Vs-And-Geotechnical Parameter For Norwegian Clays
Vs-And-Geotechnical Parameter For Norwegian Clays
Vs-And-Geotechnical Parameter For Norwegian Clays
Abstract: A database of shear-wave velocity (V s ) measurements using a variety of techniques and soil properties measured on high-quality
samples for 28 Norwegian sites has been established. The purpose was to evaluate the different methods of measuring V s , to present guide-
lines and correlations to assist in estimating V s profiles in these clays in the absence of site-specific data, and to outline relationships that can
be used to give first-order estimates of soil properties. It was found that consistent measurements of V s can be obtained from a variety of
techniques and that for practical engineering purposes the V s values obtained from the different methods are similar. Surface wave techniques
can be particularly useful but careful survey design is necessary and in particular the inversion process needs to be carefully controlled.
Differences of about 15–20% can be obtained in the V s values depending on the algorithm used. V s values for Norwegian clays are consistent
with well-established frameworks for other materials, based on relationships between effective stress and index parameters. Piezocone pen-
etration testing (CPTU) can be used to give acceptable estimates of V s and this includes techniques which utilize the CPTU data only and are
independent of any index property. V s correlates well with triaxial compression and direct simple shear derived undrained shear strength (su )
values. There appears to be a particularly good link between V s and preconsolidation stress (pc0 ). Satisfactory relationships also exist
between V s and the tangent moduli of the clays at in situ stress (M 0 ) and at pc0 (ML ). DOI: 10.1061/(ASCE)GT.1943-5606.0001645.
© 2017 American Society of Civil Engineers.
Fig. 1. Techniques for measurement of V s (modified from Menzies and Matthews 1996, with permission): (a) invasive techniques; (b) MASW
to give first-order estimates of soil properties and for controlling the shear wave velocities for the intervals in between the receivers. This
results of laboratory tests. would make the shear wave velocities less dependent on the source
signature. Having multiple geophones also alleviates potential is-
sues with inaccuracies of the target depths. The SCPTU method
Techniques Used for the Measurement was used for collecting shear-wave velocity information at seven
of Shear-Wave Velocity of the sites presented in the database.
The seismic dilatometer is the combination of the standard flat
dilatometer (DMT) with a similar seismic module for measuring V S
Invasive Methods
as employed in the SCPTU (Marchetti et al. 2008). The crosshole
Geophysical methods can be divided into two categories: invasive test (CHT) is often considered the reference standard by which
and noninvasive. Invasive methods require drilling into the ground. other in situ shear-wave velocity tests are compared. The tests
Common invasive methods include downhole logging (ASTM are performed in a series of two or more cased boreholes. A bore-
2014), crosshole logging (ASTM 2014), suspension logging, hole seismic source generates waves that propagate past receivers at
seismic dilatometer (SDMT), and the seismic cone penetration test the same depth in adjacent boreholes. In these tests the velocity is
(SCPTU) [Fig. 1(a)]. In Norway, most invasive testing is done with determined from the travel time of the waves over the distances be-
the SCPTU but use has also been made of SDMTand crosshole tests. tween adjacent boreholes. A review of crosshole test procedures can
The SCPTU was first introduced in 1984 at the University of British be found in Hoar and Stokoe (1978) and Woods (1978). One major
Columbia (Rice 1984; Campanella et al. 1986; Robertson et al. advantage of crosshole testing is the direct measurement through
1986). Recent upgrades include development of continuous V s only the desired material of a particular select layer. The greatest
measurement during cone penetration using a specially developed disadvantage of CHT is the need for multiple boreholes. As a con-
automatic seismic source (e.g., Ku et al. 2013). sequence, the CHT is slow, time consuming, and very expensive.
In the work presented here all the SCPTU equipment had a sin- In the database presented here CHT was used at five of the sites.
gle geophone only. The seismic signals are only recorded during
pauses in penetration, commonly every 0.5 or 1.0 m. A horizontal
Noninvasive Methods
beam coupled to the ground surface by the weight of the testing
vehicle is the source of the seismic energy. The beam is struck Noninvasive geophysical methods include spectral analysis of
on end with a hammer to generate horizontally polarized vertically surface waves (SASW), multichannel analysis MASW, continuous
propagating shear waves that can be detected by the horizontal surface waves (CSW), frequency wavenumber methods (f-k meth-
receiver within the cone penetrometer embedded below. The veloc- ods), seismic refraction, and seismic reflection. The SASW tech-
ity is determined from the travel-time differences between recorded nique was developed in the early 1980s by Heisey et al. (1982)
waves and the difference in the assumed travel path length for and Nazarian and Stokoe (1984). This method uses a single pair
receiver depth. In principle, it is advantageous and recommended of receivers that are placed collinear with an impulsive source
to use multiple geophones, and use identical shots to determine (e.g., a sledgehammer) and utilizes the dispersion property of
problems associated with SASW. The entire procedure for MASW portant to consider the potential pitfalls and limitations from survey
usually consists of four steps [Fig. 1(b)]: design to final interpretation of the results. Sauvin et al. (2016) have
1. Acquire field records by using a multichannel recording system studied these issues in detail with special reference to work in
and a receiver array deployed over a few to a few hundred me- Norwegian soft clays including those considered in this paper. They
ters of distance, similar to those used in conventional seismic found that care is needed when planning field surveys and that
reflection surveys. In this study the test configuration comprised source offset distance, geophone spacing, array length, source fre-
either 24 10-Hz geophones or 12 4.5-Hz geophones spaced at quency content, and the sampling time can all influence the results.
3 m center over the survey length. Although KGS recommends Following some careful trials of the previously mentioned param-
the use of 4.5-Hz geophones on soft clay sites, it was found that eters stable raw data with high signal to noise ratio which requires
they provided little advantage over the higher frequency instru- minimal preprocessing can be obtained.
ments (Sauvin et al. 2016). For the 10-Hz geophones, the lower The inversion technique applied is the largest source of error in
frequency level was not limited by their natural frequency, the MASW method due to the inversion process and the subsequent
and they could detect signals as low as 5-Hz. With the 4.5-Hz lack in uniqueness of the V s profile (e.g., Xia et al. 2003; Socco and
geophones, the lowest recordable frequency was 2–3 Hz. A Strobbia 2004; O’Neill and Matsuoka 2005; Cercato 2011; Luo
similar finding is reported by Park et al. (2002), who discuss et al. 2007; Foti et al. 2015). Some issues that arise include mode
optimum acquisition parameters for MASW surveying. An im- jumping in the dispersion curve especially when a steep nonlinear
pulsive source (10-kg sledgehammer in this case) was used to gradient in V s exists near the surface. With careful surveying, mode
generate the surface waves at the Norwegian clay sites. Seismic jumping can be overcome by prior identification of situations
data were recorded using an RAS-24 seismograph (Seistronix, where difficulties may arise (Boaga et al. 2014) or by varying offset
Rancho Cordova, California) and the corresponding Seistronix distance (Cercato 2009). Cercato (2011) proposes a global inver-
software. sion algorithm to help overcome these problems.
2. Use is then made of the dispersive properties of the soil, Sauvin et al. (2016) studied this issue specifically for Norwegian
i.e., longer wavelength signals reflect the deeper soils and short- soft clays by employing different inversion routines to good quality
er wavelengths represent the shallower soils to produce a phase data from the Esp site near Trondheim. The surface wave V s pro-
velocity versus wavelength relationship from the measured data. files were compared to those obtained from SPTU and CH testing.
3. This phase velocity versus wavelength trace is converted into Although good agreement was obtained, differences of up to
a dispersion curve (phase velocity versus frequency). Usually 20 m=s (i.e., about 10%) were obtained from the different inversion
fundamental mode dispersion only is used. procedures. Similarly, Sutton (1999) concluded that errors of the
4. The dispersion curve is inverted to obtain 1D (depth) V s profiles order of 8% (≈10 m=s) could be obtained when comparing sur-
(one profile from one curve). The inversion process involves the face wave and other data for Bothkennar soft clay in the United
user specifying a synthetic ground profile (number of layers as Kingdom. The Bothkennar site is also included in this study.
well as the density, V s , and Poisson ratio of each layer) and the Xia et al. (2000) found an overall difference of approximately
software then iterates until the synthetic and field dispersion 15% when comparing MASW results with borehole measurements
curves match. The software tools used in this study for the pur- on unconsolidated sediments of the Fraser Delta. Similarly, Luo
pose of inversion were Surfseis (Park and Brohammer 2003), et al. (2007) found relative errors up to 15.9% when comparing
winMASW (Eliosoft), and a Norwegian Geotechnical Institute joint inversion results to borehole results. Mulargia and Castellaro
(NGI) in-house inversion code. (2009) suggested an intrinsic 20% error in the field estimation of V s
Advantages of the MASW method include the need for only is generally found. One should note that according to Eq. (1), a
one-shot gather and its capability of identifying and isolating noise. 20% error in estimation of V s leads to an approximate 30% error
Also, its ability to take into full account the complicated nature of in the estimation of the small strain shear modulus (Gmax ).
seismic waves that always contain noise waves such as unwanted The authors are not in agreement with Crice (2005) who
higher modes of surface waves, body waves, scattered waves, traf- suggests that MASW survey data can be reliably interpreted by
fic waves, as well as fundamental-mode surface waves. These computer software without human intervention. The authors have
waves may often adversely influence each other during the analysis found that this is only accurate for simple soil profiles. Significant
of their dispersion properties if they are not properly accounted for. user experience and intervention are required for more complex
The MASW method was used for recording and processing of profiles. In the view of the authors an informed user is certainly
surface wave data for nearly all sites presented in the database important for MASW data analysis.
(i.e., 28 out of 29).
Test Sites and Soil Properties Included in the
Scaling Issues Database
When comparing V s data from different methods, care needs to be In situ shear-wave velocity measurement has been carried out at a
taken with respect to the scale of the measurements. For example, few Norwegian clay sites during the last decades for research
7 Oslo NGI car park Soft clay MASW/SASW NGI files, Kaynia and Cleave (2006)
8 Buskerud- Danviksgata/ Soft clay SCPT/MASW/Raleigh/CHT Lunne and Lacasse (1999), Eidsmoen et al.
Drammen Museum-park (1985), Butcher and Powell (1996), and
BRE (1990)
9 Lierstranda Soft clay MASW/Raleigh Lunne and Lacasse (1999), and Lunne
et al (1997)
10 Hvittingfoss Soft to firm quick clay SW inversion (MASW)/ Sauvin et al. (2013, 2014)
SCPTU/seismic reflection
11 Smørgrav Soft (quick) clay MASW Donohue et al. (2009, 2012), and
Pfaffhuber et al. (2010)
12 Vålen Soft clay MASW Sauvin et al. (2011)
13 Vestfold Farriseidet Organic quick clay MASW NGI files
14 Månejordet Silty quick clay MASW Statens Vegvesen/UCD files
15 Telemark Skienselven Soft to firm quick clay MASW NGI files, e.g., 20011544-1,
February 2003
Mid-Norway
16 Trondheim Tiller Soft to firm (quick) clay MASW/SASW/SCPTU/CHT Gylland et al. (2013), Sandven et al.
(2004), Sandven (1990), and Takle-Eide
(2015)
17 Berg Firm clay MASW/CHT Rømoen (2006), Westerlund (1978)
18 Esp Soft to firm (quick?) clay MASW/CHT/SCPTU Torpe (2014), King (2013), Montafia
(2013), Knutsen (2014), and Hundal
(2014), NGI files
19 Klett (south) Soft silty (quick) clay MASW/SCPTU APEX, Multiconsult and NGI files
20 Dragvoll Very soft quick clay MASW, SW inversion Montafia (2013), Pasquet et al. (2014), and
Eide–Helle et al. (2015)
21 Rosten Soft clay MASW NGI files
22 Saupstad Firm to quick clay MASW NGI files
23 Eberg Soft organic clay SASW/Seismic ref. Røsand (1986), Sandven (1990), and
Langø (1991)
24 Hoseith Quick clay (silty) MASW APEX, Multiconsult and Trondheim
Kommune files
25 Okstad Stiff, silty clay MASW As Hoseith
26 Rissa Rein Kirke Soft and quick clay MASW Sauvin et al. (2013), Aasland (2010), and
Kornbrekke (2012)
27 Stjørdal Glava Firm clay MASW/SASW Sandven (1990), and Sandven and Sjursen
(1998)
28 Namsos Kattmarka Layered soft clay MASW NGI and NTNU files
29 Scotland Bothkennar Soft clay/silt SCPT/SDMT/MASW/CSW CHT See Géotechnique, No. 2, 1992. For
summary of V s values see Long et al.
(2008)
purposes and/or as a part of construction projects. Source of The database includes index properties such as total unit weight,
existing data includes Langø (1991), Long and Donohue (2007, water content, clay content, remolded shear strength, sensitivity, and
2010), and L’Heureux et al. (2013). In this paper, existing data Atterberg limits. Also, engineering properties such as undrained
are assembled and collated with field data from about 12 new sites. shear strength derived from anisotropically consolidated undrained
The additional sites were chosen based on the availability of high- triaxial compression and extension tests (CAUC and CAUE), direct
quality samples and associated laboratory testing. In all the data simple shear tests (DSS) and in situ vane tests, net CPTU cone
originate from a total of 28 Norwegian sites as summarized in resistance, in situ effective vertical stress and 1D compression
Table 1. Out of these sites, 15 are located in southeastern Norway parameters based on the classical Janbu theory (Janbu 1963,
and 13 are in mid-Norway (Fig. 2). A 29th site included in the data- 1969). Full details of the database are given in NGI (2015).
base is the Bothkennar clay site in Scotland where much work has The Norwegian clays in the database are of marine or glacio-
been carried out over the last 30 years (including testing of block marine origin. Natural water content (w) data range between 20
samples by NGI) (e.g., Long et al. 2008). and 80% [Fig. 3(a)]. Most of the plasticity index data vary between
Fig. 3. Summary of soil properties from database of Norwegian clays: (a) water content; (b) plasticity index; (c) clay content; (d) sensitivity
those from southern Norway. However, there is a second group of Correlations with Index Parameters
sites all located in south and southwest Trondheim (comprising
the Rosten, Saupstad, Okstad, and Hoseith sites) with higher val- Correlations between index parameters and V s or Gmax can provide
ues. All of these sites are located at the bottom of high slopes and rapid estimates useful for preliminary design and for verifying in
are more overconsolidated than the other sites. The very soft clay situ and laboratory results. According to Leroueil and Hight (2003)
at Dragvoll shows the lowest V s values. and Hardin (1978) the empirical equation describing the influence
As has been shown, the V s values deduced from the different of the controlling factors on Gmax can then be written as follows
geophysical methods (i.e., MASW, SASW, SCPTU, and CHT)
ð1−2nÞ
at a given site generally give very similar results. For the data pre- Gmax ¼ SFðeÞðσv0 σh0 Þn pa ð3Þ
sented here, the results do not seem to be affected by the technique
used or the directions of propagation and polarization of the waves. where S = dimensionless parameter characterizing the considered
This is likely to be due to the largely isotropic nature of these soil; FðeÞ = void ratio function; σv0 and σh0 (kPa) = vertical and
materials. Isotropy of V s measurement in soft clay has also been horizontal effective stresses, respectively; n = parameter indicating
documented by Soccodato (2003). However, as pointed out by the influence of stress; and pa (kPa) = atmospheric pressure.
Butcher and Powell (1996) and others, V s values measured Fig. 9 presents the relationship between in situ shear-wave
0
with different techniques can be significantly different in heavily velocity and σv0 for samples at all sites in the database. Results
0
overconsolidated clays or layered soils. show a clear tendency for V s to increase with σv0 . The best fit
Fig. 4. (a) Sampling depth; (b) in situ vertical effective stress for samples in the database
Fig. 5. (a) Overconsolidation ratio (OCR); (b) laboratory undrained shear strength for soils in the database
equation for the data gives a regression coefficient of 0.71. The (where K 0 = coefficient of earth pressure at rest), and n ¼ 0.25.
linear relationship determined from the data in Fig. 9 is in the form Full details can be found in NGI (2015).
0
Norwegian practice often normalizes Gmax with respect to the
V s ¼ 1.11σv0 þ 53.24 ð4Þ sum of the mean consolidation stress (σm0 ) and attraction (a) to
0 = vertical effective stress. obtain a dimensionless parameter that depends on friction only,
where σv0
e.g., Janbu (1985). This normalized small-strain shear modulus
Most of the data fall within 90% of Eq. (4). The main reason for
(gmax ) can be written as
the large spread in the data is associated to uncertainties in the
0 in the field and to a lesser extent to intrinsic
evaluations of σv0
Gmax
assessment of in situ V s . gmax ¼ ð5Þ
Long and Donohue (2007, 2010) and L’Heureux et al. (2013) σm0 þ a
have previously shown that the relationship described in Eq. (3)
works well for Norwegian clays if S is taken to be in the range Gmax was calculated using the sample density and Eq. (1). A
500–700, FðeÞ ¼ 1=e1.3 (where e = void ratio), K 0 ¼ 0.5 systematic variation of gmax against water content was found with
Fig. 6. Validation check for sites in the Trondheim area: (a–c) Tiller; (d–f) Esp; (g–i) Klett with each plot showing water content, sensitivity and V s ;
note change in y-axis scale for Klett site
Fig. 6. (Continued.)
Fig. 7. Validation check for southern Norway site at Hvittingfoss with plot showing (a) water content; (b) sensitivity; (c) V s
Fig. 8. Summary of all MASW data for (a) sites in southeastern Norway; (b) sites in Trondheim and mid-Norway
Fig. 10. Coefficients V sg and m in equation V sz ¼ V sg þ mz: (a) V sg against water content; (b) V sg against unit weight; (c) m against water content;
(d) m against unit weight
Piratheepan (2002) United States 20 0.910 V s ¼ 11.9 · ðqc Þ0.269 · ðfs Þ0.108 · D0.127
Anagnostopoulos et al. (2003) Greece 152 0.85 Gmax ¼ 58q1.17
c
Mayne (2006) Worldwide 161 0.820 V s ¼ 118.8 logðf s Þ þ 18.5
Long and Donohue (2010) Norway 35 0.613 V s ¼ 2.944 · ðqt Þ0.613
Long and Donohue (2010) Norway 35 0.758 V s ¼ 65 · ðqt Þ0.15 · ðe0 Þ−0.714
Long and Donohue (2010) Norway — 0.777 V s ¼ 1.961 · ðqt Þ0.579 · ð1 þ Bq Þ1.202
Taboada et al. (2013) Gulf of Mexico 274 0.94 V s ¼ 14.4 · ðqnet Þ0.265 · ðσv0
0 Þ0.137
Taboada et al. (2013) Gulf of Mexico 274 0.948 V s ¼ 16.3 · ðqnet Þ0.209 · ðσv0
0 =wÞ0.165
0
Fig. 11. Comparison of measured and predicted V s as a function of (a) net cone resistance (qnet ) and effective stress (σv0 ); (b) net cone resistance
0
(qnet ) and effective stress (σv0 ) normalized by water content (w)
Multiple regression analyses were conducted on the Norwegian capture the profile of increased V s with depth. For Dragvoll two
clay database to provide power function expressions for in situ V s MASW tests and an independent surface wave inversion procedure
in terms of qnet . The relationship with the highest coefficient of by Pasquet et al. (2014) give similar results and in this case all three
correlation using qnet , and one additional parameter was a power CPTU based methods match well with the measured data. It would
function similar to those listed on Table 2 seem then that satisfactory predictions of V s can be made from
independent CPTU data for Norwegian clays and that V s and
V s ¼ 8.35 · ðqnet Þ0.22 · ðσv0
0 Þ0.357 ð6Þ CPTU data can be used as a cross check of one another.
Fig. 12. Comparison between measured and predicted V s for (a–c) Vålen site in southern Norway; and (d–f) Dragvoll site in Trondheim with each
plot showing water content, sensitivity, and V s ; note change in x-axis scale for St at Vålen
assess undrained shear strength from V s measurements by rewriting For the CAUE tests the best fit relationship gives R2 of 0.6,
the relationships and solving for su as follows: which is not considered sufficiently high for practical use of the
equation. For both su (CAUC) and su (CAUE) the scatter in the
V s ¼ 12.72s0.66
u;CAUC or su;CAUC ¼ 0.021V 1.52
s with
data increases for increasing V s and the greatest variation is for
2
R ¼ 0.85 ð9Þ the highly overconsolidated Eidsvoll and Hvalsdalen clays.
Fig. 13. V s versus su from (a) CAUC triaxial tests; (b) CAUE triaxial tests on high-quality samples
A similar plot for V s against undrained shear strength from The data in Fig. 14(a) are compared to the relationships
DSS is presented in Fig. 14(a). There seems to be a particularly proposed by Andersen (2004) (i.e., Gmax =su;DSS ¼ 800–900
good fit between V s and suDSS . Perhaps this is not surprising given (Table 3). This latter relationship is that currently used in Norwe-
that the mode of deformation is the same in the two sets of tests. gian design practice for choice of Gmax based on DSS test results.
The best fit relationship is given by To compare with the relationships proposed by Andersen (2004)
density has been assumed to vary between 1.6 and 1.9 Mg=m3 and
V s ¼ 13.32s0.72
u;DSS or su;DSS ¼ 0.027V 1.39
s with R2 ¼ 0.87
the empirical factor to vary between 800 and 900. Fig. 14 shows the
ð10Þ two extreme lines from the Andersen (2004) relationship. The fit is
Fig. 14. (a) V s versus su from DSS tests; (b) Gmax =su (DSS) versus I p
dσ 0
M¼ ð11Þ
dε
For a low stress level, around the in situ vertical effective stress
0
(σv0 ), the resistance against deformation (M 0 ) is large. When the
stress increases this high resistance decreases appreciably owing to
partial collapse of the grain skeleton. Resistance reaches a mini-
mum (M n ) around the preconsolidation stress (pc0 ). Subsequently
when the effective stress is increased beyond pc0 the resistance
increases linearly with increasing effective stress. In the overcon-
solidated range M 1 (the average between M 0 and M n ) is often used
in design. The minimum value of the tangent modulus is M L .
The ratio between M 0 and M L was proposed by Karlsrud and
Fig. 15. NGI interpretation of classical Janbu tangent modulus versus Hernandez-Martinez (2013) as an index for assessing sample dis-
stress model turbance in soft clays.
Behavior in the normal consolidation stress range can be ap-
proximated by a linear odometer modulus M. Hence, for σ 0 > pc0
good at low V s value, but large difference arise for higher V s
results. The reason for these differences may come from the fact M ¼ mðσ 0 − σr0 Þ ð12Þ
that the relationships proposed by Andersen (2004) are based on
laboratory measurements of V s and Gmax , whereas in situ V s data where m = modulus number and σr0 = intercept on the σ 0 axis and is
are used in this study. It would seem that current Norwegian prac- the reference stress.
tice for a choice of Gmax based on suDSS is conservative but there is Here odometer test data were obtained from tests on high-
great potential for optimization of the approach. quality Sherbrooke block samples or miniblock samples only
Similarly the ratio of Gmax (determined from V s ) and su (DSS) is was used. The relationship between M0 and M L and V s is shown
plotted against I p in Fig. 14(b) and is compared to the relationships in Fig. 16. Correlations would be expected here as V s is a function
proposed by Andersen (2004) and Larsson and Mulabdić (1991) of the current state of stress. There is a clear trend of both M 0 and
(Table 3). The fit between the data and the two relationships is M L increase with increasing V s as expected. The scatter in the data
reasonable if a little conservative for I p greater than 30%. increases for increasing V s and the greatest variation is for the
highly overconsolidated Eidsvoll and Hvalsdalen clay. The best-
fit power trend lines shown give reasonable R2 values of 0.78
Correlations with 1D Compression Parameters and 0.8 for M 0 and M L , respectively. A similar relationship for
M 1 gives R2 of 0.69.
In this section in situ shear-wave velocity measurements are com- Values of the preconsolidation stress (pc0 as determined by the
pared to the classical 1D compression parameters published by Janbu procedure) are plotted against V s in Fig. 17. Again a reason-
Janbu (1963, 1969). The classical Janbu plot of 1D compression able correlation would be expected here as the shear-wave velocity
stiffness against stress is shown in Fig. 15. Janbu (1963) used is strongly dependent on the maximum past stress experienced by
the resistance concept to interpret 1D consolidation in an odometer the clay. The relationship between pc0 and V s is satisfactory and the
Conclusions
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