part of that
household for the duration of their connection. [See also Chapter 10 in this volume.]
Ancient Israelite society was kinship-based with the household, often referred to as the
bêt ʿāb or ‘or house of the father’ (Gen. 46.31) and occasionally bêt ʿem or ‘house of the
mother’ (Gen. 24.28), as its nucleus. The next concentric circle outside the nucleus would
be the clan, or mišpāh·āh (Exod. 6.14, 25; Num. 1.2), followed by the circle made up of
the tribe, šēbe·t or ma·t·teh. Several clans, mišpāh·ôt, that claimed a common ancestor made
up a tribe and lived within the boundaries of their tribe’s geographical territory (Gen.
49.28; Num. 1.16). Once a monarchy, or mamlakah, was established, this would be the
final and largest circle in the kinship structure (1 Sam. 24.20; Backfish and Shafer-Elliott,
forthcoming.) In its most basic form, a rural village consisted of a mišpāh·ôt or clan made
up of several households, or bâttîmʿab. Judges 17–21 can serve as an example of an
Israelite household. The household of Micah the Ephraimite includes Micah (the
patriarch), his widowed mother, his sons and, more than likely, their families (Mic. 17.2,
18.22) living in several dwellings surrounded by a boundary wall (Mic. 18.14–16, 22).
The household grows when Micah hires a young Levite to serve as the household priest
(Mic. 17.10–12). [See also Chapter 7 in this volume].
The behavioural aspect included the daily and special occasion activities of the Israelite
household. The average ancient Israelites were ‘agro-pastoralists’ meaning they lived on
a mixture of agriculture and livestock herding, often on a mere-subsistence level. Iron Age
houses excavated in Israel clearly suggest that households were engaged in the customary
domestic activities of production, distribution, transmission, reproduction and – I would
add – religious ritual. Undoubtedly, daily activities related to food were imperative to the
survival of the household.
Basic foodways
Social anthropologist Jack Goody created a detailed classification system of food
production that can be used to answer basic questions related to food in ancient Israel.
Goody argues that there are four primary categories of food, each with aspects and phases
438 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
to consider.6 The first category is production, which concerns agriculture and animal
husbandry. Some aspects of production related to agriculture include planting, cultivating,
labour, resources and technology; while those of animal husbandry involve breeding,
slaughtering, labour and techniques. Distribution, the second category, includes the
various types of transactions (e.g. allocation, gifts and reciprocal exchange) and aspects of
the act of distribution itself (e.g. storage and transport). Preparation, or the art of cooking
and cuisine, is the third category with phases concerned with preliminary work (such as
the butchering of meat and the grinding of cereals), cooking or the application of heat or
other transforming agents (cold, vinegar, salt etc.), and the dishing up. Other aspects of
the preparation phase to consider include: the cooking group (i.e. who cooks with whom),
the consumption group (i.e. for whom is the food being cooked); and technology of
cooking (hearths, containers, instruments, ovens, spits and fuels). The final category is
consumption, which is associated with the serving, eating and cleaning away of cooked
food including its distribution in time, structure, manners, technology of eating, the
eating group and the differentiation of cuisine (Goody 1982: 44–9; see also Shafer-Elliott
2013: 23).
Ancient Israel’s basic foodways can best be found in the household, whose own rhythm
moved according to the agricultural calendar. The household economy throughout the
Iron Age was based on subsistence-level agro-pastoralism (or farming and animal
husbandry), meaning that the household was responsible for the production of food, its
consumption and its limited distribution. According to Walton, a subsistence household
economy was concerned with reducing risk, producing diverse goods locally, and limiting
trade or surplus production beyond storage against potentially bad years (Walton 2022:
59). As such, the Israelite diet mainly consisted of (or came from) products that they grew
or raised including cereals, legumes, olive oil, wine, dairy products (such as cheese, curds
and butter), nuts (almond, pistachio and walnut), and seasonal fruits (grape, fig,
pomegranate, olive, date, sycamore) and vegetables (cucumber, watermelon, onion, leek,
garlic). Unlike our meals today, the average Israelite most likely did not eat meat on a
daily basis; rather, depending on the economic conditions, meat (mainly domesticated
bovids such as sheep, goats, and cattle) was usually reserved for special occasions (like a
wedding or agricultural/religious festival) or if the herd needed to be culled. More
importantly, domesticated bovids supplied secondary products in the form of fibre, milk
and traction (Lev-Tov 2022: 86); consequently, the household was dependent upon their
herds for these products and would not endanger their survival just because they had a
hankering for lamb chops.
Products were stored in ceramic containers of various sizes, pits, skins, sacks, baskets,
wooden chests, and silos, depending on the volume of the commodities to be conserved
and how long they needed to be preserved (short, medium or long term) (Ilan 2022: 261;
see also Frank 2018). Out of all the products cultivated in ancient Israel, cereals were by
far the most important, providing an estimated 50 per cent of daily caloric intake (Meyers
2002: 14, 21; Borowski 2003: 66). In order for grain to transform from an inedible to
edible form, it must go through a multistep process of parching or soaking, milling or
grinding, heating and/or leavening. Meyers estimates that two hours every day were spent
processing grain, most likely by the women of the household (Meyers 1997: 25–7).
6
Goody (1982: 48) also notes that some may choose to add a fifth category of disposal for the disposal of
leftovers from both sacred and profane meals.
THE ANTHROPOLOGY OF FOOD 439
Ground grain could be made into porridge or gruel and, of course, bread. The Israelite
diet relied on bread so heavily that the Hebrew word for it, lechem, is metonymic with
food (Gen. 28.20; Exod. 2.20; Lev. 3.16; Num. 15.19; Ruth 1.6; 2 Sam. 9.10; Job 42.11;
Ps. 132.15).
Olives (for oil) and grapes (for wine) were also high on the list of important commodities
produced by ancient Israel; however, there is one product whose importance in the daily
fare is often overlooked – that of the legume and its pulses.7 Legumes are economical and
excellent sources of protein, carbohydrates and fibre (Zohary, Hopf and Weiss 2012: 75).
Both the Hebrew Bible and archaeological samples from the southern Levant indicate that
several types of legumes were widely used: broad bean, lentil, chickpea, bitter vetch, peas
and fenugreek. Pulses were roasted, cooked and eaten whole, ground into flour and used
for cakes, and most commonly used in soups and stews (Zohary 1982: 82–4). Interestingly,
the word pulse comes from the Latin word puls, which can be interpreted as ‘porridge’,
referring to the legume seeds that can be made into porridge, stew or a thick soup (Shafer-
Elliott 2022a: 150).
It is difficult to say with certainty what types of meals were consumed and at what
intervals. Borowski suggests that breakfast would have been a quick and easy meal of
porridge or gruel since daily chores would start early most of the year. Lunch would be
light and picnic-style since household members could be conducting various chores often
at a distance from the dwelling. This type of meal would need to be efficient, raw and
light, and could include bread, cheese, yogurt, dried fruit, parched grain, water, and
seasonal vegetables and fruit (Ruth 2.14). The main hot meal seems to have been the
evening meal, which more than likely was prepared by those whose activities were centred
at the dwelling (Borowski 2003: 74). This evening meal probably consisted of bread and
a stew. Mesopotamian sources emphasize the preference for stews in the ancient Near
East. At least a hundred different soups or stews are mentioned in one Assyrian
‘encyclopedia’. The recipes found in the Yale Babylonian Culinary Tablets include many
recipes for stews made from vegetables, lentils and various meats (Bottéro 1995: 48;
Shafer-Elliott 2013: 132). Furthermore, nazid is the Hebrew word for stew and is used to
describe stews of vegetables or legumes (Gen. 25.29, 34; 2 Kgs 4.38–40; Hag. 2.12). In
times of crisis, such as famine, war, drought or economic difficulties, normal food items
could be scarce. In these circumstances, it is likely that porridge was served again as the
main meal.
A variety of tools and technologies within the dwelling were used to prepare food, the
most important of which was the oven. On excavations in Israel, ovens are often found in
domestic contexts; however, they are usually incomplete so it is challenging to say what
ovens in ancient Israel looked like exactly. Ethnographic and ethnoarchaeological studies
in the Middle East can be helpful here, since some of the oven types observed may be the
modern descendants of ancient ovens. The first type of oven is not technically an oven at
all; rather, an open fire or hot rocks within the fire would constitute as the most simple of
cooking technologies. The saj, or a rounded metal disc, is placed over the fire or the rocks
and was used to quickly bake thin bread. Of course, the ancient Israelites would not have
used their precious metal in such a way, but this method of baking could illustrate how
bread was baked on hot rocks (1 Kgs 19.6), on the coals of a fire (Isa. 44.19), or on a clay
7
A pulse is the edible seed within the pod of legume plants.
440 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
griddle or baking tray (Lev. 2.5, 6.21, 7.9; Ezek. 4.3; Borowski 2003: 66; Shafer-Elliott
2013: 119).
A second type of oven observed by ethnographers in the Middle East is a tabun (Arabic
plural: tawabin), which is a low truncated, dome-shaped oven made of clay between 25
and 50 centimetres tall. Tawabin have a domed top with one opening on the side, others
have a second opening located in the domed top. The tabun could be heated from either
the outside or the inside with the dough placed usually on the floor to bake. Cooking pots
could also be placed on the floor or over the top opening, if there was one (McQuitty
1984: 261, 1994: 55–7; van der Steen 1991: 135; Bottéro 2004: 49–50). Even though the
term tabun is used to describe ovens found in archaeological excavations in Israel, it is an
anachronistic term because the tabun style of oven is not found in archaeological contexts
any earlier than the seventh century CE nor is the term tabun found in the Hebrew Bible or
the Talmud (van der Steen 1991: 135; Ebeling and Rogel 2015: 328–30).
Ovens found in archaeological excavations resemble the tannur style of oven (Arabic
plural: tannaneer) used in the Middle East. A modern tannur is a conical or beehive-
shaped oven about a metre high, which is lit from the inside with dough baked on interior
walls (Shafer-Elliott 2013: 120; Ebeling and Rogel 2015: 329). Unlike the term tabun,
the term tannur is found in the Hebrew Bible fifteen times, seven of which refer to an
oven used to bake bread (Exod. 7.28; Lev. 2.4, 7.9, 11.35, 26.26; Hos. 7.4, 6–7). A lid
could be placed over the top opening of both tawabin and tannaneer, which would allow
the oven to retain its heat and thus permitted cooking pots to be placed on top or even
inside to cook (McQuitty 1984: 261, 1994: 56; van der Steen 1991: 135; Shafer-Elliott
2013: 120–1; Ebeling and Rogel 2015: 330). One complete clay oven (tannur) was found
in a dwelling dated to the tenth-century BCE Stratum VI at the Tel Rehov archaeological
excavations in Israel. The oven is 56 centimetres high from base to top with walls 4
centimetres thick; its base is 56 centimetres in diameter with its top opening 30 centimetres
in diameter with flattened edges. Unlike other ovens found in archaeological excavations,
the Rehov oven has two preserved openings. The oven’s exterior was lined with large,
closely packed potsherds set in clay, which helped insulate the oven (Mazar 2016: 118).
Tannur-type ovens are found both in indoor and outdoor central, living room–type
spaces in Iron Age dwellings. Some have argued that the presence of ovens indicate they
are in a courtyard space (Fritz and Kempinski 1983: 27–34; Herzog 1984: 76–7; Hardin
2012: 544; Oksuz, Hardin and Wilson 2019: 238); however, ethnographic and
ethnoarchaeological studies in the Middle East indicate that ovens were located in indoor
spaces as well as outdoors. Indoor ovens are usually located in a central space inside the
dwelling proper or in their own baking hut in the open forecourt of the house (Parker
2011). Ovens inside the dwelling are a fundamental indicator of a living room–type space
that was a focal point for the household, especially during the cold winter months (Watson
1979: 122; Amiry and Tamari 1989: 20; Horne 1994: 145; Holladay 1997: 339; Klein
2010: 20). Outside ovens were typically communal, reducing the use and cost of fuel, and
facilitating group cohesion (Lev. 26.26; Parker 2011).
Meals were prepared mostly in cooking pots. In the Hebrew Bible, words for cooking
pots include parur (Num. 11.8, Judg. 6.19, 1 Sam. 2.14), siyr (Exod. 16.3; 2 Kgs 4.38–
41; Jer. 1.13; Ezek. 11.3, 7, 11; Mic. 3.3; Zech. 14.20–21), qallachat (1 Sam. 2.14;
Mic. 3.3), and dud (1 Sam. 2.14; Shafer-Elliott 2013: 220).8 Archaeologically speaking,
8
For more on Hebrew terminology related to food and foodways, see Peters 2022; also Peters 2016; Pleins 2017.
THE ANTHROPOLOGY OF FOOD 441
cooking pots can be categorized into three basic forms that evolved throughout the
Bronze and Iron Ages and were greatly influenced by Philistines. These basic forms
include the Bronze Age pot or bowl, the (Philistine) jug and the hybrid pot.9
The typical pot of the Bronze Age looked like a shallow bowl; they were often larger,
handless, open-mouthed with an everted rim, round base and carinated body. As the Bronze
Age progressed, the cooking pots kept the traditional bowl-shape but with some size
variations and more carinated in shape, adding a folded-over, everted rim with a triangular
flange during the Late Bronze Age II. The open mouth, shallow bowl and type of cooking
ware of this style of cooking pot10 supported several cooking techniques, including steaming,
frying, simmering and boiling; and its ample size allowed for the cooking of larger food
items (like meat) and for serving more people. The popularity of this style of cooking pot
continued to the end of the Iron Age (Killebrew 1999: 84, 92–5, 106–9).
Cooking jugs were another style of cooking pot in ancient Israel. However, it seems that
the increase in cooking jugs is related to the appearance of the Philistines in the Late Bronze
and Early Iron I Ages. A particular style of cooking pot is labelled the ‘Philistine jug’ for two
notable reasons: one, because it nearly replaced the traditional cooking pot/bowl style at
sites characterized as Philistine on the southern coastal plain; and two, because this type of
jug is less frequently found at sites outside of Philistia. The so-called Philistine cooking jug
resembled Cypriot and Aegean cooking jugs of the Late Cypriot IIC and IIIA and Late
Helladic IIIC periods. The jug shape included a globular to ovoid shape, a closed mouth and
one or two loop handles from the everted rim to its shoulder with modifications evolving
throughout the Iron Age. The small size and shape of the Philistine jug is not conducive to
multiple types of cooking.11 Rather, its thin walls were best used for slow, low-heat cooking
of liquid dishes, while its small size limited both the size and amount of ingredients, as well
as the size of the portions and the consumption group (Killebrew 1999: 93–5, 107; Ben-
Shlomo et al. 2008; Gur-Arieh, Maeir and Shahack-Gross 2011).
The third category of cooking pot used in ancient Israel was a blending of the Bronze
Age bowl style with the cooking jug, which came to be called by some as the ‘hybrid
cooking pot’. The hybrid pot combined the rounded body and open mouth of the Bronze
Age pot and the handles and shape of the Philistine jug, with slightly varying forms.
Depending on the type of ware used, the hybrid pot could be used for slow, low-heat
cooking as well as for rapid, high-temperature cooking. Furthermore, size and quantities
of ingredients and people served was subject to the size and capacity of the cooking pot.
All three categories of cooking pots could be suspended over a fire if they had handles,
placed in a fire pit, next to or on top of a hearth, inside a tannur, and, according to some
reconstructions, covering the tannur’s upper opening (Killebrew 1999: 93–5, 107; Ben-
Shlomo et al. 2008).
Social foodways
The main concern for any subsistence-level household economy in ancient societies would
have been survival. The continuity of the household in the here and now, and into the
9
For more on cooking pots in Iron Age Israel, see Panitz-Cohen 2022.
10
The diameter of the mouth averaged 9.8–15.7 inches (25–40 centimetres) and the height 5.9–7.8 inches (15–20
centimetres).
11
Philistine jugs were typically uniform in size, with a volume of about 0.4–0.6 imperial gallons (2–3 litres), a
maximum height of c. 7.8 inches (20 centimetres), a maximum body diameter of c. 7 in (18 centimetres), and
a diameter at the mouth of 3.5–4.7 inches (9–12 centimetres).
442 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
future, was imperative in ancient Israel. As a concept, survival was so essential that all
members of the household were expected (and depended upon) to participate in the
household economy, regardless of their sex, age or any other differential. However,
Meyers argues that three overlapping factors of protection, procreation and production
played a significant role in the social life of domestic Israel (Meyers 1983: 574–6). These
factors do imply that, regardless of the unifying task of survival, some sort of gender-
based roles did occur – probably due to biological or reproductive considerations. As we
shall see, these factors will affect the social questions related to food.
The protection factor is considered to be managed by the household males (Meyers
1983: 577). Matthews and Benjamin suggest that protection of the household and its
members was one of the primary responsibilities of the patriarch (Matthews and Benjamin
1993: 8, 12). Furthermore, it was common in ancient Israel (especially before a
professional army became customary) for war-age males to be called to war (ibid.: 97).
The narratives of Jacob and Dinah (Gen. 34.1–31) and Jephthah and his unnamed
daughter (Judg. 11.1–40) illustrate the protection role of the patriarch (whether they are
successful in their protection or not is up to the interpreter); while Judg. 19.29–30 and
20.1–7 depicts the call to arms albeit in a gruesome manner.
A vital element into the continuity of the household is fertility: fertility of the household
land, animals and members. In ancient Israel, the procreation factor of the household members
fell under the female domain primarily because it was the females of the household who were
involved with their own reproductive role and concerns, mainly those pertaining to
menstruation, conception, birth, lactation and weaning. Therefore, it seems likely that
household activities performed by the females of the household were conducted within or
near the dwelling itself (Meyers 1983: 574, 1997: 25). This point is illustrated by Amiry and
Tamari’s ethnographic study of Palestinian village peasants in the central highlands. They
observed that the men would gather at the village square instead of at each other’s houses.
When asked about this, the men stated they met at the village square because the house was
considered ‘female territory’, as was the spring and the bread oven (Amiry and Tamari 1989:
15). In ancient Israel, the reproduction role of the household females is thought to be under
the purview of the household matriarch. Bird (1997: 35) notes that motherhood was the
leading position of honour generally available to women and the highest status most women
could achieve, which could be one reason why the authors/compilers/redactors of the book of
Genesis address the issue of barrenness and the Hebrew matriarchs. For example, in Genesis
16, Sarah (Sarai), the matriarch of the household, is barren; thereupon, Sarah provides her
husband and household patriarch, Abraham (Abram) with a surrogate (Hagar) who would
bear children in her stead. Not only was designating a surrogate a legal action that helped the
household survive, but it also helped to preserve the honour of the barren woman (Matthews
and Benjamin 1993: 25, 33).
The factor that joined the Israelite household together was the production factor. As
was mentioned earlier, all members of the household were expected to engage in domestic
activities that generated production, whether they were related to agriculture, the rearing
of animals, or the manufacturing of assorted goods, such as pottery and fabric.
Ethnographic studies of traditional Palestinian villages in 1970s and 1980s demonstrate
that household men, women and children worked together to bring in the barley and
wheat harvest. ‘In the fields, men reaped the crops using sickles, while women and older
children gathered the sheaves of wheat and tied them into manageable bundles. [. . .]
Women and young girls also carried bundles on their heads as the whole family headed
towards the village threshing floor’ (Amiry and Tamari 1989: 35).
THE ANTHROPOLOGY OF FOOD 443
While all physically able household members were required to assist at times of
planting and harvest (Meyers 1997: 24), it was the household women who were required
to bear the full burden of production when the household men were called to war (Meyers
1983: 574).
furnished on the roof of her house for Elijah (v. 10). Once more, the woman of Shuman
does not ask, she does. Our best description of the matriarch as the manager of the
household foodways comes from Prov. 31.10–31 where in vv. 14–15 it states, ‘she is like
the ships of a merchant, she brings her food from far away. She rises while it is still night
and provides food for her household and tasks for her servant girl’. And later in v. 27,
‘She looks well to the ways of her household, and does not eat the bread of idleness’.
These examples depict women having control over the household provisions and they
alone decide what to do with it. The matriarch’s influence over and impact on the
household foodways and thus its economy is tremendous, requiring exceptional skill,
expertise and diplomacy, resulting in the maintenance and endurance of the household
(Shafer-Elliott 2021: 9).
Cultural foodways
Cultural norms are the unwritten rules of a specific culture that can take the form of a
practice, belief, diet, ritual or set of expectations; furthermore, cultural norms are often
unquestioningly followed and come to govern all aspects of life (Wright and Novotny
2018). Food and the meals created from them are significant carriers of cultural norms in
any society. Meals are about much more than the food served; they are social events rich
with meaning. Mary Douglas writes, ‘[T]he meaning of a meal is found in a system of
repeated analogies. Each meal carries something of the meaning of other meals; each
meal is a structured social event which structures others in its own image’ (Douglas 1972:
69–70). The repetition (or habitus) of meals reinforces its value among its participants.
However, the repetition of the meal itself is not just about the recurring event of the meal;
rather, it is also about the repeated construction and maintenance of the household’s
foodways. As Simoons argues, foodways, or ‘the modes of feeling, thinking, and behaving
about food that are common to a cultural group [. . .] serve to bind individuals in larger
social groups through shared understandings of cultural conventions’ (Simoons 1967: 3;
Wood 1995: 40). Twiss elaborates on this point when she writes that food ‘[is used to
express] not only who we are but also who we wish to be, asserting our membership in
certain groups and distancing ourselves from others’ (Twiss 2007: 1). In other words, to
quote the familiar proverb, the family (or in ancient Israel’s case, the household) who eats
together stays together.
The power of food is often overlooked even though, as archaeologist Yannis Hamilakis
notes, that food ‘is constantly used in the generation, maintenance, legitimation and
deconstruction of authority and power’ (1999: 40). The habitus of the preparation,
serving and consumption of both everyday and special occasion meals provides the setting
for the construction and reinforcement of accepted cultural norms within a social group.
Food is inherently political. ‘Gastro-politics’ (Appadurai 1981), or the politics of food, is
characterized as ‘the political discourse that encircles all things linked to eating and
invokes the charged meanings underlying all culinary events’ (Hastorf 2017: 182). As a
political tool, meals have a capacity to both break down barriers and build boundaries.
For instance, an illustration of how meals can be used to break down barriers can be seen
in ancient Near Eastern and Mediterranean hospitality norms. Hospitality norms dictate
the serving of a meal (more like a feast), which is used to decipher if a stranger poses a
potential threat or if they could be a potential ally (Gudme 2019: 91). The hospitality
meal Abraham serves the divine messengers in Genesis 18 demonstrates the diplomacy
used to determine if a guest is friend or foe. At the same time, meals build boundary walls
THE ANTHROPOLOGY OF FOOD 445
by reinforcing group identity. Most societies have food-related practices that demonstrate
group membership, including using meals to model behaviour to children, what foods are
acceptable or unacceptable to eat, and what foods are traditionally eaten at everyday
meals versus those foods that are reserved for special occasion festive meals. The
description of prohibited and permitted foods in Leviticus 11 embody how group identity
is moulded through its gastro-politics.
Meals reflect how the group views itself in both identity and values. Households,
therefore, are the most important of social relationships because of their influence on the
household’s gastro-politics. Special occasion meals, or feasts, occupied a central place in
the manifestation of a household’s gastro-politics. Jonathan Greer defines feasts as ‘the
specialized consumption of food, often meat, and drink, in a communal setting set apart
precisely because of the “highly condensed” symbolic importance of the event’ (Greer
2013: 3). Meyers elaborates further on the definition of a feast by noting several features
of a typical festive meal. A feast is arranged for a special purpose, such as weddings or as
part of religious ritual, and typically lasts longer than the average meal – it may even
consist of several meals over several days. Feasts typically have more participants; for
example, a household feast would include neighbours and other kinship-related
households. In addition, the amount and quality of food and drink at a feast is superior
to an average meal (Meyers 2013: 157).
It is important to note, however, that there are potential differences between feasting
in elite contexts versus average, domestic contexts. All of the features commonly associated
with a feast would be greatly exaggerated in an elite feast, especially the type and amount
of special foodstuffs consumed, with meat serving as the most prestigious of food items.
For example, at David’s anointing as king over all of Israel in 1 Chron. 12.38–40, enough
provisions of meal, cakes of figs, clusters of raisins, wine, oil, oxen and sheep were brought
in to hold a three-day feast of eating and drinking. A second example comes from 1 Kgs
1.9 when Adonijah celebrates his assumed kingship with a sacrificial feast where only the
finest sheep, oxen and fatted cattle (or fatlings) are served to his guests. However, as the
feast is in progress, Solomon is anointed king instead of Adonijah leaving the guests
fearful of their host (vv. 41, 49). Feasts are celebratory events that include abundant food
and drink. Elite feasts and household feasts may have had differing amounts and types of
food but, more importantly, what they had in common was what special occasions were
recognized and celebrated with a feast.
Household feasts
Household feasts in ancient Israel can be categorized into two main groups: regular or
occasional feasts. Regular feasts were connected to events that occurred annually,
monthly and weekly, while occasional feasts were often related to life-cycle events (Meyers
2013: 157).
Regular yearly feasts observed the annual agricultural festivals, primarily those of
Passover/Unleavened Bread, Weeks and Booths (Deut. 16.1–17; Exod. 23.14–17; and
Lev. 23.4–25). Even though they originated as agricultural harvest festivals, within the
Hebrew Bible we see that these festivals soon adopted further significance for religious
and group identity and came to be considered as high holy days. The major festivals
included an animal sacrifice, which became the main dish of the feast. The Hebrew Bible
gives the impression that sacrifices were conducted only at official locations, like a local
shrine, or later in the Jerusalem Temple. However, Meyers argues that the sacrifices for
446 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
feasts, including those for Passover, Weeks and Booths, that were held at official
locations were modelled after the religious feasts held within the household – that the
‘festivals and feasts were elaborated versions of ordinary household foodways’ (Meyers
2013: 165).
In fact, the Hebrew Bible supports the notion that religious feasting occurred within
the household. For instance, in Job 1.4, Job’s children took turns hosting the feast-day in
their homes (Job 1.4). While Deut. 14.22–27 lays out the acceptable products that
the household could offer as their tithe at the feast, including grain, wine, oil and the
firstlings of the herd and flock. These tithes were a sacrifice to be offered at the location
God chooses (presumably Jerusalem); however, the passage goes on to state that if
the distance was too great, the tithe could be sold and the money earned could be spent
‘for whatever you wish – oxen, sheep, wine, strong drink, or whatever you desire.
And you shall eat there in the presence of the Lord your God, you and your household
rejoicing together’ (Deut. 14.26). The trading in and eating of the tithe by the
household reinstates the role of the household in religious ritual and its function as an
event that solidified group identity (Altmann 2011: 211–40). What is more, the Passover
regulations in Exodus 12.3–4a, 7–9 state that the feast was primarily a household
celebration:
[T]ake a lamb for each family, a lamb for each household. If a household is too small
for a whole lamb, it shall join its closest neighbour in obtaining one. [. . .] They shall
take some of the blood and put it on the two doorposts and the lintel of the houses in
which they eat it. They shall eat the lamb that same night; they shall eat it roasted over
the fire with unleavened bread and bitter herbs. Do not eat any of it raw or boiled in
water, but roasted over the fire with its head, legs and inner organs.
The Passover feast was a household activity that was used to both celebrate and strengthen
the kinship social structure and national identity of ancient Israel (Barton and Muddiman
2007: 75); a point to which there are ethnographic parallels. Among the Bedouin and
pre-Islamic Arabs, Johnstone notes that a household would hold a feast when they were
on the cusp of a new beginning, such as a new well, year, house or marriage. This particular
ritual of the communal feast not only celebrated the new beginning, but also functioned
as a way to secure the household during this precarious time by discouraging the household
god(s) from committing any harmful behaviour against the household (Childs 1974: 197–
8; Johnstone 1990: 40–3).
The primordial beginnings of the yearly festivals was as a household celebration of the
harvest and to thank the household deity(ies) for their provision. The Hebrew Bible
instructs that sacrifices are to be offered at the yearly festivals with the superior portion
offered to the Lord and the rest of the meat prepared as a festive meal for the household
(Exod. 12.3–4a, 7–9; Lev. 7.15). The sacrifice and the subsequent feast were probably
viewed as a meal being shared between the household and their deity. The British
anthropologist Mary Douglas suggested a connection between the altar and the ‘table’.
She theorizes that the altar was in essence a table and the sacrifice offered on the altar/
table was a feast between the giver of the sacrifice (i.e. the household) and the receiver of
the sacrifice (i.e. the deity; Douglas 1972: 71). If there is merit to this idea, then one could
say that sacrifices within domestic contexts should be viewed as an indicator of household
feasting.
Regular monthly feasts celebrated within the household include the new moon
celebration held on the first day of the lunar month (Num. 10.10; Ps. 81.3; 2 Chron.
THE ANTHROPOLOGY OF FOOD 447
8.12–13; Hos. 2.11; Amos 8.5).12 The requirements for the new moon sacrifices are
found in Num. 28.11–15 and include the following: a burnt offering of two young bulls
with three-tenths of an ephah of choice flour for a grain offering, mixed with oil, for each
bull; one ram with two-tenths of choice flour for a grain offering, mixed with oil for the
one ram; seven male lambs a year old without blemish with one-tenth of choice flour
mixed with oil as a grain offering for every lamb. These burnt offerings were also to
include drink offerings: a half a hin of wine for a bull, one-third of a hin for a ram, and
one-quarter of a hin for a lamb. In addition, one male goat was to be offered as a sin
offering to the Lord in addition to the regular burnt offering and its corresponding drink
offering. As specific as these instructions are, the observance of the new moon feast was
condemned by the prophets Isaiah and Amos. The inhabitants of Judah and Jerusalem
were criticized by Isaiah for what he saw as their empty religious rituals on the new moon,
Sabbath and appointed festivals (Isa. 1.13–14). Amos was a little more specific when he
rebuked the merchants for their deceit and impatience for the new moon and Sabbath
observances to pass (Amos 8.5–6). We also see the kinship nature of the new moon festival
in 1 Samuel 20, when David and Jonathan use it as part of their plan to uncover King
Saul’s true intentions towards David. In vv. 5–6, David said to Jonathan, ‘Tomorrow is the
new moon, and I should not fail to sit with the king at the meal, but let me go, so that I
may hide in the field until the third evening. If your father misses me at all, then say,
“David earnestly asked leave of me to run to Bethlehem, his city, for there is a yearly
sacrifice there for all the family” ’. It seems that David’s presence is expected at King
Saul’s new moon feast since he is in the service of the king. Seeing that the new moon
feast is one traditionally observed and celebrated with one’s household, David uses it as
his pretence to be absent from Saul’s feast. David’s absence would allow Jonathan to
observe Saul’s current state of mind about David.
The Sabbath was probably the prevailing weekly special occasion for the household.
The Hebrew Bible commands that the Israelites and their households were to cease from
working including the household slaves, animals and eventually the land itself (Exod.
20.8–11, 23.10–12; Lev. 23.2–3, ch. 25; Deut. 5.12–15, 15.1–18). Furthermore, the
Israelite household was to present a drink offering and a burnt offering, which included
two male lambs and choice flour mixed with oil (Num. 28.9–10). Other passages in the
Hebrew Bible clearly indicate that the Sabbath rules were not always strictly observed
(Lev. 26.34–35; Num. 15.32–36; Ezek. 20.24). Jer. 17.21–23 specifically points out the
failure of the Israelite household to observe the Sabbath, ‘And do not carry a burden out
of your houses on the Sabbath or do any work, but keep the Sabbath day holy, as I
commanded your ancestors. Yet they did not listen or incline their ear; they stiffened their
necks and would not hear or receive instruction.’
Seeing that the Sabbath was a cessation of work for the household, it was also the
household that celebrated it with a special meal taken from the sacrifice (Meyers 2011:
124–6; 2013: 157–62). As we can see, the ancient Israelite household had a regular
schedule of yearly, monthly and weekly special occasions that consisted of domestic
religious ritual and feasting.
Included in the social and cultural calendar would be occasional feasts celebrating
various life-cycle events, primarily those related to birth, circumcision, puberty, marriage
and death. As was discussed earlier, the survival of the household was dependent upon the
12
The new moon festival on 17 Tishri became especially important. See King and Stager 2001: 353.
448 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
fertility of the household members, the infertility of which could install fear of the decline
and/or possible extinction of the family. Consequently, the household had a continuous
focus on the fertility of the household females with some religious rituals motivated by
the safe conception, pregnancy, delivery and survival of mother and child (Gen. 16,
25.19–23, 29.15–30.24; Judges 13; 1 Samuel 1; 2 Kgs 4.8–37). Petitions related to
fertility through religious ritual to both Yahweh and other deities are visible in the Hebrew
Bible. For instance, in the book of Jeremiah, Jeremiah calls out the Judahite households
for offering domestic sacrifices to the Queen of Heaven: ‘The children gather wood, the
fathers kindle fire, and the women knead dough, to make cakes for the queen of heaven;
and they pour out drink offerings to other gods’ (Jer. 7.18). The Queen of Heaven is
thought to be the synthesis of two ancient Near Eastern fertility goddesses, Astarte and
Ishtar (Ackerman 1989: 116, 2012: 145), which, if true, suggests that the activities
Jeremiah mentions in v. 18 were activities related to the domestic religious ritual itself – a
special occasion feast related to household fertility.
Other life-cycle events related to fertility include birth rituals, name-giving ceremonies,
perhaps a circumcision ceremony for males, and possibly weaning (Gen. 17.12, 21.4;
Meyers 2013: 157–60). Like the regular feasts, occasional feasts celebrating life-cycle
events included food and drink offerings to the household god(s), which then supplied
the main course for the household feast. For example, after the birth of a child the mother
is to offer sacrifices as part of her purification, with the consecrated food becoming a
festive meal (Lev. 7, 12.6). What is more, while the marriage narratives in the Hebrew
Bible provide few details, they do illustrate that weddings included a festive meal, often
over several days (Gen. 29.22; Judg. 14.10; and see Tob. 7.13–14).
As we have seen, the Hebrew Bible documents that religious feasting occurred within
the ancient Israelite household. A spatial analysis of an Iron Age II (Stratum VIB, c. 800–
700 BCE ) house at Tell Halif supports this image. The back broad room of the house
(called the F7 house) was divided into two rooms (labelled Rooms 1 and 2). Numerous
artefacts related to both religious ritual and feasting were uncovered in Room 2, indicating
that religious feasting occurred in this space. Items related to the storage and preparation
of food include: three storage jars, one pithos, and a variety of other items (for example,
grinding stone), while the cooking pots, krater and bowls found in Room 2 are evidence
of the serving and consumption of meals. The micro-artefactual samples (grape pips,
cereals, legumes, and fish bones and scales) and zooarchaeological remains (cow and
sheep) further support the notion that both the preparation and consumption of food
occurred in this room. Cooking pots and kraters were often used for the serving and
sharing of food, a point supported by ethnographic observations that document various
traditional African societies sharing meals together and eating out of large krater-like
bowls (Hendrickson and McDonald 1983). Artefacts associated with religious rituals
uncovered in Room 2 include a polished triangular-shaped stone, two standing stones
(ma·s·sebot) squared with bevelled edges, a broken pillar figurine and a fenestrated stand
(Hardin 2010: 133–43; Shafer-Elliott 2014: 205, 207).13 The two bevelled and dressed
standing stones (ma·s·sebot) could have several functions: as presentation tables, altars or
incense stands. The triangular-shaped stone could have been used as a table or platform
for cultic activities and food preparation (Jacobs 2001), or quite possibly as another
13
For more on items and categories of possible cultic paraphernalia, see Albertz and Schmitt 2012: 59–75 and
Appendix A.
THE ANTHROPOLOGY OF FOOD 449
biblical ma·s·sebâ (Gen. 28.18, 22; Deut. 7.5; 1 Kgs 14.23), which are often found in
groups and used to secure the presence of the household deities (Hardin 2010: 138–43;
Shafer-Elliott 2014: 210).
The Hebrew Bible designates many occasions that justify the need for a household
feast, including regular events, such as Passover and the new moon celebrations, and
occasional events, such as the safe birth of a healthy baby. Feasts are by nature religious
rituals that were seen as a bonding meal between the household and their deities. The use
of household archaeology and spatial analysis at Tell Halif provides us with a possible
physical manifestation of domestic religious feasting, including the performance of
purification rites, food and libation offerings, the burning of incense, and the serving and
consumption of communal meals by the household members and their guests.
SUMMARY
The basic, social and cultural roles of food in the lives of ordinary ancient Israelites
provide us with a glimpse into the power of food. The use of food studies, household
archaeology, textual sources (including the Hebrew Bible), ethnography and
ethnoarchaeology have broadened our understanding of the social complexity of food in
ancient Israel. The preparation and consumption of every day meals and celebration
feasts (both regular yearly, monthly and weekly feasts and those special occasion feasts
related to life-cycle events) illustrate how ancient Israelite society related to food and how
food made their lives more meaningful. We also observed how the gastro-politics of the
household made gender and authority more visible, indicating that the women and
matriarch of the household possessed more power and authority than typically thought.
Food is, in essence, political. Food binds people together, creates memories, enforces
accepted cultural norms, and serves in the negotiation of power and boundaries. How can
such a simple topic as food provide us with so much information? It is simple really and
was best put by the American chef, James Beard, who wrote: ‘Food is our common
ground, a universal experience’ (2007 [1974]: xi). Food is the common denominator
across time and space, which makes learning about people through their food nonpareil.
REFERENCES
Ackerman, A. (1989), ‘“And the Women Knead Dough”: The Worship of the Queen of Heaven
in Sixth-Century Judah’, in P.L. Day (ed.), Gender and Difference in Ancient Israel, 109–24,
Minneapolis, MN: Fortress Press.
Ackerman, A. (2012), ‘Household Religion, Family Religion, and Women’s Religion in Ancient
Israel’, in J. Bodel and S.M. Olyan (eds), Household and Family Religion in Antiquity,
127–58, Chichester: Wiley-Blackwell.
Albertz, R. and Schmitt, R. (2012), Family and Household Religion in Ancient Israel and the
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CHAPTER TWENTY-ONE
Death is an experience that tears at the social fabric of a society. Simply put, death is
disruptive. Feeling the need to restore balance within society, different groups have
processed death in various ways. The anthropology of death addresses a complex matrix,
examining how societies understand and define death, the dying body, funerary rites,
burial and post-mortem care for the dead.
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dead are brought back to the households of the living in a new form. Reincorporation can
also be quite literal. Cultures practising human sacrifice might first imbue the sacrificial
victim with the divine presence. Eating the individual or a part of the individual then
becomes a way of spiritually enhancing the living (Obeyesekere 2005: 261–3). Other
cultures, such as that of ancient Mesopotamia, believed that deceased ancestors stayed
close to the family home, protecting the household of the living (van der Toorn 1996;
Steinberg 2009). Throughout the entire dying process, the living are in constant
relationship with the dead (Suriano 2018: 2). In some cases, there is no belief in an
afterlife. In these cases, the final transition is a transition from life to nothingness. Beliefs
in an afterlife are also age-dependent. For example, children and infants might not enjoy
the same afterlife as an adult in the same society (Lemos 2017: 7–15). In the same way, a
living being’s social status and attributed personhood can affect the type of afterlife an
individual might expect.
a ‘cult of the dead’ (Schmidt 1996: 1–13). For many Westerners, steeped in the cultural
milieu of Christianity, the term ‘cult of the dead’ or ‘death cult’ has negative connotations,
because the word cult is associated with paganism, and the ‘other’. Here, definition
becomes necessary as a way to move beyond a polarizing term. Émile Durkheim’s
definition of a death cult has been foundational for how anthropologists have come to
think about death. He stated a death cult included ‘repeated standardized practices
oriented toward the dead’. Furthermore, these practices were generally done at specific
‘ritual locations associated with the dead’ (Durkheim 2001 [1912]: 64). Practices that are
repeated and standardized imply that a group of people has agreed upon certain actions.
Most importantly, these practices are done in ritualized locations. For example, Jews
recite Yizkor each year during Yom Kippur in order to remember their deceased relatives.
Recitation of the deceased’s name is a way for subsequent generations to keep their
memory alive. The Chinese Qingming, or ‘tomb-sweeping’ day, done on the anniversary
of the loved one’s death, involves cleaning the grave, burning incense and presenting
offerings of food and drink that the deceased might use in the afterlife. Ritual need not
only be done at a tomb or in a public place of religious worship, such as a shrine,
synagogue, church or mosque. Ritual can take place in the domicile as well. Here one
might consider the ofrenda (offering) with its various traditional elements that is set up in
houses for the Día de los Muertos (day of the dead). The ofrenda transforms a quotidian
space on a yearly basis into a ritual space using a standardized set of ritual elements.
Discussions regarding cults of the dead bring up the question of how the dead are
understood to operate after they are no longer living. In some cases, the dead have no
power. Once the dying body has transitioned to its final form, the deceased’s ability to
interact with the living realm has been severed. Other cultures understand the dead to be
active, retaining the ability to affect things that occur in the world of the living. In such
cases, the dead might be venerated or worshipped (Schmidt 1996: 9–10). Venerating the
dead implies a belief that the dead can intercede with the divine on behalf of the living.
Whether or not the dead themselves are considered divine differs based on the society in
question. The Roman Catholic view of saints provides a helpful distinction between
venerating and worship. Under the doctrine of the Communion of Saints, Roman
Catholics venerate (pray to) saints so that they might intercede before the throne of God
on their behalf (Abbott 1966; Schmidt 1996: 9). On the other hand, dead who are
worshipped are believed to have achieved a deified place in the afterlife. Many ancient
cultures believed their rulers were the embodiment or representative of a god on earth.
For example, Egyptian pharaohs enjoyed a royal cult both in life and death (Müller 2001),
and the kings of Ugarit, an ancient kingdom in northern Syria, were divinized and
worshipped after death (Hays 2011: 108–15). Ancestors can also be worshipped,
especially if they are thought to have the power to provide beneficiary outcomes for the
living. The Mesopotamian kispu, or cult of the dead kin, could be offered to both royal
and non-royal individuals, by individuals who may or may not have been direct
descendants of the dead (Sonia 2020: 8–11). The living honoured their dead through the
rites of kispu (Tsukimoto 1985) with meals and worship so as not to anger the dead or
incur their wrath (van der Toorn 1996: 48–52; Hays 2011: 43).
example, while laying the dead out to be eaten by vultures might seem less than ideal to
a Westerner, a sky burial (celestial funeral) is considered a proper way for Tibetan
Buddhists to be buried (Wylie 1964: 232). In cultures where inhumation is practised,
there are beliefs that the body should be protected as it moves through decomposition.
Cultures that believe in a future resurrection of the dead emphasize the importance of
keeping the elements of the body in one place. Here one might consider Muslims, who
do not endorse cremation except in cases of disease, for the Muslim belief in bodily
resurrection states that Allah will resurrect the body from the tailbone. Inhumations in
coffins, tombs, cist graves, bone boxes or other containers are a way of enclosing the
dying body in a safe space. The degree of protection afforded a person might also be
related to their personhood, especially if personhood is marked by ‘protection from
physical harm – and/or by public rituals that convey or reaffirm that individual’s
value’ (Lemos 2017: 11). For those of a lower social class, or those who might not be
considered full participants in a society, burials might look different. Young children
might be buried away from the other members of society, have smaller memorials atop
their graves, or be buried with different grave goods (Watson 1979: 42; Green 2017
Garroway 2018: 255–61).
Care for the dead is generally carried out by members of the deceased individual’s
family. In some cases, non-kin individuals might create fictional kinship bonds with the
deceased by caring for them with the intent to ‘assert continuity through kinship and,
thus, mitigate perceived social and political ruptures’ (Sonia 2020: 10). This is particularly
apt on the level of the royal cult as seen in Roman imperial families, where sons who were
adopted during an emperor’s lifetime continued to honour the deceased emperor via the
imperial cult. The relationship between Octavian and his adoptive father Julius Caesar is
exemplary in this regard. Care for the dead includes, inter alia, keeping the grave site
clean and beautified, making sure the grave site is not desecrated, erecting a monument
for the dead, and providing food and libations for the dead – whether in veneration or in
worship (ibid.: 21). In some cases, it might also mean the repatriation of the deceased’s
body or bones to bury in a family burial plot. Such might be the case for those who die in
war or while on a journey.
generations or different relatives lived together (Meyers 2013: 110–11). It was the
responsibility of the living members of the family to bury their dead, transitioning them
from the household of the living to the household of the dead. The rituals surrounding
death helped maintain ties between the living and the dead and strengthen the bonds
between kin. Hints of how this happened appear in verses suggesting the dead were fed
and tended at burial markers, on hilltops, in tombs and at shrines (Bloch-Smith 1992:
220; inter alia Deut. 26.14; Gen. 31.54; Isa. 57.8; 1 Sam. 1.21). The texts hint at
venerating ancestors (1 Sam. 1.6) and even consulting the dead (1 Samuel 28; Isa. 8.19).
Promised Land, the rituals are presented in detail. The dying bodies of Jacob and Joseph
were cared for with Egyptian rituals. Here, Jacob’s narrative serves as the primary
example. Once Jacob breathed his last breath, the dying body was protected during the
intervening liminal phrase before burial by the embalmers. For forty days he was
embalmed, and for seventy days the Egyptians mourned him (Gen. 50.1–3). The body
then needed burial. Joseph takes leave of the Egyptian court to transport the body back
to the family burial cave. The solemn parade of individuals and the continual mourning
is constantly highlighted as ‘other’, as Egyptian, by the text (Gen. 50.1–11).
Sheol
Where information is lacking regarding preparation of the body, there are texts that give
some hint as to the transitional process from the perspective of the dead. Biblical texts
portray the netherworld as a destination. Sheol, for example, appears as a mythologized
realm of the dead. It is deep, dark and dusty (Deut. 32.22; Job 17.13; Ps. 22.16). It is a
liminal space from which one can be delivered and, like the process of dying, a transitory
place that slowly strips an individual of their identity (Suriano 2018: 215–48, esp. 247).
As a mythical realm, Sheol’s boundaries are not clearly defined. In Isa. 38.10, Hezekiah
states that one must cross through gates to reach it. Ps. 16.10 refers to it as a place where
God is absent. Arrival in this place is not desired and remaining there is not a good death.
Sheol is often paired with ‘the pit’. These terms can mean a physical place, such as a tomb
where one enters a forgetful state and is forgotten (Eccl. 9.10; Ps. 88.5). The association
of ‘the pit’ with a place that is dug into the ground, reflects a culture where in the dead
are interred. Scholars have wondered if ‘the pit’ refers to a bone repository (see below)
found in most Judean bench tombs (Hays 2011: 177).
1
All biblical translations are from the NRSV unless otherwise noted.
462 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
A good death
The phrase ‘to be gathered to one’s ancestors’ has a double meaning. Here, in 2 Kings
22.20, God assures King Josiah that he will die a good death. A good death is generally
afforded to those individuals who led a righteous life. In this way, it became biblical
shorthand for ‘this person was considered morally good’. The association of a good death
THE ANTHROPOLOGY OF DEATH 463
with a good life is in some ways similar to the Egyptian belief that when one dies, the
heart is weighed against Ma’at to determine whether the individual proceeds on to the
afterlife. Egyptians determine one’s fate during the ‘Weighing of the Heart’, which is
described in detail in Spell 125 of the Egyptian Book of the Dead. If a person is not
worthy, their heart is eaten by the god Ammit and they do not continue on their journey
to the underworld. While there are differences between the two cultures, it is important
to remember that the Hebrew Bible was not unique in its judgement of individuals when
they died; it came from a world that believed there were good deaths and bad deaths.
Logistically, being afforded a good death meant one was also physically ‘gathered to
their ancestors’. Association with family in death underlines the position that individuals
were a part of a house, both in life and in death, further emphasizing the importance of
family in ancient Israel and the ties between family and land (Stavrakopoulou 2010). The
early references to burials in the Promised Land note that Abraham, Isaac and Jacob were
all buried with their ancestors in the cave of Machpelah (Gen. 25.9, 35.27–9, 50.13).
Here, archaeology can be helpful in providing an image of what this practice looked like.
Once a location was established as a burial ground, an individual would be prepared for
burial and then buried. Grave goods generally accompanied the burial. When a subsequent
family member died, the family cave would be reopened. Earlier burials would be swept
to the side making space for the new burials. Bones might be intermingled overtime as
bones swept aside were literally gathered together with the bones of their ancestors
(Bloch-Smith 1992: 36–7). In reopening the tomb and intermingling with deceased
relatives, the living actively participated in upholding the social memory of the family
(Cradic 2018). Cave tombs were popular in the highlands of Canaan during the Late
Bronze Age and into the early Iron I period (Gonen 1979; Bloch-Smith 1992: 39).
the house and thus created a means of unifying generations both living and dead’ (Suriano
2018: 58; also Cradic 2018).
The layout of the bench tomb has also been associated with the so-called Israelite four-
room house, the latter of which is thought to be the locus of the bêt ʿā b. It has been
suggested that that the ‘rock-cut tomb was an attempt to immortalize the bet ‘av in stone’
(Faust and Bunimovitz 2008: 151, 162). Whether the tombs are evidence of the elite class
developing alongside state formation (Fantalkin 2008) or were used as resistance between
established lineages in the area and the new monarchy (Faust and Bunimovitz 2008), they
served to strengthen lineage links between the living and dead and claims to the land
where the deceased were buried (Brichto 1973; Stavrakopoulou 2010: 9–18).
and remember him, his memory would soon cease to exist. The pillar takes the place of
the son as all who walk by would (hypothetically) say, ‘That is Absalom’s Pillar’.
Commemoration, therefore, also means the recitation of the deceased’s name (Brichto
1973: 20–1; Sonia 2020: 53). Many ancient West Asian funerary monuments were
inscribed with messages including the deceased’s name and imprecations to keep the tomb
intact. The desire that the tomb be undisturbed, and the memory of the dead kept alive,
further argue in favour of a belief in post-mortem existence (Suriano 2018: 98–127).
At some point, an individual might cease to be remembered and functional immortality
is lost. This could happen in two ways. First, it happens when the social role of the npš is
lost. If personhood is tied to both memory and things, loss of personhood might occur
when there are either no more family members left who remember the dead, or if the
dead had no one to remember them in the first place. The belongings of the deceased,
whether they be land or other valuables, would cease to be passed on. In other cases, a
person may be forgotten with intention, via an effort to erase their memory. This might
be the case with bodies exposed to the elements and not afforded a proper burial. Consider
Jezebel, who was thrown out of a window. Before they could bury her with proper burial
rites, she was eaten by dogs (2 Kgs 9.34–7). These burial rites are described in Hebrew as
piqdû which is often compared to care provided in the Mesopotamian cult of the dead
kin, called pā qidu (Lewis 1989: 120–2; Sonia 2020: 10). Only Jezebel’s skull, feet and
hands remained (2 Kgs 9.35). 2 Kgs 9.37 states that without an entire corpse to bury,
Jezebel would not receive any type of burial. ‘The carcass of Jezebel shall be like dung on
the ground, in the field of Jezreel, so that none will be able to say: “This was Jezebel”’.
The texts suggest Jezebel’s memory would be forgotten and her npš lost. For Jezebel there
would be no functional immortality.
CONCLUSION
When regarding the archaeological record alongside the textual record, one sees that
caring for the dead was not discouraged, but rather encouraged. This set of data provides
a preponderance of evidence against which to read those biblical texts that have been
used to argue against a cult of the dead, or at the very least, the reduction of such a cult
in in the face of YHWH-centred monotheism. Moreover, the matrix of death-related
activities can even be applied to YHWH. For example, both Ezek. 37.11–14 and Isa.
56.3–5 show how YHWH fulfils the role of caregiver post-mortem to those who die
outside of their ancestral land and to those who have no one to remember them (Sonia
2020: 165–201; contra Stavrakopoulou 2010: 125). ‘Instead of condemning the cult, the
biblical writers depict YHWH [in the postexilic period] as the cultic caregiver par
excellence. This depiction does not undermine the cult of dead kin but instead draws on
a broader motif in ancient West Asia of a benevolent god or king acting as caregiver for
the marginalized, including the untended dead’ (Sonia 2020: 183). Based on the
importance placed on commemoration and functional immortality, the attribution of
YHWH, a being who transcends ancestral location and whose memory lasts forever (Ps.
45.17), as a caregiver would be a very compelling tenet for the ancient Israelites who were
displaced in the diaspora. This idea is equally powerful for those who were of the lower
classes and could not afford elaborate family sepulchres. Without the money to spend on
long-lasting monuments that would be revisited in generations to come, those without
means would be buried in simple pits, and therefore subject to a shorter functional
immortality in the afterlife.
466 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
As this brief exploration has shown, concepts within the Hebrew Bible of death, the
dying body, funerary rites, burial and post-mortem care for the dead are not uniform; nor
are they too disparate to prevent a description – albeit a broad description – of an
anthropology of death in ancient Israel. Hays’s observation regarding beliefs and practices
concerning death is most apt. He states that the Hebrew Bible ‘contains some proscription,
much description, but an almost total lack of prescription’ (Hays 2011: 153). In short,
much like one finds in contemporary societies, descriptions of death and the afterlife in
ancient Israel are heterodox, representing a rich and complex understanding of ‘what
happens next’.
REFERENCES
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Ackerman, S. (1990), ‘Sex, Sacrifice and Death: Understanding a Prophetic Poem’, Bible
Review, 6 (1): 38–44.
Albright, W.F. (1968), Yahweh and the Gods of Canaan: A Historical Analysis of Two
Contrasting Faiths, Winona Lake, IN: Eisenbrauns.
Bayliss, M. (1973), ‘The Cult of the Dead Kin in Assyria and Babylonia’, Iraq, 35 (2): 115–25.
Bloch, M. and J. Parry, eds (1982), Death and the Regeneration of Life, Cambridge: Cambridge
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Bloch-Smith, E. (1992), Judahite Burial Practices and Beliefs About the Dead, JSOTSup 123,
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Bloch-Smith, E. (2002), ‘Life in Judah from the Perspective of the Dead’, NEA, 65 (2):
120–30.
Bonatz, D. (2014), ‘Katumuwa’s Banquet Scene’, in V.R. Herrmann and J.D. Schloen (eds), In
Remembrance of Me: Feasting with the Dead in the Ancient Middle East, 39–44, Chicago:
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Brichto, H. (1973), ‘Kin, Cult, Land and Afterlife – A Biblical Complex’, HUCA, 44: 1–54.
Collins, B.J. (2002), ‘Necromancy, Fertility and the Dark Earth: The Use of Ritual Pits in Hittite
Cult’, in P. Mirecki and M. Meyer (eds), Magic and Ritual in the Ancient World, 224–41,
Leiden: E.J. Brill.
Cradic, M.S. (2018), ‘Residential Burial and Social Memory in the Bronze Age Levant’, NEA,
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Durkheim, É. (2001 [1912]), The Elementary Forms of Religious Life, transl. C. Cosman,
Oxford: Oxford University Press.
Fantalkin, A. (2008), ‘The Appearance of Rock-cut Bench Tombs in Iron Age Judah as a
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Israel Finkelstein, 17–54, CHANE 31, Leiden: E.J. Brill.
Faust, A. and S. Bunimovitz (2008), ‘The Judahite Rock-Cut Tomb: Family Response at a Time
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Foucault, M. (1995), Discipline and Punish: The Birth of the Prison, New York: Vintage Books.
Garroway, K.H. (2018), Growing Up in Ancient Israel: Children in Material Culture and Biblical
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Lo Dagaa of West Africa, Stanford, CA: Stanford University Press.
THE ANTHROPOLOGY OF DEATH 467
Green, J.D.M. (2007), ‘Anklets and the Social Construction of Gender and Age in the Late
Bronze and Early Iron Age Southern Levant’, in S. Hamilton, R.D. Whitehouse and K.I.
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CA: Left Coast Press.
Hays, C.B. (2011), A Covenant with Death: Death in the Iron Age II and Its Rhetorical Uses in
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Hertz, R. (1960), Death and the Right Hand, transl. R. Needham and C. Needham, Glencoe,
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Bradbury and C. Scarre (eds), Engaging with the Dead: Exploring Changing Human Beliefs
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Kan, S. (2016), Symbolic Immortality: The Tlingit Potlatch of the Nineteenth Century, 2nd edn,
Seattle: University of Washington Press.
Lemos, T.M. (2017), Violence and Personhood in Ancient Israel and Comparative Contexts,
Oxford: Oxford University Press.
Lewis, T. (1989), Cults of the Dead in Ancient Israel and Ugarit, HSM 39, Atlanta, GA: Scholars
Press.
Lewis, T. (1991), ‘The Ancestral Estate (nah·lat elohîm) in 2 Samuel 14.16’, JBL, 110 (4): 597–612.
Lewis, T. (1999), ‘Israel’s Beneficent Dead: Ancestor Cult and Necromancy in Ancient Israelite
Religion and Tradition, by Brian B. Schmidt: A Review Article’, JAOS, 119 (3): 512–14.
Martin, D.B. (1995), The Corinthian Body, New Haven, CT: Yale University Press.
Mauss, M. (1979 [1934]), ‘Techniques of the Body ’, in Sociology and Psychology: Essays,
95–123, transl. B. Brewster, London: Routledge & Kegan Paul.
Meskell, L. (1999), Archaeologies of Social Life: Age, Sex, Class et cetera in Ancient Egypt,
Oxford: Blackwell.
Metcalf, P. and R. Huntington (1991), Celebrations of Death: The Anthropology of Mortuary
Ritual, 2nd edn, Cambridge: Cambridge University Press.
Meyers, C. (2013), Rediscovering Eve: Ancient Israelite Women in Context, Oxford: Oxford
University Press.
Müller, M. (2001), ‘Afterlife’, in D. Redford (ed), The Oxford Encyclopedia of Ancient Egypt,
transl. R. Shillenn and J. McGary, Oxford: Oxford University Press. Available online:
https://www.oxfordreference.com/view/10.1093/acref/9780195102345.001.0001/acref-
9780195102345-e-0013 (accessed 18 July 2022).
Nilsson Stutz, L. and S. Tarlow (2013), ‘Beautiful Things and Bones of Desire: Emerging Issues
in the Archaeology of Death and Burial’, in S. Tarlow and L. Nilsson Stutz (eds), The Oxford
Handbook of the Archaeology of Death and Burial, 1–14, Oxford: Oxford University Press.
Obeyesekere, G. (2005), Cannibal Talk: The Man-Eating Myth and Human Sacrifice in the
South Seas, Berkeley: University of California Press.
Parker Pearson, M. (1993), ‘The Powerful Dead: Archaeological Relationships Between the
Living and the Dead’, CAJ, 3 (2): 203–29.
Pope, M.H. (1977), ‘Notes on the Rephaim Texts from Ugarit’, in M. de Jong Ellis (ed.), Essays
on the Ancient Near East in Memory of Jacob Joel Finkelstein, 163–82, Memoirs of the
Connecticut Academy of Arts and Sciences 19, Hamden, CT: Archon Books.
Pope, M.H. (1981), ‘The Cult of the Dead at Ugarit’, in G.D. Young (ed.), Ugarit in Retrospect:
Fifty Years of Ugarit and Ugaritic, 159–79, Winona Lake, IN: Eisenbrauns.
Saxe, A. (1970), ‘Social Dimensions of Mortuary Practices’, PhD diss., University of Michigan,
Ann Arbor.
468 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Schmidt, B.B. (1996), Israel’s Beneficent Dead: Ancestor Cult and Necromancy in Ancient
Israelite Religion and Tradition, Winona Lake, IN: Eisenbrauns.
Scurlock, J. (1997), ‘Ghosts in the Ancient Near East: Weak or Powerful?’, HUCA, 68: 77–96.
Scurlock, J. (2002), Magico-Medical Means of Treating Ghost-Induced Illnesses in Ancient
Mesopotamia, Ancient Magic and Divination 3, Leiden: E.J. Brill.
Smith, M. and E. Bloch-Smith (1988), ‘Death and Afterlife in Ugarit and Israel’, JAOS, 108 (2):
277–84.
Sonia, K. (2020), Caring for the Dead in Ancient Israel, ABS 27, Atlanta, GA: SBL Press.
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Land Claims, LHBOTS 473, London: T&T Clark.
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The Family in Life and in Death: The Family in Ancient Israel – Sociological and
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van der Toorn, K. (1991), ‘Funerary Rituals and Beatific Afterlife in Ugaritic Texts and the
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42–8.
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Wylie, T. (1964), ‘Mortuary Customs at Sa-skya, Tibet’, Harvard Journal of Asiatic Studies, 25:
229–42.
CHAPTER TWENTY-TWO
STEPHEN C. RUSSELL
INTRODUCTION
Since the turn of the millennium, the study of space, land, place and territory has received
renewed attention within biblical studies and its allied fields. To be sure, historically
grounded approaches to the Bible and ancient Israel have long paid attention to land,
which is one of the Bible’s major themes. But a number of recent studies have approached
the topic in conversation with the work of geographers, sociologists and philosophers (for
example, George 2009; Wazana 2013; Pioske 2015; Waters 2015; Russell 2016; James
2017). Biblical studies has been involved in what Warf and Arias (2009) have called the
spatial turn across academic disciplines.1 In this regard, Henri Lefebvre’s work on space
(1991) has been especially influential in shaping the analysis of space within biblical
studies.2 Lefebvre’s central insight, that space is a social product, has opened up new
avenues of enquiry for biblical studies. In my estimation, Lefebvre’s work will continue to
be central to any analysis of spatiality and territoriality in the Bible and ancient Israel
(Russell 2017).
In the context of this handbook on social anthropology and the Bible, I wish to
highlight the work of four anthropologists who have received comparatively little
attention among biblical scholars treating the theme of land in the Bible. I focus here on
Max Gluckman (1965), Edmund Leach (1961), Caroline Humphrey (1983) and Katherine
Verdery (2003). The first three of these completed their doctoral training in the UK,
where the distinction between social anthropology and cultural anthropology was more
clearly maintained. The last, Verdery, completed her doctoral training in the United
States, where social anthropology has not generally been treated as a separate field from
1
The renewed focus on space and territory has been nurtured especially by the Constructions of Space Ancient
Seminar of the American Academy of Religion and the Society of Biblical Literature, from 2000 to 2005, and the
Space, Place, and Lived Experience in Antiquity Program Unit of the Society of Biblical Literature, from 2005 to
the present. Several volumes of essays have come out of the work of these fora (Berquist and Camp 2007; Camp
and Berquist 2008; George 2013; Prinsloo and Maier 2013; Økland, de Vos and Wenell 2016).
2
Among biblical scholars, Soja’s (1996) interpretation of Lefebvre has been especially influential, though I (2017)
have situated myself within an interpretive tradition of Lefebvre that includes Elden (2004, 2007) and Merrifield
(1993, 2006)
469
470 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
cultural anthropology. They have all worked in the tradition of the great social
anthropologist Bronisław Malinowski. In the final volume of his trilogy treating the
Trobriand Islanders, Malinowski wrote, ‘To understand how land is owned, it is above
all necessary to know how it is used and why it is valued’ (1935: 323). The
anthropologists I discuss here have clarified in a variety of contexts how land is owned,
used and valued.
As we will see, Gluckman advanced Malinowski’s legacy by continuing to dispel the
notion of primitive communal land ownership, which had been one intellectual handmaid
to the colonial enterprise.3 Gluckman provided a general legal framework for
understanding land rights in many societies, especially those structured around an
ideology of kinship. Leach worked within the empirical tradition of Malinowski and
asserted that social structure is best understood as a statistical order that emerges from
myriad data.4 For Leach, land and relationships to it shape social structure rather than the
other way around. A major contribution of Humphrey5 and Verdery6 has been to advance
Malinowski’s legacy by relating legal rules of land tenure to an extralegal framework –
Humphrey exploring unwritten rules and Verdery charting the concept of value. Together,
these anthropologists suggest a range of possible approaches to understanding land rights
and territoriality that I think biblical scholars will find helpful as they approach the theme
of land in the Bible.
Scholars working on space and territory across academic disciplines have come to use
a set of terms that carry certain nuances. Before I take up the work of Gluckman, Leach,
Humphrey and Verdery, let me make explicit some of what scholars imply with this
specialized language. Spatial terminology is somewhat fluid and I do not present here
universally accepted technical definitions of space, territory, land and related concepts.
But I hope to orient the reader unfamiliar with spatial studies to how these terms carry
special connotations within scholarly literature on the topic.
3
In seeking to give a more precise definition of ownership, Gluckman cites Malinowski:
We can appreciate therefore why Malinowski in 1926 insisted that that the ‘ownership and use of the canoe
[in the Trobriand Islands] consist of a series of obligations and duties uniting a group of people into a working
team’, and concluded that ‘ownership, therefore, can be defined neither by such words as “communism” nor
“individualism,” nor by reference to “joint-stock company” system or “personal enterprise” but by the
concrete facts and conditions of use. It is the sum of duties, privileges and mutualities which bind the joint
owners to the object and to each other.’
—Gluckman 1965: 165–6 citing Malinowski 1926: 18, 20–1
4
Contrasting Malinowski’s work to that of Radcliffe-Brown, Leach writes,
It follows that custom, in Malinowski’s conception, is like Durkheim’s ‘suicide rate’, a symptom; it is not
something imposed by rule, nor is it itself coercive, it simply corresponds to the state of affairs. Custom
“makes sense” not in terms of some external, logically ordered, moral system, but in terms of the private self-
interest of the average man in that particular cultural situation.
—1961: 298
5
Humphrey writes, ‘I shall be using the anthropological approach to property rights initiated by Malinowski and
developed by Firth and Goodman’ (1983: 118).
6
Verdery presents as an epigraph to her second chapter Malinowski’s statement, ‘To understand how land is
owned, it is above all necessary to know how it is used and why it is valued’. She writes, ‘I follow Bronislaw
Malinowski’s dictum and ask how socialism’s resources were used (Malinowski 1935: 323). This strategy enables
me to examine socialist property in something like its own terms, instead of as a failed form of western property’
(2003: 47).
SPATIALITY AND TERRITORIALITY 471
As used by scholars studying spatiality and territoriality, the term ‘space’ does not
usually refer to the celestial realm of stars, black holes and galaxies. Rather, it primarily
refers to the terrestrial realm within which humans make their home, at scales ranging
from the body to the planet. Spatial studies does not treat space as an abstract, idealized
geometric grid, but as the real product of human beings. Space results from human
economic activity, it is conceptualized by human imagination and it derives meaning from
human culture. The active role humans play in perceiving, conceiving and living in space
is sometimes emphasized by the term ‘spatiality’.
‘Territory’ commonly refers to space at a societal scale but within spatial studies
territory can refer to space at other scales. The term territory emphasizes human power
over space. But this power is not understood as being an end in itself. Rather, human
power over space is understood as a means of establishing power over people. Territory
thus connotes a distinction between those with a legitimate right to use space and those
who are not considered to have such a right. Territory implies boundaries that demarcate
the space over which power is exercised. At times, a single legitimate centre is imagined
as being separated from an illegitimate, chaotic periphery by an extended frontier zone
(see especially Wazana 2013). At other times multiple legitimate centres are imagined as
being separated by relatively thin borders. And even within a single territory, territoriality
connotes a hierarchy of power. As Robert D. Sack writes, ‘Territoriality for humans is a
powerful geographic strategy to control people and things by controlling area’ (1986: 5).
Compared to other academic disciplines within which space has been explored, social
anthropology has focused especially on land tenure. Within spatial studies, the term ‘land’
often connotes space’s economic function. It refers to space as used for farming, grazing,
mining and so forth. Land is space as one factor of economic production. Like territory,
the term land can imply legitimate and illegitimate users and uses of space. Social
anthropologists have considered both formal systems of jural rules governing human use
of land and the social, technological, ecological, economic and ideological contexts of
these rules. In examining land tenure, social anthropologists have worked at the
intersections of various subfields, each of which has become increasingly specialized since
the 1950s.
One focus of twentieth-century social anthropology was the relationship between jural
rules governing land tenure and patterns of kinship. Kinship refers to the network of
social relationships formed through descent and marriage. But anthropologists recognize
kinship as ideological in so far as it presents inequitable relations of power as natural.
Societies and individuals often frame social relationships in ways that do not entirely
match historical and biological reality. Indeed, co-residence can give rise to social
relationships that come to be formulated in the language of kinship. Kinship is treated in
greater detail in Chapter 7 of this handbook (see also Chapter 10). With this basic
orientation to terminology in mind, let us turn to the work of Gluckman, Leach,
Humphrey and Verdery.
MAX GLUCKMAN
The social anthropologist who has most influenced my work on land rights and
territoriality in the biblical world is Max Gluckman (Russell 2013, 2014b, 2016, 2017,
2018a, 2018b). Gluckman’s analysis of land tenure (1943, 1965) grew both out of his
fieldwork among the Lozi (Barotse), conducted from 1939 onwards, and his familiarity
with the scholarly tradition in which anthropologists worked to come to terms with
472 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
7
Among others, Gluckman draws on Lowie 1920; Malinowski 1926; Firth 1936; Wilson 1938; Richards 1939;
Schapera 1943; Meek 1949; Elias 1951; Goodenough 1951; Sheddick 1954; Colson 1960; Lloyd 1962.
8
For example, Gluckman writes, ‘The main principles of Barotse landholding, which I am now going to describe
and analyse, are to be found in most tribal societies’ (1965: 78).
SPATIALITY AND TERRITORIALITY 473
owner of all land. In fact, the king’s title, Litunga, means ‘the land’ (1965: 79). But not
all land is available to the king for private use. Nor can the king simply seize at will land
in use by a household (ibid.: 83). Gluckman’s focus on rights allows him to explain the
king’s ownership as akin to wardenship. The king’s ownership has limits. Gluckman
delineates the king’s administrative rights in land in a section worth quoting in full:
(1) he can claim allegiance from any one settling on or using his land; (2) he is held to
be the immediate owner of all land in his territory not yet taken up by his subjects;
(3) this gives rise to a power to request that land allocated to subjects but not yet used
by them be returned to him; (4) he inherits any land for which no heir of the dead
holder can be found, and takes over land abandoned by a family or left by a banished
family; (5) his ownership is held to be the basis of his right to demand a portion of the
produce as tribute; (6) he can control the settlement of the people on the surface of the
land; and (7) he has the power to legislate about holding and use of the land.
—1965: 79
Between the king with ultimate administrative rights in land and households with
productive rights in land, Lozi administrative rights in land are held in a hierarchy.9 ‘As
the Lozi see the allocation of land, it is in a chain of distribution from the king to the
village headman, to household head, to subordinates in the household; and therefore
landholding is formulated in a straightforward series of allocations’ (Gluckman 1965:
85). In speaking in this way, Gluckman does not refer to the complicated historical
processes through which Lozi land was actually acquired but to the schematization of
land distribution. The number of levels within the hierarchy could multiply as individuals
with productive rights in land allocated land to others thereby acquiring an administrative
right in the land. Or the number of levels could be reduced in various situations of default.
Gluckman emphasizes the security of the rights of those lower down the hierarchy
against those higher up the hierarchy. For example, he writes, ‘Once the king has given
land to a subject the latter has in it rights which are protected against all comers including
the king himself ’ (1965: 83). And he writes,
In saying that the primary holder retains his holding in the secondary estates granted
in his estate, I again emphasize that this is a revisionary or residual right; i.e. he can
exercise it only if the secondary holder abandons the estate or is expelled from the
group. Any estate, once granted, is held securely against all comers, including the
grantor – and I repeat, even if he be the king.
—ibid.: 92
Administrative rights are also held securely. Among the Lozi, individuals with rights in
land had power to redistribute land but they could not ignore the administrative rights
held by those higher up the hierarchy. An individual could not simply take their land
rights with them to another village, for example. ‘If a man leaves a village, he loses his
rights in all land he worked as a member of that village [. . .] He works the land by grace
of the headman to whom it is attached’ (1965: 83). In sum, then, Gluckman showed how
several individuals could hold different kinds of rights in the same land.
Gluckman’s third major insight on land tenure is that property rights inhere in status
within society. Among the Lozi, ‘rights to land are an incident of political and social
9
Biebuyck (1960) notes that a rigid hierarchy is not characteristic of all African agrarian systems.
474 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
status’ (1965: 78). To emphasize this connection between rights and status, Gluckman
refers throughout to ‘estates of administration’, ‘estates of production’ and a ‘hierarchy
of estates’. The primary implication of this is that rights to land also entail and are
contingent upon responsibilities. ‘In practice in these systems persons can maintain rights
of tenure only if they fulfil their obligations both to superiors and to subordinates. Tenure
of land therefore arises from, and is maintained by, fulfilment of obligations to other
persons and not from title to the land itself ’ (ibid.: 79). Failure to fulfil responsibilities
places rights in jeopardy. Thus, a banished family gave up its rights to land, which then
defaulted up the administrative hierarchy to the king. Even the king’s rights in land
involved obligations. For example, the king had the responsibility to provide all members
of society with access to land and the obligation to defend the property rights of his
subjects (ibid.: 80). Of the three broad insights I have discussed in Gluckman’s analysis,
his emphasis on status is perhaps the one that is least universally translatable. Even so,
biblical and other ancient Near Eastern legal systems embrace a connection between legal
rights and legal responsibilities.
In a series of studies, I have tried to show the relevance of Gluckman’s main insights for
thinking about property rights as portrayed in the Bible and in other documents from the
ancient Near East (Russell 2013, 2014b, 2016, 2017, 2018a, 2018b). His framework brings
analytical clarity to an assessment of the legal concepts underpinning many land tenure
systems. At the same time, it has its limits. As a general framework it cannot account for all
the details of a specific case. The next anthropologist we will examine emphasized the
particularities of land tenure as evidenced in a particular place at a particular time.
EDMUND LEACH
Compared to Gluckman’s broad claim that he examines, ‘Barotse landholding – and
African landholding in general’ (1965: 71), Leach is adamant in asserting that his focus is
‘extremely narrow’ (1961: 1). In Pul Eliya, he offers a detailed case study of the
relationship between land tenure and kinship systems in a single year, 1954, in a single
village in northern Ceylon, now Sri Lanka, that consisted of 146 individuals and had
about 135 acres under cultivation (1961: 1). He writes, ‘I do not suggest that it is in any
special way “typical” of all such villages or that it is in any sense a statistically “average”
village. [. . .] [M]y first concern is not with general characteristics, but with the workings
of a particular social system in all the details of its singular particularity’ (1961: 1, 3–4).
And yet, for precisely this reason, I think it worthwhile to examine his work here. Let me
begin by summarizing some of the specific data Leach treats before discussing the broader
implications of his work.
Leach sets his examination of property rights in ecological, geographical and historical
context. The village of Pul Eliya lies in a dry zone so that scarcity of water rather than
scarcity of land is of primary importance (Leach 1961: 15, 17). The village was once part
of the Sinhalese kingdom, which largely conformed to Wittfogel’s (1957) thesis of a
hydraulic society (Leach 1961: 16). Endogamy and the caste system produced close bonds
of kinship among villagers, with strict rules governing their relationships with members
of neighbouring villages (ibid.: 23–8). Leach observes a distinction between political
rights exercised by men in a variety of contexts and property rights connected to
inheritance exercised by both women and men (ibid.: 36–7).
Leach presents a map of the village territory with accompanying analysis and
explanation (1961: 43–66). In 1954, land was held under three categories of tenure,
SPATIALITY AND TERRITORIALITY 475
which were rooted in land categories established half a century earlier. In 1900 the central
government undertook a survey of villages in the area that recognized lands under
cultivation as paravē ni, ancestral private property. All other land was treated as belonging
directly to the crown (ibid.: 46). This paravē ni constituted the old field of Pul Eliya. A
major point made by Leach is that this land was not held communally. Rather, individual
men and women held rights in land, including the right to pass their land on to heirs.10 In
1954, in addition to the old field and crown lands, there were lands which had been
bought outright from the government in the intervening years, so-called sinakkara,
‘freehold acre land’ (1961: 49–50). From 1935, no crown land could be sold. But two-
acre plots of crown land could be leased, so-called badu adam. Such land was inheritable,
but could only be passed on to a single heir. The rights of tenants were less secure than
the rights of those in other categories of tenure.
There were three main types of ground in Pul Eliya: irrigated rice fields, tank ground
and building ground. The majority of village cultivation was limited to the irrigated fields
dedicated to this purpose. But climatic and economic factors sometimes drove villagers to
utilize surrounding scrub jungle for cash crops, a practice discouraged by the government.
The village was served by two main water tanks, the larger held by the crown and the
smaller by the temple. There were also a few small tanks long held by feudal lords and
temple officials and a few small privately held tanks whose rights of ownership were
acquired by virtue of the labour exerted in refurbishing long-abandoned ancient tanks. In
exchange for use of the crown tank, villagers owed rā jakā riya, corvée labour for the
maintenance of the tank (1961: 43, 46). Tanks were open-air, so that they served as
collection areas during the rainy seasons and could serve as pasturage during dry seasons
(ibid.: 53). A prohibition on cultivation of the government-owned main tank was intended
to prevent damage to the tank bund.
Other ground in Pul Eliya was devoted to buildings, especially to private dwellings and
their accompanying small gardens. Some private dwellings were considered to be ancestral
property, while a few, all held by individuals with outside status, were more recently
constructed on land bought or leased from the crown. In addition to private dwellings,
there were a few public buildings. The temple compound included an ancient temple, a
recently built one, and a residence for the village priest. There was a separate site with a
small shrine to the god Pulleyar (Ganesha). The school was owned by the government and
included a residence for the schoolmaster’s family. There was also a derelict medical
building used by a travelling government medical officer.
Leach gives details of the thirty-nine household heads dwelling in Pul Eliya in 1954
and their distribution into thirteen compound groups (1961: 67–144). He shows how
property rights were enjoyed both by individuals, male and female, and by the compound
groups of kinship relations he maps. Property rights would pass from mother and father
to children according to rules Leach defines. As such, land tenure at any point in time was
shaped by marriages in immediately preceding generations. Particular kinship relations,
for example elder brother and younger brother, were accompanied by rights and
responsibilities, which Leach outlines. The local court played a major role in settling land
10
The principle of private rights in land is illustrated by the case of plots of land that were undivided, i.e. owned
by ‘the heirs of X the previous owner’ (1961: 48). These heirs, Leach asserts, were not coparceners. Rather, they
were partners, ‘each of whom has a separate title to a particular mathematical proportion of the total’ (ibid.: 49).
Each heir had clearly defined individual rights.
476 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
disputes between relations and it could evict individuals from their land and from the
village with just cause. In precise detail, Leach traces the jural rules governing land tenure
and the economic and legal facts he encountered – including the allocation of water,
corvée duties, the history of ownership of each plot from 1889 to 1954 and the
organization of labour (ibid.: 145–295).
At least two broadly relevant principles can be discerned within Leach’s detailed,
particular analysis of land tenure at Pul Eliya in 1954. First, Leach recognizes the
discrepancies between the theory of land tenure, formulated according to legal rules, and
the facts on the ground. Second, Leach asserts the primacy of ground in shaping social
relations.11 Leach writes:
At no point in time is there ever a perfect functional fit between the facts of the kinship
system and the facts of the land tenure system; both are always in a process of
modification. Land tenure and kinship structure are both ‘patterns of jural relationships,’
but they are relative ideas which cannot be viewed separately and both are aspects of
something else. The continuity of the society does not depend upon any continuing
pattern of jural relationships; within certain limits the pattern can vary rapidly and
quite drastically. The limits in question are not jural but topographical, the size of the
tank and the shape of the field [. . .] Pul Eliya society is an ordered society, but the
order is of a statistical and not a legal kind.
—1961: 145
Statistical analyses of economic relations are fundamental to Leach’s analysis, while jural
rules governing kinship relations are considered secondary (1961: 9). He shows that
unilineal descent, as treated by Sir Edward Evans-Pritchard (1940, 1951) and Alfred
R. Radcliffe-Brown (1950, 1952), was not a factor at Pul Eliya. He does not propose an
alternative categorization for Pul Eliya, such as a bilateral kinship structure. Rather, he
emphasizes that here, ‘it is locality rather than descent which forms the basis of corporate
grouping’ (Leach 1961: 7).
Leach’s claims about statistical order in society are a response to an alternative
approach that explains anthropological phenomena in what Leach regards as mystical
terms (1961: 298).12 The approach he rejects invokes social equilibrium or social solidarity
as real forces, as though society itself was a real entity separate from the parts of which it
is composed. For Leach, social structure, ‘is a byproduct of the sum of many individual
human actions, of which the participants are neither wholly conscious nor wholly
unaware. It is normal rather normative’ (ibid.: 300). Thus, the ground itself – including
how topography, climate and geology shape its use – imposes a statistical order that
anthropologists read as social structure. The land shapes kinship.
What are the implications of Leach’s approach to land tenure for biblical scholars?
Principally, his work serves as a caution against overly optimistic extrapolations from the
relatively sparse biblical data to the social world that produced the text. While a few jural
rules might be inferred from the biblical text, these are hardly sufficient to allow a
reconstruction of land tenure as practised in any particular locale at any particular time in
the southern Levant. Leach’s work also serves as a caution against applying anthropological
11
On this point, see Cohn’s (1962) review of Leach.
12
On this point, see Straus’s (1961) review of Leach.
SPATIALITY AND TERRITORIALITY 477
models of kinship from one setting or another onto the biblical text. While Malinowski’s
work on unilineal descent groups might prove generative in some contexts, it need not
match the facts on the ground in ancient Israel and Judah. Only the ancient data, much of
which is no longer available to the historian, could definitively establish the relationships
between land tenure and kinship in the region. And yet, Leach’s work also provides
another kind of anthropological analogue to which biblical scholars might turn. In recent
decades historians and archaeologists have emphasized the continuity in material culture
between Late Bronze Age Canaan and Iron Age Israel. This data suggests that ancient
Israel was indigenous. If so, how can biblical scholars explain the prevalence of kinship
ideology in the Bible? Leach provides one historical example showing how residence,
how locality, can be prior to and can shape kinship.
CAROLINE HUMPHREY
Edmund Leach’s student Caroline Humphrey (1983) showed how informal, unwritten
rules shape human territoriality. In the 1960s and 1970s she conducted several months of
fieldwork among Buryat communities on two collective farms in Siberia that coincidentally
shared a name, Karl Marx kolkhoz in Selenga and Karl Marx kolkhoz in Barguzin.
Humphrey’s Karl Marx Collective is based on this fieldwork and on extensive documentary
research in Russian, Mongolian and Buryat materials that had been almost entirely
inaccessible to Western scholars. The Buryat had traditionally been nomadic herders.
Humphrey picks up the story of land tenure among them a half a century after the
formation of the Buryat-Mongol Autonomous Soviet Socialist Republic, which drastically
shifted the nature of their relationship to their land.
Humphrey sets the local communities she examines within the larger political (esp.
1983: 300–72), economic (esp. 140–299) and ideological (esp. 73–117) structure of the
Soviet state. Collective farms, which typically had some three to five thousand members,
were set up to mirror the hierarchy of the Soviet state. In this structure, lower organizational
levels report information to higher levels who act on it by providing directives to lower
levels (ibid.: 2, 73–117). The collective farm is conceptualized according to four
hierarchical levels, ‘the enterprise management, the brigade or sector, the production
team, and the household’, with information and commands transmitted between these
via, ‘the functional organization of the kolkhoz, the Soviets, and the Party’ (ibid.: 3). But
reality does not match this simple model. Humphrey shows how conflict and informal
social relationships play an important part in Soviet collective farms (ibid.). She places
emphasis on ‘unplanned for, or hidden, or heterodox, but even non-cognised, economic
and social phenomena’ (ibid.).
Drawing on Gluckman, Humphrey traces the hierarchy of property rights on Buryat
collective farms (1983: 118–39). Humphrey identifies within Soviet collective farms,
‘several levels of estates of production (households, work-teams, and brigades or sectors)’
(ibid.: 6). She delineates the property rights of the chairman of the kolkhoz, the committee
of the kolkhoz, the party secretary, the chairman of the rural soviet, the brigades,
production units within the brigades – variously devoted to milk, sheep, horses, hay and
agricultural fields – households, and individual workers. She emphasizes that individuals
could hold different types of rights by virtue of occupying multiple positions within the
hierarchy. ‘For example, the head of a sheep-production brigade might hold rights as a
Soviet citizen, as a household head, as a kolkhoznik, as a brigadier, and as a member of
the Communist Party’ (ibid.).
478 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Humphrey shows that the property rights of members of the collective farm inhere in
their status as kolkhoznik, ‘originally derived from becoming a shareholder in the
collective, but subsequently passed on to succeeding generations by virtue of birth in the
family of a kolkhoznik’ (1983: 5).13 Rights, Humphrey asserts, also relate to another kind
of status, membership in the Communist Party (ibid.). It is precisely because of the
relationship of rights to status that property cannot adequately by summarized purely in
terms of legal statutes (ibid.: 118).
One theme to which Humphrey returns in various ways is the relationship between
land and other forms of property. The Soviet system within which the collective farms
operate prohibits certain kinds of private transactions. As a result, ‘individually owned
goods tend to be used as leverage for attaining status in the public sphere, or at least for
negating differences inherent in that sphere’ (1983: 11). Humphrey shows that chattel
rights are not subject to the same kind of hierarchy of rights that define immovable
property. Shaping patterns of rights in immovable property is the fact that the kolkhoz has
the right to seize private livestock that exceeded a household’s legal limit (ibid.: 394).14
This has the effect of discouraging individuals from accumulating wealth in livestock.
Instead, individuals use their movable property for ‘personal social influence by means of
gift-debt relations’ (ibid.: 11). Humphrey outlines these rituals of exchange, especially
those surrounding marriage (ibid.: 378–401).
Movable property is also important at higher levels of kolkhoz administration. What
Humphrey terms ‘manipulable resources’, especially movable goods, prove crucial to
administrator’s ability to negotiate with those below and above them (1983: 195–227). A
central dynamic is the discrepancy between production targets set by the central
government for farm administrators and the resources available to them. Administrators
require cooperative labour, providing a situation in which individuals and teams can use
their labour to bargain for preferential treatment and access (ibid.: 228–66). Within the
internal dynamics of the collective farm, then, actors engage in legal and illegal operations
to serve ends that sometimes are quite legitimate (ibid.: 227). Immovable property, and
not just land, are crucial to the functioning of the farm’s administrative hierarchy.
In the background to Humphrey’s analysis was a perception of a crisis in Soviet
agriculture caused by the apparent low productivity of collective farming and the
comparatively high productivity of private farming. Humphrey shows that there is no
simple opposition between the two, ‘since the “rights” over the means of production and
the produce are in fact distributed in a complex way over the entire range of “private”
and public spheres. In other words, the “private” is not as private as it may seem, nor is
the “public” as public’ (1983: 1).
What are the implications of Humphrey’s work for historians interested in land rights
and territoriality in the ancient world? Although there are vast differences between land
tenure as managed by national and international royal administrations in the ancient
world and land tenure as managed within the Soviet state in the 1960s and 1970s, both
involved complex interactions between local actors and larger institutional structures that
cannot be fully described by recourse to the official legal system of property rights.
Humphrey points the historian towards ‘unplanned for, or hidden, or heterodox, but
13
Humphrey notes, ‘After 1969 the status of kolkhoznik was no longer inherited and became a matter of choice
at the age of sixteen’ (1983: 6).
14
On this aspect of Humphrey’s work, see Hill 1985.
SPATIALITY AND TERRITORIALITY 479
even non-cognised, economic and social phenomena’ (1983: 3) at work within systems of
land tenure. Her work encourages the historian to look beyond land tenure as defined
according to jurisprudential regulations and to consider a wide range of territorial
strategies employed by actors at all levels of society.
KATHERINE VERDERY
In her review of Caroline Humphrey’s Karl Marx Collective, Katherine Verdery (1984)
praises Humphrey for linking, at several categories of analysis, ‘local-level forms and
behavior to the overall organization and official ideology of the Soviet system’. Verdery’s
The Vanishing Hectare: Property and Value in Postsocialist Transylvania is characterized by
the same effortless movement between local, regional and international actors around the
question of property. Verdery takes up the story of land tenure in another part of what
had been the Soviet Union some two decades after Humphrey’s analysis of Soviet land
tenure. She examines former state farms undergoing decollectivization in the village of
Aurel Vlaicu in Romania. She traces how land in Vlaicu came once more to be held
privately by families who had owned it generations earlier and she shows how land held
different kinds of value for different social actors – international organizations, Romanian
politicians, former members of the collective farm, local authorities, banks, courts and
many others.
For Verdery, property is, ‘a historical and political process’ (2003: 4). A major assertion
of the book is that the Western concept of property, which has ‘long presumed an object-
relations view of the world’, is not ‘universal, natural, and neutral’ (ibid.: 16, 17). In fact,
Verdery asserts the existence of a Soviet property regime, in which the state, socialist
cooperatives and organizations, and individuals or households held various kinds of
legally recognized property (ibid.: 40–76). And she usefully applies Gluckman’s notion of
a hierarchy of rights to the Soviet property regime (ibid.: 55–9).
While affirming the anti-colonial impulse behind Gluckman’s assertion of a clearly
defined system of land rights among the Lozi (2003: 15), Verdery adopts a broader
definition of property than Gluckman’s. She writes, ‘Property is not just about bundles [of
rights] but about the entire process of bringing a good into use’ (ibid.: 355). Something
of this broader approach is inherent in Gluckman’s analysis of the relationship between
property rights and social and political status, but Verdery makes the full process of
bringing a good into use a much more explicit part of her analysis. Like Humphrey, then,
Verdery is concerned with the relationship between formal, legally recognized rights in
land and extralegal strategies, practices and ideologies related to land.
Compared to the other anthropologists we have examined here, Verdery focuses
especially on the value of land.15 At times her analysis of value relates directly to economic
outcomes. In the wake of the collapse of the Soviet Bloc in 1989, Romanian households
came to own land in a different way from that they had under the Soviet property regime.
They held rights in land. But, Verdery asserts, ‘obtaining rights often failed to generate
ownership that was effective, in which owners could actually do something with their
land’ (2003: 4). Although land was relatively available in post-Soviet Romania, shortages
in labour and capital made it difficult for landholders to realize value from their land
15
On the concept of value, see Anderson’s (2005) review of Verdery.
480 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
(ibid.: 212–23, 244–56). Furthermore, specific agrarian laws and policies, which Verdery
discusses, often hindered the ability of households to realize value from their land (e.g.
ibid.: 100–13, 132–40). The value of land also related to the social location of the owner,
which could facilitate access to markets, licensing systems and equipment.16 Without
additional resources and access, ‘land could become a negative rather than a positive
asset’ (ibid.: 114).
In Verdery’s analysis, land also has value unrelated to economic outcomes. She writes,
‘Throughout the decollectivization process, rights to land held multiple and conflicting
significances for different actors’ (2003: 9).17 For example, collective farms under the Soviet
property regime in Romania had defined value differently from how the international
agencies and private firms implementing privatization in Romania defined value. What had
been considered valuable was often accounted as a liability in the process of privatization
(ibid.: 23). Families cared about the connection plots of land provided to their ancestors,
while firm managers placed little stock in this attachment value (ibid.: 22).18
Verdery recognizes that value is not static. She attends to processes of valuation and
devaluation, which were frequently quite rapid in the shifting political and economic
context of post-Soviet Romania. And she sets these shifts in value in national and
international context (e.g. 2003: 282–3). In the fluid economic and legal environment,
‘One person’s write-off became another’s source of income’ (ibid.: 23).
What are the implications of Verdery’s work for biblical scholars examining land in the
ancient world? Her work provides categories of analysis that allow us to interrogate
ancient evidence in fresh ways. I find her focus on value especially compelling. How do
actors extract value from land by utilizing social networks, accumulated capital and the
like? Is there evidence that might challenge the notion of completely independent ancient
households engaged in agriculture and herding on their ancestral lands? How is land
valued differently by social actors? Indeed, a difference in how land is valued is central to
the dramatic tension in a biblical narrative we now examine.
16
On social relations and actualizing value, see Cartwright’s (2004) review of Verdery.
17
On the different meanings attributed to land, see Hayden’s (2004) review of Verdery.
18
On attachment to ancestral lands, see especially Shipton 2009.
SPATIALITY AND TERRITORIALITY 481
Naboth and his sons – a tradition reflected in 2 Kgs 9.25–26 – into the story as we have
it in 1 Kings 21 with clear political intent (cf. Rofé 1988: 95–7; McKenzie 1991: 73–4;
White 1994; Na’aman 2008: 202–3; Russell 2014b). The narrative aims to justify Jehu’s
overthrow of Ahab’s royal house – described in 2 Kings 9–10 – by pointing to the royal
house’s abuse of territorial power.19 The scribes who produced the account relied on the
issue of land rights to convince the story’s ancient audience that Ahab and his sons fully
deserved their brutal murder at the hands of Jehu. Nor did scribes leave it to the audience’s
imagination to draw the connection.20 Rather, the narrative presents Yahweh himself as
instructing the prophet Elijah to intercept Ahab en route to the vineyard and to pronounce
a death sentence against him because of this abuse of territorial power.21
Many wonderful historical, philological and literary studies have clarified aspects of
the narrative and its function in the book of Kings.22 Elsewhere, I have summarized some
of the most compelling of these (Russell 2014a, 2014b). In the context of this handbook
on social anthropology and the Bible, I wish to present another kind of analysis: how
would Gluckman, Leach, Humphrey and Verdery read 1 Kings 21? How would their
insights on the nature of land tenure, gained from anthropological fieldwork conducted
in the twentieth century, shape their interpretation of this biblical story in its ancient
literary and historical context?
Gluckman’s work clarifies the legal logic of 1 Kings 21. To be sure, the narrative has a
political aim. But the legal logic of land tenure provides the threads out of which the
narrative weaves its political tapestry. Let us take a few of these points of law in turn. In
a terse, even sparse, narrative, why does the text mention the purpose for which Ahab
intends to use land? The narrative places in Ahab’s mouth’s the words, ‘Sell me your
vineyard that I may have it as a vegetable garden because it is directly beside my house’
(v. 2a). Gluckman’s framework for land rights provides a partial, narrowly legal answer
to this question. He explicates ownership in terms of the right to use land in a particular
way. Here, Ahab specifies the new use to which he will put the land. Abraham too, in the
story of his purchase of Ephron’s cave, notes the new use to which he hopes to put
the land he buys (Gen. 23.4; Russell 2013: 162–3). And David likewise notes the new use
he intends for Araunah’s threshing floor (2 Sam. 24.21; Russell 2016: 16–39). As part of
standard legal negotiations of sale, then, Ahab discloses the new use to which he will put
the land. The narrative utilizes this disclosure in order to contrast Naboth’s and Ahab’s
perspective on the land, as I note further below.
Why does Ahab sulk after Naboth refuses to sell him the vineyard in Jezreel? According
to the narrative, following Naboth’s refusal to sell Ahab returns home sullen and downcast.
The narrator draws attention to Ahab’s mood by depicting him as prostrate in bed, with
his face turned, or perhaps twisted. The king has even lost his appetite. Scholars who read
19
On the biblical presentation of Jehu’s reign, see Lamb 2008; Robker 2012.
20
The redactional history of the chapter is more complicated than can be addressed here. For different approaches
to the editorial history of the narrative describing Elijah’s confrontation of Ahab, see Rofé 1988; McKenzie 1991:
67, 73–4, 85–6, 94; Blum 2000; Cronauer 2005: 167–85.
21
In our narrative, the distinctive language of the Deuteronomistic School is found in the prophetic speech in
vv. 20–26. See Zakovitch 1984: 399–401; Weinfeld 1992: 18–20; Cronauer 2005: 102–9.
22
Baltzer 1965; Andersen 1966; Seebass 1974; Würthwein 1978; Zakovitch 1984; Oeming 1986; Rofé 1988;
Martin-Achard 1991; McKenzie 1991: 67–74; Westbrook 1991: 32–4; Walsh 1992; White 1994; Sarna 1997;
Thiel 1999; Blum 2000; Cronauer 2005; Na’aman 2008; Halpern and Lemaire 2010: 145; Seidel 2012; Amit
2015; Fleishman 2015; Franklin, Ebeling and Guillaume 2015; Kitz 2015; Shemesh 2015; Sutskover 2015.
482 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
the narrative against the background of the purported right of ancient Near Eastern kings
to confiscate land struggle to make sense of this feature of the account. But royal power
over land in the ancient Near East was limited (Oden 2012; Russell 2014b). Ancient Near
Eastern kings could only confiscate land in certain situations of default. For example, in
an Akkadian tablet from Alalakh, AT 17 (see Wiseman 1953), King Niqmepa justifies the
confiscation of property from Apra by noting that he had become a criminal (Russell
2016: 28–9). And in a tablet from ancient Ugarit written in Akkadian (Ras Shamra tablet,
field no. 16.145), King Yaqauru justifies the confiscation of property from ʾIli-baʿlu by
pointing to his status as a criminal (Russell 2016: 29). Gluckman’s approach to land
rights, which acknowledges a connection between rights and responsibilities and which
recognizes the security of the rights of those lower down the hierarchy against those
higher up the hierarchy, provides a fruitful framework within which to interpret 1 Kings
21. Within the narrative, Ahab sulks because he cannot violate Naboth’s rights to land.
This legal principle allows the narrative to set the stage for the abuse of power that will
lead to the downfall of the royal family.
Why is Naboth’s murder so complicated? Elsewhere in biblical narrative, the crown
uses loyal military officials to dispatch its enemies with great efficiency. For example,
Benaiah executes Joab at Solomon’s command in 1 Kgs 2.29–34. But in 1 Kings 21,
Jezebel writes and seals letters in Naboth’s name to the elders of his town. They arrange
for false witnesses to accuse Naboth. An assembly is held. Naboth is executed publicly.
Why, within the narrative logic of the episode, is this murder so complicated? Gluckman’s
insights on land tenure offer a partial answer to this question. Jezebel arranges Naboth’s
murder precisely to produce a situation of default like the historical examples noted
above in AT 17 and RS 16.145. If she had simply asked one of Ahab’s military officers to
dispatch Ahab, the vineyard would have passed to Naboth’s heirs. But the situation of
default arranged by Jezebel paves the way for Ahab to take possession of the vineyard. Of
course, the default is manufactured through a false denunciation and the narrative seizes
on this to justify the overthrow of Ahab’s house.
Edmund Leach’s work on land tenure serves as a caution to historians about
extrapolating too much from the story of Naboth’s vineyard in their attempts to
reconstruct the system of land tenure in ninth-century BCE Samaria. To be sure, for the
narrative to have accomplished its literary aim of justifying Ahab’s overthrow the system
of land rights it assumes it must have seemed plausible to its ancient audience. But this
need only be true in a general way. One certainly cannot read the narrative as an example
of the inalienability of land in ancient Israel as advocated by the jubilee laws in Leviticus
25, as some scholars have done.
In her treatment of Soviet collective farms, Humphrey emphasized the extralegal
strategies, practices and ideologies that shape legal title to land. In our story too, extralegal
strategies are key to the characters’ attempts to maintain or obtain legal rights in land. Let
us begin with the language of Naboth’s refusal, ‘Defilement for me from Yahweh if I
should sell you my ancestral inheritance!’ Why does Naboth invoke Yahweh? On the face
of things, Ahab’s offer to purchase the vineyard is perfectly reasonable (Seebass 1974:
477). The opening pattern of his words resembles quite closely the language of the biblical
heroes Abraham (Gen. 2.4) and David (2 Sam. 24.21) in narratives about their purchase
of land. And the price he offers seems fair, perhaps even generous. Naboth does not
simply decline. He invokes Yahweh. This invocation is best understood against the
background of ancient Near Eastern conditional self-curses, which have been carefully
mapped by Anne Marie Kitz (2014: 96–133). In effect, Naboth calls down Yahweh’s
SPATIALITY AND TERRITORIALITY 483
divine punishment on himself if he should ever sell his land to Ahab (Russell 2016: 135–
6). Some commentators read Naboth’s refusal as piety, as though he were following
a divine sanction against alienating land also reflected in the jubilee legislation in
Leviticus 25 (cf. Fohrer 1957: 72–3; Malamat 1962: 149; Baltzer 1965: 78–9; Andersen
1966: 49; Pixley 1992: 58; Fleishman 2015). But Yahweh’s name is invoked here as one
who will enforce the curse in the future rather than as one who has given instructions in
the past. By invoking Yahweh, Naboth precludes the possibility of further negotiations
with Ahab. This is the strongest form of ‘No’ he can utter. Ahab understands this
and returns to his house forlorn. Naboth’s invocation of Yahweh, then, can be read as
part of an extralegal strategy for maintaining his legal title to land, a strategy that will
ultimately fail.
The narrative devotes considerable attention to Jezebel’s political manoeuvring. To be
sure, her actions are meant to evoke a negative response from the audience (cf. Shemesh
2015). But Jezebel’s actions as they are portrayed in the story also reflect broader
patterns of extralegal territorial strategy in the biblical world. She employs technologies
and networks of royal correspondence that are well attested in the ancient world and
that have been traced in Radner (2014). She writes letters, seals with Ahab’s seal,
and presumably delivers the letters through messenger networks that are elided in
the narrative. Jezebel also exploits the system of legal administration. Kitz (2015)
sets the portrayal of Jezebel’s actions within the context of historical examples of
denunciation in the ancient Near East. She points out that since the directive comes
from the crown itself, Jezebel knows there will be no higher authority to whom Naboth
can successfully appeal once the elders of his town pass judgement on him.23 By working
with local authorities to carry out Naboth’s execution, she makes them complicit in
Naboth’s murder and so removes the possibility of local opposition to Ahab’s future use
of the vineyard.
The elders and nobles of Naboth’s town also engage in extralegal territorial strategy.
Humphrey emphasizes the dynamics of power between centralized authority, local
authorities and individual households. I suspect that the curiously repetitive references to
the relationship between Naboth and the local authorities who betray him (vv. 8, 11) is
designed to elicit disappointment or even shock from the audience, even as the narrative’s
primary critique is reserved for Ahab’s house. The audience probably would have expected
locals to side with one of their own against an outsider unless their fellow had wronged
them in some way – compare the loyalty shown by Benjamites to one of their own in
Judg. 20.12–13. But the behaviour of the elders and nobles of Naboth’s town is
comprehensible in the context of known patterns of territorial strategy in the ancient
Near East. Town leaders negotiated between insiders and outsiders and had to reckon
with the relative strength of outsiders. Towns are known to have sided with outsiders
against one of their own. For example, the collective leadership of Philistine Ekron
handed over their King Padi to Hezekiah of Judah, as recounted by Sennacherib in his
annals.24 The circumstances of this historical encounter differ substantially from the
fictive account in 1 Kings 21. But both situations reflect the negotiated, intermediary
power of local collective leadership, which engaged in a variety of extralegal strategies in
23
The narrative of Absalom’s quest for power in 2 Sam. 15.1–6 rests on the assumption that legal parties could
appeal their cases to the crown. See Russell 2015.
24
For a translation of the relevant section of Sennacherib’s annals, see Grayson and Novotny 2012: 64–5.
484 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
order to maintain their position with respect both to those lower down and those higher
up the administrative hierarchy.
Verdery attends to differences in how land is valued. Her concept of value helps the
reader understand one aspect of Naboth’s response to Ahab. In refusing to sell, he calls
the land ‘my ancestral inheritance’ (v. 3). But in reporting the incident to Jezebel, Ahab
places in Naboth’s mouth the words ‘my vineyard’ (v. 6) just as his initial request was
for the purchase of ‘your vineyard’ (v. 2). This difference in terminology points to a
difference in how the actors Ahab and Naboth value the land.25 For Ahab, the land’s value
consists in its ability to produce vegetables and its convenient location adjacent to the
royal estate. Naboth values the land because of the connection it provides to his ancestors.
He would not sell it at any price. I do not think it necessary to assume here that Naboth’s
ancestors were buried on this land, as some have suggested.26 Indeed, archaeological
evidence from the period suggests that burial on family land would have been quite
unusual and we would therefore expect the narrative to make any such basis to Naboth’s
refusal more explicit.27 All we can say from the narrative is that the vineyard provides
Naboth with a connection to his ancestors. Perhaps they tended its vines, which could
take decades to come to maturity (cf. Davis 2008: 112).28 Perhaps it was simply the
bequest itself that was meaningful to him. When a wide range of biblical texts emphasizing
the connection between land and ancestors is considered, it is possible to contextualize
Naboth’s perspective on the land’s value within a broader ideology of attachment to
ancestral land, which is well attested in several streams of biblical tradition (Russell
2014a).29 But 1 Kings 21 does not make the logic of Naboth’s attachment explicit.
Regardless, a difference in how the characters value land is at the centre of the story’s
dramatic tension.
In sum, I have traced in this chapter land tenure and related concepts in the work of
anthropologists Max Gluckman, Edmund Leach, Caroline Humphrey and Katherine
Verdery. Gluckman provides a general legal framework for understanding land rights.
Leach emphasizes the statistical order of land tenure and kinship in a particular time and
place. Humphrey attends to extralegal strategies, practices and ideologies that shape legal
rights in land. Verdery traces how and why social actors value land. Together, these
anthropologists provide useful axes of analysis for considering how land tenure functioned
in the Iron Age Levant and how it is depicted in the Hebrew Bible, as I briefly illustrated
with reference to the biblical story of Naboth’s vineyard.
25
On the difference in terminology, compare Zakovitch 1984: 388; Rofé 1988: 91; Garsiel 2015. In my view, the
narrative is not meant as an allegory in which Naboth stands in for traditional, tribal, covenantal values while
Ahab stands in for royal values (cf. Burnside 2011: 188–9). The narrative’s critique is of the house of Ahab in
particular and not of monarchy in general. Indeed, the story of Naboth is part of a larger narrative sequence that
will present King Jehu quite positively.
26
On connections between families, their dead ancestors, and family lands see Brichto 1973; Stavrakopoulou 2010.
27
Bloch-Smith 1992 summarizes the three locations in which Iron Age burials have been discovered: on the
slopes of archaeological tells, on cliffs or hills facing tells, and in a single necropolis framed by Dhahr Mirzbaneh
in the south and ʿEin es-Samiya in the north. On the biblical texts reflecting an ideology of attachment to ancestral
lands, see Russell 2014a.
28
On the remains of a winery discovered at Jezreel, see Franklin, Ebeling and Guillaume 2015.
29
Compare the description of ancestors and land in Firth 1936: 374.
SPATIALITY AND TERRITORIALITY 485
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490
CHAPTER TWENTY-THREE
The anthropology of
iconography in
ancient Palestine
ANGELIKA BERLEJUNG
INTRODUCTION
Contrary to the opinion that, because of the Old Testament’s ban against images, there
were no pictorial representations in ancient ‘Israel’ – a once common view still held in
some circles – there is an abundance of iconographic source material in the region going
back to the earliest periods and extending without a break up into the Islamic period, and
this abundance of iconographic material is growing steadily thanks to ongoing excavations.
For quite some time now, the material from Palestine (the coastland and West and East
Jordan) and its neighbouring regions (Egypt, Syria, Cyprus, Anatolia, Mesopotamia, Iran
etc.) has been collected and studied within the framework of individual scientific
disciplines like prehistorical studies, Classical or ancient Near Eastern archaeology,
Egyptology, Art History etc. It was Othmar Keel and his school in Fribourg, Switzerland
who established biblical iconography in the 1970s as a distinctive discipline which lead to
a series of publications collecting and studying the pictorial material from or about (e.g.
the Assyrian reliefs of Lachish) Palestine/Israel (Keel 1977, 1992, 1997; Winter 1983;
Schroer 1987; Herrmann 1994, 2002, 2006; Uehlinger 1997, 2001; CSAPI; GGG;
GGIG; Keel and Staubli 2001; Keel and Schroer 2004; IPIAO). Keel did not really develop
a method of art interpretation by himself, but accepted and used the methods as they had
been coined and introduced by the art historian Erwin Panofsky (1932, 1939, 1994a,
1994b) in the first half of the twentieth century. Panofsky’s method gives rise to a three-
step method, beginning with phenomenological description of the pictorial elements
(style, motifs etc.), followed by iconographic-analytical allocation of pictorial
representations to specific themes, and ending in iconological interpretation of the actual
meaning of a representation in its intellectual-historical context. The basic assumption is
that pictorial repertoires and their associated meanings are not arbitrary, but have been
standardized by models, tradition and technical competence. Because there is a high
degree of system conformity of the artefacts, the pictures can be interpreted (in the third
step) as an indicator of their period, culture and society.
For a special biblical iconography the point is made that it has to be understood as part
of the methodological study of the religion of ancient Israel and Judah in connection with
491
492 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
historical and religious-historical work on and with the Old Testament. Biblical
iconography, or rather the iconography of Palestine or the iconography of the biblical
world, has the task of researching the visual sign system of the ancient Israelite/Judean
religion and its historical development. To the same degree that biblical iconography
deals with images as part of the world of the Old (and New) Testament, it also enters into
a constructive dialogue with text-oriented biblical studies. It can contribute substantially
to the understanding of biblical texts and needs to be viewed as an additional and
corrective tool to traditional text-oriented historical-critical biblical studies (on the
relation between images and the Bible see Bonfiglio 2016: 37–63, more generally on
images and texts and ‘iconographic exegesis’ see Bonfiglio 2016: 64–116; see also de
Hulster, Strawn and Bonfiglio 2015).
In a combination of Panofsky and standard archaeological methods, the archaeological
methods for dating and contextualizing the material image-bearing objects are used (as
e.g. stratigraphy, the use of datable parallels, less often C14), the researcher describes the
pictorial material in terms of their image-bearing objects, techniques, peculiarities in
style, individual motifs and ‘constellations’ of meaning (complexes of ideas and stories
reduced to the icon1), pictorial themes, pictorial organization etc., and analyses them in
terms of picture composition and themes. Based on the assumption that images are
artefacts, which follow a system of norms, conventions and rules specific to religion,
culture or social group that can be (re)constructed empirically on the basis of surviving
pictorial documents, the researcher usually begins with the reconstruction of the rules
according to which a culture produces its images, distributes them and assigns meaning to
them. He tries to interpret the individual pictorial programmes by using parallels, captions
or by relating them to other sources (e.g. texts). The researcher seeks to contextualize the
iconographic sources, for example by grouping motifs into a typology, arranging them
regionally or diachronically, and by studying them in terms of the history of styles and
motifs as well as in terms of general cultural, social and religious history. For the assessment
of the significance of pictures for religious communication, the genre of the image carriers,
their material, the context of their use or dissemination are to be taken into account,
including aspects of media and communication theory.
In spite of the term biblical iconography, the analysis is not at all limited in scope to
the short span of time related in the Hebrew Bible (mid-second millennium until second
century BCE ) but extends deep into the other periods as well (see IPIAO). This is
particularly promising because it allows structures and themes of a longue durée to be
traced back even to pre-scriptural periods. The material provides valuable information
about the life and ideas of a specific region, epoch and culture, as well as about prominent
intercultural contacts and sometimes even fashion trends in a given period. The depiction
and representation of human beings or anthropological issues (e.g. the iconography of
birth, death, honour, gender etc.) are usually embedded in these studies without giving
them a special attention.
Although biblical iconography is concerned with the analytical study and synthetic
historical interpretation of ancient Near Eastern pictorial sources, the terms ‘image’ and
‘picture’ and the processes of their cognition are mostly underdetermined (see now
Bonfiglio 2016: 171–94, referring to Thomas W.J. Mitchell, David Freedberg and Alfred
1
For the term ‘constellation’ as used here, see GGIG: §6.
THE ANTHROPOLOGY OF ICONOGRAPHY 493
Gell) or adopted from neighbouring sciences. Thus, semiotic methods of image theory
and interpretation are sometimes used when images were considered as signs and carriers
of meaning (Sonesson 1993; Schelske 1997; Scholz 2004; Lobinger 2012) and the
‘reading’ of pictures with the levels of visual syntax, semantics and pragmatics is included.
Less established is the approach based on phenomenology or perception theory (Wiesing
2000, 2005, 2016), which considers pictures as ‘artificial presences’, whose necessary key
characteristic is the ‘mere visibility’ for visual perception, which (in contrast to the
anthropological theory of images) can also arise without any human intervention.
Communication-theoretical orientations are also applied, which (partly in combination
with semiotic approaches) can easily be assigned to overarching cultural-anthropological
studies, so that aspects of communication, performance and relevance to action are
included (Uehlinger 2000; Bonatz 2002a, 2002b; Frevel 2005). In addition, there are first
approaches that want to make the constructivist approach fruitful (for an overview see
Weibel 2001; Weissenrieder and Wendt 2005) for the analysis of ancient Near East
pictorial material, also in connection with sociological (Bourdieu 1996 [1992]) aspects
(Berlejung 2017b, 2021a, 2021b).
Even if the sign status as a conceptual criterion of a pictorial theory is controversial
(and even more Charles Sanders Peirce’s [1983, 1991] three categories of signs: icon,
index and symbol) and is rejected by representatives of phenomenology, perception
theory (Wiesing 2016) and anthropological image theory (see below), there is fundamental
agreement that images are media that can be divided into three parts:
● what the picture refers to (the depicted object or denotation; in semiotics:
extension);
● the picture-bearing object (material expression; in semiotics: carrier of signs); and
● the pictorial object’s characteristics (content, meaning, significance, connotation,
iconic type or depiction; in semiotics: attributes referenced by the sign/intension).
A picture is the unity of this three-part difference and is involved in various processes of
perception, memory, communication and distribution.
It is clear that the study of the cognitive construction processes of the individual must
be complemented by a theory of social systems, so that the embedding of cognitive
construction processes in social and cultural processes that influence and condition them
has to be included. Pictures are produced by people for people, perceived by people and,
in the case of a successful cognition and communication process, recognized and
understood, disseminated and passed on (or destroyed) by people. Pictures motivate
people to positioning or actions. This brings us to the starting point of an anthropological
theory of images.
represents the presence of absence. The pictorial competence of man – who is therefore
described as Homo pictor – is decisive for him and justifies speaking of a picture-
anthropology. This anthropology wants to formulate an anthropological constant and to
examine the making and recognizing of pictures as an exclusive ability of humankind.
While in the course of the heterogeneous research in image science or picture theory
(German: Bildwissenschaft) of the last thirty years (keyword: ‘visual/pictorial turn’) a
consensus on what is to be understood by an image and picture could hardly be found
anymore, Jonas was still sure that one could quickly agree on a definition of picture/
image. He himself got by with the minimal condition that similarity is a constitutive
characteristic of pictoriality, and that a picture (and the similarity) must have been
produced intentionally. What makes Homo pictor human is, therefore, the ability of
intentional image production, and above all the condition underlying this ability: freedom.
Each making of a picture presupposes a decision process, which concerns material, scale,
style, colour, motif choice and much more.
Because for Jonas this making of a picture always implies the making of a reference to
reality, degrees of freedom already lie in the choice of the way of this reference. For Jonas,
the degrees of freedom increase from the image-immanent compulsion of incomplete
similarity, to the possibility of an own artistic style, up to the creation of never seen, thus
freely invented, forms. Thus, the freedom of Homo pictor consists above all in the
possibility of appropriating the world and reality (which serve as a template for the
pictorial realization) in a picture. This freedom of forming corresponds to the freedom of
seeing (Jonas 2010b).
Since Hans Jonas’s essentialist definition of being human (in contrast to being animal)
as Homo pictor (‘man as creator of pictures’) in 1961 and his understanding of pictures
as a form of appropriation of reality (with incomplete similarity), the anthropological
picture theory has developed further (understood as anthropology in the sense of historical
and cultural anthropology); it rightly refers to the fact that pictures are produced as a
cultural process, as a specific cultural strategy by people for people. Alfred Gell (1998) is
worth mentioning. He sketched an anthropological theory of visual arts that focused (less
on art production as the differentia specifica of humankind as Jonas did but) on the social
context of art production, circulation and reception. As a theory of the nexus of social
relations involving works of art, Gell suggests that art objects should not be seen as signs,
bearers of meaning or aesthetic values, but as forms mediating social action. Thus in
certain contexts, ‘art objects are the equivalent of persons, or more precisely, social agents’
(Gell 1998: 7), whose immediate interactive fields of action in social processes are central.
Consequently they ‘have to be treated [. . .] as person-like; that is, sources of, and targets
for, social agency’ (ibid.: 96). Since images are treated as living persons in the context of
worship and cult, he offers a general theory of (mainly Greek) idolatry and artefacts as
interaction partners. This fits into his definition of ‘art as a system of action, intended to
change the world rather than encode symbolic propositions about it’ (ibid.). With his
action-centred approach and his focus on social agency he is not that far from the
prospective aspects of images that have been observed in constructivist theories, or from
media- and communication-theoretical approaches that match with cultural-
anthropological issues as e.g. the role of images in non-verbal communication, as archives
and transfer modes of collective memory and as active agents within social interaction
processes.
Hans Belting has devoted himself to the origins of pictorial art and claimed a ‘close and
fundamental interrelation (and interaction) of image, body and medium as components in
THE ANTHROPOLOGY OF ICONOGRAPHY 495
These four points will be included in the following, as they provide starting points such
as categories for the interpretation and understanding of the pictorial sources. Before we
start with the first subsection, some special characteristics of the ancient pictorial material
of the Southern Levant (and of the ancient Near East) have to be mentioned briefly:
● Palestine, Israel and Judah were part of the ancient Near East, thus the ancient
Near East is the horizon of understanding of the textual and of the pictorial
sources (Berlejung 2017a). This is evidenced in the Masoretic Text among other
things, by numerous loan words from languages related to Hebrew (e.g. Aramaic,
Akkadian, Arabic), and in the iconography inter alia by the integration and
reception of pictorial motifs from the neighbouring cultures.
● What is true for images in general, is true for the ancient Near East (including the
Southern Levantine) images: they present complex contents to the viewer
simultaneously (more correctly in terms of perception psychology: in a very short
time; Scholz 2004: 109): the relationship of several single elements to each other
and to the whole is fixed in the picture and recognizable at a glance. Therefore,
proportions of the human body, complex social connections, hierarchies or spatial
relationships are easier and faster to comprehend through a pictorial
representation than through a textual description.
● The pictorial representation can have a ‘natural’ similarity to the thing to be
depicted, which seems to allow recognition on the basis of assigning similarities
between image and depicted object without the need for prior training or
instruction. Nevertheless, the competence to recognize and understand images
and to produce comprehensible images had to be acquired by ancient people as
well.
THE ANTHROPOLOGY OF ICONOGRAPHY 497
● Much of the art was commissioned by the elite upper class. Especially, depictions
that were made for displaying prestige, or the rulership of the depicted king or
deity needed to go conform with the political or theological programmes
(Berlejung 2017b).
● Nature, landscapes, plants, animals, realia and objects of daily use (such as bowls,
altars or weapons) or even non-elitist people in practical activities (such as
hunting, praying or singing) are usually depicted (even if sometimes schematic) in
naturalistic proportions (IPIAO 4: Figure 1684, Kuntillet ʿAjrud, Iron Age IIB).
However, these pictures are not to be understood as verisimilar depictions or
copies of a reality (Bahrani 2003: 87–93), but rather as its interpretation. They
are not intended to mimic but to change the world and the view of the onlooker.
This means that depictions of beasts, nature, landscapes or persons are idealized/
stylized and do not correspond to their natural setting, actual geographical
features or their actual age or physical condition. Any indications of deviations of
the ideal, destruction or decay are also stylized but always attributed to the
‘other’, enemy or foreign country.
● Representations of humans, especially members of the elites and kings, and deities
were idealized/stylized. They were not conceived as portraits; instead, persons and
gods are shown as representatives of a certain role or function. Thus, for example,
the Israelite king Jehu of Israel on the Black Obelisk of the Assyrian king
Shalmaneser III is depicted in the same manner and attitude of humility as the
subdued king Sua of Gilzanu (an area in modern Azerbaijan) on the same side of
the stele. Little or no attention was paid to individual features, either of human
beings or of deities. Hierarchic scaling can play a role for indicating hierarchies
and high rank; however, more significant seems to be the clothing, decoration,
headdresses, gesture, the objects held in the hands and the arrangement of
accompanying pictorial elements. Perhaps the colouring has to be added which is
lost in most cases.
● Particularly typical is the form of depiction of anthropomorphically designed
figures (humans and gods) in flat reliefs or in paintings. Here (as in Egypt) the head
is depicted in profile from the side, an eye, shoulders and chest from the front, the
hips and legs from the side (IPIAO 4: Figure 1440, Beth Zur, Iron Age IIB). This
striking stylistic element is called ‘aspective’ (cf. Emma Brunner-Traut (e.g. 1992);
e.g. IPIAO 4: Figure 1669; Kuntillet ʿAjrud painting Iron Age IIB). Frontality is
possible (‘woman in the window’, e.g. IPIAO 4: Figure 1556, Samaria Iron Age
IIB), for some pictorial groups even characteristic, e.g. plaques, cult stands or
masks (cf. Berlejung, Kohlhaas and Stein 2018) but especially for paintings,
bas-reliefs, ivories (with the aforementioned exception) and seals uncommon.
● The depth of the space is usually not depicted. Homogeneous groups (e.g. breads,
animals, people) are geometrically precise ordered upwards or backwards so that
the number can be counted from the top view (IPIAO 4: Figure 1671, cylinder
seal, Tell es-Saʿidiye, Iron Age IIB [breads]).
● Events that followed one after the other in time, are displayed right beside each
other (cf. relief of Lachish, SW Palace in Nineveh, reign of Sennacherib).
● Horror vacui. Empty spaces are usually filled in. It is not always clear how the
filling relates to the main motif.
498 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
● No distinction was made between craftsman and artist, signatures by name are
uncommon.
● The aforementioned characteristics are partly also valid for Egyptian, Syrian and
Mesopotamian art. Artefacts found or made in the Southern Levant are
characterized by a certain mixed or hybrid style that mirrors the internationalization
of society and the setting of Palestine within the multicultural sphere influenced
by Egypt (see the iconography of the ruler in Kuntillet ʿAjrud IPIAO 4: Figure
1669, Iron Age IIB), Syria, Phoenicia, Mesopotamia (see the iconography of the
ruler on the sherd from Ramat Rahel, cf. IPIAO 4: Figure 1943, Iron Age IIC),
Minor Asia, Persia, Cyprus and (with increasing influence in the Achaemenid
period) Greece.
The bodily integrity of the living person is further usually depicted in such a way that
the human body can be seen in its completeness in orderly movements, standing upright,
walking or sitting (rarely lying on the bed, cf. lovers). The living person is in control of
his body. The living body, when embedded in more complex pictorial contexts, as in seals,
paintings or reliefs, stands in relation to other persons, deities, living beings or objects,
which can be expressed by the turning of the face, arms, hands or the position of the feet.
Gestures are interaction and are depicted according to social conventions: an arm raised
to strike represents aggression, two arms raised to the sky are gestures of prayer, two arms
placed on the head are gestures of mourning, the right hand raised in greeting/blessing
indicates positive attention, and the forehead on the ground indicates submission. There
also seems to be a certain higher esteem of the right as opposed to the left half of the body,
for it is often the right hand that is iconographically raised in greeting by gods and humans
in encounter, which probably corresponds to the convention of real social greeting
gestures. Thus, the depiction of a body signals not only the physical presence of a person,
but also a relationship and encounter. For pictorial art, people are primarily bodies that
relate to each other or to their world in a way that is towards or away from them – but
always in some way. This basic definition of being human as being a relational being in the
picture can be correlated with the Hebrew concepts and terms of the body. They are
relationally connoted with communicative meaning (Dietrich 2015). It also fits together
with central texts of biblical anthropology that emphasize the human being’s turn towards
communication and interaction partners.
When living (i.e. under tension) human bodies are visually related to each other, this
relationship can be further qualified by the positioning of the bodies (one above, one
below) and by the representation of posture and gesture, i.e. with the posture of arm,
hand and foot. In the pictorial representation of the body, head and limbs thus not only
have a general relational and communicative aspect, but are also used to hierarchize the
relationship of the interaction partners. If a human body is under the foot or under the
raised arm of another being (human, divine or zoomorphic), or is forced by the latter’s
hand into a body position (e.g. kneeling) that it would not assume without this force, it is
quite clearly classified as deprived of its integrity, mobility and thus inferior. The arm,
hand and foot in dynamics also appear in textual sources in the field of interpersonal
encounters with communicative, interactive and juridical significance. Their position
expresses existing hierarchies in interactions. Physical integrity also stands for the status
of a person’s bodily honour. In pictorial media, this status can be expressed not only
through the depiction of an intact, upright body that is not exposed to attack, but also
through hierarchic scaling. This means that superior persons in the standing area stand
higher or are depicted larger than subordinates. The challenge to the honour status of the
opponent is expressed iconographically through corresponding postures or gestures that
attempt to physically immobilize or dominate the opponent. Violence is always physical
violence; a verbal attack cannot be depicted.
The social status of people is differentiated iconographically by their clothing,
headgear, jewellery, insignia or furniture. This corresponds to the social experience that
simple people have simple clothes, whereas luxurious clothes and jewellery as well as
throne furniture correspond to a higher social status. Economic capital is closely related
to social and symbolic capital. The exclusive status of a king’s bodily honour and access
to capital is visually translated in depictions of kings in such a way that thrones or
pedestals, clothes, crowns, jewellery and insignia clearly distinguish him from other
mortals. Rulers are sometimes approximated to anthropomorphic gods in the depiction,
THE ANTHROPOLOGY OF ICONOGRAPHY 501
from whom they often differ only in details that are difficult to recognize (such as the
divine crown of horns, insignia). Rulers standing in a pictorial context together with a
deity and on the same stand line appear in physical proximity to deities and entitled to
access the sacred space (Baluʿa stele, Iron Age I; see Berlejung 2017b: 158–69, Figure 1).
Sharing the luxury setting and the gestures of dominance, iconographically only kings can
claim to be the representative image of god. It is well known that biblical anthropology
(Genesis 2–3) democratized this exclusive view of kingship. For the Old Testament, every
male-female human being is a representative image of god, obliged to take over royal
responsibilities toward Yahweh, his neighbour and creation.
From the previous section it is clear that the notion of ‘nakedness’ stood in opposition
to clothing and was imbued with sociocultural meaning. Clothing was considered
‘normative’, while nakedness was situational, and nudity restricted to specific contexts
and spheres (Asher-Greve and Sweeney 2006: 125–31): mythic/religious (the naked
goddess through the ages, the naked Horus-child, Bes, the nude male hero from the late
Persian period onward as evidenced by bullae from Wadi Daliyeh, and Persian period
seals, bullae and coins featuring Heracles and other Greek gods, see Pyschny 2019),
cultic/ritual, war (prisoners of war), lovemaking, sports (swimming) and death (naked
dead bodies of slain enemies). The clothed body stood in contrast to the unclothed body
in order to signify rank and status (elite versus non-elite, prestige versus humiliation),
honour versus shame, binary gender differences and sexuality or age (children versus
adults). Childhood nudity, nakedness during erotic encounters and sports or the loss of
clothing in captivity may reflect situations in real life. But they also express the fact that
the naked bodies of children, captives, sportsmen and lovers are also highly vulnerable
and exposed to the support, goodwill or respect of their human interaction partners.
The depiction of nudity is a provocation to the viewer. This is true for all kinds of
depictions of unclothed adult human bodies, erotic or not. Erotic nudity depicts an
unclothed adult living human body in intact corporal integrity and in self-control of its
movements; it evokes desire or is an object of desire, enhances pleasure, and/or is a sexual
object, attracting the viewer of the picture personally and positively. Naked adult bodies
whose corporal integrity is disturbed and who lost self-control or even are under control
of a dominating god, person or beast provoke social distancing. Pictorial media of this
type surely teach the viewer to avoid to get into a similar situation.
The maximum loss of honour and social status iconographically coincides with the loss
of life. Several
visual forms of dying and dead human bodies can be differentiated relatively clearly.
Here, it is noticeable that in each case the depiction of the dead/dying person in the
context of the picture is always in relation to (at least) one living body (optically
marked as such by height, upright position), be it a human being, animal, hybrid
creature or god.
—Berlejung 2021b: 373
Iconographically, the human body that lies disarticulated, unnaturally twisted and lifeless
on the ground, whose drooping limbs indicate that there is no longer any purposeful
ability to move, is limp, mutilated or naked, has lost body control and limbs and can no
longer fend off attacks by animals or enemies, is clearly assigned to the sphere of death
(for examples see Berlejung 2021b). Dying bodies are distinguished from dead bodies by
the fact that they lie on the ground or are about to go down, whereby a movement and
tension posture of the body is still recognizable (extremities or head). A body that is still
502 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
capable of movement is often depicted falling, kneeling or supine (with the mostly
unarmed hands/arms raised towards the aggressor or used backwards for support). Any
loss of control, dynamics and tension distinguishes the living from the dead human body.
It is striking that most of the images depicting the dying and the dead belong to the
discourse of rulership and motifs of triumph. The people shown die as a result of external
violence, whereas the ‘everyday’ causes of death (such as dying at home from illness,
childbirth or hunger) are not included in pictures. The motif of triumph, which in
Palestinian and Phoenician art adopts especially Egyptian ruler poses or depictions of
inferiority,2 and which shows victorious, living and inferior, dying and dead bodies, aims
to communicate royal ideology or theology: it performs the superior ruler/Pharaoh/god
as lord over life and death, honour and dishonour. The loss of bodily integrity is marked
as dishonour in these contexts where the ruler/deity does violence to someone and takes
away his life, limb and bodily honour. It is the inferior to whom the shame is assigned,
whereas all honour belongs to the ruler/god.
2
See e.g. CSAJ: Irbid, no. 7 (cylinder seal; Late Bronze Age); war victim under a chariot: CSAPI/1: Tell el-ʾAǧ ul,
no. 302 (scarab; Late Bronze Age); IPIAO 4: Figure 1023, Tell el Qasile, Iron Age IB; lion over enemy: IPIAO 4:
Figure 1377, Lachish, Iron Age IIB; Pharaoh smiting the enemy: IPIAO 4: Figure 1381–2, Samaria and Megiddo
Iron Age IIB.
3
The pictorial evidence of wailing women from Palestine/Israel or the Levant is sparse and all dates from the Late
Bronze Age or Early Iron Age. They bear witness to Egyptian and Aegean influences, see Schroer 2014.
THE ANTHROPOLOGY OF ICONOGRAPHY 503
social unit of people is also hierarchized is part of the implicit basic convictions as they
are sedimented in pictures and texts of the entire ancient Near East and therefore also in
Palestine/Israel. Hierarchical structures also determine the interactions of humans with
nature and creatures from nature, as humans often either worship, dominate, kill them or
are killed by them in the pictorial repertoire. At the top of the social pyramid and of the
created world order is the king (in unity with his gods), who also largely dominates the
pictorial sources.
The quantity of motifs with kings and people in scenes of dominance, war, hunting and
submission reflects social life as a permanent competition for status and honour. Since
only men could actively participate in this competition for honour, and women were
embedded in the honour of the man responsible for them – father or husband (Berlejung
2004: 45, 2009: 319) – women do not appear in this pictorial repertoire.
The pictures were part of the social identity formation processes that were supposed
to help the members of the collective to create an image of themselves as a community,
which strengthened the group identity, and also gave the individual guidelines for his or
her behaviour. Thus, the material images are not only about the retrospective cultural
memory of shared memories or beliefs, but also about the transmission of memory
processes and prospectively about the stabilization and expansion of current social
relations and social networks. The pictures with scenes of dominance, war, hunting and
submission in particular are part of the socially constructed social networks and patriarchal
hierarchies, which they perform as intact, stable and successful as well as protected by
gods and rulers. Thus, in very many images, the validity of the religious symbol system,
loyalty, solidarity as well as the acceptance of existing social hierarchies and assignments
of honour status are propagated. This can be seen particularly well in the aforementioned
triumph motifs, which visualize rulers and gods as lords over life and death and
communicate the message to the viewer that a ruler and a deity are to be met with
unequivocal loyalty and submission. The eternal validity of these principles can be
underlined by the material: royal self-representations (Berlejung 2017b) are mainly
preserved as stone statuary or stone reliefs. The material in itself ensures a detemporalization
of the representation and its message of legitimacy of rulership, as it stands for permanence,
indestructibility and solidity.
Pictures as social agents in service for the rulers Pictures of rulers are good sources of
what values and traditions determined the respective society or its construct of power and
leadership (Berlejung 2017b: 152–3). In the cognition and communication process, a
construction of shared perspectives of meaning is carried out between the picture and the
viewer that generates support in the viewer. This support, which manifests itself on the
systemic level of rule as well as on the level of the subjects, feeds back in both directions.
The royal self-representation in the picture simultaneously performs the claim, assertion
and – if publicly displayed and exhibited without damage or copied or purchased by
subjects – acceptance of a king’s legitimacy. Royal self-depictions, i.e. royal images
commissioned and authorized by the king himself, are only known from Jordan and
without clear contextualization (statue of Yarih-ʿezer, stele of Baluʿa; cf. Berlejung 2017b;
colossal basalt statue of a king from the Amman theatre, c. ninth-seventh century BCE ,
Burnett and Gharib 2019). They clearly indicate that representations of the ruler that
were to have a convincing legitimizing function had to feature the ruler in traditional
roles and pictorial constellations. The ruler (dynastic or a usurper) had to be visualized as
a rule-abiding guardian of laws, orders and socially accepted rules, if his picture was to
504 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
support and advance his legitimacy. In this respect, depictions of rulers were bound to
conventions and conformity to rules, since breaking conventions and traditions was
considered illegitimacy.
The few attested representations of rulers from first-century BCE Israel/Judah were
probably not commissioned as self-representations, yet they are local products and
provide insights into existing ruler constructs. To mention are a painted sherd in Assyrian
style from Ramat Rahel (IPIAO 4: Figure 1943, Iron Age IIC) and an earlier mural
painting in Egyptian style on the pilaster at the entrance of Building A from Kuntillet
ʿAjrud (IPIAO 4: Figure 1669, Iron Age IIB).4 The mixed style of the painting constructs
in Kuntillet ʿAjrud for the king of Judah or Israel (according to Ornan [2016b: 7] the
painting shares features with the Northern Kingdom) in Iron Age IIB an identity, which
– according to the iconography – is characterized as an interface identity, with the ruler
being a ‘citizen of the world’ between local and Egyptian traditions (Beck 2012: 189–92;
Ornan 2016b: 6–8). Since in this case the context is preserved and the enthroned ruler
was depicted on the entrance pilaster of Building A, painting and building are to be
related: ‘Thus, the figure of the enthroned king in the entrance to Building A, the largest
among the surviving wall paintings, conveyed to all entering into it that this was a royal
domain’ (Ornan 2016b: 8). The Egyptianization of local ruler symbolism in the painting
from Kuntillet ʿAjrud goes back to the Late Bronze Age and is very traditionalistic. Among
other things the use of the lotus as a sceptre refers to these conventions. The lotus visually
translates that authority, vitality and fertility accompany the ruler. Behind the king, a
standing courtier or musician is discernible, so that the painting is possibly a banquet or
audience scene. The seated ruler surrounded by his courtiers shows that he is guarding
domestic peace and is surrounded by loyal members of the elite. The message is
communicated that the person who is entering has to join the queue of those who also
recognize the king’s rule as legitimate in the picture.
The painting on the sherd from Ramat Rahel Iron Age IIC also constructs the identity
of the ruler as an interface identity, but he is a citizen of the world between Judah and
contemporary Assyria (Cornelius 2015). Both paintings justify the right to rule not
transcendentally through the gods, but within society through the incorporation of the
known and handed-down traditions of the Late Bronze Age and Egypt (Kuntillet ʿAjrud)
or Assyria (Ramat Rahel). Both paintings are examples of how the local elite of Judah and
Israel respectively assimilated into the international elite culture. The reference to
Egyptian and Neo-Assyrian as well as local traditions was important in order to present
the (nameless) rulers as conforming to the socially accepted rules and thus legitimate. The
respective chosen leading culture, Egypt in Kuntillet ʿAjrud in the Iron Age IIB, and
Assyria in Ramat Rahel in the Iron Age IIC corresponds to the socio-historical conditions.
In fact, the recognizable affinity to Assyria and Egypt is something that is recognizable in
the Old Testament as a permanent conflict in the Israelite and Judean elites, and which led
to a political seesaw between Egypt and Assyria in the local royal houses in the Iron Age.
Both rulers wear elaborate clothing or symbols of power, so that their high social rank
and economic as well as symbolic capital are visible. Both paintings show (like the statue
4
The throne details share some similarities with a statuette made from hippopotamus tusk from Tel Rehov (Iron
Age IIA). According to Mazar (2007) the seated male is a king of Israel; less probable is the proposal in IPIAO 4:
Figure 1092 to identify the enthroned person with the Egyptian god Ptah. For another ivory depicting an
enthroned ruler see IPIAO 4: Figure 1670 (Samaria, Iron Age IIB).
THE ANTHROPOLOGY OF ICONOGRAPHY 505
of Yarih-ʿezer) that a legitimate ruler had to conform to the basic rule of being a ‘man in
his prime’, physically intact, in full possession of health and strength (hair and beard
intact in Ramat Rahel; sidelock in Kuntillet ʿAjrud, but shaved smooth according to
Egyptian convention), well dressed and coiffed, at peace with himself and traditionalist in
his overall design as a man on the throne. He is internationally networked (Egyptian
motifs, Assyrian motifs), and is himself an aesthetically pleasing being whose emotional
superiority can be inferred from his resting facial features. Even if the contexts of both
pictures are destroyed, the gestures of both rulers show their quality of rulership, as both
sit sovereignly opposite the viewer and the partners in the picture (destroyed); one signals
greetings to his opposite partner (Ramat Rahel) while the other enjoys a lotus (Kuntillet
ʿAjrud) and is surrounded by courtiers. Both fulfil their duties as keeper of peace and
order. Pictorial themes of this kind perform the practical level of public and exemplary
acceptance of rulership through significant subjects and thus demonstrate the legitimacy
of the king. Images of this type function as social agents for the king and invite the viewer
to join his group.
Pictures as social agents stabilizing social hierarchies and role conformism Successful
social relationships are visualized in pictures as relationships of loyalty that run according
to the rules and stabilize community. The pictures say something about which rules had
to be complied with, what had to be done and what had to be avoided. Gods and kings
beneficially turn to people who approach them according to the socially applicable rules,
laws, traditions or customs. In contrast, kings and gods fight everything and everyone
who threatens what they protect. In doing so, kings act in unity with the gods, whose
partners and representatives they are. In this respect, pictures of rulers and gods implement
the socially recognized and demanded qualifications of rulers and the collectively defined
goals of rulership. Images of these motifs are part of the active and interactive construction
of the social actors, so that they have very active roles: they constitute, reproduce and
perform the valid social hierarchies and systems of plausibility. The pictorial repertoire,
which included conformity to rules and roles and the acceptance of authority structures,
contributed to the negotiation of social norms and orders. It had a reinforcing and
refigurative effect at the same time. Pictures have a clear task in this context, which is not
only to visualize the ‘faith’ in one’s own religious and social system, but to dynamically
advance the interactive constructions of social relations and their basis of justification (the
gods as a socially recognized form of the source of authority of the human ruler and the
applicable social rules).
In the world of pictures, the main subjects of interaction among men are loyalty,
hierarchy and authority acceptance, as well as competitions for honour. Their setting is
outside the home. The social role of women, as already mentioned, was fixed to their
tasks within the home and the family. This domicile within the home is reflected and
propagated as a role-conforming ideal in the depictions that show women looking out or
down from windows or buildings. They remain static, neither reaching out through arms
nor legs, and appear like an audience watching what is happening before their eyes. One
could mention the well-known ivory motif of the courtly ‘woman in the window’ (IPIAO
4: Figure 1556, Samaria Iron Age IIB) or the many house or temple models showing
women on thresholds (Schroer 2017; IPIAO 4: 68.79). Whether they are goddesses can
be doubted for the ‘women in the window’, the clothed females and the musicians; they
are rather mortals. As an implicit cultural axiom, these representations of women tied to
buildings reflect and transmit the following ideal: the ideal woman keeps to herself in the
506 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
house and leaves social life and its struggles outside the house to the man. She does not
take part in competitions outside the home, but waits. She reacts to successes of men and
gods with music (women with drums IPIAO 4: Figures 1186–8; 1548–52), to failures,
death and catastrophes with lamentation (IPIAO 4: Figure 1226).
Men have to manage the honour and business of their family outside the house.
Reliability and mutual loyalty as an ideal among men is shown in depictions of members
of the upper classes among themselves or with the king. The pictorial arrangement that
visually translates the acceptance of social hierarchy also communicates the message that
everyone knows his place and honour status and does not dispute it with his counterpart.
The level of exemplary agreement of valid hierarchies was implemented in iconography
when the ruler was acknowledged by significant social partners (subordinates, officials,
deities) in court, banquet, audience and submission scenes (see above).
A loyalty picture is a stamp seal impression, depicting the armed ruler/king who is
handing over a bow and three arrows to a non-armed courtier, perhaps the sr h’r ‘city
governor’ (stamp seal impression, unprovenanced, IPIAO 4: Figure 1941, Iron Age IIC?)
and owner of the seal. The pictorial theme is a mutual proving of legitimacy for both
men: the city governor was appointed by his king, and acknowledged the king as a
legitimate source of authority. This kind of representation visualizes the symbolic (prestige,
reputation, potential for trust) and social capital of the ruler and of his courtier; both are
shown in their social network as reliable partners in interaction. This also seems to be
evident in the foot posture, when the communication partners each have both feet on the
ground. Social-anthropologically and in the Old Testament, steadfastness is a term with
positive connotations and is associated with reliability. A lunge with one leg forward
expresses a spatial encroachment and thus a challenge (of honour) and aggression. It
therefore belongs in the iconography of the attacking ruler (or god), not at all in that of
his officials.
The embedding of the human being in his family context occurs rather rarely in the
pictorial material (for an example, which is, however, Neo-Assyrian, see IPIAO 4:
Figure 1876). Even kings do not seem to have perpetuated themselves with their family
in the pictorial material (apparently only Pharaohs of the Amarna period), but appear in
the dominance motifs in splendid isolation. Although according to social history and in
textual sources the family unit must be considered the most effective form of social
organization, a regular family structure can rarely be discerned in the pictures. Kinship-
based relationships that shaped the life and thinking of the individual are rather rare in
the material images.
An example that does not come from Palestine, but represents an outside-view on
Palestine through attributing life conditions and social structures to the people of Judah,
is the Assyrian relief depicting the conquest of Lachish.5 There, women, men and children
of various ages are displayed together with their mobile goods and domestic animals as
fellow sufferers in a wagon train. One could interpret a single wagon unit together with
the people on and in front of the wagon as a closed family unit. Women and small children
are sitting on the wagon, while mostly the men, together with the older children, actively
walk themselves, drive and lead the wagon with the draught animals. They all go into
5
For an image of Judean prisoners in the relief of the siege of Lachish at the British Museum, see: https://
commons.wikimedia.org/wiki/File:The_fall_of_Lachish,_King_Sennacherib_reviews_Judaean_prisoners..JPG#/
media/File:The_fall_of_Lachish,_King_Sennacherib_reviews_Judaean_prisoners..JPG (accessed 28 July 2022).
THE ANTHROPOLOGY OF ICONOGRAPHY 507
exile under the control of Assyrian soldiers, who in turn execute treacherous upper-class
people in front of their (?) children. In all this, they are acting on behalf of the Assyrian
king, so that the relief plays in several levels of social hierarchies at once. This relief also
makes its contribution in the claiming and assertion of hierarchies, or more generally in
the interaction of the actors, for it drives forward the interactive constructions of the
interrelationships. The relief can be identified as an agent, but also as a ‘mirror’ of
legitimizing mechanisms and social consensus formation in matters of domination and
social roles. Of Lachish it sketches (from the external perspective) a complete social
pyramid with corresponding loyalty requirements, ranging from the Assyrian king,
through his courtiers, the male Assyrian elite and soldiers, to the male Judean elite
(divided into executed traitors and submissive loyalists) and their children, to soldiers,
and to the Judean nuclear families, comprising wives, sons and daughters of various ages.
From the Assyrian perspective, no one falls out of this system of complex loyalty owed to
the Assyrian king and life-promoting rule conformity, no matter how rich or poor, big or
small, male or female, adult or child.
Animals The interpretations of depictions of a bull (from the Middle Bronze Age on the
pedestal and theomorphic presence marker of the Syro-Levantine storm-god), of a horse
(in the Late Bronze Age the pedestal of Qudshu/Qedeshet, attribute animal of martial
Astarte) or of a dove (since the Middle Bronze Age connected as attribute to female
deities; IPIAO 4: 68–9) vary, especially when they are the sole motif on seals or in
coroplastic art. Scholarship usually discusses a ‘profane-secular’ and a ‘religious-sacred’
meaning. After all, there is no denying that cattle- and horse-breeding6 and dovecotes
existed in Palestine and that these animals were kept in the first millennium BCE as
domestic, farm or riding animals and for consumption, so that representations of bulls,
pigeons and horses do not always have to be transparent to deities.
For wild game, which was not domesticated at any time but was hunted, the same is
true, although the names of the deities it represents are not always clear: serpents (attribute
of Qudshu/Qedeshet in the Late Bronze Age cf. IPIAO 3: Figures 859, 864–6, of several
deities in the Iron Age – often in the shape of the Egyptian uraeus, see Ornan 2012),
6
The donkey was the oldest means of transport for people and goods in Palestine. In the local pictorial material,
it is ridden only by high-ranking men (cf. Sinai stelae of the second millennium, see Schroer 2006: 114–15). From
the Late Bronze Age onwards, the horse comes to the fore for riding, and after their domestication dromedary
camels enter the stage as beasts of burden (less as riding animals). Owning work animals not only contributed to
mobility and the improved access to resources, but undoubtedly to an elevated status of honour.
508 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
caprids (ibex, doe, antelope, gazelle, oryx, deer; since the Pottery Neolithic Age in
association with goddesses, but since the Bronze Age also linked with Baal and Reshef, cf.
Ornan 2011: 264–7), ostriches or lions can be associated with deities. Being their
zoomorphic shape and embodying divine presence, they can be adorated (adoration of a
caprid, see IPIAO 4: Figure 1250 Beth Shemesh, Iron Age IIAB; adoration of an ostrich,
see IPIAO 4: Figure 1533 Arad, Iron Age IIB; adoration of a lion, cf. Rowe 1936: no.
317). Wild game can also be considered as embodiment of the wilderness which has to be
fought and controlled by a king/pharaoh, hero, a specific deity or the nameless ‘master (or
mistress) of the animals’. The latter motif occurs with various wild animals (bovine,
ostriches, lions, caprids, crocodiles, scorpions, serpents). Lions in particular are an
important part of the ancient Near Eastern and Egyptian iconography. They appear in the
Late Bronze Age and Iron Ages as guardians (Weippert 2017) or representatives of royal
power (since the Early Bronze Age the lion represents the pharaoh). They also serve as a
divine pedestal for male and female divinities (Baal-Seth, Qudshu/Qedeshet, Ishtar
[medallion from Ekron]) and as attribute animals flanking deities (Reshef) communicating
the triumph of the deity over his/her archetypal enemy (Strawn 2005: 77–128).
Pictorial themes with bulls, horses, doves, serpents, caprids, ostriches, lions and other
living beings do not always mirror, transmit and push forward the social construct about
the relationship of human beings to nature and wildlife but refer to social constructs of
the divine or royal spheres. However, the imagery attests to the human and divine
interwovenness with nature and to the perception of these living beings that are brought
into culturally accepted relations to deities or kingship. Animals that are depicted as
zoomorphic representation or attribute of a deity indicate some of its key characteristics
and bring them to the point. A double preselection and reduction of complexity has to be
done: the most typical characteristic of the complex theological profile of a deity and the
most typical characteristic of a specific animal have to be selected and co-related. This can
differ culturally and diachronically, depend on the context of the pictorial medium and its
intention. The typical characteristic that is attributed to an animal can be backed by
special observations, as, for example, by observing that serpents shed their skin and lions
battle and kill nearly all other animals; however, their interpretation and inclusion into
iconography are a pure cultural construct.
Apart from the intertwining between the animal and the divine worlds, the existing
visual sources of the Southern Levant show that the interest in depicting animals can be
prioritized: domestic food animals (sheep, goat, cattle, pig) are not often attested in the
local iconographic material. From the domestic non-food animals (dogs, cats), cat images
can only rarely be found in the local imagery; as amulets they are backed by Egyptian
religion. In contrast, there are some more attestations of dogs which can be shown side
by side with chariots or in hunting contexts – referring to their function in everyday life.
Much more depictions exist of work animals (equids, bovines, camels) with a clear
priority of bulls and horses (on bulls and horses see Daviau 2020), while dromedary
camels remain scarce. Bovines are depicted on different media and in various materials
(clay, bronze, ivory carvings, on seals, reliefs and stela), while the majority of horses are
made of clay. The latter are terracottas with (e.g. Tel Mozah, Iron Age IIA, and very often
in the Persian period) and without a rider, referring to a possible religious or martial
context. Bovines can be depicted in splendid isolation, in adoration scenes (see above),
grazing and lactating, with persons horizontally above the animal’s back (leaping?)
(CSAPI/1: Akko, no. 124, Iron Age IIA), or in front of it (CSAPI/1: Akko, no. 131, Iron
Age IIA) or in hunting scenes (IPIAO 4: Figure 1629, Tell Abu Haraz, Iron Age IIB). It can
THE ANTHROPOLOGY OF ICONOGRAPHY 509
usually not be decided whether the animal is depicted in its wild or domesticated form.
The latter is surely the case in the Neo-Assyrian reliefs from Sennacherib’s siege of Lachish
mentioned above. They show the deportees taking their cattle as draught animals and
dromedary camels as pack animals with them. The work animals are seen as part of the
mobile goods of the Judean families. A double Neo-Assyrian message to the viewer can be
suggested: the human beings are the animal’s owners; however, animals and humans face
the same fate – labour in Assyria; on the other hand it is well known that work animals
were always scarce in Mesopotamia and part of the conquered booty.
Non-food wild animals that were hunted because of their teeth, horns, feathers or eggs
(e.g. elephants, hippos, rhinos, ostriches[?]) occur quite sparsely in the iconographic
sources, while food wild game (caprids, gazelles and deer) are a frequent motif. Caprids
appear alone on seals and ivory carvings. Terracotta figurines are few. The caprid is mainly
depicted as a suckling, sometimes with a scorpion or vulture (GGIG: Figure 318a) in the
scene. Caprids are often shown as victims of violence and attacked by lions, dogs, the
nameless ‘master of the animals’ (see above) or archers (CSAPI/1: Akko, no. 123; Iron
Age IIA). On seals, cult stands and paintings, caprids are often associated with plant
elements, flanking a tree (striding or standing upright; GGIG: Figures 182, 184, 219
[Kuntillet ʿAjrud], 362). The pictorial motif of wild caprids on a tree, documented since
the earliest times, is transparent to the numinous forces that were assumed to be behind
the regeneration of nature. Even if goats and other caprids are able to climb on trees for
food, the setting of the caprids at the naturalistic trees or symbolic trees of life in no way
mimics their natural surrounding and thus emphasizes the symbolism of the scene. Perhaps
the antithetical layout of the animals flanking the tree from both sides marks a visual
merism, indicating the totality of faunal life depending on the flora. Pictorial themes with
(grazing, browsing, suckling, climbing) caprids communicate less aggressivity than lions,
serpents and other wild beasts. They are fleeing and prey animals, not predators. Their
survival does not depend on hunting, competing or killing; they are vegetarians being fed
by the power of nature and deities. In this respect, these species do not give the impression
of danger, neither in the context of the picture nor in the viewer (until today). Competition
or conflict is limited to the mating behaviour and rivalry between males and usually does
not end up with the death of one of the participants but with its flight. The coherence of
the motif of grazing, browsing, suckling, climbing caprids, and caprids flanking trees sets
flora and fauna in harmonious interaction. Humans play no role in the pictorial theme
and watch as onlookers from the outside that nature is in balance with its ongoing life
cycle and forces. The motif communicates an atmosphere of peace that does not fear any
intervention by predators or human beings. From an anthropocentric perspective grazing
or browsing caprids are usually considered to be mediating agents that granted supernatural
protection and blessing (Ornan 2016a: 291).
In Iron Age I and II, caprids with offspring are newly added to the Palestinian pictorial
repertoire. The lactating caprids are also often combined with scorpions (IPIAO 4: 66,
69–70) which is associated with concepts of nutrition, motherly care, fertility and female
goddesses (Ornan 2016a: 294). The interest in these herd animals and their offspring in
the Early Iron Age might be due to a change of perspective: the pictorial themes include
the lifeworld of the pastoralist in the countryside and less the wilderness-construct of the
urbanite. Herd animals guarantee the survival of people even when harvests are poor, as
they can find food almost everywhere. The combination of the lactating mother animal
with the scorpion, which has been one of the attribute animals of the goddesses since the
Middle Bronze Age, is often interpreted in such a way that the mother animal with her
510 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
reproduction and maternity was placed under the constellation of the scorpion, which is
important for agriculture (Staubli 2010). In my opinion, it is rather a female scorpion that
is depicted carrying its young on its back until the first moult, thus also documenting
motherly care. Nevertheless, the scorpion (especially the female variant that is carrying
offspring) is a dangerous animal that provokes viewers to keep their distance from the
picture.
Last but not least, the depictions of non-food wild animals without possible economic
exploitation but with high symbolic meaning have to be mentioned (lions and other felids,
serpents, crocodiles, scorpions, scarab beetles). The most frequent motif is the scarab
whose symbolism of life, regeneration and survival is very well known. Also, the scorpion
seems to be related to life-giving powers (see above). On seals, the crocodile is often
combined with the lion but it can also occur with caprids. Its association with the falcon-
headed god (GGIG: Figures 34a, 34b) or ‘the master of the crocodiles’ point to its
Egyptian background. Serpents are also a very common motif on seals, ivories, decorations
of vessels, cult stands and altars, or as votives made of metal. The majority are uraei in
Egyptian tradition, reflecting the protective force of the animal. As already mentioned
above, the lion plays a major role in royal and divine iconography, in postures of
dominance and triumph. The animal can also be depicted alone on seals, or to decorate
weapons, furniture, vessels, royal and cultic equipment and other items. Terracotta lions
are few (cf. Darby and de Hulster 2022). In violent scenes with the lion not being the
victim (of human, heroic, divine hunters) but the aggressor he most frequently leaps on a
caprid, sometimes on bovines, rarely a boar (Pithos A from Kuntillet ʿAjrud, GGIG:
Figure 219). The lion as a sole motif stamped on handles in the glyptics of Judah (already
an earlier local motif but mainly attested in the sixth century BCE and later) is usually
interpreted as expressing kingship and uncontested authority – of a mortal (IPIAO 4:
62–3) or divine king (Yahweh; cf. Ornan and Lipschits 2020).
It can be observed that domestic animals that were primarily consumed because of
their meat (cf. Sapir-Hen 2019) or exploited because of their secondary products (milk,
wool), to differ from work animals (exploited because of their labour, cf. Sapir-Hen
2020), non-food domestic animals with special skills, food wild game, non-food wild
game that was hunted because of the teeth or horn and non-food wild game without
economic but only symbolic exploitation options (e.g. lions, serpents) were perceived by
humans in different ways. Iconographical sources mainly included work animals, food
wild game and non-food wild animals without possible economic exploitation but with
high symbolic meaning into the repertoire. ‘Cattle stands out as it bears a symbolic status
both in its wild and domestic form’ (Sapir-Hen 2020: 88). Regarding iconography the
following main motifs with wild animals can be observed: (1) as pedestals, (2) as attributes
of deities, (3) being worshipped, (4) as sole motif, (5) being hunted, (6) being grabbed by
the tail/neck, (7) predators hunt themselves, (8) grazing peacefully, (9) at a tree and (10)
lactating their offspring. In spite of their very important economic role for human life and
development, the motifs including domestic food animals, domestic non-food animals
and work animals do not have the same spectrum. Also, the ritual practice with all the
aforementioned animals differed based on the symbolic perception of these animals by
humans. The reasons are a matter of debate: in some cases, the economic contribution of
an animal to society and its symbolic role and high esteem can be co-related (e.g. the
donkey until the early IA, partly replaced by the horse and dromedary camel). But as the
high status of some non-food and non-work animals (e.g. lion, serpent, scarabs) which
cannot be exploited economically indicates, this is not always decisive (contra Sapir-Hen
THE ANTHROPOLOGY OF ICONOGRAPHY 511
2020: 89–90). In particular, the hunting of lions had a ceremonial and highly symbolic
and prestigious aspect, making them the most appropriate animal to be used in motifs of
domination and triumph.
Thus, the human view on nature is quite complex: wild and domesticated animals
were seen from an economic perspective as work or food animals, they were used in
ceremonies and rituals, and they were regarded as status symbols, as identity markers of
groups or as representatives of numinous powers, gods, forces of vitality or wilderness
and destructive power. In any case, humans exploited the creatures of nature to take them
into their service, whether by taming them, using them for humankind’s own purposes,
eating them, sacrificing them, or attributing characteristics and interpretations to them
that, zoologically speaking, are completely alien to them. Animals were assigned to an
anthropocentric world view. Implicit axioms and cultural expectations are tied to the
attributions associated with certain animals, especially wild animals, which can actually
be dangerous to humans and stand for strength, speed, aggression, high honour status,
invincibility and danger to life. Used as guardian animals (mainly uraeus and lions), they
protect what is behind them. Their control is a key issue in royal ideology and theology.
Whether human or divine – whoever stands on a wild animal in a pictorial motif or grabs
them by the neck or tail restricts their bodily integrity and dynamism and must have the
enduring strength to assume this position of dominance. In this respect, the strength and
aggression of the human, heroic or divine serpent or lion conqueror always exceeds that
of the serpent or lion.
It is precisely these cultural expectations and attributions that the iconography of gods
and rulers ties in with. Numerous depictions of seals show the ruler in battle or hunting
against lions or other wild animals, which is one of the subjugation motifs already
mentioned. The wild animals, whose status (dangerousness for humans and competitiveness
with humans) is set as high as possible in this fight, stand for the threat to the order, which
the king successfully fends off. The king’s honour, status and prestige grow with the status
of the opponent he kills or dominates, which is why kings fight lions, which are considered
the strongest wild animals, or even potent mixed creatures, not rabbits. The fact that wild
animals – including lions – essentially want to be left alone by humans, only attacking for
their food supply and when threatened, plays no role in anthropocentric iconography.
Even if the animals are rendered naturalistically, their depictions are not about to mimic
or copy nature but to propose an interpretation of these animals within the given
traditional and transmitted worldview. The iconography reflects and transmits the cultural
axiom that domestic and work animals are fully under human control and can be
exploited, while wild animals are dangerous to humans and must be controlled or
eradicated so that humans can move about without danger. The relationship between
humans and wild animals is thus fundamentally competitive and conflictual. Wild animals
as representatives of the wilderness and their dominance, control or killing by humans or
gods are an expression of a basic disposition that assumes that wild nature is humankind’s
enemy, not its ally. Wild animals and wild nature are allied with humans or gods only (for
example as guardian and postament animals) when they are mastered or tamed, thus
when they give up their wilderness.
Overall, it can be stated that dangerous wild animals and predators signal a danger,
challenge, conflict potential, competition, enmity or even a fear factor to the viewer of
the picture. Danger recognition, distance and the need to fight back and triumph are the
attitudes expected towards these creatures. Even if it is in reality the human being who
lays claim to the wild animal’s life, offspring or habitat (no animal has ever set fire to a
512 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
forest and cleared it!), the animal is always considered to be the aggressor. Domesticated
animals and non-predators as pictorial motifs show the orderly and controlled world
whose existence is secured by the fact that humans can rely on the reproductive power of
these non-predatory creatures to survive, depending only on plants, air and water.
Plants Just as animals, plants can mark divine presence or be a divine attribute. Especially
in the Bronze Ages, the naked goddess and the Middle Bronze Age twig-goddess are
clearly associated with plants. The connection of the anthropomorphic naked goddess
and plants is less significant in the Iron Ages. However, even if they are not combined any
more, naked females persist (mainly as terracottas) as well as depictions of plants and
trees. Also, the connection between trees, twigs and goddesses is still present, though the
goddesses are dressed now (GGIG: Figure 323, Lachish, Iron Age IIC). Male and female
gods can hold various types of plant attributes or sceptres, mainly consisting of a tree,
twig, papyrus stalk, lotus/waterlily (held by the Late Bronze Age Qudshu, IPIAO 3:
Figure 860, 862–4), or unidentified blossom referring to the power to grant earth’s
fertility and reproduction (IPIAO 3: Figure 933). In the Iron Age IIB regeneration of life
is represented in Egyptian style by the sun-god as sun-child, sitting or kneeling on a lotus
blossom (GGIG: Figures 240–1a–c). Especially the lotus/waterlily – a plant without
economic exploitation function (even if there is some evidence for eating lotus) but high
symbolic status expressing the regenerative powers of nature – also played an important
role in royal iconography. Kings often hold a lotus flower or another blossom as a sceptre
(Kuntillet ʿAjrud = GGIG: Figure 238a), while the much later coinage of Yehud and
Samaria attest the lily (Wyssmann 2014: 249–50), or lily-shaped sceptres (ibid.: 230).
Plants were also among the resources that humans exploited, and which they depicted
and perceived differently: food plants cultivated in agriculture and gardens (wine, olives,
fruit and nut trees), food plants growing without agriculture (berries, mushrooms etc.),
non-food plants whose products can be exploited (papyrus, flax, plants, trees and bushes
for their wood, incense, medical use, spices, shade), non-food plants that cannot be used
economically and have a positive (lotus or lily) or a negative symbolic meaning (weeds,
thorns, thistles, see Gen. 3.18; Isa. 7.23–25; Jer. 12.13). Food plants and plants that
could be exploited or which had a positive symbolic meaning were included in cult
ceremonies and iconography – thorns, thistles and weeds apparently not. Also, in Palestine
it was a common experience that, where cultivated land was not constantly worked,
thorns and thistles spread again unhindered (Isa. 7.23–24) and destroyed what human
labour had created with much effort and time (Isa. 14.13). Thorns and thistles, plants of
the desert, were seen as the representatives of the wilderness and non-ordered world. As
such, and for pragmatic reasons, they had to be pulled out or burnt. In contrast to the
battle against the faunal representatives of wilderness (see above), the fight against thorns,
thistles and weeds is no pictorial theme in the Southern Levant. A possible explanation is
that this was not an activity that was considered to be of high social prestige – no trophy
could be displayed – even if it clearly had a high economic meaning.
Usually, it is not that easy to identify plants in pictorial media. Once more, the Neo-
Assyrian reliefs on the siege of Lachish are instructive: they depict Palestine as an area of
food plants: vines and fig, pine, olive and pomegranate trees. Palestine is shown as a well-
cultivated land with a developed agriculture. It was not the intention of Neo-Assyrian art
to create a survey of the different plant species from Palestine or the floral landscape of
the Shephelah. Rather, they were interested in displaying lifelike representations of
THE ANTHROPOLOGY OF ICONOGRAPHY 513
foreign plants to demonstrate their victorious power over the conquered country and its
products.
In local Southern Levantine iconography, plants could be used as the main motif or as
ornamental element (see e.g. the name seals of the Iron Age IIC decorated with a variety
of plants in GGIG: Figures 349–53, 355). The choice of the plants (palmettes, twigs,
pomegranates, lotus, pine cones and papyrus) indicates that they are not simply decoration
but also symbolize growth, blessing and prosperity. Trees can be depicted naturalistically
or stylized, serve as a mere graphical separator, a side decoration or as the centre of the
scene. Plants can fill the background in depictions of wildlife behaviour (e.g. grazing
caprids), or be the setting of human beings hunting wild animals (e.g. duck-hunting in the
marshes with papyrus in the background, GGIG: Figure 68b), cutting down trees during
a military campaign (a Neo-Assyrian practice, see Wright 2012), or – in this case perhaps
representing a garden – having erotic encounters (GGIG: Figure 41; see also the Neo-
Assyrian relief with Ashurbanipal in the arbour).
The most important representation of plants with the highest status and symbolic
meaning is the sacred tree, symbolizing the ongoing life cycle, divine blessing, fertility, life
and order. In Syria-Palestine, the sacred tree can be depicted as a stylized date-palm
(‘palmette’), some more or less elaborated bough or twig or as a complex composite tree
combining the stylized palm as the basic upright stem with papyrus umbels, lilies or lotus
blossoms (GGIG: Figures 14a–15c; 219 [Kuntillet ʿAjrud]; 223). The sacred tree can also
be linked with the cosmic tree, which represents the centre and axis of the world.
Grounding in the depths, it bears the firmament and thus connects and stabilizes
underworld, heaven and earth. This tree is a key element of the Levantine symbolic
universe (Winter 2002) and can be included into pictorial scenes with hybrid beings
(GGIG: Figures 231ab, 232b) or human beings touching, adoring or dancing around it
(GGIG: Figures 14a–c, 179–81, 233). Also, animals can be centred around the ‘tree of
life’, such as birds (GGIG: Figure 16), and, more often, caprids (see above). The motif of
caprids eating from the tree does not show food plants suitable for humans but only for
animals. Therefore, the motif is about nature as a closed functioning system which is
watched by human beings from the outside. Plants that are depicted side by side with
permanently grazing and feeding animals communicate the message that the vegetation
constantly regrows, providing food. This refers to the human observation and generalized
expectation that plants can be distinguished from animals (and humans) because they
have the regenerative power to sprout again even after they have been eaten away, cut
down, burnt and even seem to die yearly (Job 14.7–10). The flourishing of nature as seen
in the growth of plants and reproduction of the animals has been interpreted as the
manifest expression of the blessing of the gods (Pss. 67.7, 85.13). According to the
iconography and textual sources, the appropriate human reaction to this well-ordered life
cycle is the adoration of the gods. Unlike the Old Testament (e.g. Deut. 20.19, 22.6–7,
25.4; Prov. 12.10; Riede 2016) environmental protection is no topic in the pictorial
material.
CONCLUSION
Based on the assumption that culture and society are unfolding rather than fixed realities,
pictures are in all stages, during their production, circulation and reception, part of these
unfolding cultural processes and social dynamics including sociocultural phenomena of
514 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
7
On the transformation of collective structures of meaning over time, see, e.g., Sahlins 1987. He examines
processes and symbolisms of social practice equally, thus overcoming the seeming contradiction of stability and
change, static and dynamic. The terms cultural concept, symbolic system and structure can be used synonymously,
in his opinion, because interconnected processes take place. The fact is: the transformation of interpretive
patterns is an everlasting process of change; its triggers are debatable.
THE ANTHROPOLOGY OF ICONOGRAPHY 515
Pictures reflect, communicate and transmit and also shape different anthropological
concepts that can be identified according to the motifs which show human beings in their
social roles and functions, interactions and interrelations with their possible interactive
partners: humans, deities and nature. The material images mirror and transmit the basic
assumption, that being human means to take over roles and functions, to be part of
interactions and interrelations that are clearly defined by gender, social roles, social status
and hierarchical structures.
Pictures depicting males, often kings and members of the elite, frequently qualify the
represented relationships as competitive, manifesting that royal and male life is embedded
in competitions about resources, status, honour, prestige – generally speaking about all
kinds of capitals (in Bourdieu’s sense) – including the defence of the order against enemies
of all kind. Women are usually depicted in reaction to activities of others (usually males),
observing from a safe position in the interior house, feasting/music-making, mourning or
accompanying the head of the family (Lachish reliefs). Activities outside the house, in
economy, war, hunt or competition neither belong to the pictorial repertoire of females
nor to their social field. Women are excluded from making any prestigious triumph and
its display. Instead, they are shown expressing emotions or fulfilling their social role as
mothers taking care of a child. Thus, the pictures communicate the acceptance of social
role conformity, hierarchies and loyalty to them (females to males, males to the king, the
king to the gods) as ideal social behaviour. Kinship-based relationships are rather rare in
the pictorial repertoire (except the motif ‘mother with child’), while patron–client
relationships with higher social strata (e.g. ruler with loyal officials in banquet scenes, or
scenes of audience) or with protective deities (e.g. kings closed to deities, human beings
in adoration scenes) are displayed in different pictorial motifs communicating that
relationships of this type are a win–win situation for both sides: role conformity and
loyalty to rulers and deities is rewarded with protection and blessing. In contrast, any
attempt to transgress the borders and orders given and protected by them is combated
by them – and they always win (e.g. scenes of triumphs and dominance) against the
aggressor. The pictures were social agents in service for the rulers and disseminated royal
ideology; but they also were part of the social identity formation processes that were
supposed to help the members of the collective to create an image of themselves as a
community, which strengthened the group identity, and also gave the viewer guidelines
(e.g. role conformism) for his or her behaviour. Thus, ideal social interactions are
mise-en-scène and depict very often the ruler, males and rarely females in fulfilling
their social roles in paradigmatic interactions. The viewer has to understand that
humans have to be persons who are always related to others and who derive their identity
from the relational connections that they actually have and from their past traditions.
The successful human being accepts, keeps and supports (with loyalty, solidarity,
steadfastness) the given social relations, institutions and roles, the inherited status of
honour, and the given hierarchies that are legitimated by the culturally accepted
supernatural powers and traditions. The material images visualize an approach to life that
supports the community.
Also, broader social and historical processes are tangible in the images when the visual
construct of rulership and its legitimacy not only adopts traditional and local motifs, but
includes an international flair that is inspired by the actual political hegemonies – such as
a royal figure showing typical Egyptian features in Kuntillet ʿAjrud in the Iron Age IIB,
while in the Iron Age IIC Assyrian dress codes and body concepts (see the ‘muscle man’
from Ramat Rahel) were preferred.
516 HANDBOOK OF ANTHROPOLOGY AND THE HEBREW BIBLE
Regarding the relation of human beings to nature the pictorial themes communicate
several aspects: in general, nature and its creatures are perceived, prioritized and
structured in a very anthropocentric way. Wild and domesticated animals were seen from
an economic perspective as work or food animals, they were used in ceremonies and
rituals, and they were regarded as status symbols, as identity markers of groups or as
representatives of numinous powers, gods, constructive forces of vitality or wilderness
and destructive power. Human hierarchies, behaviour and constructs were transposed
and projected into wildlife, when beasts were used in imagery to represent social
behaviour as rulership, triumph, guardianship or subordination (e.g. the lion as
representative of the pharaoh), motherly care or mating (e.g. suckling caprids and cows).
In the social view promoted in the pictorial themes, kings and men clearly share some
characteristics with predators (aggressivity, killing) and replace in combat their human
physical deficits and bodily vulnerability with weapons (knives instead of teeth and
claws, chariots to increase the speed and protective distance). In addition, the pictorial
themes construct nature as a danger to human beings (see the images of predators, and
wildlife), but flora and fauna in an ongoing continuity and equilibrium of life. Animals
are not depicted as interaction partners for human beings on eye level but as objects
that have to be hunted, killed, consumed, domesticated, controlled, exploited, tamed
and ridden or watched with some distance from the outside (e.g. grazing, at trees or
suckling). The presence of non-predators with or without plants on pictorial media
indicates a balance of flora and fauna under divine preservation, only rarely aggression,
but never danger. Considering that images also evoke emotions in the reception
process, images with non-predators are more likely to create a feel-good zone than
images with predators. In this respect, it is not surprising that utopian scenarios that
envision a general world of peace proclaim general animal peace between predators and
non-predators (Isa. 11.6–8, 65.25) and thus correspond to the creation’s longing for an
end to general killing.
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522
INDEX OF SOURCES
523
524 INDEX OF SOURCES
17 395 33.31 84
17.12 448 34 395
18 444 34.1–31 442
18.1–15 280 34.2–3 248
18.19 162 34.12 166
19 280 34.14 270
19.1 195 34.20–24 195
19.5 280 34.31 270
19.11 294 n.14 35 395
20.12 166 35.27–9 463
20.17–18 294 n.14 38.24 197
21 396 36 162 n.17
21.4 448 36–50 179
21.21 290 n.6 37–50 387
21.23 250 37.28 218
22.1 288 38 164
23 215, 395 38.24 193
23.1–20 459 38.25–26 193
23.3–15 463 39.14 318 n.16, 318
23.4 246 n.1, 481 39.17 318 n.16, 318
23.6 215 40 162
23.19 404, 463 40.15 318 n.16
24 395 41 162
24.3 318 41.12 318, 318 n.16
24.7 318 n.17 41.41–43 195
24.15 166 42.19 164 n.24
24.28 163 n.20, 437 42.33 164 n.24
24.38 162 42.38 246
24.40 162 43.32 318, 318 n.16
25 52, 395 44.30–31 248
25.7–10 459 45.1–11 162
25.8 246 45.18 164 n.24
25.9 463 46.31 437
25.17 459 48.7 464
25.19–23 448 49.24 84
25.19 464 49.28 437
25.29 439 50 395
25.34 439 50.1–3 460
27.38 265 50.1–11 460
28 395 50.13 463
28.8–20 84
28.18 386, 449 Exodus
28.21 162 1.15 318 n.16
28.22 449 1.16 318 n.16
28.20 439 1.19 318 n.16
29 166 2.7 318 n.16
29.15–30.24 448 2.11 318 n.16
29.22 448 2.13 318 n.16
30 395 2.20 439
31.27 331 2.21 288
31.54 459 3.14 84
33.8–10 84 3.18 318 n.16
INDEX OF SOURCES 525
Nehemiah Esther
1.4 318 n.18 4.11 194
1.5 314 n.11, 318 n.17
2.4 318 n.18 Job
3.8 173 n.38, 178 1.4 446
3.26 178 1.5 409
3.31 173 n.38, 178 12.4 277
4.13 177 n.43 14.7–10 513
4.23 178 14.10 247
5.1–13 218 17.13 460
5.5 174 17.13–16 246
7 176 19.3 277
7.1 178 19.5 277
7.2 250 19.13 301
7.3 178 21.3 277
7.23 178 21.12–13 246
7.39 178 24.4–10 195
7.43 178 28.12–13 255
7.45 178 28.19 289
7.46 178 28.20–21 255
7.64 299 30.31 331
8.1–9 178 38.36 249
8.6 336 42.5–6 253
8.7–8 336 42.11 439
9 252
532 INDEX OF SOURCES
Jonah Micah
1.1–2 314 2.2–5 200
1.1–3 315 3.3 440
1.2 321 6.4 292
1.3 314, 317, 321 6.8 255
1.4 317 17.2 437
1.4–16 315 17.10–12 437
1.5 317 18.14–16 437
1.6 320 18.22 437
1.7 317
1.8–9 317 Habakkuk
1.9 314, 317–8, 320 2.1 301
1.14 314, 320–1 3.4 337
1.15 314
1.16 320 Zephaniah
2 319, 322–3 3.6 219
2.1 318–9, 321
2.1–11 315 Haggai
2.2 314, 321 1.6 312
2.2–7 314 2.12 439
2.3–10 320 n.20
2.8 314 Zechariah
2.9 319 1.9 301
2.10 314, 318, 320 1.13 301
3 321 2.2 301
3.1–2 314 2.7 301
3.1–3a 315 4.1 301
3.2 321 4.4 301
3.3 314, 319, 321 4.5 301
3.3b-10 315 5.5 301
3.4 314, 319, 321 5.10 301
3.5–8 321 6.4 301
3.5–9 314 7.8–10 313
3.6–8 412 10.1 312 n.7
3.7–8 249 14.20–21 440
3.8 323
3.9 320–1
Malachi
3.10 314, 319, 321, 412
1.6–2.9 428
4 412
2.10–12 181
4.1–11 315
2.11 299
4.2 313–4, 319, 321
4.2–3 320 n.20
New Testament
4.4 319
Matthew
4.6 319, 321
13.44 265
4.7 321
4.8 314, 321
4.9 318 Luke
4.11 314, 321 14.12 266
13.19 318 14.13 266
24.7 318 14.14 247
15.11–32 230, 264
15.31 266
INDEX OF SOURCES 537
1 Esdras Hesiod
5 176 Work and Days
I: 265 250
Qumran Texts
4Q184 299, 300 Homer
4Q184.9–10 300 Iliad
4QMMT B64–72 294 n.15 1:3–4 246
Solon Sophocles
3 334 Antigone
23.8.27–30 334
Tiberius Gracchus
8.7 328 n.4 Strabo
Geographica
Gaius Gracchus 12.2.9 334, 335 n.15
17.6 328 n.4 15.3.19 339
Pseudo-Aristotle Xenophon
Problemata Oeconomicus 232
19.28.919–20ª 334-5
Renaissance Sources
Seneca
Ad Lucilius Petrarca
58.31 383 n.29 Seniles XVII, 2 383 n.29
Suasoriae
1.6 328 n.4
INDEX OF AUTHORS
539
540 INDEX OF AUTHORS
Fabian, J. 3 Frick, F.S. 27 n.3, 152 n.2, 156 n.6, 171, 173,
Fabre, T. 131 173 n.37
Faehndrich, J. 2 Fried, M.H. 156
Fafchamps, M. 135 n.18 Friedl, E. 225, 227
Falk, Z.W. 333 Friedman, R.E. 209, 321, 321 n.21
Fantalkin, A. 464, 499 Friese, H. 133 n.11
Fardon, R. 31, 32 n.5 Fritz, V. 71, 440
Fassoulas, A. 120 Frog, E. 329, 338 n.22
Faulkes, A. 333 Frog 337
Faust, A. 85, 134, 207, 214, 433, 436 n.5, Fromm, E. 248
464 Frymer-Kensky, T. 190 n.3, 223, 231, 234,
Feeley-Harnik, G. 33–4 295
Feige, M. 85 Fu, J. 433–4, 434 nn.2–3
Felder, C.H. 289 Fuchs, E. 223
Ferguson, J. 8 n.10 Fuller, A.H. 97–8, 101, 112, 116, 120
Fergusson, J. 64
Fewell, D.N. 352–4, 357–8, 360 Gabrieli, R.S. 107, 113
Fiensy, D.D. 156 n.6, 6 n.8 Gadamer, H.G. 69
Finch, M.L. 86 Gagarin, M. 335 n.15
Finitsis, A. 9 Galbraith, J.K. 191, 198
Finkelstein, I. 85, 387 n.39 Gambash, G. 103
Finley, M.I. 135 n.18 Gane, R.E. 407
Finn, J. 59 Garnsey, P. 135 n.18
Finsterbusch, K. 253 Garroway, K.H. 10, 120, 458
Firth, R. 211–12, 470 n.5, 472 n.7, 484 n.29 Garsiel, M. 484 n.25
Fischer, I. 239 Gatt, G. 99
Fishbane, M. 357, 360–1 Gaukroger, S. 73
Flanagan, J.W. 153–4, 156 n.6 Gavins, J. 353, 357, 359, 359 n.13, 361
Flannery, K.V. 82, 131 n.2 Geertz, A.W. 357, 424 n.7, 425
Fleck, L. 252 Geertz, C. 34, 34 n.7, 86
Fleishman, J. 481 n.22, 483 Geisen, C. 338 n.22
Fludernik, M. 351 Gell, A. 493–4
Fokkelman, J. 357, 363 Geller, S.A. 253
Fohrer, G. 483 Gellner, E. 135 n.18, 136, 154, 154 n.3, 155
Fontaine, C.R. 229 George, M.K. 407, 469, 469 n.1
Fontenrose, J. 352 Georgiou, A. 107
Forder, A. 52, 55, 61–2 Gericke, J. 254
Fortes, M. 27 n.4 Gero, J.M. 167
Foster, G.M. 281 Gerson-Kiwi, E. 330
Foster, S.J. 312 Getui, M.N. 289
Foucault, M. 1, 2 n.1, 4, 73–4, 76, 252, 459 Geva, H. 112
Fox, M. 253 n.6 Gharib, R. 503
Frank, T. 438 Gibbs, R.W., Jr 297
Frankel, D. 288 Gilchrist, R. 234, 435
Franklin, N. 481 n.22, 484 n.28 Gilders, W.K. 6, 401 n.9, 403 n.16, 405,
Franks, H. 297 407–8
Frazer, J.G. 3, 20, 22, 25–30, 33, 41, 130, Giles, L.L. 426, 426 n.9
267 n.1, 355 Gilmore, D.D. 131, 133 n.8, 268
Frenkel, M. 72 Giordano, C. 132, 132 n.5, 133 n.8, 134 n.15
Frese, D.A. 335 Gitay, Y. 328, 332, 337 n.20
Freud, S. 26, 378 Given, M. 114
Frevel, C. 252, 290 n.6, 408 n.28, 493 Glanville, M. 189 n.2
544 INDEX OF AUTHORS
Stiebert, J. 268, 268 n.2, 270–2, 274 Trible, P.L. 314–15, 316 n.12, 317 n.13, 318,
Stocking, G.W. Jr 3 320, 358
Stockwell, P. 357 Trigger, B.G. 72, 76
Stolper, M. 210 n.13 Tristram, H.B. 2, 51
Stordalen, T. 8 Troeltsch, E. 71
Stott, K. 72 Tromans, N. 56
Strauss, D.F. 41 Trumbull, H.C. 48–9, 53
Strawn, B.A. 492, 508 Tsevat, M. 254
Sturdy, J. 291, 299 Tsukimoto, A. 457, 462
Sugden, J. 422 n.2, 423 n.3 Tucker, W.D., Jr 278–9
Sugirtharajah, R.S. 9 n.11 Tufnell, O. 99
Sukenik, E.L. 99 Tugendhaft, A. 88
Suriano, M.J. 404 n.18, 455–6, 459–60, Tull, P.K. 351, 353
462–5 Turner, V. 28, 72, 455
Sutherland, R.K. 196 Twiss, K.C. 433, 444
Sutskover, T. 481 n.22 Tylor, E.B. 19–22, 24, 26, 28, 77–8
Sutton, L. 276, 278
Sutton, S.B. 100, 113 Ueberschaer, F. 340
Swantek, L.A. 107 Uehlinger, C. 491, 493
Swedberg, R. 210 Uro, R. 397 n.4
Sweely, T.L. 226, 233
Sweeney, D. 501 Valière, J.-C. 110
Sweet, L.E. 102, 132 Vall, G. 254
Sørensen, J. 397 Van-Lennep, H.J. 2
van de Mieroop, M. 254
Tadmor, H. 201, 231 van der Steen, E.J. 9, 136 n.20, 207 n.3,
Tamari, V. 440, 442 440
Tambiah, S.J. 397 van der Toorn, K. 456–7, 460, 462
Tan, N.N.H. 300 n.24 van de Velde, C.W.M. 43–5, 48, 59
Tappy, R.E. 199 Van Eck, E. 308 n.2, 322
Tarkka, L. 329, 332 n.10, 337 n.21 Van Esterik, P. 433 n.1
Tarlow, S. 456 van Gennep, A. 413, 455
Taxel, I. 100, 103 Van Seters, J. 71, 339
Taylor, C. 248 van Wolde, E. 354, 357, 361
Thiede, B. 9 Vanderhooft, D. 27
Thiel, W. 481 n.22 Varisco, D.M. 2
Thomas, J. 73–6 Vayntrub, J. 340, 340 n.31
Thomas, R. 329, 335 n.15 Verdery, K. 469–71, 479–81, 479 n.15, 484
Thompson, E.P. 135 n.18 Vermeulen, K. 10, 357, 357 n.9, 359, 363–5
Thompson, T.L. 5 n.6, 8, 134, 134 n.13, Viazzo, P.P. 137
135–6, 136 n.19, 139, 387 n.43 Victoria, J.L.E. 191
Thomson, W.M. 2, 56 Vindrola-Padros, C. 297 n.20
Tilley, J.T. 238 Vinitzky-Seroussi, V. 378, 378 n.19
Tilly, C. 133 n.6, 139 n.24 Viviers, H. 365
Tischendorf, C. von 48, 52, 57 Vogt, L. 250
Toelken, B. 338 Volf, M. 71, 81
Tooman, W.A. 332 Volney, C.-F. 1, 42, 53, 63
Tota, A.L. 378 von Rad, G. 254, 460–1
Toulmin, S.E. 74 Voth, E. 336
Tozy, M. 133 n.8
Trevor-Roper, H. 373 Wagner, A. 252 n.5, 253
Triandis, H. 264 Wagner, V. 335
INDEX OF AUTHORS 553